UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-7237 | ||||||||
Name of Registrant: | Putnam Investment Funds | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Investment Funds | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | Various | ||||||||
Date of reporting period: | 07/01/2010 - 06/30/2011 |
Registrant : | Putnam Investment Funds | ||||||||
Fund Name : | Putnam Capital Opportunities Fund | ||||||||
Date of fiscal year end: | 04/30/2011 | ||||||||
AAON, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAON | CUSIP 000360206 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Short | Mgmt | For | For | For | ||||
1.2 | Elect Jerry Levine | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Abercrombie & Fitch Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANF | CUSIP 002896207 | 02/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reincorporation | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Actuant Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATU | CUSIP 00508X203 | 01/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For | ||||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | ||||
1.3 | Elect Gustav Boel | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Fischer | Mgmt | For | For | For | ||||
1.5 | Elect William Hall | Mgmt | For | For | For | ||||
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Robert Peterson | Mgmt | For | For | For | ||||
1.8 | Elect Holly Van Deursen | Mgmt | For | For | For | ||||
1.9 | Elect Dennis Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Acxiom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACXM | CUSIP 005125109 | 08/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry Gramaglia | Mgmt | For | For | For | ||||
2 | Elect Clark Kokich | Mgmt | For | For | For | ||||
3 | Elect Kevin Twomey | Mgmt | For | For | For | ||||
4 | 2010 Executive Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
ADTRAN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADTN | CUSIP 00738A106 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | ||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | ||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | ||||
1.4 | Elect William Marks | Mgmt | For | For | For | ||||
1.5 | Elect James Matthews | Mgmt | For | For | For | ||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | ||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the Variable Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aeropostale Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARO | CUSIP 007865108 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Beegle | Mgmt | For | For | For | ||||
1.2 | Elect Robert Chavez | Mgmt | For | For | For | ||||
1.3 | Elect Michael Cunningham | Mgmt | For | For | For | ||||
1.4 | Elect Evelyn Dilsaver | Mgmt | For | For | For | ||||
1.5 | Elect Julian Geiger | Mgmt | For | For | For | ||||
1.6 | Elect John Haugh | Mgmt | For | For | For | ||||
1.7 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | ||||
1.8 | Elect John Howard | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.10 | Elect David Vermylen | Mgmt | For | For | For | ||||
2 | Amendment to the 2002 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
AGCO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGCO | CUSIP 001084102 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wolfgang Deml | Mgmt | For | For | For | ||||
2 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | ||||
3 | Elect Gerald Johanneson | Mgmt | For | For | For | ||||
4 | Elect Thomas LaSorda | Mgmt | For | For | For | ||||
5 | Elect George Minnich | Mgmt | For | For | For | ||||
6 | Elect Martin Richenhagen | Mgmt | For | For | For | ||||
7 | Elect Daniel Ustian | Mgmt | For | For | For | ||||
8 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Allegheny Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AYE | CUSIP 017361106 | 09/14/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Alliance Data Systems Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | ||||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alliant Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNT | CUSIP 018802108 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Singleton McAllister | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alliant Techsystems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATK | CUSIP 018804104 | 08/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | ||||
1.2 | Elect Mark DeYoung | Mgmt | For | For | For | ||||
1.3 | Elect Martin Faga | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Fogleman | Mgmt | For | For | For | ||||
1.5 | Elect April Foley | Mgmt | For | For | For | ||||
1.6 | Elect Tig Krekel | Mgmt | For | For | For | ||||
1.7 | Elect Douglas Maine | Mgmt | For | For | For | ||||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | ||||
1.9 | Elect Mark Ronald | Mgmt | For | For | For | ||||
1.10 | Elect William Van Dyke | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amedisys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMED | CUSIP 023436108 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Borne | Mgmt | For | For | For | ||||
1.2 | Elect Ronald A. LaBorde | Mgmt | For | For | For | ||||
1.3 | Elect Jake Netterville | Mgmt | For | For | For | ||||
1.4 | Elect David Pitts | Mgmt | For | For | For | ||||
1.5 | Elect Peter Ricchiuti | Mgmt | For | For | For | ||||
1.6 | Elect Donald Washburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
American Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFG | CUSIP 025932104 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Lindner | Mgmt | For | For | For | ||||
1.2 | Elect Carl Lindner, III | Mgmt | For | For | For | ||||
1.3 | Elect S. Craig Lindner | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Ambrecht | Mgmt | For | For | For | ||||
1.5 | Elect Theodore Emmerich | Mgmt | For | For | For | ||||
1.6 | Elect James Evans | Mgmt | For | For | For | ||||
1.7 | Elect Terry Jacobs | Mgmt | For | For | For | ||||
1.8 | Elect Gregory Joseph | Mgmt | For | For | For | ||||
1.9 | Elect William Verity | Mgmt | For | For | For | ||||
1.10 | Elect John Von Lehman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Co-CEO Equity Bonus Plan | Mgmt | For | For | For | ||||
4 | Annual Senior Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | ||||
American Vanguard Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVD | CUSIP 030371108 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lawrence Clark | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Debra Edwards | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Alfred Ingulli | Mgmt | For | Withhold | Against | ||||
1.4 | Elect John Killmer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect John Miles | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Carl Soderlind | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Irving Thau | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Eric Wintemute | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Esmail Zirakparvar | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
American Woodmark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMWD | CUSIP 030506109 | 08/26/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Brandt, Jr. | Mgmt | For | For | For | ||||
2 | Elect Andrew Cogan | Mgmt | For | For | For | ||||
3 | Elect Martha Dally | Mgmt | For | For | For | ||||
4 | Elect James Davis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Kent Guichard | Mgmt | For | For | For | ||||
6 | Elect Daniel Hendrix | Mgmt | For | For | For | ||||
7 | Elect Kent Hussey | Mgmt | For | For | For | ||||
8 | Elect Carol Moerdyk | Mgmt | For | For | For | ||||
9 | Elect Vance Tang | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the 2004 Incentive Plan for Employees | Mgmt | For | For | For | ||||
Amerigroup Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGP | CUSIP 03073T102 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Carlson | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Child | Mgmt | For | For | For | ||||
1.3 | Elect Richard Shirk | Mgmt | For | For | For | ||||
1.4 | Elect John Snow | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Prueher | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
AMERISAFE, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMSF | CUSIP 03071H100 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect C. Allen Bradley, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Austin Young III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anthony Conti | Mgmt | For | For | For | ||||
1.2 | Elect Frank Hermance | Mgmt | For | For | For | ||||
2 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amkor Technology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMKR | CUSIP 031652100 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Kim | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Joyce | Mgmt | For | For | For | ||||
1.3 | Elect Roger Carolin | Mgmt | For | For | For | ||||
1.4 | Elect Winston Churchill | Mgmt | For | For | For | ||||
1.5 | Elect John Kim | Mgmt | For | For | For | ||||
1.6 | Elect John Osborne | Mgmt | For | For | For | ||||
1.7 | Elect Dong Park | Mgmt | For | For | For | ||||
1.8 | Elect James Zug | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
AMN Healthcare Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHS | CUSIP 001744101 | 04/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect R. Jeffrey Harris | Mgmt | For | For | For | ||||
2 | Elect Michael Johns | Mgmt | For | For | For | ||||
3 | Elect Martha Marsh | Mgmt | For | For | For | ||||
4 | Elect Susan Salka | Mgmt | For | For | For | ||||
5 | Elect Andrew Stern | Mgmt | For | For | For | ||||
6 | Elect Paul Weaver | Mgmt | For | For | For | ||||
7 | Elect Douglas Wheat | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
AMN Healthcare Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHS | CUSIP 001744101 | 12/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Conversion of Preferred Stock | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
AnnTaylor Stores Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANN | CUSIP 035623107 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dale Hilpert | Mgmt | For | For | For | ||||
2 | Elect Ronald Hovsepian | Mgmt | For | For | For | ||||
3 | Elect Linda Huett | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
ANSYS, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANSS | CUSIP 03662Q105 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Cashman III | Mgmt | For | For | For | ||||
1.2 | Elect William McDermott | Mgmt | For | For | For | ||||
1.3 | Elect Ajei Gopal | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Amendment to the 1996 Stock Option and Grant Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Apogee Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APOG | CUSIP 037598109 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Marzec | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Mitchell | Mgmt | For | For | For | ||||
1.3 | Elect David Weiss | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Amendment to the 2009 Non-Employee Director Stock Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Applied Industrial Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIT | CUSIP 03820C105 | 10/26/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Bares | Mgmt | For | For | For | ||||
1.2 | Elect L. Thomas Hiltz | Mgmt | For | For | For | ||||
1.3 | Elect Edith Kelly-Green | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Arkansas Best Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABFS | CUSIP 040790107 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Alden | Mgmt | For | For | For | ||||
1.2 | Elect Frank Edelstein | Mgmt | For | For | For | ||||
1.3 | Elect William Legg | Mgmt | For | For | For | ||||
1.4 | Elect Judy McReynolds | Mgmt | For | For | For | ||||
1.5 | Elect Robert Young, III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Ashland Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASH | CUSIP 044209104 | 01/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kathleen Ligocki | Mgmt | For | For | For | ||||
2 | Elect James O'Brien | Mgmt | For | For | For | ||||
3 | Elect Barry Perry | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
AsiaInfo-Linkage, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASIA | CUSIP 04518A104 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Tian | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Davin Mackenzie | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Xiwei Huang | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
AsiaInfo-Linkage, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASIA | CUSIP 04518A104 | 09/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steve Zhang | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Thomas J. Manning | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Sean Shao | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aspen Insurance Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHL | CUSIP G05384105 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
2.1 | Elect Christopher O'Kane | Mgmt | For | For | For | ||||
2.2 | Elect John Cavoores | Mgmt | For | For | For | ||||
2.3 | Elect Liaquat Ahamed | Mgmt | For | Withhold | Against | ||||
2.4 | Elect Heidi Hutter | Mgmt | For | For | For | ||||
2.5 | Elect Albert Beer | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2011 Share Incentive Plan | Mgmt | For | For | For | ||||
Atwood Oceanics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATW | CUSIP 050095108 | 02/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Deborah Beck | Mgmt | For | For | For | ||||
1.2 | Elect Robert Burgess | Mgmt | For | For | For | ||||
1.3 | Elect George Dotson | Mgmt | For | For | For | ||||
1.4 | Elect Jack Golden | Mgmt | For | For | For | ||||
1.5 | Elect Hans Helmerich | Mgmt | For | For | For | ||||
1.6 | Elect James Montague | Mgmt | For | For | For | ||||
1.7 | Elect Robert Saltiel | Mgmt | For | For | For | ||||
2 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | ||||
Autodesk, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADSK | CUSIP 052769106 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Bass | Mgmt | For | For | For | ||||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | ||||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | ||||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||||
5 | Elect Sean Maloney | Mgmt | For | For | For | ||||
6 | Elect Mary McDowell | Mgmt | For | For | For | ||||
7 | Elect Lorrie Norrington | Mgmt | For | For | For | ||||
8 | Elect Charles Robel | Mgmt | For | For | For | ||||
9 | Elect Steven West | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Autoliv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | ||||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | ||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Basic Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CUSIP 06985P100 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James D'Agostino | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Kenneth Huseman | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas Moore, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2003 Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Berry Petroleum Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRY | CUSIP 085789105 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Busch, III | Mgmt | For | For | For | ||||
1.2 | Elect William Bush, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Cropper | Mgmt | For | For | For | ||||
1.4 | Elect J. Herbert Gaul, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Hadden | Mgmt | For | For | For | ||||
1.6 | Elect Robert Heinemann | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Jamieson | Mgmt | For | For | For | ||||
1.8 | Elect J. Frank Keller | Mgmt | For | For | For | ||||
1.9 | Elect Michael Reddin | Mgmt | For | For | For | ||||
1.10 | Elect Martin Young, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Biovail Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BVF | CUSIP 09067J109 | 09/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
2 | Company Name Change | Mgmt | For | For | For | ||||
Black Hills Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKH | CUSIP 092113109 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Emery | Mgmt | For | For | For | ||||
1.2 | Elect Rebecca Roberts | Mgmt | For | For | For | ||||
1.3 | Elect Warren Robinson | Mgmt | For | For | For | ||||
1.4 | Elect John Vering | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Blackbaud, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLKB | CUSIP 09227Q100 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy Chou | Mgmt | For | For | For | ||||
1.2 | Elect Carolyn Miles | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Blyth, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BTH | CUSIP 09643P207 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anne Busquet | Mgmt | For | For | For | ||||
1.2 | Elect Pamela Goergen | Mgmt | For | For | For | ||||
1.3 | Elect Robert Goergen | Mgmt | For | For | For | ||||
1.4 | Elect Neal Goldman | Mgmt | For | For | For | ||||
1.5 | Elect Carol Hochman | Mgmt | For | For | For | ||||
1.6 | Elect Wilma Jordan | Mgmt | For | For | For | ||||
1.7 | Elect James McTaggart | Mgmt | For | For | For | ||||
1.8 | Elect Howard Rose | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Books-a-Million, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAMM | CUSIP 098570104 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Albert Johnson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
BorgWarner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BWA | CUSIP 099724106 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Adams | Mgmt | For | For | For | ||||
2 | Elect David Brown | Mgmt | For | For | For | ||||
3 | Elect Jan Carlson | Mgmt | For | For | For | ||||
4 | Elect Dennis Cuneo | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Broadridge Financial Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BR | CUSIP 11133T103 | 11/17/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Richard Daly | Mgmt | For | For | For | ||||
3 | Elect Robert Duelks | Mgmt | For | For | For | ||||
4 | Elect Richard Haviland | Mgmt | For | For | For | ||||
5 | Elect Sandra Jaffee | Mgmt | For | For | For | ||||
6 | Elect Alexandra Lebenthal | Mgmt | For | For | For | ||||
7 | Elect Stuart Levine | Mgmt | For | For | For | ||||
8 | Elect Thomas Perna | Mgmt | For | For | For | ||||
9 | Elect Alan Weber | Mgmt | For | For | For | ||||
10 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Omnibus Award Plan | Mgmt | For | Against | Against | ||||
Brocade Communications Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRCD | CUSIP 111621306 | 04/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Gerdelman | Mgmt | For | For | For | ||||
2 | Elect Glenn Jones | Mgmt | For | For | For | ||||
3 | Elect Michael Klayko | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Brookline Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRKL | CUSIP 11373M107 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Wilde | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | 2011 Restricted Stock Plan | Mgmt | For | For | For | ||||
Brown Shoe Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BWS | CUSIP 115736100 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Fromm | Mgmt | For | For | For | ||||
1.2 | Elect Steven Korn | Mgmt | For | For | For | ||||
1.3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2011 Incentive and Stock Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Buckle Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKE | CUSIP 118440106 | 06/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Hirschfeld | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Nelson | Mgmt | For | For | For | ||||
1.3 | Elect Karen Rhoads | Mgmt | For | For | For | ||||
1.4 | Elect James Shada | Mgmt | For | For | For | ||||
1.5 | Elect Robert Campbell | Mgmt | For | For | For | ||||
1.6 | Elect Bill Fairfield | Mgmt | For | For | For | ||||
1.7 | Elect Bruce Hoberman | Mgmt | For | For | For | ||||
1.8 | Elect John Peetz | Mgmt | For | For | For | ||||
1.9 | Elect Michael Huss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2011 Management Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Cabela's Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAB | CUSIP 126804301 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Theodore Armstrong | Mgmt | For | For | For | ||||
2 | Elect Richard Cabela | Mgmt | For | For | For | ||||
3 | Elect James Cabela | Mgmt | For | For | For | ||||
4 | Elect John Edmondson | Mgmt | For | For | For | ||||
5 | Elect John Gottschalk | Mgmt | For | For | For | ||||
6 | Elect Dennis Highby | Mgmt | For | For | For | ||||
7 | Elect Reuben Mark | Mgmt | For | For | For | ||||
8 | Elect Michael McCarthy | Mgmt | For | For | For | ||||
9 | Elect Thomas Millner | Mgmt | For | For | For | ||||
10 | Elect Beth Pritchard | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
15 | Elimination of Nonvoting Common Stock | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dan Dinges | Mgmt | For | For | For | ||||
2 | Elect James Gibbs | Mgmt | For | For | For | ||||
3 | Elect William Vititoe | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cal Dive International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DVR | CUSIP 12802T101 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Transier | Mgmt | For | For | For | ||||
1.2 | Elect John Mills | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Career Education Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CECO | CUSIP 141665109 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | ||||
1.2 | Elect David Devonshire | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Gross | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Gregory Jackson | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Lally | Mgmt | For | For | For | ||||
1.6 | Elect Steven Lesnik | Mgmt | For | For | For | ||||
1.7 | Elect Gary McCullough | Mgmt | For | For | For | ||||
1.8 | Elect Leslie Thornton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
CDI Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDI | CUSIP 125071100 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
1.2 | Elect Michael Emmi | Mgmt | For | For | For | ||||
1.3 | Elect Walter Garrison | Mgmt | For | For | For | ||||
1.4 | Elect Lawrence Karlson | Mgmt | For | For | For | ||||
1.5 | Elect Ronald J. Kozich | Mgmt | For | For | For | ||||
1.6 | Elect Anna Seal | Mgmt | For | For | For | ||||
1.7 | Elect Albert Smith | Mgmt | For | For | For | ||||
1.8 | Elect Barton Winokur | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | CEO Cash Bonus Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Stock Purchase Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Centene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNC | CUSIP 15135B101 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Neidorff | Mgmt | For | For | For | ||||
1.2 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
1.3 | Elect John Roberts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Century Aluminum Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CENX | CUSIP 156431108 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Blumgart | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Steven Kalmin | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Terence Wilkinson | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cephalon, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEPH | CUSIP 156708109 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Kevin Buchi | Mgmt | For | For | For | ||||
2 | Elect William Egan | Mgmt | For | For | For | ||||
3 | Elect Martyn Greenacre | Mgmt | For | For | For | ||||
4 | Elect Charles Homcy | Mgmt | For | For | For | ||||
5 | Elect Vaughn Kailian | Mgmt | For | For | For | ||||
6 | Elect Kevin Moley | Mgmt | For | For | For | ||||
7 | Elect Charles Sanders | Mgmt | For | For | For | ||||
8 | Elect Gail Wilensky | Mgmt | For | For | For | ||||
9 | Elect Dennis Winger | Mgmt | For | For | For | ||||
10 | Amendment to 2011 Equity Compensation Plan | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
Chicago Bridge & Iron Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBI | CUSIP 167250109 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Neale | Mgmt | For | For | For | ||||
2 | Elect J. Charles Jennett | Mgmt | For | For | For | ||||
3 | Elect Larry McVay | Mgmt | For | For | For | ||||
4 | Elect Marsha Williams | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
Church & Dwight Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHD | CUSIP 171340102 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jose Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect James Craigie | Mgmt | For | For | For | ||||
1.3 | Elect Rosina Dixon | Mgmt | For | For | For | ||||
1.4 | Elect Robert LeBlanc | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
City Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHCO | CUSIP 177835105 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Hugh Clonch | Mgmt | For | For | For | ||||
1.2 | Elect Robert Fisher | Mgmt | For | For | For | ||||
1.3 | Elect Jay Goldman | Mgmt | For | For | For | ||||
1.4 | Elect Charles Hageboeck | Mgmt | For | For | For | ||||
1.5 | Elect Philip McLaughlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
City National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYN | CUSIP 178566105 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Bloch | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Bram Goldsmith | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Ashok Israni | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Kenneth Ziffren | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Omnibus Plan | Mgmt | For | Against | Against | ||||
4 | Amendment of the Variable Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Clayton Williams Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CWEI | CUSIP 969490101 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Davis Ford | Mgmt | For | For | For | ||||
1.2 | Elect Robert Parker | Mgmt | For | For | For | ||||
1.3 | Elect Jordan Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Clear Channel Outdoor Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCO | CUSIP 18451C109 | 05/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Shepherd | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Christopher Temple | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Scott Wells | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cliffs Natural Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLF | CUSIP 18683K101 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | ||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | ||||
4 | Elect Andres Ricardo Gluski Weilert | Mgmt | For | For | For | ||||
5 | Elect Susan Green | Mgmt | For | For | For | ||||
6 | Elect Janice Henry | Mgmt | For | For | For | ||||
7 | Elect James Kirsch | Mgmt | For | For | For | ||||
8 | Elect Francis McAllister | Mgmt | For | For | For | ||||
9 | Elect Roger Phillips | Mgmt | For | For | For | ||||
10 | Elect Richard Riederer | Mgmt | For | For | For | ||||
11 | Elect Richard Ross | Mgmt | For | For | For | ||||
12 | Elect Alan Schwartz | Mgmt | For | For | For | ||||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
CNA Surety Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUR | CUSIP 12612L108 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Britt | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Anthony Cleberg | Mgmt | For | Withhold | Against | ||||
1.3 | Elect David Edelson | Mgmt | For | Withhold | Against | ||||
1.4 | Elect D. Craig Mense | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Robert Tinstman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect John Welch | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peter W. Wilson | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Long-Term Equity Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Coeur d'Alene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDE | CUSIP 192108504 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect L. Michael Bogert | Mgmt | For | For | For | ||||
1.2 | Elect James Curran | Mgmt | For | For | For | ||||
1.3 | Elect Sebastian Edwards | Mgmt | For | For | For | ||||
1.4 | Elect Andrew Lundquist | Mgmt | For | For | For | ||||
1.5 | Elect Robert Mellor | Mgmt | For | For | For | ||||
1.6 | Elect John Robinson | Mgmt | For | For | For | ||||
1.7 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||||
1.8 | Elect Timothy Winterer | Mgmt | For | For | For | ||||
1.9 | Elect Dennis Wheeler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Cogent, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COGT | CUSIP 19239Y108 | 08/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ming Hsieh | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John Bolger | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John Stenbit | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Kenneth Thornton | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Commerce Bancshares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBSH | CUSIP 200525103 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Capps | Mgmt | For | For | For | ||||
1.2 | Elect W. Thomas Grant II | Mgmt | For | For | For | ||||
1.3 | Elect James Hebenstreit | Mgmt | For | For | For | ||||
1.4 | Elect David Kemper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Commercial Metals Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMC | CUSIP 201723103 | 01/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Guido | Mgmt | For | For | For | ||||
1.2 | Elect Sarah Raiss | Mgmt | For | For | For | ||||
1.3 | Elect J. David Smith | Mgmt | For | For | For | ||||
1.4 | Elect Robert Womack | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Compass Minerals International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMP | CUSIP 20451N101 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bradley Bell | Mgmt | For | For | For | ||||
1.2 | Elect Richard Grant | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Complete Production Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPX | CUSIP 20453E109 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Boswell | Mgmt | For | For | For | ||||
1.2 | Elect Michael McShane | Mgmt | For | For | For | ||||
1.3 | Elect Marcus Watts | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Con-Way Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNW | CUSIP 205944101 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Anton | Mgmt | For | For | For | ||||
2 | Elect William Corbin | Mgmt | For | For | For | ||||
3 | Elect Robert Jaunich II | Mgmt | For | For | For | ||||
4 | Elect W. Keith Kennedy, Jr. | Mgmt | For | For | For | ||||
5 | Elect Michael Murray | Mgmt | For | For | For | ||||
6 | Elect Edith Perez | Mgmt | For | For | For | ||||
7 | Elect John Pope | Mgmt | For | For | For | ||||
8 | Elect William Schroeder | Mgmt | For | For | For | ||||
9 | Elect Douglas Stotlar | Mgmt | For | For | For | ||||
10 | Elect Peter Stott | Mgmt | For | For | For | ||||
11 | Elect Chelsea White III | Mgmt | For | For | For | ||||
12 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
CONMED Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNMD | CUSIP 207410101 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eugene Corasanti | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Corasanti | Mgmt | For | For | For | ||||
1.3 | Elect Bruce Daniels | Mgmt | For | For | For | ||||
1.4 | Elect Jo Ann Golden | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Mandia | Mgmt | For | For | For | ||||
1.6 | Elect Stuart Schwartz | Mgmt | For | For | For | ||||
1.7 | Elect Mark Tryniski | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Contango Oil & Gas Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCF | CUSIP 21075N204 | 12/01/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Peak | Mgmt | For | Against | Against | ||||
2 | Elect B.A. Berilgen | Mgmt | For | Against | Against | ||||
3 | Elect Jay Brehmer | Mgmt | For | Against | Against | ||||
4 | Elect Charles Reimer | Mgmt | For | Against | Against | ||||
5 | Elect Steven Schoonover | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joel Ackerman | Mgmt | For | Against | Against | ||||
2 | Elect Lawrence Kugelman | Mgmt | For | Against | Against | ||||
3 | Elect Michael Stocker | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | ||||
Cross Country Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCRN | CUSIP 227483104 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Boshart | Mgmt | For | For | For | ||||
1.2 | Elect Emil Hensel | Mgmt | For | For | For | ||||
1.3 | Elect W. Larry Cash | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Dircks | Mgmt | For | For | For | ||||
1.5 | Elect Gale Fitzgerald | Mgmt | For | For | For | ||||
1.6 | Elect Joseph Trunfio | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
CSG Systems International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSGS | CUSIP 126349109 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Cooper | Mgmt | For | For | For | ||||
1.2 | Elect John Hughes | Mgmt | For | For | For | ||||
1.3 | Elect Bernard Reznicek | Mgmt | For | For | For | ||||
1.4 | Elect Donald Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Approval of the Performance Bonus Program | Mgmt | For | For | For | ||||
5 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
CSS Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSS | CUSIP 125906107 | 08/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Beaumont | Mgmt | For | For | For | ||||
1.2 | Elect James Bromley | Mgmt | For | For | For | ||||
1.3 | Elect Jack Farber | Mgmt | For | For | For | ||||
1.4 | Elect John Gavin | Mgmt | For | For | For | ||||
1.5 | Elect James Ksansnak | Mgmt | For | For | For | ||||
1.6 | Elect Rebecca Matthias | Mgmt | For | For | For | ||||
1.7 | Elect Christopher Munyan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cubist Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martin Rosenberg | Mgmt | For | For | For | ||||
1.2 | Elect Matthew Singleton | Mgmt | For | For | For | ||||
1.3 | Elect Michael Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cullen/Frost Bankers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFR | CUSIP 229899109 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | ||||
1.3 | Elect Royce Caldwell | Mgmt | For | For | For | ||||
1.4 | Elect Crawford Edwards | Mgmt | For | For | For | ||||
1.5 | Elect Ruben Escobedo | Mgmt | For | For | For | ||||
1.6 | Elect Richard Evans, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Patrick Frost | Mgmt | For | For | For | ||||
1.8 | Elect David Haemisegger | Mgmt | For | For | For | ||||
1.9 | Elect Karen Jennings | Mgmt | For | For | For | ||||
1.10 | Elect Richard Kleberg III | Mgmt | For | For | For | ||||
1.11 | Elect Charles Matthews | Mgmt | For | For | For | ||||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | ||||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cytec Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYT | CUSIP 232820100 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Anthony Fernandes | Mgmt | For | For | For | ||||
2 | Elect Jerry Satrum | Mgmt | For | For | For | ||||
3 | Elect Raymond Sharpe | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
5 | Amendment to the 1993 Stock Award and Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Danvers Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNBK | CUSIP 236442109 | 05/13/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | TNA | N/A | ||||
2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | ||||
Delphi Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFG | CUSIP 247131105 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip O'Connor | Mgmt | For | For | For | ||||
1.2 | Elect Robert Rosenkranz | Mgmt | For | For | For | ||||
1.3 | Elect Donald Sherman | Mgmt | For | For | For | ||||
1.4 | Elect Kevin Brine | Mgmt | For | For | For | ||||
1.5 | Elect Edward Fox | Mgmt | For | For | For | ||||
1.6 | Elect Steven Hirsh | Mgmt | For | For | For | ||||
1.7 | Elect Harold Ilg | Mgmt | For | For | For | ||||
1.8 | Elect James Litvack | Mgmt | For | For | For | ||||
1.9 | Elect James Meehan | Mgmt | For | For | For | ||||
1.10 | Elect Robert Wright | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Deluxe Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLX | CUSIP 248019101 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | ||||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | ||||
1.3 | Elect Don McGrath | Mgmt | For | For | For | ||||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | ||||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | ||||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | ||||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | ||||
1.9 | Elect Lee Schram | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
DiamondRock Hospitality Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DRH | CUSIP 252784301 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William McCarten | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Altobello | Mgmt | For | For | For | ||||
1.3 | Elect W. Robert Grafton | Mgmt | For | For | For | ||||
1.4 | Elect Maureen McAvey | Mgmt | For | For | For | ||||
1.5 | Elect Gilbert Ray | Mgmt | For | For | For | ||||
1.6 | Elect John Williams | Mgmt | For | For | For | ||||
1.7 | Elect Mark Brugger | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Diodes Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIOD | CUSIP 254543101 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael Giordano | Mgmt | For | For | For | ||||
1.3 | Elect L.P. Hsu | Mgmt | For | For | For | ||||
1.4 | Elect Keh-Shew Lu | Mgmt | For | For | For | ||||
1.5 | Elect Raymond Soong | Mgmt | For | For | For | ||||
1.6 | Elect John Stich | Mgmt | For | For | For | ||||
1.7 | Elect Michael Tsai | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar Tree, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLTR | CUSIP 256746108 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Macon Brock, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Mary Citrino | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Whiddon | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
DST Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DST | CUSIP 233326107 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Argyros | Mgmt | For | For | For | ||||
1.2 | Elect Lawrence Higby | Mgmt | For | For | For | ||||
1.3 | Elect Thomas McDonnell | Mgmt | For | For | For | ||||
1.4 | Elect M. Jeannine Strandjord | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
East West Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EWBC | CUSIP 27579R104 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Iris Chan | Mgmt | For | For | For | ||||
1.2 | Elect Rudolph Estrada | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Julia Gouw | Mgmt | For | For | For | ||||
1.4 | Elect Paul Irving | Mgmt | For | For | For | ||||
1.5 | Elect Andrew Kane | Mgmt | For | For | For | ||||
1.6 | Elect John Lee | Mgmt | For | For | For | ||||
1.7 | Elect Herman Li | Mgmt | For | For | For | ||||
1.8 | Elect Jack Liu | Mgmt | For | For | For | ||||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | ||||
1.10 | Elect Keith Renken | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Eastman Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMN | CUSIP 277432100 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Humberto Alfonso | Mgmt | For | For | For | ||||
2 | Elect Michael Connors | Mgmt | For | For | For | ||||
3 | Elect Howard Lance | Mgmt | For | For | For | ||||
4 | Elect James Rogers | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | ||||
EchoStar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SATS | CUSIP 278768106 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Clayton | Mgmt | For | Withhold | Against | ||||
1.2 | Elect R. Stanton Dodge | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Dugan | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Charles Ergen | Mgmt | For | Withhold | Against | ||||
1.5 | Elect David Moskowitz | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Tom Ortolf | Mgmt | For | Withhold | Against | ||||
1.7 | Elect C. Michael Schroeder | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
El Paso Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EE | CUSIP 283677854 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Catherine Allen | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Heitz | Mgmt | For | For | For | ||||
1.3 | Elect Michael Parks | Mgmt | For | For | For | ||||
1.4 | Elect Eric Siegel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Emulex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ELX | CUSIP 292475209 | 11/23/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fred Cox | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael Downey | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Bruce Edwards | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Paul Folino | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Robert Goon | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Don Lyle | Mgmt | For | Withhold | Against | ||||
1.7 | Elect James McCluney | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Dean Yoost | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Endo Pharmaceuticals Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENDP | CUSIP 29264F205 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Delucca | Mgmt | For | For | For | ||||
1.2 | Elect David Holveck | Mgmt | For | For | For | ||||
1.3 | Elect Nancy Hutson | Mgmt | For | For | For | ||||
1.4 | Elect Michael Hyatt | Mgmt | For | For | For | ||||
1.5 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
1.6 | Elect William P. Montague | Mgmt | For | For | For | ||||
1.7 | Elect David Nash | Mgmt | For | For | For | ||||
1.8 | Elect Joseph Scodari | Mgmt | For | For | For | ||||
1.9 | Elect William Spengler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Endurance Specialty Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENH | CUSIP G30397106 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Bolinder | Mgmt | For | For | For | ||||
1.2 | Elect Susan Cabrera | Mgmt | For | For | For | ||||
1.3 | Elect Scott Moore | Mgmt | For | For | For | ||||
1.4 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
1.5 | Elect Robert Spass | Mgmt | For | Withhold | Against | ||||
1.6 | Elect David Cash | Mgmt | For | For | For | ||||
1.7 | Elect John V. Del Col | Mgmt | For | For | For | ||||
1.8 | Elect William M. Jewett | Mgmt | For | For | For | ||||
1.9 | Elect Alan Barlow | Mgmt | For | For | For | ||||
1.10 | Elect William Bolinder | Mgmt | For | For | For | ||||
1.11 | Elect David Cash | Mgmt | For | For | For | ||||
1.12 | Elect Simon Minshall | Mgmt | For | For | For | ||||
1.13 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
1.14 | Elect Alan Barlow | Mgmt | For | For | For | ||||
1.15 | Elect William Bolinder | Mgmt | For | For | For | ||||
1.16 | Elect David Cash | Mgmt | For | For | For | ||||
1.17 | Elect Simon Minshall | Mgmt | For | For | For | ||||
1.18 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | ||||
7 | Decrease Board Size | Mgmt | For | For | For | ||||
Ennis Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBF | CUSIP 293389102 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Bracken | Mgmt | For | For | For | ||||
1.2 | Elect Keith Walters | Mgmt | For | For | For | ||||
1.3 | Elect Irshad Ahmad | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
EnPro Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NPO | CUSIP 29355X107 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Macadam | Mgmt | For | For | For | ||||
1.2 | Elect J.P. Bolduc | Mgmt | For | For | For | ||||
1.3 | Elect Peter Browning | Mgmt | For | For | For | ||||
1.4 | Elect Diane Creel | Mgmt | For | For | For | ||||
1.5 | Elect Don DeFosset | Mgmt | For | For | For | ||||
1.6 | Elect Gordon Harnett | Mgmt | For | For | For | ||||
1.7 | Elect David Hauser | Mgmt | For | For | For | ||||
1.8 | Elect Wilbur Prezzano, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Entertainment Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPR | CUSIP 29380T105 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Brain | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Druten | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
FactSet Research Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDS | CUSIP 303075105 | 12/14/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Laird, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect James McGonigle | Mgmt | For | For | For | ||||
1.3 | Elect Charles Snyder | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Stock Option Plan | Mgmt | For | Against | Against | ||||
Fair Isaac Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FICO | CUSIP 303250104 | 02/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect A. George Battle | Mgmt | For | Against | Against | ||||
2 | Elect Nicholas Graziano | Mgmt | For | For | For | ||||
3 | Elect Mark Greene | Mgmt | For | For | For | ||||
4 | Elect Alex Hart | Mgmt | For | For | For | ||||
5 | Elect James Kirsner | Mgmt | For | For | For | ||||
6 | Elect William Lansing | Mgmt | For | For | For | ||||
7 | Elect Rahul Merchant | Mgmt | For | For | For | ||||
8 | Elect Margaret Taylor | Mgmt | For | For | For | ||||
9 | Elect Duane White | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fairchild Semiconductor International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCS | CUSIP 303726103 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Carinalli | Mgmt | For | For | For | ||||
2 | Elect Randy Carson | Mgmt | For | For | For | ||||
3 | Elect Anthony Lear | Mgmt | For | For | For | ||||
4 | Elect Thomas Magnanti | Mgmt | For | For | For | ||||
5 | Elect Kevin McGarity | Mgmt | For | For | For | ||||
6 | Elect Bryan Roub | Mgmt | For | For | For | ||||
7 | Elect Ronald Shelly | Mgmt | For | For | For | ||||
8 | Elect Mark Thompson | Mgmt | For | For | For | ||||
9 | Amendment to the 2007 Stock Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
First Citizens BancShares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCNCA | CUSIP 31946M103 | 04/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | ||||
1.3 | Elect Victor Bell III | Mgmt | For | For | For | ||||
1.4 | Elect George Broadrick | Mgmt | For | For | For | ||||
1.5 | Elect Hope Connell | Mgmt | For | For | For | ||||
1.6 | Elect H. M. Craig III | Mgmt | For | For | For | ||||
1.7 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Daniel Heavner | Mgmt | For | For | For | ||||
1.9 | Elect Frank Holding | Mgmt | For | For | For | ||||
1.10 | Elect Frank Holding, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Lucius Jones | Mgmt | For | For | For | ||||
1.12 | Elect Robert Mason, IV | Mgmt | For | For | For | ||||
1.13 | Elect Robert Newcomb | Mgmt | For | For | For | ||||
1.14 | Elect James Parker | Mgmt | For | For | For | ||||
1.15 | Elect Ralph Shelton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Addison | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Anthony Alexander | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Anderson | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Carol Cartwright | Mgmt | For | Withhold | Against | ||||
1.5 | Elect William Cottle | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Novak, Jr. | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Catherine Rein | Mgmt | For | Withhold | Against | ||||
1.11 | Elect George Smart | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Wesley Taylor | Mgmt | For | Withhold | Against | ||||
1.13 | Elect Jesse Williams, Sr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Report on Coal Risk | ShrHldr | Against | For | Against | ||||
FMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMC | CUSIP 302491303 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Mooney | Mgmt | For | For | For | ||||
2 | Elect Enrique Sosa | Mgmt | For | For | For | ||||
3 | Elect Vincent Volpe Jr. | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Fresh Del Monte Produce Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDP | CUSIP G36738105 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Berthelot | Mgmt | For | For | For | ||||
2 | Elect Madeleine Champion | Mgmt | For | For | For | ||||
3 | Elect Elias Hebeka | Mgmt | For | For | For | ||||
4 | Approval of Financial Statements | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Allocation of Dividends | Mgmt | For | For | For | ||||
7 | 2011 Omnibus Share Incentive Plan | Mgmt | For | Against | Against | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Gannett Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCI | CUSIP 364730101 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cody | Mgmt | For | For | For | ||||
1.2 | Elect Craig Dubow | Mgmt | For | For | For | ||||
1.3 | Elect Howard Elias | Mgmt | For | For | For | ||||
1.4 | Elect Arthur Harper | Mgmt | For | For | For | ||||
1.5 | Elect John Louis | Mgmt | For | For | For | ||||
1.6 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
1.7 | Elect Scott McCune | Mgmt | For | For | For | ||||
1.8 | Elect Duncan McFarland | Mgmt | For | For | For | ||||
1.9 | Elect Neal Shapiro | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Gardner Denver, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GDI | CUSIP 365558105 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Barger, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Raymond Hipp | Mgmt | For | For | For | ||||
1.3 | Elect David Petratis | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
GATX Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GMT | CUSIP 361448103 | 04/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Anne Ariva | Mgmt | For | For | For | ||||
2 | Elect Deborah Fretz | Mgmt | For | For | For | ||||
3 | Elect Ernst Haberli | Mgmt | For | For | For | ||||
4 | Elect Brian Kenney | Mgmt | For | For | For | ||||
5 | Elect Mark McGrath | Mgmt | For | For | For | ||||
6 | Elect James Ream | Mgmt | For | For | For | ||||
7 | Elect David Sutherland | Mgmt | For | For | For | ||||
8 | Elect Casey Sylla | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Gentiva Health Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTIV | CUSIP 37247A102 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Forman, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Victor Ganzi | Mgmt | For | For | For | ||||
1.3 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Malone | Mgmt | For | For | For | ||||
1.5 | Elect Stuart Olsten | Mgmt | For | For | For | ||||
1.6 | Elect Sheldon Retchin | Mgmt | For | For | For | ||||
1.7 | Elect Tony Strange | Mgmt | For | For | For | ||||
1.8 | Elect Raymond Troubh | Mgmt | For | For | For | ||||
1.9 | Elect Rodney Windley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Georgia Gulf Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GGC | CUSIP 373200302 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wayne Sales | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Gervis | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Adoption of Shareholder Rights Plan | Mgmt | For | Against | Against | ||||
5 | 2011 Equity and Performance Incentive Plan | Mgmt | For | Against | Against | ||||
6 | Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Global Cash Access Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCA | CUSIP 378967103 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fred Enlow | Mgmt | For | For | For | ||||
1.2 | Elect Patrick Olson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Global Industries, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLBL | CUSIP 379336100 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Buckner | Mgmt | For | For | For | ||||
1.2 | Elect John Clerico | Mgmt | For | For | For | ||||
1.3 | Elect Lawrence Dickerson | Mgmt | For | For | For | ||||
1.4 | Elect Edward Djerejian | Mgmt | For | For | For | ||||
1.5 | Elect Charles Enze | Mgmt | For | For | For | ||||
1.6 | Elect Larry Farmer | Mgmt | For | For | For | ||||
1.7 | Elect Edgar Hotard | Mgmt | For | For | For | ||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | ||||
1.9 | Elect John Reed | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Global Payments Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPN | CUSIP 37940X102 | 09/30/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edwin Burba, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Raymond Killian | Mgmt | For | For | For | ||||
1.3 | Elect Ruth Ann Marshall | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Harleysville Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGIC | CUSIP 412824104 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Thacher Brown | Mgmt | For | For | For | ||||
1.2 | Elect Mirian Graddick-Weir | Mgmt | For | For | For | ||||
1.3 | Elect William Scranton III | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Harsco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSC | CUSIP 415864107 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect K. Eddy | Mgmt | For | For | For | ||||
1.2 | Elect D. Everitt | Mgmt | For | For | For | ||||
1.3 | Elect S. Fazzolari | Mgmt | For | For | For | ||||
1.4 | Elect Stuart Graham | Mgmt | For | For | For | ||||
1.5 | Elect Terry Growcock | Mgmt | For | For | For | ||||
1.6 | Elect Henry Knueppel | Mgmt | For | For | For | ||||
1.7 | Elect J. Loree | Mgmt | For | For | For | ||||
1.8 | Elect A. Sordoni, III | Mgmt | For | For | For | ||||
1.9 | Elect Robert Wilburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
HCC Insurance Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCC | CUSIP 404132102 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Judy Bozeman | Mgmt | For | For | For | ||||
1.2 | Elect Frank Bramanti | Mgmt | For | For | For | ||||
1.3 | Elect Walter Duer | Mgmt | For | For | For | ||||
1.4 | Elect James Flagg | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.6 | Elect Leslie Heisz | Mgmt | For | For | For | ||||
1.7 | Elect Deborah Midanek | Mgmt | For | For | For | ||||
1.8 | Elect John Molbeck, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect James Oesterreicher | Mgmt | For | For | For | ||||
1.10 | Elect Robert Rosholt | Mgmt | For | For | For | ||||
1.11 | Elect Christopher Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Headwaters Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HW | CUSIP 42210P102 | 02/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kirk Benson | Mgmt | For | For | For | ||||
1.2 | Elect E.J. Garn | Mgmt | For | For | For | ||||
1.3 | Elect Raymond Weller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Health Net, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HNT | CUSIP 42222G108 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Citrino | Mgmt | For | For | For | ||||
2 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | ||||
3 | Elect Vicki Escarra | Mgmt | For | For | For | ||||
4 | Elect Gale Fitzgerald | Mgmt | For | For | For | ||||
5 | Elect Patrick Foley | Mgmt | For | For | For | ||||
6 | Elect Jay Gellert | Mgmt | For | For | For | ||||
7 | Elect Roger Greaves | Mgmt | For | For | For | ||||
8 | Elect Bruce Willison | Mgmt | For | For | For | ||||
9 | Elect Frederick Yeager | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
Healthways, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HWAY | CUSIP 422245100 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Cigarran | Mgmt | For | For | For | ||||
1.2 | Elect C. Warren Neel | Mgmt | For | For | For | ||||
1.3 | Elect John Ballantine | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Heidrick & Struggles International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSII | CUSIP 422819102 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect L. Kevin Kelly | Mgmt | For | For | For | ||||
2 | Elect Robert Knowling, Jr. | Mgmt | For | For | For | ||||
3 | Elect V. Paul Unruh | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Amendment to the 2007 GlobalShare Program | Mgmt | For | Against | Against | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Helen Of Troy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HELE | CUSIP G4388N106 | 08/31/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Abromovitz | Mgmt | For | For | For | ||||
1.2 | Elect John Butterworth | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Meeker | Mgmt | For | For | For | ||||
1.4 | Elect Gerald Rubin | Mgmt | For | For | For | ||||
1.5 | Elect Stanlee Rubin | Mgmt | For | For | For | ||||
1.6 | Elect William Susetka | Mgmt | For | For | For | ||||
1.7 | Elect Adolpho Telles | Mgmt | For | For | For | ||||
1.8 | Elect Darren Woody | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Helix Energy Solutions Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLX | CUSIP 42330P107 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nancy Quinn | Mgmt | For | For | For | ||||
1.2 | Elect William Transier | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Hercules Offshore, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HERO | CUSIP 427093109 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Amonett | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Madonna | Mgmt | For | For | For | ||||
1.3 | Elect F. Gardner Parker | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hill-Rom Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRC | CUSIP 431475102 | 03/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Golden | Mgmt | For | For | For | ||||
1.2 | Elect W. August Hillenbrand | Mgmt | For | For | For | ||||
1.3 | Elect Joanne Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Short-term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hittite Microwave Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HITT | CUSIP 43365Y104 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Daly | Mgmt | For | For | For | ||||
1.2 | Elect Ernest Godshalk | Mgmt | For | For | For | ||||
1.3 | Elect Rick Hess | Mgmt | For | For | For | ||||
1.4 | Elect Adrienne Markham | Mgmt | For | For | For | ||||
1.5 | Elect Brian McAloon | Mgmt | For | For | For | ||||
1.6 | Elect Cosmo Trapani | Mgmt | For | For | For | ||||
1.7 | Elect Franklin Weigold | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hologic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HOLX | CUSIP 436440101 | 03/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cumming | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Robert Cascella | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Glenn Muir | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Sally Crawford | Mgmt | For | Withhold | Against | ||||
1.5 | Elect David LaVance, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Nancy Leaming | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Lawrence Levy | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Elaine Ullian | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Wayne Wilson | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hooker Furniture Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HOFT | CUSIP 439038100 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Toms, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect W. Christopher Beeler, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect John Gregory, III | Mgmt | For | For | For | ||||
1.4 | Elect E. Larry Ryder | Mgmt | For | For | For | ||||
1.5 | Elect Mark Schreiber | Mgmt | For | For | For | ||||
1.6 | Elect David Sweet | Mgmt | For | For | For | ||||
1.7 | Elect Henry Williamson, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Hospitality Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPT | CUSIP 44106M102 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Harrington | Mgmt | For | Against | Against | ||||
2 | Elect Barry Portnoy | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Hub Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUBG | CUSIP 443320106 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Yeager | Mgmt | For | For | For | ||||
1.2 | Elect Mark Yeager | Mgmt | For | For | For | ||||
1.3 | Elect Gary Eppen | Mgmt | For | For | For | ||||
1.4 | Elect Charles Reaves | Mgmt | For | For | For | ||||
1.5 | Elect Martin Slark | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Hubbell Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUB.A | CUSIP 443510201 | 05/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy Powers | Mgmt | For | For | For | ||||
1.2 | Elect Lynn Good | Mgmt | For | For | For | ||||
1.3 | Elect Anthony Guzzi | Mgmt | For | For | For | ||||
1.4 | Elect Neal Keating | Mgmt | For | For | For | ||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | ||||
1.6 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | ||||
1.7 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||||
1.8 | Elect Richard Swift | Mgmt | For | For | For | ||||
1.9 | Elect Daniel Van Riper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
IAC/InterActiveCorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IACI | CUSIP 44919P508 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Blatt | Mgmt | For | For | For | ||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Barry Diller | Mgmt | For | For | For | ||||
1.4 | Elect Michael Eisner | Mgmt | For | For | For | ||||
1.5 | Elect Victor Kaufman | Mgmt | For | For | For | ||||
1.6 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.7 | Elect Bryan Lourd | Mgmt | For | For | For | ||||
1.8 | Elect Arthur Martinez | Mgmt | For | Withhold | Against | ||||
1.9 | Elect David Rosenblatt | Mgmt | For | For | For | ||||
1.10 | Elect Alan Spoon | Mgmt | For | For | For | ||||
1.11 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||||
1.12 | Elect Richard Zannino | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
IBERIABANK Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBKC | CUSIP 450828108 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harry Barton, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect E. Stewart Shea III | Mgmt | For | Withhold | Against | ||||
1.3 | Elect David Welch | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
IHS Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IHS | CUSIP 451734107 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jerre Stead | Mgmt | For | For | For | ||||
1.2 | Elect C. Michael Armstrong | Mgmt | For | For | For | ||||
1.3 | Elect Balakrishnan Iyer | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Brian Hall | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2004 Long-Term Incentive Plan to Increase the Number of Shares Available for Issuance | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Innophos Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPHS | CUSIP 45774N108 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | ||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | ||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | ||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | ||||
1.5 | Elect Karen Osar | Mgmt | For | For | For | ||||
1.6 | Elect John Steitz | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Integrys Energy Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEG | CUSIP 45822P105 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith Bailey | Mgmt | For | For | For | ||||
1.2 | Elect William Brodsky | Mgmt | For | For | For | ||||
1.3 | Elect Albert Budney, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Pastora Cafferty | Mgmt | For | For | For | ||||
1.5 | Elect Ellen Carnahan | Mgmt | For | For | For | ||||
1.6 | Elect Michelle Collins | Mgmt | For | For | For | ||||
1.7 | Elect Kathryn Hasselblad-Pascale | Mgmt | For | For | For | ||||
1.8 | Elect John Higgins | Mgmt | For | For | For | ||||
1.9 | Elect James Kemerling | Mgmt | For | For | For | ||||
1.10 | Elect Michael Lavin | Mgmt | For | For | For | ||||
1.11 | Elect William Protz, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Charles Schrock | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
International Bancshares Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBOC | CUSIP 459044103 | 05/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Irving Greenblum | Mgmt | For | Withhold | Against | ||||
1.2 | Elect R. David Guerra | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daniel Hastings, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Douglas Howland | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Imelda Navarro | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Sioma Neiman | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peggy Newman | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Dennis Nixon | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Larry Norton | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Leonardo Salinas | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Antonio Sanchez, Jr. | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Guillermo Trevino | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
International Flavors & Fragrances Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IFF | CUSIP 459506101 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Margaret Adame | Mgmt | For | For | For | ||||
2 | Elect Marcello Bottoli | Mgmt | For | For | For | ||||
3 | Elect Linda Buck | Mgmt | For | For | For | ||||
4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
5 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For | ||||
6 | Elect Andreas Fibig | Mgmt | For | For | For | ||||
7 | Elect Alexandra Herzan | Mgmt | For | For | For | ||||
8 | Elect Henry Howell, Jr. | Mgmt | For | For | For | ||||
9 | Elect Katherine Hudson | Mgmt | For | For | For | ||||
10 | Elect Arthur Martinez | Mgmt | For | Against | Against | ||||
11 | Elect Dale Morrison | Mgmt | For | For | For | ||||
12 | Elect Douglas Tough | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
International Rectifier Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRF | CUSIP 460254105 | 11/12/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mary Cranston | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Lacey | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Intersil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISIL | CUSIP 46069S109 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Bell | Mgmt | For | For | For | ||||
2 | Elect Robert Conn | Mgmt | For | For | For | ||||
3 | Elect James Diller | Mgmt | For | For | For | ||||
4 | Elect Gary Gist | Mgmt | For | For | For | ||||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | ||||
6 | Elect Gregory Lang | Mgmt | For | For | For | ||||
7 | Elect Jan Peeters | Mgmt | For | For | For | ||||
8 | Elect Robert Pokelwaldt | Mgmt | For | For | For | ||||
9 | Elect James Urry | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the 2008 Equity Compensation Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Invacare Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVC | CUSIP 461203101 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Delaney | Mgmt | For | For | For | ||||
1.2 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
1.3 | Elect A. Malachi Mixon, III | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
inVentiv Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTIV | CUSIP 46122E105 | 07/21/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | TNA | N/A | ||||
2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | ||||
ION Geophysical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IO | CUSIP 462044108 | 05/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Jennings | Mgmt | For | For | For | ||||
1.2 | Elect Robert Peebler | Mgmt | For | For | For | ||||
1.3 | Elect John Seitz | Mgmt | For | For | For | ||||
2 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
JAKKS Pacific, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAKK | CUSIP 47012E106 | 10/01/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Berman | Mgmt | For | For | For | ||||
1.2 | Elect Dan Almagor | Mgmt | For | For | For | ||||
1.3 | Elect Marvin Ellin | Mgmt | For | For | For | ||||
1.4 | Elect Robert Glick | Mgmt | For | For | For | ||||
1.5 | Elect Michael Miller | Mgmt | For | For | For | ||||
1.6 | Elect Murray Skala | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
James River Coal Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JRCC | CUSIP 470355207 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Crown | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jefferies Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JEF | CUSIP 472319102 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Handler | Mgmt | For | For | For | ||||
1.2 | Elect Brian Friedman | Mgmt | For | For | For | ||||
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | ||||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | ||||
1.5 | Elect Richard Dooley | Mgmt | For | For | For | ||||
1.6 | Elect Robert Joyal | Mgmt | For | For | For | ||||
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.8 | Elect Joseph Steinberg | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jones Apparel Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNY | CUSIP 48020T101 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Card | Mgmt | For | For | For | ||||
2 | Elect Sidney Kimmel | Mgmt | For | For | For | ||||
3 | Elect Matthew Kamens | Mgmt | For | For | For | ||||
4 | Elect Gerald Crotty | Mgmt | For | For | For | ||||
5 | Elect Lowell W. Robinson | Mgmt | For | For | For | ||||
6 | Elect Donna Zarcone | Mgmt | For | For | For | ||||
7 | Elect Robert Mettler | Mgmt | For | For | For | ||||
8 | Elect Margaret Georgiadis | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Jones Lang LaSalle Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JLL | CUSIP 48020Q107 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hugo Bague | Mgmt | For | For | For | ||||
2 | Elect Colin Dyer | Mgmt | For | For | For | ||||
3 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | ||||
4 | Elect DeAnne Julius | Mgmt | For | For | For | ||||
5 | Elect Ming Lu | Mgmt | For | For | For | ||||
6 | Elect Lauralee Martin | Mgmt | For | For | For | ||||
7 | Elect Martin Nesbitt | Mgmt | For | For | For | ||||
8 | Elect Sheila Penrose | Mgmt | For | For | For | ||||
9 | Elect David Rickard | Mgmt | For | For | For | ||||
10 | Elect Roger Staubach | Mgmt | For | For | For | ||||
11 | Elect Thomas Theobald | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Amend Articles of Incorporation to Reduce Ownership Threshold to Call a Special Meeting | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jos. A. Bank Clothiers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOSB | CUSIP 480838101 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Neal Black | Mgmt | For | For | For | ||||
1.2 | Elect Robert Wildrick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Kennametal Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMT | CUSIP 489170100 | 10/26/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carlos Cardoso | Mgmt | For | For | For | ||||
1.2 | Elect Larry Yost | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Stock and Incentive Plan of 2010 | Mgmt | For | For | For | ||||
Kenneth Cole Productions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KCP | CUSIP 193294105 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Cole | Mgmt | For | For | For | ||||
1.2 | Elect Michael Blitzer | Mgmt | For | For | For | ||||
1.3 | Elect Martin Franklin | Mgmt | For | For | For | ||||
1.4 | Elect Robert Grayson | Mgmt | For | For | For | ||||
1.5 | Elect Denis Kelly | Mgmt | For | For | For | ||||
1.6 | Elect Philip Peller | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Key Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Fertig | Mgmt | For | For | For | ||||
1.2 | Elect Robert Reeves | Mgmt | For | For | For | ||||
1.3 | Elect J. Robinson West | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Kimco Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KIM | CUSIP 49446R109 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | ||||
1.2 | Elect Philip Coviello | Mgmt | For | For | For | ||||
1.3 | Elect Richard Dooley | Mgmt | For | For | For | ||||
1.4 | Elect Joe Grills | Mgmt | For | For | For | ||||
1.5 | Elect David Henry | Mgmt | For | For | For | ||||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | ||||
1.7 | Elect Frank Lourenso | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Colombe Nicholas | Mgmt | For | For | For | ||||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kindred Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KND | CUSIP 494580103 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Elect Edward Kuntz | Mgmt | For | For | For | ||||
3 | Elect Joel Ackerman | Mgmt | For | For | For | ||||
4 | Elect Ann Berzin | Mgmt | For | For | For | ||||
5 | Elect Jonathan Blum | Mgmt | For | For | For | ||||
6 | Elect Thomas Cooper | Mgmt | For | For | For | ||||
7 | Elect Paul Diaz | Mgmt | For | For | For | ||||
8 | Elect Isaac Kaufman | Mgmt | For | For | For | ||||
9 | Elect Frederick Kleisner | Mgmt | For | For | For | ||||
10 | Elect Eddy Rogers, Jr. | Mgmt | For | For | For | ||||
11 | Elect Phyllis Yale | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
16 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Kinetic Concepts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KCI | CUSIP 49460W208 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Leininger | Mgmt | For | For | For | ||||
1.2 | Elect Woodrin Grossman | Mgmt | For | For | For | ||||
1.3 | Elect Carl Kohrt | Mgmt | For | For | For | ||||
1.4 | Elect David Simpson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | ||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | ||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/04/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect David Arscott | Mgmt | For | For | For | ||||
1.3 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.4 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.5 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.6 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
2 | Amendments to the 2004 Executive Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
LaSalle Hotel Properties | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LHO | CUSIP 517942108 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Barnello | Mgmt | For | For | For | ||||
1.2 | Elect Donald Washburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901105 | 07/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cahill | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Beresford | Mgmt | For | For | For | ||||
1.3 | Elect Nelson Peltz | Mgmt | For | For | For | ||||
1.4 | Elect W. Allen Reed | Mgmt | For | For | For | ||||
1.5 | Elect Nicholas St. George | Mgmt | For | For | For | ||||
2 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | ||||
Lexmark International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXK | CUSIP 529771107 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul Rooke | Mgmt | For | For | For | ||||
2 | Elect Ralph Gomory | Mgmt | For | For | For | ||||
3 | Elect Jared Cohon | Mgmt | For | For | For | ||||
4 | Elect J. Edward Coleman | Mgmt | For | For | For | ||||
5 | Elect Sandra Helton | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Lifepoint Hospitals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPNT | CUSIP 53219L109 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Carpenter | Mgmt | For | For | For | ||||
1.2 | Elect Richard Evans | Mgmt | For | For | For | ||||
1.3 | Elect Michael Haley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Logitech International SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOGN | CINS H50430232 | 09/08/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Daniel Borel | Mgmt | For | TNA | N/A | ||||
9 | Elect Sally Davis | Mgmt | For | TNA | N/A | ||||
10 | Elect Guerrino De Luca | Mgmt | For | TNA | N/A | ||||
11 | Elect Neil Hunt | Mgmt | For | TNA | N/A | ||||
12 | Elect Monika Ribar | Mgmt | For | TNA | N/A | ||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Logitech International SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOGN | CUSIP H50430232 | 09/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Compensation Policy | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Amendments to Articles | Mgmt | For | For | For | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
6 | Elect Daniel Borel | Mgmt | For | Against | Against | ||||
7 | Elect Sally Davis | Mgmt | For | Against | Against | ||||
8 | Elect Guerrino De Luca | Mgmt | For | Against | Against | ||||
9 | Elect Neil Hunt | Mgmt | For | Against | Against | ||||
10 | Elect Monika Ribar | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
LPL Investment Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPLA | CUSIP 50213H100 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Casady | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James Putman | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Richard Boyce | Mgmt | For | Withhold | Against | ||||
1.4 | Elect John Brennan | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Erik Ragatz | Mgmt | For | Withhold | Against | ||||
1.6 | Elect James Riepe | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Richard P. Schifter | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Jeffrey Stiefler | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Allen Thorpe | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
LSB Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXU | CUSIP 502160104 | 06/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Golsen | Mgmt | For | For | For | ||||
1.2 | Elect Bernard Ille | Mgmt | For | For | For | ||||
1.3 | Elect Donald Munson | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Perry | Mgmt | For | For | For | ||||
1.5 | Elect Tony Shelby | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
LTC Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LTC | CUSIP 502175102 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andre Dimitriadis | Mgmt | For | For | For | ||||
1.2 | Elect Boyd Hendrickson | Mgmt | For | For | For | ||||
1.3 | Elect Edmund King | Mgmt | For | For | For | ||||
1.4 | Elect Devra Shapiro | Mgmt | For | For | For | ||||
1.5 | Elect Wendy Simpson | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Triche | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Lubrizol Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LZ | CUSIP 549271104 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Maidenform Brands, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFB | CUSIP 560305104 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Norman Axelrod | Mgmt | For | For | For | ||||
1.2 | Elect Bernd Beetz | Mgmt | For | For | For | ||||
1.3 | Elect Harold Compton | Mgmt | For | For | For | ||||
1.4 | Elect Barbara Eisenberg | Mgmt | For | For | For | ||||
1.5 | Elect Maurice Reznik | Mgmt | For | For | For | ||||
1.6 | Elect Karen Rose | Mgmt | For | For | For | ||||
2 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Manhattan Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MANH | CUSIP 562750109 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Cassidy | Mgmt | For | For | For | ||||
2 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Manitowoc Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTW | CUSIP 563571108 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Donald Condon, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Keith Nosbusch | Mgmt | For | For | For | ||||
1.3 | Elect Glen Tellock | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Massey Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEE | CUSIP 576206106 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Massey Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEE | CUSIP 576206106 | 10/06/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||||
3 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement Related to Business Combinations | Mgmt | For | For | For | ||||
5 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Medicis Pharmaceutical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRX | CUSIP 584690309 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Spencer Davidson | Mgmt | For | For | For | ||||
2 | Elect Stuart Diamond | Mgmt | For | For | For | ||||
3 | Elect Peter Knight | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
7 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | ||||
Methanex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MX | CUSIP 59151K108 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | ||||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | ||||
1.3 | Elect Pierre Choquette | Mgmt | For | For | For | ||||
1.4 | Elect Phillip Cook | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.6 | Elect Robert Kostelnik | Mgmt | For | For | For | ||||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | ||||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | ||||
1.9 | Elect John Reid | Mgmt | For | For | For | ||||
1.10 | Elect Janice Rennie | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Execuitve Compensation | Mgmt | For | For | For | ||||
MGIC Investment Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTG | CUSIP 552848103 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Jastrow II | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Daniel Kearney | Mgmt | For | For | For | ||||
1.3 | Elect Donald Nicolaisen | Mgmt | For | Withhold | Against | ||||
2 | Ratification of the Placement of Mark Zandi into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | ||||
3 | Ratification of the Placement of Bruce Koepfgen into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
MicroStrategy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSTR | CUSIP 594972408 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Saylor | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Sanju Bansal | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Matthew Calkins | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert Epstein | Mgmt | For | Withhold | Against | ||||
1.5 | Elect David LaRue | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Jarrod Patten | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Carl Rickertsen | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Thomas Spahr | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
MKS Instruments, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MKSI | CUSIP 55306N104 | 05/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Bertucci | Mgmt | For | For | For | ||||
1.2 | Elect Robert Anderson | Mgmt | For | For | For | ||||
1.3 | Elect Greogory Beecher | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mohawk Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHK | CUSIP 608190104 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Karen Smith Bogart | Mgmt | For | For | For | ||||
1.2 | Elect John Fiedler | Mgmt | For | For | For | ||||
1.3 | Elect Richard Ill | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Lorberbaum | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Molina Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MOH | CUSIP 60855R100 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Mario Molina | Mgmt | For | For | For | ||||
1.2 | Elect Steven Orlando | Mgmt | For | For | For | ||||
1.3 | Elect Ronna Romney | Mgmt | For | For | For | ||||
2 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Multi-Fineline Electronix, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFLX | CUSIP 62541B101 | 03/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect KHAW Kheng Joo | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Linda Lim | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Sam Yau | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Nash-Finch Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAFC | CUSIP 631158102 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alec Covington | Mgmt | For | For | For | ||||
1.2 | Elect Sam Duncan | Mgmt | For | For | For | ||||
1.3 | Elect Mickey Foret | Mgmt | For | For | For | ||||
1.4 | Elect Douglas Hacker | Mgmt | For | For | For | ||||
1.5 | Elect Hawthorne Proctor | Mgmt | For | For | For | ||||
1.6 | Elect William Voss | Mgmt | For | For | For | ||||
1.7 | Elect Christopher Bodine | Mgmt | For | For | For | ||||
2 | Article Amendments to Certificate of Incorporation | Mgmt | For | For | For | ||||
3 | Elimination of Supermajority Requirement for Stockholder Approval of Certain Fundamental Changes | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement for Stockholder Approval of Certain Business Combinations with a Controlling Person | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
National Health Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NHI | CUSIP 63633D104 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Andrew Adams | Mgmt | For | For | For | ||||
1.2 | Elect Robert McCabe, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Presto Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NPK | CUSIP 637215104 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Randy Lieble | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Stienessen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
National Retail Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NNN | CUSIP 637417106 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don DeFosset | Mgmt | For | For | For | ||||
1.2 | Elect David Fick | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Habicht | Mgmt | For | For | For | ||||
1.4 | Elect Richard Jennings | Mgmt | For | For | For | ||||
1.5 | Elect Ted Lanier | Mgmt | For | For | For | ||||
1.6 | Elect Robert Legler | Mgmt | For | For | For | ||||
1.7 | Elect Craig Macnab | Mgmt | For | For | For | ||||
1.8 | Elect Robert Martinez | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
NetGear, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTGR | CUSIP 64111Q104 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Lo | Mgmt | For | For | For | ||||
1.2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
1.3 | Elect Ralph Faison | Mgmt | For | For | For | ||||
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | ||||
1.5 | Elect Jef Graham | Mgmt | For | For | For | ||||
1.6 | Elect Linwood Lacy, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Gregory Rossmann | Mgmt | For | For | For | ||||
1.8 | Elect Julie Shimer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
NeuStar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NSR | CUSIP 64126X201 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Cullen | Mgmt | For | For | For | ||||
2 | Elect Joel Friedman | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
NiSource, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NI | CUSIP 65473P105 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Abdoo | Mgmt | For | For | For | ||||
2 | Elect Steven Beering | Mgmt | For | For | For | ||||
3 | Elect Mike Jesanis | Mgmt | For | For | For | ||||
4 | Elect Marty Kittrell | Mgmt | For | For | For | ||||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | ||||
6 | Elect Deborah Parker | Mgmt | For | For | For | ||||
7 | Elect Ian Rolland | Mgmt | For | For | For | ||||
8 | Elect Robert Skaggs, Jr. | Mgmt | For | For | For | ||||
9 | Elect Richard Thompson | Mgmt | For | For | For | ||||
10 | Elect Carolyn Woo | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Novellus Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Hill | Mgmt | For | For | For | ||||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | ||||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | ||||
1.4 | Elect Glen Possley | Mgmt | For | For | For | ||||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | ||||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | ||||
1.7 | Elect William Spivey | Mgmt | For | For | For | ||||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Nstar | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NST | CUSIP 67019E107 | 03/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
4 | Elect Alfred Festa | Mgmt | For | For | For | ||||
5 | Elect Manuel Johnson | Mgmt | For | For | For | ||||
6 | Elect William Moran | Mgmt | For | For | For | ||||
7 | Elect David Preiser | Mgmt | For | For | For | ||||
8 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
9 | Elect Dwight Schar | Mgmt | For | For | For | ||||
10 | Elect John Toups | Mgmt | For | For | For | ||||
11 | Elect Paul Whetsell | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Seaver | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Swanson | Mgmt | For | For | For | ||||
1.3 | Elect Cindy Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Olin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OLN | CUSIP 680665205 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gray Benoist | Mgmt | For | For | For | ||||
1.2 | Elect Richard Rompala | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Rupp | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Om Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OMG | CUSIP 670872100 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Reidy | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | ||||
Omega Healthcare Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OHI | CUSIP 681936100 | 06/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Kloosterman | Mgmt | For | For | For | ||||
1.2 | Elect C.Taylor Pickett | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
OmniAmerican Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OABC | CUSIP 68216R107 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tim Carter | Mgmt | For | For | For | ||||
1.2 | Elect Joan Anthony | Mgmt | For | For | For | ||||
1.3 | Elect Norman Carroll | Mgmt | For | For | For | ||||
1.4 | Elect Patrick Conley | Mgmt | For | For | For | ||||
1.5 | Elect Wesley Turner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Omnicare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OCR | CUSIP 681904108 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Figueroa | Mgmt | For | For | For | ||||
2 | Elect Steven Heyer | Mgmt | For | For | For | ||||
3 | Elect Andrea Lindell | Mgmt | For | For | For | ||||
4 | Elect James Shelton | Mgmt | For | For | For | ||||
5 | Elect Amy Wallman | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
OmniVision Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OVTI | CUSIP 682128103 | 09/23/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Shaw Hong | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
ON Semiconductor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ONNN | CUSIP 682189105 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith Jackson | Mgmt | For | For | For | ||||
1.2 | Elect Phillip Hester | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Oshkosh Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSK | CUSIP 688239201 | 02/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Donnelly | Mgmt | For | For | For | ||||
2 | Elect Michael Grebe | Mgmt | For | For | For | ||||
3 | Elect John Hamre | Mgmt | For | For | For | ||||
4 | Elect Kathleen Hempel | Mgmt | For | For | For | ||||
5 | Elect Leslie Kenne | Mgmt | For | For | For | ||||
6 | Elect Harvey Medvin | Mgmt | For | For | For | ||||
7 | Elect J. Peter Mosling, Jr. | Mgmt | For | For | For | ||||
8 | Elect Craig Omtvedt | Mgmt | For | For | For | ||||
9 | Elect Richard Sim | Mgmt | For | For | For | ||||
10 | Elect Charles Szews | Mgmt | For | For | For | ||||
11 | Elect William Wallace | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Overseas Shipholding Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSG | CUSIP 690368105 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Morten Arntzen | Mgmt | For | For | For | ||||
1.2 | Elect Oudi Recanati | Mgmt | For | For | For | ||||
1.3 | Elect G. Allen Andreas III | Mgmt | For | For | For | ||||
1.4 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Coleman | Mgmt | For | For | For | ||||
1.6 | Elect Charles Fribourg | Mgmt | For | For | For | ||||
1.7 | Elect Stanley Komaroff | Mgmt | For | For | For | ||||
1.8 | Elect Solomon Merkin | Mgmt | For | For | For | ||||
1.9 | Elect Joel Picket | Mgmt | For | For | For | ||||
1.10 | Elect Ariel Recanati | Mgmt | For | For | For | ||||
1.11 | Elect Thomas Robards | Mgmt | For | For | For | ||||
1.12 | Elect Jean-Paul Vettier | Mgmt | For | For | For | ||||
1.13 | Elect Michael Zimmerman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Pacer International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PACR | CUSIP 69373H106 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Lake | Mgmt | For | For | For | ||||
1.2 | Elect Robert Starzel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to Charter | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Packaging Corporation of America | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PKG | CUSIP 695156109 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Cheryl Beebe | Mgmt | For | For | For | ||||
1.2 | Elect Henry Frigon | Mgmt | For | For | For | ||||
1.3 | Elect Hasan Jameel | Mgmt | For | For | For | ||||
1.4 | Elect Mark Kowlzan | Mgmt | For | For | For | ||||
1.5 | Elect Samuel Mencoff | Mgmt | For | For | For | ||||
1.6 | Elect Roger Porter | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Souleles | Mgmt | For | For | For | ||||
1.8 | Elect Paul Stecko | Mgmt | For | For | For | ||||
1.9 | Elect James Woodrum | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PacWest Bancorp Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PACW | CUSIP 695263103 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Baker | Mgmt | For | For | For | ||||
1.2 | Elect Craig Carlson | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Dunn | Mgmt | For | For | For | ||||
1.4 | Elect John Eggemeyer | Mgmt | For | For | For | ||||
1.5 | Elect Barry Fitzpatrick | Mgmt | For | For | For | ||||
1.6 | Elect George Langley | Mgmt | For | For | For | ||||
1.7 | Elect Susan Lester | Mgmt | For | For | For | ||||
1.8 | Elect Timothy Matz | Mgmt | For | For | For | ||||
1.9 | Elect Arnold Messer | Mgmt | For | For | For | ||||
1.10 | Elect Daniel Platt | Mgmt | For | For | For | ||||
1.11 | Elect John Rose | Mgmt | For | For | For | ||||
1.12 | Elect Robert Stine | Mgmt | For | For | For | ||||
1.13 | Elect Matthew Wagner | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Par Pharmaceutical Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRX | CUSIP 69888P106 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick LePore | Mgmt | For | For | For | ||||
1.2 | Elect Ronald Nordmann | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Reapproval of Performance Equity Plan | Mgmt | For | For | For | ||||
PAREXEL International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRXL | CUSIP 699462107 | 12/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect A. Dana Callow, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Christopher Lindop | Mgmt | For | For | For | ||||
1.3 | Elect Josef von Rickenbach | Mgmt | For | For | For | ||||
2 | 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Parker Drilling Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PKD | CUSIP 701081101 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Parker, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John Gibson, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Roger Plank | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Patterson-UTI Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PTEN | CUSIP 703481101 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Siegel | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Berns | Mgmt | For | For | For | ||||
1.3 | Elect Charles Buckner | Mgmt | For | For | For | ||||
1.4 | Elect Curtis Huff | Mgmt | For | For | For | ||||
1.5 | Elect Terry Hunt | Mgmt | For | For | For | ||||
1.6 | Elect Kenneth Peak | Mgmt | For | For | For | ||||
1.7 | Elect Cloyce Talbott | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Penn Virginia Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PVA | CUSIP 707882106 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Clarke | Mgmt | For | For | For | ||||
1.2 | Elect Edward Cloues II | Mgmt | For | For | For | ||||
1.3 | Elect Robert Garrett | Mgmt | For | For | For | ||||
1.4 | Elect Steven Krablin | Mgmt | For | For | For | ||||
1.5 | Elect Marsha Perelman | Mgmt | For | For | For | ||||
1.6 | Elect Philippe van Marcke de Lummen | Mgmt | For | For | For | ||||
1.7 | Elect H. Whitehead | Mgmt | For | For | For | ||||
1.8 | Elect Gary Wright | Mgmt | For | For | For | ||||
2 | Amendment to the 1999 Employee Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Pepco Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POM | CUSIP 713291102 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Dunn, IV | Mgmt | For | For | For | ||||
1.2 | Elect Terence Golden | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Harker | Mgmt | For | For | For | ||||
1.4 | Elect Frank Heintz | Mgmt | For | For | For | ||||
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | ||||
1.6 | Elect George MacCormack | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | ||||
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | ||||
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | ||||
1.10 | Elect Frank Ross | Mgmt | For | For | For | ||||
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Lester Silverman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Perfect World Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PWRD | CUSIP 71372U104 | 08/14/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | 2010 Share Incentive Plan | Mgmt | For | Against | Against | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Perry Ellis International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PERY | CUSIP 288853104 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Natoli | Mgmt | For | For | For | ||||
1.2 | Elect Eduardo Sardiña | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | 2011 Management Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
5 | Amendment to the 2005 Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Petroleum Development Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETD | CUSIP 716578109 | 06/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Casabona | Mgmt | For | For | For | ||||
1.2 | Elect David Parke | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Swoveland | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PetroQuest Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PQ | CUSIP 716748108 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Goodson | Mgmt | For | For | For | ||||
1.2 | Elect William Rucks, IV | Mgmt | For | For | For | ||||
1.3 | Elect E. Wayne Nordberg | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Michael Finch | Mgmt | For | For | For | ||||
1.5 | Elect W. J. Gordon, III | Mgmt | For | For | For | ||||
1.6 | Elect Charles Mitchell, II | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Pinnacle West Capital Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNW | CUSIP 723484101 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Basha, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Brandt | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Denis Cortese | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Michael Gallagher | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Pamela Grant | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Roy Herberger, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Dale Klein | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Humberto Lopez | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Kathryn Munro | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Bruce Nordstrom | Mgmt | For | Withhold | Against | ||||
1.12 | Elect W. Douglas Parker | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PMC-Sierra, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMCS | CUSIP 69344F106 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Belluzzo | Mgmt | For | For | For | ||||
1.2 | Elect James Diller | Mgmt | For | For | For | ||||
1.3 | Elect Michael Farese | Mgmt | For | For | For | ||||
1.4 | Elect Jonathan Judge | Mgmt | For | For | For | ||||
1.5 | Elect William Kurtz | Mgmt | For | For | For | ||||
1.6 | Elect Gregory Lang | Mgmt | For | For | For | ||||
1.7 | Elect Frank Marshall | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
PNM Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNM | CUSIP 69349H107 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Adelmo Archuleta | Mgmt | For | For | For | ||||
1.2 | Elect Patricia Collawn | Mgmt | For | For | For | ||||
1.3 | Elect Julie Dobson | Mgmt | For | For | For | ||||
1.4 | Elect Robert Nordhaus | Mgmt | For | For | For | ||||
1.5 | Elect Manuel Pacheco | Mgmt | For | For | For | ||||
1.6 | Elect Bonnie Reitz | Mgmt | For | For | For | ||||
1.7 | Elect Donald Schwanz | Mgmt | For | For | For | ||||
1.8 | Elect Jeffry Sterba | Mgmt | For | For | For | ||||
1.9 | Elect Bruce Wilkinson | Mgmt | For | For | For | ||||
1.10 | Elect Joan Woodard | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Omnibus Performance Equity Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Polaris Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PII | CUSIP 731068102 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Hendrickson | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John Menard, Jr. | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark Schreck | Mgmt | For | Withhold | Against | ||||
1.4 | Elect William Van Dyke | Mgmt | For | Withhold | Against | ||||
2 | Amendment to 2007 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Amendment to Long Term Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew Miller | Mgmt | For | For | For | ||||
1.2 | Elect Betsy Atkins | Mgmt | For | For | For | ||||
1.3 | Elect David DeWalt | Mgmt | For | For | For | ||||
1.4 | Elect John Kelley, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
1.6 | Elect William Owens | Mgmt | For | For | For | ||||
1.7 | Elect Kevin Parker | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Popular, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maria Ferre | Mgmt | For | For | For | ||||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | ||||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Progress Software Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRGS | CUSIP 743312100 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barry Bycoff | Mgmt | For | For | For | ||||
1.2 | Elect Ram Gupta | Mgmt | For | For | For | ||||
1.3 | Elect Charles Kane | Mgmt | For | For | For | ||||
1.4 | Elect David Krall | Mgmt | For | For | For | ||||
1.5 | Elect Michael Mark | Mgmt | For | For | For | ||||
1.6 | Elect Richard Reidy | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Provident New York Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBNY | CUSIP 744028101 | 02/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dennis Coyle | Mgmt | For | For | For | ||||
1.2 | Elect Victoria Kossover | Mgmt | For | For | For | ||||
1.3 | Elect Burt Steinberg | Mgmt | For | For | For | ||||
1.4 | Elect George Strayton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
QLogic Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLGC | CUSIP 747277101 | 08/26/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect H.K. Desai | Mgmt | For | For | For | ||||
2 | Elect Joel Birnbaum | Mgmt | For | For | For | ||||
3 | Elect James Fiebiger | Mgmt | For | For | For | ||||
4 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | ||||
5 | Elect Kathryn Lewis | Mgmt | For | For | For | ||||
6 | Elect George Wells | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Quest Software, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QSFT | CUSIP 74834T103 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vincent Smith | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Garn | Mgmt | For | For | For | ||||
1.3 | Elect Augustine Nieto II | Mgmt | For | For | For | ||||
1.4 | Elect Kevin Klausmeyer | Mgmt | For | For | For | ||||
1.5 | Elect Paul Sallaberry | Mgmt | For | For | For | ||||
1.6 | Elect H. John Dirks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
R.R. Donnelley & Sons Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRD | CUSIP 257867101 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | ||||
2 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
3 | Elect Lee Chaden | Mgmt | For | For | For | ||||
4 | Elect Judith Hamilton | Mgmt | For | For | For | ||||
5 | Elect Susan Ivey | Mgmt | For | For | For | ||||
6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
7 | Elect John Pope | Mgmt | For | For | For | ||||
8 | Elect Michael Riordan | Mgmt | For | For | For | ||||
9 | Elect Oliver Sockwell | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding a Sustainable Procurement Report | ShrHldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Political Expenditures | ShrHldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
Red Hat, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHT | CUSIP 756577102 | 08/12/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Clarke | Mgmt | For | For | For | ||||
2 | Elect Henry Shelton | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Red Robin Gourmet Burgers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRGB | CUSIP 75689M101 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pattye Moore | Mgmt | For | For | For | ||||
2 | Elect Stephen Carley | Mgmt | For | For | For | ||||
3 | Elect Marcus Zanner | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Inclusion of a Proposal to Repeal the Classified Board on the Ballot at the 2012 Annual Meeting | Mgmt | Abstain | For | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Regal Beloit Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RBC | CUSIP 758750103 | 05/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Burt | Mgmt | For | For | For | ||||
2 | Elect Thomas Fischer | Mgmt | For | For | For | ||||
3 | Elect Rakesh Sachdev | Mgmt | For | For | For | ||||
4 | Elect Carol Skornicka | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
7 | Shareholder Value Added (SVA) Executive Officers Incentive Compensation Plan | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Reliance Steel & Aluminum Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RS | CUSIP 759509102 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Figueroa | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Gimbel | Mgmt | For | For | For | ||||
1.3 | Elect Douglas Hayes | Mgmt | For | For | For | ||||
1.4 | Elect Franklin Johnson | Mgmt | For | For | For | ||||
1.5 | Elect Leslie Waite | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Director Equity Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
RenaissanceRe Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RNR | CUSIP G7496G103 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Bushnell | Mgmt | For | For | For | ||||
1.2 | Elect James Gibbons | Mgmt | For | For | For | ||||
1.3 | Elect Jean Hamilton | Mgmt | For | For | For | ||||
1.4 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
Republic Airways Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RJET | CUSIP 760276105 | 06/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bryan Bedford | Mgmt | For | For | For | ||||
1.2 | Elect Lawrence Cohen | Mgmt | For | For | For | ||||
1.3 | Elect Neal Cohen | Mgmt | For | For | For | ||||
1.4 | Elect Douglas Lambert | Mgmt | For | For | For | ||||
1.5 | Elect Mark Plaumann | Mgmt | For | For | For | ||||
1.6 | Elect Richard P. Schifter | Mgmt | For | For | For | ||||
1.7 | Elect David Siegel | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Res-Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSCR | CUSIP 760943100 | 12/17/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
Roper Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROP | CUSIP 776696106 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Wallman | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Christopher Wright | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Rowan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDC | CUSIP 779382100 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Croyle | Mgmt | For | Against | Against | ||||
2 | Elect Lord Moynihan | Mgmt | For | Against | Against | ||||
3 | Elect W. Matt Ralls | Mgmt | For | Against | Against | ||||
4 | Elect John Quicke | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Safety Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAFT | CUSIP 78648T100 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Brussard | Mgmt | For | For | For | ||||
1.2 | Elect A. Richard Caputo, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Management Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Annual Performance Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Saks Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKS | CUSIP 79377W108 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Carter | Mgmt | For | For | For | ||||
1.2 | Elect Donald Hess | Mgmt | For | For | For | ||||
1.3 | Elect Jerry Levin | Mgmt | For | For | For | ||||
1.4 | Elect Michael Gross | Mgmt | For | For | For | ||||
1.5 | Elect Nora McAniff | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Sadove | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | ||||
Schnitzer Steel Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHN | CUSIP 806882106 | 01/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wayland Hicks | Mgmt | For | For | For | ||||
1.2 | Elect Judith Johansen | Mgmt | For | For | For | ||||
1.3 | Elect Tamara Lundgren | Mgmt | For | For | For | ||||
Scorpio Tankers Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STNG | CUSIP Y7542C106 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Emanuele Lauro | Mgmt | For | For | For | ||||
1.2 | Elect Ademaro Lanzara | Mgmt | For | For | For | ||||
2 | Termination of Administrative Services Agreement | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
SeaBright Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBX | CUSIP 811656107 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Pasqualetto | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Edwards | Mgmt | For | For | For | ||||
1.3 | Elect William Feldman | Mgmt | For | For | For | ||||
1.4 | Elect Mural Josephson | Mgmt | For | For | For | ||||
1.5 | Elect George Morvis | Mgmt | For | For | For | ||||
1.6 | Elect Michael Rice | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Seacoast Banking Corporation of Florida | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBCF | CUSIP 811707306 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Bohner | Mgmt | For | For | For | ||||
1.2 | Elect T. Michael Crook | Mgmt | For | For | For | ||||
1.3 | Elect Dennis Hudson III | Mgmt | For | For | For | ||||
1.4 | Elect Edwin Walpole III | Mgmt | For | For | For | ||||
2 | Adoption of Protective Amendment to the Articles of Incorporation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Reverse Stock Split Extension | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Sealed Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEE | CUSIP 81211K100 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hank Brown | Mgmt | For | For | For | ||||
2 | Elect Michael Chu | Mgmt | For | For | For | ||||
3 | Elect Lawrence Codey | Mgmt | For | For | For | ||||
4 | Elect Patrick Duff | Mgmt | For | For | For | ||||
5 | Elect T. J. Dermot Dunphy | Mgmt | For | For | For | ||||
6 | Elect William Hickey | Mgmt | For | For | For | ||||
7 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | ||||
8 | Elect Kenneth Manning | Mgmt | For | Against | Against | ||||
9 | Elect William Marino | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2002 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
SEI Investments Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEIC | CUSIP 784117103 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kathryn McCarthy | Mgmt | For | Against | Against | ||||
2 | Elect Sarah Blumenstein | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Selective Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIGI | CUSIP 816300107 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul Bauer | Mgmt | For | For | For | ||||
2 | Elect John Burville | Mgmt | For | For | For | ||||
3 | Elect Joan Lamm-Tennant | Mgmt | For | For | For | ||||
4 | Elect Michael Morrissey | Mgmt | For | For | For | ||||
5 | Elect Gregory Murphy | Mgmt | For | For | For | ||||
6 | Elect Cynthia Nicholson | Mgmt | For | For | For | ||||
7 | Elect Ronald O'Kelley | Mgmt | For | For | For | ||||
8 | Elect William Rue | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Shanda Interactive Entertainment Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDA | CUSIP 81941Q203 | 10/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Tianqiao Chen | Mgmt | For | Against | Against | ||||
2 | Elect Danian Chen | Mgmt | For | Against | Against | ||||
3 | Elect Qianqian Luo | Mgmt | For | Against | Against | ||||
4 | Elect Jingsheng Huang | Mgmt | For | Against | Against | ||||
5 | Elect Chengyu Xiong | Mgmt | For | Against | Against | ||||
6 | Elect Kai Zhao | Mgmt | For | Against | Against | ||||
7 | Elect Qunzhao Tan | Mgmt | For | Against | Against | ||||
8 | Elect Grace Wu | Mgmt | For | Against | Against | ||||
Ship Finance International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFL | CUSIP G81075106 | 09/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul Leand | Mgmt | For | Against | Against | ||||
2 | Elect Kate Blankenship | Mgmt | For | Against | Against | ||||
3 | Elect Hans Petter Aas | Mgmt | For | Against | Against | ||||
4 | Elect Cecilie Fredriksen | Mgmt | For | Against | Against | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
Signature Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBNY | CUSIP 82669G104 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Shay | Mgmt | For | For | For | ||||
1.2 | Elect Joseph DePaolo | Mgmt | For | For | For | ||||
1.3 | Elect Alfred DelBello | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Silicon Laboratories Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLAB | CUSIP 826919102 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Navdeep Sooch | Mgmt | For | For | For | ||||
1.2 | Elect Laurence Walker | Mgmt | For | For | For | ||||
1.3 | Elect William Wood | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
SM Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SM | CUSIP 78454L100 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara Baumann | Mgmt | For | For | For | ||||
2 | Elect Anthony Best | Mgmt | For | For | For | ||||
3 | Elect Larry Bickle | Mgmt | For | For | For | ||||
4 | Elect Stephen Brand | Mgmt | For | For | For | ||||
5 | Elect William Gardiner | Mgmt | For | For | For | ||||
6 | Elect Julio Quintana | Mgmt | For | For | For | ||||
7 | Elect John Seidl | Mgmt | For | For | For | ||||
8 | Elect William Sullivan | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Sohu.com Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOHU | CUSIP 83408W103 | 07/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Roberts | Mgmt | For | For | For | ||||
1.2 | Elect Zhonghan Deng | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Sonic Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SONC | CUSIP 835451105 | 01/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Benham | Mgmt | For | For | For | ||||
1.2 | Elect H.E. Rainbolt | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Schutz | Mgmt | For | For | For | ||||
1.4 | Elect Kathryn Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | ||||
Sonoco Products Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SON | CUSIP 835495102 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Coker | Mgmt | For | For | For | ||||
1.2 | Elect James Micali | Mgmt | For | For | For | ||||
1.3 | Elect Lloyd Newton | Mgmt | For | For | For | ||||
1.4 | Elect Marc Oken | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Sotheby's | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BID | CUSIP 835898107 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Angelo | Mgmt | For | For | For | ||||
2 | Elect Michael Blakenham | Mgmt | For | For | For | ||||
3 | Elect The Duke of Devonshire | Mgmt | For | For | For | ||||
4 | Elect Daniel Meyer | Mgmt | For | For | For | ||||
5 | Elect James Murdoch | Mgmt | For | For | For | ||||
6 | Elect Allen Questrom | Mgmt | For | For | For | ||||
7 | Elect William Ruprecht | Mgmt | For | For | For | ||||
8 | Elect Marsha Simms | Mgmt | For | For | For | ||||
9 | Elect Michael Sovern | Mgmt | For | For | For | ||||
10 | Elect Donald Stewart | Mgmt | For | For | For | ||||
11 | Elect Robert Taubman | Mgmt | For | For | For | ||||
12 | Elect Diana Taylor | Mgmt | For | For | For | ||||
13 | Elect Dennis Weibling | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Southwest Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWX | CUSIP 844895102 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Boughner | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Chestnut | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Comer | Mgmt | For | For | For | ||||
1.4 | Elect LeRoy Hanneman, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Michael Maffie | Mgmt | For | For | For | ||||
1.6 | Elect Anne Mariucci | Mgmt | For | For | For | ||||
1.7 | Elect Michael Melarkey | Mgmt | For | For | For | ||||
1.8 | Elect Jeffrey Shaw | Mgmt | For | For | For | ||||
1.9 | Elect A. Randall Thoman | Mgmt | For | For | For | ||||
1.10 | Elect Thomas Thomas | Mgmt | For | For | For | ||||
1.11 | Elect Terrence Wright | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
StanCorp Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFG | CUSIP 852891100 | 05/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frederick Buckman | Mgmt | For | For | For | ||||
2 | Elect J. Greg Ness | Mgmt | For | For | For | ||||
3 | Elect Mary Sammons | Mgmt | For | For | For | ||||
4 | Elect Ronald Timpe | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Steel Dynamics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STLD | CUSIP 858119100 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Keith Busse | Mgmt | For | For | For | ||||
1.2 | Elect Mark Millett | Mgmt | For | For | For | ||||
1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect John Bates | Mgmt | For | For | For | ||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | ||||
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | ||||
1.7 | Elect Richard Freeland | Mgmt | For | For | For | ||||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | ||||
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | ||||
1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For | ||||
1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Stone Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGY | CUSIP 861642106 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Christmas | Mgmt | For | For | For | ||||
1.2 | Elect B.J. Duplantis | Mgmt | For | For | For | ||||
1.3 | Elect Peter Kinnear | Mgmt | For | For | For | ||||
1.4 | Elect John Laborde | Mgmt | For | For | For | ||||
1.5 | Elect Richard Pattarozzi | Mgmt | For | For | For | ||||
1.6 | Elect Donald Powell | Mgmt | For | For | For | ||||
1.7 | Elect Kay Priestly | Mgmt | For | For | For | ||||
1.8 | Elect David Welch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
Superior Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPN | CUSIP 868157108 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Bouillion | Mgmt | For | For | For | ||||
1.2 | Elect Enoch Dawkins | Mgmt | For | For | For | ||||
1.3 | Elect David Dunlap | Mgmt | For | For | For | ||||
1.4 | Elect James Funk | Mgmt | For | For | For | ||||
1.5 | Elect Terence Hall | Mgmt | For | For | For | ||||
1.6 | Elect Ernest Howard, III | Mgmt | For | For | For | ||||
1.7 | Elect Justin Sullivan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
Superior Industries International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUP | CUSIP 868168105 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Louis Borick | Mgmt | For | For | For | ||||
1.2 | Elect Steven Borick | Mgmt | For | For | For | ||||
1.3 | Elect Francisco Uranga | Mgmt | For | For | For | ||||
2 | CEO Annual Incentive Performance Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Surmodics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRDX | CUSIP 868873100 | 02/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Buhrmaster | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Smith | Mgmt | For | For | For | ||||
1.3 | Elect Susan Knight | Mgmt | For | For | For | ||||
2 | Set the Number of Directors at Ten | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
SVB Financial Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIVB | CUSIP 78486Q101 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Greg Becker | Mgmt | For | For | For | ||||
1.2 | Elect Eric Benhamou | Mgmt | For | For | For | ||||
1.3 | Elect David Clapper | Mgmt | For | For | For | ||||
1.4 | Elect Roger Dunbar | Mgmt | For | For | For | ||||
1.5 | Elect Joel Friedman | Mgmt | For | For | For | ||||
1.6 | Elect G. Felda Hardymon | Mgmt | For | For | For | ||||
1.7 | Elect Alex Hart | Mgmt | For | For | For | ||||
1.8 | Elect C. Richard Kramlich | Mgmt | For | For | For | ||||
1.9 | Elect Lata Krishnan | Mgmt | For | For | For | ||||
1.10 | Elect Kate Mitchell | Mgmt | For | For | For | ||||
1.11 | Elect John Robinson | Mgmt | For | For | For | ||||
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Deanna Cannon | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Lanier | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Synopsys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNPS | CUSIP 871607107 | 03/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | ||||
1.2 | Elect Alfred Castino | Mgmt | For | For | For | ||||
1.3 | Elect Chi-Foon Chan | Mgmt | For | For | For | ||||
1.4 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.5 | Elect Deborah Coleman | Mgmt | For | For | For | ||||
1.6 | Elect John Schwarz | Mgmt | For | For | For | ||||
1.7 | Elect Roy Vallee | Mgmt | For | For | For | ||||
1.8 | Elect Steven Walske | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Systemax Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYX | CUSIP 871851101 | 06/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Leeds | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Bruce Leeds | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Leeds | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Lawrence Reinhold | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Stacy Dick | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Robert Rosenthal | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Marie Adler-Kravecas | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Taubman Centers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCO | CUSIP 876664103 | 06/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Taubman | Mgmt | For | For | For | ||||
1.2 | Elect Lisa Payne | Mgmt | For | For | For | ||||
1.3 | Elect William Parfet | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Teledyne Technologies Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDY | CUSIP 879360105 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roxanne Austin | Mgmt | For | For | For | ||||
1.2 | Elect Frank Cahouet | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Dahlberg | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Teradyne, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TER | CUSIP 880770102 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bagley | Mgmt | For | For | For | ||||
2 | Elect Michael Bradley | Mgmt | For | For | For | ||||
3 | Elect Albert Carnesale | Mgmt | For | For | For | ||||
4 | Elect Daniel Christman | Mgmt | For | For | For | ||||
5 | Elect Edwin Gillis | Mgmt | For | For | For | ||||
6 | Elect Timothy Guertin | Mgmt | For | For | For | ||||
7 | Elect Paul Tufano | Mgmt | For | For | For | ||||
8 | Elect Roy Vallee | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
11 | Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Terex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEX | CUSIP 880779103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | ||||
1.2 | Elect G. Chris Andersen | Mgmt | For | For | For | ||||
1.3 | Elect Paula Cholmondeley | Mgmt | For | For | For | ||||
1.4 | Elect Don DeFosset | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Hansen | Mgmt | For | For | For | ||||
1.6 | Elect David Sachs | Mgmt | For | For | For | ||||
1.7 | Elect Oren Shaffer | Mgmt | For | For | For | ||||
1.8 | Elect David Wang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Tessera Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSRA | CUSIP 88164L100 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Boehlke | Mgmt | For | For | For | ||||
1.2 | Elect John Goodrich | Mgmt | For | For | For | ||||
1.3 | Elect David Nagel | Mgmt | For | For | For | ||||
1.4 | Elect Henry Nothhaft | Mgmt | For | For | For | ||||
1.5 | Elect Kevin Rivette | Mgmt | For | For | For | ||||
1.6 | Elect Robert Young | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | ||||
Tetra Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTI | CUSIP 88162F105 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stuart Brightman | Mgmt | For | For | For | ||||
1.2 | Elect Paul Coombs | Mgmt | For | For | For | ||||
1.3 | Elect Ralph Cunningham | Mgmt | For | For | For | ||||
1.4 | Elect Tom Delimitros | Mgmt | For | For | For | ||||
1.5 | Elect Geoffrey Hertel | Mgmt | For | For | For | ||||
1.6 | Elect Allen McInnes | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect William Sullivan | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth White, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2011 Long Term Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter Beach | Mgmt | For | For | For | ||||
4 | Elect Michael Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect Leon Huff | Mgmt | For | For | For | ||||
7 | Elect William Lamb | Mgmt | For | For | For | ||||
8 | Elect Frank Mastrangelo | Mgmt | For | For | For | ||||
9 | Elect James McEntee, III | Mgmt | For | For | For | ||||
10 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
11 | Elect Joan Specter | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Stock Option and Equity Plan of 2011 | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Brink's Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCO | CUSIP 109696104 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Change in Board Size | Mgmt | For | For | For | ||||
2.1 | Elect Marc Breslawsky | Mgmt | For | For | For | ||||
2.2 | Elect Michael Dan | Mgmt | For | For | For | ||||
3 | Amendment to the Key Employees Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
The CATO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CATO | CUSIP 149205106 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bryan Kennedy, III | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Henson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
The Dun & Bradstreet Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNB | CUSIP 26483E100 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Elect Michael Winkler | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the Covered Employee Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
The Hanover Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THG | CUSIP 410867105 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Brennan | Mgmt | For | For | For | ||||
2 | Elect David Gallitano | Mgmt | For | For | For | ||||
3 | Elect Wendell Knox | Mgmt | For | For | For | ||||
4 | Elect Robert Murray | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Macerich Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAC | CUSIP 554382101 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Abbey | Mgmt | For | For | For | ||||
2 | Elect Dana Anderson | Mgmt | For | For | For | ||||
3 | Elect Arthur Coppola | Mgmt | For | For | For | ||||
4 | Elect Edward Coppola | Mgmt | For | For | For | ||||
5 | Elect James Cownie | Mgmt | For | For | For | ||||
6 | Elect Fred Hubbell | Mgmt | For | For | For | ||||
7 | Elect Diana Laing | Mgmt | For | For | For | ||||
8 | Elect Stanley Moore | Mgmt | For | For | For | ||||
9 | Elect Mason Ross | Mgmt | For | For | For | ||||
10 | Elect William Sexton | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
The Valspar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAL | CUSIP 920355104 | 02/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ian Friendly | Mgmt | For | For | For | ||||
1.2 | Elect Janel Haugarth | Mgmt | For | For | For | ||||
1.3 | Elect William Mansfield | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
THQ Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THQI | CUSIP 872443403 | 08/10/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brian Farrell | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Lawrence Burstein | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Henry DeNero | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Brian Dougherty | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Jeffrey Griffiths | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gary Rieschel | Mgmt | For | Withhold | Against | ||||
1.7 | Elect James Whims | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
TIBCO Software Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TIBX | CUSIP 88632Q103 | 04/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vivek Ranadive | Mgmt | For | For | For | ||||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | ||||
1.3 | Elect Eric Dunn | Mgmt | For | For | For | ||||
1.4 | Elect Narendra Gupta | Mgmt | For | For | For | ||||
1.5 | Elect Peter Job | Mgmt | For | For | For | ||||
1.6 | Elect Philip Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tidewater Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDW | CUSIP 886423102 | 07/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | ||||
1.2 | Elect James Day | Mgmt | For | For | For | ||||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | ||||
1.4 | Elect Morris Foster | Mgmt | For | For | For | ||||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | ||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | ||||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | ||||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | ||||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | ||||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Timberland Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBL | CUSIP 887100105 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sidney Swartz | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Swartz | Mgmt | For | For | For | ||||
1.3 | Elect Catherine Buggeln | Mgmt | For | For | For | ||||
1.4 | Elect Andre Hawaux | Mgmt | For | For | For | ||||
1.5 | Elect Kenneth Lombard | Mgmt | For | For | For | ||||
1.6 | Elect Edward Moneypenny | Mgmt | For | For | For | ||||
1.7 | Elect Peter Moore | Mgmt | For | For | For | ||||
1.8 | Elect Bill Shore | Mgmt | For | For | For | ||||
1.9 | Elect Terdema Ussery II | Mgmt | For | For | For | ||||
1.10 | Elect Carden Welsh | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
TrueBlue, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBI | CUSIP 89785X101 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Cooper | Mgmt | For | For | For | ||||
2 | Elect Thomas McChesney | Mgmt | For | For | For | ||||
3 | Elect Gates McKibbin | Mgmt | For | For | For | ||||
4 | Elect Jeffrey Sakaguchi | Mgmt | For | For | For | ||||
5 | Elect Joseph Sambataro, Jr. | Mgmt | For | For | For | ||||
6 | Elect Bonnie Soodik | Mgmt | For | For | For | ||||
7 | Elect William Steele | Mgmt | For | For | For | ||||
8 | Elect Craig Tall | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Tutor Perini Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TPC | CUSIP 901109108 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marilyn Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Peter Arkley | Mgmt | For | For | For | ||||
1.3 | Elect Raymond Oneglia | Mgmt | For | For | For | ||||
1.4 | Elect Donald Snyder | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2004 Stock Option and Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Unisys Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | ||||
2 | Elect James Duderstadt | Mgmt | For | For | For | ||||
3 | Elect Henry Duques | Mgmt | For | For | For | ||||
4 | Elect Matthew Espe | Mgmt | For | For | For | ||||
5 | Elect Denise Fletcher | Mgmt | For | For | For | ||||
6 | Elect Leslie Kenne | Mgmt | For | For | For | ||||
7 | Elect Charles McQuade | Mgmt | For | For | For | ||||
8 | Elect Paul Weaver | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Unit Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNT | CUSIP 909218109 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Michael Adcock | Mgmt | For | For | For | ||||
1.2 | Elect Steven Hildebrand | Mgmt | For | For | For | ||||
1.3 | Elect Larry Payne | Mgmt | For | For | For | ||||
1.4 | Elect G. Bailey Peyton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
United States Steel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
X | CUSIP 912909108 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
1.2 | Elect Glenda McNeal | Mgmt | For | For | For | ||||
1.3 | Elect Graham Spanier | Mgmt | For | For | For | ||||
1.4 | Elect Patricia Tracey | Mgmt | For | For | For | ||||
1.5 | Elect John Engel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Universal American Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UAM | CUSIP 913377107 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | 2011 Omnibus Equity Award Plan | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Universal Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UVV | CUSIP 913456109 | 08/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Chester Crocker | Mgmt | For | For | For | ||||
1.2 | Elect Charles Foster, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Jeremiah Sheehan | Mgmt | For | For | For | ||||
VAALCO Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGY | CUSIP 91851C201 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Gerry III | Mgmt | For | For | For | ||||
1.2 | Elect W. Russell Scheirman | Mgmt | For | For | For | ||||
1.3 | Elect Robert Allen | Mgmt | For | For | For | ||||
1.4 | Elect Frederick Brazelton | Mgmt | For | For | For | ||||
1.5 | Elect Luigi Caflisch | Mgmt | For | For | For | ||||
1.6 | Elect O. Donaldson Chapoton | Mgmt | For | For | For | ||||
1.7 | Elect John Myers, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Valeant Pharmaceuticals International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VRX | CUSIP 91911K102 | 05/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Ingram | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Theo Melas-Kyriazi | Mgmt | For | For | For | ||||
1.3 | Elect G. Mason Morfit | Mgmt | For | For | For | ||||
1.4 | Elect Laurence Paul | Mgmt | For | For | For | ||||
1.5 | Elect J. Michael Pearson | Mgmt | For | For | For | ||||
1.6 | Elect Robert Power | Mgmt | For | For | For | ||||
1.7 | Elect Norma Provencio | Mgmt | For | For | For | ||||
1.8 | Elect Lloyd Segal | Mgmt | For | For | For | ||||
1.9 | Elect Katharine Stevenson | Mgmt | For | For | For | ||||
1.10 | Elect Michael Van Every | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the 2007 Equity Compensation Plan | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Matthew Grayson | Mgmt | For | For | For | ||||
1.2 | Elect Jean-Marie Nessi | Mgmt | For | For | For | ||||
1.3 | Elect Mandakini Puri | Mgmt | For | For | For | ||||
1.4 | Election of Edward Noonan | Mgmt | For | For | For | ||||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | ||||
1.6 | Election of Partick Barry | Mgmt | For | For | For | ||||
1.7 | Election of Peter Bilsby | Mgmt | For | For | For | ||||
1.8 | Election of Julian Bosworth | Mgmt | For | For | For | ||||
1.9 | Election of Michale Carpenter | Mgmt | For | For | For | ||||
1.10 | Election of Rodrigo Castro | Mgmt | For | For | For | ||||
1.11 | Election of Jane Clouting | Mgmt | For | For | For | ||||
1.12 | Election of Joesph Consolino | Mgmt | For | For | For | ||||
1.13 | Election of C. Jerome Dill | Mgmt | For | For | For | ||||
1.14 | Election of Andrew Downey | Mgmt | For | For | For | ||||
1.15 | Election of Kerry Emanuel | Mgmt | For | For | For | ||||
1.16 | Election of Jonathan Ewington | Mgmt | For | For | For | ||||
1.17 | Election of Andrew Gibbs | Mgmt | For | For | For | ||||
1.18 | Election of Michael Greene | Mgmt | For | For | For | ||||
1.19 | Election of Nicholas Hales | Mgmt | For | For | For | ||||
1.20 | Election of Mark Johnson | Mgmt | For | For | For | ||||
1.21 | Election of Anthony Keys | Mgmt | For | For | For | ||||
1.22 | Election of Robert Kuzloski | Mgmt | For | For | For | ||||
1.23 | Election of Gillian Langford | Mgmt | For | For | For | ||||
1.24 | Election of Stuart Mercer | Mgmt | For | For | For | ||||
1.25 | Election of Paul Miller | Mgmt | For | For | For | ||||
1.26 | Elect Jean-Marie Nessi | Mgmt | For | For | For | ||||
1.27 | Election of Julian Ross | Mgmt | For | For | For | ||||
1.28 | Election of Rafel Saer | Mgmt | For | For | For | ||||
1.29 | Election of James Skinner | Mgmt | For | For | For | ||||
1.30 | Election of Verner Southey | Mgmt | For | For | For | ||||
1.31 | Election of Nigel Wachman | Mgmt | For | For | For | ||||
1.32 | Election of Conan Ward | Mgmt | For | For | For | ||||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
ValueClick, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VCLK | CUSIP 92046N102 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Zarley | Mgmt | For | For | For | ||||
1.2 | Elect David Buzby | Mgmt | For | For | For | ||||
1.3 | Elect Martin Hart | Mgmt | For | For | For | ||||
1.4 | Elect Jeffrey Rayport | Mgmt | For | For | For | ||||
1.5 | Elect James Peters | Mgmt | For | For | For | ||||
1.6 | Elect James Crouthamel | Mgmt | For | For | For | ||||
2 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
W&T Offshore, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTI | CUSIP 92922P106 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Virginia Boulet | Mgmt | For | Withhold | Against | ||||
1.2 | Elect J. F. Freel | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Samir Gibara | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert Israel | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Stuart Katz | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Tracy Krohn | Mgmt | For | Withhold | Against | ||||
1.7 | Elect S. James Nelson, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect B. Frank Stanley | Mgmt | For | Withhold | Against | ||||
2 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
W.R. Berkley Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WRB | CUSIP 084423102 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rodney Hawes, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Jack Nusbaum | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Mark Shapiro | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
WABCO Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBC | CUSIP 92927K102 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect G. Peter D'Aloia | Mgmt | For | For | For | ||||
1.2 | Elect Juergen Gromer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Waddell & Reed Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WDR | CUSIP 930059100 | 04/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sharilyn Gasaway | Mgmt | For | For | For | ||||
1.2 | Elect Alan Kosloff | Mgmt | For | For | For | ||||
1.3 | Elect Jerry Walton | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Watson Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPI | CUSIP 942683103 | 05/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Fedida | Mgmt | For | For | For | ||||
2 | Elect Albert Hummel | Mgmt | For | For | For | ||||
3 | Elect Catherine Klema | Mgmt | For | For | For | ||||
4 | Elect Anthony Tabatznik | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Amendment to the 2001 Incentive Award Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
Websense, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBSN | CUSIP 947684106 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Carrington | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Coleman | Mgmt | For | For | For | ||||
1.3 | Elect Gene Hodges | Mgmt | For | For | For | ||||
1.4 | Elect John Schaefer | Mgmt | For | For | For | ||||
1.5 | Elect Gary Sutton | Mgmt | For | For | For | ||||
1.6 | Elect Mark St.Clare | Mgmt | For | For | For | ||||
1.7 | Elect Peter Waller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Webster Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBS | CUSIP 947890109 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Crawford | Mgmt | For | For | For | ||||
1.2 | Elect C. Michael Jacobi | Mgmt | For | For | For | ||||
1.3 | Elect Karen Osar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | ||||
Weight Watchers International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTW | CUSIP 948626106 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raymond Debbane | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John Bard | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Jonas Fajgenbaum | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Westar Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WR | CUSIP 95709T100 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mollie Carter | Mgmt | For | For | For | ||||
1.2 | Elect Jerry Farley | Mgmt | For | For | For | ||||
1.3 | Elect Arthur Krause | Mgmt | For | For | For | ||||
1.4 | Elect William Moore | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the 1996 Long Term Incentive and Share Award Plan | Mgmt | For | For | For | ||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Whirlpool Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WHR | CUSIP 963320106 | 04/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Allen | Mgmt | For | For | For | ||||
2 | Elect Jeff Fettig | Mgmt | For | For | For | ||||
3 | Elect Michael Johnston | Mgmt | For | For | For | ||||
4 | Elect William Kerr | Mgmt | For | For | For | ||||
5 | Elect John Liu | Mgmt | For | For | For | ||||
6 | Elect Miles Marsh | Mgmt | For | For | For | ||||
7 | Elect William Perez | Mgmt | For | For | For | ||||
8 | Elect Michael White | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | ||||
13 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | ||||
Whiting Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLL | CUSIP 966387102 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect D. Sherwin Artus | Mgmt | For | For | For | ||||
1.2 | Elect Philip Doty | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wilmington Trust Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WL | CUSIP 971807102 | 03/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Wolverine World Wide, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WWW | CUSIP 978097103 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Gerber | Mgmt | For | For | For | ||||
1.2 | Elect Blake Krueger | Mgmt | For | For | For | ||||
1.3 | Elect Michael Volkema | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Zoran Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZRAN | CUSIP 98975F101 | 03/08/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Additional Bylaws or Bylaw Amendments | Mgmt | For | TNA | N/A | ||||
2 | Remove Raymond Burgess | Mgmt | For | TNA | N/A | ||||
3 | Remove Uzia Galil | Mgmt | For | TNA | N/A | ||||
4 | Remove James Meindl | Mgmt | For | TNA | N/A | ||||
5 | Remove James Owens, Jr. | Mgmt | For | TNA | N/A | ||||
6 | Remove Arthur Stabenow | Mgmt | For | TNA | N/A | ||||
7 | Remove Philip Young | Mgmt | For | TNA | N/A | ||||
8 | Amend Bylaws to Allow Shareholders to Fill Board Vacancies | Mgmt | For | TNA | N/A | ||||
9 | Elect Jon S. Castor | Mgmt | For | TNA | N/A | ||||
10 | Elect Dale Fuller | Mgmt | For | TNA | N/A | ||||
11 | Elect Thomas Lacey | Mgmt | For | TNA | N/A | ||||
12 | Elect Jeffrey McCreary | Mgmt | For | TNA | N/A | ||||
13 | Elect Jeffrey C. Smith | Mgmt | For | TNA | N/A | ||||
14 | Elect Edward Terino | Mgmt | For | TNA | N/A | ||||
Zoran Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZRAN | CUSIP 98975F101 | 03/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Additional Bylaws or Bylaw Amendments | Mgmt | N/A | For | N/A | ||||
2 | Remove Raymond Burgess | Mgmt | N/A | Against | N/A | ||||
3 | Remove Uzia Galil | Mgmt | N/A | For | N/A | ||||
4 | Remove James Meindl | Mgmt | N/A | Against | N/A | ||||
5 | Remove James Owens, Jr. | Mgmt | N/A | Against | N/A | ||||
6 | Remove Arthur Stabenow | Mgmt | N/A | Against | N/A | ||||
7 | Remove Philip Young | Mgmt | N/A | Against | N/A | ||||
8 | Amend Bylaws to Allow Shareholders to Fill Board Vacancies | Mgmt | N/A | For | N/A | ||||
9 | Elect Jon S. Castor | Mgmt | N/A | For | N/A | ||||
10 | Elect Dale Fuller | Mgmt | N/A | Against | N/A | ||||
11 | Elect Thomas Lacey | Mgmt | N/A | Against | N/A | ||||
12 | Elect Jeffrey McCreary | Mgmt | N/A | Against | N/A | ||||
13 | Elect Jeffrey C. Smith | Mgmt | N/A | Against | N/A | ||||
14 | Elect Edward Terino | Mgmt | N/A | Against | N/A | ||||
Registrant : | Putnam Investment Funds | |||||||||
Fund Name : | Putnam Growth Opportunities Fund | |||||||||
Date of fiscal year end: | 07/31/2010 | |||||||||
3M Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMM | CUSIP 88579Y101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linda Alvarado | Mgmt | For | For | For | |||||
2 | Elect George Buckley | Mgmt | For | For | For | |||||
3 | Elect Vance Coffman | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect W. James Farrell | Mgmt | For | For | For | |||||
6 | Elect Herbert Henkel | Mgmt | For | For | For | |||||
7 | Elect Edward Liddy | Mgmt | For | For | For | |||||
8 | Elect Robert Morrison | Mgmt | For | For | For | |||||
9 | Elect Aulana Peters | Mgmt | For | For | For | |||||
10 | Elect Robert Ulrich | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
ADTRAN, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADTN | CUSIP 00738A106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | |||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | |||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | |||||
1.4 | Elect William Marks | Mgmt | For | For | For | |||||
1.5 | Elect James Matthews | Mgmt | For | For | For | |||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | |||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Variable Incentive Compensation Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Agilent Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
A | CUSIP 00846U101 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||||
2 | Elect David Lawrence | Mgmt | For | For | For | |||||
3 | Elect A. Barry Rand | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Agrium Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGU | CUSIP 008916108 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | |||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | |||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | |||||
1.5 | Elect David Lesar | Mgmt | For | For | For | |||||
1.6 | Elect John Lowe | Mgmt | For | For | For | |||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | |||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | |||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | |||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | |||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
Albemarle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALB | CUSIP 012653101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | |||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||||
1.4 | Elect Richard Morrill | Mgmt | For | For | For | |||||
1.5 | Elect Jim Nokes | Mgmt | For | For | For | |||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | |||||
1.7 | Elect Mark Rohr | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Harriett Taggart | Mgmt | For | For | For | |||||
1.10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Quillen | Mgmt | For | For | For | |||||
1.2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||||
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||||
1.6 | Elect P. Michael Giftos | Mgmt | For | For | For | |||||
1.7 | Elect Joel Richards, III | Mgmt | For | For | For | |||||
1.8 | Elect James Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Ted Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Pollution Report | ShrHldr | Against | Against | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
2 | Acquisition | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
4 | Elect William Gordon | Mgmt | For | For | For | |||||
5 | Elect Alain Monié | Mgmt | For | For | For | |||||
6 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
7 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
8 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
Amer Sports Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMEAS | CINS X01416118 | 03/10/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
12 | Board Size | Mgmt | For | TNA | N/A | |||||
13 | Election of Directors | Mgmt | For | TNA | N/A | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
American Tower Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMT | CUSIP 029912201 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Anadarko Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APC | CUSIP 032511107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Butler, Jr. | Mgmt | For | For | For | |||||
2 | Elect Kevin Chilton | Mgmt | For | For | For | |||||
3 | Elect Luke Corbett | Mgmt | For | For | For | |||||
4 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||||
5 | Elect Preston Geren, III | Mgmt | For | For | For | |||||
6 | Elect John Gordon | Mgmt | For | For | For | |||||
7 | Elect James Hackett | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
11 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
BMC Software, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Buckeye Technologies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BKI | CUSIP 118255108 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lewis Holland | Mgmt | For | For | For | |||||
1.2 | Elect Kristopher Matula | Mgmt | For | For | For | |||||
1.3 | Elect Virginia Wetherell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Carnival plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCL | CUSIP 143658300 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Micky Arison | Mgmt | For | For | For | |||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||||
6 | Elect Howard Frank | Mgmt | For | For | For | |||||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||||
8 | Elect Modesto Maidique | Mgmt | For | For | For | |||||
9 | Elect Sir John Parker | Mgmt | For | For | For | |||||
10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||||
12 | Elect Laura Weil | Mgmt | For | For | For | |||||
13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||||
14 | Elect Uzi Zucker | Mgmt | For | For | For | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
17 | Accounts and Reports | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Directors' Remuneration Report | Mgmt | For | Against | Against | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
24 | Stock Option Plan | Mgmt | For | For | For | |||||
CB Richard Ellis Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBG | CUSIP 12497T101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
1.4 | Elect Michael Kantor | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||||
1.8 | Elect Brett White | Mgmt | For | For | For | |||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Celanese Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CE | CUSIP 150870103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
2 | Elect Daniel Sanders | Mgmt | For | For | For | |||||
3 | Elect John Wulff | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Celgene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Michael Powell | Mgmt | For | For | For | |||||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||||
12 | Elect Steven West | Mgmt | For | For | For | |||||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||||
CME Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CME | CUSIP 12572Q105 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Donohue | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Timothy Bitsberger | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jackie Clegg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect James Donaldson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect J. Dennis Hastert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Miller II | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Terry Savage | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Christopher Stewart | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coca-Cola Enterprises Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 191219104 | 10/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Business Separation and Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Brock | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Calvin Darden | Mgmt | For | Withhold | Against | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Donna James | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Thomas Johnson | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Suzanne Labarge | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Veronique Morali | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Garry Watts | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Curtis Welling | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Phoebe Wood | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Cahill | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Costco Wholesale Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COST | CUSIP 22160K105 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.2 | Elect Richard Libenson | Mgmt | For | For | For | |||||
1.3 | Elect John Meisenbach | Mgmt | For | For | For | |||||
1.4 | Elect Charles Munger | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Say When on Pay | Mgmt | 3 Years | 1 Year | Against | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Dendreon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||||
1.4 | Elect David Stump | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Eaton Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP 278058102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Barrett | Mgmt | For | For | For | |||||
2 | Elect Todd Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Ned Lautenbach | Mgmt | For | For | For | |||||
4 | Elect Gregory Page | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Change of Company Name | Mgmt | N/A | For | N/A | |||||
2 | Amendment to Corporate Purpose | Mgmt | N/A | For | N/A | |||||
3 | Amend Article 34 | Mgmt | N/A | For | N/A | |||||
4 | Amend Article 41 | Mgmt | N/A | For | N/A | |||||
5 | Amend Article 44 | Mgmt | N/A | For | N/A | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
5 | Elect James DiStasio | Mgmt | For | For | For | |||||
6 | Elect John Egan | Mgmt | For | For | For | |||||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
8 | Elect Windle Priem | Mgmt | For | For | For | |||||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
10 | Elect David Strohm | Mgmt | For | For | For | |||||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Express Scripts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESRX | CUSIP 302182100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||||
2 | Elect Maura Breen | Mgmt | For | For | For | |||||
3 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||||
4 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
5 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||||
6 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||||
7 | Elect John Parker, Jr. | Mgmt | For | For | For | |||||
8 | Elect George Paz | Mgmt | For | For | For | |||||
9 | Elect Samuel Skinner | Mgmt | For | For | For | |||||
10 | Elect Seymour Sternberg | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to Bylaws to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||||
1.5 | Elect William Post | Mgmt | For | For | For | |||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Barra | Mgmt | For | For | For | |||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
3 | Elect James Crown | Mgmt | For | For | For | |||||
4 | Elect William Fricks | Mgmt | For | For | For | |||||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||||
6 | Elect George Joulwan | Mgmt | For | For | For | |||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||||
8 | Elect John Keane | Mgmt | For | For | For | |||||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||||
10 | Elect William Osborn | Mgmt | For | For | For | |||||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
General Mills, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GIS | CUSIP 370334104 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |||||
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||||
3 | Elect Paul Danos | Mgmt | For | For | For | |||||
4 | Elect William Esrey | Mgmt | For | For | For | |||||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
6 | Elect Judith Richards Hope | Mgmt | For | For | For | |||||
7 | Elect Heidi Miller | Mgmt | For | For | For | |||||
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |||||
9 | Elect Steve Odland | Mgmt | For | For | For | |||||
10 | Elect Kendall Powell | Mgmt | For | For | For | |||||
11 | Elect Lois Quam | Mgmt | For | For | For | |||||
12 | Elect Michael Rose | Mgmt | For | For | For | |||||
13 | Elect Robert Ryan | Mgmt | For | For | For | |||||
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |||||
15 | Executive Incentive Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Goodrich Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GR | CUSIP 382388106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.2 | Elect Diane Creel | Mgmt | For | For | For | |||||
1.3 | Elect Harris DeLoach, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect James Griffith | Mgmt | For | For | For | |||||
1.5 | Elect William Holland | Mgmt | For | For | For | |||||
1.6 | Elect John Jumper | Mgmt | For | For | For | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Lloyd Newton | Mgmt | For | For | For | |||||
1.9 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Equity Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Google Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
GrafTech International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTI | CUSIP 384313102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | |||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | |||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Harris Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Lance | Mgmt | For | For | For | |||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
5 | Elect David Rickard | Mgmt | For | For | For | |||||
6 | Elect James Stoffel | Mgmt | For | For | For | |||||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
HealthSouth Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLS | CUSIP 421924309 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Blechschmidt | Mgmt | For | For | For | |||||
1.2 | Elect John Chidsey | Mgmt | For | For | For | |||||
1.3 | Elect Donald Correll | Mgmt | For | For | For | |||||
1.4 | Elect Yvonne Curl | Mgmt | For | For | For | |||||
1.5 | Elect Charles Elson | Mgmt | For | For | For | |||||
1.6 | Elect Jay Grinney | Mgmt | For | For | For | |||||
1.7 | Elect Jon Hanson | Mgmt | For | For | For | |||||
1.8 | Elect Leo Higdon, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hess Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HES | CUSIP 42809H107 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edith Holiday | Mgmt | For | Against | Against | |||||
2 | Elect John Mullin, III | Mgmt | For | For | For | |||||
3 | Elect F. Borden Walker | Mgmt | For | For | For | |||||
4 | Elect Robert Wilson | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Amendment to the Performance Incentive Plan for Senior Officers | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Hospira, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSP | CUSIP 441060100 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||||
2 | Elect F. Michael Ball | Mgmt | For | For | For | |||||
3 | Elect Jacque Sokolov | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement for Removal of Directors For Cause | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Human Genome Sciences, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HGSI | CUSIP 444903108 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Danzig | Mgmt | For | For | For | |||||
1.2 | Elect Colin Goddard | Mgmt | For | For | For | |||||
1.3 | Elect Maxine Gowen | Mgmt | For | For | For | |||||
1.4 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | |||||
1.5 | Elect Argeris Karabelas | Mgmt | For | For | For | |||||
1.6 | Elect John LaMattina | Mgmt | For | For | For | |||||
1.7 | Elect Augustine Lawlor | Mgmt | For | For | For | |||||
1.8 | Elect George Morrow | Mgmt | For | For | For | |||||
1.9 | Elect Gregory Norden | Mgmt | For | For | For | |||||
1.10 | Elect H. Thomas Watkins | Mgmt | For | For | For | |||||
1.11 | Elect Robert Young | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Crown | Mgmt | For | For | For | |||||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||||
7 | Elect David Speer | Mgmt | For | For | For | |||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||||
10 | Elect Anre Williams | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Susan Decker | Mgmt | For | For | For | |||||
3 | Elect John Donahoe | Mgmt | For | For | For | |||||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
6 | Elect James Plummer | Mgmt | For | For | For | |||||
7 | Elect David Pottruck | Mgmt | For | For | For | |||||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Interpublic Group of Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
3 | Elect Jill Considine | Mgmt | For | For | For | |||||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||||
7 | Elect William Kerr | Mgmt | For | For | For | |||||
8 | Elect Michael Roth | Mgmt | For | For | For | |||||
9 | Elect David Thomas | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Invesco Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVZ | CUSIP G491BT108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rex Adams | Mgmt | For | For | For | |||||
2 | Elect John Banham | Mgmt | For | For | For | |||||
3 | Elect Denis Kessler | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | 2011 Global Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Iridium Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IRDM | CUSIP 46269C102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |||||
1.3 | Elect Scott Bok | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |||||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |||||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |||||
1.7 | Elect Terry Jones | Mgmt | For | For | For | |||||
1.8 | Elect Alvin Krongard | Mgmt | For | For | For | |||||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |||||
1.10 | Elect Parker Rush | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
Kansas City Southern | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSU | CUSIP 485170302 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Davis | Mgmt | For | For | For | |||||
1.2 | Elect Robert Druten | Mgmt | For | For | For | |||||
1.3 | Elect Rodney Slater | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Approval of Annual Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kohl's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSS | CUSIP 500255104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||||
2 | Elect Steven Burd | Mgmt | For | For | For | |||||
3 | Elect John Herma | Mgmt | For | For | For | |||||
4 | Elect Dale Jones | Mgmt | For | For | For | |||||
5 | Elect William Kellogg | Mgmt | For | For | For | |||||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||||
7 | Elect Frank Sica | Mgmt | For | For | For | |||||
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||||
10 | Elect Nina Vaca | Mgmt | For | For | For | |||||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Elimination of Supermajority Requirement in Article V(f) | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement in Article VI | Mgmt | For | For | For | |||||
15 | Annual Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
Las Vegas Sands Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LVS | CUSIP 517834107 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Forman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect George Koo | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Irwin Siegel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Lear Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LEA | CUSIP 521865204 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Capo | Mgmt | For | For | For | |||||
2 | Elect Curtis Clawson | Mgmt | For | For | For | |||||
3 | Elect Jonathan Foster | Mgmt | For | For | For | |||||
4 | Elect Conrad Mallett, Jr. | Mgmt | For | For | For | |||||
5 | Elect Robert Rossiter | Mgmt | For | For | For | |||||
6 | Elect Donald Runkle | Mgmt | For | For | For | |||||
7 | Elect Gregory Smith | Mgmt | For | For | For | |||||
8 | Elect Henry Wallace | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Linn Energy, LLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LINE | CUSIP 536020100 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Linn | Mgmt | For | For | For | |||||
1.2 | Elect Mark Ellis | Mgmt | For | For | For | |||||
1.3 | Elect George Alcorn | Mgmt | For | For | For | |||||
1.4 | Elect Terrence Jacobs | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Swoveland | Mgmt | For | For | For | |||||
1.6 | Elect Joseph McCoy | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Lowe's Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
LPL Investment Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LPLA | CUSIP 50213H100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Casady | Mgmt | For | Withhold | Against | |||||
1.2 | Elect James Putman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Boyce | Mgmt | For | Withhold | Against | |||||
1.4 | Elect John Brennan | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Erik Ragatz | Mgmt | For | Withhold | Against | |||||
1.6 | Elect James Riepe | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Richard P. Schifter | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Jeffrey Stiefler | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Allen Thorpe | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
LyondellBasell Industries N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||||
Marvell Technology Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRVL | CUSIP G5876H105 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kuo Wei Chang | Mgmt | For | For | For | |||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
3 | Elect Arturo Krueger | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Reduction in Share Premium Account | Mgmt | For | For | For | |||||
7 | Amendment to the 2007 Director Stock Incentive Plan | Mgmt | For | Against | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Marvell Technology Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRVL | CUSIP G5876H105 | 07/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ta-Lin Hsu | Mgmt | For | For | For | |||||
2 | Elect John Kassakian | Mgmt | For | For | For | |||||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||||
4 | Amendment to Majority Vote Standard for Election of Directors | Mgmt | For | For | For | |||||
5 | Executive Performance Incentive Plan | Mgmt | For | For | For | |||||
6 | Amendment to the 1995 Stock Option Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Olivié | Mgmt | For | For | For | |||||
2 | Elect Rima Qureshi | Mgmt | For | For | For | |||||
3 | Elect Mark Schwartz | Mgmt | For | For | For | |||||
4 | Elect Jackson Tai | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 09/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
3 | Revise Requirements to Board Composition | Mgmt | For | For | For | |||||
4 | Revise Stock Ownership Limitations | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
6.1 | Elect Nancy Karch | Mgmt | For | For | For | |||||
6.2 | Elect Jose Reyes Lagunes | Mgmt | For | For | For | |||||
6.3 | Elect Edward Tian | Mgmt | For | Withhold | Against | |||||
6.4 | Elect Silvio Barzi | Mgmt | For | For | For | |||||
7 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHldr | Against | Against | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
MTU Aero Engines Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | |||||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Nexen Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | |||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | |||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
NII Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NIHD | CUSIP 62913F201 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Herington | Mgmt | For | For | For | |||||
1.2 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
1.3 | Elect John Risner | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
3 | Elect Edward Cox | Mgmt | For | For | For | |||||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
8 | Elect Scott Urban | Mgmt | For | For | For | |||||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Novellus Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Office Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ODP | CUSIP 676220106 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Neil Austrian | Mgmt | For | Against | Against | |||||
2 | Elect Justin Bateman | Mgmt | For | Against | Against | |||||
3 | Elect Thomas Colligan | Mgmt | For | Against | Against | |||||
4 | Elect Marsha Evans | Mgmt | For | Against | Against | |||||
5 | Elect David Fuente | Mgmt | For | Against | Against | |||||
6 | Elect Brenda Gaines | Mgmt | For | Against | Against | |||||
7 | Elect Myra Hart | Mgmt | For | Against | Against | |||||
8 | Elect W. Scott Hedrick | Mgmt | For | Against | Against | |||||
9 | Elect Kathleen Mason | Mgmt | For | Against | Against | |||||
10 | Elect James Rubin | Mgmt | For | Against | Against | |||||
11 | Elect Raymond Svider | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Oil States International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OIS | CUSIP 678026105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Christopher Seaver | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Swanson | Mgmt | For | For | For | |||||
1.3 | Elect Cindy Taylor | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Owens Corning | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Corporate Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Pall Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLL | CUSIP 696429307 | 12/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Amy Alving | Mgmt | For | For | For | |||||
2 | Elect Daniel Carroll, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert Coutts | Mgmt | For | For | For | |||||
4 | Elect Cheryl Grise | Mgmt | For | For | For | |||||
5 | Elect Ronald Hoffman | Mgmt | For | For | For | |||||
6 | Elect Eric Krasnoff | Mgmt | For | For | For | |||||
7 | Elect Dennis Longstreet | Mgmt | For | For | For | |||||
8 | Elect Edwin Martin, Jr. | Mgmt | For | For | For | |||||
9 | Elect Katharine Plourde | Mgmt | For | For | For | |||||
10 | Elect Edward Snyder | Mgmt | For | For | For | |||||
11 | Elect Edward Travaglianti | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Allow Company to Deliver Proxy Materials via the Internet | Mgmt | For | For | For | |||||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Management Stock Purchase Plan | Mgmt | For | For | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona Brown | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||||
7 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||||
Petrohawk Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger by Absorption | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | For | For | |||||
2 | Merger by Absorption | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Chairman of the Board of Directors | Mgmt | For | For | For | |||||
6 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
7 | Remuneration Report | Mgmt | For | For | For | |||||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V408 | 12/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger Agreement with Marlim Participacoes SA | Mgmt | For | For | For | |||||
2 | Merger Agreement with Nova Marlim Participacoes SA | Mgmt | For | For | For | |||||
3 | Ratification of Appointment of Auditor | Mgmt | For | For | For | |||||
4 | Valuation Reports | Mgmt | For | For | For | |||||
5 | Merger by Absorption | Mgmt | For | For | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Ping An Insurance (Group) Company of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 11/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Adjustment on Independent Directors' Fees | Mgmt | For | Against | Against | |||||
3 | Means, Object of the Transaction and Parties to the Transaction | Mgmt | For | For | For | |||||
4 | Transaction Price and Basis of Pricing | Mgmt | For | For | For | |||||
5 | Vesting of Proit or Loss Arising from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Mgmt | For | For | For | |||||
6 | Contract Obligations and Default Liabilities Under the Transfer of Ownership of the Relevant Assets | Mgmt | For | For | For | |||||
7 | Validity Period of the Resolution | Mgmt | For | For | For | |||||
8 | Share Subscription Agreement | Mgmt | For | For | For | |||||
9 | Profits Forecast Compensation Agreement | Mgmt | For | For | For | |||||
10 | Ratification of Board Acts | Mgmt | For | For | For | |||||
Polycom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCM | CUSIP 73172K104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Miller | Mgmt | For | For | For | |||||
1.2 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
1.3 | Elect David DeWalt | Mgmt | For | For | For | |||||
1.4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||||
1.6 | Elect William Owens | Mgmt | For | For | For | |||||
1.7 | Elect Kevin Parker | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Precision Castparts Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
priceline.com Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCLN | CUSIP 741503403 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Prologis | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 743410102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Buehler | Mgmt | For | For | For | |||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
salesforce.com, inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRM | CUSIP 79466L302 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Benioff | Mgmt | For | For | For | |||||
2 | Elect Craig Conway | Mgmt | For | For | For | |||||
3 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Schlumberger Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
2 | Elect Peter Currie | Mgmt | For | For | For | |||||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
8 | Elect Michael Marks | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
18 | Amendements to Articles | Mgmt | For | For | For | |||||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
20 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seagate Technology Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||||
4 | Elect C.S. Park | Mgmt | For | For | For | |||||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||||
7 | Elect John Thompson | Mgmt | For | For | For | |||||
8 | Elect Edward Zander | Mgmt | For | For | For | |||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Sensata Technologies Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ST | CUSIP N7902X106 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Wroe, Jr. or Mark Roskam | Mgmt | For | Against | Against | |||||
2 | Elect Ed Conrad or Mark Roskam | Mgmt | For | Against | Against | |||||
3 | Elect Paul Edgerley or Mark Roskam | Mgmt | For | Against | Against | |||||
4 | Elect Michael Jacobson or Mark Roskam | Mgmt | For | Against | Against | |||||
5 | Elect John Lewis or Mark Roskam | Mgmt | For | Against | Against | |||||
6 | Elect Seth Meisel or Mark Roskam | Mgmt | For | Against | Against | |||||
7 | Elect Charles Peffer or Mark Roskam | Mgmt | For | Against | Against | |||||
8 | Elect Michael Ward or Mark Roskam | Mgmt | For | Against | Against | |||||
9 | Elect Stephen Zide or Mark Roskam | Mgmt | For | Against | Against | |||||
10 | Elect Kirk Pond or Mark Roskam | Mgmt | For | Against | Against | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Starbucks Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBUX | CUSIP 855244109 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Schultz | Mgmt | For | Against | Against | |||||
2 | Elect William Bradley | Mgmt | For | Against | Against | |||||
3 | Elect Mellody Hobson | Mgmt | For | Against | Against | |||||
4 | Elect Kevin Johnson | Mgmt | For | Against | Against | |||||
5 | Elect Olden Lee | Mgmt | For | Against | Against | |||||
6 | Elect Sheryl Sandberg | Mgmt | For | Against | Against | |||||
7 | Elect James Shennan, Jr. | Mgmt | For | Against | Against | |||||
8 | Elect Javier Teruel | Mgmt | For | Against | Against | |||||
9 | Elect Myron Ullman III | Mgmt | For | Against | Against | |||||
10 | Elect Craig Weatherup | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Stryker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
1.8 | Elect William Parfet | Mgmt | For | For | For | |||||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Swift Transportation Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWFT | CUSIP 87074U101 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Post | Mgmt | For | For | For | |||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | |||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | |||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Synchronoss Technologies Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNCR | CUSIP 87157B103 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Hopkins | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||||
4 | Elect James Johnson | Mgmt | For | For | For | |||||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Derica Rice | Mgmt | For | For | For | |||||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
Tech Data Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TECD | CUSIP 878237106 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Dutkowsky | Mgmt | For | For | For | |||||
2 | Elect Jeffery Howells | Mgmt | For | For | For | |||||
3 | Elect Savio Tung | Mgmt | For | For | For | |||||
4 | Elect David Upton | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Technip | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEC | CINS F90676101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | Against | Against | |||||
9 | Elect Thierry Pilenko | Mgmt | For | Against | Against | |||||
10 | Elect Olivier Appert | Mgmt | For | Against | Against | |||||
11 | Elect Pascal Colombani | Mgmt | For | Against | Against | |||||
12 | Elect John O'Leary | Mgmt | For | Against | Against | |||||
13 | Elect C. Maury Devine | Mgmt | For | Against | Against | |||||
14 | Elect Leticia Costa | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | |||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
22 | Authority to Grant Stock Options to Chairman/CEO and executives | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Teck Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | |||||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | |||||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | |||||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | |||||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Felix Chee | Mgmt | For | For | For | |||||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | |||||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | |||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
8 | Elect Donald Keough | Mgmt | For | For | For | |||||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||||
12 | Elect James Robinson III | Mgmt | For | For | For | |||||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
15 | Elect James Williams | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Shaw Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHAW | CUSIP 820280105 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect James Barker | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |||||
1.5 | Elect David Hoyle | Mgmt | For | For | For | |||||
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |||||
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Bryson | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||||
5 | Elect Robert Iger | Mgmt | For | For | For | |||||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
13 | Elect Orin Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||||
The Western Union Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WU | CUSIP 959802109 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hikmet Ersek | Mgmt | For | For | For | |||||
2 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
3 | Elect Linda Levinson | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
2 | Elect William Parrett | Mgmt | For | For | For | |||||
3 | Elect Michael Porter | Mgmt | For | For | For | |||||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect José Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
3 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
4 | Elect David Ching | Mgmt | For | For | For | |||||
5 | Elect Michael Hines | Mgmt | For | For | For | |||||
6 | Elect Amy Lane | Mgmt | For | For | For | |||||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
8 | Elect John O'Brien | Mgmt | For | For | For | |||||
9 | Elect Willow Shire | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tyco Electronics Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEL | CUSIP H8912P106 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | |||||
3 | Elect Robert Hernandez | Mgmt | For | For | For | |||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
5 | Elect Daniel Phelan | Mgmt | For | For | For | |||||
6 | Elect Frederic Poses | Mgmt | For | For | For | |||||
7 | Elect Lawrence Smith | Mgmt | For | For | For | |||||
8 | Elect Paula Sneed | Mgmt | For | For | For | |||||
9 | Elect David Steiner | Mgmt | For | For | For | |||||
10 | Elect John Van Scoter | Mgmt | For | For | For | |||||
11 | 2010 Annual Report | Mgmt | For | For | For | |||||
12 | Statutory Financial Statements | Mgmt | For | For | For | |||||
13 | Consolidated Financial Statements | Mgmt | For | For | For | |||||
14 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||||
15 | Deloitte & Touche | Mgmt | For | For | For | |||||
16 | Deloitte AG, Zurich | Mgmt | For | For | For | |||||
17 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
20 | Dividend Payment/Reduction of Par Value | Mgmt | For | For | For | |||||
21 | Change in Company Name | Mgmt | For | For | For | |||||
22 | Renewal of Authorized Capital | Mgmt | For | For | For | |||||
23 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||||
24 | Share Repurchase Program | Mgmt | For | For | For | |||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect Carol Tome | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
Urban Outfitters, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URBN | CUSIP 917047102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Antoian | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joel Lawson III | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Glen Senk | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||||
VF Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VFC | CUSIP 918204108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Juan de Bedout | Mgmt | For | For | For | |||||
1.2 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||||
1.3 | Elect Eric Wiseman | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Warren Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WRES | CUSIP 93564A100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Chet Borgida | Mgmt | For | For | For | |||||
1.2 | Elect Michael Quinlan | Mgmt | For | For | For | |||||
1.3 | Elect Norman Swanton | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Registrant : | Putnam Investment Funds | ||||||||
Fund Name : | Putnam International Capital Opportunities Fund | ||||||||
Date of fiscal year end: | 08/31/2010 | ||||||||
AF AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AF'B | CINS W05244103 | 05/02/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
17 | Election of Directors | Mgmt | For | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
19 | Nominating Committee | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | 2011 Performance Share Plan | Mgmt | For | TNA | N/A | ||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
A/S Det Østasiatiske Kompagni (East Asiatic Company Ltd.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAC | CINS K30674129 | 03/24/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports; Directors' Fees; Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Elect Henning Kruse Petersen | Mgmt | For | TNA | N/A | ||||
8 | Elect Preben Sunke | Mgmt | For | TNA | N/A | ||||
9 | Elect Connie Astrup-Larsen | Mgmt | For | TNA | N/A | ||||
10 | Elect Mats Lonnqvist | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
13 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | TNA | N/A | ||||
14 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
A2A S.p.A. (fka AEM S.p.A.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A2A | CINS T0140L103 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Approval of Meeting Regulations | Mgmt | For | For | For | ||||
4 | Amendments to Articles | Mgmt | For | For | For | ||||
AAC Acoustic Technologies Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2018 | CINS G2953L109 | 05/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Richard MOK Joe Kuen | Mgmt | For | Against | Against | ||||
6 | Elect Ingrid WU Chunyuan | Mgmt | For | Against | Against | ||||
7 | Elect KOH Boon Hwee | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
13 | Change in Company Name | Mgmt | For | For | For | ||||
Aalberts Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AALB | CINS N00089271 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Elect Henk Scheffers | Mgmt | For | For | For | ||||
10 | Elect Walter van de Vijver | Mgmt | For | For | For | ||||
11 | Elect Rene van der Bruggen | Mgmt | For | For | For | ||||
12 | Supervisory Board Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares Pursuant to a Stock Dividend | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Abacus Property Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABP | CINS Q0015N104 | 11/12/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect David Bastian | Mgmt | For | For | For | ||||
4 | Re-elect William Bartlett | Mgmt | For | For | For | ||||
5 | Increase NEDs' Fee Cap | Mgmt | For | For | For | ||||
6 | Ratify Placement of Securities | Mgmt | For | For | For | ||||
7 | Amend the Constitution (Abacus Group Holdings Ltd) | Mgmt | For | For | For | ||||
8 | Amend the Constitution (Abacus Group Projects Ltd) | Mgmt | For | For | For | ||||
9 | Amend the Constitution (Abacus Trust) | Mgmt | For | For | For | ||||
10 | Amend the Constitution (Abacus Income Trust) | Mgmt | For | For | For | ||||
11 | Approve Share Consolidation (Abacus Group Holdings Ltd) | Mgmt | For | For | For | ||||
12 | Approve Share Consolidation (Abacus Group Projects Ltd) | Mgmt | For | For | For | ||||
13 | Approve Unit Consolidation (Abacus Trust) | Mgmt | For | For | For | ||||
14 | Approve Unit Consolidation (Abacus Income Trust) | Mgmt | For | For | For | ||||
Adecco SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADEN | CINS H00392318 | 04/19/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
6 | Transfer of Reserves | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Jakob Baer | Mgmt | For | TNA | N/A | ||||
9 | Elect Rolf Dorig | Mgmt | For | TNA | N/A | ||||
10 | Elect Alexander Gut | Mgmt | For | TNA | N/A | ||||
11 | Elect Andreas Jacobs | Mgmt | For | TNA | N/A | ||||
12 | Elect Thomas O'Neill | Mgmt | For | TNA | N/A | ||||
13 | Elect David Prince | Mgmt | For | TNA | N/A | ||||
14 | Elect Wanda Rapaczynski | Mgmt | For | TNA | N/A | ||||
15 | Elect Didier Lamouche | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Adeka Corporation (fka Asahi Denka Company Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4401 | CINS J0011Q109 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kunihiko Sakurai | Mgmt | For | For | For | ||||
4 | Elect Tohru Haruna | Mgmt | For | For | For | ||||
5 | Elect Hiroshi Serata | Mgmt | For | For | For | ||||
6 | Elect Akio Kohri | Mgmt | For | For | For | ||||
7 | Elect Kazuhiko Morio | Mgmt | For | For | For | ||||
8 | Elect Takumi Iio | Mgmt | For | For | For | ||||
9 | Elect Akira Momose | Mgmt | For | For | For | ||||
10 | Elect Haruhiko Tomiyasu | Mgmt | For | For | For | ||||
11 | Elect Hikaru Tsujimoto | Mgmt | For | For | For | ||||
12 | Elect Shuji Hohjoh | Mgmt | For | For | For | ||||
13 | Elect Kazuyuki Nagai | Mgmt | For | For | For | ||||
14 | Elect Shinichi Kiuchi | Mgmt | For | Against | Against | ||||
15 | Elect Yohko Takemura | Mgmt | For | For | For | ||||
16 | Bonus | Mgmt | For | For | For | ||||
Aegis Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGS | CINS G0105D108 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Harold Mitchell | Mgmt | For | For | For | ||||
4 | Elect Robert Philpott | Mgmt | For | For | For | ||||
5 | Elect Lorraine Trainer | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
9 | Approval of Increase in Directors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Set General Meeting Notice Period to 14 Days | Mgmt | For | Against | Against | ||||
Aeon Delight Co., Ltd. (fka Japan Maintenance) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9787 | CINS J0036F104 | 05/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Yutaka Furutani | Mgmt | For | For | For | ||||
2 | Elect Yuiken Tsutsumi | Mgmt | For | For | For | ||||
3 | Elect Naoto Haga | Mgmt | For | For | For | ||||
4 | Elect Ippei Nakayama | Mgmt | For | For | For | ||||
5 | Elect Ryuhichi Yamada | Mgmt | For | For | For | ||||
6 | Elect Rikuo Shimozono | Mgmt | For | For | For | ||||
7 | Elect Shigeyuki Hayamizu | Mgmt | For | For | For | ||||
8 | Elect Masaaki Awane | Mgmt | For | For | For | ||||
9 | Elect Takamasa Iizuka | Mgmt | For | For | For | ||||
10 | Elect Taijiroh Yashi | Mgmt | For | For | For | ||||
11 | Elect Yutaka Shibayama | Mgmt | For | For | For | ||||
12 | Elect Osamu Matsui | Mgmt | For | For | For | ||||
13 | Elect Nowaki Harada | Mgmt | For | For | For | ||||
14 | Elect Nobukazu Tanaka | Mgmt | For | For | For | ||||
15 | Elect Kazunori Umemoto | Mgmt | For | For | For | ||||
16 | Elect Hajime Kobayashi | Mgmt | For | For | For | ||||
17 | Elect Nobuo Yamazato | Mgmt | For | For | For | ||||
18 | Elect Yasuo Miyake | Mgmt | For | For | For | ||||
19 | Elect Yoshinori Kawai | Mgmt | For | For | For | ||||
20 | Elect Masato Nishimatsu | Mgmt | For | Against | Against | ||||
African Rainbow Minerals Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARIM | CINS S01680107 | 12/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Manana Bakane-Tuoane | Mgmt | For | Against | Against | ||||
3 | Elect Mangisi Gule | Mgmt | For | Against | Against | ||||
4 | Elect Michael King | Mgmt | For | Against | Against | ||||
5 | Elect Alex Maditsi | Mgmt | For | Against | Against | ||||
6 | Elect Steve Mashalane | Mgmt | For | Against | Against | ||||
7 | Elect Jan Steenkamp | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Directors' Fees (Annual Retainer) | Mgmt | For | For | For | ||||
10 | Directors' Fees (Board Meetings) | Mgmt | For | For | For | ||||
11 | Directors' Fees (Committee Meetings) | Mgmt | For | For | For | ||||
12 | Directors' Fees (Lead Director) | Mgmt | For | For | For | ||||
13 | Amendment to Share Incentive Scheme | Mgmt | For | For | For | ||||
14 | Amendment to Share Plan | Mgmt | For | For | For | ||||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||||
Agfa-Gevaert N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGFB | CINS B0302M104 | 04/26/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | ||||
10 | Elect Roland Junck | Mgmt | For | TNA | N/A | ||||
11 | Elect Michel Akkermans | Mgmt | For | TNA | N/A | ||||
12 | Elect Horst Heidsieck | Mgmt | For | TNA | N/A | ||||
13 | Change in Control Clauses | Mgmt | For | TNA | N/A | ||||
14 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Aica Kogyo Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4206 | CINS J00252106 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Osamu Watanabe | Mgmt | For | For | For | ||||
3 | Elect Yuji Ono | Mgmt | For | For | For | ||||
4 | Elect Terutoku Iwata | Mgmt | For | For | For | ||||
5 | Elect Hiroyuki Morinaga | Mgmt | For | For | For | ||||
6 | Elect Yoshimitsu Itoh | Mgmt | For | For | For | ||||
7 | Elect Satoshi Tohdoh | Mgmt | For | For | For | ||||
8 | Elect Nobuyuki Ohmura | Mgmt | For | For | For | ||||
9 | Elect Yukihiro Iwase | Mgmt | For | For | For | ||||
10 | Elect Chikashi Noda | Mgmt | For | Against | Against | ||||
11 | Elect Kazuyoshi Saji | Mgmt | For | Against | Against | ||||
12 | Elect Masakazu Katoh | Mgmt | For | Against | Against | ||||
13 | Elect Yasushi Urabe | Mgmt | For | For | For | ||||
14 | Stock Option Plan | Mgmt | For | Against | Against | ||||
Air France - KLM | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AF | CINS F01699135 | 07/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Jean-Francois Dehecq | Mgmt | For | Against | Against | ||||
9 | Elect Cornelis van Lede | Mgmt | For | Against | Against | ||||
10 | Elect Leo M. van Wijk | Mgmt | For | Against | Against | ||||
11 | Elect Jean-Marc Espalioux | Mgmt | For | Against | Against | ||||
12 | Elect Patricia Barbizet | Mgmt | For | Against | Against | ||||
13 | Elect Jean-Cyril Spinetta | Mgmt | For | Against | Against | ||||
14 | Elect Maryse Aulagnon | Mgmt | For | Against | Against | ||||
15 | Elect Peter Hartman | Mgmt | For | Against | Against | ||||
16 | Elect Chistian Magne | Mgmt | For | Against | Against | ||||
17 | Elect Bernard Pedamon | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For | For | ||||
19 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Reduce Capital and Par Value of Stock | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Through Public Offer; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
24 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
25 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
26 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
27 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
28 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Aircastle Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AYR | CUSIP G0129K104 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Adams, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Ronald Merriman | Mgmt | For | For | For | ||||
1.3 | Elect Charles (Chuck) Pollard | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Aixtron SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIX | CINS D0198L143 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Wolfgang Blattchen | Mgmt | For | For | For | ||||
9 | Elect Petra Denk | Mgmt | For | For | For | ||||
10 | Elect Holger Jurgensen | Mgmt | For | For | For | ||||
11 | Elect Karl-Hermann Kuklies | Mgmt | For | For | For | ||||
12 | Elect Rudiger von Rosen | Mgmt | For | For | For | ||||
13 | Elect Kim Schindelhauer | Mgmt | For | For | For | ||||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
15 | Supervisory Board Members' Fees (2011) | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
18 | Amendments to Articles Regarding Supervisory Board Members' Terms | Mgmt | For | For | For | ||||
19 | Deletion of Obsolete Articles | Mgmt | For | For | For | ||||
Alesco Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALS | CINS Q01826108 | 09/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
5 | Re-elect James (Jim) Hall | Mgmt | For | For | For | ||||
6 | Re-elect Ernest Pope | Mgmt | For | For | For | ||||
7 | Re-elect Neil Thompson | Mgmt | For | For | For | ||||
8 | Elect Jennifer Tait | Mgmt | For | For | For | ||||
9 | Approve Performance Rights Plan | Mgmt | For | Against | Against | ||||
10 | Equity Grant (MD/CEO Peter Boyd) | Mgmt | For | Against | Against | ||||
11 | Equity Grant (Finance Director Neil Thompson) | Mgmt | For | Against | Against | ||||
12 | Amendment to Constitution - Dividend Payment Law | Mgmt | For | For | For | ||||
Alps Electric Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6770 | CINS J01176114 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yohzoh Yasuoka | Mgmt | For | For | For | ||||
4 | Elect Yasuhiro Fujii | Mgmt | For | For | For | ||||
5 | Elect Motohiro Shimaoka | Mgmt | For | For | For | ||||
6 | Elect Kazuhito Ozawa | Mgmt | For | For | For | ||||
7 | Elect Hitoshi Edagawa | Mgmt | For | For | For | ||||
8 | Elect Hideharu Kohgashira | Mgmt | For | Against | Against | ||||
9 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
10 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
Amano Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6436 | CINS J01302108 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Kaoru Haruta | Mgmt | For | For | For | ||||
3 | Elect Izumi Nakashima | Mgmt | For | For | For | ||||
4 | Elect Haruhiko Yamaguchi | Mgmt | For | For | For | ||||
5 | Elect Minoru Koyama | Mgmt | For | For | For | ||||
6 | Elect Nobuyuki Tabata | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Shirashi | Mgmt | For | For | For | ||||
8 | Elect Naoki Nakata | Mgmt | For | For | For | ||||
9 | Elect Kenji Kobori | Mgmt | For | For | For | ||||
10 | Elect Tohru Ueno | Mgmt | For | For | For | ||||
11 | Elect Toshio Kusanagi | Mgmt | For | Against | Against | ||||
12 | Elect Kei Ueno | Mgmt | For | Against | Against | ||||
13 | Elect Yoshiyuki Satoh | Mgmt | For | Against | Against | ||||
14 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
15 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Amdocs Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOX | CUSIP G02602103 | 01/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Adrian Gardner | Mgmt | For | For | For | ||||
1.3 | Elect Charles Foster | Mgmt | For | For | For | ||||
1.4 | Elect James Kahan | Mgmt | For | For | For | ||||
1.5 | Elect Zohar Zisapel | Mgmt | For | For | For | ||||
1.6 | Elect Julian Brodsky | Mgmt | For | For | For | ||||
1.7 | Elect Eli Gelman | Mgmt | For | For | For | ||||
1.8 | Elect Nehemia Lemelbaum | Mgmt | For | For | For | ||||
1.9 | Elect John McLennan | Mgmt | For | For | For | ||||
1.10 | Elect Robert Minicucci | Mgmt | For | For | For | ||||
1.11 | Elect Simon Olswang | Mgmt | For | For | For | ||||
1.12 | Elect Richard Sarnoff | Mgmt | For | For | For | ||||
1.13 | Elect Giora Yaron | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Amlin plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AML | CINS G0334Q177 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Simon Beale | Mgmt | For | For | For | ||||
5 | Elect Roger Taylor | Mgmt | For | For | For | ||||
6 | Elect Christine Bosse | Mgmt | For | Against | Against | ||||
7 | Elect Nigel Buchanan | Mgmt | For | For | For | ||||
8 | Elect Brian Carpenter | Mgmt | For | For | For | ||||
9 | Elect Richard Davey | Mgmt | For | For | For | ||||
10 | Elect Martin Feinstein | Mgmt | For | For | For | ||||
11 | Elect Richard Hextall | Mgmt | For | For | For | ||||
12 | Elect Charles Philipps | Mgmt | For | For | For | ||||
13 | Elect Mark Wrightson | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Ansaldo STS | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STS | CINS T0421V119 | 04/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Board Size | Mgmt | For | Against | Against | ||||
5 | Board Term | Mgmt | For | Against | Against | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
7 | List Proposed by Finmeccanica S.p.A. | Mgmt | For | Against | Against | ||||
8 | List Proposed by Mediobanca S.p.A. | Mgmt | For | N/A | N/A | ||||
9 | List Proposed by Institutional Investors | Mgmt | For | N/A | N/A | ||||
10 | Election of Chairman of the Board | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | List Proposed by Finmeccanica S.p.A. | Mgmt | N/A | For | N/A | ||||
14 | List Proposed by Institutional Investors | Mgmt | N/A | Abstain | N/A | ||||
15 | Election of Chairman of the Board of Statutory Auditors | Mgmt | For | Against | Against | ||||
16 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
17 | 2011 Performance Share Plan | Mgmt | For | For | For | ||||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Amendments to Meeting Regulations | Mgmt | For | For | For | ||||
21 | Amendments to Articles | Mgmt | For | For | For | ||||
Aoyama Trading Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8219 | CINS J01722107 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Shohzoh Miyamae | Mgmt | For | For | For | ||||
3 | Elect Hiroaki Miyamae | Mgmt | For | For | For | ||||
4 | Elect Osamu Aoyama | Mgmt | For | For | For | ||||
5 | Elect Makoto Miyatake | Mgmt | For | For | For | ||||
6 | Elect Yoshiyuki Matsukawa | Mgmt | For | For | For | ||||
7 | Elect Shinji Okano | Mgmt | For | For | For | ||||
8 | Elect Kohshin Endoh | Mgmt | For | For | For | ||||
9 | Stock Option Plan | Mgmt | For | For | For | ||||
Aquarius Platinum Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AQP | CINS G0440M128 | 11/23/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Re-elect Nicholas Sibley | Mgmt | For | Against | Against | ||||
2 | Re-elect Kofi Morna | Mgmt | For | Against | Against | ||||
3 | Amend Bye-Laws | Mgmt | For | For | For | ||||
4 | General Authority to Buy-back Shares | Mgmt | For | For | For | ||||
5 | Increase NED's Fee Cap | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Arcadis NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARCAD | CINS N0605M147 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Supervisory Board Fees | Mgmt | For | For | For | ||||
11 | Amendments to Compensation Policy | Mgmt | For | For | For | ||||
12 | Executive Incentive Plan | Mgmt | For | For | For | ||||
13 | Elect Gerrit Ybema | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Election of Management Board | Mgmt | For | For | For | ||||
16 | Authority to Issue Ordinary and Cumulative Financing Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Cumulative Preference Shares | Mgmt | For | Against | Against | ||||
18 | Authority to Issue Ordinary and Cumulative Financing Preference Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Arnoldo Mondadori Editore S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MN | CINS T6901G126 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
5 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||
6 | Amendments to Articles | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
Arnoldo Mondadori Editore S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MN | CINS T6901G126 | 11/11/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Election of Directors | Mgmt | For | TNA | N/A | ||||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Ashmore Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASHM | CINS G0609C101 | 10/28/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Michael Benson | Mgmt | For | Against | Against | ||||
4 | Elect Mark Coombs | Mgmt | For | Against | Against | ||||
5 | Elect Graeme Dell | Mgmt | For | Against | Against | ||||
6 | Elect Nick Land | Mgmt | For | Against | Against | ||||
7 | Elect Jonathan Asquith | Mgmt | For | Against | Against | ||||
8 | Elect Melda Donnelly | Mgmt | For | Against | Against | ||||
9 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authorisation of Political Donations | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Adoption of New Articles | Mgmt | For | For | For | ||||
19 | Amendment to Executive Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
Ashtead Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHT | CINS G05320109 | 09/07/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Chris Cole | Mgmt | For | Against | Against | ||||
5 | Elect Sat Dhaiwal | Mgmt | For | Against | Against | ||||
6 | Elect Ian Robson | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Adoption of New Articles | Mgmt | For | For | For | ||||
Askul Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2678 | CINS J03325107 | 08/04/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohichiroh Iwata | Mgmt | For | For | For | ||||
4 | Elect Toshio Imamura | Mgmt | For | For | For | ||||
5 | Elect Yoshiyuki Orimo | Mgmt | For | For | For | ||||
6 | Elect Iwao Nakatani | Mgmt | For | For | For | ||||
7 | Elect Kazuo Toda | Mgmt | For | For | For | ||||
8 | Elect Tadakatsu Saitoh | Mgmt | For | For | For | ||||
9 | Elect Takahisa Hashimoto | Mgmt | For | For | For | ||||
10 | Stock Option Plan | Mgmt | For | For | For | ||||
Aspen Insurance Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHL | CUSIP G05384105 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
2.1 | Elect Christopher O'Kane | Mgmt | For | For | For | ||||
2.2 | Elect John Cavoores | Mgmt | For | For | For | ||||
2.3 | Elect Liaquat Ahamed | Mgmt | For | Withhold | Against | ||||
2.4 | Elect Heidi Hutter | Mgmt | For | For | For | ||||
2.5 | Elect Albert Beer | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | 2011 Share Incentive Plan | Mgmt | For | For | For | ||||
Aurubis AG (fka Norddeutsche Affinerie AG) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NDA | CINS D10004105 | 03/03/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
9 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
Aveva Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVV | CINS G06812112 | 07/07/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Richard Longdon | Mgmt | For | Against | Against | ||||
5 | Elect Paul Taylor | Mgmt | For | Against | Against | ||||
6 | Elect Nick Prest | Mgmt | For | Against | Against | ||||
7 | Elect Jonathan Brooks | Mgmt | For | Against | Against | ||||
8 | Elect Philip Dayer | Mgmt | For | Against | Against | ||||
9 | Elect Herve Couturier | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Adoption of New Articles | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Axis Capital Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXS | CUSIP G0692U109 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Friedman | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Greene | Mgmt | For | For | For | ||||
1.3 | Elect Cheryl-Ann Lister | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Ramey | Mgmt | For | For | For | ||||
1.5 | Elect Wilhelm Zeller | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Baloise Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BALN | CINS H04530202 | 04/29/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
9 | Elect Eveline Saupper | Mgmt | For | TNA | N/A | ||||
10 | Elect Georges-Antoine de Boccard | Mgmt | For | TNA | N/A | ||||
11 | Elect Andreas Beerli | Mgmt | For | TNA | N/A | ||||
BAM Groep NV (Koninklijke) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAMNB | CINS N0157T177 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Executive Board Acts | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Class F Cumulative Preference Shares | Mgmt | For | For | For | ||||
10 | Cancellation of Class F Cumulative Preference Shares | Mgmt | For | For | For | ||||
11 | Elect C. Mahieu | Mgmt | For | For | For | ||||
12 | Elect K.S. Wester | Mgmt | For | For | For | ||||
13 | Elect P.A.F.W. Elverding | Mgmt | For | For | For | ||||
14 | Elect W.K. Wiechers | Mgmt | For | For | For | ||||
15 | Long-Term Bonus Plan | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Banco BPI SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPI | CINS X03168410 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | ||||
4 | Amendments to Articles | Mgmt | For | For | For | ||||
5 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
6 | Election of Corporate Bodies | Mgmt | For | Against | Against | ||||
7 | Election of Remuneration Committee Members | Mgmt | For | For | For | ||||
8 | Remuneration Report | Mgmt | For | For | For | ||||
9 | Authority to Trade in Company Stock | Mgmt | For | For | For | ||||
Banque Cantonale Vaudoise | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCVN | CINS H0482P863 | 05/05/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Opening | Mgmt | For | TNA | N/A | ||||
4 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Dividend Payment from Reserves | Mgmt | For | TNA | N/A | ||||
9 | Elect Reto Donatsch | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
12 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Barratt Developments PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BDEV | CINS G08288105 | 11/17/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Robert Davies | Mgmt | For | Against | Against | ||||
3 | Elect William Shannon | Mgmt | For | Against | Against | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
6 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Beach Energy Limited (fka Beach Petroleum Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPT | CINS Q13921103 | 11/25/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Franco Moretti | Mgmt | For | For | For | ||||
4 | Re-elect Neville Alley | Mgmt | For | For | For | ||||
5 | Approve Beach Executive Incentive Plan | Mgmt | For | For | For | ||||
6 | Equity Grant - 2010 STI (MD Reginald Nelson) | Mgmt | For | For | For | ||||
7 | Equity Grant - 2010 LTI (MD Reginald Nelson) | Mgmt | For | For | For | ||||
8 | Amend Constitution (Dividends) | Mgmt | For | For | For | ||||
Bellway PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BWY | CINS G09744155 | 01/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Allistair Leitch | Mgmt | For | Against | Against | ||||
4 | Elect Peter Johnson | Mgmt | For | Against | Against | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
7 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Beneteau | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEN | CINS F09419106 | 01/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Annette Roux | Mgmt | For | Against | Against | ||||
9 | Elect Yves Lyon-Caen | Mgmt | For | Against | Against | ||||
10 | Elect Yvon Beneteau | Mgmt | For | Against | Against | ||||
11 | Elect Luc Dupe | Mgmt | For | Against | Against | ||||
12 | Elect Yves Gonnord | Mgmt | For | Against | Against | ||||
13 | Elect Christian de Labriffe | Mgmt | For | Against | Against | ||||
14 | Elect Eric Delannoy | Mgmt | For | Against | Against | ||||
15 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Grant Stock Options to Executives and Employees | Mgmt | For | Against | Against | ||||
18 | Authority to Issue Restricted Stock to Employees and Executives | Mgmt | For | Against | Against | ||||
19 | Authority to Distribute Shares Under Employee Savings Plan | Mgmt | For | For | For | ||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares Under Employee Savings Plan | Mgmt | Against | Against | For | ||||
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Beneteau | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEN | CINS F09419106 | 07/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
5 | Authority to Grant Stock Options to Employees and Executives | Mgmt | For | Against | Against | ||||
6 | Authority to Grant Restricted Stock to Employees and Executives | Mgmt | For | Against | Against | ||||
7 | Authority to Issue Shares Under Employee Savings Plan | Mgmt | For | For | For | ||||
8 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
9 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Berendsen PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRSN | CINS G1011R108 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Christopher Kemball | Mgmt | For | For | For | ||||
5 | Elect Per Utnegaard | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BlueBay Asset Management plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBAY | CINS G13287100 | 11/23/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Hans-Jorg Rudloff | Mgmt | For | Against | Against | ||||
5 | Elect Terence Eccles | Mgmt | For | Against | Against | ||||
6 | Elect Tom Brown | Mgmt | For | Against | Against | ||||
7 | Elect Alan Gibbins | Mgmt | For | Against | Against | ||||
8 | Elect Hugh Willis | Mgmt | For | Against | Against | ||||
9 | Elect Mark Poole | Mgmt | For | Against | Against | ||||
10 | Elect Nick Williams | Mgmt | For | Against | Against | ||||
11 | Elect Alex Khein | Mgmt | For | Against | Against | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
BlueBay Asset Management plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBAY | CINS G13287100 | 11/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Acquisition | Mgmt | For | For | For | ||||
BlueBay Asset Management plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBAY | CINS G13287100 | 11/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Board Acts | Mgmt | For | For | For | ||||
Bluescope Steel Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSL | CINS Q1415L102 | 11/11/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
5 | Re-elect Diane Grady | Mgmt | For | For | For | ||||
6 | Re-elect Ron McNeilly | Mgmt | For | For | For | ||||
7 | Equity Grant (MD/CEO Paul O'Malley) | Mgmt | For | For | For | ||||
8 | Approve Termination Benefits Upon Death or Disability | Mgmt | For | For | For | ||||
9 | Amendments to Constitution | Mgmt | For | For | For | ||||
BRIT INSURANCE HOLDINGS NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRE | CINS N1649X115 | 09/23/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Amendment to Nominal Value and Capital Distribution | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
BRIT INSURANCE HOLDINGS NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRE | CINS N1649X115 | 12/17/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maarten Hulshoff | Mgmt | For | For | For | ||||
2 | Management Arrangements | Mgmt | For | For | For | ||||
3 | Elect Jonathan Feuer | Mgmt | For | For | For | ||||
4 | Elect Sachin Khajuria | Mgmt | For | For | For | ||||
5 | Elect Gernot Lohr | Mgmt | For | For | For | ||||
6 | Elect Sanjay Patel | Mgmt | For | For | For | ||||
7 | Elect Peter Rutland | Mgmt | For | For | For | ||||
8 | Elect Kamil Salame | Mgmt | For | For | For | ||||
Brother Industries Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6448 | CINS 114813108 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Toshikazu Koike | Mgmt | For | For | For | ||||
3 | Elect Yuji Furukawa | Mgmt | For | For | For | ||||
4 | Elect Shigeki Ishikawa | Mgmt | For | For | For | ||||
5 | Elect Haruyuki Niimi | Mgmt | For | For | For | ||||
6 | Elect Yukihisa Hirano | Mgmt | For | For | For | ||||
7 | Elect Atsushi Nishijoh | Mgmt | For | For | For | ||||
8 | Elect Kunihiro Matsuo | Mgmt | For | For | For | ||||
9 | Elect Takao Umino | Mgmt | For | Against | Against | ||||
10 | Bonus | Mgmt | For | For | For | ||||
Bucher Industries AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BUCN | CINS H10914176 | 04/14/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Elect Ernst Bartschi | Mgmt | For | TNA | N/A | ||||
8 | Elect Michael Hauser | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Busan Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5280 | CINS Y0534Y103 | 01/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | All-Inclusive Exchange of Shares to Incorporate a Financial Holding Company | Mgmt | For | For | For | ||||
3 | Change in Condition Of Share Options | Mgmt | For | For | For | ||||
Busan Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5280 | CINS Y0534Y103 | 03/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | For | For | ||||
3 | Election of Audit Committee Member: PARK Hae Sik | Mgmt | For | For | For | ||||
Buzzi Unicem S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BZU | CINS T2320M109 | 05/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
4 | List presented by Presa S.p.A. and Fimedi S.p.A. | Mgmt | N/A | Against | N/A | ||||
5 | List Presented by Presa S.p.A. and Fimedi S.p.A. | Mgmt | N/A | For | N/A | ||||
6 | Amendments to Articles | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
CA Immobilien Anlagen AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAI | CINS A1144Q155 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
4 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Election of Supervisory Board Members | Mgmt | For | For | For | ||||
Canaccord Financial Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CF | CUSIP 134801109 | 04/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Create Preferred Shares | Mgmt | For | Against | Against | ||||
Canaccord Financial Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CF | CUSIP 134801109 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect Charles Bralver | Mgmt | For | For | For | ||||
2.2 | Elect Peter Brown | Mgmt | For | For | For | ||||
2.3 | Elect Massimo Carello | Mgmt | For | For | For | ||||
2.4 | Elect William Eeuwes | Mgmt | For | For | For | ||||
2.5 | Elect Michael Harris | Mgmt | For | For | For | ||||
2.6 | Elect David Kassie | Mgmt | For | For | For | ||||
2.7 | Elect Terrence Lyons | Mgmt | For | Withhold | Against | ||||
2.8 | Elect Paul Reynolds | Mgmt | For | For | For | ||||
2.9 | Elect Michael Walker | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Canon Electronics Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7739 | CINS J05082102 | 03/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Hisashi Sakamaki | Mgmt | For | For | For | ||||
4 | Elect Yoshiaki Suzuki | Mgmt | For | For | For | ||||
5 | Elect Shigeru Ikeda | Mgmt | For | For | For | ||||
6 | Elect Tetsuroh Tahara | Mgmt | For | For | For | ||||
7 | Elect Takashi Ehara | Mgmt | For | For | For | ||||
8 | Elect Takeshi Hashimoto | Mgmt | For | For | For | ||||
9 | Elect Yoshiaki Gotoh | Mgmt | For | For | For | ||||
10 | Elect Kazuo Ohtani | Mgmt | For | For | For | ||||
11 | Elect Takumi Ishizuka | Mgmt | For | For | For | ||||
12 | Elect Tatsuya Kawana | Mgmt | For | For | For | ||||
13 | Elect Kazuhide Sugiyama | Mgmt | For | For | For | ||||
14 | Elect Akira Kurosawa | Mgmt | For | For | For | ||||
15 | Elect Yasushi Tsunetoh | Mgmt | For | For | For | ||||
16 | Elect Takao Atsugi | Mgmt | For | For | For | ||||
17 | Elect Takeshi Uchiyama | Mgmt | For | For | For | ||||
18 | Elect Akira Kurosawa | Mgmt | For | For | For | ||||
19 | Elect Tadashi Arai | Mgmt | For | For | For | ||||
20 | Elect Jun Shibuya | Mgmt | For | Against | Against | ||||
21 | Retirement Allowances for Director | Mgmt | For | For | For | ||||
22 | Retirement Allowances and Special Allowances for Statutory Auditors | Mgmt | For | For | For | ||||
23 | Bonus | Mgmt | For | For | For | ||||
Canon Marketing Japan Inc. (fka Canon Sales Company Inc.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8060 | CINS J05166111 | 03/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Haruo Murase | Mgmt | For | For | For | ||||
4 | Elect Masami Kawasaki | Mgmt | For | For | For | ||||
5 | Elect Kohji Ashizawa | Mgmt | For | For | For | ||||
6 | Elect Osamu Sasaki | Mgmt | For | For | For | ||||
7 | Elect Yoh Shibasaki | Mgmt | For | For | For | ||||
8 | Elect Masahiro Sakata | Mgmt | For | For | For | ||||
9 | Elect Ikuo Sohma | Mgmt | For | For | For | ||||
10 | Elect Hiroshi Kawashimo | Mgmt | For | Against | Against | ||||
11 | Elect Tetsuo Yoshida | Mgmt | For | Against | Against | ||||
12 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
13 | Retirement Allowances and Special Allowances for Statutory Auditor(s) | Mgmt | For | For | For | ||||
14 | Bonus | Mgmt | For | For | For | ||||
Capcom Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9697 | CINS J05187109 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kenzoh Tsujimoto | Mgmt | For | For | For | ||||
4 | Elect Haruhiro Tsujimoto | Mgmt | For | For | For | ||||
5 | Elect Tamio Oda | Mgmt | For | For | For | ||||
6 | Elect Kazuhiko Abe | Mgmt | For | For | For | ||||
7 | Elect Yoshifumi Yamashita | Mgmt | For | For | For | ||||
8 | Elect Katsuhiko Ichii | Mgmt | For | For | For | ||||
9 | Elect Sumitaka Hatsuno | Mgmt | For | For | For | ||||
10 | Elect Hiroshi Tobisawa | Mgmt | For | For | For | ||||
11 | Elect Hiroshi Yasuda | Mgmt | For | For | For | ||||
12 | Elect Makoto Matsuo | Mgmt | For | For | For | ||||
13 | Elect Takayuki Morinaga | Mgmt | For | For | For | ||||
14 | Directors' Fees | Mgmt | For | For | For | ||||
Carl Zeiss Meditec AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFX | CINS D14895102 | 04/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Markus Guthoff | Mgmt | For | For | For | ||||
10 | Elect Wolfgang Reim | Mgmt | For | For | For | ||||
11 | Elect Thomas Spitzenpfeil | Mgmt | For | For | For | ||||
12 | Elect Franz-Jorg Stundel | Mgmt | For | For | For | ||||
13 | Elect Willhelm Burmeister | Mgmt | For | For | For | ||||
14 | Conditionally Elect Michael Kaschke | Mgmt | For | For | For | ||||
15 | Conditionally Elect Markus Guthoff | Mgmt | For | For | For | ||||
16 | Conditionally Elect Wolfgang Reim | Mgmt | For | For | For | ||||
17 | Conditionally Elect Thomas Spitzenpfeil | Mgmt | For | For | For | ||||
18 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
19 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
20 | Amendment Regarding Supervisory Board Members' Insurance Policy | Mgmt | For | For | For | ||||
21 | Amendments to Articles | Mgmt | For | For | For | ||||
22 | Amendments to Articles | Mgmt | For | For | For | ||||
CDON Group AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDON | CINS W2363S100 | 05/16/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
16 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
17 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
18 | Board Size | Mgmt | For | TNA | N/A | ||||
19 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
20 | Election of Directors | Mgmt | For | TNA | N/A | ||||
21 | Nominating Committee | Mgmt | For | TNA | N/A | ||||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
23 | 2011 Incentive Plan | Mgmt | For | TNA | N/A | ||||
24 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
25 | Authority to Issue C Shares w/o Preemptive Rights Pursuant to the Incentive Plan | Mgmt | For | TNA | N/A | ||||
26 | Authority to Repurchase C Shares Pursuant to the Incentive Plan | Mgmt | For | TNA | N/A | ||||
27 | Authority to Transfer Shares Pursuant to the Incentive Plan | Mgmt | For | TNA | N/A | ||||
28 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Celesio AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLS | CINS D1497R112 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
Cemex S.A.B. De C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEMEX | CINS P2253T133 | 02/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | Against | Against | ||||
2 | Authority to Issue Shares and Convertible Fixed Income Securities | Mgmt | For | Against | Against | ||||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Cemex S.A.B. De C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEMEX | CINS P2253T133 | 02/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | Against | Against | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | ||||
3 | Capitalization of Reserves | Mgmt | For | Against | Against | ||||
4 | Suspension of Employee Stock Option Plan | Mgmt | For | Against | Against | ||||
5 | Election of Directors | Mgmt | For | Against | Against | ||||
6 | Directors' Fees | Mgmt | For | Against | Against | ||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
Cemex S.A.B. De C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEMEX | CINS P2253T133 | 03/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
3 | Minutes | Mgmt | For | For | For | ||||
Central Glass Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4044 | CINS J05502109 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Shuichi Sarasawa | Mgmt | For | For | For | ||||
3 | Elect Keiji Kaneko | Mgmt | For | For | For | ||||
4 | Elect Tatsuya Mori | Mgmt | For | For | For | ||||
5 | Elect Hajime Nakai | Mgmt | For | For | For | ||||
6 | Elect Yoshiyuki Takahara | Mgmt | For | For | For | ||||
7 | Elect Isamu Katoh | Mgmt | For | For | For | ||||
8 | Elect Takao Ayama | Mgmt | For | For | For | ||||
9 | Elect Teiichi Yamamoto | Mgmt | For | For | For | ||||
10 | Elect Yoshio Ide | Mgmt | For | Against | Against | ||||
11 | Election of Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Charter International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHTR | CINS G2110V107 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Lars Emilson | Mgmt | For | Against | Against | ||||
4 | Elect John Biles | Mgmt | For | Against | Against | ||||
5 | Elect Robert Careless | Mgmt | For | Against | Against | ||||
6 | Elect James Deeley | Mgmt | For | Against | Against | ||||
7 | Elect Grey Denham | Mgmt | For | Against | Against | ||||
8 | Elect Michael Foster | Mgmt | For | Against | Against | ||||
9 | Elect John Neill | Mgmt | For | Against | Against | ||||
10 | Elect Andrew Osborne | Mgmt | For | Against | Against | ||||
11 | Elect Manfred Wennemer | Mgmt | For | Against | Against | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period to 14 Days | Mgmt | For | Against | Against | ||||
Cheil Worldwide Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
30000 | CINS Y1296G108 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Corporate Auditor's Fee | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Chiyoda Integre Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6915 | CINS J0627M104 | 11/26/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Takumi Murasawa | Mgmt | For | For | For | ||||
3 | Elect Akira Satoh | Mgmt | For | For | For | ||||
4 | Elect Akira Satoh | Mgmt | For | For | For | ||||
5 | Elect Akira Yamashita | Mgmt | For | Against | Against | ||||
Circle K Sunkus Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3337 | CINS J0812E107 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Motohiko Nakamura | Mgmt | For | For | For | ||||
3 | Elect Katsumi Yamada | Mgmt | For | For | For | ||||
4 | Elect Toshitaka Yamaguchi | Mgmt | For | For | For | ||||
5 | Elect Jun Takahashi | Mgmt | For | For | For | ||||
6 | Elect Yasutoshi Saitoh | Mgmt | For | For | For | ||||
7 | Elect Katsuji Satoh | Mgmt | For | For | For | ||||
8 | Elect Kohji Sasaki | Mgmt | For | For | For | ||||
9 | Elect Mikio Kanamori | Mgmt | For | Against | Against | ||||
10 | Election of Alternate Statutory Auditor(s) | Mgmt | For | Against | Against | ||||
Close Brothers Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CINS G22120102 | 11/18/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Strone Macpherson | Mgmt | For | Against | Against | ||||
5 | Elect Preben Prebensen | Mgmt | For | Against | Against | ||||
6 | Elect Stephen Hodges | Mgmt | For | Against | Against | ||||
7 | Elect Jonathan Howell | Mgmt | For | Against | Against | ||||
8 | Elect Bruce Carnegie-Brown | Mgmt | For | Against | Against | ||||
9 | Elect Jamie Cayzer-Colvin | Mgmt | For | Against | Against | ||||
10 | Elect Ray Greenshields | Mgmt | For | Against | Against | ||||
11 | Elect Douglas Paterson | Mgmt | For | Against | Against | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
CNP Assurances | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNP | CINS F1876N318 | 07/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Joint Venture | Mgmt | For | Abstain | Against | ||||
5 | Contribution Premium Related to Joint Venture | Mgmt | For | Abstain | Against | ||||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
7 | Ratification of the Co-option of Olivier Klein | Mgmt | For | Against | Against | ||||
8 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Consolidated Thompson Iron Mines Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLM | CUSIP 210206108 | 02/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
Coretronic Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5371 | CINS Y1756P119 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
7 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
8 | Extraordinary motions | Mgmt | For | Against | Against | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Cramo Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAK1V | CINS X1676B118 | 03/24/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
11 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
12 | Board Size | Mgmt | For | TNA | N/A | ||||
13 | Election of Directors | Mgmt | For | TNA | N/A | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
15 | Number of Auditors | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
18 | Authority to Issue Shares and Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
19 | Stock Option Plan | Mgmt | For | TNA | N/A | ||||
Crane Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRG | CINS Q29674100 | 10/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Adopt New Constitution | Mgmt | For | Against | Against | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Re-elect Mark Fitzgerald | Mgmt | For | For | For | ||||
5 | Re-elect Leo Tutt | Mgmt | For | For | For | ||||
6 | Elect Joycelyn Morton | Mgmt | For | For | For | ||||
Daelim Industrial Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000210 | CINS Y1860N109 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect PARK Jong Kook | Mgmt | For | Against | Against | ||||
4 | Elect LEE Hae Uk | Mgmt | For | Against | Against | ||||
5 | Elect OH Soo Keun | Mgmt | For | Against | Against | ||||
6 | Elect SHIN Jeung Sik | Mgmt | For | Against | Against | ||||
7 | Elect CHO Jin Hyung | Mgmt | For | Against | Against | ||||
8 | Elect SHIN Young Joon | Mgmt | For | Against | Against | ||||
9 | Elect YOON Byung Gak | Mgmt | For | Against | Against | ||||
10 | Elect JUNG Dong Woo | Mgmt | For | Against | Against | ||||
11 | Elect OH Soo Keun | Mgmt | For | For | For | ||||
12 | Elect SHIN Jeung Sik | Mgmt | For | For | For | ||||
13 | Elect CHO Jin Hyung | Mgmt | For | For | For | ||||
14 | Directors' Fees | Mgmt | For | For | For | ||||
Dah Sing Financial Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0440 | CINS Y19182107 | 05/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Nicholas Mayhew | Mgmt | For | Against | Against | ||||
6 | Elect Gary WANG Pak-Ling | Mgmt | For | Against | Against | ||||
7 | Elect Dennis SUN Tai-Lun | Mgmt | For | Against | Against | ||||
8 | Elect Akimitsu Ashada | Mgmt | For | Against | Against | ||||
9 | Elect Hidemitsu Otsuka | Mgmt | For | Against | Against | ||||
10 | Elect Robert SZE Tsai-To | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | Against | Against | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Daifuku Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6383 | CINS J08988107 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Katsumi Takeuchi | Mgmt | For | For | For | ||||
3 | Elect Masaki Hohjoh | Mgmt | For | For | For | ||||
4 | Elect Yutaka Hirai | Mgmt | For | For | For | ||||
5 | Elect Fumio Kobayashi | Mgmt | For | For | For | ||||
6 | Elect Seiki Kakinuma | Mgmt | For | For | For | ||||
7 | Elect Takahiro Taniguchi | Mgmt | For | For | For | ||||
8 | Elect Masayoshi Inoue | Mgmt | For | For | For | ||||
9 | Elect Mikio Inohara | Mgmt | For | For | For | ||||
10 | Elect Akio Tanaka | Mgmt | For | For | For | ||||
11 | Elect Takashi Hiramoto | Mgmt | For | For | For | ||||
12 | Elect Susumu Moriya | Mgmt | For | For | For | ||||
13 | Elect Hiroyoshi Takeda | Mgmt | For | For | For | ||||
14 | Elect Katsutoshi Fujiki | Mgmt | For | For | For | ||||
15 | Elect Isao Kitamoto | Mgmt | For | For | For | ||||
Dainippon Sumitomo Pharma Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4506 | CINS J10542116 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masayo Tada | Mgmt | For | For | For | ||||
4 | Elect Keiichi Ono | Mgmt | For | For | For | ||||
5 | Elect Kazumi Okamura | Mgmt | For | For | For | ||||
6 | Elect Hiroshi Noguchi | Mgmt | For | For | For | ||||
7 | Elect Yoshihiro Okada | Mgmt | For | For | For | ||||
8 | Elect Tetsuya Oida | Mgmt | For | For | For | ||||
9 | Elect Makoto Hara | Mgmt | For | For | For | ||||
10 | Elect Masaru Ishidahara | Mgmt | For | For | For | ||||
11 | Elect Hidehiko Satoh | Mgmt | For | For | For | ||||
Dampskibsselskabet Torm A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TORM | CINS K1998G104 | 04/14/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Elect Povl Christian Frigast | Mgmt | For | TNA | N/A | ||||
10 | Elect Niels Erik Nielsen | Mgmt | For | TNA | N/A | ||||
11 | Elect Gabriel Panayotides | Mgmt | For | TNA | N/A | ||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
13 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
14 | Amendments Regarding Notice of Meeting | Mgmt | For | TNA | N/A | ||||
15 | Amendments Regarding Director Term Lengths | Mgmt | For | TNA | N/A | ||||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
17 | Authority to Carry out Formalities | Mgmt | For | TNA | N/A | ||||
Danieli & C. Officine Meccaniche S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAN | CINS T73148115 | 10/28/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | ||||
4 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Dassault Systèmes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DSY | CINS F2457H100 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Severance Package for Bernard Charles | Mgmt | For | For | For | ||||
9 | Elect Arnoud de Meyer | Mgmt | For | For | For | ||||
10 | Elect Jean-Pierre Chahid-Nourai | Mgmt | For | For | For | ||||
11 | Elect Nicole Dassault | Mgmt | For | For | For | ||||
12 | Elect Toshiko Mori | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Replacement of Alternate Auditor | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and/or Convertibles Securities Through Private Placement | Mgmt | For | For | For | ||||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
24 | Amendment to Article 14 | Mgmt | For | For | For | ||||
25 | Amendment to Article 26 | Mgmt | For | For | For | ||||
26 | Amendment to Article 27 | Mgmt | For | For | For | ||||
27 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Dassault Systèmes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DSY | CINS F2457H100 | 12/15/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Amendment to Corporate Purpose | Mgmt | For | For | For | ||||
5 | Amendment Regarding Shareholder Voting Rights | Mgmt | For | For | For | ||||
6 | Amendment Regarding Share Ownership Requirement for Directors | Mgmt | For | For | For | ||||
7 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Debenhams plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DEB | CINS G2768V102 | 01/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Nigel Northridge | Mgmt | For | Against | Against | ||||
4 | Elect Mark Rolfe | Mgmt | For | Against | Against | ||||
5 | Elect Michael Sharp | Mgmt | For | Against | Against | ||||
6 | Elect Chris Woodhouse | Mgmt | For | Against | Against | ||||
7 | Elect Adam Crozier | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
14 | Adoption of New Articles | Mgmt | For | For | For | ||||
Disco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6146 | CINS J12327102 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Hitoshi Mizorogi | Mgmt | For | For | For | ||||
3 | Elect Kazuma Sekiya | Mgmt | For | For | For | ||||
4 | Elect Hideyuki Sekiya | Mgmt | For | For | For | ||||
5 | Elect Takao Tamura | Mgmt | For | For | For | ||||
6 | Elect Keiichi Kajiyama | Mgmt | For | For | For | ||||
7 | Elect Keizoh Sekiya | Mgmt | For | For | For | ||||
8 | Elect Tadao Takayanagi | Mgmt | For | For | For | ||||
9 | Elect Tadahiko Kuronuma | Mgmt | For | For | For | ||||
10 | Elect Kuniko Tanabe | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Stock Option Plan | Mgmt | For | For | For | ||||
DNO International ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNO | CINS R60003101 | 03/10/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
4 | Agenda and Notice of Meeting | Mgmt | For | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Election of Bijan Mossavar-Rahmani | ShrHldr | For | TNA | N/A | ||||
DNO International ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNO | CINS R60003101 | 06/09/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
4 | Election of Presiding Chairman and an Individual to Check Minutes | Mgmt | For | TNA | N/A | ||||
5 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | ||||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
9 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
10 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
11 | Election of Directors | Mgmt | For | TNA | N/A | ||||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
14 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | ||||
15 | Shareholder Proposal Regarding Miscellaneous Issues | ShrHldr | N/A | TNA | N/A | ||||
Dorel Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DII | CUSIP 25822C205 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors (Slate) | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
Draegerwerk AG und Co. KGaA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DRW3 | CINS D22938118 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
5 | Authority to Issue Profit Participation Certificates | Mgmt | For | For | For | ||||
Dragon Oil Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGO | CINS G2828W132 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mohammed Al Ghurair | Mgmt | For | Against | Against | ||||
4 | Elect Abdul Jaleel Al Khalifa | Mgmt | For | Against | Against | ||||
5 | Elect Nigel McCue | Mgmt | For | Against | Against | ||||
6 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Meeting Location | Mgmt | For | For | For | ||||
9 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares and Reissue Treasury Shares | Mgmt | For | For | For | ||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||
13 | Employee Share Purchase Plan | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Elringklinger AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZIL2 | CINS D2462K108 | 05/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Elect Margarete Haase | Mgmt | For | For | For | ||||
9 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | Against | Against | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Election of Directors | Mgmt | For | Against | Against | ||||
5 | Election of Supervisory Council | Mgmt | For | For | For | ||||
6 | Remuneration Policy | Mgmt | For | Against | Against | ||||
7 | Supervisory Council's Fees | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Change of Company Name | Mgmt | N/A | For | N/A | ||||
2 | Amendment to Corporate Purpose | Mgmt | N/A | For | N/A | ||||
3 | Amend Article 34 | Mgmt | N/A | For | N/A | ||||
4 | Amend Article 41 | Mgmt | N/A | For | N/A | ||||
5 | Amend Article 44 | Mgmt | N/A | For | N/A | ||||
Enerplus Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ERF | CUSIP 292766102 | 05/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edwin Dodge | Mgmt | For | For | For | ||||
1.2 | Elect Robert Hodgins | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Gordon Kerr | Mgmt | For | For | For | ||||
1.4 | Elect Douglas Martin | Mgmt | For | For | For | ||||
1.5 | Elect David O'Brien | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Elliott Pew | Mgmt | For | For | For | ||||
1.7 | Elect Glen Roane | Mgmt | For | For | For | ||||
1.8 | Elect W.C. (Mike) Seth | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Donald West | Mgmt | For | For | For | ||||
1.10 | Elect Harry Wheeler | Mgmt | For | For | For | ||||
1.11 | Elect Clayton Woitas | Mgmt | For | For | For | ||||
1.12 | Elect Robert Zorich | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Enerplus Resources Fund | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ERF | CUSIP 29274D604 | 12/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Conversion to Corporation | Mgmt | For | For | For | ||||
2 | Stock Option Plan | Mgmt | For | For | For | ||||
3 | Shareholder Rights Plan | Mgmt | For | For | For | ||||
Eniro AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENIRA | CINS W2547B106 | 04/29/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
20 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Eniro AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENIRA | CINS W2547B106 | 11/26/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Rights Issue | Mgmt | For | TNA | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Reverse Stock Split | Mgmt | For | TNA | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Amendment to Articles Regarding Company Notices | Mgmt | For | TNA | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Ensign Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESI | CUSIP 293570107 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||
2.2 | Elect Robert Geddes | Mgmt | For | For | For | ||||
2.3 | Elect James Howe | Mgmt | For | Withhold | Against | ||||
2.4 | Elect Len Kangas | Mgmt | For | For | For | ||||
2.5 | Elect Selby Porter | Mgmt | For | For | For | ||||
2.6 | Elect John Schroeder | Mgmt | For | For | For | ||||
2.7 | Elect Kenneth Skirka | Mgmt | For | For | For | ||||
2.8 | Elect Gail Surkan | Mgmt | For | For | For | ||||
2.9 | Elect Barth Whitham | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Enterprise Inns plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETI | CINS G3070Z153 | 01/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Ted Tuppen | Mgmt | For | Against | Against | ||||
4 | Elect Susan Murray | Mgmt | For | Against | Against | ||||
5 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
6 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Adoption of New Articles | Mgmt | For | For | For | ||||
11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Euronav NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EURN | CINS B38564108 | 04/26/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Authority to Increase Capital as a Takeover Defense | Mgmt | For | TNA | N/A | ||||
4 | Authority to Repurchase Shares as a Takeover Defense | Mgmt | For | TNA | N/A | ||||
5 | Authority to Sell Shares as a Takeover Defense | Mgmt | For | TNA | N/A | ||||
6 | Amendment Regarding Director Term Length | Mgmt | For | TNA | N/A | ||||
7 | Amendment Regarding Nominating and Remuneration Committee | Mgmt | For | TNA | N/A | ||||
8 | Amendment Regarding Date of Annual General Meeting | Mgmt | For | TNA | N/A | ||||
9 | Amend Article 33 | Mgmt | For | TNA | N/A | ||||
10 | Amend Article 34 | Mgmt | For | TNA | N/A | ||||
11 | Amend Article 39 | Mgmt | For | TNA | N/A | ||||
12 | Insertion of New Article | Mgmt | For | TNA | N/A | ||||
13 | Delete Article 44 | Mgmt | For | TNA | N/A | ||||
14 | Authority to Amend Articles | Mgmt | For | TNA | N/A | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
Euronav NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EURN | CINS B38564108 | 04/26/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Elect Nicolas Kairis | Mgmt | For | TNA | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
EVN AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EVN | CINS A19833101 | 01/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Management and Supervisory Board Acts | Mgmt | For | Abstain | Against | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Election of Supervisory Board Members | Mgmt | For | Abstain | Against | ||||
6 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | ||||
F.C.C.CO.,LTD. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7296 | CINS J1346G105 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Yoshihide Yamamoto | Mgmt | For | For | For | ||||
3 | Elect Shiroh Sumita | Mgmt | For | For | For | ||||
4 | Elect Toshimichi Matsuda | Mgmt | For | For | For | ||||
5 | Elect Kohki Kishida | Mgmt | For | For | For | ||||
6 | Elect Katsuyoshi Fukatsu | Mgmt | For | For | For | ||||
7 | Elect Yoshinobu Isobe | Mgmt | For | For | For | ||||
8 | Elect Kazuhiro Itonaga | Mgmt | For | For | For | ||||
9 | Elect Mitsumasa Kimura | Mgmt | For | For | For | ||||
10 | Elect Kazuto Suzuki | Mgmt | For | For | For | ||||
11 | Elect Tomokazu Takeda | Mgmt | For | For | For | ||||
12 | Elect Ryujiroh Matsumoto | Mgmt | For | For | For | ||||
13 | Elect Yoshitaka Saitoh | Mgmt | For | For | For | ||||
14 | Elect Hiromichi Suzuki | Mgmt | For | Against | Against | ||||
15 | Elect Yoshinori Tsuji | Mgmt | For | For | For | ||||
16 | Election of Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Ferrexpo Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FXPO | CINS G3435Y107 | 03/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Related Party Transaction - Open Wagon Purchase Agreement | Mgmt | For | For | For | ||||
Ferrexpo Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FXPO | CINS G3435Y107 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
6 | Elect Michael Abrahams | Mgmt | For | For | For | ||||
7 | Elect Oliver Baring | Mgmt | For | For | For | ||||
8 | Elect Raffaele Genovese | Mgmt | For | For | For | ||||
9 | Elect Wolfram Kuoni | Mgmt | For | For | For | ||||
10 | Elect Christopher Mawe | Mgmt | For | For | For | ||||
11 | Elect Ihor Mitiukov | Mgmt | For | For | For | ||||
12 | Elect Miklos Salamon | Mgmt | For | For | For | ||||
13 | Elect Kostyantin Zhevago | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Flight Centre Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLT | CINS Q39175106 | 10/28/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Re-elect Gary Smith | Mgmt | For | Against | Against | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
Fomento De Construcciones Y Contratas, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCC | CINS E52236143 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Esther Alcocer Koplowitz | Mgmt | For | Against | Against | ||||
5 | Amend Articles 1, 4, 7, 8, 10, 13, 14, 16, 18, 19, 24, 25, 29, 37, 39, 42, 43 and 45 | Mgmt | For | For | For | ||||
6 | Amend Articles 20 and 30 | Mgmt | For | For | For | ||||
7 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
8 | Authority to Reduce Share Capital and Cancel Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
12 | Minutes | Mgmt | For | For | For | ||||
Fondiaria-SAI | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSA | CINS T4689Q101 | 01/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Forbo Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FORN | CINS H26865214 | 04/29/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Cancellation of Shares | Mgmt | For | TNA | N/A | ||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
9 | Elect This Schneider | Mgmt | For | TNA | N/A | ||||
10 | Elect Peter Altofer | Mgmt | For | TNA | N/A | ||||
11 | Elect Reto Muller | Mgmt | For | TNA | N/A | ||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Fujikura Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5803 | CINS J14784128 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Yohichi Nagahama | Mgmt | For | For | For | ||||
5 | Elect Toshio Mizushima | Mgmt | For | For | For | ||||
6 | Elect Takashi Satoh | Mgmt | For | For | For | ||||
7 | Elect Takamasa Katoh | Mgmt | For | For | For | ||||
8 | Elect Masao Koike | Mgmt | For | For | For | ||||
9 | Elect Takashi Kunimoto | Mgmt | For | For | For | ||||
10 | Elect Hideo Naruse | Mgmt | For | For | For | ||||
11 | Elect Noboru Sugiyama | Mgmt | For | For | For | ||||
12 | Elect Toshihide Kanai | Mgmt | For | For | For | ||||
13 | Elect Takao Shiota | Mgmt | For | Against | Against | ||||
14 | Elect Takao Shiota | Mgmt | For | Against | Against | ||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
Gemina S.p.A | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GEM | CINS T4890T159 | 04/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
Georg Fischer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FI-N | CINS H26091142 | 03/23/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Reduction in Par Value of Shares; Capital Distribution | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Gerold Buhrer | Mgmt | For | TNA | N/A | ||||
9 | Elect Kurt Stirnemann | Mgmt | For | TNA | N/A | ||||
10 | Elect Jasmin Staiblin | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
13 | Shareholder Proposal Regarding Voting Rights Limitation | ShrHldr | Against | TNA | N/A | ||||
14 | Shareholder Proposal Regarding Board Terms of Office | ShrHldr | Against | TNA | N/A | ||||
15 | Shareholder Proposal Regarding Board Tenure | ShrHldr | Against | TNA | N/A | ||||
Gielda Papierow Wartosciowych w Warszawie S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPW | CINS X980AG100 | 06/27/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Poland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | ||||
5 | Agenda | Mgmt | For | TNA | N/A | ||||
6 | Presentation of Management Board Report | Mgmt | For | TNA | N/A | ||||
7 | Presentation of Supervisory Board Report (Management) | Mgmt | For | TNA | N/A | ||||
8 | Presentation of Supervisory Board Report (Supervisory) | Mgmt | For | TNA | N/A | ||||
9 | Management Board Report | Mgmt | For | TNA | N/A | ||||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
12 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
13 | Ratification of Management Acts | Mgmt | For | TNA | N/A | ||||
14 | Supervisory Board Size | Mgmt | For | TNA | N/A | ||||
15 | Election of Supervisory Board | Mgmt | For | TNA | N/A | ||||
16 | Supervisory Board Fees | Mgmt | For | TNA | N/A | ||||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
18 | Closing | Mgmt | For | TNA | N/A | ||||
Gildemeister AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIL | CINS D2825P117 | 05/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
GIMV N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIMB | CINS B4567G117 | 05/26/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Amend Article 8 | Mgmt | For | TNA | N/A | ||||
5 | Amend Article 19 | Mgmt | For | TNA | N/A | ||||
6 | Amend Article 24 | Mgmt | For | TNA | N/A | ||||
7 | Amend Article 28 | Mgmt | For | TNA | N/A | ||||
8 | Amend Article 29 | Mgmt | For | TNA | N/A | ||||
9 | Amend Article 30 | Mgmt | For | TNA | N/A | ||||
10 | Amend Article 32 | Mgmt | For | TNA | N/A | ||||
11 | Amend Article 46 | Mgmt | For | TNA | N/A | ||||
12 | Authority to Amend Articles | Mgmt | For | TNA | N/A | ||||
GIMV N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIMB | CINS B4567G117 | 06/29/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | ||||
11 | Elect Martine Reynaers | Mgmt | For | TNA | N/A | ||||
12 | Elect Christine Van Broeckhoven | Mgmt | For | TNA | N/A | ||||
13 | Authority to Amend Articles | Mgmt | For | TNA | N/A | ||||
14 | Approval of Merger by Absorption Proposal | Mgmt | For | TNA | N/A | ||||
15 | Presentation of Material Changes | Mgmt | For | TNA | N/A | ||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Amend Article 8 | Mgmt | For | TNA | N/A | ||||
19 | Amend to Article 19 | Mgmt | For | TNA | N/A | ||||
20 | Amend Article 24 | Mgmt | For | TNA | N/A | ||||
21 | Amend Article 28 | Mgmt | For | TNA | N/A | ||||
22 | Amend Article 29 | Mgmt | For | TNA | N/A | ||||
23 | Amend Article 30 | Mgmt | For | TNA | N/A | ||||
24 | Amend Article 32 | Mgmt | For | TNA | N/A | ||||
25 | Amend Article 46 | Mgmt | For | TNA | N/A | ||||
26 | Authority to Amend Articles | Mgmt | For | TNA | N/A | ||||
27 | Approval of Merger by Absorption Proposal | Mgmt | For | TNA | N/A | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Merger by Absorption of VIM NV | Mgmt | For | TNA | N/A | ||||
30 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
GN Store Nord A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GN | CINS K4001S214 | 03/25/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Report of the Board of Directors | Mgmt | For | TNA | N/A | ||||
5 | Accounts and Reports; Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Election of Directors | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
17 | Authority to Grant Special Dividends | Mgmt | For | TNA | N/A | ||||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
19 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Great Eastern Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
G07 | CINS Y2854Q108 | 04/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect LEE Seng Wee | Mgmt | For | Against | Against | ||||
3 | Elect LIN See Yan | Mgmt | For | Against | Against | ||||
4 | Elect TAN Yam Pin | Mgmt | For | Against | Against | ||||
5 | Elect David Conner | Mgmt | For | Against | Against | ||||
6 | Elect LEE Chien Shih | Mgmt | For | Against | Against | ||||
7 | Elect Cristopher Wei | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Special Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Issue Shares Under Scrip Dividend Scheme | Mgmt | For | For | For | ||||
16 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Great Eastern Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
G07 | CINS Y2854Q108 | 04/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Capital Reduction and Cash Distribution | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Greatek Electronics Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2441 | CINS Y2858G106 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Amendments to Procedural Rules of Capital Loans | Mgmt | For | For | For | ||||
7 | Amendments to Procedural Rules: Endorsements/Guarantees | Mgmt | For | For | For | ||||
8 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
9 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 02/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | ||||
2 | Special Dividend | Mgmt | For | Abstain | Against | ||||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
4 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 03/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
4 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profit | Mgmt | For | For | For | ||||
3 | Allocation of Dividends | Mgmt | For | For | For | ||||
4 | Election of Directors | Mgmt | For | Against | Against | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Election of Audit and Corporate Governance Committee Members | Mgmt | For | Abstain | Against | ||||
7 | Report on the Company's Share Repurchase Program; Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
8 | Amendments to By-Laws | Mgmt | For | Against | Against | ||||
9 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
10 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 10/04/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | Against | Against | ||||
2 | Interim Dividend | Mgmt | For | For | For | ||||
3 | Report on Tax Compliance | Mgmt | For | For | For | ||||
4 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
5 | Minutes | Mgmt | For | For | For | ||||
GS Home Shopping Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
28150 | cins Y2901Q101 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect HUH Tae Soo | Mgmt | For | Against | Against | ||||
4 | Elect KIM Ho Sung | Mgmt | For | Against | Against | ||||
5 | Elect LIM Byung Yong | Mgmt | For | Against | Against | ||||
6 | Elect LEE Man Woo | Mgmt | For | Against | Against | ||||
7 | Elect KIM Jung Ju | Mgmt | For | Against | Against | ||||
8 | Elect LEE Man Woo | Mgmt | For | For | For | ||||
9 | Elect KIM Jung Ju | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
H. Lundbeck A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUN | CINS K4406L129 | 03/30/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Supervisory Board Fees (2010) | Mgmt | For | TNA | N/A | ||||
5 | Supervisory Board Fees (2011) | Mgmt | For | TNA | N/A | ||||
6 | Supervisory Board Fees (2011) | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Elect Thorleif Krarup | Mgmt | For | TNA | N/A | ||||
9 | Elect Peter Kurstein | Mgmt | For | TNA | N/A | ||||
10 | Elect Mats Petterson | Mgmt | For | TNA | N/A | ||||
11 | Elect Jes Ostergaard | Mgmt | For | TNA | N/A | ||||
12 | Elect Christian Dyvig | Mgmt | For | TNA | N/A | ||||
13 | Elect Hakan Bjorklund | Mgmt | For | TNA | N/A | ||||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
15 | Amendment to Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Halfords Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HFD | CINS G4280E105 | 07/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Dennis Millard | Mgmt | For | Against | Against | ||||
5 | Elect David Wild | Mgmt | For | Against | Against | ||||
6 | Elect Paul McClenaghan | Mgmt | For | Against | Against | ||||
7 | Elect Nick Wharton | Mgmt | For | Against | Against | ||||
8 | Elect Keith Harris | Mgmt | For | Against | Against | ||||
9 | Elect Nigel Wilson | Mgmt | For | Against | Against | ||||
10 | Elect Bill Ronald | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Adoption of New Articles | Mgmt | For | For | For | ||||
19 | Amendment to the Performance Share Plan | Mgmt | For | For | For | ||||
Halla Climate Control Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
18880 | CINS Y29874107 | 03/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Corporate Auditor's Fees | Mgmt | For | For | For | ||||
Hargreaves Lansdown plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HL | CINS G43940108 | 11/26/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Elect Ian Gorham | Mgmt | For | Against | Against | ||||
5 | Elect Peter Hargreaves | Mgmt | For | Against | Against | ||||
6 | Elect Chris Barling | Mgmt | For | Against | Against | ||||
7 | Elect Stephen Lansdown | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | 2010 Share Option Scheme | Mgmt | For | Against | Against | ||||
12 | Adoption of New Articles | Mgmt | For | For | For | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Harry Winston Diamond Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HW | CUSIP 41587B100 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Matthew Barrett | Mgmt | For | For | For | ||||
1.2 | Elect Micheline Bouchard | Mgmt | For | For | For | ||||
1.3 | Elect David Carey | Mgmt | For | For | For | ||||
1.4 | Elect Robert Gannicott | Mgmt | For | For | For | ||||
1.5 | Elect Noël Harwerth | Mgmt | For | For | For | ||||
1.6 | Elect Daniel Jarvis | Mgmt | For | For | For | ||||
1.7 | Elect Jean-Marc Loubier | Mgmt | For | For | For | ||||
1.8 | Elect Laurent Mommeja | Mgmt | For | For | For | ||||
1.9 | Elect J. Roger Phillimore | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Havas SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAV | CINS F47696111 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Related Party Transaction (Bollore) | Mgmt | For | For | For | ||||
9 | Related Party Transaction (Euro RSCG and Euro RSCG Worldwide) | Mgmt | For | For | For | ||||
10 | Elect Vincent Bollore | Mgmt | For | Against | Against | ||||
11 | Elect Mercedes Erra | Mgmt | For | Against | Against | ||||
12 | Elect Antoine Veil | Mgmt | For | Against | Against | ||||
13 | Elect Jacques Seguela | Mgmt | For | Against | Against | ||||
14 | Elect Pierre Gode | Mgmt | For | Against | Against | ||||
15 | Elect Yves Cannac | Mgmt | For | Against | Against | ||||
16 | Elect Cedric de Bailliencourt | Mgmt | For | Against | Against | ||||
17 | Elect Jean de Yturbe | Mgmt | For | Against | Against | ||||
18 | Elect Herve Philippe | Mgmt | For | Against | Against | ||||
19 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | For | For | ||||
23 | Amendment to Article 22 | Mgmt | For | For | For | ||||
24 | Amendment to Article 23 | Mgmt | For | For | For | ||||
25 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hays PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CINS G4361D109 | 11/10/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Alan Thomson | Mgmt | For | For | For | ||||
5 | Elect William Eccleshare | Mgmt | For | For | For | ||||
6 | Elect Paul Stoneham | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
HeidelbergCement AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HEI | CINS D31709104 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratify Bernd Scheifele | Mgmt | For | For | For | ||||
7 | Ratify Dominik von Achten | Mgmt | For | For | For | ||||
8 | Ratify Daniel Gauthier | Mgmt | For | For | For | ||||
9 | Ratify Andreas Kern | Mgmt | For | For | For | ||||
10 | Ratify Lorenz Naeger | Mgmt | For | For | For | ||||
11 | Ratify Albert Scheuer | Mgmt | For | For | For | ||||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | For | For | ||||
13 | Ratify Heinz Schmitt | Mgmt | For | For | For | ||||
14 | Ratify Robert Feiger | Mgmt | For | For | For | ||||
15 | Ratify Josef Heumann | Mgmt | For | For | For | ||||
16 | Ratify Max Dietrich Kley | Mgmt | For | For | For | ||||
17 | Ratify Hans Georg Kraut | Mgmt | For | For | For | ||||
18 | Ratify Herbert Luetkesstratkoetter | Mgmt | For | For | For | ||||
19 | Ratify Ludwig Merckle | Mgmt | For | For | For | ||||
20 | Ratify Tobias Merckle | Mgmt | For | For | For | ||||
21 | Ratify Alan James Murray | Mgmt | For | For | For | ||||
22 | Ratify Werner Schraeder | Mgmt | For | For | For | ||||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | For | For | ||||
24 | Appointment of Auditor | Mgmt | For | For | For | ||||
25 | Compensation Policy | Mgmt | For | For | For | ||||
Heidelberger Druckmaschinen AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HDD | CINS D3166C103 | 07/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Compensation Policy | Mgmt | For | For | For | ||||
8 | Intra-company Control Agreement | Mgmt | For | For | For | ||||
9 | Authority to Carry Out Rights Issue | Mgmt | For | Against | Against | ||||
Helvetia Holding AG (fka Helvetia Patria) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HELN | CINS H35927120 | 05/06/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Elect Paola Ghillani | Mgmt | For | TNA | N/A | ||||
7 | Elect Doris Russi Schurter | Mgmt | For | TNA | N/A | ||||
8 | Elect Jean-Rene Fournier | Mgmt | For | TNA | N/A | ||||
9 | Elect Herbert Scheidt | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Hera S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HERA | CINS T5250M106 | 01/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Amendments to Articles | Mgmt | For | For | For | ||||
5 | Amendments to Meeting Regulations | Mgmt | For | For | For | ||||
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
Hera S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HERA | CINS T5250M106 | 04/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | List Proposed by Majority Shareholders | Mgmt | For | Against | Against | ||||
5 | List Proposed by EM.RO S.p.A., Finergie International S.A., Amaco S.r.l., Ferrari S.p.A., Fondazione Cassa di Risparmio di Carpi | Mgmt | For | N/A | N/A | ||||
6 | List Proposed by Carimonte Holding S.p.A., Fondazione Casse di Risparmio di Forli, Fondazione Cassa di Risparmio di Imola, Fondazione Cassa di Risparmio di Modena, Gruppo Societa' Gas Rimini S.p.A. | Mgmt | For | N/A | N/A | ||||
7 | Directors' Fees | Mgmt | For | Against | Against | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | List Proposed by Majority Shareholders | Mgmt | N/A | For | N/A | ||||
10 | List Proposed by Carimonte Holding S.p.A., Fondazione Casse di Risparmio di Forli, Fondazione Cassa di Risparmio di Imola, Fondazione Cassa di Risparmio di Modena, Gruppo Societa' Gas Rimini S.p.A. | Mgmt | N/A | Abstain | N/A | ||||
11 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
Herbalife Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLF | CUSIP G4412G101 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Johnson | Mgmt | For | For | For | ||||
1.2 | Elect John Tartol | Mgmt | For | For | For | ||||
1.3 | Elect Carole Black | Mgmt | For | For | For | ||||
1.4 | Elect Michael Levitt | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Stock Split | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Reapproval of the Executive Incentive Plan | Mgmt | For | For | For | ||||
Hindalco Industries | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
500440 | CINS Y3196V185 | 09/03/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kumar Birla | Mgmt | For | Against | Against | ||||
4 | Elect Eruch Desai | Mgmt | For | Against | Against | ||||
5 | Elect Askaran Agarwala | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Authority to Mortgage Assets | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hiscox Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSX | CINS G4593F104 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Scrip Dividend | Mgmt | For | For | For | ||||
5 | Capital for Scrip Dividend | Mgmt | For | For | For | ||||
6 | Elect Robert Hiscox | Mgmt | For | For | For | ||||
7 | Elect Bronislaw Masojada | Mgmt | For | For | For | ||||
8 | Elect Robert Childs | Mgmt | For | For | For | ||||
9 | Elect Stuart Bridges | Mgmt | For | For | For | ||||
10 | Elect Richard Gillingwater | Mgmt | For | For | For | ||||
11 | Elect Daniel Healy | Mgmt | For | For | For | ||||
12 | Elect Ernst Jansen | Mgmt | For | For | For | ||||
13 | Elect James King | Mgmt | For | For | For | ||||
14 | Elect Robert McMillan | Mgmt | For | For | For | ||||
15 | Elect Andrea Rosen | Mgmt | For | For | For | ||||
16 | Elect Gunnar Stokholm | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
19 | Authority to Grant Awards Under International Sharesave Scheme and Performance Share Plan | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Hitachi Chemical Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4217 | CINS J20160107 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Yasuji Nagase | Mgmt | For | Against | Against | ||||
2 | Elect Kazuyuki Tanaka | Mgmt | For | Against | Against | ||||
3 | Elect Takashi Urano | Mgmt | For | Against | Against | ||||
4 | Elect Keiichi Takeda | Mgmt | For | Against | Against | ||||
5 | Elect Yoshio Ohsawa | Mgmt | For | Against | Against | ||||
6 | Elect Takemoto Ohto | Mgmt | For | Against | Against | ||||
7 | Elect Nobuo Mochida | Mgmt | For | Against | Against | ||||
8 | Elect Shigeru Azuhata | Mgmt | For | Against | Against | ||||
Hitachi High-Technologies | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8036 | CINS J20416103 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hidehito Ohbayashi | Mgmt | For | Against | Against | ||||
2 | Elect Masao Hisada | Mgmt | For | Against | Against | ||||
3 | Elect Katsumi Mizuno | Mgmt | For | Against | Against | ||||
4 | Elect Hideyo Hayakawa | Mgmt | For | Against | Against | ||||
5 | Elect Toyoaki Nakamura | Mgmt | For | Against | Against | ||||
6 | Elect Ryuichi Kitayama | Mgmt | For | Against | Against | ||||
Holidaybreak plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBR | CINS G3143M106 | 03/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Martin Davies | Mgmt | For | Against | Against | ||||
5 | Elect Neil Bright | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
13 | 2011 Sharesave Scheme | Mgmt | For | For | For | ||||
Home Retail Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HOME.L | CINS G4581D103 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Oliver Stocken | Mgmt | For | Against | Against | ||||
5 | Elect Richard Ashton | Mgmt | For | Against | Against | ||||
6 | Elect John Coombe | Mgmt | For | Against | Against | ||||
7 | Elect Mike Darcey | Mgmt | For | Against | Against | ||||
8 | Elect Terry Duddy | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
11 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Hopson Development Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0754 | CINS G4600H101 | 02/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
4 | Acquisition | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Hopson Development Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0754 | CINS G4600H101 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect CHU Mang Yee | Mgmt | For | Against | Against | ||||
6 | Elect David LEE Tsung Hei | Mgmt | For | Against | Against | ||||
7 | Elect Oliver WONG Shing Kay | Mgmt | For | Against | Against | ||||
8 | Elect Aaron TAN Leng Cheng | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Horiba Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6856 | CINS J22428106 | 03/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Atsushi Horiba | Mgmt | For | For | For | ||||
3 | Elect Kohzoh Ishida | Mgmt | For | For | For | ||||
4 | Elect Fumitoshi Satoh | Mgmt | For | For | For | ||||
5 | Elect Jyuichi Saitoh | Mgmt | For | For | For | ||||
6 | Elect Masahiro Sugita | Mgmt | For | For | For | ||||
7 | Election of Atlante Statutory Auditor(s) | Mgmt | For | For | For | ||||
Hunter Douglas N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HDG | CINS N4327C122 | 06/14/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands Antilles | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Report to the Shareholders | Mgmt | For | TNA | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
Hunter Douglas N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HDG | CINS N4327C122 | 06/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands Antilles | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Election of Directors | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Ibiden Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4062 | CINS J23059116 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshifumi Iwata | Mgmt | For | For | For | ||||
3 | Elect Hiroki Takenaka | Mgmt | For | For | For | ||||
4 | Elect Mafumi Kunishima | Mgmt | For | For | For | ||||
5 | Elect Hironobu Kodaka | Mgmt | For | For | For | ||||
6 | Elect Yoshio Hirabayashi | Mgmt | For | For | For | ||||
7 | Elect Katsumi Mabuchi | Mgmt | For | For | For | ||||
8 | Elect Toshiaki Matsuo | Mgmt | For | For | For | ||||
9 | Elect Keiichi Sakashita | Mgmt | For | For | For | ||||
10 | Elect Kohji Kawashima | Mgmt | For | For | For | ||||
11 | Elect Sohtaroh Itoh | Mgmt | For | For | For | ||||
12 | Elect Yoshitoshi Toyoda | Mgmt | For | For | For | ||||
13 | Elect Toshio Yonezawa | Mgmt | For | For | For | ||||
14 | Elect Yasuhiro Kumagai | Mgmt | For | For | For | ||||
15 | Compensation Policy | Mgmt | For | For | For | ||||
IMS - International Metal Service | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCQ | CINS F52542101 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Acquisition of Euralliage | Mgmt | For | For | For | ||||
7 | Severance Package (Philippe Goczol) | Mgmt | For | For | For | ||||
8 | Non-Compete Agreement (Philippe Goczol) | Mgmt | For | For | For | ||||
9 | Related Party Transactions (Previously Approved) | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
13 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
19 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
21 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | ||||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
24 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
25 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
26 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
28 | Authority to Use Capital Authorities and to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | ||||
29 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
30 | Change in Company Name | Mgmt | For | For | For | ||||
31 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Inchcape plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INCH | CINS G47320208 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Simon Borrows | Mgmt | For | For | For | ||||
5 | Elect Andre Lacroix | Mgmt | For | For | For | ||||
6 | Elect William Samuel | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Performance Share Plan | Mgmt | For | For | For | ||||
10 | Amendment to Co-Investment Plan | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Incitec Pivot Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPL | CINS Q4887E101 | 12/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Paul Brasher | Mgmt | For | For | For | ||||
3 | Re-elect Allan McCallum | Mgmt | For | For | For | ||||
4 | Re-elect John Marlay | Mgmt | For | For | For | ||||
5 | Equity Grant (MD/CEO James Fazzino) | Mgmt | For | For | For | ||||
6 | Amend the Constitution - Dividends | Mgmt | For | For | For | ||||
7 | Remuneration Report | Mgmt | For | For | For | ||||
Indesit Company S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IND | CINS T52684106 | 05/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
4 | Accounts and Reports; Allocation of Profit/Dividends | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | List Presented by Fines S.p.A. | Mgmt | For | N/A | N/A | ||||
7 | List Presented by Fineldo S.p.A. | Mgmt | For | For | For | ||||
8 | Election of Chairman | Mgmt | For | For | For | ||||
9 | Statutory Auditors' Fees | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
11 | Amendments to Meeting Regulations | Mgmt | For | For | For | ||||
Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0349 | CINS Y3991T104 | 11/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Acquisition | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Industrial & Commercial Bank of China (Asia) Limited (ICBC Asia) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0349 | CINS Y3991T104 | 11/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Acquisition | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Industrial Alliance Insurance and Financial Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IAG | CUSIP 455871103 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anne Belec | Mgmt | For | For | For | ||||
1.2 | Elect Pierre Brodeur | Mgmt | For | For | For | ||||
1.3 | Elect Yvon Charest | Mgmt | For | For | For | ||||
1.4 | Elect Michel Gervais | Mgmt | For | For | For | ||||
1.5 | Elect Lise Lachapelle | Mgmt | For | For | For | ||||
1.6 | Elect John LeBoutillier | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Martin | Mgmt | For | For | For | ||||
1.8 | Elect Francis McGuire | Mgmt | For | For | For | ||||
1.9 | Elect Mary Ritchie | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Amendments to By-Laws | Mgmt | For | For | For | ||||
4 | Increase Directors' Fees | Mgmt | For | For | For | ||||
5 | Amendments to Articles Regarding Board Appointments | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Informa plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INF | CINS G4770C106 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Derek Mapp | Mgmt | For | For | For | ||||
3 | Elect Peter Rigby | Mgmt | For | For | For | ||||
4 | Elect Adam Walker | Mgmt | For | For | For | ||||
5 | Elect Pamela Kirby | Mgmt | For | For | For | ||||
6 | Elect John Davis | Mgmt | For | For | For | ||||
7 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
8 | Elect Stephen Carter | Mgmt | For | For | For | ||||
9 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
ING Industrial Fund | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IIF | CINS Q49469101 | 03/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amend Constitution | Mgmt | For | For | For | ||||
2 | Merger | Mgmt | For | For | For | ||||
3 | Approve Change of Responsible Entity | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Ingenico | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ING | CINS F51723116 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board Acts; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends; Form of Dividend Payment | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
9 | Elect Celeste Thomasson | Mgmt | For | Against | Against | ||||
10 | Elect Alex Fain | Mgmt | For | Against | Against | ||||
11 | Elect Jean-Pierre Cojan | Mgmt | For | Against | Against | ||||
12 | Elect Jean-Jacques Poutrel | Mgmt | For | Against | Against | ||||
13 | Elect Guillaume Cerutti | Mgmt | For | Against | Against | ||||
14 | Resignation of Jacques Stern | Mgmt | For | For | For | ||||
15 | Related Party Transactions | Mgmt | For | For | For | ||||
16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
17 | Authority to Use Capital Authorities as a Takeover Defense | Mgmt | For | Against | Against | ||||
18 | Authority to Issue Warrants as Takeover Defense | Mgmt | For | Against | Against | ||||
19 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
20 | Authority to Issue Capital Under Foreign Employee Savings Plan | Mgmt | For | For | For | ||||
21 | Amendments to Articles | Mgmt | For | For | For | ||||
22 | Amendment Regarding Share Ownership Disclosure Requirements | Mgmt | For | For | For | ||||
23 | Amend Article 9 | Mgmt | For | Against | Against | ||||
24 | Amend Article 10 | Mgmt | For | Against | Against | ||||
25 | Amend Article 19 | Mgmt | For | Against | Against | ||||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Inmet Mining Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IMN | CUSIP 457983104 | 04/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | Against | Against | ||||
Inmet Mining Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IMN | CUSIP 457983104 | 06/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Yilmaz Argüden | Mgmt | For | Withhold | Against | ||||
1.2 | Elect David Beatty | Mgmt | For | For | For | ||||
1.3 | Elect John Eby | Mgmt | For | For | For | ||||
1.4 | Elect John Clappison | Mgmt | For | For | For | ||||
1.5 | Elect Paul Gagné | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Oyvind Hushovd | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Mara | Mgmt | For | For | For | ||||
1.8 | Elect Jochen Tilk | Mgmt | For | For | For | ||||
1.9 | Elect Douglas Whitehead | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Share Option Plan | Mgmt | For | For | For | ||||
InnVest Real Estate Investment Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INN | CUSIP 45778F101 | 06/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Morton Gross | Mgmt | For | For | For | ||||
1.3 | Elect Michael Kitt | Mgmt | For | For | For | ||||
1.4 | Elect Minhas N. Mohamed | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Interserve Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRV | CINS G49105102 | 05/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Tim Haywood | Mgmt | For | Against | Against | ||||
5 | Elect Keith Ludeman | Mgmt | For | Against | Against | ||||
6 | Elect David Paterson | Mgmt | For | Against | Against | ||||
7 | Elect Dougie Sutherland | Mgmt | For | Against | Against | ||||
8 | Elect Norman Blackwell | Mgmt | For | Against | Against | ||||
9 | Elect Steven Dance | Mgmt | For | Against | Against | ||||
10 | Elect Bruce Melizan | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditors' Fees | Mgmt | For | For | For | ||||
13 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Intrum Justitia AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IJ | CINS W4662R106 | 03/31/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Election of Directors | Mgmt | For | TNA | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | ||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
IREN S.p.A | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRD | CINS T5551Y106 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
IREN S.P.A (fka Iride S.p.A. fka Azienda Energetica Metropolitana Torino SpA) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRD | CINS T5551Y106 | 08/27/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
3 | Election of Directors | Mgmt | For | TNA | N/A | ||||
4 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Ito En, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2593 | CINS J25027103 | 07/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Hachiroh Honjoh | Mgmt | For | For | For | ||||
3 | Elect Daisuke Honjoh | Mgmt | For | For | For | ||||
4 | Elect Kizuku Ogita | Mgmt | For | For | For | ||||
5 | Elect Shohji Ejima | Mgmt | For | For | For | ||||
6 | Elect Shuji Hashimoto | Mgmt | For | For | For | ||||
7 | Elect Minoru Watanabe | Mgmt | For | For | For | ||||
8 | Elect Shusuke Honjoh | Mgmt | For | For | For | ||||
9 | Elect Kiyoshi Shimoda | Mgmt | For | For | For | ||||
10 | Elect Shohichi Saitoh | Mgmt | For | For | For | ||||
11 | Elect Yoshihisa Kimura | Mgmt | For | For | For | ||||
12 | Elect Mitsuo Yashiro | Mgmt | For | For | For | ||||
13 | Elect Yoshio Kobayashi | Mgmt | For | For | For | ||||
14 | Elect Akira Hirose | Mgmt | For | For | For | ||||
15 | Elect Hiroshi Taguchi | Mgmt | For | For | For | ||||
16 | Elect Kaoru Mikuni | Mgmt | For | For | For | ||||
17 | Elect Yohsuke Honjoh | Mgmt | For | For | For | ||||
18 | Elect Satoshi Andoh | Mgmt | For | For | For | ||||
19 | Elect Masami Kaneyama | Mgmt | For | For | For | ||||
20 | Elect Osamu Namioka | Mgmt | For | For | For | ||||
21 | Elect Hidemitsu Sasaya | Mgmt | For | For | For | ||||
22 | Elect Etsuhisa Nakano | Mgmt | For | For | For | ||||
Itochu Techno-Solutions Corporation (fka: Itochu Techno Science) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4739 | CINS J25022104 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Yohichi Okuda | Mgmt | For | For | For | ||||
3 | Elect Yoshinori Warashina | Mgmt | For | For | For | ||||
4 | Elect Hiroo Inoue | Mgmt | For | For | For | ||||
5 | Elect Shinichiroh Sakuraba | Mgmt | For | For | For | ||||
6 | Elect Masaaki Matsuzawa | Mgmt | For | For | For | ||||
7 | Elect Akira Saitoh | Mgmt | For | For | For | ||||
8 | Elect Shigemitsu Takatori | Mgmt | For | For | For | ||||
9 | Elect Shuji Ikeda | Mgmt | For | For | For | ||||
10 | Elect Mitsuaki Katoh | Mgmt | For | For | For | ||||
11 | Elect Takatoshi Matsumoto | Mgmt | For | For | For | ||||
12 | Elect Takahiro Susaki | Mgmt | For | For | For | ||||
13 | Elect Tomohito Arai | Mgmt | For | For | For | ||||
14 | Elect Shigekazu Matsui | Mgmt | For | Against | Against | ||||
Japan Avions Electronics Industry Limite | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6807 | CINS J26273102 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Yasutaka Akiyama | Mgmt | For | For | For | ||||
2 | Elect Masato Shimamura | Mgmt | For | For | For | ||||
3 | Elect Yoshio Shiono | Mgmt | For | For | For | ||||
4 | Elect Natsuki Kawabe | Mgmt | For | For | For | ||||
5 | Elect Takashi Tamaki | Mgmt | For | For | For | ||||
6 | Elect Kazuo Takeda | Mgmt | For | For | For | ||||
7 | Elect Mamoru Okamoto | Mgmt | For | For | For | ||||
8 | Elect Akira Shimazaki | Mgmt | For | For | For | ||||
9 | Elect Yasutoshi Ogino | Mgmt | For | For | For | ||||
10 | Elect Tsutomu Onohara | Mgmt | For | For | For | ||||
11 | Elect Takaji Imai | Mgmt | For | For | For | ||||
12 | Elect Hajime Saitoh | Mgmt | For | For | For | ||||
13 | Elect Seiji Murano | Mgmt | For | For | For | ||||
14 | Bonus | Mgmt | For | For | For | ||||
Japan Petroleum Exploration Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1662 | CINS J2740Q103 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Yuji Tanahashi | Mgmt | For | For | For | ||||
3 | Elect Osamu Watanabe | Mgmt | For | For | For | ||||
4 | Elect Katsuo Suzuki | Mgmt | For | For | For | ||||
5 | Elect Hiroshi Satoh | Mgmt | For | For | For | ||||
6 | Elect Shohichi Ishii | Mgmt | For | For | For | ||||
7 | Elect Toshio Ibi | Mgmt | For | For | For | ||||
8 | Elect Mitsuru Saitoh | Mgmt | For | For | For | ||||
9 | Elect Junichi Matsumoto | Mgmt | For | For | For | ||||
10 | Elect Nobuyuki Ogura | Mgmt | For | For | For | ||||
11 | Elect Nobuaki Moritani | Mgmt | For | For | For | ||||
12 | Elect Hitoshi Yamatoya | Mgmt | For | For | For | ||||
13 | Elect Kazuo Nakayama | Mgmt | For | For | For | ||||
14 | Elect Kiyoshi Ogino | Mgmt | For | For | For | ||||
15 | Elect Kazuo Kawakami | Mgmt | For | For | For | ||||
16 | Election of Masahiko Kadotani | Mgmt | For | Against | Against | ||||
17 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
18 | Bonus | Mgmt | For | For | For | ||||
19 | Renewal of Takeover Defense Plan | Mgmt | For | For | For | ||||
Japan Real Estate Investment Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8952 | CINS J27523109 | 03/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Elect Tadanori Terasawa | Mgmt | For | For | For | ||||
3 | Election of Alternate Executive Director(s) | Mgmt | For | For | For | ||||
4 | Elect Kenji Kusakabe | Mgmt | For | For | For | ||||
5 | Elect Tomohiro Okanoya | Mgmt | For | For | For | ||||
JKX Oil & Gas plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JKX | CINS G5140Z105 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Ian Prosser | Mgmt | For | Against | Against | ||||
4 | Elect Lord Oxford | Mgmt | For | Against | Against | ||||
5 | Elect Nigel Moore | Mgmt | For | Against | Against | ||||
6 | Elect Martin Miller | Mgmt | For | Against | Against | ||||
7 | Elect Peter Dixon | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
JSR Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4185 | CINS J2856K106 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Yoshinori Yoshida | Mgmt | For | For | For | ||||
5 | Elect Mitsunobu Koshiba | Mgmt | For | For | For | ||||
6 | Elect Masaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Hozumi Satoh | Mgmt | For | For | For | ||||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | ||||
9 | Elect Michio Kariya | Mgmt | For | For | For | ||||
10 | Election of Alternate Statutory Auditor(s) | Mgmt | For | Against | Against | ||||
11 | Bonus | Mgmt | For | For | For | ||||
Kagara Limited (fka Kagara Zinc Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KZL | CINS Q5170L108 | 10/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect John Linley | Mgmt | For | Against | Against | ||||
3 | Re-elect Joseph Treacy | Mgmt | For | Against | Against | ||||
4 | Remuneration Report | Mgmt | For | Against | Against | ||||
5 | Approve Employee Share Option Plan | Mgmt | For | Against | Against | ||||
6 | Ratify Placement of Securities | Mgmt | For | For | For | ||||
Kansai Paint Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4613 | CINS J30255129 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Yuzoh Kawamori | Mgmt | For | For | For | ||||
4 | Elect Kohichi Imada | Mgmt | For | For | For | ||||
5 | Elect Mitsuhiro Fukuda | Mgmt | For | For | For | ||||
6 | Elect Hiroshi Ishino | Mgmt | For | For | For | ||||
7 | Elect Shigeru Nakamura | Mgmt | For | For | For | ||||
8 | Elect Masanobu Ohta | Mgmt | For | For | For | ||||
9 | Elect Hiroshi Sakamoto | Mgmt | For | For | For | ||||
10 | Elect Mitsuo Imamura | Mgmt | For | For | For | ||||
11 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
12 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Kansai Urban Banking | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8545 | CINS J30312102 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Akira Kitamura | Mgmt | For | For | For | ||||
3 | Elect Kohji Kita | Mgmt | For | For | For | ||||
4 | Elect Kazumi Okashita | Mgmt | For | For | For | ||||
5 | Elect Hiroshi Andoh | Mgmt | For | For | For | ||||
6 | Elect Tadashi Yamamoto | Mgmt | For | For | For | ||||
7 | Elect Mitsuaki Kido | Mgmt | For | For | For | ||||
8 | Elect Yasuo Kataoka | Mgmt | For | For | For | ||||
9 | Elect Kohji Wakisaka | Mgmt | For | For | For | ||||
10 | Elect Akio Matsumura | Mgmt | For | For | For | ||||
11 | Elect Shohhei Kawaguchi | Mgmt | For | For | For | ||||
12 | Elect Shigeya Masaoka | Mgmt | For | Against | Against | ||||
13 | Elect Kohji Minemoto | Mgmt | For | Against | Against | ||||
14 | Election of Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
15 | Retirement Allowances for Directors and Statutory Auditors | Mgmt | For | For | For | ||||
Kazakhmys plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KAZ | CINS G5221U108 | 05/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Vladimir Kim | Mgmt | For | Against | Against | ||||
5 | Elect Oleg Novachuk | Mgmt | For | Against | Against | ||||
6 | Elect Lord Robin Renwick | Mgmt | For | Against | Against | ||||
7 | Elect Eduard Ogay | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Keihin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7251 | CINS J32083107 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Kazuoki Ukiana | Mgmt | For | For | For | ||||
3 | Elect Masami Watanabe | Mgmt | For | For | For | ||||
4 | Elect Hiroshi Irino | Mgmt | For | For | For | ||||
5 | Elect Kazuhiro Hashiyama | Mgmt | For | For | For | ||||
6 | Elect Masaaki Koike | Mgmt | For | For | For | ||||
7 | Elect Chugo Satoh | Mgmt | For | For | For | ||||
8 | Elect Hiroshi Yoshizawa | Mgmt | For | For | For | ||||
9 | Elect Kohki Ohnuma | Mgmt | For | For | For | ||||
10 | Elect Takeshi Iwata | Mgmt | For | For | For | ||||
11 | Elect Takashi Namari | Mgmt | For | For | For | ||||
12 | Elect Hiroshi Seikai | Mgmt | For | For | For | ||||
13 | Elect Nobuaki Suzuki | Mgmt | For | For | For | ||||
14 | Elect Tohru Mitsubori | Mgmt | For | For | For | ||||
15 | Elect Toshihiro Kuroki | Mgmt | For | For | For | ||||
16 | Elect Tsuneo Tanai | Mgmt | For | For | For | ||||
17 | Elect Genichiroh Konno | Mgmt | For | For | For | ||||
18 | Elect Hirohisa Amano | Mgmt | For | For | For | ||||
19 | Elect Masato Tsukahara | Mgmt | For | Against | Against | ||||
20 | Bonus | Mgmt | For | For | For | ||||
21 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
Keller Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLR | CINS G5222K109 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Justin Atkinson | Mgmt | For | Against | Against | ||||
5 | Elect Gerry Brown | Mgmt | For | Against | Against | ||||
6 | Elect Ruth Cairnie | Mgmt | For | Against | Against | ||||
7 | Elect Chris Girling | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Kenedix Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4321 | CINS J3243N100 | 03/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Ryohsuke Honma | Mgmt | For | For | For | ||||
3 | Elect Atsushi Kawashima | Mgmt | For | For | For | ||||
4 | Elect Taiji Yoshikawa | Mgmt | For | For | For | ||||
5 | Elect Akira Tanaka | Mgmt | For | For | For | ||||
6 | Elect Noboru Kashiwagi | Mgmt | For | For | For | ||||
7 | Elect Takashi Uematsu | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
Kier Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KIE | CINS G52549105 | 11/12/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Steve Bowcott | Mgmt | For | Against | Against | ||||
5 | Elect Haydn Mursell | Mgmt | For | Against | Against | ||||
6 | Elect Richard Bailey | Mgmt | For | Against | Against | ||||
7 | Elect Chris Geoghegan | Mgmt | For | Against | Against | ||||
8 | Elect Ian Lawson | Mgmt | For | Against | Against | ||||
9 | Elect Dick Simkin | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
15 | Interim Dividend Ratification | Mgmt | For | For | For | ||||
16 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Authority to Hold Shares in Employee Benefit Trust | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Kingboard Chemical Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0148 | CINS G52562140 | 05/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect CHEUNG Kwok Wing | Mgmt | For | Against | Against | ||||
5 | Elect CHEN Maosheng | Mgmt | For | Against | Against | ||||
6 | Elect Christopher CHENG Wai Chee | Mgmt | For | Against | Against | ||||
7 | Elect TSE Kam Hung | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Kingboard Chemical Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0148 | CINS G52562140 | 05/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Agreements and Annual Caps | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Kingspan Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KSP | CINS G52654103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Eugene Murtagh | Mgmt | For | Against | Against | ||||
5 | Elect Gene Murtagh | Mgmt | For | Against | Against | ||||
6 | Elect Geoff Doherty | Mgmt | For | Against | Against | ||||
7 | Elect Peter Wilson | Mgmt | For | Against | Against | ||||
8 | Elect Russell Shiels | Mgmt | For | Against | Against | ||||
9 | Elect Noel Crowe | Mgmt | For | Against | Against | ||||
10 | Elect Tony McArdle | Mgmt | For | Against | Against | ||||
11 | Elect David Byrne | Mgmt | For | Against | Against | ||||
12 | Elect Brian Hill | Mgmt | For | Against | Against | ||||
13 | Elect Helen Kirkpatrick | Mgmt | For | Against | Against | ||||
14 | Elect Danny Kitchen | Mgmt | For | Against | Against | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Reissue of Treasury Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Kinsus Interconnect Technology | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3189 | CINS Y4804T109 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Kobayashi Pharmaceutical | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4967 | CINS J3430E103 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kazumasa Kobayashi | Mgmt | For | For | For | ||||
2 | Elect Yutaka Kobayashi | Mgmt | For | For | For | ||||
3 | Elect Akihiro Kobayashi | Mgmt | For | For | For | ||||
4 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
5 | Elect Takashi Tsujino | Mgmt | For | For | For | ||||
6 | Elect Satoshi Yamane | Mgmt | For | For | For | ||||
7 | Elect Haruo Tsuji | Mgmt | For | For | For | ||||
8 | Elect Masahiro Hiraoka | Mgmt | For | Against | Against | ||||
9 | Elect Hiroshi Gotoh | Mgmt | For | Against | Against | ||||
10 | Elect Hiroshi Hayashi | Mgmt | For | For | For | ||||
11 | Elect Ryuji Sakai | Mgmt | For | Against | Against | ||||
12 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
Komori Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6349 | CINS J35931112 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Yoshiharu Komori | Mgmt | For | For | For | ||||
4 | Elect Satoshi Mochida | Mgmt | For | For | For | ||||
5 | Elect Kazunori Saitoh | Mgmt | For | For | For | ||||
6 | Elect Masaru Tsukamoto | Mgmt | For | For | For | ||||
7 | Elect Makoto Kondoh | Mgmt | For | For | For | ||||
8 | Elect Masamitsu Yoshikawa | Mgmt | For | For | For | ||||
9 | Elect Yasumichi Satoh | Mgmt | For | Against | Against | ||||
10 | Elect Eiroh Hamada | Mgmt | For | For | For | ||||
Kose Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4922 | CINS J3622S100 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Minoru Miyagi | Mgmt | For | For | For | ||||
3 | Elect Kazumasa Hanagata | Mgmt | For | For | For | ||||
4 | Elect Noboru Naitoh | Mgmt | For | For | For | ||||
5 | Elect Kiyoto Nagahama | Mgmt | For | For | For | ||||
6 | Elect Kumi Arakane | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Tsutsumi | Mgmt | For | Against | Against | ||||
8 | Elect Tatsuya Etoh | Mgmt | For | Against | Against | ||||
9 | Elect Minoru Murakami | Mgmt | For | For | For | ||||
10 | Condolence Payment and Retirement Allowances for Statutory Auditor(s) | Mgmt | For | For | For | ||||
Krones AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRN | CINS D47441171 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Norman Kronseder | Mgmt | For | For | For | ||||
9 | Elect Jochen Klein | Mgmt | For | For | For | ||||
10 | Elect Philipp von und zu Lerchenfeld | Mgmt | For | For | For | ||||
11 | Elect Ernst Baumann | Mgmt | For | Against | Against | ||||
12 | Elect Petra Schadeberg-Herrmann | Mgmt | For | For | For | ||||
13 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
Kuroda Electric Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7517 | CINS J37254109 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Nominee 1 | Mgmt | For | For | For | ||||
4 | Elect Nominee 2 | Mgmt | For | For | For | ||||
5 | Elect Nominee 3 | Mgmt | For | For | For | ||||
6 | Elect Nominee 4 | Mgmt | For | For | For | ||||
7 | Elect Nominee 5 | Mgmt | For | For | For | ||||
8 | Elect Nominee 6 | Mgmt | For | For | For | ||||
9 | Election of Alternate Director(s) | Mgmt | For | For | For | ||||
Largan Precision Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3008 | CINS Y52144105 | 06/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | Against | Against | ||||
8 | Amendments to Procedural Rules: Capital Loan and Endorsements/Guarantees | Mgmt | For | For | For | ||||
9 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
LG Fashion Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
93050 | CINS Y5275J108 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Directors' Fees | Mgmt | For | For | For | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Logitech International SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOGN | CINS H50430232 | 09/08/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Daniel Borel | Mgmt | For | TNA | N/A | ||||
9 | Elect Sally Davis | Mgmt | For | TNA | N/A | ||||
10 | Elect Guerrino De Luca | Mgmt | For | TNA | N/A | ||||
11 | Elect Neil Hunt | Mgmt | For | TNA | N/A | ||||
12 | Elect Monika Ribar | Mgmt | For | TNA | N/A | ||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Lundin Mining Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUN | CUSIP 550372106 | 04/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | Against | Against | ||||
Lundin Mining Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUN | CUSIP 550372106 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Colin Benner | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Charter | Mgmt | For | Withhold | Against | ||||
1.3 | Elect John Craig | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Brian Edgar | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Lukas Lundin | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Dale Peniuk | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William Rand | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Phillip Wright | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Macarthur Coal Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCC | CINS Q5689Z101 | 10/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Keith De Lacy | Mgmt | For | Against | Against | ||||
4 | Re-elect Martin Kriewaldt | Mgmt | For | Against | Against | ||||
5 | Approve Termination Benefits (MD/CEO Nicole Hollows) | Mgmt | For | Against | Against | ||||
6 | Approve NEDs' Fees | Mgmt | For | For | For | ||||
7 | Ratify Placement of Securities | Mgmt | For | For | For | ||||
8 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | ||||
9 | Amend the Constitution - Dividend Provisions | Mgmt | For | For | For | ||||
Mahindra Satyam (fka Satyam Computer Services Ltd) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SATYAM | CINS Y7530Q141 | 12/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Elect Ulhas Yargop | Mgmt | For | Against | Against | ||||
5 | Elect Meleveetil Damodaran | Mgmt | For | Against | Against | ||||
6 | Elect Vineet Nayyar | Mgmt | For | Against | Against | ||||
7 | Elect Chander Gurnani | Mgmt | For | Against | Against | ||||
Mahindra Satyam (fka Satyam Computer Services Ltd) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SATYAM | CINS Y7530Q141 | 12/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Elect Ulhas Yargop | Mgmt | For | Against | Against | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Charitable Donations | Mgmt | For | Abstain | Against | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Man Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMG | CINS G5790V156 | 07/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ruud Hendricks | Mgmt | For | Against | Against | ||||
5 | Elect Frederic Jolly | Mgmt | For | Against | Against | ||||
6 | Elect Alison Carnwath | Mgmt | For | Against | Against | ||||
7 | Elect Kevin Hayes | Mgmt | For | Against | Against | ||||
8 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Adoption of New Articles | Mgmt | For | For | For | ||||
21 | Sharesave Scheme | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Man Group PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMG | CINS G5790V156 | 09/01/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | Against | Against | ||||
Mandom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4917 | CINS J39659107 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Motonobu Nishimura | Mgmt | For | For | For | ||||
3 | Elect Hiroshi Kamei | Mgmt | For | For | For | ||||
4 | Elect Masayoshi Momota | Mgmt | For | For | For | ||||
5 | Elect Yoshiaki Saitoh | Mgmt | For | For | For | ||||
6 | Elect Ryuichi Terabayashi | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Tsukada | Mgmt | For | For | For | ||||
8 | Elect Toshikazu Tamura | Mgmt | For | For | For | ||||
9 | Election of Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Maruichi Steel Tube | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5463 | CINS J40046104 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Seiji Yoshimura | Mgmt | For | For | For | ||||
2 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | ||||
3 | Elect Yoshinori Yoshimura | Mgmt | For | For | For | ||||
4 | Elect Daiji Horikawa | Mgmt | For | For | For | ||||
5 | Elect Shohzoh Suzuki | Mgmt | For | For | For | ||||
6 | Elect Seiichi Matsuyama | Mgmt | For | For | For | ||||
7 | Elect Yoshitaka Meguro | Mgmt | For | For | For | ||||
8 | Elect Takashi Matsumi | Mgmt | For | Against | Against | ||||
9 | Elect Kazuhiko Shimazu | Mgmt | For | For | For | ||||
10 | Elect Kanji Sasaki | Mgmt | For | For | For | ||||
Massmart Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSM | CINS S4799N114 | 01/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | Against | Against | ||||
2 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
Massmart Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSM | CINS S4799N114 | 01/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | Against | Against | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Massmart Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSM | CINS S4799N114 | 11/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Kuseni Dlamini | Mgmt | For | Against | Against | ||||
3 | Elect Nolulamo Gwagwa | Mgmt | For | For | For | ||||
4 | Elect Mark Lamberti | Mgmt | For | For | For | ||||
5 | Elect Phumzile Langeni | Mgmt | For | For | For | ||||
6 | Elect Nigel Matthews | Mgmt | For | For | For | ||||
7 | Increase Non-Executive Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Election of Audit Committee Members | Mgmt | For | For | For | ||||
10 | General Authority to Issue Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Amendment to Employee Share Scheme | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Amendments to Articles Regarding Black Management Trust | Mgmt | For | For | For | ||||
15 | Amendments to Articles Regarding B Preference Shares | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Meda AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEDA-A | CINS W5612K109 | 05/04/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Election of Chairman | Mgmt | For | TNA | N/A | ||||
20 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | ||||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
25 | Amendments to Articles Regarding Auditor | Mgmt | For | TNA | N/A | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Mediq NV (fka OPG Groep N.V.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEDIQ | CINS N6741C117 | 04/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Authority to Repurchase Shares to Distribute Stock Option Dividend | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Elect B.T. Visser | Mgmt | For | For | For | ||||
10 | Authority to Issue Annual Accounts in English | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Meggitt plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGGT | CINS G59640105 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Stephen Young | Mgmt | For | Against | Against | ||||
5 | Elect Philip Green | Mgmt | For | Against | Against | ||||
6 | Elect David Robins | Mgmt | For | Against | Against | ||||
7 | Elect Paul Heiden | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Increase Non-Executive Directors' Fee Cap | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Amendment to the Equity Participation Plan | Mgmt | For | For | For | ||||
Meitec Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9744 | CINS J42067108 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kohsuke Nishimoto | Mgmt | For | For | For | ||||
4 | Elect Hideyo Kokubun | Mgmt | For | For | For | ||||
5 | Elect Hiroshi Yoneda | Mgmt | For | For | For | ||||
6 | Elect Kiyomasa Nakajima | Mgmt | For | For | For | ||||
7 | Elect Masato Uemura | Mgmt | For | For | For | ||||
8 | Elect Hidenori Nagasaka | Mgmt | For | For | For | ||||
9 | Elect Minao Shimizu | Mgmt | For | For | For | ||||
10 | Elect Hiroyuki Kishi | Mgmt | For | For | For | ||||
11 | Elect Masatoshi Saitoh | Mgmt | For | For | For | ||||
12 | Election of Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Melco Holdings | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6676 | CINS J4225X108 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Makoto Maki | Mgmt | For | For | For | ||||
3 | Elect Kuniaki Saiki | Mgmt | For | For | For | ||||
4 | Elect Hidetoshi Yamaguchi | Mgmt | For | For | For | ||||
5 | Elect Tamio Matsuo | Mgmt | For | For | For | ||||
6 | Elect LEE Yang Heon | Mgmt | For | For | For | ||||
7 | Elect Iwao Tsusaka | Mgmt | For | For | For | ||||
8 | Elect Hiroyuki Maki | Mgmt | For | For | For | ||||
9 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
10 | Bonus | Mgmt | For | For | For | ||||
Methanex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MX | CUSIP 59151K108 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | ||||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | ||||
1.3 | Elect Pierre Choquette | Mgmt | For | For | For | ||||
1.4 | Elect Phillip Cook | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.6 | Elect Robert Kostelnik | Mgmt | For | For | For | ||||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | ||||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | ||||
1.9 | Elect John Reid | Mgmt | For | For | For | ||||
1.10 | Elect Janice Rennie | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Execuitve Compensation | Mgmt | For | For | For | ||||
Metropole TV (M6) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMT | CINS F6160D108 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Gilles Samyn | Mgmt | For | Against | Against | ||||
9 | Elect Christopher Baldelli (Immobiliere Bayard d'Antin) | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
14 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
15 | Amendments to Retirement Age Limits | Mgmt | For | For | For | ||||
16 | Amendments to Articles | Mgmt | For | For | For | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Michael Page International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MPI | CINS G68694119 | 05/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sir Adrian Montague | Mgmt | For | Against | Against | ||||
4 | Elect Stephen Ingham | Mgmt | For | Against | Against | ||||
5 | Elect Charles-Henri Dumon | Mgmt | For | Against | Against | ||||
6 | Elect Ruby McGregor-Smith | Mgmt | For | Against | Against | ||||
7 | Elect Tim Miller | Mgmt | For | Against | Against | ||||
8 | Elect Stephen Puckett | Mgmt | For | Against | Against | ||||
9 | Elect Hubert Reid | Mgmt | For | Against | Against | ||||
10 | Elect Reg Sindall | Mgmt | For | Against | Against | ||||
11 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Milano Assicurazioni S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MI | CINS T28224102 | 04/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | List Proposed by Fondiaria-SAI S.p.A. | Mgmt | N/A | Against | N/A | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | List Presented by Fondiaria-SAI S.p.A. | Mgmt | N/A | For | N/A | ||||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
11 | Elimination of Par Value | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
MIRAIT Holdings Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1417 | CINS J4307G106 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' and Auditors' Fees | Mgmt | For | For | For | ||||
Mitsubishi Tanabe Pharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4508 | CINS J4448H104 | 06/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | ||||
5 | Elect Kuniaki Kaga | Mgmt | For | For | For | ||||
6 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | ||||
7 | Elect Kenkichi Kosakai | Mgmt | For | For | For | ||||
8 | Elect Masayuki Mitsuka | Mgmt | For | For | For | ||||
9 | Elect Takashi Kobayashi | Mgmt | For | For | For | ||||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
11 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | ||||
12 | Elect Kohichi Fujisawa | Mgmt | For | Against | Against | ||||
13 | Elect Masanao Iechika | Mgmt | For | For | For | ||||
14 | Elect Takashi Nishida | Mgmt | For | For | For | ||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
Miura Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6005 | CINS J45593100 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Takao Araki | Mgmt | For | For | For | ||||
3 | Retirement Allowances for Statutory Auditor(s) | Mgmt | For | For | For | ||||
Modern Times Group AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTG-B | CINS W56523116 | 05/18/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Election of Directors | Mgmt | For | TNA | N/A | ||||
20 | Number of Auditors | Mgmt | For | TNA | N/A | ||||
21 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
23 | 2011 Long Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
24 | Authority to Issue Shares Pursuant to Stock Option Plan | Mgmt | For | TNA | N/A | ||||
25 | Authority to Repurchase Class C Shares | Mgmt | For | TNA | N/A | ||||
26 | Issuance of Class B Shares Pursuant to Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
27 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
28 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Modern Times Group AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTG-B | CINS W56523116 | 10/21/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Distribution of CDON Group Shares | Mgmt | For | TNA | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Morgan Sindall Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGNS | CINS G81560107 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect John Morgan | Mgmt | For | For | For | ||||
3 | Elect David Mulligan | Mgmt | For | For | For | ||||
4 | Elect Paul Whitmore | Mgmt | For | For | For | ||||
5 | Elect Gill Barr | Mgmt | For | For | For | ||||
6 | Elect Geraldine Gallacher | Mgmt | For | For | For | ||||
7 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Moshi Moshi Hotline | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4708 | CINS J46733101 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Hideaki Takeno | Mgmt | For | For | For | ||||
3 | Elect Yoshihiro Shimomura | Mgmt | For | For | For | ||||
4 | Elect Morimasa Satoh | Mgmt | For | For | For | ||||
5 | Elect Hiroaki Yamada | Mgmt | For | For | For | ||||
6 | Elect Takahisa Iwasaki | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Iwata | Mgmt | For | For | For | ||||
8 | Elect Shinichiroh Konishi | Mgmt | For | For | For | ||||
9 | Bonus | Mgmt | For | For | For | ||||
MTU Aero Engines Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | ||||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | ||||
Musashino Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8336 | CINS J46883104 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Kikuo Katoh | Mgmt | For | For | For | ||||
3 | Elect Masami Kurihara | Mgmt | For | For | For | ||||
4 | Elect Tsuneshi Kurihara | Mgmt | For | For | For | ||||
5 | Elect Masaaki Okano | Mgmt | For | For | For | ||||
6 | Elect Makoto Ishikawa | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Shimao | Mgmt | For | For | For | ||||
8 | Elect Motonobu Nakamura | Mgmt | For | For | For | ||||
9 | Elect Shohzoh Nishijima | Mgmt | For | Against | Against | ||||
10 | Special Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
11 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | ||||
12 | Stock Option Plan | Mgmt | For | Against | Against | ||||
Mytilineos Holdings S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MYTIL | CINS X56014131 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Losses | Mgmt | For | For | For | ||||
4 | Ratification of Board and Auditor's Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Cancellation of Shares | Mgmt | For | For | For | ||||
9 | Bonus Share Issuance | Mgmt | For | For | For | ||||
10 | Amendment to Article 2 | Mgmt | For | For | For | ||||
11 | Board Size; Board Term Length | Mgmt | For | For | For | ||||
12 | Amendment to Article 11 | Mgmt | For | For | For | ||||
13 | Amend Article 8 | Mgmt | For | For | For | ||||
14 | Amend Article 12 | Mgmt | For | For | For | ||||
15 | Amend Article 13 | Mgmt | For | For | For | ||||
16 | Amend Article 14 | Mgmt | For | For | For | ||||
17 | Amend Article 15 | Mgmt | For | For | For | ||||
18 | Amend Article 18 | Mgmt | For | For | For | ||||
19 | Announcements | Mgmt | For | For | For | ||||
Mytilineos Holdings S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MYTIL | CINS X56014131 | 05/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Losses | Mgmt | For | For | For | ||||
4 | Ratification of Board and Auditor's Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Cancellation of Shares | Mgmt | For | For | For | ||||
9 | Bonus Share Issuance | Mgmt | For | For | For | ||||
10 | Amendment to Article 2 | Mgmt | For | For | For | ||||
11 | Board Size; Board Term Length | Mgmt | For | For | For | ||||
12 | Amendment to Article 11 | Mgmt | For | For | For | ||||
13 | Amend Article 8 | Mgmt | For | For | For | ||||
14 | Amend Article 12 | Mgmt | For | For | For | ||||
15 | Amend Article 13 | Mgmt | For | For | For | ||||
16 | Amend Article 14 | Mgmt | For | For | For | ||||
17 | Amend Article 15 | Mgmt | For | For | For | ||||
18 | Amend Article 18 | Mgmt | For | For | For | ||||
19 | Announcements | Mgmt | For | For | For | ||||
Mytilineos Holdings S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MYTIL | CINS X56014131 | 06/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Cancellation of Shares | Mgmt | For | For | For | ||||
2 | Bonus Share Issuance | Mgmt | For | For | For | ||||
3 | Amendment to Article 2 | Mgmt | For | For | For | ||||
National Express Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEX | CINS G6374M109 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Devlin | Mgmt | For | Abstain | Against | ||||
5 | Elect Jez Maiden | Mgmt | For | Abstain | Against | ||||
6 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
13 | Elect Javier Alarco Canosa | Mgmt | Against | For | Against | ||||
14 | Elect Chris Muntwyler | Mgmt | Against | For | Against | ||||
15 | Elect Marc Meyohas | Mgmt | Against | For | Against | ||||
Neptune Orient Lines Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
N03 | CINS V67005120 | 04/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Elect Timothy Harris | Mgmt | For | Against | Against | ||||
5 | Elect Bobby CHIN Yoke Choong | Mgmt | For | Against | Against | ||||
6 | Elect TAN Puay Chiang | Mgmt | For | Against | Against | ||||
7 | Elect Jeanette WONG Kai Yuan | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Authority to Grant Award Employee Incentive Plans | Mgmt | For | Against | Against | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Related Party Transactions | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Neptune Orient Lines Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
N03 | CINS V67005120 | 08/30/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Adoption of NOL Performance Share Plan 2010 | Mgmt | For | Against | Against | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Adoption of NOL Restricted Sahre Plan 2010 | Mgmt | For | Against | Against | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Nexans SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEX | CINS F65277109 | 05/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board Acts, Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Gianpaolo Caccini | Mgmt | For | Against | Against | ||||
9 | Elect Georges Chodron de Courcel | Mgmt | For | Against | Against | ||||
10 | Elect Jerome Gallot | Mgmt | For | Against | Against | ||||
11 | Elect Nicolas de Tavernost | Mgmt | For | Against | Against | ||||
12 | Elect Mouna Sepehri | Mgmt | For | Against | Against | ||||
13 | Elect Cyrille Duval | Mgmt | For | Against | Against | ||||
14 | Elect Robert Brunck | Mgmt | For | Against | Against | ||||
15 | Elect Francisco Perez Mackenna | Mgmt | For | Against | Against | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Performance Shares | Mgmt | For | For | For | ||||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
19 | Authority to Increse Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
20 | Amendment to Article Regarding Director Terms | Mgmt | For | For | For | ||||
21 | Amendment to Article Regarding Age Limit | Mgmt | For | For | For | ||||
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Nexity | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXI | CINS F6527B126 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions Concerning Subsidiaries of the Company | Mgmt | For | For | For | ||||
8 | Related Party Transactions Concerning CE Holding Promotion or Concluded with BPCE | Mgmt | For | Against | Against | ||||
9 | Elect Francois Riahi | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
11 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | Against | Against | ||||
12 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital as a Takeover Defense | Mgmt | For | Against | Against | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Next plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXT | CINS G6500M106 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Christos Angelides | Mgmt | For | Against | Against | ||||
5 | Elect Steve Barber | Mgmt | For | Against | Against | ||||
6 | Elect John Barton | Mgmt | For | Against | Against | ||||
7 | Elect Christine Cross | Mgmt | For | Against | Against | ||||
8 | Elect Jonathan Dawson | Mgmt | For | Against | Against | ||||
9 | Elect David Keens | Mgmt | For | Against | Against | ||||
10 | Elect Francis Salway | Mgmt | For | Against | Against | ||||
11 | Elect Andrew Varley | Mgmt | For | Against | Against | ||||
12 | Elect Simon Wolfson | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
NHN Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
35420 | CINS Y6347M103 | 03/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect KIM Sang Hun | Mgmt | For | Against | Against | ||||
4 | Elect LEE Joon Ho | Mgmt | For | Against | Against | ||||
5 | Elect HWANG In Joon | Mgmt | For | Against | Against | ||||
6 | Election of Independent Director: YOON Jae Seung | Mgmt | For | Against | Against | ||||
7 | Election of Audit Committee Member: YOON Jae Seung | Mgmt | For | For | For | ||||
8 | Directors' Fees | Mgmt | For | Against | Against | ||||
Nihon Kohden | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6849 | CINS J50538115 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Kazuo Ogino | Mgmt | For | For | For | ||||
4 | Elect Fumio Suzuki | Mgmt | For | For | For | ||||
5 | Elect Eishi Harasawa | Mgmt | For | For | For | ||||
6 | Elect Kenji Hakuta | Mgmt | For | For | For | ||||
7 | Elect Toshifumi Kamihirata | Mgmt | For | For | For | ||||
8 | Elect Toshitsugu Izawa | Mgmt | For | For | For | ||||
9 | Elect Yoshito Tsukahara | Mgmt | For | For | For | ||||
10 | Elect Takashi Tamura | Mgmt | For | For | For | ||||
11 | Elect Toshinobu Mayuzumi | Mgmt | For | For | For | ||||
12 | Elect Hiroshi Aida | Mgmt | For | For | For | ||||
13 | Elect Tatsuya Nakagawa | Mgmt | For | For | For | ||||
14 | Elect Masaya Yamauchi | Mgmt | For | For | For | ||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
Nihon Parkerizing Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4095 | CINS J55096101 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Kikuo Satomi | Mgmt | For | For | For | ||||
3 | Elect Shun Ono | Mgmt | For | For | For | ||||
4 | Elect Kazuichi Satomi | Mgmt | For | For | For | ||||
5 | Elect Yoshikazu Itoh | Mgmt | For | For | For | ||||
6 | Elect Yasuo Satomi | Mgmt | For | For | For | ||||
7 | Elect Toshi Miyawaki | Mgmt | For | For | For | ||||
8 | Elect Osamu Moroga | Mgmt | For | For | For | ||||
9 | Elect Akira Kashida | Mgmt | For | For | For | ||||
10 | Elect Shuji Tanabe | Mgmt | For | For | For | ||||
11 | Elect Takao Ogino | Mgmt | For | For | For | ||||
12 | Elect Noriaki Yoshitake | Mgmt | For | For | For | ||||
13 | Elect Tatsuya Araki | Mgmt | For | For | For | ||||
14 | Elect Kohji Nishimura | Mgmt | For | For | For | ||||
15 | Elect Yoshikazu Takeda | Mgmt | For | For | For | ||||
16 | Retirement Allowances for Directors and a Statutory Auditor | Mgmt | For | For | For | ||||
Nippon Electric Glass Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5214 | CINS J53247110 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yuzoh Izutsu | Mgmt | For | For | For | ||||
4 | Elect Masayuki Arioka | Mgmt | For | For | For | ||||
5 | Elect Shuji Itoh | Mgmt | For | For | For | ||||
6 | Elect Masanori Yokota | Mgmt | For | For | For | ||||
7 | Elect Shiegru Yamamoto | Mgmt | For | For | For | ||||
8 | Elect Kohichi Inamasu | Mgmt | For | For | For | ||||
9 | Elect Masahiro Miyake | Mgmt | For | For | For | ||||
10 | Elect Tamotsu Kitagawa | Mgmt | For | For | For | ||||
11 | Elect Motoharu Matsumoto | Mgmt | For | For | For | ||||
12 | Elect Nobuhiro Miyamoto | Mgmt | For | Against | Against | ||||
13 | Elect Fujio Kishi | Mgmt | For | Against | Against | ||||
14 | Elect Mineya Hamaoka | Mgmt | For | For | For | ||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
16 | Bonus | Mgmt | For | For | For | ||||
Nippon Express Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9062 | CINS J53376117 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masanori Kawai | Mgmt | For | For | For | ||||
4 | Elect Kenji Watanabe | Mgmt | For | For | For | ||||
5 | Elect Jiroh Nakamura | Mgmt | For | For | For | ||||
6 | Elect Keiji Hagio | Mgmt | For | For | For | ||||
7 | Elect Masao Hosokoshi | Mgmt | For | For | For | ||||
8 | Elect Yohichiroh Tsuri | Mgmt | For | For | For | ||||
9 | Elect Minoru Miida | Mgmt | For | For | For | ||||
10 | Elect Sakae Uematsu | Mgmt | For | For | For | ||||
11 | Elect Masatoshi Nakano | Mgmt | For | For | For | ||||
12 | Elect Akira Ohhinata | Mgmt | For | For | For | ||||
13 | Elect Noboru Shibusawa | Mgmt | For | For | For | ||||
14 | Elect Kiyofumi Miyachika | Mgmt | For | For | For | ||||
15 | Elect Takahiro Ideno | Mgmt | For | For | For | ||||
16 | Elect Yasuaki Nii | Mgmt | For | For | For | ||||
17 | Bonus | Mgmt | For | For | For | ||||
18 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Nippon Konpo Unyu Soko Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9072 | CINS J54580105 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Masakatsu Kuroiwa | Mgmt | For | For | For | ||||
5 | Elect Keita Kuroiwa | Mgmt | For | For | For | ||||
6 | Elect Shigemi Fujisaki | Mgmt | For | For | For | ||||
7 | Elect Yoshihiro Katoh | Mgmt | For | For | For | ||||
8 | Elect Toshimi Nagaoka | Mgmt | For | For | For | ||||
9 | Elect Takashi Kurisu | Mgmt | For | For | For | ||||
10 | Elect Yasuyuki Sano | Mgmt | For | For | For | ||||
11 | Elect Ichiroh Kikuchi | Mgmt | For | Against | Against | ||||
12 | Retirement Allowances and Special Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
13 | Stock Option Plan | Mgmt | For | Against | Against | ||||
14 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | ||||
Nippon Thompson Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6480 | CINS J56257116 | 06/29/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
2 | Elect Akira Yamashita | Mgmt | For | TNA | N/A | ||||
3 | Elect Kohhei Sueda | Mgmt | For | TNA | N/A | ||||
4 | Elect Kiyoshi Komaba | Mgmt | For | TNA | N/A | ||||
5 | Elect Toshio Kondoh | Mgmt | For | TNA | N/A | ||||
6 | Elect Kazuhiko Tanaka | Mgmt | For | TNA | N/A | ||||
7 | Elect Shigeki Miyachi | Mgmt | For | TNA | N/A | ||||
8 | Elect Kiyoharu Tanaka | Mgmt | For | TNA | N/A | ||||
9 | Elect Shinichi Hattori | Mgmt | For | TNA | N/A | ||||
10 | Elect Toshitaka Akimoto | Mgmt | For | TNA | N/A | ||||
11 | Elect Toshinao Kimura | Mgmt | For | TNA | N/A | ||||
12 | Elect Ichio Suzuki | Mgmt | For | TNA | N/A | ||||
13 | Elect Yohichi Takei | Mgmt | For | TNA | N/A | ||||
14 | Elect Kenji Ishibe | Mgmt | For | TNA | N/A | ||||
15 | Elect Satoshi Saitoh | Mgmt | For | TNA | N/A | ||||
16 | Renewal of Takeover Defense Plan | Mgmt | For | TNA | N/A | ||||
Nishimatsuya Chain | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7545 | CINS J56741101 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Yoshifumi Ohmura | Mgmt | For | For | For | ||||
3 | Elect Naoki Hirota | Mgmt | For | For | For | ||||
4 | Elect Hisato Hasegawa | Mgmt | For | For | For | ||||
5 | Elect Yutaka Nakamoto | Mgmt | For | For | For | ||||
6 | Elect Hideho Kitanaka | Mgmt | For | For | For | ||||
7 | Elect Masayoshi Fujita | Mgmt | For | For | For | ||||
8 | Elect Hidefumi Sugao | Mgmt | For | For | For | ||||
9 | Elect Satoshi Hamada | Mgmt | For | For | For | ||||
10 | Employee Stock Option Plan | Mgmt | For | For | For | ||||
Nissha Printing Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7915 | CINS J57547101 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohzoh Suzuki | Mgmt | For | For | For | ||||
4 | Elect Junya Suzuki | Mgmt | For | For | For | ||||
5 | Elect Yoshiharu Tsuji | Mgmt | For | For | For | ||||
6 | Elect Takuji Shibata | Mgmt | For | For | For | ||||
7 | Elect Takao Hashimoto | Mgmt | For | For | For | ||||
8 | Elect Tamio Kubota | Mgmt | For | For | For | ||||
9 | Elect Kenji Kojima | Mgmt | For | For | For | ||||
10 | Elect Yoshio Nakano | Mgmt | For | For | For | ||||
Nissin Kogyo Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7230 | CINS J58074105 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Katsutoshi Ueda | Mgmt | For | For | For | ||||
2 | Elect Hiroyuki Suganuma | Mgmt | For | For | For | ||||
3 | Elect Hideaki Yanagisawa | Mgmt | For | For | For | ||||
4 | Elect Keiji Himori | Mgmt | For | For | For | ||||
5 | Elect Junichi Beppu | Mgmt | For | For | For | ||||
6 | Elect Akihiko Kishimoto | Mgmt | For | For | For | ||||
7 | Elect Naotoshi Tamai | Mgmt | For | For | For | ||||
8 | Elect Eiji Ohkawara | Mgmt | For | For | For | ||||
9 | Elect Kazuo Tezuka | Mgmt | For | For | For | ||||
10 | Elect Kenji Terada | Mgmt | For | For | For | ||||
11 | Elect Hidenori Misaizu | Mgmt | For | Against | Against | ||||
12 | Elect Kiyoshi Sakashita | Mgmt | For | Against | Against | ||||
13 | Bonus | Mgmt | For | For | For | ||||
Nitto Denko Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6988 | CINS J58472119 | 06/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | ||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | ||||
6 | Elect Yasuo Ninomiya | Mgmt | For | For | For | ||||
7 | Elect Kenji Matsumoto | Mgmt | For | For | For | ||||
8 | Elect Hideo Takasaki | Mgmt | For | For | For | ||||
9 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||||
10 | Elect Toshihiko Omote | Mgmt | For | For | For | ||||
11 | Elect Tohru Takeuchi | Mgmt | For | For | For | ||||
12 | Elect Yohichiroh Furuse | Mgmt | For | For | For | ||||
13 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | ||||
14 | Elect Masakazu Toyoda | Mgmt | For | For | For | ||||
15 | Stock option Plan | Mgmt | For | Against | Against | ||||
Nobel Biocare Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOBE | CINS H5783Q130 | 03/30/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Compensation Report | Mgmt | For | TNA | N/A | ||||
6 | Use/Transfer of Reserves | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Capital Repayment | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
10 | Elect Daniela Bosshardt-Hengartner | Mgmt | For | TNA | N/A | ||||
11 | Elect Raymund Breu | Mgmt | For | TNA | N/A | ||||
12 | Elect Stig Eriksson | Mgmt | For | TNA | N/A | ||||
13 | Elect Edgar Fluri | Mgmt | For | TNA | N/A | ||||
14 | Elect Robert Lilja | Mgmt | For | TNA | N/A | ||||
15 | Elect Heino von Prondzynski | Mgmt | For | TNA | N/A | ||||
16 | Elect Oern Stuge | Mgmt | For | TNA | N/A | ||||
17 | Elect Rolf Watter | Mgmt | For | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
NOK Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7240 | CINS J54967104 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Masato Tsuru | Mgmt | For | For | For | ||||
3 | Elect Hideo Hatsuzawa | Mgmt | For | For | For | ||||
4 | Elect Shigekazu Kokai | Mgmt | For | For | For | ||||
5 | Elect Takahito Yokouchi | Mgmt | For | For | For | ||||
6 | Elect Kiyoshi Doi | Mgmt | For | For | For | ||||
7 | Elect Tetsuji Tsuru | Mgmt | For | For | For | ||||
8 | Elect Toshifumi Kobayashi | Mgmt | For | For | For | ||||
9 | Elect Sohichiroh Uchida | Mgmt | For | For | For | ||||
Novatek Microelectronics Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3034 | CINS Y64153102 | 06/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Amendments to Articles | Mgmt | For | Against | Against | ||||
7 | Amendments to Procedural Rules of Endorsements/Guarantees | Mgmt | For | For | For | ||||
8 | Amendments to Procedural Rules of Capital Loans | Mgmt | For | For | For | ||||
9 | Amendments to Procedural Rules of Election of Directors & Supervisors | Mgmt | For | For | For | ||||
10 | Extraordinary motions | Mgmt | For | Against | Against | ||||
NTT Urban Development Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8933 | CINS J5940Z104 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masayuki Kusumoto | Mgmt | For | For | For | ||||
4 | Elect Akiyoshi Kitamura | Mgmt | For | For | For | ||||
5 | Elect Akira Sakashita | Mgmt | For | Against | Against | ||||
6 | Elect Akio Enomoto | Mgmt | For | For | For | ||||
7 | Elect Takeshi Ogiwara | Mgmt | For | Against | Against | ||||
Nufarm Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUF | CINS Q7007B105 | 12/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Remuneration Report | Mgmt | For | For | For | ||||
2 | Re-elect Garry Hounsell | Mgmt | For | Against | Against | ||||
3 | Re-elect Donald McGauchie | Mgmt | For | Against | Against | ||||
4 | Adopt Proportional Takeover Provisions | Mgmt | For | For | For | ||||
5 | Amend Constitution (Dividends) | Mgmt | For | For | For | ||||
Okinawa Electric Power Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9511 | CINS J60815107 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Tsugiyoshi Tohma | Mgmt | For | For | For | ||||
4 | Elect Denichiroh Ishimine | Mgmt | For | For | For | ||||
5 | Elect Mitsuru Ohmine | Mgmt | For | For | For | ||||
6 | Elect Katsunari Ohmine | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Ikemiya | Mgmt | For | For | For | ||||
8 | Elect Katsuaki Chinen | Mgmt | For | For | For | ||||
9 | Elect Masatoshi Endoh | Mgmt | For | For | For | ||||
10 | Elect Sunao Tamaki | Mgmt | For | For | For | ||||
11 | Elect Tsutomu Yogi | Mgmt | For | For | For | ||||
12 | Elect Mikiya Furugen | Mgmt | For | For | For | ||||
13 | Elect Katsumi Yamashiro | Mgmt | For | For | For | ||||
14 | Elect Hideki Ongawa | Mgmt | For | For | For | ||||
15 | Elect Takeshi Nakazato | Mgmt | For | For | For | ||||
16 | Elect Kunio Oroku | Mgmt | For | For | For | ||||
17 | Elect Seiyu Ishikawa | Mgmt | For | Against | Against | ||||
18 | Elect Masateru Higa | Mgmt | For | Against | Against | ||||
19 | Elect Shiro Nozaki | Mgmt | For | For | For | ||||
20 | Elect Honshin Aharen | Mgmt | For | For | For | ||||
21 | Bonus | Mgmt | For | For | For | ||||
Ono Pharmaceutical Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4528 | CINS J61546115 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Gyoh Sagara | Mgmt | For | For | For | ||||
3 | Elect Hiroshi Awata | Mgmt | For | For | For | ||||
4 | Elect Kazuhito Kawabata | Mgmt | For | For | For | ||||
5 | Elect Shinji Fujiyoshi | Mgmt | For | For | For | ||||
6 | Elect Kei Sano | Mgmt | For | For | For | ||||
7 | Elect Isao Ono | Mgmt | For | For | For | ||||
8 | Elect Fumio Takahashi | Mgmt | For | For | For | ||||
9 | Elect Daikichi Fukushima | Mgmt | For | For | For | ||||
10 | Elect Shigeo Shimada | Mgmt | For | Against | Against | ||||
11 | Elect Katsuyoshi Nishimura | Mgmt | For | Against | Against | ||||
12 | Elect Yasuo Araki | Mgmt | For | For | For | ||||
13 | Bonus | Mgmt | For | For | For | ||||
Ordina NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORDI | CINS N67367164 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Report of the Management Board | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Elect Aloys Kregting | Mgmt | For | Against | Against | ||||
10 | Supervisory Board Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Oriflame Cosmetics SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORI | CINS L7272A100 | 05/19/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Report of the Board of Directors; Report of the Auditor | Mgmt | For | TNA | N/A | ||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
10 | Dividends | Mgmt | For | TNA | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
13 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
14 | Elect Magnus Brannstrom | Mgmt | For | TNA | N/A | ||||
15 | Elect Anders Dahlvig | Mgmt | For | TNA | N/A | ||||
16 | Elect Marie Ehrling | Mgmt | For | TNA | N/A | ||||
17 | Elect Lillian Fossum Biner | Mgmt | For | TNA | N/A | ||||
18 | Elect Alexander af Jochnick | Mgmt | For | TNA | N/A | ||||
19 | Elect Jonas af Jochnick | Mgmt | For | TNA | N/A | ||||
20 | Elect Robert af Jochnick | Mgmt | For | TNA | N/A | ||||
21 | Elect Helle Kruse Nielsen | Mgmt | For | TNA | N/A | ||||
22 | Elect Christian Salamon | Mgmt | For | TNA | N/A | ||||
23 | Election of Board Chairman | Mgmt | For | TNA | N/A | ||||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
25 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
26 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
27 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Oriflame Cosmetics SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORI | CINS L7272A100 | 05/19/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
6 | Authority to Issue Treasury Shares Pursuant to Share Incentive Plans 2008 and 2011 | Mgmt | For | TNA | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
PA Resources AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PAR | CINS W6283U111 | 08/03/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Amendments to Articles Regarding Share Capital | Mgmt | For | TNA | N/A | ||||
12 | Amendments to Articles Regarding Meeting Notice | Mgmt | For | TNA | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Pacific Brands Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBG | CINS Q7161J100 | 10/25/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Arlene Tansey | Mgmt | For | For | For | ||||
3 | Elect Peter Bush | Mgmt | For | For | For | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
5 | Increase NEDs' Fee Cap | Mgmt | For | Against | Against | ||||
6 | Equity Grant (CEO Sue Morphet - 2009 grant) | Mgmt | For | For | For | ||||
7 | Equity Grant (CEO Sue Morphet - 2010 grant) | Mgmt | For | For | For | ||||
Pacific Metals Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5541 | CINS J63481105 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hiroyuki Azuma | Mgmt | For | For | For | ||||
2 | Elect Masahiro Takagi | Mgmt | For | For | For | ||||
3 | Elect Takao Niwayama | Mgmt | For | For | For | ||||
4 | Elect Tatsue Sengoku | Mgmt | For | For | For | ||||
5 | Elect Akira Sasaki | Mgmt | For | For | For | ||||
6 | Elect Tamaki Fujiyama | Mgmt | For | For | For | ||||
7 | Elect Keiichi Koide | Mgmt | For | For | For | ||||
8 | Elect Etsuroh Kashu | Mgmt | For | For | For | ||||
9 | Elect Tetsuo Hatakeyama | Mgmt | For | For | For | ||||
10 | Elect Naoharu Ono | Mgmt | For | For | For | ||||
11 | Elect Kiichi Tatsunaka | Mgmt | For | Against | Against | ||||
12 | Elect Yasushi Mizutani | Mgmt | For | Against | Against | ||||
13 | Elect Yoshinori Takahashi | Mgmt | For | Against | Against | ||||
Partners Group Holding | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PGHN | CINS H6120A101 | 05/05/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Compensation Report | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Elect Marcel Erni | Mgmt | For | TNA | N/A | ||||
8 | Elect Eric Strutz | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
10 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Pason Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSI | CUSIP 702925108 | 05/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | Against | Against | ||||
2.1 | Elect James Hill | Mgmt | For | Withhold | Against | ||||
2.2 | Elect James Howe | Mgmt | For | Withhold | Against | ||||
2.3 | Elect Murray Cobbe | Mgmt | For | Withhold | Against | ||||
2.4 | Elect Harold Allsopp | Mgmt | For | Withhold | Against | ||||
2.5 | Elect G. Allen Brooks | Mgmt | For | Withhold | Against | ||||
2.6 | Elect Peter Mackechnie | Mgmt | For | Withhold | Against | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Perfect World Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PWRD | CUSIP 71372U104 | 08/14/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | 2010 Share Incentive Plan | Mgmt | For | Against | Against | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Mike Farley | Mgmt | For | For | For | ||||
5 | Elect Mike Killoran | Mgmt | For | For | For | ||||
6 | Elect Jeff Fairburn | Mgmt | For | For | For | ||||
7 | Elect Nicholas Wrigley | Mgmt | For | For | For | ||||
8 | Elect David Thompson | Mgmt | For | For | For | ||||
9 | Elect Neil Davidson | Mgmt | For | For | For | ||||
10 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
11 | Elect Jonathan Davie | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Petroleum Geo-Services ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PGS | CINS R69628114 | 05/11/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | ||||
4 | Election of an Individual to Check Minutes | Mgmt | For | TNA | N/A | ||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
7 | Elect Francis Gugen | Mgmt | For | TNA | N/A | ||||
8 | Elect Harald Norvik | Mgmt | For | TNA | N/A | ||||
9 | Elect Daniel Piette | Mgmt | For | TNA | N/A | ||||
10 | Elect Holly Van Deursen | Mgmt | For | TNA | N/A | ||||
11 | Elect Annette Malm Justad | Mgmt | For | TNA | N/A | ||||
12 | Elect Carol Bell | Mgmt | For | TNA | N/A | ||||
13 | Elect Ingar Skaug | Mgmt | For | TNA | N/A | ||||
14 | Elect Roger O'Neil | Mgmt | For | TNA | N/A | ||||
15 | Elect C. Maury Devine | Mgmt | For | TNA | N/A | ||||
16 | Elect Hanne Harlem | Mgmt | For | TNA | N/A | ||||
17 | Directors' and Nominating Committee Fees | Mgmt | For | TNA | N/A | ||||
18 | Compensation Guidelines for Board of Directors | Mgmt | For | TNA | N/A | ||||
19 | Compensation Guidelines for Nominating Committee | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
22 | Employee Stock Option Plan | Mgmt | For | TNA | N/A | ||||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
24 | Authority to Issue Shares w/o Preemptive Rights Pursuant to Stock Option Plan | Mgmt | For | TNA | N/A | ||||
25 | Authority to Issue Convertible Bonds | Mgmt | For | TNA | N/A | ||||
26 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
Peyto Energy Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEY | CUSIP 717045108 | 12/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Conversion to Corporation | Mgmt | For | For | For | ||||
Pfleiderer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFD4 | CINS D60638133 | 04/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Election of Supervisory Board Members | Mgmt | For | For | For | ||||
Piaggio & Company S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PIA | CINS T74237107 | 04/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Andrea Paroli | Mgmt | For | Against | Against | ||||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Powertech Technology | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6239 | CINS Y7083Y103 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | Against | Against | ||||
9 | Amendments to Procedural Rules for Capital Loans and Endorsements/ Guarantees | Mgmt | For | For | For | ||||
10 | Amendments to Procedural Rules for Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Elect TSAI D.K. | Mgmt | For | For | For | ||||
13 | Elect David SUN | Mgmt | For | For | For | ||||
14 | Elect LIAO C.C. Liao | Mgmt | For | For | For | ||||
15 | Elect Akira Tsujimoto | Mgmt | For | For | For | ||||
16 | Elect Brian SHIEH | Mgmt | For | For | For | ||||
17 | Elect Yoshida Tohru | Mgmt | For | For | For | ||||
18 | Elect Shigeo Koguchi | Mgmt | For | For | For | ||||
19 | Elect Quincy LIN | Mgmt | For | For | For | ||||
20 | Elect CHENG Wan-Lai | Mgmt | For | For | For | ||||
21 | Elect Mike CHEN (supervisor) | Mgmt | For | Against | Against | ||||
22 | Elect Tim YEH (supervisor) | Mgmt | For | Against | Against | ||||
23 | Elect Jason LIANG (supervisor) | Mgmt | For | Against | Against | ||||
24 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
25 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Poyry Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POY1V | CINS X4032L101 | 03/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Board Size | Mgmt | For | For | For | ||||
13 | Election of Directors | Mgmt | For | Against | Against | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Precision Drilling Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PD | CUSIP 74022D308 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Donovan | Mgmt | For | For | For | ||||
1.2 | Elect Brian Gibson | Mgmt | For | For | For | ||||
1.3 | Elect Robert Gibson | Mgmt | For | For | For | ||||
1.4 | Elect Allen Hagerman | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Letwin | Mgmt | For | For | For | ||||
1.6 | Elect Patrick Murray | Mgmt | For | For | For | ||||
1.7 | Elect Kevin Neveu | Mgmt | For | For | For | ||||
1.8 | Elect Frederick Pheasey | Mgmt | For | For | For | ||||
1.9 | Elect Robert Phillips | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Trevor Turbidy | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Approval of Deferred Share Unit Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PT Medco Energi Internasional Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEDC | CINS Y7129J136 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Directors' and Commissioners' Reports and Ratification of Board Acts | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | ||||
6 | Directors' and Commissioners' Fees | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Public Power Corporation S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPC | CINS X7023M103 | 12/30/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Divestiture | Mgmt | For | For | For | ||||
3 | Divestiture | Mgmt | For | Against | Against | ||||
Public Power Corporation S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPC | CINS X7023M103 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
6 | Amendments to Articles | Mgmt | For | For | For | ||||
7 | Announcements | Mgmt | For | Against | Against | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Publicis Groupe SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PUB | CINS F7607Z165 | 06/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Elect Simon Badinter | Mgmt | For | Against | Against | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
17 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
18 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
21 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
22 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Share Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
24 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | For | For | ||||
25 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
26 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
27 | Authority to Use Capital Increase Authorizations as Anti-Takeover Device | Mgmt | For | Against | Against | ||||
28 | Amendments to Articles | Mgmt | For | For | For | ||||
29 | Amendments to Articles | Mgmt | For | For | For | ||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Puma AG Rudolf Dassler Sport | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PUM | CINS D62318148 | 04/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Conversion of Legal Form | Mgmt | For | For | For | ||||
Quadra FNX Mining Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QUX | CUSIP 74733X106 | 05/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect A. Terrance MacGibbon | Mgmt | For | For | For | ||||
1.2 | Elect Paul Blythe | Mgmt | For | For | For | ||||
1.3 | Elect Geoffrey Belsher | Mgmt | For | For | For | ||||
1.4 | Elect Franklin Davis | Mgmt | For | For | For | ||||
1.5 | Elect J. Duncan Gibson | Mgmt | For | For | For | ||||
1.6 | Elect John Lydall | Mgmt | For | For | For | ||||
1.7 | Elect William Myckatyn | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Gregory Van Staveren | Mgmt | For | For | For | ||||
1.9 | Elect James Wallace | Mgmt | For | For | For | ||||
1.10 | Elect Kenneth Williamson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Stock Option Plan | Mgmt | For | Against | Against | ||||
Radiant Opto-Electronics Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6176 | CINS Y7174K103 | 05/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | Against | Against | ||||
9 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||||
10 | Amendments to Procedural Rules: Endorsements/Guarantees | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
12 | Extraordinary motions | Mgmt | For | Against | Against | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Raffles Education Corp. Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
E6D | CINS ADPV11509 | 03/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Share Consolidation | Mgmt | For | For | For | ||||
3 | Adaption of the New Raffles Education Corporation Employees' Share Option Scheme (Year 2011) | Mgmt | For | For | For | ||||
4 | Participation of Mr. CHEW Hua Seng in the New Scheme | Mgmt | For | For | For | ||||
Raffles Education Corp. Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
E6D | CINS ADPV11509 | 10/21/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Fees | Mgmt | For | For | For | ||||
3 | Elect TAN Teck Meng | Mgmt | For | Against | Against | ||||
4 | Elect TAN Chin Nam | Mgmt | For | Against | Against | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Issue Shares under Raffles Education Corporation Scrip Dividend Scheme | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares at Discount | Mgmt | For | Against | Against | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Rathbone Brothers plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAT | CINS G73904107 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Mark Nicholls | Mgmt | For | Against | Against | ||||
5 | Elect Ian Buckley | Mgmt | For | Against | Against | ||||
6 | Elect Paul Chavasse | Mgmt | For | Against | Against | ||||
7 | Elect David Harrel | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
11 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Recordati S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
REC | CINS T78458139 | 04/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | List Proposed by Fimei S.p.A. | Mgmt | N/A | Against | N/A | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | List Proposed by Fimei S.p.A. | Mgmt | N/A | For | N/A | ||||
6 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
7 | Amendment to 2006-2009 Stock Option Plan | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | For | For | ||||
Redrow PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDW | CINS G7455X105 | 11/04/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Steve Morgan | Mgmt | For | For | For | ||||
3 | Elect John Tutte | Mgmt | For | For | For | ||||
4 | Elect Barbara Richmond | Mgmt | For | For | For | ||||
5 | Elect Alan Jackson | Mgmt | For | For | For | ||||
6 | Elect Debbie Hewitt | Mgmt | For | For | For | ||||
7 | Elect Paul Smith | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Regus plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGU | CINS G7477W101 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Elect Douglas Sutherland | Mgmt | For | For | For | ||||
9 | Elect Mark Dixon | Mgmt | For | For | For | ||||
10 | Elect Stephen Gleadle | Mgmt | For | For | For | ||||
11 | Elect Lance Browne | Mgmt | For | For | For | ||||
12 | Elect Alex Sulkowski | Mgmt | For | For | For | ||||
13 | Elect Elmar Heggen | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Hold Treasury Shares | Mgmt | For | For | For | ||||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Rexel SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RXL | CINS F7782J366 | 05/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Form of Dividend Payment | Mgmt | For | For | For | ||||
9 | Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | ||||
10 | Related Party Transactions (Purchase Agreement) | Mgmt | For | For | For | ||||
11 | Related Party Transactions (Amended and Restated Agency Agreement) | Mgmt | For | For | For | ||||
12 | Related Party Transactions (First Supplemental Trust Deed) | Mgmt | For | For | For | ||||
13 | Related Party Transactions (Amendment to Retirement Benefits) | Mgmt | For | For | For | ||||
14 | Related Party Transactions (Bilateral Credit Agreement) | Mgmt | For | For | For | ||||
15 | Related Party Transactions (Compensation Agreements) | Mgmt | For | For | For | ||||
16 | Elect David Novak | Mgmt | For | Against | Against | ||||
17 | Elect Luis Marini-Portugal | Mgmt | For | Against | Against | ||||
18 | Elect Matthew Turner | Mgmt | For | Against | Against | ||||
19 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
20 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
21 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
22 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
23 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
24 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
25 | Amend Article 14 | Mgmt | For | For | For | ||||
26 | Amend Article 30 | Mgmt | For | For | For | ||||
27 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Richtek Technology | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6286 | CINS Y7286Y108 | 06/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect TAI Chung-Hou | Mgmt | For | For | For | ||||
9 | Elect HSIEH Shwu-Liang | Mgmt | For | For | For | ||||
10 | Elect LIU Jing-Meng | Mgmt | For | For | For | ||||
11 | Elect TAI Liang-Pin | Mgmt | For | For | For | ||||
12 | Elect LIA Shih-Fung | Mgmt | For | For | For | ||||
13 | Elect WU Jung-Sheng | Mgmt | For | For | For | ||||
14 | Elect MA Chia-Ying | Mgmt | For | For | For | ||||
15 | Elect Li Chung Investment Corp. (Supervisor) | Mgmt | For | For | For | ||||
16 | Elect WANG Shy-Horng (Supervisor) | Mgmt | For | For | For | ||||
17 | Elect SHEN Yang-Pin (Supervisor) | Mgmt | For | For | For | ||||
18 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
19 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Sanwa Holdings Corp (fka Sanwa Shutter Corp) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5929 | CINS J6858G104 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Masaru Kurosawa | Mgmt | For | Against | Against | ||||
4 | Elect Seiji Fukuchi | Mgmt | For | Against | Against | ||||
5 | Elect Katsuhiko Tanabe | Mgmt | For | Against | Against | ||||
6 | Renewal of Takeover Defense Plan | Mgmt | For | For | For | ||||
Savills plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SVS | CINS G78283119 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Peter Smith | Mgmt | For | For | For | ||||
5 | Elect Jeremy Helsby | Mgmt | For | For | For | ||||
6 | Elect Martin Angle | Mgmt | For | For | For | ||||
7 | Elect Tim Ingram | Mgmt | For | For | For | ||||
8 | Elect Charles McVeigh | Mgmt | For | For | For | ||||
9 | Elect Simon Shaw | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
16 | Performance Share Plan | Mgmt | For | For | For | ||||
Schibsted ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCH | CINS R75677105 | 05/13/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
5 | Agenda | Mgmt | For | TNA | N/A | ||||
6 | Election of Individuals to Check the Minutes | Mgmt | For | TNA | N/A | ||||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
11 | Report of the Nominating Committee | Mgmt | For | TNA | N/A | ||||
12 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
13 | Election of Directors | Mgmt | For | TNA | N/A | ||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
15 | Nominating Committee's Fees | Mgmt | For | TNA | N/A | ||||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Schroders plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SDR | CINS G7860B102 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Michael Dobson | Mgmt | For | Against | Against | ||||
5 | Elect Massimo Tosato | Mgmt | For | Against | Against | ||||
6 | Elect Andrew Beeson | Mgmt | For | Against | Against | ||||
7 | Elect Bruno Schroder | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Equity Compensation Plan | Mgmt | For | For | For | ||||
12 | Share Option Plan | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
SEB SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SK | CINS F82059100 | 05/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Hubert Fevre | Mgmt | For | Against | Against | ||||
9 | Elect Jacques Gairard | Mgmt | For | Against | Against | ||||
10 | Elect Cedric Lescure | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
19 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital Under Employee Savings Plans | Mgmt | For | For | For | ||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Segro Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGRO | CINS G80277141 | 04/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Director's Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Nigel Rich | Mgmt | For | For | For | ||||
5 | Elect Andrew Palmer | Mgmt | For | For | For | ||||
6 | Elect Christopher Peacock | Mgmt | For | For | For | ||||
7 | Elect Mark Robertshaw | Mgmt | For | For | For | ||||
8 | Elect Doug Webb | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
11 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | General Disapplication of Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to set general meeting notice period to 14 days | Mgmt | For | Against | Against | ||||
18 | Renewal of the Savings Related Share Option Scheme | Mgmt | For | For | For | ||||
Seikagaku Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4548 | CINS J75584102 | 06/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Ken Mizutani | Mgmt | For | For | For | ||||
3 | Elect Toshinori Yagura | Mgmt | For | For | For | ||||
4 | Elect Masaomi Miyamoto | Mgmt | For | For | For | ||||
5 | Elect Eiji Katayama | Mgmt | For | For | For | ||||
6 | Elect Hideki Kawamura | Mgmt | For | For | For | ||||
7 | Elect Kazuaki Ohnishi | Mgmt | For | For | For | ||||
8 | Elect Yasushi Fukumoto | Mgmt | For | For | For | ||||
9 | Elect Shinichi Ishikawa | Mgmt | For | For | For | ||||
10 | Elect Nobuhiro Takeuchi | Mgmt | For | Against | Against | ||||
11 | Elect Junya Satoh | Mgmt | For | For | For | ||||
12 | Elect Akifumi Yamada | Mgmt | For | For | For | ||||
13 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Shanda Interactive Entertainment Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDA | CUSIP 81941Q203 | 10/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Tianqiao Chen | Mgmt | For | Against | Against | ||||
2 | Elect Danian Chen | Mgmt | For | Against | Against | ||||
3 | Elect Qianqian Luo | Mgmt | For | Against | Against | ||||
4 | Elect Jingsheng Huang | Mgmt | For | Against | Against | ||||
5 | Elect Chengyu Xiong | Mgmt | For | Against | Against | ||||
6 | Elect Kai Zhao | Mgmt | For | Against | Against | ||||
7 | Elect Qunzhao Tan | Mgmt | For | Against | Against | ||||
8 | Elect Grace Wu | Mgmt | For | Against | Against | ||||
Sherritt International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
S | CUSIP 823901103 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ian Delaney | Mgmt | For | For | For | ||||
1.2 | Elect Michael Garvey | Mgmt | For | For | For | ||||
1.3 | Elect R. Peter Gillin | Mgmt | For | For | For | ||||
1.4 | Elect Marc Lalonde | Mgmt | For | For | For | ||||
1.5 | Elect Edythe Marcoux | Mgmt | For | For | For | ||||
1.6 | Elect Bernard Michel | Mgmt | For | For | For | ||||
1.7 | Elect John Moses | Mgmt | For | For | For | ||||
1.8 | Elect Daniel Owen | Mgmt | For | For | For | ||||
1.9 | Elect Sir Patrick Sheehy | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | ||||
Shin Kobe Electric Machinery Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6934 | CINS J73111106 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Masanobu Usui | Mgmt | For | For | For | ||||
2 | Elect Shigeru Itoh | Mgmt | For | For | For | ||||
3 | Elect Mikio Sonogashira | Mgmt | For | For | For | ||||
4 | Elect Shohichi Hanaeda | Mgmt | For | For | For | ||||
5 | Elect Norihiko Kawakami | Mgmt | For | For | For | ||||
6 | Elect Tsuyoshi Shimizu | Mgmt | For | For | For | ||||
7 | Elect Kazuyoshi Tsunoda | Mgmt | For | For | For | ||||
8 | Elect Shunichiroh Uchimura | Mgmt | For | For | For | ||||
9 | Elect Takao Ohkawa | Mgmt | For | For | For | ||||
Shin-Etsu Polymer Company Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7970 | CINS J72853112 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Osamu Hiura | Mgmt | For | For | For | ||||
5 | Elect Hiroshi Akazawa | Mgmt | For | For | For | ||||
6 | Elect Hiroshi Kosaki | Mgmt | For | For | For | ||||
7 | Elect Kuniaki Tobari | Mgmt | For | For | For | ||||
8 | Elect Hironao Fujiki | Mgmt | For | For | For | ||||
9 | Elect Yoshiaki Sakaguchi | Mgmt | For | For | For | ||||
10 | Elect Hidenori Fuseya | Mgmt | For | For | For | ||||
11 | Elect Seiichi Kumai | Mgmt | For | For | For | ||||
12 | Elect Yutaka Kawamura | Mgmt | For | For | For | ||||
13 | Elect Kenjiroh Hata | Mgmt | For | For | For | ||||
14 | Elect Masahiko Watase | Mgmt | For | Against | Against | ||||
15 | Elect Tadahiko Koike | Mgmt | For | Against | Against | ||||
16 | Stock Option Plan | Mgmt | For | For | For | ||||
Shinko Electric Industries | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6967 | CINS J73197105 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Mamoru Kuroiwa | Mgmt | For | For | For | ||||
3 | Elect Fumio Kuraishi | Mgmt | For | For | For | ||||
4 | Elect Yoshihiro Asano | Mgmt | For | For | For | ||||
5 | Elect Mitsuharu Shimizu | Mgmt | For | For | For | ||||
6 | Elect Toshihisa Yoda | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Hasebe | Mgmt | For | For | For | ||||
8 | Elect Akira Fujimoto | Mgmt | For | Against | Against | ||||
9 | Elect Kohji Kitazawa | Mgmt | For | For | For | ||||
10 | Bonus | Mgmt | For | For | For | ||||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
Ship Finance International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFL | CUSIP G81075106 | 09/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul Leand | Mgmt | For | Against | Against | ||||
2 | Elect Kate Blankenship | Mgmt | For | Against | Against | ||||
3 | Elect Hans Petter Aas | Mgmt | For | Against | Against | ||||
4 | Elect Cecilie Fredriksen | Mgmt | For | Against | Against | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
SIG plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHI | CINS G80797106 | 05/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Director's Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Leslie Van de Walle | Mgmt | For | Against | Against | ||||
4 | Elect John Chivers | Mgmt | For | Against | Against | ||||
5 | Elect Chris Davies | Mgmt | For | Against | Against | ||||
6 | Elect Gareth Davies | Mgmt | For | Against | Against | ||||
7 | Elect Chris Geoghegan | Mgmt | For | Against | Against | ||||
8 | Elect Jonathan Nicholls | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Sigma Pharmaceuticals Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIP | CINS Q8484A107 | 01/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Approve Sale of Pharmaceutical Division to Aspen | Mgmt | For | For | For | ||||
3 | Amend the Constitution - Dividends | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Sigma Pharmaceuticals Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIP | CINS Q8484A107 | 06/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Raymond Gunston | Mgmt | For | Against | Against | ||||
4 | Re-elect David Bayes | Mgmt | For | Against | Against | ||||
5 | Approve Executive Long Term Incentive Loan Funded Share Plan | Mgmt | For | Against | Against | ||||
6 | Equity Grant (MD/CEO Mark Hooper - Sign-On Bonus) | Mgmt | For | For | For | ||||
7 | Equity Grant (MD/CEO Mark Hooper - Deferred STI) | Mgmt | For | For | For | ||||
8 | Equity Grant (MD/CEO Mark Hooper - LTI) | Mgmt | For | Against | Against | ||||
9 | Approve Termination Benefits | Mgmt | For | For | For | ||||
Sika AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIK | CINS H7631K158 | 04/12/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Reduction in Par Value of Shares; Capital Distribution | Mgmt | For | TNA | N/A | ||||
6 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Urs Burkard | Mgmt | For | TNA | N/A | ||||
9 | Elect Monika Ribar | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sims Metal Management Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGM | CINS Q8505L116 | 11/19/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Christopher Renwick | Mgmt | For | Against | Against | ||||
3 | Amend the Constitution - Dividends | Mgmt | For | For | For | ||||
4 | Equity Grant (MD/CEO Daniel Dienst) | Mgmt | For | For | For | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
Sinofert Holdings Limited (fka Sinochem Hong Kong Holdings Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0297 | CINS G8403G103 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Harry YANG | Mgmt | For | Against | Against | ||||
6 | Elect Stephen Dowdle | Mgmt | For | Against | Against | ||||
7 | Elect Aloysius TSE Hau Yin | Mgmt | For | Against | Against | ||||
8 | Elect XIANG Dandan | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Sinofert Holdings Limited (fka Sinochem Hong Kong Holdings Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0297 | CINS G8403G103 | 12/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | MOU and Annual Caps | Mgmt | For | For | For | ||||
4 | Addendum | Mgmt | For | For | For | ||||
5 | Elect FENG Zhi Bin | Mgmt | For | Against | Against | ||||
6 | Elect YANG Lin | Mgmt | For | Against | Against | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sinofert Holdings Limited (fka Sinochem Hong Kong Holdings Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0297 | CINS G8403G103 | 12/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | MOU and Annual Caps | Mgmt | For | For | For | ||||
SNS Reaal N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SR | CINS N8126Z109 | 10/07/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Elect P.S. Overmars | Mgmt | For | For | For | ||||
3 | Resignation of Bas Kortmann | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Software AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOW | CINS D7045M133 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Cancellation of Conditional Capital | Mgmt | For | For | For | ||||
10 | Stock Split | Mgmt | For | For | For | ||||
11 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||||
12 | Corporate Restructuring | Mgmt | For | For | For | ||||
Sohgo Security Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2331 | CINS J7607Z104 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Atsushi Murai | Mgmt | For | For | For | ||||
4 | Elect Yukiyasu Aoyama | Mgmt | For | For | For | ||||
5 | Elect Shinya Kuwayama | Mgmt | For | For | For | ||||
6 | Elect Yuichi Miyazawa | Mgmt | For | For | For | ||||
7 | Elect Kiyomi Hara | Mgmt | For | For | For | ||||
8 | Elect Akira Kanno | Mgmt | For | For | For | ||||
9 | Elect Takashi Ohizumi | Mgmt | For | For | For | ||||
10 | Elect Takao Fujikawa | Mgmt | For | For | For | ||||
11 | Elect Hideto Sudoh | Mgmt | For | For | For | ||||
12 | Elect Takeshi Ohiwa | Mgmt | For | For | For | ||||
Sohu.com Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOHU | CUSIP 83408W103 | 07/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Roberts | Mgmt | For | For | For | ||||
1.2 | Elect Zhonghan Deng | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Sparebank 1 SR-Bank ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROGG | CINS R83263104 | 02/15/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Election of Supervisory Board | Mgmt | For | TNA | N/A | ||||
5 | Election of Deputy Supervisory Board Members | Mgmt | For | TNA | N/A | ||||
Speedy Hire PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SDY | CINS G0175D103 | 07/20/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect David Wallis | Mgmt | For | Against | Against | ||||
5 | Elect Claudio Veritiero | Mgmt | For | Against | Against | ||||
6 | Elect Ishbel Macpherson | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Adoption of New Articles | Mgmt | For | Against | Against | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
16 | Amendments to Articles Regarding Electronic Communications | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
SRE Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1207 | CINS G8403X106 | 01/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Approval of Subscription Agreement | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Whitewash Waiver | Mgmt | For | For | For | ||||
SRE Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1207 | CINS G8403X106 | 05/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect YU Hai Sheng | Mgmt | For | Against | Against | ||||
6 | Elect LI Yao Min | Mgmt | For | Against | Against | ||||
7 | Elect SHI Pin Ren | Mgmt | For | Against | Against | ||||
8 | Elect JIN Bing Rong | Mgmt | For | Against | Against | ||||
9 | Elect ZHUO Fumin | Mgmt | For | Against | Against | ||||
10 | Elect JIANG Xie Fu | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
SRE Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1207 | CINS G8403X106 | 06/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Convertible Note Subscription | Mgmt | For | Against | Against | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Whitewash Waiver | Mgmt | For | Against | Against | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
SRE Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1207 | CINS G8403X106 | 09/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Adoption of New Share Option Scheme of China New Town Development Company Limited | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Stada Arzneimittel AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAZ | CINS D76226113 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Compensation Policy | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Stanley Electric Co, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6923 | CINS J76637115 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Takanori Kitano | Mgmt | For | For | For | ||||
2 | Elect Makio Natsusaka | Mgmt | For | For | For | ||||
3 | Elect Katsumi Kondoh | Mgmt | For | For | For | ||||
4 | Elect Shigeki Mutoh | Mgmt | For | For | For | ||||
5 | Elect Yutaka Hiratsuka | Mgmt | For | For | For | ||||
6 | Elect Tohru Furuta | Mgmt | For | For | For | ||||
7 | Elect Tohru Tanabe | Mgmt | For | For | For | ||||
8 | Elect Masakatsu Mori | Mgmt | For | For | For | ||||
9 | Elect Shinji Tominaga | Mgmt | For | For | For | ||||
10 | Elect Ryuta Yamaguchi | Mgmt | For | For | For | ||||
11 | Elect Yoshiaki Yamauchi | Mgmt | For | For | For | ||||
12 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||||
Straits Asia Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AJ1 | CINS Y81705108 | 04/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Martin David Purvis | Mgmt | For | For | For | ||||
4 | Elect CHUA Yong Hai | Mgmt | For | For | For | ||||
5 | Elect Peerachat Pinprayong | Mgmt | For | Against | Against | ||||
6 | Elect Julie Therese Hall | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Authority to Offer and Grant Options Under the Rules of the Straits Employee Share Option Plan | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Allot and Issue Shares Under the Rules of the Straits Executive Share Acquisition Plan | Mgmt | For | For | For | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Equity Grant to Non-Executive Directors | Mgmt | For | Against | Against | ||||
18 | Amendments to Articles Regarding Change in Company Name | Mgmt | For | For | For | ||||
Straits Asia Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AJ1 | CINS Y81705108 | 11/19/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Grant Awards and Issue Shares under Straits Asia Employee Share Option Plan | Mgmt | For | Against | Against | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Authority to Grant Awards and Issue Shares under Straits Asia Executive Share Acquisition Plan | Mgmt | For | Against | Against | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Equity Grant to Parent Participants | Mgmt | For | Against | Against | ||||
SUBSEA 7 INC. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUB | CINS G8549P108 | 11/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Approval of the Merger | Mgmt | For | For | For | ||||
SUBSEA 7 INC. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUB | CINS G8549P108 | 11/09/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Approval of the Merger | Mgmt | For | For | For | ||||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
4 | Amendments to Articles | Mgmt | For | For | For | ||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Subsea 7 S.A. (fka Acergy S.A.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUBC | CINS L8882U106 | 05/27/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Presentation of Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Suruga Bank Limited (The) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8358 | CINS J78400108 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Mitsuyoshi Okano | Mgmt | For | For | For | ||||
3 | Elect Kinosuke Okano | Mgmt | For | For | For | ||||
4 | Elect Kihachiroh Nomura | Mgmt | For | For | For | ||||
5 | Elect Toshihiko Shirai | Mgmt | For | For | For | ||||
6 | Elect Yoshiroh Uchiyama | Mgmt | For | For | For | ||||
7 | Elect Takashi Tsuchiya | Mgmt | For | For | For | ||||
8 | Elect Kazuya Mochizuki | Mgmt | For | For | For | ||||
9 | Elect Tsuneo Yahagi | Mgmt | For | For | For | ||||
10 | Elect Makoto Naruke | Mgmt | For | For | For | ||||
11 | Elect Yoshinori Andoh | Mgmt | For | For | For | ||||
12 | Elect Shione Kinoshita | Mgmt | For | For | For | ||||
13 | Retirement Allowances for Statutory Auditor(s) | Mgmt | For | For | For | ||||
Suzuken Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9987 | CINS J78454105 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshiki Bessho | Mgmt | For | For | For | ||||
3 | Elect Hiroshi Ohta | Mgmt | For | For | For | ||||
4 | Elect Takahito Itoh | Mgmt | For | For | For | ||||
5 | Elect Nobuo Suzuki | Mgmt | For | For | For | ||||
6 | Elect Hiroshi Ohba | Mgmt | For | For | For | ||||
7 | Elect Harutaka Yamashita | Mgmt | For | For | For | ||||
8 | Elect Toshiaki Iwatani | Mgmt | For | For | For | ||||
Sydbank A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYDB | CINS K9419V113 | 03/10/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Elect Dine Nielsen | Mgmt | For | TNA | N/A | ||||
7 | Elect Svend Kriby | Mgmt | For | TNA | N/A | ||||
8 | Elect Kjeld Hansen | Mgmt | For | TNA | N/A | ||||
9 | Elect Mogens Christensen | Mgmt | For | TNA | N/A | ||||
10 | Elect Peter Jorgensen | Mgmt | For | TNA | N/A | ||||
11 | Elect Erik Kristensen | Mgmt | For | TNA | N/A | ||||
12 | Elect Bjarne Hessel | Mgmt | For | TNA | N/A | ||||
13 | Elect Paul Juul | Mgmt | For | TNA | N/A | ||||
14 | Elect Jorgen Jacobsen | Mgmt | For | TNA | N/A | ||||
15 | Elect Torben Bech | Mgmt | For | TNA | N/A | ||||
16 | Elect Anders Thoustrup | Mgmt | For | TNA | N/A | ||||
17 | Elect Willy Stockler | Mgmt | For | TNA | N/A | ||||
18 | Elect Thomas Iversen | Mgmt | For | TNA | N/A | ||||
19 | Elect Morten Pedersen | Mgmt | For | TNA | N/A | ||||
20 | Elect Orla Jespen | Mgmt | For | TNA | N/A | ||||
21 | Elect Jan Muller | Mgmt | For | TNA | N/A | ||||
22 | Elect Michael Madsen | Mgmt | For | TNA | N/A | ||||
23 | Elect Henrik Lind | Mgmt | For | TNA | N/A | ||||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
25 | Amendments to Articles Regarding Authorization of Repurchase of Shares | Mgmt | For | TNA | N/A | ||||
26 | Amendments to Articles Regarding Postal Vote | Mgmt | For | TNA | N/A | ||||
27 | Participation in Winding-Up Scheme | Mgmt | Against | TNA | N/A | ||||
28 | Wind-Up of the Company | Mgmt | Against | TNA | N/A | ||||
29 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
30 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Taikisha Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1979 | CINS J79389102 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Eitaroh Uenishi | Mgmt | For | For | For | ||||
3 | Elect Suguru Kimura | Mgmt | For | For | For | ||||
4 | Elect Satoru Kamiyama | Mgmt | For | For | For | ||||
5 | Elect Takashi Sakurai | Mgmt | For | For | For | ||||
6 | Elect Kiyoshi Hashimoto | Mgmt | For | For | For | ||||
7 | Elect Kohji Katoh | Mgmt | For | For | For | ||||
8 | Elect Yusuke Oshida | Mgmt | For | For | For | ||||
9 | Elect Masashi Osada | Mgmt | For | For | For | ||||
10 | Elect Tetsuya Ogawa | Mgmt | For | For | For | ||||
11 | Elect Takeshi Asahara | Mgmt | For | For | For | ||||
12 | Elect Yoshikatsu Nakajima | Mgmt | For | For | For | ||||
Tamron Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7740 | CINS J81625105 | 03/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Kenichi Hamada | Mgmt | For | For | For | ||||
4 | Elect Yukio Masuko | Mgmt | For | For | For | ||||
5 | Elect Shinichi Yasuda | Mgmt | For | Against | Against | ||||
6 | Elect Tadahiro Tone | Mgmt | For | Against | Against | ||||
7 | Elect Yasuhiko Nishimoto | Mgmt | For | For | For | ||||
8 | Bonus | Mgmt | For | For | For | ||||
9 | Directors' and Statutory Auditors' Fees | Mgmt | For | For | For | ||||
Tata Steel (formerly Tata Iron & Steel Co) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TATASTL | CINS Y8547N139 | 07/12/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Issue Preference Shares and Warrants | Mgmt | For | For | For | ||||
Tata Steel (formerly Tata Iron & Steel Co) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TATASTL | CINS Y8547N139 | 08/13/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Dividend on Preference Shares | Mgmt | For | For | For | ||||
5 | Dividend on Ordinary Shares | Mgmt | For | For | For | ||||
6 | Re-elect Sam Palia | Mgmt | For | Against | Against | ||||
7 | Re-elect Suresh Krishna | Mgmt | For | Against | Against | ||||
8 | Re-elect Ishaat Hussain | Mgmt | For | Against | Against | ||||
9 | Re-elect Andrew Robb | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Elect Balasubramanian Muthuraman | Mgmt | For | Against | Against | ||||
12 | Appointment of H.M. Nerurkar as Managing Director; Approval of Compensation | Mgmt | For | For | For | ||||
13 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Tata Steel (formerly Tata Iron & Steel Co) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TATASTL | CINS Y8547N139 | 12/22/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
4 | Amendment to Articles Regarding Share Capital | Mgmt | For | For | For | ||||
5 | Authority to Issue Shares and Convertible Debt Instruments | Mgmt | For | For | For | ||||
Taylor Wimpey plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TW | CINS G86954107 | 04/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Disposal | Mgmt | For | For | For | ||||
Taylor Wimpey plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TW | CINS G86954107 | 04/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Kevin Beeston | Mgmt | For | Against | Against | ||||
3 | Elect Ryan Mangold | Mgmt | For | Against | Against | ||||
4 | Elect Kate Barker | Mgmt | For | Against | Against | ||||
5 | Elect Peter Redfern | Mgmt | For | Against | Against | ||||
6 | Elect Sheryl Palmer | Mgmt | For | Against | Against | ||||
7 | Elect Baroness Brenda Dean | Mgmt | For | Against | Against | ||||
8 | Elect Anthony Reading | Mgmt | For | Against | Against | ||||
9 | Elect Robert Rowley | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Telecinco SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TL5 | CINS E56793107 | 04/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Special Dividend | Mgmt | For | For | For | ||||
6 | Amendments to Articles Regarding Change in Company Name | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Share Purchase Plan | Mgmt | For | For | For | ||||
9 | Stock Option Plan | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
12 | Remuneration Report | Mgmt | Abstain | For | Against | ||||
13 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Telecinco SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TL5 | CINS E56793107 | 12/24/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition of Sociedad General de Television Cuatro SA | Mgmt | For | For | For | ||||
2 | Use of Company Shares as Collateral | Mgmt | For | For | For | ||||
3 | Board Size | Mgmt | For | For | For | ||||
4 | Elect Manuel Polanco Moreno | Mgmt | For | Against | Against | ||||
5 | Elect Juan Luis Cebrian Echarri | Mgmt | For | Against | Against | ||||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Teleperformance | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RCF | CINS F9120F106 | 05/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Management Board and Auditor Acts | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Compensation Elements (Michel Peschard) | Mgmt | For | Against | Against | ||||
7 | Compensation Elements (Brigitte Daubry) | Mgmt | For | For | For | ||||
8 | Compensation Elements (Olivier Rigaudy) | Mgmt | For | For | For | ||||
9 | Related Party Transaction (Accident Insurance Policy) | Mgmt | For | For | For | ||||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
16 | Amendment to Governing Structure | Mgmt | For | Against | Against | ||||
17 | Adoption of New Articles | Mgmt | For | Against | Against | ||||
18 | Acknowledgment of Change in Governing Structure | Mgmt | For | Against | Against | ||||
19 | Elect Daniel Julien | Mgmt | For | Against | Against | ||||
20 | Elect Daniel Bergstein | Mgmt | For | Against | Against | ||||
21 | Elect Philippe Dominati | Mgmt | For | Against | Against | ||||
22 | Elect Martine Dassault | Mgmt | For | Against | Against | ||||
23 | Elect Bernard Canetti | Mgmt | For | Against | Against | ||||
24 | Elect Mario Sciacca | Mgmt | For | Against | Against | ||||
25 | Elect Philippe Ginestie | Mgmt | For | Against | Against | ||||
26 | Elect Robert Paszczak | Mgmt | For | Against | Against | ||||
27 | Elect Stephen Winningham | Mgmt | For | Against | Against | ||||
28 | Elect Jean Guez | Mgmt | For | Against | Against | ||||
29 | Elect Alain Boulet | Mgmt | For | Against | Against | ||||
30 | Elect Jacques Berrebi as Censor | Mgmt | For | For | For | ||||
31 | Elect Daniel Bergstein | Mgmt | For | Against | Against | ||||
32 | Elect Bernard Canetti | Mgmt | For | Against | Against | ||||
33 | Elect Jean Guez | Mgmt | For | Against | Against | ||||
34 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
35 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
36 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
37 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
38 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | ||||
39 | Authority to Increase Capital In Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
40 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
41 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
42 | Transfer of Authority | Mgmt | For | For | For | ||||
43 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
44 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
TGS-NOPEC Geophysical Company ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGS | CINS R9138B102 | 06/07/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Election of the Presiding Chairman and an Individual to Check minutes | Mgmt | For | TNA | N/A | ||||
4 | Agenda | Mgmt | For | TNA | N/A | ||||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
7 | Elect Henry Hamilton III | Mgmt | For | TNA | N/A | ||||
8 | Elect Colette Lewiner | Mgmt | For | TNA | N/A | ||||
9 | Elect Elisabeth Harstad | Mgmt | For | TNA | N/A | ||||
10 | Elect Mark Leonard | Mgmt | For | TNA | N/A | ||||
11 | Elect Bengt Lie Hansen | Mgmt | For | TNA | N/A | ||||
12 | Elect Vicki Messer | Mgmt | For | TNA | N/A | ||||
13 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
14 | Nomination Committee's Fees | Mgmt | For | TNA | N/A | ||||
15 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
16 | Nomination Committee Guidelines | Mgmt | For | TNA | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
18 | Cancellation of Shares | Mgmt | For | TNA | N/A | ||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
20 | Stock Option Plan | Mgmt | For | TNA | N/A | ||||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
The Daegu Bank Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5270 | CINS Y1859G115 | 01/31/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | All-Inclusive Exchange of Shares to Incorporate a Financial Holding Company | Mgmt | For | For | For | ||||
4 | Change in Condition Of Share Options | Mgmt | For | For | For | ||||
The Daegu Bank Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5270 | CINS Y1859G115 | 03/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | ||||
Thomas Cook Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCG | CINS G88471100 | 02/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Michael Beckett | Mgmt | For | Against | Against | ||||
5 | Elect Bo Lerenius | Mgmt | For | For | For | ||||
6 | Elect Dawn Airey | Mgmt | For | For | For | ||||
7 | Elect Peter Marks | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Thoresen Thai Agencies Public Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTA | CINS Y8808K170 | 01/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Thailand | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Approve Meeting Minutes | Mgmt | For | For | For | ||||
3 | Report on Results of Operations | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | Against | Against | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect Chandchutha Chandratat | Mgmt | For | Against | Against | ||||
7 | Elect Oral W. Dave | Mgmt | For | Against | Against | ||||
8 | Elect Sak Euarchukiati | Mgmt | For | Against | Against | ||||
9 | Elect Pichit Nithivasin | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Divestiture | Mgmt | For | For | For | ||||
15 | Authority to Issue Convertible Bonds | Mgmt | For | For | For | ||||
16 | Decrease in Authorized Capital and Amendment to Articles | Mgmt | For | For | For | ||||
17 | Increase in Authorized Capital and Amendment to Articles | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Issuance of Warrants w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Thoresen Thai Agencies Public Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTA | CINS Y8808K170 | 03/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Thailand | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Approve Meeting Minutes | Mgmt | For | For | For | ||||
3 | Report on Results of Operations | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect Chandchutha Chandratat | Mgmt | For | Against | Against | ||||
7 | Elect Pichit Nithivasin | Mgmt | For | Against | Against | ||||
8 | Elect Sak Euarchukiati | Mgmt | For | Against | Against | ||||
9 | Elect Oral W. Dave | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Divestiture | Mgmt | For | For | For | ||||
15 | Authority to Issue Convertible Bonds | Mgmt | For | For | For | ||||
16 | Decrease in Authorized Capital and Amendment to Articles | Mgmt | For | For | For | ||||
17 | Increase in Authorized Capital and Amendment to Articles | Mgmt | For | For | For | ||||
18 | Increase in Authorized Capital and Amendment to Articles | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Issuance of Warrants w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Tieto Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TIE1V | CINS X90409115 | 03/24/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
11 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
12 | Board Size | Mgmt | For | TNA | N/A | ||||
13 | Election of Directors | Mgmt | For | TNA | N/A | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
17 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Titan Cement Co. S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TITK | CINS X90766126 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Special Dividend | Mgmt | For | For | For | ||||
3 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | ||||
4 | Directors' Fees | Mgmt | For | For | For | ||||
5 | Election of Audit Committee Members | Mgmt | For | For | For | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Board Transactions | Mgmt | For | For | For | ||||
TMX Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMXGF | CUSIP 87261X108 | 06/30/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | N/A | TNA | N/A | ||||
2.1 | Elect Tullio Cedraschi | Mgmt | N/A | TNA | N/A | ||||
2.2 | Elect Raymond Chan | Mgmt | N/A | TNA | N/A | ||||
2.3 | Elect Denyse Chicoyne | Mgmt | N/A | TNA | N/A | ||||
2.4 | Elect Wayne Fox | Mgmt | N/A | TNA | N/A | ||||
2.5 | Elect John Hagg | Mgmt | N/A | TNA | N/A | ||||
2.6 | Elect Harry Jaako | Mgmt | N/A | TNA | N/A | ||||
2.7 | Elect Thomas Kloet | Mgmt | N/A | TNA | N/A | ||||
2.8 | Elect J. Spencer Lanthier | Mgmt | N/A | TNA | N/A | ||||
2.9 | Elect Jean Martel | Mgmt | N/A | TNA | N/A | ||||
2.10 | Elect John Mulvihill | Mgmt | N/A | TNA | N/A | ||||
2.11 | Elect Kathleen O'Neill | Mgmt | N/A | TNA | N/A | ||||
2.12 | Elect Geraldine Sinclair | Mgmt | N/A | TNA | N/A | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | TNA | N/A | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||
TMX Group Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMXGF | CUSIP 87261X108 | 06/30/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2.1 | Elect Tullio Cedraschi | Mgmt | For | For | For | ||||
2.2 | Elect Denyse Chicoyne | Mgmt | For | For | For | ||||
2.3 | Elect John Hagg | Mgmt | For | For | For | ||||
2.4 | Elect Thomas Kloet | Mgmt | For | For | For | ||||
2.5 | Elect Jean Martel | Mgmt | For | For | For | ||||
2.6 | Elect Kathleen O'Neill | Mgmt | For | For | For | ||||
2.7 | Elect Raymond Chan | Mgmt | For | For | For | ||||
2.8 | Elect Wayne Fox | Mgmt | For | For | For | ||||
2.9 | Elect Harry Jaako | Mgmt | For | For | For | ||||
2.10 | Elect J. Spencer Lanthier | Mgmt | For | For | For | ||||
2.11 | Elect John Mulvihill | Mgmt | For | For | For | ||||
2.12 | Elect Geraldine Sinclair | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tokai Rika | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6995 | CINS J85968105 | 06/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Kiyoshi Kinoshita | Mgmt | For | For | For | ||||
4 | Elect Yuhzoh Ushiyama | Mgmt | For | For | For | ||||
5 | Elect Shigeru Katoh | Mgmt | For | For | For | ||||
6 | Elect Kiyoshi Tsunekawa | Mgmt | For | For | For | ||||
7 | Elect Makoto Gotoh | Mgmt | For | For | For | ||||
8 | Elect Hitoshi Iwata | Mgmt | For | For | For | ||||
9 | Elect Shohji Ishida | Mgmt | For | For | For | ||||
10 | Elect Mineo Hattori | Mgmt | For | For | For | ||||
11 | Elect Tadanao Hamamoto | Mgmt | For | For | For | ||||
12 | Elect Hitoshi Hirano | Mgmt | For | For | For | ||||
13 | Elect Mikihiro Mori | Mgmt | For | For | For | ||||
14 | Elect Kenji Kawaguchi | Mgmt | For | For | For | ||||
15 | Elect Hiroyuki Nakamura | Mgmt | For | For | For | ||||
16 | Elect Tadashi Wakiya | Mgmt | For | For | For | ||||
17 | Elect Masaharu Tanino | Mgmt | For | For | For | ||||
18 | Elect Shinji Shirasaki | Mgmt | For | For | For | ||||
19 | Elect Hiroshi Nishio | Mgmt | For | Against | Against | ||||
20 | Elect Yuji Nishimura | Mgmt | For | Against | Against | ||||
21 | Elect Kyohji Sasazu | Mgmt | For | Against | Against | ||||
22 | Elect Masaki Horie | Mgmt | For | For | For | ||||
23 | Bonus | Mgmt | For | For | For | ||||
24 | Stock Option Plan | Mgmt | For | For | For | ||||
25 | Stock Option Plan | Mgmt | For | For | For | ||||
26 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
Tokai Tokyo Securities | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8616 | CINS J8609T104 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Takeaki Ishida | Mgmt | For | For | For | ||||
4 | Elect Tadashi Kaneko | Mgmt | For | For | For | ||||
5 | Elect Takashi Ikuta | Mgmt | For | For | For | ||||
6 | Elect Ikuo Suzuki | Mgmt | For | For | For | ||||
7 | Elect Nobuhiro Morisue | Mgmt | For | For | For | ||||
8 | Elect Takuo Sasaki | Mgmt | For | For | For | ||||
9 | Elect Akira Takeuchi | Mgmt | For | Against | Against | ||||
10 | Bonus | Mgmt | For | For | For | ||||
11 | Stock Option Plan | Mgmt | For | For | For | ||||
Tokyu Land Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8815 | CINS J88849120 | 06/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masatake Ueki | Mgmt | For | For | For | ||||
4 | Elect Kiyoshi Kanazashi | Mgmt | For | For | For | ||||
5 | Elect Ushio Okamoto | Mgmt | For | For | For | ||||
6 | Elect Satoshi Ogura | Mgmt | For | For | For | ||||
7 | Elect Osamu Arima | Mgmt | For | For | For | ||||
8 | Elect Iwao Ohtaki | Mgmt | For | For | For | ||||
9 | Elect Yoshihiro Nakajima | Mgmt | For | For | For | ||||
10 | Elect Motonori Nakamura | Mgmt | For | For | For | ||||
11 | Elect Hirofumi Nomoto | Mgmt | For | For | For | ||||
12 | Elect Toshiyuki Saegusa | Mgmt | For | For | For | ||||
13 | Elect Hitoshi Uemura | Mgmt | For | For | For | ||||
14 | Elect Yuji Ohkuma | Mgmt | For | For | For | ||||
15 | Elect Isao Adachi | Mgmt | For | Against | Against | ||||
16 | Elect Tadashi Kawai | Mgmt | For | Against | Against | ||||
17 | Elect Tomoyasu Asano | Mgmt | For | Against | Against | ||||
18 | Elect Eiji Futami | Mgmt | For | Against | Against | ||||
19 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Toppan Forms Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7862 | CINS J8931G101 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Toshiroh Masuda | Mgmt | For | For | For | ||||
4 | Elect Kunio Sakuma | Mgmt | For | Against | Against | ||||
5 | Elect Yukio Maeda | Mgmt | For | Against | Against | ||||
Toshiba Machine Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6104 | CINS J89838106 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Yukio Iimura | Mgmt | For | For | For | ||||
2 | Elect Akinori Ide | Mgmt | For | For | For | ||||
3 | Elect Hiroshi Hanai | Mgmt | For | For | For | ||||
4 | Elect Yoshihiro Kishimoto | Mgmt | For | For | For | ||||
5 | Elect Satoshi Hironaka | Mgmt | For | For | For | ||||
6 | Elect Masayuki Yagi | Mgmt | For | For | For | ||||
7 | Elect Shigetomo Sakamoto | Mgmt | For | For | For | ||||
8 | Elect Makoto Tsuji | Mgmt | For | For | For | ||||
9 | Elect Kazuo Takamura | Mgmt | For | For | For | ||||
10 | Elect Teruyuki Makino | Mgmt | For | Against | Against | ||||
11 | Elect Takanao Suzuki | Mgmt | For | Against | Against | ||||
12 | Elect Kazuo Tanigawa | Mgmt | For | Against | Against | ||||
13 | Election of Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Toyoda Gosei Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7282 | CINS J91128108 | 06/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Hajime Wakayama | Mgmt | For | For | For | ||||
3 | Elect Tadashi Arashima | Mgmt | For | For | For | ||||
4 | Elect Takayasu Hiramatsu | Mgmt | For | For | For | ||||
5 | Elect Yuichi Shibui | Mgmt | For | For | For | ||||
6 | Elect Takasuke Haruki | Mgmt | For | For | For | ||||
7 | Elect Nobuyuki Shimizu | Mgmt | For | For | For | ||||
8 | Elect Yoshiaki Takei | Mgmt | For | For | For | ||||
9 | Elect Hiromi Ikehata | Mgmt | For | For | For | ||||
10 | Elect Noboru Katoh | Mgmt | For | For | For | ||||
11 | Elect Kuniyasu Itoh | Mgmt | For | For | For | ||||
12 | Elect Nobuo Fujiwara | Mgmt | For | For | For | ||||
13 | Elect Masayoshi Ichikawa | Mgmt | For | For | For | ||||
14 | Elect Yukio Kawakita | Mgmt | For | For | For | ||||
15 | Elect Kazumi Ohtake | Mgmt | For | For | For | ||||
16 | Elect Kyoji Ikki | Mgmt | For | For | For | ||||
17 | Elect Kanji Kumazawa | Mgmt | For | For | For | ||||
18 | Elect Atsushi Sumida | Mgmt | For | For | For | ||||
19 | Elect Daisuke Kobayashi | Mgmt | For | For | For | ||||
20 | Elect Kinichi Nishikawa | Mgmt | For | For | For | ||||
21 | Elect Tomonobu Yamada | Mgmt | For | For | For | ||||
22 | Elect Shinichi Gotoh | Mgmt | For | For | For | ||||
23 | Elect Yasushi Miyamoto | Mgmt | For | For | For | ||||
24 | Elect Mitsuo Mori | Mgmt | For | For | For | ||||
25 | Elect Shinichi Sasaki | Mgmt | For | Against | Against | ||||
26 | Bonus | Mgmt | For | For | For | ||||
27 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
Toyota Boshoku Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3116 | CINS J91214106 | 06/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Teruyuki Minoura | Mgmt | For | For | For | ||||
3 | Elect Shuhei Toyoda | Mgmt | For | For | For | ||||
4 | Elect Mitsuyuki Noguchi | Mgmt | For | For | For | ||||
5 | Elect Kohji Iida | Mgmt | For | For | For | ||||
6 | Elect Yasushi Nakagawa | Mgmt | For | For | For | ||||
7 | Elect Fumitaka Itoh | Mgmt | For | For | For | ||||
8 | Elect Akira Furusawa | Mgmt | For | For | For | ||||
9 | Elect Kohichi Terasaka | Mgmt | For | For | For | ||||
10 | Elect Hiroshi Ueda | Mgmt | For | For | For | ||||
11 | Elect Kenichi Noda | Mgmt | For | For | For | ||||
12 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | ||||
13 | Elect Masahiko Miyaki | Mgmt | For | For | For | ||||
14 | Elect Masaki Katsuragi | Mgmt | For | Against | Against | ||||
15 | Elect Yoshinori Itoh | Mgmt | For | Against | Against | ||||
16 | Elect Akio Toyoda | Mgmt | For | Against | Against | ||||
17 | Elect Ryuichi Hamada | Mgmt | For | For | For | ||||
18 | Elect Nobuaki Katoh | Mgmt | For | Against | Against | ||||
19 | Bonus | Mgmt | For | For | For | ||||
20 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
TPV Technology | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0903 | CINS G8984D107 | 07/27/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Supply Agreement and Supply Caps | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Travis Perkins PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TPK | CINS G90202105 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Andrew Simon | Mgmt | For | For | For | ||||
4 | Elect Philip Jansen | Mgmt | For | For | For | ||||
5 | Elect John Carter | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
8 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Travis Perkins PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TPK | CINS G90202105 | 08/19/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
Trend Micro Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4704 | CINS J9298Q104 | 03/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect CHANG Mingjang | Mgmt | For | For | For | ||||
4 | Elect Eva Chiang | Mgmt | For | For | For | ||||
5 | Elect Mahendra Negi | Mgmt | For | For | For | ||||
6 | Elect Akihiko Ohmikawa | Mgmt | For | For | For | ||||
7 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
Trican Well Service Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCW | CUSIP 895945103 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | Against | Against | ||||
2.1 | Elect Kenneth Bagan | Mgmt | For | Withhold | Against | ||||
2.2 | Elect G. Allen Brooks | Mgmt | For | Withhold | Against | ||||
2.3 | Elect Murray Cobbe | Mgmt | For | Withhold | Against | ||||
2.4 | Elect Dale Dusterhoft | Mgmt | For | Withhold | Against | ||||
2.5 | Elect Donald Luft | Mgmt | For | Withhold | Against | ||||
2.6 | Elect Kevin Nugent | Mgmt | For | Withhold | Against | ||||
2.7 | Elect Douglas Robinson | Mgmt | For | Withhold | Against | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Tsrc Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2103 | CINS Y84690109 | 06/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Non-Compete Restrictions for Directors | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
9 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Tsuruha Holdings Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3391 | CINS J9348C105 | 08/12/2010 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Itsuki Tsuruha | Mgmt | For | TNA | N/A | ||||
3 | Elect Seiji Horikawa | Mgmt | For | TNA | N/A | ||||
4 | Elect Teruaki Gotoh | Mgmt | For | TNA | N/A | ||||
5 | Elect Hisaya Ogawa | Mgmt | For | TNA | N/A | ||||
6 | Elect Masahiro Ohfune | Mgmt | For | TNA | N/A | ||||
7 | Elect Yoshio Aoki | Mgmt | For | TNA | N/A | ||||
8 | Elect Hiroko Tsuruha | Mgmt | For | TNA | N/A | ||||
9 | Elect Motoya Okada | Mgmt | For | TNA | N/A | ||||
10 | Elect Takayuki Sakakima | Mgmt | For | TNA | N/A | ||||
11 | Elect Isao Nishi | Mgmt | For | TNA | N/A | ||||
12 | Elect Jun Sakai | Mgmt | For | TNA | N/A | ||||
13 | Stock Option Plan | Mgmt | For | TNA | N/A | ||||
UCB SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCB | CINS B93562120 | 03/31/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendment Regarding Director Term Lengths | Mgmt | For | TNA | N/A | ||||
4 | Amendment Regarding Compensation and Nominating Committee | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles 34, 35, 36, 39, 40 and 42 | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Authority to Amend Articles | Mgmt | For | TNA | N/A | ||||
UCB SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCB | CINS B93562120 | 04/28/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Presentation of Board Report | Mgmt | For | TNA | N/A | ||||
4 | Presentation of Auditor Report | Mgmt | For | TNA | N/A | ||||
5 | Presentation of Consolidated Accounts and Reports; Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Evelyn du Monceau de Bergendal | Mgmt | For | TNA | N/A | ||||
9 | Elect Arnoud de Pret Roose de Calesberg | Mgmt | For | TNA | N/A | ||||
10 | Elect Jean-Pierre Kinet | Mgmt | For | TNA | N/A | ||||
11 | Ratification of the Independence of Jean-Pierre Kinet | Mgmt | For | TNA | N/A | ||||
12 | Elect Thomas Leysen | Mgmt | For | TNA | N/A | ||||
13 | Ratification of the Independence of Thomas Leysen | Mgmt | For | TNA | N/A | ||||
14 | Elect Gerhard Mayr | Mgmt | For | TNA | N/A | ||||
15 | Ratification of the Independence of Gerhard Mayr | Mgmt | For | TNA | N/A | ||||
16 | Elect Norman Ornstein | Mgmt | For | TNA | N/A | ||||
17 | Ratification of the Independence of Norman Ornstein | Mgmt | For | TNA | N/A | ||||
18 | Elect Bridget van Rijckevorsel | Mgmt | For | TNA | N/A | ||||
19 | Authority to Issue Restricted Stock to Senior Executives | Mgmt | For | TNA | N/A | ||||
20 | Change in Control Provision | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
United Business Media Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBM | CINS G9226Z104 | 05/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
5 | Elect David Levin | Mgmt | For | For | For | ||||
6 | Elect Alan Gillespie | Mgmt | For | For | For | ||||
7 | Elect Jonathan Newcomb | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
9 | Change in Company Name | Mgmt | For | For | For | ||||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Adoption of New Articles | Mgmt | For | For | For | ||||
United Drug Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UDG | CINS G9230Q157 | 02/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Christopher Brinsmead | Mgmt | For | Against | Against | ||||
5 | Elect Annette Flynn | Mgmt | For | Against | Against | ||||
6 | Elect Peter Gray | Mgmt | For | Against | Against | ||||
7 | Elect Ronnie Kells | Mgmt | For | Against | Against | ||||
8 | Elect Gary McGann | Mgmt | For | Against | Against | ||||
9 | Elect Barry McGrane | Mgmt | For | Against | Against | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
USG People N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USG | CINS N9040V117 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Report of the Management Board | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Compensation Policy | Mgmt | For | For | For | ||||
7 | Management Board Share Incentive | Mgmt | For | For | For | ||||
8 | Supervisory Board Fees | Mgmt | For | For | For | ||||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
USG People N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USG | CINS N9040V117 | 12/20/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Elect Rinse de Jong | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Amendments to Articles | Mgmt | For | Against | Against | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Ushio Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6925 | CINS J94456118 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Jiroh Ushio | Mgmt | For | For | For | ||||
5 | Elect Shiroh Sugata | Mgmt | For | For | For | ||||
6 | Elect Manabu Gotoh | Mgmt | For | For | For | ||||
7 | Elect Seiji Ohshima | Mgmt | For | For | For | ||||
8 | Elect Kenji Hamashima | Mgmt | For | For | For | ||||
9 | Elect Tadashi Taki | Mgmt | For | For | For | ||||
10 | Elect Shiroh Ushio | Mgmt | For | For | For | ||||
11 | Elect Ryutaroh Tada | Mgmt | For | For | For | ||||
12 | Elect Hiroaki Banno | Mgmt | For | For | For | ||||
13 | Elect Keizoh Tokuhiro | Mgmt | For | For | For | ||||
14 | Elect Susumu Nakaichi | Mgmt | For | Against | Against | ||||
15 | Elect Shinichiroh Kanzaki | Mgmt | For | Against | Against | ||||
16 | Elect Kazuo Shiohata | Mgmt | For | Against | Against | ||||
Valad Property Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPG | CINS Q93426106 | 10/29/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | Against | Against | ||||
3 | Re-elect Andrew Martin | Mgmt | For | Against | Against | ||||
4 | Elect David Robinson | Mgmt | For | Against | Against | ||||
5 | Approve Share Consolidation | Mgmt | For | For | For | ||||
Vastned Offices/Industrial NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VNOI | CINS N9411C102 | 05/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Approval of Termination of Cooperation | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Accounts and Reports | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
12 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
13 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
16 | Elect Henk Breukink | Mgmt | For | Against | Against | ||||
17 | Elect B.A.G. van Nievelt | Mgmt | For | N/A | N/A | ||||
18 | Against the Binding Recommendation | Mgmt | For | N/A | N/A | ||||
19 | Abstain from the Reappointment | Mgmt | For | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Vedanta Resources PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 07/28/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Naresh Chandra | Mgmt | For | For | For | ||||
5 | Elect Euan Macdonald | Mgmt | For | For | For | ||||
6 | Elect Aman Mehta | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Settle Convertible Bonds with Ordinary Shares | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
14 | Adoption of New Articles | Mgmt | For | For | For | ||||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
Vedanta Resources PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 12/13/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Veidekke ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VEI | CINS R9590N107 | 05/04/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
4 | Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
5 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | ||||
6 | Presentation of Management Report | Mgmt | For | TNA | N/A | ||||
7 | Report of the Board of Directors, Committees, and Auditor | Mgmt | For | TNA | N/A | ||||
8 | Questions | Mgmt | For | TNA | N/A | ||||
9 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
10 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
13 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
16 | Election of Directors | Mgmt | For | TNA | N/A | ||||
17 | Approval of Nomination Committee Guidelines | Mgmt | For | TNA | N/A | ||||
18 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
Vtech Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
303 | CINS G9400S108 | 07/30/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect PANG King Fai | Mgmt | For | Against | Against | ||||
5 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | ||||
6 | Elect Michael TIEN Puk Sun | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/out Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Western Coal Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTN | CUSIP 95801T107 | 03/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
Wienerberger AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WIE | CINS A95384110 | 05/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
5 | Amendments to Articles | Mgmt | For | For | For | ||||
6 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
7 | Elect Karl Fink | Mgmt | For | For | For | ||||
8 | Elect Harald Nograsek | Mgmt | For | For | For | ||||
9 | Elect Wilhelm Rasinger | Mgmt | For | For | For | ||||
10 | Elect Regina Prehofer | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
Wincor Nixdorf AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WIN | CINS D9695J105 | 01/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Elect Alexander Dibelius | Mgmt | For | For | For | ||||
9 | Elect Hans-Ulrich Holdenried | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | ||||
Wing Hang Bank, Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0302 | CINS Y9588K109 | 05/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect CHENG Hon Kwan | Mgmt | For | Against | Against | ||||
6 | Elect Aloysius TSE Hau Yin | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Wolseley plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WOS | CINS G9736L108 | 01/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect John Martin | Mgmt | For | Against | Against | ||||
4 | Elect Ian Meakins | Mgmt | For | Against | Against | ||||
5 | Elect Frank Roach | Mgmt | For | Against | Against | ||||
6 | Elect Gareth Davis | Mgmt | For | Against | Against | ||||
7 | Elect Andrew Duff | Mgmt | For | Against | Against | ||||
8 | Elect Nigel Stein | Mgmt | For | Against | Against | ||||
9 | Elect Michael Wareing | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
WOLSELEY PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WOS | CINS G97278116 | 11/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Reincorporation | Mgmt | For | For | For | ||||
WOLSELEY PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WOS | CINS G97278116 | 11/02/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reincorporation | Mgmt | For | For | For | ||||
2 | Cancellation of Share Premium Account | Mgmt | For | For | For | ||||
3 | Delisting | Mgmt | For | For | For | ||||
4 | Long-Term Incentive Scheme 2010 | Mgmt | For | For | For | ||||
5 | Share Option Plan 2010 | Mgmt | For | For | For | ||||
6 | Restricted Share Plan 2010 | Mgmt | For | For | For | ||||
7 | UK SAYE 2010 | Mgmt | For | For | For | ||||
8 | Employee Share Purchase Plan 2010 | Mgmt | For | For | For | ||||
9 | European Sharesave Plan 2010 | Mgmt | For | For | For | ||||
10 | Amendment to the ESPP/WESP | Mgmt | For | For | For | ||||
11 | Amendment to the Share Option Plan 2003 | Mgmt | For | For | For | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Wotif.com Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTF | CINS Q9860E101 | 10/25/2010 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Andrew Brice | Mgmt | For | Against | Against | ||||
3 | Equity Grant (MD Robert Cooke) | Mgmt | For | For | For | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
Yamaha Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7951 | CINS J95732103 | 06/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsuru Umemura | Mgmt | For | For | For | ||||
4 | Elect Hiroo Okabe | Mgmt | For | For | For | ||||
5 | Elect Motoki Takahashi | Mgmt | For | For | For | ||||
6 | Elect Haruo Kitamura | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | ||||
8 | Elect Fumio Umeda | Mgmt | For | Against | Against | ||||
9 | Elect Takashi Miyazawa | Mgmt | For | Against | Against | ||||
10 | Elect Hirohiro Ikeda | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
Yamaha Motor Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7272 | CINS J95776126 | 03/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Authority to Reduce Capital and Earned Reserves | Mgmt | For | For | For | ||||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | ||||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | ||||
5 | Elect Toyoo Ohtsubo | Mgmt | For | For | For | ||||
6 | Elect Yoshiteru Takahashi | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | ||||
8 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | ||||
9 | Elect Yuko Kawamoto | Mgmt | For | For | For | ||||
10 | Elect Masamitsu Sakurai | Mgmt | For | For | For | ||||
11 | Elect Mitsuru Umemura | Mgmt | For | For | For | ||||
12 | Elect Nobuya Hideshima | Mgmt | For | For | For | ||||
13 | Elect Masahiro Takizawa | Mgmt | For | For | For | ||||
14 | Elect Norihiko Shimizu | Mgmt | For | For | For | ||||
15 | Elect Yutaka Kume | Mgmt | For | Against | Against | ||||
16 | Elect Shigeki Hirasawa | Mgmt | For | Against | Against | ||||
17 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
Yamato Kogyo Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5444 | CINS J96524111 | 06/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Hiroyuki Inoue | Mgmt | For | For | For | ||||
3 | Elect Tadashi Takahashi | Mgmt | For | For | For | ||||
4 | Elect Yoshinori Toritani | Mgmt | For | For | For | ||||
5 | Elect Yoshio Morikawa | Mgmt | For | For | For | ||||
6 | Elect Damri Tunshevavong | Mgmt | For | For | For | ||||
7 | Elect Hisakazu Fukuhara | Mgmt | For | Against | Against | ||||
8 | Elect Tamaki Tsukada | Mgmt | For | Against | Against | ||||
9 | Elect Hisashi Sawada | Mgmt | For | For | For | ||||
Registrant : | Putnam Investment Funds | |||||||||
Fund Name : | Putnam International Growth Fund | |||||||||
Date of fiscal year end: | 09/30/2010 | |||||||||
Agrium Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGU | CUSIP 008916108 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | |||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | |||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | |||||
1.5 | Elect David Lesar | Mgmt | For | For | For | |||||
1.6 | Elect John Lowe | Mgmt | For | For | For | |||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | |||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | |||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | |||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | |||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
AIA Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1299 | CINS Y002A1105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect Edmund TSE Sze Wing | Mgmt | For | Against | Against | |||||
5 | Elect Mark Tucker | Mgmt | For | Against | Against | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For | For | |||||
Anheuser-Busch Inbev SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABI | CINS B6399C107 | 04/26/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendment Regarding Date of Annual Meeting | Mgmt | For | TNA | N/A | |||||
4 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | |||||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
6 | Amend Article 24 | Mgmt | For | TNA | N/A | |||||
7 | Amend Article 25 | Mgmt | For | TNA | N/A | |||||
8 | Amend Article 26BIS | Mgmt | For | TNA | N/A | |||||
9 | Amend Article 28 | Mgmt | For | TNA | N/A | |||||
10 | Amend Article 30 | Mgmt | For | TNA | N/A | |||||
11 | Amend Article 36-BIS | Mgmt | For | TNA | N/A | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Disapplication of Preemptive Rights | Mgmt | For | TNA | N/A | |||||
15 | Authority to Issue Warrants | Mgmt | For | TNA | N/A | |||||
16 | Authority to Increase Capital with Regards to Issuance | Mgmt | For | TNA | N/A | |||||
17 | Authority to Issue Warrants to Independent Directors | Mgmt | For | TNA | N/A | |||||
18 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
22 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
23 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
24 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
26 | Elect Stefan Descheemaeker | Mgmt | For | TNA | N/A | |||||
27 | Elect Paul Cornet de Ways Ruart | Mgmt | For | TNA | N/A | |||||
28 | Elect Kees Storm | Mgmt | For | TNA | N/A | |||||
29 | Elect Peter Harf | Mgmt | For | TNA | N/A | |||||
30 | Elect Olivier Goudet | Mgmt | For | TNA | N/A | |||||
31 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
32 | Approval of Equity Incentive Grants | Mgmt | For | TNA | N/A | |||||
33 | Approval of Change in Control Provision Relating to EMTN Program | Mgmt | For | TNA | N/A | |||||
34 | Change of Control Provision Relating to the US Dollar Notes | Mgmt | For | TNA | N/A | |||||
35 | Change of Control Provisions Relating to Notes Issued Under Shelf Registration Statement Filed In the US on Form F-3 | Mgmt | For | TNA | N/A | |||||
36 | Change of Control Provision Relating to the Canadian Dollar Notes Issued Via Private Placement | Mgmt | For | TNA | N/A | |||||
37 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Arkema SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKE | CINS F0392W125 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Elect Isabelle Kocher | Mgmt | For | For | For | |||||
9 | Elect Francois Enaud | Mgmt | For | For | For | |||||
10 | Elect Laurent Mignon | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
13 | Amendment to Article 10.1.3 | Mgmt | For | For | For | |||||
14 | Amendment to Article 8.2 | Mgmt | For | For | For | |||||
15 | Amendment to Article 16.5 | Mgmt | For | For | For | |||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Asahi Diamond Industrial Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6140 | CINS J02268100 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Susumu Kida | Mgmt | For | For | For | |||||
4 | Elect Kazuo Kawashima | Mgmt | For | For | For | |||||
5 | Elect Goroh Yamada | Mgmt | For | For | For | |||||
6 | Elect Sohji Horie | Mgmt | For | For | For | |||||
7 | Elect Yasuo Tomizuka | Mgmt | For | For | For | |||||
8 | Elect Kazuki Kataoka | Mgmt | For | For | For | |||||
9 | Elect LANG Ming-Shong | Mgmt | For | For | For | |||||
10 | Elect Takeo Okui | Mgmt | For | For | For | |||||
11 | Elect Kazuaki Taniguchi | Mgmt | For | For | For | |||||
12 | Elect Kazuo Kogawa | Mgmt | For | For | For | |||||
ASML Holding N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ASML | CINS N07059178 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | For | |||||
10 | Stock Option Grants to Employees | Mgmt | For | For | For | |||||
11 | Elect William Siegle | Mgmt | For | For | For | |||||
12 | Elect Josephus Westerburgen | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Supervisory Board Fees | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Authority to Cancel Shares | Mgmt | For | For | For | |||||
22 | Authority to Cancel Additional Shares | Mgmt | For | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Astellas Pharma Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4503 | CINS J03393105 | 06/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | |||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | |||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | |||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | |||||
10 | Elect Shigeo Aoyagi | Mgmt | For | Against | Against | |||||
11 | Elect Seigoh Kashii | Mgmt | For | Against | Against | |||||
12 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
13 | Bonus | Mgmt | For | For | For | |||||
14 | Stock Option Plan | Mgmt | For | Against | Against | |||||
Autonomy Corporation plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AU | CINS G0669T101 | 03/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Robert Webb | Mgmt | For | Against | Against | |||||
4 | Elect Jonathan Bloomer | Mgmt | For | Against | Against | |||||
5 | Elect Richard Gaunt | Mgmt | For | Against | Against | |||||
6 | Elect Sushovan Hussain | Mgmt | For | Against | Against | |||||
7 | Elect Frank Kelly | Mgmt | For | Against | Against | |||||
8 | Elect Michael Lynch | Mgmt | For | Against | Against | |||||
9 | Elect John McMonigall | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
AXA S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXA | CINS F06106102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Elect Jean-Martin Folz | Mgmt | For | For | For | |||||
9 | Elect Giuseppe Mussari | Mgmt | For | For | For | |||||
10 | Elect Marcus Schenck | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and/or Convertible Securities Through Private Placements; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
16 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | |||||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
18 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
19 | Authority to Increase Capital in Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
20 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by a Subsidiary | Mgmt | For | For | For | |||||
21 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
23 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | |||||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
28 | Amend Article 23 | Mgmt | For | For | For | |||||
29 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Babcock International Group PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAB | CINS G0689Q152 | 07/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Archie Bethel | Mgmt | For | Against | Against | |||||
3 | Elect Kevin Thomas | Mgmt | For | Against | Against | |||||
4 | Elect Lord Alexander Hesketh | Mgmt | For | Against | Against | |||||
5 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
8 | Employee Share Ownership Plan Renewal | Mgmt | For | For | For | |||||
9 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Adoption of New Articles | Mgmt | For | For | For | |||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Bank of Baroda | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BOB | CINS Y06451119 | 03/29/2011 | Unvoted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Issue Shares w/o Preemptive Rights (Preferential Allotment to Promoters) | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Bank Of Baroda | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
532134 | CINS Y06451119 | 07/05/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | India | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
Barclays plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BARC | CINS G08036124 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Alison Carnwath | Mgmt | For | For | For | |||||
4 | Elect Dambisa Moyo | Mgmt | For | For | For | |||||
5 | Elect Marcus Agius | Mgmt | For | For | For | |||||
6 | Elect David Booth | Mgmt | For | For | For | |||||
7 | Elect Sir Richard Broadbent | Mgmt | For | For | For | |||||
8 | Elect Fulvio Conti | Mgmt | For | For | For | |||||
9 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | |||||
10 | Elect Simon Fraser | Mgmt | For | For | For | |||||
11 | Elect Reuben Jeffrey III | Mgmt | For | For | For | |||||
12 | Elect Sir Andrew Likierman | Mgmt | For | For | For | |||||
13 | Elect Christopher Lucas | Mgmt | For | For | For | |||||
14 | Elect Sir Michael Rake | Mgmt | For | For | For | |||||
15 | Elect Sir John Sunderland | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
23 | Long Term Incentive Plan | Mgmt | For | For | For | |||||
24 | Amendment to the Barclays Group Share Value Plan | Mgmt | For | For | For | |||||
Basf SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAS | CINS D06216317 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Elect Anke Schaferkordt | Mgmt | For | For | For | |||||
10 | Supervisory Board Fees | Mgmt | For | For | For | |||||
11 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||||
12 | Intra-company Contracts/Control Agreements | Mgmt | For | For | For | |||||
Bayerische Motoren Werke AG (BMW) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMW | CINS D12096109 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | Against | Against | |||||
9 | Compensation Policy | Mgmt | For | Against | Against | |||||
BBMG Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2009 | CINS Y076A3105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Report | Mgmt | For | For | For | |||||
3 | Supervisors' Report | Mgmt | For | For | For | |||||
4 | Financial Statements | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
7 | Elect LI Xinhua | Mgmt | For | Against | Against | |||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Debentures | Mgmt | For | For | For | |||||
BG Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BG | CINS G1245Z108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | |||||
5 | Elect Caio Kock-Weser | Mgmt | For | For | For | |||||
6 | Elect Patrick Thomas | Mgmt | For | For | For | |||||
7 | Elect Peter Backhouse | Mgmt | For | For | For | |||||
8 | Elect Frank Chapman | Mgmt | For | For | For | |||||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||||
10 | Elect John Hood | Mgmt | For | For | For | |||||
11 | Elect Martin Houston | Mgmt | For | For | For | |||||
12 | Elect Sir David Manning | Mgmt | For | For | For | |||||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||||
14 | Elect Philippe Varin | Mgmt | For | For | For | |||||
15 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Biomerieux | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BIM | CINS F1149Y109 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Severance Package (Jean-Luc Bélingard) | Mgmt | For | For | For | |||||
8 | Related Party Transaction (Théra Conseil) | Mgmt | For | For | For | |||||
9 | Related Party Transaction (bioMérieux BV) | Mgmt | For | For | For | |||||
10 | Related Party Transactions (Previously Approved) | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
15 | Amendment to Article 13 | Mgmt | For | For | For | |||||
16 | Amendment to Article 19 | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Increase Capital as a Takeover Defense | Mgmt | For | Against | Against | |||||
25 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
BNP Paribas | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BNP | CINS F1058Q238 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Elect Jean-Francois Lepetit | Mgmt | For | Against | Against | |||||
10 | Elect Helene Ploix | Mgmt | For | Against | Against | |||||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||||
12 | Elect Daniela Weber-Rey | Mgmt | For | Against | Against | |||||
13 | Elect Fields Wicker-Miurin | Mgmt | For | Against | Against | |||||
14 | Merger by Absorption of Banque de Bretagne | Mgmt | For | For | For | |||||
15 | Merger by Absorption of BNP Paribas International BV | Mgmt | For | For | For | |||||
16 | Merger by Absorption of Cerenicim | Mgmt | For | For | For | |||||
17 | Merger by Absorption of SAS Noria | Mgmt | For | For | For | |||||
18 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |||||
19 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Cairn Energy PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNE | CINS G17528251 | 10/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Divestiture | Mgmt | For | For | For | |||||
Canon Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7751 | CINS J05124144 | 03/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Fujio Mitarai | Mgmt | For | For | For | |||||
4 | Elect Tsuneji Uchida | Mgmt | For | For | For | |||||
5 | Elect Toshizo Tanaka | Mgmt | For | For | For | |||||
6 | Elect Toshiaki Ikoma | Mgmt | For | For | For | |||||
7 | Elect Kunio Watanabe | Mgmt | For | For | For | |||||
8 | Elect Yohroku Adachi | Mgmt | For | For | For | |||||
9 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | |||||
10 | Elect Tomonori Iwashita | Mgmt | For | For | For | |||||
11 | Elect Masahiro Ohsawa | Mgmt | For | For | For | |||||
12 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | |||||
13 | Elect Katsuichi Shimizu | Mgmt | For | For | For | |||||
14 | Elect Ryohichi Banba | Mgmt | For | For | For | |||||
15 | Elect Toshio Honma | Mgmt | For | For | For | |||||
16 | Elect Masaki Nakaoka | Mgmt | For | For | For | |||||
17 | Elect Haruhisa Honda | Mgmt | For | For | For | |||||
18 | Elect Hideki Ozawa | Mgmt | For | For | For | |||||
19 | Elect Masaya Maeda | Mgmt | For | For | For | |||||
20 | Elect Yasuhiro Tani | Mgmt | For | For | For | |||||
21 | Elect Makoto Araki | Mgmt | For | For | For | |||||
22 | Elect Tadashi Ohe | Mgmt | For | For | For | |||||
23 | Bonus | Mgmt | For | For | For | |||||
24 | Stock Option Plan | Mgmt | For | For | For | |||||
Carillion plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLLN | CINS G1900N101 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Director's Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Richard Adam | Mgmt | For | Against | Against | |||||
4 | Elect Richard Howson | Mgmt | For | Against | Against | |||||
5 | Elect David Maloney | Mgmt | For | Against | Against | |||||
6 | Elect John McDonough | Mgmt | For | Against | Against | |||||
7 | Elect Steven Mogford | Mgmt | For | Against | Against | |||||
8 | Elect Vanda Murray | Mgmt | For | Against | Against | |||||
9 | Elect Philip Rogerson | Mgmt | For | Against | Against | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||||
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authorisation of Political Donations | Mgmt | For | Abstain | Against | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Centrica plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNA | CINS G2018Z143 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Roger Carr | Mgmt | For | For | For | |||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | |||||
6 | Elect Helen Alexander | Mgmt | For | For | For | |||||
7 | Elect Phil Bentley | Mgmt | For | For | For | |||||
8 | Elect Margherita Della Valle | Mgmt | For | For | For | |||||
9 | Elect Mary Francis | Mgmt | For | For | For | |||||
10 | Elect Mark Hanafin | Mgmt | For | For | For | |||||
11 | Elect Nick Luff | Mgmt | For | For | For | |||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | |||||
13 | Elect Ian Meakins | Mgmt | For | For | For | |||||
14 | Elect Paul Rayner | Mgmt | For | For | For | |||||
15 | Elect Chris Weston | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
22 | Authority to Set General Meeting at 14 Days | Mgmt | For | Against | Against | |||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Coal Energy Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1898 | CINS Y1434L100 | 09/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Use of Proceeds from Issuance of A Shares | Mgmt | For | For | For | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Final Financial Accounts | Mgmt | For | For | For | |||||
6 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditors and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Elect DONG Shi | Mgmt | For | Against | Against | |||||
10 | Purchase of Head Office Business Processing Centre | Mgmt | For | For | For | |||||
11 | 2010 Final Emoluments Distribution Plan | Mgmt | For | For | For | |||||
China Construction Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0939 | CINS Y1397N101 | 09/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect ZHANG Furong as Supervisor | Mgmt | For | For | For | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Green (Holdings) Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0904 | CINS G2107G105 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect KUNG Sze Wai | Mgmt | For | Against | Against | |||||
6 | Elect HU Ji Rong | Mgmt | For | Against | Against | |||||
7 | Elect ZHENG Baodong | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
China National Materials Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1893 | CINS Y15048104 | 07/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect TAN Zhongming | Mgmt | For | Against | Against | |||||
2 | Elect ZHOU Yuxian | Mgmt | For | Against | Against | |||||
3 | Elect LI Xinhua | Mgmt | For | Against | Against | |||||
4 | Elect YU Shiliang | Mgmt | For | Against | Against | |||||
5 | Elect LIU Zhijiang | Mgmt | For | Against | Against | |||||
6 | Elect CHEN Xiaozhou | Mgmt | For | Against | Against | |||||
7 | Elect LEUNG Chong Shun | Mgmt | For | Against | Against | |||||
8 | Elect SHI Chungui | Mgmt | For | Against | Against | |||||
9 | Elect LU Zhengfei | Mgmt | For | Against | Against | |||||
10 | Elect WANG Shimin | Mgmt | For | Against | Against | |||||
11 | Elect ZHOU Zude | Mgmt | For | Against | Against | |||||
12 | Elect XU Weibing as Supervisor | Mgmt | For | For | For | |||||
13 | Elect ZHANG Renjie as Supervisor | Mgmt | For | For | For | |||||
14 | Elect WANG Jianguo as Supervisor | Mgmt | For | For | For | |||||
15 | Supervisors' Fees | Mgmt | For | For | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
China National Materials Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1893 | CINS Y15048104 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Adoption of Share Appreciation Rights Scheme | Mgmt | For | For | For | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Application for Credit Facility | Mgmt | For | For | For | |||||
China Power New Energy Development Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0735 | CINS G2157E109 | 03/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
4 | Issuance of Shares Under Special Mandate | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Power New Energy Development Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0735 | CINS G2157E109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect WANG Hao | Mgmt | For | Against | Against | |||||
5 | Elect WONG Kwok Tai | Mgmt | For | Against | Against | |||||
6 | Authority to Appoint Additional Directors | Mgmt | For | For | For | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
12 | Refreshment of Share Option Scheme | Mgmt | For | Abstain | Against | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Power New Energy Development Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0735 | CINS G2157E109 | 10/08/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Acquisition | Mgmt | For | For | For | |||||
4 | Whitewash Waiver | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Resources Power Holdings Company Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0836 | CINS Y1503A100 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Hong Kong | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Elect SONG Lin | Mgmt | For | Against | Against | |||||
7 | Elect WANG Yu Jun | Mgmt | For | Against | Against | |||||
8 | Elect WANG Xiao Bin | Mgmt | For | Against | Against | |||||
9 | Elect ZHANG Shen Wen | Mgmt | For | Against | Against | |||||
10 | Elect LI She Tang | Mgmt | For | Against | Against | |||||
11 | Elect DU Wenmin | Mgmt | For | Against | Against | |||||
12 | Elect SHI Shanbo | Mgmt | For | Against | Against | |||||
13 | Elect WEI Bin | Mgmt | For | Against | Against | |||||
14 | Elect ZHANG Haipeng | Mgmt | For | Against | Against | |||||
15 | Elect CHEN Ji Min | Mgmt | For | Against | Against | |||||
16 | Elect Andrew MA Chiu-Cheung | Mgmt | For | Against | Against | |||||
17 | Directors' Fees | Mgmt | For | For | For | |||||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Shanshui Cement Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0691 | CINS G2116M101 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect ZHANG Bin | Mgmt | For | Against | Against | |||||
6 | Elect DONG Chengtian | Mgmt | For | Against | Against | |||||
7 | Elect WANG Yanmou | Mgmt | For | Against | Against | |||||
8 | Elect WANG Jian | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
China Windpower Group Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0182 | CINS G2115L112 | 06/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Elect Johnson KO Chun Shun | Mgmt | For | Against | Against | |||||
5 | Elect Jason CHAN Kam Kwan | Mgmt | For | Against | Against | |||||
6 | Elect Tony TSOI Tong Hoo | Mgmt | For | Against | Against | |||||
7 | Elect David WONG Yau Kar | Mgmt | For | Against | Against | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Refreshment of Share Option Scheme | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Abstain | Against | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Christian Dior SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CDI | CINS F26334106 | 03/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Related Party Transactions | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Elect Bernard Arnault | Mgmt | For | Against | Against | |||||
9 | Elect Sidney Toledano | Mgmt | For | Against | Against | |||||
10 | Elect Pierre Gode | Mgmt | For | Against | Against | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares and/or Convertible Securities with Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against | Against | |||||
16 | Authority to Increase Capital Through Private Placement | Mgmt | For | Against | Against | |||||
17 | Authority to Set Offering Prices of Shares | Mgmt | For | Against | Against | |||||
18 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
19 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | |||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
22 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | |||||
23 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Compagnie de Saint Gobain SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGO | CINS F80343100 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | |||||
8 | Elect Jacques Pestre | Mgmt | For | Against | Against | |||||
9 | Elect Olivia Qiu | Mgmt | For | Against | Against | |||||
10 | Elect Gérard Mestrallet | Mgmt | For | Against | Against | |||||
11 | Elect Denis Ranque | Mgmt | For | Against | Against | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares and/or Convertible Securities w/out Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
18 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
20 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Compass Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPG | CINS G23296182 | 02/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||||
5 | Elect Richard Cousins | Mgmt | For | For | For | |||||
6 | Elect Gary Green | Mgmt | For | For | For | |||||
7 | Elect Andrew Martin | Mgmt | For | For | For | |||||
8 | Elect Sir James Crosby | Mgmt | For | For | For | |||||
9 | Elect Steve Lucas | Mgmt | For | For | For | |||||
10 | Elect Susan Murray | Mgmt | For | For | For | |||||
11 | Elect Don Robert | Mgmt | For | For | For | |||||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Cookson Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CKSN | CINS G24108246 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Mike Butterworth | Mgmt | For | For | For | |||||
5 | Elect Jeff Harris | Mgmt | For | For | For | |||||
6 | Elect Jeffrey Hewitt | Mgmt | For | For | For | |||||
7 | Elect Peter Hill | Mgmt | For | For | For | |||||
8 | Elect Jan Oosterveld | Mgmt | For | For | For | |||||
9 | Elect Nick Salmon | Mgmt | For | For | For | |||||
10 | Elect John Sussens | Mgmt | For | For | For | |||||
11 | Elect Francois Wanecq | Mgmt | For | For | For | |||||
12 | Appointment of Auditor | Mgmt | For | For | For | |||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Criteria CaixaCorp, S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRI | CINS E3641N103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Scrip Dividend | Mgmt | For | For | For | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Scrip Dividend | Mgmt | For | For | For | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Scrip Dividend | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Amend Articles 4, 8, 10, 11, 13, 15, 18, 19, 20, 21, 34, 40, 44 and 49 | Mgmt | For | For | For | |||||
12 | Amend Articles 14, 17, 24, 31, 32, 45 and 46 | Mgmt | For | For | For | |||||
13 | Asset Swap | Mgmt | For | For | For | |||||
14 | Issuance of Shares to Caixa d'Estalvis | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Merger with Microbank; Amendments to Articles | Mgmt | For | For | For | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
19 | Spin-off of Assets and Liabilities of Microcredit Business Acquired from Microbank | Mgmt | For | For | For | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
22 | Report on Amendments to Board of Directors Regulations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
26 | Board Size | Mgmt | For | For | For | |||||
27 | Elect Juan-Jose Lopez Burniol | Mgmt | For | Against | Against | |||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
29 | Authorization to Exercise Competing Activities | Mgmt | For | For | For | |||||
30 | Appointment of Auditor | Mgmt | For | For | For | |||||
31 | Remuneration Policy | Mgmt | For | Against | Against | |||||
32 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Danske Bank A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DDB | CINS K22272114 | 03/29/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Participation in Winding-Up Scheme | Mgmt | For | TNA | N/A | |||||
7 | Wind-Up of the Company | Mgmt | N/A | TNA | N/A | |||||
8 | Board Size | Mgmt | For | TNA | N/A | |||||
9 | Elect Eivind Kolding | Mgmt | For | TNA | N/A | |||||
10 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||||
11 | Elect Michael Fairey | Mgmt | For | TNA | N/A | |||||
12 | Elect Peter Hojland | Mgmt | For | TNA | N/A | |||||
13 | Elect Mats Jansson | Mgmt | For | TNA | N/A | |||||
14 | Elect Majken Schultz | Mgmt | For | TNA | N/A | |||||
15 | Elect Claus Vastrup | Mgmt | For | TNA | N/A | |||||
16 | Elect Niels Christiansen | Mgmt | For | TNA | N/A | |||||
17 | Shareholder Proposal Regarding Election of Egon Geertsen | ShrHldr | Abstain | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Amendment Regarding Attendance, Voting and Admission Cards | Mgmt | For | TNA | N/A | |||||
20 | Amendment Regarding Age Limits | Mgmt | For | TNA | N/A | |||||
21 | Amendment Regarding Committee Authority | Mgmt | For | TNA | N/A | |||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
23 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
24 | Shareholder Proposal Regarding Voting Transparency | ShrHldr | Against | TNA | N/A | |||||
25 | Shareholder Proposal Regarding Allowing the Press to Attend, Photograph and Film the General Meeting | ShrHldr | Against | TNA | N/A | |||||
26 | Shareholder Proposal Regarding Board Share Ownership Requirements | ShrHldr | Against | TNA | N/A | |||||
27 | Shareholder Proposal Regarding Mandatory Board Resignation if the Company Loses 50% of its Share Capital | ShrHldr | Against | TNA | N/A | |||||
28 | Shareholder Proposal Regarding Moving IT Development from India to Denmark | ShrHldr | Against | TNA | N/A | |||||
Dendreon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||||
1.4 | Elect David Stump | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Deutsche Lufthansa AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LHA | CINS D1908N106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Compensation Policy | Mgmt | For | For | For | |||||
8 | Ratification of Management Acts | Mgmt | For | For | For | |||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Appointment of Special Auditor | ShrHldr | Against | Against | For | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Dongfeng Motor Group Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0489 | CINS Y21042109 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Directors' Reports | Mgmt | For | For | For | |||||
4 | Supervisors' Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Authority to Distribute Interim Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||||
10 | Authority to Give Guarantees | Mgmt | For | For | For | |||||
11 | Provision of Guarantee | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
Dongfeng Motor Group Company Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0489 | CINS Y21042109 | 10/11/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against | Against | |||||
4 | Elect XU Ping | Mgmt | For | Against | Against | |||||
5 | Elect LI Shaozhu | Mgmt | For | Against | Against | |||||
6 | Elect FAN Zhong | Mgmt | For | Against | Against | |||||
7 | Elect ZHOU Wenjie | Mgmt | For | Against | Against | |||||
8 | Elect ZHU Fushou | Mgmt | For | Against | Against | |||||
9 | Elect TONG Dongcheng | Mgmt | For | Against | Against | |||||
10 | Elect OUYANG Jie | Mgmt | For | Against | Against | |||||
11 | Elect LIU Weidong | Mgmt | For | Against | Against | |||||
12 | Elect ZHOU Qiang | Mgmt | For | Against | Against | |||||
13 | Elect SUN Shuyi | Mgmt | For | Against | Against | |||||
14 | Elect NG Lin-fung | Mgmt | For | Against | Against | |||||
15 | Elect YANG Xianzu | Mgmt | For | Against | Against | |||||
16 | Elect WEN Shiyang | Mgmt | For | For | For | |||||
17 | Elect DENG Mingran | Mgmt | For | For | For | |||||
18 | Elect MA Liangjie | Mgmt | For | For | For | |||||
19 | Elect REN Yong | Mgmt | For | For | For | |||||
20 | Elect LI Chunrong | Mgmt | For | For | For | |||||
21 | Elect CHEN Binbo | Mgmt | For | For | For | |||||
22 | Elect HUANG Gang | Mgmt | For | For | For | |||||
Easyjet PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EZJ | CINS G2915P107 | 12/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Relationship Agreement | Mgmt | For | For | For | |||||
2 | Amendments to Articles Regarding Relationship Agreement | Mgmt | For | For | For | |||||
Elpida Memory Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6665 | CINS J1354L103 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Yoshitaka Kinoshita | Mgmt | For | For | For | |||||
3 | Elect Yasushi Takahashi | Mgmt | For | For | For | |||||
4 | Elect Takayuki Mashiko | Mgmt | For | Against | Against | |||||
5 | Elect Katsumi Sakurai | Mgmt | For | For | For | |||||
6 | Elect Masahiko Kanemura | Mgmt | For | For | For | |||||
7 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
8 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||||
9 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | |||||
Faurecia | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EO | CINS F3445A108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Amendments to Article Regarding Director Term Length | Mgmt | For | For | For | |||||
5 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
7 | Accounts and Reports; Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
9 | Payment of Dividend | Mgmt | For | For | For | |||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||
11 | Elect Linda Newton | Mgmt | For | Against | Against | |||||
12 | Elect Jean-Claude Hanus | Mgmt | For | Against | Against | |||||
13 | Elect Thierry Peugeot | Mgmt | For | Against | Against | |||||
14 | Elect Philippe Varin | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||||
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Fiat S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CINS T4210N122 | 03/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
Fiat S.p.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CINS T4210N122 | 09/14/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Italy | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Demerger Plan | Mgmt | For | TNA | N/A | |||||
3 | Reduction of Share Repurchase Limit | Mgmt | For | TNA | N/A | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||||
1.5 | Elect William Post | Mgmt | For | For | For | |||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||||
Fortum Oyj | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FUM1V | CINS X2978Z118 | 03/31/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Finland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
11 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||||
12 | Supervisory Board Size | Mgmt | For | TNA | N/A | |||||
13 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
15 | Board Size | Mgmt | For | TNA | N/A | |||||
16 | Election of Directors | Mgmt | For | TNA | N/A | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
19 | Shareholder Proposal Regarding the Abolition of the Supervisory Board | ShrHldr | For | TNA | N/A | |||||
20 | Shareholder Proposal Regarding Nominating Committee | ShrHldr | For | TNA | N/A | |||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Gazprom | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Consent | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Early Termination of Directors | Mgmt | For | For | For | |||||
2 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | |||||
3 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | |||||
4 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | |||||
5 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | |||||
6 | Elect Timur Kulibayev | Mgmt | N/A | Abstain | N/A | |||||
7 | Elect Viktor Martynov | Mgmt | N/A | Abstain | N/A | |||||
8 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | |||||
9 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | |||||
10 | Elect Valery Musin | Mgmt | N/A | For | N/A | |||||
11 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | |||||
12 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | |||||
13 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | |||||
Gazprom | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Consent | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Annual Report | Mgmt | For | For | For | |||||
2 | Financial Statements | Mgmt | For | For | For | |||||
3 | Allocation of Profits | Mgmt | For | For | For | |||||
4 | Payment of Dividends | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Amendments to Charter | Mgmt | For | For | For | |||||
7 | Directors' Fees | Mgmt | For | Against | Against | |||||
8 | Audit Commission Members' Fees | Mgmt | For | For | For | |||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||
11 | Related Party Transactions | Mgmt | For | For | For | |||||
12 | Related Party Transactions | Mgmt | For | For | For | |||||
13 | Related Party Transactions | Mgmt | For | For | For | |||||
14 | Related Party Transactions | Mgmt | For | For | For | |||||
15 | Related Party Transactions | Mgmt | For | For | For | |||||
16 | Related Party Transactions | Mgmt | For | For | For | |||||
17 | Related Party Transactions | Mgmt | For | For | For | |||||
18 | Related Party Transactions | Mgmt | For | For | For | |||||
19 | Related Party Transactions | Mgmt | For | For | For | |||||
20 | Related Party Transactions | Mgmt | For | For | For | |||||
21 | Related Party Transactions | Mgmt | For | For | For | |||||
22 | Related Party Transactions | Mgmt | For | For | For | |||||
23 | Related Party Transactions | Mgmt | For | For | For | |||||
24 | Related Party Transactions | Mgmt | For | For | For | |||||
25 | Related Party Transactions | Mgmt | For | For | For | |||||
26 | Related Party Transactions | Mgmt | For | For | For | |||||
27 | Related Party Transactions | Mgmt | For | For | For | |||||
28 | Related Party Transactions | Mgmt | For | For | For | |||||
29 | Related Party Transactions | Mgmt | For | For | For | |||||
30 | Related Party Transactions | Mgmt | For | For | For | |||||
31 | Related Party Transactions | Mgmt | For | For | For | |||||
32 | Related Party Transactions | Mgmt | For | For | For | |||||
33 | Related Party Transactions | Mgmt | For | For | For | |||||
34 | Related Party Transactions | Mgmt | For | For | For | |||||
35 | Related Party Transactions | Mgmt | For | For | For | |||||
36 | Related Party Transactions | Mgmt | For | For | For | |||||
37 | Related Party Transactions | Mgmt | For | For | For | |||||
38 | Related Party Transactions | Mgmt | For | For | For | |||||
39 | Related Party Transactions | Mgmt | For | For | For | |||||
40 | Related Party Transactions | Mgmt | For | For | For | |||||
41 | Related Party Transactions | Mgmt | For | For | For | |||||
42 | Related Party Transactions | Mgmt | For | For | For | |||||
43 | Related Party Transactions | Mgmt | For | For | For | |||||
44 | Related Party Transactions | Mgmt | For | For | For | |||||
45 | Related Party Transactions | Mgmt | For | For | For | |||||
46 | Related Party Transactions | Mgmt | For | For | For | |||||
47 | Related Party Transactions | Mgmt | For | For | For | |||||
48 | Related Party Transactions | Mgmt | For | For | For | |||||
49 | Related Party Transactions | Mgmt | For | For | For | |||||
50 | Related Party Transactions | Mgmt | For | For | For | |||||
51 | Related Party Transactions | Mgmt | For | For | For | |||||
52 | Related Party Transactions | Mgmt | For | For | For | |||||
53 | Related Party Transactions | Mgmt | For | For | For | |||||
54 | Related Party Transactions | Mgmt | For | For | For | |||||
55 | Related Party Transactions | Mgmt | For | For | For | |||||
56 | Related Party Transactions | Mgmt | For | For | For | |||||
57 | Related Party Transactions | Mgmt | For | For | For | |||||
58 | Related Party Transactions | Mgmt | For | For | For | |||||
59 | Related Party Transactions | Mgmt | For | For | For | |||||
60 | Related Party Transactions | Mgmt | For | For | For | |||||
61 | Related Party Transactions | Mgmt | For | For | For | |||||
62 | Related Party Transactions | Mgmt | For | For | For | |||||
63 | Related Party Transactions | Mgmt | For | For | For | |||||
64 | Related Party Transactions | Mgmt | For | For | For | |||||
65 | Related Party Transactions | Mgmt | For | For | For | |||||
66 | Related Party Transactions | Mgmt | For | For | For | |||||
67 | Related Party Transactions | Mgmt | For | For | For | |||||
68 | Related Party Transactions | Mgmt | For | For | For | |||||
69 | Related Party Transactions | Mgmt | For | For | For | |||||
70 | Related Party Transactions | Mgmt | For | For | For | |||||
71 | Related Party Transactions | Mgmt | For | For | For | |||||
72 | Related Party Transactions | Mgmt | For | For | For | |||||
73 | Related Party Transactions | Mgmt | For | For | For | |||||
74 | Related Party Transactions | Mgmt | For | For | For | |||||
75 | Related Party Transactions | Mgmt | For | For | For | |||||
76 | Related Party Transactions | Mgmt | For | For | For | |||||
77 | Related Party Transactions | Mgmt | For | For | For | |||||
78 | Related Party Transactions | Mgmt | For | For | For | |||||
79 | Related Party Transactions | Mgmt | For | For | For | |||||
80 | Related Party Transactions | Mgmt | For | For | For | |||||
81 | Related Party Transactions | Mgmt | For | For | For | |||||
82 | Related Party Transactions | Mgmt | For | For | For | |||||
83 | Related Party Transactions | Mgmt | For | For | For | |||||
84 | Related Party Transactions | Mgmt | For | For | For | |||||
85 | Related Party Transactions | Mgmt | For | For | For | |||||
86 | Related Party Transactions | Mgmt | For | For | For | |||||
87 | Related Party Transactions | Mgmt | For | For | For | |||||
88 | Related Party Transactions | Mgmt | For | For | For | |||||
89 | Related Party Transactions | Mgmt | For | For | For | |||||
90 | Related Party Transactions | Mgmt | For | For | For | |||||
91 | Related Party Transactions | Mgmt | For | For | For | |||||
92 | Related Party Transactions | Mgmt | For | For | For | |||||
93 | Related Party Transactions | Mgmt | For | For | For | |||||
94 | Related Party Transactions | Mgmt | For | For | For | |||||
95 | Related Party Transactions | Mgmt | For | For | For | |||||
96 | Related Party Transactions | Mgmt | For | For | For | |||||
97 | Related Party Transactions | Mgmt | For | For | For | |||||
98 | Related Party Transactions | Mgmt | For | For | For | |||||
Gazprom | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OGZRY | CUSIP 368287207 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Consent | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Related Party Transactions | Mgmt | For | For | For | |||||
2 | Related Party Transactions | Mgmt | For | For | For | |||||
3 | Related Party Transactions | Mgmt | For | For | For | |||||
4 | Related Party Transactions | Mgmt | For | For | For | |||||
5 | Related Party Transactions | Mgmt | For | For | For | |||||
6 | Related Party Transactions | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||
10 | Related Party Transactions | Mgmt | For | For | For | |||||
11 | Related Party Transactions | Mgmt | For | For | For | |||||
12 | Related Party Transactions | Mgmt | For | For | For | |||||
13 | Related Party Transactions | Mgmt | For | For | For | |||||
14 | Related Party Transactions | Mgmt | For | For | For | |||||
15 | Related Party Transactions | Mgmt | For | For | For | |||||
16 | Related Party Transactions | Mgmt | For | For | For | |||||
17 | Related Party Transactions | Mgmt | For | For | For | |||||
18 | Related Party Transactions | Mgmt | For | For | For | |||||
19 | Related Party Transactions | Mgmt | For | For | For | |||||
20 | Related Party Transactions | Mgmt | For | For | For | |||||
21 | Related Party Transactions | Mgmt | For | For | For | |||||
22 | Related Party Transactions | Mgmt | For | For | For | |||||
23 | Related Party Transactions | Mgmt | For | For | For | |||||
24 | Related Party Transactions | Mgmt | For | For | For | |||||
25 | Related Party Transactions | Mgmt | For | For | For | |||||
26 | Related Party Transactions | Mgmt | For | For | For | |||||
27 | Related Party Transactions | Mgmt | For | For | For | |||||
28 | Related Party Transactions | Mgmt | For | For | For | |||||
29 | Related Party Transactions | Mgmt | For | For | For | |||||
30 | Related Party Transactions | Mgmt | For | For | For | |||||
31 | Related Party Transactions | Mgmt | For | For | For | |||||
32 | Related Party Transactions | Mgmt | For | For | For | |||||
33 | Related Party Transactions | Mgmt | For | For | For | |||||
34 | Related Party Transactions | Mgmt | For | For | For | |||||
35 | Elect Andrey Akimov | Mgmt | N/A | Abstain | N/A | |||||
36 | Elect Alexander Ananenkov | Mgmt | N/A | Abstain | N/A | |||||
37 | Elect Farit Gazizullin | Mgmt | N/A | Abstain | N/A | |||||
38 | Elect Viktor Zubkov | Mgmt | N/A | Abstain | N/A | |||||
39 | Elect Elena Karpel | Mgmt | N/A | Abstain | N/A | |||||
40 | Elect Alexey Miller | Mgmt | N/A | Abstain | N/A | |||||
41 | Elect Valery Musin | Mgmt | N/A | For | N/A | |||||
42 | Elect Elvira Nabiullina | Mgmt | N/A | Abstain | N/A | |||||
43 | Elect Mikhail Sereda | Mgmt | N/A | Abstain | N/A | |||||
44 | Elect Sergey Shmatko | Mgmt | N/A | Abstain | N/A | |||||
45 | Elect Igor Yusufov | Mgmt | N/A | Abstain | N/A | |||||
46 | Elect Dmitry Arkhipov | Mgmt | N/A | For | N/A | |||||
47 | Elect Andrey Belobrov | Mgmt | N/A | For | N/A | |||||
48 | Elect Vadim Bikulov | Mgmt | N/A | Against | N/A | |||||
49 | Elect Aleksey Mironov | Mgmt | N/A | For | N/A | |||||
50 | Elect Lidiya Morozova | Mgmt | N/A | For | N/A | |||||
51 | Elect Anna Nesterova | Mgmt | N/A | For | N/A | |||||
52 | Elect Yury Nosov | Mgmt | N/A | Abstain | N/A | |||||
53 | Elect Karen Oganyan | Mgmt | N/A | For | N/A | |||||
54 | Elect Konstantin Pesotsky | Mgmt | N/A | For | N/A | |||||
55 | Elect Maria Tikhonova | Mgmt | N/A | For | N/A | |||||
56 | Elect Aleksandr Yugov | Mgmt | N/A | For | N/A | |||||
GB Auto S.A.E. (Ghabbour Auto) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUTO | CINS M48217109 | 03/30/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Egypt | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Report of the Board | Mgmt | For | TNA | N/A | |||||
3 | Report of the Auditor | Mgmt | For | TNA | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||||
10 | Related Party Transactions | Mgmt | For | TNA | N/A | |||||
11 | Treatment of Affiliated Companies on the Balance Sheet | Mgmt | For | TNA | N/A | |||||
12 | Charitable Donations | Mgmt | Against | TNA | N/A | |||||
GB Auto S.A.E. (Ghabbour Auto) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUTO | CINS M48217109 | 03/30/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Egypt | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Give Guarantees | Mgmt | For | TNA | N/A | |||||
3 | Authority to Make Investments | Mgmt | For | TNA | N/A | |||||
4 | Amendment to Bonus Scheme | Mgmt | For | TNA | N/A | |||||
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||||
GB Auto S.A.E. (Ghabbour Auto) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUTO | CINS M48217109 | 11/03/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Egypt | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Give Guarantees | Mgmt | For | TNA | N/A | |||||
GB Auto S.A.E. (Ghabbour Auto) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUTO | CINS M48217109 | 11/03/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Egypt | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Give Guarantees | Mgmt | For | TNA | N/A | |||||
Gielda Papierow Wartosciowych w Warszawie S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPW | CINS X980AG100 | 02/28/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening | Mgmt | For | TNA | N/A | |||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||||
5 | Agenda | Mgmt | For | TNA | N/A | |||||
6 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||||
7 | Closing | Mgmt | For | TNA | N/A | |||||
Gielda Papierow Wartosciowych w Warszawie S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPW | CINS X980AG100 | 06/27/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening of Meeting | Mgmt | For | TNA | N/A | |||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||||
5 | Agenda | Mgmt | For | TNA | N/A | |||||
6 | Presentation of Management Board Report | Mgmt | For | TNA | N/A | |||||
7 | Presentation of Supervisory Board Report (Management) | Mgmt | For | TNA | N/A | |||||
8 | Presentation of Supervisory Board Report (Supervisory) | Mgmt | For | TNA | N/A | |||||
9 | Management Board Report | Mgmt | For | TNA | N/A | |||||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
12 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||||
13 | Ratification of Management Acts | Mgmt | For | TNA | N/A | |||||
14 | Supervisory Board Size | Mgmt | For | TNA | N/A | |||||
15 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||||
16 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |||||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
18 | Closing | Mgmt | For | TNA | N/A | |||||
Gielda Papierow Wartosciowych w Warszawie S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPW | CINS X980AG100 | 12/22/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Poland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening | Mgmt | For | TNA | N/A | |||||
3 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||||
4 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | |||||
5 | Agenda | Mgmt | For | TNA | N/A | |||||
6 | Changes to Supervisory Board | Mgmt | For | TNA | N/A | |||||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
8 | Closing | Mgmt | For | TNA | N/A | |||||
GOME Electrical Appliances Holding Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0493 | CINS G3978C124 | 09/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Elect ZHU Jia | Mgmt | For | For | For | |||||
4 | Elect Ian Reynolds | Mgmt | For | For | For | |||||
5 | Elect WANG Li Hong | Mgmt | For | For | For | |||||
6 | Cancellation of General Mandate to Issue shares w/o Preemptive Rights | ShrHldr | Against | Against | For | |||||
7 | SHP Removal of CHEN Xiao | ShrHldr | Against | Against | For | |||||
8 | SHP Removal of SUN Yi Ding | ShrHldr | Against | Against | For | |||||
9 | SHP Elect of Dissident Shareholder Nominee ZOU Xiao Chun | ShrHldr | Against | Against | For | |||||
10 | SHP Elect of Dissident Shareholder Nominee HUANG Yan Hong | ShrHldr | Against | Against | For | |||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Grifols SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GRF | CINS E5706X124 | 01/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Issuance of Non-Voting Shares for Acquisition of Talecris | Mgmt | For | Abstain | Against | |||||
2 | Election of Directors and Increase in Board Size | Mgmt | For | Against | Against | |||||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
4 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Grifols SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GRF | CINS E5706X124 | 05/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Spain | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | |||||
7 | Amend Article 18 | Mgmt | For | For | For | |||||
8 | Amend Article 24 | Mgmt | For | For | For | |||||
9 | Elect Luis Isasi Fernandez de Bobadilla | Mgmt | For | Against | Against | |||||
10 | Elect Thomas Glanzmann | Mgmt | For | Against | Against | |||||
11 | Board Size | Mgmt | For | Against | Against | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Hitachi High-Technologies | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8036 | CINS J20416103 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hidehito Ohbayashi | Mgmt | For | Against | Against | |||||
2 | Elect Masao Hisada | Mgmt | For | Against | Against | |||||
3 | Elect Katsumi Mizuno | Mgmt | For | Against | Against | |||||
4 | Elect Hideyo Hayakawa | Mgmt | For | Against | Against | |||||
5 | Elect Toyoaki Nakamura | Mgmt | For | Against | Against | |||||
6 | Elect Ryuichi Kitayama | Mgmt | For | Against | Against | |||||
Hon Hai Precision Industry Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2317 | CINS Y36861105 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | Against | Against | |||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||||
10 | Amendments to Articles | Mgmt | For | Against | Against | |||||
11 | Extraordinary Motions | Mgmt | For | Against | Against | |||||
HSBC Holdings plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSBA | CINS G4634U169 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect Safra Catz | Mgmt | For | For | For | |||||
4 | Elect Laura CHA May Lung | Mgmt | For | For | For | |||||
5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |||||
6 | Elect John Coombe | Mgmt | For | For | For | |||||
7 | Elect Rona Fairhead | Mgmt | For | For | For | |||||
8 | Elect Douglas Flint | Mgmt | For | For | For | |||||
9 | Elect Alexander Flockhart | Mgmt | For | For | For | |||||
10 | Elect Stuart Gulliver | Mgmt | For | For | For | |||||
11 | Elect James Hughes-Hallett | Mgmt | For | For | For | |||||
12 | Elect Sam Laidlaw | Mgmt | For | For | For | |||||
13 | Elect J. Rachel Lomax | Mgmt | For | For | For | |||||
14 | Elect Iain Mackay | Mgmt | For | For | For | |||||
15 | Elect Gwyn Morgan | Mgmt | For | Against | Against | |||||
16 | Elect Narayana Murthy | Mgmt | For | For | For | |||||
17 | Elect Simon Robertson | Mgmt | For | For | For | |||||
18 | Elect John Thornton | Mgmt | For | For | For | |||||
19 | Elect Sir Brian Williamson | Mgmt | For | For | For | |||||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Share Plan 2011 | Mgmt | For | Against | Against | |||||
24 | Directors' Fees | Mgmt | For | For | For | |||||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Hyundai Department Store | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
69960 | CINS Y38306109 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
4 | Election of Audit Committee Memebrs (Slate) | Mgmt | For | For | For | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
Hyundai Engineering & Construction Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
000720 | CINS Y38382100 | 03/31/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
4 | Resignation of LEE Seung Ryul | Mgmt | For | Abstain | Against | |||||
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
6 | Election of Audit Committee Members (Slate) | Mgmt | For | Abstain | Against | |||||
7 | Directors' Fees | Mgmt | For | For | For | |||||
Imperial Tobacco Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IMT | CINS G4721W102 | 02/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Ken Burnett | Mgmt | For | For | For | |||||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||||
6 | Elect Robert Dyrbus | Mgmt | For | For | For | |||||
7 | Elect Michael Herlihy | Mgmt | For | For | For | |||||
8 | Elect Pierre Jungels | Mgmt | For | For | For | |||||
9 | Elect Susan Murray | Mgmt | For | For | For | |||||
10 | Elect Iain Napier | Mgmt | For | For | For | |||||
11 | Elect Berge Setrakian | Mgmt | For | Against | Against | |||||
12 | Elect Mark Williamson | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Extension of French Sharesave Plan | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
21 | Adoption of New Articles | Mgmt | For | For | For | |||||
ING Groep N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INGA | CINS N4578E413 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Netherlands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Accounts and Reports | Mgmt | For | For | For | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Executive Board Remuneration Policy | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Amendment to Articles A | Mgmt | For | Against | Against | |||||
12 | Amendment to Articles B | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Ratification of Executive Board Acts | Mgmt | For | For | For | |||||
15 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
16 | Elect Koos Timmermans | Mgmt | For | For | For | |||||
17 | Elect Peter Elverding | Mgmt | For | Against | Against | |||||
18 | Elect Henk Breukink | Mgmt | For | Against | Against | |||||
19 | Elect Sjoerd van Keulen | Mgmt | For | Against | Against | |||||
20 | Elect Joost Kuiper | Mgmt | For | Against | Against | |||||
21 | Elect Luc Vandewalle | Mgmt | For | Against | Against | |||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | |||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
25 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
INPEX Corporation (fka INPEX Holdings Inc.) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
1605 | CINS J2467E101 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Yoshitsugu Takai | Mgmt | For | Against | Against | |||||
4 | Elect Haruhito Totsune | Mgmt | For | For | For | |||||
5 | Elect Kohji Sumiya | Mgmt | For | Against | Against | |||||
6 | Elect Hiroshi Satoh | Mgmt | For | Against | Against | |||||
7 | Elect Masaru Funai | Mgmt | For | For | For | |||||
8 | Bonus | Mgmt | For | For | For | |||||
Japan Tobacco Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2914 | CINS J27869106 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Hisao Tateishi | Mgmt | For | Against | Against | |||||
5 | Elect Gisuke Shiozawa | Mgmt | For | Against | Against | |||||
6 | Elect Kohichi Ueda | Mgmt | For | For | For | |||||
7 | Elect Yoshinori Imai | Mgmt | For | For | For | |||||
JB Hi-Fi Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBH | CINS Q5029L101 | 10/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Remuneration Report | Mgmt | For | For | For | |||||
4 | Re-elect James King | Mgmt | For | Against | Against | |||||
5 | Re-elect Greg Richards | Mgmt | For | Against | Against | |||||
6 | Equity Grant (CEO Terry Smart) | Mgmt | For | For | For | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
JSR Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4185 | CINS J2856K106 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Yoshinori Yoshida | Mgmt | For | For | For | |||||
5 | Elect Mitsunobu Koshiba | Mgmt | For | For | For | |||||
6 | Elect Masaki Hirose | Mgmt | For | For | For | |||||
7 | Elect Hozumi Satoh | Mgmt | For | For | For | |||||
8 | Elect Takuya Gotoh | Mgmt | For | For | For | |||||
9 | Elect Michio Kariya | Mgmt | For | For | For | |||||
10 | Election of Alternate Statutory Auditor(s) | Mgmt | For | Against | Against | |||||
11 | Bonus | Mgmt | For | For | For | |||||
Julius Baer Group Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAER | CINS H4414N103 | 04/07/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Reserves for Share Repurchase Program | Mgmt | For | TNA | N/A | |||||
8 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
9 | Elect Peter Kupfer | Mgmt | For | TNA | N/A | |||||
10 | Elect Charles Stonehill | Mgmt | For | TNA | N/A | |||||
11 | Elect Heinrich Baumann | Mgmt | For | TNA | N/A | |||||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Jusung Engineering Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
36930 | CINS Y4478R108 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect LIM Young Jin | Mgmt | For | Against | Against | |||||
3 | Elect KANG Jong Geun | Mgmt | For | Against | Against | |||||
4 | Elect KIM Chil Doo | Mgmt | For | Against | Against | |||||
5 | Elect KO Dae Hong | Mgmt | For | Against | Against | |||||
6 | Directors' Fees | Mgmt | For | For | For | |||||
7 | Corporate Auditors' Fees | Mgmt | For | For | For | |||||
8 | Stock Option Grant | Mgmt | For | For | For | |||||
Kabel Deutschland Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KD8 | CINS D6424C104 | 10/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Compensation Policy | Mgmt | For | For | For | |||||
8 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
9 | Amendments to Articles | Mgmt | For | For | For | |||||
Kerry Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KRZ | CINS G52416107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Ireland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Kieran Breen | Mgmt | For | Against | Against | |||||
4 | Elect Patrick Flahive | Mgmt | For | Against | Against | |||||
5 | Elect Denis Buckley | Mgmt | For | Against | Against | |||||
6 | Elect Gerry Behan | Mgmt | For | Against | Against | |||||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | |||||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | |||||
9 | Elect Michael Fleming | Mgmt | For | Against | Against | |||||
10 | Elect Noel Greene | Mgmt | For | Against | Against | |||||
11 | Elect Flor Healy | Mgmt | For | Against | Against | |||||
12 | Elect Kevin Kelly | Mgmt | For | Against | Against | |||||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | |||||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | |||||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | |||||
16 | Elect Denis Wallis | Mgmt | For | Against | Against | |||||
17 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||||
18 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Kia Motors Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
000270 | CINS Y47601102 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||||
3 | Election of Audit Committee Members | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Kingfisher plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KGF | CINS G5256E441 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Pascal Cagni | Mgmt | For | For | For | |||||
5 | Elect Clare Chapman | Mgmt | For | For | For | |||||
6 | Elect Daniel Bernard | Mgmt | For | For | For | |||||
7 | Elect Andrew Bonfield | Mgmt | For | For | For | |||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | |||||
10 | Elect Janis Kong | Mgmt | For | For | For | |||||
11 | Elect John Nelson | Mgmt | For | For | For | |||||
12 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
20 | Amendment to Performance Share Plan | Mgmt | For | For | For | |||||
Kuoni Reisen Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KUNN | CINS H47075108 | 04/20/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
6 | Compensation Report | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Distribution of Dividend from Reserves | Mgmt | For | TNA | N/A | |||||
9 | Transfer of Reserves | Mgmt | For | TNA | N/A | |||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
11 | Increase in Authorized Capital (for Acquisition of Gullivers Travel Associates) | Mgmt | For | TNA | N/A | |||||
12 | Elect Heinz Karrer | Mgmt | For | TNA | N/A | |||||
13 | Elect John Lindquist | Mgmt | For | TNA | N/A | |||||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Kyocera Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6971 | CINS J37479110 | 06/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Makoto Kawamura | Mgmt | For | For | For | |||||
4 | Elect Tetsuo Kuba | Mgmt | For | For | For | |||||
5 | Elect Tatsumi Maeda | Mgmt | For | For | For | |||||
6 | Elect Hisao Hisaki | Mgmt | For | For | For | |||||
7 | Elect Yasuyuki Yamamoto | Mgmt | For | For | For | |||||
8 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||||
9 | Elect Shohichi Aoki | Mgmt | For | For | For | |||||
10 | Elect Katsumi Komaguchi | Mgmt | For | For | For | |||||
11 | Elect Tsutomo Yamori | Mgmt | For | For | For | |||||
12 | Elect Yoshihito Ohta | Mgmt | For | For | For | |||||
13 | Elect Rodney Lanthorne | Mgmt | For | For | For | |||||
14 | Elect John Gilbertson | Mgmt | For | For | For | |||||
15 | Elect Yoshihiro Kano | Mgmt | For | Against | Against | |||||
Longtop Financial Technologies Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LFT | CUSIP 54318P108 | 03/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Yinhua Chen | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Yifeng Shen | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor | Mgmt | For | For | For | |||||
Lonking Holdings (fka China Infrastructure Machinery Holdings) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
3339 | CINS G5636C107 | 10/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Cayman Islands | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Bonus Share Issuance | Mgmt | For | For | For | |||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Metro AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MEO | CINS D53968125 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
7 | Compensation Policy | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Elect Peter Kupfer | Mgmt | For | For | For | |||||
10 | Elect Ann-Kristin Achleitner | Mgmt | For | For | For | |||||
Mitsubishi Electric Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6503 | CINS J43873116 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | |||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | |||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | |||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | |||||
8 | Elect Hiroyoshi Sakuyama | Mgmt | For | Against | Against | |||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | |||||
10 | Elect Shunji Yanai | Mgmt | For | Against | Against | |||||
11 | Elect Mikio Sasaki | Mgmt | For | Against | Against | |||||
12 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | |||||
13 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | |||||
Mitsubishi Tanabe Pharma Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4508 | CINS J4448H104 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | |||||
5 | Elect Kuniaki Kaga | Mgmt | For | For | For | |||||
6 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | |||||
7 | Elect Kenkichi Kosakai | Mgmt | For | For | For | |||||
8 | Elect Masayuki Mitsuka | Mgmt | For | For | For | |||||
9 | Elect Takashi Kobayashi | Mgmt | For | For | For | |||||
10 | Elect Shigehiko Hattori | Mgmt | For | For | For | |||||
11 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | |||||
12 | Elect Kohichi Fujisawa | Mgmt | For | Against | Against | |||||
13 | Elect Masanao Iechika | Mgmt | For | For | For | |||||
14 | Elect Takashi Nishida | Mgmt | For | For | For | |||||
15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
Mitsui & Co Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8031 | CINS J44690139 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Shouei Utsuda | Mgmt | For | For | For | |||||
4 | Elect Masami Iijima | Mgmt | For | For | For | |||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | |||||
6 | Elect Takao Ohmae | Mgmt | For | For | For | |||||
7 | Elect Masayoshi Komai | Mgmt | For | For | For | |||||
8 | Elect Fuminobu Kawashima | Mgmt | For | For | For | |||||
9 | Elect Daisuke Saiga | Mgmt | For | For | For | |||||
10 | Elect Johji Okada | Mgmt | For | For | For | |||||
11 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | |||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||||
15 | Elect Toshirho Mutoh | Mgmt | For | For | For | |||||
16 | Elect Satoru Miura | Mgmt | For | For | For | |||||
17 | Elect Motonori Murakami | Mgmt | For | For | For | |||||
MOBILE TELESYSTEMS OJSC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTSS | CUSIP 607409109 | 12/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Meeting Procedures | Mgmt | For | For | For | |||||
2 | Approve Restructuring of OJSC Telesystems Comstar-Consolidated, the CJSC Incorporated Telesystems, the CJSC Capital, the CJSC Communication Statement, the CJSC Mobile Telesystems, CJSC Comstar-Direkt | Mgmt | For | For | For | |||||
3 | Merger by Absorption | Mgmt | For | For | For | |||||
4 | Merger by Absorption | Mgmt | For | For | For | |||||
5 | Increase in Authorized Capital | Mgmt | For | For | For | |||||
6 | Amendments to Charter | Mgmt | For | For | For | |||||
MTU Aero Engines Holding AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTX | CINS D5565H104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Increase in Authorized Capital II | Mgmt | For | For | For | |||||
10 | Increase in Authorized Capital III | Mgmt | For | For | For | |||||
Nestle S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NESN | CINS H57312649 | 04/14/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports; Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Compensation Report | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||||
10 | Elect Rolf Hanggi | Mgmt | For | TNA | N/A | |||||
11 | Elect Jean-Pierre Meyers | Mgmt | For | TNA | N/A | |||||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||||
13 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
16 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | |||||
Nexen Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NXY | CUSIP 65334H102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | |||||
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | |||||
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Nintendo Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7974 | CINS J51699106 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | |||||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | |||||
5 | Elect Shinji Hatano | Mgmt | For | For | For | |||||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | |||||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||||
8 | Elect Nobuo Nagai | Mgmt | For | For | For | |||||
9 | Elect Masaharu Matsumoto | Mgmt | For | For | For | |||||
10 | Elect Eiichi Suzuki | Mgmt | For | For | For | |||||
11 | Elect Tatsumi Kimishima | Mgmt | For | For | For | |||||
12 | Elect Kaoru Takemura | Mgmt | For | For | For | |||||
13 | Elect Ichiroh Nakaji | Mgmt | For | For | For | |||||
14 | Elect Naoki Mizutani | Mgmt | For | For | For | |||||
15 | Elect Katashi Ozaki | Mgmt | For | For | For | |||||
Nippon Shinyaku Co Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
4516 | CINS J55784102 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Elect Shigenobu Maekawa | Mgmt | For | For | For | |||||
3 | Elect Kazuo Fukushima | Mgmt | For | For | For | |||||
4 | Elect Hiroshi Adachi | Mgmt | For | For | For | |||||
5 | Elect Yoshiroh Yura | Mgmt | For | For | For | |||||
6 | Elect Tsugio Tanaka | Mgmt | For | For | For | |||||
7 | Elect Akira Matsuura | Mgmt | For | For | For | |||||
8 | Elect Tetsuyasu Yuno | Mgmt | For | For | For | |||||
9 | Elect Yoshishige Suzuma | Mgmt | For | For | For | |||||
Nippon Telegraph And Telephone Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9432 | CINS J59396101 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Shunsuke Amiya | Mgmt | For | For | For | |||||
4 | Elect Yoshitaka Makitani | Mgmt | For | For | For | |||||
5 | Elect Shigeru Iwamoto | Mgmt | For | For | For | |||||
6 | Elect Tohru Motobayashi | Mgmt | For | For | For | |||||
7 | Elect Michiko Tomonaga | Mgmt | For | For | For | |||||
Nissan Motor Co Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
7201 | CINS J57160129 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Stock Option Plan | Mgmt | For | For | For | |||||
4 | Elect Carlos Ghosn | Mgmt | For | For | For | |||||
5 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||||
6 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||||
7 | Elect Colin Dodge | Mgmt | For | For | For | |||||
8 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | |||||
9 | Elect Carlos Tavares | Mgmt | For | For | For | |||||
10 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||||
11 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||||
12 | Elect Katsumi Nakamura | Mgmt | For | For | For | |||||
NTT DoCoMo Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
9437 | CINS J59399105 | 06/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Amendments to Articles | Mgmt | For | For | For | |||||
4 | Elect Tsutomu Shindoh | Mgmt | For | For | For | |||||
5 | Elect Wataru Kagawa | Mgmt | For | For | For | |||||
6 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | |||||
7 | Elect Shuroh Hoshizawa | Mgmt | For | Against | Against | |||||
8 | Elect Kyohichi Yoshizawa | Mgmt | For | Against | Against | |||||
9 | Elect Haruo Morosawa | Mgmt | For | For | For | |||||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||||
Orascom Construction Industries | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OCIC | CINS M7525D108 | 09/20/2010 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Egypt | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Issue Bond | Mgmt | For | TNA | N/A | |||||
3 | Public and Private Issuance of Bond | Mgmt | For | TNA | N/A | |||||
4 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Orix Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
8591 | CINS J61933123 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Amendments to Articles | Mgmt | For | For | For | |||||
3 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | |||||
4 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | |||||
5 | Elect Haruyuki Urata | Mgmt | For | Against | Against | |||||
6 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | |||||
7 | Elect Kazuo Kojima | Mgmt | For | Against | Against | |||||
8 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | |||||
9 | Elect Tamio Umaki | Mgmt | For | Against | Against | |||||
10 | Elect Yoshinori Yokoyama | Mgmt | For | Against | Against | |||||
11 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||||
12 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | |||||
13 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | |||||
14 | Elect Robert Feldman | Mgmt | For | Against | Against | |||||
15 | Elect Takeshi Niinami | Mgmt | For | Against | Against | |||||
Pandora A/S | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNDORA | CINS K7681L102 | 04/08/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Denmark | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
6 | Directors' Fees for 2010 | Mgmt | For | TNA | N/A | |||||
7 | Directors' Fees for 2011 | Mgmt | For | TNA | N/A | |||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
9 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
10 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
11 | Amendment to Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
12 | Elect Allan Leighton | Mgmt | For | TNA | N/A | |||||
13 | Elect Torben Sorensen | Mgmt | For | TNA | N/A | |||||
14 | Elect Andrea Alvey | Mgmt | For | TNA | N/A | |||||
15 | Elect Marcello Bottoli | Mgmt | For | TNA | N/A | |||||
16 | Elect Sten Daugaard | Mgmt | For | TNA | N/A | |||||
17 | Elect Povl Christian Frigast | Mgmt | For | TNA | N/A | |||||
18 | Elect Erik Jensen | Mgmt | For | TNA | N/A | |||||
19 | Elect Nikolaj Vejlsgaard | Mgmt | For | TNA | N/A | |||||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
21 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Parkson Holdings Berhad | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACB | CINS Y6706L100 | 11/23/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Malaysia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Fees | Mgmt | For | For | For | |||||
4 | Elect William Cheng | Mgmt | For | Against | Against | |||||
5 | Elect Folk YOONG Jee | Mgmt | For | Against | Against | |||||
6 | Elect CHENG Sin Yeng | Mgmt | For | Against | Against | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
9 | Related Party Transactions | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Persimmon plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PSN | CINS G70202109 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Mike Farley | Mgmt | For | For | For | |||||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||||
6 | Elect Jeff Fairburn | Mgmt | For | For | For | |||||
7 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||||
8 | Elect David Thompson | Mgmt | For | For | For | |||||
9 | Elect Neil Davidson | Mgmt | For | For | For | |||||
10 | Elect Richard Pennycook | Mgmt | For | For | For | |||||
11 | Elect Jonathan Davie | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Petroleo Brasileiro S.A. - Petrobras | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PETR3 | CUSIP 71654V101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | Against | Against | |||||
2 | Election of Supervisory Council Members | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Directors' Reports | Mgmt | For | For | For | |||||
3 | Supervisors' Reports | Mgmt | For | For | For | |||||
4 | Annual Reports | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocations of Profits/ Dividends | Mgmt | For | For | For | |||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
8 | Elect Louis CHEUNG Chi Yan | Mgmt | For | Against | Against | |||||
9 | Elect Jackson WOO Ka Biu | Mgmt | For | Against | Against | |||||
10 | Amendments to Articles | Mgmt | For | For | For | |||||
Ping An Insurance (Group) Company of China | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2318 | CINS Y69790106 | 11/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Adjustment on Independent Directors' Fees | Mgmt | For | Against | Against | |||||
3 | Means, Object of the Transaction and Parties to the Transaction | Mgmt | For | For | For | |||||
4 | Transaction Price and Basis of Pricing | Mgmt | For | For | For | |||||
5 | Vesting of Proit or Loss Arising from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Mgmt | For | For | For | |||||
6 | Contract Obligations and Default Liabilities Under the Transfer of Ownership of the Relevant Assets | Mgmt | For | For | For | |||||
7 | Validity Period of the Resolution | Mgmt | For | For | For | |||||
8 | Share Subscription Agreement | Mgmt | For | For | For | |||||
9 | Profits Forecast Compensation Agreement | Mgmt | For | For | For | |||||
10 | Ratification of Board Acts | Mgmt | For | For | For | |||||
Porsche Automobil Holding SE | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PAH3 | CINS D6240C122 | 11/30/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Rights Issue (Preferred Shares) | Mgmt | For | For | For | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Authority to Issue Convertible Debt Instruments (Preferred Shares) | Mgmt | For | For | For | |||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
13 | Increase in Conditional Capital (Preferred Shares) | Mgmt | For | For | For | |||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
15 | Increase in Authorized Capital (Preferred Shares) | Mgmt | For | For | For | |||||
PPR SA (Pinault-Printemps-La Redoute) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PP | CINS F7440G127 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Supplementary Retirement Benefits (Jean-Francois Palus) | Mgmt | For | Against | Against | |||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
9 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
11 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares and/or Convertible Shares w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
13 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
14 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
15 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
17 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
18 | Authority to Issue Warrants | Mgmt | For | For | For | |||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Prudential plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CINS G72899100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Howard Davies | Mgmt | For | For | For | |||||
5 | Elect John Foley | Mgmt | For | For | For | |||||
6 | Elect Paul Manduca | Mgmt | For | For | For | |||||
7 | Elect Michael Wells | Mgmt | For | For | For | |||||
8 | Elect Keki Dadiseth | Mgmt | For | Against | Against | |||||
9 | Elect Rob Devey | Mgmt | For | For | For | |||||
10 | Elect Michael Garrett | Mgmt | For | For | For | |||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | |||||
12 | Elect Bridget Macaskill | Mgmt | For | For | For | |||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | |||||
14 | Elect Michael McLintock | Mgmt | For | For | For | |||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | |||||
16 | Elect Kathleen O'Donovan | Mgmt | For | For | For | |||||
17 | Elect Barry Stowe | Mgmt | For | For | For | |||||
18 | Elect Tidjane Thiam | Mgmt | For | For | For | |||||
19 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
27 | Authority to Set General Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
28 | Amendment to International SAYE Scheme | Mgmt | For | For | For | |||||
29 | Amendment to Irish SAYE Scheme | Mgmt | For | For | For | |||||
Qantas Airways Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QAN | CINS Q77974105 | 10/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Re-elect Leigh Clifford | Mgmt | For | For | For | |||||
3 | Re-elect Patricia Cross | Mgmt | For | For | For | |||||
4 | Re-elect Paul Rayner | Mgmt | For | For | For | |||||
5 | Equity Grant (CEO Alan Joyce) | Mgmt | For | For | For | |||||
6 | Remuneration Report | Mgmt | For | For | For | |||||
7 | Amendments to Constitution | Mgmt | For | For | For | |||||
Reckitt Benckiser Group Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RB | CINS G74079107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Adrian Bellamy | Mgmt | For | Against | Against | |||||
5 | Elect Peter Harf | Mgmt | For | Against | Against | |||||
6 | Elect Bart Becht | Mgmt | For | Against | Against | |||||
7 | Elect Graham Mackay | Mgmt | For | Against | Against | |||||
8 | Elect Liz Doherty | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
15 | Amendments to Employee Share Plans | Mgmt | For | Abstain | Against | |||||
Reed Elsevier Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
REL | CINS G74570121 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
6 | Elect Adrian Hennah | Mgmt | For | For | For | |||||
7 | Elect Mark Armour | Mgmt | For | For | For | |||||
8 | Elect Mark Elliott | Mgmt | For | For | For | |||||
9 | Elect Erik Engstrom | Mgmt | For | For | For | |||||
10 | Elect Anthony Habgood | Mgmt | For | For | For | |||||
11 | Elect Lisa Hook | Mgmt | For | For | For | |||||
12 | Elect Robert Polet | Mgmt | For | For | For | |||||
13 | Elect David Reid | Mgmt | For | Against | Against | |||||
14 | Elect Ben van der Veer | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Rheinmetall AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RHM | CINS D65111102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Compensation Policy | Mgmt | For | For | For | |||||
9 | Election of Supervisory Board Members | Mgmt | For | For | For | |||||
10 | Appointment of Auditor | Mgmt | For | For | For | |||||
Rio Tinto Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RIO | CINS Q81437107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Australia | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Remuneration Report | Mgmt | For | For | For | |||||
3 | Re-elect Tom Albanese | Mgmt | For | For | For | |||||
4 | Re-elect Robert Brown | Mgmt | For | For | For | |||||
5 | Re-elect Vivienne Cox | Mgmt | For | For | For | |||||
6 | Re-elect Jan du Plessis | Mgmt | For | For | For | |||||
7 | Re-elect Guy Elliott | Mgmt | For | For | For | |||||
8 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | |||||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | |||||
10 | Re-elect Richard Goodmanson | Mgmt | For | For | For | |||||
11 | Re-elect Andrew Gould | Mgmt | For | For | For | |||||
12 | Re-elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||||
13 | Re-elect Paul Tellier | Mgmt | For | For | For | |||||
14 | Re-elect Samuel Walsh | Mgmt | For | For | For | |||||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
17 | Amend the Performance Share Plan | Mgmt | For | For | For | |||||
18 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | |||||
Rossi Residencial S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RSID3 | CINS P8172J106 | 04/15/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Issue Debentures | Mgmt | For | TNA | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Amend Article 5 | Mgmt | For | TNA | N/A | |||||
5 | Amend Article 6 | Mgmt | For | TNA | N/A | |||||
6 | Amendment to the Restricted Stock Option Plan | Mgmt | For | TNA | N/A | |||||
7 | Amendments to the Stock Option Plan | Mgmt | For | TNA | N/A | |||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Rossi Residencial S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RSID3 | CINS P8172J106 | 04/29/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Profit Sharing | Mgmt | For | TNA | N/A | |||||
7 | Election of Directors | Mgmt | For | TNA | N/A | |||||
8 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||||
Rossi Residencial S.A. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RSID3 | CINS P8172J106 | 06/13/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Brazil | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Waiving of Requirements and Election of Victor Hugo dos Santos Pinto | Mgmt | For | TNA | N/A | |||||
3 | Rectification of Qualification of Renato Ribeiro Fortes Abucham | Mgmt | For | TNA | N/A | |||||
4 | Rectification of Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Safran SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAF | CINS F4035A557 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Ratification of Management Board and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Related Party Transactions | Mgmt | For | For | For | |||||
9 | Amendment to Governing Structure | Mgmt | For | For | For | |||||
10 | Adoption of New Articles | Mgmt | For | For | For | |||||
11 | Amendment Regarding Cap on Voting Rights | Mgmt | For | For | For | |||||
12 | Elect Jean-Paul Herteman | Mgmt | For | Against | Against | |||||
13 | Elect Francis Mer | Mgmt | For | Against | Against | |||||
14 | Elect Giovanni Bisignani | Mgmt | For | Against | Against | |||||
15 | Elect Jean-Lou Chameau | Mgmt | For | Against | Against | |||||
16 | Elect Odile Desforges | Mgmt | For | Against | Against | |||||
17 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | |||||
18 | Elect Xavier Lagarde | Mgmt | For | Against | Against | |||||
19 | Elect Michel Lucas | Mgmt | For | Against | Against | |||||
20 | Elect Elisabeth Lulin | Mgmt | For | Against | Against | |||||
21 | Election of Representatives of the State | Mgmt | For | Against | Against | |||||
22 | Elect Christian Halary | Mgmt | For | Against | Against | |||||
23 | Elect Marc Aubry | Mgmt | For | Against | Against | |||||
24 | Elect Caroline Gregoire-Sainte Marie as Censor | Mgmt | For | For | For | |||||
25 | Directors' Fees | Mgmt | For | For | For | |||||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
27 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
29 | Authority to Increase capital in Case of Exchange Offer | Mgmt | For | For | For | |||||
30 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
31 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
32 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
33 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
34 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
35 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
36 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
37 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For | For | |||||
38 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
39 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
40 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||||
41 | Shareholder Proposal Regarding Representatives of Employee Shareholders | ShrHldr | For | For | For | |||||
42 | Shareholder Proposal Regarding Employee Representation | ShrHldr | Against | Against | For | |||||
43 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
44 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Samsung Electronics Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
5930 | CINS Y74718100 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Directors' Fees | Mgmt | For | Against | Against | |||||
Samsung Heavy Industries Co., Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
10140 | CINS Y7474M106 | 03/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
3 | Election of Audit Committee Member: CHOI Hang Soon | Mgmt | For | For | For | |||||
4 | Directors' Fees | Mgmt | For | For | For | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Sanofi-Aventis | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAN | CINS F5548N101 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Directors' Fees | Mgmt | For | For | For | |||||
9 | Ratification of the Co-option of Carole Piwnica | Mgmt | For | Against | Against | |||||
10 | Elect Suet Fern Lee | Mgmt | For | Against | Against | |||||
11 | Elect Thierry Desmarest | Mgmt | For | Against | Against | |||||
12 | Elect Igor Landau | Mgmt | For | Against | Against | |||||
13 | Elect Gerard Van Kemmel | Mgmt | For | Against | Against | |||||
14 | Elect Serge Weinberg | Mgmt | For | Against | Against | |||||
15 | Appointment of Auditor | Mgmt | For | For | For | |||||
16 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||||
21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | |||||
22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
26 | Amendment Regarding Board Size | Mgmt | For | For | For | |||||
27 | Amendment Regarding Age Limits | Mgmt | For | For | For | |||||
28 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | |||||
29 | Amendment to Company Name | Mgmt | For | For | For | |||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sap AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SAP | CINS D66992104 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Appointment of Auditor | Mgmt | For | For | For | |||||
9 | Cancellation of Conditional Capital VI | Mgmt | For | For | For | |||||
10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||||
11 | Intra-company Control Agreements | Mgmt | For | For | For | |||||
Sberbank Rossii OAO | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SBER | CINS X76318108 | 06/03/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Annual Report | Mgmt | For | TNA | N/A | |||||
2 | Financial Statements | Mgmt | For | TNA | N/A | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
6 | Elect Herman Gref | Mgmt | For | TNA | N/A | |||||
7 | Elect Sergey Guriev | Mgmt | For | TNA | N/A | |||||
8 | Elect Mikhail E. Dmitriev | Mgmt | For | TNA | N/A | |||||
9 | Elect Bella Zlatkis | Mgmt | For | TNA | N/A | |||||
10 | Elect Nadezhda Ivanova | Mgmt | For | TNA | N/A | |||||
11 | Elect Sergey Ignatiev | Mgmt | For | TNA | N/A | |||||
12 | Elect Georgy Luntovsky | Mgmt | For | TNA | N/A | |||||
13 | Elect Mikhail Matovnikov | Mgmt | For | TNA | N/A | |||||
14 | Elect Vladimir Mau | Mgmt | For | TNA | N/A | |||||
15 | Elect Anna Popova | Mgmt | For | TNA | N/A | |||||
16 | Elect Alessandro Profumo | Mgmt | For | TNA | N/A | |||||
17 | Elect Alexey Savatyugin | Mgmt | For | TNA | N/A | |||||
18 | Elect Rair Simonyan | Mgmt | For | TNA | N/A | |||||
19 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | For | TNA | N/A | |||||
20 | Elect Valery Tkachenko | Mgmt | For | TNA | N/A | |||||
21 | Elect Alexey Ulyukaev | Mgmt | For | TNA | N/A | |||||
22 | Elect Sergei Shvetsov | Mgmt | For | TNA | N/A | |||||
23 | Elect Vladimir Volkov | Mgmt | For | TNA | N/A | |||||
24 | Elect Maxim Dolzhnikov | Mgmt | For | TNA | N/A | |||||
25 | Elect Lyudmila Zinina | Mgmt | For | TNA | N/A | |||||
26 | Elect Yulia Isakhanova | Mgmt | For | TNA | N/A | |||||
27 | Elect Dmitry Kondratenko | Mgmt | For | TNA | N/A | |||||
28 | Elect Alexei Minenko | Mgmt | For | TNA | N/A | |||||
29 | Elect Olga Polyakova | Mgmt | For | TNA | N/A | |||||
30 | Elect Herman Gref as Company's President | Mgmt | For | TNA | N/A | |||||
31 | Directors and Audit Commission Members' Fees | Mgmt | For | TNA | N/A | |||||
32 | Amendments to Charter | Mgmt | For | TNA | N/A | |||||
Schneider Electric SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SU | CINS F86921107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Ratification of the Co-option of Anand Mahindra | Mgmt | For | Against | Against | |||||
9 | Elect Betsy Atkins | Mgmt | For | Against | Against | |||||
10 | Elect Jeong H. Kim | Mgmt | For | Against | Against | |||||
11 | Elect Dominique Senequier | Mgmt | For | Against | Against | |||||
12 | Directors' Fees | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Amendment Regarding Director Age Limit | Mgmt | For | For | For | |||||
15 | Amendment Regarding Censors | Mgmt | For | For | For | |||||
16 | Stock Split | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
20 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
23 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
24 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | Against | Against | |||||
26 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | Against | Against | |||||
27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
28 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Shanda Games Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GAME | CUSIP 81941U105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | Against | Against | |||||
2 | Elect Tianqiao Chen | Mgmt | For | Against | Against | |||||
3 | Elect Danian Chen | Mgmt | For | Against | Against | |||||
4 | Elect Lai Xing Cai | Mgmt | For | Against | Against | |||||
5 | Elect Andy Lin | Mgmt | For | Against | Against | |||||
6 | Elect Heng Wing Chan | Mgmt | For | Against | Against | |||||
7 | Elect Grace Wu | Mgmt | For | Against | Against | |||||
8 | Amendment to 2008 Equity Compensation Plan | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
Siemens AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIE | CINS D69671218 | 01/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Germany | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
8 | Compensation Policy | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||||
12 | Increase in Authorized Capital for Employee Share Purchase Plan | Mgmt | For | For | For | |||||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||||
14 | Intra-company Contracts | Mgmt | For | For | For | |||||
15 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Amendments to Corporate Purpose | ShrHldr | Against | Against | For | |||||
Sinergiya OAO | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYNG | CINS X7844S107 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Financial Statements | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Elect Alexander A. Mechetin | Mgmt | For | Abstain | Against | |||||
7 | Elect Sergei V. Molchanov | Mgmt | For | Abstain | Against | |||||
8 | Elect Nikolai V. Belokopytov | Mgmt | For | Abstain | Against | |||||
9 | Elect Dmitri Aleevski | Mgmt | For | For | For | |||||
10 | Elect Nikolai G. Malashenko | Mgmt | For | Abstain | Against | |||||
11 | Elect Sergei A. Kuptsov | Mgmt | For | Abstain | Against | |||||
12 | Elect Andrey A. Gomzyakov | Mgmt | For | For | For | |||||
13 | Elect Dmitri A. Timoshin | Mgmt | For | Abstain | Against | |||||
14 | Elect Grigori V. Vasilyenko | Mgmt | For | Abstain | Against | |||||
15 | Election of Audit Commission | Mgmt | For | For | For | |||||
16 | Appointment of Auditor | Mgmt | For | For | For | |||||
17 | Amendments to Charter | Mgmt | For | Against | Against | |||||
Sinovac Biotech Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SVA | CUSIP P8696W104 | 07/15/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Election of Directors | Mgmt | For | For | For | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
4 | Technical Amendments to the Bylaws | Mgmt | For | For | For | |||||
5 | Amendment to the Bylaws to Reduce Quorum Requirements | Mgmt | For | Against | Against | |||||
6 | Adoption of Supermajority Voting Requirement | Mgmt | For | Against | Against | |||||
Skyworth Digital Holdings Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
0751 | CINS G8181C100 | 09/07/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Bermuda | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Elect Frederick LEUNG Chi Ching | Mgmt | For | Against | Against | |||||
6 | Elect YANG Dongwen | Mgmt | For | Against | Against | |||||
7 | Elect LU Rongchang | Mgmt | For | Against | Against | |||||
8 | Elect Stephen SO Hon Cheung | Mgmt | For | Against | Against | |||||
9 | Elect Katherine CHAN Wai Kay | Mgmt | For | Against | Against | |||||
10 | Directors' Fees | Mgmt | For | For | For | |||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
12 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sohu.com Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SOHU | CUSIP 83408W103 | 07/02/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Roberts | Mgmt | For | For | For | |||||
1.2 | Elect Zhonghan Deng | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
Standard Chartered plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STAN | CINS G84228157 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Steve Bertamini | Mgmt | For | For | For | |||||
5 | Elect Jaspal Bindra | Mgmt | For | For | For | |||||
6 | Elect Richard Delbridge | Mgmt | For | For | For | |||||
7 | Elect Jamie Dundas | Mgmt | For | For | For | |||||
8 | Elect Valerie Gooding | Mgmt | For | For | For | |||||
9 | Elect HAN Seung-Soo | Mgmt | For | For | For | |||||
10 | Elect Simon Lowth | Mgmt | For | For | For | |||||
11 | Elect Rudy Markham | Mgmt | For | For | For | |||||
12 | Elect Ruth Markland | Mgmt | For | For | For | |||||
13 | Elect Richard Meddings | Mgmt | For | For | For | |||||
14 | Elect John Paynter | Mgmt | For | For | For | |||||
15 | Elect John Peace | Mgmt | For | For | For | |||||
16 | Elect Michael Rees | Mgmt | For | For | For | |||||
17 | Elect Peter Sands | Mgmt | For | For | For | |||||
18 | Elect Paul Skinner | Mgmt | For | For | For | |||||
19 | Elect Oliver Stocken | Mgmt | For | For | For | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
24 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
25 | 2011 Share Plan | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
27 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||||
28 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Sumitomo Heavy Industries Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6302 | CINS J77497113 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Elect Yoshio Hinoh | Mgmt | For | For | For | |||||
4 | Elect Yoshinobu Nakamura | Mgmt | For | For | For | |||||
5 | Elect Shinji Nishimura | Mgmt | For | For | For | |||||
6 | Elect Shunsuke Betsukawa | Mgmt | For | For | For | |||||
7 | Elect Yuji Takaishi | Mgmt | For | For | For | |||||
8 | Elect Hitoshi Kashimoto | Mgmt | For | For | For | |||||
9 | Elect Kensuke Shimizu | Mgmt | For | For | For | |||||
10 | Elect Mikio Ide | Mgmt | For | For | For | |||||
11 | Elect Kohhei Takase | Mgmt | For | For | For | |||||
12 | Elect Toshiaki Kakimoto | Mgmt | For | For | For | |||||
13 | Elect Shigeru Toyosumi | Mgmt | For | Against | Against | |||||
14 | Elect Hideo Kojima | Mgmt | For | For | For | |||||
15 | Elect Yukio Kinoshita | Mgmt | For | Against | Against | |||||
16 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||||
17 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||||
Syngenta AG | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYNN | CINS H84140112 | 04/19/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Switzerland | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
6 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | |||||
8 | Dividend Distribution from Reserves | Mgmt | For | TNA | N/A | |||||
9 | Elect Martin Taylor | Mgmt | For | TNA | N/A | |||||
10 | Elect Peter Thompson | Mgmt | For | TNA | N/A | |||||
11 | Elect Rolf Watter | Mgmt | For | TNA | N/A | |||||
12 | Elect Felix Weber | Mgmt | For | TNA | N/A | |||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
14 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||||
Technip | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TEC | CINS F90676101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
7 | Related Party Transactions | Mgmt | For | For | For | |||||
8 | Ratification of the Co-Option of Marie-Ange Debon | Mgmt | For | Against | Against | |||||
9 | Elect Thierry Pilenko | Mgmt | For | Against | Against | |||||
10 | Elect Olivier Appert | Mgmt | For | Against | Against | |||||
11 | Elect Pascal Colombani | Mgmt | For | Against | Against | |||||
12 | Elect John O'Leary | Mgmt | For | Against | Against | |||||
13 | Elect C. Maury Devine | Mgmt | For | Against | Against | |||||
14 | Elect Leticia Costa | Mgmt | For | Against | Against | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
19 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
20 | Authority to Issue Restricted Shares to Executives | Mgmt | For | For | For | |||||
21 | Authority to Grant Stock Options | Mgmt | For | For | For | |||||
22 | Authority to Grant Stock Options to Chairman/CEO and executives | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Teck Resources Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCK | CUSIP 878742204 | 04/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Canada | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ichiro Abe | Mgmt | For | For | For | |||||
1.2 | Elect Mayank Ashar | Mgmt | For | For | For | |||||
1.3 | Elect J. Brian Aune | Mgmt | For | For | For | |||||
1.4 | Elect Jalynn Bennett | Mgmt | For | For | For | |||||
1.5 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Felix Chee | Mgmt | For | For | For | |||||
1.7 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Norman Keevil | Mgmt | For | For | For | |||||
1.9 | Elect Norman Keevil III | Mgmt | For | For | For | |||||
1.10 | Elect Takashi Kuriyama | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lindsay | Mgmt | For | For | For | |||||
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |||||
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
Telecity Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TCY | CINS G87403112 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Elect John Hughes | Mgmt | For | Against | Against | |||||
4 | Elect Michael Tobin | Mgmt | For | Against | Against | |||||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | Against | Against | |||||
6 | Elect Simon Batey | Mgmt | For | Against | Against | |||||
7 | Elect Robert Morse | Mgmt | For | Against | Against | |||||
8 | Elect John O'Reilly | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||||
10 | Authority to Set Auditor's Fees | Mgmt | For | Abstain | Against | |||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Set General Meeting Notice at 14 Days | Mgmt | For | Against | Against | |||||
Telenet Group Holding NV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TNET | CINS B89957110 | 04/27/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | Belgium | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Remuneration Report | Mgmt | For | TNA | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Ratify Franck Donk | Mgmt | For | TNA | N/A | |||||
10 | Ratify Duco Sickinghe | Mgmt | For | TNA | N/A | |||||
11 | Ratify Alex Brabers | Mgmt | For | TNA | N/A | |||||
12 | Ratify Andre Sarens | Mgmt | For | TNA | N/A | |||||
13 | Ratify Julien De Wilde | Mgmt | For | TNA | N/A | |||||
14 | Ratify Friso Van Oran Je-Nassau | Mgmt | For | TNA | N/A | |||||
15 | Ratify Michel Delloye | Mgmt | For | TNA | N/A | |||||
16 | Ratify Charles Bracken | Mgmt | For | TNA | N/A | |||||
17 | Ratify Shane O Neill | Mgmt | For | TNA | N/A | |||||
18 | Ratify Jim Ryan | Mgmt | For | TNA | N/A | |||||
19 | Ratify Gene Musselman | Mgmt | For | TNA | N/A | |||||
20 | Ratify Bernie Dvorak | Mgmt | For | TNA | N/A | |||||
21 | Ratify Ruth Pirie | Mgmt | For | TNA | N/A | |||||
22 | Ratify Niall Curran | Mgmt | For | TNA | N/A | |||||
23 | Ratify Diderik Karsten | Mgmt | For | TNA | N/A | |||||
24 | Ratify Manuel Kohnstamm | Mgmt | For | TNA | N/A | |||||
25 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||||
26 | Elect Balan Nair | Mgmt | For | TNA | N/A | |||||
27 | Elect Jim Ryan | Mgmt | For | TNA | N/A | |||||
28 | Elect Manuel Kohnstamm | Mgmt | For | TNA | N/A | |||||
29 | Elect Diederik Karsten | Mgmt | For | TNA | N/A | |||||
30 | Elect Ruth Elisabeth Pirie | Mgmt | For | TNA | N/A | |||||
31 | Elect Niall Curran | Mgmt | For | TNA | N/A | |||||
32 | Elect Julien De Wilde | Mgmt | For | TNA | N/A | |||||
33 | Elect Alex Brabers | Mgmt | For | TNA | N/A | |||||
34 | Elect Frank Donck | Mgmt | For | TNA | N/A | |||||
35 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||||
36 | Amendment Regarding Executive Compensation | Mgmt | For | TNA | N/A | |||||
37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
38 | Reduction in Par Value; Capital Repayment | Mgmt | For | TNA | N/A | |||||
39 | Amendments to Terms of Options | Mgmt | For | TNA | N/A | |||||
40 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
41 | Amendments to Articles | Mgmt | For | TNA | N/A | |||||
Tsrc Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2103 | CINS Y84690109 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Taiwan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
6 | Non-Compete Restrictions for Directors | Mgmt | For | For | For | |||||
7 | Amendments to Articles | Mgmt | For | For | For | |||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||||
9 | Extraordinary Motions | Mgmt | For | Against | Against | |||||
Tui Travel Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TT | CINS G9127H104 | 02/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | |||||
5 | Elect Michael Hodgkinson | Mgmt | For | Against | Against | |||||
6 | Elect Peter Long | Mgmt | For | Against | Against | |||||
7 | Elect William Waggott | Mgmt | For | Against | Against | |||||
8 | Elect Volker Bottcher | Mgmt | For | Against | Against | |||||
9 | Elect Johan Lundgren | Mgmt | For | Against | Against | |||||
10 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | |||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | |||||
12 | Elect Clare Chapman | Mgmt | For | Against | Against | |||||
13 | Elect William Dalton | Mgmt | For | Against | Against | |||||
14 | Elect Jeremy Hicks | Mgmt | Abstain | Against | Against | |||||
15 | Elect Giles Thorley | Mgmt | Abstain | Against | Against | |||||
16 | Elect Harold Sher | Mgmt | For | Against | Against | |||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | |||||
18 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | |||||
19 | Elect Horst Baier | Mgmt | For | Against | Against | |||||
20 | Appointment of Auditor | Mgmt | For | For | For | |||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
28 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
30 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
31 | Adoption of New Articles | Mgmt | For | For | For | |||||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Tui Travel Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TT | CINS G9127H104 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Magic Life Acquisition | Mgmt | For | Abstain | Against | |||||
Tullow Oil Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLW | CINS G91235104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Tutu Agyare | Mgmt | For | Against | Against | |||||
5 | Elect David Bamford | Mgmt | For | Against | Against | |||||
6 | Elect Graham Martin | Mgmt | For | Against | Against | |||||
7 | Elect Steven McTiernan | Mgmt | For | Against | Against | |||||
8 | Elect Patrick Plunkett | Mgmt | For | Against | Against | |||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Tullow Oil Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLW | CINS G91235104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendment to Performance Share Plan | Mgmt | For | Against | Against | |||||
Turk Hava Yollari As | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THYAO | CINS M8926R100 | 04/08/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Special | Turkey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Opening | Mgmt | For | TNA | N/A | |||||
3 | Minutes | Mgmt | For | TNA | N/A | |||||
4 | Reports | Mgmt | For | TNA | N/A | |||||
5 | Accounts | Mgmt | For | TNA | N/A | |||||
6 | Ratification of Board and Statutory Auditors' Acts | Mgmt | For | TNA | N/A | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
8 | Charitable Donations | Mgmt | For | TNA | N/A | |||||
9 | Report on Guarantees | Mgmt | For | TNA | N/A | |||||
10 | Election of Directors | Mgmt | For | TNA | N/A | |||||
11 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |||||
12 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||||
13 | Closing | Mgmt | For | TNA | N/A | |||||
Uralkaliy OJSC (Uralkali) | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URKA | CINS X9519W108 | 06/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Russian Federation | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Meeting Procedure | Mgmt | For | For | For | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Financial Statements | Mgmt | For | For | For | |||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
5 | Election of Audit Commission | Mgmt | For | For | For | |||||
6 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For | |||||
7 | Appointment of Auditor (International Financial Reporting Standards) | Mgmt | For | For | For | |||||
8 | Amendments to General Meeting Regulations | Mgmt | For | For | For | |||||
9 | Amendments to Board Regulations | Mgmt | For | For | For | |||||
10 | Amendments to Directors' Fees Regulations | Mgmt | For | For | For | |||||
11 | Termination of Membership in the All Russian Association of Privatized and Private Enterprises | Mgmt | For | For | For | |||||
12 | Termination of Membership in the Association of Fertilizer Producers | Mgmt | For | For | For | |||||
13 | Termination of Membership in the Association of Producers and Exporters of Potash and Salt | Mgmt | For | For | For | |||||
14 | Related Party Transactions | Mgmt | For | For | For | |||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
16 | Elect Vladislav Baumgertner | Mgmt | For | Abstain | Against | |||||
17 | Elect Alexander Voloshin | Mgmt | For | For | For | |||||
18 | Elect Pavel Grachev | Mgmt | For | Abstain | Against | |||||
19 | Elect Anna Kolonchina | Mgmt | For | Abstain | Against | |||||
20 | Elect Alexander Malakh | Mgmt | For | Abstain | Against | |||||
21 | Elect Robert Margetts | Mgmt | For | For | For | |||||
22 | Elect Alexander Mosionzhik | Mgmt | For | Abstain | Against | |||||
23 | Elect Alexander Nesis | Mgmt | For | Abstain | Against | |||||
24 | Elect Paul Ostling | Mgmt | For | Abstain | Against | |||||
Vale SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VALE5 | CUSIP 91912E204 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends and Capital Expenditure Budget | Mgmt | For | For | For | |||||
3 | Election of Directors | Mgmt | For | Against | Against | |||||
4 | Election of Supervisory Council | Mgmt | For | For | For | |||||
5 | Remuneration Policy | Mgmt | For | For | For | |||||
6 | Capitalization of Reserves | Mgmt | For | For | For | |||||
Vallourec | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VK | CINS F95922104 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Mix | France | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Accounts and Reports | Mgmt | For | For | For | |||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
7 | Form of Dividend Payment | Mgmt | For | For | For | |||||
8 | Ratification of the Co-option of Pascale Chargrasse | Mgmt | For | For | For | |||||
9 | Elect Pascale Chargrasse | Mgmt | For | Against | Against | |||||
10 | Elect Jean-Paul Parayre | Mgmt | For | Against | Against | |||||
11 | Elect Patrick Boissier | Mgmt | For | Against | Against | |||||
12 | Elect Anne-Marie Idrac | Mgmt | For | Against | Against | |||||
13 | Elect François Henrot as Censor | Mgmt | For | For | For | |||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
17 | Authority to Issue Capital and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
18 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||||
20 | Authority to Increase Capital In Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
21 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
22 | Authority for Subsidiaries to Issue Securities Convertible into Company Shares | Mgmt | For | For | For | |||||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||||
24 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||||
25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||||
26 | Authority to Increase Capital for Foreign Employees | Mgmt | For | For | For | |||||
27 | Authority to Increase Capital for Foreign Employees as an Alternative to Employee Savings Plan | Mgmt | For | For | For | |||||
28 | Authority to Issue Restricted Shares Under Savings Plans | Mgmt | For | For | For | |||||
29 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||||
30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||||
31 | Amendment Regarding Supervisory Board Member Term Length | Mgmt | For | For | For | |||||
32 | Amendment Regarding Employee Representation | Mgmt | For | For | For | |||||
33 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||||
Vedanta Resources PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VED | CINS G9328D100 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Naresh Chandra | Mgmt | For | For | For | |||||
5 | Elect Euan Macdonald | Mgmt | For | For | For | |||||
6 | Elect Aman Mehta | Mgmt | For | For | For | |||||
7 | Appointment of Auditor | Mgmt | For | For | For | |||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
11 | Authority to Settle Convertible Bonds with Ordinary Shares | Mgmt | For | For | For | |||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
14 | Adoption of New Articles | Mgmt | For | For | For | |||||
15 | Reduction in Share Premium Account | Mgmt | For | For | For | |||||
Vedanta Resources PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VED | CINS G9328D100 | 12/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition | Mgmt | For | For | For | |||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
Volvo AB | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VOLV.A | CINS 928856301 | 04/06/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Sweden | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||||
15 | Board Size | Mgmt | For | TNA | N/A | |||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | |||||
17 | Election of Directors | Mgmt | For | TNA | N/A | |||||
18 | Nominating Committee | Mgmt | For | TNA | N/A | |||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||||
20 | Shareholder Proposal Regarding Reclassification of Shares | ShrHldr | N/A | TNA | N/A | |||||
21 | Long-Term Share-Based Incentive Plan | Mgmt | For | TNA | N/A | |||||
22 | Transfer of Shares Pursuant to LTIP | Mgmt | For | TNA | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
Weichai Power Co., Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
2338 | CINS Y9531A109 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | China | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Annual Report | Mgmt | For | For | For | |||||
3 | Directors' Report | Mgmt | For | For | For | |||||
4 | Supervisors' Report | Mgmt | For | For | For | |||||
5 | Accounts and Reports | Mgmt | For | For | For | |||||
6 | Final Financial Report | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
9 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||||
10 | Connected Transaction with Beiqi Futian Motor Company Limited | Mgmt | For | Abstain | Against | |||||
11 | Connected Transaction with Shantui Engineering Machinery Company Limited | Mgmt | For | Abstain | Against | |||||
12 | Connected Transaction between Shaanxi Heavy Duty Motor Company and Chutian Engineering Machinery Company Limited | Mgmt | For | Abstain | Against | |||||
13 | Amendments to Articles | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
Wm Morrison Supermarkets plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRW | CINS G62748119 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | |||||
5 | Elect Dalton Philips | Mgmt | For | For | For | |||||
6 | Elect Richard Pennycook | Mgmt | For | For | For | |||||
7 | Elect Philip Cox | Mgmt | For | For | For | |||||
8 | Elect Penny Hughes | Mgmt | For | For | For | |||||
9 | Elect Nigel Robertson | Mgmt | For | For | For | |||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | |||||
11 | Appointment of Auditor | Mgmt | For | For | For | |||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Woongjin Energy Corp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
103130 | CINS Y9692L100 | 03/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Korea, Republic of | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
2 | Amendments to Articles | Mgmt | For | Abstain | Against | |||||
3 | Stock Option Grant | Mgmt | For | For | For | |||||
4 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||||
5 | Directors' Fees | Mgmt | For | For | For | |||||
6 | Corporate Auditor's Fees | Mgmt | For | For | For | |||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
WPP Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPP | CINS G9787K108 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
3 | Advisory Vote on Corporate Responsibility Report | Mgmt | For | For | For | |||||
4 | Amendment to Articles Regarding Annual Reelection of Directors | Mgmt | For | For | For | |||||
5 | Elect Ruigang Li | Mgmt | For | For | For | |||||
6 | Elect Sol Trujillo | Mgmt | For | For | For | |||||
7 | Elect Colin Day | Mgmt | For | For | For | |||||
8 | Elect Esther Dyson | Mgmt | For | For | For | |||||
9 | Elect Orit Gadiesh | Mgmt | For | For | For | |||||
10 | Elect Philip Lader | Mgmt | For | For | For | |||||
11 | Elect Stanley Morten | Mgmt | For | For | For | |||||
12 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | |||||
13 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
14 | Elect John Quelch | Mgmt | For | For | For | |||||
15 | Elect Mark Read | Mgmt | For | For | For | |||||
16 | Elect Paul Richardson | Mgmt | For | For | For | |||||
17 | Elect Jeffrey Rosen | Mgmt | For | For | For | |||||
18 | Elect Timothy Shriver | Mgmt | For | For | For | |||||
19 | Elect Sir Martin Sorrell | Mgmt | For | For | For | |||||
20 | Elect Paul Spencer | Mgmt | For | For | For | |||||
21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
23 | Directors' Fees | Mgmt | For | For | For | |||||
24 | Scrip Dividend | Mgmt | For | For | For | |||||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
WPP PLC | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WPP | CINS G9787K108 | 11/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Jersey | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Authority to Defer 2004 Leadership Equity Acquisition Plan (LEAP Awards ) (UK Portion) | Mgmt | For | For | For | |||||
2 | Authority to Defer 2004 LEAP Awards (US Portion) | Mgmt | For | For | For | |||||
3 | Authority to Defer 2004 LEAP Awards (UK Portion) | Mgmt | For | For | For | |||||
4 | Authority to Defer 2004 LEAP Awards | Mgmt | For | For | For | |||||
5 | Authority to Defer 2004 LEAP III Awards | Mgmt | For | For | For | |||||
6 | Authority to Defer Deferred Stock Unit Awards | Mgmt | For | For | For | |||||
Xstrata Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XTA | CINS G9826T102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United Kingdom | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||||
4 | Elect Mick Davis | Mgmt | For | Against | Against | |||||
5 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||||
6 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||||
7 | Elect Peter Hooley | Mgmt | For | Against | Against | |||||
8 | Elect Claude Lamoureux | Mgmt | For | Against | Against | |||||
9 | Elect Trevor Reid | Mgmt | For | Against | Against | |||||
10 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||||
11 | Elect David Rough | Mgmt | For | Against | Against | |||||
12 | Elect Ian Strachan | Mgmt | For | Against | Against | |||||
13 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | |||||
14 | Elect John Bond | Mgmt | For | Against | Against | |||||
15 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | |||||
16 | Elect Tor Peterson | Mgmt | For | Against | Against | |||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||||
24 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | |||||
Yokogawa Electric Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
6841 | CINS J97272124 | 06/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | Japan | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||||
2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | |||||
3 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||||
4 | Elect Hitoshi Nara | Mgmt | For | For | For | |||||
5 | Elect Satoru Kurosu | Mgmt | For | For | For | |||||
6 | Elect Takashi Nishijima | Mgmt | For | For | For | |||||
7 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||||
8 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||||
9 | Elect Mitsuto Urano | Mgmt | For | For | For | |||||
10 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Multi-Cap Value Fund* | |||||||
Date of fiscal year end: | 04/30/2011 | |||||||
*Prior to September 1, 2010, Putnam Multi-Cap Value Fund was known as Putnam Mid Cap Value Fund. | ||||||||
Acco Brands Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABD | CUSIP 00081T108 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Bayly | Mgmt | For | For | For | |||||
1.2 | Elect Kathleen Dvorak | Mgmt | For | For | For | |||||
1.3 | Elect G. Thomas Hargrove | Mgmt | For | For | For | |||||
1.4 | Elect Robert Jenkins | Mgmt | For | For | For | |||||
1.5 | Elect Robert Keller | Mgmt | For | For | For | |||||
1.6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||||
1.7 | Elect Michael Norkus | Mgmt | For | For | For | |||||
1.8 | Elect Sheila Talton | Mgmt | For | For | For | |||||
1.9 | Elect Norman Wesley | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the 2005 Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Akorn, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKRX | CUSIP 009728106 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Kapoor | Mgmt | For | For | For | |||||
1.2 | Elect Ronald Johnson | Mgmt | For | For | For | |||||
1.3 | Elect Brian Tambi | Mgmt | For | For | For | |||||
1.4 | Elect Steven Meyer | Mgmt | For | For | For | |||||
1.5 | Elect Alan Weinstein | Mgmt | For | For | For | |||||
1.6 | Elect Kenneth Abramowitz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Quillen | Mgmt | For | For | For | |||||
1.2 | Elect William Crowley, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Kevin Crutchfield | Mgmt | For | For | For | |||||
1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Glenn Eisenberg | Mgmt | For | For | For | |||||
1.6 | Elect P. Michael Giftos | Mgmt | For | For | For | |||||
1.7 | Elect Joel Richards, III | Mgmt | For | For | For | |||||
1.8 | Elect James Roberts | Mgmt | For | For | For | |||||
1.9 | Elect Ted Wood | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Pollution Report | ShrHldr | Against | Against | For | |||||
Alpha Natural Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ANR | CUSIP 02076X102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
2 | Acquisition | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Ameriprise Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMP | CUSIP 03076C106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Siri Marshall | Mgmt | For | For | For | |||||
2 | Elect W. Walker Lewis | Mgmt | For | For | For | |||||
3 | Elect William Turner | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
AmerisourceBergen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABC | CUSIP 03073E105 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Cotros | Mgmt | For | For | For | |||||
2 | Elect Jane Henney | Mgmt | For | For | For | |||||
3 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
AMETEK, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AME | CUSIP 031100100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Anthony Conti | Mgmt | For | For | For | |||||
1.2 | Elect Frank Hermance | Mgmt | For | For | For | |||||
2 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Apache Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Kocur | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||||
Arris Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ARRS | CUSIP 04269Q100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alex Best | Mgmt | For | For | For | |||||
1.2 | Elect Harry Bosco | Mgmt | For | For | For | |||||
1.3 | Elect James Chiddix | Mgmt | For | For | For | |||||
1.4 | Elect John Craig | Mgmt | For | For | For | |||||
1.5 | Elect Matthew Kearney | Mgmt | For | For | For | |||||
1.6 | Elect William Lambert | Mgmt | For | For | For | |||||
1.7 | Elect John Petty | Mgmt | For | For | For | |||||
1.8 | Elect Robert Stanzione | Mgmt | For | For | For | |||||
1.9 | Elect Debora Wilson | Mgmt | For | For | For | |||||
1.10 | Elect David Woodle | Mgmt | For | For | For | |||||
2 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
Autoliv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALV | CUSIP 052800109 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Carlson | Mgmt | For | For | For | |||||
1.2 | Elect Lars Nyberg | Mgmt | For | For | For | |||||
1.3 | Elect James Ringler | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Avis Budget Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAR | CUSIP 053774105 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
2 | Elect Mary Choksi | Mgmt | For | For | For | |||||
3 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||||
4 | Elect Martin Edelman | Mgmt | For | Against | Against | |||||
5 | Elect John Hardy, Jr. | Mgmt | For | For | For | |||||
6 | Elect Lynn Krominga | Mgmt | For | For | For | |||||
7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||||
8 | Elect F. Robert Salerno | Mgmt | For | For | For | |||||
9 | Elect Stender Sweeney | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas May | Mgmt | For | For | For | |||||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
11 | Elect Donald Powell | Mgmt | For | For | For | |||||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
13 | Elect Robert Scully | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
BE Aerospace, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BEAV | CUSIP 073302101 | 07/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jim Cowart | Mgmt | For | For | For | |||||
1.2 | Elect Arthur Wegner | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Boston Scientific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSX | CUSIP 101137107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||||
4 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||||
5 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||||
10 | Elect John Sununu | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Cabot Oil & Gas Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COG | CUSIP 127097103 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dan Dinges | Mgmt | For | For | For | |||||
2 | Elect James Gibbs | Mgmt | For | For | For | |||||
3 | Elect William Vititoe | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Capitol Federal Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CFFN | CUSIP 14057J101 | 02/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Johnson | Mgmt | For | For | For | |||||
1.2 | Elect Michael McCoy | Mgmt | For | For | For | |||||
1.3 | Elect Marilyn Ward | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Career Education Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CECO | CUSIP 141665109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |||||
1.2 | Elect David Devonshire | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Gross | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Gregory Jackson | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Lally | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lesnik | Mgmt | For | For | For | |||||
1.7 | Elect Gary McCullough | Mgmt | For | For | For | |||||
1.8 | Elect Leslie Thornton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
CB Richard Ellis Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CBG | CUSIP 12497T101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | |||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | |||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
1.4 | Elect Michael Kantor | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | |||||
1.6 | Elect Jane Su | Mgmt | For | For | For | |||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | |||||
1.8 | Elect Brett White | Mgmt | For | For | For | |||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Church & Dwight Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CHD | CUSIP 171340102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jose Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect James Craigie | Mgmt | For | For | For | |||||
1.3 | Elect Rosina Dixon | Mgmt | For | For | For | |||||
1.4 | Elect Robert LeBlanc | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Comerica Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMA | CUSIP 200340107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roger Cregg | Mgmt | For | For | For | |||||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||||
3 | Elect Alfred Piergallini | Mgmt | For | For | For | |||||
4 | Elect Nina Vaca | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | 2011 Management Incentive Plan | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coventry Health Care, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVH | CUSIP 222862104 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel Ackerman | Mgmt | For | Against | Against | |||||
2 | Elect Lawrence Kugelman | Mgmt | For | Against | Against | |||||
3 | Elect Michael Stocker | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Cymer, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CYMI | CUSIP 232572107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Abbe | Mgmt | For | For | For | |||||
1.2 | Elect Robert Akins | Mgmt | For | For | For | |||||
1.3 | Elect Edward Braun | Mgmt | For | For | For | |||||
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | |||||
1.5 | Elect William Oldham | Mgmt | For | For | For | |||||
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | |||||
1.7 | Elect Peter Simone | Mgmt | For | For | For | |||||
1.8 | Elect Young Sohn | Mgmt | For | For | For | |||||
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | |||||
2 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Depomed, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DEPO | CUSIP 249908104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Staple | Mgmt | For | For | For | |||||
1.2 | Elect G. Steven Burrill | Mgmt | For | For | For | |||||
1.3 | Elect Karen Dawes | Mgmt | For | For | For | |||||
1.4 | Elect James Schoeneck | Mgmt | For | For | For | |||||
1.5 | Elect Craig Smith | Mgmt | For | For | For | |||||
1.6 | Elect Julian Stern | Mgmt | For | For | For | |||||
1.7 | Elect David Zenoff | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Discover Financial Services | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||||
2 | Elect Mary Bush | Mgmt | For | For | For | |||||
3 | Elect Gregory Case | Mgmt | For | For | For | |||||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||||
9 | Elect David Nelms | Mgmt | For | For | For | |||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dollar General Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DG | CUSIP 256677105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | |||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dollar Thrifty Automotive Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTG | CUSIP 256743105 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Capo | Mgmt | For | For | For | |||||
1.2 | Elect Maryann Keller | Mgmt | For | For | For | |||||
1.3 | Elect Edward Lumley | Mgmt | For | For | For | |||||
1.4 | Elect Richard Neu | Mgmt | For | For | For | |||||
1.5 | Elect John Pope | Mgmt | For | For | For | |||||
1.6 | Elect Scott Thompson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Domino's Pizza, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DPZ | CUSIP 25754A201 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Hamilton | Mgmt | For | For | For | |||||
2 | Elect Andrew Balson | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Payroll Deduction Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
DTE Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTE | CUSIP 233331107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lillian Bauder | Mgmt | For | For | For | |||||
1.2 | Elect W. Frank Fountain, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Mark Murray | Mgmt | For | For | For | |||||
1.4 | Elect Josue Robles, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect James Vandenberghe | Mgmt | For | For | For | |||||
1.6 | Elect David Brandon | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Elan Corporation, plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ELN | CUSIP 284131208 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Elect Robert Ingram | Mgmt | For | Against | Against | |||||
3 | Elect Giles Kerr | Mgmt | For | Against | Against | |||||
4 | Elect Kieran McGowan | Mgmt | For | Against | Against | |||||
5 | Elect Kyran McLaughlin | Mgmt | For | Against | Against | |||||
6 | Elect Dennis Selkoe | Mgmt | For | Against | Against | |||||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | Against | Against | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Supervisory Council | Mgmt | For | For | For | |||||
6 | Remuneration Policy | Mgmt | For | Against | Against | |||||
7 | Supervisory Council's Fees | Mgmt | For | For | For | |||||
Employers Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIG | CUSIP 292218104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Kolesar | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Dirks | Mgmt | For | For | For | |||||
1.3 | Elect Richard Blakey | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Gardner Denver, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GDI | CUSIP 365558105 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Barger, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Raymond Hipp | Mgmt | For | For | For | |||||
1.3 | Elect David Petratis | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Genco Shipping & Trading Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNK | CUSIP Y2685T107 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Georgiopoulos | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Kaplan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Great Plains Energy Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bodde | Mgmt | For | For | For | |||||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |||||
1.3 | Elect William Downey | Mgmt | For | For | For | |||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||||
1.6 | Elect James Mitchell | Mgmt | For | For | For | |||||
1.7 | Elect William Nelson | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||||
1.10 | Elect Robert West | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
HCC Insurance Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCC | CUSIP 404132102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Judy Bozeman | Mgmt | For | For | For | |||||
1.2 | Elect Frank Bramanti | Mgmt | For | For | For | |||||
1.3 | Elect Walter Duer | Mgmt | For | For | For | |||||
1.4 | Elect James Flagg | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||||
1.6 | Elect Leslie Heisz | Mgmt | For | For | For | |||||
1.7 | Elect Deborah Midanek | Mgmt | For | For | For | |||||
1.8 | Elect John Molbeck, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect James Oesterreicher | Mgmt | For | For | For | |||||
1.10 | Elect Robert Rosholt | Mgmt | For | For | For | |||||
1.11 | Elect Christopher Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Healthcare Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCSG | CUSIP 421906108 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel McCartney | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joseph McCartney | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Frome | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Robert Moss | Mgmt | For | Withhold | Against | |||||
1.5 | Elect John Briggs | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Dino Ottaviano | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Theodore Wahl | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Michael McBryan | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Diane Casey | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Helix Energy Solutions Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HLX | CUSIP 42330P107 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Nancy Quinn | Mgmt | For | For | For | |||||
1.2 | Elect William Transier | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Host Hotels & Resorts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HST | CUSIP 44107P104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Baylis | Mgmt | For | For | For | |||||
2 | Elect Willard Brittain, Jr. | Mgmt | For | For | For | |||||
3 | Elect Terence Golden | Mgmt | For | For | For | |||||
4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||||
5 | Elect Richard Marriott | Mgmt | For | For | For | |||||
6 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
7 | Elect Gordon Smith | Mgmt | For | For | For | |||||
8 | Elect W. Edward Walter | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Humana Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUM | CUSIP 444859102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank D'Amelio | Mgmt | For | For | For | |||||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||||
3 | Elect Kurt Hilzinger | Mgmt | For | For | For | |||||
4 | Elect David Jones Jr. | Mgmt | For | For | For | |||||
5 | Elect Michael McCallister | Mgmt | For | For | For | |||||
6 | Elect William McDonald | Mgmt | For | For | For | |||||
7 | Elect William Mitchell | Mgmt | For | For | For | |||||
8 | Elect David Nash | Mgmt | For | For | For | |||||
9 | Elect James O'Brien | Mgmt | For | For | For | |||||
10 | Elect Marissa Peterson | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Huntington Bancshares Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBAN | CUSIP 446150104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | |||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | |||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | |||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect D. James Hilliker | Mgmt | For | For | For | |||||
1.7 | Elect David Lauer | Mgmt | For | For | For | |||||
1.8 | Elect Jonathan Levy | Mgmt | For | For | For | |||||
1.9 | Elect Gerard Mastroianni | Mgmt | For | For | For | |||||
1.10 | Elect Richard Neu | Mgmt | For | For | For | |||||
1.11 | Elect David Porteous | Mgmt | For | For | For | |||||
1.12 | Elect Kathleen Ransier | Mgmt | For | For | For | |||||
1.13 | Elect William Robertson | Mgmt | For | For | For | |||||
1.14 | Elect Stephen Steinour | Mgmt | For | For | For | |||||
2 | Amendment to the Management Incentive Plan for Covered Employees | Mgmt | For | For | For | |||||
3 | Supplemental Stock Purchase and Tax Savings Plan and Trust | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jabil Circuit, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JBL | CUSIP 466313103 | 01/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mel Lavitt | Mgmt | For | For | For | |||||
1.2 | Elect Timothy Main | Mgmt | For | For | For | |||||
1.3 | Elect William Morean | Mgmt | For | For | For | |||||
1.4 | Elect Lawrence Murphy | Mgmt | For | For | For | |||||
1.5 | Elect Frank Newman | Mgmt | For | For | For | |||||
1.6 | Elect Steven Raymund | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Sansone | Mgmt | For | For | For | |||||
1.8 | Elect David Stout | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
4 | Short-Term Incentive Plan | Mgmt | For | Against | Against | |||||
5 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
James River Coal Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JRCC | CUSIP 470355207 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Alan Crown | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Jazz Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JAZZ | CUSIP 472147107 | 05/24/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Paul Berns | Mgmt | For | TNA | N/A | |||||
1.2 | Elect Bryan Cressey | Mgmt | For | TNA | N/A | |||||
1.3 | Elect Patrick Enright | Mgmt | For | TNA | N/A | |||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | TNA | N/A | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | TNA | N/A | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
K-Swiss Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSWS | CUSIP 482686102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Fine | Mgmt | For | For | For | |||||
1.2 | Elect Mark Louie | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Lincare Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LNCR | CUSIP 532791100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | |||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |||||
1.3 | Elect Chester Black | Mgmt | For | For | For | |||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | |||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||||
1.6 | Elect William Miller III | Mgmt | For | For | For | |||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Louisiana-Pacific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LPX | CUSIP 546347105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect E. Gary Cook | Mgmt | For | For | For | |||||
1.2 | Elect Kurt Landgraf | Mgmt | For | For | For | |||||
1.3 | Elect John Weaver | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
LyondellBasell Industries N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||||
Marsh & McLennan Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMC | CUSIP 571748102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3 | Elect Oscar Fanjul | Mgmt | For | For | For | |||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||||
6 | Elect Steven Mills | Mgmt | For | For | For | |||||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||||
8 | Elect Marc Oken | Mgmt | For | For | For | |||||
9 | Elect Morton Schapiro | Mgmt | For | For | For | |||||
10 | Elect Adele Simmons | Mgmt | For | For | For | |||||
11 | Elect Lloyd Yates | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Incentive and Stock Award Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Mattel, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MAT | CUSIP 577081102 | 05/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Dolan | Mgmt | For | For | For | |||||
2 | Elect Robert Eckert | Mgmt | For | For | For | |||||
3 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
4 | Elect Tully Friedman | Mgmt | For | For | For | |||||
5 | Elect Dominic Ng | Mgmt | For | For | For | |||||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |||||
7 | Elect Andrea Rich | Mgmt | For | For | For | |||||
8 | Elect Dean Scarborough | Mgmt | For | For | For | |||||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | |||||
10 | Elect G. Craig Sullivan | Mgmt | For | For | For | |||||
11 | Elect Kathy White | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Amendment to the Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mead Johnson Nutrition Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MJN | CUSIP 582839106 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Golsby | Mgmt | For | For | For | |||||
1.2 | Elect Steven Altschuler | Mgmt | For | For | For | |||||
1.3 | Elect Howard Bernick | Mgmt | For | For | For | |||||
1.4 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
1.5 | Elect Anna Catalano | Mgmt | For | For | For | |||||
1.6 | Elect Celeste Clark | Mgmt | For | For | For | |||||
1.7 | Elect James Cornelius | Mgmt | For | For | For | |||||
1.8 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
1.9 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
1.10 | Elect Robert Singer | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Mednax, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MD | CUSIP 58502B106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Cesar Alvarez | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Waldemar Carlo | Mgmt | For | For | For | |||||
1.3 | Elect Michael Fernandez | Mgmt | For | For | For | |||||
1.4 | Elect Roger Freeman | Mgmt | For | For | For | |||||
1.5 | Elect Paul Gabos | Mgmt | For | For | For | |||||
1.6 | Elect Dany Garcia | Mgmt | For | For | For | |||||
1.7 | Elect Pascal Goldschmidt | Mgmt | For | For | For | |||||
1.8 | Elect Manuel Kadre | Mgmt | For | For | For | |||||
1.9 | Elect Roger Medel | Mgmt | For | For | For | |||||
1.10 | Elect Donna Shalala | Mgmt | For | For | For | |||||
1.11 | Elect Enrique Sosa | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Merit Medical Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMSI | CUSIP 589889104 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Ellis | Mgmt | For | For | For | |||||
1.2 | Elect Kent Stanger | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
MGIC Investment Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTG | CUSIP 552848103 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Jastrow II | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Daniel Kearney | Mgmt | For | For | For | |||||
1.3 | Elect Donald Nicolaisen | Mgmt | For | Withhold | Against | |||||
2 | Ratification of the Placement of Mark Zandi into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
3 | Ratification of the Placement of Bruce Koepfgen into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
National Fuel Gas Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NFG | CUSIP 636180101 | 03/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Brady | Mgmt | For | For | For | |||||
1.2 | Elect Rolland Kidder | Mgmt | For | For | For | |||||
1.3 | Elect Frederic Salerno | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
OfficeMax Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||
4 | Elect William Montgoris | Mgmt | For | For | For | |||||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
7 | Elect David Szymanski | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
People's United Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PBCT | CUSIP 712704105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Barnes | Mgmt | For | For | For | |||||
1.2 | Elect Collin Baron | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Hoyt | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Petrohawk Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
Pioneer Natural Resources Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PXD | CUSIP 723787107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edison Buchanan | Mgmt | For | For | For | |||||
1.2 | Elect R. Hartwell Gardner | Mgmt | For | For | For | |||||
1.3 | Elect Jim Watson | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Polycom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLCM | CUSIP 73172K104 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Miller | Mgmt | For | For | For | |||||
1.2 | Elect Betsy Atkins | Mgmt | For | For | For | |||||
1.3 | Elect David DeWalt | Mgmt | For | For | For | |||||
1.4 | Elect John Kelley, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||||
1.6 | Elect William Owens | Mgmt | For | For | For | |||||
1.7 | Elect Kevin Parker | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Popular, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maria Ferre | Mgmt | For | For | For | |||||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
QEP Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QEP | CUSIP 74733V100 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith Rattie | Mgmt | For | Withhold | Against | |||||
1.2 | Elect David Trice | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Buehler | Mgmt | For | For | For | |||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Select Comfort Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCSS | CUSIP 81616X103 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kathy Nedorostek | Mgmt | For | For | For | |||||
1.2 | Elect Michael Peel | Mgmt | For | For | For | |||||
1.3 | Elect Jean-Michel Valette | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Silgan Holdings Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLGN | CUSIP 827048109 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect D. Greg Horrigan | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Alden | Mgmt | For | Withhold | Against | |||||
2 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Silicon Graphics International Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SGI | CUSIP 82706L108 | 12/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mark Barrenechea | Mgmt | For | For | For | |||||
1.2 | Elect Michael Hagee | Mgmt | For | For | For | |||||
1.3 | Elect Charles Boesenberg | Mgmt | For | For | For | |||||
1.4 | Elect Gary Griffiths | Mgmt | For | For | For | |||||
1.5 | Elect Hagi Schwartz | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Verdoorn | Mgmt | For | For | For | |||||
1.7 | Elect Douglas King | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Southwestern Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SWN | CUSIP 845467109 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | |||||
2 | Elect Robert Howard | Mgmt | For | For | For | |||||
3 | Elect Greg Kerley | Mgmt | For | For | For | |||||
4 | Elect Harold Korell | Mgmt | For | For | For | |||||
5 | Elect Vello Kuuskraa | Mgmt | For | For | For | |||||
6 | Elect Kenneth Mourton | Mgmt | For | For | For | |||||
7 | Elect Steven Mueller | Mgmt | For | For | For | |||||
8 | Elect Charles Scharlau | Mgmt | For | For | For | |||||
9 | Elect Alan Stevens | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Amendment to the Bylaws to Reduce the Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Staples, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPLS | CUSIP 855030102 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||||
3 | Elect Mary Burton | Mgmt | For | For | For | |||||
4 | Elect Justin King | Mgmt | For | For | For | |||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Sunrise Senior Living, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SRZ | CUSIP 86768K106 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Glyn Aeppel | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Thomas Donohue | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Harlan | Mgmt | For | For | For | |||||
1.4 | Elect Paul Klaassen | Mgmt | For | For | For | |||||
1.5 | Elect Lynn Krominga | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Little | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Mark Ordan | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Suntrust Banks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STI | CUSIP 867914103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beall II | Mgmt | For | For | For | |||||
2 | Elect Alston Correll | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | |||||
5 | Elect David Hughes | Mgmt | For | For | For | |||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||||
7 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
8 | Elect Kyle Legg | Mgmt | For | For | For | |||||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||||
10 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |||||
11 | Elect Frank Royal | Mgmt | For | For | For | |||||
12 | Elect Thomas Watjen | Mgmt | For | For | For | |||||
13 | Elect James Wells III | Mgmt | For | For | For | |||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||||
15 | Amendment to 2009 Stock Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
SVB Financial Group | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SIVB | CUSIP 78486Q101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Greg Becker | Mgmt | For | For | For | |||||
1.2 | Elect Eric Benhamou | Mgmt | For | For | For | |||||
1.3 | Elect David Clapper | Mgmt | For | For | For | |||||
1.4 | Elect Roger Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Joel Friedman | Mgmt | For | For | For | |||||
1.6 | Elect G. Felda Hardymon | Mgmt | For | For | For | |||||
1.7 | Elect Alex Hart | Mgmt | For | For | For | |||||
1.8 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||||
1.9 | Elect Lata Krishnan | Mgmt | For | For | For | |||||
1.10 | Elect Kate Mitchell | Mgmt | For | For | For | |||||
1.11 | Elect John Robinson | Mgmt | For | For | For | |||||
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
Swift Energy Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SFY | CUSIP 870738101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Deanna Cannon | Mgmt | For | For | For | |||||
1.2 | Elect Douglas Lanier | Mgmt | For | For | For | |||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | |||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Talbots Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLB | CUSIP 874161102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Marjorie Bowen | Mgmt | For | For | For | |||||
1.2 | Elect John Gleeson | Mgmt | For | For | For | |||||
1.3 | Elect Andrew Madsen | Mgmt | For | For | For | |||||
1.4 | Elect Gary Pfeiffer | Mgmt | For | For | For | |||||
1.5 | Elect Trudy Sullivan | Mgmt | For | For | For | |||||
1.6 | Elect Susan Swain | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tellabs, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TLAB | CUSIP 879664100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank Ianna | Mgmt | For | For | For | |||||
2 | Elect Stephanie Marshall | Mgmt | For | For | For | |||||
3 | Elect William Souders | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
The Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TBBK | CUSIP 05969A105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||||
3 | Elect Walter Beach | Mgmt | For | For | For | |||||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||||
6 | Elect Leon Huff | Mgmt | For | For | For | |||||
7 | Elect William Lamb | Mgmt | For | For | For | |||||
8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||||
9 | Elect James McEntee, III | Mgmt | For | For | For | |||||
10 | Elect Linda Schaeffer | Mgmt | For | For | For | |||||
11 | Elect Joan Specter | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Stock Option and Equity Plan of 2011 | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Cooper Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COO | CUSIP 216648402 | 03/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect A.Thomas Bender | Mgmt | For | For | For | |||||
2 | Elect Michael Kalkstein | Mgmt | For | For | For | |||||
3 | Elect Jody Lindell | Mgmt | For | For | For | |||||
4 | Elect Donald Press | Mgmt | For | For | For | |||||
5 | Elect Steven Rosenberg | Mgmt | For | For | For | |||||
6 | Elect Allan Rubenstein | Mgmt | For | For | For | |||||
7 | Elect Robert Weiss | Mgmt | For | For | For | |||||
8 | Elect Stanley Zinberg | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
11 | Amendment to the 2006 Directors' Plan | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Hanover Insurance Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
THG | CUSIP 410867105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Brennan | Mgmt | For | For | For | |||||
2 | Elect David Gallitano | Mgmt | For | For | For | |||||
3 | Elect Wendell Knox | Mgmt | For | For | For | |||||
4 | Elect Robert Murray | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Timberland Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TBL | CUSIP 887100105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Sidney Swartz | Mgmt | For | For | For | |||||
1.2 | Elect Jeffrey Swartz | Mgmt | For | For | For | |||||
1.3 | Elect Catherine Buggeln | Mgmt | For | For | For | |||||
1.4 | Elect Andre Hawaux | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Lombard | Mgmt | For | For | For | |||||
1.6 | Elect Edward Moneypenny | Mgmt | For | For | For | |||||
1.7 | Elect Peter Moore | Mgmt | For | For | For | |||||
1.8 | Elect Bill Shore | Mgmt | For | For | For | |||||
1.9 | Elect Terdema Ussery II | Mgmt | For | For | For | |||||
1.10 | Elect Carden Welsh | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect José Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
3 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
4 | Elect David Ching | Mgmt | For | For | For | |||||
5 | Elect Michael Hines | Mgmt | For | For | For | |||||
6 | Elect Amy Lane | Mgmt | For | For | For | |||||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
8 | Elect John O'Brien | Mgmt | For | For | For | |||||
9 | Elect Willow Shire | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Unisys Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UIS | CUSIP 909214306 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect J. Edward Coleman | Mgmt | For | For | For | |||||
2 | Elect James Duderstadt | Mgmt | For | For | For | |||||
3 | Elect Henry Duques | Mgmt | For | For | For | |||||
4 | Elect Matthew Espe | Mgmt | For | For | For | |||||
5 | Elect Denise Fletcher | Mgmt | For | For | For | |||||
6 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
7 | Elect Charles McQuade | Mgmt | For | For | For | |||||
8 | Elect Paul Weaver | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Continental Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||||
1.13 | Elect John Walker | Mgmt | For | For | For | |||||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United States Steel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
X | CUSIP 912909108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
1.2 | Elect Glenda McNeal | Mgmt | For | For | For | |||||
1.3 | Elect Graham Spanier | Mgmt | For | For | For | |||||
1.4 | Elect Patricia Tracey | Mgmt | For | For | For | |||||
1.5 | Elect John Engel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Urban Outfitters, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URBN | CUSIP 917047102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Antoian | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joel Lawson III | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Glen Senk | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||||
USG Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USG | CUSIP 903293405 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gretchen Haggerty | Mgmt | For | For | For | |||||
1.2 | Elect Richard Lavin | Mgmt | For | For | For | |||||
1.3 | Elect Marvin Lesser | Mgmt | For | Withhold | Against | |||||
1.4 | Elect James Metcalf | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
ViroPharma Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VPHM | CUSIP 928241108 | 05/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Leone | Mgmt | For | For | For | |||||
1.2 | Elect Vincent Milano | Mgmt | For | For | For | |||||
1.3 | Elect Howard Pien | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Webster Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WBS | CUSIP 947890109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Crawford | Mgmt | For | For | For | |||||
1.2 | Elect C. Michael Jacobi | Mgmt | For | For | For | |||||
1.3 | Elect Karen Osar | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Wesco International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WCC | CUSIP 95082P105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect George Miles, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect John Morgan | Mgmt | For | For | For | |||||
1.3 | Elect James L. Singleton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Xerox Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XRX | CUSIP 984121103 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||||
4 | Elect William Hunter | Mgmt | For | For | For | |||||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Charles Prince | Mgmt | For | For | For | |||||
9 | Elect Ann Reese | Mgmt | For | For | For | |||||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
XL Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XL | CUSIP G98290102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Haag | Mgmt | For | For | For | |||||
2 | Elect Michael McGavick | Mgmt | For | For | For | |||||
3 | Elect Ellen Thrower | Mgmt | For | For | For | |||||
4 | Elect John Vereker | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Amendment to the 1991 Performance Incentive Program | Mgmt | For | For | For | |||||
Registrant : | Putnam Investment Funds | |||||||||
Fund Name : | Putnam Research Fund | |||||||||
Date of fiscal year end: | 07/31/2010 | |||||||||
Abbott Laboratories | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.10 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
Ace Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ACE | CUSIP H0023R105 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
2 | Elect Leo Mullin | Mgmt | For | For | For | |||||
3 | Elect Olivier Steimer | Mgmt | For | For | For | |||||
4 | Elect Michael Connors | Mgmt | For | For | For | |||||
5 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||||
6 | Elect John Krol | Mgmt | For | For | For | |||||
7 | Approval of Annual Report | Mgmt | For | For | For | |||||
8 | Approval of Statutory Financial Statements | Mgmt | For | For | For | |||||
9 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | |||||
10 | Allocation of Disposable Profits | Mgmt | For | For | For | |||||
11 | Discharge of the Board of Directors | Mgmt | For | For | For | |||||
12 | Appointment of Auditor (Zurich) | Mgmt | For | For | For | |||||
13 | Appointment of Auditor (US) | Mgmt | For | For | For | |||||
14 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | |||||
15 | Approval of Dividends From Legal Reserves | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
Adobe Systems Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADBE | CUSIP 00724F101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Burgess | Mgmt | For | For | For | |||||
2 | Elect Daniel Rosensweig | Mgmt | For | For | For | |||||
3 | Elect Robert Sedgewick | Mgmt | For | For | For | |||||
4 | Elect John Warnock | Mgmt | For | For | For | |||||
5 | Amendment to the 1997 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | 2011 Executive Cash Performance Bonus Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Aetna Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AET | CUSIP 00817Y108 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mark Bertolini | Mgmt | For | For | For | |||||
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||||
3 | Elect Betsy Cohen | Mgmt | For | For | For | |||||
4 | Elect Molly Coye | Mgmt | For | For | For | |||||
5 | Elect Roger Farah | Mgmt | For | For | For | |||||
6 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
7 | Elect Jeffrey Garten | Mgmt | For | For | For | |||||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Aflac Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||||
13 | Elect David Thompson | Mgmt | For | For | For | |||||
14 | Elect Robert Wright | Mgmt | For | For | For | |||||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Ratification of Auditor | Mgmt | For | For | For | |||||
Agilent Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
A | CUSIP 00846U101 | 03/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Heidi Fields | Mgmt | For | For | For | |||||
2 | Elect David Lawrence | Mgmt | For | For | For | |||||
3 | Elect A. Barry Rand | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Air Products and Chemicals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APD | CUSIP 009158106 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Chadwick Deaton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Donahue | Mgmt | For | For | For | |||||
1.3 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||||
1.4 | Elect Lawrence Smith | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Approval of the Annual Incentive Plan | Mgmt | For | For | For | |||||
Akamai Technologies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AKAM | CUSIP 00971T101 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
2 | Elect David Kenny | Mgmt | For | For | For | |||||
3 | Elect Peter Kight | Mgmt | For | For | For | |||||
4 | Elect Frederic Salerno | Mgmt | For | For | For | |||||
5 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Albemarle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALB | CUSIP 012653101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | |||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | |||||
1.4 | Elect Richard Morrill | Mgmt | For | For | For | |||||
1.5 | Elect Jim Nokes | Mgmt | For | For | For | |||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | |||||
1.7 | Elect Mark Rohr | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Harriett Taggart | Mgmt | For | For | For | |||||
1.10 | Elect Anne Whittemore | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Alliance Data Systems Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Amazon.com, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMZN | CUSIP 023135106 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||||
4 | Elect William Gordon | Mgmt | For | For | For | |||||
5 | Elect Alain Monié | Mgmt | For | For | For | |||||
6 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||||
7 | Elect Thomas Ryder | Mgmt | For | For | For | |||||
8 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
12 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
Ameren Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AEE | CUSIP 023608102 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |||||
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |||||
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |||||
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |||||
1.5 | Elect James Johnson | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |||||
1.7 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Voss | Mgmt | For | For | For | |||||
1.9 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.10 | Elect Jack Woodard | Mgmt | For | For | For | |||||
2 | Amendment to Articles of Incorporation Regarding Liability of Directors | Mgmt | For | For | For | |||||
3 | Re-Approval of Performance Goals Under the 2006 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | Against | For | |||||
American Capital Agency Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGNC | CUSIP 02503X105 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Morris Davis | Mgmt | For | For | For | |||||
1.2 | Elect Randy Dobbs | Mgmt | For | For | For | |||||
1.3 | Elect Larry Harvey | Mgmt | For | For | For | |||||
1.4 | Elect Alvin Puryear | Mgmt | For | For | For | |||||
1.5 | Elect Malon Wilkus | Mgmt | For | For | For | |||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
American Express Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AXP | CUSIP 025816109 | 05/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||||
1.6 | Elect Theodore Leonsis | Mgmt | For | For | For | |||||
1.7 | Elect Jan Leschly | Mgmt | For | For | For | |||||
1.8 | Elect Richard Levin | Mgmt | For | For | For | |||||
1.9 | Elect Richard McGinn | Mgmt | For | For | For | |||||
1.10 | Elect Edward Miller | Mgmt | For | For | For | |||||
1.11 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.12 | Elect Robert Walter | Mgmt | For | For | For | |||||
1.13 | Elect Ronald Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
6 | Sharehoholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Ameriprise Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMP | CUSIP 03076C106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Siri Marshall | Mgmt | For | For | For | |||||
2 | Elect W. Walker Lewis | Mgmt | For | For | For | |||||
3 | Elect William Turner | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
AmerisourceBergen Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ABC | CUSIP 03073E105 | 02/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Cotros | Mgmt | For | For | For | |||||
2 | Elect Jane Henney | Mgmt | For | For | For | |||||
3 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||||
8 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
AMGEN Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AMGN | CUSIP 031162100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Baltimore | Mgmt | For | Against | Against | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | Against | Against | |||||
3 | Elect Francois de Carbonnel | Mgmt | For | Against | Against | |||||
4 | Elect Vance Coffman | Mgmt | For | Against | Against | |||||
5 | Elect Rebecca Henderson | Mgmt | For | Against | Against | |||||
6 | Elect Frank Herringer | Mgmt | For | Against | Against | |||||
7 | Elect Gilbert Omenn | Mgmt | For | Against | Against | |||||
8 | Elect Judith Pelham | Mgmt | For | Against | Against | |||||
9 | Elect J. Paul Reason | Mgmt | For | Against | Against | |||||
10 | Elect Leonard Schaeffer | Mgmt | For | Against | Against | |||||
11 | Elect Kevin Sharer | Mgmt | For | Against | Against | |||||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
Aon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AON | CUSIP 037389103 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lester Knight | Mgmt | For | Against | Against | |||||
2 | Elect Gregory Case | Mgmt | For | Against | Against | |||||
3 | Elect Fulvio Conti | Mgmt | For | Against | Against | |||||
4 | Elect Cheryl Francis | Mgmt | For | Against | Against | |||||
5 | Elect Judson Green | Mgmt | For | Against | Against | |||||
6 | Elect Edgar Jannotta | Mgmt | For | Against | Against | |||||
7 | Elect Jan Kalff | Mgmt | For | Against | Against | |||||
8 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||||
9 | Elect R. Eden Martin | Mgmt | For | Against | Against | |||||
10 | Elect Andrew McKenna | Mgmt | For | Against | Against | |||||
11 | Elect Robert Morrison | Mgmt | For | Against | Against | |||||
12 | Elect Richard Myers | Mgmt | For | Against | Against | |||||
13 | Elect Richard Notebaert | Mgmt | For | Against | Against | |||||
14 | Elect John Rogers, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Gloria Santona | Mgmt | For | Against | Against | |||||
16 | Elect Carolyn Woo | Mgmt | For | Against | Against | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | 2011 Incentive Plan | Mgmt | For | Against | Against | |||||
21 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
Apache Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
APA | CUSIP 037411105 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Steven Farris | Mgmt | For | For | For | |||||
2 | Elect Randolph Ferlic | Mgmt | For | For | For | |||||
3 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Kocur | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||||
10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||||
Apple Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AAPL | CUSIP 037833100 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||||
1.7 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Archer-Daniels-Midland Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADM | CUSIP 039483102 | 11/04/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Buckley | Mgmt | For | For | For | |||||
2 | Elect Mollie Carter | Mgmt | For | For | For | |||||
3 | Elect Pierre Dufour | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Victoria Haynes | Mgmt | For | For | For | |||||
6 | Elect Antonio Maciel Neto | Mgmt | For | For | For | |||||
7 | Elect Patrick Moore | Mgmt | For | For | For | |||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | |||||
9 | Elect Kelvin Westbrook | Mgmt | For | For | For | |||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Prohibiting Corporate Political Spending | ShrHldr | Against | Against | For | |||||
13 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Assurant, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AIZ | CUSIP 04621X108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Elaine Rosen | Mgmt | For | For | For | |||||
2 | Elect Howard Carver | Mgmt | For | For | For | |||||
3 | Elect Juan Cento | Mgmt | For | For | For | |||||
4 | Elect Lawrence Jackson | Mgmt | For | For | For | |||||
5 | Elect David Kelso | Mgmt | For | For | For | |||||
6 | Elect Charles Koch | Mgmt | For | For | For | |||||
7 | Elect H. Carroll Mackin | Mgmt | For | For | For | |||||
8 | Elect Robert Pollock | Mgmt | For | For | For | |||||
9 | Elect John Swainson | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Assured Guaranty Ltd | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||||
AT&T Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
T | CUSIP 00206R102 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Randall Stephenson | Mgmt | For | For | For | |||||
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |||||
3 | Elect Reuben Anderson | Mgmt | For | For | For | |||||
4 | Elect James Blanchard | Mgmt | For | For | For | |||||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
6 | Elect James Kelly | Mgmt | For | For | For | |||||
7 | Elect Jon Madonna | Mgmt | For | For | For | |||||
8 | Elect Lynn Martin | Mgmt | For | For | For | |||||
9 | Elect John McCoy | Mgmt | For | For | For | |||||
10 | Elect Joyce Roche | Mgmt | For | For | For | |||||
11 | Elect Matthew Rose | Mgmt | For | For | For | |||||
12 | Elect Laura Tyson | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Automatic Data Processing, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ADP | CUSIP 053015103 | 11/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||||
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |||||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||||
1.8 | Elect John Jones | Mgmt | For | For | For | |||||
1.9 | Elect Sharon Rowlands | Mgmt | For | For | For | |||||
1.10 | Elect Enrique Salem | Mgmt | For | For | For | |||||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |||||
2 | Amendment to the Employees' Savings-Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Auxilium Pharmaceuticals, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AUXL | CUSIP 05334D107 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rolf Classon | Mgmt | For | For | For | |||||
1.2 | Elect Al Altomari | Mgmt | For | For | For | |||||
1.3 | Elect Armando Anido | Mgmt | For | For | For | |||||
1.4 | Elect Peter Brandt | Mgmt | For | For | For | |||||
1.5 | Elect Oliver Fetzer | Mgmt | For | For | For | |||||
1.6 | Elect Paul Friedman | Mgmt | For | For | For | |||||
1.7 | Elect Renato Fuchs | Mgmt | For | For | For | |||||
1.8 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | |||||
1.9 | Elect William McKee | Mgmt | For | For | For | |||||
2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Bank of America Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||||
2 | Elect Susan Bies | Mgmt | For | For | For | |||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||||
9 | Elect Thomas May | Mgmt | For | For | For | |||||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||||
11 | Elect Donald Powell | Mgmt | For | For | For | |||||
12 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
13 | Elect Robert Scully | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | Against | For | |||||
Baxter International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||||
BB&T Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBT | CUSIP 054937107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Allison, IV | Mgmt | For | For | For | |||||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | |||||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | |||||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | |||||
1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Jane Helm | Mgmt | For | For | For | |||||
1.8 | Elect John Howe, III | Mgmt | For | For | For | |||||
1.9 | Elect Kelly King | Mgmt | For | For | For | |||||
1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For | |||||
1.11 | Elect J. Holmes Morrison | Mgmt | For | For | For | |||||
1.12 | Elect Nido Qubein | Mgmt | For | For | For | |||||
1.13 | Elect Thomas Skains | Mgmt | For | For | For | |||||
1.14 | Elect Thomas Thompson | Mgmt | For | For | For | |||||
1.15 | Elect Stephen Williams | Mgmt | For | For | For | |||||
2 | Amendment to the Short-term Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Becton, Dickinson and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BDX | CUSIP 075887109 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Henry Becton, Jr. | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Edward DeGraan | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Claire Fraser-Liggett | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Christopher Jones | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Marshall Larsen | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Edward Ludwig | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Adel Mahmoud | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Gary Mecklenburg | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Cathy Minehan | Mgmt | For | Withhold | Against | |||||
1.11 | Elect James Orr | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Willard Overlock, Jr. | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Bertram Scott | Mgmt | For | Withhold | Against | |||||
1.14 | Elect Alfred Sommer | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||||
Bed Bath & Beyond Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBBY | CUSIP 075896100 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||||
3 | Elect Steven Temares | Mgmt | For | For | For | |||||
4 | Elect Dean Adler | Mgmt | For | For | For | |||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Berkshire Hathaway Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BRK.A | CUSIP 084670702 | 04/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||||
Best Buy Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BBY | CUSIP 086516101 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Ronald James | Mgmt | For | For | For | |||||
1.2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||||
1.3 | Elect George Mikan III | Mgmt | For | For | For | |||||
1.4 | Elect Matthew Paull | Mgmt | For | For | For | |||||
1.5 | Elect Richard Schulze | Mgmt | For | For | For | |||||
1.6 | Elect Hatim Tyabji | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||||
4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||||
5 | Executive Short-term Incentive Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
BlackRock, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BLK | CUSIP 09247X101 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Murry Gerber | Mgmt | For | For | For | |||||
1.2 | Elect James Grosfeld | Mgmt | For | For | For | |||||
1.3 | Elect Sir Deryck Maughan | Mgmt | For | For | For | |||||
1.4 | Elect Thomas Montag | Mgmt | For | For | For | |||||
1.5 | Elect Linda Gosden Robinson | Mgmt | For | For | For | |||||
1.6 | Elect John Varley | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
BMC Software, Inc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||||
3 | Elect Gary Bloom | Mgmt | For | For | For | |||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | |||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | |||||
6 | Elect Stephan James | Mgmt | For | For | For | |||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | |||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | |||||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
Boston Scientific Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BSX | CUSIP 101137107 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||||
4 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||||
5 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||||
10 | Elect John Sununu | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
CA, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CA | CUSIP 12673P105 | 07/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | |||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | |||||
3 | Elect Kay Koplovitz | Mgmt | For | For | For | |||||
4 | Elect Christopher Lofgren | Mgmt | For | For | For | |||||
5 | Elect William McCracken | Mgmt | For | For | For | |||||
6 | Elect Richard Sulpizio | Mgmt | For | For | For | |||||
7 | Elect Laura Unger | Mgmt | For | For | For | |||||
8 | Elect Arthur Weinbach | Mgmt | For | For | For | |||||
9 | Elect Ron Zambonini | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
11 | Adoption of Stockholder Protection Rights Agreement | Mgmt | For | Against | Against | |||||
12 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
Capital One Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COF | CUSIP 14040H105 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Patrick Gross | Mgmt | For | Against | Against | |||||
2 | Elect Ann Hackett | Mgmt | For | For | For | |||||
3 | Elect Pierre Leroy | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Career Education Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CECO | CUSIP 141665109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |||||
1.2 | Elect David Devonshire | Mgmt | For | For | For | |||||
1.3 | Elect Patrick Gross | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Gregory Jackson | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Lally | Mgmt | For | For | For | |||||
1.6 | Elect Steven Lesnik | Mgmt | For | For | For | |||||
1.7 | Elect Gary McCullough | Mgmt | For | For | For | |||||
1.8 | Elect Leslie Thornton | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Caterpillar Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CAT | CUSIP 149123101 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.2 | Elect Daniel Dickinson | Mgmt | For | For | For | |||||
1.3 | Elect Eugene Fife | Mgmt | For | For | For | |||||
1.4 | Elect Juan Gallardo | Mgmt | For | For | For | |||||
1.5 | Elect David Goode | Mgmt | For | For | For | |||||
1.6 | Elect Jesse Greene, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Peter Magowan | Mgmt | For | For | For | |||||
1.8 | Elect Dennis Muilenburg | Mgmt | For | For | For | |||||
1.9 | Elect Douglas Oberhelman | Mgmt | For | For | For | |||||
1.10 | Elect William Osborn | Mgmt | For | For | For | |||||
1.11 | Elect Charles Powell | Mgmt | For | For | For | |||||
1.12 | Elect Edward Rust, Jr. | Mgmt | For | For | For | |||||
1.13 | Elect Susan Schwab | Mgmt | For | For | For | |||||
1.14 | Elect Joshua Smith | Mgmt | For | For | For | |||||
1.15 | Elect Miles White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | |||||
Celanese Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CE | CUSIP 150870103 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
2 | Elect Daniel Sanders | Mgmt | For | For | For | |||||
3 | Elect John Wulff | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Celgene Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CELG | CUSIP 151020104 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | |||||
1.2 | Elect Michael Casey | Mgmt | For | For | For | |||||
1.3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
1.4 | Elect Rodman Drake | Mgmt | For | For | For | |||||
1.5 | Elect Michael Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Gilla Kaplan | Mgmt | For | For | For | |||||
1.7 | Elect James Loughlin | Mgmt | For | For | For | |||||
1.8 | Elect Ernest Mario | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
CF Industries Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CF | CUSIP 125269100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Wilson | Mgmt | For | For | For | |||||
1.2 | Elect Wallace Creek | Mgmt | For | For | For | |||||
1.3 | Elect William Davisson | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kuhbach | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Chevron Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVX | CUSIP 166764100 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||||
2 | Elect Robert Denham | Mgmt | For | For | For | |||||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect George Kirkland | Mgmt | For | For | For | |||||
7 | Elect Donald Rice | Mgmt | For | For | For | |||||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||||
12 | Elect Carl Ware | Mgmt | For | For | For | |||||
13 | Elect John Watson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||||
CIGNA Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CI | CUSIP 125509109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roman Martinez IV | Mgmt | For | For | For | |||||
2 | Elect Carol Wait | Mgmt | For | For | For | |||||
3 | Elect William Zollars | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Cisco Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||||
4 | Elect Larry Carter | Mgmt | For | For | For | |||||
5 | Elect John Chambers | Mgmt | For | For | For | |||||
6 | Elect Brian Halla | Mgmt | For | For | For | |||||
7 | Elect John Hennessy | Mgmt | For | For | For | |||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||||
10 | Elect Michael Powell | Mgmt | For | For | For | |||||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||||
12 | Elect Steven West | Mgmt | For | For | For | |||||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHldr | Against | Against | For | |||||
Citigroup Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
C | CUSIP 172967101 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||||
4 | Elect Robert Joss | Mgmt | For | For | For | |||||
5 | Elect Michael O'Neill | Mgmt | For | For | For | |||||
6 | Elect Vikram Pandit | Mgmt | For | For | For | |||||
7 | Elect Richard Parsons | Mgmt | For | For | For | |||||
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||||
9 | Elect Judith Rodin | Mgmt | For | For | For | |||||
10 | Elect Robert Ryan | Mgmt | For | For | For | |||||
11 | Elect Anthony Santomero | Mgmt | For | For | For | |||||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||||
13 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||||
14 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||||
17 | 2011 Executive Performance Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Reverse Stock Split Extension | Mgmt | For | For | For | |||||
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Citrix Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTXS | CUSIP 177376100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Murray Demo | Mgmt | For | For | For | |||||
2 | Elect Asiff Hirji | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Reapproval of Performance Goals Under the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cliffs Natural Resources Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CLF | CUSIP 18683K101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | |||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | |||||
4 | Elect Andres Ricardo Gluski Weilert | Mgmt | For | For | For | |||||
5 | Elect Susan Green | Mgmt | For | For | For | |||||
6 | Elect Janice Henry | Mgmt | For | For | For | |||||
7 | Elect James Kirsch | Mgmt | For | For | For | |||||
8 | Elect Francis McAllister | Mgmt | For | For | For | |||||
9 | Elect Roger Phillips | Mgmt | For | For | For | |||||
10 | Elect Richard Riederer | Mgmt | For | For | For | |||||
11 | Elect Richard Ross | Mgmt | For | For | For | |||||
12 | Elect Alan Schwartz | Mgmt | For | For | For | |||||
13 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
CME Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CME | CUSIP 12572Q105 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Craig Donohue | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Timothy Bitsberger | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Jackie Clegg | Mgmt | For | Withhold | Against | |||||
1.4 | Elect James Donaldson | Mgmt | For | Withhold | Against | |||||
1.5 | Elect J. Dennis Hastert | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Miller II | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Terry Savage | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Christopher Stewart | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Coach, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COH | CUSIP 189754104 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | |||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Cessation of Fur Use in Products | ShrHldr | Against | Against | For | |||||
Coca-Cola Enterprises Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 191219104 | 10/01/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Business Separation and Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Coca-Cola Enterprises, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCE | CUSIP 19122T109 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jan Bennink | Mgmt | For | Withhold | Against | |||||
1.2 | Elect John Brock | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Calvin Darden | Mgmt | For | Withhold | Against | |||||
1.4 | Elect L. Phillip Humann | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Orrin Ingram II | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Donna James | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Thomas Johnson | Mgmt | For | Withhold | Against | |||||
1.8 | Elect Suzanne Labarge | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Veronique Morali | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Garry Watts | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Curtis Welling | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Phoebe Wood | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
Cognizant Technology Solutions Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CTSH | CUSIP 192446102 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Howe | Mgmt | For | For | For | |||||
2 | Elect Robert Weissman | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
6 | Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||||
7 | Amendment to the Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Colgate-Palmolive Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Cahill | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Comcast Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||||
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |||||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||||
1.9 | Elect Eduardo Mestre | Mgmt | For | Withhold | Against | |||||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Comerica Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMA | CUSIP 200340107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roger Cregg | Mgmt | For | For | For | |||||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||||
3 | Elect Alfred Piergallini | Mgmt | For | For | For | |||||
4 | Elect Nina Vaca | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | 2011 Management Incentive Plan | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Complete Genomics Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GNOM | CUSIP 20454K104 | 06/22/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Carl Gordon | Mgmt | For | For | For | |||||
1.2 | Elect Lewis Shuster | Mgmt | For | For | For | |||||
1.3 | Elect Charles Waite, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Computer Sciences Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CSC | CUSIP 205363104 | 08/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||||
1.2 | Elect David Barram | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Baum | Mgmt | For | For | For | |||||
1.4 | Elect Rodney Chase | Mgmt | For | For | For | |||||
1.5 | Elect Judith Haberkorn | Mgmt | For | For | For | |||||
1.6 | Elect Michael Laphen | Mgmt | For | For | For | |||||
1.7 | Elect F. Warren McFarlan | Mgmt | For | For | For | |||||
1.8 | Elect Chong Sup Park | Mgmt | For | For | For | |||||
1.9 | Elect Thomas Patrick | Mgmt | For | For | For | |||||
2 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | 2010 Non-Employee Director Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Compuware Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CPWR | CUSIP 205638109 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | |||||
1.3 | Elect William Grabe | Mgmt | For | For | For | |||||
1.4 | Elect William Halling | Mgmt | For | For | For | |||||
1.5 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Faye Alexander Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Glenda Price | Mgmt | For | For | For | |||||
1.8 | Elect Robert Paul | Mgmt | For | For | For | |||||
1.9 | Elect W. James Prowse | Mgmt | For | For | For | |||||
1.10 | Elect G. Scott Romney | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Ralph Szygenda | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
CONSOL Energy Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CNX | CUSIP 20854P109 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||||
1.2 | Elect John Whitmire | Mgmt | For | For | For | |||||
1.3 | Elect Philip Baxter | Mgmt | For | For | For | |||||
1.4 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | |||||
1.5 | Elect William Davis | Mgmt | For | For | For | |||||
1.6 | Elect Raj Gupta | Mgmt | For | For | For | |||||
1.7 | Elect Patricia Hammick | Mgmt | For | For | For | |||||
1.8 | Elect David Hardesty, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect John Mills | Mgmt | For | For | For | |||||
1.10 | Elect William Powell | Mgmt | For | For | For | |||||
1.11 | Elect Joseph Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Corning Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GLW | CUSIP 219350105 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||||
2 | Elect John Canning Jr. | Mgmt | For | For | For | |||||
3 | Elect Gordon Gund | Mgmt | For | For | For | |||||
4 | Elect Kurt Landgraf | Mgmt | For | For | For | |||||
5 | Elect H. Onno Ruding | Mgmt | For | For | For | |||||
6 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Costco Wholesale Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COST | CUSIP 22160K105 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Susan Decker | Mgmt | For | For | For | |||||
1.2 | Elect Richard Libenson | Mgmt | For | For | For | |||||
1.3 | Elect John Meisenbach | Mgmt | For | For | For | |||||
1.4 | Elect Charles Munger | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Say When on Pay | Mgmt | 3 Years | 1 Year | Against | |||||
Coventry Health Care, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVH | CUSIP 222862104 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel Ackerman | Mgmt | For | Against | Against | |||||
2 | Elect Lawrence Kugelman | Mgmt | For | Against | Against | |||||
3 | Elect Michael Stocker | Mgmt | For | Against | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Covidien Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||||
2 | Elect Robert Brust | Mgmt | For | For | For | |||||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Crown Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CCK | CUSIP 228368106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jenne Britell | Mgmt | For | For | For | |||||
1.2 | Elect John Conway | Mgmt | For | For | For | |||||
1.3 | Elect Arnold Donald | Mgmt | For | For | For | |||||
1.4 | Elect William Little | Mgmt | For | For | For | |||||
1.5 | Elect Hans Loliger | Mgmt | For | For | For | |||||
1.6 | Elect James Miller | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Josef Muller | Mgmt | For | For | For | |||||
1.8 | Elect Thomas Ralph | Mgmt | For | For | For | |||||
1.9 | Elect Hugues du Rouret | Mgmt | For | For | For | |||||
1.10 | Elect Jim Turner | Mgmt | For | For | For | |||||
1.11 | Elect William Urkiel | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2006 Stock-Based Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Cummins Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CMI | CUSIP 231021106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Theodore Solso | Mgmt | For | For | For | |||||
2 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||||
3 | Elect William Miller | Mgmt | For | For | For | |||||
4 | Elect Alexis Herman | Mgmt | For | For | For | |||||
5 | Elect Georgia Nelson | Mgmt | For | For | For | |||||
6 | Elect Carl Ware | Mgmt | For | For | For | |||||
7 | Elect Robert Herdman | Mgmt | For | For | For | |||||
8 | Elect Robert Bernhard | Mgmt | For | For | For | |||||
9 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |||||
10 | Elect Stephen Dobbs | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
CVS Caremark Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||||
3 | Elect David Dorman | Mgmt | For | For | For | |||||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||||
6 | Elect Marian Heard | Mgmt | For | For | For | |||||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||||
11 | Elect Richard Swift | Mgmt | For | For | For | |||||
12 | Elect Tony White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Deere & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DE | CUSIP 244199105 | 02/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||||
2 | Elect Dipak Jain | Mgmt | For | For | For | |||||
3 | Elect Joachim Milberg | Mgmt | For | For | For | |||||
4 | Elect Richard Myers | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Delta Air Lines, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DALRQ | CUSIP 247361702 | 06/30/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||||
4 | Elect John Brinzo | Mgmt | For | For | For | |||||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||||
6 | Elect John Engler | Mgmt | For | For | For | |||||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||||
8 | Elect David Goode | Mgmt | For | For | For | |||||
9 | Elect Paula Reynolds | Mgmt | For | For | For | |||||
10 | Elect Kenneth Rogers | Mgmt | For | For | For | |||||
11 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Dendreon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||||
1.4 | Elect David Stump | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Digital Realty Trust, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DLR | CUSIP 253868103 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Magnuson | Mgmt | For | For | For | |||||
1.2 | Elect Michael Foust | Mgmt | For | For | For | |||||
1.3 | Elect Laurence Chapman | Mgmt | For | For | For | |||||
1.4 | Elect Kathleen Earley | Mgmt | For | For | For | |||||
1.5 | Elect Ruann Ernst | Mgmt | For | For | For | |||||
1.6 | Elect Dennis Singleton | Mgmt | For | For | For | |||||
1.7 | Elect Robert Zerbst | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
DIRECTV | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DTV | CUSIP 25490A101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Lorrie Norrington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | Amendment to Dual Class Stock | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
6 | Limitation of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
7 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Discover Financial Services | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DFS | CUSIP 254709108 | 04/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||||
2 | Elect Mary Bush | Mgmt | For | For | For | |||||
3 | Elect Gregory Case | Mgmt | For | For | For | |||||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||||
9 | Elect David Nelms | Mgmt | For | For | For | |||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
Dollar General Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DG | CUSIP 256677105 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | |||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | |||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
E. I. du Pont de Nemours and Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DD | CUSIP 263534109 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Brown | Mgmt | For | For | For | |||||
2 | Elect Robert Brown | Mgmt | For | For | For | |||||
3 | Elect Bertrand Collomb | Mgmt | For | For | For | |||||
4 | Elect Curtis Crawford | Mgmt | For | For | For | |||||
5 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
6 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |||||
7 | Elect Marillyn Hewson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
10 | Elect William Reilly | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the Equity and Incentive Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Genetically Engineered Organisms | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Comparison Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Eaton Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETN | CUSIP 278058102 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect George Barrett | Mgmt | For | For | For | |||||
2 | Elect Todd Bluedorn | Mgmt | For | For | For | |||||
3 | Elect Ned Lautenbach | Mgmt | For | For | For | |||||
4 | Elect Gregory Page | Mgmt | For | For | For | |||||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||||
6 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Edison International | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EIX | CUSIP 281020107 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | |||||
3 | Elect France Cordova | Mgmt | For | For | For | |||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |||||
5 | Elect Charles Curtis | Mgmt | For | For | For | |||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | |||||
7 | Elect Luis Nogales | Mgmt | For | For | For | |||||
8 | Elect Ronald Olson | Mgmt | For | For | For | |||||
9 | Elect James Rosser | Mgmt | For | For | For | |||||
10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||||
11 | Elect Thomas Sutton | Mgmt | For | For | For | |||||
12 | Elect Brett White | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Amendment to the 2007 Performance Incentive Plan | Mgmt | For | For | For | |||||
Electronic Arts Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ERTS | CUSIP 285512109 | 08/05/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leonard Coleman | Mgmt | For | For | For | |||||
2 | Elect Jeffrey Huber | Mgmt | For | For | For | |||||
3 | Elect Gary Kusin | Mgmt | For | For | For | |||||
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||||
5 | Elect Gregory Maffei | Mgmt | For | For | For | |||||
6 | Elect Vivek Paul | Mgmt | For | For | For | |||||
7 | Elect Lawrence Probst III | Mgmt | For | For | For | |||||
8 | Elect John Riccitiello | Mgmt | For | For | For | |||||
9 | Elect Richard Simonson | Mgmt | For | For | For | |||||
10 | Elect Linda Srere | Mgmt | For | For | For | |||||
11 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
12 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29082A107 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Amendments to Articles | Mgmt | For | Against | Against | |||||
2 | Accounts and Reports | Mgmt | For | For | For | |||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
4 | Election of Directors | Mgmt | For | Against | Against | |||||
5 | Election of Supervisory Council | Mgmt | For | For | For | |||||
6 | Remuneration Policy | Mgmt | For | Against | Against | |||||
7 | Supervisory Council's Fees | Mgmt | For | For | For | |||||
Embraer SA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMBR3 | CUSIP 29081M102 | 11/19/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Change of Company Name | Mgmt | N/A | For | N/A | |||||
2 | Amendment to Corporate Purpose | Mgmt | N/A | For | N/A | |||||
3 | Amend Article 34 | Mgmt | N/A | For | N/A | |||||
4 | Amend Article 41 | Mgmt | N/A | For | N/A | |||||
5 | Amend Article 44 | Mgmt | N/A | For | N/A | |||||
EMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Michael Brown | Mgmt | For | For | For | |||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||||
5 | Elect James DiStasio | Mgmt | For | For | For | |||||
6 | Elect John Egan | Mgmt | For | For | For | |||||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
8 | Elect Windle Priem | Mgmt | For | For | For | |||||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||||
10 | Elect David Strohm | Mgmt | For | For | For | |||||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Emerson Electric Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Farr | Mgmt | For | For | For | |||||
1.2 | Elect Harriet Green | Mgmt | For | For | For | |||||
1.3 | Elect Charles Peters | Mgmt | For | For | For | |||||
1.4 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
1.5 | Elect Rozanne Ridgway | Mgmt | For | For | For | |||||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Energizer Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ENR | CUSIP 29266R108 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ward Klein | Mgmt | For | For | For | |||||
2 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |||||
3 | Elect John Roberts | Mgmt | For | For | For | |||||
4 | Amendment to the 2009 Incentive Stock Plan | Mgmt | For | For | For | |||||
5 | Executive Officer Bonus Plan | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Entergy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ETR | CUSIP 29364G103 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | |||||
2 | Elect Gary Edwards | Mgmt | For | For | For | |||||
3 | Elect Alexis Herman | Mgmt | For | For | For | |||||
4 | Elect Donald Hintz | Mgmt | For | For | For | |||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | |||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | |||||
8 | Elect Stewart Myers | Mgmt | For | For | For | |||||
9 | Elect William Percy, II | Mgmt | For | For | For | |||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | |||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | 2011 Equity Ownership and Long Term Cash Incentive Plan | Mgmt | For | For | For | |||||
Equity Residential | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EQR | CUSIP 29476L107 | 06/16/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Charles Atwood | Mgmt | For | For | For | |||||
1.3 | Elect Linda Bynoe | Mgmt | For | For | For | |||||
1.4 | Elect Bradley Keywell | Mgmt | For | For | For | |||||
1.5 | Elect John Neal | Mgmt | For | For | For | |||||
1.6 | Elect David Neithercut | Mgmt | For | For | For | |||||
1.7 | Elect Mark Shapiro | Mgmt | For | For | For | |||||
1.8 | Elect Gerald Spector | Mgmt | For | For | For | |||||
1.9 | Elect B. Joseph White | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Share Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
Express Scripts, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ESRX | CUSIP 302182100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||||
2 | Elect Maura Breen | Mgmt | For | For | For | |||||
3 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||||
4 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||||
5 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||||
6 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||||
7 | Elect John Parker, Jr. | Mgmt | For | For | For | |||||
8 | Elect George Paz | Mgmt | For | For | For | |||||
9 | Elect Samuel Skinner | Mgmt | For | For | For | |||||
10 | Elect Seymour Sternberg | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to Bylaws to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Exxon Mobil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
1.6 | Elect William George | Mgmt | For | For | For | |||||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHldr | Against | Against | For | |||||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHldr | Against | Against | For | |||||
FedEx Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FDX | CUSIP 31428X106 | 09/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | For | For | |||||
2 | Elect John Edwardson | Mgmt | For | For | For | |||||
3 | Elect J.R. Hyde, III | Mgmt | For | For | For | |||||
4 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
5 | Elect Steven Loranger | Mgmt | For | For | For | |||||
6 | Elect Gary Loveman | Mgmt | For | For | For | |||||
7 | Elect Susan Schwab | Mgmt | For | For | For | |||||
8 | Elect Frederick Smith | Mgmt | For | For | For | |||||
9 | Elect Joshua Smith | Mgmt | For | For | For | |||||
10 | Elect David Steiner | Mgmt | For | For | For | |||||
11 | Elect Paul Walsh | Mgmt | For | For | For | |||||
12 | 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
Fidelity National Information Services, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FIS | CUSIP 31620M106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Hunt | Mgmt | For | For | For | |||||
2 | Elect Richard Massey | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Annual Incentive Plan | Mgmt | For | Against | Against | |||||
Fifth Third Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FITB | CUSIP 316773100 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | |||||
1.2 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Emerson Brumback | Mgmt | For | For | For | |||||
1.4 | Elect James Hackett | Mgmt | For | For | For | |||||
1.5 | Elect Gary Heminger | Mgmt | For | For | For | |||||
1.6 | Elect Jewell Hoover | Mgmt | For | For | For | |||||
1.7 | Elect William Isaac | Mgmt | For | For | For | |||||
1.8 | Elect Kevin Kabat | Mgmt | For | For | For | |||||
1.9 | Elect Mitchel Livingston | Mgmt | For | For | For | |||||
1.10 | Elect Hendrick Meijer | Mgmt | For | For | For | |||||
1.11 | Elect John Schiff, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Marsha Williams | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
First Horizon National Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FHN | CUSIP 320517105 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Carter | Mgmt | For | For | For | |||||
2 | Elect John Compton | Mgmt | For | For | For | |||||
3 | Elect Mark Emkes | Mgmt | For | For | For | |||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | |||||
5 | Elect James Haslam III | Mgmt | For | For | For | |||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | |||||
8 | Elect Vicki Palmer | Mgmt | For | For | For | |||||
9 | Elect Colin Reed | Mgmt | For | For | For | |||||
10 | Elect Michael Rose | Mgmt | For | For | For | |||||
11 | Elect William Sansom | Mgmt | For | For | For | |||||
12 | Elect Luke Yancy III | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
First Solar, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FSLR | CUSIP 336433107 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |||||
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |||||
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect James Nolan | Mgmt | For | For | For | |||||
1.5 | Elect William Post | Mgmt | For | For | For | |||||
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |||||
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |||||
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |||||
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Report on Impacts of Immigration Reform | ShrHldr | Against | Against | For | |||||
Fiserv, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FISV | CUSIP 337738108 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Donald Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Denis O'Leary | Mgmt | For | For | For | |||||
1.3 | Elect Glenn Renwick | Mgmt | For | For | For | |||||
1.4 | Elect Carl Stern | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Fluor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FLR | CUSIP 343412102 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Fluor | Mgmt | For | For | For | |||||
2 | Elect Joseph Prueher | Mgmt | For | For | For | |||||
3 | Elect Suzanne Woolsey | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
FMC Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FMC | CUSIP 302491303 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward Mooney | Mgmt | For | For | For | |||||
2 | Elect Enrique Sosa | Mgmt | For | For | For | |||||
3 | Elect Vincent Volpe Jr. | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Ford Motor Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
F | CUSIP 345370860 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Butler | Mgmt | For | For | For | |||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | |||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | |||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | |||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |||||
9 | Elect Richard Manoogian | Mgmt | For | For | For | |||||
10 | Elect Ellen Marram | Mgmt | For | For | For | |||||
11 | Elect Alan Mulally | Mgmt | For | For | For | |||||
12 | Elect Homer Neal | Mgmt | For | For | For | |||||
13 | Elect Gerald Shaheen | Mgmt | For | For | For | |||||
14 | Elect John Thornton | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Franklin Resources, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BEN | CUSIP 354613101 | 03/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||||
2 | Elect Charles Crocker | Mgmt | For | For | For | |||||
3 | Elect Joseph Hardiman | Mgmt | For | For | For | |||||
4 | Elect Charles Johnson | Mgmt | For | For | For | |||||
5 | Elect Gregory Johnson | Mgmt | For | For | For | |||||
6 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For | |||||
7 | Elect Mark Pigott | Mgmt | For | For | For | |||||
8 | Elect Chutta Ratnathicam | Mgmt | For | For | For | |||||
9 | Elect Peter Sacerdote | Mgmt | For | For | For | |||||
10 | Elect Laura Stein | Mgmt | For | For | For | |||||
11 | Elect Anne Tatlock | Mgmt | For | For | For | |||||
12 | Elect Geoffrey Yang | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Amendment to the 2002 Universal Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Freeport-McMoRan Copper & Gold, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FCX | CUSIP 35671D857 | 06/15/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | |||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Fresenius Medical Care AG & Co. KGaA | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
FME | CUSIP 358029106 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
3 | Ratification of General Partner Acts | Mgmt | For | For | For | |||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||
5 | Compensation Policy | Mgmt | For | For | For | |||||
6 | Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Elect Gerd Krick | Mgmt | For | For | For | |||||
8 | Elect Dieter Schenk | Mgmt | For | For | For | |||||
9 | Elect Bernd Fahrholz | Mgmt | For | For | For | |||||
10 | Elect Walter Weisman | Mgmt | For | For | For | |||||
11 | Elect William Johnston | Mgmt | For | For | For | |||||
12 | Elect Rolf Classon | Mgmt | For | For | For | |||||
13 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | |||||
14 | Stock Option Plan 2011; Cancellation of Conditional Capital | Mgmt | For | For | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Transaction of Other Business or Shareholder Countermotions | Mgmt | Non-Voting | Against | N/A | |||||
Gannett Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GCI | CUSIP 364730101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Cody | Mgmt | For | For | For | |||||
1.2 | Elect Craig Dubow | Mgmt | For | For | For | |||||
1.3 | Elect Howard Elias | Mgmt | For | For | For | |||||
1.4 | Elect Arthur Harper | Mgmt | For | For | For | |||||
1.5 | Elect John Louis | Mgmt | For | For | For | |||||
1.6 | Elect Marjorie Magner | Mgmt | For | For | For | |||||
1.7 | Elect Scott McCune | Mgmt | For | For | For | |||||
1.8 | Elect Duncan McFarland | Mgmt | For | For | For | |||||
1.9 | Elect Neal Shapiro | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
General Dynamics Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GD | CUSIP 369550108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Barra | Mgmt | For | For | For | |||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||||
3 | Elect James Crown | Mgmt | For | For | For | |||||
4 | Elect William Fricks | Mgmt | For | For | For | |||||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||||
6 | Elect George Joulwan | Mgmt | For | For | For | |||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||||
8 | Elect John Keane | Mgmt | For | For | For | |||||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||||
10 | Elect William Osborn | Mgmt | For | For | For | |||||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
General Electric Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GE | CUSIP 369604103 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||||
8 | Elect Robert Lane | Mgmt | For | For | For | |||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||||
11 | Elect James Mulva | Mgmt | For | For | For | |||||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||||
13 | Elect Roger Penske | Mgmt | For | For | For | |||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||||
15 | Elect James Tisch | Mgmt | For | For | For | |||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
20 | Shareholder Proposal Cumulative Voting | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||||
24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
Genuine Parts Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GPC | CUSIP 372460105 | 04/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Mary Bullock | Mgmt | For | For | For | |||||
1.2 | Elect Jean Douville | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Gallagher | Mgmt | For | For | For | |||||
1.4 | Elect George Guynn | Mgmt | For | For | For | |||||
1.5 | Elect John Holder | Mgmt | For | For | For | |||||
1.6 | Elect John Johns | Mgmt | For | For | For | |||||
1.7 | Elect Michael Johns | Mgmt | For | For | For | |||||
1.8 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
1.9 | Elect Robert Loudermilk, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Wendy Needham | Mgmt | For | For | For | |||||
1.11 | Elect Jerry Nix | Mgmt | For | For | For | |||||
1.12 | Elect Gary Rollins | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Google Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||||
GrafTech International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GTI | CUSIP 384313102 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | |||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | |||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Great Plains Energy Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David Bodde | Mgmt | For | For | For | |||||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |||||
1.3 | Elect William Downey | Mgmt | For | For | For | |||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||||
1.6 | Elect James Mitchell | Mgmt | For | For | For | |||||
1.7 | Elect William Nelson | Mgmt | For | For | For | |||||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||||
1.10 | Elect Robert West | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hanesbrands Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBI | CUSIP 410345102 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |||||
1.3 | Elect James Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | |||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hansen Natural Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HANS | CUSIP 411310105 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Rodney Sacks | Mgmt | For | For | For | |||||
1.2 | Elect Hilton Schlosberg | Mgmt | For | For | For | |||||
1.3 | Elect Norman Epstein | Mgmt | For | For | For | |||||
1.4 | Elect Benjamin Polk | Mgmt | For | For | For | |||||
1.5 | Elect Sydney Selati | Mgmt | For | For | For | |||||
1.6 | Elect Harold Taber, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Mark Vidergauz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Harris Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HRS | CUSIP 413875105 | 10/22/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Howard Lance | Mgmt | For | For | For | |||||
2 | Elect Thomas Dattilo | Mgmt | For | For | For | |||||
3 | Elect Terry Growcock | Mgmt | For | For | For | |||||
4 | Elect Leslie Kenne | Mgmt | For | For | For | |||||
5 | Elect David Rickard | Mgmt | For | For | For | |||||
6 | Elect James Stoffel | Mgmt | For | For | For | |||||
7 | Elect Gregory Swienton | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Annual Incentive Plan | Mgmt | For | For | For | |||||
10 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
Hasbro, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
HCP, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCP | CUSIP 40414L109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Flaherty III | Mgmt | For | For | For | |||||
2 | Elect Christine Garvey | Mgmt | For | For | For | |||||
3 | Elect David Henry | Mgmt | For | For | For | |||||
4 | Elect Lauralee Martin | Mgmt | For | For | For | |||||
5 | Elect Michael McKee | Mgmt | For | For | For | |||||
6 | Elect Peter Rhein | Mgmt | For | For | For | |||||
7 | Elect Kenneth Roath | Mgmt | For | For | For | |||||
8 | Elect Richard Rosenberg | Mgmt | For | For | For | |||||
9 | Elect Joseph Sullivan | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Hertz Global Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HTZ | CUSIP 42805T105 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Durham | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Mark Frissora | Mgmt | For | Withhold | Against | |||||
1.3 | Elect David Wasserman | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Henry Wolf | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hewlett-Packard Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
7 | Elect John Hammergren | Mgmt | For | For | For | |||||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | For | For | |||||
Honeywell International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HON | CUSIP 438516106 | 04/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||||
4 | Elect David Cote | Mgmt | For | For | For | |||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
6 | Elect Linnet Deily | Mgmt | For | For | For | |||||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||||
9 | Elect George Paz | Mgmt | For | For | For | |||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Hospira, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSP | CUSIP 441060100 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||||
2 | Elect F. Michael Ball | Mgmt | For | For | For | |||||
3 | Elect Jacque Sokolov | Mgmt | For | For | For | |||||
4 | Elimination of Supermajority Requirement for Removal of Directors For Cause | Mgmt | For | For | For | |||||
5 | Elimination of Supermajority Requirement for Bylaw Adoption, Amendment or Repeal | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Alteration, Amendment or Repeal of Certificate Provisions | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
Hudson City Bancorp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HCBK | CUSIP 443683107 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald Hermance, Jr. | Mgmt | For | For | For | |||||
2 | Elect William Bardel | Mgmt | For | For | For | |||||
3 | Elect Scott Belair | Mgmt | For | For | For | |||||
4 | Elect Cornelius Golding | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Huntington Bancshares Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HBAN | CUSIP 446150104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | |||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | |||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | |||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect D. James Hilliker | Mgmt | For | For | For | |||||
1.7 | Elect David Lauer | Mgmt | For | For | For | |||||
1.8 | Elect Jonathan Levy | Mgmt | For | For | For | |||||
1.9 | Elect Gerard Mastroianni | Mgmt | For | For | For | |||||
1.10 | Elect Richard Neu | Mgmt | For | For | For | |||||
1.11 | Elect David Porteous | Mgmt | For | For | For | |||||
1.12 | Elect Kathleen Ransier | Mgmt | For | For | For | |||||
1.13 | Elect William Robertson | Mgmt | For | For | For | |||||
1.14 | Elect Stephen Steinour | Mgmt | For | For | For | |||||
2 | Amendment to the Management Incentive Plan for Covered Employees | Mgmt | For | For | For | |||||
3 | Supplemental Stock Purchase and Tax Savings Plan and Trust | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Huntsman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HUN | CUSIP 447011107 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jon Huntsman | Mgmt | For | For | For | |||||
1.2 | Elect Patrick Harker | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Illinois Tool Works Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Crown | Mgmt | For | For | For | |||||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||||
7 | Elect David Speer | Mgmt | For | For | For | |||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||||
10 | Elect Anre Williams | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
Ingersoll-Rand Plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IR | CUSIP G47791101 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Berzin | Mgmt | For | For | For | |||||
2 | Elect John Bruton | Mgmt | For | For | For | |||||
3 | Elect Jared Cohon | Mgmt | For | For | For | |||||
4 | Elect Gary Forsee | Mgmt | For | For | For | |||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | |||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect Michael Lamach | Mgmt | For | For | For | |||||
9 | Elect Theodore Martin | Mgmt | For | For | For | |||||
10 | Elect Richard Swift | Mgmt | For | For | For | |||||
11 | Elect Tony White | Mgmt | For | For | For | |||||
12 | Senior Executive Performance Plan | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
Intel Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||||
2 | Elect Susan Decker | Mgmt | For | For | For | |||||
3 | Elect John Donahoe | Mgmt | For | For | For | |||||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||||
6 | Elect James Plummer | Mgmt | For | For | For | |||||
7 | Elect David Pottruck | Mgmt | For | For | For | |||||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||||
10 | Elect David Yoffie | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
IntercontinentalExchange, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ICE | CUSIP 45865V100 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles Crisp | Mgmt | For | For | For | |||||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||||
3 | Elect Judd Gregg | Mgmt | For | For | For | |||||
4 | Elect Fred Hatfield | Mgmt | For | For | For | |||||
5 | Elect Terrence Martell | Mgmt | For | For | For | |||||
6 | Elect Callum McCarthy | Mgmt | For | For | For | |||||
7 | Elect Robert Reid | Mgmt | For | For | For | |||||
8 | Elect Frederic Salerno | Mgmt | For | For | For | |||||
9 | Elect Jeffrey Sprecher | Mgmt | For | For | For | |||||
10 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
11 | Elect Vincent Tese | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
International Business Machines Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Alain Belda | Mgmt | For | For | For | |||||
2 | Elect William Brody | Mgmt | For | For | For | |||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
4 | Elect Michael Eskew | Mgmt | For | For | For | |||||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
8 | Elect James Owens | Mgmt | For | For | For | |||||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||||
10 | Elect Joan Spero | Mgmt | For | For | For | |||||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||||
12 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
International Paper Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IP | CUSIP 460146103 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Bronczek | Mgmt | For | For | For | |||||
2 | Elect Ahmet Dorduncu | Mgmt | For | For | For | |||||
3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||||
4 | Elect John Faraci | Mgmt | For | For | For | |||||
5 | Elect Samir Gibara | Mgmt | For | For | For | |||||
6 | Elect Stacey Mobley | Mgmt | For | For | For | |||||
7 | Elect John Townsend III | Mgmt | For | For | For | |||||
8 | Elect John Turner | Mgmt | For | For | For | |||||
9 | Elect William Walter | Mgmt | For | For | For | |||||
10 | Elect Alberto Weisser | Mgmt | For | For | For | |||||
11 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Interpublic Group of Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IPG | CUSIP 460690100 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Reginald Brack | Mgmt | For | For | For | |||||
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
3 | Elect Jill Considine | Mgmt | For | For | For | |||||
4 | Elect Richard Goldstein | Mgmt | For | For | For | |||||
5 | Elect Mary Guilfoile | Mgmt | For | For | For | |||||
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |||||
7 | Elect William Kerr | Mgmt | For | For | For | |||||
8 | Elect Michael Roth | Mgmt | For | For | For | |||||
9 | Elect David Thomas | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Intuit Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
INTU | CUSIP 461202103 | 01/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Batchelder | Mgmt | For | For | For | |||||
2 | Elect Christopher Brody | Mgmt | For | For | For | |||||
3 | Elect William Campbell | Mgmt | For | For | For | |||||
4 | Elect Scott Cook | Mgmt | For | For | For | |||||
5 | Elect Diane Greene | Mgmt | For | For | For | |||||
6 | Elect Michael Hallman | Mgmt | For | For | For | |||||
7 | Elect Edward Kangas | Mgmt | For | For | For | |||||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
9 | Elect Dennis Powell | Mgmt | For | For | For | |||||
10 | Elect Brad Smith | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
Intuitive Surgical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ISRG | CUSIP 46120E602 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Floyd Loop | Mgmt | For | For | For | |||||
2 | Elect George Stalk Jr. | Mgmt | For | For | For | |||||
3 | Elect Craig Barratt | Mgmt | For | For | For | |||||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Invesco Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVZ | CUSIP G491BT108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Rex Adams | Mgmt | For | For | For | |||||
2 | Elect John Banham | Mgmt | For | For | For | |||||
3 | Elect Denis Kessler | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | 2011 Global Equity Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Invesco Mortgage Capital Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
IVR | CUSIP 46131B100 | 05/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect G. Mark Armour | Mgmt | For | For | For | |||||
2 | Elect James Balloun | Mgmt | For | For | For | |||||
3 | Elect John Day | Mgmt | For | For | For | |||||
4 | Elect Karen Kelley | Mgmt | For | For | For | |||||
5 | Elect Neil Williams | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Johnson & Johnson | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||||
2 | Elect James Cullen | Mgmt | For | For | For | |||||
3 | Elect Ian Davis | Mgmt | For | For | For | |||||
4 | Elect Michael Johns | Mgmt | For | For | For | |||||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||||
8 | Elect William Perez | Mgmt | For | For | For | |||||
9 | Elect Charles Prince | Mgmt | For | For | For | |||||
10 | Elect David Satcher | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||||
Johnson Controls, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JCI | CUSIP 478366107 | 01/26/2011 | Take No Action | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Natalie Black | Mgmt | For | TNA | N/A | |||||
1.2 | Elect Robert Cornog | Mgmt | For | TNA | N/A | |||||
1.3 | Elect William Lacy | Mgmt | For | TNA | N/A | |||||
1.4 | Elect Stephen Roell | Mgmt | For | TNA | N/A | |||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | TNA | N/A | |||||
4 | Amendment to the Annual Incentive Performance Plan | Mgmt | For | TNA | N/A | |||||
5 | Amendment to the Long-Term Incentive Performance Plan | Mgmt | For | TNA | N/A | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | TNA | N/A | |||||
JPMorgan Chase & Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JPM | CUSIP 46625H100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||||
3 | Elect David Cote | Mgmt | For | For | For | |||||
4 | Elect James Crown | Mgmt | For | For | For | |||||
5 | Elect James Dimon | Mgmt | For | For | For | |||||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||||
7 | Elect William Gray, III | Mgmt | For | For | For | |||||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||||
9 | Elect David Novak | Mgmt | For | For | For | |||||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||||
11 | Elect William Weldon | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||||
16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHldr | Against | Against | For | |||||
KBR, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KBR | CUSIP 48242W106 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Huff | Mgmt | For | For | For | |||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||||
1.3 | Elect Richard Slater | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Keycorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KEY | CUSIP 493267108 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Campbell | Mgmt | For | For | For | |||||
1.2 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
1.3 | Elect Carol Cartwright | Mgmt | For | For | For | |||||
1.4 | Elect Alexander Cutler | Mgmt | For | For | For | |||||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | |||||
1.6 | Elect Elizabeth Gile | Mgmt | For | For | For | |||||
1.7 | Elect Ruth Ann Gillis | Mgmt | For | For | For | |||||
1.8 | Elect Kristen Manos | Mgmt | For | For | For | |||||
1.9 | Elect Beth Mooney | Mgmt | For | For | For | |||||
1.10 | Elect Bill Sanford | Mgmt | For | For | For | |||||
1.11 | Elect Barbara Snyder | Mgmt | For | For | For | |||||
1.12 | Elect Edward Stack | Mgmt | For | For | For | |||||
1.13 | Elect Thomas Stevens | Mgmt | For | For | For | |||||
2 | 2011 Annual Performance Plan | Mgmt | For | For | For | |||||
3 | Amendment to Remove Supermajority Requirement | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
KLA-Tencor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KLAC | CUSIP 482480100 | 11/03/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Barnholt | Mgmt | For | For | For | |||||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | |||||
1.3 | Elect Stephen Kaufman | Mgmt | For | For | For | |||||
1.4 | Elect Richard Wallace | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Kohl's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KSS | CUSIP 500255104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||||
2 | Elect Steven Burd | Mgmt | For | For | For | |||||
3 | Elect John Herma | Mgmt | For | For | For | |||||
4 | Elect Dale Jones | Mgmt | For | For | For | |||||
5 | Elect William Kellogg | Mgmt | For | For | For | |||||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||||
7 | Elect Frank Sica | Mgmt | For | For | For | |||||
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||||
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |||||
10 | Elect Nina Vaca | Mgmt | For | For | For | |||||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Elimination of Supermajority Requirement in Article V(f) | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement in Article VI | Mgmt | For | For | For | |||||
15 | Annual Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||||
L-3 Communications Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LLL | CUSIP 502424104 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Henry Shelton | Mgmt | For | For | For | |||||
1.2 | Elect Michael Strianese | Mgmt | For | For | For | |||||
1.3 | Elect John White | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Las Vegas Sands Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LVS | CUSIP 517834107 | 06/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Charles Forman | Mgmt | For | Withhold | Against | |||||
1.2 | Elect George Koo | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Irwin Siegel | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Life Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LIFE | CUSIP 53217V109 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | |||||
2 | Elect Gregory Lucier | Mgmt | For | For | For | |||||
3 | Elect Ronald Matricaria | Mgmt | For | For | For | |||||
4 | Elect David U'Prichard | Mgmt | For | For | For | |||||
5 | Elect William Longfield | Mgmt | For | For | For | |||||
6 | Elect Ora Pescovitz | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
8 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
Limited Brands, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LTD | CUSIP 532716107 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Donna James | Mgmt | For | For | For | |||||
2 | Elect Jeffrey Miro | Mgmt | For | For | For | |||||
3 | Elect Raymond Zimmerman | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | 2011 Stock Option Performance and Incentive Plan | Mgmt | For | For | For | |||||
6 | 2011 Cash Incentive Compensation Performance Plan | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||||
Lowe's Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LOW | CUSIP 548661107 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | Against | For | |||||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
LyondellBasell Industries N.V. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jagject Bindra | Mgmt | For | Against | Against | |||||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||||
3 | Elect Rudy van der Meer | Mgmt | For | Against | Against | |||||
4 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||||
5 | Elect Jacques Aigrain | Mgmt | For | Against | Against | |||||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||||
9 | Appointment of Auditor | Mgmt | For | For | For | |||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||||
11 | Amendments to Articles | Mgmt | For | For | For | |||||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Elect Robert G. Gwin | Mgmt | For | Against | Against | |||||
M&T Bank Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTB | CUSIP 55261F104 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Brent Baird | Mgmt | For | For | For | |||||
1.2 | Elect Robert Bennett | Mgmt | For | For | For | |||||
1.3 | Elect C. Angela Bontempo | Mgmt | For | For | For | |||||
1.4 | Elect Robert Brady | Mgmt | For | For | For | |||||
1.5 | Elect Michael Buckley | Mgmt | For | For | For | |||||
1.6 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | |||||
1.7 | Elect Mark Czarnecki | Mgmt | For | For | For | |||||
1.8 | Elect Gary Geisel | Mgmt | For | For | For | |||||
1.9 | Elect Patrick Hodgson | Mgmt | For | For | For | |||||
1.10 | Elect Richard King | Mgmt | For | For | For | |||||
1.11 | Elect Jorge Pereira | Mgmt | For | For | For | |||||
1.12 | Elect Michael Pinto | Mgmt | For | For | For | |||||
1.13 | Elect Melinda Rich | Mgmt | For | For | For | |||||
1.14 | Elect Robert Sadler, Jr. | Mgmt | For | For | For | |||||
1.15 | Elect Herbert Washington | Mgmt | For | For | For | |||||
1.16 | Elect Robert Wilmers | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Macy's, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
M | CUSIP 55616P104 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||||
1.2 | Elect Deirdre Connelly | Mgmt | For | For | For | |||||
1.3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||||
1.4 | Elect Sara Levinson | Mgmt | For | For | For | |||||
1.5 | Elect Terry Lundgren | Mgmt | For | For | For | |||||
1.6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Pichler | Mgmt | For | For | For | |||||
1.8 | Elect Joyce Roche | Mgmt | For | For | For | |||||
1.9 | Elect Craig Weatherup | Mgmt | For | For | For | |||||
1.10 | Elect Marna Whittington | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Marathon Oil Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRO | CUSIP 565849106 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | |||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | |||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | |||||
4 | Elect David Daberko | Mgmt | For | Against | Against | |||||
5 | Elect William Davis, III | Mgmt | For | Against | Against | |||||
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |||||
7 | Elect Philip Lader | Mgmt | For | Against | Against | |||||
8 | Elect Charles Lee | Mgmt | For | Against | Against | |||||
9 | Elect Michael Phelps | Mgmt | For | Against | Against | |||||
10 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||||
11 | Elect Seth Schofield | Mgmt | For | Against | Against | |||||
12 | Elect John Snow | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||||
Marsh & McLennan Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MMC | CUSIP 571748102 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3 | Elect Oscar Fanjul | Mgmt | For | For | For | |||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||||
6 | Elect Steven Mills | Mgmt | For | For | For | |||||
7 | Elect Bruce Nolop | Mgmt | For | For | For | |||||
8 | Elect Marc Oken | Mgmt | For | For | For | |||||
9 | Elect Morton Schapiro | Mgmt | For | For | For | |||||
10 | Elect Adele Simmons | Mgmt | For | For | For | |||||
11 | Elect Lloyd Yates | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Incentive and Stock Award Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Marshall & Ilsley Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MI | CUSIP 571837103 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Olivié | Mgmt | For | For | For | |||||
2 | Elect Rima Qureshi | Mgmt | For | For | For | |||||
3 | Elect Mark Schwartz | Mgmt | For | For | For | |||||
4 | Elect Jackson Tai | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
MasterCard Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MA | CUSIP 57636Q104 | 09/21/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
3 | Revise Requirements to Board Composition | Mgmt | For | For | For | |||||
4 | Revise Stock Ownership Limitations | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
6.1 | Elect Nancy Karch | Mgmt | For | For | For | |||||
6.2 | Elect Jose Reyes Lagunes | Mgmt | For | For | For | |||||
6.3 | Elect Edward Tian | Mgmt | For | Withhold | Against | |||||
6.4 | Elect Silvio Barzi | Mgmt | For | For | For | |||||
7 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
MBIA Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MBI | CUSIP 55262C100 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joseph Brown | Mgmt | For | For | For | |||||
2 | Elect David Coulter | Mgmt | For | For | For | |||||
3 | Elect Claire Gaudiani | Mgmt | For | For | For | |||||
4 | Elect Steven Gilbert | Mgmt | For | For | For | |||||
5 | Elect Daniel Kearney | Mgmt | For | For | For | |||||
6 | Elect Kewsong Lee | Mgmt | For | For | For | |||||
7 | Elect Charles Rinehart | Mgmt | For | For | For | |||||
8 | Elect Theodore Shasta | Mgmt | For | For | For | |||||
9 | Elect Richard Vaughan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
McDonald's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||||
5 | Elect James Skinner | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHldr | Against | Against | For | |||||
McKesson Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||||
3 | Elect John Hammergren | Mgmt | For | For | For | |||||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||||
7 | Elect David Lawrence | Mgmt | For | For | For | |||||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||||
10 | Reapproval of Performance Goals Under the 2005 Stock Plan | Mgmt | For | For | For | |||||
11 | Reapproval of Performance Goals Under the 2005 Management Incentive Plan | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHldr | Against | Against | For | |||||
Mead Johnson Nutrition Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MJN | CUSIP 582839106 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Golsby | Mgmt | For | For | For | |||||
1.2 | Elect Steven Altschuler | Mgmt | For | For | For | |||||
1.3 | Elect Howard Bernick | Mgmt | For | For | For | |||||
1.4 | Elect Kimberly Casiano | Mgmt | For | For | For | |||||
1.5 | Elect Anna Catalano | Mgmt | For | For | For | |||||
1.6 | Elect Celeste Clark | Mgmt | For | For | For | |||||
1.7 | Elect James Cornelius | Mgmt | For | For | For | |||||
1.8 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||||
1.9 | Elect Elliott Sigal | Mgmt | For | For | For | |||||
1.10 | Elect Robert Singer | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Medtronic, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||||
1.4 | Elect William Hawkins | Mgmt | For | For | For | |||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
Merck & Co., Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MRK | CUSIP 58933Y105 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||||
3 | Elect Richard Clark | Mgmt | For | For | For | |||||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||||
9 | Elect William Kelley | Mgmt | For | For | For | |||||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
11 | Elect Rochelle Lazarus | Mgmt | For | Against | Against | |||||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
MetLife, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MET | CUSIP 59156R108 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Steven Kandarian | Mgmt | For | For | For | |||||
1.2 | Elect Sylvia Mathews Burwell | Mgmt | For | For | For | |||||
1.3 | Elect Eduardo Castro-Wright | Mgmt | For | For | For | |||||
1.4 | Elect Cheryl Grise | Mgmt | For | For | For | |||||
1.5 | Elect Lulu Wang | Mgmt | For | For | For | |||||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
MFA Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MFA | CUSIP 55272X102 | 05/24/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Blank | Mgmt | For | For | For | |||||
1.2 | Elect William Gorin | Mgmt | For | For | For | |||||
2 | Increase of Authorized Capital Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
MGIC Investment Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MTG | CUSIP 552848103 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kenneth Jastrow II | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Daniel Kearney | Mgmt | For | For | For | |||||
1.3 | Elect Donald Nicolaisen | Mgmt | For | Withhold | Against | |||||
2 | Ratification of the Placement of Mark Zandi into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
3 | Ratification of the Placement of Bruce Koepfgen into a Class Whose Term Continues Past the Annual Meeting | Mgmt | For | For | For | |||||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Microsoft Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||||
3 | Elect William Gates III | Mgmt | For | For | For | |||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||||
7 | Elect David Marquardt | Mgmt | For | For | For | |||||
8 | Elect Charles Noski | Mgmt | For | For | For | |||||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||||
Monsanto Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MON | CUSIP 61166W101 | 01/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Laura Ipsen | Mgmt | For | For | For | |||||
2 | Elect William Parfet | Mgmt | For | For | For | |||||
3 | Elect George Poste | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives | Mgmt | For | For | For | |||||
Monster Worldwide, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MWW | CUSIP 611742107 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Salvatore Iannuzzi | Mgmt | For | For | For | |||||
2 | Elect John Gaulding | Mgmt | For | For | For | |||||
3 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |||||
4 | Elect Cynthia McCague | Mgmt | For | For | For | |||||
5 | Elect Jeffrey Rayport | Mgmt | For | For | For | |||||
6 | Elect Roberto Tunioli | Mgmt | For | For | For | |||||
7 | Elect Timothy Yates | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Moody's Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MCO | CUSIP 615369105 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Glauber | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
6 | Elect Jorge Bermudez | Mgmt | For | For | For | |||||
Morgan Stanley | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||||
3 | Elect Howard Davies | Mgmt | For | For | For | |||||
4 | Elect James Gorman | Mgmt | For | For | For | |||||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||||
7 | Elect John Mack | Mgmt | For | For | For | |||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||||
10 | Elect James Owens | Mgmt | For | For | For | |||||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||||
13 | Elect Laura Tyson | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Motorola, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
MOT | CUSIP 620076109 | 11/29/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Reverse Stock Split | Mgmt | For | For | For | |||||
2 | Amendment to Certificate of Incorporation to Effect Reverse Stock Split | Mgmt | For | For | For | |||||
National Oilwell Varco, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOV | CUSIP 637071101 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | |||||
2 | Elect Jefferey Smisek | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
NetApp, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTAP | CUSIP 64110D104 | 08/31/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffry Allen | Mgmt | For | For | For | |||||
1.2 | Elect Alan Earhart | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||||
1.4 | Elect Gerald Held | Mgmt | For | For | For | |||||
1.5 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
1.6 | Elect T. Michael Nevens | Mgmt | For | For | For | |||||
1.7 | Elect George Shaheen | Mgmt | For | For | For | |||||
1.8 | Elect Robert Wall | Mgmt | For | For | For | |||||
1.9 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Newell Rubbermaid Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Newmont Mining Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NEM | CUSIP 651639106 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glen Barton | Mgmt | For | For | For | |||||
2 | Elect Vincent Calarco | Mgmt | For | For | For | |||||
3 | Elect Joseph Carrabba | Mgmt | For | For | For | |||||
4 | Elect Noreen Doyle | Mgmt | For | For | For | |||||
5 | Elect Veronica Hagen | Mgmt | For | For | For | |||||
6 | Elect Michael Hamson | Mgmt | For | For | For | |||||
7 | Elect Richard O'Brien | Mgmt | For | For | For | |||||
8 | Elect John Prescott | Mgmt | For | For | For | |||||
9 | Elect Donald Roth | Mgmt | For | For | For | |||||
10 | Elect Simon Thompson | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Noble Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NBL | CUSIP 655044105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | |||||
2 | Elect Michael Cawley | Mgmt | For | For | For | |||||
3 | Elect Edward Cox | Mgmt | For | For | For | |||||
4 | Elect Charles Davidson | Mgmt | For | For | For | |||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | |||||
6 | Elect Eric Grubman | Mgmt | For | For | For | |||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | |||||
8 | Elect Scott Urban | Mgmt | For | For | For | |||||
9 | Elect William Van Kleef | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||||
Nordstrom, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
JWN | CUSIP 655664100 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | |||||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | |||||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
4 | Elect Robert Miller | Mgmt | For | For | For | |||||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | |||||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | |||||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | |||||
8 | Elect Philip Satre | Mgmt | For | For | For | |||||
9 | Elect Felicia Thornton | Mgmt | For | For | For | |||||
10 | Elect B. Kevin Turner | Mgmt | For | For | For | |||||
11 | Elect Robert Walter | Mgmt | For | For | For | |||||
12 | Elect Alison Winter | Mgmt | For | For | For | |||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Northern Trust Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NTRS | CUSIP 665859104 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Linda Bynoe | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Nicholas Chabraja | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Susan Crown | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Dipak Jain | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Robert Lane | Mgmt | For | Withhold | Against | |||||
1.6 | Elect Robert McCormack | Mgmt | For | Withhold | Against | |||||
1.7 | Elect Edward Mooney | Mgmt | For | Withhold | Against | |||||
1.8 | Elect John Rowe | Mgmt | For | Withhold | Against | |||||
1.9 | Elect Martin Slark | Mgmt | For | Withhold | Against | |||||
1.10 | Elect David Smith, Jr. | Mgmt | For | Withhold | Against | |||||
1.11 | Elect Enrique Sosa | Mgmt | For | Withhold | Against | |||||
1.12 | Elect Charles Tribbett III | Mgmt | For | Withhold | Against | |||||
1.13 | Elect Frederick Waddell | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
Northrop Grumman Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NOC | CUSIP 666807102 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Wesley Bush | Mgmt | For | For | For | |||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | |||||
3 | Elect Victor Fazio | Mgmt | For | For | For | |||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | |||||
5 | Elect Stephen Frank | Mgmt | For | For | For | |||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | |||||
8 | Elect Karl Krapek | Mgmt | For | For | For | |||||
9 | Elect Richard Myers | Mgmt | For | For | For | |||||
10 | Elect Aulana Peters | Mgmt | For | For | For | |||||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Novellus Systems, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVLS | CUSIP 670008101 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard Hill | Mgmt | For | For | For | |||||
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |||||
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||||
1.4 | Elect Glen Possley | Mgmt | For | For | For | |||||
1.5 | Elect Ann Rhoads | Mgmt | For | For | For | |||||
1.6 | Elect Krishna Saraswat | Mgmt | For | For | For | |||||
1.7 | Elect William Spivey | Mgmt | For | For | For | |||||
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
3 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Nucor Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NUE | CUSIP 670346105 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Peter Browning | Mgmt | For | For | For | |||||
1.2 | Elect Victoria Haynes | Mgmt | For | For | For | |||||
1.3 | Elect Christopher Kearney | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
NV Energy, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | |||||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | |||||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | |||||
1.5 | Elect Philip Satre | Mgmt | For | For | For | |||||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | |||||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the Fair Price Provisions | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
NYSE Euronext | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NYX | CUSIP 629491101 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andre Bergen | Mgmt | For | For | For | |||||
2 | Elect Ellyn Brown | Mgmt | For | For | For | |||||
3 | Elect Marshall Carter | Mgmt | For | For | For | |||||
4 | Elect Dominique Cerutti | Mgmt | For | For | For | |||||
5 | Elect Patricia Cloherty | Mgmt | For | For | For | |||||
6 | Elect George Cox | Mgmt | For | For | For | |||||
7 | Elect Sylvain Hefes | Mgmt | For | For | For | |||||
8 | Elect Jan-Michiel Hessels | Mgmt | For | For | For | |||||
9 | Elect Duncan McFarland | Mgmt | For | For | For | |||||
10 | Elect James McNulty | Mgmt | For | For | For | |||||
11 | Elect Duncan Niederauer | Mgmt | For | For | For | |||||
12 | Elect Ricardo Espirito Santo Salgado | Mgmt | For | For | For | |||||
13 | Elect Robert Scott | Mgmt | For | For | For | |||||
14 | Elect Jackson Tai | Mgmt | For | For | For | |||||
15 | Elect Rijnhard van Tets | Mgmt | For | For | For | |||||
16 | Elect Brian Williamson | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Amendment to Supermajority Requirement | Mgmt | For | Abstain | Against | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
O'Reilly Automotive, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORLY | CUSIP 67103H107 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David O'Reilly | Mgmt | For | For | For | |||||
2 | Elect Jay Burchfield | Mgmt | For | For | For | |||||
3 | Elect Paul Lederer | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Occidental Petroleum Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||||
5 | Elect John Feick | Mgmt | For | For | For | |||||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||||
8 | Elect Ray Irani | Mgmt | For | For | For | |||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||||
Office Depot, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ODP | CUSIP 676220106 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Neil Austrian | Mgmt | For | Against | Against | |||||
2 | Elect Justin Bateman | Mgmt | For | Against | Against | |||||
3 | Elect Thomas Colligan | Mgmt | For | Against | Against | |||||
4 | Elect Marsha Evans | Mgmt | For | Against | Against | |||||
5 | Elect David Fuente | Mgmt | For | Against | Against | |||||
6 | Elect Brenda Gaines | Mgmt | For | Against | Against | |||||
7 | Elect Myra Hart | Mgmt | For | Against | Against | |||||
8 | Elect W. Scott Hedrick | Mgmt | For | Against | Against | |||||
9 | Elect Kathleen Mason | Mgmt | For | Against | Against | |||||
10 | Elect James Rubin | Mgmt | For | Against | Against | |||||
11 | Elect Raymond Svider | Mgmt | For | Against | Against | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
OfficeMax Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||
4 | Elect William Montgoris | Mgmt | For | For | For | |||||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||||
7 | Elect David Szymanski | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Oracle Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Executive Bonus Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2000 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
Owens Corning | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
OC | CUSIP 690742101 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
1.2 | Elect Ann Iverson | Mgmt | For | For | For | |||||
1.3 | Elect Joseph Neely | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Corporate Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Parker-Hannifin Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||||
1.11 | Elect James Wainscott | Mgmt | For | For | For | |||||
1.12 | Elect Donald Washkewicz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2010 Performance Bonus Plan | Mgmt | For | For | For | |||||
4 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | Against | For | |||||
Patriot Coal Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCX | CUSIP 70336T104 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J. Joe Adorjan | Mgmt | For | For | For | |||||
1.2 | Elect Janiece Longoria | Mgmt | For | For | For | |||||
1.3 | Elect Michael Scharf | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Paychex, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PAYX | CUSIP 704326107 | 10/13/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||||
2 | Elect David Flaschen | Mgmt | For | For | For | |||||
3 | Elect Grant Inman | Mgmt | For | For | For | |||||
4 | Elect Pamela Joseph | Mgmt | For | For | For | |||||
5 | Elect Joseph Tucci | Mgmt | For | For | For | |||||
6 | Elect Joseph Velli | Mgmt | For | For | For | |||||
7 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pennymac Mortgage Investment Trust | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PMT | CUSIP 70931T103 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joel Marcus | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Stacey Stewart | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Mark Wiedman | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
People's United Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PBCT | CUSIP 712704105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John Barnes | Mgmt | For | For | For | |||||
1.2 | Elect Collin Baron | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Richard Hoyt | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
PepsiCo, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Shona Brown | Mgmt | For | For | For | |||||
2 | Elect Ian Cook | Mgmt | For | For | For | |||||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||||
7 | Elect Arthur Martinez | Mgmt | For | Against | Against | |||||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
15 | Ratification of Auditor | Mgmt | For | For | For | |||||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||||
Petrohawk Energy Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HK | CUSIP 716495106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Floyd Wilson | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Gary Merriman | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Robert Stone, Jr. | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Amendment to the 2004 Employee Incentive Plan | Mgmt | For | Against | Against | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
Pfizer Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Constance Horner | Mgmt | For | For | For | |||||
8 | Elect James Kilts | Mgmt | For | For | For | |||||
9 | Elect George Lorch | Mgmt | For | For | For | |||||
10 | Elect John Mascotte | Mgmt | For | For | For | |||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||
12 | Elect Ian Read | Mgmt | For | For | For | |||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | Against | For | |||||
PG&E Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCG | CUSIP 69331C108 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David Andrews | Mgmt | For | For | For | |||||
2 | Elect Lewis Chew | Mgmt | For | For | For | |||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | |||||
4 | Elect Peter Darbee | Mgmt | For | For | For | |||||
5 | Elect Maryellen Herringer | Mgmt | For | For | For | |||||
6 | Elect Roger Kimmel | Mgmt | For | For | For | |||||
7 | Elect Richard Meserve | Mgmt | For | For | For | |||||
8 | Elect Forrest Miller | Mgmt | For | For | For | |||||
9 | Elect Rosendo Parra | Mgmt | For | For | For | |||||
10 | Elect Barbara Rambo | Mgmt | For | For | For | |||||
11 | Elect Barry Williams | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
16 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
Philip Morris International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PM | CUSIP 718172109 | 05/11/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Harold Brown | Mgmt | For | For | For | |||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Popular, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Maria Ferre | Mgmt | For | For | For | |||||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
PPG Industries, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPG | CUSIP 693506107 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||||
1.2 | Elect Hugh Grant | Mgmt | For | For | For | |||||
1.3 | Elect Michele Hooper | Mgmt | For | For | For | |||||
1.4 | Elect Robert Mehrabian | Mgmt | For | For | For | |||||
2 | Reapproval of Performance Goals Under the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
3 | Amendment to the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Environmental Accountability Report | ShrHldr | Against | Against | For | |||||
PPL Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PPL | CUSIP 69351T106 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Frederick Bernthal | Mgmt | For | For | For | |||||
1.2 | Elect John Conway | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Steven Elliot | Mgmt | For | For | For | |||||
1.4 | Elect Louise Goeser | Mgmt | For | For | For | |||||
1.5 | Elect Stuart Graham | Mgmt | For | For | For | |||||
1.6 | Elect Stuart Heydt | Mgmt | For | For | For | |||||
1.7 | Elect James Miller | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rogerson | Mgmt | For | For | For | |||||
1.9 | Elect Natica von Althann | Mgmt | For | For | For | |||||
1.10 | Elect Keith Williamson | Mgmt | For | For | For | |||||
2 | Short-term Incentive Plan | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Precision Castparts Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Daniel Murphy | Mgmt | For | For | For | |||||
1.2 | Elect Steven Rothmeier | Mgmt | For | For | For | |||||
1.3 | Elect Richard Wambold | Mgmt | For | For | For | |||||
1.4 | Elect Timothy Wicks | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
priceline.com Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PCLN | CUSIP 741503403 | 06/02/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | |||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||||
1.6 | Elect James Guyette | Mgmt | For | For | For | |||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
Prologis | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PLD | CUSIP 743410102 | 06/01/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Prudential Financial, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PRU | CUSIP 744320102 | 05/10/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | |||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | |||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |||||
5 | Elect James Cullen | Mgmt | For | For | For | |||||
6 | Elect William Gray, III | Mgmt | For | For | For | |||||
7 | Elect Mark Grier | Mgmt | For | For | For | |||||
8 | Elect Constance Horner | Mgmt | For | For | For | |||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||||
10 | Elect Karl Krapek | Mgmt | For | For | For | |||||
11 | Elect Christine Poon | Mgmt | For | For | For | |||||
12 | Elect John Strangfeld | Mgmt | For | For | For | |||||
13 | Elect James Unruh | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | |||||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
QLogic Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QLGC | CUSIP 747277101 | 08/26/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect H.K. Desai | Mgmt | For | For | For | |||||
2 | Elect Joel Birnbaum | Mgmt | For | For | For | |||||
3 | Elect James Fiebiger | Mgmt | For | For | For | |||||
4 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | |||||
5 | Elect Kathryn Lewis | Mgmt | For | For | For | |||||
6 | Elect George Wells | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
QUALCOMM Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||||
Quest Diagnostics Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DGX | CUSIP 74834L100 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William Buehler | Mgmt | For | For | For | |||||
2 | Elect Daniel Stanzione | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
Qwest Communications International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
Q | CUSIP 749121109 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Raytheon Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RTN | CUSIP 755111507 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Vernon Clark | Mgmt | For | For | For | |||||
2 | Elect John Deutch | Mgmt | For | For | For | |||||
3 | Elect Stephen Hadley | Mgmt | For | For | For | |||||
4 | Elect Frederic Poses | Mgmt | For | For | For | |||||
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |||||
6 | Elect Ronald Skates | Mgmt | For | For | For | |||||
7 | Elect William Spivey | Mgmt | For | For | For | |||||
8 | Elect Linda Stuntz | Mgmt | For | For | For | |||||
9 | Elect William Swanson | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHldr | Against | Against | For | |||||
Red Hat, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RHT | CUSIP 756577102 | 08/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jeffrey Clarke | Mgmt | For | For | For | |||||
2 | Elect Henry Shelton | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
Regions Financial Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RF | CUSIP 7591EP100 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Samuel Bartholomew, Jr. | Mgmt | For | For | For | |||||
2 | Elect George Bryan | Mgmt | For | For | For | |||||
3 | Elect Carolyn Hogan Byrd | Mgmt | For | For | For | |||||
4 | Elect David Cooper, Sr. | Mgmt | For | For | For | |||||
5 | Elect Earnest Deavenport, Jr. | Mgmt | For | For | For | |||||
6 | Elect Don DeFosset | Mgmt | For | For | For | |||||
7 | Elect Eric Fast | Mgmt | For | For | For | |||||
8 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||||
9 | Elect Charles McCrary | Mgmt | For | For | For | |||||
10 | Elect James Malone | Mgmt | For | For | For | |||||
11 | Elect Susan Matlock | Mgmt | For | For | For | |||||
12 | Elect John Maupin, Jr. | Mgmt | For | For | For | |||||
13 | Elect John Roberts | Mgmt | For | For | For | |||||
14 | Elect Lee Styslinger III | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Robert Half International Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RHI | CUSIP 770323103 | 05/04/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Edward Gibbons | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Barbara Novogradac | Mgmt | For | For | For | |||||
1.5 | Elect Robert Pace | Mgmt | For | For | For | |||||
1.6 | Elect Fredrick Richman | Mgmt | For | For | For | |||||
1.7 | Elect M. Keith Waddell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Rock-Tenn Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
RKT | CUSIP 772739207 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
salesforce.com, inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CRM | CUSIP 79466L302 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Marc Benioff | Mgmt | For | For | For | |||||
2 | Elect Craig Conway | Mgmt | For | For | For | |||||
3 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
SanDisk Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SNDK | CUSIP 80004C101 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Michael Marks | Mgmt | For | For | For | |||||
1.2 | Elect Kevin DeNuccio | Mgmt | For | For | For | |||||
1.3 | Elect Irwin Federman | Mgmt | For | For | For | |||||
1.4 | Elect Steve Gomo | Mgmt | For | For | For | |||||
1.5 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||||
1.6 | Elect Chenming Hu | Mgmt | For | For | For | |||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||||
1.8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2005 Incentive Plan | Mgmt | For | For | For | |||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Schlumberger Limited | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||||
2 | Elect Peter Currie | Mgmt | For | For | For | |||||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||||
4 | Elect Tony Isaac | Mgmt | For | For | For | |||||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||||
8 | Elect Michael Marks | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||||
10 | Elect Leo Reif | Mgmt | For | For | For | |||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
18 | Amendements to Articles | Mgmt | For | For | For | |||||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||||
20 | Ratification of Auditor | Mgmt | For | For | For | |||||
Seagate Technology Public Limited Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STX | CUSIP G7945M107 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | |||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||||
3 | Elect Lydia Marshall | Mgmt | For | For | For | |||||
4 | Elect C.S. Park | Mgmt | For | For | For | |||||
5 | Elect Albert Pimentel | Mgmt | For | For | For | |||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | |||||
7 | Elect John Thompson | Mgmt | For | For | For | |||||
8 | Elect Edward Zander | Mgmt | For | For | For | |||||
9 | Accounts and Reports | Mgmt | For | For | For | |||||
10 | Authority to Set Meeting Location | Mgmt | For | For | For | |||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||
12 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||||
13 | Appointment of Auditor | Mgmt | For | For | For | |||||
Simon Property Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPG | CUSIP 828806109 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Melvyn Bergstein | Mgmt | For | For | For | |||||
2 | Elect Linda Bynoe | Mgmt | For | For | For | |||||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||||
4 | Elect Karen Horn | Mgmt | For | For | For | |||||
5 | Elect Allan Hubbard | Mgmt | For | For | For | |||||
6 | Elect Reuben Leibowitz | Mgmt | For | For | For | |||||
7 | Elect Daniel Smith | Mgmt | For | For | For | |||||
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
SLM Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SLM | CUSIP 78442P106 | 05/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ann Bates | Mgmt | For | For | For | |||||
2 | Elect William Diefenderfer III | Mgmt | For | For | For | |||||
3 | Elect Diane Gilleland | Mgmt | For | For | For | |||||
4 | Elect Earl Goode | Mgmt | For | For | For | |||||
5 | Elect Ronald Hunt | Mgmt | For | For | For | |||||
6 | Elect Albert Lord | Mgmt | For | For | For | |||||
7 | Elect Michael Martin | Mgmt | For | For | For | |||||
8 | Elect Barry Munitz | Mgmt | For | For | For | |||||
9 | Elect Howard Newman | Mgmt | For | For | For | |||||
10 | Elect A. Alexander Porter, Jr. | Mgmt | For | For | For | |||||
11 | Elect Frank Puleo | Mgmt | For | For | For | |||||
12 | Elect Wolfgang Schoellkopf | Mgmt | For | For | For | |||||
13 | Elect Steven Shapiro | Mgmt | For | For | For | |||||
14 | Elect J. Terry Strange | Mgmt | For | For | For | |||||
15 | Elect Anthony Terracciano | Mgmt | For | For | For | |||||
16 | Elect Barry Williams | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
Smith International, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SII | CUSIP 832110100 | 08/24/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Approval of the Merger | Mgmt | For | For | For | |||||
2.1 | Elect James Gibbs | Mgmt | For | For | For | |||||
2.2 | Elect Duane Radtke | Mgmt | For | For | For | |||||
2.3 | Elect John Yearwood | Mgmt | For | For | For | |||||
3 | Amendment to the 1989 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
Smurfit-Stone Container Corp. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SSCC | CUSIP 83272A104 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Special | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||
St. Jude Medical, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STJ | CUSIP 790849103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Devenuti | Mgmt | For | For | For | |||||
2 | Elect Thomas Garrett III | Mgmt | For | For | For | |||||
3 | Elect Wendy Yarno | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
Staples, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SPLS | CUSIP 855030102 | 06/07/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||||
3 | Elect Mary Burton | Mgmt | For | For | For | |||||
4 | Elect Justin King | Mgmt | For | For | For | |||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
State Street Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||||
2 | Elect Peter Coym | Mgmt | For | For | For | |||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||||
5 | Elect David Gruber | Mgmt | For | For | For | |||||
6 | Elect Linda Hill | Mgmt | For | For | For | |||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||||
12 | Elect Gregory Summe | Mgmt | For | For | For | |||||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
Stryker Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
1.8 | Elect William Parfet | Mgmt | For | For | For | |||||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Suntrust Banks, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
STI | CUSIP 867914103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Beall II | Mgmt | For | For | For | |||||
2 | Elect Alston Correll | Mgmt | For | For | For | |||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | |||||
5 | Elect David Hughes | Mgmt | For | For | For | |||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||||
7 | Elect J. Hicks Lanier | Mgmt | For | For | For | |||||
8 | Elect Kyle Legg | Mgmt | For | For | For | |||||
9 | Elect William Linnenbringer | Mgmt | For | For | For | |||||
10 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |||||
11 | Elect Frank Royal | Mgmt | For | For | For | |||||
12 | Elect Thomas Watjen | Mgmt | For | For | For | |||||
13 | Elect James Wells III | Mgmt | For | For | For | |||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||||
15 | Amendment to 2009 Stock Plan | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||||
Symantec Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SYMC | CUSIP 871503108 | 09/20/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stephen Bennett | Mgmt | For | For | For | |||||
2 | Elect Michael Brown | Mgmt | For | For | For | |||||
3 | Elect William Coleman, III | Mgmt | For | For | For | |||||
4 | Elect Franck Dangeard | Mgmt | For | For | For | |||||
5 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||||
6 | Elect David Mahoney | Mgmt | For | For | For | |||||
7 | Elect Robert Miller | Mgmt | For | For | For | |||||
8 | Elect Enrique Salem | Mgmt | For | For | For | |||||
9 | Elect Daniel Schulman | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect V. Paul Unruh | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||||
14 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
T. Rowe Price Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TROW | CUSIP 74144T108 | 04/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Edward C. Bernard | Mgmt | For | For | For | |||||
2 | Elect James T. Brady | Mgmt | For | For | For | |||||
3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||||
4 | Elect Donald B. Hebb, Jr. | Mgmt | For | For | For | |||||
5 | Elect James A.C. Kennedy | Mgmt | For | For | For | |||||
6 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||||
7 | Elect Brian C. Rogers | Mgmt | For | For | For | |||||
8 | Elect Dr. Alfred Sommer | Mgmt | For | For | For | |||||
9 | Elect Dwight S. Taylor | Mgmt | For | For | For | |||||
10 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
Target Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TGT | CUSIP 87612E106 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Roxanne Austin | Mgmt | For | For | For | |||||
2 | Elect Calvin Darden | Mgmt | For | For | For | |||||
3 | Elect Mary Dillon | Mgmt | For | For | For | |||||
4 | Elect James Johnson | Mgmt | For | For | For | |||||
5 | Elect Mary Minnick | Mgmt | For | For | For | |||||
6 | Elect Anne Mulcahy | Mgmt | For | For | For | |||||
7 | Elect Derica Rice | Mgmt | For | For | For | |||||
8 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
9 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||||
10 | Elect John Stumpf | Mgmt | For | For | For | |||||
11 | Elect Solomon Trujillo | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||||
Teradata Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TDC | CUSIP 88076W103103 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Nancy E. Cooper | Mgmt | For | Against | Against | |||||
2 | Elect David E. Kepler | Mgmt | For | Against | Against | |||||
3 | Elect William S. Stavropoulos | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
Texas Instruments Incorporated | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||||
8 | Elect Ruth Simmons | Mgmt | For | For | For | |||||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
The AES Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | |||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Allstate Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ALL | CUSIP 020002101 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||||
3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||||
8 | Elect Joshua Smith | Mgmt | For | For | For | |||||
9 | Elect Judith Sprieser | Mgmt | For | For | For | |||||
10 | Elect Mary Taylor | Mgmt | For | For | For | |||||
11 | Elect Thomas Wilson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||||
14 | Designation of Delaware Chancery Court as Forum for Derivative Actions | Mgmt | For | Against | Against | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Bank of New York Mellon Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
BK | CUSIP 064058100 | 04/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||||
11 | Elect William Richardson | Mgmt | For | For | For | |||||
12 | Elect Samuel Scott III | Mgmt | For | For | For | |||||
13 | Elect John Surma | Mgmt | For | For | For | |||||
14 | Elect Wesley von Schack | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||||
19 | Ratification of Auditor | Mgmt | For | For | For | |||||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Charles Schwab Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SCHW | CUSIP 808513105 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Frank Herringer | Mgmt | For | For | For | |||||
2 | Elect Stephen McLin | Mgmt | For | For | For | |||||
3 | Elect Charles Schwab | Mgmt | For | For | For | |||||
4 | Elect Roger Walther | Mgmt | For | For | For | |||||
5 | Elect Robert Wilson | Mgmt | For | For | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
7 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
11 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Abstain | For | Against | |||||
The Chubb Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
CB | CUSIP 171232101 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Zoe Baird | Mgmt | For | For | For | |||||
2 | Elect Sheila Burke | Mgmt | For | For | For | |||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
4 | Elect John Finnegan | Mgmt | For | For | For | |||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | |||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | |||||
7 | Elect Lawrence Small | Mgmt | For | For | For | |||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | |||||
9 | Elect Daniel Somers | Mgmt | For | For | For | |||||
10 | Elect James Zimmerman | Mgmt | For | For | For | |||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | |||||
12 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The Coca-Cola Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||||
4 | Elect Barry Diller | Mgmt | For | For | For | |||||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||||
8 | Elect Donald Keough | Mgmt | For | For | For | |||||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||||
12 | Elect James Robinson III | Mgmt | For | For | For | |||||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||||
14 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||||
15 | Elect James Williams | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | Against | Against | |||||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | Against | For | |||||
The Dow Chemical Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DOW | CUSIP 260543103 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | |||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |||||
3 | Elect James Bell | Mgmt | For | For | For | |||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | |||||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||||
6 | Elect Jennifer Granholm | Mgmt | For | For | For | |||||
7 | Elect John Hess | Mgmt | For | For | For | |||||
8 | Elect Andrew Liveris | Mgmt | For | For | For | |||||
9 | Elect Paul Polman | Mgmt | For | For | For | |||||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||||
11 | Elect James Ringler | Mgmt | For | Against | Against | |||||
12 | Elect Ruth Shaw | Mgmt | For | For | For | |||||
13 | Elect Paul Stern | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||||
The Dun & Bradstreet Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DNB | CUSIP 26483E100 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Naomi Seligman | Mgmt | For | For | For | |||||
2 | Elect Michael Winkler | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | Amendment to the Covered Employee Incentive Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||||
The Estée Lauder Companies Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
EL | CUSIP 518439104 | 11/09/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Aerin Lauder | Mgmt | For | Withhold | Against | |||||
1.2 | Elect William Lauder | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Lynn Forester de Rothschild | Mgmt | For | Withhold | Against | |||||
1.4 | Elect Richard Parsons | Mgmt | For | Withhold | Against | |||||
1.5 | Elect Richard Zannino | Mgmt | For | Withhold | Against | |||||
2 | Amendment to the 2002 Share Incentive Plan | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Goldman Sachs Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
GS | CUSIP 38141G104 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||||
2 | Elect John Bryan | Mgmt | For | For | For | |||||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||||
6 | Elect William George | Mgmt | For | For | For | |||||
7 | Elect James Johnson | Mgmt | For | For | For | |||||
8 | Elect Lois Juliber | Mgmt | For | For | For | |||||
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||||
10 | Elect James Schiro | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Report on Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
The Hartford Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HIG | CUSIP 416515104 | 05/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |||||
4 | Elect Liam McGee | Mgmt | For | For | For | |||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | |||||
6 | Elect Michael Morris | Mgmt | For | For | For | |||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | |||||
8 | Elect Charles Strauss | Mgmt | For | For | For | |||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Hershey Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
HSY | CUSIP 427866108 | 04/28/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Pamela Arway | Mgmt | For | For | For | |||||
1.2 | Elect Robert Cavanaugh | Mgmt | For | For | For | |||||
1.3 | Elect Charles Davis | Mgmt | For | For | For | |||||
1.4 | Elect James Mead | Mgmt | For | For | For | |||||
1.5 | Elect James Nevels | Mgmt | For | For | For | |||||
1.6 | Elect Anthony Palmer | Mgmt | For | For | For | |||||
1.7 | Elect Thomas Ridge | Mgmt | For | For | For | |||||
1.8 | Elect David Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect David West | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
5 | Amendment to the Equity and Incentive Compensation Plan | Mgmt | For | For | For | |||||
The NASDAQ OMX Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
NDAQ | CUSIP 631103108 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Urban Backstrom | Mgmt | For | For | For | |||||
2 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||||
3 | Elect Michael Casey | Mgmt | For | For | For | |||||
4 | Elect Borje Ekholm | Mgmt | For | For | For | |||||
5 | Elect Lon Gorman | Mgmt | For | For | For | |||||
6 | Elect Robert Greifeld | Mgmt | For | For | For | |||||
7 | Elect Glenn Hutchins | Mgmt | For | For | For | |||||
8 | Elect Birgitta Kantola | Mgmt | For | For | For | |||||
9 | Elect Essa Kazim | Mgmt | For | For | For | |||||
10 | Elect John Markese | Mgmt | For | For | For | |||||
11 | Elect Hans Nielsen | Mgmt | For | For | For | |||||
12 | Elect Thomas O'Neill | Mgmt | For | For | For | |||||
13 | Elect James Riepe | Mgmt | For | For | For | |||||
14 | Elect Michael Splinter | Mgmt | For | For | For | |||||
15 | Elect Lars Wedenborn | Mgmt | For | For | For | |||||
16 | Elect Deborah Wince-Smith | Mgmt | For | For | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
The PNC Financial Services Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PNC | CUSIP 693475105 | 04/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |||||
2 | Elect Charles Bunch | Mgmt | For | Against | Against | |||||
3 | Elect Paul Chellgren | Mgmt | For | Against | Against | |||||
4 | Elect Kay James | Mgmt | For | Against | Against | |||||
5 | Elect Richard Kelson | Mgmt | For | Against | Against | |||||
6 | Elect Bruce Lindsay | Mgmt | For | Against | Against | |||||
7 | Elect Anthony Massaro | Mgmt | For | Against | Against | |||||
8 | Elect Jane Pepper | Mgmt | For | Against | Against | |||||
9 | Elect James Rohr | Mgmt | For | Against | Against | |||||
10 | Elect Donald Shepard | Mgmt | For | Against | Against | |||||
11 | Elect Lorene Steffes | Mgmt | For | Against | Against | |||||
12 | Elect Dennis Strigl | Mgmt | For | Against | Against | |||||
13 | Elect Thomas Usher | Mgmt | For | Against | Against | |||||
14 | Elect George Walls, Jr. | Mgmt | For | Against | Against | |||||
15 | Elect Helge Wehmeier | Mgmt | For | Against | Against | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
The Procter & Gamble Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||||
3 | Elect Scott Cook | Mgmt | For | For | For | |||||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
The Progressive Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
PGR | CUSIP 743315103 | 04/29/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Stuart Burgdoerfer | Mgmt | For | For | For | |||||
2 | Elect Charles Davis | Mgmt | For | For | For | |||||
3 | Amendment to Code of Regulations | Mgmt | For | Against | Against | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
6 | Ratification of Auditor | Mgmt | For | For | For | |||||
The Shaw Group Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
SHAW | CUSIP 820280105 | 01/18/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect James Barker | Mgmt | For | For | For | |||||
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |||||
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |||||
1.5 | Elect David Hoyle | Mgmt | For | For | For | |||||
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |||||
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |||||
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||||
The Walt Disney Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
DIS | CUSIP 254687106 | 03/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||||
2 | Elect John Bryson | Mgmt | For | For | For | |||||
3 | Elect John Chen | Mgmt | For | For | For | |||||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||||
5 | Elect Robert Iger | Mgmt | For | For | For | |||||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||||
7 | Elect Fred Langhammer | Mgmt | For | For | For | |||||
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |||||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |||||
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||||
13 | Elect Orin Smith | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
18 | Shareholder Proposal Regarding One Test Performance Assessment | ShrHldr | Against | Against | For | |||||
The Western Union Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WU | CUSIP 959802109 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hikmet Ersek | Mgmt | For | For | For | |||||
2 | Elect Jack Greenberg | Mgmt | For | For | For | |||||
3 | Elect Linda Levinson | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Thermo Fisher Scientific Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TMO | CUSIP 883556102 | 05/25/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||||
2 | Elect William Parrett | Mgmt | For | For | For | |||||
3 | Elect Michael Porter | Mgmt | For | For | For | |||||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Time Warner Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James Barksdale | Mgmt | For | Against | Against | |||||
2 | Elect William Barr | Mgmt | For | Against | Against | |||||
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |||||
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |||||
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |||||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||||
7 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |||||
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |||||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |||||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||||
12 | Elect Paul Wachter | Mgmt | For | Against | Against | |||||
13 | Elect Deborah Wright | Mgmt | For | Against | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||||
TJX Companies, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TJX | CUSIP 872540109 | 06/14/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect José Alvarez | Mgmt | For | For | For | |||||
2 | Elect Alan Bennett | Mgmt | For | For | For | |||||
3 | Elect Bernard Cammarata | Mgmt | For | For | For | |||||
4 | Elect David Ching | Mgmt | For | For | For | |||||
5 | Elect Michael Hines | Mgmt | For | For | For | |||||
6 | Elect Amy Lane | Mgmt | For | For | For | |||||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||||
8 | Elect John O'Brien | Mgmt | For | For | For | |||||
9 | Elect Willow Shire | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
Tyco International Ltd. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
TYC | CUSIP H89128104 | 03/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Accounts and Reports | Mgmt | For | For | For | |||||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | |||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||||
3.7 | Elect John Krol | Mgmt | For | For | For | |||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | |||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | |||||
4 | Appointment of Auditor | Mgmt | For | For | For | |||||
5 | Appointment of Auditor | Mgmt | For | For | For | |||||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||||
9 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||||
10 | Cancellation of Repurchased Treasury Shares | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
U.S. Bancorp | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
USB | CUSIP 902973304 | 04/19/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||||
5 | Elect Richard Davis | Mgmt | For | For | For | |||||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||||
9 | Elect David O'Maley | Mgmt | For | For | For | |||||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
17 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
United Continental Holdings, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UAL | CUSIP 910047109 | 06/08/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kirbyjon Caldwell | Mgmt | For | For | For | |||||
1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||||
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |||||
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |||||
1.6 | Elect Henry Meyer III | Mgmt | For | For | For | |||||
1.7 | Elect Oscar Munoz | Mgmt | For | For | For | |||||
1.8 | Elect James O'Connor | Mgmt | For | For | For | |||||
1.9 | Elect Laurence Simmons | Mgmt | For | For | For | |||||
1.10 | Elect Jeffery Smisek | Mgmt | For | For | For | |||||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||||
1.12 | Elect David Vitale | Mgmt | For | For | For | |||||
1.13 | Elect John Walker | Mgmt | For | For | For | |||||
1.14 | Elect Charles Yamarone | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
United Parcel Service, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UPS | CUSIP 911312106 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||
2 | Elect Michael Burns | Mgmt | For | For | For | |||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||||
6 | Elect William Johnson | Mgmt | For | For | For | |||||
7 | Elect Ann Livermore | Mgmt | For | For | For | |||||
8 | Elect Rudy Markham | Mgmt | For | For | For | |||||
9 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||||
10 | Elect John Thompson | Mgmt | For | For | For | |||||
11 | Elect Carol Tome | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||||
United Technologies Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||||
2 | Elect John Faraci | Mgmt | For | For | For | |||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||||
7 | Elect Charles Lee | Mgmt | For | For | For | |||||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||||
10 | Elect Richard Myers | Mgmt | For | For | For | |||||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For | |||||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||||
Urban Outfitters, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
URBN | CUSIP 917047102 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Edward Antoian | Mgmt | For | Withhold | Against | |||||
1.2 | Elect Joel Lawson III | Mgmt | For | Withhold | Against | |||||
1.3 | Elect Glen Senk | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||
4 | Shareholder Proposal Regarding Board Diversity | ShrHldr | Against | Against | For | |||||
US Airways Group, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
LCC | CUSIP 90341W108 | 06/09/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Bruce Lakefield | Mgmt | For | For | For | |||||
2 | Elect W. Douglas Parker | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For | |||||
4 | 2011 Incentive Award Plan | Mgmt | For | Against | Against | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
7 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
Verizon Communications Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
VZ | CUSIP 92343V104 | 05/05/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Richard Carrion | Mgmt | For | For | For | |||||
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |||||
3 | Elect Robert Lane | Mgmt | For | For | For | |||||
4 | Elect Lowell McAdam | Mgmt | For | For | For | |||||
5 | Elect Sandra Moose | Mgmt | For | For | For | |||||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||||
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||||
9 | Elect Hugh Price | Mgmt | For | For | For | |||||
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |||||
11 | Elect Rodney Slater | Mgmt | For | For | For | |||||
12 | Elect John Snow | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
Visa Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
V | CUSIP 92826C839 | 01/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||||
3.1 | Elect Gary Coughlan | Mgmt | For | For | For | |||||
3.2 | Elect Mary Cranston | Mgmt | For | For | For | |||||
3.3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
3.4 | Elect Robert Matschullat | Mgmt | For | For | For | |||||
3.5 | Elect Cathy Minehan | Mgmt | For | For | For | |||||
3.6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||||
3.7 | Elect David Pang | Mgmt | For | For | For | |||||
3.8 | Elect Joseph Saunders | Mgmt | For | For | For | |||||
3.9 | Elect William Shanahan | Mgmt | For | For | For | |||||
3.10 | Elect John Swainson | Mgmt | For | For | For | |||||
3.11 | Elect Suzanne Johnson | Mgmt | For | For | For | |||||
3.12 | Elect Joseph Saunders | Mgmt | For | For | For | |||||
3.13 | Elect John Swainson | Mgmt | For | For | For | |||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||||
6 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
Wal-Mart Stores, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||||
2 | Elect James Breyer | Mgmt | For | For | For | |||||
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||||
7 | Elect Michael Duke | Mgmt | For | For | For | |||||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||||
12 | Elect Jim Walton | Mgmt | For | For | For | |||||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||||
16 | Ratification of Auditor | Mgmt | For | For | For | |||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | ShrHldr | Against | Against | For | |||||
23 | Shareholder Proposal Regarding Climate Change Risk Report | ShrHldr | Against | Against | For | |||||
Walgreen Co. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WAG | CUSIP 931422109 | 01/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect David J. Brailer | Mgmt | For | For | For | |||||
2 | Elect Steven Davis | Mgmt | For | For | For | |||||
3 | Elect William Foote | Mgmt | For | For | For | |||||
4 | Elect Mark Frissora | Mgmt | For | For | For | |||||
5 | Elect Ginger Graham | Mgmt | For | For | For | |||||
6 | Elect Alan McNally | Mgmt | For | For | For | |||||
7 | Elect Nancy Schlichting | Mgmt | For | For | For | |||||
8 | Elect David Schwartz | Mgmt | For | For | For | |||||
9 | Elect Alejandro Silva | Mgmt | For | For | For | |||||
10 | Elect James Skinner | Mgmt | For | For | For | |||||
11 | Elect Gregory Wasson | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Revision to the Purpose Clause | Mgmt | For | For | For | |||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||||
15 | Repeal of Fair Price Provision | Mgmt | For | For | For | |||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
17 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||||
WellPoint, Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WLP | CUSIP 94973V107 | 05/17/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Angela Braly | Mgmt | For | For | For | |||||
2 | Elect Warren Jobe | Mgmt | For | For | For | |||||
3 | Elect William Mays | Mgmt | For | For | For | |||||
4 | Elect William Ryan | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Elimination of Supermajority Requirement for Restrictions on Ownership and Transfer of Stock, Voting Rights of Shares and Number of Directors | Mgmt | For | For | For | |||||
7 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||||
8 | Amendments Removing Certain Restrictions on Ownership of Shares | Mgmt | For | For | For | |||||
9 | Amendments Deleting Certain Obsolete Provisions | Mgmt | For | For | For | |||||
10 | Amendments Deleting Certain Obsolete Provisions and Making Conforming Changes | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Shareholder Proposal Regarding Conversion to Nonprofit Status | ShrHldr | Against | Against | For | |||||
14 | Shareholder Proposal Regarding Reincorporation | ShrHldr | Against | Against | For | |||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||||
Wells Fargo & Company | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Baker II | Mgmt | For | For | For | |||||
2 | Elect John Chen | Mgmt | For | For | For | |||||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||||
4 | Elect Susan Engel | Mgmt | For | For | For | |||||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
6 | Elect Donald James | Mgmt | For | For | For | |||||
7 | Elect Mackey McDonald | Mgmt | For | For | For | |||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||||
10 | Elect Philip Quigley | Mgmt | For | For | For | |||||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||||
13 | Elect John Stumpf | Mgmt | For | For | For | |||||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
17 | Ratification of Auditor | Mgmt | For | For | For | |||||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||||
Wyndham Worldwide Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
WYN | CUSIP 98310W108 | 05/12/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect James Buckman | Mgmt | For | For | For | |||||
1.2 | Elect George Herrera | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||||
Xerox Corporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XRX | CUSIP 984121103 | 05/26/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||||
4 | Elect William Hunter | Mgmt | For | For | For | |||||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||||
8 | Elect Charles Prince | Mgmt | For | For | For | |||||
9 | Elect Ann Reese | Mgmt | For | For | For | |||||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
XL Group plc | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
XL | CUSIP G98290102 | 05/06/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Herbert Haag | Mgmt | For | For | For | |||||
2 | Elect Michael McGavick | Mgmt | For | For | For | |||||
3 | Elect Ellen Thrower | Mgmt | For | For | For | |||||
4 | Elect John Vereker | Mgmt | For | For | For | |||||
5 | Ratification of Auditor | Mgmt | For | For | For | |||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
8 | Amendment to the 1991 Performance Incentive Program | Mgmt | For | For | For | |||||
Yahoo! Inc. | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
YHOO | CUSIP 984332106 | 06/23/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||||
2 | Elect Roy Bostock | Mgmt | For | For | For | |||||
3 | Elect Patti Hart | Mgmt | For | For | For | |||||
4 | Elect Susan James | Mgmt | For | For | For | |||||
5 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||||
6 | Elect David Kenny | Mgmt | For | For | For | |||||
7 | Elect Arthur Kern | Mgmt | For | For | For | |||||
8 | Elect Brad Smith | Mgmt | For | For | For | |||||
9 | Elect Gary Wilson | Mgmt | For | For | For | |||||
10 | Elect Jerry Yang | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Shareholder Proposal Regarding Human Rights in China | ShrHldr | Against | Against | For | |||||
Zions Bancorporation | ||||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||||
ZION | CUSIP 989701107 | 05/27/2011 | Voted | |||||||
Meeting Type | Country of Trade | |||||||||
Annual | United States | |||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jerry Atkin | Mgmt | For | For | For | |||||
2 | Elect Roger Porter | Mgmt | For | For | For | |||||
3 | Elect Stephen Quinn | Mgmt | For | For | For | |||||
4 | Elect L. E. Simmons | Mgmt | For | For | For | |||||
5 | Elect Shelley Thomas Williams | Mgmt | For | For | For | |||||
6 | Elect Steven Wheelwright | Mgmt | For | For | For | |||||
7 | Ratification of Auditor | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Small Cap Value Fund | |||||||
Date of fiscal year end: | 02/28/2011 | |||||||
A. Schulman, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHLM | CUSIP 808194104 | 12/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eugene Allspach | Mgmt | For | For | For | |||
1.2 | Elect Gregory Barmore | Mgmt | For | For | For | |||
1.3 | Elect David Birney | Mgmt | For | For | For | |||
1.4 | Elect Howard Curd | Mgmt | For | For | For | |||
1.5 | Elect Joseph Gingo | Mgmt | For | For | For | |||
1.6 | Elect Michael McManus, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Lee Meyer | Mgmt | For | For | For | |||
1.8 | Elect James Mitarotonda | Mgmt | For | For | For | |||
1.9 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Irvin Reid | Mgmt | For | For | For | |||
1.11 | Elect John Yasinsky | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Value Creation Rewards Plan | Mgmt | For | For | For | |||
Aaron's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAN | CUSIP 002535300 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Charles Loudermilk, Sr. | Mgmt | For | For | For | |||
1.2 | Elect Ronald Allen | Mgmt | For | For | For | |||
1.3 | Elect Ray Robinson | Mgmt | For | For | For | |||
1.4 | Elect John Portman, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aaron's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAN | CUSIP 002535201 | 12/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elimination of Dual-Class Stock | Mgmt | For | For | For | |||
2 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABD | CUSIP 00081T108 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Bayly | Mgmt | For | For | For | |||
1.2 | Elect Kathleen Dvorak | Mgmt | For | For | For | |||
1.3 | Elect G. Thomas Hargrove | Mgmt | For | For | For | |||
1.4 | Elect Robert Jenkins | Mgmt | For | For | For | |||
1.5 | Elect Robert Keller | Mgmt | For | For | For | |||
1.6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
1.7 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.8 | Elect Sheila Talton | Mgmt | For | For | For | |||
1.9 | Elect Norman Wesley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the 2005 Incentive Plan | Mgmt | For | Against | Against | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Addus HomeCare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADUS | CUSIP 006739106 | 06/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Geringer | Mgmt | For | For | For | |||
1.2 | Elect Wayne Lowell | Mgmt | For | For | For | |||
1.3 | Elect W. Andrew Wright III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Addus HomeCare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADUS | CUSIP 006739106 | 07/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Heaney | Mgmt | For | For | For | |||
1.2 | Elect Simon Bachleda | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Alliance Data Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Patterson | Mgmt | For | For | For | |||
2 | Elect Samuel Weinhoff | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | "Approval of Loss Carry Forward for the Year Ended December 31, 2010" | Mgmt | For | For | For | |||
7 | Approval of Dividend in the Form of a Par Value Reduction | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Statuatory Auditor | Mgmt | For | For | For | |||
10 | Appointment of Special Auditor | Mgmt | For | For | For | |||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP G0219G203 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Dauch | Mgmt | For | For | For | |||
1.2 | Elect Richard Dauch | Mgmt | For | For | For | |||
1.3 | Elect William Miller II | Mgmt | For | For | For | |||
1.4 | Elect Larry Switzer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
American Capital, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACAS | CUSIP 02503Y103 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baskin | Mgmt | For | For | For | |||
2 | Elect Neil Hahl | Mgmt | For | For | For | |||
3 | Elect Philip Harper | Mgmt | For | For | For | |||
4 | Elect John Koskinen | Mgmt | For | For | For | |||
5 | Elect Stan Lundine | Mgmt | For | For | For | |||
6 | Elect Kenneth Peterson, Jr. | Mgmt | For | For | For | |||
7 | Elect Alvin Puryear | Mgmt | For | For | For | |||
8 | Elect Malon Wilkus | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
American Equity Investment Life Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEL | CUSIP 025676206 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joyce Chapman | Mgmt | For | For | For | |||
1.2 | Elect James Gerlach | Mgmt | For | For | For | |||
1.3 | Elect Robert Howe | Mgmt | For | For | For | |||
1.4 | Elect Debra Richardson | Mgmt | For | For | For | |||
1.5 | Elect Gerald Neugent | Mgmt | For | For | For | |||
1.6 | Elect David Mulcahy | Mgmt | For | For | For | |||
2 | 2011 Director Stock Option Plan | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Issuance of Common Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Amsurg Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMSG | CUSIP 03232P405 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Herr | Mgmt | For | For | For | |||
1.2 | Elect Christopher Holden | Mgmt | For | For | For | |||
1.3 | Elect Kevin Lavender | Mgmt | For | For | For | |||
1.4 | Elect Ken McDonald | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Applied Industrial Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIT | CUSIP 03820C105 | 10/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Bares | Mgmt | For | For | For | |||
1.2 | Elect L. Thomas Hiltz | Mgmt | For | For | For | |||
1.3 | Elect Edith Kelly-Green | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Arch Capital Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACGL | CUSIP G0450A105 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kewsong Lee | Mgmt | For | For | For | |||
1.2 | Elect Brian Posner | Mgmt | For | For | For | |||
1.3 | Elect John Vollaro | Mgmt | For | For | For | |||
1.4 | Elect Robert Works | Mgmt | For | For | For | |||
1.5 | Elect William Beveridge | Mgmt | For | For | For | |||
1.6 | Elect Dennis Brand | Mgmt | For | For | For | |||
1.7 | Elect Knud Christensen | Mgmt | For | For | For | |||
1.8 | Elect Graham B.R. Collis | Mgmt | For | For | For | |||
1.9 | Elect William Cooney | Mgmt | For | For | For | |||
1.10 | Elect Stephen Fogarty | Mgmt | For | For | For | |||
1.11 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||
1.12 | Elect Rutger H.W. Funnekottler | Mgmt | For | For | For | |||
1.13 | Elect Marc Grandissan | Mgmt | For | For | For | |||
1.14 | Elect Michael A. Green | Mgmt | For | For | For | |||
1.15 | Elect John C.R. Hele | Mgmt | For | For | For | |||
1.16 | Elect David Hipken | Mgmt | For | For | For | |||
1.17 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||
1.18 | Elect Constantine Iordanou | Mgmt | For | For | For | |||
1.19 | Elect Wolbert Kamphuijs | Mgmt | For | For | For | |||
1.20 | Elect Michael Kier | Mgmt | For | For | For | |||
1.21 | Elect Mark Lyons | Mgmt | For | For | For | |||
1.22 | Elect Adam Matteson | Mgmt | For | For | For | |||
1.23 | Elect David McElroy | Mgmt | For | For | For | |||
1.24 | Elect Martin Nilsen | Mgmt | For | For | For | |||
1.25 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | |||
1.26 | Elect Michael Quinn | Mgmt | For | For | For | |||
1.27 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||
1.28 | Elect Paul Robotham | Mgmt | For | For | For | |||
1.29 | Elect Sarah Scheuer | Mgmt | For | For | For | |||
1.30 | Elect Budhi Singh | Mgmt | For | For | For | |||
1.31 | Elect Helmut Sohler | Mgmt | For | For | For | |||
1.32 | Elect Julian Stroud | Mgmt | For | For | For | |||
1.33 | Elect Angus Watson | Mgmt | For | For | For | |||
1.34 | Elect James Weatherstone | Mgmt | For | For | For | |||
2 | Stock Split | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ArvinMeritor, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARM | CUSIP 043353101 | 01/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Rhonda Brooks | Mgmt | For | For | For | |||
1.3 | Elect Steven Rothmeier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Company Name Change | Mgmt | For | For | For | |||
Assured Guaranty Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco Borges | Mgmt | For | Withhold | Against | |||
1.2 | Elect Patrick Kenny | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robin Monro-Davies | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael O'Kane | Mgmt | For | Withhold | Against | |||
1.5 | Elect Howard Albert | Mgmt | For | Withhold | Against | |||
1.6 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |||
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |||
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |||
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||
Avista Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVA | CUSIP 05379B107 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Racicot | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Article Amendments to Eliminate Classification of the Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
BE Aerospace, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAV | CUSIP 073302101 | 07/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jim Cowart | Mgmt | For | For | For | |||
1.2 | Elect Arthur Wegner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Berkshire Hills Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHLB | CUSIP 084680107 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Daly | Mgmt | For | For | For | |||
1.2 | Elect Susan Hill | Mgmt | For | For | For | |||
1.3 | Elect Cornelius Mahoney | Mgmt | For | For | For | |||
1.4 | Elect Catherine Miller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Berkshire Hills Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHLB | CUSIP 084680107 | 06/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Brookline Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKL | CUSIP 11373M107 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Wilde | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | 2011 Restricted Stock Plan | Mgmt | For | For | For | |||
Buckeye Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKI | CUSIP 118255108 | 11/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lewis Holland | Mgmt | For | For | For | |||
1.2 | Elect Kristopher Matula | Mgmt | For | For | For | |||
1.3 | Elect Virginia Wetherell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dan Dinges | Mgmt | For | For | For | |||
2 | Elect James Gibbs | Mgmt | For | For | For | |||
3 | Elect William Vititoe | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Campus Crest Communities Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCG | CUSIP 13466Y105 | 04/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted Rollins | Mgmt | For | For | For | |||
1.2 | Elect Michael Hartnett | Mgmt | For | For | For | |||
1.3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
1.4 | Elect Richard Kahlbaugh | Mgmt | For | Withhold | Against | |||
1.5 | Elect Denis McGlynn | Mgmt | For | For | For | |||
1.6 | Elect William Popeo | Mgmt | For | For | For | |||
1.7 | Elect Daniel Simmons | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Capitol Federal Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFFN | CUSIP 14057J101 | 02/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Johnson | Mgmt | For | For | For | |||
1.2 | Elect Michael McCoy | Mgmt | For | For | For | |||
1.3 | Elect Marilyn Ward | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cascade Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CASC | CUSIP 147195101 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Nickerson | Mgmt | For | For | For | |||
1.2 | Elect Robert Warren, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Henry Wessinger, II | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Short Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Appreciation Rights and Restricted Stock Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Charming Shoppes, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHRS | CUSIP 161133103 | 06/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arnaud Ajdler | Mgmt | For | For | For | |||
1.2 | Elect Michael Appel | Mgmt | For | For | For | |||
1.3 | Elect Richard Bennet, III | Mgmt | For | For | For | |||
1.4 | Elect Michael Blitzer | Mgmt | For | For | For | |||
1.5 | Elect Michael Goldstein | Mgmt | For | For | For | |||
1.6 | Elect Katherine Hudson | Mgmt | For | For | For | |||
1.7 | Elect Bruce Klatsky | Mgmt | For | For | For | |||
1.8 | Elect Paula Price | Mgmt | For | For | For | |||
1.9 | Elect Anthony Romano | Mgmt | For | For | For | |||
1.10 | Elect Alan Rosskamm | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q109 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Donlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Mark Abrams | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gerard Creagh | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Chiquita Brands International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CQB | CUSIP 170032809 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
1.2 | Elect Kerrii Anderson | Mgmt | For | For | For | |||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
1.4 | Elect William Camp | Mgmt | For | For | For | |||
1.5 | Elect Clare Hasler-Lewis | Mgmt | For | For | For | |||
1.6 | Elect Jaime Serra | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey Simmons | Mgmt | For | For | For | |||
1.8 | Elect Steven Stanbrook | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ciber, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBR | CUSIP 17163B102 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Kurtz | Mgmt | For | For | For | |||
1.2 | Elect Kurt Lauk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Amendment to the 2004 Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cirrus Logic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRUS | CUSIP 172755100 | 07/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Hackworth | Mgmt | For | For | For | |||
1.2 | Elect John Carter | Mgmt | For | For | For | |||
1.3 | Elect Timothy Dehine | Mgmt | For | For | For | |||
1.4 | Elect D. James Guzy | Mgmt | For | For | For | |||
1.5 | Elect Jason Rhode | Mgmt | For | For | For | |||
1.6 | Elect William Sherman | Mgmt | For | For | For | |||
1.7 | Elect Robert Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Merribel Ayres | Mgmt | For | For | For | |||
1.2 | Elect Jon Barfield | Mgmt | For | For | For | |||
1.3 | Elect Stephen Ewing | Mgmt | For | For | For | |||
1.4 | Elect Richard Gabrys | Mgmt | For | For | For | |||
1.5 | Elect David Joos | Mgmt | For | For | For | |||
1.6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Michael Monahan | Mgmt | For | For | For | |||
1.8 | Elect John Russell | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Way | Mgmt | For | For | For | |||
1.10 | Elect John Yasinsky | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Coal Risk Report | ShrHldr | Against | Against | For | |||
Cogent Communications Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCOI | CUSIP 19239V302 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | |||
1.2 | Elect Steven Brooks | Mgmt | For | For | For | |||
1.3 | Elect Erel Margalit | Mgmt | For | For | For | |||
1.4 | Elect Timothy Weingarten | Mgmt | For | For | For | |||
1.5 | Elect Richard Liebhaber | Mgmt | For | For | For | |||
1.6 | Elect D. Blake Bath | Mgmt | For | For | For | |||
1.7 | Elect Marc Montagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cogent, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COGT | CUSIP 19239Y108 | 08/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ming Hsieh | Mgmt | For | Withhold | Against | |||
1.2 | Elect John Bolger | Mgmt | For | Withhold | Against | |||
1.3 | Elect John Stenbit | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kenneth Thornton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Collective Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSS | CUSIP 19421W100 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Moran | Mgmt | For | For | For | |||
1.2 | Elect Matthew Ouimet | Mgmt | For | For | For | |||
1.3 | Elect Matthew Rubel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Commercial Vehicle Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVGI | CUSIP 202608105 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bovee | Mgmt | For | For | For | |||
1.2 | Elect Mervin Dunn | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Core-Mark Holding Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORE | CUSIP 218681104 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Allen | Mgmt | For | For | For | |||
2 | Elect Stuart Booth | Mgmt | For | For | For | |||
3 | Elect Gary Colter | Mgmt | For | For | For | |||
4 | Elect L. William Krause | Mgmt | For | For | For | |||
5 | Elect Harvey Tepner | Mgmt | For | For | For | |||
6 | Elect Randolph Thornton | Mgmt | For | For | For | |||
7 | Elect J. Michael Walsh | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Cowen Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COWN | CUSIP 223622101 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
CSG Systems International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGS | CUSIP 126349109 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Cooper | Mgmt | For | For | For | |||
1.2 | Elect John Hughes | Mgmt | For | For | For | |||
1.3 | Elect Bernard Reznicek | Mgmt | For | For | For | |||
1.4 | Elect Donald Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Approval of the Performance Bonus Program | Mgmt | For | For | For | |||
5 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cutera, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUTR | CUSIP 232109108 | 06/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Connors | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Gollnick | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Don McGrath | Mgmt | For | For | For | |||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | |||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | |||
1.9 | Elect Lee Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Denny's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DENN | CUSIP 24869P104 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregg Dedrick | Mgmt | For | For | For | |||
2 | Elect Brenda Lauderback | Mgmt | For | For | For | |||
3 | Elect Robert Marks | Mgmt | For | For | For | |||
4 | Elect John Miller | Mgmt | For | For | For | |||
5 | Elect Louis Neeb | Mgmt | For | For | For | |||
6 | Elect Donald Robinson | Mgmt | For | For | For | |||
7 | Elect Donald Shepherd | Mgmt | For | For | For | |||
8 | Elect Debra Smithart-Oglesby | Mgmt | For | For | For | |||
9 | Elect Laysha Ward | Mgmt | For | For | For | |||
10 | Elect F. Mark Wolfinger | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
DineEquity, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIN | CUSIP 254423106 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Gordon | Mgmt | For | For | For | |||
1.2 | Elect Larry Kay | Mgmt | For | For | For | |||
1.3 | Elect Julia Stewart | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Domino's Pizza, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPZ | CUSIP 25754A201 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Vernon Hamilton | Mgmt | For | For | For | |||
2 | Elect Andrew Balson | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Payroll Deduction Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Duff & Phelps Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUF | CUSIP 26433B107 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Noah Gottdiener | Mgmt | For | For | For | |||
1.2 | Elect Robert Belke | Mgmt | For | For | For | |||
1.3 | Elect Peter Calamari | Mgmt | For | For | For | |||
1.4 | Elect William Carapezzi | Mgmt | For | Withhold | Against | |||
1.5 | Elect Harvey Krueger | Mgmt | For | For | For | |||
1.6 | Elect Sander Levy | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey Lovell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
DXP Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXPE | CUSIP 233377407 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Little | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Timothy Halter | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kenneth Miller | Mgmt | For | Withhold | Against | |||
2 | Amendment to Authorized Preferred Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EarthLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELNK | CUSIP 270321102 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3.1 | Elect Susan Bowick | Mgmt | For | For | For | |||
3.2 | Elect Nathanial Davis | Mgmt | For | For | For | |||
3.3 | Elect S. Marce Fuller | Mgmt | For | For | For | |||
3.4 | Elect Rolla P. Huff | Mgmt | For | For | For | |||
3.5 | Elect David Koretz | Mgmt | For | For | For | |||
3.6 | Elect Thomas Wheeler | Mgmt | For | For | For | |||
3.7 | Elect M. Wayne Wisehart | Mgmt | For | For | For | |||
3.8 | Elect Nathanial Davis | Mgmt | For | For | For | |||
3.9 | Elect Rolla P. Huff | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | 2011 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Electro Scientific Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESIO | CUSIP 285229100 | 08/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick Ball | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Konidaris | Mgmt | For | For | For | |||
1.3 | Elect Robert Walker | Mgmt | For | For | For | |||
1.4 | Elect David Nierenberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Emcor Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EME | CUSIP 29084Q100 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Bershad | Mgmt | For | For | For | |||
1.2 | Elect David Brown | Mgmt | For | For | For | |||
1.3 | Elect Larry Bump | Mgmt | For | For | For | |||
1.4 | Elect Albert Fried, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Anthony Guzzi | Mgmt | For | For | For | |||
1.6 | Elect Richard Hamm, Jr. | Mgmt | For | For | For | |||
1.7 | Elect David Laidley | Mgmt | For | For | For | |||
1.8 | Elect Frank MacInnis | Mgmt | For | For | For | |||
1.9 | Elect Jerry Ryan | Mgmt | For | For | For | |||
1.10 | Elect Michael Yonker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Kolesar | Mgmt | For | For | For | |||
1.2 | Elect Douglas Dirks | Mgmt | For | For | For | |||
1.3 | Elect Richard Blakey | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Dewey | Mgmt | For | For | For | |||
1.2 | Elect James McManus II | Mgmt | For | For | For | |||
1.3 | Elect David Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
EnerSys | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENS | CUSIP 29275Y102 | 07/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Craig | Mgmt | For | For | For | |||
1.2 | Elect Howard Hoffen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph Muscari | Mgmt | For | For | For | |||
2 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ennis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Bracken | Mgmt | For | For | For | |||
1.2 | Elect Keith Walters | Mgmt | For | For | For | |||
1.3 | Elect Irshad Ahmad | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Entertainment Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 29380T105 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Brain | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert Druten | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ESSA Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESSA | CUSIP 29667D104 | 03/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Henning | Mgmt | For | For | For | |||
1.2 | Elect Frederick Kutteroff | Mgmt | For | For | For | |||
1.3 | Elect Elizabeth Weekes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Exide Technologies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XIDE | CUSIP 302051206 | 09/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Herbert Aspbury | Mgmt | For | For | For | |||
1.2 | Elect James Bolch | Mgmt | For | For | For | |||
1.3 | Elect Michael D'Appolonia | Mgmt | For | For | For | |||
1.4 | Elect David Ferguson | Mgmt | For | For | For | |||
1.5 | Elect John O'Higgins | Mgmt | For | For | For | |||
1.6 | Elect Dominic Pileggi | Mgmt | For | For | For | |||
1.7 | Elect John Reilly | Mgmt | For | For | For | |||
1.8 | Elect Michael Ressner | Mgmt | For | For | For | |||
1.9 | Elect Carroll Wetzel, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dominik | Mgmt | For | For | For | |||
1.2 | Elect Sam Duncan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
First Citizens BancShares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCNCA | CUSIP 31946M103 | 04/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | |||
1.3 | Elect Victor Bell III | Mgmt | For | For | For | |||
1.4 | Elect George Broadrick | Mgmt | For | For | For | |||
1.5 | Elect Hope Connell | Mgmt | For | For | For | |||
1.6 | Elect H. M. Craig III | Mgmt | For | For | For | |||
1.7 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Daniel Heavner | Mgmt | For | For | For | |||
1.9 | Elect Frank Holding | Mgmt | For | For | For | |||
1.10 | Elect Frank Holding, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Lucius Jones | Mgmt | For | For | For | |||
1.12 | Elect Robert Mason, IV | Mgmt | For | For | For | |||
1.13 | Elect Robert Newcomb | Mgmt | For | For | For | |||
1.14 | Elect James Parker | Mgmt | For | For | For | |||
1.15 | Elect Ralph Shelton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
First Financial Bancorp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFBC | CUSIP 320209109 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Barker | Mgmt | For | Withhold | Against | |||
1.2 | Elect Claude Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan Knust | Mgmt | For | Withhold | Against | |||
1.4 | Elect Maribeth Rahe | Mgmt | For | Withhold | Against | |||
1.5 | Elect Cynthia Booth | Mgmt | For | Withhold | Against | |||
2 | Amendment to Articles of Incorporation to Repeal Classified Board | Mgmt | For | For | For | |||
3 | Amendment to Regulations to Repeal Classified Board | Mgmt | For | For | For | |||
4 | Key Executive Short Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
First of Long Island Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIC | CUSIP 320734106 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Hogan, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John Lane | Mgmt | For | For | For | |||
1.3 | Elect Milbrey Taylor | Mgmt | For | For | For | |||
1.4 | Elect Walter Teagle, III | Mgmt | For | For | For | |||
1.5 | Elect Michael Vittorio | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
GAIN Capital Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCAP | CUSIP 36268W100 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Quick | Mgmt | For | For | For | |||
1.2 | Elect Glenn Stevens | Mgmt | For | For | For | |||
1.3 | Elect Thomas Bevilacqua | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
General Cable Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGC | CUSIP 369300108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Kenny | Mgmt | For | For | For | |||
1.2 | Elect Charles McClure, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Patrick Prevost | Mgmt | For | For | For | |||
1.4 | Elect Robert Smialek | Mgmt | For | For | For | |||
1.5 | Elect John Welsh, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Gordmans Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMAN | CUSIP 38269P100 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Gordman | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stewart Kasen | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Shea | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Grand Canyon Education Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOPE | CUSIP 38526M106 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent Richardson | Mgmt | For | For | For | |||
1.2 | Elect Brian Mueller | Mgmt | For | For | For | |||
1.3 | Elect Christopher Richardson | Mgmt | For | For | For | |||
1.4 | Elect Chad Heath | Mgmt | For | For | For | |||
1.5 | Elect D. Mark Dorman | Mgmt | For | For | For | |||
1.6 | Elect David Johnson | Mgmt | For | For | For | |||
1.7 | Elect Jack Henry | Mgmt | For | For | For | |||
1.8 | Elect Gerald Colangelo | Mgmt | For | For | For | |||
2 | Annual Cash Incentive Plan | Mgmt | For | For | For | |||
3 | Approval of the Section 162(m) Limits of the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bodde | Mgmt | For | For | For | |||
1.2 | Elect Michael Chesser | Mgmt | For | For | For | |||
1.3 | Elect William Downey | Mgmt | For | For | For | |||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||
1.6 | Elect James Mitchell | Mgmt | For | For | For | |||
1.7 | Elect William Nelson | Mgmt | For | For | For | |||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||
1.10 | Elect Robert West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
H&E Equipment Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEES | CUSIP 404030108 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Bagley | Mgmt | For | For | For | |||
1.2 | Elect John Engquist | Mgmt | For | For | For | |||
1.3 | Elect Paul Arnold | Mgmt | For | For | For | |||
1.4 | Elect Bruce Bruckmann | Mgmt | For | For | For | |||
1.5 | Elect Patrick Edsell | Mgmt | For | For | For | |||
1.6 | Elect Thomas Galligan III | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Karlson | Mgmt | For | For | For | |||
1.8 | Elect John Sawyer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Haverty Furniture Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HVT | CUSIP 419596101 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Glover | Mgmt | For | For | For | |||
1.2 | Elect Rawson Haverty, Jr. | Mgmt | For | For | For | |||
1.3 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.4 | Elect Mylle Mangum | Mgmt | For | For | For | |||
1.5 | Elect Frank McGaughey III | Mgmt | For | For | For | |||
1.6 | Elect Clarence Smith | Mgmt | For | For | For | |||
1.7 | Elect Al Trujillo | Mgmt | For | For | For | |||
1.8 | Elect Terence McGuirk | Mgmt | For | Withhold | Against | |||
1.9 | Elect Vicki Palmer | Mgmt | For | For | For | |||
1.10 | Elect Fred Schuermann | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
HCC Insurance Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCC | CUSIP 404132102 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Judy Bozeman | Mgmt | For | For | For | |||
1.2 | Elect Frank Bramanti | Mgmt | For | For | For | |||
1.3 | Elect Walter Duer | Mgmt | For | For | For | |||
1.4 | Elect James Flagg | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.6 | Elect Leslie Heisz | Mgmt | For | For | For | |||
1.7 | Elect Deborah Midanek | Mgmt | For | For | For | |||
1.8 | Elect John Molbeck, Jr. | Mgmt | For | For | For | |||
1.9 | Elect James Oesterreicher | Mgmt | For | For | For | |||
1.10 | Elect Robert Rosholt | Mgmt | For | For | For | |||
1.11 | Elect Christopher Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Health Management Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMA | CUSIP 421933102 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Schoen | Mgmt | For | For | For | |||
1.2 | Elect Gary Newsome | Mgmt | For | For | For | |||
1.3 | Elect Kent Dauten | Mgmt | For | For | For | |||
1.4 | Elect Donald Kiernan | Mgmt | For | For | For | |||
1.5 | Elect Robert Knox | Mgmt | For | For | For | |||
1.6 | Elect William Mayberry | Mgmt | For | For | For | |||
1.7 | Elect Vicki O'Meara | Mgmt | For | For | For | |||
1.8 | Elect William Steere, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Randolph Westerfield | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Helix Energy Solutions Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLX | CUSIP 42330P107 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nancy Quinn | Mgmt | For | For | For | |||
1.2 | Elect William Transier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Hercules Technology Growth Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Badavas | Mgmt | For | Withhold | Against | |||
1.2 | Elect Joseph Chow | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
6 | Approval to Issue Debt Convertible into Shares at a Conversion Price Below Net Asset Value | Mgmt | For | For | For | |||
7 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Horace Mann Educators Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMN | CUSIP 440327104 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Futrell | Mgmt | For | For | For | |||
2 | Elect Stephen Hasenmiller | Mgmt | For | For | For | |||
3 | Elect Peter Heckman | Mgmt | For | For | For | |||
4 | Elect Ronald Helow | Mgmt | For | For | For | |||
5 | Elect Gabriel Shaheen | Mgmt | For | For | For | |||
6 | Elect Roger Steinbecker | Mgmt | For | For | For | |||
7 | Elect Robert Stricker | Mgmt | For | For | For | |||
8 | Elect Charles Wright | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Horizon Technology Finance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRZN | CUSIP 44045A102 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Swanson | Mgmt | For | Withhold | Against | |||
1.2 | Elect James Bottiglieri | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Authorization to Offer and Sell Shares of Common Stock Below Net Asset Value | Mgmt | For | Against | Against | |||
Horsehead Holding Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZINC | CUSIP 440694305 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John van Roden, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Jack Shilling | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
Iconix Brand Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICON | CUSIP 451055107 | 08/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Cole | Mgmt | For | For | For | |||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | |||
1.3 | Elect Steven Mendelow | Mgmt | For | For | For | |||
1.4 | Elect Drew Cohen | Mgmt | For | For | For | |||
1.5 | Elect F. Peter Cuneo | Mgmt | For | For | For | |||
1.6 | Elect Mark Friedman | Mgmt | For | For | For | |||
1.7 | Elect James Marcum | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Infinity Property and Casualty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPCC | CUSIP 45665Q103 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Teresa Canida | Mgmt | For | For | For | |||
1.2 | Elect Jorge Castro | Mgmt | For | For | For | |||
1.3 | Elect James Gober | Mgmt | For | For | For | |||
1.4 | Elect Harold Layman | Mgmt | For | For | For | |||
1.5 | Elect Drayton Nabers, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Samuel Simon | Mgmt | For | For | For | |||
1.7 | Elect Roger Smith | Mgmt | For | For | For | |||
1.8 | Elect W. Stancil Starnes | Mgmt | For | For | For | |||
1.9 | Elect Gregory Thomas | Mgmt | For | For | For | |||
1.10 | Elect Samuel Weinhoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Innophos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPHS | CUSIP 45774N108 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | |||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | |||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | |||
1.5 | Elect Karen Osar | Mgmt | For | For | For | |||
1.6 | Elect John Steitz | Mgmt | For | For | For | |||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Innovative Solutions and Support, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISSC | CUSIP 45769N105 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Mionis | Mgmt | For | For | For | |||
1.2 | Elect Glen Bressner | Mgmt | For | For | For | |||
1.3 | Elect Robert Mittelstaedt, Jr. | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ISTA Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISTA | CUSIP 45031X204 | 12/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Hutt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Benjamin McGraw III | Mgmt | For | Withhold | Against | |||
1.3 | Elect Andrew Perlman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
James River Coal Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JRCC | CUSIP 470355207 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Crown | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kenneth Cole Productions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KCP | CUSIP 193294105 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Cole | Mgmt | For | For | For | |||
1.2 | Elect Michael Blitzer | Mgmt | For | For | For | |||
1.3 | Elect Martin Franklin | Mgmt | For | For | For | |||
1.4 | Elect Robert Grayson | Mgmt | For | For | For | |||
1.5 | Elect Denis Kelly | Mgmt | For | For | For | |||
1.6 | Elect Philip Peller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Koppers Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOP | CUSIP 50060P106 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Albert Neupaver | Mgmt | For | For | For | |||
1.3 | Elect Walter Turner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lakeland Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKFN | CUSIP 511656100 | 04/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bartels, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas Hiatt | Mgmt | For | For | For | |||
1.3 | Elect Michael Kubacki | Mgmt | For | For | For | |||
1.4 | Elect Steven Ross | Mgmt | For | For | For | |||
1.5 | Elect M. Scott Welch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
LaSalle Hotel Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHO | CUSIP 517942108 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Barnello | Mgmt | For | For | For | |||
1.2 | Elect Donald Washburn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lithia Motors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LAD | CUSIP 536797103 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sidney DeBoer | Mgmt | For | For | For | |||
1.2 | Elect Thomas Becker | Mgmt | For | For | For | |||
1.3 | Elect Susan Cain | Mgmt | For | For | For | |||
1.4 | Elect Bryan DeBoer | Mgmt | For | For | For | |||
1.5 | Elect William Young | Mgmt | For | For | For | |||
2 | Discretionary Support Services Variable Performance Compensation Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Louisiana-Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPX | CUSIP 546347105 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect E. Gary Cook | Mgmt | For | For | For | |||
1.2 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
1.3 | Elect John Weaver | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
M/I Homes, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHO | CUSIP 55305B101 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Alutto | Mgmt | For | For | For | |||
1.2 | Elect Phillip Creek | Mgmt | For | For | For | |||
1.3 | Elect Norman Traeger | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Metro Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
METR | CUSIP 59161R101 | 07/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Nalbandian | Mgmt | For | For | For | |||
1.2 | Elect James Adair | Mgmt | For | For | For | |||
1.3 | Elect John Cardello | Mgmt | For | For | For | |||
1.4 | Elect Douglas Gelder | Mgmt | For | For | For | |||
1.5 | Elect Alan Hassman | Mgmt | For | For | For | |||
1.6 | Elect Michael Serluco | Mgmt | For | For | For | |||
1.7 | Elect Howell Mette | Mgmt | For | For | For | |||
1.8 | Elect Samir Srouji | Mgmt | For | For | For | |||
2 | Director Stock Option Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Employee Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Metro Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
METR | CUSIP 59161R101 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Nalbandian | Mgmt | For | For | For | |||
1.2 | Elect James Adair | Mgmt | For | For | For | |||
1.3 | Elect John Cardello | Mgmt | For | For | For | |||
1.4 | Elect Douglas Gelder | Mgmt | For | For | For | |||
1.5 | Elect Alan Hassman | Mgmt | For | For | For | |||
1.6 | Elect Michael Serluco | Mgmt | For | For | For | |||
1.7 | Elect Howell Mette | Mgmt | For | For | For | |||
1.8 | Elect Samir Srouji | Mgmt | For | For | For | |||
2 | Amendment to Supermajority Requirement | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Blank | Mgmt | For | For | For | |||
1.2 | Elect William Gorin | Mgmt | For | For | For | |||
2 | Increase of Authorized Capital Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
MIPS Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIPS | CUSIP 604567107 | 11/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Coleman | Mgmt | For | For | For | |||
1.2 | Elect William Kelly | Mgmt | For | For | For | |||
1.3 | Elect Sandeep Vij | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Modine Manufacturing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOD | CUSIP 607828100 | 07/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Burke | Mgmt | For | For | For | |||
2 | Elect Charles Cooley | Mgmt | For | For | For | |||
3 | Elect Gary Neale | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Multi-Fineline Electronix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFLX | CUSIP 62541B101 | 03/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect KHAW Kheng Joo | Mgmt | For | Withhold | Against | |||
1.2 | Elect Linda Lim | Mgmt | For | Withhold | Against | |||
1.3 | Elect Sam Yau | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
NACCO Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NC | CUSIP 629579103 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Owsley Brown II | Mgmt | For | Withhold | Against | |||
1.2 | Elect Dennis LaBarre | Mgmt | For | Withhold | Against | |||
1.3 | Elect Richard de Osborne | Mgmt | For | Withhold | Against | |||
1.4 | Elect Alfred Rankin, Jr. | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael Shannon | Mgmt | For | Withhold | Against | |||
1.6 | Elect Britton Taplin | Mgmt | For | Withhold | Against | |||
1.7 | Elect David Taplin | Mgmt | For | Withhold | Against | |||
1.8 | Elect John Turben | Mgmt | For | Withhold | Against | |||
1.9 | Elect Eugene Wong | Mgmt | For | Withhold | Against | |||
2 | Amendment to the Non-Employee Directors' Equity Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
NCI Building Systems, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCS | CUSIP 628852204 | 02/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman Chambers | Mgmt | For | Withhold | Against | |||
1.2 | Elect Kathleen Affeldt | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nathan Sleeper | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
NetGear, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTGR | CUSIP 64111Q104 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick Lo | Mgmt | For | For | For | |||
1.2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |||
1.3 | Elect Ralph Faison | Mgmt | For | For | For | |||
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | |||
1.5 | Elect Jef Graham | Mgmt | For | For | For | |||
1.6 | Elect Linwood Lacy, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gregory Rossmann | Mgmt | For | For | For | |||
1.8 | Elect Julie Shimer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
New York & Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWY | CUSIP 649295102 | 06/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bodil Arlander | Mgmt | For | For | For | |||
1.2 | Elect Jill Beraud | Mgmt | For | For | For | |||
1.3 | Elect David Edwab | Mgmt | For | For | For | |||
1.4 | Elect John Howard | Mgmt | For | For | For | |||
1.5 | Elect Louis Lipschitz | Mgmt | For | For | For | |||
1.6 | Elect Edward Moneypenny | Mgmt | For | For | For | |||
1.7 | Elect Grace Nichols | Mgmt | For | For | For | |||
1.8 | Elect Michelle Pearlman | Mgmt | For | For | For | |||
1.9 | Elect Richard Perkal | Mgmt | For | For | For | |||
1.10 | Elect Arthur Reiner | Mgmt | For | For | For | |||
1.11 | Elect Gregory Scott | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Newell Rubbermaid Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWL | CUSIP 651229106 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin Conroy | Mgmt | For | For | For | |||
2 | Elect Michael Cowhig | Mgmt | For | For | For | |||
3 | Elect Mark Ketchum | Mgmt | For | For | For | |||
4 | Elect Raymond Viault | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
NewStar Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEWS | CUSIP 65251F105 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Bralver | Mgmt | For | For | For | |||
1.2 | Elect T. Kimball Brooker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Timothy Conway | Mgmt | For | For | For | |||
1.4 | Elect Bradley Cooper | Mgmt | For | For | For | |||
1.5 | Elect Brian Fallon | Mgmt | For | For | For | |||
1.6 | Elect Frank Noonan | Mgmt | For | For | For | |||
1.7 | Elect Maureen O'Hara | Mgmt | For | For | For | |||
1.8 | Elect Peter Schmidt-Fellner | Mgmt | For | For | For | |||
1.9 | Elect Richard Thornburgh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Nova Measuring Instruments Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVMI | CUSIP M7516K103 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2 | Adoption of Classified Board and Other Amendments to the Articles of Association | Mgmt | For | Against | Against | |||
3 | Elect Michael Brunstein | Mgmt | For | Against | Against | |||
4 | Elect Alon Dumanis | Mgmt | For | Against | Against | |||
5 | Elect Avi Cohen | Mgmt | For | Against | Against | |||
6 | Elect Dan Falk | Mgmt | For | Against | Against | |||
7 | Declaration of Material Interest | Mgmt | N/A | Against | N/A | |||
8 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
NTELOS Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTLS | CUSIP 67020Q107 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Biltz | Mgmt | For | For | For | |||
1.2 | Elect Steven Felsher | Mgmt | For | For | For | |||
1.3 | Elect Robert Guth | Mgmt | For | For | For | |||
1.4 | Elect Daniel Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Michael Huber | Mgmt | For | For | For | |||
1.6 | Elect James Hyde | Mgmt | For | For | For | |||
1.7 | Elect Julia North | Mgmt | For | For | For | |||
1.8 | Elect Jerry Vaughn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Reverse Stock Split | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | Against | Against | |||
NV Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVE | CUSIP 67073Y106 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Glenn Christenson | Mgmt | For | For | For | |||
1.3 | Elect Brian Kennedy | Mgmt | For | For | For | |||
1.4 | Elect John O'Reilly | Mgmt | For | For | For | |||
1.5 | Elect Philip Satre | Mgmt | For | For | For | |||
1.6 | Elect Michael Yackira | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Required for Amending Article on Director Elections | Mgmt | For | For | For | |||
6 | Amendment to the Articles of Incorporation to Reduce Super-Majority Vote Requirements in the Fair Price Provisions | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
OfficeMax Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMX | CUSIP 67622P101 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Bryant | Mgmt | For | For | For | |||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect William Montgoris | Mgmt | For | For | For | |||
5 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||
6 | Elect Ravichandra Saligram | Mgmt | For | For | For | |||
7 | Elect David Szymanski | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Om Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMG | CUSIP 670872100 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Reidy | Mgmt | For | For | For | |||
1.2 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Omnova Solutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMN | CUSIP 682129101 | 03/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Merriman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect William Seelbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Biederman | Mgmt | For | For | For | |||
1.2 | Elect James Burns | Mgmt | For | For | For | |||
1.3 | Elect Patrick Callan, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Louis Karol | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Oplink Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPLK | CUSIP 68375Q403 | 11/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Liu | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Orion Marine Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORN | CUSIP 68628V308 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Amonett | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Oritani Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORIT | CUSIP 68633D103 | 11/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nicholas Antonaccio | Mgmt | For | For | For | |||
1.2 | Elect Kevin Lynch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PacWest Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PACW | CUSIP 695263103 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Baker | Mgmt | For | For | For | |||
1.2 | Elect Craig Carlson | Mgmt | For | For | For | |||
1.3 | Elect Stephen Dunn | Mgmt | For | For | For | |||
1.4 | Elect John Eggemeyer | Mgmt | For | For | For | |||
1.5 | Elect Barry Fitzpatrick | Mgmt | For | For | For | |||
1.6 | Elect George Langley | Mgmt | For | For | For | |||
1.7 | Elect Susan Lester | Mgmt | For | For | For | |||
1.8 | Elect Timothy Matz | Mgmt | For | For | For | |||
1.9 | Elect Arnold Messer | Mgmt | For | For | For | |||
1.10 | Elect Daniel Platt | Mgmt | For | For | For | |||
1.11 | Elect John Rose | Mgmt | For | For | For | |||
1.12 | Elect Robert Stine | Mgmt | For | For | For | |||
1.13 | Elect Matthew Wagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Palomar Medical Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMTI | CUSIP 697529303 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Caruso | Mgmt | For | For | For | |||
1.2 | Elect Jeanne Cohane | Mgmt | For | For | For | |||
1.3 | Elect Nicholas Economou | Mgmt | For | For | For | |||
1.4 | Elect James Martin | Mgmt | For | For | For | |||
1.5 | Elect A. Neil Pappalardo | Mgmt | For | For | For | |||
1.6 | Elect Louis Valente | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Perry Ellis International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PERY | CUSIP 288853104 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Natoli | Mgmt | For | For | For | |||
1.2 | Elect Eduardo Sardiña | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | 2011 Management Incentive Compensation Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2005 Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
PetroQuest Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PQ | CUSIP 716748108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Goodson | Mgmt | For | For | For | |||
1.2 | Elect William Rucks, IV | Mgmt | For | For | For | |||
1.3 | Elect E. Wayne Nordberg | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael Finch | Mgmt | For | For | For | |||
1.5 | Elect W. J. Gordon, III | Mgmt | For | For | For | |||
1.6 | Elect Charles Mitchell, II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Phillips-Van Heusen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 718592108 | 06/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
1.2 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
1.3 | Elect Juan Figuereo | Mgmt | For | For | For | |||
1.4 | Elect Joseph Fuller | Mgmt | For | For | For | |||
1.5 | Elect Fred Gehring | Mgmt | For | For | For | |||
1.6 | Elect Margaret Jenkins | Mgmt | For | For | For | |||
1.7 | Elect David Landau | Mgmt | For | For | For | |||
1.8 | Elect Bruce Maggin | Mgmt | For | For | For | |||
1.9 | Elect V. James Marino | Mgmt | For | For | For | |||
1.10 | Elect Henry Nasella | Mgmt | For | For | For | |||
1.11 | Elect Rita Rodriguez | Mgmt | For | For | For | |||
1.12 | Elect Craig Rydin | Mgmt | For | For | For | |||
1.13 | Elect Christian Stahl | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Pier 1 Imports, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PIR | CUSIP 720279108 | 06/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claire Babrowski | Mgmt | For | For | For | |||
2 | Elect John Burgoyne | Mgmt | For | For | For | |||
3 | Elect Hamish Dodds | Mgmt | For | For | For | |||
4 | Elect Michael Ferrari | Mgmt | For | For | For | |||
5 | Elect Brendan Hoffman | Mgmt | For | For | For | |||
6 | Elect Terry London | Mgmt | For | For | For | |||
7 | Elect Alexander Smith | Mgmt | For | For | For | |||
8 | Elect Cece Smith | Mgmt | For | For | For | |||
9 | Reapproval of Performance Goals Under the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Pioneer Drilling Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDC | CUSIP 723655106 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dean Burkhardt | Mgmt | For | For | For | |||
1.2 | Elect Scott Urban | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
PolyOne Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POL | CUSIP 73179P106 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Douglas Campbell | Mgmt | For | For | For | |||
1.2 | Elect Carol Cartwright | Mgmt | For | For | For | |||
1.3 | Elect Richard Fearon | Mgmt | For | For | For | |||
1.4 | Elect Gordon Harnett | Mgmt | For | For | For | |||
1.5 | Elect Richard Lorraine | Mgmt | For | For | For | |||
1.6 | Elect Edward Mooney | Mgmt | For | For | For | |||
1.7 | Elect Stephen Newlin | Mgmt | For | For | For | |||
1.8 | Elect William Powell | Mgmt | For | For | For | |||
1.9 | Elect Farah Walters | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174106 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maria Ferre | Mgmt | For | For | For | |||
2 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
3 | Elect William Teuber, Jr. | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFS | CUSIP 74386T105 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Brooks | Mgmt | For | For | For | |||
1.2 | Elect Terence Gallagher | Mgmt | For | For | For | |||
1.3 | Elect Carlos Hernandez | Mgmt | For | For | For | |||
1.4 | Elect Katharine Laud | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident New York Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBNY | CUSIP 744028101 | 02/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Coyle | Mgmt | For | For | For | |||
1.2 | Elect Victoria Kossover | Mgmt | For | For | For | |||
1.3 | Elect Burt Steinberg | Mgmt | For | For | For | |||
1.4 | Elect George Strayton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
PS Business Parks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSB | CUSIP 69360J107 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Joseph Russell, Jr. | Mgmt | For | For | For | |||
1.3 | Elect R. Wesley Burns | Mgmt | For | For | For | |||
1.4 | Elect Jennifer Dunbar | Mgmt | For | For | For | |||
1.5 | Elect Arthur Friedman | Mgmt | For | For | For | |||
1.6 | Elect James Kropp | Mgmt | For | For | For | |||
1.7 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||
1.8 | Elect Michael McGee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Quantum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTM | CUSIP 747906204 | 08/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Auvil III | Mgmt | For | For | For | |||
1.2 | Elect Richard Belluzzo | Mgmt | For | For | For | |||
1.3 | Elect Michael Brown | Mgmt | For | For | For | |||
1.4 | Elect Thomas Buchsbaum | Mgmt | For | For | For | |||
1.5 | Elect Edward Esber, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Elizabeth Fetter | Mgmt | For | For | For | |||
1.7 | Elect Joseph Marengi | Mgmt | For | For | For | |||
1.8 | Elect Dennis Wolf | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Questcor Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOR | CUSIP 74835Y101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Bailey | Mgmt | For | For | For | |||
1.2 | Elect Michael Blutt | Mgmt | For | For | For | |||
1.3 | Elect Neal Bradsher | Mgmt | For | For | For | |||
1.4 | Elect Stephen Farrell | Mgmt | For | For | For | |||
1.5 | Elect Louis Silverman | Mgmt | For | For | For | |||
1.6 | Elect Virgil Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2006 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2003 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Railamerica, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RA | CUSIP 750753402 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Adams, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Paul Goodwin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Danahy | Mgmt | For | For | For | |||
1.2 | Elect Arnoud Boot | Mgmt | For | For | For | |||
1.3 | Elect J. Cliff Eason | Mgmt | For | For | For | |||
2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Flexible Stock Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Rex Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REXX | CUSIP 761565100 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lance Shaner | Mgmt | For | For | For | |||
1.2 | Elect Daniel Churay | Mgmt | For | For | For | |||
1.3 | Elect John Lombardi | Mgmt | For | For | For | |||
1.4 | Elect John Higbee | Mgmt | For | For | For | |||
1.5 | Elect Eric Mattson | Mgmt | For | For | For | |||
1.6 | Elect John Zak | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Rosetta Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROSE | CUSIP 777779307 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Beckler | Mgmt | For | For | For | |||
1.2 | Elect Matthew Fitzgerald | Mgmt | For | For | For | |||
1.3 | Elect Philip Frederickson | Mgmt | For | For | For | |||
1.4 | Elect D. Henry Houston | Mgmt | For | For | For | |||
1.5 | Elect Randy Limbacher | Mgmt | For | For | For | |||
1.6 | Elect Josiah Low III | Mgmt | For | For | For | |||
1.7 | Elect Donald Patteson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
RPM International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPM | CUSIP 749685103 | 10/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Daberko | Mgmt | For | Withhold | Against | |||
1.2 | Elect William Papenbrock | Mgmt | For | Withhold | Against | |||
1.3 | Elect Frank Sullivan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Thomas Sullivan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ruddick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDK | CUSIP 781258108 | 02/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Belk | Mgmt | For | For | For | |||
1.2 | Elect John Cato | Mgmt | For | For | For | |||
1.3 | Elect Thomas Dickson | Mgmt | For | For | For | |||
1.4 | Elect James Hynes | Mgmt | For | For | For | |||
1.5 | Elect Anna Nelson | Mgmt | For | For | For | |||
1.6 | Elect Bailey Patrick | Mgmt | For | For | For | |||
1.7 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Harold Stowe | Mgmt | For | For | For | |||
1.9 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
1.10 | Elect William Warden, Jr. | Mgmt | For | For | For | |||
2 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lampkin Butts | Mgmt | For | For | For | |||
1.2 | Elect Beverly Hogan | Mgmt | For | For | For | |||
1.3 | Elect Phil Livingston | Mgmt | For | For | For | |||
1.4 | Elect Charles Ritter, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Joe Sanderson, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
School Specialty, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHS | CUSIP 807863105 | 08/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Jacqueline Dout | Mgmt | For | For | For | |||
1.2 | Elect Terry Lay | Mgmt | For | For | For | |||
1.3 | Elect Herbert Trucksess, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 06/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emanuele Lauro | Mgmt | For | For | For | |||
1.2 | Elect Ademaro Lanzara | Mgmt | For | For | For | |||
2 | Termination of Administrative Services Agreement | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
SkyWest, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKYW | CUSIP 830879102 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Atkin | Mgmt | For | For | For | |||
1.2 | Elect J. Ralph Atkin | Mgmt | For | For | For | |||
1.3 | Elect Margaret Billson | Mgmt | For | For | For | |||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | |||
1.5 | Elect Henry Eyring | Mgmt | For | For | For | |||
1.6 | Elect Robert Sarver | Mgmt | For | For | For | |||
1.7 | Elect Steven Udvar-Hazy | Mgmt | For | For | For | |||
1.8 | Elect James Welch | Mgmt | For | For | For | |||
1.9 | Elect Michael Young | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
SM Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SM | CUSIP 78454L100 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara Baumann | Mgmt | For | For | For | |||
2 | Elect Anthony Best | Mgmt | For | For | For | |||
3 | Elect Larry Bickle | Mgmt | For | For | For | |||
4 | Elect Stephen Brand | Mgmt | For | For | For | |||
5 | Elect William Gardiner | Mgmt | For | For | For | |||
6 | Elect Julio Quintana | Mgmt | For | For | For | |||
7 | Elect John Seidl | Mgmt | For | For | For | |||
8 | Elect William Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
SMART Modular Technologies (WWH), Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMOD | CUSIP G82245104 | 01/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Iain MacKenzie | Mgmt | For | For | For | |||
1.2 | Elect Ajay Shah | Mgmt | For | For | For | |||
1.3 | Elect Kimberly Alexy | Mgmt | For | For | For | |||
1.4 | Elect Dennis McKenna | Mgmt | For | For | For | |||
1.5 | Elect Harry McKinney | Mgmt | For | For | For | |||
1.6 | Elect Mukesh Patel | Mgmt | For | For | For | |||
1.7 | Elect Thomas Weatherford | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Smith Micro Software, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMSI | CUSIP 832154108 | 06/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Smith, Jr. | Mgmt | For | For | For | |||
1.2 | Elect William Keiper | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Solta Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLTM | CUSIP 83438K103 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Knowlton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Linda Graebner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Southwest Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWX | CUSIP 844895102 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Boughner | Mgmt | For | For | For | |||
1.2 | Elect Thomas Chestnut | Mgmt | For | For | For | |||
1.3 | Elect Stephen Comer | Mgmt | For | For | For | |||
1.4 | Elect LeRoy Hanneman, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Michael Maffie | Mgmt | For | For | For | |||
1.6 | Elect Anne Mariucci | Mgmt | For | For | For | |||
1.7 | Elect Michael Melarkey | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Shaw | Mgmt | For | For | For | |||
1.9 | Elect A. Randall Thoman | Mgmt | For | For | For | |||
1.10 | Elect Thomas Thomas | Mgmt | For | For | For | |||
1.11 | Elect Terrence Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 08/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig Sturken | Mgmt | For | For | For | |||
1.2 | Elect Dennis Eidson | Mgmt | For | For | For | |||
1.3 | Elect Frederick Morganthall II | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Amendment to Supermajority Requirement | Mgmt | For | For | For | |||
4 | Amendment to Articles of Incorporation | Mgmt | For | For | For | |||
5 | Executive Cash Incentive Plan of 2010 | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Spectrum Brands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPB | CUSIP 84763R101 | 03/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Ambrecht | Mgmt | For | Withhold | Against | |||
1.2 | Elect Eugene Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect David Lumley | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robin Roger | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Approval of Incentive Bonus Agreements for Section 162(m) Purposes | Mgmt | For | For | For | |||
6 | 2011 Omnibus Award Plan | Mgmt | For | For | For | |||
Stage Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSI | CUSIP 85254C305 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Barocas | Mgmt | For | For | For | |||
2 | Elect Michael Glazer | Mgmt | For | For | For | |||
3 | Elect Gabrielle Greene | Mgmt | For | For | For | |||
4 | Elect Andrew Hall | Mgmt | For | For | For | |||
5 | Elect Earl Hesterberg, Jr. | Mgmt | For | For | For | |||
6 | Elect William Montgoris | Mgmt | For | For | For | |||
7 | Elect David Schwartz | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Stamps.com Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STMP | CUSIP 852857200 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth McBride | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect John Madden | Mgmt | For | For | For | |||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.4 | Elect Richard Randall | Mgmt | For | For | For | |||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.6 | Elect Thomas Schwartz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Corey | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William Lasky | Mgmt | For | For | For | |||
1.7 | Elect Paul Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | |||
SVB Financial Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIVB | CUSIP 78486Q101 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Greg Becker | Mgmt | For | For | For | |||
1.2 | Elect Eric Benhamou | Mgmt | For | For | For | |||
1.3 | Elect David Clapper | Mgmt | For | For | For | |||
1.4 | Elect Roger Dunbar | Mgmt | For | For | For | |||
1.5 | Elect Joel Friedman | Mgmt | For | For | For | |||
1.6 | Elect G. Felda Hardymon | Mgmt | For | For | For | |||
1.7 | Elect Alex Hart | Mgmt | For | For | For | |||
1.8 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||
1.9 | Elect Lata Krishnan | Mgmt | For | For | For | |||
1.10 | Elect Kate Mitchell | Mgmt | For | For | For | |||
1.11 | Elect John Robinson | Mgmt | For | For | For | |||
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Swift Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFY | CUSIP 870738101 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Deanna Cannon | Mgmt | For | For | For | |||
1.2 | Elect Douglas Lanier | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Swift Transportation Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWFT | CUSIP 87074U101 | 06/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Post | Mgmt | For | For | For | |||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | |||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | |||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | |||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
SWS Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWS | CUSIP 78503N107 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Buchholz | Mgmt | For | For | For | |||
1.2 | Elect Robert Buchholz | Mgmt | For | For | For | |||
1.3 | Elect Brodie Cobb | Mgmt | For | For | For | |||
1.4 | Elect I.D. Flores III | Mgmt | For | For | For | |||
1.5 | Elect Larry Jobe | Mgmt | For | For | For | |||
1.6 | Elect Frederick Meyer | Mgmt | For | For | For | |||
1.7 | Elect Mike Moses | Mgmt | For | For | For | |||
1.8 | Elect James Ross | Mgmt | For | For | For | |||
1.9 | Elect Joel Williams III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Syneron Medical Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELOS | CUSIP M87245102 | 03/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Elect Shimon Eckhouse | Mgmt | For | For | For | |||
3 | Elect External Director Michael Anghel | Mgmt | For | Against | Against | |||
4 | Elect External Director Dan Suesskind | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
Taubman Centers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCO | CUSIP 876664103 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Taubman | Mgmt | For | For | For | |||
1.2 | Elect Lisa Payne | Mgmt | For | For | For | |||
1.3 | Elect William Parfet | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
TeleCommunication Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSYS | CUSIP 87929J103 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Brandt, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Jon Kutler | Mgmt | For | For | For | |||
1.3 | Elect A. Reza Jafari | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Telenav, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TNAV | CUSIP 879455103 | 12/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Chen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Hon Jane Chiu | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||
3 | Elect Walter Beach | Mgmt | For | For | For | |||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect Leon Huff | Mgmt | For | For | For | |||
7 | Elect William Lamb | Mgmt | For | For | For | |||
8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||
9 | Elect James McEntee, III | Mgmt | For | For | For | |||
10 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
11 | Elect Joan Specter | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Stock Option and Equity Plan of 2011 | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Dress Barn, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBRN | CUSIP 261570105 | 12/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2.1 | Elect Elliot Jaffe | Mgmt | For | For | For | |||
2.2 | Elect Michael Rayden | Mgmt | For | For | For | |||
3 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
The Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy Christensen | Mgmt | For | For | For | |||
1.2 | Elect John Nackel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Brennan | Mgmt | For | For | For | |||
2 | Elect David Gallitano | Mgmt | For | For | For | |||
3 | Elect Wendell Knox | Mgmt | For | For | For | |||
4 | Elect Robert Murray | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
The Providence Service Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRSC | CUSIP 743815102 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Rustand | Mgmt | For | For | For | |||
2 | Reapproval of the Materials Terms of the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Tidewater Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDW | CUSIP 886423102 | 07/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||
1.2 | Elect James Day | Mgmt | For | For | For | |||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | |||
1.4 | Elect Morris Foster | Mgmt | For | For | For | |||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | |||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | |||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | |||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | |||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | |||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tower Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOBC | CUSIP 891709107 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clifford DeBaptiste | Mgmt | For | For | For | |||
1.2 | Elect Edward Leo | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Lehman | Mgmt | For | For | For | |||
1.4 | Elect Charles Pearson, Jr. | Mgmt | For | For | For | |||
1.5 | Elect William Pommerening | Mgmt | For | For | For | |||
1.6 | Elect Andrew Samuel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Amendment to Supermajority Requirement Related to Change in Control Transactions | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Triple-S Management Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTS | CUSIP 896749108 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Adamina Soto-Martinez | Mgmt | For | For | For | |||
2 | Elect Jorge Fuentes-Benejam | Mgmt | For | For | For | |||
3 | Elect Francisco Tonarely | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Trustmark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMK | CUSIP 898402102 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adolphus Baker | Mgmt | For | For | For | |||
1.2 | Elect William Deviney, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Daniel Grafton | Mgmt | For | For | For | |||
1.4 | Elect Gerard Host | Mgmt | For | For | For | |||
1.5 | Elect David Hoster II | Mgmt | For | For | For | |||
1.6 | Elect John McCullouch | Mgmt | For | For | For | |||
1.7 | Elect Richard Puckett | Mgmt | For | For | For | |||
1.8 | Elect R. Michael Summerford | Mgmt | For | For | For | |||
1.9 | Elect LeRoy Walker, Jr. | Mgmt | For | For | For | |||
1.10 | Elect William Yates III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
TTM Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMI | CUSIP 87305R109 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenton Alder | Mgmt | For | For | For | |||
1.2 | Elect Philip Franklin | Mgmt | For | For | For | |||
1.3 | Elect Jacques Gansler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Amendment to the 2006 Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Tutor Perini Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPC | CUSIP 901109108 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marilyn Alexander | Mgmt | For | For | For | |||
1.2 | Elect Peter Arkley | Mgmt | For | For | For | |||
1.3 | Elect Raymond Oneglia | Mgmt | For | For | For | |||
1.4 | Elect Donald Snyder | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
UIL Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIL | CUSIP 902748102 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thelma Albright | Mgmt | For | For | For | |||
1.2 | Elect Arnold Chase | Mgmt | For | For | For | |||
1.3 | Elect Betsy Henley-Cohn | Mgmt | For | For | For | |||
1.4 | Elect Suedeen Kelly | Mgmt | For | For | For | |||
1.5 | Elect John Lahey | Mgmt | For | For | For | |||
1.6 | Elect Daniel Miglio | Mgmt | For | For | For | |||
1.7 | Elect William Murdy | Mgmt | For | For | For | |||
1.8 | Elect Donald Shassian | Mgmt | For | For | For | |||
1.9 | Elect James Torgerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
UniSource Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNS | CUSIP 909205106 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Bonavia | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Aldrich | Mgmt | For | For | For | |||
1.3 | Elect Barbara Baumann | Mgmt | For | For | For | |||
1.4 | Elect Larry Bickle | Mgmt | For | For | For | |||
1.5 | Elect Harold Burlingame | Mgmt | For | For | For | |||
1.6 | Elect Robert Elliott | Mgmt | For | For | For | |||
1.7 | Elect Daniel Fessler | Mgmt | For | For | For | |||
1.8 | Elect Louise Francesconi | Mgmt | For | For | For | |||
1.9 | Elect Warren Jobe | Mgmt | For | For | For | |||
1.10 | Elect Ramiro Peru | Mgmt | For | For | For | |||
1.11 | Elect Gregory Pivirotto | Mgmt | For | For | For | |||
1.12 | Elect Joaquin Ruiz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
United Financial Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNK | CUSIP 91030T109 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paula Aiello | Mgmt | For | For | For | |||
1.2 | Elect Richard Collins | Mgmt | For | For | For | |||
1.3 | Elect Michael Werenski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
UniTek Global Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNTK | CUSIP 91324T302 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Giacalone | Mgmt | For | For | For | |||
1.2 | Elect Peter Brodsky | Mgmt | For | For | For | |||
1.3 | Elect Robert Stott | Mgmt | For | For | For | |||
1.4 | Elect C. Scott Hisey | Mgmt | For | For | For | |||
1.5 | Elect Joseph Colonnetta | Mgmt | For | For | For | |||
1.6 | Elect Richard Siber | Mgmt | For | For | For | |||
1.7 | Elect Michael Montelongo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Universal Forest Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFPI | CUSIP 913543104 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Garside | Mgmt | For | For | For | |||
1.2 | Elect Gary Goode | Mgmt | For | For | For | |||
1.3 | Elect Mark Murray | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Vital Images, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTAL | CUSIP 92846N104 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Hickey, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Michael Carrel | Mgmt | For | For | For | |||
1.3 | Elect Oran Muduroglu | Mgmt | For | For | For | |||
1.4 | Elect Gregory Peet | Mgmt | For | For | For | |||
1.5 | Elect Richard Perkins | Mgmt | For | For | For | |||
1.6 | Elect Douglas Pihl | Mgmt | For | For | For | |||
1.7 | Elect Michael Vannier | Mgmt | For | For | For | |||
1.8 | Elect Sven Wehrwein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Waddell & Reed Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDR | CUSIP 930059100 | 04/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sharilyn Gasaway | Mgmt | For | For | For | |||
1.2 | Elect Alan Kosloff | Mgmt | For | For | For | |||
1.3 | Elect Jerry Walton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Walker & Dunlop Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WD | CUSIP 93148P102 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Bowers | Mgmt | For | For | For | |||
1.2 | Elect Mitchell Gaynor | Mgmt | For | For | For | |||
1.3 | Elect Cynthia Hallenbeck | Mgmt | For | For | For | |||
1.4 | Elect John Rice | Mgmt | For | For | For | |||
1.5 | Elect Dana Schmaltz | Mgmt | For | For | For | |||
1.6 | Elect Howard Smith, III | Mgmt | For | For | For | |||
1.7 | Elect Edmund Taylor | Mgmt | For | For | For | |||
1.8 | Elect William Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Washington Federal, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFSL | CUSIP 938824109 | 01/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anna Johnson | Mgmt | For | For | For | |||
1.2 | Elect Charles Richmond | Mgmt | For | For | For | |||
2 | 2011 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Web.com Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWWW | CUSIP 94733A104 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Brown | Mgmt | For | For | For | |||
1.2 | Elect Timothy Maudlin | Mgmt | For | For | For | |||
1.3 | Elect Phillip Facchina | Mgmt | For | For | For | |||
1.4 | Elect Deborah Quazzo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Weis Markets, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMK | CUSIP 948849104 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Weis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan Weis | Mgmt | For | Withhold | Against | |||
1.3 | Elect David Hepfinger | Mgmt | For | Withhold | Against | |||
1.4 | Elect Harold Graber | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gerrald Silverman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Steven Smith | Mgmt | For | Withhold | Against | |||
1.7 | Elect Glenn Steele, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Compensation Committee Independence | ShrHldr | Against | For | Against | |||
Winthrop Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FUR | CUSIP 976391300 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Ashner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Arthur Blasberg, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Howard Goldberg | Mgmt | For | Withhold | Against | |||
1.4 | Elect Thomas McWilliams | Mgmt | For | Withhold | Against | |||
1.5 | Elect Lee Seidler | Mgmt | For | Withhold | Against | |||
1.6 | Elect Carolyn Tiffany | Mgmt | For | Withhold | Against | |||
1.7 | Elect Steven Zalkind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Investment Funds | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Treasurer, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2011 | |