UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-07239
NAME OF REGISTRANT: VANGUARD HORIZON FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2012 - JUNE 30, 2013
FUND: VANGUARD CAPITAL OPPORTUNITY FUND
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ISSUER: Abbott Laboratories
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: LABEL AND ELIMINATE GMO INGREDIENTS IN SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: CEASE COMPLIANCE ADJUSTMENTS TO SHAREHOLDER YES AGAINST FOR
PERFORMANCE CRITERIA
PROPOSAL #9: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
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ISSUER: Accenture plc
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 2/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.1: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ROBERT I. LIPP ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR PIERRE NANTERME ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR GILLES C. PELISSON ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WULF VON SCHIMMELMANN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AMEND 2010 SHARE INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE THE HOLDING OF THE 2014 AGM AT ISSUER YES FOR FOR
A LOCATION OUTSIDE IRELAND
PROPOSAL #7: AUTHORIZE OPEN-MARKET PURCHASES OF CLASS ISSUER YES FOR FOR
A ORDINARY SHARES
PROPOSAL #8: DETERMINE THE PRICE RANGE AT WHICH ISSUER YES FOR FOR
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
PROPOSAL #9: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
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ISSUER: Adobe Systems Incorporated
TICKER: ADBE CUSIP: 00724F101
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AMY L. BANSE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KELLY J. BARLOW ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT K. BURGESS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRANK A. CALDERONI ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES E. DALEY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA B. DESMOND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES M. GESCHKE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DANIEL L. ROSENSWEIG ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT SEDGEWICK ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN E. WARNOCK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: AECOM Technology Corporation
TICKER: ACM CUSIP: 00766T100
MEETING DATE: 3/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN M. DIONISIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. LOWE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM P. RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL R. TISHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Affymetrix, Inc.
TICKER: AFFX CUSIP: 00826T108
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN P.A. FODOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK WITNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NELSON C. CHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY S. GUTHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMI DOVER NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT H. TRICE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT P. WAYMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Altera Corporation
TICKER: ALTR CUSIP: 021441100
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. DAANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR A. BLAINE BOWMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN MCGARITY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SHANE V. ROBISON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOHN SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS H. WAECHTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Amazon.com, Inc.
TICKER: AMZN CUSIP: 023135106
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY P. BEZOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOM A. ALBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA Q. STONESIFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: Amgen Inc.
TICKER: AMGN CUSIP: 031162100
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. BRADWAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCOIS DE CARBONNEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT A. ECKERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR REBECCA M. HENDERSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FRANK C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TYLER JACKS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GILBERT S. OMENN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Analog Devices, Inc.
TICKER: ADI CUSIP: 032654105
MEETING DATE: 3/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAY STATA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JERALD G. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES A. CHAMPY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN C. HODGSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR YVES-ANDRE ISTEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NEIL NOVICH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR F. GRANT SAVIERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL J. SEVERINO ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Apple Inc.
TICKER: AAPL CUSIP: 037833100
MEETING DATE: 2/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY COOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MILLARD DREXLER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR AL GORE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR ROBERT IGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA JUNG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD SUGAR ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ESTABLISH BOARD COMMITTEE ON HUMAN RIGHTS SHAREHOLDER YES AGAINST FOR
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ISSUER: Applied Materials, Inc.
TICKER: AMAT CUSIP: 038222105
MEETING DATE: 3/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR AART J. DE GEUS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN R. FORREST ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS J. IANNOTTI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN M. JAMES ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ALEXANDER A. KARSNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GERHARD H. PARKER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLEM P. ROELANDTS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES E. ROGERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MICHAEL R. SPLINTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT H. SWAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Ascena Retail Group, Inc.
TICKER: ASNA CUSIP: 04351G101
MEETING DATE: 12/11/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN USDAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RANDY L. PEARCE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: ASML Holding NV
TICKER: ASML CUSIP: N07059186
MEETING DATE: 9/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 25 PERCENT OF ISSUED CAPITAL RE: CUSTOMER CO-
INVESTMENT PROGRAM
PROPOSAL #3b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 3A
PROPOSAL #4a: AMEND ARTICLES TO CREATE NEW SHARE ISSUER YES FOR FOR
CLASS: ORDINARY SHARES M
PROPOSAL #4b: INCREASE PAR VALUE PER ORDINARY SHARE ISSUER YES FOR FOR
PROPOSAL #4c: APPROVE REDUCTION IN SHARE CAPITAL BY ISSUER YES FOR FOR
DECREASING NOMINAL VALUE PER SHARE
PROPOSAL #4d: AMEND ARTICLES RE: CONSOLIDATION OF ISSUER YES FOR FOR
ORDINARY SHARES A AT AN EXCHANGE RATIO
PROPOSAL #4e: AMEND ARTICLES TO ELIMINATE TWO ISSUER YES FOR FOR
ORDINARY SHARE CLASSES A AND M AND CONVERT INTO ONE
ORDINARY SHARE CLASS
PROPOSAL #5: AUTHORIZE EACH DIRECTOR AND ANY LAWYER ISSUER YES FOR FOR
AND PARALEGALS FROM DE BRAUW BLACKSTONE WESTBROEK NV
TO EXECUTE THE NOTARIAL DEEDS OF AMENDMENTS
PROPOSAL #6a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT OF ISSUED CAPITAL AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #6b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 6A
PROPOSAL #6c: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #6d: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 6C
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ISSUER: ASML Holding NV
TICKER: N/A CUSIP: N07059210
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIVIDENDS OF EUR 0.53 PER SHARE ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION POLICY 2014 FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #9a: APPROVE PERFORMANCE SHARE ARRANGEMENT ISSUER YES FOR FOR
ACCORDING TO REMUNERATION POLICY 2010
PROPOSAL #9b: APPROVE PERFORMANCE SHARE ARRANGEMENT ISSUER YES FOR FOR
ACCORDING TO REMUNERATION POLICY 2014
PROPOSAL #10: APPROVE NUMBERS OF STOCK OPTIONS, ISSUER YES FOR FOR
RESPECTIVELY SHARES, FOR EMPLOYEES
PROPOSAL #12a: REELECT H.C.J. VAN DEN BURG TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #12b: REELECT P.F.M. VAN DER MEER MOHR TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #12c: REELECT W.H. ZIEBART TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #12d: ELECT D.A. GROSE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #12e: ELECT C.M.S. SMITS-NUSTELING TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #14: RATIFY DELOITTE ACCOUNTANTS AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT OF ISSUED CAPITAL
PROPOSAL #15b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 15A
PROPOSAL #15c: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #15d: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 15C
PROPOSAL #16a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16b: AUTHORIZE ADDITIONAL REPURCHASE OF UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
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ISSUER: Bed Bath & Beyond Inc.
TICKER: BBBY CUSIP: 075896100
MEETING DATE: 6/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WARREN EISENBERG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LEONARD FEINSTEIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEVEN H. TEMARES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEAN S. ADLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STANLEY F. BARSHAY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KLAUS EPPLER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PATRICK R. GASTON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JORDAN HELLER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR VICTORIA A. MORRISON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Biogen Idec Inc.
TICKER: BIIB CUSIP: 09062X103
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLINE D. DORSA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STELIOS PAPADOPOULOS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GEORGE A. SCANGOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LYNN SCHENK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALEXANDER J. DENNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY L. LEAMING ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD C. MULLIGAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT W. PANGIA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN S. POSNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ERIC K. ROWINSKY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN A. SHERWIN ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WILLIAM D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
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ISSUER: BioMarin Pharmaceutical Inc.
TICKER: BMRN CUSIP: 09061G101
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL GREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ELAINE J. HERON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE LAPALME ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR V. BRYAN LAWLIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD A. MEIER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAN J. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM D. YOUNG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH M. BATE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: Boston Scientific Corporation
TICKER: BSX CUSIP: 101137107
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHARINE T. BARTLETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BRUCE L. BYRNES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NELDA J. CONNORS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL F. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERNEST MARIO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR N.J. NICHOLAS, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETE M. NICHOLAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR UWE E. REINHARDT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brocade Communications Systems, Inc.
TICKER: BRCD CUSIP: 111621306
MEETING DATE: 4/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JUDY BRUNER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LLOYD A. CARNEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RENATO DIPENTIMA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALAN EARHART ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN W. GERDELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID L. HOUSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN C. JONES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR L. WILLIAM KRAUSE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SANJAY VASWANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C.H. Robinson Worldwide, Inc.
TICKER: CHRW CUSIP: 12541W209
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JODEE A. KOZLAK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR REBECCA KOENIG ROLOFF ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cabot Oil & Gas Corporation
TICKER: COG CUSIP: 127097103
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT L. KEISER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cameron International Corporation
TICKER: CAM CUSIP: 13342B105
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL E. PATRICK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JON ERIK REINHARDSEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE W. WILKINSON �� ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CarMax, Inc.
TICKER: KMX CUSIP: 143130102
MEETING DATE: 6/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAKESH GANGWAL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MITCHELL D. STEENROD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS G. STEMBERG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
UPDATE AND MODIFY CERTAIN PROVISIONS RELATED TO
INDEMNIFICATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival Corporation
TICKER: CCL CUSIP: 143658300
MEETING DATE: 4/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: REELECT MICKY ARISON AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: REELECT JONATHON BAND AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: REELECT ARNOLD W. DONALD AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #4: REELECT PIER LUIGI FOSCHI AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #5: REELECT HOWARD S. FRANK AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #6: REELECT RICHARD J. GLASIER AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #7: REELECT DEBRA KELLY-ENNIS AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
PROPOSAL #8: REELECT JOHN PARKER AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #9: REELECT STUART SUBOTNICK AS A DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #10: REELECT LAURA WEIL AS A DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #11: REELECT RANDALL J. WEISENBURGER AS A ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
PROPOSAL #12: REAPPOINT THE UK FIRM OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS
FOR CARNIVAL PLC AND RATIFY THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITOR
FOR CARNIVAL CORPORATION
PROPOSAL #13: AUTHORIZE THE AUDIT COMMITTEE OF ISSUER YES FOR FOR
CARNIVAL PLC TO FIX REMUNERATION OF THE INDEPENDENT
AUDITORS OF CARNIVAL PLC
PROPOSAL #14: RECEIVE THE UK ACCOUNTS AND REPORTS OF ISSUER YES FOR FOR
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE
YEAR ENDED NOVEMBER 30, 2011
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #17: AUTHORIZE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORIZE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORIZE SHARES FOR MARKET PURCHASE ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cerner Corporation
TICKER: CERN CUSIP: 156782104
MEETING DATE: 5/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GERALD E. BISBEE, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DENIS A. CORTESE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA M. DILLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charles River Laboratories International, Inc.
TICKER: CRL CUSIP: 159864107
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. CHUBB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH T. KOCHEVAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE E. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE M. MILNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. RICHARD REESE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON ANIMAL WELFARE ACT VIOLATIONS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chicago Bridge & Iron Company N.V.
TICKER: CBI CUSIP: 167250109
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DEBORAH M. FRETZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT MICHAEL L. UNDERWOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE REMUNERATION REPORT CONTAINING ISSUER YES FOR FOR
REMUNERATION POLICY FOR MANAGEMENT BOARD MEMBERS
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS, DISCUSS ISSUER YES FOR FOR
STATUTORY REPORTS, AND APPROVE PUBLICATION OF
INFORMATION IN ENGLISH
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME AND DIVIDENDS OF 0.20 PER SHARE, AND
DISCHARGE DIRECTORS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #10: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chicago Bridge & Iron Company NV
TICKER: CBI CUSIP: 167250109
MEETING DATE: 12/18/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT BETWEEN THE ISSUER YES FOR FOR
SHAW GROUP INC. AND CRYSTAL ACQUISITION SUBSIDIARY
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ciena Corporation
TICKER: CIEN CUSIP: 171779309
MEETING DATE: 3/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWTON W. FITT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL J. ROWNY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CME Group Inc.
TICKER: CME CUSIP: 12572Q105
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERRENCE A. DUFFY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES P. CAREY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK E. CERMAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN J. GEPSMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LEO MELAMED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH NICIFORO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C.C. ODOM, II ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN F. SANDNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENNIS A. SUSKIND ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConocoPhillips
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JODY L. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GAY HUEY EVANS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RYAN M. LANCE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MOHD H. MARICAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM E. WADE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #6: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Corning Incorporated
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHANIE A. BURNS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT F. CUMMINGS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES B. FLAWS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KURT M. LANDGRAF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN J. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DEBORAH D. RIEMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HANSEL E. TOOKES, II ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARK S. WRIGHTON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cree, Inc.
TICKER: CREE CUSIP: 225447101
MEETING DATE: 10/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHARLES M. SWOBODA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLYDE R. HOSEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCO PLASTINA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN J. RUUD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. TILLMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HARVEY A. WAGNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS H. WERNER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cymer, Inc.
TICKER: CYMI CUSIP: 232572107
MEETING DATE: 2/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER AGREEMENT ISSUER YES FOR FOR
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON GOLDEN PARACHUTES ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Air Lines, Inc.
TICKER: DAL CUSIP: 247361702
MEETING DATE: 6/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EDWARD H. BASTIAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROY J. BOSTOCK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN S. BRINZO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID G. DEWALT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM H. EASTER, III ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MICKEY P. FORET ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHIRLEY C. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID R. GOODE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GEORGE N. MATTSON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR KENNETH C. ROGERS ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR KENNETH B. WOODROW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dendreon Corporation
TICKER: DNDN CUSIP: 24823Q107
MEETING DATE: 4/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BOGDAN DZIURZYNSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS G. WATSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: AMEND NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DIRECTV
TICKER: DTV CUSIP: 25490A309
MEETING DATE: 5/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NEIL AUSTRIAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RALPH BOYD, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ABELARDO BRU ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID DILLON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SAMUEL DIPIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DIXON DOLL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES LEE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PETER LUND ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR NANCY NEWCOMB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LORRIE NORRINGTON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MICHAEL WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DreamWorks Animation SKG, Inc.
TICKER: DWA CUSIP: 26153C103
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY KATZENBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR LEWIS W. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HARRY BRITTENHAM ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR THOMAS E. FRESTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LUCIAN GRAINGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MELLODY HOBSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JASON KILAR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL MONTGOMERY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edwards Lifesciences Corporation
TICKER: EW CUSIP: 28176E108
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT A. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. LINK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WESLEY W. VON SCHACK ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #8: AMEND BYLAWS -- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Electronic Arts Inc.
TICKER: EA CUSIP: 285512109
MEETING DATE: 7/26/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEONARD S. COLEMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAY C. HOAG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEFFREY T. HUBER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GERALDINE B. LAYBOURNE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR VIVEK PAUL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LAWRENCE F. PROBST, III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN S. RICCITIELLO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD A. SIMONSON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LUIS A. UBINAS ISSUER YES FOR FOR
PROPOSAL #11: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #12: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eli Lilly and Company
TICKER: LLY CUSIP: 532457108
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RALPH ALVAREZ ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WINFRIED BISCHOFF ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR R. DAVID HOOVER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FRANKLYN G. PRENDERGAST ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KATHI P. SEIFERT ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EMC Corporation
TICKER: EMC CUSIP: 268648102
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL W. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RANDOLPH L. COWEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL DEEGAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES S. DISTASIO ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN R. EGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR EDMUND F. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JUDITH A. MISCIK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WINDLE B. PRIEM ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PAUL SAGAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID N. STROHM ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #7: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ensco plc
TICKER: ESV CUSIP: G3157S106
MEETING DATE: 5/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT FRANCIS S. KALMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT ROXANNE J. DECYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT MARY FRANCIS CBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG LLP AS AUDITORS OF THE ISSUER YES FOR FOR
COMPANY
PROPOSAL #5: REAPPOINT KPMG AUDIT PLC AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE TO APPROVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION REPORT
PROPOSAL #9: ACCEPT AUDITORS' AND DIRECTORS' REPORTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #10: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
DECLASSIFYING THE BOARD AND CONVERSION OF AMERICAN
DEPOSITARY SHARES TO CLASS A ORDINARY SHARES
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Entegris, Inc.
TICKER: ENTG CUSIP: 29362U104
MEETING DATE: 5/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARVIN D. BURKETT ISSUER YES �� FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR R. NICHOLAS BURNS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DANIEL W. CHRISTIAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BERTRAND LOY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER D. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PAUL L.H. OLSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN F. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: European Aeronautic Defence and Space Company EADS NV
TICKER: EAD CUSIP: F17114103
MEETING DATE: 3/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: AMEND ARTICLES RE: OWNERSHIP ISSUER YES FOR FOR
RESTRICTIONS AND LEGAL UPDATES
PROPOSAL #4.2: AUTHORIZE REPURCHASE OF UP TO 15 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #4.3: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #4.4: ELECT T. ENDERS AS EXECUTIVE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: ELECT M. BISCHOFF AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.6: ELECT R.D. CROSBY AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.7: ELECT H.-P. KEITEL AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.8: ELECT H.-J. LAMBERTI AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.9: ELECT A. LAUVERGEON AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.10: ELECT L.N. MITTAL AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.11: ELECT J. PARKER AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.12: ELECT M. PÉBEREAU AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.13: ELECT J. PIQUÉ I CAMPS AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #4.14: ELECT D. RANQUE AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.15: ELECT J.-C. TRICHET AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: European Aeronautic Defence and Space Company EADS NV
TICKER: EAD CUSIP: N3114C808
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE
PROPOSAL #4.3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.4: RATIFY ERNST & YOUNG ACCOUNTANTS ISSUER YES FOR FOR
L.L.P. AS CO-AUDITORS
PROPOSAL #4.5: RATIFY KPMG ACCOUNTANTS N.V. AS CO- ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4.6: APPROVE REMUNERATION OF EXECUTIVE AND ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
PROPOSAL #4.7: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 0.15 PERCENT OF AUTHORIZED CAPITAL AND
EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #4.8: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #4.9: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ExactTarget, Inc.
TICKER: ET CUSIP: 30064K105
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JULIE M.B. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SCOTT M. MAXWELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Expeditors International of Washington, Inc.
TICKER: EXPD CUSIP: 302130109
MEETING DATE: 5/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER J. ROSE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR R. JORDAN GATES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAN P. KOURKOUMELIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MICHAEL J. MALONE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN W. MEISENBACH ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES L.K. WANG ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR TAY YOSHITANI ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: F5 Networks, Inc.
TICKER: FFIV CUSIP: 315616102
MEETING DATE: 3/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL DREYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SANDRA BERGERON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DEBORAH L. BEVIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALAN J. HIGGINSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN MCADAM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHEN SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Facebook, Inc.
TICKER: FB CUSIP: 30303M102
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR SUSAN D. DESMOND- ISSUER YES FOR FOR
HELLMANN
PROPOSAL #1.4: ELECT DIRECTOR DONALD E. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PETER A. THIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK ZUCKERBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FedEx Corporation
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/24/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY W. LOVEMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR R. BRAD MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSHUA COOPER RAMO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDERICK W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PAUL S. WALSH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEI Company
TICKER: FEIC CUSIP: 30241L109
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARIE HUIJSER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DON R. KANIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS F. KELLY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAN C. LOBBEZOO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GERHARD H. PARKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD H. WILLS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HOMA BAHRAMI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMI K. NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLEXTRONICS INTERNATIONAL LTD.
TICKER: FLEX CUSIP: Y2573F102
MEETING DATE: 8/30/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: REELECT JAMES A. DAVIDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1b: REELECT WILLIAM D. WATKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REELECT LAY KOON TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT AUDITORS AND AUTHORIZE BOARD ISSUER YES FOR FOR
TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF SHARES WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FormFactor, Inc.
TICKER: FORM CUSIP: 346375108
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LOTHAR MAIER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL W. ZELLNER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Gentex Corporation
TICKER: GNTX CUSIP: 371901109
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETE HOEKSTRA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN MULDER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FREDERICK SOTOK ISSUER YES FOR FOR
PROPOSAL #2: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
PROPOSAL #3: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Google Inc.
TICKER: GOOG CUSIP: 38259P508
MEETING DATE: 6/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REPORT ON REDUCING LEAD BATTERY HEALTH SHAREHOLDER YES ABSTAIN AGAINST
HAZARDS
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT POLICY ON SUCCESSION PLANNING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hewlett-Packard Company
TICKER: HPQ CUSIP: 428236103
MEETING DATE: 3/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHUMEET BANERJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAJIV L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN H. HAMMERGREN ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR RAYMOND J. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GARY M. REINER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR G. KENNEDY THOMPSON ISSUER YES AGAINST AGAINST
PROPOSAL #1.10: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RALPH V. WHITWORTH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE PROXY ACCESS RIGHT ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ESTABLISH ENVIRONMENTAL/SOCIAL ISSUE SHAREHOLDER YES ABSTAIN AGAINST
BOARD COMMITTEE
PROPOSAL #7: AMEND HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #8: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDEX Corporation
TICKER: IEX CUSIP: 45167R104
MEETING DATE: 4/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST J. MROZEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID C. PARRY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIVINGSTON L. ISSUER YES FOR FOR
SATTERTHWAITE
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Illumina, Inc.
TICKER: ILMN CUSIP: 452327109
MEETING DATE: 5/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GERALD MOLLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID R. WALT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT S. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ImmunoGen, Inc.
TICKER: IMGN CUSIP: 45253H101
MEETING DATE: 11/13/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT TEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR MARK SKALETSKY ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR JOSEPH J. VILLAFRANCA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NICOLE ONETTO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR STEPHEN C. MCCLUSKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR RICHARD J. WALLACE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR DANIEL M. JUNIUS ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HOWARD H. PIEN ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MARK GOLDBERG ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR DEAN J. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KRISTINE PETERSON ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTERMUNE, INC.
TICKER: ITMN CUSIP: 45884X103
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEAN-JACQUES BIENAIME ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID S. KABAKOFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL G. WELCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Intuit Inc.
TICKER: INTU CUSIP: 461202103
MEETING DATE: 1/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER W. BRODY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM V. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDWARD A. KANGAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DENNIS D. POWELL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BRAD D. SMITH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFF WEINER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jabil Circuit, Inc.
TICKER: JBL CUSIP: 466313103
MEETING DATE: 1/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARTHA F. BROOKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MEL S. LAVITT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY L. MAIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARK T. MONDELLO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE J. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANK A. NEWMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN A. RAYMUND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS A. SANSONE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID M. STOUT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jacobs Engineering Group Inc.
TICKER: JEC CUSIP: 469814107
MEETING DATE: 1/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT C. DAVIDSON, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RALPH E. EBERHART ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWARD V. FRITZKY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHRISTOPHER M.T. THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JetBlue Airways Corporation
TICKER: JBLU CUSIP: 477143101
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID BARGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JENS BISCHOF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID CHECKETTS ISSUER YES AGAINST AGAINST
PROPOSAL #1e: ELECT DIRECTOR VIRGINIA GAMBALE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHAN GEMKOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLEN JEWETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STANLEY MCCHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOEL PETERSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANN RHOADES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR FRANK SICA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS WINKELMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KLA-Tencor Corporation
TICKER: KLAC CUSIP: 482480100
MEETING DATE: 11/7/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT P. AKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT T. BOND ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KIRAN M. PATEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID C. WANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Brands, Inc.
TICKER: LTD CUSIP: 501797104
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS S. HERSCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID T. KOLLAT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM R. LOOMIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LESLIE H. WEXNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Las Vegas Sands Corp.
TICKER: LVS CUSIP: 517834107
MEETING DATE: 6/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELDON G. ADELSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR IRWIN CHAFETZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR CHALTIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES A. KOPPELMAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Life Technologies Corporation
TICKER: LIFE CUSIP: 53217V109
MEETING DATE: 4/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE F. ADAM, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RAYMOND V. DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD W. GRIMM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG J. MUNDIE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ORA H. PESCOVITZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PER A. PETERSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lowe's Companies, Inc.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 5/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. BERNAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD L. BERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD W. DREILING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAWN E. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ERIC C. WISEMEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MasterCard Incorporated
TICKER: MA CUSIP: 57636Q104
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD HAYTHORNTHWAITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SILVIO BARZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARC OLIVIE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RIMA QURESHI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSE OCTAVIO REYES ISSUER YES FOR FOR
LAGUNES
PROPOSAL #1j: ELECT DIRECTOR MARK SCHWARTZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR EDWARD SUNING TIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Medtronic, Inc.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR J. DZAU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR OMAR ISHRAK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL O. LEAVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Micron Technology, Inc.
TICKER: MU CUSIP: 595112103
MEETING DATE: 1/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT L. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PATRICK J. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D. MARK DURCAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MERCEDES JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAWRENCE N. MONDRY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT E. SWITZ ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/28/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Monsanto Company
TICKER: MON CUSIP: 61166W101
MEETING DATE: 1/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID L. CHICOINE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR H. HARPER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GWENDOLYN S. KING ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JON R. MOELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON RISK OF GENETICALLY ENGINEERED SHAREHOLDER YES AGAINST FOR
PRODUCTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Motorola Solutions, Inc.
TICKER: MSI CUSIP: 620076307
MEETING DATE: 5/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GREGORY Q. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR WILLIAM J. BRATTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH C. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL V. HAYDEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE R. PRAMAGGIORE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRADLEY E. SINGER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN A. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ENCOURAGE SUPPLIERS TO PRODUCE SHAREHOLDER YES ABSTAIN AGAINST
SUSTAINABILITY REPORTS
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MERRILL A. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetApp, Inc.
TICKER: NTAP CUSIP: 64110D104
MEETING DATE: 8/31/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL J. WARMENHOVEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS GEORGENS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFRY R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN L. EARHART ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD HELD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GEORGE T. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT T. WALL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD P. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NeuStar, Inc.
TICKER: NSR CUSIP: 64126X201
MEETING DATE: 6/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR C. C. CHANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR LISA A. HOOK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR HELLENE S. RUNTAGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Noble Energy, Inc.
TICKER: NBL CUSIP: 655044105
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY L. BERENSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. CAWLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD F. COX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES D. DAVIDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS J. EDELMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ERIC P. GRUBMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KIRBY L. HEDRICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SCOTT D. URBAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM T. VAN KLEEF ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MOLLY K. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #6: AMEND BYLAWS TO CHANGE CERTAIN PROVISIONS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordstrom, Inc.
TICKER: JWN CUSIP: 655664100
MEETING DATE: 5/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PHYLLIS J. CAMPBELL �� ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHELLE M. EBANKS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT G. MILLER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BLAKE W. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ERIK B. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER E. NORDSTROM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP G. SATRE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR B. KEVIN TURNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ALISON A. WINTER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novartis AG
TICKER: NOVN CUSIP: 66987V109
MEETING DATE: 2/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.30 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION SYSTEM ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT VERENA BRINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT JOERG REINHARDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: ELECT CHARLES SAWYERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: ELECT WILLIAM WINTERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ADDITIONAL AND/OR COUNTER-PROPOSALS ISSUER YES AGAINST AGAINST
PRESENTED AT THE MEETING
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nuance Communications, Inc.
TICKER: NUAN CUSIP: 67020Y100
MEETING DATE: 1/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL A. RICCI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT G. TERESI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ROBERT J. FRANKENBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KATHARINE A. MARTIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PATRICK T. HACKETT ISSUER YES �� FOR FOR
PROPOSAL #1f: ELECT DIRECTOR WILLIAM H. JANEWAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK B. MYERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP J. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARK R. LARET ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVIDIA Corporation
TICKER: NVDA CUSIP: 67066G104
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR TENCH COXE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES C. GAITHER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JEN-HSUN HUANG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK L. PERRY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR A. BROOKE SEAWELL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK A. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oceaneering International, Inc.
TICKER: OII CUSIP: 675232102
MEETING DATE: 4/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PAUL B. MURPHY, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HARRIS J. PAPPAS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pall Corporation
TICKER: PLL CUSIP: 696429307
MEETING DATE: 12/12/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMY E. ALVING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT B. COUTTS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK E. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR�� FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD L. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAWRENCE D. KINGSLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS N. LONGSTREET ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR B. CRAIG OWENS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHARINE L. PLOURDE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD TRAVAGLIANTI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR BRET W. WISE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND BYLAWS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PerkinElmer, Inc.
TICKER: PKI CUSIP: 714046109
MEETING DATE: 4/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PETER BARRETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT F. FRIEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NICHOLAS A. LOPARDO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEXIS P. MICHAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES C. MULLEN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR VICKI L. SATO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PATRICK J. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pharmacyclics, Inc.
TICKER: PCYC CUSIP: 716933106
MEETING DATE: 11/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH A. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. DUGGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC H. HALVORSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MINESH P. MEHTA ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR DAVID D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. VAN DEN BROEK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pharmacyclics, Inc.
TICKER: PCYC CUSIP: 716933106
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH A. CLARK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT W. DUGGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC H. HALVORSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MINESH P. MEHTA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID D. SMITH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD A. VAN DEN BROEK ISSUER �� YES FOR FOR
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Plantronics, Inc.
TICKER: PLT CUSIP: 727493108
MEETING DATE: 8/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARV TSEU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEN KANNAPPAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BRIAN DEXHEIMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT HAGERTY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGG HAMMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN HART ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL MOHR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Public Service Enterprise Group Incorporated
TICKER: PEG CUSIP: 744573106
MEETING DATE: 4/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALBERT R. GAMPER, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM V. HICKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RALPH IZZO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID LILLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS A. RENYI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HAK CHEOL SHIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qiagen NV
TICKER: QIA CUSIP: N72482107
MEETING DATE: 6/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8a: REELECT DETLEV RIESNER TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8b: REELECT WERNER BRANDT TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8c: REELECT METIN COLPAN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8d: REELECT MANFRED KAROBATH TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8e: REELECT ELIZABETH E. TALLETT TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8f: ELECT STÉPHANE BANCEL TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8g: ELECT LAWRENCE A. ROSEN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9a: REELECT ELECT PEER SCHATZ TO EXECUTIVE ISSUER YES FOR FOR
BOARD
PROPOSAL #9b: REELECT ROLAND SACKERS TO EXECUTIVE ISSUER YES FOR FOR
BOARD
PROPOSAL #10: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 100 PERCENT OF ISSUED CAPITAL
PROPOSAL #11b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCE UNDER ITEM 11A UP TO 20
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM Incorporated
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD G. CRUICKSHANK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAYMOND V. DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL E. JACOBS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHERRY LANSING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BRENT SCOWCROFT ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARC I. STERN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rambus Inc.
TICKER: RMBS CUSIP: 750917106
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD D. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PENELOPE A. HERSCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID SHRIGLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC STANG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Range Resources Corporation
TICKER: RRC CUSIP: 75281A109
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANTHONY V. DUB ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR V. RICHARD EALES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALLEN FINKELSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JONATHAN S. LINKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARY RALPH LOWE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR KEVIN S. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN H. PINKERTON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JEFFREY L. VENTURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON METHANE EMISSIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Research In Motion Limited
TICKER: RIM CUSIP: 760975102
MEETING DATE: 7/10/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY DATTELS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THORSTEN HEINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID KERR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLAUDIA KOTCHKA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MIKE LAZARIDIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROGER MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN E. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BARBARA STYMIEST ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PREM WATSA ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN WETMORE ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ritchie Bros. Auctioneers Incorporated
TICKER: RBA CUSIP: 767744105
MEETING DATE: 4/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ROBERT WAUGH MURDOCH ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PETER JAMES BLAKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR ERIC PATEL ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR BEVERLEY ANNE BRISCOE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR EDWARD BALTAZAR PITONIAK ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR CHRISTOPHER ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ROBERT GEORGE ELTON ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rockwell Automation, Inc.
TICKER: ROK CUSIP: 773903109
MEETING DATE: 2/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY C. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM T. MCCORMICK,JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEITH D. NOSBUSCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ross Stores, Inc.
TICKER: ROST CUSIP: 778296103
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL BALMUTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR K. GUNNAR BJORKLUND ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SHARON D. GARRETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. BUSH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NORMAN A. FERBER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GREGORY L. QUESNEL ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Caribbean Cruises Ltd.
TICKER: RCL CUSIP: V7780T103
MEETING DATE: 5/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS J. PRITZKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BERNT REITAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SanDisk Corporation
TICKER: SNDK CUSIP: 80004C101
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL E. MARKS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN DENUCCIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR IRWIN FEDERMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEVEN J. GOMO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDDY W. HARTENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHENMING HU ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANJAY MEHROTRA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seattle Genetics, Inc.
TICKER: SGEN CUSIP: 812578102
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC E. LIPPMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANKLIN M. BERGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL G. WELCH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMART Technologies Inc
TICKER: SMA CUSIP: 83172R108
MEETING DATE: 8/3/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR DAVID MARTIN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NANCY KNOWLTON ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SALIM NATHOO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ARVIND SODHANI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MICHAEL J. MUELLER ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ROBERT C. HAGERTY ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR DAVID B. SUTCLIFFE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Airlines Co.
TICKER: LUV CUSIP: 844741108
MEETING DATE: 5/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID W. BIEGLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN G. DENISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NANCY B. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. MONTFORD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS M. NEALON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DANIEL D. VILLANUEVA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwestern Energy Company
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. GASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. KEHR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR VELLO A. KUUSKRAA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. MUELLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELLIOTT PEW ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STRATTEC Security Corporation
TICKER: STRT CUSIP: 863111100
MEETING DATE: 10/9/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD M. STRATTON II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. FLORSHEIM, JR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symantec Corporation
TICKER: SYMC �� CUSIP: 871503108
MEETING DATE: 10/23/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MICHAEL A. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANK E. DANGEARD ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN E. GILLETT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GERALDINE B. LAYBOURNE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID L. MAHONEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT S. MILLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DANIEL H. SCHULMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR V. PAUL UNRUH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesla Motors, Inc.
TICKER: TSLA CUSIP: 88160R101
MEETING DATE: 6/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRAD W. BUSS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR IRA EHRENPREIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Instruments Incorporated
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK A. BLINN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RICHARD K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The AES Corporation
TICKER: AES CUSIP: 00130H105
MEETING DATE: 4/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRES R. GLUSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ZHANG GUO BAO ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TARUN KHANNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN A. KOSKINEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN B. MORSE, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MOISES NAIM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SVEN SANDSTROM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Babcock & Wilcox Company
TICKER: BWC CUSIP: 05615F102
MEETING DATE: 5/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. FEES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD W. MIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LARRY L. WEYERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Charles Schwab Corporation
TICKER: SCHW CUSIP: 808513105
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN A. ELLIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES R. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chubb Corporation
TICKER: CB CUSIP: 171232101
MEETING DATE: 4/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECTION OF DIRECTOR ZOE BAIRD BUDINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECTION OF DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECTION OF DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECTION OF DIRECTOR JOHN D. FINNEGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECTION OF DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1f: ELECTION OF DIRECTOR MARTIN G. MCGUINN ISSUER YES FOR FOR
PROPOSAL #1g: ELECTION OF DIRECTOR LAWRENCE M. SMALL ISSUER YES FOR FOR
PROPOSAL #1h: ELECTION OF DIRECTOR JESS SODERBERG ISSUER YES FOR FOR
PROPOSAL #1i: ELECTION OF DIRECTOR DANIEL E. SOMERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECTION OF DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1k: ELECTION OF DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #1l: ELECTION OF DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE CONSISTENCY WITH CORPORATE SHAREHOLDER YES AGAINST FOR
VALUES AND REPORT ON POLITICAL CONTRIBUTIONS
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Descartes Systems Group Inc.
TICKER: DSG CUSIP: 249906108
MEETING DATE: 5/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID I. BEATSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC DEMIRIAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHRISTOPHER HEWAT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR MESHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. WALKER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN WATT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: AMEND BY-LAW ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The TJX Companies, Inc.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 6/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZEIN ABDALLA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSE B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BERNARD CAMMARATA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID T. CHING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAWN G. LEPORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLOW B. SHIRE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transocean Ltd.
TICKER: RIGN CUSIP: H8817H100
MEETING DATE: 5/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3A: APPROVE PAYMENT OF A DIVIDEND IN ISSUER YES FOR FOR
PRINCIPLE
PROPOSAL #3B1: APPROVE REDUCTION (TRANSOCEAN) IN ISSUER YES FOR FOR
SHARE CAPITAL AND REPAYMENT OF $2.24 PER SHARE
PROPOSAL #3B2: APPROVE REDUCTION (ICAHN GROUP) IN SHAREHOLDER YES AGAINST FOR
SHARE CAPITAL AND REPAYMENT OF $4.00 PER SHARE
PROPOSAL #4: APPROVE CREATION OF CHF 75 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
PROPOSAL #6A: ELECT DIRECTOR FREDERICO F. CURADO ISSUER YES FOR FOR
PROPOSAL #6B: ELECT DIRECTOR STEVEN L. NEWMAN ISSUER YES FOR FOR
PROPOSAL #6C: ELECT DIRECTOR THOMAS W. CASON ISSUER YES FOR FOR
PROPOSAL #6D: ELECT DIRECTOR ROBERT M. SPRAGUE ISSUER YES FOR FOR
PROPOSAL #6E: ELECT DIRECTOR J. MICHAEL TALBERT ISSUER YES FOR FOR
PROPOSAL #6F: ELECT DIRECTOR JOHN J. LIPINSKI SHAREHOLDER YES AGAINST FOR
PROPOSAL #6G: ELECT DIRECTOR JOSE MARIA ALAPONT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6H: ELECT DIRECTOR SAMUEL MERKSAMER SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD,
ZURICH AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER NO N/A N/A
PROPOSAL #3A: APPROVE PAYMENT OF A DIVIDEND IN ISSUER NO N/A N/A
PRINCIPLE
PROPOSAL #3B1: APPROVE REDUCTION (TRANSOCEAN) IN ISSUER NO N/A N/A
SHARE CAPITAL AND REPAYMENT OF $2.24 PER SHARE
PROPOSAL #3B2: APPROVE REDUCTION (ICAHN GROUP) IN SHAREHOLDER NO N/A N/A
SHARE CAPITAL AND REPAYMENT OF $4.00 PER SHARE
PROPOSAL #4: APPROVE CREATION OF CHF 75 MILLION POOL ISSUER NO N/A N/A
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER NO N/A N/A
PROPOSAL #6A: ELECT DIRECTOR FREDERICO F. CURADO ISSUER NO N/A N/A
PROPOSAL #6B: ELECT DIRECTOR STEVEN L. NEWMAN ISSUER NO N/A N/A
PROPOSAL #6C: ELECT DIRECTOR THOMAS W. CASON ISSUER NO N/A N/A
PROPOSAL #6D: ELECT DIRECTOR ROBERT M. SPRAGUE ISSUER NO N/A N/A
PROPOSAL #6E: ELECT DIRECTOR J. MICHAEL TALBERT ISSUER NO N/A N/A
PROPOSAL #6F: ELECT DIRECTORS JOHN J. LIPINSKI SHAREHOLDER NO N/A N/A
PROPOSAL #6G: ELECT DIRECTORS JOSE MARIA ALAPONT SHAREHOLDER NO N/A N/A
PROPOSAL #6H: ELECT DIRECTORS SAMUEL MERKSAMER SHAREHOLDER NO N/A N/A
PROPOSAL #7: APPOINTMENT OF ERNST & YOUNG LLP AS ISSUER NO N/A N/A
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD,
ZURICH AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Trimble Navigation Limited
TICKER: TRMB CUSIP: 896239100
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN W. BERGLUND ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN B. GOODRICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM HART ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MERIT E. JANOW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ULF J. JOHANSSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD S. NERSESIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK S. PEEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICKOLAS W. VANDE STEEG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union Pacific Corporation
TICKER: UNP CUSIP: 907818108
MEETING DATE: 5/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREW H. CARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. DONOHUE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARCHIE W. DUNHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDITH RICHARDS HOPE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN J. KORALESKI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES C. KRULAK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL R. MCCARTHY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL W. MCCONNELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS F. MCLARTY, III ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOSE H. VILLARREAL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR JAMES R. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Continental Holdings, Inc.
TICKER: UAL CUSIP: 910047109
MEETING DATE: 6/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CAROLYN CORVI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANE C. GARVEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WALTER ISAACSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY L. MEYER III ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OSCAR MUNOZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LAURENCE E. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFERY A. SMISEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID J. VITALE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN H. WALKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR CHARLES A. YAMARONE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN �� ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Visa Inc.
TICKER: V CUSIP: 92826C839
MEETING DATE: 1/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR GARY P. COUGHLAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCISCO JAVIER ISSUER YES FOR FOR
FERNANDEZ-CARBAJAL
PROPOSAL #1d: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CATHY E. MINEHAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID J. PANG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH W. SAUNDERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM S. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOHN A. SWAINSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waters Corporation
TICKER: WAT CUSIP: 941848103
MEETING DATE: 5/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA BEKENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BERENDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS A. BERTHIAUME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD CONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER A. KUEBLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS P. SALICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: �� Workday, Inc.
TICKER: WDAY CUSIP: 98138H101
MEETING DATE: 5/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. GEORGE ('SKIP') ISSUER YES WITHHOLD AGAINST
BATTLE
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xilinx, Inc.
TICKER: XLNX CUSIP: 983919101
MEETING DATE: 8/8/2012 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PHILIP T. GIANOS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MOSHE N. GAVRIELOV ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN L. DOYLE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JERALD G. FISHMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM G. HOWARD, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR J. MICHAEL PATTERSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ALBERT A. PIMENTEL ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MARSHALL C. TURNER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ELIZABETH W. VANDERSLICE ISSUER YES FOR FOR
PROPOSAL #10: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #11: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Zimmer Holdings, Inc.
TICKER: ZMH CUSIP: 98956P102
MEETING DATE: 5/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHRISTOPHER B. BEGLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAIL K. BOUDREAUX ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID C. DVORAK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT A. HAGEMANN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ARTHUR J. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN L. MCGOLDRICK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CECIL B. PICKETT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD HORIZON FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 28, 2013
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on March 27, 2012,
see File Number 2-11444. Incorporated by Reference.
