UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549- FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-7237 | ||||||||
Name of Registrant: | Putnam Investment Funds | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Investment Funds | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of Fiscal Year End: | Varies | ||||||||
Date of reporting period: | 07/01/2012 - 06/30/2013 |
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Capital Opportunities Fund | |||||||
Date of Fiscal Year End: | 04/30/2013 | |||||||
Aaron's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAN | CUSIP 002535300 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Danielson | Mgmt | For | For | For | |||
1.2 | Elect David L. Kolb | Mgmt | For | For | For | |||
1.3 | Elect Cynthia N. Day | Mgmt | For | For | For | |||
1.4 | Elect Hubert L. Harris, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actuant Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATU | CUSIP 00508X203 | 01/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For | |||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | |||
1.3 | Elect Gustav Boel | Mgmt | For | For | For | |||
1.4 | Elect Thomas Fischer | Mgmt | For | For | For | |||
1.5 | Elect William Hall | Mgmt | For | For | For | |||
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Robert Peterson | Mgmt | For | For | For | |||
1.8 | Elect Holly Van Deursen | Mgmt | For | For | For | |||
1.9 | Elect Dennis Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Executive Officer Bonus Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Aeropostale, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARO | CUSIP 007865108 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald R. Beegle | Mgmt | For | For | For | |||
1.2 | Elect Robert B. Chavez | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Cunningham | Mgmt | For | For | For | |||
1.4 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
1.5 | Elect Janet E. Grove | Mgmt | For | For | For | |||
1.6 | Elect John N. Haugh | Mgmt | For | For | For | |||
1.7 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |||
1.8 | Elect John D. Howard | Mgmt | For | For | For | |||
1.9 | Elect Thomas P. Johnson | Mgmt | For | For | For | |||
1.10 | Elect Arthur Rubinfeld | Mgmt | For | For | For | |||
1.11 | Elect David B. Vermylen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AeroVironment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVAV | CUSIP 008073108 | 10/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Conver | Mgmt | For | For | For | |||
1.2 | Elect Arnold Fishman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
AGCO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGCO | CUSIP 001084102 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect P. George Benson | Mgmt | For | For | For | |||
2 | Elect Wolfgang Deml | Mgmt | For | For | For | |||
3 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | |||
4 | Elect George E. Minnich | Mgmt | For | For | For | |||
5 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
6 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
7 | Elect Mallika Srinivasan | Mgmt | For | For | For | |||
8 | Elect Hendrikus Visser | Mgmt | For | For | For | |||
9 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | |||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | |||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
1.8 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Allegiant Travel Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALGT | CUSIP 01748X102 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Montie Brewer | Mgmt | For | For | For | |||
1.2 | Elect Gary Ellmer | Mgmt | For | For | For | |||
1.3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
1.4 | Elect Maurice J. Gallagher, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Linda A. Marvin | Mgmt | For | For | For | |||
1.6 | Elect Charles W. Pollard | Mgmt | For | For | For | |||
1.7 | Elect John Redmond | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Alliance Data Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CUSIP 018581108 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence M. Benveniste | Mgmt | For | For | For | |||
2 | Elect D. Keith Cobb | Mgmt | For | For | For | |||
3 | Elect Kenneth R. Jensen | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Alliant Techsystems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATK | CUSIP 018804104 | 08/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | |||
1.2 | Elect Mark DeYoung | Mgmt | For | For | For | |||
1.3 | Elect Martin Faga | Mgmt | For | For | For | |||
1.4 | Elect Ronald Fogleman | Mgmt | For | For | For | |||
1.5 | Elect April Foley | Mgmt | For | For | For | |||
1.6 | Elect Tig Krekel | Mgmt | For | For | For | |||
1.7 | Elect Douglas Maine | Mgmt | For | For | For | |||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
1.9 | Elect Mark Ronald | Mgmt | For | For | For | |||
1.10 | Elect William Van Dyke | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
1.2 | Elect Charles D. Klein | Mgmt | For | For | For | |||
1.3 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AmTrust Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFSI | CUSIP 032359309 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | |||
1.2 | Elect Susan C. Fisch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | |||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jay J. Miller | Mgmt | For | Withhold | Against | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
ANSYS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANSS | CUSIP 03662Q105 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | |||
2 | Elect Michael Thurk | Mgmt | For | For | For | |||
3 | Elect Barbara V. Scherer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Applied Industrial Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIT | CUSIP 03820C105 | 10/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Dorsman | Mgmt | For | For | For | |||
1.2 | Elect J. Michael Moore | Mgmt | For | For | For | |||
1.3 | Elect Vincent Petrella | Mgmt | For | For | For | |||
1.4 | Elect Jerry Thornton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Ashland Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASH | CUSIP 044209104 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brendan Cummins | Mgmt | For | For | For | |||
2 | Elect Mark Rohr | Mgmt | For | For | For | |||
3 | Elect Janice Teal | Mgmt | For | For | For | |||
4 | Elect Michael Ward | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Bucknall | Mgmt | For | For | For | |||
1.2 | Elect Peter O'Flinn | Mgmt | For | For | For | |||
1.3 | Elect Ronald Pressman | Mgmt | For | For | For | |||
1.4 | Elect Gordon Ireland | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | 2013 Share Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Associated Banc-Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASBC | CUSIP 045487105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
1.2 | Elect Ruth M. Crowley | Mgmt | For | For | For | |||
1.3 | Elect Philip B. Flynn | Mgmt | For | For | For | |||
1.4 | Elect Ronald R. Harder | Mgmt | For | For | For | |||
1.5 | Elect William R. Hutchinson | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Jeffe | Mgmt | For | For | For | |||
1.7 | Elect Eileen A. Kamerick | Mgmt | For | For | For | |||
1.8 | Elect Richard T. Lommen | Mgmt | For | For | For | |||
1.9 | Elect J. Douglas Quick | Mgmt | For | For | For | |||
1.10 | Elect Karen T. Van Lith | Mgmt | For | For | For | |||
1.11 | Elect John B. Williams | Mgmt | For | For | For | |||
2 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Assurant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIZ | CUSIP 04621X108 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||
2 | Elect Howard L. Carver | Mgmt | For | For | For | |||
3 | Elect Juan N. Cento | Mgmt | For | For | For | |||
4 | Elect Elyse Douglas | Mgmt | For | For | For | |||
5 | Elect Lawrence V. Jackson | Mgmt | For | For | For | |||
6 | Elect David B. Kelso | Mgmt | For | For | For | |||
7 | Elect Charles J. Koch | Mgmt | For | For | For | |||
8 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
9 | Elect Robert B. Pollock | Mgmt | For | For | For | |||
10 | Elect Paul J. Reilly | Mgmt | For | For | For | |||
11 | Elect Robert W. Stein | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Atwood Oceanics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATW | CUSIP 050095108 | 02/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Deborah Beck | Mgmt | For | For | For | |||
1.2 | Elect George Dotson | Mgmt | For | For | For | |||
1.3 | Elect Jack Golden | Mgmt | For | For | For | |||
1.4 | Elect Hans Helmerich | Mgmt | For | For | For | |||
1.5 | Elect James Montague | Mgmt | For | For | For | |||
1.6 | Elect Robert Saltiel | Mgmt | For | For | For | |||
1.7 | Elect Phil D. Wedemeyer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Certificate of Formation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | Against | Against | |||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
8 | Elect Stacy J. Smith | Mgmt | For | For | For | |||
9 | Elect Steven M. West | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Autoliv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CUSIP 052800109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Bo I Anderson | Mgmt | For | For | For | |||
1.3 | Elect Wolfgang Ziebart | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of Hawaii Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOH | CUSIP 062540109 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Haunani Apoliona | Mgmt | For | For | For | |||
1.2 | Elect Mary G.F. Bitterman | Mgmt | For | For | For | |||
1.3 | Elect Mark A. Burak | Mgmt | For | For | For | |||
1.4 | Elect Michael J. Chun | Mgmt | For | For | For | |||
1.5 | Elect Clinton R. Churchill | Mgmt | For | For | For | |||
1.6 | Elect David A. Heenan | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Ho | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Huret | Mgmt | For | For | For | |||
1.9 | Elect Kent T. Lucien | Mgmt | For | For | For | |||
1.10 | Elect Martin A. Stein | Mgmt | For | For | For | |||
1.11 | Elect Donald M. Takaki | Mgmt | For | For | For | |||
1.12 | Elect Barbara J. Tanabe | Mgmt | For | For | For | |||
1.13 | Elect Raymond P. Vara, Jr. | Mgmt | For | Withhold | Against | |||
1.14 | Elect Robert W. Wo | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank Of The Ozarks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OZRK | CUSIP 063904106 | 04/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Gleason | Mgmt | For | For | For | |||
1.2 | Elect Jean Arehart | Mgmt | For | For | For | |||
1.3 | Elect Nicholas Brown | Mgmt | For | For | For | |||
1.4 | Elect Richard Cisne | Mgmt | For | For | For | |||
1.5 | Elect Robert East | Mgmt | For | For | For | |||
1.6 | Elect Linda Gleason | Mgmt | For | For | For | |||
1.7 | Elect Peter Kenny | Mgmt | For | For | For | |||
1.8 | Elect Henry Mariani | Mgmt | For | For | For | |||
1.9 | Elect Robert L. Proost | Mgmt | For | For | For | |||
1.10 | Elect R. L. Qualls | Mgmt | For | For | For | |||
1.11 | Elect John Reynolds | Mgmt | For | For | For | |||
1.12 | Elect Dan Thomas | Mgmt | For | For | For | |||
1.13 | Elect Sherece West-Scantlebury | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Restricted Stock Plan | Mgmt | For | For | For | |||
3 | Amendment to the Non-Employee Director Stock Option Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Big Lots, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIG | CUSIP 089302103 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | For | For | |||
1.2 | Elect James R. Chambers | Mgmt | For | For | For | |||
1.3 | Elect Steven S. Fishman | Mgmt | For | For | For | |||
1.4 | Elect Peter J. Hayes | Mgmt | For | For | For | |||
1.5 | Elect Brenda J. Lauderback | Mgmt | For | For | For | |||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | |||
1.7 | Elect Russell Solt | Mgmt | For | For | For | |||
1.8 | Elect James R. Tener | Mgmt | For | For | For | |||
1.9 | Elect Dennis B. Tishkoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Black Hills Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKH | CUSIP 092113109 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack W. Eugster | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Pechota | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Zeller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Boise Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BZ | CUSIP 09746Y105 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan W. Berger | Mgmt | For | For | For | |||
1.2 | Elect Jack Goldman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BOK Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKF | CUSIP 05561Q201 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory S. Allen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Alan S. Armstrong | Mgmt | For | Withhold | Against | |||
1.3 | Elect C. Fred Ball, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect Sharon J. Bell | Mgmt | For | Withhold | Against | |||
1.5 | Elect Peter C. Boylan, III | Mgmt | For | Withhold | Against | |||
1.6 | Elect Chester Cadieux, III | Mgmt | For | Withhold | Against | |||
1.7 | Elect Joseph W. Craft III | Mgmt | For | Withhold | Against | |||
1.8 | Elect John W. Gibson | Mgmt | For | Withhold | Against | |||
1.9 | Elect David F. Griffin | Mgmt | For | Withhold | Against | |||
1.10 | Elect V. Burns Hargis | Mgmt | For | Withhold | Against | |||
1.11 | Elect Douglas D Hawthorne | Mgmt | For | Withhold | Against | |||
1.12 | Elect E. Carey Joullian, IV | Mgmt | For | Withhold | Against | |||
1.13 | Elect George B. Kaiser | Mgmt | For | Withhold | Against | |||
1.14 | Elect Robert J. LaFortune | Mgmt | For | Withhold | Against | |||
1.15 | Elect Stanley A. Lybarger | Mgmt | For | Withhold | Against | |||
1.16 | Elect Steven J. Malcolm | Mgmt | For | Withhold | Against | |||
1.17 | Elect E.C. Richards | Mgmt | For | Withhold | Against | |||
1.18 | Elect John Richels | Mgmt | For | Withhold | Against | |||
1.19 | Elect Michael C. Turpen | Mgmt | For | Withhold | Against | |||
1.20 | Elect R.A. Walker | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2003 Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BorgWarner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWA | CUSIP 099724106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jere A. Drummond | Mgmt | For | For | For | |||
2 | Elect John R. McKernan, Jr. | Mgmt | For | For | For | |||
3 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
4 | Elect James R. Verrier | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
1.2 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
1.4 | Elect Wyche Fowler | Mgmt | For | For | For | |||
1.5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
1.6 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
1.7 | Elect James C. Diggs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bruker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKR | CUSIP 116794108 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wolf-Dieter Emmerich | Mgmt | For | For | For | |||
1.2 | Elect Brenda J. Furlong | Mgmt | For | For | For | |||
1.3 | Elect Frank H. Laukien | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Packer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
CATO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CATO | CUSIP 149205106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Harding Stowe | Mgmt | For | For | For | |||
1.2 | Elect Edward I. Weisiger, Jr. | Mgmt | For | For | For | |||
2 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
CBOE Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBOE | CUSIP 12503M108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Brodsky | Mgmt | For | For | For | |||
1.2 | Elect James Boris | Mgmt | For | For | For | |||
1.3 | Elect Frank English Jr. | Mgmt | For | For | For | |||
1.4 | Elect Edward Fitzpatrick | Mgmt | For | For | For | |||
1.5 | Elect Janet Froetscher | Mgmt | For | For | For | |||
1.6 | Elect Jill Goodman | Mgmt | For | For | For | |||
1.7 | Elect Duane Kullberg | Mgmt | For | For | For | |||
1.8 | Elect R. Eden Martin | Mgmt | For | For | For | |||
1.9 | Elect Roderick Palmore | Mgmt | For | For | For | |||
1.10 | Elect Susan Phillips | Mgmt | For | For | For | |||
1.11 | Elect Douglas Shulman | Mgmt | For | For | For | |||
1.12 | Elect Samuel Skinner | Mgmt | For | For | For | |||
1.13 | Elect Carole Stone | Mgmt | For | For | For | |||
1.14 | Elect Eugene Sunshine | Mgmt | For | For | For | |||
1.15 | Elect Edward Tilly | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheesecake Factory Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAKE | CUSIP 163072101 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Overton | Mgmt | For | For | For | |||
2 | Elect Alexander L. Cappello | Mgmt | For | For | For | |||
3 | Elect Jerome I. Kransdorf | Mgmt | For | For | For | |||
4 | Elect Laurence B. Mindel | Mgmt | For | For | For | |||
5 | Elect David B. Pittaway | Mgmt | For | For | For | |||
6 | Elect Douglas L. Schmick | Mgmt | For | For | For | |||
7 | Elect Herbert Simon | Mgmt | For | For | For | |||
8 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Chemed Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHE | CUSIP 16359R103 | 05/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin J. McNamara | Mgmt | For | For | For | |||
2 | Elect Joel F. Gemunder | Mgmt | For | For | For | |||
3 | Elect Patrick P. Grace | Mgmt | For | For | For | |||
4 | Elect Thomas C. Hutton | Mgmt | For | For | For | |||
5 | Elect Walter L. Krebs | Mgmt | For | For | For | |||
6 | Elect Andrea R. Lindell | Mgmt | For | For | For | |||
7 | Elect Thomas P. Rice | Mgmt | For | For | For | |||
8 | Elect Donald E. Saunders | Mgmt | For | For | For | |||
9 | Elect George J. Walsh III | Mgmt | For | For | For | |||
10 | Elect Frank E. Wood | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Choice Hotels International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHH | CUSIP 169905106 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William L. Jews | Mgmt | For | For | For | |||
1.2 | Elect John T. Schwieters | Mgmt | For | For | For | |||
1.3 | Elect John P. Tague | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Executive Incentive Compensation Plan | Mgmt | For | Against | Against | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Showerheads | ShrHldr | N/A | For | N/A | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth Coleman | Mgmt | For | For | For | |||
2 | Elect Bruce Rosenblum | Mgmt | For | For | For | |||
3 | Elect Peter Thomas | Mgmt | For | For | For | |||
4 | Elect Christopher Warmuth | Mgmt | For | For | For | |||
5 | Elect Russell Goldsmith | Mgmt | For | For | For | |||
6 | Elect Ronald Olson | Mgmt | For | Against | Against | |||
7 | Elect Robert Tuttle | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Omnibus Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coca-Cola Bottling Co. Consolidated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COKE | CUSIP 191098102 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Frank Harrison, III | Mgmt | For | Withhold | Against | |||
1.2 | Elect H.W. McKay Belk | Mgmt | For | Withhold | Against | |||
1.3 | Elect Alexander B. Cummings, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect Sharon A. Decker | Mgmt | For | Withhold | Against | |||
1.5 | Elect William B. Elmore | Mgmt | For | Withhold | Against | |||
1.6 | Elect Morgan H. Everett | Mgmt | For | Withhold | Against | |||
1.7 | Elect Deborah H. Everhart | Mgmt | For | Withhold | Against | |||
1.8 | Elect Henry W. Flint | Mgmt | For | Withhold | Against | |||
1.9 | Elect William H. Jones | Mgmt | For | Withhold | Against | |||
1.10 | Elect James H. Morgan | Mgmt | For | Withhold | Against | |||
1.11 | Elect John W. Murrey, III | Mgmt | For | Withhold | Against | |||
1.12 | Elect Dennis A. Wicker | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Commerce Bancshares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBSH | CUSIP 200525103 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Earl H. Devanny, III | Mgmt | For | For | For | |||
1.2 | Elect Benjamin F. Rassieur, III | Mgmt | For | For | For | |||
1.3 | Elect Todd R. Schnuck | Mgmt | For | For | For | |||
1.4 | Elect Andrew C. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Stock Purchase Plan for Non-Employee Directors | Mgmt | For | For | For | |||
Coventry Health Care, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVH | CUSIP 222862104 | 11/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Crocs, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CROX | CUSIP 227046109 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond D. Croghan | Mgmt | For | For | For | |||
1.2 | Elect Peter Jacobi | Mgmt | For | For | For | |||
1.3 | Elect Doreen A. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CSS Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSS | CUSIP 125906107 | 07/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Beaumont | Mgmt | For | For | For | |||
1.2 | Elect James Bromley | Mgmt | For | For | For | |||
1.3 | Elect Jack Farber | Mgmt | For | For | For | |||
1.4 | Elect John Gavin | Mgmt | For | For | For | |||
1.5 | Elect Rebecca Matthias | Mgmt | For | For | For | |||
1.6 | Elect Christopher Munyan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cubic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUB | CUSIP 229669106 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter C. Zable | Mgmt | For | For | For | |||
1.2 | Elect Bruce G. Blakley | Mgmt | For | For | For | |||
1.3 | Elect William W. Boyle | Mgmt | For | For | For | |||
1.4 | Elect Edwin A. Guiles | Mgmt | For | For | For | |||
1.5 | Elect Robert S. Sullivan | Mgmt | For | For | For | |||
1.6 | Elect John H. Warner, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cubist Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBST | CUSIP 229678107 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | |||
1.3 | Elect Alison Lawton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Technical Amendment to Bylaws | Mgmt | For | For | For | |||
5 | Technical Amendment to Bylaws | Mgmt | For | For | For | |||
6 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cullen/Frost Bankers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CUSIP 229899109 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | |||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | |||
1.3 | Elect Royce S. Caldwell | Mgmt | For | For | For | |||
1.4 | Elect Crawford H. Edwards | Mgmt | For | For | For | |||
1.5 | Elect Ruben M. Escobedo | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Evans, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Patrick B. Frost | Mgmt | For | For | For | |||
1.8 | Elect David J. Haemisegger | Mgmt | For | For | For | |||
1.9 | Elect Karen E. Jennings | Mgmt | For | For | For | |||
1.10 | Elect Richard M. Kleberg III | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | |||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cyberonics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYBX | CUSIP 23251P102 | 09/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Guy Jackson | Mgmt | For | For | For | |||
1.2 | Elect Joseph E. Laptewicz | Mgmt | For | For | For | |||
1.3 | Elect Daniel Moore | Mgmt | For | For | For | |||
1.4 | Elect Hugh Morrison | Mgmt | For | For | For | |||
1.5 | Elect Alfred Novak | Mgmt | For | For | For | |||
1.6 | Elect Arthur Rosenthal | Mgmt | For | For | For | |||
1.7 | Elect John Tremmel | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Stock Plan | Mgmt | For | Against | Against | |||
3 | 2013 Executive Bonus Program | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Deckers Outdoor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DECK | CUSIP 243537107 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Angel R. Martinez | Mgmt | For | For | For | |||
1.2 | Elect Rex A. Licklider | Mgmt | For | For | For | |||
1.3 | Elect John M. Gibbons | Mgmt | For | For | For | |||
1.4 | Elect John G. Perenchio | Mgmt | For | For | For | |||
1.5 | Elect Maureen Conners | Mgmt | For | For | For | |||
1.6 | Elect Karyn O. Barsa | Mgmt | For | For | For | |||
1.7 | Elect Michael F. Devine III | Mgmt | For | For | For | |||
1.8 | Elect James Quinn | Mgmt | For | For | For | |||
1.9 | Elect Lauri Shanahan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DiamondRock Hospitality Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRH | CUSIP 252784301 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William W. McCarten | Mgmt | For | For | For | |||
1.2 | Elect Daniel J. Altobello | Mgmt | For | For | For | |||
1.3 | Elect W. Robert Grafton | Mgmt | For | For | For | |||
1.4 | Elect Maureen L. McAvey | Mgmt | For | For | For | |||
1.5 | Elect Gilbert T. Ray | Mgmt | For | For | For | |||
1.6 | Elect Bruce D. Wardinski | Mgmt | For | For | For | |||
1.7 | Elect Mark W. Brugger | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dolby Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLB | CUSIP 25659T107 | 02/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||
1.3 | Elect David Dolby | Mgmt | For | For | For | |||
1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Micheline Chau | Mgmt | For | For | For | |||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||
1.7 | Elect Sanford Robertson | Mgmt | For | For | For | |||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | |||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
5 | Elect Harold H. MacKay | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
9 | Elect Denis Turcotte | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
E TRADE Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
2 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
3 | Elect James Lam | Mgmt | For | For | For | |||
4 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
5 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
6 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
7 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
8 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
9 | Elect Stephen H. Willard | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Iris S. Chan | Mgmt | For | For | For | |||
1.2 | Elect Rudolph I. Estrada | Mgmt | For | For | For | |||
1.3 | Elect Julia S. Gouw | Mgmt | For | For | For | |||
1.4 | Elect Paul H. Irving | Mgmt | For | For | For | |||
1.5 | Elect Andrew S. Kane | Mgmt | For | For | For | |||
1.6 | Elect Tak-Chuen Clarence Kwan | Mgmt | For | For | For | |||
1.7 | Elect John Lee | Mgmt | For | For | For | |||
1.8 | Elect Herman Y. Li | Mgmt | For | For | For | |||
1.9 | Elect Jack C. Liu | Mgmt | For | For | For | |||
1.10 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.11 | Elect Keith W. Renken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eastman Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMN | CUSIP 277432100 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | |||
3 | Elect Stephen R. Demeritt | Mgmt | For | For | For | |||
4 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
5 | Elect Julie F. Holder | Mgmt | For | For | For | |||
6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | |||
7 | Elect Lewis M. Kling | Mgmt | For | For | For | |||
8 | Elect David W. Raisbeck | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Endurance Specialty Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENH | CUSIP G30397106 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Baily | Mgmt | For | For | For | |||
2 | Elect Norman Barham | Mgmt | For | For | For | |||
3 | Elect Galen R. Barnes | Mgmt | For | For | For | |||
4 | Elect Scott D. Moore | Mgmt | For | For | For | |||
5 | Elect William H. Bolinder* | Mgmt | For | For | For | |||
6 | Elect David Cash* | Mgmt | For | For | For | |||
7 | Elect John V. Del Col* | Mgmt | For | For | For | |||
8 | Elect Alan Barlow** | Mgmt | For | For | For | |||
9 | Elect William H. Bolinder** | Mgmt | For | For | For | |||
10 | Elect David Cash** | Mgmt | For | For | For | |||
11 | Elect Simon Minshall** | Mgmt | For | For | For | |||
12 | Elect Brendan R. O'Neill** | Mgmt | For | For | For | |||
13 | Elect Alan Barlow*** | Mgmt | For | For | For | |||
14 | Elect William H. Bolinder*** | Mgmt | For | For | For | |||
15 | Elect David Cash*** | Mgmt | For | For | For | |||
16 | Elect Simon Minshall*** | Mgmt | For | For | For | |||
17 | Elect Brendan R. O'Neill*** | Mgmt | For | For | For | |||
18 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Bundled Amendments to the Company's Bye-Laws | Mgmt | For | For | For | |||
Energizer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENR | CUSIP 29266R108 | 01/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Heinrich | Mgmt | For | For | For | |||
2 | Elect R. David Hoover | Mgmt | For | For | For | |||
3 | Elect John Hunter III | Mgmt | For | For | For | |||
4 | Elect John Klein | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ensign Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Antoinette T. Hubenette | Mgmt | For | For | For | |||
1.2 | Elect Clayton M. Christensen | Mgmt | For | For | For | |||
1.3 | Elect Lee A. Daniels | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exponent, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPO | CUSIP 30214U102 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel H. Armacost | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Michael R. Gaulke | Mgmt | For | For | For | |||
4 | Elect Paul R. Johnston | Mgmt | For | For | For | |||
5 | Elect Stephen C. Riggins | Mgmt | For | For | For | |||
6 | Elect John B. Shoven | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Reapproval of the Performance Measures under the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | |||
F.N.B. Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FNB | CUSIP 302520101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William B. Campbell | Mgmt | For | For | For | |||
1.2 | Elect James D. Chiafullo | Mgmt | For | For | For | |||
1.3 | Elect Vincent J. Delie, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Laura E. Ellsworth | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Goldstein | Mgmt | For | For | For | |||
1.6 | Elect Stephen J. Gurgovits | Mgmt | For | For | For | |||
1.7 | Elect David J. Malone | Mgmt | For | For | For | |||
1.8 | Elect D. Stephen Martz | Mgmt | For | For | For | |||
1.9 | Elect Robert J. McCarthy, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Arthur J. Rooney II | Mgmt | For | For | For | |||
1.11 | Elect John W. Rose | Mgmt | For | For | For | |||
1.12 | Elect John S. Stanik | Mgmt | For | For | For | |||
1.13 | Elect William J. Strimbu | Mgmt | For | For | For | |||
1.14 | Elect Earl K. Wahl, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dreyer | Mgmt | For | For | For | |||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | For | For | |||
6 | Elect Stephen Smith | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Factset Research Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDS | CUSIP 303075105 | 12/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott Billeadeau | Mgmt | For | For | For | |||
1.2 | Elect Philip Hadley | Mgmt | For | For | For | |||
1.3 | Elect Joseph Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fair Isaac Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FICO | CUSIP 303250104 | 02/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. George Battle | Mgmt | For | Against | Against | |||
2 | Elect Nicholas Graziano | Mgmt | For | For | For | |||
3 | Elect Braden Kelly | Mgmt | For | For | For | |||
4 | Elect James Kirsner | Mgmt | For | For | For | |||
5 | Elect William Lansing | Mgmt | For | For | For | |||
6 | Elect Rahul Merchant | Mgmt | For | For | For | |||
7 | Elect David Rey | Mgmt | For | For | For | |||
8 | Elect Duane White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
First Citizens BancShares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCNCA | CUSIP 31946M103 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John M. Alexander, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Victor E. Bell III | Mgmt | For | For | For | |||
1.3 | Elect Hope H. Connell | Mgmt | For | For | For | |||
1.4 | Elect Hubert M. Craig III | Mgmt | For | For | For | |||
1.5 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Daniel L. Heavner | Mgmt | For | For | For | |||
1.7 | Elect Frank B. Holding | Mgmt | For | For | For | |||
1.8 | Elect Frank B. Holding, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Lucius S. Jones | Mgmt | For | For | For | |||
1.10 | Elect Robert E. Mason IV | Mgmt | For | For | For | |||
1.11 | Elect Robert T. Newcomb | Mgmt | For | For | For | |||
1.12 | Elect James M. Parker | Mgmt | For | For | For | |||
1.13 | Elect Ralph K. Shelton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Flir Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIR | CUSIP 302445101 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Carter | Mgmt | For | For | For | |||
2 | Elect Michael T. Smith | Mgmt | For | For | For | |||
3 | Elect John W. Wood, Jr. | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
FMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMC | CUSIP 302491303 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | |||
3 | Elect Robert C. Pallash | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Forward Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FWRD | CUSIP 349853101 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce A. Campbell | Mgmt | For | For | For | |||
1.2 | Elect C. Robert Campbell | Mgmt | For | For | For | |||
1.3 | Elect C. John Langley, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
1.5 | Elect Larry D. Leinweber | Mgmt | For | For | For | |||
1.6 | Elect G. Michael Lynch | Mgmt | For | For | For | |||
1.7 | Elect Ray A. Mundy | Mgmt | For | For | For | |||
1.8 | Elect Gary L. Paxton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fresh Del Monte Produce Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDP | CUSIP G36738105 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amir Abu-Ghazaleh | Mgmt | For | For | For | |||
2 | Elect Salvatore Alfiero | Mgmt | For | For | For | |||
3 | Elect Edward Boykin | Mgmt | For | For | For | |||
4 | Approval of Financial Statements | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Allocation of Dividends | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Genworth Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNW | CUSIP 37247D106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Bolinder | Mgmt | For | For | For | |||
2 | Elect G. Kent Conrad | Mgmt | For | For | For | |||
3 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
4 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
5 | Elect Christine B. Mead | Mgmt | For | For | For | |||
6 | Elect David M. Moffett | Mgmt | For | For | For | |||
7 | Elect Thomas E. Moloney | Mgmt | For | For | For | |||
8 | Elect James A. Parke | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Global Payments Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPN | CUSIP 37940X102 | 09/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex Hart | Mgmt | For | For | For | |||
1.2 | Elect William Jacobs | Mgmt | For | For | For | |||
1.3 | Elect Alan Silberstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Greatbatch, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GB | CUSIP 39153L106 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela G. Bailey | Mgmt | For | For | For | |||
1.2 | Elect Anthony P. Bihl, III | Mgmt | For | For | For | |||
1.3 | Elect Joseph W. Dziedzie | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Hook | Mgmt | For | For | For | |||
1.5 | Elect Rudy A. Mazzocchi | Mgmt | For | For | For | |||
1.6 | Elect Kevin C. Melia | Mgmt | For | For | For | |||
1.7 | Elect Joseph A. Miller, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Bill R. Sanford | Mgmt | For | For | For | |||
1.9 | Elect Peter H. Soderberg | Mgmt | For | For | For | |||
1.10 | Elect William B. Summers, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Guess, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GES | CUSIP 401617105 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Chidoni | Mgmt | For | For | For | |||
1.2 | Elect Paul Marciano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanger Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGR | CUSIP 41043F208 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vinit K. Asar | Mgmt | For | For | For | |||
1.2 | Elect Thomas P. Cooper | Mgmt | For | For | For | |||
1.3 | Elect Cynthia L. Feldmann | Mgmt | For | For | For | |||
1.4 | Elect Eric A. Green | Mgmt | For | For | For | |||
1.5 | Elect Stephen E. Hare | Mgmt | For | For | For | |||
1.6 | Elect Isaac Kaufman | Mgmt | For | For | For | |||
1.7 | Elect Thomas F. Kirk | Mgmt | For | For | For | |||
1.8 | Elect Patricia B. Shrader | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jiren Liu | Mgmt | For | For | For | |||
2 | Elect Edward Meyer | Mgmt | For | For | For | |||
3 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
4 | Elect Hellene Runtagh | Mgmt | For | For | For | |||
5 | Elect Frank Sklarsky | Mgmt | For | For | For | |||
6 | Elect Gary Steel | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCC Insurance Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCC | CUSIP 404132102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Emmanuel T. Ballases | Mgmt | For | For | For | |||
1.2 | Elect Judy C. Bozeman | Mgmt | For | For | For | |||
1.3 | Elect Frank J. Bramanti | Mgmt | For | For | For | |||
1.4 | Elect Walter M. Duer | Mgmt | For | For | For | |||
1.5 | Elect James C. Flagg | Mgmt | For | For | For | |||
1.6 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.7 | Elect Leslie S. Heisz | Mgmt | For | For | For | |||
1.8 | Elect John N. Molbeck, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Rosholt | Mgmt | For | For | For | |||
1.10 | Elect J. Mikesell Thomas | Mgmt | For | For | For | |||
1.11 | Elect Christopher J. B. Williams | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Re-Approval of the Performance Goals Under the 2008 Flexible Incentive Plan | Mgmt | For | For | For | |||
Heartland Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTLD | CUSIP 422347104 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Gerdin | Mgmt | For | For | For | |||
1.2 | Elect Richard O. Jacobson | Mgmt | For | For | For | |||
1.3 | Elect Benjamin J. Allen | Mgmt | For | For | For | |||
1.4 | Elect Lawrence D. Crouse | Mgmt | For | For | For | |||
1.5 | Elect James G. Pratt | Mgmt | For | For | For | |||
1.6 | Elect Tahira K. Hira | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Helen of Troy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HELE | CUSIP G4388N106 | 08/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Abromovitz | Mgmt | For | For | For | |||
2 | Elect John Butterworth | Mgmt | For | For | For | |||
3 | Elect Timothy Meeker | Mgmt | For | For | For | |||
4 | Elect Gerald Rubin | Mgmt | For | For | For | |||
5 | Elect William Susetka | Mgmt | For | For | For | |||
6 | Elect Adolpho Telles | Mgmt | For | For | For | |||
7 | Elect Darren Woody | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Helix Energy Solutions Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLX | CUSIP 42330P107 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Owen Kratz | Mgmt | For | For | For | |||
1.2 | Elect John V. Lovoi | Mgmt | For | For | For | |||
1.3 | Elect Jan Rask | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Hexcel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HXL | CUSIP 428291108 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. Berges | Mgmt | For | For | For | |||
2 | Elect Joel S. Beckman | Mgmt | For | For | For | |||
3 | Elect Lynn Brubaker | Mgmt | For | For | For | |||
4 | Elect Jeffrey C. Campbell | Mgmt | For | For | For | |||
5 | Elect Sandra L. Derickson | Mgmt | For | For | For | |||
6 | Elect W. Kim Foster | Mgmt | For | For | For | |||
7 | Elect Thomas A. Gendron | Mgmt | For | For | For | |||
8 | Elect Jeffrey A. Graves | Mgmt | For | For | For | |||
9 | Elect David C. Hill | Mgmt | For | For | For | |||
10 | Elect David L. Pugh | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2013 Incentive Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Highwoods Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIW | CUSIP 431284108 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas W. Adler | Mgmt | For | For | For | |||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||
1.4 | Elect David J. Hartzell | Mgmt | For | For | For | |||
1.5 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||
1.6 | Elect Mark F. Mulhern | Mgmt | For | For | For | |||
1.7 | Elect L. Glenn Orr, Jr. | Mgmt | For | For | For | |||
1.8 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
Hill-Rom Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRC | CUSIP 431475102 | 03/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | For | For | |||
1.2 | Elect James R. Giertz | Mgmt | For | For | For | |||
1.3 | Elect Charles E. Golden | Mgmt | For | For | For | |||
1.4 | Elect John J. Greisch | Mgmt | For | For | For | |||
1.5 | Elect W. August Hillenbrand | Mgmt | For | For | For | |||
1.6 | Elect William H. Kucheman | Mgmt | For | For | For | |||
1.7 | Elect Ronald A. Malone | Mgmt | For | For | For | |||
1.8 | Elect Eduardo R. Menasce | Mgmt | For | For | For | |||
1.9 | Elect Joanne C. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
HollyFrontier Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HFC | CUSIP 436106108 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Buford P. Berry | Mgmt | For | For | For | |||
3 | Elect Leldon E. Echols | Mgmt | For | For | For | |||
4 | Elect R. Kevin Hardage | Mgmt | For | For | For | |||
5 | Elect Michael C. Jennings | Mgmt | For | For | For | |||
6 | Elect Robert J. Kostelnik | Mgmt | For | For | For | |||
7 | Elect James H. Lee | Mgmt | For | For | For | |||
8 | Elect Robert G. McKenzie | Mgmt | For | For | For | |||
9 | Elect Franklin Myers | Mgmt | For | For | For | |||
10 | Elect Michael E. Rose | Mgmt | For | For | For | |||
11 | Elect Tommy A. Valenta | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Horace Mann Educators Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMN | CUSIP 440327104 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary H. Futrell | Mgmt | For | For | For | |||
2 | Elect Stephen J. Hasenmiller | Mgmt | For | For | For | |||
3 | Elect Peter H. Heckman | Mgmt | For | For | For | |||
4 | Elect Ronald J. Helow | Mgmt | For | For | For | |||
5 | Elect Beverley McClure | Mgmt | For | For | For | |||
6 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
7 | Elect Roger J. Steinbecker | Mgmt | For | For | For | |||
8 | Elect Robert Stricker | Mgmt | For | For | For | |||
9 | Elect Charles R. Wright | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Hospitality Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPT | CUSIP 44106M102 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William A. Lamkin | Mgmt | For | Against | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Hubbell Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUB.A | CUSIP 443510201 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
1.2 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.3 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||
1.4 | Elect Neal J. Keating | Mgmt | For | For | For | |||
1.5 | Elect John F. Malloy | Mgmt | For | For | For | |||
1.6 | Elect Andrew McNally, IV | Mgmt | For | For | For | |||
1.7 | Elect David G. Nord | Mgmt | For | For | For | |||
1.8 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
1.9 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | |||
1.10 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | |||
1.11 | Elect John G. Russell | Mgmt | For | For | For | |||
1.12 | Elect Richard J. Swift | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
IAC/InterActiveCorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IACI | CUSIP 44919P508 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory R. Blatt | Mgmt | For | For | For | |||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chelsea Clinton | Mgmt | For | For | For | |||
1.4 | Elect Sonali De Rycker | Mgmt | For | For | For | |||
1.5 | Elect Barry Diller | Mgmt | For | For | For | |||
1.6 | Elect Michael D. Eisner | Mgmt | For | For | For | |||
1.7 | Elect Victor A. Kaufman | Mgmt | For | For | For | |||
1.8 | Elect Donald R. Keough | Mgmt | For | For | For | |||
1.9 | Elect Bryan Lourd | Mgmt | For | For | For | |||
1.10 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
1.11 | Elect David Rosenblatt | Mgmt | For | For | For | |||
1.12 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
1.13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | |||
1.14 | Elect Richard F. Zannino | Mgmt | For | For | For | |||
2 | 2013 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
IAMGOLD Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMG | CUSIP 450913108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John E. Caldwell | Mgmt | For | For | For | |||
1.2 | Elect Donald K. Charter | Mgmt | For | For | For | |||
1.3 | Elect W. Robert Dengler | Mgmt | For | For | For | |||
1.4 | Elect Guy G. Dufresne | Mgmt | For | For | For | |||
1.5 | Elect Richard J. Hall | Mgmt | For | For | For | |||
1.6 | Elect Stephen J.J. Letwin | Mgmt | For | For | For | |||
1.7 | Elect Mahendra Naik | Mgmt | For | For | For | |||
1.8 | Elect William D. Pugliese | Mgmt | For | For | For | |||
1.9 | Elect John T. Shaw | Mgmt | For | For | For | |||
1.10 | Elect Timothy R. Snider | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendments to By-Laws Regarding Advance Notice Provisions and Quorum Requirements | Mgmt | For | For | For | |||
Innophos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPHS | CUSIP 45774N108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | |||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | |||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | |||
1.5 | Elect Karen R. Osar | Mgmt | For | For | For | |||
1.6 | Elect John Steitz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Inter Parfums, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPAR | CUSIP 458334109 | 07/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean Madar | Mgmt | For | For | For | |||
1.2 | Elect Philippe Benacin | Mgmt | For | For | For | |||
1.3 | Elect Russell Greenberg | Mgmt | For | For | For | |||
1.4 | Elect Philippe Santi | Mgmt | For | For | For | |||
1.5 | Elect Francois Heilbronn | Mgmt | For | For | For | |||
1.6 | Elect Jean Levy | Mgmt | For | For | For | |||
1.7 | Elect Robert Bensoussan-Torres | Mgmt | For | For | For | |||
1.8 | Elect Serge Rosinoer | Mgmt | For | For | For | |||
1.9 | Elect Patrick Choel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
International Flavors & Fragrances Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFF | CUSIP 459506101 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | |||
2 | Elect Linda B. Buck | Mgmt | For | For | For | |||
3 | Elect J. Michael Cook | Mgmt | For | For | For | |||
4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
5 | Elect Andreas Fibig | Mgmt | For | For | For | |||
6 | Elect Christina A. Gold | Mgmt | For | For | For | |||
7 | Elect Alexandra A. Herzan | Mgmt | For | For | For | |||
8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | |||
9 | Elect Katherine M. Hudson | Mgmt | For | For | For | |||
10 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
11 | Elect Dale Morrison | Mgmt | For | For | For | |||
12 | Elect Douglas D. Tough | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
iRobot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBT | CUSIP 462726100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George C. McNamee | Mgmt | For | For | For | |||
1.2 | Elect Paul Sagan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
j2 GLOBAL, INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Robert J. Cresci | Mgmt | For | For | For | |||
3 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||
4 | Elect Richard S. Ressler | Mgmt | For | For | For | |||
5 | Elect Stephen Ross | Mgmt | For | For | For | |||
6 | Elect Michael P. Schulhof | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Jarden Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAH | CUSIP 471109108 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ian Ashken | Mgmt | For | For | For | |||
1.2 | Elect William P. Lauder | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Wood | Mgmt | For | For | For | |||
2 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Jones Lang LaSalle Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JLL | CUSIP 48020Q107 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hugo Bague | Mgmt | For | For | For | |||
2 | Elect Colin Dyer | Mgmt | For | For | For | |||
3 | Elect DeAnne S. Julius | Mgmt | For | For | For | |||
4 | Elect Kate S. Lavelle | Mgmt | For | For | For | |||
5 | Elect Ming Lu | Mgmt | For | For | For | |||
6 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
7 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
8 | Elect David B. Rickard | Mgmt | For | For | For | |||
9 | Elect Roger T. Staubach | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Jos. A. Bank Clothiers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOSB | CUSIP 480838101 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Ferstl | Mgmt | For | For | For | |||
2 | Elect Sidney H. Ritman | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
Kaiser Aluminum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KALU | CUSIP 483007704 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred E. Osborne, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Jack Quinn | Mgmt | For | For | For | |||
1.3 | Elect Thomas M. Van Leeuwen | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kaiser Federal Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFFG | CUSIP 483056107 | 10/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Giovani Dacumos | Mgmt | For | For | For | |||
1.2 | Elect Michael Sacher | Mgmt | For | For | For | |||
1.3 | Elect Robert Steinbach | Mgmt | For | For | For | |||
1.4 | Elect Dustin Luton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kennametal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMT | CUSIP 489170100 | 10/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | |||
1.2 | Elect William Newlin | Mgmt | For | For | For | |||
1.3 | Elect Lawrence Stranghoener | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Key Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn R. Coleman | Mgmt | For | For | For | |||
2 | Elect Kevin P. Collins | Mgmt | For | For | For | |||
3 | Elect W. Phillip Marcum | Mgmt | For | For | For | |||
4 | Elect William F. Owens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | |||
1.2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
1.3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
1.4 | Elect Joe Grills | Mgmt | For | For | For | |||
1.5 | Elect David B. Henry | Mgmt | For | For | For | |||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | |||
1.7 | Elect Frank Lourenso | Mgmt | For | For | For | |||
1.8 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Akins | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert Bond | Mgmt | For | For | For | |||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | |||
1.4 | Elect David Wang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael Cannon | Mgmt | For | For | For | |||
1.4 | Elect Youssef El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | |||
1.6 | Elect Grant Inman | Mgmt | For | For | For | |||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.9 | Elect Krishna Saraswat | Mgmt | For | For | For | |||
1.10 | Elect William Spivey | Mgmt | For | For | For | |||
1.11 | Elect Abhijit Talwalkar | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Landstar System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LSTR | CUSIP 515098101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Homaira Akbari | Mgmt | For | For | For | |||
1.2 | Elect Diana M. Murphy | Mgmt | For | For | For | |||
1.3 | Elect Larry J. Thoele | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Stock Compensation Plan | Mgmt | For | For | For | |||
LaSalle Hotel Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHO | CUSIP 517942108 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Denise M. Coll | Mgmt | For | For | For | |||
1.2 | Elect Stuart L. Scott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Legg Mason, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LM | CUSIP 524901 | 07/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Angelica | Mgmt | For | For | For | |||
1.2 | Elect Barry Huff | Mgmt | For | For | For | |||
1.3 | Elect John Koerner III | Mgmt | For | For | For | |||
1.4 | Elect Cheryl Krongard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lennar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEN | CUSIP 526057302 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||
1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | |||
1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | |||
1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||
1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||
1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRY | CUSIP 531172104 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick F. Buchholz | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Katherine E. Dietze | Mgmt | For | For | For | |||
1.4 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.5 | Elect William P. Hankowsky | Mgmt | For | For | For | |||
1.6 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
1.7 | Elect David L. Lingerfelt | Mgmt | For | For | For | |||
1.8 | Elect Stephen D. Steinour | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mack-Cali Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLI | CUSIP 554489104 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
1.2 | Elect Vincent Tese | Mgmt | For | For | For | |||
1.3 | Elect Roy J. Zuckerberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2013 Incentive Stock Plan | Mgmt | For | For | For | |||
Magellan Health Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGLN | CUSIP 559079207 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael P. Ressner | Mgmt | For | For | For | |||
1.2 | Elect Michael S. Diament | Mgmt | For | For | For | |||
1.3 | Elect Barry M. Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Manhattan Associates, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MANH | CUSIP 562750109 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Huntz, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Dan J. Lautenbach | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | For | For | |||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Roger K. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Methanex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MX | CUSIP 59151K108 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | |||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | |||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | |||
1.4 | Elect John Floren | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.6 | Elect Robert Kostelnik | Mgmt | For | For | For | |||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | |||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | |||
1.9 | Elect John Reid | Mgmt | For | For | For | |||
1.10 | Elect Janice Rennie | Mgmt | For | For | For | |||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MSC Industrial Direct Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSM | CUSIP 553530106 | 01/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||
1.2 | Elect David Sandler | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | |||
1.5 | Elect Erik Gershwind | Mgmt | For | For | For | |||
1.6 | Elect Louise Goeser | Mgmt | For | For | For | |||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||
1.8 | Elect Philip Peller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MSCI Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSCI | CUSIP 55354G100 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Benjamin F. duPont | Mgmt | For | For | For | |||
2 | Elect Henry A. Fernandez | Mgmt | For | For | For | |||
3 | Elect Alice W. Handy | Mgmt | For | For | For | |||
4 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
5 | Elect Linda H. Riefler | Mgmt | For | For | For | |||
6 | Elect George W Siguler | Mgmt | For | For | For | |||
7 | Elect Patrick Tierney | Mgmt | For | For | For | |||
8 | Elect Rodolphe M. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Nash-Finch Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAFC | CUSIP 631158102 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
1.2 | Elect Alec C. Covington | Mgmt | For | For | For | |||
1.3 | Elect Mickey P. Foret | Mgmt | For | For | For | |||
1.4 | Elect Douglas A. Hacker | Mgmt | For | For | For | |||
1.5 | Elect Hawthorne L. Proctor | Mgmt | For | For | For | |||
1.6 | Elect William R. Voss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
National Bank Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBHC | CUSIP 633707104 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank V. Cahouet | Mgmt | For | For | For | |||
1.2 | Elect Ralph W. Clermont | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Dean | Mgmt | For | For | For | |||
1.4 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
1.5 | Elect G. Timothy Laney | Mgmt | For | For | For | |||
1.6 | Elect Micho F. Spring | Mgmt | For | For | For | |||
1.7 | Elect Burney S. Warren, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
National Health Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHI | CUSIP 63633D104 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Justin Hutchens | Mgmt | For | For | For | |||
2 | Elect James R. Jobe | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
NetGear, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTGR | CUSIP 64111Q104 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick C.S. Lo | Mgmt | For | For | For | |||
1.2 | Elect Jocelyn E. Carter-Miller | Mgmt | For | For | For | |||
1.3 | Elect Ralph E. Faison | Mgmt | For | For | For | |||
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | |||
1.5 | Elect Jef Graham | Mgmt | For | For | For | |||
1.6 | Elect Linwood A. Lacy, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Gregory J. Rossmann | Mgmt | For | For | For | |||
1.8 | Elect Barbara V. Scherer | Mgmt | For | For | For | |||
1.9 | Elect Julie A. Shimer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Renewal of the Executive Bonus Plan | Mgmt | For | For | For | |||
NeuStar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSR | CUSIP 64126X201 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gareth Chang | Mgmt | For | For | For | |||
2 | Elect Lisa A. Hook | Mgmt | For | For | For | |||
3 | Elect Hellene S. Runtagh | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NVR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVR | CUSIP 62944T105 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Andrews | Mgmt | For | For | For | |||
2 | Elect Robert C. Butler | Mgmt | For | For | For | |||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
4 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||
5 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
6 | Elect Ed Grier | Mgmt | For | For | For | |||
7 | Elect Manuel H. Johnson | Mgmt | For | For | For | |||
8 | Elect Mel Martinez | Mgmt | For | For | For | |||
9 | Elect William A. Moran | Mgmt | For | For | For | |||
10 | Elect David A. Preiser | Mgmt | For | For | For | |||
11 | Elect W. Grady Rosier | Mgmt | For | For | For | |||
12 | Elect Dwight C. Schar | Mgmt | For | For | For | |||
13 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | |||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
1.2 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
OmniAmerican Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OABC | CUSIP 68216R107 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine Anderson | Mgmt | For | For | For | |||
1.2 | Elect James Herring | Mgmt | For | For | For | |||
1.3 | Elect Wesley R. Turner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
OmniVision Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OVTI | CUSIP 682128103 | 09/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Jeng | Mgmt | For | For | For | |||
1.2 | Elect Dwight Steffensen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Open Text Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OTC | CUSIP 683715106 | 09/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||
1.2 | Elect Mark Barrenechea | Mgmt | For | For | For | |||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | |||
1.4 | Elect Gail Hamilton | Mgmt | For | For | For | |||
1.5 | Elect Brian Jackman | Mgmt | For | For | For | |||
1.6 | Elect Stephen Sadler | Mgmt | For | For | For | |||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | |||
1.8 | Elect Katharine Stevenson | Mgmt | For | For | For | |||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Option Plan | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 01/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Donnelly | Mgmt | For | For | For | |||
1.2 | Elect Michael Grebe | Mgmt | For | For | For | |||
1.3 | Elect Peter Hamilton | Mgmt | For | For | For | |||
1.4 | Elect Kathleen Hempel | Mgmt | For | For | For | |||
1.5 | Elect Leslie Kenne | Mgmt | For | For | For | |||
1.6 | Elect J. Peter Mosling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Stephen Newlin | Mgmt | For | For | For | |||
1.8 | Elect Craig Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan Palmer | Mgmt | For | For | For | |||
1.10 | Elect John Shiely | Mgmt | For | For | For | |||
1.11 | Elect Richard Sim | Mgmt | For | For | For | |||
1.12 | Elect Charles Szews | Mgmt | For | For | For | |||
1.13 | Elect William Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Owens & Minor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMI | CUSIP 690732102 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard E. Fogg | Mgmt | For | For | For | |||
1.2 | Elect John W. Gerdelman | Mgmt | For | For | For | |||
1.3 | Elect Lemuel E. Lewis | Mgmt | For | For | For | |||
1.4 | Elect Martha H. Marsh | Mgmt | For | For | For | |||
1.5 | Elect Eddie N. Moore, Jr. | Mgmt | For | For | For | |||
1.6 | Elect James E. Rogers | Mgmt | For | For | For | |||
1.7 | Elect Robert C. Sledd | Mgmt | For | For | For | |||
1.8 | Elect Craig R. Smith | Mgmt | For | For | For | |||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Panera Bread Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNRA | CUSIP 69840W108 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry J. Franklin | Mgmt | For | For | For | |||
1.2 | Elect Diane Hessan | Mgmt | For | For | For | |||
1.3 | Elect William W. Moreton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PAREXEL International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRXL | CUSIP 699462107 | 12/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eduard Holdener | Mgmt | For | For | For | |||
1.2 | Elect Richard Love | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Parker Drilling Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKD | CUSIP 701081101 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan M. Clarkson | Mgmt | For | For | For | |||
1.2 | Elect George J. Donnelly | Mgmt | For | For | For | |||
1.3 | Elect Gary R. King | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pepco Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POM | CUSIP 713291102 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack B. Dunn, IV | Mgmt | For | For | For | |||
1.2 | Elect H. Russell Frisby | Mgmt | For | For | For | |||
1.3 | Elect Terence C. Golden | Mgmt | For | For | For | |||
1.4 | Elect Patrick T. Harker | Mgmt | For | For | For | |||
1.5 | Elect Frank O. Heintz | Mgmt | For | For | For | |||
1.6 | Elect Barbara J. Krumsiek | Mgmt | For | For | For | |||
1.7 | Elect George F. MacCormack | Mgmt | For | For | For | |||
1.8 | Elect Lawrence C. Nussdorf | Mgmt | For | For | For | |||
1.9 | Elect Patricia A. Oelrich | Mgmt | For | For | For | |||
1.10 | Elect Joseph M. Rigby | Mgmt | For | For | For | |||
1.11 | Elect Frank K. Ross | Mgmt | For | For | For | |||
1.12 | Elect Pauline A. Schneider | Mgmt | For | Withhold | Against | |||
1.13 | Elect Lester P. Silverman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Piedmont Office Realty Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDM | CUSIP 720190206 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Wayne Woody | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
1.3 | Elect Wesley E. Cantrell | Mgmt | For | For | For | |||
1.4 | Elect William H. Keogler, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Frank C. McDowell | Mgmt | For | For | For | |||
1.6 | Elect Donald A. Miller | Mgmt | For | For | For | |||
1.7 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Donald S. Moss | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey L. Swope | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PNM Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNM | CUSIP 69349H107 | 05/09/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adelmo Archuleta | Mgmt | For | TNA | N/A | |||
1.2 | Elect Patricia Collawn | Mgmt | For | TNA | N/A | |||
1.3 | Elect Julie Dobson | Mgmt | For | TNA | N/A | |||
1.4 | Elect Alan Fohrer | Mgmt | For | TNA | N/A | |||
1.5 | Elect Robert Nordhaus | Mgmt | For | TNA | N/A | |||
1.6 | Elect Bonnie Reitz | Mgmt | For | TNA | N/A | |||
1.7 | Elect Donald Schwanz | Mgmt | For | TNA | N/A | |||
1.8 | Elect Bruce Wilkinson | Mgmt | For | TNA | N/A | |||
1.9 | Elect Joan Woodard | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | TNA | N/A | |||
Polaris Industries Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PII | CUSIP 731068102 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
1.2 | Elect Bernd F. Kessler | Mgmt | For | For | For | |||
1.3 | Elect Scott W. Wine | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect David G. DeWalt | Mgmt | For | For | For | |||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William A. Owens | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joaquin E. Bacardi III | Mgmt | For | For | For | |||
2 | Elect David Goel | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Portfolio Recovery Associates | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 73640Q105 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Fain | Mgmt | For | For | For | |||
1.2 | Elect David Roberts | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | 2013 Annual Non-Equity Incentive Plan | Mgmt | For | For | For | |||
Primoris Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRIM | CUSIP 74164F103 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen C. Cook | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter J. Moerbeek | Mgmt | For | Withhold | Against | |||
2 | 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Protective Life Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PL | CUSIP 743674103 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert O. Burton | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect Thomas L. Hamby | Mgmt | For | For | For | |||
4 | Elect John D. Johns | Mgmt | For | For | For | |||
5 | Elect Vanessa Leonard | Mgmt | For | For | For | |||
6 | Elect Charles D. McCrary | Mgmt | For | Against | Against | |||
7 | Elect John J. McMahon, Jr. | Mgmt | For | For | For | |||
8 | Elect Hans Hugh Miller | Mgmt | For | For | For | |||
9 | Elect Malcolm Portera | Mgmt | For | For | For | |||
10 | Elect C. Dowd Ritter | Mgmt | For | For | For | |||
11 | Elect Jesse J. Spikes | Mgmt | For | For | For | |||
12 | Elect William A. Terry | Mgmt | For | For | For | |||
13 | Elect W. Michael Warren, Jr. | Mgmt | For | For | For | |||
14 | Elect Vanessa Wilson | Mgmt | For | For | For | |||
15 | Amendment to the Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Provident New York Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBNY | CUSIP 744028101 | 02/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Deutsch | Mgmt | For | For | For | |||
1.2 | Elect William Helmer | Mgmt | For | For | For | |||
1.3 | Elect R. Michael Kennedy | Mgmt | For | For | For | |||
1.4 | Elect Jack Kopnisky | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
QLogic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLGC | CUSIP 747277101 | 08/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Simon Biddiscombe | Mgmt | For | For | For | |||
2 | Elect H.K. Desai | Mgmt | For | For | For | |||
3 | Elect Balakrishnan Iyer | Mgmt | For | For | For | |||
4 | Elect Kathryn Lewis | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect George Wells | Mgmt | For | For | For | |||
7 | Elect William Zeitler | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Reliance Steel & Aluminum Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RS | CUSIP 759509102 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sarah J Anderson | Mgmt | For | For | For | |||
1.2 | Elect John G. Figueroa | Mgmt | For | For | For | |||
1.3 | Elect Thomas W. Gimbel | Mgmt | For | For | For | |||
1.4 | Elect David H. Hannah | Mgmt | For | For | For | |||
1.5 | Elect Douglas M. Hayes | Mgmt | For | For | For | |||
1.6 | Elect Mark V. Kaminski | Mgmt | For | For | For | |||
1.7 | Elect Gregg J. Mollins | Mgmt | For | For | For | |||
1.8 | Elect Andrew G. Sharkey III | Mgmt | For | For | For | |||
1.9 | Elect Leslie A. Waite | Mgmt | For | For | For | |||
2 | Amendment to the Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Republic Airways Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJET | CUSIP 760276105 | 08/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bryan Bedford | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Cohen | Mgmt | For | For | For | |||
1.3 | Elect Neal Cohen | Mgmt | For | For | For | |||
1.4 | Elect Douglas Lambert | Mgmt | For | For | For | |||
1.5 | Elect Mark Plaumann | Mgmt | For | For | For | |||
1.6 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
1.7 | Elect David Siegel | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
RF Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RFMD | CUSIP 749941100 | 08/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter Wilkinson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Robert Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | |||
1.5 | Elect John Harding | Mgmt | For | For | For | |||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | |||
1.7 | Elect Casimir Skrzypczak | Mgmt | For | For | For | |||
1.8 | Elect Erik van der Kaay | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Schweitzer-Mauduit | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWM | CUSIP 808541106 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederic P. Villoutreix | Mgmt | For | For | For | |||
1.2 | Elect Anderson D. Warlick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
SEI Investments Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEIC | CUSIP 784117103 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alfred P. West, Jr. | Mgmt | For | Against | Against | |||
2 | Elect William M. Doran | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Signature Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBNY | CUSIP 82669G104 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Judith Huntington | Mgmt | For | For | For | |||
1.2 | Elect Michael V. Pappagallo | Mgmt | For | For | For | |||
1.3 | Elect John Tamberlane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Silicon Laboratories Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLAB | CUSIP 826919102 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William G. Bock | Mgmt | For | For | For | |||
1.2 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
1.3 | Elect Jack R. Lazar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Skyworks Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWKS | CUSIP 83088M102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. McLachlan | Mgmt | For | For | For | |||
1.2 | Elect David J. Aldrich | Mgmt | For | For | For | |||
1.3 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||
1.4 | Elect Timothy R. Furey | Mgmt | For | For | For | |||
1.5 | Elect Balakrishnan S. Iyer | Mgmt | For | For | For | |||
1.6 | Elect Thomas C. Leonard | Mgmt | For | For | For | |||
1.7 | Elect David P. McGlade | Mgmt | For | For | For | |||
1.8 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
SM Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SM | CUSIP 78454L100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
2 | Elect Anthony J. Best | Mgmt | For | For | For | |||
3 | Elect Larry W. Bickle | Mgmt | For | For | For | |||
4 | Elect Stephen R. Brand | Mgmt | For | For | For | |||
5 | Elect William J. Gardiner | Mgmt | For | For | For | |||
6 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
7 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
8 | Elect John M. Seidl | Mgmt | For | For | For | |||
9 | Elect William D. Sullivan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Re-Approval of the Cash Bonus Plan | Mgmt | For | For | For | |||
Sotheby's | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BID | CUSIP 835898107 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Angelo | Mgmt | For | For | For | |||
2 | Elect Steven Dodge | Mgmt | For | For | For | |||
3 | Elect The Duke of Devonshire | Mgmt | For | For | For | |||
4 | Elect Daniel Meyer | Mgmt | For | For | For | |||
5 | Elect Allen Questrom | Mgmt | For | For | For | |||
6 | Elect William Ruprecht | Mgmt | For | For | For | |||
7 | Elect Marsha Simms | Mgmt | For | For | For | |||
8 | Elect Michael Sovern | Mgmt | For | For | For | |||
9 | Elect Robert Taubman | Mgmt | For | For | For | |||
10 | Elect Diana Taylor | Mgmt | For | For | For | |||
11 | Elect Dennis Weibling | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Restricted Stock Unit Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Spirit Airlines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAVE | CUSIP 848577102 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect B. Ben Baldanza | Mgmt | For | For | For | |||
1.2 | Elect Carlton D. Donaway | Mgmt | For | For | For | |||
1.3 | Elect David G. Elkins | Mgmt | For | For | For | |||
1.4 | Elect Horacio Scapparone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
StanCorp Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFG | CUSIP 852891100 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deborah D. Horvath | Mgmt | For | For | For | |||
2 | Elect Duane C. McDougall | Mgmt | For | For | For | |||
3 | Elect E. Kay Stepp | Mgmt | For | For | For | |||
4 | Elect Michael G. Thorne | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Steelcase Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCS | CUSIP 858155203 | 07/11/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Crawford | Mgmt | For | TNA | N/A | |||
1.2 | Elect R. David Hoover | Mgmt | For | TNA | N/A | |||
1.3 | Elect Elizabeth Long | Mgmt | For | TNA | N/A | |||
1.4 | Elect Robert Pew III | Mgmt | For | TNA | N/A | |||
1.5 | Elect P. Craig Welch, Jr. | Mgmt | For | TNA | N/A | |||
2 | Amendment to the Management Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Steven Madden, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHOO | CUSIP 556269108 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
1.2 | Elect John L. Madden | Mgmt | For | For | For | |||
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Randall | Mgmt | For | For | For | |||
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Schwartz | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stone Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGY | CUSIP 861642106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Christmas | Mgmt | For | For | For | |||
1.2 | Elect B.J. Duplantis | Mgmt | For | For | For | |||
1.3 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
1.4 | Elect John P. Laborde | Mgmt | For | For | For | |||
1.5 | Elect Robert S. Murley | Mgmt | For | For | For | |||
1.6 | Elect Richard A. Pattarozzi | Mgmt | For | Withhold | Against | |||
1.7 | Elect Donald E. Powell | Mgmt | For | For | For | |||
1.8 | Elect Kay G. Priestly | Mgmt | For | For | For | |||
1.9 | Elect Phyllis M. Taylor | Mgmt | For | For | For | |||
1.10 | Elect David H. Welch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Superior Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPN | CUSIP 868157108 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harold J. Bouillion | Mgmt | For | For | For | |||
1.2 | Elect Enoch L. Dawkins | Mgmt | For | For | For | |||
1.3 | Elect David D. Dunlap | Mgmt | For | For | For | |||
1.4 | Elect James M. Funk | Mgmt | For | For | For | |||
1.5 | Elect Terence E. Hall | Mgmt | For | For | For | |||
1.6 | Elect Ernest E. Howard, III | Mgmt | For | For | For | |||
1.7 | Elect Peter D. Kinnear | Mgmt | For | For | For | |||
1.8 | Elect Michael McShane | Mgmt | For | For | For | |||
1.9 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
1.10 | Elect Justin L. Sullivan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Amendment to Remove the Limitation of Non-U.S. Citizen Stock Ownership | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Surmodics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRDX | CUSIP 868873100 | 02/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Benson | Mgmt | For | For | For | |||
1.2 | Elect Mary Brainerd | Mgmt | For | For | For | |||
1.3 | Elect Gerald Fischer | Mgmt | For | For | For | |||
2 | Authorization of Board to Set Board Size | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
SVB Financial Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIVB | CUSIP 78486Q101 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Greg W. Becker | Mgmt | For | For | For | |||
1.2 | Elect Eric A. Benhamou | Mgmt | For | For | For | |||
1.3 | Elect David M. Clapper | Mgmt | For | For | For | |||
1.4 | Elect Roger F. Dunbar | Mgmt | For | For | For | |||
1.5 | Elect Joel P. Friedman | Mgmt | For | For | For | |||
1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | |||
1.7 | Elect Lata Krishnan | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey N. Maggioncalda | Mgmt | For | For | For | |||
1.9 | Elect Kate Mitchell | Mgmt | For | For | For | |||
1.10 | Elect John F. Robinson | Mgmt | For | For | For | |||
1.11 | Elect Garen K. Staglin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Teradyne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 880770102 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James W. Bagley | Mgmt | For | For | For | |||
2 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
3 | Elect Albert Carnesale | Mgmt | For | For | For | |||
4 | Elect Daniel W. Christman | Mgmt | For | For | For | |||
5 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
6 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||
7 | Elect Paul J. Tufano | Mgmt | For | For | For | |||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2006 Equity and Cash Compensation Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Tesoro Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSO | CUSIP 881609101 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
2 | Elect Gregory J. Goff | Mgmt | For | For | For | |||
3 | Elect Robert W. Goldman | Mgmt | For | For | For | |||
4 | Elect Steven H. Grapstein | Mgmt | For | For | For | |||
5 | Elect David Lilley | Mgmt | For | For | For | |||
6 | Elect Mary Pat McCarthy | Mgmt | For | For | For | |||
7 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
8 | Elect Susan Tomasky | Mgmt | For | For | For | |||
9 | Elect Michael E. Wiley | Mgmt | For | For | For | |||
10 | Elect Patrick Y. Yang | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tetra Tech, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTEK | CUSIP 88162G103 | 02/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan L. Batrack | Mgmt | For | For | For | |||
1.2 | Elect Hugh M. Grant | Mgmt | For | For | For | |||
1.3 | Elect Patrick C. Haden | Mgmt | For | For | For | |||
1.4 | Elect J. Christopher Lewis | Mgmt | For | For | For | |||
1.5 | Elect Albert E. Smith | Mgmt | For | For | For | |||
1.6 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
1.7 | Elect Richard H. Truly | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect William H. Lamb | Mgmt | For | For | For | |||
7 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
8 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
10 | Elect John C. Chrystal | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Stock Option and Equity Plan of 2013 | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Buckle, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKE | CUSIP 118440106 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel J. Hirschfeld | Mgmt | For | For | For | |||
1.2 | Elect Dennis H. Nelson | Mgmt | For | For | For | |||
1.3 | Elect Karen B. Rhoads | Mgmt | For | For | For | |||
1.4 | Elect James E. Shada | Mgmt | For | For | For | |||
1.5 | Elect Robert E. Campbell | Mgmt | For | For | For | |||
1.6 | Elect Bill L. Fairfield | Mgmt | For | For | For | |||
1.7 | Elect Bruce L. Hoberman | Mgmt | For | For | For | |||
1.8 | Elect John P. Peetz | Mgmt | For | For | For | |||
1.9 | Elect Michael E. Huss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2013 Management Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | |||
5 | Approval of Material Terms Under the 2005 Restricted Stock Plan | Mgmt | For | For | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William W. Crouse | Mgmt | For | Withhold | Against | |||
1.2 | Elect John C. Kelly | Mgmt | For | Withhold | Against | |||
1.3 | Elect Hiroaki Shigeta | Mgmt | For | Withhold | Against | |||
2 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
The Valspar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAL | CUSIP 920355104 | 02/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willam Cook | Mgmt | For | For | For | |||
1.2 | Elect Gary Hendrickson | Mgmt | For | For | For | |||
1.3 | Elect Mae Jemison | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Thoratec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THOR | CUSIP 885175307 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil F. Dimick | Mgmt | For | For | For | |||
1.2 | Elect Gerhard F. Burbach | Mgmt | For | For | For | |||
1.3 | Elect J. Daniel Cole | Mgmt | For | For | For | |||
1.4 | Elect Steven H. Collis | Mgmt | For | For | For | |||
1.5 | Elect D. Keith Grossman | Mgmt | For | For | For | |||
1.6 | Elect William A. Hawkins, III | Mgmt | For | For | For | |||
1.7 | Elect Paul A. LaViolette | Mgmt | For | For | For | |||
1.8 | Elect Daniel M. Mulvena | Mgmt | For | For | For | |||
1.9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
TIBCO Software Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIBX | CUSIP 88632Q103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Y. Ranadive | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Eric C.W. Dunn | Mgmt | For | For | For | |||
1.4 | Elect Narendra K. Gupta | Mgmt | For | For | For | |||
1.5 | Elect Peter J. Job | Mgmt | For | For | For | |||
1.6 | Elect Philip K. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Torchmark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMK | CUSIP 891027104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Adair | Mgmt | For | For | For | |||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | |||
3 | Elect David L. Boren | Mgmt | For | For | For | |||
4 | Elect M. Jane Buchan | Mgmt | For | For | For | |||
5 | Elect Gary L. Coleman | Mgmt | For | For | For | |||
6 | Elect Larry M. Hutchinson | Mgmt | For | For | For | |||
7 | Elect Robert W. Ingram | Mgmt | For | For | For | |||
8 | Elect Mark S. McAndrew | Mgmt | For | For | For | |||
9 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
10 | Elect Wesley D. Protheroe | Mgmt | For | For | For | |||
11 | Elect Darren M. Rebelez | Mgmt | For | For | For | |||
12 | Elect Lamar C. Smith | Mgmt | For | For | For | |||
13 | Elect Paul J. Zucconi | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2013 Management Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Towers Watson & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CUSIP 891894107 | 11/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor Ganzi | Mgmt | For | For | For | |||
2 | Elect John Haley | Mgmt | For | For | For | |||
3 | Elect Leslie Heisz | Mgmt | For | For | For | |||
4 | Elect Brendan O'Neill | Mgmt | For | For | For | |||
5 | Elect Linda Rabbitt | Mgmt | For | For | For | |||
6 | Elect Gilbert Ray | Mgmt | For | For | For | |||
7 | Elect Paul Thomas | Mgmt | For | For | For | |||
8 | Elect Wilhelm Zeller | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TrueBlue, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBI | CUSIP 89785X101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven C. Cooper | Mgmt | For | For | For | |||
2 | Elect Thomas E. McChesney | Mgmt | For | For | For | |||
3 | Elect Gates McKibbin | Mgmt | For | For | For | |||
4 | Elect Jeffrey B. Sakaguchi | Mgmt | For | For | For | |||
5 | Elect Joseph P. Sambataro, Jr. | Mgmt | For | For | For | |||
6 | Elect Bonnie W. Soodik | Mgmt | For | For | For | |||
7 | Elect William W. Steele | Mgmt | For | For | For | |||
8 | Elect Craig E. Tall | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Unit Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNT | CUSIP 909218109 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William B. Morgan | Mgmt | For | For | For | |||
1.2 | Elect John H. Williams | Mgmt | For | For | For | |||
1.3 | Elect Larry D. Pinkston | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Universal Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UVV | CUSIP 913456109 | 08/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Adams, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Diana Cantor | Mgmt | For | For | For | |||
1.3 | Elect Robert Sledd | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
Valassis Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VCI | CUSIP 918866104 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph B. Anderson, Jr. | Mgmt | For | For | For | |||
2 | Elect Kenneth V. Darish | Mgmt | For | For | For | |||
3 | Elect Robert A. Mason | Mgmt | For | For | For | |||
4 | Elect Robert L. Recchia | Mgmt | For | For | For | |||
5 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
6 | Elect Alan F. Schultz | Mgmt | For | For | For | |||
7 | Elect Wallace S. Snyder | Mgmt | For | For | For | |||
8 | Elect Luis A. Ubinas | Mgmt | For | For | For | |||
9 | Elect Faith Whittlesey | Mgmt | For | For | For | |||
10 | Amendment to the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
11 | Amendment to the 2008 Senior Executives Bonus Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | |||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | |||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Valley National Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLY | CUSIP 919794107 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew B. Abramson | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Baum | Mgmt | For | For | For | |||
1.3 | Elect Pamela R. Bronander | Mgmt | For | For | For | |||
1.4 | Elect Peter Crocitto | Mgmt | For | For | For | |||
1.5 | Elect Eric P. Edelstein | Mgmt | For | For | For | |||
1.6 | Elect Alan D. Eskow | Mgmt | For | For | For | |||
1.7 | Elect Mary J. Steele Guilfoile | Mgmt | For | For | For | |||
1.8 | Elect Graham O. Jones | Mgmt | For | For | For | |||
1.9 | Elect Walter H. Jones, III | Mgmt | For | For | For | |||
1.10 | Elect Gerald Korde | Mgmt | For | For | For | |||
1.11 | Elect Michael L. LaRusso | Mgmt | For | For | For | |||
1.12 | Elect Marc J. Lenner | Mgmt | For | For | For | |||
1.13 | Elect Gerald H. Lipkin | Mgmt | For | For | For | |||
1.14 | Elect Barnett Rukin | Mgmt | For | For | For | |||
1.15 | Elect Suresh L. Sani | Mgmt | For | For | For | |||
1.16 | Elect Robert C. Soldoveri | Mgmt | For | For | For | |||
1.17 | Elect Jeffrey S. Wilks | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ValueClick, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VCLK | CUSIP 92046N102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Zarley | Mgmt | For | For | For | |||
1.2 | Elect David S. Buzby | Mgmt | For | For | For | |||
1.3 | Elect Martin T. Hart | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey F. Rayport | Mgmt | For | For | For | |||
1.5 | Elect James R. Peters | Mgmt | For | For | For | |||
1.6 | Elect James A. Crouthamel | Mgmt | For | For | For | |||
1.7 | Elect John Giuliani | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
W.R. Berkley Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WRB | CUSIP 084423102 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Robert Berkley, Jr | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Mark E. Brockbank | Mgmt | For | For | For | |||
4 | Elect George G. Daly | Mgmt | For | For | For | |||
5 | Elect Mary C. Farrell | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
WABCO Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBC | CUSIP 92927K102 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jacques Esculier | Mgmt | For | For | For | |||
1.2 | Elect Kenneth J. Martin | Mgmt | For | For | For | |||
1.3 | Elect Donald J. Stebbins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2009 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Waddell & Reed Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WDR | CUSIP 930059100 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry J. Herrmann | Mgmt | For | For | For | |||
1.2 | Elect James M. Raines | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas L. Aller | Mgmt | For | For | For | |||
1.2 | Elect Michael B Walen | Mgmt | For | For | For | |||
2 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
World Fuel Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INT | CUSIP 981475106 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Kasbar | Mgmt | For | For | For | |||
1.2 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
1.3 | Elect Ken Bakshi | Mgmt | For | For | For | |||
1.4 | Elect Richard A. Kassar | Mgmt | For | For | For | |||
1.5 | Elect Myles Klein | Mgmt | For | For | For | |||
1.6 | Elect John L. Manley | Mgmt | For | For | For | |||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.8 | Elect Stephen K. Roddenberry | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Reapproval of the 2008 Executive Incentive Plan | Mgmt | For | For | For | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Growth Opportunities Fund | |||||||
Date of Fiscal Year End: | 07/31/2012 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Burnside | Mgmt | For | For | For | |||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | |||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Actavis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Michelson | Mgmt | For | For | For | |||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | |||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | |||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | |||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
1.8 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elizabeth A. Chappell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven B Hantler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John F Smith | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Preston M. Geren, III | Mgmt | For | For | For | |||
7 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Aon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester B. Knight | Mgmt | For | For | For | |||
2 | Elect Gregory C. Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | |||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | U.K. Remuneration Report | Mgmt | For | For | For | |||
18 | Global Share Purchase Plan | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
Arris Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | |||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | |||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | |||
1.4 | Elect John A. Craig | Mgmt | For | For | For | |||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | |||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | |||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter C. Brandt | Mgmt | For | Withhold | Against | |||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | |||
1.7 | Elect William T. McKee | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect John T. Dickson | Mgmt | For | For | For | |||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
5 | Elect John HSUAN Min-Chih | Mgmt | For | For | For | |||
6 | Elect Justine Lien | Mgmt | For | For | For | |||
7 | Elect Donald Macleod | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Allen | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Arnold Donald | Mgmt | For | For | For | |||
6 | Elect Charles Gifford | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Linda Hudson | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas May | Mgmt | For | For | For | |||
11 | Elect Brian Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | |||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | |||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.10 | Elect Peter Munk | Mgmt | For | For | For | |||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | |||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Chen | Mgmt | For | For | For | |||
2 | Elect Blake Devitt | Mgmt | For | For | For | |||
3 | Elect John Forsyth | Mgmt | For | For | For | |||
4 | Elect Gail Fosler | Mgmt | For | For | For | |||
5 | Elect Carole Shapazian | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | |||
4 | Elect David Mackay | Mgmt | For | For | For | |||
5 | Elect Gretchen W. Price | Mgmt | For | For | For | |||
6 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
7 | Elect Robert A. Steele | Mgmt | For | For | For | |||
8 | Elect Peter M. Wilson | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James T. Hackett | Mgmt | For | For | For | |||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | |||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | |||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
1.3 | Elect Steven Cosler | Mgmt | For | For | For | |||
1.4 | Elect William J. Davis | Mgmt | For | For | For | |||
1.5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
1.6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
1.7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
1.8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
1.9 | Elect Anthony Masso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Jane J. Su | Mgmt | For | For | For | |||
1.8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.10 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.11 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
3 | Elect Farah M. Walters | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | |||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | |||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
2 | Elect Arun Sarin | Mgmt | For | For | For | |||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Michael Capellas | Mgmt | For | For | For | |||
5 | Elect Larry Carter | Mgmt | For | For | For | |||
6 | Elect John Chambers | Mgmt | For | For | For | |||
7 | Elect Brian Halla | Mgmt | For | For | For | |||
8 | Elect John Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina Johnson | Mgmt | For | For | For | |||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
11 | Elect Roderick McGeary | Mgmt | For | For | For | |||
12 | Elect Arun Sarin | Mgmt | For | For | For | |||
13 | Elect Steven West | Mgmt | For | For | For | |||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Franz B. Humer | Mgmt | For | For | For | |||
3 | Elect Robert L. Joss | Mgmt | For | For | For | |||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
5 | Elect Judith Rodin | Mgmt | For | For | For | |||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
8 | Elect Joan E. Spero | Mgmt | For | For | For | |||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | |||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | |||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | |||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | |||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||
1.2 | Elect John F. Brock | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
1.10 | Elect Garry Watts | Mgmt | For | For | For | |||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
2 | Elect John E. Klein | Mgmt | For | For | For | |||
3 | Elect Lakshmi Narayanan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect William Gates | Mgmt | For | For | For | |||
1.3 | Elect Hamilton James | Mgmt | For | For | For | |||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect William I. Miller | Mgmt | For | For | For | |||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
5 | Elect Carl Ware | Mgmt | For | For | For | |||
6 | Elect Robert K. Herdman | Mgmt | For | For | For | |||
7 | Elect Robert J. Bernhard | Mgmt | For | For | For | |||
8 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | |||
9 | Elect Stephen B. Dobbs | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | |||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raj Agrawal | Mgmt | For | For | For | |||
1.2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
1.3 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
1.7 | Elect Adrian Jones | Mgmt | For | For | For | |||
1.8 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
1.9 | Elect David B. Rickard | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Eastman Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMN | CUSIP 277432100 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | |||
3 | Elect Stephen R. Demeritt | Mgmt | For | For | For | |||
4 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
5 | Elect Julie F. Holder | Mgmt | For | For | For | |||
6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | |||
7 | Elect Lewis M. Kling | Mgmt | For | For | For | |||
8 | Elect David W. Raisbeck | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Eaton Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Moffett | Mgmt | For | For | For | |||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 04/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repurchase of Shares | Mgmt | For | For | For | |||
Elan Corporation, plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELN | CUSIP 284131208 | 12/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Prothena Spin-Off | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect R. David Hoover | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | |||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Windle B. Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dreyer | Mgmt | For | For | For | |||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | For | For | |||
6 | Elect Stephen Smith | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect John Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley Jackson | Mgmt | For | For | For | |||
4 | Elect Steven Loranger | Mgmt | For | For | For | |||
5 | Elect Gary Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua Ramo | Mgmt | For | For | For | |||
8 | Elect Susan Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick Smith | Mgmt | For | For | For | |||
10 | Elect Joshua Smith | Mgmt | For | For | For | |||
11 | Elect David Steiner | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephan A. James | Mgmt | For | For | For | |||
2 | Elect Frank R. Martire | Mgmt | For | For | For | |||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Gleeson | Mgmt | For | For | For | |||
1.2 | Elect Stephen T. Worland | Mgmt | For | For | For | |||
2 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | |||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | |||
1.6 | Elect John C. Martin | Mgmt | For | For | For | |||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | For | For | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
GSE Holding Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSE | CUSIP 36191X100 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark C. Arnold | Mgmt | For | For | For | |||
1.2 | Elect Michael G. Evans | Mgmt | For | For | For | |||
1.3 | Elect Marcus J. George | Mgmt | For | For | For | |||
1.4 | Elect Robert C. Griffin | Mgmt | For | For | For | |||
1.5 | Elect Richard E. Goodrich | Mgmt | For | For | For | |||
1.6 | Elect Charles A. Sorrentino | Mgmt | For | For | For | |||
1.7 | Elect Craig A. Steinke | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Gulfport Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect James D. Palm | Mgmt | For | For | For | |||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry Gerber | Mgmt | For | For | For | |||
6 | Elect Jose Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
8 | Elect David Lesar | Mgmt | For | For | For | |||
9 | Elect Robert Malone | Mgmt | For | For | For | |||
10 | Elect Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Interxion Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INXN | CUSIP N47279109 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Discharge of the Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | |||
3 | Elect John C. Baker | Mgmt | For | Against | Against | |||
4 | Elect Jean Mandeville | Mgmt | For | Against | Against | |||
5 | Elect David Ruberg | Mgmt | For | Against | Against | |||
6 | Amendment to the Company's Directors' Remuneration Policy | Mgmt | For | For | For | |||
7 | Award of Restricted Shares to Non-Executive Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | |||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | |||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Key Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn R. Coleman | Mgmt | For | For | For | |||
2 | Elect Kevin P. Collins | Mgmt | For | For | For | |||
3 | Elect W. Phillip Marcum | Mgmt | For | For | For | |||
4 | Elect William F. Owens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kirby Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEX | CUSIP 497266106 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Sean Day | Mgmt | For | Against | Against | |||
2 | Elect William M. Lamont, Jr. | Mgmt | For | For | For | |||
3 | Elect William M. Waterman | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/05/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | TNA | N/A | |||
1.2 | Elect Irwin Chafetz | Mgmt | For | TNA | N/A | |||
1.3 | Elect Victor Chaltiel | Mgmt | For | TNA | N/A | |||
1.4 | Elect Charles A. Koppelman | Mgmt | For | TNA | N/A | |||
2 | Amendment to the 2004 Equity Award Plan | Mgmt | For | TNA | N/A | |||
3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | Mgmt | For | TNA | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter E. Massey | Mgmt | For | For | For | |||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger W. Stone | Mgmt | For | For | For | |||
4 | Elect Miles D. White | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
9 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Elliott Sigal | Mgmt | For | For | For | |||
11 | Elect Robert S. Singer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen Luczo | Mgmt | For | For | For | |||
6 | Elect David Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles Noski | Mgmt | For | For | For | |||
8 | Elect Helmut Panke | Mgmt | For | For | For | |||
9 | Elect John Thompson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Chicoine | Mgmt | For | For | For | |||
2 | Elect Arthur Harper | Mgmt | For | For | For | |||
3 | Elect Gwendolyn King | Mgmt | For | For | For | |||
4 | Elect Jon Moeller | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | |||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | |||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | |||
1.6 | Elect Gerald Held | Mgmt | For | For | For | |||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
1.8 | Elect George Shaheen | Mgmt | For | For | For | |||
1.9 | Elect Robert Wall | Mgmt | For | For | For | |||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | |||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | |||
Nordstrom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWN | CUSIP 655664100 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | |||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert G. Miller | Mgmt | For | For | For | |||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | |||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | |||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | |||
8 | Elect Philip G. Satre | Mgmt | For | For | For | |||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | |||
10 | Elect Robert D. Walter | Mgmt | For | For | For | |||
11 | Elect Alison A. Winter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | |||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Dina Dublon | Mgmt | For | For | For | |||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | |||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | |||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | |||
10 | Elect James J. Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
4 | Elect Louis Camilleri | Mgmt | For | For | For | |||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Graham Mackay | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio Noto | Mgmt | For | For | For | |||
11 | Elect Robert Polet | Mgmt | For | For | For | |||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
13 | Elect Stephen Wolf | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect David G. DeWalt | Mgmt | For | For | For | |||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William A. Owens | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | |||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Prothena Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRTA | CUSIP G72800108 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lars Ekman | Mgmt | For | Against | Against | |||
2 | Elect Christopher S. Henney | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Philip Remnant | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Rob Devey | Mgmt | For | For | For | |||
7 | Elect John W. Foley | Mgmt | For | For | For | |||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Alexander Johnston | Mgmt | For | For | For | |||
11 | Elect Paul Manduca | Mgmt | For | For | For | |||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
25 | Long Term incentive Plan | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
11 | Elect Marc I. Stern | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rexel SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RXL | CINS F7782J366 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions (Re-Invoicing Agreements) | Mgmt | For | For | For | |||
9 | Related Party Transactions (Purchase and Indenture Agreements) | Mgmt | For | For | For | |||
10 | Related Party Transactions (Secondary Offering Cooperation Agreement) | Mgmt | For | For | For | |||
11 | Elect Representative of Eurazeo | Mgmt | For | Against | Against | |||
12 | Elect Manfred Kindle | Mgmt | For | Against | Against | |||
13 | Elect Thomas Farrell | Mgmt | For | Against | Against | |||
14 | Elect Vivianne Akriche | Mgmt | For | Against | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
16 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Amend Article 23 | Mgmt | For | Against | Against | |||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
9 | 2013 Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CUSIP 803054204 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
SS&C Technologies Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSNC | CUSIP 78467J100 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allan Holt | Mgmt | For | Withhold | Against | |||
1.2 | Elect William Stone | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 07/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Stock Split | Mgmt | For | For | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
The Hillshire Brands Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Becker | Mgmt | For | For | For | |||
2 | Elect Christopher Begley | Mgmt | For | For | For | |||
3 | Elect Ellen Brothers | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Sean Connolly | Mgmt | For | For | For | |||
6 | Elect Laurette Koellner | Mgmt | For | For | For | |||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | |||
8 | Elect Ian Prosser | Mgmt | For | For | For | |||
9 | Elect Jonathan Ward | Mgmt | For | For | For | |||
10 | Elect James White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
The Timken Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKR | CUSIP 887389104 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John M. Ballbach | Mgmt | For | For | For | |||
1.2 | Elect Phillip R. Cox | Mgmt | For | For | For | |||
1.3 | Elect Diane C. Creel | Mgmt | For | For | For | |||
1.4 | Elect James W. Griffith | Mgmt | For | For | For | |||
1.5 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Joseph W. Ralston | Mgmt | For | For | For | |||
1.7 | Elect John P. Reilly | Mgmt | For | For | For | |||
1.8 | Elect Frank C. Sullivan | Mgmt | For | For | For | |||
1.9 | Elect John M. Timken, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Ward J. Timken | Mgmt | For | For | For | |||
1.11 | Elect Ward J. Timken, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Jacqueline F. Woods | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Articles of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to Regulations to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Steel Business | Mgmt | Against | For | Against | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
6 | Elect Marc N. Casper | Mgmt | For | For | For | |||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marshall A. Cohen | Mgmt | For | For | For | |||
1.2 | Elect David M. Wathen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
TRW Automotive Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRW | CUSIP 87264S106 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jody G. Miller | Mgmt | For | For | For | |||
1.2 | Elect John C. Plant | Mgmt | For | For | For | |||
1.3 | Elect Neil P. Simpkins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
3.6 | Elect John A. Krol | Mgmt | For | For | For | |||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | |||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
3.10 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Verint Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRNT | CUSIP 92343X100 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan Bodner | Mgmt | For | For | For | |||
1.2 | Elect Victor A. DeMarines | Mgmt | For | For | For | |||
1.3 | Elect John Egan | Mgmt | For | For | For | |||
1.4 | Elect Larry Myers | Mgmt | For | For | For | |||
1.5 | Elect Richard Nottenburg | Mgmt | For | For | For | |||
1.6 | Elect Howard Safir | Mgmt | For | For | For | |||
1.7 | Elect Earl Shanks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Verisk Analytics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | |||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | |||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect Charles Scharf | Mgmt | For | For | For | |||
10 | Elect William Shanahan | Mgmt | For | For | For | |||
11 | Elect John Swainson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven Davis | Mgmt | For | For | For | |||
4 | Elect William Foote | Mgmt | For | For | For | |||
5 | Elect Mark Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger Graham | Mgmt | For | For | For | |||
7 | Elect Alan McNally | Mgmt | For | For | For | |||
8 | Elect Dominic Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | |||
5 | Elect David J. Butters | Mgmt | For | For | For | |||
6 | Elect John D. Gass | Mgmt | For | For | For | |||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
8 | Elect William E. Macaulay | Mgmt | For | For | For | |||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | |||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Increase in Authorized Capital | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | |||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Whole Foods Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFM | CUSIP 966837106 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John B. Elstrott | Mgmt | For | For | For | |||
1.2 | Elect Gabrielle E. Greene | Mgmt | For | For | For | |||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect John P. Mackey | Mgmt | For | For | For | |||
1.6 | Elect Walter Robb | Mgmt | For | For | For | |||
1.7 | Elect Jonathan A. Seiffer | Mgmt | For | For | For | |||
1.8 | Elect Morris J. Siegel | Mgmt | For | For | For | |||
1.9 | Elect Jonathan D. Sokoloff | Mgmt | For | For | For | |||
1.10 | Elect Ralph Z. Sorenson | Mgmt | For | For | For | |||
1.11 | Elect William A. Tindell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Albert Pimentel | Mgmt | For | For | For | |||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | |||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Hayes | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Peter Liguori | Mgmt | For | For | For | |||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | |||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | |||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | |||
8 | Cancellation of Shares | Mgmt | For | For | For | |||
9 | Amendment to Articles | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
4 | Elect David C. Dvorak | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam International Capital Opportunities Fund | |||||||
Date of Fiscal Year End: | 08/31/2012 | |||||||
AAC Technologies Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2018 | CINS G2953R114 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Ingrid WU Chunyuan | Mgmt | For | Against | Against | |||
6 | Elect KOH Boon Hwee | Mgmt | For | Against | Against | |||
7 | Elect Carmen CHANG I-Hua | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Aalberts Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AALB | CINS N00089271 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Supervisory Board Fees | Mgmt | For | For | For | |||
9 | Amendments to Supervisory Board Regulations | Mgmt | For | For | For | |||
10 | Authority to Issue Shares Pursuant to a Stock Dividend | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authority to Coordinate Articles | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Announcements and Other Business | Mgmt | For | Against | Against | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Abacus Property Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABP | CINS Q0015N187 | 11/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect William Bartlett | Mgmt | For | Against | Against | |||
4 | Equity Grant (MD Frank Wolf) | Mgmt | For | For | For | |||
ABC-Mart | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2670 | CINS J00056101 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Minoru Noguchi | Mgmt | For | For | For | |||
3 | Elect Tohru Nakao | Mgmt | For | For | For | |||
4 | Elect Yukie Yoshida | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Katsunuma | Mgmt | For | For | For | |||
6 | Elect Joh Kojima | Mgmt | For | For | For | |||
7 | Elect Takashi Kikuchi | Mgmt | For | For | For | |||
8 | Elect Hideo Akimoto | Mgmt | For | For | For | |||
9 | Elect Yutaka Hayashi | Mgmt | For | For | For | |||
10 | Elect Keizoh Uehara | Mgmt | For | For | For | |||
Aberdeen Asset Management plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADN | CINS G00434111 | 01/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Elect Julie Chakraverty | Mgmt | For | Against | Against | |||
5 | Elect Roger Cornick | Mgmt | For | Against | Against | |||
6 | Elect Anita Frew | Mgmt | For | Against | Against | |||
7 | Elect Martin Gilbert | Mgmt | For | Against | Against | |||
8 | Elect Andrew Laing | Mgmt | For | Against | Against | |||
9 | Elect Kenichi Miyanaga | Mgmt | For | Against | Against | |||
10 | Elect James Pettigrew | Mgmt | For | Against | Against | |||
11 | Elect Bill Rattray | Mgmt | For | Against | Against | |||
12 | Elect Anne Richards | Mgmt | For | Against | Against | |||
13 | Elect Simon Troughton | Mgmt | For | Against | Against | |||
14 | Elect Hugh Young | Mgmt | For | Against | Against | |||
15 | Elect Richard Mully | Mgmt | For | Against | Against | |||
16 | Elect Rod MacRae | Mgmt | For | Against | Against | |||
17 | Directors' Remuneration Report | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Directors' Fees | Mgmt | For | For | For | |||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alastair D. Lyons | Mgmt | For | For | For | |||
5 | Elect Henry Engelhardt | Mgmt | For | For | For | |||
6 | Elect David Stevens | Mgmt | For | For | For | |||
7 | Elect Kevin Chidwick | Mgmt | For | For | For | |||
8 | Elect Martin Jackson | Mgmt | For | For | For | |||
9 | Elect Margaret Johnson | Mgmt | For | For | For | |||
10 | Elect Lucy Kellaway | Mgmt | For | For | For | |||
11 | Elect John Sussens | Mgmt | For | Against | Against | |||
12 | Elect Manfred Aldag | Mgmt | For | For | For | |||
13 | Elect Colin P. Holmes | Mgmt | For | For | For | |||
14 | Elect Roger Abravanel | Mgmt | For | For | For | |||
15 | Elect Annette Court | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days. | Mgmt | For | Against | Against | |||
Aeon Credit Service Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8570 | CINS J0021H107 | 02/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Absorption of Wholly-Owned Subsidiary | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
Aeon Financial Service Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8570 | CINS J0021H107 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tsunekazu Haraguchi | Mgmt | For | For | For | |||
2 | Elect Kazuhide Kamitani | Mgmt | For | For | For | |||
3 | Elect Takashi Kiyonaga | Mgmt | For | For | For | |||
4 | Elect Hideki Wakabayashi | Mgmt | For | For | For | |||
5 | Elect Hiroyuki Watanabe | Mgmt | For | For | For | |||
6 | Elect Yutaka Yuge | Mgmt | For | For | For | |||
7 | Elect Masao Mizuno | Mgmt | For | For | For | |||
8 | Elect Takamitsu Moriyama | Mgmt | For | For | For | |||
9 | Elect Yohtoku Hiramatsu | Mgmt | For | Against | Against | |||
10 | Elect Kohshi Yamaura | Mgmt | For | Against | Against | |||
11 | Elect Kazumasa Hamada | Mgmt | For | Against | Against | |||
AF AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AF'B | CINS W05244103 | 04/26/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Nominating Committee | Mgmt | For | TNA | N/A | |||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
22 | Employee Convertible Program | Mgmt | For | TNA | N/A | |||
23 | Performance Share Plan | Mgmt | For | TNA | N/A | |||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
25 | Authority to Issue Treasury Shares Pursuant to LTIPs 2010-12 | Mgmt | For | TNA | N/A | |||
26 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
AF AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AF'B | CINS W05244103 | 11/19/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Amendments to Articles Regarding General Meeting | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles Regarding Share Capital | Mgmt | For | TNA | N/A | |||
11 | Merger/Acquisition | Mgmt | For | TNA | N/A | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
13 | Shareholder Proposal Regarding Board Size | ShrHldr | For | TNA | N/A | |||
14 | Shareholder Proposal Regarding Directors' Fees | ShrHldr | For | TNA | N/A | |||
15 | Shareholder Proposal Regarding Election of Directors | ShrHldr | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Amdocs Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John McLennan | Mgmt | For | For | For | |||
4 | Elect Simon Olswang | Mgmt | For | For | For | |||
5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
6 | Elect Julian Brodsky | Mgmt | For | For | For | |||
7 | Elect Eli Gelman | Mgmt | For | For | For | |||
8 | Elect James Kahan | Mgmt | For | For | For | |||
9 | Elect Richard LeFave | Mgmt | For | For | For | |||
10 | Elect Nehemia Lemelbaum | Mgmt | For | For | For | |||
11 | Elect Giora Yaron | Mgmt | For | For | For | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Amdocs Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 07/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Quarterly Dividend Policy | Mgmt | For | For | For | |||
Amlin plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AML | CINS G0334Q177 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Julie Chakraverty | Mgmt | For | Against | Against | |||
5 | Elect Shonaid Jemmett-Page | Mgmt | For | Against | Against | |||
6 | Elect Simon Beale | Mgmt | For | Against | Against | |||
7 | Elect Brian Carpenter | Mgmt | For | Against | Against | |||
8 | Elect Sir Alan Collins | Mgmt | For | Against | Against | |||
9 | Elect Richard Davey | Mgmt | For | Against | Against | |||
10 | Elect Martin D. Feinstein | Mgmt | For | Against | Against | |||
11 | Elect Richard Hextall | Mgmt | For | Against | Against | |||
12 | Elect Charles Philipps | Mgmt | For | Against | Against | |||
13 | Elect Mark Wrightson | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Andritz AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANDR | CINS A11123105 | 03/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Amendments to Articles Regarding Reporting Requirements | Mgmt | For | Against | Against | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Ansaldo STS S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STS | CINS T0421V119 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Election of Director | Mgmt | For | Against | Against | |||
6 | Election of Chairman of Board | Mgmt | For | Against | Against | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Arcadis NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCAD | CINS N0605M147 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of CEO Acts | Mgmt | For | For | For | |||
5 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Elect Z.A. Smith to the Management Board | Mgmt | For | For | For | |||
8 | Elect Nicolaas Willem Hoek | Mgmt | For | Against | Against | |||
9 | Elect Ruth Markland | Mgmt | For | Against | Against | |||
10 | Elect Armando R. Perez | Mgmt | For | Against | Against | |||
11 | Elect George R. Nethercutt | Mgmt | For | Against | Against | |||
12 | Authority to Issue Ordinary and Cumulative Financing Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares as Dividends | Mgmt | For | For | For | |||
14 | Authority to Issue Cumulative Preference Shares | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Aryzta AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARYN | CINS H0336B110 | 12/11/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Elect Denis Lucey | Mgmt | For | TNA | N/A | |||
9 | Elect Wolfgang Werle | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Ashmore Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASHM | CINS G0609C101 | 10/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Benson | Mgmt | For | Against | Against | |||
4 | Elect Mark Coombs | Mgmt | For | Against | Against | |||
5 | Elect Graeme Dell | Mgmt | For | Against | Against | |||
6 | Elect Nick Land | Mgmt | For | Against | Against | |||
7 | Elect Melda Donnelly | Mgmt | For | Against | Against | |||
8 | Elect Simon Fraser | Mgmt | For | Against | Against | |||
9 | Directors' Remuneration Report | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | Against | Against | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ashtead Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHT | CINS G05320109 | 09/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Chris Cole | Mgmt | For | Against | Against | |||
5 | Elect Geoffrey Drabble | Mgmt | For | Against | Against | |||
6 | Elect Brendan Horgan | Mgmt | For | Against | Against | |||
7 | Elect Sat Dhaiwal | Mgmt | For | Against | Against | |||
8 | Elect Suzanne Wood | Mgmt | For | Against | Against | |||
9 | Elect Hugh Etheridge | Mgmt | For | Against | Against | |||
10 | Elect Michael Burrow | Mgmt | For | Against | Against | |||
11 | Elect Bruce Edwards | Mgmt | For | Against | Against | |||
12 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Asics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7936 | CINS J03234150 | 06/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Elect Motoi Oyama | Mgmt | For | TNA | N/A | |||
4 | Elect Toshiyuki Sano | Mgmt | For | TNA | N/A | |||
5 | Elect Kazuhito Matsuo | Mgmt | For | TNA | N/A | |||
6 | Elect Kohsuke Hashimoto | Mgmt | For | TNA | N/A | |||
7 | Elect Masao Hijikata | Mgmt | For | TNA | N/A | |||
8 | Elect Katsumi Katoh | Mgmt | For | TNA | N/A | |||
9 | Elect Isao Katoh | Mgmt | For | TNA | N/A | |||
10 | Elect Kenji Kajiwara | Mgmt | For | TNA | N/A | |||
11 | Elect Katsuroh Tanaka | Mgmt | For | TNA | N/A | |||
12 | Elect Keiji Miyakawa | Mgmt | For | TNA | N/A | |||
13 | Elect Mitsuhiko Inaba as Statutory Auditor | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
15 | Equity Compensation Plan | Mgmt | For | TNA | N/A | |||
Aspen Insurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHL | CUSIP G05384105 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Bucknall | Mgmt | For | For | For | |||
1.2 | Elect Peter O'Flinn | Mgmt | For | For | For | |||
1.3 | Elect Ronald Pressman | Mgmt | For | For | For | |||
1.4 | Elect Gordon Ireland | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | 2013 Share Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
AuRico Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUQ | CUSIP 05155C105 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Colin K. Benner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Luis M. Chavez | Mgmt | For | For | For | |||
1.3 | Elect Richard M. Colterjohn | Mgmt | For | For | For | |||
1.4 | Elect Mark J. Daniel | Mgmt | For | For | For | |||
1.5 | Elect Patrick D. Downey | Mgmt | For | For | For | |||
1.6 | Elect Alan R. Edwards | Mgmt | For | For | For | |||
1.7 | Elect Scott G. Perry | Mgmt | For | For | For | |||
1.8 | Elect Ronald E. Smith | Mgmt | For | For | For | |||
1.9 | Elect Joseph G. Spiteri | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Renewal of Shareholder Rights Plan | Mgmt | For | For | For | |||
4 | Omnibus Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aurubis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NDA | CINS D10004105 | 02/28/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Sandra Luth | Mgmt | For | TNA | N/A | |||
10 | Elect Burkhard Becker | Mgmt | For | TNA | N/A | |||
11 | Elect Bernd Drouven | Mgmt | For | TNA | N/A | |||
12 | Elect Heinz Jorg Fuhrmann | Mgmt | For | TNA | N/A | |||
13 | Elect Fritz Vahrenholt | Mgmt | For | TNA | N/A | |||
14 | Elect Ernst J. Wortberg | Mgmt | For | TNA | N/A | |||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
AVEVA Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVV | CINS G06812112 | 07/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Philip Aiken | Mgmt | For | Against | Against | |||
5 | Elect Richard Longdon | Mgmt | For | Against | Against | |||
6 | Elect James Kidd | Mgmt | For | Against | Against | |||
7 | Elect Jonathan Brooks | Mgmt | For | Against | Against | |||
8 | Elect Philip Dayer | Mgmt | For | Against | Against | |||
9 | Elect Herve Couturier | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Baloise Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BALN | CINS H04530202 | 05/02/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
8 | Elect Georg F. Krayer | Mgmt | For | TNA | N/A | |||
9 | Elect Michael Becker | Mgmt | For | TNA | N/A | |||
10 | Elect Werner Kummer | Mgmt | For | TNA | N/A | |||
11 | Elect Karin Keller-Sutter | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Banque Cantonale Vaudoise | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCVN | CINS H0482P863 | 04/25/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Barratt Developments plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDEV | CINS G08288105 | 11/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Richard Akers | Mgmt | For | For | For | |||
3 | Elect Bob Lawson | Mgmt | For | For | For | |||
4 | Elect Mark Clare | Mgmt | For | For | For | |||
5 | Elect David Thomas | Mgmt | For | For | For | |||
6 | Elect Steven Boyes | Mgmt | For | For | For | |||
7 | Elect Tessa Bamford | Mgmt | For | For | For | |||
8 | Elect Roderick MacEachrane | Mgmt | For | For | For | |||
9 | Elect Mark Rolfe | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | Against | Against | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Directors' Remuneration Report | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Long-Term Performance Plan | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Barry Callebaut | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARN | CINS H05072105 | 04/22/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
4 | Elect Fernando Aguirre | Mgmt | For | TNA | N/A | |||
5 | Elect Timothy Minges | Mgmt | For | TNA | N/A | |||
6 | Additional and/or counter-proposals; no additional and/or counter-proposals have been submitted at this time | ShrHldr | N/A | TNA | N/A | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barry Callebaut | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARN | CINS H05072105 | 12/05/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Approval of Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Approval of Financial Statements | Mgmt | For | TNA | N/A | |||
6 | Authority to Transfer Reserves | Mgmt | For | TNA | N/A | |||
7 | Allocation of Dividends from Reserves | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
9 | Reduction in Par Value of Shares; Capital Distribution | Mgmt | For | TNA | N/A | |||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
11 | Elect Andreas Jacobs | Mgmt | For | TNA | N/A | |||
12 | Elect Andreas Schmid | Mgmt | For | TNA | N/A | |||
13 | Elect James Donald | Mgmt | For | TNA | N/A | |||
14 | Elect Markus Fiechter | Mgmt | For | TNA | N/A | |||
15 | Elect Jakob Baer | Mgmt | For | TNA | N/A | |||
16 | Elect Ajai Puri | Mgmt | For | TNA | N/A | |||
17 | Elect Nicoals Jacobs | Mgmt | For | TNA | N/A | |||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
19 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Bertrandt AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDT | CINS D1014N107 | 02/20/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Intra-company Control Agreement with Bertrandt Fahrerprobung Sud GmbH | Mgmt | For | TNA | N/A | |||
9 | Intra-company Control Agreement with Bertrandt Ehningen GmbH | Mgmt | For | TNA | N/A | |||
10 | Intra-company Control Agreement with Bertrandt GmbH | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Bilfinger SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBF | CINS D11648108 | 04/18/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Elect Herbert Bodner | Mgmt | For | TNA | N/A | |||
9 | Elect Jens Tischendorf | Mgmt | For | TNA | N/A | |||
10 | Elect Wolfgang Faden as a Substitute Shareholder Representative | Mgmt | For | TNA | N/A | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
13 | Profit-and-Loss Transfer Agreement with Bilfinger Industrial Technologies | Mgmt | For | TNA | N/A | |||
14 | Profit-and-Loss Transfer Agreement with Roediger Grundbesitz GmbH | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Remuneration Report | Mgmt | For | TNA | N/A | |||
Boliden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOL | CINS W17218103 | 05/03/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
16 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
17 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Board Size | Mgmt | For | TNA | N/A | |||
20 | Directors' Fees | Mgmt | For | TNA | N/A | |||
21 | Election of Directors | Mgmt | For | TNA | N/A | |||
22 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
25 | Nominating Committee | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
BS Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
138930 | CINS Y0997Y103 | 03/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
3 | Amendments to Articles | Mgmt | For | Against | Against | |||
4 | Elect LIM Young Rok | Mgmt | For | For | For | |||
5 | Elect SUNG Se Hwan | Mgmt | For | For | For | |||
6 | Elect KIM Sung Ho | Mgmt | For | For | For | |||
7 | Elect KIM Woo Suk | Mgmt | For | For | For | |||
8 | Elect LEE Jong Soo | Mgmt | For | For | For | |||
9 | Elect PARK Maeng Eon | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member : KIM Sung Ho | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member : KIM Woo Suk | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member : PARK Maeng Eon | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bucher Industries AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUCN | CINS H10914176 | 04/11/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Rolf Broglie | Mgmt | For | TNA | N/A | |||
8 | Elect Anita Hauser | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bunzl plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNZL | CINS G16968110 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Philip G. Rogerson | Mgmt | For | For | For | |||
4 | Elect Michael J. Roney | Mgmt | For | For | For | |||
5 | Elect Pat Larmon | Mgmt | For | For | For | |||
6 | Elect Brian May | Mgmt | For | For | For | |||
7 | Elect Peter Johnson | Mgmt | For | For | For | |||
8 | Elect David Sleath | Mgmt | For | For | For | |||
9 | Elect Eugenia Ulasewicz | Mgmt | For | For | For | |||
10 | Elect Jean-Charles Pauze | Mgmt | For | For | For | |||
11 | Elect Meinie Oldersma | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Directors' Remuneration Report | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Burberry Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRBY | CINS G1699R107 | 07/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect John Peace | Mgmt | For | For | For | |||
5 | Elect Angela Ahrendts | Mgmt | For | For | For | |||
6 | Elect Philip Bowman | Mgmt | For | For | For | |||
7 | Elect Ian Carter | Mgmt | For | For | For | |||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
9 | Elect Stephanie George | Mgmt | For | For | For | |||
10 | Elect John Smith | Mgmt | For | For | For | |||
11 | Elect David Tyler | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Burckhardt Compression Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCHN | CINS H12013100 | 06/29/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Remuneration Report | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
8 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles Regarding Registration of Shares | Mgmt | For | TNA | N/A | |||
10 | Elect Hans Hess | Mgmt | For | TNA | N/A | |||
11 | Elect Valentin Vogt | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | In the case of ad-hoc shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHldr | N/A | TNA | N/A | |||
Calfrac Well Services Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFW | CUSIP 129584108 | 05/14/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald P. Mathison | Mgmt | For | TNA | N/A | |||
1.2 | Elect Douglas R. Ramsay | Mgmt | For | TNA | N/A | |||
1.3 | Elect Kevin R. Baker | Mgmt | For | TNA | N/A | |||
1.4 | Elect James S. Blair | Mgmt | For | TNA | N/A | |||
1.5 | Elect Gregory S. Fletcher | Mgmt | For | TNA | N/A | |||
1.6 | Elect Lorne Gartner | Mgmt | For | TNA | N/A | |||
1.7 | Elect R. Timothy Swinton | Mgmt | For | TNA | N/A | |||
1.8 | Elect Fernando Aguilar | Mgmt | For | TNA | N/A | |||
2 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles Regarding Board Appointments | Mgmt | For | TNA | N/A | |||
Canaccord Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 134801109 | 07/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Charles Bralver | Mgmt | For | For | For | |||
2.2 | Elect Peter Brown | Mgmt | For | For | For | |||
2.3 | Elect Massimo Carello | Mgmt | For | For | For | |||
2.4 | Elect William Eeuwes | Mgmt | For | Withhold | Against | |||
2.5 | Elect Michael Harris | Mgmt | For | For | For | |||
2.6 | Elect David Kassie | Mgmt | For | For | For | |||
2.7 | Elect Terrence Lyons | Mgmt | For | Withhold | Against | |||
2.8 | Elect Paul Reynolds | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Canadian Real Estate Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REF.UN | CUSIP 13650J104 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Brough | Mgmt | For | For | For | |||
1.2 | Elect James D. Fisher | Mgmt | For | For | For | |||
1.3 | Elect Brian M. Flood | Mgmt | For | For | For | |||
1.4 | Elect Andrew L. Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Stephen E. Johnson | Mgmt | For | For | For | |||
1.6 | Elect W. Reay Mackay | Mgmt | For | For | For | |||
1.7 | Elect Mary C. Ritchie | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Cap Gemini SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAP | CINS F13587120 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Daniel Bernard | Mgmt | For | Against | Against | |||
9 | Elect Bernard Liautaud | Mgmt | For | Against | Against | |||
10 | Elect Pierre Pringuet | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
13 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Capcom Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9697 | CINS J05187109 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kenzoh Tsujimoto | Mgmt | For | For | For | |||
4 | Elect Haruhiro Tsujimoto | Mgmt | For | For | For | |||
5 | Elect Tamio Oda | Mgmt | For | For | For | |||
6 | Elect Kazuhiko Abe | Mgmt | For | For | For | |||
7 | Elect Yoshifumi Yamashita | Mgmt | For | For | For | |||
8 | Elect Katsuhiko Ichii | Mgmt | For | For | For | |||
9 | Elect Yohichi Egawa | Mgmt | For | For | For | |||
10 | Elect Hiroshi Yasuda | Mgmt | For | For | For | |||
11 | Elect Makoto Matsuo | Mgmt | For | For | For | |||
12 | Elect Takayuki Morinaga | Mgmt | For | For | For | |||
Cape Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIU | CINS G1933N102 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Tim Eggar | Mgmt | For | Against | Against | |||
5 | Elect Michael Merton | Mgmt | For | Against | Against | |||
6 | Elect Brendan Connolly | Mgmt | For | Against | Against | |||
7 | Elect Joe Oatley | Mgmt | For | Against | Against | |||
8 | Elect Michael Speakman | Mgmt | For | Against | Against | |||
9 | Elect Leslie Van de Walle | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Carl Zeiss Meditec AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFX | CINS D14895102 | 03/05/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Centerra Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CG | CUSIP 152006102 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ian Atkinson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard Connor | Mgmt | For | Withhold | Against | |||
1.3 | Elect Raphael Girard | Mgmt | For | Withhold | Against | |||
1.4 | Elect Karybek Ibraev | Mgmt | For | Withhold | Against | |||
1.5 | Elect Stephen A. Lang | Mgmt | For | Withhold | Against | |||
1.6 | Elect John W. Lill | Mgmt | For | Withhold | Against | |||
1.7 | Elect Amangeldy Muraliev | Mgmt | For | Withhold | Against | |||
1.8 | Elect Sheryl K. Pressler | Mgmt | For | Withhold | Against | |||
1.9 | Elect Terry V. Rogers | Mgmt | For | Withhold | Against | |||
1.10 | Elect Bruce V. Walter | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Century Tokyo Leasing Corp (fka Century Leasing System Inc) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8439 | CINS J05607106 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Toshihito Tamba | Mgmt | For | For | For | |||
3 | Elect Shunichi Asada | Mgmt | For | For | For | |||
4 | Elect Makoto Nogami | Mgmt | For | For | For | |||
5 | Elect Kohichi Nakajima | Mgmt | For | For | For | |||
6 | Elect Masao Mizuno | Mgmt | For | For | For | |||
7 | Elect Masuo Suzuki | Mgmt | For | For | For | |||
8 | Elect Masataka Yukiya | Mgmt | For | For | For | |||
9 | Elect Hideo Kondoh | Mgmt | For | For | For | |||
10 | Elect Yoshinori Shimizu | Mgmt | For | For | For | |||
China BlueChemical Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3983 | CINS Y14251105 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Directors' Report | Mgmt | For | For | For | |||
5 | Supervisors' Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | FInancial Budget | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Elect WANG Mingyang as Supervisor | Mgmt | For | Against | Against | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
China New Town Development Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D4N | CINS G2156N100 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Virgin Islands (British) | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Shi Jian | Mgmt | For | Against | Against | |||
5 | Elect Li Yao Min | Mgmt | For | Against | Against | |||
6 | Elect Gu Biya | Mgmt | For | Against | Against | |||
7 | Elect Yang Yonggang | Mgmt | For | Against | Against | |||
8 | Elect Song Yiqing | Mgmt | For | Against | Against | |||
9 | Elect E Hock Yap | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to grant options and issue Shares under CNTD share Option Scheme | Mgmt | For | For | For | |||
Chiyoda Integre Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6915 | CINS J0627M104 | 11/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Akira Satoh | Mgmt | For | For | For | |||
3 | Elect Takumi Murasawa | Mgmt | For | For | For | |||
4 | Elect Akira Oikawa | Mgmt | For | For | For | |||
5 | Elect Hiroyasu Kanabe | Mgmt | For | For | For | |||
6 | Elect Naofumi Watanabe as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Close Brothers Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CINS G22120102 | 11/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect P. Strone Macpherson | Mgmt | For | Against | Against | |||
5 | Elect Preben Prebensen | Mgmt | For | Against | Against | |||
6 | Elect Stephen Hodges | Mgmt | For | Against | Against | |||
7 | Elect Jonathan Howell | Mgmt | For | Against | Against | |||
8 | Elect Bruce Carnegie-Brown | Mgmt | For | Against | Against | |||
9 | Elect Jamie Cayzer-Colvin | Mgmt | For | Against | Against | |||
10 | Elect Ray Greenshields | Mgmt | For | Against | Against | |||
11 | Elect Geoffrey Howe | Mgmt | For | Against | Against | |||
12 | Elect Douglas Paterson | Mgmt | For | Against | Against | |||
13 | Elect Shonaid Jemmett-Page | Mgmt | For | Against | Against | |||
14 | Elect Elizabeth Lee | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
DAELIM INDUSTRIAL CO.,LTD | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000210 | CINS Y1860N109 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | Against | Against | |||
4 | Elect KIM Yoon | Mgmt | For | Against | Against | |||
5 | Elect SHIN Jung Sik | Mgmt | For | Against | Against | |||
6 | Elect OH Soo Keun | Mgmt | For | Against | Against | |||
7 | Elect SHIN Young Joon | Mgmt | For | Against | Against | |||
8 | Elect LIM Sung Kyun | Mgmt | For | Against | Against | |||
9 | Elect JANG Dal Jung | Mgmt | For | Against | Against | |||
10 | Election of Board Committee Member: SHIN Jung Sik | Mgmt | For | For | For | |||
11 | Election of Board Committee Member: OH Soo Keun | Mgmt | For | For | For | |||
12 | Election of Board Committee Member: LIM Sung Kyun | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | Against | Against | |||
Dah Sing Financial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0440 | CINS Y19182107 | 05/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect David WONG Shou-Yeh | Mgmt | For | Against | Against | |||
6 | Elect Nicholas J. MAYHEW | Mgmt | For | Against | Against | |||
7 | Elect Hidekazu Horikoshi | Mgmt | For | Against | Against | |||
8 | Elect Seiji Nakamura | Mgmt | For | Against | Against | |||
9 | Elect Yuan Shu | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dampskibsselskabet Norden A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNORD | CINS K19911146 | 04/24/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Alison Riegels | Mgmt | For | TNA | N/A | |||
9 | Elect Karsten Knudsen | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Danieli & C. Officine Meccaniche S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAN | CINS T73148115 | 10/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | List Presented by SIND International S.p.A. | Mgmt | N/A | For | N/A | |||
3 | List Presented by SIND International S.p.A. | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Daum Communication Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
035720 | CINS Y2020U108 | 03/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect CHOI Jun Ho | Mgmt | For | For | For | |||
4 | Elect David Hoffman | Mgmt | For | For | For | |||
5 | Election of Audit Committee Member: HAN Soo Jung | Mgmt | For | For | For | |||
6 | Election of Audit Committee Member: CHOI Jun Ho | Mgmt | For | For | For | |||
7 | Election of Audit Committee Member: David Hoffman | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
De' Longhi S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLG | CINS T3508H102 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | List Presented by De Longhi Industrial S.A. | Mgmt | N/A | Against | N/A | |||
4 | List Presented by De Longhi Industrial S.A. | Mgmt | N/A | For | N/A | |||
5 | Authority to Repurchase Shares and Reissue Shares | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
DGB Financial Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
139130 | CINS Y2058E109 | 03/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect PARK Dong Gwan | Mgmt | For | For | For | |||
5 | Elect AHN Choong Young | Mgmt | For | For | For | |||
6 | Elect LEE Jung Do | Mgmt | For | For | For | |||
7 | Elect KIM Ssang Soo | Mgmt | For | For | For | |||
8 | Elect JANG Ik Hyun | Mgmt | For | For | For | |||
9 | Elect LEE Ji Eun | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member: AHN Choong Young | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: KIM Ssang Soo | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member: JANG Ik Hyun | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Diasorin S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIA | CINS T3475Y104 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits and Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | List presented by IP Investimenti e Partecipazioni S.r.l. | Mgmt | N/A | Against | N/A | |||
6 | List presented by IP Investimenti e Partecipazioni S.r.l. | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Disco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6146 | CINS J12327102 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Hitoshi Mizorogi | Mgmt | For | For | For | |||
3 | Elect Kazuma Sekiya | Mgmt | For | For | For | |||
4 | Elect Hideyuki Sekiya | Mgmt | For | For | For | |||
5 | Elect Takao Tamura | Mgmt | For | For | For | |||
6 | Elect Keizoh Sekiya | Mgmt | For | For | For | |||
7 | Elect Ishiroh Inazaki | Mgmt | For | For | For | |||
8 | Election of Mimata Tsutomu as Statutory Auditor | Mgmt | For | For | For | |||
9 | Bonus | Mgmt | For | For | For | |||
Dollarama Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOL | CUSIP 25675T107 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | |||
1.2 | Elect Gregory David | Mgmt | For | For | For | |||
1.3 | Elect Stephen K. Gunn | Mgmt | For | For | For | |||
1.4 | Elect Nicholas Nomicos | Mgmt | For | For | For | |||
1.5 | Elect Larry Rossy | Mgmt | For | For | For | |||
1.6 | Elect Neil Rossy | Mgmt | For | For | For | |||
1.7 | Elect Richard G. Roy | Mgmt | For | For | For | |||
1.8 | Elect John J. Swidler | Mgmt | For | For | For | |||
1.9 | Elect Huw Thomas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
5 | Elect Harold H. MacKay | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
9 | Elect Denis Turcotte | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
Dong-A Pharmaceutical Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000640 | CINS Y20949106 | 01/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Spin-off | Mgmt | For | For | For | |||
3 | Amendments to Articles - Company Name | Mgmt | For | For | For | |||
4 | Amendments to Articles - Business Purpose | Mgmt | For | For | For | |||
5 | Amendments to Articles - Issuance of New Shares | Mgmt | For | For | For | |||
6 | Amendments to Articles - Board Size | Mgmt | For | For | For | |||
7 | Elect LEE Dong Hoon | Mgmt | For | Against | Against | |||
8 | Elect KANG Soo Hyung | Mgmt | For | Against | Against | |||
9 | Elect CHAE Hong Ki | Mgmt | For | Against | Against | |||
10 | Elect CHO Bong Soon | Mgmt | For | Against | Against | |||
Dong-A Pharmaceutical Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000640 | CINS Y20949106 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Article 9. Preemptive Right | Mgmt | For | For | For | |||
3 | Article 27.2 Share Disposal of Subsidiary | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Dongbu Insurance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005830 | CINS Y2096K109 | 06/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||
3 | Election of Independent Audit Committee Members (Slate) | Mgmt | For | For | For | |||
4 | Election of Non-independent Audit Committee Member: ANN Hyung Joon | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Dowa Holdings Co., Ltd. (fka Dowa Mining) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5714 | CINS J12432126 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masao Yamada | Mgmt | For | For | For | |||
3 | Elect Fumitoshi Sugiyama | Mgmt | For | For | For | |||
4 | Elect Hiroshi Nakashio | Mgmt | For | For | For | |||
5 | Elect Hiroyuki Kai | Mgmt | For | For | For | |||
6 | Elect Katsuji Matsushita | Mgmt | For | For | For | |||
7 | Elect Eiji Hosoda | Mgmt | For | For | For | |||
8 | Elect Kazu Iwano | Mgmt | For | Against | Against | |||
9 | Elect Osamu Hamamatsu | Mgmt | For | Against | Against | |||
10 | Elect Kohichiroh Ohba as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Dragon Oil Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGO | CINS G2828W132 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mohammed Al Ghurair | Mgmt | For | Against | Against | |||
4 | Elect Abdul Jaleel Al Khalifa | Mgmt | For | Against | Against | |||
5 | Elect Ahmad Sharaf | Mgmt | For | Against | Against | |||
6 | Elect Ahmad Al Muhairbi | Mgmt | For | Against | Against | |||
7 | Elect Saeed Al Mazrooei | Mgmt | For | Against | Against | |||
8 | Elect Thor Haugnaess | Mgmt | For | Against | Against | |||
9 | Directors' Remuneration Report | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Meeting Location | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares and Re issuance of Treasury Shares | Mgmt | For | For | For | |||
DSV A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSV | CINS K3013J154 | 03/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees 2012 | Mgmt | For | TNA | N/A | |||
8 | Directors' Fees 2013 | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Elect Kurt K. Larsen | Mgmt | For | TNA | N/A | |||
11 | Elect Erik B. Pedersen | Mgmt | For | TNA | N/A | |||
12 | Elect Kaj Christiansen | Mgmt | For | TNA | N/A | |||
13 | Elect Annette Sadolin | Mgmt | For | TNA | N/A | |||
14 | Elect Birgit W. Norgaard | Mgmt | For | TNA | N/A | |||
15 | Elect Thomas Plenborg | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
19 | Amendments to Authority to Issue Convertible Securities | Mgmt | For | TNA | N/A | |||
20 | Amendment to Articles | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dufry AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUFN | CINS H2082J107 | 04/30/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Board Size | Mgmt | For | TNA | N/A | |||
7 | Elect Jorge Born, Jr. | Mgmt | For | TNA | N/A | |||
8 | Elect Luis Andres Holzer Neumann | Mgmt | For | TNA | N/A | |||
9 | Elect Jose Lucas Ferreira de Melo | Mgmt | For | TNA | N/A | |||
10 | Elect Joaquin Moya-Angeler Cabrera | Mgmt | For | TNA | N/A | |||
11 | Elect Julian Diaz Gonzalez | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Exercise the voting rights in accordance with the proposals of the Board of Directors | Mgmt | For | TNA | N/A | |||
15 | Abstain from voting | Mgmt | For | TNA | N/A | |||
Ensign Energy Services Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESI | CUSIP 293570107 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect N. Murray Edwards | Mgmt | For | For | For | |||
2.2 | Elect Robert H. Geddes | Mgmt | For | For | For | |||
2.3 | Elect James B. Howe | Mgmt | For | For | For | |||
2.4 | Elect Len O. Kangas | Mgmt | For | For | For | |||
2.5 | Elect Selby W. Porter | Mgmt | For | For | For | |||
2.6 | Elect John G. Schroeder | Mgmt | For | For | For | |||
2.7 | Elect Kenneth J. Skirka | Mgmt | For | For | For | |||
2.8 | Elect Gail D. Surkan | Mgmt | For | For | For | |||
2.9 | Elect Barth E. Whitham | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
EVN AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVN | CINS A19833101 | 01/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Management and Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Elect Thomas Kusterer | Mgmt | For | For | For | |||
Flight Centre Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLT | CINS Q39175106 | 10/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter Morahan | Mgmt | For | For | For | |||
3 | Elect John Eales | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Appoint Auditor | Mgmt | For | For | For | |||
Forbo Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORN | CINS H26865214 | 04/26/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Albert Gnagi | Mgmt | For | TNA | N/A | |||
8 | Elect Michael Pieper | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Additional and/or counter proposals; no additional and/or counter proposals have been submitted at this time | ShrHldr | N/A | TNA | N/A | |||
Forbo Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FORN | CINS H26865214 | 11/05/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | |||
4 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
5 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Fred. Olsen Energy ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOE | CINS R25663106 | 05/28/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Opening of Meeting | Mgmt | For | TNA | N/A | |||
7 | Election of Presiding Chairman and an Individual to Check Minutes; Notice of Meeting and Agenda | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Authority to Issue Shares and Convertible Debt Instruments w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
14 | Elect Anette S. Olsen | Mgmt | For | TNA | N/A | |||
15 | Elect Cecilie B. Heuch | Mgmt | For | TNA | N/A | |||
16 | Elect Agnar Gravdal | Mgmt | For | TNA | N/A | |||
17 | Elect Jan Peter Valheim | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fuyo General Lease | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8424 | CINS J1755C108 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshiyuki Ogura | Mgmt | For | For | For | |||
4 | Elect Takashi Satoh | Mgmt | For | For | For | |||
5 | Elect Shuji Ayabe | Mgmt | For | For | For | |||
6 | Elect Shohzoh Kazama | Mgmt | For | For | For | |||
7 | Elect Shunzoh Yoneda | Mgmt | For | For | For | |||
8 | Elect Shinya Aizawa | Mgmt | For | For | For | |||
9 | Elect Kazuori Yoshizumi | Mgmt | For | For | For | |||
10 | Elect Takao Sohtome | Mgmt | For | For | For | |||
11 | Elect Nobuya Minami | Mgmt | For | For | For | |||
12 | Elect Teruhiko Numano | Mgmt | For | For | For | |||
13 | Elect Sumio Uesugi | Mgmt | For | Against | Against | |||
Genel Energy Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GENL | CINS G3791G104 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
4 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
5 | Elect Julian Metherell | Mgmt | For | For | For | |||
6 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
7 | Elect James William Leng | Mgmt | For | For | For | |||
8 | Elect Mehmet Ogutcu | Mgmt | For | For | For | |||
9 | Elect Mark Parris | Mgmt | For | For | For | |||
10 | Elect George Rose | Mgmt | For | For | For | |||
11 | Elect Nathaniel P. Rothschild | Mgmt | For | Against | Against | |||
12 | Elect Gulsun Nazli Karamehmet Williams | Mgmt | For | For | For | |||
13 | Elect Murat Yazici | Mgmt | For | For | For | |||
14 | Elect Chakib Sbiti | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Georg Fischer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FI-N | CINS H26091142 | 03/20/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Compensation Report | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
8 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Roman Boutellier | Mgmt | For | TNA | N/A | |||
11 | Elect Zhiqiang Zhang | Mgmt | For | TNA | N/A | |||
12 | Elect Roger Michaelis | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Additional and/or counter-proposals; no additional proposals have been submitted at this time | ShrHldr | N/A | TNA | N/A | |||
Gerresheimer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXI | CINS D2852S109 | 04/18/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Gerry Weber International AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWI | CINS D95473225 | 06/06/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
10 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | TNA | N/A | |||
11 | Intra-company Control Agreements | Mgmt | For | TNA | N/A | |||
12 | Intra-company Control Agreements | Mgmt | For | TNA | N/A | |||
13 | Intra-company Control Agreements | Mgmt | For | TNA | N/A | |||
Gildemeister AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIL | CINS D2825P117 | 05/17/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Elect Raimund Klinkner | Mgmt | For | TNA | N/A | |||
9 | Elect Edgar Ernst | Mgmt | For | TNA | N/A | |||
10 | Elect Masahiko Mori | Mgmt | For | TNA | N/A | |||
11 | Elect Ulrich Hocker | Mgmt | For | TNA | N/A | |||
12 | Elect Hans Henning Offen | Mgmt | For | TNA | N/A | |||
13 | Elect Berend Denkena | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Great Eastern Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G07 | CINS Y2854Q108 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEONG Choong Kong | Mgmt | For | Against | Against | |||
4 | Elect TAN Yam Pin | Mgmt | For | Against | Against | |||
5 | Elect Norman IP Ka Cheung | Mgmt | For | Against | Against | |||
6 | Elect LEE Chien Shih | Mgmt | For | Against | Against | |||
7 | Elect LAW Song Keng | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Issue Shares under Scrip Dividend Scheme | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | New Agreement of Shared Reponsibilities | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
5 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | |||
2 | Agreement of Shared Responsibilities | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | |||
5 | Elect Bertha Gonzalez Moreno | Mgmt | For | Against | Against | |||
6 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | |||
7 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | |||
8 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | |||
9 | Elect Herminio Blanco Mendoza | Mgmt | For | Against | Against | |||
10 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | |||
11 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | |||
12 | Elect Armando Garza Sada | Mgmt | For | Against | Against | |||
13 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | |||
14 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | |||
16 | Elect Miguel Aleman Magnani | Mgmt | For | Against | Against | |||
17 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | |||
18 | Elect Alejandro Valenzuela del Rio | Mgmt | For | Against | Against | |||
19 | Elect Alternate Jesus O. Garza Martinez | Mgmt | For | Against | Against | |||
20 | Elect Alternate Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | |||
21 | Elect Alternate Jose G. Garza Montemayor | Mgmt | For | Against | Against | |||
22 | Elect Alternate Alberto Saba Ades | Mgmt | For | Against | Against | |||
23 | Elect Alternate Isaac Becker Kabacnik | Mgmt | For | Against | Against | |||
24 | Elect Alternate Manuel Aznar Nicolin | Mgmt | For | Against | Against | |||
25 | Elect Alternate Ramon A. Leal Chapa | Mgmt | For | Against | Against | |||
26 | Elect Alternate Julio Cesar Mendez Rubio | Mgmt | For | Against | Against | |||
27 | Elect Alternate Guillermo Mascarenas Milmo | Mgmt | For | Against | Against | |||
28 | Elect Alternate Javier Molinar Horcasitas | Mgmt | For | Against | Against | |||
29 | Elect Alternate Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | |||
30 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
31 | Election of Board Secretary and Deputy Secretary | Mgmt | For | For | For | |||
32 | Directors' Fees | Mgmt | For | For | For | |||
33 | Elect Hector Reyes Retana | Mgmt | For | For | For | |||
34 | Elect Herminio Blanco Mendoza | Mgmt | For | For | For | |||
35 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | |||
36 | Elect Patricia Armendariz Guerra | Mgmt | For | For | For | |||
37 | Elect Julio Cesar Mendez Rubio | Mgmt | For | For | For | |||
38 | Elect Juan Carlos Braniff Hierro | Mgmt | For | For | For | |||
39 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | |||
40 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | |||
41 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | |||
42 | Elect Alejandro Valenzuela del Rio | Mgmt | For | For | For | |||
43 | Elect Manuel Romo Villafuerte | Mgmt | For | For | For | |||
44 | Elect Fernando Solis Soberon | Mgmt | For | For | For | |||
45 | Elect Gerardo Zamora Nanez | Mgmt | For | For | For | |||
46 | Elect Marcos Ramirez Miguel | Mgmt | For | For | For | |||
47 | Elect David Aaron Margolin Schabes | Mgmt | For | For | For | |||
48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
49 | Amendment to the Duties of the Regional Boards | Mgmt | For | For | For | |||
50 | Certification of Articles | Mgmt | For | For | For | |||
51 | Election of Meeting Delegates | Mgmt | For | For | For | |||
52 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 10/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
GS Home Shopping Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
028150 | cins Y2901Q101 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect HUH Tae Soo | Mgmt | For | Against | Against | |||
3 | Elect YOO Kyeong Soo | Mgmt | For | Against | Against | |||
4 | Elect JEONG Chan Soo | Mgmt | For | Against | Against | |||
5 | Elect LEE Man Woo | Mgmt | For | Against | Against | |||
6 | Elect KOO Hee Kwon | Mgmt | For | Against | Against | |||
7 | Election of Audit Committee Member: LEE Man Woo | Mgmt | For | Against | Against | |||
8 | Election of Audit Committee Member: KOO Hee Kwon | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
Gunma Bank Limited (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8334 | CINS J17766106 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Yomo | Mgmt | For | For | For | |||
4 | Elect Kazuo Saitoh | Mgmt | For | For | For | |||
5 | Elect Kazuo Kibe | Mgmt | For | For | For | |||
6 | Elect Tomisaburoh Igarashi | Mgmt | For | For | For | |||
7 | Elect Kenichi Takai | Mgmt | For | For | For | |||
8 | Elect Masayuki Murota | Mgmt | For | For | For | |||
9 | Elect Hisao Tsunoda | Mgmt | For | For | For | |||
10 | Elect Takaya Kimura | Mgmt | For | For | For | |||
11 | Elect Shigeaki Ninomiya | Mgmt | For | For | For | |||
12 | Elect Isamu Tsukui | Mgmt | For | For | For | |||
13 | Elect Hiroshi Kurihara | Mgmt | For | For | For | |||
14 | Elect Nobuyuki Horie | Mgmt | For | For | For | |||
15 | Elect Akihiko Fukai | Mgmt | For | For | For | |||
H. Lundbeck A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUN | CINS K4406L129 | 03/21/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Elect Hakan Bjorklund | Mgmt | For | TNA | N/A | |||
10 | Elect Christian Dyvig | Mgmt | For | TNA | N/A | |||
11 | Elect Thorleif Krarup | Mgmt | For | TNA | N/A | |||
12 | Elect Jes Ostergaard | Mgmt | For | TNA | N/A | |||
13 | Elect Melanie G Lee | Mgmt | For | TNA | N/A | |||
14 | Elect Lars Rasmussen | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Hargreaves Lansdown Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HL | CINS G43940108 | 11/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Elect Michael Evans | Mgmt | For | For | For | |||
5 | Elect Ian Gorham | Mgmt | For | For | For | |||
6 | Elect Tracey Taylor | Mgmt | For | For | For | |||
7 | Elect Peter Hargreaves | Mgmt | For | For | For | |||
8 | Elect Jonathan Bloomer | Mgmt | For | For | For | |||
9 | Elect Chris Barling | Mgmt | For | For | For | |||
10 | Elect Stephen Robertson | Mgmt | For | For | For | |||
11 | Elect Dharmash Mistry | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Share Option Plan | Mgmt | For | For | For | |||
Harry Winston Diamond Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HW | CUSIP 41587B100 | 07/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew Barrett | Mgmt | For | For | For | |||
1.2 | Elect Micheline Bouchard | Mgmt | For | For | For | |||
1.3 | Elect David Carey | Mgmt | For | For | For | |||
1.4 | Elect Robert Gannicott | Mgmt | For | For | For | |||
1.5 | Elect Noel Harwerth | Mgmt | For | For | For | |||
1.6 | Elect Daniel Jarvis | Mgmt | For | For | For | |||
1.7 | Elect Jean-Marc Loubier | Mgmt | For | For | For | |||
1.8 | Elect Laurent Mommeja | Mgmt | For | For | For | |||
1.9 | Elect J. Roger Phillimore | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | 2012 Restricted Share Unit Plan | Mgmt | For | For | For | |||
Hays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CINS G4361D109 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Pippa Wicks | Mgmt | For | For | For | |||
5 | Elect Alan Thomson | Mgmt | For | For | For | |||
6 | Elect Alistair Cox | Mgmt | For | For | For | |||
7 | Elect Paul Venables | Mgmt | For | For | For | |||
8 | Elect William Eccleshare | Mgmt | For | For | For | |||
9 | Elect Paul Harrison | Mgmt | For | For | For | |||
10 | Elect Victoria Jarman | Mgmt | For | For | For | |||
11 | Elect Richard Smelt | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
Horiba Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6856 | CINS J22428106 | 03/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Atsushi Horiba | Mgmt | For | For | For | |||
3 | Elect Kohzoh Ishida | Mgmt | For | For | For | |||
4 | Elect Fumitoshi Satoh | Mgmt | For | For | For | |||
5 | Elect Juichi Saitoh | Mgmt | For | For | For | |||
6 | Elect Masahiro Sugita | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
Hugo Boss AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOS3 | CINS D34902102 | 05/16/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Amendment to Intra-company Control Agreement with HUGO BOSS Beteiligungsgesellschaft mbH | Mgmt | For | TNA | N/A | |||
12 | Amendment to Intra-company Control Agreement with HUGO BOSS Internationale Beteiligungs GmbH | Mgmt | For | TNA | N/A | |||
Hutchison Telecommunications Hong Kong Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
215 | CINS G4672G106 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Peter WONG King Fai | Mgmt | For | Against | Against | |||
6 | Elect Frank J. Sixt | Mgmt | For | Against | Against | |||
7 | Elect Rosanna WONG Yick Ming | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Hyundai Marine & Fire Insurance Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 02/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
Hyundai Marine & Fire Insurance Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 06/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect CHUNG Mong Yoon | Mgmt | For | For | For | |||
3 | Elect KIM Hee Dong | Mgmt | For | For | For | |||
4 | Election of Audit Committee Member : KIM Hee Dong | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Hyundai Mipo Dockyard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
010620 | CINS Y3844T103 | 03/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||
3 | Election of Audit Committee Member : PARK Hae Sung | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
IMI plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMI | CINS G47152106 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Directors' Remuneration Report | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Phil Bentley | Mgmt | For | For | For | |||
8 | Elect Carl-Peter Forster | Mgmt | For | For | For | |||
9 | Elect Birgit W. Norgaard | Mgmt | For | For | For | |||
10 | Elect Douglas Hurt | Mgmt | For | For | For | |||
11 | Elect Martin J. Lamb | Mgmt | For | For | For | |||
12 | Elect Roy M. Twite | Mgmt | For | For | For | |||
13 | Elect Anita Frew | Mgmt | For | For | For | |||
14 | Elect Roberto Quarta | Mgmt | For | For | For | |||
15 | Elect Bob J. Stack | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Imtech N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IM | CINS N7635T109 | 12/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Elect Gerard van de Aast to the Management Board | Mgmt | For | For | For | |||
3 | Amendment to the Long-term Incentive Plan | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Inchcape plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INCH | CINS G47320208 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Ken Hanna | Mgmt | For | Against | Against | |||
5 | Elect Andre Lacroix | Mgmt | For | Against | Against | |||
6 | Elect John McConnell | Mgmt | For | Against | Against | |||
7 | Elect Simon A. Borrows | Mgmt | For | Against | Against | |||
8 | Elect Alison Cooper | Mgmt | For | Against | Against | |||
9 | Elect Nigel Northridge | Mgmt | For | Against | Against | |||
10 | Elect Vicky Bindra | Mgmt | For | Against | Against | |||
11 | Elect Till Vestring | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial Alliance Insurance and Financial Services Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CUSIP 455871103 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anne Belec | Mgmt | For | For | For | |||
1.2 | Elect Pierre Brodeur | Mgmt | For | For | For | |||
1.3 | Elect Yvon Charest | Mgmt | For | For | For | |||
1.4 | Elect Michel Gervais | Mgmt | For | For | For | |||
1.5 | Elect Lise Lachapelle | Mgmt | For | For | For | |||
1.6 | Elect John LeBoutillier | Mgmt | For | For | For | |||
1.7 | Elect Jacques Martin | Mgmt | For | For | For | |||
1.8 | Elect Francis P. McGuire | Mgmt | For | For | For | |||
1.9 | Elect Mary C. Ritchie | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ingenico | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ING | CINS F51723116 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Ratification of Board Acts; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Package (Philippe Lazare) | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
15 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | Against | Against | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
21 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan For Overseas Employees | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
25 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
26 | Authority to Use Capital Authorities as Takeover Defense | Mgmt | For | Against | Against | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Innvest Real Estate Investment Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN.UN | CUSIP 45771T132 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Frank Anderson | Mgmt | For | For | For | |||
2.2 | Elect Edward W. Boomer | Mgmt | For | For | For | |||
2.3 | Elect Laurence S. Geller | Mgmt | For | For | For | |||
2.4 | Elect Morton G. Gross | Mgmt | For | For | For | |||
2.5 | Elect Fernand Perreault | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Unitholder Rights Plan Renewal | Mgmt | For | For | For | |||
5 | Amendment to Articles Regarding Electronic Distribution of Materials | Mgmt | For | For | For | |||
Interserve Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRV | CINS G49105102 | 01/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Disposal of PFI Holdings to Trustee | Mgmt | For | For | For | |||
Interserve Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRV | CINS G49105102 | 05/13/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Directors' Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Elect Anne Fahy | Mgmt | For | TNA | N/A | |||
5 | Elect Norman Blackwell | Mgmt | For | TNA | N/A | |||
6 | Elect Les Cullen | Mgmt | For | TNA | N/A | |||
7 | Elect Steven Dance | Mgmt | For | TNA | N/A | |||
8 | Elect Tim Haywood | Mgmt | For | TNA | N/A | |||
9 | Elect Keith Ludeman | Mgmt | For | TNA | N/A | |||
10 | Elect Bruce Melizan | Mgmt | For | TNA | N/A | |||
11 | Elect Adrian Ringrose | Mgmt | For | TNA | N/A | |||
12 | Elect Dougie Sutherland | Mgmt | For | TNA | N/A | |||
13 | Elect David Thorpe | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
16 | Authorisation of Political Donations | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
33 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
35 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
39 | Amendments to Articles Regarding Share Certificate Authentication | Mgmt | For | TNA | N/A | |||
40 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | TNA | N/A | |||
41 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intertek Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITRK | CINS G4911B108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir David Reid | Mgmt | For | For | For | |||
5 | Elect Edward Astle | Mgmt | For | For | For | |||
6 | Elect Alan Brown | Mgmt | For | For | For | |||
7 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
8 | Elect Christopher J. Knight | Mgmt | For | For | For | |||
9 | Elect Louise Makin | Mgmt | For | For | For | |||
10 | Elect Lloyd Pitchford | Mgmt | For | For | For | |||
11 | Elect Michael P. Wareing | Mgmt | For | For | For | |||
12 | Elect Lena Wilson | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intrum Justitia AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IJ | CINS W4662R106 | 04/24/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Election of Directors | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Nomination Committee | Mgmt | For | TNA | N/A | |||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Itochu Techno-Solutions Corporation (fka: Itochu Techno Science) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4739 | CINS J25022104 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Satoshi Kikuchi | Mgmt | For | For | For | |||
3 | Elect Yoshinori Warashina | Mgmt | For | For | For | |||
4 | Elect Shuji Ikeda | Mgmt | For | For | For | |||
5 | Elect Shinichiroh Sakuraba | Mgmt | For | For | For | |||
6 | Elect Masaaki Matsuzawa | Mgmt | For | For | For | |||
7 | Elect Shigemitsu Takatori | Mgmt | For | For | For | |||
8 | Elect Mitsuaki Katoh | Mgmt | For | For | For | |||
9 | Elect Takahiro Susaki | Mgmt | For | For | For | |||
10 | Elect Katsuyuki Shirota | Mgmt | For | For | For | |||
11 | Elect Takatoshi Matsumoto | Mgmt | For | For | For | |||
12 | Elect Makiko Nakamori | Mgmt | For | For | For | |||
13 | Elect Shunsuke Noda | Mgmt | For | For | For | |||
14 | Elect Shintaroh Ishimaru as Statutory Auditor | Mgmt | For | Against | Against | |||
Japan Petroleum Exploration Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1662 | CINS J2740Q103 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yuji Tanahashi | Mgmt | For | For | For | |||
4 | Elect Osamu Watanabe | Mgmt | For | For | For | |||
5 | Elect Hiroshi Satoh | Mgmt | For | For | For | |||
6 | Elect Shohichi Ishii | Mgmt | For | For | For | |||
7 | Elect Mitsuru Saitoh | Mgmt | For | For | For | |||
8 | Elect Junichi Matsumoto | Mgmt | For | For | For | |||
9 | Elect Nobuyuki Ogura | Mgmt | For | For | For | |||
10 | Elect Hitoshi Yamatoya | Mgmt | For | For | For | |||
11 | Elect Kazuo Nakayama | Mgmt | For | For | For | |||
12 | Elect Kiyoshi Ogino | Mgmt | For | For | For | |||
13 | Elect Hikaru Fukasawa | Mgmt | For | For | For | |||
14 | Elect Yohsuke Higai | Mgmt | For | For | For | |||
15 | Elect Shigeru Mitsuya | Mgmt | For | For | For | |||
16 | Elect Kazuo Kawakami | Mgmt | For | For | For | |||
17 | Elect Nobuaki Moritani | Mgmt | For | Against | Against | |||
18 | Elect Morio Ishizeki | Mgmt | For | Against | Against | |||
19 | Retirement Allowances for Directors and Statutory Auditors | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
21 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
Japan Real Estate Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8952 | CINS J27523109 | 03/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Noritada Terasawa | Mgmt | For | For | For | |||
3 | Elect Hiroshi Katayama as Alternate Executive Director | Mgmt | For | For | For | |||
4 | Elect Kenji Kusakabe | Mgmt | For | For | For | |||
5 | Elect Tomohiro Okanoya | Mgmt | For | For | For | |||
JM AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JM | CINS W4939T109 | 04/25/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
12 | Board Size | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees | Mgmt | For | TNA | N/A | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee | Mgmt | For | TNA | N/A | |||
19 | Compensation Plan | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
21 | Authority to Issue Convertible Debt Instruments Pursuant to Employee Incentive Program | Mgmt | For | TNA | N/A | |||
22 | Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
23 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
JSR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4185 | CINS J2856K106 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mitsunobu Koshiba | Mgmt | For | For | For | |||
4 | Elect Hozumi Satoh | Mgmt | For | For | For | |||
5 | Elect Yoshinori Yoshida | Mgmt | For | For | For | |||
6 | Elect Hayato Hirano | Mgmt | For | For | For | |||
7 | Elect Takuya Gotoh | Mgmt | For | For | For | |||
8 | Elect Michio Kariya | Mgmt | For | For | For | |||
9 | Elect Kazunori Yagi | Mgmt | For | For | For | |||
10 | Elect Hiroichi Uekusa | Mgmt | For | For | For | |||
11 | Elect Yasumi Kawasaki | Mgmt | For | Against | Against | |||
12 | Elect Makoto Doi as Alternate Statutory Auditor | Mgmt | For | Against | Against | |||
13 | Bonus | Mgmt | For | For | For | |||
14 | Equity Compensation Plan | Mgmt | For | For | For | |||
Kakaku.com Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2371 | CINS J29258100 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kaoru Hayashi | Mgmt | For | For | For | |||
4 | Elect Minoru Tanaka | Mgmt | For | For | For | |||
5 | Elect Shohnosuke Hata | Mgmt | For | For | For | |||
6 | Elect Taizoh Ieuji | Mgmt | For | For | For | |||
7 | Elect Kenji Fujiwara | Mgmt | For | For | For | |||
8 | Elect Hajime Uemura | Mgmt | For | For | For | |||
9 | Elect Shingo Yuki | Mgmt | For | For | For | |||
10 | Elect Atsuhiro Murakami | Mgmt | For | For | For | |||
11 | Elect Ohki Matsumoto | Mgmt | For | For | For | |||
12 | Elect Yoshiharu Hayakawa | Mgmt | For | For | For | |||
13 | Elect Ryuhei Akiyama | Mgmt | For | For | For | |||
14 | Elect Shinichi Sejimo as Statutory Auditor | Mgmt | For | For | For | |||
15 | Elect Tetsuo Itoh as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kamigumi Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9364 | CINS J29438116 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masami Kubo | Mgmt | For | For | For | |||
5 | Elect Yoshihiro Fukai | Mgmt | For | For | For | |||
6 | Elect Kohji Mukai | Mgmt | For | For | For | |||
7 | Elect Hideo Makita | Mgmt | For | For | For | |||
8 | Elect Toshio Hirase | Mgmt | For | For | For | |||
9 | Elect Norihito Tahara | Mgmt | For | For | For | |||
10 | Elect Kuniharu Saeki | Mgmt | For | For | For | |||
11 | Elect Toshihiro Horiuchi | Mgmt | For | For | For | |||
12 | Elect Yohichiroh Ichihara | Mgmt | For | For | For | |||
13 | Elect Katsumi Murakami | Mgmt | For | For | For | |||
14 | Elect Tatsuhiko Miyazaki | Mgmt | For | For | For | |||
15 | Elect Tetsuo Itakura | Mgmt | For | For | For | |||
16 | Elect Hirokazu Hayashi | Mgmt | For | For | For | |||
Kansai Paint Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4613 | CINS J30255129 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hiroshi Ishino | Mgmt | For | For | For | |||
4 | Elect Mitsuhiro Fukuda | Mgmt | For | For | For | |||
5 | Elect Masanobu Ohta | Mgmt | For | For | For | |||
6 | Elect Kunishi Mohri | Mgmt | For | For | For | |||
7 | Elect Masaru Tanaka | Mgmt | For | For | For | |||
8 | Elect Yoshikazu Takahashi | Mgmt | For | For | For | |||
9 | Elect Kohji Kamikado | Mgmt | For | For | For | |||
10 | Elect HIdenori Furukawa | Mgmt | For | For | For | |||
11 | Elect Shigeaki Nakahara | Mgmt | For | For | For | |||
12 | Elect Yohko Miyazaki as Statutory Auditor | Mgmt | For | For | For | |||
13 | Elect Jun Ueda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
14 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Kazakhmys plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAZ | CINS G5221U108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Michael Lynch-Bell | Mgmt | For | Against | Against | |||
5 | Elect Vladimir Kim | Mgmt | For | Against | Against | |||
6 | Elect Oleg Novachuk | Mgmt | For | Against | Against | |||
7 | Elect Eduard Ogay | Mgmt | For | Against | Against | |||
8 | Elect Philip Aiken | Mgmt | For | Against | Against | |||
9 | Elect Clinton J. Dines | Mgmt | For | Against | Against | |||
10 | Elect Simon Heale | Mgmt | For | Against | Against | |||
11 | Elect Lord Robin Renwick | Mgmt | For | Against | Against | |||
12 | Elect Charles Watson | Mgmt | For | Against | Against | |||
13 | Elect Daulet Yergozhin | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kier Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIE | CINS G52549105 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Amanda Mellor | Mgmt | For | Against | Against | |||
5 | Elect Richard Bailey | Mgmt | For | Against | Against | |||
6 | Elect Steve Bowcott | Mgmt | For | Against | Against | |||
7 | Elect Chris Geoghegan | Mgmt | For | Against | Against | |||
8 | Elect Ian Lawson | Mgmt | For | Against | Against | |||
9 | Elect Haydn Mursell | Mgmt | For | Against | Against | |||
10 | Elect Paul Sheffield | Mgmt | For | Against | Against | |||
11 | Elect Phil White | Mgmt | For | Against | Against | |||
12 | Elect Nick Winser | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Kingspan Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSP | CINS G52654103 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Eugene Murtagh | Mgmt | For | Against | Against | |||
5 | Elect Gene M. Murtagh | Mgmt | For | Against | Against | |||
6 | Elect Geoff P. Doherty | Mgmt | For | Against | Against | |||
7 | Elect Peter Wilson | Mgmt | For | Against | Against | |||
8 | Elect Russell Shiels | Mgmt | For | Against | Against | |||
9 | Elect Gilbert McCarthy | Mgmt | For | Against | Against | |||
10 | Elect David Byrne | Mgmt | For | Against | Against | |||
11 | Elect Brian Hill | Mgmt | For | Against | Against | |||
12 | Elect Helen Kirkpatrick | Mgmt | For | Against | Against | |||
13 | Elect Kieran Murphy | Mgmt | For | Against | Against | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Kobayashi Pharmaceutical Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4967 | CINS J3430E103 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazumasa Kobayashi | Mgmt | For | For | For | |||
3 | Elect Yutaka Kobayashi | Mgmt | For | For | For | |||
4 | Elect Akihiro Kobayashi | Mgmt | For | For | For | |||
5 | Elect Takashi Tsujino | Mgmt | For | For | For | |||
6 | Elect Satoshi Yamane | Mgmt | For | For | For | |||
7 | Elect Haruo Tsuji | Mgmt | For | For | For | |||
8 | Elect Kunio Itoh | Mgmt | For | For | For | |||
9 | Elect Yasuhiko Fujitsu as Alternate Statutory Auditor | Mgmt | For | For | For | |||
10 | Equity Compensation Plan | Mgmt | For | For | For | |||
11 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Krones AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRN | CINS D47441171 | 06/19/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles Regarding Official Announcements | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles Regarding Company's Establishment | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Kurita Water Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6370 | CINS J37221116 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Toshiyuki Nakai | Mgmt | For | For | For | |||
5 | Elect Tetsuo Saeki | Mgmt | For | For | For | |||
6 | Elect Kaoru Kajii | Mgmt | For | For | For | |||
7 | Elect Kohichi Iioka | Mgmt | For | For | For | |||
8 | Elect Kiyoshi Itoh | Mgmt | For | For | For | |||
9 | Elect Motoyuki Yoda | Mgmt | For | For | For | |||
10 | Elect Takahito Namura | Mgmt | For | For | For | |||
11 | Elect Yohichi Kurokawa | Mgmt | For | For | For | |||
12 | Elect Seiji Nakamura | Mgmt | For | For | For | |||
13 | Elect Tamio Uda as Statutory Auditor | Mgmt | For | For | For | |||
14 | Elect Yoshihiro Tsuji as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kuroda Electric Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7517 | CINS J37254109 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takashi Kaneko | Mgmt | For | Against | Against | |||
3 | Elect Nobuyuki Kuroda | Mgmt | For | Against | Against | |||
4 | Elect Kunio Tsuneyama | Mgmt | For | Against | Against | |||
5 | Elect Shigetoshi Okada | Mgmt | For | Against | Against | |||
6 | Elect Syohji Ushijima | Mgmt | For | Against | Against | |||
7 | Elect Teruo Saitoh as Alternate Director | Mgmt | For | Against | Against | |||
Kyorin Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4569 | CINS J37996113 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Masahiro Yamashita | Mgmt | For | Against | Against | |||
2 | Elect Mitsutomo Miyashita | Mgmt | For | Against | Against | |||
3 | Elect Minoru Hogawa | Mgmt | For | Against | Against | |||
4 | Elect Tomiharu Matsumoto | Mgmt | For | Against | Against | |||
5 | Elect Yutaka Ogihara | Mgmt | For | Against | Against | |||
6 | Elect Masakatsu Komuro | Mgmt | For | Against | Against | |||
7 | Elect Satoru Kanai | Mgmt | For | Against | Against | |||
8 | Elect Shigeru Ogihara | Mgmt | For | Against | Against | |||
9 | Elect Senji Ozaki | Mgmt | For | Against | Against | |||
10 | Elect Noriyuki Shikanai | Mgmt | For | Against | Against | |||
Leoni AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEO | CINS D5009P118 | 04/30/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Amendment to Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
LIG Insurance Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
002550 | CINS Y5277H100 | 06/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Member: IM Seong Joon | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
Lululemon Athletica inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LULU | CUSIP 550021109 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bensoussan | Mgmt | For | For | For | |||
1.2 | Elect William H. Glenn | Mgmt | For | For | For | |||
1.3 | Elect Thomas G. Stemberg | Mgmt | For | For | For | |||
1.4 | Elect Dennis J. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Lundin Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUN | CUSIP 550372106 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Colin K. Benner | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald K. Charter | Mgmt | For | Withhold | Against | |||
1.3 | Elect Paul K. Conibear | Mgmt | For | Withhold | Against | |||
1.4 | Elect John H. Craig | Mgmt | For | Withhold | Against | |||
1.5 | Elect Brian D. Edgar | Mgmt | For | Withhold | Against | |||
1.6 | Elect Lukas H. Lundin | Mgmt | For | Withhold | Against | |||
1.7 | Elect Dale C. Peniuk | Mgmt | For | Withhold | Against | |||
1.8 | Elect William A. Rand | Mgmt | For | Withhold | Against | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to Bylaws Regarding Advanced Notice | Mgmt | For | For | For | |||
M1 Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
B2F | CINS Y6132C104 | 04/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect TEO Soon Hoe | Mgmt | For | Against | Against | |||
4 | Elect Roger Barlow | Mgmt | For | Against | Against | |||
5 | Elect CHOW Kok Kee | Mgmt | For | Against | Against | |||
6 | Elect Reggie M. Thein | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under M1 Share Option Scheme | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Adoption of M1 Share Option Scheme 2013 | Mgmt | For | Against | Against | |||
14 | Authority to Grant Options at a Discount | Mgmt | For | For | For | |||
MacDonald, Dettwiler and Associates Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDA | CUSIP 554282103 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Phillips | Mgmt | For | Withhold | Against | |||
1.2 | Elect Daniel E. Friedmann | Mgmt | For | For | For | |||
1.3 | Elect Brian C. Bentz | Mgmt | For | For | For | |||
1.4 | Elect Thomas Chambers | Mgmt | For | For | For | |||
1.5 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | |||
1.6 | Elect Brian G. Kenning | Mgmt | For | For | For | |||
1.7 | Elect Fares F. Salloum | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mando Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
060980 | CINS ADPV14140 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KIM Dae Sik | Mgmt | For | For | For | |||
2 | Election of Audit Committee Member: KIM Dae Sik | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Mandom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4917 | CINS J39659107 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Motonobu Nishimura | Mgmt | For | For | For | |||
4 | Elect Masayoshi Momota | Mgmt | For | For | For | |||
5 | Elect Ryuichi Terabayashi | Mgmt | For | For | For | |||
6 | Elect Kazuyoshi Okada | Mgmt | For | For | For | |||
7 | Elect Tsutomu Tsukada | Mgmt | For | For | For | |||
8 | Elect Satoshi Nakajima | Mgmt | For | For | For | |||
9 | Elect Yoshiaki Saitoh | Mgmt | For | Against | Against | |||
10 | Elect Yukihiro Tsujimura | Mgmt | For | For | For | |||
Maruichi Steel Tube Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5463 | CINS J40046104 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | |||
3 | Elect Yoshinori Yoshimura | Mgmt | For | For | For | |||
4 | Elect Daiji Horikawa | Mgmt | For | For | For | |||
5 | Elect Shohzoh Suzuki | Mgmt | For | For | For | |||
6 | Elect Yoshitaka Meguro | Mgmt | For | For | For | |||
7 | Elect Yoshifumi Takasago | Mgmt | For | For | For | |||
8 | Elect Kenji Nakano | Mgmt | For | For | For | |||
9 | Elect Masuo Okumura as Statutory Auditor | Mgmt | For | For | For | |||
10 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Medusa Mining Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MML | CINS Q59444101 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Re-elect Robert Weinberg | Mgmt | For | Against | Against | |||
2 | Authorise Board to Issue Shares without Preemptive Rights | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Meggitt plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGGT | CINS G59640105 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Colin Terry | Mgmt | For | For | For | |||
5 | Elect Stephen Young | Mgmt | For | For | For | |||
6 | Elect Philip Green | Mgmt | For | For | For | |||
7 | Elect Paul Heiden | Mgmt | For | For | For | |||
8 | Elect Brenda L. Reichelderfer | Mgmt | For | For | For | |||
9 | Elect David Robins | Mgmt | For | For | For | |||
10 | Elect David Williams | Mgmt | For | For | For | |||
11 | Elect Guy Berruyer | Mgmt | For | For | For | |||
12 | Elect Philip Cox | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
Methanex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MX | CUSIP 59151K108 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | |||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | |||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | |||
1.4 | Elect John Floren | Mgmt | For | For | For | |||
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.6 | Elect Robert Kostelnik | Mgmt | For | For | For | |||
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | |||
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | |||
1.9 | Elect John Reid | Mgmt | For | For | For | |||
1.10 | Elect Janice Rennie | Mgmt | For | For | For | |||
1.11 | Elect Monica Sloan | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Metro Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRU | CUSIP 59162N109 | 01/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc DeSerres | Mgmt | For | For | For | |||
1.2 | Elect Claude Dussault | Mgmt | For | For | For | |||
1.3 | Elect Serge Ferland | Mgmt | For | For | For | |||
1.4 | Elect Paule Gauthier | Mgmt | For | For | For | |||
1.5 | Elect Paul Gobeil | Mgmt | For | For | For | |||
1.6 | Elect Russell Goodman | Mgmt | For | For | For | |||
1.7 | Elect Christian Haub | Mgmt | For | For | For | |||
1.8 | Elect Michel Labonte | Mgmt | For | For | For | |||
1.9 | Elect Eric La Fleche | Mgmt | For | For | For | |||
1.10 | Elect Pierre Lessard | Mgmt | For | For | For | |||
1.11 | Elect Marie-Jose Nadeau | Mgmt | For | For | For | |||
1.12 | Elect Real Raymond | Mgmt | For | For | For | |||
1.13 | Elect Michael Rosicki | Mgmt | For | For | For | |||
1.14 | Elect John Tory | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | ADVANCE NOTICE BY-LAW | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Gender Parity on Board | Mgmt | Against | Against | For | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | Mgmt | Against | Against | For | |||
7 | Shareholder Proposal Regarding Consideration of Stakeholders | Mgmt | Against | Against | For | |||
8 | Shareholder Proposal Regarding Company Name Change | Mgmt | Against | Against | For | |||
9 | Shareholder Proposal Regarding Company Name Change | Mgmt | Against | Against | For | |||
Metropole TV (M6) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMT | CINS F6160D108 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
10 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Misumi Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9962 | CINS J43293109 | 06/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tadashi Saegusa | Mgmt | For | For | For | |||
4 | Elect Masayuki Takaya | Mgmt | For | For | For | |||
5 | Elect Masahiko Eguchi | Mgmt | For | For | For | |||
6 | Elect Ryusei Ohno | Mgmt | For | For | For | |||
7 | Elect Tokuya Ikeguchi | Mgmt | For | For | For | |||
8 | Elect Hiroshi Fukino | Mgmt | For | For | For | |||
9 | Elect Tsuyoshi Numagami | Mgmt | For | For | For | |||
10 | Elect Juichi Nozue as Statutory Auditor | Mgmt | For | For | For | |||
11 | Equity Compensation Plan | Mgmt | For | For | For | |||
Mitie Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTO | CINS G6164F157 | 07/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Matthews | Mgmt | For | For | For | |||
5 | Elect Ruby McGregor-Smith | Mgmt | For | For | For | |||
6 | Elect Suzanne Baxter | Mgmt | For | For | For | |||
7 | Elect Bill Robson | Mgmt | For | For | For | |||
8 | Elect Larry Hirst | Mgmt | For | For | For | |||
9 | Elect David Jenkins | Mgmt | For | For | For | |||
10 | Elect Terry Morgan | Mgmt | For | For | For | |||
11 | Elect Graeme Potts | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Monadelphous Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MND | CINS Q62925104 | 11/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter Dempsey | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
Morgan Sindall plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNS | CINS G81560107 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Steve Crummett | Mgmt | For | Against | Against | |||
4 | Elect Elizabeth Peace | Mgmt | For | Against | Against | |||
5 | Elect Patrick De Smedt | Mgmt | For | Against | Against | |||
6 | Elect Geraldine Gallacher | Mgmt | For | Against | Against | |||
7 | Elect Simon Gulliford | Mgmt | For | Against | Against | |||
8 | Elect Adrian Martin | Mgmt | For | Against | Against | |||
9 | Elect John Morgan | Mgmt | For | Against | Against | |||
10 | Elect Paul Whitmore | Mgmt | For | Against | Against | |||
11 | Directors' Remuneration Report | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Moshi Moshi Hotline | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4708 | CINS J46733101 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Hideaki Takeno | Mgmt | For | For | For | |||
3 | Elect Yoshihiro Shimomura | Mgmt | For | For | For | |||
4 | Elect Hiroaki Yamada | Mgmt | For | For | For | |||
5 | Elect Takahisa Iwasaki | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Iwata | Mgmt | For | For | For | |||
7 | Elect Jun Nakagome | Mgmt | For | For | For | |||
8 | Elect Seiichiroh Tanaka | Mgmt | For | For | For | |||
9 | Elect Yasutomo Shirakawa | Mgmt | For | Against | Against | |||
10 | Elect Akihiro Satoh | Mgmt | For | For | For | |||
11 | Elect Kohichi Shimoinaba | Mgmt | For | Against | Against | |||
12 | Elect Yasuhiro Wakasa | Mgmt | For | For | For | |||
MTU Aero Engines Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CINS D5565H104 | 05/03/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
13 | Elect Wilhelm Bender | Mgmt | For | TNA | N/A | |||
14 | Elect Klaus Eberhardt | Mgmt | For | TNA | N/A | |||
15 | Elect Jurgen M. Geibinger | Mgmt | For | TNA | N/A | |||
16 | Elect Klaus Steffens | Mgmt | For | TNA | N/A | |||
17 | Elect Marion Weissenberger-Eibl | Mgmt | For | TNA | N/A | |||
Mullen Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTL | CUSIP 625284104 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Alan D. Archibald | Mgmt | For | For | For | |||
2.2 | Elect Greg Bay | Mgmt | For | For | For | |||
2.3 | Elect Steven C. Grant | Mgmt | For | For | For | |||
2.4 | Elect Dennis J. Hoffman | Mgmt | For | For | For | |||
2.5 | Elect Stephen H. Lockwood | Mgmt | For | For | For | |||
2.6 | Elect David E. Mullen | Mgmt | For | For | For | |||
2.7 | Elect Murray K. Mullen | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Musashino Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8336 | CINS J46883104 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Kikuo Katoh | Mgmt | For | For | For | |||
4 | Elect Tsuneshi Kurihara | Mgmt | For | For | For | |||
5 | Elect Makoto Ishikawa | Mgmt | For | For | For | |||
6 | Elect Motonobu Nakamura | Mgmt | For | For | For | |||
7 | Elect Kenichiroh Inaba | Mgmt | For | For | For | |||
8 | Elect Kohichi Akagi | Mgmt | For | For | For | |||
9 | Elect Kazuya Koyama | Mgmt | For | For | For | |||
10 | Elect Emi Yano | Mgmt | For | For | For | |||
11 | Elect Tomio Kezuka as Statutory Auditor | Mgmt | For | For | For | |||
Nexity | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXI | CINS F6527B126 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions (Excluding BPCE Group) | Mgmt | For | For | For | |||
9 | Related Party Transactions (BPCE Group) | Mgmt | For | For | For | |||
10 | Elect Jacques Veyrat (Caisse des Depots et Consignations) | Mgmt | For | Against | Against | |||
11 | Elect Martine Carette | Mgmt | For | Against | Against | |||
12 | Elect Charles-Henri Filippi as Censor | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
15 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
16 | Authority to Use Capital Authorities as a Takeover Defense | Mgmt | For | Against | Against | |||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Next plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXT | CINS G6500M106 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect John Barton | Mgmt | For | For | For | |||
6 | Elect Christos Angelides | Mgmt | For | For | For | |||
7 | Elect Steve Barber | Mgmt | For | For | For | |||
8 | Elect Christine Cross | Mgmt | For | For | For | |||
9 | Elect Jonathan Dawson | Mgmt | For | For | For | |||
10 | Elect David Keens | Mgmt | For | For | For | |||
11 | Elect Caroline Goodall | Mgmt | For | For | For | |||
12 | Elect Francis Salway | Mgmt | For | For | For | |||
13 | Elect Andrew Varley | Mgmt | For | For | For | |||
14 | Elect Simon Wolfson | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Nihon Kohden | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6849 | CINS J50538115 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kazuo Ogino | Mgmt | For | For | For | |||
3 | Elect Fumio Suzuki | Mgmt | For | For | For | |||
4 | Elect Kenji Hakuta | Mgmt | For | For | For | |||
5 | Elect Toshitsugu Izawa | Mgmt | For | For | For | |||
6 | Elect Yoshito Tsukahara | Mgmt | For | For | For | |||
7 | Elect Hirokazu Ogino | Mgmt | For | For | For | |||
8 | Elect Takashi Tamura | Mgmt | For | For | For | |||
9 | Elect Hiroshi Aida | Mgmt | For | For | For | |||
10 | Elect Masaya Yamauchi | Mgmt | For | For | For | |||
11 | Elect Minoru Obara | Mgmt | For | For | For | |||
12 | Elect Toshinobu Mayuzumi as Statutory Auditor | Mgmt | For | Against | Against | |||
13 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Nippo Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1881 | CINS J53935102 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Kazunori Mizushima | Mgmt | For | For | For | |||
4 | Elect Yukio Yamagata | Mgmt | For | For | For | |||
5 | Elect Mitsuo Uesaka | Mgmt | For | For | For | |||
6 | Elect Shigeru Yokoyama | Mgmt | For | For | For | |||
7 | Elect Kohichi Ishikawa | Mgmt | For | For | For | |||
8 | Elect Junichi Terabun | Mgmt | For | For | For | |||
9 | Elect Hiromi Iwata | Mgmt | For | For | For | |||
10 | Elect Fumiaki Watari | Mgmt | For | For | For | |||
11 | Elect Akio Sobata | Mgmt | For | Against | Against | |||
12 | Elect Yasuhiro Yoshida | Mgmt | For | Against | Against | |||
13 | Elect Yukoh Ishida | Mgmt | For | For | For | |||
Nitto Denko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6988 | CINS J58472119 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Bonus | Mgmt | For | For | For | |||
4 | Elect Yukio Nagira | Mgmt | For | For | For | |||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | |||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | |||
7 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | |||
8 | Elect Toshihiko Omote | Mgmt | For | For | For | |||
9 | Elect Tohru Takeuchi | Mgmt | For | For | For | |||
10 | Elect Yohichiroh Furuse | Mgmt | For | For | For | |||
11 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
NTT Urban Development Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8933 | CINS J5940Z104 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Kanya Shiokawa | Mgmt | For | For | For | |||
5 | Elect Akira Komatsu | Mgmt | For | For | For | |||
6 | Elect Hiroshi Ikegawa | Mgmt | For | For | For | |||
7 | Elect Takashi Hiroi | Mgmt | For | Against | Against | |||
Open Text Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OTC | CUSIP 683715106 | 09/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | |||
1.2 | Elect Mark Barrenechea | Mgmt | For | For | For | |||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | |||
1.4 | Elect Gail Hamilton | Mgmt | For | For | For | |||
1.5 | Elect Brian Jackman | Mgmt | For | For | For | |||
1.6 | Elect Stephen Sadler | Mgmt | For | For | For | |||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | |||
1.8 | Elect Katharine Stevenson | Mgmt | For | For | For | |||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Option Plan | Mgmt | For | For | For | |||
Oriflame Cosmetics SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORI | CINS L7272A100 | 12/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Election of Presiding Chairman | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
8 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Park 24 Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4666 | CINS J63581102 | 01/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohichi Nishikawa | Mgmt | For | For | For | |||
4 | Elect Kenichi Sasaki | Mgmt | For | For | For | |||
5 | Elect Tsugio Kondoh | Mgmt | For | For | For | |||
6 | Elect Seishi Uenishi | Mgmt | For | For | For | |||
7 | Elect Norifumi Kawakami | Mgmt | For | For | For | |||
8 | Stock Option Plan | Mgmt | For | For | For | |||
9 | Elect Akio Okuyama as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/02/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Remuneration Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
8 | Elect Peter Wuffli | Mgmt | For | TNA | N/A | |||
9 | Elect Steffen Meister | Mgmt | For | TNA | N/A | |||
10 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
11 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||
6 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
7 | Elect Richard Pennycook | Mgmt | For | For | For | |||
8 | Elect Jonathan Davie | Mgmt | For | For | For | |||
9 | Elect Mark Preston | Mgmt | For | For | For | |||
10 | Elect Marion Sears | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | B/C Shares (Special Dividend) | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 10/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Prosegur Compania de Seguridad, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSG | CINS E8353N100 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Dividends | Mgmt | For | For | For | |||
4 | Elect Helena Irene Revoredo Delvecchio | Mgmt | For | Against | Against | |||
5 | Elect Christian Gut Revoredo | Mgmt | For | Against | Against | |||
6 | Elect Chantal Gut Revoredo | Mgmt | For | Against | Against | |||
7 | Elect Mirta Maria Giesso Cazenave | Mgmt | For | Against | Against | |||
8 | Elect Isidro Fernandez Barreiro | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Spin-Off | Mgmt | For | For | For | |||
11 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
Provident Financial plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFG | CINS G72783171 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Stuart Sinclair | Mgmt | For | Against | Against | |||
5 | Elect John van Kuffeler | Mgmt | For | Against | Against | |||
6 | Elect Rob Anderson | Mgmt | For | Against | Against | |||
7 | Elect Peter Crook | Mgmt | For | Against | Against | |||
8 | Elect Andrew C. Fisher | Mgmt | For | Against | Against | |||
9 | Elect Chris Gillespie | Mgmt | For | Against | Against | |||
10 | Elect Manjit Wolstenholme | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Performance Share Plan Renewal | Mgmt | For | For | For | |||
16 | Save As You Earn Plan Renewal | Mgmt | For | For | For | |||
17 | Share Incentive Plan | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Publicis Groupe SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PUB | CINS F7607Z165 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jean Charest | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
12 | Remuneration Policy (Elisabeth Badinter) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Maurice Levy) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
18 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
21 | Amendment to Articles Regarding Supervisory Board Term Length | Mgmt | For | For | For | |||
22 | Amendment to Articles Regarding Internet Broadcasting of Shareholders' Meetings | Mgmt | For | For | For | |||
23 | Amendment to Articles Regarding Remote Participation in Shareholders' Meetings | Mgmt | For | For | For | |||
24 | Amendment to Articles Regarding Remote Voting | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Radiant Opto-Electronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6176 | CINS Y7174K103 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
12 | Extraordinary motions | Mgmt | For | Against | Against | |||
Rathbone Brothers plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAT | CINS G73904107 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Paul D. G. Chavasse | Mgmt | For | Against | Against | |||
5 | Elect Oliver R. P. Corbett | Mgmt | For | Against | Against | |||
6 | Elect David T. D. Harrel | Mgmt | For | Against | Against | |||
7 | Elect Kathryn A. Matthews | Mgmt | For | Against | Against | |||
8 | Elect Mark P. Nicholls | Mgmt | For | Against | Against | |||
9 | Elect Andy D. Pomfret | Mgmt | For | Against | Against | |||
10 | Elect Paul P. Stockton | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Ratification of Dividends | Mgmt | For | For | For | |||
Rexam plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REX | CINS G1274K212 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Johanna Waterous | Mgmt | For | For | For | |||
5 | Elect Stuart Chambers | Mgmt | For | For | For | |||
6 | Elect Graham Chipchase | Mgmt | For | For | For | |||
7 | Elect David Robbie | Mgmt | For | For | For | |||
8 | Elect John Langston | Mgmt | For | For | For | |||
9 | Elect Leo Oosterveer | Mgmt | For | For | For | |||
10 | Elect Jean-Pierre Rodier | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Rinnai Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5947 | CINS J65199101 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Susumu Naitoh | Mgmt | For | For | For | |||
4 | Elect Kenji Hayashi | Mgmt | For | For | For | |||
5 | Elect Hiroyasu Naitoh | Mgmt | For | For | For | |||
6 | Elect Tsunenori Narita | Mgmt | For | For | For | |||
7 | Elect Masao Kosugi | Mgmt | For | For | For | |||
8 | Elect Yuji Kondoh | Mgmt | For | For | For | |||
Rotork plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROR | CINS G76717126 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ian G. King | Mgmt | For | Against | Against | |||
4 | Elect Peter I. France | Mgmt | For | Against | Against | |||
5 | Elect Jonathan M. Davis | Mgmt | For | Against | Against | |||
6 | Elect Robert H. Arnold | Mgmt | For | Against | Against | |||
7 | Elect Graham M. Ogden | Mgmt | For | Against | Against | |||
8 | Elect John E. Nicholas | Mgmt | For | Against | Against | |||
9 | Elect Roger C. Lockwood | Mgmt | For | Against | Against | |||
10 | Elect Gary Bullard | Mgmt | For | Against | Against | |||
11 | Elect Sally James | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Directors' Remuneration Report | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Sharesave Scheme Renewal | Mgmt | For | For | For | |||
Royal Boskalis Westminster NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKA | CINS N14952266 | 01/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Royal Boskalis Westminster NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKA | CINS N14952266 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Opportunity to Recommend Nominees to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect M. Niggebrugge | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Option to Recommend Nominees to the Supervisory Board | Mgmt | For | For | For | |||
15 | Elect A. Baan | Mgmt | For | Against | Against | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
S1 Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
012750 | CINS Y75435100 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
4 | Election of Corporate Auditor | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | Against | Against | |||
6 | Corporate Auditor's Fees | Mgmt | For | For | For | |||
Sanwa Holdings Corp (fka Sanwa Shutter Corp) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5929 | CINS J6858G104 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Savills plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVS | CINS G78283119 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Peter A. Smith | Mgmt | For | For | For | |||
5 | Elect Jeremy Helsby | Mgmt | For | For | For | |||
6 | Elect Martin D. Angle | Mgmt | For | For | For | |||
7 | Elect Timothy G. Freshwater | Mgmt | For | Against | Against | |||
8 | Elect Clare Hollingsworth | Mgmt | For | For | For | |||
9 | Elect Charles McVeigh | Mgmt | For | For | For | |||
10 | Elect Simon Shaw | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Renew Share Incentive Plan | Mgmt | For | For | For | |||
Sawai Pharmaceutical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4555 | CINS J69811107 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Hiroyuki Sawai | Mgmt | For | For | For | |||
5 | Elect Mitsuo Sawai | Mgmt | For | For | For | |||
6 | Elect Takashi Iwasa | Mgmt | For | For | For | |||
7 | Elect Harumasa Toya | Mgmt | For | For | For | |||
8 | Elect Keiichi Kimura | Mgmt | For | For | For | |||
9 | Elect Shigeharu Yokohama | Mgmt | For | For | For | |||
10 | Elect Minoru Kodama | Mgmt | For | For | For | |||
11 | Elect Kenzoh Sawai | Mgmt | For | For | For | |||
12 | Elect Hidefumi Sugao | Mgmt | For | For | For | |||
13 | Elect Takashi Takahashi as Statutory Auditor | Mgmt | For | For | For | |||
14 | Retirement Allowances and Special Allowances for Director | Mgmt | For | For | For | |||
15 | Special Allowances for Statutory Auditor | Mgmt | For | For | For | |||
16 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Schroders plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SDR | CINS G7860B102 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Nichola Pease | Mgmt | For | Against | Against | |||
5 | Elect Ashley Almanza | Mgmt | For | Against | Against | |||
6 | Elect Andrew Beeson | Mgmt | For | Against | Against | |||
7 | Elect Luc Bertrand | Mgmt | For | Against | Against | |||
8 | Elect Robin Buchanan | Mgmt | For | Against | Against | |||
9 | Elect Michael Dobson | Mgmt | For | Against | Against | |||
10 | Elect Lord Philip E. Howard | Mgmt | For | Against | Against | |||
11 | Elect Philip Mallinckrodt | Mgmt | For | Against | Against | |||
12 | Elect Bruno Schroder | Mgmt | For | Against | Against | |||
13 | Elect Massimo Tosato | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Seah Besteel Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001430 | CINS Y7548M108 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
SEB SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SK | CINS F82059100 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Elect Christian Peugeot | Mgmt | For | Against | Against | |||
8 | Elect Laure Thomas | Mgmt | For | Against | Against | |||
9 | Elect Sarah Chauleur | Mgmt | For | Against | Against | |||
10 | Elect Yseulys Costes | Mgmt | For | Against | Against | |||
11 | Related Party Transactions | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
14 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
18 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Shimamura Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8227 | CINS J72208101 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masato Nonaka | Mgmt | For | For | For | |||
3 | Elect Akihiko Fukuma | Mgmt | For | For | For | |||
4 | Elect Harunobu Shimamura | Mgmt | For | For | For | |||
5 | Elect Takahisa Nakamura | Mgmt | For | For | For | |||
6 | Elect Kazuo Konno | Mgmt | For | For | For | |||
7 | Elect Masaaki Satoh | Mgmt | For | For | For | |||
8 | Elect Masaaki Kurihara | Mgmt | For | For | For | |||
9 | Elect Kohji Yamada | Mgmt | For | For | For | |||
10 | Elect Tsuneyoshi Kitajima | Mgmt | For | For | For | |||
11 | Elect Hideyuki Kondoh | Mgmt | For | For | For | |||
12 | Elect Makoto Suzuki | Mgmt | For | For | For | |||
Ship Healthcare Holdings Inc. (fka GREEN HOSPITAL SUPPLY, INC.) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3360 | CINS J7T445100 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Kunihisa Furukawa | Mgmt | For | For | For | |||
3 | Elect Hirotaka Ogawa | Mgmt | For | For | For | |||
4 | Elect Jun Masuda | Mgmt | For | For | For | |||
5 | Elect Futoshi Ohhashi | Mgmt | For | For | For | |||
6 | Elect Kohichi Okimoto | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Kobayashi | Mgmt | For | For | For | |||
8 | Elect Hiroshi Yokoyama | Mgmt | For | For | For | |||
9 | Elect Kenji Hosokawa | Mgmt | For | For | For | |||
10 | Elect Horoshi Yamamoto | Mgmt | For | For | For | |||
11 | Elect Yoshiaki Wada | Mgmt | For | For | For | |||
12 | Elect Hiroshi Iwamoto | Mgmt | For | Against | Against | |||
13 | Elect Hidemitsu Nakao | Mgmt | For | Against | Against | |||
14 | Elect Masaya Mizuno | Mgmt | For | For | For | |||
15 | Elect Hiroyasu Ohyama | Mgmt | For | For | For | |||
16 | Elect Hiroshi Hayashi as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Sika AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIK | CINS H7631K158 | 04/16/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Remuneration Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Willi K. Leimer | Mgmt | For | TNA | N/A | |||
7 | Elect Christoph Tobler | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
SmarTone Telecommunications Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0315 | CINS G8219Z105 | 11/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect CHEUNG Wing-Yui | Mgmt | For | Against | Against | |||
6 | Elect David Prince | Mgmt | For | Against | Against | |||
7 | Elect Thomas SIU Hon-Wah | Mgmt | For | Against | Against | |||
8 | Elect Alfred TSIM Wing-Kit | Mgmt | For | Against | Against | |||
9 | Elect Eric GAN Fock-Kin | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Software AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SOW | CINS D7045M133 | 05/03/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
11 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
SpareBank 1 SR-Bank ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROGG | CINS R8T70X105 | 04/25/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Agenda | Mgmt | For | TNA | N/A | |||
8 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports, Allocation of Profits/Dividend | Mgmt | For | TNA | N/A | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
11 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
13 | Election of Audit Committee | Mgmt | For | TNA | N/A | |||
14 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |||
15 | Nomination Committee | Mgmt | For | TNA | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Issue Debt Instruments | Mgmt | For | TNA | N/A | |||
Spectris plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SXS | CINS G8338K104 | 04/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Steve Blair | Mgmt | For | Against | Against | |||
5 | Elect Martha B. Wyrsch | Mgmt | For | Against | Against | |||
6 | Elect Peter Chambre | Mgmt | For | Against | Against | |||
7 | Elect John O'Higgins | Mgmt | For | Against | Against | |||
8 | Elect John Hughes | Mgmt | For | Against | Against | |||
9 | Elect Russell J. King | Mgmt | For | Against | Against | |||
10 | Elect John Warren | Mgmt | For | Against | Against | |||
11 | Elect Clive Watson | Mgmt | For | Against | Against | |||
12 | Elect Jim Webster | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Speedy Hire Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SDY | CINS G0175D103 | 07/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Steven Corcoran | Mgmt | For | Against | Against | |||
5 | Elect Michael McGrath | Mgmt | For | Against | Against | |||
6 | Elect James Morley | Mgmt | For | Against | Against | |||
7 | Elect Lynn Krige | Mgmt | For | Against | Against | |||
8 | Elect Chris Masters | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
SRE Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1207 | CINS G8403X106 | 09/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Special Dividend | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sumitomo Real Estate Sales | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8870 | CINS J7786K100 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Shigeto Iwai | Mgmt | For | For | For | |||
3 | Elect Masayoshi Ohhashi | Mgmt | For | For | For | |||
4 | Elect Hidekazu Shinji | Mgmt | For | For | For | |||
5 | Elect Hiroshi Arai | Mgmt | For | For | For | |||
6 | Elect Takeaki Motohashi | Mgmt | For | For | For | |||
7 | Elect Takenori Mori | Mgmt | For | For | For | |||
8 | Elect Toshikazu Tanaka | Mgmt | For | For | For | |||
9 | Elect Kazuo Ashikawa | Mgmt | For | For | For | |||
10 | Elect Shunsaku Yamazoe | Mgmt | For | Against | Against | |||
11 | Elect Masayuki Iwamoto | Mgmt | For | Against | Against | |||
12 | Elect Isamu Johboh | Mgmt | For | Against | Against | |||
13 | Retirement Allowances for Directors and Statutory Auditors | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Suruga Bank Limited (The) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8358 | CINS J78400108 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Mitsuyoshi Okano | Mgmt | For | For | For | |||
3 | Elect Kinosuke Okano | Mgmt | For | For | For | |||
4 | Elect Toshihiko Shirai | Mgmt | For | For | For | |||
5 | Elect Kazuya Mochizuki | Mgmt | For | For | For | |||
6 | Elect Yoshiroh Uchiyama | Mgmt | For | For | For | |||
7 | Elect Toshiyuki Haibara | Mgmt | For | For | For | |||
8 | Elect Takeshi Yagi | Mgmt | For | For | For | |||
9 | Elect Tsuneo Yahagi | Mgmt | For | For | For | |||
10 | Elect Makoto Naruke | Mgmt | For | For | For | |||
11 | Elect Yoshinori Andoh | Mgmt | For | For | For | |||
Sydbank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYDB | CINS K9419V113 | 03/14/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
15 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
21 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
22 | Elect Kent Kirk as Shareholder Representative | Mgmt | For | TNA | N/A | |||
23 | Elect Erik Bank Lauridsen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
24 | Elect Jorgen Sorensen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
25 | Elect Finn Alexandersen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
26 | Elect Peter S. Sorensen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
27 | Elect Cees Kuypers as Shareholder Representative | Mgmt | For | TNA | N/A | |||
28 | Elect Gitte Poulsen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
29 | Elect Knud K. Damsgaard as Shareholder Representative | Mgmt | For | TNA | N/A | |||
30 | Elect Bent Eegholm as Shareholder Representative | Mgmt | For | TNA | N/A | |||
31 | Elect Hanni Toosbay Kasprzak as Shareholder Representative | Mgmt | For | TNA | N/A | |||
32 | Elect Svend Erik Busk as Shareholder Representative | Mgmt | For | TNA | N/A | |||
33 | Elect Claus Christensen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
34 | Elect Niels Opstrup as Shareholder Representative | Mgmt | For | TNA | N/A | |||
35 | Elect Torben Nielsen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
36 | Elect Arne Gerlyng-Hansen as Shareholder Representative | Mgmt | For | TNA | N/A | |||
37 | Elect Lars Thuro Moller as Shareholder Representative | Mgmt | For | TNA | N/A | |||
38 | Elect Johan Nicolaj Flach de Neergaard as Shareholder Representative | Mgmt | For | TNA | N/A | |||
39 | Elect Claus Dyrmose as Shareholder Representative | Mgmt | For | TNA | N/A | |||
40 | Elect Lasse Meldgaard as Shareholder Representative | Mgmt | For | TNA | N/A | |||
41 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
42 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
43 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Taikisha Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1979 | CINS J79389102 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Eitaroh Uenishi | Mgmt | For | For | For | |||
4 | Elect Satoru Kamiyama | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Hashimoto | Mgmt | For | For | For | |||
6 | Elect Toshiaki Shiba | Mgmt | For | For | For | |||
7 | Elect Takashi Sakurai | Mgmt | For | For | For | |||
8 | Elect Kohji Katoh | Mgmt | For | For | For | |||
9 | Elect Tetsuya Ogawa | Mgmt | For | For | For | |||
10 | Elect Shuichi Murakami | Mgmt | For | For | For | |||
11 | Elect Masaaki Saitoh as Statutory Auditor | Mgmt | For | Against | Against | |||
12 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Tate & Lyle plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATE | CINS G86838128 | 07/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Peter Gershon | Mgmt | For | For | For | |||
5 | Elect Javed Ahmed | Mgmt | For | For | For | |||
6 | Elect Tim Lodge | Mgmt | For | For | For | |||
7 | Elect Liz Airey | Mgmt | For | For | For | |||
8 | Elect William Camp | Mgmt | For | For | For | |||
9 | Elect Evert Henkes | Mgmt | For | For | For | |||
10 | Elect Douglas Hurt | Mgmt | For | For | For | |||
11 | Elect Ajai Puri | Mgmt | For | For | For | |||
12 | Elect Robert Walker | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Performance Share Plan 2012 | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Techtronic Industries Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
669 | CINS Y8563B159 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Patrick CHAN Kin Wah | Mgmt | For | Against | Against | |||
6 | Elect Roy CHUNG Chi Ping | Mgmt | For | Against | Against | |||
7 | Elect Joel A. Schleicher | Mgmt | For | Against | Against | |||
8 | Elect Christopher P. Langley | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Teleperformance | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCF | CINS F9120F106 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Scrip Dividend | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Emily A. Abrera | Mgmt | For | For | For | |||
10 | Ratification of the Cooption of Emily Abrera | Mgmt | For | For | For | |||
11 | Elect Alain Boulet | Mgmt | For | For | For | |||
12 | Elect Bernard Canetti | Mgmt | For | For | For | |||
13 | Elect Robert Paszczak | Mgmt | For | For | For | |||
14 | Elect Mario Sciacca | Mgmt | For | For | For | |||
15 | Elect Stephen Winningham | Mgmt | For | For | For | |||
16 | Elect Paulo Cesar Salles Vasques | Mgmt | For | For | For | |||
17 | Directors' Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares | Mgmt | For | For | For | |||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | |||
23 | Greenshoe | Mgmt | For | Against | Against | |||
24 | Restricted Share Plan | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
26 | Amendment Regarding Shareholder Ownership Disclosure | Mgmt | For | Against | Against | |||
27 | Amendment Regarding Board Size | Mgmt | For | Against | Against | |||
28 | Amendment Regarding Director Age Limits | Mgmt | For | For | For | |||
29 | Amendment Regarding Director Term Length | Mgmt | For | For | For | |||
30 | Amendment Regarding Form of Dividends | Mgmt | For | For | For | |||
31 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | |||
32 | Ratification of Amended Articles | Mgmt | For | For | For | |||
33 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Teleperformance | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCF | CINS F9120F106 | 10/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Television Broadcasts Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0511 | CINS Y85830126 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Raymond OR Ching Fai | Mgmt | For | Against | Against | |||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | Against | Against | |||
7 | Elect Mark LEE Po On | Mgmt | For | Against | Against | |||
8 | Elect Edward CHENG Wai Sun | Mgmt | For | Against | Against | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Extension of Book Close Period | Mgmt | For | Against | Against | |||
TGS-NOPEC Geophysical Company ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGS | CINS R9138B102 | 06/04/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Election of Presiding Chairman; Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
6 | Notice of Meeting and Agenda | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
10 | Elect Henry H. Hamilton III | Mgmt | For | TNA | N/A | |||
11 | Elect Colette Lewiner | Mgmt | For | TNA | N/A | |||
12 | Elect Elisabeth Harstad | Mgmt | For | TNA | N/A | |||
13 | Elect Mark Leonard | Mgmt | For | TNA | N/A | |||
14 | Elect Bengt Lie Hansen | Mgmt | For | TNA | N/A | |||
15 | Elect Vicki Messer | Mgmt | For | TNA | N/A | |||
16 | Elect Tor Magne Lonnum | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Nomination Committee's Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Tor Himberg-Larsen | Mgmt | For | TNA | N/A | |||
20 | Elect Christina Stray | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
24 | Stock Option Plan | Mgmt | For | TNA | N/A | |||
25 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing and Rights Issue | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
TMX Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
X | CUSIP 87261X108 | 09/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Maple Stock Option Plan | Mgmt | For | For | For | |||
Topdanmark A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOP | CINS K96213176 | 04/17/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports and Allocation of Profit | Mgmt | For | TNA | N/A | |||
6 | Elect Anders Colding Friis | Mgmt | For | TNA | N/A | |||
7 | Elect Birgitte Nielsen | Mgmt | For | TNA | N/A | |||
8 | Elect Jens Maaloe | Mgmt | For | TNA | N/A | |||
9 | Elect Michael Pram Rasmussen | Mgmt | For | TNA | N/A | |||
10 | Elect Annette Sadolin | Mgmt | For | TNA | N/A | |||
11 | Elect Soren Thorup Sorensen | Mgmt | For | TNA | N/A | |||
12 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
13 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
14 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Toridoll Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3397 | CINS J8963E107 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Takaya Awata | Mgmt | For | For | For | |||
2 | Elect Takashi Nagasawa | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Kobatake | Mgmt | For | For | For | |||
4 | Elect Kimihiro Tanaka | Mgmt | For | For | For | |||
5 | Elect Kuniaki Suzuki | Mgmt | For | For | For | |||
6 | Elect Hiroaki Umeda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
TSRC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2103 | CINS Y84690109 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
10 | Extraordinary motions | Mgmt | For | Against | Against | |||
UBM plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBM | CINS G91709108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Helen Alexander | Mgmt | For | For | For | |||
7 | Elect Alan Gillespie | Mgmt | For | For | For | |||
8 | Elect Robert Gray | Mgmt | For | For | For | |||
9 | Elect Pradeep Kar | Mgmt | For | For | For | |||
10 | Elect David Levin | Mgmt | For | For | For | |||
11 | Elect Greg Lock | Mgmt | For | For | For | |||
12 | Elect Terry Neill | Mgmt | For | For | For | |||
13 | Elect Jonathan Newcomb | Mgmt | For | For | For | |||
14 | Elect Karen Thomson | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
UBM Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBM | CINS G91709108 | 11/26/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of New Articles and Relocation to the United Kingdom | Mgmt | For | TNA | N/A | |||
Ultra Electronics Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ULE | CINS G9187G103 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Douglas Caster | Mgmt | For | For | For | |||
5 | Elect Christopher Bailey | Mgmt | For | For | For | |||
6 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
7 | Elect Martin Broadhurst | Mgmt | For | For | For | |||
8 | Elect Mark Anderson | Mgmt | For | For | For | |||
9 | Elect Rakesh Sharma | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Amendment to Long Term Incentive Plan | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Unipres Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5949 | CINS J9425W107 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Masanobu Yoshizawa | Mgmt | For | For | For | |||
3 | Elect Shigeru Asahi | Mgmt | For | For | For | |||
4 | Elect Tetsuo Uotsu | Mgmt | For | For | For | |||
5 | Elect Masahide Masuda | Mgmt | For | For | For | |||
6 | Elect Hideki Ogoshi | Mgmt | For | For | For | |||
7 | Elect Yoshio Itoh | Mgmt | For | For | For | |||
8 | Elect Hiroyoshi Yamakawa | Mgmt | For | For | For | |||
9 | Elect Yukihiko Morita | Mgmt | For | For | For | |||
10 | Elect Shinji Shiokawa | Mgmt | For | For | For | |||
11 | Elect Sohichiroh Shiomi | Mgmt | For | Against | Against | |||
12 | Elect Nobuo Tatsuzawa | Mgmt | For | Against | Against | |||
13 | Elect Masamitsu Takano | Mgmt | For | Against | Against | |||
14 | Elect Mitsuhiro Kakinuma | Mgmt | For | Against | Against | |||
United Drug Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UDG | CINS G9230Q157 | 02/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Christopher Brinsmead | Mgmt | For | For | For | |||
5 | Elect Chris Corbin | Mgmt | For | For | For | |||
6 | Elect Liam FitzGerald | Mgmt | For | For | For | |||
7 | Elect Hugh Friel | Mgmt | For | For | For | |||
8 | Elect Peter Gray | Mgmt | For | For | For | |||
9 | Elect Gary McGann | Mgmt | For | For | For | |||
10 | Elect Barry McGrane | Mgmt | For | For | For | |||
11 | Elect John Peter | Mgmt | For | For | For | |||
12 | Elect Alan Ralph | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
20 | Adoption of New Articles | Mgmt | For | For | For | |||
Vossloh AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOS | CINS D9494V101 | 05/29/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Kay Mayland | Mgmt | For | TNA | N/A | |||
10 | Elect Wolfgang Scholl | Mgmt | For | TNA | N/A | |||
11 | Elect Alexander Selent | Mgmt | For | TNA | N/A | |||
12 | Elect Heinz Hermann Thiele | Mgmt | For | TNA | N/A | |||
Whitbread plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTB | CINS G9606P197 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Nicholas Cadbury | Mgmt | For | For | For | |||
5 | Elect Louise Smalley | Mgmt | For | For | For | |||
6 | Elect Richard Baker | Mgmt | For | For | For | |||
7 | Elect Wendy Becker | Mgmt | For | For | For | |||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||
9 | Elect Patrick Dempsey | Mgmt | For | For | For | |||
10 | Elect Anthony Habgood | Mgmt | For | For | For | |||
11 | Elect Andrew Harrison | Mgmt | For | For | For | |||
12 | Elect Susan Hooper | Mgmt | For | For | For | |||
13 | Elect Simon Melliss | Mgmt | For | For | For | |||
14 | Elect Christopher Rogers | Mgmt | For | For | For | |||
15 | Elect Susan Taylor Martin | Mgmt | For | For | For | |||
16 | Elect Stephen Williams | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Directors' Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
William Hill plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMH | CINS G9645P117 | 03/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
2 | 2008 LTIP | Mgmt | For | For | For | |||
William Hill plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMH | CINS G9645P117 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gareth Davis | Mgmt | For | For | For | |||
5 | Elect Ralph Topping | Mgmt | For | For | For | |||
6 | Elect Neil Cooper | Mgmt | For | For | For | |||
7 | Elect David Edmonds | Mgmt | For | For | For | |||
8 | Elect Georgina Harvey | Mgmt | For | For | For | |||
9 | Elect Ashley Highfield | Mgmt | For | For | For | |||
10 | Elect David S. Lowden | Mgmt | For | For | For | |||
11 | Elect Imelda Walsh | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Amendment to the International Savings Related Share Option Plan | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
20 | Amendments to Articles | Mgmt | For | For | For | |||
Wing Hang Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
302 | CINS Y9588K109 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Election of Directors | Mgmt | For | Against | Against | |||
6 | Elect Frank J. WANG | Mgmt | For | Against | Against | |||
7 | Elect Billy LI Sze Kuen | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wotif.Com Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTF | CINS Q9860E101 | 10/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Richard McIlwain | Mgmt | For | Against | Against | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
YPF S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YPF | CUSIP 984245100 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor's Fees | Mgmt | N/A | Abstain | N/A | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | N/A | For | N/A | |||
7 | Authority to Issue Debt Instruments | Mgmt | For | Abstain | Against | |||
8 | Ratification of Board and Supervisory Council Acts | Mgmt | N/A | Abstain | N/A | |||
9 | Ratification of Directors' Fees | Mgmt | N/A | Against | N/A | |||
10 | Ratification of Supervisory Council's Fees | Mgmt | N/A | Against | N/A | |||
11 | Supervisory Council Size | Mgmt | N/A | Abstain | N/A | |||
12 | Election of Supervisory Council Members and Alternates (Class A) | Mgmt | N/A | Against | N/A | |||
13 | Election of Supervisory Council Members and Alternates (Class D) | Mgmt | N/A | Against | N/A | |||
14 | Board Size | Mgmt | N/A | Against | N/A | |||
15 | Election of Directors (Class A) | Mgmt | N/A | Against | N/A | |||
16 | Election of Directors (Class D) | Mgmt | N/A | Against | N/A | |||
17 | Directors' Fees; Supervisory Council's Fees | Mgmt | N/A | Against | N/A | |||
18 | Report of Excess Compensation | Mgmt | N/A | For | N/A | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam International Growth Fund | |||||||
Date of Fiscal Year End: | 09/30/2012 | |||||||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Barry CHEUNG Chun-yuen | Mgmt | For | Against | Against | |||
6 | Elect YEO George Yong-Boon | Mgmt | For | Against | Against | |||
7 | Elect Narongchai Akrasanee | Mgmt | For | Against | Against | |||
8 | Elect QIN Xiao | Mgmt | For | Against | Against | |||
9 | Elect Mark E. Tucker | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendment to Restricted Share Plan | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/24/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | |||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | |||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | |||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | |||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
10 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B6399C107 | 04/24/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Kees J. Storm | Mgmt | For | TNA | N/A | |||
11 | Appointment of PricewaterhouseCoopers and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
12 | Remuneration Report | Mgmt | For | TNA | N/A | |||
13 | Stock Option Plan for US Employees | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
15 | Change of Control Clause Regarding the EMNT Program | Mgmt | For | TNA | N/A | |||
16 | Change of Control Clause Regarding the Senior Facilities Agreement | Mgmt | For | TNA | N/A | |||
17 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
Ashmore Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASHM | CINS G0609C101 | 10/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michael Benson | Mgmt | For | Against | Against | |||
4 | Elect Mark Coombs | Mgmt | For | Against | Against | |||
5 | Elect Graeme Dell | Mgmt | For | Against | Against | |||
6 | Elect Nick Land | Mgmt | For | Against | Against | |||
7 | Elect Melda Donnelly | Mgmt | For | Against | Against | |||
8 | Elect Simon Fraser | Mgmt | For | Against | Against | |||
9 | Directors' Remuneration Report | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | Against | Against | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CUSIP N07059210 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | For | For | |||
6 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | |||
7 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | |||
8 | Stock Option Grant to Employees | Mgmt | For | For | For | |||
9 | Elect H. C. J. van den Burg | Mgmt | For | For | For | |||
10 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | |||
11 | Elect W. Ziebart | Mgmt | For | For | For | |||
12 | Elect D.A. Grose | Mgmt | For | For | For | |||
13 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Shares | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John Bason | Mgmt | For | For | For | |||
6 | Elect Timothy Clarke | Mgmt | For | For | For | |||
7 | Elect Lord Michael Jay | Mgmt | For | For | For | |||
8 | Elect Javier Ferran | Mgmt | For | For | For | |||
9 | Elect Charles Sinclair | Mgmt | For | For | For | |||
10 | Elect Peter Smith | Mgmt | For | For | For | |||
11 | Elect George Weston | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Yoshiroh Miyokawa | Mgmt | For | For | For | |||
6 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
7 | Elect Naoki Aikawa | Mgmt | For | For | For | |||
8 | Elect Yutaka Kase | Mgmt | For | For | For | |||
9 | Elect Hironobu Yasuda | Mgmt | For | For | For | |||
10 | Elect Goh Ohtani as Statutory Auditor | Mgmt | For | Against | Against | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Banco Bilbao Vizcaya Argentaria S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBVA | CINS E11805103 | 03/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Francisco Gonzalez Rodriguez | Mgmt | For | Against | Against | |||
4 | Elect Angel Cano Fernandez | Mgmt | For | Against | Against | |||
5 | Elect Ramon Bustamante y de la Mora | Mgmt | For | Against | Against | |||
6 | Elect Ignacio Ferrero Jordi | Mgmt | For | Against | Against | |||
7 | Merger by Absorption | Mgmt | For | For | For | |||
8 | Bonus Issue | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Bonus Issue | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Annual Incentive Plan | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Approval of Corporate Website | Mgmt | For | For | For | |||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
16 | Remuneration Report | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARC | CINS G08036124 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Sir David Walker | Mgmt | For | For | For | |||
4 | Elect Tim Breedon | Mgmt | For | For | For | |||
5 | Elect Antony Jenkins | Mgmt | For | For | For | |||
6 | Elect Diane de Saint Victor | Mgmt | For | For | For | |||
7 | Elect David Booth | Mgmt | For | For | For | |||
8 | Elect Fulvio Conti | Mgmt | For | For | For | |||
9 | Elect Simon J. Fraser | Mgmt | For | Against | Against | |||
10 | Elect Reuben Jeffery III | Mgmt | For | For | For | |||
11 | Elect Christopher Lucas | Mgmt | For | For | For | |||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Scrip Dividend | Mgmt | For | For | For | |||
25 | Amendments to Articles | Mgmt | For | For | For | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | |||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | |||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.10 | Elect Peter Munk | Mgmt | For | For | For | |||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | |||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAY | CINS D0712D163 | 04/26/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Intra-company Control Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Beijing Capital International Airport | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0694 | CINS Y07717104 | 06/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Beijing Enterprises Water Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
371 | CINS G0957L109 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect JIANG Xinhao | Mgmt | For | Against | Against | |||
6 | Elect HU Xiaoyong | Mgmt | For | Against | Against | |||
7 | Elect HOU Feng | Mgmt | For | Against | Against | |||
8 | Elect GUO Rui | Mgmt | For | Against | Against | |||
9 | Elect HANG Shijun | Mgmt | For | Against | Against | |||
10 | Elect WANG Kaijun | Mgmt | For | Against | Against | |||
11 | Elect YU Ning | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Beijing Enterprises Water Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
371 | CINS G0957L109 | 12/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Whitewash Waiver | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Den Jones | Mgmt | For | For | For | |||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | |||
6 | Elect Peter Backhouse | Mgmt | For | For | For | |||
7 | Elect Vivienne Cox | Mgmt | For | For | For | |||
8 | Elect Chris Finlayson | Mgmt | For | For | For | |||
9 | Elect Andrew Gould | Mgmt | For | For | For | |||
10 | Elect Baroness Hogg | Mgmt | For | For | For | |||
11 | Elect John Hood | Mgmt | For | For | For | |||
12 | Elect Martin Houston | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BR Malls Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BR Malls Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRML3 | CINS P1908S102 | 04/30/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
4 | Capitalization of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Guarantees | Mgmt | For | TNA | N/A | |||
Bridgestone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5108 | CINS J04578126 | 03/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masaaki Tsuya | Mgmt | For | For | For | |||
4 | Elect Kazuhisa Nishigai | Mgmt | For | For | For | |||
5 | Elect Yoshiyuki Morimoto | Mgmt | For | For | For | |||
6 | Elect Narumi Zaitsu | Mgmt | For | For | For | |||
7 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For | For | |||
8 | Elect Takao Enkawa | Mgmt | For | For | For | |||
9 | Elect Kimiko Murofushi | Mgmt | For | For | For | |||
10 | Elect Scott Davis | Mgmt | For | For | For | |||
11 | Bonus | Mgmt | For | For | For | |||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Brilliance China Automotive Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1114 | CINS G1368B102 | 12/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Revised Caps for Revised Continuing Connected Transaction | Mgmt | For | For | For | |||
4 | Cross Guarantee Agreement | Mgmt | For | For | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Richard Burrows | Mgmt | For | For | For | |||
7 | Elect John P. Daly | Mgmt | For | For | For | |||
8 | Elect Karen de Segundo | Mgmt | For | For | For | |||
9 | Elect Nicandro Durante | Mgmt | For | For | For | |||
10 | Elect Ann Godbehere | Mgmt | For | For | For | |||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | |||
12 | Elect Gerard Murphy | Mgmt | For | For | For | |||
13 | Elect Kieran Poynter | Mgmt | For | For | For | |||
14 | Elect Anthony Ruys | Mgmt | For | For | For | |||
15 | Elect Ben Stevens | Mgmt | For | For | For | |||
16 | Elect Richard Tubb | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Centrica plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNA | CINS G2018Z143 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | Against | Against | |||
5 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
6 | Elect Phil Bentley | Mgmt | For | Against | Against | |||
7 | Elect Margherita Della Valle | Mgmt | For | Against | Against | |||
8 | Elect Mary Francis | Mgmt | For | Against | Against | |||
9 | Elect Mark Hanafin | Mgmt | For | Against | Against | |||
10 | Elect Lesley Knox | Mgmt | For | Against | Against | |||
11 | Elect Nick Luff | Mgmt | For | Against | Against | |||
12 | Elect Ian K. Meakins | Mgmt | For | Against | Against | |||
13 | Elect Paul Rayner | Mgmt | For | Against | Against | |||
14 | Elect Chris Weston | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
China Communications Construction Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1800 | CINS Y14369105 | 02/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Issue Super Short-Term Debentures | Mgmt | For | For | For | |||
4 | Joint Venture | Mgmt | For | For | For | |||
China Communications Construction Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1800 | CINS Y14369105 | 06/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Internal Guarantee of the Group | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | For | For | |||
7 | Deposit Service Framework Agreement | Mgmt | For | Against | Against | |||
8 | Directors' Report | Mgmt | For | For | For | |||
9 | Supervisors' Report | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Budget of 2013 fixed assets investment | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect ZHANG Jianguo | Mgmt | For | Against | Against | |||
10 | Elect ZHAO Xijun | Mgmt | For | Against | Against | |||
11 | Elect CHEN Yuanling | Mgmt | For | Against | Against | |||
12 | Elect ZHU Hongbo | Mgmt | For | Against | Against | |||
13 | Elect HU Zheyi | Mgmt | For | Against | Against | |||
14 | Elect Timpson CHUNG Shui Ming | Mgmt | For | Against | Against | |||
15 | Elect Margaret LEUNG KO May Yee | Mgmt | For | Against | Against | |||
16 | Elect WIM Kok | Mgmt | For | Against | Against | |||
17 | Elect Murray Horn | Mgmt | For | Against | Against | |||
18 | Elect XU Tie | Mgmt | For | Against | Against | |||
19 | Elect QI Shouyin | Mgmt | For | Against | Against | |||
20 | Terms of Office for Directors | Mgmt | For | For | For | |||
21 | Elect ZHANG Furong | Mgmt | For | Against | Against | |||
22 | Elect LIU Jin | Mgmt | For | Against | Against | |||
23 | Elect LI Xiaoling | Mgmt | For | Against | Against | |||
24 | Elect BAI Jianjun | Mgmt | For | Against | Against | |||
25 | Elect WANG Xinmin | Mgmt | For | Against | Against | |||
26 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
27 | Amendments to Articles | Mgmt | For | For | For | |||
China Shanshui Cement Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0691 | CINS G2116M101 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Homer Sun | Mgmt | For | Against | Against | |||
6 | Elect WANG Jian | Mgmt | For | Against | Against | |||
7 | Elect Xiao Yu | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Franz B. Humer | Mgmt | For | For | For | |||
3 | Elect Robert L. Joss | Mgmt | For | For | For | |||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
5 | Elect Judith Rodin | Mgmt | For | For | For | |||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
8 | Elect Joan E. Spero | Mgmt | For | For | For | |||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
Compass Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296182 | 02/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
6 | Elect Richard Cousins | Mgmt | For | For | For | |||
7 | Elect Gary Green | Mgmt | For | For | For | |||
8 | Elect Andrew Martin | Mgmt | For | For | For | |||
9 | Elect John Bason | Mgmt | For | For | For | |||
10 | Elect Sir James Crosby | Mgmt | For | For | For | |||
11 | Elect Susan Murray | Mgmt | For | For | For | |||
12 | Elect Don Robert | Mgmt | For | For | For | |||
13 | Elect Sir Ian Robinson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
Credicorp Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAP | CUSIP G2519Y108 | 03/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Director and Committee Member Fees | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
DAELIM INDUSTRIAL CO.,LTD | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000210 | CINS Y1860N109 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | Against | Against | |||
4 | Elect KIM Yoon | Mgmt | For | Against | Against | |||
5 | Elect SHIN Jung Sik | Mgmt | For | Against | Against | |||
6 | Elect OH Soo Keun | Mgmt | For | Against | Against | |||
7 | Elect SHIN Young Joon | Mgmt | For | Against | Against | |||
8 | Elect LIM Sung Kyun | Mgmt | For | Against | Against | |||
9 | Elect JANG Dal Jung | Mgmt | For | Against | Against | |||
10 | Election of Board Committee Member: SHIN Jung Sik | Mgmt | For | For | For | |||
11 | Election of Board Committee Member: OH Soo Keun | Mgmt | For | For | For | |||
12 | Election of Board Committee Member: LIM Sung Kyun | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | Against | Against | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ryu Yano | Mgmt | For | For | For | |||
4 | Elect Kenji Fukunaga | Mgmt | For | Against | Against | |||
5 | Elect Ichiroh Ono As Alternate Statutory Auditor | Mgmt | For | For | For | |||
6 | Bonus | Mgmt | For | For | For | |||
Daimler AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAI | CINS D1668R123 | 04/10/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Elect Sari Baldauf | Mgmt | For | TNA | N/A | |||
12 | Elect Jurgen Hambrecht | Mgmt | For | TNA | N/A | |||
13 | Elect Andrea Jung | Mgmt | For | TNA | N/A | |||
Delphi Automotive PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLPH | CUSIP G27823106 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
2 | Elect Nicholas M. Donofrio | Mgmt | For | For | For | |||
3 | Elect Mark P. Frissora | Mgmt | For | For | For | |||
4 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
5 | Elect John A. Krol | Mgmt | For | For | For | |||
6 | Elect J. Randall MacDonald | Mgmt | For | For | For | |||
7 | Elect Sean O. Mahoney | Mgmt | For | For | For | |||
8 | Elect Rodney O'Neal | Mgmt | For | For | For | |||
9 | Elect Thomas W. Sidlik | Mgmt | For | For | For | |||
10 | Elect Bernd Wiedemann | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Deutsche Bank AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBK | CINS D18190898 | 05/23/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | TNA | N/A | |||
14 | Compensation Policy | Mgmt | For | TNA | N/A | |||
15 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
16 | Elect John Cryan | Mgmt | For | TNA | N/A | |||
17 | Elect Henning Kagermann | Mgmt | For | TNA | N/A | |||
18 | Elect Suzanne B. Labarge | Mgmt | For | TNA | N/A | |||
19 | Elect Johannes Teyssen | Mgmt | For | TNA | N/A | |||
20 | Elect George F. Thoma | Mgmt | For | TNA | N/A | |||
21 | Elect Tilman Todenhofer | Mgmt | For | TNA | N/A | |||
22 | Elect Dina Dublon | Mgmt | For | TNA | N/A | |||
23 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
24 | Intra-company Control Agreement | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 05/29/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
12 | Authority to Issue Convertible Debt Instruments; Increase Conditional Capital | Mgmt | For | TNA | N/A | |||
13 | Elect Wulf von Schimmelmann | Mgmt | For | TNA | N/A | |||
14 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
Dongfang Electric Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1072 | CINS Y20958107 | 12/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | H Share Appreciation Rights Scheme | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Amendments to Article 191 | Mgmt | For | For | For | |||
5 | Amendments to Article 198 | Mgmt | For | For | For | |||
6 | Amendments to Article 124 | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Liability Insurance | Mgmt | For | Against | Against | |||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAD | CINS F17114103 | 03/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Cancellation of Shares | Mgmt | For | For | For | |||
7 | Elect Thomas Enders | Mgmt | For | For | For | |||
8 | Elect Manfred Bischoff | Mgmt | For | For | For | |||
9 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
10 | Elect Hans-Peter Keitel | Mgmt | For | For | For | |||
11 | Elect Hermann-Josef Lamberti | Mgmt | For | For | For | |||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
13 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
14 | Elect Sir John Parker | Mgmt | For | For | For | |||
15 | Elect Michel Pebereau | Mgmt | For | For | For | |||
16 | Elect Josep Pique i Camps | Mgmt | For | For | For | |||
17 | Elect Denis Ranque | Mgmt | For | For | For | |||
18 | Elect Jean-Claude Trichet | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | |||
10 | Appointment of KPMG | Mgmt | For | For | For | |||
11 | Compensation Guidelines | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | |||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | For | For | |||
4 | Election of Supervisory Council | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | Against | Against | |||
6 | Supervisory Council's Fees | Mgmt | For | For | For | |||
7 | Amendments to the Stock Option Plan | Mgmt | For | For | For | |||
8 | Stock Option Plan for Board of Directors | Mgmt | For | For | For | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Wang Kai Yuen | Mgmt | For | Against | Against | |||
4 | Elect Lim Thean Ee | Mgmt | For | Against | Against | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Plan | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares under the Ezion Employee Share Option Scheme | Mgmt | For | Against | Against | |||
Ezion Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5ME | CINS Y2186W104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transactions | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Approve Participation of Chew Thiam Keng in Ezion Employee Share Option Scheme | Mgmt | For | For | For | |||
4 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on June 7, 2012 | Mgmt | For | For | For | |||
5 | Approve Grant of Options to Chew Thiam Keng under the Ezion Employee Share Option Scheme on Jan. 21, 2013 | Mgmt | For | Against | Against | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dreyer | Mgmt | For | For | For | |||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | For | For | |||
6 | Elect Stephen Smith | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Fomento Economico Mexicano SAB de CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FEMSA | CUSIP 344419106 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Board Committee Members; Fees | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
Gemalto N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of CEO Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Elect Buford Alexander | Mgmt | For | For | For | |||
6 | Elect John Ormerod | Mgmt | For | For | For | |||
7 | Elect Homaira Akbari | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | Against | Against | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
4 | Elect Jing Ulrich | Mgmt | For | For | For | |||
5 | Elect Hans Wijers | Mgmt | For | For | For | |||
6 | Elect Sir Christopher Gent | Mgmt | For | For | For | |||
7 | Elect Sir Andrew Witty | Mgmt | For | For | For | |||
8 | Elect Sir Roy Anderson | Mgmt | For | For | For | |||
9 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
10 | Elect Stacey Cartwright | Mgmt | For | For | For | |||
11 | Elect Simon Dingemans | Mgmt | For | For | For | |||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
13 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
14 | Elect Daniel Podolsky | Mgmt | For | For | For | |||
15 | Elect Moncef Slaoui | Mgmt | For | For | For | |||
16 | Elect Tom de Swaan | Mgmt | For | For | For | |||
17 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Glencore International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | |||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | |||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | |||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | |||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | |||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | |||
12 | Elect Simon Murray | Mgmt | For | Against | Against | |||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | |||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | |||
15 | Elect LI Ning | Mgmt | For | Against | Against | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Goldcorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP 380956409 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John P. Bell | Mgmt | For | For | For | |||
1.2 | Elect Beverley A. Briscoe | Mgmt | For | For | For | |||
1.3 | Elect Peter J. Dey | Mgmt | For | For | For | |||
1.4 | Elect Douglas M. Holtby | Mgmt | For | For | For | |||
1.5 | Elect Charles A. Jeannes | Mgmt | For | For | For | |||
1.6 | Elect P. Randy Reifel | Mgmt | For | For | For | |||
1.7 | Elect A. Dan Rovig | Mgmt | For | For | For | |||
1.8 | Elect Ian W. Telfer | Mgmt | For | For | For | |||
1.9 | Elect Blanca Triveno de Vega | Mgmt | For | For | For | |||
1.10 | Elect Kenneth F. Williamson | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Restricted Share Unit Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | New Agreement of Shared Reponsibilities | Mgmt | For | For | For | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
5 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 01/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend | Mgmt | For | For | For | |||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |||
3 | Minutes | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Subsidiaries | Mgmt | For | For | For | |||
2 | Agreement of Shared Responsibilities | Mgmt | For | For | For | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
4 | Minutes | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Grupo Financiero Banorte, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GFNORTE | CINS P49501201 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | |||
5 | Elect Bertha Gonzalez Moreno | Mgmt | For | Against | Against | |||
6 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | |||
7 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | |||
8 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | |||
9 | Elect Herminio Blanco Mendoza | Mgmt | For | Against | Against | |||
10 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | |||
11 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | |||
12 | Elect Armando Garza Sada | Mgmt | For | Against | Against | |||
13 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | |||
14 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | |||
15 | Elect Alejandro Burillo Azcarraga | Mgmt | For | Against | Against | |||
16 | Elect Miguel Aleman Magnani | Mgmt | For | Against | Against | |||
17 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | |||
18 | Elect Alejandro Valenzuela del Rio | Mgmt | For | Against | Against | |||
19 | Elect Alternate Jesus O. Garza Martinez | Mgmt | For | Against | Against | |||
20 | Elect Alternate Juan Antonio Gonzalez Moreno | Mgmt | For | Against | Against | |||
21 | Elect Alternate Jose G. Garza Montemayor | Mgmt | For | Against | Against | |||
22 | Elect Alternate Alberto Saba Ades | Mgmt | For | Against | Against | |||
23 | Elect Alternate Isaac Becker Kabacnik | Mgmt | For | Against | Against | |||
24 | Elect Alternate Manuel Aznar Nicolin | Mgmt | For | Against | Against | |||
25 | Elect Alternate Ramon A. Leal Chapa | Mgmt | For | Against | Against | |||
26 | Elect Alternate Julio Cesar Mendez Rubio | Mgmt | For | Against | Against | |||
27 | Elect Alternate Guillermo Mascarenas Milmo | Mgmt | For | Against | Against | |||
28 | Elect Alternate Javier Molinar Horcasitas | Mgmt | For | Against | Against | |||
29 | Elect Alternate Jose Marcos Ramirez Miguel | Mgmt | For | Against | Against | |||
30 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | |||
31 | Election of Board Secretary and Deputy Secretary | Mgmt | For | For | For | |||
32 | Directors' Fees | Mgmt | For | For | For | |||
33 | Elect Hector Reyes Retana | Mgmt | For | For | For | |||
34 | Elect Herminio Blanco Mendoza | Mgmt | For | For | For | |||
35 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | |||
36 | Elect Patricia Armendariz Guerra | Mgmt | For | For | For | |||
37 | Elect Julio Cesar Mendez Rubio | Mgmt | For | For | For | |||
38 | Elect Juan Carlos Braniff Hierro | Mgmt | For | For | For | |||
39 | Elect Alfredo Elias Ayub | Mgmt | For | For | For | |||
40 | Elect Everardo Elizondo Almaguer | Mgmt | For | For | For | |||
41 | Elect Manuel Aznar Nicolin | Mgmt | For | For | For | |||
42 | Elect Alejandro Valenzuela del Rio | Mgmt | For | For | For | |||
43 | Elect Manuel Romo Villafuerte | Mgmt | For | For | For | |||
44 | Elect Fernando Solis Soberon | Mgmt | For | For | For | |||
45 | Elect Gerardo Zamora Nanez | Mgmt | For | For | For | |||
46 | Elect Marcos Ramirez Miguel | Mgmt | For | For | For | |||
47 | Elect David Aaron Margolin Schabes | Mgmt | For | For | For | |||
48 | Authority to Repurchase Shares; Report on the Company's Repurchase Program | Mgmt | For | For | For | |||
49 | Amendment to the Duties of the Regional Boards | Mgmt | For | For | For | |||
50 | Certification of Articles | Mgmt | For | For | For | |||
51 | Election of Meeting Delegates | Mgmt | For | For | For | |||
52 | Minutes | Mgmt | For | For | For | |||
Haier Electronics Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 10/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Logistics Services Agreement | Mgmt | For | For | For | |||
4 | Products Procurement Agreement | Mgmt | For | For | For | |||
5 | Materials Procurement Agreement | Mgmt | For | For | For | |||
6 | Export Agreement | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry Gerber | Mgmt | For | For | For | |||
6 | Elect Jose Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
8 | Elect David Lesar | Mgmt | For | For | For | |||
9 | Elect Robert Malone | Mgmt | For | For | For | |||
10 | Elect Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartalega Holdings Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HARTA | CINS Y31139101 | 08/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Elect KUAN Mun Leong | Mgmt | For | Against | Against | |||
4 | Elect LIEW Ben Poh | Mgmt | For | Against | Against | |||
5 | Elect TAN Guan Cheong | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Hon Hai Precision Industry Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2317 | CINS Y36861105 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Employee Restricted Stock Scheme | Mgmt | For | Against | Against | |||
13 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
14 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
15 | Amendments to Articles | Mgmt | For | For | For | |||
16 | Elect Terry GOU Tai-ming | Mgmt | For | For | For | |||
17 | Elect TAI Jeng-wu | Mgmt | For | For | For | |||
18 | Elect HUANG Qing-yuan | Mgmt | For | Against | Against | |||
19 | Elect LU Fang-ming | Mgmt | For | For | For | |||
20 | Elect CHIEN Yi-bin | Mgmt | For | Against | Against | |||
21 | Elect WU Yu-chi | Mgmt | For | For | For | |||
22 | Elect LIU Cheng-yu | Mgmt | For | For | For | |||
23 | Elect WAN Jui-hsia as Supervisor | Mgmt | For | For | For | |||
24 | Elect CHUO Min-chih as Supervisor | Mgmt | For | Against | Against | |||
25 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
26 | Extraordinary Motions | Mgmt | For | Against | Against | |||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Housing Development Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFC | CINS Y37246207 | 07/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shirish Patel | Mgmt | For | Against | Against | |||
4 | Elect Bansidhar Mehta | Mgmt | For | Against | Against | |||
5 | Elect Surendra Dave | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect Jamshed Irani | Mgmt | For | Against | Against | |||
10 | Amendment to Compensation of Managing Directors | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Hyflux Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600 | CINS Y3817K105 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect LEE Joo Hai | Mgmt | For | Against | Against | |||
4 | Elect GAY Chee Cheong | Mgmt | For | Against | Against | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Preferred Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Grant Awards and Issue Shares under the Hyflux Employees' Share Option Scheme 2001 and Scheme 2011 | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Indocement Tunggal Prakarsa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTP | CINS Y7127B135 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Tju Lie Sukanto | Mgmt | For | Against | Against | |||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Indocement Tunggal Prakarsa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTP | CINS Y7127B135 | 11/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of the member of the Board of Commissioners and the Board of Directors | Mgmt | For | Against | Against | |||
ING Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E413 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Elect Jan Hommen to the Management Board | Mgmt | For | For | For | |||
14 | Elect Patrick Flynn to the Management Board | Mgmt | For | For | For | |||
15 | Elect Ralph Hamers to the Management Board | Mgmt | For | For | For | |||
16 | Elect Jeroen van der Veer | Mgmt | For | Against | Against | |||
17 | Elect Tineke Bahlmann | Mgmt | For | Against | Against | |||
18 | Elect Carin Gorter | Mgmt | For | Against | Against | |||
19 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | |||
20 | Elect Isabel Martin Castella | Mgmt | For | Against | Against | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares in Connection with Capital Restructuring | Mgmt | For | For | For | |||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Interxion Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INXN | CUSIP N47279109 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Discharge of the Members of the Board of Directors from Certain Liabilities | Mgmt | For | For | For | |||
3 | Elect John C. Baker | Mgmt | For | Against | Against | |||
4 | Elect Jean Mandeville | Mgmt | For | Against | Against | |||
5 | Elect David Ruberg | Mgmt | For | Against | Against | |||
6 | Amendment to the Company's Directors' Remuneration Policy | Mgmt | For | For | For | |||
7 | Award of Restricted Shares to Non-Executive Directors | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Invensys plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISYS | CINS G49133161 | 12/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Disposal | Mgmt | For | For | For | |||
2 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Yohichi Kobayashi | Mgmt | For | For | For | |||
6 | Elect Tadayuki Seki | Mgmt | For | For | For | |||
7 | Elect Yoshihisa Aoki | Mgmt | For | For | For | |||
8 | Elect Kohji Takayanagi | Mgmt | For | For | For | |||
9 | Elect Tohru Matsushima | Mgmt | For | For | For | |||
10 | Elect Yuji Fukuda | Mgmt | For | For | For | |||
11 | Elect Ichiroh Nakamura | Mgmt | For | For | For | |||
12 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
13 | Elect Hitoshi Okamoto | Mgmt | For | For | For | |||
14 | Elect Takao Shiomi | Mgmt | For | For | For | |||
15 | Elect Ichiroh Fujisaki | Mgmt | For | For | For | |||
16 | Elect Chikara Kawakita | Mgmt | For | For | For | |||
17 | Elect Shingo Majima as statutory auditor | Mgmt | For | For | For | |||
18 | Elect Hideo Miki as alternate statutory auditor | Mgmt | For | For | For | |||
Japan Airlines Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Masaru Ohnishi | Mgmt | For | For | For | |||
4 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
5 | Elect Hirohide Kamikawa | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Satou | Mgmt | For | For | For | |||
7 | Elect Junko Ohkawa | Mgmt | For | For | For | |||
8 | Elect Tatsuo Kainaka | Mgmt | For | For | For | |||
9 | Elect Kimie Iwata | Mgmt | For | For | For | |||
Japan Tobacco Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2914 | CINS J27869106 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masamichi Terahatake | Mgmt | For | For | For | |||
4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Share Repurchases | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHldr | Against | Against | For | |||
Kabel Deutschland Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KD8 | CINS D6424C104 | 10/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Antoinette Aris | Mgmt | For | For | For | |||
10 | Elect Catherine Muhlemann | Mgmt | For | For | For | |||
11 | Elect Paul Stodden | Mgmt | For | For | For | |||
12 | Elect Torsten Winkler | Mgmt | For | For | For | |||
13 | Profit-and-Loss Transfer Agreement with Kabel Deutschland Vertrieb und Service GmbH | Mgmt | For | For | For | |||
Kering | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PP | CINS F7440G127 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Change in Company Name | Mgmt | For | For | For | |||
5 | Amendment to Article Regarding Tax Equalization | Mgmt | For | For | For | |||
6 | Amendment to Article Regarding Form of Dividend | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends; Spin-off of Groupe Fnac | Mgmt | For | For | For | |||
10 | Elect Francois-Henri Pinault | Mgmt | For | Against | Against | |||
11 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||
12 | Elect Patricia Barbizet | Mgmt | For | Against | Against | |||
13 | Elect Jean-Francois Palus | Mgmt | For | Against | Against | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Supplementary Pension Grant (Jean-Francois Palus) | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
19 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
22 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | |||
26 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sean Bulger | Mgmt | For | Against | Against | |||
4 | Elect Denis Buckley | Mgmt | For | Against | Against | |||
5 | Elect Gerry Behan | Mgmt | For | Against | Against | |||
6 | Elect Kieran Breen | Mgmt | For | Against | Against | |||
7 | Elect Denis Carroll | Mgmt | For | Against | Against | |||
8 | Elect Michael Dowling | Mgmt | For | Against | Against | |||
9 | Elect Patrick Flahive | Mgmt | For | Against | Against | |||
10 | Elect Joan Garahy | Mgmt | For | Against | Against | |||
11 | Elect Flor Healy | Mgmt | For | Against | Against | |||
12 | Elect James C Kenny | Mgmt | For | Against | Against | |||
13 | Elect Stan McCarthy | Mgmt | For | Against | Against | |||
14 | Elect Brian Mehigan | Mgmt | For | Against | Against | |||
15 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | |||
16 | Elect Michael Teahan | Mgmt | For | Against | Against | |||
17 | Elect Philip Toomey | Mgmt | For | Against | Against | |||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Directors' Remuneration Report | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Long-Term Incentive Plan | Mgmt | For | For | For | |||
25 | Amendment to Articles | Mgmt | For | For | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Daniel Bernard | Mgmt | For | For | For | |||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||
7 | Elect Clare Chapman | Mgmt | For | For | For | |||
8 | Elect Ian Cheshire | Mgmt | For | For | For | |||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
10 | Elect Janis Kong | Mgmt | For | For | For | |||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | |||
12 | Elect Mark Seligman | Mgmt | For | For | For | |||
13 | Elect Philippe Tible | Mgmt | For | For | For | |||
14 | Elect Karen Witts | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS X51729105 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Elect Andrey N. Arutyunyan | Mgmt | For | Abstain | Against | |||
6 | Elect Valeriy V Butenko | Mgmt | For | Abstain | Against | |||
7 | Elect Sergey N. Galitsky | Mgmt | For | Abstain | Against | |||
8 | Elect Alexander L. Zayonts | Mgmt | For | For | For | |||
9 | Elect Alexei P Makhnev | Mgmt | For | Abstain | Against | |||
10 | Elect Khachatur E. Pombykhchan | Mgmt | For | Abstain | Against | |||
11 | Elect Aslan Shkhachemukov | Mgmt | For | Abstain | Against | |||
12 | Elect Roman G Yefimenko | Mgmt | For | For | For | |||
13 | Elect Angela Udovichenko | Mgmt | For | For | For | |||
14 | Elect Denis Fedotov | Mgmt | For | For | For | |||
15 | Appointment of Faber Lex as Russian Accounting Standards (RAS) Auditor | Mgmt | For | For | For | |||
16 | Appointment of Ernst & Young as IFRS Auditor | Mgmt | For | For | For | |||
17 | Election of Counting Commission | Mgmt | For | For | For | |||
18 | Amendments to Charter | Mgmt | For | For | For | |||
19 | Amendments to Regulations on General Meetings | Mgmt | For | For | For | |||
20 | Related Party Major Transaction | Mgmt | For | For | For | |||
21 | Related Party Transaction with Subsidiary and VTB Bank | Mgmt | For | For | For | |||
22 | Related Party Transaction with Subsidiary and ROSBANK | Mgmt | For | For | For | |||
23 | Related Party Transaction with Subsidiary and Sberbank | Mgmt | For | For | For | |||
24 | Related Party Transaction with Subsidiary and ALFA Bank | Mgmt | For | For | For | |||
25 | Related Party Transaction with Subsidiary and Sviaz-Bank | Mgmt | For | For | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Magnit OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGNT | CINS 55953Q202 | 09/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Interim Dividend | Mgmt | For | For | For | |||
Merck KGAA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CINS D5357W103 | 04/26/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Financial Statements | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Amendments to Intra-company Control Agreements | Mgmt | For | TNA | N/A | |||
11 | Amendment to Articles Regarding Supervisory Board Composition | Mgmt | For | TNA | N/A | |||
12 | Amendments to Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |||
13 | Elect Johannes Baillou | Mgmt | For | TNA | N/A | |||
14 | Elect Frank Binder | Mgmt | For | TNA | N/A | |||
15 | Elect Wolfgang Buchele | Mgmt | For | TNA | N/A | |||
16 | Elect Rolf Krebs | Mgmt | For | TNA | N/A | |||
17 | Elect Hans-Jurgen Leuchs | Mgmt | For | TNA | N/A | |||
18 | Elect Theo Siegert | Mgmt | For | TNA | N/A | |||
19 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
Mitsubishi Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6503 | CINS J43873116 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | |||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |||
4 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | |||
5 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | |||
6 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | |||
7 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | |||
8 | Elect Akihiro Matsuyama | Mgmt | For | Against | Against | |||
9 | Elect Mikio Sasaki | Mgmt | For | Against | Against | |||
10 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | |||
11 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | |||
12 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | |||
13 | Elect Hiroshi Ohbayashi | Mgmt | For | Against | Against | |||
Mitsubishi Estate Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8802 | CINS J43916113 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keiji Kimura | Mgmt | For | For | For | |||
4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | |||
5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | |||
6 | Elect Masaaki Kohno | Mgmt | For | For | For | |||
7 | Elect Toshihiko Kazama | Mgmt | For | For | For | |||
8 | Elect Joh Katoh | Mgmt | For | For | For | |||
9 | Elect Naoto Aiba | Mgmt | For | For | For | |||
10 | Elect Masamichi Ono | Mgmt | For | For | For | |||
11 | Elect Tohru Ohkusa | Mgmt | For | For | For | |||
12 | Elect Isao Matsuhashi | Mgmt | For | For | For | |||
13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | |||
14 | Elect Yasumasa Gomi | Mgmt | For | For | For | |||
15 | Elect Shu Tomioka | Mgmt | For | For | For | |||
16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takamune Okihara | Mgmt | For | For | For | |||
5 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
8 | Elect Taihei Yuki | Mgmt | For | For | For | |||
9 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | |||
10 | Elect Akihiko Kagawa | Mgmt | For | For | For | |||
11 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | |||
12 | Elect Junichi Okamoto | Mgmt | For | For | For | |||
13 | Elect Saburoh Araki | Mgmt | For | For | For | |||
14 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | |||
15 | Elect Muneaki Tokunari | Mgmt | For | For | For | |||
16 | Elect Ryuji Araki | Mgmt | For | For | For | |||
17 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | |||
18 | Elect Yuko Kawamoto | Mgmt | For | For | For | |||
19 | Elect Takashi Mikumo | Mgmt | For | For | For | |||
20 | Elect Kunie Okamoto | Mgmt | For | For | For | |||
21 | Elect Yasushi Ikeda | Mgmt | For | For | For | |||
22 | Elect Hideo Kojima | Mgmt | For | For | For | |||
23 | Amendment to Equity Compensation Plan and Directors' and Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
Mitsui & Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8031 | CINS J44690139 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shohei Utsuda | Mgmt | For | For | For | |||
4 | Elect Masami Iijima | Mgmt | For | For | For | |||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | |||
6 | Elect Fuminobu Kawashima | Mgmt | For | For | For | |||
7 | Elect Daisuke Saiga | Mgmt | For | For | For | |||
8 | Elect Johji Okada | Mgmt | For | For | For | |||
9 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |||
10 | Elect Shintaroh Ambe | Mgmt | For | For | For | |||
11 | Elect Kohichi Tanaka | Mgmt | For | For | For | |||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | |||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | |||
16 | Elect Hiroyasu Watanabe as Statutory Auditor | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/11/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |||
8 | Elect Steven Hoch | Mgmt | For | TNA | N/A | |||
9 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |||
10 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
11 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Nissan Motor Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Carlos Ghosn | Mgmt | For | For | For | |||
3 | Elect Toshiyuki Shiga | Mgmt | For | For | For | |||
4 | Elect Hiroto Saikawa | Mgmt | For | For | For | |||
5 | Elect Colin Dodge | Mgmt | For | For | For | |||
6 | Elect Mitsuhiko Yamashita | Mgmt | For | For | For | |||
7 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||
8 | Elect Greg Kelly | Mgmt | For | For | For | |||
9 | Elect Jean-Baptiste Duzan | Mgmt | For | For | For | |||
10 | Elect Katsumi Nakamura | Mgmt | For | For | For | |||
11 | Equity Compensation Plan | Mgmt | For | For | For | |||
Olam International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
O32 | CINS Y6421B106 | 10/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Mark Daniell | Mgmt | For | Against | Against | |||
4 | Elect Andy TSE Po Shing | Mgmt | For | Against | Against | |||
5 | Elect WONG Heng Tew | Mgmt | For | Against | Against | |||
6 | Elect Sridhar Krishnan | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares under Olam Employee Share Option Scheme | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares under Olam Scrip Dividend Scheme | Mgmt | For | For | For | |||
Origin Energy Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORG | CINS Q71610101 | 11/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Ralph Norris | Mgmt | For | Against | Against | |||
3 | Re-elect John Akehurst | Mgmt | For | Against | Against | |||
4 | Re-elect Karen Moses | Mgmt | For | Against | Against | |||
5 | Re-elect Helen Nugent | Mgmt | For | Against | Against | |||
6 | Remuneration Report | Mgmt | For | For | For | |||
7 | Equity Grant (MD Grant King) | Mgmt | For | For | For | |||
8 | Equity Grant (Executive Director Karen Moses) | Mgmt | For | For | For | |||
9 | Approve Termination Payments | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Haruyuki Urata | Mgmt | For | For | For | |||
5 | Elect Tamio Umaki | Mgmt | For | For | For | |||
6 | Elect Kazuo Kojima | Mgmt | For | For | For | |||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | For | For | |||
8 | Elect Katsutoshi Kadowaki | Mgmt | For | For | For | |||
9 | Elect Takeshi Sasaki | Mgmt | For | For | For | |||
10 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
11 | Elect Robert Feldman | Mgmt | For | For | For | |||
12 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
13 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
14 | Elect Ryuuji Yasuda | Mgmt | For | For | For | |||
Pegatron Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4938 | CINS Y6784J100 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | Abstain | Against | |||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
12 | Elect T.H. Tung | Mgmt | For | Abstain | Against | |||
13 | Elect Ted Hsu | Mgmt | For | Abstain | Against | |||
14 | Elect Jason Cheng | Mgmt | For | Abstain | Against | |||
15 | Elect K.C. Liu | Mgmt | For | Abstain | Against | |||
16 | Elect C.I. Chia | Mgmt | For | Abstain | Against | |||
17 | Elect C.V. Chen | Mgmt | For | Abstain | Against | |||
18 | Elect C.B. Chang as Independent Director | Mgmt | For | Abstain | Against | |||
19 | Elect C. Lin as Independent Director | Mgmt | For | Abstain | Against | |||
20 | Elect C.S. Yan as Independent Director | Mgmt | For | Abstain | Against | |||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Pernod Ricard SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RI | CINS F72027109 | 11/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | For | For | |||
5 | Compensation Elements (Pierre Pringuet) | Mgmt | For | For | For | |||
6 | Compensation Elements (Alexandre Ricard) | Mgmt | For | For | For | |||
7 | Ratification of the Co-option of Martina Gonzalez-Gallarza | Mgmt | For | For | For | |||
8 | Ratification of the Co-option of Alexandre Ricard | Mgmt | For | For | For | |||
9 | Elect Alexandre Ricard | Mgmt | For | Against | Against | |||
10 | Elect Pierre Pringuet | Mgmt | For | Against | Against | |||
11 | Elect Wolfgang Colberg | Mgmt | For | Against | Against | |||
12 | Elect Cesar Giron | Mgmt | For | Against | Against | |||
13 | Elect Martina Gonzalez-Gallarza | Mgmt | For | Against | Against | |||
14 | Elect Ian Gallienne | Mgmt | For | Against | Against | |||
15 | Directors' Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
18 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
19 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
20 | Amendments to Articles | Mgmt | For | For | For | |||
21 | Amendment Regarding Age Limit for Chairman | Mgmt | For | For | For | |||
22 | Amendments to Articles Regarding Related Party Transactions | Mgmt | For | For | For | |||
23 | Amendments to Articles Regarding Convening Shareholders' Meetings | Mgmt | For | For | For | |||
24 | Amendments to Articles Regarding Conduct of Shareholders' Meetings | Mgmt | For | For | For | |||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Nicholas Wrigley | Mgmt | For | For | For | |||
4 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
5 | Elect Mike Killoran | Mgmt | For | For | For | |||
6 | Elect Nigel Greenaway | Mgmt | For | For | For | |||
7 | Elect Richard Pennycook | Mgmt | For | For | For | |||
8 | Elect Jonathan Davie | Mgmt | For | For | For | |||
9 | Elect Mark Preston | Mgmt | For | For | For | |||
10 | Elect Marion Sears | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | B/C Shares (Special Dividend) | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 10/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Norman Murray | Mgmt | For | Against | Against | |||
5 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | |||
6 | Elect Stefano Cao | Mgmt | For | Against | Against | |||
7 | Elect Roxanne Decyk | Mgmt | For | Against | Against | |||
8 | Elect Rene Medori | Mgmt | For | Against | Against | |||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | |||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | |||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | |||
12 | Elect Marwan Chedid | Mgmt | For | Against | Against | |||
13 | Elect Andrew G. Inglis | Mgmt | For | Against | Against | |||
14 | Elect Tim Weller | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Prada S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1913HK | CINS T7733C101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Philip Remnant | Mgmt | For | For | For | |||
5 | Elect Howard J. Davies | Mgmt | For | For | For | |||
6 | Elect Rob Devey | Mgmt | For | For | For | |||
7 | Elect John W. Foley | Mgmt | For | For | For | |||
8 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Alexander Johnston | Mgmt | For | For | For | |||
11 | Elect Paul Manduca | Mgmt | For | For | For | |||
12 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
14 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
15 | Elect Barry Stowe | Mgmt | For | For | For | |||
16 | Elect Tidjane Thiam | Mgmt | For | For | For | |||
17 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
25 | Long Term incentive Plan | Mgmt | For | For | For | |||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares under the Employee and Management Stock Option Program | Mgmt | For | Against | Against | |||
2 | Increase in Authorized Capital | Mgmt | For | For | For | |||
3 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
PT Global Mediacom Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMTR | CINS Y7119T144 | 10/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors and Commissioners | Mgmt | For | Against | Against | |||
PT Matahari Department Store Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPPF | CINS Y7139L105 | 06/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Composition of Shareholders | Mgmt | For | For | For | |||
Rakuten Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4755 | CINS J64264104 | 03/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hiroshi Mikitani | Mgmt | For | For | For | |||
2 | Elect Atsushi Kunishige | Mgmt | For | For | For | |||
3 | Elect Masatada Kobayashi | Mgmt | For | For | For | |||
4 | Elect Tohru Shimada | Mgmt | For | For | For | |||
5 | Elect Akio Sugihara | Mgmt | For | For | For | |||
6 | Elect Kazunori Takeda | Mgmt | For | For | For | |||
7 | Elect Hiroaki Yasutake | Mgmt | For | For | For | |||
8 | Elect Yoshihisa Yamada | Mgmt | For | For | For | |||
9 | Elect Charles B. Baxter | Mgmt | For | For | For | |||
10 | Elect Kohichi Kusano | Mgmt | For | For | For | |||
11 | Elect Ken Kutaragi | Mgmt | For | For | For | |||
12 | Elect Joshua G. James | Mgmt | For | For | For | |||
13 | Elect Hiroshi Fukino | Mgmt | For | For | For | |||
14 | Elect Jun Murai | Mgmt | For | For | For | |||
15 | Elect Kentaroh Hyakuno | Mgmt | For | For | For | |||
16 | Elect Tanekiyo Kunitake as Statutory Auditor | Mgmt | For | Against | Against | |||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Realogy Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLGY | CUSIP 75605Y106 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect V. Ann Hailey | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Ali Rashid | Mgmt | For | Withhold | Against | |||
1.3 | Elect Brett White | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Regus plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGU | CINS G7477W101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Elect Mark Dixon | Mgmt | For | Against | Against | |||
9 | Elect Dominique Yates | Mgmt | For | Against | Against | |||
10 | Elect Lance Browne | Mgmt | For | Against | Against | |||
11 | Elect Elmar Heggen | Mgmt | For | Against | Against | |||
12 | Elect Alex Sulkowski | Mgmt | For | Against | Against | |||
13 | Elect Douglas Sutherland | Mgmt | For | Against | Against | |||
14 | Elect Florence Pierre | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Hold Treasury Shares | Mgmt | For | For | For | |||
17 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | |||
18 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | |||
19 | Amendments to Articles | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Rio Tinto Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS Q81437107 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Re-elect Robert E. Brown | Mgmt | For | For | For | |||
5 | Re-elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Re-elect Jan du Plessis | Mgmt | For | For | For | |||
7 | Re-elect Guy Elliott | Mgmt | For | For | For | |||
8 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | |||
9 | Re-elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Re-elect Richard R. Goodmanson | Mgmt | For | For | For | |||
11 | Re-elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
12 | Re-elect Chris J. Lynch | Mgmt | For | For | For | |||
13 | Re-elect Paul M. Tellier | Mgmt | For | For | For | |||
14 | Re-elect John S. Varley | Mgmt | For | For | For | |||
15 | Re-elect Samuel M.C. Walsh | Mgmt | For | For | For | |||
16 | Appoint Auditor | Mgmt | For | For | For | |||
17 | Authorise Board to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Approve Performance Share Plan | Mgmt | For | For | For | |||
19 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Josef Ackermann | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Simon Henry | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Peter Voser | Mgmt | For | For | For | |||
12 | Elect Hans Wijers | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Safran SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAF | CINS F4035A557 | 05/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | Against | Against | |||
9 | Elect Jean-Marc Forneri | Mgmt | For | Against | Against | |||
10 | Elect Monique Cohen | Mgmt | For | Against | Against | |||
11 | Elect Christian Streiff | Mgmt | For | Against | Against | |||
12 | Elect Representatives of the French State | Mgmt | For | Against | Against | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
19 | Greenshoe | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
22 | Employee Stock Purchase Plan | Mgmt | For | Abstain | Against | |||
23 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
24 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
25 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
26 | Shareholder Proposal Regarding Election of Employee Representative | ShrHldr | For | Against | Against | |||
27 | Shareholder Proposal Regarding Dividend Payments | ShrHldr | Against | Against | For | |||
28 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect LEE In Ho | Mgmt | For | Against | Against | |||
3 | Elect SONG Kwang Soo | Mgmt | For | Against | Against | |||
4 | Elect KIM Eun Mee | Mgmt | For | Against | Against | |||
5 | Elect YOON Boo Keun | Mgmt | For | Against | Against | |||
6 | Elect SHIN Jong Kyun | Mgmt | For | Against | Against | |||
7 | Elect LEE Sang Hoon | Mgmt | For | Against | Against | |||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | |||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
9 | 2013 Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Fabienne Lecorvaisier | Mgmt | For | Against | Against | |||
5 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
6 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
9 | Greenshoe | Mgmt | For | For | For | |||
10 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | |||
14 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS D66992104 | 06/04/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Sberbank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CUSIP 80585Y308 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | N/A | |||
2 | Accounts | Mgmt | For | For | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | N/A | |||
4 | Appointment of Auditor | Mgmt | For | For | N/A | |||
5 | Elect German O. Gref | Mgmt | N/A | Abstain | N/A | |||
6 | Elect Sergey M. Guriev | Mgmt | N/A | For | N/A | |||
7 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | |||
8 | Elect Bella I. Zlatkis | Mgmt | N/A | Abstain | N/A | |||
9 | Elect Nadezhda Y. Ivanova | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Sergey M. Ignatyev | Mgmt | N/A | Abstain | N/A | |||
11 | Elect Alexey L Kudrin | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Ilia Vadimovich Lomakin-Rumyantsev | Mgmt | N/A | Abstain | N/A | |||
13 | Elect Georgy I. Luntovsky | Mgmt | N/A | Abstain | N/A | |||
14 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | |||
15 | Elect Vladimir A. Mau | Mgmt | N/A | Abstain | N/A | |||
16 | Elect Alexey Vladimirovich Moiseev | Mgmt | N/A | Abstain | N/A | |||
17 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | |||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | |||
19 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | |||
20 | Elect Alexey V. Ulyukaev | Mgmt | N/A | Abstain | N/A | |||
21 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | |||
22 | Elect Sergei A. Shvetsov | Mgmt | N/A | Abstain | N/A | |||
23 | Elect Ahmet Mahfi Egilmez | Mgmt | N/A | For | N/A | |||
24 | Elect N.P Borodina | Mgmt | For | For | N/A | |||
25 | Elect V.M. Volkov | Mgmt | For | For | N/A | |||
26 | Electi M.L. Dolzhnikov | Mgmt | For | For | N/A | |||
27 | Elect Y.Y. Isakhanova | Mgmt | For | For | N/A | |||
28 | Elect A.E. Minenko | Mgmt | For | For | N/A | |||
29 | Elect O.V. Polyakova | Mgmt | For | For | N/A | |||
30 | Elect N.V. Revina | Mgmt | For | For | N/A | |||
31 | Director and Audit Commission Fees | Mgmt | For | For | N/A | |||
32 | Regulations on Remuneration and Compensation of Board Members; Amount of Base Remuneration | Mgmt | For | For | N/A | |||
33 | New Edition of Charter | Mgmt | For | For | N/A | |||
Shanghai Fosun Pharmaceutical (Group) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
600196 | CINS Y7682D112 | 06/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Board Meetings | Mgmt | For | For | For | |||
4 | Absorption of Subsidiary | Mgmt | For | For | For | |||
5 | Annual Report | Mgmt | For | For | For | |||
6 | Directors' Report | Mgmt | For | For | For | |||
7 | Supervisors' Report | Mgmt | For | For | For | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Director Remuneration Policy | Mgmt | For | For | For | |||
14 | Fee Adjustment for Independent Non-executive Directors | Mgmt | For | For | For | |||
15 | Approval of Entrusted Loans to Subsidiaries | Mgmt | For | Against | Against | |||
16 | Authority to Give Guarantees | Mgmt | For | For | For | |||
17 | Elect CHEN Qiyu | Mgmt | For | Against | Against | |||
18 | Elect YAO Fang | Mgmt | For | Against | Against | |||
19 | Elect GUO Guangcang | Mgmt | For | Against | Against | |||
20 | Elect WANG Qunbin | Mgmt | For | Against | Against | |||
21 | Elect ZHANG Guozheng | Mgmt | For | Against | Against | |||
22 | Elect WANG Pinliang | Mgmt | For | Against | Against | |||
23 | Elect KANG Lan | Mgmt | For | Against | Against | |||
24 | Elect HAN Tong | Mgmt | For | Against | Against | |||
25 | Elect ZHANG Weitong | Mgmt | For | Against | Against | |||
26 | Elect LI Minqiao | Mgmt | For | Against | Against | |||
27 | Elect CAO Huimin | Mgmt | For | Against | Against | |||
28 | Elect CAO Genxing | Mgmt | For | Against | Against | |||
29 | Elect LI Haifeng | Mgmt | For | Against | Against | |||
30 | Amendments to the Administrative Measures for Related Party Transaction | Mgmt | For | For | For | |||
31 | Amendments to the Administrative Measures for Management of Raised Funds | Mgmt | For | For | For | |||
Shanghai Prime Machinery Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2345 | CINS Y7687Y103 | 02/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect WANG Qiang | Mgmt | For | Against | Against | |||
Shanghai Prime Machinery Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2345 | CINS Y7687Y103 | 06/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
9 | Elect ZHOU Zhiyan | Mgmt | For | Against | Against | |||
10 | Elect CHEN Hui | Mgmt | For | Against | Against | |||
11 | Elect DONG Jianhua as Supervisor | Mgmt | For | Against | Against | |||
12 | Elect WEI Li as Supervisor | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Shire plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CINS G8124V108 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect William M. Burns | Mgmt | For | For | For | |||
4 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
5 | Elect David Ginsburg | Mgmt | For | For | For | |||
6 | Elect Graham Hetherington | Mgmt | For | For | For | |||
7 | Elect David Kappler | Mgmt | For | For | For | |||
8 | Elect Susan Kilsby | Mgmt | For | For | For | |||
9 | Elect Anne Minto | Mgmt | For | For | For | |||
10 | Elect David M. Stout | Mgmt | For | For | For | |||
11 | Elect Steven Gillis | Mgmt | For | For | For | |||
12 | Elect Flemming Ornskov | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/23/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
9 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | |||
10 | Elect Gerd von Brandenstein | Mgmt | For | TNA | N/A | |||
11 | Elect Gerhard Cromme | Mgmt | For | TNA | N/A | |||
12 | Elect Michael Diekmann | Mgmt | For | TNA | N/A | |||
13 | Elect Hans Gaul | Mgmt | For | TNA | N/A | |||
14 | Elect Peter Gruss | Mgmt | For | TNA | N/A | |||
15 | Elect Nicola Leibinger-Kammuller | Mgmt | For | TNA | N/A | |||
16 | Elect Gerard Mestrallet | Mgmt | For | TNA | N/A | |||
17 | Elect Guler Sabanci | Mgmt | For | TNA | N/A | |||
18 | Elect Werner Wenning | Mgmt | For | TNA | N/A | |||
19 | Approval of Settlement Agreement with Thomas Ganswindt | Mgmt | For | TNA | N/A | |||
20 | Spin-Off of Osram Licht AG | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sinopharm Group Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1099 | CINS Y8008N107 | 12/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect LI Ling | Mgmt | For | Against | Against | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y3817W109 | 03/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Direcotor: KIM Jun Ho | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Societe Generale | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Scrip Dividend | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Elect Jean-Bernard Levy | Mgmt | For | Against | Against | |||
10 | Elect Alexandra Schaapveld | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Softbank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masayoshi Son | Mgmt | For | For | For | |||
5 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
6 | Elect Kazuhiko Kasai | Mgmt | For | For | For | |||
7 | Elect Ronald Fisher | Mgmt | For | For | For | |||
8 | Elect Yun MA | Mgmt | For | For | For | |||
9 | Elect Manabu Miyasaka | Mgmt | For | For | For | |||
10 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
11 | Elect Mark Schwartz | Mgmt | For | For | For | |||
12 | Elect Mitsuo Sano | Mgmt | For | For | For | |||
13 | Elect Sohichiroh Uno | Mgmt | For | For | For | |||
14 | Elect Kohichi Shibayama | Mgmt | For | For | For | |||
15 | Elect Hidekazu Kubokawa | Mgmt | For | For | For | |||
Spreadtrum Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPRD | CUSIP 849415203 | 07/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leo Li | Mgmt | For | Against | Against | |||
2 | Elect Carol Yu | Mgmt | For | Against | Against | |||
3 | Elect Zhongrui Xia | Mgmt | For | Against | Against | |||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Victor LUI Ting | Mgmt | For | Against | Against | |||
6 | Elect Norman LEUNG Nai Pang | Mgmt | For | Against | Against | |||
7 | Elect Donald LEUNG Kui King | Mgmt | For | Against | Against | |||
8 | Elect Thomas KWOK Ping Kwong | Mgmt | For | Against | Against | |||
9 | Elect LEE Shau Kee | Mgmt | For | Against | Against | |||
10 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | |||
11 | Elect Richard WONG Yue Chim | Mgmt | For | Against | Against | |||
12 | Elect William FUNG Kwok Lun | Mgmt | For | Against | Against | |||
13 | Elect William KWAN Cheuk Yin | Mgmt | For | Against | Against | |||
14 | Elect Michael WONG Yick Kam | Mgmt | For | Against | Against | |||
15 | Elect Patrick CHAN Kwok Wai | Mgmt | For | Against | Against | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
20 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
21 | Adoption of New SHKP Share Option Scheme | Mgmt | For | For | For | |||
22 | Adoption of New SUNeVision Share Option Scheme | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Surya Semesta Internusa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSIA | CINS Y7147Y131 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Election of Directors | Mgmt | For | Against | Against | |||
6 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Syngenta AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYNN | CINS H84140112 | 04/23/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Remuneration Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Michael Mack | Mgmt | For | TNA | N/A | |||
8 | Elect Jacques Vincent | Mgmt | For | TNA | N/A | |||
9 | Elect Eleni Gabre-Madhin | Mgmt | For | TNA | N/A | |||
10 | Elect Eveline Saupper | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Additional and/or counter proposals; no additional and/or counter proposals have been submitted at this time | ShrHldr | For | TNA | N/A | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 09/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Phillip Frost | Mgmt | For | Against | Against | |||
3 | Elect Roger Abravanel | Mgmt | For | Against | Against | |||
4 | Elect Richard Lerner | Mgmt | For | Against | Against | |||
5 | Elect Galia Maor | Mgmt | For | Against | Against | |||
6 | Elect Erez Vigodman | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | |||
9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
The Foschini Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TFG | CINS S29260155 | 09/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Re-elect David Nurek | Mgmt | For | Against | Against | |||
4 | Re-elect W. Cuba | Mgmt | For | Against | Against | |||
5 | Re-elect M. Lewis | Mgmt | For | Against | Against | |||
6 | Re-elect Peter Meiring | Mgmt | For | Against | Against | |||
7 | Elect Audit Committee Member (S. Abrahams) | Mgmt | For | Abstain | Against | |||
8 | Elect Audit Committee Member (Cuba) | Mgmt | For | Abstain | Against | |||
9 | Elect Audit Committee Member (Oblowitz) | Mgmt | For | Abstain | Against | |||
10 | Elect Audit Committee Member (Simamane) | Mgmt | For | Abstain | Against | |||
11 | Approve Remuneration Policy | Mgmt | For | For | For | |||
12 | Increase NEDs' Fees | Mgmt | For | For | For | |||
13 | Adopt Memorandum of Incorporation | Mgmt | For | Abstain | Against | |||
14 | Specific Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
15 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |||
16 | Approve Financial Assistance | Mgmt | For | Abstain | Against | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Thomas Cook Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCG | CINS G88471100 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Placing and Rights Issue | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tokio Marine Holdings Inc. (fka Millea Holdings Incorporated) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8766 | CINS J86298106 | 06/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shuzoh Sumi | Mgmt | For | For | For | |||
4 | Elect Takaaki Tamai | Mgmt | For | For | For | |||
5 | Elect Tsuyoshi Nagano | Mgmt | For | For | For | |||
6 | Elect Masashi Ohba | Mgmt | For | For | For | |||
7 | Elect Hirokazu Fujita | Mgmt | For | For | For | |||
8 | Elect Kunio Itoh | Mgmt | For | For | For | |||
9 | Elect Akio Mimura | Mgmt | For | For | For | |||
10 | Elect Toshifumi Kitazawa | Mgmt | For | For | For | |||
11 | Elect Mikio Sasaki | Mgmt | For | For | For | |||
12 | Elect Takashi Itoh | Mgmt | For | For | For | |||
Tokyo Gas Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9531 | CINS J87000105 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Mitsunori Torihara | Mgmt | For | For | For | |||
3 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |||
4 | Elect Shigeru Muraki | Mgmt | For | For | For | |||
5 | Elect Michiaki Hirose | Mgmt | For | For | For | |||
6 | Elect Kazuo Yoshino | Mgmt | For | For | For | |||
7 | Elect Matsuhiko Hataba | Mgmt | For | For | For | |||
8 | Elect Yutaka Kunigoh | Mgmt | For | For | For | |||
9 | Elect Masahiro Mikami | Mgmt | For | For | For | |||
10 | Elect Yukio Satoh | Mgmt | For | For | For | |||
11 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | |||
12 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | |||
13 | Elect Tsutomu Ohya | Mgmt | For | Against | Against | |||
14 | Elect Kohjiroh Ohtani | Mgmt | For | For | For | |||
Tom Tailor Holding AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTI | CINS D83837100 | 06/03/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
10 | Increase in Conditional Capital; Stock Option Plan | Mgmt | For | TNA | N/A | |||
11 | Profit-and-Loss Transfer Agreement with BONITA Deutschland Holding GmbH | Mgmt | For | TNA | N/A | |||
12 | Amendments to Intra-Company Control Agreement with Tom Tailor GmbH | Mgmt | For | TNA | N/A | |||
13 | Increase in Authorized Capital 2013/I | Mgmt | For | TNA | N/A | |||
14 | Increase in Authorized Capital 2013/II | Mgmt | For | TNA | N/A | |||
Turkcell Iletisim Hizmetleri A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCELL | CINS M8903B102 | 05/22/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
3 | Minutes | Mgmt | For | TNA | N/A | |||
4 | Report of the Board for 2010 | Mgmt | For | TNA | N/A | |||
5 | Reports of the Statutory Auditor for 2010 | Mgmt | For | TNA | N/A | |||
6 | Report of the Independent Auditor for 2010 | Mgmt | For | TNA | N/A | |||
7 | Accounts for 2010 | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends for 2010 | Mgmt | For | TNA | N/A | |||
9 | Ratification of Director Colin J. Williams' Acts for 2010 | Mgmt | For | TNA | N/A | |||
10 | Ratification of Statutory Auditors' Acts for 2010 | Mgmt | For | TNA | N/A | |||
11 | Report of the Board for 2011 | Mgmt | For | TNA | N/A | |||
12 | Report of the Statutory Auditors for 2011 | Mgmt | For | TNA | N/A | |||
13 | Report of the Independent Auditor for 2011 | Mgmt | For | TNA | N/A | |||
14 | Accounts for 2011 | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends for 2011 | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board Acts for 2011 | Mgmt | For | TNA | N/A | |||
17 | Ratification of Statutory Auditors' Acts for 2011 | Mgmt | For | TNA | N/A | |||
18 | Report of the Board for 2012 | Mgmt | For | TNA | N/A | |||
19 | Report of the Statutory Auditor for 2012 | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor for 2012 | Mgmt | For | TNA | N/A | |||
21 | Report of the Independent Auditor for 2012 | Mgmt | For | TNA | N/A | |||
22 | Accounts for 2012 | Mgmt | For | TNA | N/A | |||
23 | Allocation of Profits/Dividends for 2012 | Mgmt | For | TNA | N/A | |||
24 | Ratification of Board Acts for 2012 | Mgmt | For | TNA | N/A | |||
25 | Ratification of Statutory Auditors' Acts for 2012 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
27 | Ratification of the Co-Option of Board Members | Mgmt | For | TNA | N/A | |||
28 | Election of Directors | Mgmt | For | TNA | N/A | |||
29 | Directors' Fees | Mgmt | For | TNA | N/A | |||
30 | Appointment of Auditor for 2013 | Mgmt | For | TNA | N/A | |||
31 | Internal Regulation of General Assembly | Mgmt | For | TNA | N/A | |||
32 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
33 | Dividend Policy | Mgmt | For | TNA | N/A | |||
34 | Compensation Policy | Mgmt | For | TNA | N/A | |||
35 | Charitable Donations | Mgmt | For | TNA | N/A | |||
36 | Report on Guarantees | Mgmt | For | TNA | N/A | |||
37 | Report on Related Party Transactions | Mgmt | For | TNA | N/A | |||
38 | Closing | Mgmt | For | TNA | N/A | |||
Turkcell Iletisim Hizmetleri A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCELL | CINS M8903B102 | 06/24/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | |||
3 | Minutes | Mgmt | For | TNA | N/A | |||
4 | Report of the Board for 2010 | Mgmt | For | TNA | N/A | |||
5 | Report of the Statutory Auditor for 2010 | Mgmt | For | TNA | N/A | |||
6 | Report of the Independent Auditor for 2010 | Mgmt | For | TNA | N/A | |||
7 | Accounts for 2010 | Mgmt | For | TNA | N/A | |||
8 | Allocation of Profits/Dividends for 2010 | Mgmt | For | TNA | N/A | |||
9 | Ratification of Director Colin J. Williams' Acts for 2010 | Mgmt | For | TNA | N/A | |||
10 | Ratification of Statutory Auditors' Acts for 2010 | Mgmt | For | TNA | N/A | |||
11 | Report of the Board for 2011 | Mgmt | For | TNA | N/A | |||
12 | Report of the Statutory Auditors for 2011 | Mgmt | For | TNA | N/A | |||
13 | Report of the Independent Auditor for 2011 | Mgmt | For | TNA | N/A | |||
14 | Accounts for 2011 | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends for 2011 | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board Acts for 2011 | Mgmt | For | TNA | N/A | |||
17 | Ratification of Statutory Auditors' Acts for 2011 | Mgmt | For | TNA | N/A | |||
18 | Report of the Board for 2012 | Mgmt | For | TNA | N/A | |||
19 | Report of the Statutory Auditor for 2012 | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor for 2012 | Mgmt | For | TNA | N/A | |||
21 | Report of the Independent Auditor for 2012 | Mgmt | For | TNA | N/A | |||
22 | Accounts for 2012 | Mgmt | For | TNA | N/A | |||
23 | Allocation of Profits/Dividends for 2012 | Mgmt | For | TNA | N/A | |||
24 | Ratification of Board Acts for 2012 | Mgmt | For | TNA | N/A | |||
25 | Ratification of Statutory Auditors' Acts for 2012 | Mgmt | For | TNA | N/A | |||
26 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
27 | Ratification of the Co-Option of Board Members | Mgmt | For | TNA | N/A | |||
28 | Election of Directors | Mgmt | For | TNA | N/A | |||
29 | Directors' Fees | Mgmt | For | TNA | N/A | |||
30 | Appointment of Auditor for 2013 | Mgmt | For | TNA | N/A | |||
31 | Internal Regulation of General Assembly | Mgmt | For | TNA | N/A | |||
32 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
33 | Dividend Policy | Mgmt | For | TNA | N/A | |||
34 | Compensation Policy | Mgmt | For | TNA | N/A | |||
35 | Charitable Donations | Mgmt | For | TNA | N/A | |||
36 | Report on Guarantees | Mgmt | For | TNA | N/A | |||
37 | Report on Related Party Transactions | Mgmt | For | TNA | N/A | |||
38 | Closing | Mgmt | For | TNA | N/A | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
3.6 | Elect John A. Krol | Mgmt | For | For | For | |||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | |||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
3.10 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
UBS AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSN | CINS H89231338 | 05/02/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Axel A Weber | Mgmt | For | TNA | N/A | |||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
9 | Elect David Sidwell | Mgmt | For | TNA | N/A | |||
10 | Elect Rainer-Marc Frey | Mgmt | For | TNA | N/A | |||
11 | Elect Ann Godbehere | Mgmt | For | TNA | N/A | |||
12 | Elect Axel Lehmann | Mgmt | For | TNA | N/A | |||
13 | Elect Helmut Panke | Mgmt | For | TNA | N/A | |||
14 | Elect William Parrett | Mgmt | For | TNA | N/A | |||
15 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
16 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA | N/A | |||
18 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
20 | Transaction of Other Business | Mgmt | For | TNA | N/A | |||
Unicredit S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCG | CINS T960AS101 | 05/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Reclassification/Transfer of Reserves and Reallocation of the 2011 Loss | Mgmt | For | For | For | |||
2 | Allocation of Losses/Dividends | Mgmt | For | For | For | |||
3 | Election of Statutory Auditors | N/A | N/A | N/A | N/A | |||
4 | List Presented by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Mgmt | For | N/A | N/A | |||
5 | List Presented by a Group of Institutional Investors | Mgmt | For | For | For | |||
6 | Statutory Auditors' Fees | Mgmt | For | Against | Against | |||
7 | Election of Directors | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
10 | Equity Compensation Plan | Mgmt | For | For | For | |||
11 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Veidekke ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VEI | CINS R9590N107 | 05/06/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Opening of Meeting | Mgmt | For | TNA | N/A | |||
6 | Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
7 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |||
8 | Presentation of Management Report | Mgmt | For | TNA | N/A | |||
9 | Report of the Board of Directors, Committees, and Auditor | Mgmt | For | TNA | N/A | |||
10 | Questions | Mgmt | For | TNA | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
16 | Nomination Committee | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Election of Directors | Mgmt | For | TNA | N/A | |||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Approval of Non Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Scrip Dividend | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Antoine Frerot) | Mgmt | For | For | For | |||
11 | Elect Olivier Mareuse (Caisse des depots et consignations) | Mgmt | For | Against | Against | |||
12 | Elect Paolo Scaroni | Mgmt | For | Against | Against | |||
13 | Elect Marion Guillou | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan for Foreign Employees | Mgmt | For | For | For | |||
19 | Amendments to Articles Regarding Age Limit | Mgmt | For | For | For | |||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Virgin Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMED | CUSIP 92769L101 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Abstain | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect Charles Scharf | Mgmt | For | For | For | |||
10 | Elect William Shanahan | Mgmt | For | For | For | |||
11 | Elect John Swainson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882135 | 07/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Andy Halford | Mgmt | For | For | For | |||
5 | Elect Steve Pusey | Mgmt | For | For | For | |||
6 | Elect Renee James | Mgmt | For | For | For | |||
7 | Elect Alan Jebson | Mgmt | For | For | For | |||
8 | Elect Samuel Jonah | Mgmt | For | For | For | |||
9 | Elect Nick Land | Mgmt | For | For | For | |||
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
11 | Elect Luc Vandevelde | Mgmt | For | For | For | |||
12 | Elect Anthony Watson | Mgmt | For | For | For | |||
13 | Elect Philip Yea | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Directors' Remuneration Report | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L108 | 11/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tessa Bamford | Mgmt | For | For | For | |||
5 | Elect Michael Clarke | Mgmt | For | For | For | |||
6 | Elect Gareth Davis | Mgmt | For | For | For | |||
7 | Elect Andrew Duff | Mgmt | For | For | For | |||
8 | Elect John Martin | Mgmt | For | For | For | |||
9 | Elect Ian Meakins | Mgmt | For | For | For | |||
10 | Elect Frank Roach | Mgmt | For | For | For | |||
11 | Elect Michael Wareing | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Special Dividend and Share Consolidation | Mgmt | For | For | For | |||
19 | Long Term Incentive Plan | Mgmt | For | For | For | |||
20 | Executive Share Option Plan | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9788D103 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
5 | Elect Colin Day | Mgmt | For | For | For | |||
6 | Elect Esther Dyson | Mgmt | For | For | For | |||
7 | Elect Orit Gadiesh | Mgmt | For | Against | Against | |||
8 | Elect Philip Lader | Mgmt | For | For | For | |||
9 | Elect Ruigang Li | Mgmt | For | Against | Against | |||
10 | Elect Mark Read | Mgmt | For | For | For | |||
11 | Elect Paul Richardson | Mgmt | For | For | For | |||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | |||
13 | Elect Timothy Shriver | Mgmt | For | For | For | |||
14 | Elect Martin Sorrell | Mgmt | For | For | For | |||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||
16 | Elect Roger Agnelli | Mgmt | For | For | For | |||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
18 | Elect Hugo Shong | Mgmt | For | For | For | |||
19 | Elect Sally Susman | Mgmt | For | For | For | |||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Executive Performance Share Plan | Mgmt | For | Against | Against | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme of Arrangement | Mgmt | For | For | For | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Migration of Tax Residence | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Change in Company Name | Mgmt | For | For | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect Rogier Rijnja | Mgmt | For | Against | Against | |||
5 | Elect Ilya Segalovich | Mgmt | For | Against | Against | |||
6 | Elect Charles Ryan | Mgmt | For | Against | Against | |||
7 | Elect Alexander S. Voloshin | Mgmt | For | Against | Against | |||
8 | Cancellation of Shares | Mgmt | For | For | For | |||
9 | Amendment to Articles | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Suppress Preemptive Rights | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Yokogawa Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6841 | CINS J97272124 | 06/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
4 | Elect Takashi Nishijima | Mgmt | For | For | For | |||
5 | Elect Satoru Kurosu | Mgmt | For | For | For | |||
6 | Elect Hitoshi Nara | Mgmt | For | For | For | |||
7 | Elect Yasuroh Tanahashi | Mgmt | For | For | For | |||
8 | Elect Nobuo Katsumata | Mgmt | For | For | For | |||
9 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
10 | Elect Kiyoshi Makino | Mgmt | For | Against | Against | |||
11 | Elect Satoru Mishibari | Mgmt | For | Against | Against | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Multi-Cap Value Fund | |||||||
Date of Fiscal Year End: | 04/30/2013 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Burnside | Mgmt | For | For | For | |||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | |||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Actavis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Michelson | Mgmt | For | For | For | |||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | |||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | |||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | |||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | |||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 07/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carol Goldberg | Mgmt | For | For | For | |||
1.2 | Elect James Roosevelt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Ron Zwanziger | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
4 | Approval of Option Grants to Executive Officers | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Amarin Corp. plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMRN | CUSIP 023111206 | 07/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lars Ekman | Mgmt | For | For | For | |||
2 | Elect Carl Gordon | Mgmt | For | For | For | |||
3 | Elect Jan van Heek | Mgmt | For | For | For | |||
4 | Elect Patrick O'Sullivan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Amedisys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMED | CUSIP 023436108 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William F. Borne | Mgmt | For | For | For | |||
1.2 | Elect Linda J. Hall | Mgmt | For | For | For | |||
1.3 | Elect Ronald A. LaBorde | Mgmt | For | For | For | |||
1.4 | Elect Jake L. Netterville | Mgmt | For | For | For | |||
1.5 | Elect David R. Pitts | Mgmt | For | For | For | |||
1.6 | Elect Peter Ricchuiti | Mgmt | For | For | For | |||
1.7 | Elect Donald A. Washburn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Material Terms under the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
7 | Elect Michael G. Morris | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | |||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | |||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
14 | Elect John F. Turner | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
3 | Elect Warren D. Knowlton | Mgmt | For | For | For | |||
4 | Elect W. Walker Lewis | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Elect William H. Turner | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruby R. Chandy | Mgmt | For | For | For | |||
1.2 | Elect Charles D. Klein | Mgmt | For | For | For | |||
1.3 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Axiall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXLL | CUSIP 05463D100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul D. Carrico | Mgmt | For | For | For | |||
2 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
3 | Elect Patrick J. Fleming | Mgmt | For | For | For | |||
4 | Elect Robert M. Gervis | Mgmt | For | For | For | |||
5 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
6 | Elect Stephen E. Macadam | Mgmt | For | For | For | |||
7 | Elect Michael H. McGarry | Mgmt | For | For | For | |||
8 | Elect William L. Mansfield | Mgmt | For | For | For | |||
9 | Elect Mark L. Noetzel | Mgmt | For | For | For | |||
10 | Elect Robert Ripp | Mgmt | For | For | For | |||
11 | Elect David N. Weinstein | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Allen | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Arnold Donald | Mgmt | For | For | For | |||
6 | Elect Charles Gifford | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Linda Hudson | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas May | Mgmt | For | For | For | |||
11 | Elect Brian Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Allison IV | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jennifer S. Banner | Mgmt | For | Withhold | Against | |||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect Anna R. Cablik | Mgmt | For | Withhold | Against | |||
1.5 | Elect Ronald E. Deal | Mgmt | For | Withhold | Against | |||
1.6 | Elect James A. Faulkner | Mgmt | For | Withhold | Against | |||
1.7 | Elect I. Patricia Henry | Mgmt | For | Withhold | Against | |||
1.8 | Elect John P. Howe III | Mgmt | For | Withhold | Against | |||
1.9 | Elect Eric C. Kendrick | Mgmt | For | Withhold | Against | |||
1.10 | Elect Kelly S. King | Mgmt | For | Withhold | Against | |||
1.11 | Elect Louis B. Lynn | Mgmt | For | Withhold | Against | |||
1.12 | Elect Edward C. Milligan | Mgmt | For | Withhold | Against | |||
1.13 | Elect Charles A. Patton | Mgmt | For | Withhold | Against | |||
1.14 | Elect Nido R. Qubein | Mgmt | For | Withhold | Against | |||
1.15 | Elect Tollie W. Rich, Jr. | Mgmt | For | Withhold | Against | |||
1.16 | Elect Thomas E. Skains | Mgmt | For | Withhold | Against | |||
1.17 | Elect Thomas N. Thompson | Mgmt | For | Withhold | Against | |||
1.18 | Elect Edwin H. Welch Ph.D. | Mgmt | For | Withhold | Against | |||
1.19 | Elect Stephen T. Williams | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Terms of Preferred Stock | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | |||
4 | Elect David Mackay | Mgmt | For | For | For | |||
5 | Elect Gretchen W. Price | Mgmt | For | For | For | |||
6 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
7 | Elect Robert A. Steele | Mgmt | For | For | For | |||
8 | Elect Peter M. Wilson | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
3 | Elect Allen U. Lenzmeier | Mgmt | For | For | For | |||
4 | Elect Hatim A. Tyabji | Mgmt | For | For | For | |||
5 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
6 | Elect Hubert Joly | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
C&J Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CJES | CUSIP 12467B106 | 05/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua E. Comstock | Mgmt | For | For | For | |||
1.2 | Elect Randall C. McMullen, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Darren M. Friedman | Mgmt | For | For | For | |||
1.4 | Elect Michael Roemer | Mgmt | For | For | For | |||
1.5 | Elect H.H. Wommack, III | Mgmt | For | For | For | |||
1.6 | Elect C. James Stewart, III | Mgmt | For | For | For | |||
1.7 | Elect Adrianna Ma | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James T. Hackett | Mgmt | For | For | For | |||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | |||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | |||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
CareFusion Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 04/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip L. Francis | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Gregory T. Lucier | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
3 | Elect Farah M. Walters | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
2 | Elect Arun Sarin | Mgmt | For | For | For | |||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
7 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
8 | Elect Jess Soderberg | Mgmt | For | For | For | |||
9 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
12 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
CIGNA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
3 | Elect Jane E. Henney | Mgmt | For | For | For | |||
4 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Michael Capellas | Mgmt | For | For | For | |||
5 | Elect Larry Carter | Mgmt | For | For | For | |||
6 | Elect John Chambers | Mgmt | For | For | For | |||
7 | Elect Brian Halla | Mgmt | For | For | For | |||
8 | Elect John Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina Johnson | Mgmt | For | For | For | |||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
11 | Elect Roderick McGeary | Mgmt | For | For | For | |||
12 | Elect Arun Sarin | Mgmt | For | For | For | |||
13 | Elect Steven West | Mgmt | For | For | For | |||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | |||
Cliffs Natural Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLF | CUSIP 18683K101 | 05/07/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph A. Carrabba | Mgmt | For | TNA | N/A | |||
2 | Elect Susan M. Cunningham | Mgmt | For | TNA | N/A | |||
3 | Elect Barry J. Eldridge | Mgmt | For | TNA | N/A | |||
4 | Elect Andres R. Gluski | Mgmt | For | TNA | N/A | |||
5 | Elect Susan M. Green | Mgmt | For | TNA | N/A | |||
6 | Elect Janice K. Henry | Mgmt | For | TNA | N/A | |||
7 | Elect James Kirsch | Mgmt | For | TNA | N/A | |||
8 | Elect Francis R. McAllister | Mgmt | For | TNA | N/A | |||
9 | Elect Richard K. Riederer | Mgmt | For | TNA | N/A | |||
10 | Elect Timothy W. Sullivan | Mgmt | For | TNA | N/A | |||
11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | TNA | N/A | |||
12 | Elimination of Cumulative Voting | Mgmt | For | TNA | N/A | |||
13 | Amend the Regulations Without Shareholder Approval | Mgmt | For | TNA | N/A | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
15 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||
1.2 | Elect John F. Brock | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
1.10 | Elect Garry Watts | Mgmt | For | For | For | |||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | |||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Re-Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
E TRADE Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul T. Idzik | Mgmt | For | For | For | |||
2 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
3 | Elect James Lam | Mgmt | For | For | For | |||
4 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
5 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
6 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
7 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
8 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
9 | Elect Stephen H. Willard | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
11 | Elect Brett White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Electronics For Imaging, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EFII | CUSIP 286082102 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Brown | Mgmt | For | For | For | |||
1.2 | Elect Gill Cogan | Mgmt | For | For | For | |||
1.3 | Elect Guy Gecht | Mgmt | For | For | For | |||
1.4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.5 | Elect Richard A. Kashnow | Mgmt | For | For | For | |||
1.6 | Elect Dan Maydan | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T. Michael Goodrich | Mgmt | For | For | For | |||
1.2 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.3 | Elect Frances Powell Hawes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Esterline Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESL | CUSIP 297425100 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul V. Haack | Mgmt | For | For | For | |||
2 | Elect Scott E. Kuechle | Mgmt | For | For | For | |||
3 | Elect R. Bradley Lawrence | Mgmt | For | For | For | |||
4 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephan A. James | Mgmt | For | For | For | |||
2 | Elect Frank R. Martire | Mgmt | For | For | For | |||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773209 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darryl F. Allen | Mgmt | For | For | For | |||
2 | Elect Evan Bayh | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect William M. Isaac | Mgmt | For | For | For | |||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | |||
14 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Horizon National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FHN | CUSIP 320517105 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Carter | Mgmt | For | For | For | |||
2 | Elect John C. Compton | Mgmt | For | For | For | |||
3 | Elect Mark A. Emkes | Mgmt | For | For | For | |||
4 | Elect Corydon J. Gilchrist | Mgmt | For | For | For | |||
5 | Elect Vicky B. Gregg | Mgmt | For | For | For | |||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | |||
7 | Elect R. Brad Martin | Mgmt | For | For | For | |||
8 | Elect Scott M. Niswonger | Mgmt | For | For | For | |||
9 | Elect Vicki R. Palmer | Mgmt | For | For | For | |||
10 | Elect Colin V. Reed | Mgmt | For | For | For | |||
11 | Elect Luke Yancy III | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
GameStop Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GME | CUSIP 36467W109 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerome L. Davis | Mgmt | For | For | For | |||
2 | Elect R. Richard Fontaine | Mgmt | For | For | For | |||
3 | Elect Steven R. Koonin | Mgmt | For | For | For | |||
4 | Elect Stephanie M. Shern | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||
Garmin Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRMN | CUSIP H2906T109 | 06/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph J. Hartnett | Mgmt | For | For | For | |||
2 | Elect Thomas P. Poberezny | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Indemnification of Directors and Officers | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | |||
1.2 | Elect David L. Bodde | Mgmt | For | For | For | |||
1.3 | Elect Randall C. Ferguson, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
1.5 | Elect Thomas D. Hyde | Mgmt | For | For | For | |||
1.6 | Elect James A. Mitchell | Mgmt | For | For | For | |||
1.7 | Elect Ann D. Murtlow | Mgmt | For | For | For | |||
1.8 | Elect John J. Sherman | Mgmt | For | For | For | |||
1.9 | Elect Linda H. Talbott | Mgmt | For | For | For | |||
1.10 | Elect Robert H. West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry Gerber | Mgmt | For | For | For | |||
6 | Elect Jose Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
8 | Elect David Lesar | Mgmt | For | For | For | |||
9 | Elect Robert Malone | Mgmt | For | For | For | |||
10 | Elect Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | |||
4 | Elect Liam E. McGee | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hercules Offshore, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HERO | CUSIP 427093109 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas R. Bates, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Thierry Pilenko | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | |||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOY | CUSIP 481165108 | 03/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.2 | Elect John T. Gremp | Mgmt | For | For | For | |||
1.3 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.4 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
1.5 | Elect Richard B. Loynd | Mgmt | For | For | For | |||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.7 | Elect Michael W. Sutherlin | Mgmt | For | For | For | |||
1.8 | Elect James H. Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Advisory Vote on the Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
15 | Key Executive Performance Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Key Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn R. Coleman | Mgmt | For | For | For | |||
2 | Elect Kevin P. Collins | Mgmt | For | For | For | |||
3 | Elect W. Phillip Marcum | Mgmt | For | For | For | |||
4 | Elect William F. Owens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | |||
3 | Elect Lloyd Newton | Mgmt | For | For | For | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | |||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | |||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
LeapFrog Enterprises, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LF | CUSIP 52186N106 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Barbour | Mgmt | For | For | For | |||
1.2 | Elect William B. Chiasson | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Kalinske | Mgmt | For | For | For | |||
1.4 | Elect Stanley E. Maron | Mgmt | For | For | For | |||
1.5 | Elect E. Stanton McKee, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Theodore R. Mitchell | Mgmt | For | For | For | |||
1.7 | Elect Randy O. Rissman | Mgmt | For | For | For | |||
1.8 | Elect Caden Wang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | |||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | |||
8 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | |||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | |||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zachary W. Carter | Mgmt | For | For | For | |||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Ian Lang | Mgmt | For | For | For | |||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||
7 | Elect Steven A. Mills | Mgmt | For | For | For | |||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
9 | Elect Marc D. Oken | Mgmt | For | For | For | |||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
11 | Elect Adele S. Simmons | Mgmt | For | For | For | |||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Mattel, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAT | CUSIP 577081102 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael J. Dolan | Mgmt | For | For | For | |||
2 | Elect Trevor A. Edwards | Mgmt | For | For | For | |||
3 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
4 | Elect Dominic Ng | Mgmt | For | For | For | |||
5 | Elect Vasant M. Prabhu | Mgmt | For | For | For | |||
6 | Elect Andrea L. Rich | Mgmt | For | For | For | |||
7 | Elect Dean A. Scarborough | Mgmt | For | For | For | |||
8 | Elect Christopher A. Sinclair | Mgmt | For | For | For | |||
9 | Elect Bryan G. Stockton | Mgmt | For | For | For | |||
10 | Elect Dirk Van de Put | Mgmt | For | For | For | |||
11 | Elect Kathy White Loyd | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
McDermott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDR | CUSIP 580037109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bookout III | Mgmt | For | For | For | |||
1.2 | Elect Roger A. Brown | Mgmt | For | For | For | |||
1.3 | Elect Stephen G. Hanks | Mgmt | For | For | For | |||
1.4 | Elect Stephen M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect D. Bradley McWilliams | Mgmt | For | For | For | |||
1.6 | Elect William H. Schumann III | Mgmt | For | For | For | |||
1.7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | |||
1.8 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mednax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MD | CUSIP 58502B106 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cesar L. Alvarez | Mgmt | For | For | For | |||
1.2 | Elect Waldemar A. Carlo | Mgmt | For | For | For | |||
1.3 | Elect Michael B. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Roger K. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Paul G. Gabos | Mgmt | For | For | For | |||
1.6 | Elect Pascal J. Goldschmidt | Mgmt | For | For | For | |||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | |||
1.8 | Elect Roger J. Medel | Mgmt | For | For | For | |||
1.9 | Elect Donna E. Shalala | Mgmt | For | For | For | |||
1.10 | Elect Enrique J. Sosa | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Merit Medical Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMSI | CUSIP 589889104 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard W. Edelman | Mgmt | For | For | For | |||
1.2 | Elect Michael E. Stillabower | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | For | For | |||
1.2 | Elect Michael C. Linn | Mgmt | For | For | For | |||
1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | |||
1.4 | Elect Howard Wolf | Mgmt | For | For | For | |||
1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | |||
4 | 2013 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Navistar International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAV | CUSIP 63934E108 | 02/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Pope | Mgmt | For | Withhold | Against | |||
1.2 | Elect Vincent Intrieri | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Hammes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark Rachesky | Mgmt | For | Withhold | Against | |||
1.5 | Elect Samuel Merksamer | Mgmt | For | Withhold | Against | |||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | 2013 Performance Incentive Plan | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | |||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | |||
1.6 | Elect Gerald Held | Mgmt | For | For | For | |||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
1.8 | Elect George Shaheen | Mgmt | For | For | For | |||
1.9 | Elect Robert Wall | Mgmt | For | For | For | |||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NVR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVR | CUSIP 62944T105 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Andrews | Mgmt | For | For | For | |||
2 | Elect Robert C. Butler | Mgmt | For | For | For | |||
3 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
4 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||
5 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
6 | Elect Ed Grier | Mgmt | For | For | For | |||
7 | Elect Manuel H. Johnson | Mgmt | For | For | For | |||
8 | Elect Mel Martinez | Mgmt | For | For | For | |||
9 | Elect William A. Moran | Mgmt | For | For | For | |||
10 | Elect David A. Preiser | Mgmt | For | For | For | |||
11 | Elect W. Grady Rosier | Mgmt | For | For | For | |||
12 | Elect Dwight C. Schar | Mgmt | For | For | For | |||
13 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | Against | Against | |||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | |||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
OfficeMax Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMX | CUSIP 67622P101 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
2 | Elect Joseph DePinto | Mgmt | For | For | For | |||
3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
4 | Elect V. James Marino | Mgmt | For | For | For | |||
5 | Elect William J. Montgoris | Mgmt | For | For | For | |||
6 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |||
7 | Elect Ravichandra K. Saligram | Mgmt | For | For | For | |||
8 | Elect David M. Szymanski | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2003 OfficeMax Incentive and Performance Plan | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | |||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect David G. DeWalt | Mgmt | For | For | For | |||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William A. Owens | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
PSS World Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSSI | CUSIP 69366A100 | 08/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||
2 | Elect A. Hugh Greene | Mgmt | For | For | For | |||
3 | Elect Steven Halverson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Raymond James Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJF | CUSIP 754730109 | 02/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shelley Broader | Mgmt | For | For | For | |||
2 | Elect Francis Godbold | Mgmt | For | For | For | |||
3 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||
4 | Elect Chet Helck | Mgmt | For | For | For | |||
5 | Elect Thomas James | Mgmt | For | For | For | |||
6 | Elect Gordon Johnson | Mgmt | For | For | For | |||
7 | Elect Paul Reilly | Mgmt | For | For | For | |||
8 | Elect Robert Saltzman | Mgmt | For | For | For | |||
9 | Elect Hardwick Simmons | Mgmt | For | For | For | |||
10 | Elect Susan Story | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Regal Entertainment Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGC | CUSIP 758766109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David H. Keyte | Mgmt | For | For | For | |||
1.3 | Elect Amy E. Miles | Mgmt | For | For | For | |||
1.4 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Annual Executive Incentive Program and 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect William V. Hickey | Mgmt | For | For | For | |||
6 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
7 | Elect Kenneth P. Manning | Mgmt | For | Against | Against | |||
8 | Elect William J. Marino | Mgmt | For | For | For | |||
9 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
10 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
11 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | |||
13 | Amendment to the Performance-Based Compensation Program | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Silgan Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLGN | CUSIP 827048109 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Philip Silver | Mgmt | For | Withhold | Against | |||
1.2 | Elect William C. Jennings | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Snap-on Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNA | CUSIP 833034101 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Fiedler | Mgmt | For | For | For | |||
2 | Elect James P. Holden | Mgmt | For | For | For | |||
3 | Elect W. Dudley Lehman | Mgmt | For | For | For | |||
4 | Elect Edward H. Rensi | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Gass | Mgmt | For | For | For | |||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | |||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | |||
4 | Elect Harold M. Korell | Mgmt | For | For | For | |||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | |||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | |||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | |||
8 | Elect Elliott Pew | Mgmt | For | For | For | |||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2013 Incentive Plan | Mgmt | For | For | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Steel Dynamics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STLD | CUSIP 858119100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||
1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||
1.3 | Elect John C. Bates | Mgmt | For | For | For | |||
1.4 | Elect Keith E. Busse | Mgmt | For | For | For | |||
1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | |||
1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | |||
1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | |||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||
1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||
1.10 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||
1.11 | Elect James A. Tretheway | Mgmt | For | For | For | |||
2 | 2013 Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
2 | Elect Alston D. Correll | Mgmt | For | For | For | |||
3 | Elect Jeffrey C. Crowe | Mgmt | For | For | For | |||
4 | Elect David H. Hughes | Mgmt | For | For | For | |||
5 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
6 | Elect Kyle P. Legg | Mgmt | For | For | For | |||
7 | Elect William A. Linnenbringer | Mgmt | For | For | For | |||
8 | Elect Donna S. Morea | Mgmt | For | For | For | |||
9 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
10 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Frank W. Scruggs | Mgmt | For | For | For | |||
12 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
13 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Swift Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFY | CUSIP 870738101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Greg Matiuk | Mgmt | For | For | For | |||
1.2 | Elect Bruce H. Vincent | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Alfred Castino | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Deborah A. Coleman | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tenet Healthcare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THC | CUSIP 88033G407 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Bush | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Brenda Gaines | Mgmt | For | For | For | |||
4 | Elect Karen Garrison | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect J. Robert Kerrey | Mgmt | For | For | For | |||
7 | Elect Richard Pettingill | Mgmt | For | For | For | |||
8 | Elect Ronald Rittenmeyer | Mgmt | For | For | For | |||
9 | Elect James Unruh | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Tenneco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEN | CUSIP 880349105 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Freyman | Mgmt | For | For | For | |||
2 | Elect Dennis Letham | Mgmt | For | For | For | |||
3 | Elect Hari Nair | Mgmt | For | For | For | |||
4 | Elect Roger Porter | Mgmt | For | For | For | |||
5 | Elect David Price, Jr. | Mgmt | For | For | For | |||
6 | Elect Gregg Sherrill | Mgmt | For | For | For | |||
7 | Elect Paul Stecko | Mgmt | For | For | For | |||
8 | Elect Jane Warner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect William H. Lamb | Mgmt | For | For | For | |||
7 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
8 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
10 | Elect John C. Chrystal | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Stock Option and Equity Plan of 2013 | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | |||
6 | Elect David B. Lewis | Mgmt | For | For | For | |||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect James A. Runde | Mgmt | For | For | For | |||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Blanchard | Mgmt | For | For | For | |||
2 | Elect Richard Y. Bradley | Mgmt | For | For | For | |||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
4 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
5 | Elect Gardiner W. Garrard, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Sidney E. Harris | Mgmt | For | For | For | |||
7 | Elect Mason H. Lampton | Mgmt | For | For | For | |||
8 | Elect H. Lynn Page | Mgmt | For | For | For | |||
9 | Elect Philip W. Tomlinson | Mgmt | For | For | For | |||
10 | Elect John T. Turner | Mgmt | For | For | For | |||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Elect James D. Yancey | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tronox Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
1.6 | Elect Peter Johnston | Mgmt | For | For | For | |||
2 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
3.6 | Elect John A. Krol | Mgmt | For | For | For | |||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | |||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
3.10 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
UMB Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UMBF | CUSIP 902788108 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
1.2 | Elect David R. Bradley, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Nancy K. Buese | Mgmt | For | For | For | |||
1.4 | Elect Peter J. deSilva | Mgmt | For | For | For | |||
1.5 | Elect Terrence P. Dunn | Mgmt | For | For | For | |||
1.6 | Elect Alexander C. Kemper | Mgmt | For | For | For | |||
1.7 | Elect J. Mariner Kemper | Mgmt | For | For | For | |||
1.8 | Elect Kris A. Robbins | Mgmt | For | For | For | |||
1.9 | Elect Thomas D. Sanders | Mgmt | For | For | For | |||
1.10 | Elect L. Joshua Sosland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | |||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | |||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ViroPharma Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VPHM | CUSIP 928241108 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William D. Claypool | Mgmt | For | For | For | |||
1.2 | Elect Julie H McHugh | Mgmt | For | For | For | |||
2 | Annual Incentive Plan | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | |||
5 | Elect David J. Butters | Mgmt | For | For | For | |||
6 | Elect John D. Gass | Mgmt | For | For | For | |||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
8 | Elect William E. Macaulay | Mgmt | For | For | For | |||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | |||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Increase in Authorized Capital | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Webster Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBS | CUSIP 947890109 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joel S. Becker | Mgmt | For | For | For | |||
2 | Elect David A. Coulter | Mgmt | For | For | For | |||
3 | Elect Robert A. Finkenzeller | Mgmt | For | For | For | |||
4 | Elect Laurence C. Morse | Mgmt | For | For | For | |||
5 | Elect Mark Pettie | Mgmt | For | For | For | |||
6 | Elect Charles W. Shivery | Mgmt | For | For | For | |||
7 | Elect James C. Smith | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Renewal of the Qualified Performance-Based Compensation Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Wellcare Health Plans, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCG | CUSIP 94946T106 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol J. Burt | Mgmt | For | For | For | |||
2 | Elect Roel C. Campos | Mgmt | For | For | For | |||
3 | Elect Alec Cunningham | Mgmt | For | For | For | |||
4 | Elect David J. Gallitano | Mgmt | For | For | For | |||
5 | Elect D. Robert Graham | Mgmt | For | For | For | |||
6 | Elect Kevin F. Hickey | Mgmt | For | For | For | |||
7 | Elect Christian P. Michalik | Mgmt | For | For | For | |||
8 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
9 | Elect William L. Trubeck | Mgmt | For | For | For | |||
10 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
11 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Westinghouse Air Brake Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAB | CUSIP 929740108 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Brooks | Mgmt | For | For | For | |||
1.2 | Elect William E. Kassling | Mgmt | For | For | For | |||
1.3 | Elect Albert J. Neupaver | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | CUSIP 984121103 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn A. Britt | Mgmt | For | For | For | |||
2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
3 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
4 | Elect William C. Hunter | Mgmt | For | For | For | |||
5 | Elect Robert J. Keegan | Mgmt | For | For | For | |||
6 | Elect Robert A. McDonald | Mgmt | For | For | For | |||
7 | Elect Charles Prince | Mgmt | For | For | For | |||
8 | Elect Ann N. Reese | Mgmt | For | For | For | |||
9 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
10 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2004 Equity Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
XL Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XL | CUSIP G98290102 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Mauriello | Mgmt | For | For | For | |||
2 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
3 | Elect Clayton S. Rose | Mgmt | For | For | For | |||
4 | Ratification of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Research Fund | |||||||
Date of Fiscal Year End: | 07/31/2012 | |||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles D. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Burnside | Mgmt | For | For | For | |||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | |||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Actavis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACT | CUSIP 00507K103 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Michelson | Mgmt | For | For | For | |||
2 | Elect Ronald R. Taylor | Mgmt | For | For | For | |||
3 | Elect Andrew L. Turner | Mgmt | For | For | For | |||
4 | Elect Paul M. Bisaro | Mgmt | For | For | For | |||
5 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
6 | Elect Michel J. Feldman | Mgmt | For | For | For | |||
7 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
ADT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADT | CUSIP 00101J106 | 03/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | |||
1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | |||
1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | |||
1.6 | Elect Bridgette Heller | Mgmt | For | For | For | |||
1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | |||
1.8 | Elect Keith A. Meister | Mgmt | For | For | For | |||
1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
5 | Elect Molly J. Coye | Mgmt | For | For | For | |||
6 | Elect Roger N. Farah | Mgmt | For | For | For | |||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | |||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | |||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | |||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHldr | Against | Against | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel P. Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | |||
3 | Elect Paul S. Amos II | Mgmt | For | For | For | |||
4 | Elect W. Paul Bowers | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
6 | Elect Elizabeth J. Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas W. Johnson | Mgmt | For | For | For | |||
8 | Elect Robert B. Johnson | Mgmt | For | For | For | |||
9 | Elect Charles B. Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara K. Rimer | Mgmt | For | For | For | |||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
13 | Elect David Gary Thompson | Mgmt | For | For | For | |||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul N. Clark | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 04/09/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | For | TNA | N/A | |||
4.1 | Elect David C. Everitt | Mgmt | For | TNA | N/A | |||
4.2 | Elect Russell K. Girling | Mgmt | For | TNA | N/A | |||
4.3 | Elect Susan A. Henry | Mgmt | For | TNA | N/A | |||
4.4 | Elect Russell J. Horner | Mgmt | For | TNA | N/A | |||
4.5 | Elect David J. Lesar | Mgmt | For | TNA | N/A | |||
4.6 | Elect John E. Lowe | Mgmt | For | TNA | N/A | |||
4.7 | Elect A. Anne McLellan | Mgmt | For | TNA | N/A | |||
4.8 | Elect Derek G. Pannell | Mgmt | For | TNA | N/A | |||
4.9 | Elect Frank W. Proto | Mgmt | For | TNA | N/A | |||
4.10 | Elect Mayo M. Schmidt | Mgmt | For | TNA | N/A | |||
4.11 | Elect Michael M. Wilson | Mgmt | For | TNA | N/A | |||
4.12 | Elect Victor J. Zaleschuk | Mgmt | For | TNA | N/A | |||
Agrium Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGU | CUSIP 008916108 | 04/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
3 | Amendment to Shareholder Rights Plan | Mgmt | N/A | For | N/A | |||
4 | Elect Dissident Nominee Barry Rosenstein | Mgmt | N/A | For | N/A | |||
5 | Elect Dissident Nominee Mitchell Jacobson | Mgmt | N/A | For | N/A | |||
6 | Elect Dissident Nominee Stephen Clark | Mgmt | N/A | For | N/A | |||
7 | Elect Dissident Nominee David Bullock | Mgmt | N/A | For | N/A | |||
8 | Elect Dissident Nominee Lyle Vanclief | Mgmt | N/A | Withhold | N/A | |||
9 | Elect Management Nominee David Everitt | Mgmt | N/A | For | N/A | |||
10 | Elect Management Nominee Russell Girling | Mgmt | N/A | For | N/A | |||
11 | Elect Management Nominee David Lesar | Mgmt | N/A | For | N/A | |||
12 | Elect Management Nominee John Lowe | Mgmt | N/A | For | N/A | |||
13 | Elect Management Nominee A. Anne McLellan | Mgmt | N/A | For | N/A | |||
14 | Elect Management Nominee Michael Wilson | Mgmt | N/A | For | N/A | |||
15 | Elect Management Nominee Victor Zaleschuk | Mgmt | N/A | For | N/A | |||
Airgas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARG | CUSIP 009363102 | 08/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Hovey | Mgmt | For | For | For | |||
1.2 | Elect Michael Molinini | Mgmt | For | For | For | |||
1.3 | Elect Paula Sneed | Mgmt | For | For | For | |||
1.4 | Elect David Stout | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Albemarle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALB | CUSIP 012653101 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William H. Hernandez | Mgmt | For | For | For | |||
1.2 | Elect Luther C. Kissam IV | Mgmt | For | For | For | |||
1.3 | Elect Joseph M. Mahady | Mgmt | For | For | For | |||
1.4 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
1.5 | Elect James J. O'Brien | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Perry | Mgmt | For | For | For | |||
1.7 | Elect John Sherman Jr. | Mgmt | For | For | For | |||
1.8 | Elect Harriett Tee Taggart | Mgmt | For | For | For | |||
1.9 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
2 | 2013 Stock Compensation and Deferral Election Plan for Non-Employee Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alliance Data Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CUSIP 018581108 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence M. Benveniste | Mgmt | For | For | For | |||
2 | Elect D. Keith Cobb | Mgmt | For | For | For | |||
3 | Elect Kenneth R. Jensen | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Altera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALTR | CUSIP 021441100 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Daane | Mgmt | For | For | For | |||
2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
3 | Elect A. Blaine Bowman | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Kevin McGarity | Mgmt | For | For | For | |||
6 | Elect Shane V. Robison | Mgmt | For | For | For | |||
7 | Elect John Shoemaker | Mgmt | For | For | For | |||
8 | Elect Thomas H. Waechter | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Second Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | |||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | |||
3 | Elect John T. Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William B. Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
6 | Elect Alain Monie | Mgmt | For | For | For | |||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elizabeth A. Chappell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Steven B Hantler | Mgmt | For | Withhold | Against | |||
1.3 | Elect John F Smith | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
5 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
6 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
7 | Elect Michael G. Morris | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard III | Mgmt | For | For | For | |||
12 | Elect Richard L. Sandor | Mgmt | For | For | For | |||
13 | Elect Sara M. Tucker | Mgmt | For | For | For | |||
14 | Elect John F. Turner | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.2 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.5 | Elect Anne Lauvergeon | Mgmt | For | For | For | |||
1.6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | |||
1.7 | Elect Richard C. Levin | Mgmt | For | For | For | |||
1.8 | Elect Richard A. McGinn | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
1.12 | Elect Robert D. Walter | Mgmt | For | For | For | |||
1.13 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert H. Benmosche | Mgmt | For | For | For | |||
2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
7 | Elect George L. Miles, Jr. | Mgmt | For | For | For | |||
8 | Elect Henry S. Miller | Mgmt | For | For | For | |||
9 | Elect Robert S. Miller | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | |||
12 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
13 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
American Water Works Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWK | CUSIP 030420103 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen P. Adik | Mgmt | For | For | For | |||
2 | Elect Martha C. Goss | Mgmt | For | For | For | |||
3 | Elect Julie A. Dobson | Mgmt | For | For | For | |||
4 | Elect Paul J. Evanson | Mgmt | For | For | For | |||
5 | Elect Richard R. Grigg | Mgmt | For | For | For | |||
6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
7 | Elect George MacKenzie | Mgmt | For | For | For | |||
8 | Elect William J. Marrazzo | Mgmt | For | For | For | |||
9 | Elect Jeffry E. Sterba | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
3 | Elect Warren D. Knowlton | Mgmt | For | For | For | |||
4 | Elect W. Walker Lewis | Mgmt | For | For | For | |||
5 | Elect Siri S. Marshall | Mgmt | For | For | For | |||
6 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
7 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
8 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
9 | Elect William H. Turner | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Tyler Jacks | Mgmt | For | For | For | |||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | |||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
Anadarko Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APC | CUSIP 032511107 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
2 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
5 | Elect Richard L. George | Mgmt | For | For | For | |||
6 | Elect Preston M. Geren, III | Mgmt | For | For | For | |||
7 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
8 | Elect John R. Gordon | Mgmt | For | For | For | |||
9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect R. A. Walker | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Apartment Investment and Management Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIV | CUSIP 03748R101 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James N. Bailey | Mgmt | For | For | For | |||
2 | Elect Terry Considine | Mgmt | For | For | For | |||
3 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||
4 | Elect J. Landis Martin | Mgmt | For | For | For | |||
5 | Elect Robert A. Miller | Mgmt | For | For | For | |||
6 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
7 | Elect Michael A. Stein | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
Archer-Daniels-Midland Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CUSIP 039483102 | 11/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Boeckmann | Mgmt | For | For | For | |||
2 | Elect George Buckley | Mgmt | For | For | For | |||
3 | Elect Mollie Carter | Mgmt | For | For | For | |||
4 | Elect Terrell Crews | Mgmt | For | For | For | |||
5 | Elect Pierre Dufour | Mgmt | For | For | For | |||
6 | Elect Donald Felsinger | Mgmt | For | For | For | |||
7 | Elect Antonio Maciel Neto | Mgmt | For | For | For | |||
8 | Elect Patrick Moore | Mgmt | For | For | For | |||
9 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
10 | Elect Daniel Shih | Mgmt | For | For | For | |||
11 | Elect Kelvin Westbrook | Mgmt | For | For | For | |||
12 | Elect Patricia Woertz | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Arris Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP 04270V106 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex B. Best | Mgmt | For | For | For | |||
1.2 | Elect Harry L. Bosco | Mgmt | For | For | For | |||
1.3 | Elect James A. Chiddix | Mgmt | For | For | For | |||
1.4 | Elect John A. Craig | Mgmt | For | For | For | |||
1.5 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
1.6 | Elect Matthew B. Kearney | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Stanzione | Mgmt | For | For | For | |||
1.8 | Elect Debora J. Wilson | Mgmt | For | For | For | |||
1.9 | Elect David A. Woodle | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Reapproval of the the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CUSIP N07059210 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | For | For | |||
6 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | |||
7 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | |||
8 | Stock Option Grant to Employees | Mgmt | For | For | For | |||
9 | Elect H. C. J. van den Burg | Mgmt | For | For | For | |||
10 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | |||
11 | Elect W. Ziebart | Mgmt | For | For | For | |||
12 | Elect D.A. Grose | Mgmt | For | For | For | |||
13 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Shares | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Gilbert F. Amelio | Mgmt | For | For | For | |||
3 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
4 | Elect James H. Blanchard | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect Scott T. Ford | Mgmt | For | For | For | |||
7 | Elect James P. Kelly | Mgmt | For | For | For | |||
8 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
9 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
10 | Elect John B. McCoy | Mgmt | For | For | For | |||
11 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
12 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
13 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the Stock Purchase and Deferral Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Spending | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
AutoZone, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZO | CUSIP 053332102 | 12/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sue Gove | Mgmt | For | For | For | |||
2 | Elect Earl Graves, Jr. | Mgmt | For | For | For | |||
3 | Elect Enderson Guimaraes | Mgmt | For | For | For | |||
4 | Elect J.R. Hyde III | Mgmt | For | For | For | |||
5 | Elect W. Andrew McKenna | Mgmt | For | For | For | |||
6 | Elect George Mrkonic | Mgmt | For | For | For | |||
7 | Elect Luis Nieto | Mgmt | For | For | For | |||
8 | Elect William Rhodes III | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Auxilium Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AUXL | CUSIP 05334D107 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf A. Classon | Mgmt | For | Withhold | Against | |||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter C. Brandt | Mgmt | For | Withhold | Against | |||
1.4 | Elect Oliver S. Fetzer | Mgmt | For | Withhold | Against | |||
1.5 | Elect Paul A. Friedman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | |||
1.7 | Elect William T. McKee | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AvalonBay Communities, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
1.2 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
1.4 | Elect John J. Healy, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505559 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Allen | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Jack Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Arnold Donald | Mgmt | For | For | For | |||
6 | Elect Charles Gifford | Mgmt | For | For | For | |||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
8 | Elect Linda Hudson | Mgmt | For | For | For | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Thomas May | Mgmt | For | For | For | |||
11 | Elect Brian Moynihan | Mgmt | For | For | For | |||
12 | Elect Lionel Nowell, III | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
20 | Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | |||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | |||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.10 | Elect Peter Munk | Mgmt | For | For | For | |||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | |||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | |||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Chen | Mgmt | For | For | For | |||
2 | Elect Blake Devitt | Mgmt | For | For | For | |||
3 | Elect John Forsyth | Mgmt | For | For | For | |||
4 | Elect Gail Fosler | Mgmt | For | For | For | |||
5 | Elect Carole Shapazian | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
Beam Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEAM | CUSIP 073730103 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | |||
4 | Elect David Mackay | Mgmt | For | For | For | |||
5 | Elect Gretchen W. Price | Mgmt | For | For | For | |||
6 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
7 | Elect Robert A. Steele | Mgmt | For | For | For | |||
8 | Elect Peter M. Wilson | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
3 | Elect Steven H. Temares | Mgmt | For | For | For | |||
4 | Elect Dean S. Adler | Mgmt | For | For | For | |||
5 | Elect Stanley F. Barshay | Mgmt | For | For | For | |||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
7 | Elect Patrick R. Gaston | Mgmt | For | For | For | |||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||
9 | Elect Victoria A. Morrison | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670702 | 05/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles Munger | Mgmt | For | For | For | |||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |||
1.5 | Elect Susan Decker | Mgmt | For | For | For | |||
1.6 | Elect William Gates III | Mgmt | For | For | For | |||
1.7 | Elect David Gottesman | Mgmt | For | For | For | |||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.9 | Elect Donald Keough | Mgmt | For | For | For | |||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
3 | Elect Allen U. Lenzmeier | Mgmt | For | For | For | |||
4 | Elect Hatim A. Tyabji | Mgmt | For | For | For | |||
5 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
6 | Elect Hubert Joly | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
BHP Billiton plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLT | CINS G10877101 | 10/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
2 | Elect Pat Davies (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Elect Malcolm Broomhead (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
4 | Elect Sir John Buchanan (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
5 | Elect Carlos Cordeiro (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
6 | Elect David Crawford (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
7 | Elect Carolyn Hewson (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
8 | Elect Marius Kloppers (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
9 | Elect Lindsay Maxsted (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
10 | Elect Wayne Murdy (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
11 | Elect Keith Rumble (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
12 | Elect John Schubert (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
13 | Elect Shriti Vadera (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
14 | Elect Jacques Nasser (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | |||
19 | Directors' Remuneration Report | Mgmt | For | For | For | |||
20 | Approve Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | |||
Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David L. Calhoun | Mgmt | For | For | For | |||
2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
BorgWarner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWA | CUSIP 099724106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jere A. Drummond | Mgmt | For | For | For | |||
2 | Elect John R. McKernan, Jr. | Mgmt | For | For | For | |||
3 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
4 | Elect James R. Verrier | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | For | For | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
3 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
4 | Elect Joel I. Klein | Mgmt | For | For | For | |||
5 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
7 | Elect Alan J. Patricof | Mgmt | For | For | For | |||
8 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
9 | Elect Martin Turchin | Mgmt | For | For | For | |||
10 | Elect David A. Twardock | Mgmt | For | For | For | |||
11 | Elect Mortimer B. Zuckerman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katharine T. Bartlett | Mgmt | For | For | For | |||
2 | Elect Bruce L. Byrnes | Mgmt | For | For | For | |||
3 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
6 | Elect Ernest Mario | Mgmt | For | Abstain | Against | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Pete M. Nicholas | Mgmt | For | For | For | |||
9 | Elect Uwe E. Reinhardt | Mgmt | For | For | For | |||
10 | Elect John E. Sununu | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect Lewis B. Campbell | Mgmt | For | For | For | |||
3 | Elect James M. Cornelius | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Michael Grobstein | Mgmt | For | For | For | |||
6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
7 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
8 | Elect Elliott Sigal | Mgmt | For | For | For | |||
9 | Elect Gerald L. Storch | Mgmt | For | For | For | |||
10 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cabot Oil & Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COG | CUSIP 127097103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
2 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Calpine Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPN | CUSIP 131347304 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Fusco | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Hinckley | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Hofmann | Mgmt | For | For | For | |||
1.5 | Elect David C. Merritt | Mgmt | For | For | For | |||
1.6 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James T. Hackett | Mgmt | For | For | For | |||
2 | Elect Michael E. Patrick | Mgmt | For | For | For | |||
3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | |||
4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | |||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
8 | Elect Catherine G. West | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | |||
CareFusion Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFN | CUSIP 14170T101 | 04/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip L. Francis | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Gregory T. Lucier | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
CarMax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMX | CUSIP 143130102 | 06/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
2 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||
3 | Elect Mitchell D. Steenrod | Mgmt | For | For | For | |||
4 | Elect Thomas G. Stemberg | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
Catamaran Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTRX | CUSIP 148887102 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
1.2 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
1.3 | Elect Steven Cosler | Mgmt | For | For | For | |||
1.4 | Elect William J. Davis | Mgmt | For | For | For | |||
1.5 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
1.6 | Elect Betsy D. Holden | Mgmt | For | For | For | |||
1.7 | Elect Karen L. Katen | Mgmt | For | For | For | |||
1.8 | Elect Harry M. Kraemer | Mgmt | For | For | For | |||
1.9 | Elect Anthony Masso | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
CBRE Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBG | CUSIP 12504L109 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard C. Blum | Mgmt | For | For | For | |||
1.2 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
1.3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
1.4 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
1.5 | Elect Michael Kantor | Mgmt | For | For | For | |||
1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
1.7 | Elect Jane J. Su | Mgmt | For | For | For | |||
1.8 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
1.9 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
1.10 | Elect Gary L. Wilson | Mgmt | For | For | For | |||
1.11 | Elect Ray Wirta | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
3 | Elect Farah M. Walters | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert J. Hugin | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker D. Phil | Mgmt | For | For | For | |||
1.3 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.5 | Elect Rodman L. Drake | Mgmt | For | For | For | |||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | |||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | |||
1.8 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.9 | Elect Ernest Mario | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
CenturyLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTL | CUSIP 156700106 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Bruce Hanks | Mgmt | For | For | For | |||
1.2 | Elect C. G. Melville, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Fred R. Nichols | Mgmt | For | For | For | |||
1.4 | Elect William A. Owens | Mgmt | For | For | For | |||
1.5 | Elect Harvey P. Perry | Mgmt | For | For | For | |||
1.6 | Elect Glen F. Post III | Mgmt | For | For | For | |||
1.7 | Elect Laurie A. Siegel | Mgmt | For | For | For | |||
1.8 | Elect Joseph R. Zimmel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Bonus Deferrals | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Voting Disclosure | ShrHldr | Against | Against | For | |||
Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen A. Ellis | Mgmt | For | For | For | |||
2 | Elect Arun Sarin | Mgmt | For | For | For | |||
3 | Elect Charles R. Schwab | Mgmt | For | For | For | |||
4 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet F. Deily | Mgmt | For | Against | Against | |||
2 | Elect Robert E. Denham | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | Against | Against | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |||
5 | Elect George L. Kirkland | Mgmt | For | Against | Against | |||
6 | Elect Charles W. Moorman, IV | Mgmt | For | Against | Against | |||
7 | Elect Kevin W. Sharer | Mgmt | For | Against | Against | |||
8 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
9 | Elect Ronald D. Sugar | Mgmt | For | Against | Against | |||
10 | Elect Carl Ware | Mgmt | For | Against | Against | |||
11 | Elect John S. Watson | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | Against | For | |||
Chubb Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP 171232101 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | |||
2 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
3 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
4 | Elect John D. Finnegan | Mgmt | For | For | For | |||
5 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
6 | Elect Martin G. McGuinn | Mgmt | For | For | For | |||
7 | Elect Lawrence M. Small | Mgmt | For | For | For | |||
8 | Elect Jess Soderberg | Mgmt | For | For | For | |||
9 | Elect Daniel E. Somers | Mgmt | For | For | For | |||
10 | Elect William C. Weldon | Mgmt | For | For | For | |||
11 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
12 | Elect Alfred W. Zollar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Marc Benioff | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect Michael Capellas | Mgmt | For | For | For | |||
5 | Elect Larry Carter | Mgmt | For | For | For | |||
6 | Elect John Chambers | Mgmt | For | For | For | |||
7 | Elect Brian Halla | Mgmt | For | For | For | |||
8 | Elect John Hennessy | Mgmt | For | For | For | |||
9 | Elect Kristina Johnson | Mgmt | For | For | For | |||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
11 | Elect Roderick McGeary | Mgmt | For | For | For | |||
12 | Elect Arun Sarin | Mgmt | For | For | For | |||
13 | Elect Steven West | Mgmt | For | For | For | |||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Franz B. Humer | Mgmt | For | For | For | |||
3 | Elect Robert L. Joss | Mgmt | For | For | For | |||
4 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
5 | Elect Judith Rodin | Mgmt | For | For | For | |||
6 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
7 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
8 | Elect Joan E. Spero | Mgmt | For | For | For | |||
9 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Director Indemnification | ShrHldr | Against | Against | For | |||
CME Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terrence A. Duffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles P. Carey | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mark E. Cermak | Mgmt | For | Withhold | Against | |||
1.4 | Elect Martin J. Gepsman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | |||
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | |||
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | |||
1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dennis A. Suskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
3 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
4 | Elect William D. Harvey | Mgmt | For | For | For | |||
5 | Elect David W. Joos | Mgmt | For | For | For | |||
6 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
7 | Elect Michael T. Monahan | Mgmt | For | For | For | |||
8 | Elect John G. Russell | Mgmt | For | For | For | |||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | |||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Coach, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COH | CUSIP 189754104 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |||
1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | |||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |||
1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | |||
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coca-Cola Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCE | CUSIP 19122T109 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | |||
1.2 | Elect John F. Brock | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.5 | Elect Orrin H. Ingram II | Mgmt | For | For | For | |||
1.6 | Elect Thomas H. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Suzanne B. Labarge | Mgmt | For | For | For | |||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | |||
1.9 | Elect Andrea L. Saia | Mgmt | For | For | For | |||
1.10 | Elect Garry Watts | Mgmt | For | For | For | |||
1.11 | Elect Curtis R. Welling | Mgmt | For | For | For | |||
1.12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
2 | Elect John E. Klein | Mgmt | For | For | For | |||
3 | Elect Lakshmi Narayanan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John T. Cahill | Mgmt | For | For | For | |||
3 | Elect Ian M. Cook | Mgmt | For | For | For | |||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | |||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
Comerica Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMA | CUSIP 200340107 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Roger A. Cregg | Mgmt | For | For | For | |||
3 | Elect T. Kevin DeNicola | Mgmt | For | For | For | |||
4 | Elect Jacqueline P. Kane | Mgmt | For | For | For | |||
5 | Elect Richard G. Lindner | Mgmt | For | For | For | |||
6 | Elect Alfred A. Piergallini | Mgmt | For | Against | Against | |||
7 | Elect Robert S. Taubman | Mgmt | For | For | For | |||
8 | Elect Reginald M. Turner | Mgmt | For | For | For | |||
9 | Elect Nina G. Vaca | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2006 Amended and Restated Long-Term Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Computer Sciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSC | CUSIP 205363104 | 08/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | |||
2 | Elect David Barram | Mgmt | For | For | For | |||
3 | Elect Stephen Baum | Mgmt | For | For | For | |||
4 | Elect Erik Brynjolfsson | Mgmt | For | For | For | |||
5 | Elect Rodney Chase | Mgmt | For | For | For | |||
6 | Elect Judith Haberkorn | Mgmt | For | For | For | |||
7 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
8 | Elect Chong Sup Park | Mgmt | For | For | For | |||
9 | Elect Lawrence Zimmerman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
CONSOL Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNX | CUSIP 20854P109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.2 | Elect Philip W. Baxter | Mgmt | For | For | For | |||
1.3 | Elect James E. Altmeyer, Sr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect William E. Davis | Mgmt | For | For | For | |||
1.5 | Elect Raj K. Gupta | Mgmt | For | For | For | |||
1.6 | Elect David C. Hardesty, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect John T. Mills | Mgmt | For | For | For | |||
1.8 | Elect William P. Powell | Mgmt | For | For | For | |||
1.9 | Elect Joseph T. Williams | Mgmt | For | For | For | |||
2 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Climate Change Report | ShrHldr | Against | Against | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |||
1.2 | Elect William Gates | Mgmt | For | For | For | |||
1.3 | Elect Hamilton James | Mgmt | For | For | For | |||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | |||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Joy A. Amundson | Mgmt | For | For | For | |||
3 | Elect Craig Arnold | Mgmt | For | For | For | |||
4 | Elect Robert H. Brust | Mgmt | For | For | For | |||
5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Randall J. Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin D. Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph A. Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock and Incentive Plan | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles to Update Share Transfer Procedures | Mgmt | For | For | For | |||
17 | Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect David W. Dorman | Mgmt | For | For | For | |||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | |||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
7 | Elect Richard J. Swift | Mgmt | For | For | For | |||
8 | Elect William C. Weldon | Mgmt | For | For | For | |||
9 | Elect Tony L. White | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
D.R. Horton, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHI | CUSIP 23331A109 | 01/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald Horton | Mgmt | For | For | For | |||
2 | Elect Bradley Anderson | Mgmt | For | For | For | |||
3 | Elect Michael Buchanan | Mgmt | For | For | For | |||
4 | Elect Michael Hewatt | Mgmt | For | For | For | |||
5 | Elect Bob Scott | Mgmt | For | For | For | |||
6 | Elect Donald Tomnitz | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Approval of the Performance Criteria under the 2000 Incentive Bonus Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Dean Foods Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DF | CUSIP 242370104 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregg L. Engles | Mgmt | For | For | For | |||
2 | Elect Tom C. Davis | Mgmt | For | For | For | |||
3 | Elect Jim L. Turner | Mgmt | For | For | For | |||
4 | Elect Robert Wiseman | Mgmt | For | For | For | |||
5 | Reverse Stock Split | Mgmt | For | For | For | |||
6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Cow Dehorning | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A309 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Neil R. Austrian | Mgmt | For | For | For | |||
2 | Elect Ralph F. Boyd, Jr. | Mgmt | For | For | For | |||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
4 | Elect David B. Dillon | Mgmt | For | For | For | |||
5 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | |||
6 | Elect Dixon R. Doll | Mgmt | For | For | For | |||
7 | Elect Charles R. Lee | Mgmt | For | For | For | |||
8 | Elect Peter A. Lund | Mgmt | For | For | For | |||
9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | |||
10 | Elect Lorrie M. Norrington | Mgmt | For | For | For | |||
11 | Elect Michael D. White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
5 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
6 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
7 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
8 | Elect David W. Nelms | Mgmt | For | For | For | |||
9 | Elect E. Follin Smith | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph P. Clayton | Mgmt | For | Withhold | Against | |||
1.2 | Elect James DeFranco | Mgmt | For | Withhold | Against | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Steven R. Goodbarn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Gary S. Howard | Mgmt | For | Withhold | Against | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | Withhold | Against | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | Withhold | Against | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Dollar General Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CUSIP 256677105 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raj Agrawal | Mgmt | For | For | For | |||
1.2 | Elect Warren F. Bryant | Mgmt | For | For | For | |||
1.3 | Elect Michael M. Calbert | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Patricia Fili-Krushel | Mgmt | For | For | For | |||
1.7 | Elect Adrian Jones | Mgmt | For | For | For | |||
1.8 | Elect William C. Rhodes III | Mgmt | For | For | For | |||
1.9 | Elect David B. Rickard | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dominion Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D | CUSIP 25746U109 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Barr | Mgmt | For | For | For | |||
2 | Elect Peter W. Brown | Mgmt | For | For | For | |||
3 | Elect Helen E. Dragas | Mgmt | For | For | For | |||
4 | Elect James O. Ellis, Jr. | Mgmt | For | For | For | |||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | |||
6 | Elect John W. Harris | Mgmt | For | For | For | |||
7 | Elect Robert S. Jepson, Jr. | Mgmt | For | For | For | |||
8 | Elect Mark J. Kington | Mgmt | For | For | For | |||
9 | Elect Pamela L. Royal | Mgmt | For | For | For | |||
10 | Elect Robert H. Spilman, Jr. | Mgmt | For | For | For | |||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
12 | Elect David A. Wollard | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to Bylaws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Mountaintop Removal Coal Mining | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Pay to Sustainability | ShrHldr | Against | Against | For | |||
18 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | Against | For | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Adams | Mgmt | For | For | For | |||
2 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Re-Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Barnet III | Mgmt | For | For | For | |||
1.2 | Elect G. Alex Bernhardt, Sr. | Mgmt | For | For | For | |||
1.3 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.4 | Elect Harris E. DeLoach, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.6 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.7 | Elect Ann Maynard Gray | Mgmt | For | For | For | |||
1.8 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
1.9 | Elect John T. Herron | Mgmt | For | For | For | |||
1.10 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.11 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.12 | Elect E. James Reinsch | Mgmt | For | For | For | |||
1.13 | Elect James T. Rhodes | Mgmt | For | For | For | |||
1.14 | Elect James E. Rogers | Mgmt | For | For | For | |||
1.15 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.16 | Elect Philip R. Sharp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amended Short-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
EADS: European Aeronautic Defence and Space Company N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAD | CINS N3114C808 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Ernst & Young | Mgmt | For | For | For | |||
10 | Appointment of KPMG | Mgmt | For | For | For | |||
11 | Compensation Guidelines | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Eastman Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMN | CUSIP 277432100 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | |||
3 | Elect Stephen R. Demeritt | Mgmt | For | For | For | |||
4 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
5 | Elect Julie F. Holder | Mgmt | For | For | For | |||
6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | |||
7 | Elect Lewis M. Kling | Mgmt | For | For | For | |||
8 | Elect David W. Raisbeck | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Eaton Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP 278058102 | 10/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account to Create Distributable Reserves | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Eaton Corporation plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETN | CUSIP G29183103 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George S. Barrett | Mgmt | For | For | For | |||
2 | Elect Todd M. Bluedorn | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Michael J. Critelli | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Charles E. Golden | Mgmt | For | For | For | |||
7 | Elect Linda A. Hill | Mgmt | For | For | For | |||
8 | Elect Arthur E. Johnson | Mgmt | For | For | For | |||
9 | Elect Ned C. Lautenbach | Mgmt | For | For | For | |||
10 | Elect Deborah L. McCoy | Mgmt | For | For | For | |||
11 | Elect Gregory R. Page | Mgmt | For | For | For | |||
12 | Elect Gerald B. Smith | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Senior Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Executive Strategic Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Moffett | Mgmt | For | For | For | |||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHldr | Against | Against | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect France A. Cordova | Mgmt | For | For | For | |||
4 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
5 | Elect Bradford M. Freeman | Mgmt | For | For | For | |||
6 | Elect Luis G. Nogales | Mgmt | For | For | For | |||
7 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
8 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||
9 | Elect Thomas C. Sutton | Mgmt | For | For | For | |||
10 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
11 | Elect Brett White | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Electronic Arts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EA | CUSIP 285512109 | 07/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
2 | Elect Jay Hoag | Mgmt | For | For | For | |||
3 | Elect Jeffrey Huber | Mgmt | For | For | For | |||
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | |||
5 | Elect Gregory Maffei | Mgmt | For | Against | Against | |||
6 | Elect Vivek Paul | Mgmt | For | For | For | |||
7 | Elect Lawrence Probst III | Mgmt | For | For | For | |||
8 | Elect John Riccitiello | Mgmt | For | For | For | |||
9 | Elect Richard Simonson | Mgmt | For | For | For | |||
10 | Elect Luis Ubinas | Mgmt | For | For | For | |||
11 | Amendment to the 2000 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Executive Bonus Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Alvarez | Mgmt | For | For | For | |||
2 | Elect Sir Winfried Bischoff | Mgmt | For | For | For | |||
3 | Elect R. David Hoover | Mgmt | For | For | For | |||
4 | Elect Franklyn G. Prendergast | Mgmt | For | For | For | |||
5 | Elect Kathi P. Seifert | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Reapproval of Material Terms of Performance Goals for the 2002 Lilly Stock Plan | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 03/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles Regarding Management and Board Functions | Mgmt | For | For | For | |||
2 | Amendments to Articles Regarding Board Size and Election of Directors | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
Embraer SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMBR3 | CUSIP 29082A107 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | For | For | |||
4 | Election of Supervisory Council | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | Against | Against | |||
6 | Supervisory Council's Fees | Mgmt | For | For | For | |||
7 | Amendments to the Stock Option Plan | Mgmt | For | For | For | |||
8 | Stock Option Plan for Board of Directors | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Brown | Mgmt | For | For | For | |||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James S. DiStasio | Mgmt | For | For | For | |||
5 | Elect John R. Egan | Mgmt | For | For | For | |||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Windle B. Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David N. Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHldr | Against | Against | For | |||
Emeritus Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESC | CUSIP 291005106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stanley L. Baty | Mgmt | For | For | For | |||
1.2 | Elect Granger Cobb | Mgmt | For | For | For | |||
1.3 | Elect Richard W. Macedonia | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity Residential | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Alexander | Mgmt | For | For | For | |||
1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.6 | Elect John E. Neal | Mgmt | For | For | For | |||
1.7 | Elect David J. Neithercut | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.10 | Elect B. Joseph White | Mgmt | For | For | For | |||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||
2 | Elect Maura Breen | Mgmt | For | For | For | |||
3 | Elect William DeLaney | Mgmt | For | For | For | |||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect William Roper | Mgmt | For | For | For | |||
11 | Elect Samuel Skinner | Mgmt | For | For | For | |||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
1.8 | Elect William W. George | Mgmt | For | For | For | |||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Multiple Board Service | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Dreyer | Mgmt | For | For | For | |||
2 | Elect Sandra Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
5 | Elect John McAdam | Mgmt | For | For | For | |||
6 | Elect Stephen Smith | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.8 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect John Edwardson | Mgmt | For | For | For | |||
3 | Elect Shirley Jackson | Mgmt | For | For | For | |||
4 | Elect Steven Loranger | Mgmt | For | For | For | |||
5 | Elect Gary Loveman | Mgmt | For | For | For | |||
6 | Elect R. Brad Martin | Mgmt | For | For | For | |||
7 | Elect Joshua Ramo | Mgmt | For | For | For | |||
8 | Elect Susan Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick Smith | Mgmt | For | For | For | |||
10 | Elect Joshua Smith | Mgmt | For | For | For | |||
11 | Elect David Steiner | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephan A. James | Mgmt | For | For | For | |||
2 | Elect Frank R. Martire | Mgmt | For | For | For | |||
3 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
4 | Elect James B. Stallings | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | CUSIP 316773209 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darryl F. Allen | Mgmt | For | For | For | |||
2 | Elect Evan Bayh | Mgmt | For | For | For | |||
3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||
5 | Elect James P. Hackett | Mgmt | For | For | For | |||
6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||
7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||
8 | Elect William M. Isaac | Mgmt | For | For | For | |||
9 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||
11 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||
13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | |||
14 | Elect Marsha C. Williams | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Solar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSLR | CUSIP 336433107 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Ahearn | Mgmt | For | For | For | |||
1.2 | Elect Richard D. Chapman | Mgmt | For | For | For | |||
1.3 | Elect George A. Hambro | Mgmt | For | For | For | |||
1.4 | Elect James A. Hughes | Mgmt | For | For | For | |||
1.5 | Elect Craig Kennedy | Mgmt | For | For | For | |||
1.6 | Elect James F. Nolan | Mgmt | For | For | For | |||
1.7 | Elect William J. Post | Mgmt | For | For | For | |||
1.8 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
1.9 | Elect Paul H. Stebbins | Mgmt | For | For | For | |||
1.10 | Elect Michael T. Sweeney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Anthony J. Alexander | Mgmt | For | For | For | |||
1.3 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.4 | Elect Carol A. Cartwright | Mgmt | For | For | For | |||
1.5 | Elect William T. Cottle | Mgmt | For | For | For | |||
1.6 | Elect Robert B. Heisler, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Ted J. Kleisner | Mgmt | For | For | For | |||
1.9 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.10 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Christopher D. Pappas | Mgmt | For | For | For | |||
1.12 | Elect Catherine A. Rein | Mgmt | For | For | For | |||
1.13 | Elect George M. Smart | Mgmt | For | For | For | |||
1.14 | Elect Wesley M. Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
FMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMC | CUSIP 302491303 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | |||
3 | Elect Robert C. Pallash | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | |||
2 | Elect Claire S. Farley | Mgmt | For | For | For | |||
3 | Elect Joseph H. Netherland | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Incentive Compensation and Stock Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William C. Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
7 | Elect James H. Hance, Jr. | Mgmt | For | For | For | |||
8 | Elect William W. Helman IV | Mgmt | For | For | For | |||
9 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | |||
10 | Elect Richard A. Manoogian | Mgmt | For | For | For | |||
11 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
12 | Elect Alan Mulally | Mgmt | For | For | For | |||
13 | Elect Homer A. Neal | Mgmt | For | For | For | |||
14 | Elect Gerald L. Shaheen | Mgmt | For | For | For | |||
15 | Elect John L. Thornton | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Reapproval of the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
19 | Reapproval of the 2008 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
20 | Approval of the Tax Benefit Preservation Plan | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Fortune Brands Home & Security, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBHS | CUSIP 34964C106 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard A. Goldstein | Mgmt | For | For | For | |||
2 | Elect Christopher J. Klein | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
Franklin Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEN | CUSIP 354613101 | 03/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel H. Armacost | Mgmt | For | For | For | |||
2 | Elect Peter K. Barker | Mgmt | For | For | For | |||
3 | Elect Charles Crocker | Mgmt | For | For | For | |||
4 | Elect Charles B. Johnson | Mgmt | For | For | For | |||
5 | Elect Gregory E. Johnson | Mgmt | For | For | For | |||
6 | Elect Rupert H. Johnson, Jr. | Mgmt | For | For | For | |||
7 | Elect Mark C. Pigott | Mgmt | For | For | For | |||
8 | Elect Chutta Ratnathicam | Mgmt | For | For | For | |||
9 | Elect Laura Stein | Mgmt | For | For | For | |||
10 | Elect Anne M. Tatlock | Mgmt | For | For | For | |||
11 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Paul Kaminski | Mgmt | For | For | For | |||
6 | Elect John Keane | Mgmt | For | For | For | |||
7 | Elect Lester Lyles | Mgmt | For | For | For | |||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
9 | Elect William Osborn | Mgmt | For | For | For | |||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel F. Akerson | Mgmt | For | For | For | |||
2 | Elect David Bonderman | Mgmt | For | Against | Against | |||
3 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen J. Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Robert D. Krebs | Mgmt | For | For | For | |||
7 | Elect Kathryn V. Marinello | Mgmt | For | For | For | |||
8 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
9 | Elect James J. Mulva | Mgmt | For | For | For | |||
10 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
13 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
14 | Elect Cynthia A. Telles | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | |||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | |||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | |||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | |||
1.6 | Elect John C. Martin | Mgmt | For | For | For | |||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | |||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Glencore International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
4 | Elect Anthony B. Hayward | Mgmt | For | Against | Against | |||
5 | Elect Leonhard Fischer | Mgmt | For | Against | Against | |||
6 | Elect William E. Macaulay | Mgmt | For | Against | Against | |||
7 | Elect John R.H. Bond | Mgmt | For | Against | Against | |||
8 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |||
9 | Elect Ian C. Strachan | Mgmt | For | Against | Against | |||
10 | Elect Con Fauconnier | Mgmt | For | Against | Against | |||
11 | Elect Peter Hooley | Mgmt | For | Against | Against | |||
12 | Elect Simon Murray | Mgmt | For | Against | Against | |||
13 | Elect Steven Kalmin | Mgmt | For | Against | Against | |||
14 | Elect Peter R. Coates | Mgmt | For | Against | Against | |||
15 | Elect LI Ning | Mgmt | For | Against | Against | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary D. Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect William W. George | Mgmt | For | For | For | |||
6 | Elect James A. Johnson | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | For | For | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect James J. Schiro | Mgmt | For | For | For | |||
10 | Elect Debra L. Spar | Mgmt | For | For | For | |||
11 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
12 | Elect David A. Viniar | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Sale of the Company | ShrHldr | Against | Against | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | For | For | |||
1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHldr | Against | Against | For | |||
H.J. Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HNZ | CUSIP 423074103 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
Halliburton Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAL | CUSIP 406216101 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
2 | Elect James Boyd | Mgmt | For | For | For | |||
3 | Elect Milton Carroll | Mgmt | For | For | For | |||
4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
5 | Elect Murry Gerber | Mgmt | For | For | For | |||
6 | Elect Jose Grubisich | Mgmt | For | For | For | |||
7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
8 | Elect David Lesar | Mgmt | For | For | For | |||
9 | Elect Robert Malone | Mgmt | For | For | For | |||
10 | Elect Landis Martin | Mgmt | For | For | For | |||
11 | Elect Debra Reed | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
Hartford Financial Services Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice III | Mgmt | For | For | For | |||
2 | Elect Trevor Fetter | Mgmt | For | For | For | |||
3 | Elect Paul G. Kirk, Jr. | Mgmt | For | For | For | |||
4 | Elect Liam E. McGee | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Charles B. Strauss | Mgmt | For | For | For | |||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan R. Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John M. Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael W.O. Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack M. Greenberg | Mgmt | For | For | For | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward M. Philip | Mgmt | For | For | For | |||
1.13 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2003 Stock Incentive Performance Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Supplier Sustainability Report | ShrHldr | Against | Against | For | |||
HCP, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Flaherty III | Mgmt | For | For | For | |||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Lauralee E. Martin | Mgmt | For | For | For | |||
5 | Elect Michael D. McKee | Mgmt | For | For | For | |||
6 | Elect Peter L. Rhein | Mgmt | For | For | For | |||
7 | Elect Kenneth B. Roath | Mgmt | For | For | For | |||
8 | Elect Joseph P. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Health Care Reit, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCN | CUSIP 42217K106 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect George L. Chapman | Mgmt | For | For | For | |||
3 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||
4 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |||
5 | Elect Peter J. Grua | Mgmt | For | For | For | |||
6 | Elect Fred S. Klipsch | Mgmt | For | For | For | |||
7 | Elect Sharon M. Oster | Mgmt | For | For | For | |||
8 | Elect Jeffrey R. Otten | Mgmt | For | For | For | |||
9 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
10 | Elect R. Scott Trumbull | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
HealthSouth Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLS | CUSIP 421924408 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Chidsey | Mgmt | For | For | For | |||
1.2 | Elect Donald L. Correll | Mgmt | For | For | For | |||
1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||
1.4 | Elect Charles M. Elson | Mgmt | For | For | For | |||
1.5 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.6 | Elect Jon F. Hanson | Mgmt | For | For | For | |||
1.7 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.8 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Leslye G. Katz | Mgmt | For | For | For | |||
1.10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
1.11 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
4 | Elect John Hammergren | Mgmt | For | For | For | |||
5 | Elect Raymond. Lane | Mgmt | For | For | For | |||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | |||
15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Review of Human Rights | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
HomeAway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWAY | CUSIP 43739Q100 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
1.2 | Elect Charles C. Baker | Mgmt | For | For | For | |||
1.3 | Elect Tina B. Sharkey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
2 | Elect Kevin Burke | Mgmt | For | For | For | |||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect D. Scott Davis | Mgmt | For | For | For | |||
6 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
7 | Elect Judd Gregg | Mgmt | For | For | For | |||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | |||
9 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
10 | Elect George Paz | Mgmt | For | For | For | |||
11 | Elect Bradley T. Sheares | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Hormel Foods Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRL | CUSIP 440452100 | 01/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terrell Crews | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Ettinger | Mgmt | For | For | For | |||
1.3 | Elect Jody Feragen | Mgmt | For | For | For | |||
1.4 | Elect Glenn Forbes | Mgmt | For | For | For | |||
1.5 | Elect Stephen Lacy | Mgmt | For | For | For | |||
1.6 | Elect Susan Marvin | Mgmt | For | For | For | |||
1.7 | Elect John Morrison | Mgmt | For | For | For | |||
1.8 | Elect Elsa Murano | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert Nakasone | Mgmt | For | For | For | |||
1.10 | Elect Susan Nestegard | Mgmt | For | For | For | |||
1.11 | Elect Dakota Pippins | Mgmt | For | For | For | |||
1.12 | Elect Christopher Policinski | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Operators’ Share Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Host Hotels & Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HST | CUSIP 44107P104 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sheila C. Bair | Mgmt | For | For | For | |||
2 | Elect Robert M. Baylis | Mgmt | For | For | For | |||
3 | Elect Terence C. Golden | Mgmt | For | For | For | |||
4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
5 | Elect Richard E. Marriott | Mgmt | For | For | For | |||
6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
7 | Elect Walt Rakowich | Mgmt | For | For | For | |||
8 | Elect Gordon H. Smith | Mgmt | For | For | For | |||
9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
2 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
3 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
4 | Elect Kurt Hilzinger | Mgmt | For | For | For | |||
5 | Elect David Jones Jr. | Mgmt | For | For | For | |||
6 | Elect Michael McCallister | Mgmt | For | For | For | |||
7 | Elect William McDonald | Mgmt | For | For | For | |||
8 | Elect William Mitchell | Mgmt | For | For | For | |||
9 | Elect David Nash | Mgmt | For | For | For | |||
10 | Elect James O'Brien | Mgmt | For | For | For | |||
11 | Elect Marissa Peterson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nolan D. Archibald | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. Anthony Burns | Mgmt | For | Withhold | Against | |||
1.3 | Elect Jon M. Huntsman, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert J. Margetts | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | |||
3 | Elect Susan L. Decker | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
6 | Elect James D. Plummer | Mgmt | For | For | For | |||
7 | Elect David S. Pottruck | Mgmt | For | For | For | |||
8 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
9 | Elect David B. Yoffie | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain J. P. Belda | Mgmt | For | For | For | |||
2 | Elect William R. Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
4 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
5 | Elect David N. Farr | Mgmt | For | For | For | |||
6 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
7 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
9 | Elect James W. Owens | Mgmt | For | For | For | |||
10 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
11 | Elect Joan E. Spero | Mgmt | For | For | For | |||
12 | Elect Sidney Taurel | Mgmt | For | For | For | |||
13 | Elect Lorenzo H Zambrano | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
International Paper Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IP | CUSIP 460146103 | 05/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
5 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
6 | Elect Joan E. Spero | Mgmt | For | For | For | |||
7 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
8 | Elect John F. Turner | Mgmt | For | For | For | |||
9 | Elect William G. Walter | Mgmt | For | For | For | |||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Right to Act by Written Consent | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Intrepid Potash, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPI | CUSIP 46121Y102 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Landis Martin | Mgmt | For | For | For | |||
2 | Elect Barth E. Whitham | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
2 | Elect Eric H. Halvorson | Mgmt | For | For | For | |||
3 | Elect Alan J. Levy | Mgmt | For | For | For | |||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
2 | Elect Edward P. Lawrence | Mgmt | For | For | For | |||
3 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
JDS Uniphase Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JDSU | CUSIP 46612J507 | 11/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Belluzzo | Mgmt | For | For | For | |||
2 | Elect Harold Covert | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Sue Coleman | Mgmt | For | For | For | |||
2 | Elect James G. Cullen | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Michael M. E. Johns | Mgmt | For | For | For | |||
6 | Elect Susan L. Lindquist | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect Leo F. Mullin | Mgmt | For | For | For | |||
9 | Elect William D. Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | For | For | |||
11 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Corporate Values Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOY | CUSIP 481165108 | 03/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
1.2 | Elect John T. Gremp | Mgmt | For | For | For | |||
1.3 | Elect John N. Hanson | Mgmt | For | For | For | |||
1.4 | Elect Gale E. Klappa | Mgmt | For | For | For | |||
1.5 | Elect Richard B. Loynd | Mgmt | For | For | For | |||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.7 | Elect Michael W. Sutherlin | Mgmt | For | For | For | |||
1.8 | Elect James H. Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Advisory Vote on the Adoption of Majority Vote for Election of Directors | Mgmt | N/A | For | N/A | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect David M. Cote | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen V. Futter | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||
15 | Key Executive Performance Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
KBR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KBR | CUSIP 48242W106 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | |||
1.2 | Elect Loren K. Carroll | Mgmt | For | For | For | |||
1.3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey E. Curtiss | Mgmt | For | For | For | |||
1.5 | Elect Jack B. Moore | Mgmt | For | For | For | |||
1.6 | Elect William P. Utt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kellogg Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 487836108 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gordon Gund | Mgmt | For | For | For | |||
1.2 | Elect Mary Laschinger | Mgmt | For | For | For | |||
1.3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
1.4 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Kimco Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIM | CUSIP 49446R109 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | |||
1.2 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
1.3 | Elect Richard G. Dooley | Mgmt | For | For | For | |||
1.4 | Elect Joe Grills | Mgmt | For | For | For | |||
1.5 | Elect David B. Henry | Mgmt | For | For | For | |||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | |||
1.7 | Elect Frank Lourenso | Mgmt | For | For | For | |||
1.8 | Elect Colombe M. Nicholas | Mgmt | For | For | For | |||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinross Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
K | CUSIP 496902404 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Brough | Mgmt | For | For | For | |||
1.2 | Elect John K. Carrington | Mgmt | For | For | For | |||
1.3 | Elect John M. H. Huxley | Mgmt | For | For | For | |||
1.4 | Elect Kenneth C. Irving | Mgmt | For | For | For | |||
1.5 | Elect John A. Keyes | Mgmt | For | For | For | |||
1.6 | Elect John A. Macken | Mgmt | For | For | For | |||
1.7 | Elect Catherine McLeod-Seltzer | Mgmt | For | For | For | |||
1.8 | Elect John E. Oliver | Mgmt | For | For | For | |||
1.9 | Elect Una M. Power | Mgmt | For | For | For | |||
1.10 | Elect Terence C.W. Reid | Mgmt | For | For | For | |||
1.11 | Elect J. Paul Rollinson | Mgmt | For | For | For | |||
1.12 | Elect Ruth G. Woods | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kraft Foods Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRFT | CUSIP 50076Q106 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
2 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
3 | Elect E. Follin Smith | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Reapproval of the 2012 Performance Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
L-3 Communications Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502424104 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas Corcoran | Mgmt | For | For | For | |||
3 | Elect Lloyd Newton | Mgmt | For | For | For | |||
4 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
5 | Elect Alan Washkowitz | Mgmt | For | For | For | |||
6 | Amendment to the 2008 Long Term Performance Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Elimination of Board Supermajority Requirement | Mgmt | For | For | For | |||
9 | Provide Right to Act by Written Consent | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/05/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sheldon G. Adelson | Mgmt | For | TNA | N/A | |||
1.2 | Elect Irwin Chafetz | Mgmt | For | TNA | N/A | |||
1.3 | Elect Victor Chaltiel | Mgmt | For | TNA | N/A | |||
1.4 | Elect Charles A. Koppelman | Mgmt | For | TNA | N/A | |||
2 | Amendment to the 2004 Equity Award Plan | Mgmt | For | TNA | N/A | |||
3 | Approval of Performance-Based Provisions of the Executive Cash Incentive Plan | Mgmt | For | TNA | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
Legg Mason, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LM | CUSIP 524901 | 07/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Angelica | Mgmt | For | For | For | |||
1.2 | Elect Barry Huff | Mgmt | For | For | For | |||
1.3 | Elect John Koerner III | Mgmt | For | For | For | |||
1.4 | Elect Cheryl Krongard | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. Avery | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect William P. Payne | Mgmt | For | For | For | |||
4 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lorillard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LO | CUSIP 544147101 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
3 | Elect Virgis W. Colbert | Mgmt | For | For | For | |||
4 | Elect Richard W. Roedel | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David W. Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard L. Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn E. Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert L. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
LyondellBasell Industries NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | |||
1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | |||
3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | |||
8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | |||
9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | |||
12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | For | For | |||
M.D.C. Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDC | CUSIP 552676108 | 03/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael A. Berman | Mgmt | For | For | For | |||
1.2 | Elect Herbert T. Buchwald | Mgmt | For | For | For | |||
1.3 | Elect Larry A. Mizel | Mgmt | For | For | For | |||
2 | 2013 Executive Officer Performance-Based Compensation Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
M/I Homes, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHO | CUSIP 55305B101 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Friedrich K. M. Bohm | Mgmt | For | For | For | |||
1.2 | Elect William H. Carter | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Glimcher | Mgmt | For | For | For | |||
1.4 | Elect Robert H. Schottenstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Macy's Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
M | CUSIP 55616P104 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
3 | Elect Meyer Feldberg | Mgmt | For | For | For | |||
4 | Elect Sara Levinson | Mgmt | For | For | For | |||
5 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
6 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
7 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
8 | Elect Paul C. Varga | Mgmt | For | For | For | |||
9 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
10 | Elect Marna C. Whittington | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zachary W. Carter | Mgmt | For | For | For | |||
2 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
3 | Elect Daniel S. Glaser | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Ian Lang | Mgmt | For | For | For | |||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||
7 | Elect Steven A. Mills | Mgmt | For | For | For | |||
8 | Elect Bruce P. Nolop | Mgmt | For | For | For | |||
9 | Elect Marc D. Oken | Mgmt | For | For | For | |||
10 | Elect Morton O. Schapiro | Mgmt | For | For | For | |||
11 | Elect Adele S. Simmons | Mgmt | For | For | For | |||
12 | Elect Lloyd M. Yates | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
McDermott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDR | CUSIP 580037109 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Bookout III | Mgmt | For | For | For | |||
1.2 | Elect Roger A. Brown | Mgmt | For | For | For | |||
1.3 | Elect Stephen G. Hanks | Mgmt | For | For | For | |||
1.4 | Elect Stephen M. Johnson | Mgmt | For | For | For | |||
1.5 | Elect D. Bradley McWilliams | Mgmt | For | For | For | |||
1.6 | Elect William H. Schumann III | Mgmt | For | For | For | |||
1.7 | Elect Mary Shafer-Malicki | Mgmt | For | For | For | |||
1.8 | Elect David A. Trice | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter E. Massey | Mgmt | For | For | For | |||
2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger W. Stone | Mgmt | For | For | For | |||
4 | Elect Miles D. White | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | Against | For | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||
3 | Elect John Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton Irby III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||
7 | Elect David Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Mead Johnson Nutrition Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MJN | CUSIP 582839106 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | |||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | |||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | |||
6 | Elect James M. Cornelius | Mgmt | For | For | For | |||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
8 | Elect Peter K. Jakobsen | Mgmt | For | For | For | |||
9 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Elliott Sigal | Mgmt | For | For | For | |||
11 | Elect Robert S. Singer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
MeadWestvaco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MWV | CUSIP 583334107 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
4 | Elect James M. Kilts | Mgmt | For | For | For | |||
5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
6 | Elect Douglas S. Luke | Mgmt | For | For | For | |||
7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
8 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
9 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
10 | Elect Jane L. Warner | Mgmt | For | For | For | |||
11 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.5 | Elect Michael Leavitt | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
4 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
5 | Elect William B. Harrison, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
8 | Elect Carlos E. Represas | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Wendell P. Weeks | Mgmt | For | For | For | |||
12 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political and Charitable Contributions Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Public Policy Advocacy | ShrHldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
2 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
3 | Elect John M. Keane | Mgmt | For | For | For | |||
4 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
5 | Elect James M. Kilts | Mgmt | For | For | For | |||
6 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
7 | Elect Hugh B. Price | Mgmt | For | For | For | |||
8 | Elect Kenton J. Sicchitano | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Maria Klawe | Mgmt | For | For | For | |||
5 | Elect Stephen Luczo | Mgmt | For | For | For | |||
6 | Elect David Marquardt | Mgmt | For | For | For | |||
7 | Elect Charles Noski | Mgmt | For | For | For | |||
8 | Elect Helmut Panke | Mgmt | For | For | For | |||
9 | Elect John Thompson | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
MicroStrategy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSTR | CUSIP 594972408 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael J. Saylor | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sanju K. Bansal | Mgmt | For | Withhold | Against | |||
1.3 | Elect Matthew W. Calkins | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert H. Epstein | Mgmt | For | Withhold | Against | |||
1.5 | Elect David W. LaRue | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jarrod M. Patten | Mgmt | For | Withhold | Against | |||
1.7 | Elect Carl J. Rickertsen | Mgmt | For | Withhold | Against | |||
1.8 | Elect Thomas P. Spahr | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Mondelez International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDLZ | CUSIP 50075N104 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
2 | Elect Lewis W.K. Booth | Mgmt | For | For | For | |||
3 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
4 | Elect Mark D. Ketchum | Mgmt | For | For | For | |||
5 | Elect Jorge S. Mesquita | Mgmt | For | For | For | |||
6 | Elect Fredric G. Reynolds | Mgmt | For | For | For | |||
7 | Elect Irene B. Rosenfeld | Mgmt | For | For | For | |||
8 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
10 | Elect Ratan N. Tata | Mgmt | For | For | For | |||
11 | Elect Jean-Francois M. L. van Boxmeer | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Gender Equality in the Supply Chain | ShrHldr | Against | Against | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Chicoine | Mgmt | For | For | For | |||
2 | Elect Arthur Harper | Mgmt | For | For | For | |||
3 | Elect Gwendolyn King | Mgmt | For | For | For | |||
4 | Elect Jon Moeller | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHldr | Against | Against | For | |||
Moody's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCO | CUSIP 615369105 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Darrell Duffie | Mgmt | For | For | For | |||
3 | Elect Raymond W. McDaniel, Jr. | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Key Employees' Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 1998 Non-Employee Directors' Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||
2 | Elect Howard J. Davies | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect Klaus Kleinfield | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect James W. Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | |||
13 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
14 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
18 | Amendment to the 2007 Equity Incentive Compensation Plan Pursuant to Section 162(m) of the Tax Code | Mgmt | For | Against | Against | |||
19 | Amendment to the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
Nabors Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBR | CUSIP G6359F103 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James R. Crane | Mgmt | For | For | For | |||
1.2 | Elect Michael C. Linn | Mgmt | For | For | For | |||
1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | |||
1.4 | Elect Howard Wolf | Mgmt | For | For | For | |||
1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | |||
4 | 2013 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
National Grid Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NG | CUSIP 636274300 | 07/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | N/A | For | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | N/A | For | N/A | |||
3 | Elect Sir Peter Gershon | Mgmt | N/A | For | N/A | |||
4 | Elect Steven Holliday | Mgmt | N/A | For | N/A | |||
5 | Elect Andrew Bonfield | Mgmt | N/A | For | N/A | |||
6 | Elect Thomas King | Mgmt | N/A | For | N/A | |||
7 | Elect Nick Winser | Mgmt | N/A | For | N/A | |||
8 | Elect Kenneth Harvey | Mgmt | N/A | For | N/A | |||
9 | Elect Linda Adamany | Mgmt | N/A | For | N/A | |||
10 | Elect Philip Aiken | Mgmt | N/A | Against | N/A | |||
11 | Elect Nora Brownell | Mgmt | N/A | For | N/A | |||
12 | Elect Paul Golby | Mgmt | N/A | For | N/A | |||
13 | Elect Ruth Kelly | Mgmt | N/A | For | N/A | |||
14 | Elect Maria Richter | Mgmt | N/A | For | N/A | |||
15 | Elect George Rose | Mgmt | N/A | For | N/A | |||
16 | Appointment of Auditor | Mgmt | N/A | For | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | N/A | For | N/A | |||
18 | Directors' Remuneration Report | Mgmt | N/A | For | N/A | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | N/A | For | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | N/A | For | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | N/A | For | N/A | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | N/A | Against | N/A | |||
23 | Amendments to Articles (Companies Act 2006 and Shareholder Rights Directive) | Mgmt | N/A | For | N/A | |||
Navistar International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAV | CUSIP 63934E108 | 02/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Pope | Mgmt | For | Withhold | Against | |||
1.2 | Elect Vincent Intrieri | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Hammes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark Rachesky | Mgmt | For | Withhold | Against | |||
1.5 | Elect Samuel Merksamer | Mgmt | For | Withhold | Against | |||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | 2013 Performance Incentive Plan | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | |||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | |||
1.6 | Elect Gerald Held | Mgmt | For | For | For | |||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
1.8 | Elect George Shaheen | Mgmt | For | For | For | |||
1.9 | Elect Robert Wall | Mgmt | For | For | For | |||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | N/A | For | N/A | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
3 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
5 | Elect Noreen Doyle | Mgmt | For | For | For | |||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
8 | Elect Jane Nelson | Mgmt | For | For | For | |||
9 | Elect Donald C. Roth | Mgmt | For | For | For | |||
10 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Performance Pay Plan | Mgmt | For | For | For | |||
News Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWS | CUSIP 65248E104 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Certificate Amendment Regarding Separation Transactions | Mgmt | For | For | For | |||
2 | Certificate Amendment Regarding Non-Cash Distributions | Mgmt | For | For | For | |||
NextEra Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEE | CUSIP 65339F101 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sherry S. Barrat | Mgmt | For | For | For | |||
2 | Elect Robert M. Beall II | Mgmt | For | For | For | |||
3 | Elect James L. Camaren | Mgmt | For | For | For | |||
4 | Elect Kenneth B. Dunn | Mgmt | For | For | For | |||
5 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
6 | Elect Toni Jennings | Mgmt | For | For | For | |||
7 | Elect James L. Robo | Mgmt | For | For | For | |||
8 | Elect Rudy E. Schupp | Mgmt | For | For | For | |||
9 | Elect John L. Skolds | Mgmt | For | For | For | |||
10 | Elect William H. Swanson | Mgmt | For | For | For | |||
11 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Approval of the Material Terms under the 2013 Executive Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Regarding Nuclear Fuel Storage and Safety | ShrHldr | Against | Against | For | |||
Nike, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Phyllis Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | Abstain | Against | |||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHldr | Against | Against | For | |||
Noble Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBL | CUSIP 655044105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
4 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
6 | Elect Eric P. Grubman | Mgmt | For | For | For | |||
7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | |||
15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | |||
Nordstrom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWN | CUSIP 655664100 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | |||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | |||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert G. Miller | Mgmt | For | For | For | |||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | |||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | |||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | |||
8 | Elect Philip G. Satre | Mgmt | For | For | For | |||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | |||
10 | Elect Robert D. Walter | Mgmt | For | For | For | |||
11 | Elect Alison A. Winter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Victor H. Fazio | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Stephen E. Frank | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
7 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
8 | Elect Richard B. Myers | Mgmt | For | For | For | |||
9 | Elect Aulana L. Peters | Mgmt | For | For | For | |||
10 | Elect Gary Roughead | Mgmt | For | For | For | |||
11 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
12 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
2 | Elect David W. Crane | Mgmt | For | For | For | |||
3 | Elect Kathleen A. McGinty | Mgmt | For | For | For | |||
4 | Elect Evan J. Silverstein | Mgmt | For | For | For | |||
5 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter C. Browning | Mgmt | For | For | For | |||
1.2 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.4 | Elect John J. Ferriola | Mgmt | For | For | For | |||
1.5 | Elect Harvey B. Gantt | Mgmt | For | For | For | |||
1.6 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
1.7 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
1.8 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
1.9 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
1.10 | Elect John H. Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Senior Officers Annual and Long-Term Incentive Plans | Mgmt | For | For | For | |||
4 | Amendment to the Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds | Mgmt | For | For | For | |||
5 | Amendment to Bylaws to Reduce Supermajority Voting Threshold | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | |||
2 | Elect Howard Atkins | Mgmt | For | Against | Against | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | Against | Against | |||
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | |||
10 | Elect Aziz Syriani | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Oceaneering International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OII | CUSIP 675232102 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul B. Murphy Jr. | Mgmt | For | For | For | |||
1.2 | Elect Harris J. Pappas | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oil States International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OIS | CUSIP 678026105 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin A. Lambert | Mgmt | For | For | For | |||
1.2 | Elect Mark G. Papa | Mgmt | For | For | For | |||
1.3 | Elect Stephen A. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2001 Equity Participation Plan | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
1.2 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
1.3 | Elect F. Philip Handy | Mgmt | For | For | For | |||
1.4 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | 2013 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pall Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLL | CUSIP 696429307 | 12/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy Alving | Mgmt | For | For | For | |||
2 | Elect Robert Coutts | Mgmt | For | For | For | |||
3 | Elect Mark Goldstein | Mgmt | For | For | For | |||
4 | Elect Cheryl Grise | Mgmt | For | For | For | |||
5 | Elect Ronald Hoffman | Mgmt | For | For | For | |||
6 | Elect Lawrence Kingsley | Mgmt | For | For | For | |||
7 | Elect Dennis Longstreet | Mgmt | For | For | For | |||
8 | Elect Craig Owens | Mgmt | For | For | For | |||
9 | Elect Katharine Plourde | Mgmt | For | For | For | |||
10 | Elect Edward Travaglianti | Mgmt | For | For | For | |||
11 | Elect Bret Wise | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendments to the Company's Bylaws | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | |||
1.2 | Elect Linda Harty | Mgmt | For | For | For | |||
1.3 | Elect William Kassling | Mgmt | For | For | For | |||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | |||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | |||
1.10 | Elect James Wainscott | Mgmt | For | For | For | |||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
PBF Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBF | CUSIP 69318G106 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. O'Malley | Mgmt | For | For | For | |||
2 | Elect Spencer Abraham | Mgmt | For | For | For | |||
3 | Elect Jefferson F. Allen | Mgmt | For | For | For | |||
4 | Elect Martin J. Brand | Mgmt | For | For | For | |||
5 | Elect Timothy H. Day | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
8 | Elect Edward F. Kosnik | Mgmt | For | For | For | |||
9 | Elect Neil A. Wizel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wesley R. Edens | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ronald J. Naples | Mgmt | For | For | For | |||
1.3 | Elect Barbara Z. Shattuck Kohn | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Petrofac Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFC | CINS G7052T101 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Norman Murray | Mgmt | For | Against | Against | |||
5 | Elect Thomas Thune Andersen | Mgmt | For | Against | Against | |||
6 | Elect Stefano Cao | Mgmt | For | Against | Against | |||
7 | Elect Roxanne Decyk | Mgmt | For | Against | Against | |||
8 | Elect Rene Medori | Mgmt | For | Against | Against | |||
9 | Elect Rijnhard van Tets | Mgmt | For | Against | Against | |||
10 | Elect Ayman Asfari | Mgmt | For | Against | Against | |||
11 | Elect Maroun Semaan | Mgmt | For | Against | Against | |||
12 | Elect Marwan Chedid | Mgmt | For | Against | Against | |||
13 | Elect Andrew G. Inglis | Mgmt | For | Against | Against | |||
14 | Elect Tim Weller | Mgmt | For | Against | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||
5 | Elect William H. Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance J. Horner | Mgmt | For | For | For | |||
8 | Elect James M. Kilts | Mgmt | For | For | For | |||
9 | Elect George A. Lorch | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
PG&E Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCG | CUSIP 69331C108 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David R. Andrews | Mgmt | For | Against | Against | |||
2 | Elect Lewis Chew | Mgmt | For | Against | Against | |||
3 | Elect C. Lee Cox | Mgmt | For | Against | Against | |||
4 | Elect Anthony F. Earley, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Fred J. Fowler | Mgmt | For | Against | Against | |||
6 | Elect Maryellen C. Herringer | Mgmt | For | Against | Against | |||
7 | Elect Roger H. Kimmel | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Meserve | Mgmt | For | Against | Against | |||
9 | Elect Forrest E. Miller | Mgmt | For | Against | Against | |||
10 | Elect Rosendo G. Parra | Mgmt | For | Against | Against | |||
11 | Elect Barbara L. Rambo | Mgmt | For | Against | Against | |||
12 | Elect Barry Lawson Williams | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||
4 | Elect Louis Camilleri | Mgmt | For | For | For | |||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
6 | Elect Jennifer Li | Mgmt | For | For | For | |||
7 | Elect Graham Mackay | Mgmt | For | For | For | |||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
10 | Elect Lucio Noto | Mgmt | For | For | For | |||
11 | Elect Robert Polet | Mgmt | For | For | For | |||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
13 | Elect Stephen Wolf | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Plum Creek Timber Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCL | CUSIP 729251108 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rick R. Holley | Mgmt | For | For | For | |||
2 | Elect Robin Josephs | Mgmt | For | For | For | |||
3 | Elect John G. McDonald | Mgmt | For | For | For | |||
4 | Elect Robert B. McLeod | Mgmt | For | For | For | |||
5 | Elect John F. Morgan, Sr. | Mgmt | For | For | For | |||
6 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
7 | Elect Laurence A. Selzer | Mgmt | For | For | For | |||
8 | Elect Stephen C. Tobias | Mgmt | For | For | For | |||
9 | Elect Martin A. White | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect David G. DeWalt | Mgmt | For | For | For | |||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William A. Owens | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick M. Bernthal | Mgmt | For | For | For | |||
1.2 | Elect John W. Conway | Mgmt | For | For | For | |||
1.3 | Elect Philip G. Cox | Mgmt | For | For | For | |||
1.4 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
1.5 | Elect Louise K. Goeser | Mgmt | For | For | For | |||
1.6 | Elect Stuart E. Graham | Mgmt | For | For | For | |||
1.7 | Elect Stuart Heydt | Mgmt | For | For | For | |||
1.8 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
1.9 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
1.10 | Elect William H. Spence | Mgmt | For | For | For | |||
1.11 | Elect Natica von Althann | Mgmt | For | For | For | |||
1.12 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | |||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
Pretium Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVG | CUSIP 74139C201 | 05/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Robert A. Quartermain | Mgmt | For | For | For | |||
2.2 | Elect Joseph J. Ovsenek | Mgmt | For | For | For | |||
2.3 | Elect Ross A. Mitchell | Mgmt | For | For | For | |||
2.4 | Elect Christopher Noel Dunn | Mgmt | For | For | For | |||
2.5 | Elect Tom S.Q. Yip | Mgmt | For | For | For | |||
2.6 | Elect George Paspalas | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amend and Renew the Stock Option Plan | Mgmt | For | Against | Against | |||
Priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | CUSIP 741503403 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.4 | Elect Jan L. Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.9 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Prologis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLD | CUSIP 74340W103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||
2 | Elect George L. Fotiades | Mgmt | For | For | For | |||
3 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
5 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
6 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
7 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||
8 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
9 | Elect Carl B. Webb | Mgmt | For | For | For | |||
10 | Elect William D. Zollars | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
1.3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
1.4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
1.6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
1.7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
1.8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Bryce Blair | Mgmt | For | For | For | |||
1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
1.8 | Elect Patrick J. O'Leary | Mgmt | For | For | For | |||
1.9 | Elect James J. Postl | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2013 Senior Management Incentive Plan | Mgmt | For | For | For | |||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Amendment to NOL Preservation Shareholder Rights Plan | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHldr | Against | Against | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Donald G. Cruickshank | Mgmt | For | For | For | |||
3 | Elect Raymond V. Dittamore | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Paul E. Jacobs | Mgmt | For | For | For | |||
7 | Elect Sherry Lansing | Mgmt | For | For | For | |||
8 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
9 | Elect Francisco Ros | Mgmt | For | For | For | |||
10 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
11 | Elect Marc I. Stern | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Quest Diagnostics Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DGX | CUSIP 74834L100 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John C. Baldwin | Mgmt | For | For | For | |||
2 | Elect Gary M. Pfeiffer | Mgmt | For | For | For | |||
3 | Elect Stephen H. Rusckowski | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Eliminate Series A Junior Participating Preferred Stock | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Abstain | For | Against | |||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James E. Cartwright | Mgmt | For | For | For | |||
2 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
3 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
4 | Elect Michael C. Ruettgers | Mgmt | For | For | For | |||
5 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
6 | Elect William R. Spivey | Mgmt | For | For | For | |||
7 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
8 | Elect William H. Swanson | Mgmt | For | For | For | |||
9 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George W. Bryan | Mgmt | For | For | For | |||
2 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
3 | Elect David J. Cooper, Sr. | Mgmt | For | For | For | |||
4 | Elect Don DeFosset | Mgmt | For | For | For | |||
5 | Elect Eric C. Fast | Mgmt | For | For | For | |||
6 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | |||
7 | Elect John D. Johns | Mgmt | For | For | For | |||
8 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
9 | Elect James R. Malone | Mgmt | For | For | For | |||
10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
11 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
12 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
13 | Elect John R. Roberts | Mgmt | For | For | For | |||
14 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Executive Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Republic Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RSG | CUSIP 760759100 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James W. Crownover | Mgmt | For | For | For | |||
2 | Elect William J. Flynn | Mgmt | For | For | For | |||
3 | Elect Michael Larson | Mgmt | For | Against | Against | |||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | |||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | |||
6 | Elect Ramon A. Rodriguez | Mgmt | For | For | For | |||
7 | Elect Donald W. Slager | Mgmt | For | For | For | |||
8 | Elect Allan C. Sorensen | Mgmt | For | For | For | |||
9 | Elect John M. Trani | Mgmt | For | For | For | |||
10 | Elect Michael W. Wickham | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Edwardson | Mgmt | For | For | For | |||
1.2 | Elect Andrew Policano | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Turner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Josef Ackermann | Mgmt | For | For | For | |||
4 | Elect Guy Elliott | Mgmt | For | For | For | |||
5 | Elect Simon Henry | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
8 | Elect Jorma Ollila | Mgmt | For | For | For | |||
9 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
10 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
11 | Elect Peter Voser | Mgmt | For | For | For | |||
12 | Elect Hans Wijers | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
salesforce.com, inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRM | CUSIP 79466L302 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stratton Sclavos | Mgmt | For | For | For | |||
2 | Elect Lawrence Tomlinson | Mgmt | For | For | For | |||
3 | Elect Shirley Young | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | Against | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
SanDisk Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Marks | Mgmt | For | For | For | |||
2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
3 | Elect Irwin Federman | Mgmt | For | For | For | |||
4 | Elect Steven J. Gomo | Mgmt | For | For | For | |||
5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
6 | Elect Chenming Hu | Mgmt | For | For | For | |||
7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||
9 | 2013 Incentive Plan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sap AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS D66992104 | 06/04/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
4 | Elect Patrick Duff | Mgmt | For | For | For | |||
5 | Elect William V. Hickey | Mgmt | For | For | For | |||
6 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
7 | Elect Kenneth P. Manning | Mgmt | For | Against | Against | |||
8 | Elect William J. Marino | Mgmt | For | For | For | |||
9 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
10 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
11 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | |||
13 | Amendment to the Performance-Based Compensation Program | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Sempra Energy | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRE | CUSIP 816851109 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | Against | Against | |||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | |||
3 | Elect William D. Jones | Mgmt | For | For | For | |||
4 | Elect William G. Ouchi | Mgmt | For | Against | Against | |||
5 | Elect Debra L. Reed | Mgmt | For | For | For | |||
6 | Elect William C. Rusnack | Mgmt | For | For | For | |||
7 | Elect William P. Rutledge | Mgmt | For | Against | Against | |||
8 | Elect Lynn Schenk | Mgmt | For | For | For | |||
9 | Elect Jack T. Taylor | Mgmt | For | For | For | |||
10 | Elect Luis M. Tellez | Mgmt | For | Against | Against | |||
11 | Elect James C. Yardley | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Abstain | N/A | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Sodastream International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SODA | CUSIP M9068E105 | 12/20/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | CEO Salary and Fringe Benefits | Mgmt | For | TNA | N/A | |||
2 | CEO 2011 Bonus | Mgmt | For | TNA | N/A | |||
3 | CEO 2012 Bonus | Mgmt | For | TNA | N/A | |||
4 | CEO 2013 Bonus Plan | Mgmt | For | TNA | N/A | |||
5 | CEO Long Term Incentive Plan | Mgmt | For | TNA | N/A | |||
6 | Amendment to the 2010 Employee Share Option Plan | Mgmt | For | TNA | N/A | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Gass | Mgmt | For | For | For | |||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | |||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | |||
4 | Elect Harold M. Korell | Mgmt | For | For | For | |||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | |||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | |||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | |||
8 | Elect Elliott Pew | Mgmt | For | For | For | |||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2013 Incentive Plan | Mgmt | For | For | For | |||
SPT Energy Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1251 | CINS G8405W106 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect CHEN Chunhua | Mgmt | For | Against | Against | |||
6 | Elect Andrew WU Kwok Keung | Mgmt | For | Against | Against | |||
7 | Elect WAN Kah Ming | Mgmt | For | Against | Against | |||
8 | Elect Lin Yang | Mgmt | For | Against | Against | |||
9 | Elect Jin Shumao | Mgmt | For | Against | Against | |||
10 | Elect Zhang Yujuan | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George W. Buckley | Mgmt | For | For | For | |||
1.2 | Elect Patrick D. Campbell | Mgmt | For | For | For | |||
1.3 | Elect Carlos M. Cardoso | Mgmt | For | For | For | |||
1.4 | Elect Robert B. Coutts | Mgmt | For | For | For | |||
1.5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |||
1.6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
1.7 | Elect Anthony Luiso | Mgmt | For | For | For | |||
1.8 | Elect Marianne M. Parrs | Mgmt | For | For | For | |||
1.9 | Elect Robert L. Ryan | Mgmt | For | For | For | |||
2 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil L. Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur M. Blank | Mgmt | For | For | For | |||
3 | Elect Drew G. Faust | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland T. Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert C. Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
10 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
11 | Elect Raul Vazquez | Mgmt | For | For | For | |||
12 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
13 | Elect Paul F. Walsh | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | CUSIP 855244109 | 03/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William W. Bradley | Mgmt | For | For | For | |||
3 | Elect Robert M. Gates | Mgmt | For | For | For | |||
4 | Elect Mellody Hobson | Mgmt | For | For | For | |||
5 | Elect Kevin R. Johnson | Mgmt | For | For | For | |||
6 | Elect Olden Lee | Mgmt | For | For | For | |||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | |||
8 | Elect James G. Shennan, Jr. | Mgmt | For | For | For | |||
9 | Elect Clara Shih | Mgmt | For | For | For | |||
10 | Elect Javier G. Teruel | Mgmt | For | For | For | |||
11 | Elect Myron E. Ullman III | Mgmt | For | For | For | |||
12 | Elect Craig E. Weatherup | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect Linda A. Hill | Mgmt | For | For | For | |||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | |||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | |||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.2 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.3 | Elect John T. Ferguson | Mgmt | For | For | For | |||
1.4 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.5 | Elect Paul Haseldonckx | Mgmt | For | For | For | |||
1.6 | Elect John R. Huff | Mgmt | For | For | For | |||
1.7 | Elect Jacques Lamarre | Mgmt | For | For | For | |||
1.8 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.9 | Elect Michael W. O'Brien | Mgmt | For | For | For | |||
1.10 | Elect James W. Simpson | Mgmt | For | For | For | |||
1.11 | Elect Eira M. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Steven W. Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | Against | Against | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Henrique de Castro | Mgmt | For | Against | Against | |||
4 | Elect Calvin Darden | Mgmt | For | Against | Against | |||
5 | Elect Mary N. Dillon | Mgmt | For | Against | Against | |||
6 | Elect James A. Johnson | Mgmt | For | Against | Against | |||
7 | Elect Mary E. Minnick | Mgmt | For | Against | Against | |||
8 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||
9 | Elect Derica W. Rice | Mgmt | For | Against | Against | |||
10 | Elect Gregg W. Steinhafel | Mgmt | For | Against | Against | |||
11 | Elect John G. Stumpf | Mgmt | For | Against | Against | |||
12 | Elect Solomon D. Trujillo | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHldr | Against | Against | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
2 | Elect Juergen W. Gromer | Mgmt | For | For | For | |||
3 | Elect William A. Jeffrey | Mgmt | For | For | For | |||
4 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
5 | Elect Yong Nam | Mgmt | For | For | For | |||
6 | Elect Daniel J. Phelan | Mgmt | For | For | For | |||
7 | Elect Frederic M. Poses | Mgmt | For | For | For | |||
8 | Elect Lawrence S. Smith | Mgmt | For | For | For | |||
9 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
10 | Elect David P. Steiner | Mgmt | For | For | For | |||
11 | Elect John C. Van Scoter | Mgmt | For | For | For | |||
12 | 2012 Annual Report | Mgmt | For | For | For | |||
13 | Statutory Financial Statements | Mgmt | For | For | For | |||
14 | Consolidated Financial Statements | Mgmt | For | For | For | |||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | |||
16 | Deloitte & Touche | Mgmt | For | For | For | |||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | |||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Declaration of Dividend | Mgmt | For | For | For | |||
21 | Renewal of Authorized Capital | Mgmt | For | For | For | |||
22 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | |||
23 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
TE Connectivity Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEL | CUSIP H84989104 | 07/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reallocation of Legal Reserves to Free Reserves | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | |||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
4 | Elect Jack M. Greenberg | Mgmt | For | For | For | |||
5 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||
6 | Elect Ronald T. LeMay | Mgmt | For | For | For | |||
7 | Elect Andrea Redmond | Mgmt | For | For | For | |||
8 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
9 | Elect John W. Rowe | Mgmt | For | For | For | |||
10 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
11 | Elect Mary Alice Taylor | Mgmt | For | For | For | |||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
The Dow Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOW | CUSIP 260543103 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
4 | Elect James A. Bell | Mgmt | For | For | For | |||
5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Paul Polman | Mgmt | For | For | For | |||
8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
9 | Elect James M. Ringler | Mgmt | For | Against | Against | |||
10 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect John P. Bilbrey | Mgmt | For | For | For | |||
1.3 | Elect Robert F. Cavanaugh | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.6 | Elect James M. Mead | Mgmt | For | For | For | |||
1.7 | Elect James E. Nevels | Mgmt | For | For | For | |||
1.8 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.9 | Elect Thomas J. Ridge | Mgmt | For | For | For | |||
1.10 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Hillshire Brands Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSH | CUSIP 432589109 | 10/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd Becker | Mgmt | For | For | For | |||
2 | Elect Christopher Begley | Mgmt | For | For | For | |||
3 | Elect Ellen Brothers | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | For | For | |||
5 | Elect Sean Connolly | Mgmt | For | For | For | |||
6 | Elect Laurette Koellner | Mgmt | For | For | For | |||
7 | Elect Craig Omtvedt | Mgmt | For | For | For | |||
8 | Elect Ian Prosser | Mgmt | For | For | For | |||
9 | Elect Jonathan Ward | Mgmt | For | For | For | |||
10 | Elect James White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Long-Term Incentive Stock Plan | Mgmt | For | For | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reuben V. Anderson | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John T. LaMacchia | Mgmt | For | For | For | |||
6 | Elect David B. Lewis | Mgmt | For | For | For | |||
7 | Elect W. Rodney McMullen | Mgmt | For | For | For | |||
8 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
9 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
10 | Elect Susan M. Phillips | Mgmt | For | For | For | |||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | |||
12 | Elect James A. Runde | Mgmt | For | For | For | |||
13 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
14 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Human Rights Report | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHldr | Against | Against | For | |||
The Mosaic Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOS | CUSIP 61945C103 | 10/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phyllis Cochran | Mgmt | For | For | For | |||
2 | Elect Gregory Ebel | Mgmt | For | For | For | |||
3 | Elect Robert Lumpkins | Mgmt | For | For | For | |||
4 | Elect William Monahan | Mgmt | For | For | For | |||
5 | Elect Harold MacKay | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The NASDAQ OMX Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NDAQ | CUSIP 631103108 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven D. Black | Mgmt | For | For | For | |||
2 | Elect Borje Ekholm | Mgmt | For | For | For | |||
3 | Elect Robert Greifeld | Mgmt | For | For | For | |||
4 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
5 | Elect Essa Kazim | Mgmt | For | For | For | |||
6 | Elect John D. Markese | Mgmt | For | For | For | |||
7 | Elect Ellyn A. McColgan | Mgmt | For | For | For | |||
8 | Elect Thomas F. O'Neill | Mgmt | For | For | For | |||
9 | Elect James S. Riepe | Mgmt | For | For | For | |||
10 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Amendments to the Certificate of Incorporation to Make Non-substantive Changes | Mgmt | For | For | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||
4 | Elect William Demchak | Mgmt | For | For | For | |||
5 | Elect Kay Coles James | Mgmt | For | For | For | |||
6 | Elect Richard Kelson | Mgmt | For | For | For | |||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | |||
8 | Elect Anthony Massaro | Mgmt | For | For | For | |||
9 | Elect Jane Pepper | Mgmt | For | For | For | |||
10 | Elect James Rohr | Mgmt | For | For | For | |||
11 | Elect Donald Shepard | Mgmt | For | For | For | |||
12 | Elect Lorene Steffes | Mgmt | For | For | For | |||
13 | Elect Dennis Strigl | Mgmt | For | For | For | |||
14 | Elect Thomas Usher | Mgmt | For | For | For | |||
15 | Elect George Walls, Jr. | Mgmt | For | For | For | |||
16 | Elect Helge Wehmeier | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
The Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | CUSIP 842587107 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juanita Powell Baranco | Mgmt | For | Against | Against | |||
2 | Elect Jon A. Boscia | Mgmt | For | Against | Against | |||
3 | Elect Henry A. Clark III | Mgmt | For | Against | Against | |||
4 | Elect Thomas A. Fanning | Mgmt | For | Against | Against | |||
5 | Elect David J. Grain | Mgmt | For | Against | Against | |||
6 | Elect H. William Habermeyer, Jr. | Mgmt | For | Against | Against | |||
7 | Elect Veronica M. Hagen | Mgmt | For | Against | Against | |||
8 | Elect Warren A. Hood, Jr. | Mgmt | For | Against | Against | |||
9 | Elect Donald M. James | Mgmt | For | Against | Against | |||
10 | Elect Dale E. Klein | Mgmt | For | Against | Against | |||
11 | Elect William G. Smith, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Steven R. Specker | Mgmt | For | Against | Against | |||
13 | Elect E. Jenner Wood III | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to Bylaws to Remove the Mandatory Retirement Age for Non-Employee Directors | Mgmt | For | For | For | |||
17 | Elimination of Certain Supermajority Vote Requirements | Mgmt | For | For | For | |||
18 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | |||
5 | Elect David T. Ching | Mgmt | For | For | For | |||
6 | Elect Michael F. Hines | Mgmt | For | For | For | |||
7 | Elect Amy B. Lane | Mgmt | For | For | For | |||
8 | Elect Dawn G. Lepore | Mgmt | For | For | For | |||
9 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
10 | Elect John F. O'Brien | Mgmt | For | For | For | |||
11 | Elect Willow B. Shire | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
6 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
7 | Elect Thomas R. Hodgson | Mgmt | For | For | For | |||
8 | Elect William J. Kane | Mgmt | For | For | For | |||
9 | Elect Cleve L. Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authorization of Preferred Stock | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect John S. Chen | Mgmt | For | For | For | |||
3 | Elect Judith L. Estrin | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
6 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
7 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
8 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin C. Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Separation of Chairman and CEO | ShrHldr | Against | For | Against | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
6 | Elect Marc N. Casper | Mgmt | For | For | For | |||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James L. Barksdale | Mgmt | For | For | For | |||
2 | Elect William P. Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert C. Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | |||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
Tornier N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRNX | CUSIP N87237108 | 06/27/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David H. Mowry | Mgmt | For | For | For | |||
2 | Elect Kevin C. O'Boyle | Mgmt | For | For | For | |||
3 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
4 | Misc. Article Amendments | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Ratification of Statutory Auditor for Dutch Accounts | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Tronox Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROX | CUSIP Q9235V101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Casey | Mgmt | For | For | For | |||
1.2 | Elect Andrew P. Hines | Mgmt | For | For | For | |||
1.3 | Elect Wayne A. Hinman | Mgmt | For | For | For | |||
1.4 | Elect Ilan Kaufthal | Mgmt | For | For | For | |||
1.5 | Elect Jeffry N. Quinn | Mgmt | For | For | For | |||
1.6 | Elect Peter Johnston | Mgmt | For | For | For | |||
2 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3.1 | Elect Edward D. Breen | Mgmt | For | For | For | |||
3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | |||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | |||
3.6 | Elect John A. Krol | Mgmt | For | For | For | |||
3.7 | Elect George R. Oliver | Mgmt | For | For | For | |||
3.8 | Elect Brendan R. O'Neill | Mgmt | For | For | For | |||
3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | |||
3.10 | Elect R. David Yost | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Appointment of Special Auditor | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | |||
11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP H89128104 | 09/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | The ADT Spin-off | Mgmt | For | For | For | |||
2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | |||
3.1 | Elect George Oliver | Mgmt | For | For | For | |||
3.2 | Elect Frank Drendel | Mgmt | For | For | For | |||
4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | |||
5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | |||
Tyson Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSN | CUSIP 902494103 | 02/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Tyson | Mgmt | For | For | For | |||
2 | Elect Kathleen Bader | Mgmt | For | For | For | |||
3 | Elect Gaurdie Banister, Jr. | Mgmt | For | For | For | |||
4 | Elect Jim Kever | Mgmt | For | For | For | |||
5 | Elect Kevin McNamara | Mgmt | For | For | For | |||
6 | Elect Brad Sauer | Mgmt | For | For | For | |||
7 | Elect Robert Thurber | Mgmt | For | For | For | |||
8 | Elect Barbara Tyson | Mgmt | For | For | For | |||
9 | Elect Albert Zapanta | Mgmt | For | For | For | |||
10 | Amendment to the 2000 Stock Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard K. Davis | Mgmt | For | For | For | |||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Michael J. Burns | Mgmt | For | For | For | |||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
4 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
6 | Elect William R. Johnson | Mgmt | For | For | For | |||
7 | Elect Candace Kendle | Mgmt | For | For | For | |||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | |||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect Carol B. Tome | Mgmt | For | For | For | |||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Recapitalization | ShrHldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John V. Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard B. Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Edson Bueno | Mgmt | For | For | For | |||
3 | Elect Richard T. Burke | Mgmt | For | For | For | |||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | |||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Vail Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTN | CUSIP 91879Q109 | 11/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roland Hernandez | Mgmt | For | For | For | |||
2 | Elect Robert Katz | Mgmt | For | For | For | |||
3 | Elect Richard Kincaid | Mgmt | For | For | For | |||
4 | Elect John Redmond | Mgmt | For | For | For | |||
5 | Elect Hilary Schneider | Mgmt | For | For | For | |||
6 | Elect John Sorte | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
3 | Elect Ronald G. Geary | Mgmt | For | For | For | |||
4 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
10 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
11 | Elect James D. Shelton | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHldr | Against | For | Against | |||
Verisk Analytics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | |||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | |||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
2 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
4 | Elect Robert W. Lane | Mgmt | For | For | For | |||
5 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
6 | Elect Sandra O. Moose | Mgmt | For | For | For | |||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | |||
8 | Elect Donald T. Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
10 | Elect Hugh B. Price | Mgmt | For | For | For | |||
11 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
12 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Network Neutrality | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | Against | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect Charles Scharf | Mgmt | For | For | For | |||
10 | Elect William Shanahan | Mgmt | For | For | For | |||
11 | Elect John Swainson | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHldr | Against | Against | For | |||
VMware, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMW | CUSIP 928563402 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity And Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Candace K. Beinecke | Mgmt | For | For | For | |||
1.2 | Elect Robert P. Kogod | Mgmt | For | For | For | |||
1.3 | Elect David Mandelbaum | Mgmt | For | For | For | |||
1.4 | Elect Richard R. West | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger C. Corbett | Mgmt | For | For | For | |||
4 | Elect Douglas N. Daft | Mgmt | For | For | For | |||
5 | Elect Michael T. Duke | Mgmt | For | For | For | |||
6 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
7 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
9 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Jim C. Walton | Mgmt | For | For | For | |||
12 | Elect S. Robson Walton | Mgmt | For | For | For | |||
13 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
14 | Elect Linda S. Wolf | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the Management Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Recoupment Report | ShrHldr | Against | Against | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice Babiak | Mgmt | For | For | For | |||
2 | Elect David J. Brailer | Mgmt | For | For | For | |||
3 | Elect Steven Davis | Mgmt | For | For | For | |||
4 | Elect William Foote | Mgmt | For | For | For | |||
5 | Elect Mark Frissora | Mgmt | For | For | For | |||
6 | Elect Ginger Graham | Mgmt | For | For | For | |||
7 | Elect Alan McNally | Mgmt | For | For | For | |||
8 | Elect Dominic Murphy | Mgmt | For | For | For | |||
9 | Elect Stefano Pessina | Mgmt | For | For | For | |||
10 | Elect Nancy Schlichting | Mgmt | For | For | For | |||
11 | Elect Alejandro Silva | Mgmt | For | For | For | |||
12 | Elect James Skinner | Mgmt | For | For | For | |||
13 | Elect Gregory Wasson | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | Against | For | |||
Walter Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLT | CUSIP 93317Q105 | 04/25/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward G. Scholtz | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Mark H. Lochtenberg | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Robert H. Stan | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Lawrence M. Clark, Jr. | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Julian A. Treger | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect David R. Beatty | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Mary R. Henderson | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Patrick A. Kriegshauser | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Graham Mascall | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Walter J. Scheller, III | Mgmt | N/A | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
Walter Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLT | CUSIP 93317Q105 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Beatty | Mgmt | For | For | For | |||
1.2 | Elect Mary R. Henderson | Mgmt | For | For | For | |||
1.3 | Elect Jerry W. Kolb | Mgmt | For | For | For | |||
1.4 | Elect Patrick A. Kriegshauser | Mgmt | For | For | For | |||
1.5 | Elect Joseph B. Leonard | Mgmt | For | For | For | |||
1.6 | Elect Graham Mascall | Mgmt | For | For | For | |||
1.7 | Elect Bernard G. Rethore | Mgmt | For | For | For | |||
1.8 | Elect Walter J. Scheller, III | Mgmt | For | For | For | |||
1.9 | Elect Michael T. Tokarz | Mgmt | For | For | For | |||
1.10 | Elect A.J. Wagner | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Weatherford International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFT | CUSIP H27013103 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Bernard J. Duroc-Danner | Mgmt | For | For | For | |||
4 | Elect Nicholas F. Brady | Mgmt | For | For | For | |||
5 | Elect David J. Butters | Mgmt | For | For | For | |||
6 | Elect John D. Gass | Mgmt | For | For | For | |||
7 | Elect Francis S. Kalman | Mgmt | For | For | For | |||
8 | Elect William E. Macaulay | Mgmt | For | For | For | |||
9 | Elect Robert K. Moses, Jr. | Mgmt | For | For | For | |||
10 | Elect Guillermo Ortiz | Mgmt | For | For | For | |||
11 | Elect Emyr J. Parry | Mgmt | For | For | For | |||
12 | Elect Robert A. Rayne | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Increase in Authorized Capital | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||
3 | Elect John S. Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
5 | Elect Susan E. Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald M. James | Mgmt | For | For | For | |||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | |||
9 | Elect Federico F. Pena | Mgmt | For | For | For | |||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | |||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||
13 | Elect John G. Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHldr | Against | Against | For | |||
Western Refining, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WNR | CUSIP 959319104 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William D. Sanders | Mgmt | For | For | For | |||
1.2 | Elect Ralph A. Schmidt | Mgmt | For | For | For | |||
1.3 | Elect Jeff A. Stevens | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Whitewave Foods Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWAV | CUSIP 966244105 | 04/17/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen L. Green | Mgmt | For | TNA | N/A | |||
2 | Elect Michelle P. Goolsby | Mgmt | For | TNA | N/A | |||
3 | Approval of the 2012 Stock Incentive Plan | Mgmt | For | TNA | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | TNA | Against | |||
6 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Albert Pimentel | Mgmt | For | For | For | |||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | |||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Xylem Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XYL | CUSIP 98419M100 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
2 | Elect Robert F. Friel | Mgmt | For | For | For | |||
3 | Elect Surya N. Mohapatra | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
Yahoo Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John D. Hayes | Mgmt | For | For | For | |||
2 | Elect Susan M. James | Mgmt | For | For | For | |||
3 | Elect Max R. Levchin | Mgmt | For | For | For | |||
4 | Elect Peter Liguori | Mgmt | For | For | For | |||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | |||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | |||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | |||
4 | Elect David C. Dvorak | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | |||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | |||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Small Cap Value Fund | |||||||
Date of Fiscal Year End: | 02/28/2013 | |||||||
Aaron's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAN | CUSIP 002535300 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gilbert L. Danielson | Mgmt | For | For | For | |||
1.2 | Elect David L. Kolb | Mgmt | For | For | For | |||
1.3 | Elect Cynthia N. Day | Mgmt | For | For | For | |||
1.4 | Elect Hubert L. Harris, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACCO | CUSIP 00081T108 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George V. Bayly | Mgmt | For | For | For | |||
1.2 | Elect James A. Buzzard | Mgmt | For | For | For | |||
1.3 | Elect Kathleen S. Dvorak | Mgmt | For | For | For | |||
1.4 | Elect G. Thomas Hargrove | Mgmt | For | For | For | |||
1.5 | Elect Robert H. Jenkins | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Keller | Mgmt | For | For | For | |||
1.7 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
1.8 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.9 | Elect E. Mark Rajkowski | Mgmt | For | For | For | |||
1.10 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
1.11 | Elect Norman H. Wesley | Mgmt | For | For | For | |||
1.12 | Elect Boris Elisman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actuate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRT | CUSIP 00508B102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter I. Cittadini | Mgmt | For | For | For | |||
1.2 | Elect Kenneth E. Marshall | Mgmt | For | For | For | |||
1.3 | Elect Nicholas C. Nierenberg | Mgmt | For | For | For | |||
1.4 | Elect Arthur C. Patterson | Mgmt | For | For | For | |||
1.5 | Elect Steven D. Whiteman | Mgmt | For | For | For | |||
1.6 | Elect Raymond L. Ocampo, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Timothy B. Yeaton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ADA-ES, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADES | CUSIP 005208103 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kim B. Clarke | Mgmt | For | For | For | |||
1.2 | Elect Michael D. Durham | Mgmt | For | For | For | |||
1.3 | Elect Alan Bradley Gabbard | Mgmt | For | For | For | |||
1.4 | Elect Derek C. Johnson | Mgmt | For | For | For | |||
1.5 | Elect W. Phillip Marcum | Mgmt | For | For | For | |||
1.6 | Elect Mark H. McKinnies | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Shanklin | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
1.9 | Elect Richard J. Swanson | Mgmt | For | For | For | |||
2 | Reincorporation from Colorado to Delaware | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Addus HomeCare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADUS | CUSIP 006739106 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark S. Heaney | Mgmt | For | For | For | |||
1.2 | Elect Simon A. Bachleda | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Aegean Marine Petroleum Network, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANW | CUSIP Y0017S102 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Yiannis N. Papanicolaou | Mgmt | For | Withhold | Against | |||
1.2 | Elect Konstantinos Koutsomitopoulos | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 05/02/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara T. Alexander | Mgmt | For | For | For | |||
2 | Elect Scott Hunter | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits | Mgmt | For | For | For | |||
7 | Dividend from Reserves | Mgmt | For | For | For | |||
8 | Amendment to Cancel Treasury Shares | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | |||
10 | Appointment of Special Auditor | Mgmt | For | For | For | |||
11 | Indemnification of Directors and Officers | Mgmt | For | For | For | |||
Ambarella Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMBA | CUSIP G037AX101 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chenming C. Hu | Mgmt | For | For | For | |||
1.2 | Elect Feng-Ming Wang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
American Assets Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAT | CUSIP 024013104 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest S. Rady | Mgmt | For | For | For | |||
1.2 | Elect John W. Chamberlain | Mgmt | For | For | For | |||
1.3 | Elect Larry E. Finger | Mgmt | For | For | For | |||
1.4 | Elect Duane A. Nelles | Mgmt | For | For | For | |||
1.5 | Elect Thomas S. Olinger | Mgmt | For | For | For | |||
1.6 | Elect Robert S. Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Assets Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAT | CUSIP 024013104 | 07/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ernest Rady | Mgmt | For | For | For | |||
1.2 | Elect John Chamberlain | Mgmt | For | For | For | |||
1.3 | Elect Larry Finger | Mgmt | For | For | For | |||
1.4 | Elect Alan Gold | Mgmt | For | For | For | |||
1.5 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.6 | Elect Thomas Olinger | Mgmt | For | For | For | |||
1.7 | Elect Robert Sullivan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHldr | Against | Against | For | |||
AmTrust Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFSI | CUSIP 032359309 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald T. DeCarlo | Mgmt | For | Withhold | Against | |||
1.2 | Elect Susan C. Fisch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | |||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jay J. Miller | Mgmt | For | Withhold | Against | |||
1.7 | Elect Barry D. Zyskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Arch Capital Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACGL | CUSIP G0450A105 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John L. Bunce, Jr. | Mgmt | For | For | For | |||
2 | Elect Yiorgos Lillikas | Mgmt | For | For | For | |||
3 | Elect Deanna M. Mulligan | Mgmt | For | For | For | |||
4 | Elect Anthony Asquith | Mgmt | For | For | For | |||
5 | Elect Edgardo Balois | Mgmt | For | For | For | |||
6 | Elect Dennis R. Brand | Mgmt | For | For | For | |||
7 | Elect Peter Calleo | Mgmt | For | For | For | |||
8 | Elect Paul Cole | Mgmt | For | For | For | |||
9 | Elect Michael Constantinides | Mgmt | For | For | For | |||
10 | Elect Graham B.R. Collis | Mgmt | For | For | For | |||
11 | Elect William J. Cooney | Mgmt | For | For | For | |||
12 | Elect Nick Denniston | Mgmt | For | For | For | |||
13 | Elect Michael Feetham | Mgmt | For | For | For | |||
14 | Elect Stephan Fogarty | Mgmt | For | For | For | |||
15 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||
16 | Elect Marc Grandisson | Mgmt | For | For | For | |||
17 | Elect Michael A. Greene | Mgmt | For | For | For | |||
18 | Elect Jerome Halgan | Mgmt | For | For | For | |||
19 | Elect David W. Hipkin | Mgmt | For | For | For | |||
20 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||
21 | Elect Constantine Iordanou | Mgmt | For | For | For | |||
22 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | |||
23 | Elect Michael H. Kier | Mgmt | For | For | For | |||
24 | Elect Lin Li-Williams | Mgmt | For | For | For | |||
25 | Elect Mark D. Lyons | Mgmt | For | For | For | |||
26 | Elect Adam Matteson | Mgmt | For | For | For | |||
27 | Elect Robert McDowell | Mgmt | For | For | For | |||
28 | Elect David H. McElroy | Mgmt | For | For | For | |||
29 | Elect Rommel Mercado | Mgmt | For | For | For | |||
30 | Elect David J. Mulholland | Mgmt | For | For | For | |||
31 | Elect Michael R. Murphy | Mgmt | For | For | For | |||
32 | Elect Martin J. Nilsen | Mgmt | For | For | For | |||
33 | Elect Mark Nolan | Mgmt | For | For | For | |||
34 | Elect Marita Oliver | Mgmt | For | For | For | |||
35 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | |||
36 | Elect Elisabeth Quinn | Mgmt | For | For | For | |||
37 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||
38 | Elect John F. Rathgeber | Mgmt | For | For | For | |||
39 | Elect Andrew Rippert | Mgmt | For | For | For | |||
40 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | |||
41 | Elect Elect Arthur Scace | Mgmt | For | For | For | |||
42 | Elect Scott Schenker | Mgmt | For | For | For | |||
43 | Elect Soren Scheuer | Mgmt | For | For | For | |||
44 | Elect Budhi Singh | Mgmt | For | For | For | |||
45 | Elect Helmut Sohler | Mgmt | For | For | For | |||
46 | Elect Iwan van Munster | Mgmt | For | For | For | |||
47 | Elect Angus Watson | Mgmt | For | For | For | |||
48 | Elect James R. Weatherstone | Mgmt | For | For | For | |||
49 | Elect Gerald Wolfe | Mgmt | For | For | For | |||
50 | Ratification of Auditor | Mgmt | For | For | For | |||
51 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ascena Retail Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASNA | CUSIP 04351G101 | 12/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Usdan | Mgmt | For | For | For | |||
1.2 | Elect Randy Pearce | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Avista Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVA | CUSIP 05379B107 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erik J. Anderson | Mgmt | For | For | For | |||
2 | Elect Kristianne Blake | Mgmt | For | For | For | |||
3 | Elect Donald C Burke | Mgmt | For | For | For | |||
4 | Elect Rick R Holley | Mgmt | For | For | For | |||
5 | Elect John F. Kelly | Mgmt | For | For | For | |||
6 | Elect Rebecca A. Klein | Mgmt | For | For | For | |||
7 | Elect Scott L. Morris | Mgmt | For | For | For | |||
8 | Elect Marc F. Racicot | Mgmt | For | For | For | |||
9 | Elect Heidi B. Stanley | Mgmt | For | For | For | |||
10 | Elect R. John Taylor | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Reduce Shareholder Approval Requirements to Amend Articles | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BancTec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATCL | CUSIP 059784504 | 07/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Elect Felipe Atela | Mgmt | For | Against | Against | |||
3 | Elect Gary Fernandes | Mgmt | For | Against | Against | |||
Berkshire Hills Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHLB | CUSIP 084680107 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John B. Davies | Mgmt | For | For | For | |||
1.2 | Elect Rodney C. Dimock | Mgmt | For | For | For | |||
1.3 | Elect Laurie Norton Moffatt | Mgmt | For | For | For | |||
1.4 | Elect J. Williar Dunlaevy | Mgmt | For | For | For | |||
2 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
BofI Holding, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOFI | CUSIP 05566U108 | 11/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerry Englert | Mgmt | For | For | For | |||
1.2 | Elect Gregory Garrabrants | Mgmt | For | For | For | |||
1.3 | Elect Paul Grinberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Brookline Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKL | CUSIP 11373M107 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David C. Chapin | Mgmt | For | For | For | |||
1.2 | Elect John A. Hackett | Mgmt | For | For | For | |||
1.3 | Elect John L. Hall II | Mgmt | For | For | For | |||
1.4 | Elect Rosamond B. Vaule | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
2 | Elect David C. Everitt | Mgmt | For | For | For | |||
3 | Elect Roger J. Wood | Mgmt | For | For | For | |||
4 | Elect Lawrence A. Zimmerman | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Senior Management Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | CUSIP 127055101 | 03/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John S. Clarkeson | Mgmt | For | For | For | |||
2 | Elect Roderick C.G. MacLeod | Mgmt | For | For | For | |||
3 | Elect Sue H. Rataj | Mgmt | For | For | For | |||
4 | Elect Ronaldo H. Schmitz | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Campus Crest Communities Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCG | CUSIP 13466Y105 | 04/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted W. Rollins | Mgmt | For | For | For | |||
1.2 | Elect Michael S. Hartnett | Mgmt | For | For | For | |||
1.3 | Elect Richard S. Kahlbaugh | Mgmt | For | Withhold | Against | |||
1.4 | Elect Denis McGlynn | Mgmt | For | For | For | |||
1.5 | Elect William G. Popeo | Mgmt | For | For | For | |||
1.6 | Elect Daniel L. Simmons | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Centene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNC | CUSIP 15135B101 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Orlando Ayala | Mgmt | For | For | For | |||
1.2 | Elect Pamela A. Joseph | Mgmt | For | For | For | |||
1.3 | Elect Tommy G. Thompson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ceragon Networks Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRNT | CUSIP M22013102 | 12/19/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles to Declassify Board | Mgmt | For | TNA | N/A | |||
2 | Elect Zohar Zisapel | Mgmt | For | TNA | N/A | |||
3 | Elect Joseph Atsmon | Mgmt | For | TNA | N/A | |||
4 | Stock Option Grants to Directors | Mgmt | For | TNA | N/A | |||
5 | Elect Yair Orgler | Mgmt | For | TNA | N/A | |||
6 | Elect Avi Patir | Mgmt | For | TNA | N/A | |||
7 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
8 | Declaration of Material Interest | Mgmt | For | TNA | N/A | |||
Chiquita Brands International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CQB | CUSIP 170032809 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kerrii B. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Howard W. Barker, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Clare M. Hasler-Lewis | Mgmt | For | For | For | |||
1.4 | Elect Edward F Lonergan | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey N. Simmons | Mgmt | For | For | For | |||
1.6 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
1.7 | Elect Ronald V. Waters III | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Ciber, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBR | CUSIP 17163B102 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Francois Heitz | Mgmt | For | For | For | |||
1.2 | Elect James C. Spira | Mgmt | For | For | For | |||
1.3 | Elect Bobby G. Stevenson | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon E. Barfield | Mgmt | For | For | For | |||
2 | Elect Stephen E. Ewing | Mgmt | For | For | For | |||
3 | Elect Richard M. Gabrys | Mgmt | For | For | For | |||
4 | Elect William D. Harvey | Mgmt | For | For | For | |||
5 | Elect David W. Joos | Mgmt | For | For | For | |||
6 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
7 | Elect Michael T. Monahan | Mgmt | For | For | For | |||
8 | Elect John G. Russell | Mgmt | For | For | For | |||
9 | Elect Kenneth L. Way | Mgmt | For | For | For | |||
10 | Elect Laura H. Wright | Mgmt | For | For | For | |||
11 | Elect John B. Yasinsky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Cogent Communications Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCOI | CUSIP 19239V302 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | |||
1.2 | Elect Steven D. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Erel N. Margalit | Mgmt | For | For | For | |||
1.4 | Elect Timothy Weingarten | Mgmt | For | For | For | |||
1.5 | Elect Richard T. Liebhaber | Mgmt | For | For | For | |||
1.6 | Elect D. Blake Bath | Mgmt | For | For | For | |||
1.7 | Elect Marc Montagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Colony Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Richard Saltzman | Mgmt | For | For | For | |||
1.3 | Elect George G. C. Parker | Mgmt | For | For | For | |||
1.4 | Elect John A. Somers | Mgmt | For | For | For | |||
1.5 | Elect John L. Steffens | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Columbus McKinnon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCO | CUSIP 199333105 | 07/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Tevens | Mgmt | For | For | For | |||
1.2 | Elect Richard Fleming | Mgmt | For | For | For | |||
1.3 | Elect Ernest Verebelyi | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kushner | Mgmt | For | For | For | |||
1.5 | Elect Stephen Rabinowitz | Mgmt | For | For | For | |||
1.6 | Elect Linda Goodspeed | Mgmt | For | For | For | |||
1.7 | Elect Nicholas Pinchuk | Mgmt | For | For | For | |||
1.8 | Elect Liam McCarthy | Mgmt | For | For | For | |||
1.9 | Elect Christian Ragot | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect John F. Barrett | Mgmt | For | For | For | |||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.8 | Elect Ronald L. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Re-approval of the Performance Goals Under the Long Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Core-Mark Holding Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORE | CUSIP 218681104 | 05/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Allen | Mgmt | For | For | For | |||
2 | Elect Stuart W. Booth | Mgmt | For | For | For | |||
3 | Elect Gary F. Colter | Mgmt | For | For | For | |||
4 | Elect Robert G. Gross | Mgmt | For | For | For | |||
5 | Elect L. William Krause | Mgmt | For | For | For | |||
6 | Elect Thomas B. Perkins | Mgmt | For | For | For | |||
7 | Elect Harvey L. Tepner | Mgmt | For | For | For | |||
8 | Elect Randolph I. Thornton | Mgmt | For | For | For | |||
9 | Elect J. Michael Walsh | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Corinthian Colleges, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COCO | CUSIP 218868107 | 11/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul St. Pierre | Mgmt | For | Withhold | Against | |||
1.2 | Elect Linda Skladany | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Lee | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jack Massimino | Mgmt | For | Withhold | Against | |||
1.5 | Elect Terry Hartshorn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Timothy Sullivan | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sharon Robinson | Mgmt | For | Withhold | Against | |||
1.8 | Elect Hank Adler | Mgmt | For | Withhold | Against | |||
1.9 | Elect John Dionisio | Mgmt | For | Withhold | Against | |||
1.10 | Elect Alice Kane | Mgmt | For | Withhold | Against | |||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cowen Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COWN | CUSIP 223622101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Cohen | Mgmt | For | For | For | |||
1.2 | Elect Katherine Elizabeth Dietze | Mgmt | For | For | For | |||
1.3 | Elect Steven Kotler | Mgmt | For | For | For | |||
1.4 | Elect Jerome S. Markowitz | Mgmt | For | For | For | |||
1.5 | Elect Jack H. Nusbaum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jeffrey M. Solomon | Mgmt | For | For | For | |||
1.7 | Elect Thomas W. Strauss | Mgmt | For | For | For | |||
1.8 | Elect John E. Toffolon, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Joseph R. Wright | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cutera, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUTR | CUSIP 232109108 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Mark Lortz | Mgmt | For | For | For | |||
1.2 | Elect Gregory Barrett | Mgmt | For | For | For | |||
1.3 | Elect Jerry P. Widman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Datalink Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTLK | CUSIP 237934104 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent G. Blackey | Mgmt | For | For | For | |||
1.2 | Elect Paul F. Lidsky | Mgmt | For | For | For | |||
1.3 | Elect Margaret A. Loftus | Mgmt | For | For | For | |||
1.4 | Elect Greg R. Meland | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick O'Halloran | Mgmt | For | For | For | |||
1.6 | Elect James E. Ousley | Mgmt | For | For | For | |||
1.7 | Elect Robert M. Price | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald C. Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles A. Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |||
1.4 | Elect Don J. McGrath | Mgmt | For | For | For | |||
1.5 | Elect Neil J. Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen P. Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary Ann O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Martyn R. Redgrave | Mgmt | For | For | For | |||
1.9 | Elect Lee J. Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E Apple | Mgmt | For | For | For | |||
3 | Elect Louis P. Gignac | Mgmt | For | For | For | |||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
5 | Elect Harold H. MacKay | Mgmt | For | For | For | |||
6 | Elect David G. Maffucci | Mgmt | For | For | For | |||
7 | Elect Robert J. Steacy | Mgmt | For | For | For | |||
8 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
9 | Elect Denis Turcotte | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
DXP Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXPE | CUSIP 233377407 | 06/20/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Little | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Timothy P. Halter | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eagle Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGBN | CUSIP 268948106 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie M. Alperstein | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert P. Pincus | Mgmt | For | Withhold | Against | |||
1.3 | Elect Donald R. Rogers | Mgmt | For | Withhold | Against | |||
1.4 | Elect Leland M. Weinstein | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EarthLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELNK | CUSIP 270321102 | 04/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan D. Bowick | Mgmt | For | For | For | |||
2 | Elect S. Marce Fuller | Mgmt | For | For | For | |||
3 | Elect Rolla P. Huff | Mgmt | For | For | For | |||
4 | Elect David A. Koretz | Mgmt | For | For | For | |||
5 | Elect Garry K. McGuire | Mgmt | For | For | For | |||
6 | Elect Thomas E. Wheeler | Mgmt | For | For | For | |||
7 | Elect M. Wayne Wisehart | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Amendment to Advance Notice Requirement | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Education Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDR | CUSIP 28140H104 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul O. Bower | Mgmt | For | For | For | |||
1.2 | Elect Monte J. Barrow | Mgmt | For | For | For | |||
1.3 | Elect William J. Cahill, III | Mgmt | For | For | For | |||
1.4 | Elect Randy L. Churchey | Mgmt | For | For | For | |||
1.5 | Elect John L. Ford | Mgmt | For | For | For | |||
1.6 | Elect Howard A. Silver | Mgmt | For | For | For | |||
1.7 | Elect Wendell W. Weakley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Electro Scientific Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESIO | CUSIP 285229100 | 08/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Faubert | Mgmt | For | For | For | |||
1.2 | Elect David Nierenberg | Mgmt | For | For | For | |||
1.3 | Elect Jon Tompkins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Reapproval of the 2004 Stock Incentive Plan for Section 162(m) Purposes | Mgmt | For | For | For | |||
Electronics For Imaging, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EFII | CUSIP 286082102 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Brown | Mgmt | For | For | For | |||
1.2 | Elect Gill Cogan | Mgmt | For | For | For | |||
1.3 | Elect Guy Gecht | Mgmt | For | For | For | |||
1.4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.5 | Elect Richard A. Kashnow | Mgmt | For | For | For | |||
1.6 | Elect Dan Maydan | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Emcor Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EME | CUSIP 29084Q100 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen W. Bershad | Mgmt | For | For | For | |||
1.2 | Elect David A.B. Brown | Mgmt | For | For | For | |||
1.3 | Elect Larry J. Bump | Mgmt | For | For | For | |||
1.4 | Elect Albert Fried, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Anthony J. Guzzi | Mgmt | For | For | For | |||
1.6 | Elect Richard F. Hamm, Jr. | Mgmt | For | For | For | |||
1.7 | Elect David H. Laidley | Mgmt | For | For | For | |||
1.8 | Elect Frank T. MacInnis | Mgmt | For | For | For | |||
1.9 | Elect Jerry E. Ryan | Mgmt | For | For | For | |||
1.10 | Elect Michael T. Yonker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Key Executive Incentive Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael D. Rumbolz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Emulex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELX | CUSIP 292475209 | 11/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Downey | Mgmt | For | For | For | |||
1.2 | Elect Bruce Edwards | Mgmt | For | For | For | |||
1.3 | Elect Paul Folino | Mgmt | For | For | For | |||
1.4 | Elect Robert Goon | Mgmt | For | For | For | |||
1.5 | Elect Beatriz Infante | Mgmt | For | For | For | |||
1.6 | Elect Don Lyle | Mgmt | For | For | For | |||
1.7 | Elect James McCluney | Mgmt | For | For | For | |||
1.8 | Elect Nersi Nazari | Mgmt | For | For | For | |||
1.9 | Elect Dean Yoost | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 1997 Stock Award Plan for Non-Employee Directors | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Encore Capital Group, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECPG | CUSIP 292554102 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Lund | Mgmt | For | For | For | |||
1.2 | Elect Willem Mesdag | Mgmt | For | For | For | |||
1.3 | Elect Francis E. Quinlan | Mgmt | For | For | For | |||
1.4 | Elect Norman R. Sorensen | Mgmt | For | For | For | |||
1.5 | Elect J. Christopher Teets | Mgmt | For | For | For | |||
1.6 | Elect Kenneth A. Vecchione | Mgmt | For | For | For | |||
1.7 | Elect H. Ronald Weissman | Mgmt | For | For | For | |||
1.8 | Elect Warren Wilcox | Mgmt | For | For | For | |||
2 | 2013 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect T. Michael Goodrich | Mgmt | For | For | For | |||
1.2 | Elect Jay Grinney | Mgmt | For | For | For | |||
1.3 | Elect Frances Powell Hawes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendments to Annual Incentive Compensation Plan for Purposes of Section 162(m) | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
Ensign Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Antoinette T. Hubenette | Mgmt | For | For | For | |||
1.2 | Elect Clayton M. Christensen | Mgmt | For | For | For | |||
1.3 | Elect Lee A. Daniels | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Entropic Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENTR | CUSIP 29384R105 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith Bechard | Mgmt | For | For | For | |||
1.2 | Elect Robert L. Bailey | Mgmt | For | For | For | |||
1.3 | Elect Theodore L. Tewksbury | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
EPL Oil & Gas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPL | CUSIP 26883D108 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles O. Buckner | Mgmt | For | For | For | |||
1.2 | Elect Scott A. Griffiths | Mgmt | For | For | For | |||
1.3 | Elect Gary C. Hanna | Mgmt | For | For | For | |||
1.4 | Elect Marc McCarthy | Mgmt | For | For | For | |||
1.5 | Elect Steven J. Pully | Mgmt | For | For | For | |||
1.6 | Elect William F. Wallace | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barrett Brady | Mgmt | For | For | For | |||
1.2 | Elect Peter C. Brown | Mgmt | For | For | For | |||
1.3 | Elect Thomas M. Bloch | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Esterline Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESL | CUSIP 297425100 | 03/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul V. Haack | Mgmt | For | For | For | |||
2 | Elect Scott E. Kuechle | Mgmt | For | For | For | |||
3 | Elect R. Bradley Lawrence | Mgmt | For | For | For | |||
4 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
EverBank Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVER | CUSIP 29977G102 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerald S. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Joseph D. Hinkel | Mgmt | For | For | For | |||
1.3 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Russell B. Newton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Exco Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XCO | CUSIP 269279402 | 06/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas H. Miller | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey D. Benjamin | Mgmt | For | For | For | |||
1.3 | Elect Earl E. Ellis | Mgmt | For | For | For | |||
1.4 | Elect B. James Ford | Mgmt | For | For | For | |||
1.5 | Elect Samuel A. Mitchell | Mgmt | For | For | For | |||
1.6 | Elect T. Boone Pickens | Mgmt | For | For | For | |||
1.7 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jeffrey S. Serota | Mgmt | For | For | For | |||
1.9 | Elect Robert L. Stillwell | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sona Chawla | Mgmt | For | For | For | |||
1.2 | Elect Theo Killion | Mgmt | For | For | For | |||
1.3 | Elect Michael A. Weiss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Extreme Networks, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXTR | CUSIP 30226D106 | 11/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward B. Meyercord III | Mgmt | For | For | For | |||
1.2 | Elect John Kispert | Mgmt | For | For | For | |||
1.3 | Elect Oscar Rodriguez | Mgmt | For | For | For | |||
1.4 | Elect Harry Silverglide | Mgmt | For | For | For | |||
1.5 | Elect Maury Austin | Mgmt | For | For | For | |||
1.6 | Elect Edward Terino | Mgmt | For | For | For | |||
2 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Financial Institutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISI | CUSIP 317585404 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel M. Gullo | Mgmt | For | For | For | |||
1.2 | Elect James L. Robinson | Mgmt | For | For | For | |||
1.3 | Elect James H. Wyckoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
First Connecticut Bancorp Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBNK | CUSIP 319850103 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald A. Bucchi | Mgmt | For | For | For | |||
1.2 | Elect Ronald A. Carson | Mgmt | For | For | For | |||
1.3 | Elect Kevin S. Ray | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Flagstone Reinsurance Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FSR | CUSIP L3466T104 | 11/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Flushing Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIC | CUSIP 343873105 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John R. Buran | Mgmt | For | For | For | |||
1.2 | Elect James D. Bennett | Mgmt | For | For | For | |||
1.3 | Elect Vincent F. Nicolosi | Mgmt | For | For | For | |||
1.4 | Elect Gerard P. Tully, Sr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Forestar Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOR | CUSIP 346233109 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. DeCosmo | Mgmt | For | For | For | |||
2 | Elect Kenneth M. Jastrow II | Mgmt | For | For | For | |||
3 | Elect James A. Johnson | Mgmt | For | For | For | |||
4 | Elect Charles W. Matthews | Mgmt | For | For | For | |||
5 | Elect Richard M. Smith | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Fred's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRED | CUSIP 356108100 | 07/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Hayes | Mgmt | For | For | For | |||
1.2 | Elect John Eisenman | Mgmt | For | For | For | |||
1.3 | Elect Roger Knox | Mgmt | For | For | For | |||
1.4 | Elect Thomas Tashjian | Mgmt | For | For | For | |||
1.5 | Elect B. Mary McNabb | Mgmt | For | For | For | |||
1.6 | Elect Michael McMillan | Mgmt | For | For | For | |||
1.7 | Elect Bruce Efird | Mgmt | For | For | For | |||
1.8 | Elect Steven Fitzpatrick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to Shareholder Rights Plan | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Director Candidate with Corporate Governance Expertise | ShrHldr | Against | Against | For | |||
G-III Apparel Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIII | CUSIP 36237H101 | 06/04/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Morris Goldfarb | Mgmt | For | For | For | |||
1.2 | Elect Sammy Aaron | Mgmt | For | For | For | |||
1.3 | Elect Thomas J. Brosig | Mgmt | For | For | For | |||
1.4 | Elect Alan Feller | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Goldfarb | Mgmt | For | For | For | |||
1.6 | Elect Laura H. Pomerantz | Mgmt | For | For | For | |||
1.7 | Elect Allen E. Sirkin | Mgmt | For | For | For | |||
1.8 | Elect Willem van Bokhorst | Mgmt | For | For | For | |||
1.9 | Elect Cheryl Vitali | Mgmt | For | Withhold | Against | |||
1.10 | Elect Richard D. White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
General Cable Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGC | CUSIP 369300108 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
1.2 | Elect Gregory E. Lawton | Mgmt | For | For | For | |||
1.3 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.4 | Elect Patrick M. Prevost | Mgmt | For | For | For | |||
1.5 | Elect Robert L. Smialek | Mgmt | For | For | For | |||
1.6 | Elect John E. Welsh, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Annual Incentive Plan | Mgmt | For | For | For | |||
Great Lakes Dredge & Dock Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLDD | CUSIP 390607109 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl A. Albert | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan W. Berger | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Gulfport Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPOR | CUSIP 402635304 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Dillingham | Mgmt | For | For | For | |||
1.2 | Elect Craig Groeschel | Mgmt | For | For | For | |||
1.3 | Elect David L. Houston | Mgmt | For | For | For | |||
1.4 | Elect James D. Palm | Mgmt | For | For | For | |||
1.5 | Elect Scott E. Streller | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
H.B. Fuller Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FUL | CUSIP 359694106 | 04/11/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dante C. Parrini | Mgmt | For | For | For | |||
1.2 | Elect John C. van Roden, Jr. | Mgmt | For | For | For | |||
1.3 | Elect James J. Owens | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2013 Master Incentive Plan | Mgmt | For | For | For | |||
Harris Teeter Supermarkets, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTSI | CUSIP 414585109 | 02/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Belk | Mgmt | For | For | For | |||
1.2 | Elect John Cato | Mgmt | For | For | For | |||
1.3 | Elect Thomas Dickson | Mgmt | For | For | For | |||
1.4 | Elect James Hynes | Mgmt | For | For | For | |||
1.5 | Elect Anna Nelson | Mgmt | For | For | For | |||
1.6 | Elect Mark Ordan | Mgmt | For | For | For | |||
1.7 | Elect Bailey Patrick | Mgmt | For | For | For | |||
1.8 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Harold Stowe | Mgmt | For | For | For | |||
1.10 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
1.11 | Elect William Warden, Jr. | Mgmt | For | For | For | |||
2 | 2013 Cash Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hercules Technology Growth Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Manuel A. Henriquez | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
5 | Issuance of Debt Instruments | Mgmt | For | For | For | |||
Horizon Technology Finance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRZN | CUSIP 44045A102 | 06/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher B. Woodward | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert D. Pomeroy, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Horizon Technology Finance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRZN | CUSIP 44045A102 | 06/28/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authorization to Offer and Sell Shares of Common Stock Below Net Asset Value | Mgmt | For | For | For | |||
Horsehead Holding Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZINC | CUSIP 440694305 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James M. Hensler | Mgmt | For | For | For | |||
1.2 | Elect George A. Schreiber, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert F. Bruner | Mgmt | For | For | For | |||
1.2 | Elect Artur G. Davis | Mgmt | For | For | For | |||
1.3 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hyster-Yale Materials | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HY | CUSIP 449172204 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. C. Butler, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Carolyn Corvi | Mgmt | For | Withhold | Against | |||
1.3 | Elect John P. Jumper | Mgmt | For | Withhold | Against | |||
1.4 | Elect Dennis W. LaBarre | Mgmt | For | Withhold | Against | |||
1.5 | Elect Alfred M. Rankin, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Claiborne R. Rankin | Mgmt | For | Withhold | Against | |||
1.7 | Elect Michael E. Shannon | Mgmt | For | Withhold | Against | |||
1.8 | Elect Britton T. Taplin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Eugene Wong | Mgmt | For | Withhold | Against | |||
2 | Approval of the NACCO Materials Handling Group, Inc. Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Approval of the NACCO Materials Handling Group, Inc. Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Approval of the Hyster-Yale Materials Handling, Inc. Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Idacorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IDA | CUSIP 451107106 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Judith A. Johansen | Mgmt | For | For | For | |||
1.2 | Elect J. LaMont Keen | Mgmt | For | For | For | |||
1.3 | Elect Robert A. Tinstman | Mgmt | For | For | For | |||
1.4 | Elect Dennis L. Johnson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Innovative Solutions and Support, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISSC | CUSIP 45769N105 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Mionis | Mgmt | For | For | For | |||
2 | Elect Robert H. Rau | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Integrated Silicon Solution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISSI | CUSIP 45812P107 | 02/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jimmy Lee | Mgmt | For | For | For | |||
1.2 | Elect Scott Howarth | Mgmt | For | For | For | |||
1.3 | Elect Kong Yeu Han | Mgmt | For | For | For | |||
1.4 | Elect Paul Chien | Mgmt | For | For | For | |||
1.5 | Elect Jonathan Khazam | Mgmt | For | For | For | |||
1.6 | Elect Keith McDonald | Mgmt | For | For | For | |||
1.7 | Elect Stephen Pletcher | Mgmt | For | For | For | |||
1.8 | Elect Bruce Wooley | Mgmt | For | For | For | |||
1.9 | Elect John Zimmerman | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146P102 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Plan of Merger | Mgmt | For | For | For | |||
2.1 | Elect Domenick A. Cama | Mgmt | For | For | For | |||
2.2 | Elect James J. Garibaldi | Mgmt | For | For | For | |||
2.3 | Elect Vincent D. Manahan III | Mgmt | For | For | For | |||
2.4 | Elect James H. Ward III | Mgmt | For | For | For | |||
3 | Approval of the Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
iStar Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFI | CUSIP 45031U408 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.4 | Elect John G. McDonald | Mgmt | For | For | For | |||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Ament | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ryan M. Birtwell | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas J. Carella | Mgmt | For | Withhold | Against | |||
1.4 | Elect Brian T. Clingen | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert M. Finlayson | Mgmt | For | Withhold | Against | |||
1.6 | Elect Peter R. Formanek | Mgmt | For | Withhold | Against | |||
1.7 | Elect Michael B. Goldberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect James P. Hallett | Mgmt | For | Withhold | Against | |||
1.9 | Elect Sanjeev K. Mehra | Mgmt | For | Withhold | Against | |||
1.10 | Elect Church M. Moore | Mgmt | For | Withhold | Against | |||
1.11 | Elect Thomas C. O'Brien | Mgmt | For | Withhold | Against | |||
1.12 | Elect Gregory P. Spivy | Mgmt | For | Withhold | Against | |||
1.13 | Elect Jonathan P. Ward | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2009 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Key Energy Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn R. Coleman | Mgmt | For | For | For | |||
2 | Elect Kevin P. Collins | Mgmt | For | For | For | |||
3 | Elect W. Phillip Marcum | Mgmt | For | For | For | |||
4 | Elect William F. Owens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kforce Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFRC | CUSIP 493732101 | 04/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||
1.2 | Elect Ralph E. Struzziero | Mgmt | For | For | For | |||
1.3 | Elect Howard W. Sutter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of Executive Compensation | Mgmt | For | Against | Against | |||
4 | Approval of 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Kodiak Oil & Gas Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KOG | CUSIP 50015Q100 | 06/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lynn A. Peterson | Mgmt | For | For | For | |||
2 | Elect James E. Catlin | Mgmt | For | For | For | |||
3 | Elect Rodney D. Knutson | Mgmt | For | For | For | |||
4 | Elect Herrick K. Lidstone, Jr. | Mgmt | For | For | For | |||
5 | Elect William J. Krysiak | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
La-Z-Boy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LZB | CUSIP 505336107 | 08/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kurt Darrow | Mgmt | For | For | For | |||
1.2 | Elect John Foss | Mgmt | For | For | For | |||
1.3 | Elect Janet Kerr | Mgmt | For | For | For | |||
1.4 | Elect H. George Levy | Mgmt | For | For | For | |||
1.5 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.6 | Elect Nido Qubein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to Articles | Mgmt | For | For | For | |||
Lakeland Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKFN | CUSIP 511656100 | 04/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Blake W. Augsburger | Mgmt | For | For | For | |||
1.2 | Elect Charles E. Niemier | Mgmt | For | For | For | |||
1.3 | Elect Brian J. Smith | Mgmt | For | For | For | |||
1.4 | Elect Bradley J. Toothaker | Mgmt | For | For | For | |||
1.5 | Elect Ronald D. Truex | Mgmt | For | For | For | |||
2 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Lithia Motors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LAD | CUSIP 536797103 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sidney B. DeBoer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas Becker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan O. Cain | Mgmt | For | Withhold | Against | |||
1.4 | Elect Bryan B. DeBoer | Mgmt | For | Withhold | Against | |||
1.5 | Elect M.L. Dick Heimann | Mgmt | For | Withhold | Against | |||
1.6 | Elect Kenneth J. Roberts | Mgmt | For | Withhold | Against | |||
1.7 | Elect William J. Young | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2003 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | 2013 Discretionary Support Services Variable Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
LSB Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXU | CUSIP 502160104 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Webster L. Benham | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Butkin | Mgmt | For | For | For | |||
1.3 | Elect Charles A. Burtch | Mgmt | For | For | For | |||
1.4 | Elect Steven J. Golsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
M/I Homes, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHO | CUSIP 55305B101 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Friedrich K. M. Bohm | Mgmt | For | For | For | |||
1.2 | Elect William H. Carter | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Glimcher | Mgmt | For | For | For | |||
1.4 | Elect Robert H. Schottenstein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Maiden Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHLD | CUSIP G5753U112 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | |||
1.2 | Elect Simcha Lyons | Mgmt | For | For | For | |||
1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | |||
1.4 | Elect Yehuda L. Neuberger | Mgmt | For | For | For | |||
1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | |||
1.6 | Elect David A. Lamneck | Mgmt | For | For | For | |||
1.7 | Elect John Marshaleck | Mgmt | For | For | For | |||
1.8 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.9 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
1.10 | Elect Patrick J. Haveron | Mgmt | For | For | For | |||
1.11 | Elect Ronald M. Judd | Mgmt | For | For | For | |||
1.12 | Elect John Marshaleck | Mgmt | For | For | For | |||
1.13 | Elect Lawrence F. Metz | Mgmt | For | For | For | |||
1.14 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Manitowoc Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTW | CUSIP 563571108 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joan K. Chow | Mgmt | For | For | For | |||
1.2 | Elect Kenneth W. Krueger | Mgmt | For | For | For | |||
1.3 | Elect Robert C. Stift | Mgmt | For | For | For | |||
2 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marriott Vacations Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAC | CUSIP 57164Y107 | 06/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond L. Gellein, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas J. Hutchison III | Mgmt | For | For | For | |||
1.3 | Elect Dianna F. Morgan | Mgmt | For | For | For | |||
2 | Amendment of the Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Materion Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTRN | CUSIP 576690101 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vinod M. Khilnani | Mgmt | For | For | For | |||
1.2 | Elect Darlene J.S. Solomon | Mgmt | For | For | For | |||
1.3 | Elect Robert B. Toth | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Management Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MDC Partners Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCA | CUSIP 552697104 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Miles S. Nadal | Mgmt | For | For | For | |||
1.2 | Elect Clare R. Copeland | Mgmt | For | For | For | |||
1.3 | Elect Thomas N. Davidson | Mgmt | For | For | For | |||
1.4 | Elect Robert J. Kamerschen | Mgmt | For | For | For | |||
1.5 | Elect Scott L. Kauffman | Mgmt | For | For | For | |||
1.6 | Elect Michael Kirby | Mgmt | For | For | For | |||
1.7 | Elect Stephen M. Pustil | Mgmt | For | For | For | |||
1.8 | Elect Irwin D. Simon | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Stock Appreciation Rights Plan | Mgmt | For | Against | Against | |||
MedAssets, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDAS | CUSIP 584045108 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Bardis | Mgmt | For | For | For | |||
1.2 | Elect Harris Hyman IV | Mgmt | For | For | For | |||
1.3 | Elect Terrence J. Mulligan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Long Term Performance Incentive Plan | Mgmt | For | For | For | |||
5 | 2013 Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
Medley Capital Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCC | CUSIP 58503F106 | 02/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Seth Taube | Mgmt | For | For | For | |||
1.2 | Elect Arthur Ainsberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Issuance of Common Stock Below Net Asset Value | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | |||
1.2 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
1.3 | Elect Gregory K. Hinckley | Mgmt | For | For | For | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | For | For | |||
1.5 | Elect Kevin C. McDonough | Mgmt | For | For | For | |||
1.6 | Elect Patrick B. McManus | Mgmt | For | For | For | |||
1.7 | Elect Walden C. Rhines | Mgmt | For | For | For | |||
1.8 | Elect David S. Schechter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | N/A | For | N/A | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Brodsky | Mgmt | For | For | For | |||
2 | Elect Alan L. Gosule | Mgmt | For | For | For | |||
3 | Elect Stewart Zimmerman | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Midstates Petroleum Co. Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPO | CUSIP 59804T100 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter J. Hill | Mgmt | For | For | For | |||
1.2 | Elect Thomas C. Knudson | Mgmt | For | For | For | |||
1.3 | Elect Stephen J. McDaniel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph C. Muscari | Mgmt | For | For | For | |||
1.2 | Elect Barbara R. Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Modine Manufacturing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOD | CUSIP 607828100 | 07/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Suresh Garimella | Mgmt | For | For | For | |||
2 | Elect Christopher Patterson | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Morgans Hotel Group Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHGC | CUSIP 61748W108 | 06/14/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Gross | Mgmt | For | TNA | N/A | |||
1.2 | Elect Ronald W. Burkle | Mgmt | For | TNA | N/A | |||
1.3 | Elect Robert Friedman | Mgmt | For | TNA | N/A | |||
1.4 | Elect Jeffrey M. Gault | Mgmt | For | TNA | N/A | |||
1.5 | Elect Thomas L. Harrison | Mgmt | For | TNA | N/A | |||
1.6 | Elect Michael D. Malone | Mgmt | For | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
4 | Shareholder Proposal Regarding Poison Pill | ShrHldr | Against | TNA | N/A | |||
5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHldr | Against | TNA | N/A | |||
Morgans Hotel Group Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHGC | CUSIP 61748W108 | 06/14/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Dougherty | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Jason Taubman Kalisman | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Mahmood Khimji | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Jonathan Langer | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Andrea L. Olshan | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Michael E. Olshan | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Parag Vora | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHldr | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Poison Pill | ShrHldr | N/A | TNA | N/A | |||
MRC Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRC | CUSIP 55345K103 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew R. Lane | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leonard M. Anthony | Mgmt | For | Withhold | Against | |||
1.3 | Elect Rhys J. Best | Mgmt | For | Withhold | Against | |||
1.4 | Elect Peter C. Boylan, III | Mgmt | For | Withhold | Against | |||
1.5 | Elect Henry Cornell | Mgmt | For | Withhold | Against | |||
1.6 | Elect Christopher A.S. Crampton | Mgmt | For | Withhold | Against | |||
1.7 | Elect John F.X. Daly | Mgmt | For | Withhold | Against | |||
1.8 | Elect Craig Ketchum | Mgmt | For | Withhold | Against | |||
1.9 | Elect Gerald P. Krans | Mgmt | For | Withhold | Against | |||
1.10 | Elect Cornelis A. Linse | Mgmt | For | Withhold | Against | |||
1.11 | Elect John A. Perkins | Mgmt | For | Withhold | Against | |||
1.12 | Elect H.B. Wehrle, III | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
National Bank Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NBHC | CUSIP 633707104 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank V. Cahouet | Mgmt | For | For | For | |||
1.2 | Elect Ralph W. Clermont | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Dean | Mgmt | For | For | For | |||
1.4 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
1.5 | Elect G. Timothy Laney | Mgmt | For | For | For | |||
1.6 | Elect Micho F. Spring | Mgmt | For | For | For | |||
1.7 | Elect Burney S. Warren, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Navistar International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NAV | CUSIP 63934E108 | 02/19/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Pope | Mgmt | For | Withhold | Against | |||
1.2 | Elect Vincent Intrieri | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Hammes | Mgmt | For | Withhold | Against | |||
1.4 | Elect Mark Rachesky | Mgmt | For | Withhold | Against | |||
1.5 | Elect Samuel Merksamer | Mgmt | For | Withhold | Against | |||
1.6 | Elect Stanley McChrystal | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | 2013 Performance Incentive Plan | Mgmt | For | For | For | |||
NCI Building Systems, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCS | CUSIP 628852204 | 02/26/2013 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary L. Forbes | Mgmt | For | TNA | N/A | |||
1.2 | Elect George Martinez | Mgmt | For | TNA | N/A | |||
1.3 | Elect Jonathan L. Zrebiec | Mgmt | For | TNA | N/A | |||
2 | Amendment to the 2003 Long-Term Stock Incentive Plan | Mgmt | For | TNA | N/A | |||
3 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
New Mountain Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NMFC | CUSIP 647551100 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert A. Hamwee | Mgmt | For | For | For | |||
1.2 | Elect Alfred F. Hurley, Jr. | Mgmt | For | For | For | |||
Newell Rubbermaid, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWL | CUSIP 651229106 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott S. Cowen | Mgmt | For | For | For | |||
2 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | |||
3 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | |||
4 | Elect Michael B. Polk | Mgmt | For | For | For | |||
5 | Elect Michael A. Todman | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2013 Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NV Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVE | CUSIP 67073Y106 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
2 | Elect Glenn Christenson | Mgmt | For | For | For | |||
3 | Elect Susan Clark | Mgmt | For | For | For | |||
4 | Elect Stephen Frank | Mgmt | For | For | For | |||
5 | Elect Brian Kennedy | Mgmt | For | For | For | |||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | |||
7 | Elect John O'Reilly | Mgmt | For | For | For | |||
8 | Elect Philip Satre | Mgmt | For | For | For | |||
9 | Elect Donald Snyder | Mgmt | For | For | For | |||
10 | Elect Michael W. Yackira | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Olin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLN | CUSIP 680665205 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Robert Bunch | Mgmt | For | For | For | |||
2 | Elect Randall W. Larrimore | Mgmt | For | For | For | |||
3 | Elect John M. B. O'Connor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Om Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMG | CUSIP 670872100 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Katharine L. Plourde | Mgmt | For | For | For | |||
1.2 | Elect Patrick S. Mullin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph A. Amato | Mgmt | For | For | For | |||
2 | Elect Jeffrey A. Gould | Mgmt | For | For | For | |||
3 | Elect Matthew J. Gould | Mgmt | For | For | For | |||
4 | Elect J. Robert Lovejoy | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Oplink Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPLK | CUSIP 68375Q403 | 11/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tim Christofferson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jesse Jack | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Oriental Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFG | CUSIP 68618W100 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose Rafael Fernandez | Mgmt | For | For | For | |||
1.2 | Elect Jose E. Rossi | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Omnibus Performance Incentive Plan | Mgmt | For | For | For | |||
4 | Company Name Change | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Orion Marine Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORN | CUSIP 68628V308 | 05/23/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Austin J. Shanfelter | Mgmt | For | For | For | |||
2 | Elect Gene Stoever | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth A. Boudreau | Mgmt | For | For | For | |||
1.2 | Elect John J Carona | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L Garrett | Mgmt | For | For | For | |||
1.5 | Elect John D. Goddard | Mgmt | For | For | For | |||
1.6 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.7 | Elect Michael L. McKennon | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Partnerre Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRE | CUSIP G6852T105 | 05/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
1.2 | Elect Lucio Stanca | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PBF Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBF | CUSIP 69318G106 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. O'Malley | Mgmt | For | For | For | |||
2 | Elect Spencer Abraham | Mgmt | For | For | For | |||
3 | Elect Jefferson F. Allen | Mgmt | For | For | For | |||
4 | Elect Martin J. Brand | Mgmt | For | For | For | |||
5 | Elect Timothy H. Day | Mgmt | For | For | For | |||
6 | Elect David I. Foley | Mgmt | For | For | For | |||
7 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
8 | Elect Edward F. Kosnik | Mgmt | For | For | For | |||
9 | Elect Neil A. Wizel | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Pep Boys-Manny, Moe & Jack | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBY | CUSIP 713278109 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jane Scaccetti | Mgmt | For | For | For | |||
2 | Elect John T. Sweetwood | Mgmt | For | For | For | |||
3 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
4 | Elect Robert H. Hotz | Mgmt | For | For | For | |||
5 | Elect James A. Mitarotonda | Mgmt | For | For | For | |||
6 | Elect Nick White | Mgmt | For | For | For | |||
7 | Elect Michael R. Odell | Mgmt | For | For | For | |||
8 | Elect Robert Rosenblatt | Mgmt | For | For | For | |||
9 | Elect Andrea M. Weiss | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Davis | Mgmt | For | For | For | |||
1.2 | Elect Ralph C. Derrickson | Mgmt | For | For | For | |||
1.3 | Elect John S. Hamlin | Mgmt | For | For | For | |||
1.4 | Elect James R. Kackley | Mgmt | For | For | For | |||
1.5 | Elect David S. Lundeen | Mgmt | For | For | For | |||
1.6 | Elect David D. May | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Performant Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFMT | CUSIP 71377E105 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd R. Ford | Mgmt | For | Withhold | Against | |||
1.2 | Elect Brian P. Golson | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PharMerica Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMC | CUSIP 71714F104 | 06/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory S. Weishar | Mgmt | For | For | For | |||
1.2 | Elect W. Robert Dahl, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Frank E. Collins | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | |||
1.5 | Elect Marjorie W. Dorr | Mgmt | For | For | For | |||
1.6 | Elect Thomas P. Gerrity | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Oakley | Mgmt | For | For | For | |||
1.8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
1.9 | Elect Patrick G. LePore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PHH Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHH | CUSIP 693320202 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | |||
1.3 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jon A. Boscia | Mgmt | For | Withhold | Against | |||
1.6 | Elect Glen A. Messina | Mgmt | For | Withhold | Against | |||
1.7 | Elect Charles P. Pizzi | Mgmt | For | Withhold | Against | |||
1.8 | Elect James O. Egan | Mgmt | For | Withhold | Against | |||
1.9 | Elect Allan Z. Loren | Mgmt | For | Withhold | Against | |||
1.10 | Elect Gregory J. Parseghian | Mgmt | For | Withhold | Against | |||
1.11 | Elect Jane D. Carlin | Mgmt | For | Withhold | Against | |||
1.12 | Elect Thomas P. Gibbons | Mgmt | For | Withhold | Against | |||
1.13 | Elect Deborah M. Reif | Mgmt | For | Withhold | Against | |||
1.14 | Elect Carroll R. Wetzel, Jr. | Mgmt | For | Withhold | Against | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Photronics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLAB | CUSIP 719405102 | 04/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter Fiederowicz | Mgmt | For | For | For | |||
1.2 | Elect Joseph Fiorita, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Liang-Choo Hsia | Mgmt | For | For | For | |||
1.4 | Elect Constantine Macricostas | Mgmt | For | For | For | |||
1.5 | Elect George Macricostas | Mgmt | For | For | For | |||
1.6 | Elect Mitchell Tyson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Piedmont Office Realty Trust Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDM | CUSIP 720190206 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Wayne Woody | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Buchanan | Mgmt | For | For | For | |||
1.3 | Elect Wesley E. Cantrell | Mgmt | For | For | For | |||
1.4 | Elect William H. Keogler, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Frank C. McDowell | Mgmt | For | For | For | |||
1.6 | Elect Donald A. Miller | Mgmt | For | For | For | |||
1.7 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Donald S. Moss | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey L. Swope | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pioneer Energy Services Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PES | CUSIP 723664108 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John M. Rauh | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Polycom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCM | CUSIP 73172K104 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Miller | Mgmt | For | For | For | |||
2 | Elect Betsy S. Atkins | Mgmt | For | For | For | |||
3 | Elect David G. DeWalt | Mgmt | For | For | For | |||
4 | Elect John A. Kelley, Jr. | Mgmt | For | For | For | |||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | |||
6 | Elect William A. Owens | Mgmt | For | For | For | |||
7 | Elect Kevin T. Parker | Mgmt | For | For | For | |||
8 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Popular, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174700 | 04/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joaquin E. Bacardi III | Mgmt | For | For | For | |||
2 | Elect David Goel | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Portfolio Recovery Associates | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 73640Q105 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John H. Fain | Mgmt | For | For | For | |||
1.2 | Elect David Roberts | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | 2013 Annual Non-Equity Incentive Plan | Mgmt | For | For | For | |||
Portland General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POR | CUSIP 736508847 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Ballantine | Mgmt | For | For | For | |||
1.2 | Elect Rodney L. Brown, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jack E. Davis | Mgmt | For | For | For | |||
1.4 | Elect David A. Dietzler | Mgmt | For | For | For | |||
1.5 | Elect Kirby A. Dyess | Mgmt | For | For | For | |||
1.6 | Elect Mark B. Ganz | Mgmt | For | For | For | |||
1.7 | Elect Corbin A. McNeill, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Neil J. Nelson | Mgmt | For | For | For | |||
1.9 | Elect M. Lee Pelton | Mgmt | For | For | For | |||
1.10 | Elect James J. Piro | Mgmt | For | For | For | |||
1.11 | Elect Robert T.F. Reid | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | 2008 Annual Cash Incentive Master Plan for Executive Officers | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Post Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POST | CUSIP 737446104 | 01/31/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Curl | Mgmt | For | For | For | |||
1.2 | Elect William Danforth | Mgmt | For | For | For | |||
1.3 | Elect David Skarie | Mgmt | For | For | For | |||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Providence Service Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRSC | CUSIP 743815102 | 06/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard A. Kerley | Mgmt | For | Withhold | Against | |||
1.2 | Elect Christopher S. Shackelton | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Quality Distribution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLTY | CUSIP 74756M102 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary R. Enzor | Mgmt | For | For | For | |||
1.2 | Elect Richard B. Marchese | Mgmt | For | For | For | |||
1.3 | Elect Thomas R. Miklich | Mgmt | For | For | For | |||
1.4 | Elect M. Ali Rashid | Mgmt | For | For | For | |||
1.5 | Elect Annette M. Sandberg | Mgmt | For | For | For | |||
1.6 | Elect Alan H. Schumacher | Mgmt | For | For | For | |||
1.7 | Elect Thomas M. White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
RAIT Financial Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAS | CUSIP 749227609 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott F. Schaeffer | Mgmt | For | For | For | |||
2 | Elect Andrew Batinovich | Mgmt | For | For | For | |||
3 | Elect Edward S. Brown | Mgmt | For | For | For | |||
4 | Elect Frank A. Farnesi | Mgmt | For | For | For | |||
5 | Elect S. Kristin Kim | Mgmt | For | For | For | |||
6 | Elect Arthur Makadon | Mgmt | For | For | For | |||
7 | Elect Jon C. Sarkisian | Mgmt | For | For | For | |||
8 | Elect Andrew M. Silberstein | Mgmt | For | For | For | |||
9 | Elect Murray Stempel, III | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/15/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Alan C. Henderson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Flexible Stock Plan | Mgmt | For | For | For | |||
4 | Approval of performance measures under the Annual Bonus Plan | Mgmt | For | For | For | |||
5 | Approval of performance measures under the Flexible Stock Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
RF Micro Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RFMD | CUSIP 749941100 | 08/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Walter Wilkinson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Robert Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | |||
1.5 | Elect John Harding | Mgmt | For | For | For | |||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | |||
1.7 | Elect Casimir Skrzypczak | Mgmt | For | For | For | |||
1.8 | Elect Erik van der Kaay | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Roadrunner Transportation Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRTS | CUSIP 76973Q105 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark A. DiBlasi | Mgmt | For | For | For | |||
1.2 | Elect Scott D. Rued | Mgmt | For | For | For | |||
1.3 | Elect John G. Kennedy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Stephen Felker | Mgmt | For | Withhold | Against | |||
1.2 | Elect Lawrence Gellerstedt, III | Mgmt | For | Withhold | Against | |||
1.3 | Elect John Spiegel | Mgmt | For | Withhold | Against | |||
2 | Amendment to the Annual Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Rockville Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCKB | CUSIP 774188106 | 05/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Jeamel, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Raymond Lefurge, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Stuart Magdefrau | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
RPM International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPM | CUSIP 749685103 | 10/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Abizaid | Mgmt | For | Withhold | Against | |||
1.2 | Elect Bruce Carbonari | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas Gross | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Viviano | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Ryder System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
R | CUSIP 783549108 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Eck | Mgmt | For | For | For | |||
2 | Elect Tamara L. Lundgren | Mgmt | For | For | For | |||
3 | Elect Eugene A. Renna | Mgmt | For | For | For | |||
4 | Elect Abbie J. Smith | Mgmt | For | For | For | |||
5 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
6 | Elect Michael F. Hilton | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Saia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAIA | CUSIP 78709Y105 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John J. Holland | Mgmt | For | For | For | |||
2 | Elect Richard D. O'Dell | Mgmt | For | For | For | |||
3 | Elect Douglas W. Rockel | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Banks, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Toni Cooley | Mgmt | For | For | For | |||
1.3 | Elect Robert Khayat | Mgmt | For | For | For | |||
1.4 | Elect Dianne Mooney | Mgmt | For | For | For | |||
1.5 | Elect Gail Pittman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Albertini | Mgmt | For | Withhold | Against | |||
1.2 | Elect Marianne Okland | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
Silicon Image, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIMG | CUSIP 82705T102 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Masood Jabbar | Mgmt | For | For | For | |||
1.2 | Elect John Hodge | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Skechers U.S.A., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKX | CUSIP 830566105 | 05/29/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Greenberg | Mgmt | For | For | For | |||
1.2 | Elect David Weinberg | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Greenberg | Mgmt | For | For | For | |||
2 | Approval of the 2007 Incentive Award Plan | Mgmt | For | For | For | |||
SkyWest, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKYW | CUSIP 830879102 | 05/07/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry C. Atkin | Mgmt | For | For | For | |||
2 | Elect J. Ralph Atkin | Mgmt | For | For | For | |||
3 | Elect Margaret S. Billson | Mgmt | For | For | For | |||
4 | Elect Henry J. Eyring | Mgmt | For | For | For | |||
5 | Elect Robert G. Sarver | Mgmt | For | For | For | |||
6 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | |||
7 | Elect James L. Welch | Mgmt | For | For | For | |||
8 | Elect W. Steve Albrecht | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
SM Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SM | CUSIP 78454L100 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
2 | Elect Anthony J. Best | Mgmt | For | For | For | |||
3 | Elect Larry W. Bickle | Mgmt | For | For | For | |||
4 | Elect Stephen R. Brand | Mgmt | For | For | For | |||
5 | Elect William J. Gardiner | Mgmt | For | For | For | |||
6 | Elect Loren M. Leiker | Mgmt | For | For | For | |||
7 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
8 | Elect John M. Seidl | Mgmt | For | For | For | |||
9 | Elect William D. Sullivan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
13 | Re-Approval of the Cash Bonus Plan | Mgmt | For | For | For | |||
Smart Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMT | CUSIP 83172R108 | 08/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | Against | Against | |||
2.1 | Elect David Martin | Mgmt | For | Withhold | Against | |||
2.2 | Elect Nancy Knowlton | Mgmt | For | Withhold | Against | |||
2.3 | Elect Salim Nathoo | Mgmt | For | Withhold | Against | |||
2.4 | Elect Arvind Sodhani | Mgmt | For | Withhold | Against | |||
2.5 | Elect Michael Mueller | Mgmt | For | Withhold | Against | |||
2.6 | Elect Robert Hagerty | Mgmt | For | Withhold | Against | |||
2.7 | Elect David Sutcliffe | Mgmt | For | Withhold | Against | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Sonic Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAH | CUSIP 83545G102 | 04/17/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect O. Bruton Smith | Mgmt | For | For | For | |||
1.2 | Elect B. Scott Smith | Mgmt | For | For | For | |||
1.3 | Elect David B. Smith | Mgmt | For | For | For | |||
1.4 | Elect William I. Belk | Mgmt | For | For | For | |||
1.5 | Elect William R. Brooks | Mgmt | For | For | For | |||
1.6 | Elect Victor H. Doolan | Mgmt | For | For | For | |||
1.7 | Elect H. Robert Heller | Mgmt | For | For | For | |||
1.8 | Elect Robert L. Rewey | Mgmt | For | For | For | |||
1.9 | Elect David C. Vorhoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWX | CUSIP 844895102 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert L. Boughner | Mgmt | For | For | For | |||
1.2 | Elect Jose A. Cardenas | Mgmt | For | For | For | |||
1.3 | Elect Thomas E. Chestnut | Mgmt | For | For | For | |||
1.4 | Elect Stephen C. Comer | Mgmt | For | For | For | |||
1.5 | Elect LeRoy C. Hanneman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael O. Maffie | Mgmt | For | For | For | |||
1.7 | Elect Anne L. Mariucci | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Melarkey | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey W. Shaw | Mgmt | For | For | For | |||
1.10 | Elect A. Randall Thoman | Mgmt | For | For | For | |||
1.11 | Elect Thomas A. Thomas | Mgmt | For | For | For | |||
1.12 | Elect Terrence L. Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 08/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Wendy Beck | Mgmt | For | For | For | |||
1.3 | Elect Frank Gambino | Mgmt | For | For | For | |||
1.4 | Elect Yvonne Jackson | Mgmt | For | For | For | |||
1.5 | Elect Elizabeth Nickels | Mgmt | For | For | For | |||
1.6 | Elect Timothy O'Donovan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Stage Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSI | CUSIP 85254C305 | 06/13/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan J. Barocas | Mgmt | For | For | For | |||
2 | Elect Diane M. Ellis | Mgmt | For | For | For | |||
3 | Elect Michael L. Glazer | Mgmt | For | For | For | |||
4 | Elect Gabrielle E. Greene | Mgmt | For | For | For | |||
5 | Elect Earl J. Hesterberg, Jr. | Mgmt | For | For | For | |||
6 | Elect Lisa R. Kranc | Mgmt | For | For | For | |||
7 | Elect William J. Montgoris | Mgmt | For | For | For | |||
8 | Elect C. Clayton Reasor | Mgmt | For | For | For | |||
9 | Elect David Y. Schwartz | Mgmt | For | For | For | |||
10 | Elect Ralph P. Scozzafava | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
State Bank Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STBZ | CUSIP 856190103 | 05/22/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James R. Balkcom, Jr. | Mgmt | For | For | For | |||
2 | Elect Kelly H. Barrett | Mgmt | For | For | For | |||
3 | Elect Archie L. Bransford, Jr. | Mgmt | For | For | For | |||
4 | Elect Kim M. Childers | Mgmt | For | For | For | |||
5 | Elect Joseph W. Evans | Mgmt | For | For | For | |||
6 | Elect Virginia A. Hepner | Mgmt | For | For | For | |||
7 | Elect John D. Houser | Mgmt | For | For | For | |||
8 | Elect Robert H. McMahon | Mgmt | For | For | For | |||
9 | Elect J. Daniel Speight | Mgmt | For | For | For | |||
10 | Elect J. Thomas Wiley, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Steiner Leisure Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNR | CUSIP P8744Y102 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cynthia Cohen | Mgmt | For | For | For | |||
1.2 | Elect Denise Dickins | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John C. Corey | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey P. Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas C. Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira C. Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William M. Lasky | Mgmt | For | For | For | |||
1.7 | Elect George S. Mayes, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Paul J. Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Directors' Restricted Shares Plan | Mgmt | For | For | For | |||
Summit Hotel Properties Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 06/12/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kerry W. Boekelheide | Mgmt | For | For | For | |||
1.2 | Elect Daniel P. Hansen | Mgmt | For | For | For | |||
1.3 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | |||
1.4 | Elect David S. Kay | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | |||
1.6 | Elect Wayne W. Wielgus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Swift Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFY | CUSIP 870738101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Greg Matiuk | Mgmt | For | For | For | |||
1.2 | Elect Bruce H. Vincent | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Synovus Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNV | CUSIP 87161C105 | 04/25/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine A. Allen | Mgmt | For | For | For | |||
2 | Elect Stephen T. Butler | Mgmt | For | For | For | |||
3 | Elect Elizabeth W. Camp | Mgmt | For | For | For | |||
4 | Elect T. Michael Goodrich | Mgmt | For | For | For | |||
5 | Elect V. Nathaniel Hansford | Mgmt | For | For | For | |||
6 | Elect Mason H. Lampton | Mgmt | For | For | For | |||
7 | Elect Jerry W. Nix | Mgmt | For | For | For | |||
8 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | |||
9 | Elect J. Neal Purcell | Mgmt | For | For | For | |||
10 | Elect Kessel D. Stelling | Mgmt | For | For | For | |||
11 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
12 | Elect Barry L. Storey | Mgmt | For | For | For | |||
13 | Elect Philip W. Tomlinson | Mgmt | For | For | For | |||
14 | Elect James D. Yancey | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | 2013 Omnibus Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
TCF Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCB | CUSIP 872275102 | 04/24/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raymond L. Barton | Mgmt | For | For | For | |||
1.2 | Elect Peter Bell | Mgmt | For | For | For | |||
1.3 | Elect William F. Bieber | Mgmt | For | For | For | |||
1.4 | Elect Theodore J. Bigos | Mgmt | For | For | For | |||
1.5 | Elect William A. Cooper | Mgmt | For | For | For | |||
1.6 | Elect Thomas A. Cusick | Mgmt | For | For | For | |||
1.7 | Elect Craig R. Dahl | Mgmt | For | For | For | |||
1.8 | Elect Karen L. Grandstrand | Mgmt | For | For | For | |||
1.9 | Elect Thomas F. Jasper | Mgmt | For | For | For | |||
1.10 | Elect George G. Johnson | Mgmt | For | For | For | |||
1.11 | Elect Vance K. Opperman | Mgmt | For | For | For | |||
1.12 | Elect James M. Ramstad | Mgmt | For | For | For | |||
1.13 | Elect Gerald A. Schwalbach | Mgmt | For | For | For | |||
1.14 | Elect Barry N. Winslow | Mgmt | For | For | For | |||
1.15 | Elect Richard A. Zona | Mgmt | For | For | For | |||
2 | Amendment to the Incentive Stock Program | Mgmt | For | For | For | |||
3 | Amendment to the Performance-Based Compensation Policy for Covered Executive Officers | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/06/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Z. Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel G. Cohen | Mgmt | For | For | For | |||
3 | Elect Walter T. Beach | Mgmt | For | For | For | |||
4 | Elect Michael J. Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect William H. Lamb | Mgmt | For | For | For | |||
7 | Elect Frank M. Mastrangelo | Mgmt | For | For | For | |||
8 | Elect James J. McEntee, III | Mgmt | For | For | For | |||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
10 | Elect John C. Chrystal | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Stock Option and Equity Plan of 2013 | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The First of Long Island Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIC | CUSIP 320734106 | 04/16/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard T. Hogan, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John T. Lane | Mgmt | For | For | For | |||
1.3 | Elect Milbrey R. Taylor | Mgmt | For | For | For | |||
1.4 | Elect Walter C. Teagle, III | Mgmt | For | For | For | |||
1.5 | Elect Michael N. Vittorio | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The Greenbrier Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBX | CUSIP 393657101 | 01/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Duane McDougall | Mgmt | For | For | For | |||
1.2 | Elect A. Daniel O'Neal, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Donald Washburn | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
The Howard Hughes Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HHC | CUSIP 44267D107 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William A. Ackman | Mgmt | For | For | For | |||
2 | Elect Adam Flatto | Mgmt | For | For | For | |||
3 | Elect Jeffrey Furber | Mgmt | For | For | For | |||
4 | Elect Gary Krow | Mgmt | For | For | For | |||
5 | Elect Allen Model | Mgmt | For | For | For | |||
6 | Elect R. Scot Sellers | Mgmt | For | For | For | |||
7 | Elect Steven Shepsman | Mgmt | For | For | For | |||
8 | Elect Burton M. Tansky | Mgmt | For | For | For | |||
9 | Elect Mary Ann Tighe | Mgmt | For | For | For | |||
10 | Elect David R. Weinreb | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/30/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William W. Crouse | Mgmt | For | Withhold | Against | |||
1.2 | Elect John C. Kelly | Mgmt | For | Withhold | Against | |||
1.3 | Elect Hiroaki Shigeta | Mgmt | For | Withhold | Against | |||
2 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
The Providence Service Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRSC | CUSIP 743815102 | 08/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fletcher Jay McCusker | Mgmt | For | For | For | |||
1.2 | Elect Kristi Meints | Mgmt | For | For | For | |||
2 | Adoption of Shareholder Rights Plan | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Tidewater Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDW | CUSIP 886423102 | 07/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||
1.2 | Elect James Day | Mgmt | For | For | For | |||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | |||
1.4 | Elect Morris Foster | Mgmt | For | For | For | |||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | |||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | |||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Platt | Mgmt | For | For | For | |||
1.10 | Elect Nicholas Sutton | Mgmt | For | For | For | |||
1.11 | Elect Cindy Taylor | Mgmt | For | For | For | |||
1.12 | Elect Dean Taylor | Mgmt | For | For | For | |||
1.13 | Elect Jack Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Trimas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRS | CUSIP 896215209 | 05/09/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marshall A. Cohen | Mgmt | For | For | For | |||
1.2 | Elect David M. Wathen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Triple-S Management Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTS | CUSIP 896749108 | 04/26/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Antonio F. Faria-Soto | Mgmt | For | For | For | |||
2 | Elect Manuel Figueroa-Collazo | Mgmt | For | For | For | |||
3 | Elect David H. Chafey, Jr. | Mgmt | For | For | For | |||
4 | Elect Joseph A. Frick | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B101 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James J. Bender | Mgmt | For | For | For | |||
1.2 | Elect Mark D. Ein | Mgmt | For | For | For | |||
1.3 | Elect William W. Johnson | Mgmt | For | For | For | |||
1.4 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
1.5 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
1.6 | Elect Thomas Siering | Mgmt | For | For | For | |||
1.7 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
1.8 | Elect Hope D. Woodhouse | Mgmt | For | For | For | |||
2 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UIL Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIL | CUSIP 902748102 | 05/14/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thelma R. Albright | Mgmt | For | For | For | |||
1.2 | Elect Arnold L. Chase | Mgmt | For | For | For | |||
1.3 | Elect Betsy Henley-Cohn | Mgmt | For | For | For | |||
1.4 | Elect Suedeen G. Kelly | Mgmt | For | For | For | |||
1.5 | Elect John L. Lahey | Mgmt | For | For | For | |||
1.6 | Elect Daniel J. Miglio | Mgmt | For | For | For | |||
1.7 | Elect William F. Murdy | Mgmt | For | For | For | |||
1.8 | Elect William B. Plummer | Mgmt | For | For | For | |||
1.9 | Elect Donald R. Shassian | Mgmt | For | For | For | |||
1.10 | Elect James P. Torgerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Incentive Compensation Plan | Mgmt | For | For | For | |||
United Financial Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNK | CUSIP 91030T109 | 04/18/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael F. Crowley | Mgmt | For | For | For | |||
1.2 | Elect Carol Moore Cutting | Mgmt | For | For | For | |||
1.3 | Elect Carol A. Leary | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Financial Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNK | CUSIP 91030T109 | 11/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
UNS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNS | CUSIP 903119105 | 05/03/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul J. Bonavia | Mgmt | For | For | For | |||
1.2 | Elect Lawrence J. Aldrich | Mgmt | For | For | For | |||
1.3 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
1.4 | Elect Larry W. Bickle | Mgmt | For | For | For | |||
1.5 | Elect Robert A. Elliott | Mgmt | For | For | For | |||
1.6 | Elect Daniel W.L. Fessler | Mgmt | For | For | For | |||
1.7 | Elect Louise L. Francesconi | Mgmt | For | For | For | |||
1.8 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
1.9 | Elect Gregory A. Pivirotto | Mgmt | For | For | For | |||
1.10 | Elect Joaquin Ruiz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/01/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward J. Noonan | Mgmt | For | For | For | |||
1.2 | Elect Mahmoud Abdallah | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey W. Greenberg | Mgmt | For | For | For | |||
1.4 | Elect John J. Hendrickson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
VOXX International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOXX | CUSIP 91829F104 | 07/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Kreuch, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Dennis McManus | Mgmt | For | Withhold | Against | |||
1.3 | Elect Peter Lesser | Mgmt | For | Withhold | Against | |||
1.4 | Elect John Shalam | Mgmt | For | Withhold | Against | |||
1.5 | Elect Patrick Lavelle | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles Stoehr | Mgmt | For | Withhold | Against | |||
1.7 | Elect Philip Christopher | Mgmt | For | Withhold | Against | |||
1.8 | Elect Ari Shalam | Mgmt | For | Withhold | Against | |||
1.9 | Elect Fred Klipsch | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
Walker & Dunlop Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WD | CUSIP 93148P102 | 06/05/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan J. Bowers | Mgmt | For | For | For | |||
1.2 | Elect Andrew C. Florance | Mgmt | For | For | For | |||
1.3 | Elect Mitchell M. Gaynor | Mgmt | For | For | For | |||
1.4 | Elect Cynthia A. Hallenbeck | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Malone | Mgmt | For | For | For | |||
1.6 | Elect John Rice | Mgmt | For | For | For | |||
1.7 | Elect Dana L. Schmaltz | Mgmt | For | For | For | |||
1.8 | Elect Howard W. Smith | Mgmt | For | For | For | |||
1.9 | Elect Edmund F. Taylor | Mgmt | For | For | For | |||
1.10 | Elect William Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Walker & Dunlop Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WD | CUSIP 93148P102 | 08/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Web.com Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWWW | CUSIP 94733A104 | 05/08/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Phillip J. Facchina | Mgmt | For | For | For | |||
1.2 | Elect Robert S. McCoy, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Western Alliance Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 05/21/2013 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cary Mack | Mgmt | For | For | For | |||
1.2 | Elect Todd Marshall | Mgmt | For | For | For | |||
1.3 | Elect M. Nafees Nagy | Mgmt | For | For | For | |||
1.4 | Elect James E. Nave | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Investment Funds | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2013 | |