UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-07239
NAME OF REGISTRANT: VANGUARD HORIZON FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: SEPTEMBER 30
DATE OF REPORTING PERIOD: JULY 1, 2013 - JUNE 30, 2014
FUND: VANGUARD GLOBAL EQUITY FUND
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ISSUER: 3i Group plc
TICKER: III CUSIP: G88473148
MEETING DATE: 7/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JONATHAN ASQUITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIMON BORROWS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT ALISTAIR COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RICHARD MEDDINGS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT WILLEM MESDAG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR ADRIAN MONTAGUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARTINE VERLUYTEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JULIA WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF B SHARES ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
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ISSUER: 3M Company
TICKER: MMM CUSIP: 88579Y101
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA G. ALVARADO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS 'TONY' K. BROWN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HERBERT L. HENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR INGE G. THULIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT J. ULRICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: AAR CORP.
TICKER: AIR CUSIP: 000361105
MEETING DATE: 10/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NORMAN R. BOBINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD R. FOGLEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES E. GOODWIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARC J. WALFISH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: ABB Ltd.
TICKER: ABBN CUSIP: H0010V101
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.70 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVES
PROPOSAL #5: APPROVE CHF 154.5 MILLION POOL OF ISSUER YES FOR FOR
CONDITIONAL CAPITAL TO FUND EQUITY COMPENSATION TO
EMPLOYEES
PROPOSAL #6: AMEND ARTICLES RE: ORDINANCE AGAINST ISSUER YES FOR FOR
EXCESSIVE REMUNERATION AT LISTED COMPANIES
PROPOSAL #7.1: ELECT ROGER AGNELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT MATTI ALAHUHTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT LOUIS HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT MICHEL DE ROSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.5: ELECT MICHAEL TRESCHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT JACOB WALLENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.7: ELECT YING YEH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.8: ELECT HUBERTUS VON GRUNBERG AS ISSUER YES FOR FOR
DIRECTOR AND BOARD CHAIRMAN
PROPOSAL #8.1: APPOINT MICHEL DE ROSEN AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.2: APPOINT MICHAEL TRESCHOW AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #8.3: APPOINT YING YEH AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #9: DESIGNATE HANS ZEHNDER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #10: RATIFY ERNST AND YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
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ISSUER: Abbott Laboratories
TICKER: ABT CUSIP: 002824100
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT J. ALPERN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROXANNE S. AUSTIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SALLY E. BLOUNT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NANCY MCKINSTRY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PHEBE N. NOVAKOVIC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAMUEL C. SCOTT, III ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: LABEL PRODUCTS WITH GMO INGREDIENTS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: CEASE COMPLIANCE ADJUSTMENTS TO SHAREHOLDER YES AGAINST FOR
PERFORMANCE CRITERIA
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ISSUER: Accenture plc
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 1/30/2014 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT DIRECTOR JAIME ARDILA ISSUER YES FOR FOR
PROPOSAL #2b: ELECT DIRECTOR CHARLES H. GIANCARLO ISSUER YES FOR FOR
PROPOSAL #2c: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #2d: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #2e: ELECT DIRECTOR MARK MOODY-STUART ISSUER YES FOR FOR
PROPOSAL #2f: ELECT DIRECTOR PIERRE NANTERME ISSUER YES FOR FOR
PROPOSAL #2g: ELECT DIRECTOR GILLES C. PELISSON ISSUER YES FOR FOR
PROPOSAL #2h: ELECT DIRECTOR WULF VON SCHIMMELMANN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE REDUCTION IN SHARE CAPITAL AND ISSUER YES FOR FOR
CREATION OF DISTRIBUTABLE RESERVES
PROPOSAL #8: AUTHORIZE THE HOLDING OF THE 2015 AGM AT ISSUER YES FOR FOR
A LOCATION OUTSIDE IRELAND
PROPOSAL #9: AUTHORIZE OPEN-MARKET PURCHASES OF CLASS ISSUER YES FOR FOR
A ORDINARY SHARES
PROPOSAL #10: DETERMINE THE PRICE RANGE AT WHICH ISSUER YES FOR FOR
ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS
TREASURY STOCK
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ISSUER: Acciona S.A
TICKER: ANA CUSIP: E0008Z109
MEETING DATE: 6/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT JERÓNIMO MARCOS GERARD RIVERO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT CARMEN BECERRIL MARTINEZ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1: APPROVE STOCK AND OPTION PLAN GRANTS ISSUER YES FOR FOR
FOR FY 2014
PROPOSAL #6.2: APPROVE EXTENSION OF STOCK AND OPTION ISSUER YES FOR FOR
PLAN 2009-2014 UNTIL 2020, AND FIX NUMBER OF SHARES
AVAILABLE FOR GRANTS
PROPOSAL #7: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES AGAINST AGAINST
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-LINKED
SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES AGAINST AGAINST
AND CONVERTIBLE BONDS, DEBENTURES, AND OTHER DEBT
SECURITIES, INCLUDING WARRANTS, WITHOUT PREEMPTIVE
RIGHTS, UP TO EUR 3 BILLION AND EUR 1 BILLION
OUTSTANDING BALANCE FOR PROMISSORY NOTES
PROPOSAL #9: APPROVE CORPORATE SOCIAL RESPONSIBILITY ISSUER YES FOR FOR
REPORT
PROPOSAL #10: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES FOR FOR
REPORT
PROPOSAL #11: ACKNOWLEDGE INFORMATION ON 2014 ISSUER YES FOR FOR
CONVERTIBLE BONDS AND OTHER DEBT SECURITIES ISSUED
UNDER AUTHORIZATION CONFERRED BY 2009
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: Acerinox S.A.
TICKER: ACX CUSIP: E0060D145
MEETING DATE: 6/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6: RENEW APPOINTMENT OF KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #7.1: REELECT BERNARDO VELÁZQUEZ HERREROS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2: REELECT SANTOS MARTÍNEZ-CONDE ISSUER YES FOR FOR
GUTIÉRREZ-BARQUÍN AS DIRECTOR
PROPOSAL #7.3: REELECT MVULENI GEOFFREY QHENA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.4: ELECT JAVIER FERNÁNDEZ ALONSO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: RATIFY APPOINTMENT OF AND ELECT RAFAEL ISSUER YES FOR FOR
MIRANDA ROBREDO AS DIRECTOR
PROPOSAL #7.6: RATIFY APPOINTMENT OF AND ELECT ROSA ISSUER YES FOR FOR
MARÍA GARCÍA GARCÍA AS DIRECTOR
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES AGAINST AGAINST
REPORT
PROPOSAL #9: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #10: DESIGNATE TWO SHAREHOLDERS TO APPROVE ISSUER YES FOR FOR
AND SIGN MINUTES OF MEETING
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ISSUER: Addus HomeCare Corporation
TICKER: ADUS CUSIP: 006739106
MEETING DATE: 6/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN I. GERINGER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL EARLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: Adecco SA
TICKER: ADEN CUSIP: H00392318
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.2: APPROVE DIVIDENDS OF CHF 2.00 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: AMEND ARTICLES RE: REMUNERATION OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT
(ORDINANCE AGAINST EXCESSIVE REMUNERATION AT LISTED
PROPOSAL #4.2: AMEND ARTICLES RE: GENERAL AMENDMENTS ISSUER YES FOR FOR
(ORDINANCE AGAINST EXCESSIVE REMUNERATION AT LISTED
COMPANIES)
PROPOSAL #5.1.1: REELECT ROLF DORIG AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #5.1.2: REELECT DOMINIQUE-JEAN CHERTIER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.3: REELECT ALEXANDER GUT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT ANDREAS JACOBS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: REELECT DIDIER LAMOUCHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.6: REELECT THOMAS O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.7: REELECT DAVID PRINCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.8: REELECT WANDA RAPACZYNSKI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2.1: APPOINT ANDREAS JACOBS AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2.2: APPOINT THOMAS O'NEILL AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.2.3: APPOINT WANDA RAPACZYNSKI AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.4: RATIFY ERNST & YOUNG SA AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE CHF 10.2 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES
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ISSUER: Adidas AG
TICKER: ADS CUSIP: D0066B185
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5.1: REELECT STEFAN JENTZSCH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5.2: REELECT HERBERT KAUFFMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5.3: REELECT IGOR LANDAU TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5.4: REELECT WILLI SCHWERDTLE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5.5: ELECT KATJA KRAUS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5.6: ELECT KATHRIN MENGES TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6: AMMEND ARTICLES RE: COMPENSATION OF ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #7: APPROVE ISSUANCE OF ISSUER YES FOR FOR
WARRANTS/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS
UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION;
APPROVE CREATION OF EUR 12.5 MILLION POOL OF CAPITAL
TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #9: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #10a: RATIFY KMPG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #10b: RATIFY KMPG AS AUDITORS FOR THE 2014 ISSUER YES FOR FOR
HALF YEAR REPORT
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ISSUER: Admiral Group plc
TICKER: ADM CUSIP: G0110T106
MEETING DATE: 4/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT JEAN PARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ALASTAIR LYONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT HENRY ENGELHARDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KEVIN CHIDWICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARGARET JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LUCY KELLAWAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MANFRED ALDAG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT COLIN HOLMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ROGER ABRAVANEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT ANNETTE COURT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
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ISSUER: AEP Industries Inc.
TICKER: AEPI CUSIP: 001031103
MEETING DATE: 4/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR IRA M. BELSKY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN J. POWERS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: Affymetrix, Inc.
TICKER: AFFX CUSIP: 00826T108
MEETING DATE: 6/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN P.A. FODOR ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK WITNEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NELSON C. CHAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GARY S. GUTHART ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMI DOVER NACHTSHEIM ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROBERT H. TRICE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT P. WAYMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
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ISSUER: African Bank Investments Ltd
TICKER: ABL CUSIP: S01035112
MEETING DATE: 9/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORISED SHARE ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS PURSUANT TO A RIGHTS OFFER
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO THE BEE ISSUER YES FOR FOR
COMPANIES
PROPOSAL #1: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: African Bank Investments Ltd
TICKER: ABL CUSIP: S01035112
MEETING DATE: 2/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT MORRIS MTHOMBENI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MUTLE MOGASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT DELOITTE & TOUCHE AS AUDITORS ISSUER YES FOR FOR
OF THE COMPANY WITH MGCINISIHLALO JORDAN AS THE
DESIGNATED AUDITOR
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #2: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 45 OF THE COMPANIES ACT
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE IN TERMS OF ISSUER YES FOR FOR
SECTION 44 OF THE COMPANIES ACT
PROPOSAL #7: APPROVE THE FORFEITABLE SHARE PLAN AND ISSUER YES FOR FOR
THE CONDITIONAL SHARE PLAN
PROPOSAL #8: APPROVE SUBSTITUTION OF EXISTING LTIPS ISSUER YES FOR FOR
WITH ALLOCATIONS IN TERMS OF THE FORFEITABLE SHARE
PROPOSAL #9: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
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ISSUER: Aggreko plc
TICKER: AGK CUSIP: G0116S169
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT IAN MARCHANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT KEN HANNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANGUS COCKBURN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DEBAJIT DAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ASTERIOS SATRAZEMIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVID TAYLOR-SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RUSSELL KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DIANA LAYFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ROBERT MACLEOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT REBECCA MCDONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: APPROVE INCREASE IN AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILING FOR DIRECTORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aggreko plc
TICKER: AGK CUSIP: G0116S169
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF CASH TO SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Agricultural Bank of China
TICKER: 601288 CUSIP: Y00289119
MEETING DATE: 6/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #2: APPROVE THE AMENDMENTS TO THE ARTICLES ISSUER YES FOR FOR
OF ASSOCIATION
PROPOSAL #3a: APPROVE TYPE AND NUMBER OF SECURITIES ISSUER YES FOR FOR
TO BE ISSUED UNDER THE ISSUANCE PLAN FOR PREFERENCE
PROPOSAL #3b: APPROVE DURATION OF THE ISSUANCE PLAN ISSUER YES FOR FOR
FOR PREFERENCE SHARES
PROPOSAL #3c: APPROVE METHOD OF THE ISSUANCE PLAN FOR ISSUER YES FOR FOR
PREFERENCE SHARES
PROPOSAL #3d: APPROVE SUBSCRIBERS OF THE ISSUANCE ISSUER YES FOR FOR
PLAN FOR PREFERENCE SHARES
PROPOSAL #3e: APPROVE NOMINAL VALUE AND ISSUANCE ISSUER YES FOR FOR
PRICE UNDER THE ISSUANCE PLAN FOR PREFERENCE SHARES
PROPOSAL #3f: APPROVE DIVIDEND DISTRIBUTION ISSUER YES FOR FOR
PROVISIONS UNDER THE ISSUANCE PLAN FOR PREFERENCE
PROPOSAL #3g: APPROVE OPTIONAL REDEMPTION PROVISIONS ISSUER YES FOR FOR
UNDER THE ISSUANCE PLAN FOR PREFERENCE SHARES
PROPOSAL #3h: APPROVE MANDATORY CONVERSION PROVISIONS ISSUER YES FOR FOR
UNDER THE ISSUANCE PLAN FOR PREFERENCE SHARES
PROPOSAL #3i: APPROVE RESTRICTION ON AND RESTORATION ISSUER YES FOR FOR
OF VOTING RIGHTS UNDER THE ISSUANCE PLAN FOR
PREFERENCE SHARES
PROPOSAL #3j: APPROVE SEQUENCE OF SETTLEMENT AND ISSUER YES FOR FOR
METHOD OF LIQUIDATION UNDER THE ISSUANCE PLAN FOR
PREFERENCE SHARES
PROPOSAL #3k: APPROVE USE OF PROCEEDS UNDER THE ISSUER YES FOR FOR
ISSUANCE PLAN FOR PREFERENCE SHARES
PROPOSAL #3l: APPROVE RATING ARRANGEMENT UNDER THE ISSUER YES FOR FOR
ISSUANCE PLAN FOR PREFERENCE SHARES
PROPOSAL #3m: APPROVE GUARANTEE ARRANGEMENT UNDER THE ISSUER YES FOR FOR
ISSUANCE PLAN FOR PREFERENCE SHARES
PROPOSAL #3n: APPROVE TRANSFER ARRANGEMENT UNDER THE ISSUER YES FOR FOR
ISSUANCE PLAN FOR PREFERENCE SHARES
PROPOSAL #3o: APPROVE EFFECTIVE PERIOD OF THE ISSUER YES FOR FOR
RESOLUTION OF THE ISSUANCE PLAN FOR PREFERENCE SHARES
PROPOSAL #3p: APPROVE AUTHORIZATION OF THE ISSUANCE ISSUER YES FOR FOR
OF PREFERENCE SHARES
PROPOSAL #4: APPROVE COMPENSATION ON INSTANT RETURNS ISSUER YES FOR FOR
TO SHAREHOLDERS AFTER ISSUANCE OF PREFERENCE SHARES
PROPOSAL #5: ACCEPT FEASIBILITY ANALYSIS REPORT OF ISSUER YES FOR FOR
THE USE OF PROCEEDS
PROPOSAL #6: APPROVE SHAREHOLDERS RETURN PLAN FOR ISSUER YES FOR FOR
2014-2016
PROPOSAL #7: ACCEPT 2013 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #8: ACCEPT 2013 WORK REPORT OF THE BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #9: APPROVE FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #11: APPROVE FIXED ASSETS INVESTMENT BUDGET ISSUER YES FOR FOR
PROPOSAL #12: ELECT FREDERICK MA SI-HANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT WEN TIEJUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT AS WANG XINGCHUN AS A SUPERVISOR ISSUER YES FOR FOR
REPRESENTING SHAREHOLDERS
PROPOSAL #15: APPROVE FINAL REMUNERATION PLAN FOR ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS FOR 2012
PROPOSAL #16: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: ELECT ZHOU KE AS DIRECTOR SHAREHOLDER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AIA Group Ltd.
TICKER: 01299 CUSIP: Y002A1105
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT MOHAMED AZMAN YAHYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT EDMUND SZE-WING TSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JACK CHAK-KWONG SO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #7c: APPROVE ALLOTMENT AND ISSUANCE OF ISSUER YES FOR FOR
ADDITIONAL SHARES UNDER THE RESTRICTED SHARE UNIT
SCHEME
PROPOSAL #8: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Air France KLM
TICKER: AF CUSIP: F01699135
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE TREATMENT OF LOSSES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: RATIFY APPOINTMENT OF ISABELLE PARIZE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT ISABELLE PARIZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT CHRISTIAN MAGNE AS ISSUER YES FOR FOR
REPRESENTATIVE OF EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #8: ELECT LOUIS JOBARD AS REPRESENTATIVE OF ISSUER YES FOR FOR
EMPLOYEE SHAREHOLDERS TO THE BOARD
PROPOSAL #9: RENEW APPOINTMENT OF KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: RENEW APPOINTMENT OF KPMG AUDIT ID AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
ALEXANDRE DE JUNIAC, CHAIRMAN AND CEO FROM JULY 1,
2013 TO DEC. 31, 2013
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES FOR FOR
CYRIL SPINETTA, CHAIRMAN AND CEO FROM JAN. 1, 2013 TO
JUNE 30, 2013
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF LEO ISSUER YES FOR FOR
VAN WIJK, VICE-CEO FROM JAN. 1, 2013 TO JUNE 30, 2013
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 5 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE UP TO 2.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AMEND ARTICLE 9.2, 9.3 AND 14 OF BYLAWS ISSUER YES FOR FOR
RE: SHAREHOLDING DISCLOSURE THRESHOLDS AND AMEND
ARTICLE 9.6.3, 15 AND 16 OF BYLAWS RE: REPLACEMENT
OF REFERENCES TO CIVIL AVIATION CODE BY TRANSPORT
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airasia Bhd
TICKER: AIRASIA CUSIP: Y0029V101
MEETING DATE: 6/4/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FIRST AND FINAL DIVIDEND OF MYR ISSUER YES FOR FOR
0.04 PER SHARE
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT ABDEL AZIZ @ ABDUL AZIZ BIN ABU ISSUER YES FOR FOR
BAKAR AS DIRECTOR
PROPOSAL #5: ELECT MOHD OMAR BIN MUSTAPHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ROBERT AARON MILTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: APPROVE FAM LEE EE TO CONTINUE OFFICE AS ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airasia Bhd
TICKER: AIRASIA CUSIP: Y0029V101
MEETING DATE: 6/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE IMPLEMENTATION OF SHAREHOLDERS' ISSUER YES FOR FOR
MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS
PROPOSAL #2: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Airbus Group
TICKER: AIR CUSIP: N0280E105
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4.1: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.75 PER SHARE
PROPOSAL #4.3: APPROVE DISCHARGE OF NON-EXECUTIVE ISSUER YES FOR FOR
MEMBERS OF THE BOARD OF DIRECTORS
PROPOSAL #4.4: APPROVE DISCHARGE OF EXECUTIVE MEMBERS ISSUER YES FOR FOR
OF THE BOARD OF DIRECTORS
PROPOSAL #4.5: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4.6: APPROVE AMENDMENTS TO REMUNERATION ISSUER YES FOR FOR
POLICY FOR THE BOARD OF DIRECTORS
PROPOSAL #4.7: AMEND ARTICLES RE: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #4.8: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 0.77 PERCENT OF ISSUED SHARE CAPITAL AND
EXCLUDING PREEMPTIVE RIGHTS RE: ESOP AND LTIP PLANS
PROPOSAL #4.9: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 1.15 PERCENT OF ISSUED SHARE CAPITAL AND
EXCLUDING PREEMPTIVE RIGHTS RE: COMPANY FUNDING
PROPOSAL #4.10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Akzo Nobel NV
TICKER: AKZA CUSIP: N01803100
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3b: ADOPT FINANCIAL STATEMENTS ISSUER �� YES FOR FOR
PROPOSAL #3d: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.45 PER SHARE
PROPOSAL #4a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5a: ELECT B.E. GROTE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5b: REELECT A. BURGMANS TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5c: REELECT L.R. HUGHES TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5d: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #7b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 7B
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alaska Air Group, Inc.
TICKER: ALK CUSIP: 011659109
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PATRICIA M. BEDIENT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARION C. BLAKEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHYLLIS J. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSIE J. KNIGHT, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DENNIS F. MADSEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BYRON I. MALLOTT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELVI K. SANDVIK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. KENNETH THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRADLEY D. TILDEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ERIC K. YEAMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: ADJUST PAR VALUE OF COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Albany Molecular Research, Inc.
TICKER: AMRI CUSIP: 012423109
MEETING DATE: 6/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR UNA S. RYAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR J. ROTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GABRIEL LEUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alfresa Holdings Corp.
TICKER: 2784 CUSIP: J0109X107
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FUKUJIN, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ISHIGURO, DENROKU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAKITA, YASUO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KANOME, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TAKAHASHI, HIDETOMI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HASEBE, SHOZO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SHINOHARA, TSUNEO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KUBO, TAIZO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MIYAKE, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR IZUMI, YASUKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SHIMADA, HARUO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR KIMURA, KAZUKO ISSUER YES FOR FOR
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR KUWAYAMA, ISSUER YES FOR FOR
KENJI
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR NOGUCHI, ISSUER YES FOR FOR
YUUJI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alleghany Corporation
TICKER: Y CUSIP: 017175100
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR REX D. ADAMS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR IAN H. CHIPPENDALE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WESTON M. HICKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JEFFERSON W. KIRBY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliance HealthCare Services, Inc.
TICKER: AIQ CUSIP: 018606301
MEETING DATE: 6/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NEIL F. DIMICK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CURTIS S. LANE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR PAUL S. VIVIANO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alliant Techsystems Inc.
TICKER: ATK CUSIP: 018804104
MEETING DATE: 7/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROXANNE J. DECYK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK W. DEYOUNG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARTIN C. FAGA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD R. FOGLEMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR APRIL H. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIG H. KREKEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DOUGLAS L. MAINE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROMAN MARTINEZ, IV ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Allianz SE
TICKER: ALV CUSIP: D03080112
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 5.30 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: ELECT JIM HAGEMANN SNABE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6: APPROVE CREATION OF EUR 550 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #7: APPROVE CREATION OF EUR 15 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #8: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR10 BILLION; APPROVE CREATION OF EUR 230 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #9: AUTHORIZE THE ACQUISITION TREASURY ISSUER YES FOR FOR
SHARES FOR TRADING PURPOSES
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #11: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #12: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alon USA Energy, Inc.
TICKER: ALJ CUSIP: 020520102
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID WIESSMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR BOAZ BIRAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RON W. HADDOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ITZHAK BADER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR JEFF D. MORRIS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR YESHAYAHU PERY ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR ZALMAN SEGAL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ILAN COHEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR YONEL COHEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ODED RUBINSTEIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.11: ELECT DIRECTOR SHRAGA BIRAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Altera Corporation
TICKER: ALTR CUSIP: 021441100
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN P. DAANE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR T. MICHAEL NEVENS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR A. BLAINE BOWMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELISHA W. FINNEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN MCGARITY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KRISH A. PRABHU ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHANE V. ROBISON ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN SHOEMAKER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS H. WAECHTER ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Alumina Ltd.
TICKER: AWC CUSIP: Q0269M109
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT G JOHN PIZZEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT W PETER DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT MICHAEL P FERRARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO PETER WASOW, CHIEF EXECUTIVE OFFICER OF THE
PROPOSAL #5: APPROVE THE AMENDMENTS TO THE ISSUER YES FOR FOR
CONSTITUTION
PROPOSAL #6: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amazon.com, Inc.
TICKER: AMZN CUSIP: 023135106
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JEFFREY P. BEZOS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR TOM A. ALBERG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM B. GORDON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMIE S. GORELICK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA Q. STONESIFER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amcor Limited
TICKER: AMC CUSIP: Q03080100
MEETING DATE: 10/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT C I (CHRIS) ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT ARMIN MEYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT K J (KAREN) GUERRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF SHARE RIGHTS TO KEN ISSUER YES FOR FOR
MACKENZIE, CHIEF EXECUTIVE OFFICER AND MANAGING
DIRECTOR OF THE COMPANY
PROPOSAL #4: APPROVE THE GRANT OF UP TO 923,700 ISSUER YES FOR FOR
OPTIONS AND 229,700 PERFORMANCE RIGHTS TO KEN
MACKENZIE, CHIEF EXECUTIVE OFFICER AND MANAGING
DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amcor Limited
TICKER: AMC CUSIP: Q03080100
MEETING DATE: 12/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
BETWEEN AMCOR LTD AND ITS SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amcor Limited
TICKER: AMC CUSIP: Q03080100
MEETING DATE: 12/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REDUCTION OF CAPITAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMEC plc
TICKER: AMEC CUSIP: G02604117
MEETING DATE: 4/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN CONNOLLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SAMIR BRIKHO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAN MCHOUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT LINDA ADAMANY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT NEIL CARSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT COLIN DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amedisys, Inc.
TICKER: AMED CUSIP: 023436108
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LINDA J. HALL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD A. LABORDE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAKE L. NETTERVILLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID R. PITTS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PETER F. RICCHIUTI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD A. WASHBURN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NATHANIEL M. ZILKHA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: America Movil S.A.B. de C.V.
TICKER: AMXL CUSIP: 02364W105
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS FOR SERIES L SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: America Movil S.A.B. de C.V.
TICKER: AMXL CUSIP: P0280A101
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTORS FOR SERIES L SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #2: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES AGAINST AGAINST
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Equity Investment Life Holding Company
TICKER: AEL CUSIP: 025676206
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOYCE A. CHAPMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES M. GERLACH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT L. HOWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBRA J. RICHARDSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Express Company
TICKER: AXP CUSIP: 025816109
MEETING DATE: 5/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR URSULA M. BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PETER CHERNIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ANNE LAUVERGEON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR THEODORE J. LEONSIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD C. LEVIN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD A. MCGINN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SAMUEL J. PALMISANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN S REINEMUND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DANIEL L. VASELLA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR ROBERT D. WALTER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REPORT ON BOARD OVERSIGHT OF PRIVACY AND SHAREHOLDER YES AGAINST FOR
DATA SECURITY AND REQUESTS FOR CUSTOMER INFORMATION
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: American Pacific Corporation
TICKER: APFC CUSIP: 028740108
MEETING DATE: 3/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARBARA SMITH CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. KEITH ROOKER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLOTTE E. SIBLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Amkor Technology, Inc.
TICKER: AMKR CUSIP: 031652100
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES J. KIM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN D. KELLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROGER A. CAROLIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WINSTON J. CHURCHILL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN T. KIM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT R. MORSE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN F. OSBORNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JAMES W. ZUG ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AMN Healthcare Services, Inc.
TICKER: AHS CUSIP: 001744101
MEETING DATE: 4/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARK G. FOLETTA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR R. JEFFREY HARRIS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARTHA H. MARSH ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN R. SALKA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW M. STERN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DOUGLAS D. WHEAT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Analog Devices, Inc.
TICKER: ADI CUSIP: 032654105
MEETING DATE: 3/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RAY STATA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VINCENT T. ROCHE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD M. BEYER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES A. CHAMPY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN C. HODGSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR YVES-ANDRE ISTEL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NEIL NOVICH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR F. GRANT SAVIERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KENTON J. SICCHITANO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LISA T. SU ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Andritz AG
TICKER: ANDR CUSIP: A11123105
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7a: ELECT MONIKA KIRCHER AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #7b: ELECT RALF DIETER AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #8: APPROVE STOCK OPTION PLAN FOR KEY ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #9: AMEND ARTICLES RE: PARTICIPATION IN THE ISSUER YES FOR FOR
GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anglo American plc
TICKER: AAL CUSIP: G03764134
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT JUDY DLAMINI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MPHU RAMATLAPENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT JIM RUTHERFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARK CUTIFANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BYRON GROTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIR PHILIP HAMPTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RENE MEDORI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RAY O'ROURKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR JOHN PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ANNE STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JACK THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #18: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #19: APPROVE BONUS SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anheuser-Busch InBev SA
TICKER: ABI CUSIP: B6399C107
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A1: EXCHANGE ALL OUTSTANDING WARRANTS UNDER ISSUER YES FOR FOR
EXECUTIVE AND SENIOR MANAGER INCENTIVE SCHEME INTO
STOCK OPTIONS
PROPOSAL #A2b: RENEW AUTHORIZATION TO INCREASE SHARE ISSUER YES FOR FOR
CAPITAL UP TO 3 PERCENT OF ISSUED CAPITAL
PROPOSAL #B1a: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER YES FOR FOR
UP TO 20 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #B1b: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL RE: REPURCHASE AUTHORIZATION UNDER ITEM B1A
PROPOSAL #C4: APPROVE FINANCIAL STATEMENTS, ISSUER YES FOR FOR
ALLOCATION OF INCOME, AND DIVIDENDS OF EUR 2.05 PER
PROPOSAL #C5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #C6: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #C7a: REELECT KEES STORM AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7b: REELECT MARK WINKELMAN AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7c: REELECT ALEXANDRE VAN DAMME AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7d: REELECT GREGOIRE DE SPOELBERCH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7e: REELECT CARLOS ALBERTO DE VEIGA ISSUER YES FOR FOR
SICUPERA AS DIRECTOR
PROPOSAL #C7f: REELECT MARCEL HERRMANN TELLES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7g: ELECT PAULO LEMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #C7h: ELECT ALEXANDRE BEHRING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #C7i: ELECT ELIO LEONI SCETI AS INDEPENDENT ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #C7j: ELECT MARIA ASUNCION ARAMBURUZABALA ISSUER YES FOR FOR
LARREGUI AS DIRECTOR
PROPOSAL #C7k: ELECT VALENTIN DIEZ MORODO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #C8a: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #C8b: APPROVE NON-EMPLOYEE DIRECTOR STOCK ISSUER YES FOR FOR
OPTION PLAN AND ACCORDING STOCK OPTION GRANTS TO NON-
EXECUTIVE DIRECTORS
PROPOSAL #D1: AUTHORIZE IMPLEMENTATION OF APPROVED ISSUER YES FOR FOR
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Anika Therapeutics, Inc.
TICKER: ANIK CUSIP: 035255108
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEVEN E. WHEELER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES H. SHERWOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ansell Ltd.
TICKER: ANN CUSIP: Q04020105
MEETING DATE: 10/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT RONALD J S BELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT W PETER DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: ELECT ANNIE H LO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF UP TO 216,070 ISSUER YES FOR FOR
PERFORMANCE SHARE RIGHTS TO MAGNUS NICOLIN, CHIEF
EXECUTIVE OFFICER AND MANAGING DIRECTOR OF THE
PROPOSAL #4: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #5: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: AOL Inc.
TICKER: AOL CUSIP: 00184X105
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIM ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EVE BURTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD DALZELL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HUGH JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAWN LEPORE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR FREDRIC REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES STENGEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Aoyama Trading Co. Ltd.
TICKER: 8219 CUSIP: J01722107
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 65
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Apple Inc.
TICKER: AAPL CUSIP: 037833100
MEETING DATE: 2/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY COOK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MILLARD DREXLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR AL GORE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT IGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARTHUR LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD SUGAR ISSUER YES FOR FOR
PROPOSAL #2: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #3: AMEND ARTICLES TO ELIMINATE BOARD BLANK ISSUER YES FOR FOR
CHECK AUTHORITY TO ISSUE PREFERRED STOCK
PROPOSAL #4: ESTABLISH A PAR VALUE FOR COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #8: ESTABLISH BOARD COMMITTEE ON HUMAN SHAREHOLDER YES AGAINST FOR
RIGHTS
PROPOSAL #9: REPORT ON TRADE ASSOCIATIONS AND SHAREHOLDER YES AGAINST FOR
ORGANIZATIONS THAT PROMOTE SUSTAINABILITY PRACTICES
PROPOSAL #10: ADVISORY VOTE TO INCREASE CAPITAL SHAREHOLDER YES AGAINST FOR
REPURCHASE PROGRAM
PROPOSAL #11: PROXY ACCESS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ArcelorMittal
TICKER: MT CUSIP: L0302D129
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #I: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #II: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #III: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #IV: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #V: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #VI: REELECT LAKSHMI N. MITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VII: REELECT LEWIS B. KADEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #VIII: REELECT ANTOINE SPILLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #IX: REELECT BRUNO LAFONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #X: ELECT MICHEL WURTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #XI: APPOINT DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #XII: APPROVE 2014 PERFORMANCE SHARE UNIT ISSUER YES FOR FOR
PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Archer-Daniels-Midland Company
TICKER: ADM CUSIP: 039483102
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALAN L. BOECKMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MOLLIE HALE CARTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TERRELL K. CREWS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTONIO MACIEL NETO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK J. MOORE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANCISCO SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL SHIH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KELVIN R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arcos Dorados Holdings Inc
TICKER: ARCO CUSIP: G0457F107
MEETING DATE: 4/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS (VOTING)
PROPOSAL #2: RATIFY EY (PISTRELLI, HENRY MARTIN Y ISSUER YES AGAINST AGAINST
ASOCIADOS S.R.L., MEMBER FIRM OF ERNST & YOUNG
GLOBAL) AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
PROPOSAL #3.1: ELECT SERGIO ALONSO AS DIRECTOR ISSUER YES WITHHOLD AGAINST
PROPOSAL #3.2: ELECT MICHAEL CHU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT JOSE ALBERTO VELEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT JOSE FERNANDEZ AS DIRECTOR ISSUER YES WITHHOLD AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Argan, Inc.
TICKER: AGX CUSIP: 04010E109
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAINER H. BOSSELMANN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HENRY A. CRUMPTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CYNTHIA A. FLANDERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM F. GRIFFIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM F. LEIMKUHLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W.G. CHAMPION MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES W. QUINN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRIAN R. SHERRAS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Arkansas Best Corporation
TICKER: ABFS CUSIP: 040790107
MEETING DATE: 4/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. ALDEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED A. ALLARDYCE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM M. LEGG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JUDY R. MCREYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN H. MORRIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CRAIG E. PHILIP ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEVEN L. SPINNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JANICE E. STIPP ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. YOUNG, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ASML Holding NV
TICKER: ASML CUSIP: N07059202
MEETING DATE: 4/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIVIDENDS OF EUR 0.61 PER ISSUER YES FOR FOR
ORDINARY SHARE
PROPOSAL #9: AMEND REMUNERATION POLICY FOR MANAGEMENT ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #10: APPROVE PERFORMANCE SHARE ARRANGEMENT ISSUER YES FOR FOR
ACCORDING TO REMUNERATION POLICY
PROPOSAL #11: APPROVE NUMBERS OF STOCK OPTIONS, ISSUER YES FOR FOR
RESPECTIVELY SHARES, FOR EMPLOYEES
PROPOSAL #13a: REELECT F.W. FROHLICH TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #13b: ELECT J.M.C. STORK TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #15: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #16: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT OF ISSUED CAPITAL
PROPOSAL #17b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 17A
PROPOSAL #17c: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #17d: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 17C
PROPOSAL #18a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #18b: AUTHORIZE ADDITIONAL REPURCHASE OF UP ISSUER YES FOR FOR
TO 10 PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #19: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assa Abloy AB
TICKER: ASSA B CUSIP: W0817X105
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.70 PER SHARE
PROPOSAL #9c: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (8) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD (0)
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNTS OF SEK 1.6 MILLION TO THE CHAIRMAN, SEK
750,000 TO THE VICE CHAIRMAN, AND SEK 500,000 TO
OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE
WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12: REELECT LARS RENSTRÖM (CHAIR), CARL ISSUER YES AGAINST AGAINST
DOUGLAS (VICE CHAIR), BIRGITTA KLASEN, EVA LINDQVIST,
JOHAN MOLIN, SVEN-CHRISTER NILSSON, JAN SVENSSON AND
ULRIK SVENSSON AS DIRECTORS
PROPOSAL #13: ELECT GUSTAF DOUGLAS (CHAIRMAN), MIKAEL ISSUER YES FOR FOR
EKDAHL, LISELOTT LEDIN, MARIANNE NILSSON, AND ANDERS
OSCARSSON AS MEMBERS OF NOMINATING COMMITTEE
PROPOSAL #14: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #16: APPROVE 2014 SHARE MATCHING PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Associated British Foods plc
TICKER: ABF CUSIP: G05600138
MEETING DATE: 12/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES �� FOR FOR
PROPOSAL #4: RE-ELECT EMMA ADAMO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN BASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TIMOTHY CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LORD JAY OF EWELME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JAVIER FERRAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES SINCLAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PETER SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT GEORGE WESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #17: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Assurant, Inc.
TICKER: AIZ CUSIP: 04621X108
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ELAINE D. ROSEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD L. CARVER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JUAN N. CENTO ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ELYSE DOUGLAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LAWRENCE V. JACKSON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DAVID B. KELSO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHARLES J. KOCH ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JEAN-PAUL L. MONTUPET ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ROBERT B. POLLOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PAUL J. REILLY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ROBERT W. STEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Astellas Pharma Inc.
TICKER: 4503 CUSIP: J03393105
MEETING DATE: 6/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 70
PROPOSAL #2.1: ELECT DIRECTOR NOGIMORI, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HATANAKA, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MIYOKAWA, YOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR AIKAWA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KASE, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YASUDA, HIRONOBU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OKAJIMA, ETSUKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR FUJISAWA, ISSUER YES FOR FOR
TOMOKAZU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR OKA, TOSHIKO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Asya Katilim Bankasi AS
TICKER: ASYAB CUSIP: M15323104
MEETING DATE: 3/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES AGAINST AGAINST
CAPITAL
PROPOSAL #10: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2014
PROPOSAL #13: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Atlas Copco AB
TICKER: ATCO A CUSIP: W10020134
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8b: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #8c: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.50 PER SHARE
PROPOSAL #8d: APPROVE RECORD DATE (MAY 5, 2014) FOR ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #9: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD; DETERMINE NUMBER OF
AUDITORS (1) AND DEPUTY AUDITORS (0)
PROPOSAL #10: REELECT STAFFAN BOHMAN, JOHAN FORSSELL, ISSUER YES AGAINST AGAINST
RONNIE LETEN, ULLA LITZEN, GUNILLA NORDSTROM, HANS
STRABERG (CHAIRMAN), ANDERS ULLBERG, PETER WALLENBERG
JR, AND MARGARETH OVRUM AS DIRECTORS; RATIFY
DELOITTE AS AUDITORS
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.9 MILLION FOR CHAIRMAN AND SEK
570,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #12a: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #12b: APPROVE PERFORMANCE-RELATED PERSONNEL ISSUER YES FOR FOR
OPTION PLAN FOR 2014
PROPOSAL #13a: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2014
PROPOSAL #13b: ACQUIRE CLASS A SHARES RELATED TO ISSUER YES FOR FOR
REMUNERATION IN THE FORM OF SYNTHETIC SHARES
PROPOSAL #13c: TRANSFER CLASS A SHARES RELATED TO ISSUER YES FOR FOR
PERSONNEL OPTION PLAN FOR 2014
PROPOSAL #13d: SELL CLASS A SHARES TO COVER COSTS ISSUER YES FOR FOR
RELATED TO SYNTHETIC SHARES TO THE BOARD
PROPOSAL #13e: SELL CLASS A AND B SHARES TO COVER ISSUER YES FOR FOR
COSTS IN RELATION TO THE PERFORMANCE RELATED
PERSONNEL OPTION PLANS FOR 2009, 2010, AND 2011
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Australia and New Zealand Banking Group Ltd.
TICKER: ANZ CUSIP: Q09504137
MEETING DATE: 12/18/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE RIGHTS ISSUER YES FOR FOR
TO MICHAEL SMITH, CHIEF EXECUTIVE OFFICER OF THE
COMPANY
PROPOSAL #4: APPROVE THE EURO PREFERENCE SHARES BUY- ISSUER YES FOR FOR
BACK SCHEME
PROPOSAL #5a: APPROVE THE FIRST BUY-BACK SCHEME ISSUER YES FOR FOR
RELATING TO THE BUY-BACK OF THE "SEPTEMBER 2008 CPS"
PROPOSAL #5b: APPROVE THE SECOND BUY-BACK SCHEME ISSUER YES FOR FOR
RELATING TO THE BUY-BACK OF THE "SEPTEMBER 2008 CPS"
PROPOSAL #6: RATIFY THE PAST ISSUANCE OF ANZ CAPITAL ISSUER YES FOR FOR
NOTES
PROPOSAL #7a: ELECT G.R. LIEBELT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7b: ELECT I.J. MACFARLANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT D.C. BARROW AS DIRECTOR SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Autobytel Inc.
TICKER: ABTL CUSIP: 05275N205
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY H. COATS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JEFFREY M. STIBEL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #3: RENEW NOL RIGHTS PLAN (NOL PILL) ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Automatic Data Processing, Inc.
TICKER: ADP CUSIP: 053015103
MEETING DATE: 11/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELLEN R. ALEMANY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ERIC C. FAST ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA R. GOODEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R. GLENN HUBBARD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. JONES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARLOS A. RODRIGUEZ ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GREGORY L. SUMME ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Avery Dennison Corporation
TICKER: AVY CUSIP: 053611109
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BRADLEY A. ALFORD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANTHONY K. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROLF L. BORJESSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEN C. HICKS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID E. I. PYOTT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DEAN A. SCARBOROUGH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICK T. SIEWERT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JULIA A. STEWART ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MARTHA N. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axa
TICKER: CS CUSIP: F06106102
MEETING DATE: 4/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.81 PER SHARE
PROPOSAL #4: ADVISORY VOTE ON COMPENSATION OF HENRI ISSUER YES FOR FOR
DE CASTRIES, CHAIRMAN AND CEO
PROPOSAL #5: ADVISORY VOTE ON COMPENSATION OF DENIS ISSUER YES FOR FOR
DUVERNE, VICE CEO
PROPOSAL #6: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #7: APPROVE SEVERANCE PAYMENT AGREEMENT WITH ISSUER YES FOR FOR
HENRI DE CASTRIES
PROPOSAL #8: APPROVE SEVERANCE PAYMENT AGREEMENT WITH ISSUER YES FOR FOR
DENIS DUVERNE
PROPOSAL #9: REELECT HENRI DE CASTRIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT NORBERT DENTRESSANGLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: REELECT DENIS DUVERNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REELECT ISABELLE KOCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REELECT SUET FERN LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1.5 MILLION
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS FOR INTERNATIONAL
SUBSIDIARIES
PROPOSAL #18: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #19: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #20: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axel Springer SE
TICKER: SPR CUSIP: D76169115
MEETING DATE: 4/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.80 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4a: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBERS EXCEPT FRIEDE SPRINGER FOR FISCAL 2013
PROPOSAL #4b: APPROVE DISCHARGE OF FRIEDE SPRINGER ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5a: ELECT OLIVER HEINE TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5b: ELECT RUDOLF KNEPPER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5c: ELECT LOTHAR LANZ TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5d: ELECT NICOLA LEIBINGER-KAMMUELLER TO ISSUER YES FOR FOR
THE SUPERVISORY BOARD
PROPOSAL #5e: ELECT WOLF LEPENIES TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5f: ELECT WOLFGANG REITZLE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5g: ELECT FRIEDE SPRINGER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5h: ELECT MARTIN VARSAVSKY TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5i: ELECT GIUSEPPE VITA TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6a: APPROVE SPIN-OFF AND TAKEOVER AGREEMENT ISSUER YES FOR FOR
WITH ACHTUNDSECHZIGSTE "MEDIA"
VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH AND
NEUNUNDSECHZIGSTE "MEDIA"
VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #6b: APPROVE SPIN-OFF AND TAKEOVER AGREEMENT ISSUER YES FOR FOR
WITH SIEBZIGSTE "MEDIA"
VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #6c: APPROVE SPIN-OFF AND TAKEOVER AGREEMENT ISSUER YES FOR FOR
WITH EINUNDSIEBZIGSTE "MEDIA"
VERMOEGENSVERWALTUNGSGESELLSCHAFT MBH
PROPOSAL #7a: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2014
PROPOSAL #7b: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR THE FIRST HALF OF THE FISCAL 2014
PROPOSAL #7c: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR THE CLOSING BALANCE SHEETS (ITEMS 6A-C)
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #9a: AUTHORIZE MANAGEMENT BOARD NOT TO ISSUER YES AGAINST AGAINST
DISCLOSE INDIVIDUALIZED REMUNERATION OF ITS MEMBERS
IN THE ANNUAL FINANCIAL STATEMENTS
PROPOSAL #9b: AUTHORIZE MANAGEMENT BOARD NOT TO ISSUER YES AGAINST AGAINST
DISCLOSE INDIVIDUALIZED REMUNERATION OF ITS MEMBERS
BY OTHER MEANS
PROPOSAL #10: CHANGE LOCATION OF ANNUAL MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axis Bank Ltd.
TICKER: 532215 CUSIP: Y0487S103
MEETING DATE: 7/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT S.B. MATHUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT P.R. MENON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT R.N. BHATTACHARYYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDEND OF INR 18.00 PER EQUITY ISSUER YES FOR FOR
SHARE
PROPOSAL #6: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: ELECT I. VITTAL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT R. BHAGAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT S. MISRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
S. MISRA AS NON-EXECUTIVE CHAIRMAN
PROPOSAL #11: APPROVE REVISION IN REMUNERATION OF S. ISSUER YES FOR FOR
SHARMA, MANAGING DIRECTOR & CEO
PROPOSAL #12: APPROVE REVISION IN REMUNERATION OF S. ISSUER YES FOR FOR
SENGUPTA, EXECUTIVE DIRECTOR & HEAD (CORPORATE
PROPOSAL #13: APPROVE REVISION IN REMUNERATION OF V. ISSUER YES FOR FOR
SRINIVASAN, EXECUTIVE DIRECTOR & HEAD (CORPORATE
BANKING)
PROPOSAL #14: AMEND EMPLOYEE STOCK OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Axis Bank Ltd.
TICKER: 532215 CUSIP: Y0487S103
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT K.N. PRITHVIRAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT V. SRINIVASAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIVIDEND OF INR 20 PER SHARE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE S. R. BATLIBOI & CO. LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT U. SANGWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF S. MISRA ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REVISION IN REMUNERATION OF S. ISSUER YES FOR FOR
SHARMA, MANAGING DIRECTOR AND CEO
PROPOSAL #9: APPROVE REVISION IN REMUNERATION OF S. ISSUER YES FOR FOR
SENGUPTA, EXECUTIVE DIRECTOR & HEAD (CORPORATE
PROPOSAL #10: APPROVE REVISION IN REMUNERATION OF V. ISSUER YES FOR FOR
SRINIVASAN, EXECUTIVE DIRECTOR & HEAD (CORPORATE
BANKING)
PROPOSAL #11: AMEND STOCK OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #12: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORIZE ISSUANCE OF DEBT INSTRUMENTS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #15: AMEND MEMORANDUM OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #16: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Azbil Corp.
TICKER: 6845 CUSIP: J0370G106
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 31.5
PROPOSAL #2.1: ELECT DIRECTOR ONOKI, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SONE, HIROZUMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SASAKI, TADAYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUWA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR IWASAKI, MASATO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HOJO, YOSHIMITSU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR EUGENE LEE ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANABE, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ITO, TAKESHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B2W Companhia Digital
TICKER: BTOW3 CUSIP: P19055113
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B2W Companhia Digital
TICKER: BTOW3 CUSIP: P19055113
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: B2W Companhia Digital
TICKER: BTOW3 CUSIP: P19055113
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF SHARES FOR A PRIVATE ISSUER YES FOR FOR
PLACEMENT
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAE Systems plc
TICKER: BA. CUSIP: G06940103
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT HARRIET GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT IAN KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PETER LYNAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PAULA ROSPUT REYNOLDS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT NICHOLAS ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CARL SYMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT SIR ROGER CARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT JERRY DEMURO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT CHRISTOPHER GRIGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT IAN TYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco do Brasil S.A.
TICKER: BBAS3 CUSIP: P11427112
MEETING DATE: 12/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES 7 AND 8 TO REFLECT ISSUER YES FOR FOR
CHANGES IN CAPITAL
PROPOSAL #4: AMEND REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #5: ELECT DIRECTORS ELVIO LIMA GASPAR AND ISSUER YES FOR FOR
RAFAEL VIERIA DE MATOS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco do Brasil S.A.
TICKER: BBAS3 CUSIP: P11427112
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLE ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE 51 ISSUER YES FOR FOR
PROPOSAL #3: RATIFY PAULO ROGERIO CAFFARELLI AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco do Brasil S.A.
TICKER: BBAS3 CUSIP: P11427112
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT FISCAL COUNCIL MEMBERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF FISCAL COUNCIL ISSUER YES FOR FOR
MEMBERS
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Banco Santander S.A.
TICKER: SAN CUSIP: E19790109
MEETING DATE: 3/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.A: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.B: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3.A: RATIFY APPOINTMENT OF AND ELECT JOSÉ ISSUER YES FOR FOR
JAVIER MARÍN ROMANO AS DIRECTOR
PROPOSAL #3.B: RATIFY APPOINTMENT OF JUAN MIGUEL ISSUER YES FOR FOR
VILLAR MIR AS DIRECTOR
PROPOSAL #3.C: RATIFY APPOINTMENT OF AND ELECT SHEILA ISSUER YES FOR FOR
BAIR AS DIRECTOR
PROPOSAL #3.D: REELECT ANA PATRICIA BOTÍN-SANZ DE ISSUER YES FOR FOR
SAUTUOLA Y O'SHEA AS DIRECTOR
PROPOSAL #3.E: REELECT RODRIGO ECHENIQUE GORDILLO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.F: REELECT ESTHER GIMÉNEZ-SALINAS I ISSUER YES FOR FOR
COLOMER AS DIRECTOR
PROPOSAL #3.G: REELECT VITTORIO CORBO LIOI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RENEW APPOINTMENT OF DELOITTE AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6.A: AMEND ARTICLES RE: BOARD COMPOSITION ISSUER YES FOR FOR
AND DIRECTOR COMPENSATION
PROPOSAL #6.B: AMEND ARTICLES RE: BOARD AND ISSUER YES FOR FOR
COMMITTEES
PROPOSAL #7: AMEND ARTICLE 18 OF GENERAL MEETING ISSUER YES FOR FOR
REGULATIONS RE: AUDIT COMMITTEE
PROPOSAL #8: APPROVE CAPITAL RAISING OF UP TO EUR 500 ISSUER YES FOR FOR
MILLION
PROPOSAL #9: AUTHORIZE INCREASE IN CAPITAL UP TO 50 ISSUER YES FOR FOR
PERCENT VIA ISSUANCE OF NEW SHARES, EXCLUDING
PREEMPTIVE RIGHTS OF UP TO 20 PERCENT
PROPOSAL #10.A: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #10.B: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #10.C: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #10.D: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
FOR SCRIP DIVIDENDS
PROPOSAL #11.A: AUTHORIZE ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
BONDS, DEBENTURES, WARRANTS, AND OTHER DEBT
SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO EUR 10
PROPOSAL #11.B: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBT SECURITIES UP TO EUR 50 BILLION
PROPOSAL #12: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #13.A: APPROVE DEFERRED SHARE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #13.B: APPROVE PERFORMANCE SHARES PLAN ISSUER YES FOR FOR
PROPOSAL #13.C: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #13.D: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #15: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES FOR FOR
REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bangkok Bank Public Co. Ltd
TICKER: BBL CUSIP: Y0606R119
MEETING DATE: 4/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND OF THB 6.50 PER SHARE
PROPOSAL #6.1: ELECT PRACHET SIRIDEJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT SINGH TANGTATSWAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT AMORN CHANDARASOMBOON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.4: ELECT CHARN SOPHONPANICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.5: ELECT KANUNG LUCHAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.6: ELECT THAWEELAP RITTAPIROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DELOITTE TOUCHE TOHMATSU JAIYOS ISSUER YES FOR FOR
AUDIT CO., LTD. AS AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of America Corporation
TICKER: BAC CUSIP: 060505104
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHARON L. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JACK O. BOVENDER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PIERRE J. P. DE WECK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ARNOLD W. DONALD ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLES O. HOLLIDAY, ISSUER YES FOR FOR
JR.
PROPOSAL #1.9: ELECT DIRECTOR LINDA P. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR LIONEL L. NOWELL, III ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CLAYTON S. ROSE ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR R. DAVID YOST ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND CERTIFICATE OF DESIGNATIONS FOR ISSUER YES FOR FOR
SERIES T PREFERRED STOCK
PROPOSAL #5: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REPORT ON CLIMATE CHANGE FINANCING RISK SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Baroda Ltd.
TICKER: 532134 CUSIP: Y06451119
MEETING DATE: 1/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF EQUITY SHARES TO THE ISSUER YES FOR FOR
GOVERNMENT OF INDIA, PROMOTER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Baroda Ltd.
TICKER: 532134 CUSIP: Y06451119
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND OF INR 10.50 PER ISSUER YES FOR FOR
SHARE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank Of Montreal
TICKER: BMO CUSIP: 063671101
MEETING DATE: 4/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT M. ASTLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JANICE M. BABIAK ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SOPHIE BROCHU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE A. COPE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM A. DOWNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINE A. EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RONALD H. FARMER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIC R. LA FLECHE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRUCE H. MITCHELL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PHILIP S. ORSINO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MARTHA C. PIPER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR J. ROBERT S. PRICHARD ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR DON M. WILSON III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: PHASE OUT STOCK OPTIONS AS A FORM SHAREHOLDER YES AGAINST FOR
OF COMPENSATION
PROPOSAL #5: SP 2: PROVIDE RESPONSE ON SAY-ON-PAY SHAREHOLDER YES AGAINST FOR
VOTE RESULTS
PROPOSAL #6: SP 3: INCREASE DISCLOSURE OF PENSION SHAREHOLDER YES AGAINST FOR
PLANS
PROPOSAL #7: SP 4: AUDITOR ROTATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: SP 5: DISCLOSE CONFORMATION TO THE SHAREHOLDER YES AGAINST FOR
OECD'S GUIDELINES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bank of Yokohama Ltd.
TICKER: 8332 CUSIP: J04242103
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TERAZAWA, TATSUMARO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OKUBO, CHIYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAKANO, KENGO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MOCHIZUKI, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KOSHIDA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OYA, YASUYOSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KAWAMURA, KENICHI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHIBUYA, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SAKAMOTO, HARUMI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MORIO, MINORU ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR ISHIDA, OSAMU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barclays plc
TICKER: BARC CUSIP: G08036124
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE MAXIMUM RATIO OF FIXED TO ISSUER YES FOR FOR
VARIABLE REMUNERATION
PROPOSAL #5: ELECT MIKE ASHLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT WENDY LUCAS-BULL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT TUSHAR MORZARIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT FRITS VAN PAASSCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT STEVE THIEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT TIM BREEDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT REUBEN JEFFERY III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANTONY JENKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DAMBISA MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT SIR MICHAEL RAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT DIANE DE SAINT VICTOR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: RE-ELECT SIR JOHN SUNDERLAND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: RE-ELECT SIR DAVID WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUANCE OF
CONTINGENT EQUITY CONVERSION NOTES
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUANCE OF
CONTINGENT EQUITY CONVERSION NOTES
PROPOSAL #25: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #26: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barratt Developments plc
TICKER: BDEV CUSIP: G08288105
MEETING DATE: 11/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT NINA BIBBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ROBERT LAWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARK CLARE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT DAVID THOMAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT STEVEN BOYES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MARK ROLFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RICHARD AKERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT TESSA BAMFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #14: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPEDITURE
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Barrett Business Services, Inc.
TICKER: BBSI CUSIP: 068463108
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS J. CARLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL L. ELICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES B. HICKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON L. JUSTESEN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANTHONY MEEKER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BASF SE
TICKER: BAS CUSIP: D06216317
MEETING DATE: 5/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.70 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6.1: ELECT ALISON CARNWATH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT FRANCOIS DIDERICH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT MICHAEL DIEKMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.4: ELECT FRANZ FEHRENBACH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.5: ELECT JUERGEN HAMBRECHT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.6: ELECT ANKE SCHAEFERKORDT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE CREATION OF EUR 500 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #8.a: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIY BASF PLANT SCIENCE COMPANY GMBH
PROPOSAL #8.b: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF PIGMENT GMBH
PROPOSAL #8.c: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF IMMOBILIEN-GESELLSCHAFT MBH
PROPOSAL #8.d: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF HANDELS- UND EXPORTGESELLSCHAFT MBH
PROPOSAL #8.e: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY LUWOGE GMBH
PROPOSAL #8.f: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF SCHWARZHEIDE GMBH
PROPOSAL #8.g: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF COATINGS GMBH
PROPOSAL #8.h: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF POLYURETHANES GMBH
PROPOSAL #8.i: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY BASF NEW BUSINESS GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Basic Energy Services, Inc.
TICKER: BAS CUSIP: 06985P100
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. D'AGOSTINO, ISSUER YES FOR FOR
JR.
PROPOSAL #1.2: ELECT DIRECTOR KENNETH V. HUSEMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS P. MOORE, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Baxter International Inc.
TICKER: BAX CUSIP: 071813109
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WAYNE T. HOCKMEYER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT L. PARKINSON, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS T. STALLKAMP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALBERT P. L. STROUCKEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bemis Company, Inc.
TICKER: BMS CUSIP: 081437105
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EDWARD N. PERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TIMOTHY M. MANGANELLO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP G. WEAVER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HENRY J. THEISEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Benchmark Electronics, Inc.
TICKER: BHE CUSIP: 08160H101
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL R. DAWSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GAYLA J. DELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PETER G. DORFLINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS G. DUNCAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID W. SCHEIBLE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR BERNEE D.L. STROM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Berkshire Hathaway Inc.
TICKER: BRK.B CUSIP: 084670702
MEETING DATE: 5/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GATES, III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD R. KEOUGH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MERYL B. WITMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: ADOPT QUANTITATIVE GOALS FOR GHG AND SHAREHOLDER YES ABSTAIN AGAINST
OTHER AIR EMISSIONS
PROPOSAL #5: APPROVE ANNUAL DIVIDENDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BHP Billiton Limited
TICKER: BHP CUSIP: Q1498M100
MEETING DATE: 11/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPOINT KPMG LLP AS THE AUDITOR OF BHP ISSUER YES FOR FOR
BILLITON PLC
PROPOSAL #3: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITOR
PROPOSAL #4: APPROVE THE AUTHORITY TO ISSUE SHARES IN ISSUER YES FOR FOR
BHP BILLITON PLC
PROPOSAL #5: APPROVE THE AUTHORITY TO ISSUE SHARES IN ISSUER YES FOR FOR
BHP BILLITON PLC FOR CASH
PROPOSAL #6: APPROVE THE REPURCHASE OF UP TO 213.62 ISSUER YES FOR FOR
MILLION SHARES IN BHP BILLITON PLC
PROPOSAL #7: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE THE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE THE GRANT OF DEFERRED SHARES AND ISSUER YES FOR FOR
PERFORMANCE SHARES TO ANDREW MACKENZIE, EXECUTIVE
DIRECTOR OF THE COMPANY
PROPOSAL #10: ELECT ANDREW MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MALCOLM BROOMHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT JOHN BUCHANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT CARLOS CORDEIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT DAVID CRAWFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT PAT DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT CAROLYN HEWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT LINDSAY MAXSTED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: ELECT WAYNE MURDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT KEITH RUMBLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: ELECT JOHN SCHUBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: ELECT JAC NASSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: ELECT IAN DUNLOP AS DIRECTOR SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BHP Billiton plc
TICKER: BLT CUSIP: G10877101
MEETING DATE: 10/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE THE RISK AND AUDIT COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #4: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #5: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #6: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #9: APPROVE GRANT OF DEFERRED SHARES AND ISSUER YES FOR FOR
PERFORMANCE SHARES UNDER THE GROUP'S EMPLOYEE EQUITY
PLANS TO ANDREW MACKENZIE
PROPOSAL #10: ELECT ANDREW MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MALCOLM BROOMHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR JOHN BUCHANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CARLOS CORDEIRO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT DAVID CRAWFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT PAT DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT CAROLYN HEWSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT LINDSAY MAXSTED AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT WAYNE MURDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: RE-ELECT KEITH RUMBLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: RE-ELECT JOHN SCHUBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: RE-ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: RE-ELECT JAC NASSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: ELECT IAN DUNLOP, A SHAREHOLDER NOMINEE SHAREHOLDER YES AGAINST FOR
TO THE BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bluescope Steel Ltd.
TICKER: BSL CUSIP: Q1415L102
MEETING DATE: 11/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT RON MCNEILLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT EWEN CROUCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LLOYD JONES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF SHARE RIGHTS TO ISSUER YES FOR FOR
PAUL O'MALLEY, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P1R0U2138
MEETING DATE: 5/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2: AMEND ARTICLE 16 ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P73232103
MEETING DATE: 3/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR �� FOR
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P73232103
MEETING DATE: 4/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #2.1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.2: AMEND ARTICLE 16 ISSUER YES FOR FOR
PROPOSAL #2.3: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BM&FBOVESPA S.A.
TICKER: BVMF3 CUSIP: P73232103
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #2.1: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #2.2: AMEND ARTICLE 16 ISSUER YES FOR FOR
PROPOSAL #2.3: AMEND ARTICLES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BMW Group Bayerische Motoren Werke AG
TICKER: BMW CUSIP: D12096109
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.62 PER PREFFERED SHARE AND 2.60
PER ORDINARY SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6.1: ELECT FRANZ HANIEL TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.2: ELECT SUSANNE KLATTEN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.3: ELECT ROBERT LANE TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.4: ELECT WOLFGANG MAYRHUBER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.5: ELECT STEFAN QUANDT TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #8: APPROVE CREATION OF EUR 5 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #9: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BNP Paribas SA
TICKER: BNP CUSIP: F1058Q238
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT JEAN-FRANCOIS LEPETIT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: REELECT BAUDOUIN PROT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT FIELDS WICKER-MIURIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RATIFY APPOINTMENT AND REELECT MONIQUE ISSUER YES FOR FOR
COHEN AS DIRECTOR
PROPOSAL #10: ELECT DANIELA SCHWARZER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
BAUDOUIN PROT, CHAIRMAN
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES FOR FOR
LAURENT BONNAFE, CEO
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
GEORGES CHODRON DE COURCEL, PHILIPPE BORDENAVE, AND
FRANCOIS VILLEROY DE GALHAU, VICE-CEOS
PROPOSAL #14: ADVISORY VOTE ON THE OVERALL ENVELOPE ISSUER YES FOR FOR
OF COMPENSATION OF CERTAIN SENIOR MANAGEMENT,
RESPONSIBLE OFFICERS AND THE RISK-TAKERS
PROPOSAL #15: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
FOR EXECUTIVES AND RISK TAKERS
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 240 MILLION
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
240 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #19: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #20: SET TOTAL LIMIT FOR CAPITAL INCREASE ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS TO RESULT FROM ISSUANCE
REQUESTS UNDER ITEMS 17 TO 19 AT EUR 240 MILLION
PROPOSAL #21: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 1 BILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #22: SET TOTAL LIMIT FOR CAPITAL INCREASE ISSUER YES FOR FOR
WITH OR WITHOUT PREEMPTIVE RIGHTS TO RESULT FROM
ISSUANCE REQUESTS UNDER ITEMS 16 TO 19 AT EUR 1
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #25: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Booz Allen Hamilton Holding Corporation
TICKER: BAH CUSIP: 099502106
MEETING DATE: 8/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLAN M. HOLT ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR ARTHUR E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP plc
TICKER: BP. CUSIP: 055622104
MEETING DATE: 4/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANTONY BURGMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT CYNTHIA CARROLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT GEORGE DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT ANDREW SHILSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #19: APPROVE EXECUTIVE DIRECTORS' INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #20: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BP plc
TICKER: BP. CUSIP: G12793108
MEETING DATE: 4/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BOB DUDLEY AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #5: RE-ELECT IAIN CONN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DR BRIAN GILVARY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT FRANK BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANTONY BURGMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT CYNTHIA CARROLL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT GEORGE DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DAME ANN DOWLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BRENDAN NELSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT ANDREW SHILSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT CARL-HENRIC SVANBERG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORISE THEIR REMUNERATION
PROPOSAL #19: APPROVE EXECUTIVE DIRECTORS' INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #20: APPROVE REMUNERATION OF NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brambles Ltd
TICKER: N/A CUSIP: Q6634U106
MEETING DATE: 10/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT ANTHONY GRANT FROGGATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT DAVID PETER GOSNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHRISTOPHER LUKE MAYHEW AS ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brambles Ltd
TICKER: BXB CUSIP: Q6634U106
MEETING DATE: 12/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
BETWEEN BRAMBLES LTD AND THE HOLDERS OF ITS ORDINARY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brambles Ltd
TICKER: BXB CUSIP: Q6634U106
MEETING DATE: 12/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REDUCTION OF CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE THE TERMINATION BENEFITS OF DOUG ISSUER YES AGAINST AGAINST
PERTZ
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brasil Pharma SA
TICKER: BPHA3 CUSIP: P1815Q108
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT ALTERNATE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: INSTAL FISCAL COUNCIL AND ELECT ITS ISSUER YES FOR FOR
MEMBERS
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brasil Pharma SA
TICKER: BPHA3 CUSIP: P1815Q108
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN AUTHORIZED CAPITAL ISSUER YES FOR FOR
PROPOSAL #2: CHANGE LOCATION OF COMPANY HEADQUARTERS ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 2 ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLE 11 ISSUER YES FOR FOR
PROPOSAL #5: AMEND ARTICLE 13 RE: EXECUTIVE COMMITTEE ISSUER YES FOR FOR
PROPOSAL #6: AMEND ARTICLE 10 ISSUER YES FOR FOR
PROPOSAL #7: CONSOLIDATE BYLAWS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British American Tobacco plc
TICKER: BATS CUSIP: G1510J102
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: RE-ELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT KAREN DE SEGUNDO AS DIRECTOR ISSUER YES �� FOR FOR
PROPOSAL #9: RE-ELECT NICANDRO DURANTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHRISTINE MORIN-POSTEL AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT GERRY MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT KIERAN POYNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT BEN STEVENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT RICHARD TUBB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT SAVIO KWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: British Sky Broadcasting Group plc
TICKER: BSY CUSIP: G15632105
MEETING DATE: 11/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHASE CAREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TRACY CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JEREMY DARROCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID DEVOE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NICK FERGUSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MARTIN GILBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ADINE GRATE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDREW GRIFFITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDY HIGGINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT DAVE LEWIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JAMES MURDOCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT MATTHIEU PIGASSE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #15: RE-ELECT DANNY RIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT ARTHUR SISKIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT ANDY SUKAWATY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORISE THEIR REMUNERATION
PROPOSAL #19: APPROVE REMUNERATION REPORT ISSUER YES AGAINST AGAINST
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #24: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #25: AUTHORISE OFF-MARKET PURCHASE OF ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #26: APPROVE THE TWENTY-FIRST CENTURY FOX ISSUER YES FOR FOR
AGREEMENT AS A RELATED PARTY TRANSACTION
PROPOSAL #27: APPROVE 2013 SHARESAVE SCHEME RULES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Brookfield Asset Management Inc.
TICKER: BAM.A CUSIP: 112585104
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARCEL R. COUTU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MAUREEN KEMPSTON DARKES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LANCE LIEBMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YOUSSEF A. NASR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES A. PATTISON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SEEK NGEE HUAT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Bunzl plc
TICKER: BNZL CUSIP: G16968110
MEETING DATE: 4/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT PHILIP ROGERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MICHAEL RONEY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: RE-ELECT PATRICK LARMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT BRIAN MAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PETER JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID SLEATH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT EUGENIA ULASEWICZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JEAN-CHARLES PAUZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MEINIE OLDERSMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #20: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bwin.party digital entertainment plc
TICKER: BPTY CUSIP: X0829R103
MEETING DATE: 2/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: bwin.party digital entertainment plc
TICKER: BPTY CUSIP: X0829R103
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT BDO LLP AND BDO LIMITED AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PER AFRELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MANFRED BODNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SYLVIA COLEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT HELMUT KERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ROD PERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT GEORG RIEDL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT NORBERT TEUFELBERGER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: RE-ELECT MARTIN WEIGOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT PHILIP YEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: ELECT MICHAEL FERTIK, A SHAREHOLDER SHAREHOLDER YES AGAINST FOR
NOMINEE TO THE BOARD
PROPOSAL #20: ELECT FRANCIS GRADY, A SHAREHOLDER SHAREHOLDER YES AGAINST FOR
NOMINEE TO THE BOARD
PROPOSAL #21: ELECT KALENDU PATEL, A SHAREHOLDER SHAREHOLDER YES AGAINST FOR
NOMINEE TO THE BOARD
PROPOSAL #22: ELECT STEVEN RITTVO, A SHAREHOLDER SHAREHOLDER YES AGAINST FOR
NOMINEE TO THE BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: C.H. Robinson Worldwide, Inc.
TICKER: CHRW CUSIP: 12541W209
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SCOTT P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT EZRILOV ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WAYNE M. FORTUN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARY J. STEELE GUILFOILE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JODEE A. KOZLAK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR REBECCA KOENIG ROLOFF ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN P. SHORT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cable & Wireless Communications plc
TICKER: CWC CUSIP: G1839G102
MEETING DATE: 7/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT SIR RICHARD LAPTHORNE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: RE-ELECT SIMON BALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT NICK COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARK HAMLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TIM PENNINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALISON PLATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT TONY RICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT IAN TYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cable & Wireless Communications plc
TICKER: CWC CUSIP: G1839G102
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF MONACO TELECOM ISSUER YES FOR FOR
S.A.M.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CACI International Inc
TICKER: CACI CUSIP: 127190304
MEETING DATE: 11/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH ASBURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. DANIELS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES S. GILMORE, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM L. JEWS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GREGORY G. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. PHILLIP LONDON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES L. PAVITT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WARREN R. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES P. REVOILE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM S. WALLACE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Calamos Asset Management, Inc.
TICKER: CLMS CUSIP: 12811R104
MEETING DATE: 6/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY D. BLACK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS F. EGGERS ISSUER YES AGAINST AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD W. GILBERT ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR KEITH M. SCHAPPERT ISSUER YES AGAINST AGAINST
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM N. SHIEBLER ISSUER YES AGAINST AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cambrex Corporation
TICKER: CBM CUSIP: 132011107
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROSINA B. DIXON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN R. HARRIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEON J. HENDRIX, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ILAN KAUFTHAL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEVEN M. KLOSK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM B. KORB ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PETER G. TOMBROS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHLOMO YANAI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Imperial Bank Of Commerce
TICKER: CM CUSIP: 136069101
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT S. BELZBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GARY F. COLTER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PATRICK D. DANIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LUC DESJARDINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LINDA S. HASENFRATZ ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KEVIN J. KELLY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NICHOLAS D. LE PAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN P. MANLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR GERALD T. MCCAUGHEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JANE L. PEVERETT ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LESLIE RAHL ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR CHARLES SIROIS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR KATHARINE B. STEVENSON ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR MARTINE TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.16: ELECT DIRECTOR RONALD W. TYSOE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4: SP 1: GRADUALLY PHASE OUT STOCK OPTIONS SHAREHOLDER YES AGAINST FOR
AS A FORM OF COMPENSATION
PROPOSAL #5: SP 2: REPORT ON ADDRESSING THE STEPS THE SHAREHOLDER YES AGAINST FOR
BANKAAGREES TO TAKE IN ORDER TO COMPLY WITH THE
OECD'S GUIDANCE
PROPOSAL #6: SP 3: PROVIDE RESPONSE ON SAY-ON-PAY SHAREHOLDER YES AGAINST FOR
VOTE RESULTS
PROPOSAL #7: SP 4: INCREASE DISCLOSURE OF PENSION SHAREHOLDER YES AGAINST FOR
PLANS
PROPOSAL #8: SP 5: FEEDBACK FOLLOWING THE RE-ELECTION SHAREHOLDER YES AGAINST FOR
OF CERTAIN DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Canadian Natural Resources Limited
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CATHERINE M. BEST, N. MURRAY ISSUER YES FOR FOR
EDWARDS, TIMOTHY W. FAITHFULL, GARY A. FILMON,
CHRISTOPHER L. FONG, GORDON D. GIFFIN, WILFRED A.
GOBERT, STEVE W. LAUT, KEITH A. J. MACPHAIL, FRANK J.
MCKENNA, ELDON R. SMITH, AND DAVID A. TUER AS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH A. J. MACPHAIL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ELDON R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capella Education Company
TICKER: CPLA CUSIP: 139594105
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. KEVIN GILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL A. LINTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL L. LOMAX ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JODY G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR STEPHEN G. SHANK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDREW M. SLAVITT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID W. SMITH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY W. TAYLOR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DARRELL R. TUKUA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capita plc
TICKER: CPI CUSIP: G1846J115
MEETING DATE: 5/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MARTIN BOLLAND AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT ANDY PARKER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT GORDON HURST AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT MAGGI BELL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT VIC GYSIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT DAWN MARRIOTT-SIMS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: RE-ELECT GILLIAN SHELDON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: RE-ELECT PAUL BOWTELL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #13: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Capital One Financial Corporation
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD D. FAIRBANK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR BENJAMIN P. JENKINS, III ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PETER E. RASKIND ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MAYO A. SHATTUCK, III ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR BRADFORD H. WARNER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CATHERINE G. WEST ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5a: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5b: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5c: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cargotec Oyj
TICKER: CGCBV CUSIP: X10788101
MEETING DATE: 3/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.41 PER CLASS A SHARE AND EUR 0.42
PER CLASS B SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 80,000 FOR CHAIRMAN, EUR 55,000 FOR
VICE CHAIRMAN AND FOR CHARIMAN OF AUDIT AND RISK
MANAGEMENT COMMITTEE, AND EUR 40,000 FOR OTHER
DIRECTORS; APPROVE MEETING FEES
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT JORMA ELORANTA, TAPIO HAKAKARI, ISSUER YES FOR FOR
ILKKA HERLIN, PETER IMMONEN, ANTTI LAGERROOS, TEUVO
SALMINEN, AND ANJA SILVENNOINEN AS DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #14: FIX NUMBER OF AUDITORS AT TWO ISSUER YES FOR FOR
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AND JOUKO ISSUER YES FOR FOR
MALINEN AS AUDITORS
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 952,000 ISSUER YES FOR FOR
CLASS A SHARES AND 5.45 MILLION CLASS B SHARES
PROPOSAL #17: APPROVE ISSUANCE OF UP TO 952,000 CLASS ISSUER YES FOR FOR
A SHARES AND 5.45 MILLION CLASS B SHARES WITHOUT
PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carlsberg
TICKER: CARL B CUSIP: K36628137
MEETING DATE: 3/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PUBLICATION OF ANNUAL REPORT IN ISSUER YES FOR FOR
ENGLISH
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORT; APPROVE DISCHARGE OF DIRECTORS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 8.00 PER SHARE
PROPOSAL #5a: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #5b: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF DKK 1,400,000 FOR THE CHAIRMAN, DKK
600,000 FOR THE VICE CHAIRMAN, AND DKK 400,000 FOR
OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE
PROPOSAL #5c: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES AGAINST AGAINST
PROPOSAL #5d1: REQUIRE INCLUSION OF CERTAIN FINANCIAL SHAREHOLDER YES AGAINST FOR
INFORMATION TO MEETING NOTICE
PROPOSAL #5d2: REQUIRE AVAILABILITY OF CERTAIN SHAREHOLDER YES AGAINST FOR
REPORTS IN DANISH FOR FIVE YEARS ON COMPANY WEBSITE
PROPOSAL #5d3: SIMPLIFY ACCESS TO DOCUMENTS AVAILABLE SHAREHOLDER YES AGAINST FOR
ON COMPANY'S WEBSITE
PROPOSAL #5d4: REQUIRE COMPANY TO OFFER AT AGM A MEAL SHAREHOLDER YES AGAINST FOR
CORRESPONDING TO COMPANY'S OUTLOOK
PROPOSAL #6a: REELECT FLEMMING BESENBACHER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6b: REELECT JESS SODERBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6c: REELECT LARS STEMMERIK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6d: REELECT RICHARD BURROWS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6e: REELECT CORNELIS JOB VAN DER GRAAF AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6f: REELECT DONNA CORDNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6g: REELECT ELISABETH FLEURIOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6h: REELECT SOREN-PETER OLESEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6i: REELECT NINA SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6j: ELECT CARL BACHE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RATIFY KPMG 2014 P/S AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CarMax, Inc.
TICKER: KMX CUSIP: 143130102
MEETING DATE: 6/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RONALD E. BLAYLOCK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RAKESH GANGWAL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY E. GARTEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRA GOODMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR W. ROBERT GRAFTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDGAR H. GRUBB ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MITCHELL D. STEENROD ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS G. STEMBERG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM R. TIEFEL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carnival plc
TICKER: CCL CUSIP: G19081101
MEETING DATE: 4/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT MICKY ARISON AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #2: RE-ELECT SIR JONATHON BAND AS DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #3: RE-ELECT ARNOLD DONALD AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #4: RE-ELECT RICHARD GLASIER AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #5: RE-ELECT DEBRA KELLY-ENNIS AS DIRECTOR ISSUER YES FOR FOR
OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #6: RE-ELECT SIR JOHN PARKER AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #7: RE-ELECT STUART SUBOTNICK AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #8: RE-ELECT LAURA WEIL AS DIRECTOR OF ISSUER YES FOR FOR
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PROPOSAL #9: RE-ELECT RANDALL WEISENBURGER AS ISSUER YES FOR FOR
DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC
PROPOSAL #10: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT AUDITORS OF CARNIVAL PLC; RATIFY THE
SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS
LLP AS THE INDEPENDENT REGISTEREDCERTIFIED PUBLIC
ACCOUNTING FIRM OF CARNIVAL CORPORATION
PROPOSAL #11: AUTHORISE THE AUDIT COMMITTEE OF ISSUER YES FOR FOR
CARNIVAL PLC TO FIX REMUNERATION OF AUDITORS
PROPOSAL #12: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #13: ADVISORY VOTE TO APPROVE COMPENSATION ISSUER YES FOR FOR
OF THE NAMED EXECUTIVE OFFICERS
PROPOSAL #14: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: APPROVE EMPLOYEE SHARE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Carrefour
TICKER: CA CUSIP: F13923119
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.62 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: ADVISORY VOTE ON COMPENSATION OF GEORGES ISSUER YES FOR FOR
PLASSAT, CHAIRMAN AND CEO
PROPOSAL #6: RATIFY APPOINTMENT OF THOMAS J. BARRACK ISSUER YES FOR FOR
JR AS DIRECTOR
PROPOSAL #7: REELECT AMAURY DE SEZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT BERNARD ARNAULT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT JEAN-LAURENT BONNAFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT RENE BRILLET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO ISSUER YES FOR FOR
65,649,919 SHARES
PROPOSAL #12: AMEND ARTICLE 16 OF BYLAWS RE: CEO AGE ISSUER YES FOR FOR
LIMIT
PROPOSAL #13: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cash America International, Inc.
TICKER: CSH CUSIP: 14754D100
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL E. BERCE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JACK R. DAUGHERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DANIEL R. FEEHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES H. GRAVES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR B.D. HUNTER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TIMOTHY J. MCKIBBEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALFRED M. MICALLEF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Caterpillar Inc.
TICKER: CAT CUSIP: 149123101
MEETING DATE: 6/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DANIEL M. DICKINSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JUAN GALLARDO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JESSE J. GREENE, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JON M. HUNTSMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER A. MAGOWAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS A. MUILENBURG ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DOUGLAS R. OBERHELMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR WILLIAM A. OSBORN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR EDWARD B. RUST, JR. ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REVIEW AND AMEND HUMAN RIGHTS POLICIES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REPORT ON CONTROLS TO ENSURE NO SALES TO SHAREHOLDER YES ABSTAIN AGAINST
SUDAN
PROPOSAL #8: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CBIZ, Inc.
TICKER: CBZ CUSIP: 124805102
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSEPH S. DIMARTINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD V. WEIR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cemig, Companhia Energetica De Minas Gerais
TICKER: CMIG4 CUSIP: P2577R110
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT FISCAL COUNCIL MEMBER(S) NOMINATED SHAREHOLDER YES FOR N/A
BY PREFERRED SHAREHOLDERS
PROPOSAL #2: ELECT DIRECTOR NOMINATED BY PREFERRED SHAREHOLDER YES AGAINST N/A
SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Central Japan Railway Co.
TICKER: 9022 CUSIP: J05523105
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR KASAI, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YAMADA, YOSHIOMI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TSUGE, KOEI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KANEKO, SHIN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YOSHIKAWA, NAOTOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OSADA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIYAZAWA, KATSUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TANAKA, KIMIAKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHOJI, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SUYAMA, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR IGARASHI, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR CHO, FUJIO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KOROYASU, KENJI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR SAEKI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR FUJII, ISSUER YES FOR FOR
HIDENORI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR ISHIZU, ISSUER YES FOR FOR
HAJIME
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR OTA, ISSUER YES FOR FOR
HIROYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Centrica plc
TICKER: CNA CUSIP: G2018Z143
MEETING DATE: 5/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT RICK HAYTHORNTHWAITE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SAM LAIDLAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARGHERITA DELLA VALLE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT MARY FRANCIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MARK HANAFIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LESLEY KNOX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MIKE LINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT NICK LUFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT IAN MEAKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAUL RAYNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT CHRIS WESTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CESC Limited
TICKER: 500084 CUSIP: Y12652189
MEETING DATE: 7/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND OF INR 7.00 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3: REELECT B.M. KHAITAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: REELECT P.K. KHAITAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE LOVELOCK & LEWES AS AUDITORS AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #7: ELECT A. BASU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE APPOINTMENT AND REMUNERATION OF ISSUER YES FOR FOR
A. BASU AS EXECUTIVE DIRECTOR FROM MAY 28, 2013 TO
JULY 31, 2013 AND AS MANAGING DIRECTOR FROM AUGUST 1,
2013 TO MAY 27, 2018
PROPOSAL #9: APPROVE COMMISSION REMUNERATION OF NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #10: APPROVE DELISTING OF SHARES FROM STOCK ISSUER YES FOR FOR
EXCHANGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cez A.S.
TICKER: BAACEZ CUSIP: X2337V121
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT MEETING CHAIRMAN AND ISSUER YES FOR FOR
OTHER MEETING OFFICIALS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
CONSOLIDATED FINANCIAL STATEMENTS
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: APPROVE UPDATE TO CONCEPT OF BUSINESS ISSUER YES FOR FOR
ACTIVITIES OF CEZ GROUP AND CEZ AS
PROPOSAL #9: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE VOLUME OF CHARITABLE DONATIONS ISSUER YES FOR FOR
PROPOSAL #11: RECALL AND ELECT SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #12: RECALL AND ELECT MEMBERS OF AUDIT ISSUER YES AGAINST AGAINST
COMMITTEE
PROPOSAL #13: APPROVE CONTRACTS ON PERFORMANCE OF ISSUER YES FOR FOR
FUNCTIONS WITH MEMBERS OF SUPERVISORY BOARD
PROPOSAL #14: APPROVE CONTRACTS FOR PERFORMANCE OF ISSUER YES FOR FOR
FUNCTIONS OF AUDIT COMMITTEE MEMBERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Charles River Laboratories International, Inc.
TICKER: CRL CUSIP: 159864107
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES C. FOSTER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. BERTOLINI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN D. CHUBB ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEBORAH T. KOCHEVAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE E. MASSARO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE M. MILNE, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR C. RICHARD REESE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Chiba Bank Ltd.
TICKER: 8331 CUSIP: J05670104
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR HANASHIMA, KYOICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIMURA, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MORIMOTO, MASAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NOMURA, TORU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TANIGUCHI, EIJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OWAKU, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SAWAI, KENICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Construction Bank Corporation
TICKER: 00939 CUSIP: Y1397N101
MEETING DATE: 10/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REMUNERATION DISTRIBUTION AND ISSUER YES FOR FOR
SETTLEMENT PLAN FOR DIRECTORS AND SUPERVISORS
PROPOSAL #2: ELECT ZHANG LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT ZHANG YANLING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GUO YANPENG AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Construction Bank Corporation
TICKER: 00939 CUSIP: Y1397N101
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT REPORT OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT REPORT OF BOARD OF SUPERVISORS ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINAL FINANCIAL ACCOUNTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PROFIT DISTRIBUTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BUDGET OF 2014 FIXED ASSETS ISSUER YES FOR FOR
INVESTMENT
PROPOSAL #6: APPOINT ACCOUNTING FIRM FOR 2014 ISSUER YES FOR FOR
PROPOSAL #7: ELECT DONG SHI AS DIRECTOR ISSUER YES �� FOR FOR
PROPOSAL #8: ELECT GUO YOU AS SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE SUPERVISOR
PROPOSAL #9: APPROVE PLAN ON AUTHORISATION TO THE ISSUER YES FOR FOR
BOARD OF DIRECTORS GRANTED BY SHAREHOLDERS' GENERAL
MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mengniu Dairy Co., Ltd.
TICKER: 02319 CUSIP: G21096105
MEETING DATE: 7/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF THE ENTIRE ISSUED ISSUER YES FOR FOR
CAPITAL OF YASHILI INTERNATIONAL HOLDINGS LTD. AND
THE RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mengniu Dairy Co., Ltd.
TICKER: 02319 CUSIP: G21096105
MEETING DATE: 3/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUBSCRIPTION AGREEMENT, SPECIFIC ISSUER YES FOR FOR
MANDATE, WHITEWASH WAIVER, AND RELATED TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mengniu Dairy Co., Ltd.
TICKER: 02319 CUSIP: G21096105
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT NING GAONING AS DIRECTOR AND ISSUER YES AGAINST AGAINST
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3b: ELECT YU XUBO AS DIRECTOR AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX HIS REMUNERATION
PROPOSAL #3c: ELECT CHRISTIAN NEU AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3d: ELECT ZHANG XIAOYA AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #3e: ELECT LIAO JIANWEN AS DIRECTOR AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX HIS REMUNERATION
PROPOSAL #4: REAPPOINT ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Mobile Limited
TICKER: 00941 CUSIP: Y14965100
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT XI GUOHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT SHA YUEJIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT LIU AILI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4a: ELECT LO KA SHUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT PAUL CHOW MAN YIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PRICEWATERHOUSECOOPERS AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: China Resources Enterprises, Ltd.
TICKER: 00291 CUSIP: Y15037107
MEETING DATE: 5/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT HOUANG TAI NINH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LI KA CHEUNG, ERIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT CHENG MO CHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT BERNARD CHARNWUT CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT SIU KWING CHUE, GORDON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cisco Systems, Inc.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARC BENIOFF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GREGORY Q. BROWN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MICHAEL D. CAPELLAS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KRISTINA M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RODERICK C. MCGEARY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PROXY ADVISOR COMPETITION SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clean Harbors, Inc.
TICKER: CLH CUSIP: 184496107
MEETING DATE: 6/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE BANUCCI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. SHIELDS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Clearwater Paper Corporation
TICKER: CLW CUSIP: 18538R103
MEETING DATE: 5/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FREDRIC W. CORRIGAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR BETH E. FORD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Close Brothers Group plc
TICKER: CBG CUSIP: G22120102
MEETING DATE: 11/21/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT STRONE MACPHERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PREBEN PREBENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STEPHEN HODGES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JONATHAN HOWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ELIZABETH LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT BRUCE CARNEGIE-BROWN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT RAY GREENSHIELDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT GEOFFREY HOWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SHONAID JEMMETT-PAGE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CNH Industrial N.V.
TICKER: CNHI CUSIP: N20944109
MEETING DATE: 4/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2c: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2d: APPROVE DIVIDENDS OF EUR 0.20 PER SHARE ISSUER YES FOR FOR
PROPOSAL #2e: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3a: REELECT SERGIO MARCHIONNE AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: REELECT RICHARD J. TOBIN AS EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: REELECT RICHARD JOHN P. ELKANN AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3d: REELECT RICHARD MINA GEROWIN AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3e: REELECT MARIA PATRIZIA GRIECO AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3f: REELECT LEO W. HOULE AS NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3g: REELECT PETER KALANTZIS AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3h: REELECT JOHN B. LANAWAY AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3i: REELECT GUIDO TABELLINI AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #3j: REELECT JACQUELINE TAMMENOMS BAKKER AS ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #3k: REELECT JACQUES THEURILLAT AS NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #4a: APPROVE REMUNERATION POLICY FOR ISSUER YES FOR FOR
EXECUTIVE AND NON-EXECUTIVE DIRECTORS
PROPOSAL #4b: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola Amatil Ltd.
TICKER: CCL CUSIP: Q2594P146
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2a: ELECT WALLACE MACARTHUR KING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2b: ELECT DAVID EDWARD MEIKLEJOHN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2c: ELECT KRISHNAKUMAR THIRUMALAI AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE THE GRANT OF 209,798 SHARES TO A ISSUER YES FOR FOR
M WATKINS, EXECUTIVE DIRECTOR OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola HBC AG
TICKER: CCH CUSIP: 191223106
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER NO N/A N/A
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER NO N/A N/A
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER NO N/A N/A
MANAGEMENT
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION RE: ISSUER NO N/A N/A
ORDINANCE AGAINST EXCESSIVE REMUNERATION AT LISTED
COMPANIES
PROPOSAL #7.1.1: ELECT GEORGE DAVID AS DIRECTOR AND ISSUER NO N/A N/A
AS BOARD CHAIRMAN
PROPOSAL #7.1.2: ELECT ANTONIO D'AMATO AS DIRECTOR ISSUER NO N/A N/A
AND AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #7.1.3: ELECT SIR MICHAEL LLEWELLYN-SMITH AS ISSUER NO N/A N/A
DIRECTOR AND AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #7.1.4: ELECT SUSAN KILSBY AS DIRECTOR AND ISSUER NO N/A N/A
AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #7.1.5: ELECT DIMITRIS LOIS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.1.6: ELECT ANASTASSIS DAVID AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.1.7: ELECT IRIAL FINAN AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.1.8: ELECT CHRISTOS IOANNOU AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.1.9: ELECT NIGEL MACDONALD AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.2.1: ELECT ANASTASIOS LEVENTIS AS ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #7.2.2: ELECT CHRISTO LEVENTIS AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.2.3: ELECT JOSE OCTAVIO REYES AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #7.2.4: ELECT JOHN SECHI AS DIRECTOR ISSUER NO N/A N/A
PROPOSAL #8: DESIGNATE INES POESCHEL AS INDEPENDENT ISSUER NO N/A N/A
PROXY
PROPOSAL #9.1: APPOINT PRICEWATERHOUSECOOPERS AG AS ISSUER NO N/A N/A
AUDITORS
PROPOSAL #9.2: ADVISORY VOTE ON RE-APPOINTMENT OF THE ISSUER NO N/A N/A
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS SA FOR UK AND US PURPOSES
PROPOSAL #9.3: RATIFY AUDITOR ERNST & YOUNG AG FOR ISSUER NO N/A N/A
AUDITS OF CAPITAL INCREASES
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coca-Cola HBC AG
TICKER: CCH CUSIP: H1512E100
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #5: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION RE: ISSUER YES FOR FOR
ORDINANCE AGAINST EXCESSIVE REMUNERATION AT LISTED
COMPANIES
PROPOSAL #7.1.1: ELECT GEORGE DAVID AS DIRECTOR AND ISSUER YES FOR FOR
AS BOARD CHAIRMAN
PROPOSAL #7.1.2: ELECT ANTONIO D'AMATO AS DIRECTOR ISSUER YES FOR FOR
AND AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #7.1.3: ELECT SIR MICHAEL LLEWELLYN-SMITH AS ISSUER YES FOR FOR
DIRECTOR AND AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #7.1.4: ELECT SUSAN KILSBY AS DIRECTOR AND ISSUER YES FOR FOR
AS MEMBER OF THE REMUNERATION COMMITTEE
PROPOSAL #7.1.5: ELECT DIMITRIS LOIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1.6: ELECT ANASTASSIS DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1.7: ELECT IRIAL FINAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1.8: ELECT CHRISTOS IOANNOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.1.9: ELECT NIGEL MACDONALD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2.1: ELECT ANASTASIOS LEVENTIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.2.2: ELECT CHRISTO LEVENTIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2.3: ELECT JOSE OCTAVIO REYES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2.4: ELECT JOHN SECHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: DESIGNATE INES POESCHEL AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #9.1: APPOINT PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #9.2: ADVISORY VOTE ON RE-APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS SA FOR UK AND US PURPOSES
PROPOSAL #9.3: RATIFY AUDITOR ERNST & YOUNG AG FOR ISSUER YES FOR FOR
AUDITS OF CAPITAL INCREASES
PROPOSAL #10: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cochlear Ltd.
TICKER: COH CUSIP: Q25953102
MEETING DATE: 10/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE THE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
REPORTS OF THE DIRECTORS AND AUDITOR
PROPOSAL #2.1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DONAL O'DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT YASMIN ALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1: APPROVE THE GRANT OF OPTIONS TO ISSUER YES FOR FOR
CHRISTOPHER ROBERTS, CHIEF EXECUTIVE OFFICER AND
PRESIDENT OF THE COMPANY
PROPOSAL #5.1: APPROVE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Colgate-Palmolive Company
TICKER: CL CUSIP: 194162103
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NIKESH ARORA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN T. CAHILL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ELLEN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH JIMENEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RICHARD J. KOGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DELANO E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR J. PEDRO REINHARD ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEPHEN I. SADOVE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Coloplast A/S
TICKER: COLO B CUSIP: K16018192
MEETING DATE: 12/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4.1: AMEND ARTICLES RE: REMOVE AGE LIMIT ISSUER YES FOR FOR
PROPOSAL #4.2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5a: ELECT MICHAEL RASMUSSEN AS CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #5b: ELECT NILS LOUIS-HANSEN AS DEPUTY ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5c: ELECT SVEN BJÖRKLUND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: ELECT PER MAGID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: ELECT BRIAN PETERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: ELECT JÖRGEN TANG-JENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PWC AS AUDITORS �� ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comcast Corporation
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MICHAEL COOK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RALPH J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHNATHAN A. RODGERS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comfort Systems USA, Inc.
TICKER: FIX CUSIP: 199908104
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARCY G. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HERMAN E. BULLS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALFRED J. GIARDINELLI, ISSUER YES FOR FOR
JR.
PROPOSAL #1.4: ELECT DIRECTOR ALAN P. KRUSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN E. LANE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR FRANKLIN MYERS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES H. SCHULTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CONSTANCE E. SKIDMORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR VANCE W. TANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compagnie Financiere Richemont SA
TICKER: CFR CUSIP: H25662158
MEETING DATE: 9/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.00 PER A BEARER SHARE AND CHF 0.10
PER B REGISTERED SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1: REELECT JOHANN RUPERT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.2: REELECT FRANCO COLOGNI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: REELECT LORD DOURO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: REELECT YVES-ANDRE ISTEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: REELECT RICHARD LEPEU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.6: REELECT RUGGERO MAGNONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.7: REELECT JOSUA MALHERBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.8: REELECT FREDERICK MOSTERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.9: REELECT SIMON MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.10: REELECT ALAIN DOMINIQUE PERRIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.11: REELECT GUILLAUME PICTET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.12: REELECT NORBERT PLATT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.13: REELECT ALAN QUASHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.14: REELECT MARIA RAMOS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.15: REELECT LORD RENWICK OF CLIFTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.16: REELECT JAN RUPERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.17: REELECT GARY SAAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.18: REELECT JUERGEN SCHREMPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.19: ELECT BERNARD FORNAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.20: ELECT JEAN-BLAISE ECKERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: APPROVE CONVERSION OF A BEARER SHARES ISSUER YES FOR FOR
INTO REGISTERED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Companhia Paranaense de Energia - COPEL
TICKER: CPLE6 CUSIP: 20441B407
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT FISCAL COUNCIL MEMBER(S) NOMINATED SHAREHOLDER YES AGAINST N/A
BY PREFERRED SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compania Cervecerias Unidas S.A.
TICKER: CCU CUSIP: P24905104
MEETING DATE: 4/9/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DIVIDEND POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #7: APPROVE REMUNERATION AND BUDGET OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #8: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: PRESENT DIRECTORS' COMMITTEE REPORT ON ISSUER YES FOR FOR
ACTIVITIES
PROPOSAL #10: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #11: OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Group plc
TICKER: CPG CUSIP: G23296182
MEETING DATE: 2/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT PAUL WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DOMINIC BLAKEMORE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT RICHARD COUSINS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT GARY GREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDREW MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHN BASON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT SUSAN MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT DON ROBERT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT SIR IAN ROBINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES �� FOR FOR
TWO WEEKS NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Compass Group plc
TICKER: CPG CUSIP: G23296182
MEETING DATE: 6/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #2: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF CASH TO SHAREHOLDERS
PROPOSAL #3: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #5: AUTHORISE MARKET PURCHASE OF NEW ISSUER YES FOR FOR
ORDINARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Computer Sciences Corporation
TICKER: CSC CUSIP: 205363104
MEETING DATE: 8/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID J. BARRAM ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ERIK BRYNJOLFSSON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JUDITH R. HABERKORN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY KILLEFER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR J. MICHAEL LAWRIE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR BRIAN PATRICK MACDONALD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHONG SUP PARK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE A. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND NON-EMPLOYEE DIRECTOR RESTRICTED ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Comstock Resources, Inc.
TICKER: CRK CUSIP: 205768203
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR M. JAY ALLISON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. SLEDGE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JIM L. TURNER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ELIZABETH B. DAVIS ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ConocoPhillips
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JODY L. FREEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GAY HUEY EVANS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RYAN M. LANCE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM E. WADE, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
OPERATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Consolidated Graphics, Inc.
TICKER: CGX CUSIP: 209341106
MEETING DATE: 8/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. FORBES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. LIMMER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Constant Contact, Inc.
TICKER: CTCT CUSIP: 210313102
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAY HERRATTI ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Continental AG
TICKER: CON CUSIP: D16212140
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.50 PER SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ELMAR DEGENHART FOR FISCAL 2013
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER JOSE AVILA FOR FISCAL 2013
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER RALF CRAMER FOR FISCAL 2013
PROPOSAL #3.4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER FRANK JOURDAN FOR FISCAL 2013
PROPOSAL #3.5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER HELMUT MATSCHI FOR FISCAL 2013
PROPOSAL #3.6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER WOLFGANG SCHAFER FOR FISCAL 2013
PROPOSAL #3.7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER NIKOLAI SETZER FOR FISCAL 2013
PROPOSAL #3.8: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ELKE STRATHMANN FOR FISCAL 2013
PROPOSAL #3.9: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER HEINZ-GERHARD WENTE FOR FISCAL 2013
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER WOLFGANG REITZLE FOR FISCAL 2013
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER WERNER BISCHOFF FOR FISCAL 2013
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER MICHAEL DEISTER FOR FISCAL 2013
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER GUNTER DUNKEL FOR FISCAL 2013
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HANS FISCHL FOR FISCAL 2013
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER JUERGEN GEISSINGER FOR FISCAL 2013
PROPOSAL #4.7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER PETER GUTZMER FOR FISCAL 2013
PROPOSAL #4.8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER PETER HAUSMANN FOR FISCAL 2013
PROPOSAL #4.9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HANS-OLAF HENKEL FOR FISCAL 2013
PROPOSAL #4.10: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MICHAEL IGLHAUT FOR FISCAL 2013
PROPOSAL #4.11: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER JOERG KOEHLINGER FOR FISCAL 2013
PROPOSAL #4.12: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER KLAUS MANGOLD FOR FISCAL 2013
PROPOSAL #4.13: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER HARTMUT MEINE FOR FISCAL 2013
PROPOSAL #4.14: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER DIRK NORMANN FOR FISCAL 2013
PROPOSAL #4.15: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ARTUR OTTO FOR FISCAL 2013
PROPOSAL #4.16: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER KLAUS ROSENFELD FOR FISCAL 2013
PROPOSAL #4.17: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER GEORG SCHAEFFLER FOR FISCAL 2013
PROPOSAL #4.18: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER MARIA-ELISABETH SCHAEFFLER FOR FISCAL
PROPOSAL #4.19: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER JOERG SCHOENFELDER FOR FISCAL 2013
PROPOSAL #4.20: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER BERND VOSS FOR FISCAL 2013
PROPOSAL #4.21: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER SIEGFRIED WOLF FOR FISCAL 2013
PROPOSAL #4.22: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ERWIN WOERLE FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AS AUDITORS FOR FISCAL 2014 ISSUER YES FOR FOR
AND FOR REVIEW OF INTERIM FINANCIAL REPORTS
PROPOSAL #6.1: ELECT GUNTHER DUNKEL TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.2: ELECT PETER GUTZMER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.3: ELECT KLAUS MANGOLD TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.4: ELECT SABINE NEUSS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #6.5: ELECT ROLF NONNENMACHER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD FROM OCTOBER 1, 2014 UNTIL THE 2019
AGM
PROPOSAL #6.6: ELECT WOLFGANG REIZLE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.7: ELECT KLAUS ROSENFELD TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.8: ELECT GEORG SCHAEFFLER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6.9: ELECT MARIA-ELISABETH SCHAEFFLER TO ISSUER YES FOR FOR
THE SUPERVISORY BOARD
PROPOSAL #6.10: ELECT BERND VOSS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD FROM THE AGM UNTIL SEPTEMBER 30, 2014
PROPOSAL #6.11: ELECT SIEGFRIED WOLF TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #8: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Convergys Corporation
TICKER: CVG CUSIP: 212485106
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDREA J. AYERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN F. BARRETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD R. DEVENUTI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY H. FOX ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH E. GIBBS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS L. MONAHAN, III ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RONALD L. NELSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD F. WALLMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CoreLogic, Inc.
TICKER: CLGX CUSIP: 21871D103
MEETING DATE: 7/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. DAVID CHATHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS C. CURLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN C. DORMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PAUL F. FOLINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANAND K. NALLATHAMBI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS C. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAYNIE MILLER ISSUER YES FOR FOR
STUDENMUND
PROPOSAL #1.8: ELECT DIRECTOR D. VAN SKILLING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID F. WALKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARY LEE WIDENER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Costco Wholesale Corporation
TICKER: COST CUSIP: 22160K105
MEETING DATE: 1/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. LIBENSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN W. MEISENBACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT SIMPLE MAJORITY VOTE SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cracker Barrel Old Country Store, Inc.
TICKER: CBRL CUSIP: 22410J106
MEETING DATE: 11/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS H. BARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. BRADFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SANDRA B. COCHRAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GLENN A. DAVENPORT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD J. DOBKIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NORMAN E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM W. MCCARTEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR COLEMAN H. PETERSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ANDREA M. WEISS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: SHAREHOLDERS EXPRESS SUPPORT FOR SHAREHOLDER YES ABSTAIN AGAINST
COMPANY'S DECISION TO WORK TOWARD ENDING USE OF
GESTATION CRATE PORK
PROPOSAL #5: APPROVE SPECIAL DIVIDENDS ISSUER YES AGAINST FOR
PROPOSAL #1.1: ELECT DIRECTOR SARDAR BIGLARI SHAREHOLDER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR PHILIP L. COOLEY SHAREHOLDER NO N/A N/A
PROPOSAL #1.3: MANAGEMENT NOMINEE - THOMAS H. BARR SHAREHOLDER NO N/A N/A
PROPOSAL #1.4: MANAGEMENT NOMINEE - SANDRA B. COCHRAN SHAREHOLDER NO N/A N/A
PROPOSAL #1.5: MANAGEMENT NOMINEE - GLENN A. SHAREHOLDER NO N/A N/A
DAVENPORT
PROPOSAL #1.6: MANAGEMENT NOMINEE - NORMAN E. JOHNSON SHAREHOLDER NO N/A N/A
PROPOSAL #1.7: MANAGEMENT NOMINEE - WILLIAM W. SHAREHOLDER NO N/A N/A
MCCARTEN
PROPOSAL #1.8: MANAGEMENT NOMINEE - COLEMAN H. SHAREHOLDER NO N/A N/A
PETERSON
PROPOSAL #1.9: MANAGEMENT NOMINEE - ANDREA M. WEISS SHAREHOLDER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: SHAREHOLDERS EXPRESS SUPPORT FOR SHAREHOLDER NO N/A N/A
COMPANY'S DECISION TO WORK TOWARD ENDING USE OF
GESTATION CRATE PORK
PROPOSAL #5: APPROVE SPECIAL DIVIDENDS ISSUER NO N/A N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cremer S.A.
TICKER: CREM3 CUSIP: P3284T100
MEETING DATE: 4/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #2: AMEND ARTICLE TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
PROPOSAL #3: AMEND ARTICLES 15 RE: NOVO MERCADO ISSUER YES FOR FOR
REGULATIONS
PROPOSAL #4: AMEND STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #6.1: APPOINT BANCO BRADESCO BBI S.A. TO ISSUER YES FOR N/A
PREPARE VALUATION REPORT FOR TENDER OFFER
PROPOSAL #6.2: APPOINT BANCO SANTANDER (BRASIL) S.A. ISSUER NO N/A N/A
TO PREPARE VALUATION REPORT FOR TENDER OFFER
PROPOSAL #6.3: APPOINT BANCO HSBC BANK BRASIL S.A. - ISSUER NO N/A N/A
BANCO MULTIPLO TO PREPARE VALUATION REPORT FOR TENDER
OFFER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cremer S.A.
TICKER: CREM3 CUSIP: P3284T100
MEETING DATE: 4/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
PROPOSAL #4: FIX BOARD SIZE AND ELECT DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cremer S.A.
TICKER: CREM3 CUSIP: P3284T100
MEETING DATE: 5/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE COMPANY'S DELISTING AND EXIT ISSUER YES FOR FOR
FROM NOVO MERCADO SEGMENT OF THE SAO PAULO STOCK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CRH plc
TICKER: CRG CUSIP: G25508105
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5(a): RE-ELECT ERNST BARTSCHI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(b): RE-ELECT MAEVE CARTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(c): RE-ELECT BILL EGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(d): RE-ELECT UTZ-HELLMUTH FELCHT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5(e): RE-ELECT NICKY HARTERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(f): RE-ELECT JOHN KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(g): ELECT DON MCGOVERN JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(h): RE-ELECT HEATHER ANN MCSHARRY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5(i): RE-ELECT ALBERT MANIFOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(j): RE-ELECT DAN O'CONNOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(k): ELECT HENK ROTTINGHUIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(l): RE-ELECT MARK TOWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: REAPPOINT ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #11: AUTHORISE REISSUANCE OF TREASURY SHARES ISSUER YES FOR FOR
PROPOSAL #12: APPROVE SCRIP DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Cross Country Healthcare, Inc.
TICKER: CCRN CUSIP: 227483104
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. GRUBBS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. LARRY CASH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. DIRCKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. MASTALER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH A. TRUNFIO ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSG Systems International, Inc.
TICKER: CSGS CUSIP: 126349109
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID G. BARNES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN L. M. HUGHES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD V. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CSR plc
TICKER: CSR CUSIP: G1790J103
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JOEP VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT WILL GARDINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHRIS LADAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANTHONY CARLISLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RON MACKINTOSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT TERESA VEGA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DR LEVY GERZBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHRIS STONE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT WALKER BOYD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dai-ichi Life Insurance Co., Ltd.
TICKER: 8750 CUSIP: J09748112
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 20
PROPOSAL #2.1: ELECT DIRECTOR SAITO, KATSUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WATANABE, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TSUYUKI, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ISHII, KAZUMA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ASANO, TOMOYASU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TERAMOTO, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SAKURAI, KENJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NAGAHAMA, MORINOBU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUNABASHI, HARUO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MIYAMOTO, MICHIKO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR NAGAYAMA, ISSUER YES FOR FOR
ATUSHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR OMORI, ISSUER YES FOR FOR
MASASUKE
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR WACHI, ISSUER YES AGAINST AGAINST
TAKASHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daito Trust Construction Co. Ltd.
TICKER: 1878 CUSIP: J11151107
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 177
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR UCHIDA, KANITSU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKEUCHI, KEI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiwa House Industry Co. Ltd.
TICKER: 1925 CUSIP: J11508124
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR HIGUCHI, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONO, NAOTAKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OGAWA, TETSUJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ISHIBASHI, TAMIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NISHIMURA, TATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KAWAI, KATSUTOMO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHIBASHI, TAKUYA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NUMATA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUJITANI, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR HAMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TSUCHIDA, KAZUTO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR YAMAMOTO, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR HORI, FUKUJIRO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KOSOKABE, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR YOSHII, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR KIGUCHI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR KAMIKAWA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR KIMURA, KAZUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.19: ELECT DIRECTOR SHIGEMORI, YUTAKA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MATSUMOTO, ISSUER YES FOR FOR
KUNIAKI
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #5: APPROVE RETIREMENT BONUS PAYMENT FOR ISSUER YES FOR FOR
STATUTORY AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Daiwa Securities Group Inc.
TICKER: 8601 CUSIP: J11718111
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO ADD PROVISIONS ON ISSUER YES FOR FOR
PREFERRED SHARES TO COMPLY WITH BASEL III
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, SHIGEHARU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR HIBINO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IWAMOTO, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKAHASHI, AKIO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KUSAKI, YORIYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIRATAKI, MASARU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YASUDA, RYUUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MATSUBARA, NOBUKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TADAKI, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TSUDA, HIROKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NAKAMURA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TASHIRO, KEIKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ONODERA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN AND DEEP ISSUER YES FOR FOR
DISCOUNT STOCK OPTION PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Danske Bank A/S
TICKER: DANSKE CUSIP: K22272114
MEETING DATE: 3/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 2.00 PER SHARE
PROPOSAL #4a: REELECT OLE ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT URBAN BÄCKSTRÖM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT LARS FÖRBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT JORN JENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: REELECT CAROL SERGEANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: REELECT JIM SNABE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: REELECT TRONT WESTLIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4h: ELECT ROLV RYSSDAL AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6a: APPROVE PUBLICATION OF ANNUAL REPORT IN ISSUER YES FOR FOR
ENGLISH
PROPOSAL #6b: AMEND ARTICLES RE: APPROVE NORWEGIAN ISSUER YES FOR FOR
AND SWEDISH AS SPOKEN LANGUAGES AT GENERAL MEETING
PROPOSAL #6c: AMEND ARTICLES RE: REGISTRATION BY NAME ISSUER YES FOR FOR
IN ARTICLE 4.4
PROPOSAL #6d: AMEND ARTICLES RE: BOARD'S ENTITLEMENT ISSUER YES FOR FOR
OF BALLOT TO BE HELD
PROPOSAL #6e: AMEND ARTICLES RE: PROXY REQUIREMENT IN ISSUER YES FOR FOR
ARTICLE 12
PROPOSAL #6f: ADOPT DANSKE INVEST A/S AS SECONDARY ISSUER YES FOR FOR
NAME
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 1.42 MILLION FOR CHAIRMAN, DKK 708,750
FOR VICE CHAIRMAN, AND 472,500 FOR OTHER DIRECTORS;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #9: AMEND COMPANY'S REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #10a: REQUIRE INCLUSION OF CERTAIN FINANCIAL SHAREHOLDER YES AGAINST FOR
INFORMATION TO MEETING NOTICE
PROPOSAL #10b: REQUIRE ANNUAL REPORTS TO BE AVAILABLE SHAREHOLDER YES AGAINST FOR
IN DANISH
PROPOSAL #10c: SIMPLIFY ACCESS TO DOCUMENTS AVAILABLE SHAREHOLDER YES AGAINST FOR
ON COMPANY'S WEBSITE
PROPOSAL #10d: REQUIRE REFRESHMENTS TO BE AVAILABLE SHAREHOLDER YES AGAINST FOR
DURING ANNUAL GENERAL MEETING
PROPOSAL #11: ESTABLISH INSTITUTION TO WORK ON SHAREHOLDER YES AGAINST FOR
INTEGRATION OF COPENHAGEN AND LANDSKRONA
PROPOSAL #12a: REQUIRE BANK TO ALWAYS STATE THE MOST SHAREHOLDER YES AGAINST FOR
RECENT QUOTED PRICE ON A REGULATED MARKET
PROPOSAL #12b: REQUIRE BANK TO NEVER SET TRADING SHAREHOLDER YES AGAINST FOR
PRICE OF ITS SHARE
PROPOSAL #12c: LIMIT BANK'S ABILITY TO CHARGE GENERAL SHAREHOLDER YES AGAINST FOR
FEES IN CERTAIN CASES
PROPOSAL #12d: REQUIRE CUSTOMER TRANSACTIONS TO BE SHAREHOLDER YES AGAINST FOR
EXECUTED AT LOWEST PRICE
PROPOSAL #12e: AMEND ARTICLES RE: INCLUDE NORWEGIAN SHAREHOLDER YES AGAINST FOR
AND SWEDISH AS CORPORATE LANGUAGE
PROPOSAL #12f: AMEND ARTICLES RE: ALLOW NORWEGIAN AND SHAREHOLDER YES AGAINST FOR
SWEDISH TO BE SPOKEN AT ANNUAL GENERAL MEETING
PROPOSAL #12g: REQUIRE IMMEDIATE CASH PAYMENT OF SHAREHOLDER YES AGAINST FOR
HYBRID CORE CAPITAL RAISED IN MAY 2009
PROPOSAL #12h: AMEND ARTICLES RE: PROHIBIT BOARD OF SHAREHOLDER YES AGAINST FOR
DIRECTORS FROM REJECTING OR PLACING SHAREHOLDER
PROPOSALS UNDER OTHER ITEMS
PROPOSAL #12i: AMEND ARTICLES RE: PROHIBIT BOARD FROM SHAREHOLDER YES AGAINST FOR
REJECTING REQUEST FOR VOTING BY BALLOT
PROPOSAL #13a: REQUIRE DANSKE BANK TO REFRAIN FROM SHAREHOLDER YES AGAINST FOR
USING TAX HAVENS
PROPOSAL #13b: REQUEST DANSKE BANK TO TAKE POSITION SHAREHOLDER YES AGAINST FOR
IN PRINCIPLE ON BANK SECRECY
PROPOSAL #14: REMOVE OLE ANDERSEN FROM THE BOARD OF SHAREHOLDER YES AGAINST FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Davide Campari-Milano S.p.A.
TICKER: CPR CUSIP: T24091117
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DBS Group Holdings Ltd.
TICKER: D05 CUSIP: Y20246107
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND PER ORDINARY ISSUER YES FOR FOR
SHARE
PROPOSAL #3: DECLARE FINAL DIVIDEND PER NON-VOTING ISSUER YES FOR FOR
REDEEMABLE CONVERTIBLE PREFERENCE SHARE
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: ELECT PIYUSH GUPTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT BART JOSEPH BROADMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT HO TIAN YEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT NIHAL VIJAYA DEVADAS KAVIRATNE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPROVE GRANT OF AWARDS AND ISSUE OF ISSUER YES FOR FOR
SHARES PURSUANT TO THE DBSH SHARE OPTION PLAN AND
DBSH SHARE PLAN
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #12: APPROVE ISSUANCE OF SHARES AND NON- ISSUER YES FOR FOR
VOTING REDEEMABLE CONVERTIBLE PREFERENCE SHARES UNDER
THE DBSH SCRIP DIVIDEND SCHEME FOR THE FINAL
DIVIDENDS FOR THE YEAR ENDED DEC. 31, 2013
PROPOSAL #13: APPROVE ISSUANCE OF SHARES AND NON- ISSUER YES FOR FOR
VOTING REDEEMABLE CONVERTIBLE PREFERENCE SHARES UNDER
THE DBSH SCRIP DIVIDEND SCHEME FOR THE DIVIDENDS
WHICH MAY BE DECLARED FOR THE YEAR ENDING DEC. 31,
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DBS Group Holdings Ltd.
TICKER: D05 CUSIP: Y20246107
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DCC plc
TICKER: DCC CUSIP: G2689P101
MEETING DATE: 7/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4a: REELECT TOMMY BREEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT ROISIN BRENNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT MICHAEL BUCKLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT DAVID BYRNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: ELECT JANE LODGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: REELECT KEVIN MELIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: REELECT JOHN MOLONEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4h: REELECT DONAL MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4i: REELECT FERGAL O'DWYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4j: REELECT LESLIE VAN DE WALLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6: AUTHORISE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORISE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: AUTHORISE REISSUANCE PRICE RANGE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #10: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #11: ADOPT ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deere & Company
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL R. ALLEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR CLAYTON M. JONES ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOACHIM MILBERG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR THOMAS H. PATRICK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR SHERRY M. SMITH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delek US Holdings, Inc.
TICKER: DK CUSIP: 246647101
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERZA UZI YEMIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM J. FINNERTY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLOS E. JORDA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES H. LEONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP L. MASLOWE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHLOMO ZOHAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Delta Electronics Inc.
TICKER: 2308 CUSIP: Y20263102
MEETING DATE: 6/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PLAN ON 2013 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dentsu Inc.
TICKER: 4324 CUSIP: J1207N108
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR ISHII, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAMOTO, SHOICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KATO, YUZURU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TIMOTHY ANDREE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SUGIMOTO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUSHIMA, KUNIHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKADA, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TONOUCHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR HATTORI, KAZUFUMI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR YAMAMOTO, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NISHIZAWA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR FUKUYAMA, MASAKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KATO, KENICHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Destination Maternity Corporation
TICKER: DEST CUSIP: 25065D100
MEETING DATE: 1/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ARNAUD AJDLER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BLITZER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR BARRY ERDOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSEPH A. GOLDBLUM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD M. KRELL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MELISSA PAYNER-GREGOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM A. SCHWARTZ, ISSUER YES FOR FOR
JR.
PROPOSAL #1.8: ELECT DIRECTOR B. ALLEN WEINSTEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Boerse AG
TICKER: DB1 CUSIP: D1882G119
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.10 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 2.5 BILLION; APPROVE CREATION OF EUR 19.3 MILLION
POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS
PROPOSAL #6: APPROVE DECREASE IN SIZE OF SUPERVISORY ISSUER YES FOR FOR
BOARD TO 12 MEMBERS
PROPOSAL #7: AMEND ARTICLES RE: DISTRIBUTIONS IN KIND ISSUER YES FOR FOR
PROPOSAL #8: RATIFY KPMG AS AUDITORS FOR FISCAL 2014 ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Lufthansa AG
TICKER: LHA CUSIP: D1908N106
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.45 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: APPROVE CREATION OF EUR 29 POOL OF ISSUER YES FOR FOR
CONDITIONAL CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
PROPOSAL #6: APPROVE SPIN-OFF AND ACQUISITION ISSUER YES FOR FOR
AGREEMENT WITH MILES & MORE INTERNATIONAL GMBH
PROPOSAL #7: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
MILES & MORE INTERNATIONAL GMBH
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2014
PROPOSAL #9: ELECT MONIKA RIBAR TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Deutsche Telekom AG
TICKER: DTE CUSIP: D2035M136
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2014
PROPOSAL #6: ELECT JOHANNES GEISMANN TO THE ISSUER YES AGAINST AGAINST
SUPERVISORY BOARD
PROPOSAL #7: ELECT LARS HINRICHS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: ELECT ULRICH SCHROEDER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #9: ELECT KARL-HEINZ STREIBICH TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #10: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 6.5 BILLION; APPROVE CREATION
OF EUR 1.1 BILLION POOL OF CAPITAL TO GUARANTEE CONVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Devro plc
TICKER: DVO CUSIP: G2743R101
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT STEVE HANNAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PETER PAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIMON WEBB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JANE LODGE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT PAUL NEEP AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT PAUL WITHERS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: ELECT GERARD HOETMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #12: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Diageo plc
TICKER: DGE CUSIP: G42089113
MEETING DATE: 9/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PEGGY BRUZELIUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT LAURENCE DANON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT LORD DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT HO KWONPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT BETSY HOLDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DR FRANZ HUMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DEIRDRE MAHLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT IVAN MENEZES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PHILIP SCOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dillard's, Inc.
TICKER: DDS CUSIP: 254067101
MEETING DATE: 5/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANK R. MORI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR REYNIE RUTLEDGE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J.C. WATTS, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NICK WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Distribuidora Internacional De Alimentacion SA
TICKER: DIA CUSIP: E3685C104
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #1.2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #1.3: APPROVE STANDARD ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #1.4: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #2.1: REELECT RICHARD GOLDING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: REELECT MARIANO MARTÍN MAMPASO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: REELECT NADRA MOUSSALEM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: REELECT ANTONIO URCELAY ALONSO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE STOCK-FOR-SALARY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE 2014-2016 LONG-TERM INCENTIVE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: RENEW APPOINTMENT OF KPMG AUDITORES AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #6: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #7: ADVISORY VOTE ON REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DNB ASA
TICKER: DNB CUSIP: R1812S105
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 2.70 PER SHARE
PROPOSAL #5: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: REELECT GRIEG, LOWER, ROLLEFSEN, ISSUER YES FOR FOR
MOGSTER, THORSEN, AND EIDESVIK AS MEMBERS OF
SUPERVISORY BOARD; ELECT HALVORSEN, ULSTEIN,
TRONSGAARD, AND SALBUVIK AS NEW MEMBERS OF
PROPOSAL #7: ELECT KARL HOVDEN AS NEW VICE CHAIRMAN ISSUER YES FOR FOR
OF CONTROL COMMITTEE; ELECT IDA HELLIESEN AND OLE
TRASTI AS NEW MEMBER AND DEPUTY MEMBER OF CONTROL
PROPOSAL #8: REELECT CAMILLA GRIEG AND KARL MOURSUND ISSUER YES FOR FOR
AS MEMBERS OF NOMINATING COMMITTEE; ELECT METTE
WIKBORG AS NEW MEMBER OF NOMINATING COMMITTEE
PROPOSAL #9: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD, CONTROL COMMITTEE, AND NOMINATING COMMITTEE
PROPOSAL #10: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #11a: APPROVE ADVISORY PART OF REMUNERATION ISSUER YES FOR FOR
POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE
MANAGEMENT
PROPOSAL #11b: APPROVE BINDING PART OF REMUNERATION ISSUER YES FOR FOR
POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE
MANAGEMENT
PROPOSAL #12: APPROVE CORPORATE GOVERNANCE STATEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dolby Laboratories, Inc.
TICKER: DLB CUSIP: 25659T107
MEETING DATE: 2/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEVIN YEAMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER GOTCHER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHELINE CHAU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID DOLBY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NICHOLAS DONATIELLO, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR BILL JASPER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANFORD ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROGER SIBONI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR AVADIS TEVANIAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Domtar Corporation
TICKER: UFS CUSIP: 257559203
MEETING DATE: 4/30/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GIANNELLA ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT E. APPLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS P. GIGNAC ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID J. ILLINGWORTH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRIAN M. LEVITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID G. MAFFUCCI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT J. STEACY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA B. STROBEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENIS TURCOTTE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN D. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DP World Ltd
TICKER: DPW CUSIP: M2851K107
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND AUDITORS ISSUER YES FOR FOR
REPORT
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: REELECT SULTAN AHMED BIN SULAYMEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: REELECT JAMAL MAJID BIN THANIAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: REELECT MOHAMMED SHARAF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT JOHN PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT YUVRAJ NARAYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT DEEPAK PAREKH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ROBERT WOODS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORIZE THE BOARD TO FIX AUDITORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #12: AUTHORIZE SHARE ISSUANCE WITH ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #13: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #14: APPROVE SHARE ISSUANCE WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #15: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dr Pepper Snapple Group, Inc.
TICKER: DPS CUSIP: 26138E109
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN L. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOYCE M. ROCHÉ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RONALD G. ROGERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JACK L. STAHL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LARRY D. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT COMPREHENSIVE RECYCLING STRATEGY SHAREHOLDER YES AGAINST FOR
FOR BEVERAGE CONTAINERS
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dragon Oil plc
TICKER: DRS CUSIP: G2828W132
MEETING DATE: 4/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3a: REELECT MOHAMMED AL GHURAIR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: REELECT ABDUL JALEEL AL KHALIFA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: REELECT THOR HAUGNAESS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: REELECT AHMAD SHARAF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: REELECT AHMAD AL MUHAIRBI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3f: REELECT SAEED AL MAZROOEI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3g: ELECT JUSTIN CROWLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: AUTHORIZE GENERAL MEETINGS OUTSIDE THE ISSUER YES FOR FOR
REPUBLIC OF IRELAND
PROPOSAL #8: AUTHORIZE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #9: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF SHARES
PROPOSAL #12: APPROVE THE ADOPTION OF THE 2014 LONG- ISSUER YES AGAINST AGAINST
TERM INCENTIVE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Dresser-Rand Group Inc.
TICKER: DRC CUSIP: 261608103
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM E. MACAULAY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT R. VOLPE, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RITA V. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LOUIS A. RASPINO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PHILIP R. ROTH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN A. SNIDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL L. UNDERWOOD ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOSEPH C. WINKLER, III ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DST Systems, Inc.
TICKER: DST CUSIP: 233326107
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LYNN DORSEY BLEIL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN W. CLARK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ducommun Incorporated
TICKER: DCO CUSIP: 264147109
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD A. BALDRIDGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH C. BERENATO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT D. PAULSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Duluxgroup Ltd
TICKER: DLX CUSIP: Q32914105
MEETING DATE: 12/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT ANDREW LARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT GAIK HEAN CHEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF SHARES TO PATRICK ISSUER YES FOR FOR
HOULIHAN, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY
PROPOSAL #5: APPROVE THE GRANT OF SHARES TO STUART ISSUER YES FOR FOR
BOXER, CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR
OF THE COMPANY
PROPOSAL #6: APPROVE THE TERMINATION BENEFITS TO ISSUER YES AGAINST AGAINST
SENIOR EXECUTIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: E.ON SE
TICKER: EOAN CUSIP: D24914133
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5a: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2014
PROPOSAL #5b: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR THE INSPECTION OF THE ABBREVIATED
FINANCIAL STATEMENTS FOR THE FIRST HALF OF FISCAL
PROPOSAL #6: AMMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY E.ON US HOLDING GMBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: East Japan Railway Co.
TICKER: 9020 CUSIP: J1257M109
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR SEINO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OGATA, MASAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TOMITA, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR FUKASAWA, YUUJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YAGISHITA, NAOMICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MORIMOTO, YUUJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HARAGUCHI, TSUKASA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KAWANOBE, OSAMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ICHINOSE, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SAWAMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NAKAI, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UMEHARA, YASUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR TAKAHASHI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR FUKUDA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR NISHIYAMA, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR ETO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR SASAKI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.18: ELECT DIRECTOR HAMAGUCHI, TOMOKAZU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
PROPOSAL #4: AMEND ARTICLES TO ALLOW SHAREHOLDER SHAREHOLDER YES AGAINST FOR
MEETING RESOLUTIONS ON BUSINESS PLANS RELATED TO
TOHOKU EARTHQUAKE RECONSTRUCTION
PROPOSAL #5: CREATE DAMAGED RAILROAD RECONSTRUCTION SHAREHOLDER YES AGAINST FOR
COMMITTEE
PROPOSAL #6: AMEND ARTICLES TO ALLOW PROPOSALS ON SHAREHOLDER YES AGAINST FOR
COMPLIANCE MATTERS AT SHAREHOLDER MEETINGS
PROPOSAL #7: CREATE COMPLIANCE COMMITTEE SHAREHOLDER YES AGAINST FOR
PROPOSAL #8: AMEND ARTICLES TO REQUIRE DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
TOP FIVE INDIVIDUAL DIRECTOR COMPENSATION IN PROXY
MATERIALS
PROPOSAL #9: AMEND ARTICLES TO REQUIRE AT LEAST THREE SHAREHOLDER YES FOR AGAINST
OUTSIDERS ON BOARD OF DIRECTORS
PROPOSAL #10.1: REMOVE CHAIRMAN SATOSHI SEINO FROM SHAREHOLDER YES AGAINST FOR
THE BOARD OF DIRECTORS
PROPOSAL #10.2: REMOVE VICE CHAIRMAN MASAKI OGATA SHAREHOLDER YES AGAINST FOR
FROM THE BOARD OF DIRECTORS
PROPOSAL #10.3: REMOVE REPRESENTATIVE DIRECTOR AND SHAREHOLDER YES AGAINST FOR
PRESIDENT TETSURO TOMITA FROM THE BOARD OF DIRECTORS
PROPOSAL #10.4: REMOVE REPRESENTATIVE DIRECTOR AND SHAREHOLDER YES AGAINST FOR
VICE PRESIDENT YUUJI FUKASAWA FROM THE BOARD OF
DIRECTORS
PROPOSAL #10.5: REMOVE EXECUTIVE DIRECTOR YUUJI SHAREHOLDER YES AGAINST FOR
MORIMOTO FROM THE BOARD OF DIRECTORS
PROPOSAL #11: REDUCE DIRECTOR AND STATUTORY AUDITOR SHAREHOLDER YES AGAINST FOR
COMPENSATION BY 20 PERCENT
PROPOSAL #12: APPROVE ALTERNATE INCOME ALLOCATION TO SHAREHOLDER YES AGAINST FOR
ESTABLISH RESERVES FOR DISASTER RECOVERY FUND FOR THE
TOHOKU EARTHQUAKE AND FOR CONSOLIDATION OF LOCAL
RAIL LINES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: eBay Inc.
TICKER: EBAY CUSIP: 278642103
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRED D. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR EDWARD W. BARNHOLT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Edenred
TICKER: EDEN CUSIP: F3192L109
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.83 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (CASH OR ISSUER YES FOR FOR
NEW SHARES)
PROPOSAL #5: ADVISORY VOTE ON COMPENSATION OF JACQUES ISSUER YES FOR FOR
STERN, CHAIRMAN AND CEO
PROPOSAL #6: RATIFY APPOINTMENT OF JEAN-ROMAIN LHOMME ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: REELECT JEAN-ROMAIN LHOMME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT GALATERI DI GENOLA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MAELLE GAVET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT JACQUES STERN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: APPROVE SEVERANCE PAYMENT AGREEMENT ISSUER YES FOR FOR
WITH JACQUES STERN
PROPOSAL #12: APPROVE UNEMPLOYMENT PRIVATE INSURANCE ISSUER YES FOR FOR
AGREEMENT WITH JACQUES STERN
PROPOSAL #13: APPROVE HEALTH INSURANCE COVERAGE ISSUER YES FOR FOR
AGREEMENT WITH JACQUES STERN
PROPOSAL #14: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH JACQUES STERN
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 225 MILLION
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 45 MILLION
PROPOSAL #19: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 10 PERCENT OF ISSUED
CAPITAL PER YEAR FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 45 MILLION
PROPOSAL #20: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #21: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 225 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #24: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP- Energias Do Brasil S.A.
TICKER: ENBR3 CUSIP: P3769R108
MEETING DATE: 2/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: FIX BOARD SIZE ISSUER YES FOR FOR
PROPOSAL #2: ELECT NEW DIRECTOR; APPOINT CHAIRMAN AND ISSUER YES FOR FOR
VICE CHAIRMAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP- Energias Do Brasil S.A.
TICKER: ENBR3 CUSIP: P3769R108
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES 24 AND 25 RE: EXECUTIVE ISSUER YES FOR FOR
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDP- Energias Do Brasil S.A.
TICKER: ENBR3 CUSIP: P3769R108
MEETING DATE: 4/29/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: FIX BOARD SIZE AND ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emergent BioSolutions Inc.
TICKER: EBS CUSIP: 29089Q105
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ZSOLT HARSANYI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GEORGE JOULWAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LOUIS W. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARVIN L. WHITE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Emerson Electric Co.
TICKER: EMR CUSIP: 291011104
MEETING DATE: 2/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. N. FARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. GREEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR C. A. PETERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. W. PRUEHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR A.A. BUSCH, III ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. S. TURLEY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON SUSTAINABILITY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Empire Company Limited
TICKER: EMP.A CUSIP: 291843407
MEETING DATE: 9/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy Development Corp
TICKER: EDC CUSIP: Y2292T102
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE MINUTES OF THE PREVIOUS ISSUER YES FOR FOR
STOCKHOLDERS' MEETING
PROPOSAL #4: APPROVE MANAGEMENT REPORT AND AUDITED ISSUER YES FOR FOR
FINANCIAL STATEMENTS FOR THE YEAR ENDED DEC. 31, 2013
PROPOSAL #5: CONFIRM AND RATIFY ALL ACTS AND ISSUER YES FOR FOR
RESOLUTIONS OF MANAGEMENT AND THE BOARD OF DIRECTORS
FROM THE DATE OF THE LAST STOCKHOLDERS' MEETING
PROPOSAL #6i: APPROVE THE AMENDMENT OF THE ARTICLES ISSUER YES FOR FOR
OF INCORPORATION TO RECLASSIFY 3 BILLION AUTHORIZED
AND UNISSUED COMMON SHARES INTO 300 MILLION NON-
VOTING PREFERRED SHARES
PROPOSAL #6ii: APPROVE THE AMENDMENT OF THE ARTICLES ISSUER YES FOR FOR
OF INCORPORATION TO LIMIT THE PREEMPTIVE RIGHT FOR
CERTAIN SHARE ISSUANCES OR REISSUANCES
PROPOSAL #7.1: ELECT OSCAR M. LOPEZ AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.2: ELECT FEDERICO R. LOPEZ AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.3: ELECT RICHARD B. TANTOCO AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.4: ELECT PETER D. GARRUCHO, JR. AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.5: ELECT ELPIDIO L. IBANEZ AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.6: ELECT ERNESTO B. PANTANGCO AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.7: ELECT FRANCIS GILES B. PUNO AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.8: ELECT JONATHAN C. RUSSELL AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7.9: ELECT EDGAR O. CHUA AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.10: ELECT FRANCISCO ED. LIM AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7.11: ELECT ARTURO T. VALDEZ AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE THE APPOINTMENT OF SGV & CO. AS ISSUER YES FOR FOR
THE COMPANY'S EXTERNAL AUDITOR
PROPOSAL #9: APPROVE OTHER MATTERS ISSUER YES AGAINST AGAINST
PROPOSAL #10: ADJOURNMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Energy XXI (Bermuda) Limited
TICKER: EXXI CUSIP: G10082140
MEETING DATE: 11/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CORNELIUS DUPRE, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN FLANNERY ISSUER YES FOR FOR
PROPOSAL #2: APPROVE UHY LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Enersis S.A.
TICKER: ENERSIS CUSIP: 29274F104
MEETING DATE: 4/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS' ISSUER YES FOR FOR
COMMITTEE AND APPROVE THEIR 2014 BUDGET
PROPOSAL #6: APPOINT AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: ELECT TWO AUDITORS AND THEIR RESPECTIVE ISSUER YES FOR FOR
ALTERNATES; APPROVE THEIR REMUNERATION
PROPOSAL #8: DESIGNATE RISK ASSESSMENT COMPANIES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #13: OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
PROPOSAL #14: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Engility Holdings, Inc.
TICKER: EGL CUSIP: 29285W104
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY PRINCIPI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. SAVNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EOG Resources, Inc.
TICKER: EOG CUSIP: 26875P101
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JANET F. CLARK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR CHARLES R. CRISP ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES C. DAY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MARK G. PAPA ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR H. LEIGHTON STEWARD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR DONALD F. TEXTOR ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WILLIAM R. THOMAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FRANK G. WISNER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON MANAGEMENT OF HYDRAULIC SHAREHOLDER YES ABSTAIN AGAINST
FRACTURING RISKS AND OPPORTUNITIES
PROPOSAL #5: REPORT ON METHANE EMISSIONS MANAGEMENT SHAREHOLDER YES ABSTAIN AGAINST
AND REDUCTION TARGETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Esprit Holdings Limited
TICKER: 00330 CUSIP: G3122U145
MEETING DATE: 12/3/2013 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT RAYMOND OR CHING FAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT PAUL CHENG MING FUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a3: ELECT EVA CHENG LI KAM FUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a4: ELECT ALEXANDER REID HAMILTON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2a5: ELECT CARMELO LEE KA SZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a6: ELECT NORBERT ADOLF PLATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euler Hermes
TICKER: ELE CUSIP: F2013Q107
MEETING DATE: 10/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT UMIT BOYNER AS SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #2: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Eurofins Scientific SE
TICKER: ERF CUSIP: F3322K104
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE SPECIAL REPORTS RE: RELATED ISSUER NO N/A N/A
PARTY TRANSACTION
PROPOSAL #4: APPROVE CONSOLIDATED FINANCIAL ISSUER NO N/A N/A
STATEMENTS
PROPOSAL #5: APPROVE FINANCIAL STATEMENTS ISSUER NO N/A N/A
PROPOSAL #6: APPROVE ALLOCATION OF INCOME AND ISSUER NO N/A N/A
DIVIDENDS
PROPOSAL #7: APPROVE DISCHARGE OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #8: APPROVE DISCHARGE OF AUDITORS ISSUER NO N/A N/A
PROPOSAL #9: ELECT F. POUCHANTCHI AS INDEPENDENT ISSUER NO N/A N/A
DIRECTOR
PROPOSAL #10: RENEW APPOINTMENT OF ISSUER NO N/A N/A
PRICEWATERHOUSECOOPERS AS AUDITOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS ISSUER NO N/A N/A
PROPOSAL #12: RECEIVE AND APPROVE INFORMATION ON ISSUER NO N/A N/A
REPURCHASE PROGRAM
PROPOSAL #13: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
PROPOSAL #2: AMEND ARTICLES 10 AND 11 RE: REFERENCE ISSUER NO N/A N/A
TO BEARER SHARES
PROPOSAL #3: AMEND ARTICLE 20 RE: CERTIFICATE OF ISSUER NO N/A N/A
SHARES
PROPOSAL #4: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER NO N/A N/A
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Euronet Worldwide, Inc.
TICKER: EEFT CUSIP: 298736109
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANDRZEJ OLECHOWSKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIBERTO R. SCOCIMARA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exelis Inc.
TICKER: XLS CUSIP: 30162A108
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR PAUL J. KERN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK L. REUSS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BILLIE I. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exor S.P.A.
TICKER: EXO CUSIP: T3833E113
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2a: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Expeditors International of Washington, Inc.
TICKER: EXPD CUSIP: 302130109
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER J. ROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. WRIGHT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. EMMERT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. JORDAN GATES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAN P. KOURKOUMELIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MICHAEL J. MALONE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN W. MEISENBACH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY S. MUSSER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LIANE J. PELLETIER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES L.K. WANG ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR TAY YOSHITANI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Experian plc
TICKER: EXPN CUSIP: G32655105
MEETING DATE: 7/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DEIRDRE MAHLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT GEORGE ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT FABIOLA ARREDONDO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHRIS CALLERO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT BRIAN CASSIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROGER DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ALAN JEBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIR JOHN PEACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DON ROBERT AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: RE-ELECT SIR ALAN RUDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JUDITH SPRIESER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAUL WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Exterran Holdings, Inc.
TICKER: EXH CUSIP: 30225X103
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR D. BRADLEY CHILDERS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM M. GOODYEAR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GORDON T. HALL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J.W.G. 'WILL' ISSUER YES FOR FOR
HONEYBOURNE
PROPOSAL #1.5: ELECT DIRECTOR MARK A. MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEPHEN M. PAZUK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN P. RYAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHRISTOPHER T. SEAVER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MARK R. SOTIR ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Facebook, Inc.
TICKER: FB CUSIP: 30303M102
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARC L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN D. DESMOND- ISSUER YES FOR FOR
HELLMANN
PROPOSAL #1.4: ELECT DIRECTOR DONALD E. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR PETER A. THIEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MARK ZUCKERBERG ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: SCREEN POLITICAL CONTRIBUTIONS FOR SHAREHOLDER YES AGAINST FOR
CONSISTENCY WITH CORPORATE VALUES
PROPOSAL #6: ASSESS PRIVACY AND ADVERTISING POLICY SHAREHOLDER YES AGAINST FOR
RELATING TO CHILDHOOD OBESITY
PROPOSAL #7: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairfax Financial Holdings Limited
TICKER: FFH CUSIP: 303901102
MEETING DATE: 4/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANTHONY F. GRIFFITHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT J. GUNN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN D. HORN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN R.V. PALMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TIMOTHY R. PRICE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRANDON W. SWEITZER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR V. PREM WATSA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fairfax Media Ltd.
TICKER: FXJ CUSIP: Q37116102
MEETING DATE: 11/7/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT SANDRA MCPHEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LINDA NICHOLLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF PERFORMANCE SHARES ISSUER YES FOR FOR
AND OPTIONS TO GREGORY HYWOOD, CHIEF EXECUTIVE
OFFICER AND MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #4: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE SPILL RESOLUTION ISSUER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FBR & Co.
TICKER: FBRC CUSIP: 30247C400
MEETING DATE: 10/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FBR & Co.
TICKER: FBRC CUSIP: 30247C400
MEETING DATE: 6/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REENA AGGARWAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD J. HENDRIX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. HYNES, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD A. KRAEMER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ARTHUR J. REIMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiat Industrial S.p.A.
TICKER: FI CUSIP: T42136100
MEETING DATE: 7/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MERGER BY ABSORPTION OF FIAT ISSUER YES FOR FOR
INDUSTRIAL SPA INTO FI CBM HOLDINGS N.V.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fiat Spa
TICKER: F CUSIP: T4R136137
MEETING DATE: 3/31/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2.A: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2.B: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fielmann AG
TICKER: FIE CUSIP: D2617N114
MEETING DATE: 7/11/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.70 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2012
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2012
PROPOSAL #5: RATIFY DELOITTE AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2013
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Finmeccanica Spa
TICKER: FNC CUSIP: T4502J151
MEETING DATE: 7/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TO REPLACE FRANCO ISSUER YES AGAINST AGAINST
BONFERRONI
PROPOSAL #1.2: ELECT DIRECTOR TO REPLACE GIUSEPPE ISSUER YES AGAINST AGAINST
ORSI
PROPOSAL #1.3: APPOINT DARIO FRIGERIO AS DIRECTOR TO SHAREHOLDER YES FOR N/A
REPLACE CHRISTIAN STREIFF
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Pacific Co., Ltd.
TICKER: 00142 CUSIP: G34804107
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4a: ELECT ROBERT C. NICHOLSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: ELECT BENNY S. SANTOSO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: ELECT GRAHAM L. PICKLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: ELECT NAPOLEON L. NAZARENO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: ELECT TEDY DJUHAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #6: AUTHORIZE BOARD TO APPOINT ADDITIONAL ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #10: ADOPT CONSOLIDATED BYE-LAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: First Republic Bank
TICKER: FRC CUSIP: 33616C100
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES H. HERBERT, II ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHERINE AUGUST- ISSUER YES FOR FOR
DEWILDE
PROPOSAL #1.3: ELECT DIRECTOR THOMAS J. BARRACK, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANK J. FAHRENKOPF, JR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. FORD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR L. MARTIN GIBBS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SANDRA R. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAMELA J. JOYNER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR REYNOLD LEVY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JODY S. LINDELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GEORGE G.C. PARKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLIR Systems, Inc.
TICKER: FLIR CUSIP: 302445101
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM W. CROUCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CATHERINE A. HALLIGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANGUS L. MACDONALD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CATHY STAUFFER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ANDREW C. TEICH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Franklin Resources, Inc.
TICKER: BEN CUSIP: 354613101
MEETING DATE: 3/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SAMUEL H. ARMACOST ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR PETER K. BARKER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CHARLES E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR GREGORY E. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RUPERT H. JOHNSON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK C. PIGOTT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHUTTA RATNATHICAM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LAURA STEIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ANNE M. TATLOCK ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR GEOFFREY Y. YANG ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fresenius Medical Care AG & Co. KGaA
TICKER: FME CUSIP: D2734Z107
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.77 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF PERSONALLY LIABLE ISSUER YES FOR FOR
PARTNER FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY FRESENIUS MEDICAL CARE
BETEILIGUNGSGESELLSCHAFT MBH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fubon Financial Holding Co. Ltd.
TICKER: 2881 CUSIP: Y26528102
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON 2013 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE COMPANY'S PLAN ON RAISING LONG- ISSUER YES FOR FOR
TERM FUNDS
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5.1: ELECT DANIEL TSAI, A REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.2: ELECT RICHARD TSAI, A REPRESENTATIVE ISSUER YES �� FOR FOR
OF MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER
NO. 72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.3: ELECT YING-RONG CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF TAIPEI CITY GOVERNMENT WITH SHAREHOLDER NO.
297306, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.4: ELECT YEH-SHIN CHEN, A REPRESENTATIVE ISSUER YES FOR FOR
OF TAIPEI CITY GOVERNMENT WITH SHAREHOLDER NO.
297306, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.5: ELECT LI-WEN TSAI, A REPRESENTATIVE OF ISSUER YES FOR FOR
TAIPEI CITY GOVERNMENT WITH SHAREHOLDER NO. 297306,
AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.6: ELECT VICTOR KUNG, A REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.7: ELECT PENG-YUAN CHENG, A ISSUER YES FOR FOR
REPRESENTATIVE OF MING DONG INDUSTRIAL CO., LTD. WITH
SHAREHOLDER NO. 72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.8: ELECT JEN-SHOU HSU, A REPRESENTATIVE ISSUER YES FOR FOR
OF MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER
NO. 72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.9: ELECT JERRY HARN, A REPRESENTATIVE OF ISSUER YES FOR FOR
MING DONG INDUSTRIAL CO., LTD. WITH SHAREHOLDER NO.
72, AS NON-INDEPENDENT DIRECTOR
PROPOSAL #5.10: ELECT CHI-YAN CHEUNG, WITH ID NO. ISSUER YES FOR FOR
E880****, AS INDEPENDENT DIRECTOR
PROPOSAL #5.11: ELECT SHAU-KONG JAW, WITH ID NO. ISSUER YES FOR FOR
D10000****, AS INDEPENDENT DIRECTOR
PROPOSAL #5.12: ELECT MING-TZE TANG, WITH ID NO. ISSUER YES FOR FOR
255756, AS INDEPENDENT DIRECTOR
PROPOSAL #5.13: ELECT WEN-SSN CHUANG, WITH ID NO. ISSUER YES FOR FOR
F10227****, AS INDEPENDENT DIRECTOR
PROPOSAL #6: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF NEWLY APPOINTED DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fuji Soft Inc.
TICKER: 9749 CUSIP: J1528D102
MEETING DATE: 3/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NOZAWA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAKASHITA, SATOYASU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAKEBAYASHI, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FUTAMI, TSUNEO ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TOYOTA, KOICHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SATO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR NOZAWA, JINTARO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR YUTA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE RETIREMENT BONUS PAYMENT FOR ISSUER YES AGAINST AGAINST
DIRECTORS
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FUJIFILM Holdings Corp.
TICKER: 4901 CUSIP: J14208102
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR KOMORI, SHIGETAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAJIMA, SHIGEHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAMAI, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TODA, YUUZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ISHIKAWA, TAKATOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUKENO, KENJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FURUYA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ASAMI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YAMAMOTO, TADAHITO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KITAYAMA, TEISUKE ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TAKAHASHI, TORU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR INOUE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR KOSUGI, TAKEO ISSUER YES FOR FOR
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KOBAYAKAWA, HISAYOSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Fujitsu Ltd.
TICKER: 6702 CUSIP: J15708159
MEETING DATE: 6/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MAZUKA, MICHIYOSHI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR YAMAMOTO, MASAMI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FUJITA, MASAMI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR URAKAWA, CHIKAFUMI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ITO, HARUO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OKIMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR FURUKAWA, TATSUZUMI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUDA, MIYAKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KUDO, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR TANIGUCHI, NORIHIKO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR YOKOTA, JUN ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR KATO, KAZUHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: G4S plc
TICKER: GFS CUSIP: G39283109
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: ELECT HIMANSHU RAJA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ASHLEY ALMANZA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN CONNOLLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ADAM CROZIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARK ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT WINNIE KIN WAH FOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT GRAHAME GIBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MARK SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PAUL SPENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT CLARE SPOTTISWOODE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT TIM WELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GEA Group AG
TICKER: G1A CUSIP: D28304109
MEETING DATE: 4/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0,60 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6: APPROVE CREATION OF EUR 99 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #8: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Geberit AG
TICKER: GEBN CUSIP: H2942E124
MEETING DATE: 4/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 7.50 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4.1.1: REELECT ALBERT BAEHNY AS DIRECTOR ISSUER YES FOR FOR
AND CHAIRMAN OF THE BOARD OF DIRECTORS
PROPOSAL #4.1.2: REELECT FELIX EHRAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.3: REELECT HARTMUT REUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.4: REELECT ROBERT SPOERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.5: REELECT JORGEN TANG-JENSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.2.1: APPOINT ROBERT SPOERRY AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.2.2: APPOINT HARTMUT REUTER AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.2.3: APPOINT JORGEN TANG-JENSEN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5: DESIGNATE ANDREAS KELLER AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #7.1: AMEND ARTICLES RE: GENERAL AMENDMENTS, ISSUER YES FOR FOR
OUTSIDE MANDATES, CONTRACTS, LOANS, AND CREDITS
(ORDINANCE AGAINST EXCESSIVE REMUNERATION AT LISTED
COMPANIES)
PROPOSAL #7.2: AMEND ARTICLES RE: REMUNERATION OF THE ISSUER YES FOR FOR
BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT
(ORDINANCE AGAINST EXCESSIVE REMUNERATION AT LISTED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GlaxoSmithKline plc
TICKER: GSK CUSIP: G3910J112
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR CHRISTOPHER GENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: RE-ELECT SIR ANDREW WITTY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIR ROY ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DR STEPHANIE BURNS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT STACEY CARTWRIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIMON DINGEMANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LYNN ELSENHANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JUDY LEWENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR DERYCK MAUGHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DR DANIEL PODOLSKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT DR MONCEF SLAOUI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT TOM DE SWAAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT JING ULRICH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE THE AUDIT & RISK COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #23: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #24: APPROVE THE EXEMPTION FROM STATEMENT OF ISSUER YES FOR FOR
THE NAME OF THE SENIOR STATUTORY AUDITOR IN
PUBLISHED COPIES OF THE AUDITORS' REPORTS
PROPOSAL #25: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Glencore Xstrata plc
TICKER: GLEN CUSIP: G39420107
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CHANGE OF COMPANY NAME TO ISSUER YES FOR FOR
GLENCORE PLC
PROPOSAL #2: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE FINAL DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ANTHONY HAYWARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT LEONHARD FISCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT WILLIAM MACAULAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT IVAN GLASENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PETER COATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT JOHN MACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT PETER GRAUER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: APPROVE SCRIP DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Global Cash Access Holdings, Inc.
TICKER: GCA CUSIP: 378967103
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAM CHARY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED C. ENLOW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Globaltrans Investment PLC
TICKER: GLTR CUSIP: 37949E204
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE TERMINATION OF POWERS OF BOARD ISSUER YES FOR FOR
OF DIRECTORS
PROPOSAL #5: ELECT ALEXANDER ELISEEV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT MICHAEL ZAMPELAS AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS REMUNERATION
PROPOSAL #7: ELECT GEORGE PAPAIOANNOU AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS REMUNERATION
PROPOSAL #8: ELECT J. CARROLL COLLEY AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS REMUNERATION
PROPOSAL #9: ELECT JOHANN FRANZ DURRER AS DIRECTOR ISSUER YES FOR FOR
AND APPROVE HIS REMUNERATION
PROPOSAL #10: ELECT SERGEY MALTSEV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT MICHAEL THOMAIDES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT ELIA NICOALOU AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS REMUNERATION
PROPOSAL #13: ELECT KONSTANTIN SHIROKOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT ANDREY GOMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT ALEXANDER STOROZHEV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: ELECT ALEXANDER TARASOV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT MARIOS TOFAROS AS DIRECTOR AND ISSUER YES FOR FOR
APPROVE HIS REMUNERATION
PROPOSAL #18: ELECT SERGEY TOLMACHEV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT MELINA PYRGOU AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GN Store Nord A/S
TICKER: GN CUSIP: K4001S214
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORT; APPROVE DISCHARGE OF DIRECTORS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 0.84 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5a: REELECT PER WOLD-OLSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: REELECT WILLIAM HOOVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: REELECT WOLFGANG REIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: REELECT RENE SVENDSEN-TUNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: REELECT CARSTEN THOMSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: REELECT HELENE BARNEKOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7b: APPROVE DKK 21.2 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION; AMEND ARTICLES
OF ASSOCIATION ACCORDINGLY
PROPOSAL #7c: EXTEND BOARD'S AUTHORIZATIONS TO CREATE ISSUER YES FOR FOR
UP TO DKK 130 MILLION POOL OF CAPITAL WITHOUT
PREEMPTIVE RIGHTS UNTIL APRIL 30, 2015
PROPOSAL #7d: AMEND ARTICLES RE: CHANGE REGISTAR FROM ISSUER YES FOR FOR
VP INVESTOR A/S TO COMPUTERSHARE A/S
PROPOSAL #7e: APPROVE PUBLICATION OF ANNUAL REPORT IN ISSUER YES FOR FOR
ENGLISH
PROPOSAL #7f: AMEND ARTICLES RE: PROXIES ISSUER YES FOR FOR
PROPOSAL #7g: AMEND ARTICLES RE: EDITORIAL CHANGES ISSUER YES FOR FOR
AND UPDATES
PROPOSAL #8a: AMEND ARTICLES RE: REQUIREMENTS FOR SHAREHOLDER YES AGAINST FOR
FINANCIAL INFORMATION IN THE NOTICE CONVENING THE
GENERAL MEETING
PROPOSAL #8b: REQUIRE AVAILABILITY OF CERTAIN REPORTS SHAREHOLDER YES AGAINST FOR
IN DANISH FOR FIVE YEARS
PROPOSAL #8c: APPROVE CHANGES TO COMPANY'S WEBSITE SHAREHOLDER YES AGAINST FOR
PROPOSAL #8d: REQUIRE COMPANY TO OFFER AT AGM A SHAREHOLDER YES AGAINST FOR
SERVING CORRESPONDING TO COMPANY'S OUTLOOK
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Goodbaby International Holdings Ltd.
TICKER: 01086 CUSIP: G39814101
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHIANG YUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT IAIN FERGUSON BRUCE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT MARTIN POS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT MICHAEL NAN QU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: REAPPOINT ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Goodman Fielder Ltd.
TICKER: GFF CUSIP: Q4223N112
MEETING DATE: 11/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE GRANT OF SHARE RIGHTS TO ISSUER YES FOR FOR
CHRIS DELANEY, MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER OF THE COMPANY
PROPOSAL #4: ELECT STEVEN GREGG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PETER HEARL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CLIVE HOOKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE RENEWAL OF THE PROPORTIONAL ISSUER YES FOR FOR
TAKEOVER PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Google Inc.
TICKER: GOOG CUSIP: 38259P508
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY PAGE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SERGEY BRIN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR ERIC E. SCHMIDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR L. JOHN DOERR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DIANE B. GREENE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN L. HENNESSY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANN MATHER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR K. RAM SHRIRAM ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR SHIRLEY M. TILGHMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
PROPOSAL #7: ADOPT POLICY AND REPORT ON IMPACT OF TAX SHAREHOLDER YES ABSTAIN AGAINST
STRATEGY
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Governor and Company of the Bank of Ireland
TICKER: BIR CUSIP: G49374146
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT BRAD MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2a: REELECT KENT ATKINSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2b: REELECT RICHIE BOUCHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2c: REELECT PAT BUTLER DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2d: REELECT PATRICK HAREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2e: REELECT ARCHIE KANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2f: REELECT ANDREW KEATING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2g: REELECT PATRICK KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2h: REELECT DAVIDA MARSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2i: REELECT PATRICK MULVIHILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2j: REELECT PATRICK O'SULLIVAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2k: REELECT WILBUR ROSS JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: AUTHORISE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: AUTHORISE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR CASH
PROPOSAL #7: AUTHORISE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS OTHER
THAN FOR CASH
PROPOSAL #8: AUTHORISE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS FOR CASH
OR NON-CASH
PROPOSAL #9: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Great Eastern Holdings Ltd.
TICKER: G07 CUSIP: Y2854Q108
MEETING DATE: 4/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND AND SPECIAL ISSUER YES FOR FOR
DIVIDEND
PROPOSAL #3a1: ELECT CHEONG CHOONG KONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT TAN YAM PIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b1: ELECT CHRISTOPHER WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b2: ELECT KOH BENG SENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE GREAT EASTERN HOLDINGS LIMITED SCRIP DIVIDEND
SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Green Plains Renewable Energy, Inc.
TICKER: GPRE CUSIP: 393222104
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JIM ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WAYNE HOOVESTOL ISSUER YES FOR FOR
PROPOSAL #2: CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CONVERSION OF SECURITIES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Groupe Eurotunnel SA
TICKER: GET CUSIP: F477AL114
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.15 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH EMMANUEL MOULIN, VICE-CEO
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT JACQUES GOUNON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT PHILIPPE CAMU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT PATRICIA HEWITT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT ROBERT ROCHEFORT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT PHILIPPE VASSEUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT TIM YEO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
JACQUES GOUNON, CHAIRMAN AND CEO
PROPOSAL #13: AUTHORIZE UP TO 0.07 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #14: AUTHORIZE NEW CLASS OF PREFERRED STOCK ISSUER YES FOR FOR
AND AMEND ARTICLES 9 TO 11 AND 37 OF BYLAWS
PROPOSAL #15: AUTHORIZE UP TO 1.50 MILLION SHARES ISSUER YES FOR FOR
RESULTING FROM THE CONVERSION OF PREFERENCE SHARES
RESERVED FOR EXECUTIVE CORPORATE OFFICERS AND KEY
EMPLOYEES
PROPOSAL #16: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: APPROVE CHANGE OF CORPORATE FORM TO ISSUER YES FOR FOR
SOCIETAS EUROPAEA (SE)
PROPOSAL #19: PURSUANT TO APPROVAL OF ITEM 18, CHANGE ISSUER YES FOR FOR
COMPANY NAME TO GROUPE EUROTUNNEL SE AND AMEND
BYLAWS ACCORDINGLY
PROPOSAL #20: PURSUANT TO ITEMS 18 AND 19 ABOVE, ISSUER YES FOR FOR
ADOPT NEW BYLAWS
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Comercial Chedraui S.A.B. de C.V.
TICKER: CHDRAUIB CUSIP: P4612W104
MEETING DATE: 4/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE REPORT ON ACTIVITIES AND ISSUER YES FOR FOR
OPERATIONS UNDERTAKEN BY BOARD IN ACCORDANCE WITH
ARTICLE 28 IV (E) OF COMPANY LAW
PROPOSAL #2: PRESENT REPORT ON ADHERENCE TO FISCAL ISSUER YES FOR FOR
OBLIGATIONS
PROPOSAL #3: PRESENT REPORT ON OPERATIONS CARRIED OUT ISSUER YES FOR FOR
BY AUDIT AND CORPORATE PRACTICES COMMITTEE
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #5: PRESENT REPORT ON SHARE REPURCHASE AND ISSUER YES FOR FOR
SET MAXIMUM AMOUNT FOR SHARE REPURCHASE
PROPOSAL #6: APPROVE DISCHARGE OF BOARD OF DIRECTORS ISSUER YES FOR FOR
AND CEO
PROPOSAL #7: ELECT OR RATIFY DIRECTORS, AND AUDIT AND ISSUER YES AGAINST AGAINST
CORPORATE PRACTICE COMMITTEE MEMBERS; APPROVE THEIR
RESPECTIVE REMUNERATION
PROPOSAL #8: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Comercial Chedraui SAB de CV
TICKER: CHDRAUIB CUSIP: P4612W104
MEETING DATE: 12/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #2: APPOINT LEGAL REPRESENTATIVES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Grupo Financiero Banorte SAB de CV
TICKER: GFNORTEO CUSIP: P49501201
MEETING DATE: 7/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN VARIABLE PORTION OF ISSUER YES FOR FOR
CAPITAL VIA ISSUANCE OF SHARES WITHOUT PREEMPTIVE
RIGHTS
PROPOSAL #2: APPROVE PUBLIC OFFERING OF SHARES IN ISSUER YES FOR FOR
MEXICO, THE UNITED STATES AND OTHER MARKETS
PROPOSAL #3: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GuocoLeisure Ltd.
TICKER: B16 CUSIP: G4210D102
MEETING DATE: 10/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLARE FIRST AND FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: ELECT QUEK LENG CHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT PHILIP BURDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT TIMOTHY TEO LAI WAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT KPMG LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: APPROVE GRANT OF OPTIONS AND ISSUANCE OF ISSUER YES FOR FOR
SHARES UNDER THE GUOCOLEISURE LIMITED EXECUTIVES'
SHARE OPTION SCHEME 2008
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GVC Holdings plc
TICKER: GVC CUSIP: G427A6103
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS OF THE COMPANY
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS OF THE GVC GROUP
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: REELECT LEE FELDMAN AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT RICHARD COOPER AS A DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE GRANT THORNTON UK LLP AS ISSUER YES AGAINST AGAINST
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hana Financial Group Inc.
TICKER: 086790 CUSIP: Y29975102
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE APPROPRIATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND OF KRW 250 PER SHARE
PROPOSAL #3: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT FIVE OUTSIDE DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT FIVE MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hannover Rueck SE
TICKER: HNR1 CUSIP: D3015J135
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5a: ELECT HERBERT HAAS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5b: ELECT KLAUS STURANY TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5c: ELECT WOLF-DIETER BAUMGARTL TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5d: ELECT ANDREA POLLAK TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5e: ELECT IMMO QUERNER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5f: ELECT ERHARD SCHIPPOREIT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #6: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY HANNOVER RUECK BETEILIGUNG VERWALTUNGS-
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harbinger Group Inc.
TICKER: HRG CUSIP: 41146A106
MEETING DATE: 5/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR EUGENE I. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEITH M. HLADEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #5: APPROVE WARRANT AWARD PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Harley-Davidson, Inc.
TICKER: HOG CUSIP: 412822108
MEETING DATE: 4/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY K. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R. JOHN ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD I. BEATTIE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL J. CAVE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGES H. CONRADES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD A. JAMES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SARA L. LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR N. THOMAS LINEBARGER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GEORGE L. MILES, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES A. NORLING ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KEITH E. WANDELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JOCHEN ZEITZ ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hawaiian Holdings, Inc.
TICKER: HA CUSIP: 419879101
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY S. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK B. DUNKERLEY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE S. HERSHFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ZAC S. HIRZEL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RANDALL L. JENSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BERT T. KOBAYASHI, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR TOMOYUKI MORIIZUMI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CRYSTAL K. ROSE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD N. ZWERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hays plc
TICKER: HAS CUSIP: G4361D109
MEETING DATE: 11/13/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT TORSTEN KREINDL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALAN THOMSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ALISTAIR COX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PAUL VENABLES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT WILLIAM ECCLESHARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PAUL HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT VICTORIA JARMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RICHARD SMELT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PIPPA WICKS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HCL Technologies Ltd.
TICKER: 532281 CUSIP: Y3121G147
MEETING DATE: 12/27/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: REELECT A. GANGULI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REELECT V. NAYAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE VACANCY ON THE BOARD RESULTING ISSUER YES FOR FOR
FROM THE RETIREMENT OF S. BHATTACHARYA
PROPOSAL #5: APPROVE S.R. BATLIBOI & CO. LLP AS ���� ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: APPROVE FINAL DIVIDEND OF INR 6.00 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #7: ELECT S. MADHAVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT K. MISTRY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: ELECT R.N. MALHOTRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPROVE COMMISSION REMUNERATION FOR ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HealthSouth Corporation
TICKER: HLS CUSIP: 421924309
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN W. CHIDSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD L. CORRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YVONNE M. CURL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES M. ELSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY GRINNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOAN E. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR LEO I. HIGDON, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LESLYE G. KATZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN E. MAUPIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR L. EDWARD SHAW, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heartland Payment Systems, Inc.
TICKER: HPY CUSIP: 42235N108
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT O. CARR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT H. NIEHAUS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN J. PALMER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MAUREEN BREAKIRON-EVANS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC J. OSTRO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD W. VAGUE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL L. HOLLIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Heineken NV
TICKER: HEIA CUSIP: N39427211
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1c: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #1d: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.89 PER SHARE
PROPOSAL #1e: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #1f: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES AGAINST AGAINST
PROPOSAL #2a: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #2b: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL
PROPOSAL #2c: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 2B
PROPOSAL #3: AMEND PERFORMANCE CRITERIA OF LONG-TERM ISSUER YES FOR FOR
INCENTIVE PLAN
PROPOSAL #4: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5a: REELECT A.M. FENTENER VAN VLISSINGEN TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5b: REELECT J.A. FERNÁNDEZ CARBAJAL TO ISSUER YES FOR FOR
SUPERVISORY BOARDTO SUPERVISORY BOARD
PROPOSAL #5c: REELECT J.G. ASTABURUAGA SANJINES TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5d: ELECT J.M. HUET TO SUPERVISORY BOARD ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Helvetia Holding AG
TICKER: HELN CUSIP: H35927120
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 17.50 PER SHARE
PROPOSAL #4: AMEND ARTICLES RE: ORDINANCE AGAINST ISSUER YES FOR FOR
EXCESSIVE REMUNERATION AT LISTED COMPANIES
PROPOSAL #5.1: ELECT ERICH WALSER AS DIRECTOR AND ISSUER YES AGAINST AGAINST
BOARD CHAIRMAN
PROPOSAL #5.2: APPOINT ERICH WALSER AS MEMBER OF THE ISSUER YES AGAINST AGAINST
COMPENSATION COMMITTEE
PROPOSAL #5.3: ELECT HANS-JUERG BERNET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: APPOINT HANS-JUERG BERNET AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.5: ELECT JEAN-RENE FOURNIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: ELECT PAOLA GHILLANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: APPOINT PAOLA GHILLANI AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.8: ELECT CHRISTOPH LECHNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: ELECT JOHN MANSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: APPOINT JOHN MANSER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.11: ELECT DORIS SCHURTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.12: ELECT HERBERT SCHEIDT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.13: ELECT PIERIN VINCENZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: APPROVE FIXED REMUNERATION OF BOARD OF ISSUER YES FOR FOR
DIRECTORS UNTIL THE NEXT ORDINARY SHAREHOLDER
MEETING IN THE AMOUNT OF CHF 1.9 MILLION
PROPOSAL #6.2: APPROVE FIXED REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT FOR THE PERIOD FROM JULY 1, 2014
TO JUNE 30, 2015 IN THE AMOUNT OF CHF 4.6 MILLION
PROPOSAL #6.3: APPROVE VARIABLE REMUNERATION OF BOARD ISSUER YES FOR FOR
OF DIRECTORS FOR PAST FINANCIAL YEAR IN THE AMOUNT
OF CHF 375,000
PROPOSAL #6.4: APPROVE VARIABLE REMUNERATION OF ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT FOR PAST FINANCIAL YEAR IN THE
AMOUNT OF CHF 2.7 MILLION
PROPOSAL #7: DESIGNATE DANIEL BACHMANN AS INDEPENDENT ISSUER YES FOR FOR
PROXY
PROPOSAL #8: RATIFY KPMG AG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi Ltd.
TICKER: 6501 CUSIP: J20454112
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATSUMATA, NOBUO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CYNTHIA CARROLL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAKAKIBARA, SADAYUKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MOCHIZUKI, HARUFUMI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP YEO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR YOSHIHARA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NAKANISHI, HIROAKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HATCHOJI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HIGASHIHARA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MIYOSHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MOCHIDA, NOBUO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hitachi Metals Ltd.
TICKER: 5486 CUSIP: J20538112
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR YAMADA, TAIJI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KONISHI, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAKAHASHI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NOGUCHI, YASUTOSHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MACHIDA, HISASHI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR TANAKA, KOJI ISSUER YES AGAINST AGAINST
PROPOSAL #1.7: ELECT DIRECTOR NISHINO, TOSHIKAZU ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR SHIMA, NOBUHIKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Home Retail Group plc
TICKER: HOME CUSIP: G4581D103
MEETING DATE: 7/3/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT RICHARD ASHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JOHN COOMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MIKE DARCEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TERRY DUDDY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT IAN DURANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CATH KEERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT JACQUELINE DE ROJAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HomeServe plc
TICKER: HSV CUSIP: G4639X101
MEETING DATE: 7/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BARRY GIBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RICHARD HARPIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT MARTIN BENNETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JONATHAN KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT IAN CHIPPENDALE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT STELLA DAVID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT BENJAMIN MINGAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MARK MORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT JOHNATHAN FORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT DELOITTE LLP AS AUDITORS AND ISSUER �� YES FOR FOR
AUTHORISE THEIR REMUNERATION
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hon Hai Precision Industry Co., Ltd.
TICKER: 2317 CUSIP: Y36861105
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON 2013 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW SHARES BY ISSUER YES FOR FOR
CAPITALIZATION OF PROFIT
PROPOSAL #4: APPROVE ISSUANCE OF ORDINARY SHARES TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT
PROPOSAL #5: APPROVE RELEASE OF RESTRICTIONS OF ISSUER YES FOR FOR
COMPETITIVE ACTIVITIES OF DIRECTORS
PROPOSAL #6: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #7: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HSBC Holdings plc
TICKER: HSBA CUSIP: G4634U169
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE VARIABLE PAY CAP ISSUER YES FOR FOR
PROPOSAL #5(a): ELECT KATHLEEN CASEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(b): ELECT SIR JONATHAN EVANS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(c): ELECT MARC MOSES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(d): ELECT JONATHAN SYMONDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(e): RE-ELECT SAFRA CATZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(f): RE-ELECT LAURA CHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(g): RE-ELECT MARVIN CHEUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(h): RE-ELECT JOACHIM FABER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(i): RE-ELECT RONA FAIRHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(j): RE-ELECT RENATO FASSBIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(k): RE-ELECT DOUGLAS FLINT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(l): RE-ELECT STUART GULLIVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(m): RE-ELECT SAM LAIDLAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(n): RE-ELECT JOHN LIPSKY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(o): RE-ELECT RACHEL LOMAX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(p): RE-ELECT IAIN MACKAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(q): RE-ELECT SIR SIMON ROBERTSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REAPPOINT KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE THE GROUP AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE DIRECTORS TO ALLOT ANY ISSUER YES FOR FOR
REPURCHASED SHARES
PROPOSAL #11: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO CONTINGENT CONVERTIBLE
SECURITIES
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO CONTINGENT CONVERTIBLE
SECURITIES
PROPOSAL #14: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Huntington Ingalls Industries, Inc.
TICKER: HII CUSIP: 446413106
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VICTORIA D. HARKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANASTASIA D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS C. SCHIEVELBEIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hutchison Whampoa Limited
TICKER: 00013 CUSIP: Y38024108
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT FOK KIN NING, CANNING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT LAI KAI MING, DOMINIC AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: ELECT KAM HING LAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT WILLIAM SHURNIAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT WONG CHUNG HIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7a: ADD CHINESE NAME TO EXISTING COMPANY ISSUER YES FOR FOR
NAME
PROPOSAL #7b: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Hyundai Motor Co.
TICKER: 005380 CUSIP: Y38472109
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 1,950 PER SHARE
PROPOSAL #2: REELECT JUNG MONG-GOO AS INSIDE DIRECTOR ISSUER YES FOR FOR
AND REELECT OH SE-BIN AS OUTSIDE DIRECTOR
PROPOSAL #3: REELECT OH SE-BIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICAP plc
TICKER: IAP CUSIP: G46981117
MEETING DATE: 7/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT CHARLES GREGSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT MICHAEL SPENCER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: RE-ELECT JOHN NIXON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAIN TORRENS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DIANE SCHUENEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN SIEVWRIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ROBERT STANDING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #18: ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ICICI Bank Limited
TICKER: 532174 CUSIP: Y38575109
MEETING DATE: 6/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND ON PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIVIDEND OF INR 23.00 PER EQUITY ISSUER YES FOR FOR
SHARE
PROPOSAL #4: REELECT K. RAMKUMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BSR & CO. LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE BRANCH AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #7: ELECT V.K. SHARMA AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #8: APPROVE REAPPOINTMENT AND REMUNERATION ISSUER YES FOR FOR
OF R. SABHARWAL AS EXECUTIVE DIRECTOR
PROPOSAL #9: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #10: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE ISSUANCE OF DEBT SECURITIES ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idea Cellular Ltd
TICKER: 532822 CUSIP: Y3857E100
MEETING DATE: 9/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDEND OF INR 0.30 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3: REELECT R. BIRLA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT T. VAKIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT B.A. SUBRAMANIAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT R. JAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DELOITTE HASKINS & SELLS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #8: ELECT S.S.H. WIJAYASURIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE EMPLOYEE STOCK OPTION SCHEME - ISSUER YES AGAINST AGAINST
2013 (ESOS - 2013)
PROPOSAL #10: APPROVE STOCK OPTION PLAN GRANTS TO ISSUER YES AGAINST AGAINST
EMPLOYEES OF HOLDING/SUBSIDIARY COMPANIES UNDER THE
ESOS - 2013
PROPOSAL #11: APPROVE ISSUANCE OF EQUITY SHARES ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Idea Cellular Ltd
TICKER: 532822 CUSIP: Y3857E100
MEETING DATE: 12/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INCREASE IN LIMIT ON FOREIGN ISSUER YES FOR FOR
SHAREHOLDINGS
PROPOSAL #2: APPROVE INCREASE IN REMUNERATION OF H. ISSUER YES FOR FOR
KAPANIA, MANAGING DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IDT Corporation
TICKER: IDT CUSIP: 448947507
MEETING DATE: 12/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL CHENKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC F. COSENTINO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD S. JONAS ISSUER YES AGAINST AGAINST
PROPOSAL #1.4: ELECT DIRECTOR BILL PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JUDAH SCHORR ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IG Group Holdings plc
TICKER: IGG CUSIP: G4753Q106
MEETING DATE: 10/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JONATHAN DAVIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER HETHERINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CHRIS HILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT STEPHEN HILL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT TIM HOWKINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MARTIN JACKSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: RE-ELECT ROGER YATES AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT JIM NEWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT SAM TYMMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES AGAINST AGAINST
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: APPROVE SUSTAINED PERFORMANCE PLAN ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Illumina, Inc.
TICKER: ILMN CUSIP: 452327109
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL M. BRADBURY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT S. EPSTEIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROY A. WHITFIELD ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANCIS A. DESOUZA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Iluka Resources Ltd.
TICKER: ILU CUSIP: Q4875J104
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT JENNIFER ANNE SEABROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT MARCELO HUBMEYER DE ALMEIDA BASTOS ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Imerys
TICKER: NK CUSIP: F49644101
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.60 PER SHARE
PROPOSAL #4: RECEIVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: ADVISORY VOTE ON COMPENSATION OF GILLES ISSUER YES FOR FOR
MICHEL, CHAIRMAN AND CEO
PROPOSAL #6: REELECT GERARD BUFFIERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT ALDO CARDOSO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT MARION GUILLOU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT ARIELLE MALARD DE ROTHSCHILD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: ELECT PAUL DESMARAIS III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT ARNAUD LAVIOLETTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1 MILLION
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #15: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #16: AUTHORIZE ISSUANCE OF WARRANTS (BSA) ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS UP TO 3 PERCENT OF ISSUED
SHARE CAPITAL RESERVED FOR EMPLOYEES AND CORPORATE
OFFICERS
PROPOSAL #17: AMEND ARTICLE 12 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVES
PROPOSAL #18: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IMI plc
TICKER: IMI CUSIP: G47152114
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT MARK SELWAY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT DOUGLAS HURT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ROY TWITE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PHIL BENTLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CARL-PETER FORSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ROBERTO QUARTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT BIRGIT NORGAARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT BOB STACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #A: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #B: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #C: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent News & Media plc
TICKER: IPDC CUSIP: G4755S183
MEETING DATE: 9/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: REELECT L. BUCKLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT T. BUCKLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: REELECT P. CONNOLLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: REELECT L. GAFFNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: ELECT D. HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: REELECT J. KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: ELECT A. MARSHALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2h: REELECT F. MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2i: REELECT T. MULLANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2j: REELECT L. O'HAGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF SHARES
PROPOSAL #6: AUTHORIZE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #7: APPROVE THE INDEPENDENT NEWS & MEDIA PLC ISSUER YES FOR FOR
SHARE SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent News & Media plc
TICKER: IPDC CUSIP: G4755S183
MEETING DATE: 12/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISAPPLICATION OF STATUTORY PRE- ISSUER YES FOR FOR
EMPTION RIGHTS IN RELATION TO THE PROPOSED FIRM
PLACING AND PLACING AND OPEN OFFER
PROPOSAL #2: APPROVE TRANSACTION WITH A RELATED PARTY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE ISSUANCE OF NEW ORDINARY ISSUER YES FOR FOR
SHARES AT A DISCOUNT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Independent News & Media plc
TICKER: IPDC CUSIP: G4755S183
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: REELECT L. BUCKLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: REELECT T. BUCKLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2c: REELECT P. CONNOLLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2d: REELECT L. GAFFNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2e: REELECT D. HARRISON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2f: REELECT J. KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2g: REELECT A. MARSHALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2h: REELECT T. MULLANE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2i: REELECT L. O'HAGAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #8: APPROVE 2014 LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrial and Commercial Bank of China Limited
TICKER: 01398 CUSIP: Y3990B112
MEETING DATE: 9/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT OF REMUNERATION TO ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #2: ELECT YI XIQUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT FU ZHONGJUN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Industrivarden AB
TICKER: INDU A CUSIP: W45430126
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9a: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #9b: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 5.50 PER SHARE
PROPOSAL #9c: APPROVE RECORD DATE FOR DIVIDEND ISSUER YES FOR FOR
PAYMENT
PROPOSAL #9d: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD (0)
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2 MILLION FOR CHAIRMAN AND SEK
600,000 FOR THE OTHER DIRECTORS
PROPOSAL #12: REELECT PAR BOMAN, CHRISTIAN CASPAR, ISSUER YES AGAINST AGAINST
BOEL FLODGREN, STUART GRAHAM, FREDRIK LUNDBERG,
SVERKER MARTIN-LOF (CHAIRMAN), AND ANDERS NYREN AS
DIRECTORS; ELECT ANNIKA LUNDIUS AND NINA LINANDER AS
NEW DIRECTORS
PROPOSAL #13: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #17: APPROVE 2014 SHARE MATCHING PLAN FOR ISSUER YES FOR FOR
KEY EMPLOYEES
PROPOSAL #18a: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES AT SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #18b: REQUEST BOARD TO TAKE NECESSARY ACTION SHAREHOLDER YES AGAINST N/A
TO CREATE A SHAREHOLDERS ASSOCIATION
PROPOSAL #18c: REQUEST BOARD TO PREPARE A PROPOSAL SHAREHOLDER YES AGAINST N/A
REGARDING BOARD REPRESENTATION FOR THE SMALL AND
MIDSIZE SHAREHOLDERS
PROPOSAL #19: AMEND ARTICLES OF ASSOCIATION RE: SET SHAREHOLDER YES AGAINST N/A
MINIMUM (380 MILLION) AND MAXIMUM (1.52 BILLION)
NUMBER OF SHARES, ALL CARRYING EQUAL RIGHTS
PROPOSAL #20: APPROVE SPECIAL INVESTIGATION AS PER SHAREHOLDER YES AGAINST N/A
CHAPTER 10 SECTION 21 OF THE SWEDISH COMPANIES ACT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Informa plc
TICKER: INF CUSIP: G4770C106
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DEREK MAPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEPHEN CARTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DR BRENDAN O'NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CINDY ROSE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT GEOFFREY COOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT HELEN OWERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT GARETH BULLOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Informa plc
TICKER: INF CUSIP: G4770C106
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Informa plc
TICKER: INF CUSIP: G4770C106
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO SCHEME OF ISSUER YES FOR FOR
RECONSTRUCTION
PROPOSAL #2: APPROVE REDUCTION OF CAPITAL ISSUER YES FOR FOR
PROPOSAL #3: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #4a: APPROVE INVESTMENT PLAN ISSUER YES FOR FOR
PROPOSAL #4b: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Infosys Ltd.
TICKER: 500209 CUSIP: 456788108
MEETING DATE: 6/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND OF INR 43.00 PER ISSUER YES FOR FOR
SHARE AND CONFIRM INTERIM DIVIDEND OF INR 20.00 PER
SHARE
PROPOSAL #4: REELECT S. GOPALAKRISHNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE BSR & CO. LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #6: ELECT U.B.P. RAO AS DIRECTOR AND APPROVE ISSUER YES FOR FOR
APPOINTMENT AND REMUNERATION OF U.B.P. RAO AS
EXECUTIVE DIRECTOR
PROPOSAL #7: ELECT K. MAZUMDAR-SHAW AS INDEPENDENT ISSUER YES FOR FOR
NON-EXECUTIVE DIRECTOR
PROPOSAL #8: ELECT C.M. BROWNER AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #9: ELECT R. VENKATESAN AS INDEPENDENT NON- ISSUER YES FOR FOR
EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE SALE, TRANSFER, AND/OR DISPOSAL ISSUER YES FOR FOR
OF THE PRODUCTS, PLATFORMS AND SOLUTIONS BUSINESS TO
EDGEVERVE SYSTEMS LTD., A WHOLLY-OWNED SUBSIDIARY OF
THE COMPANY, FOR A CONSIDERATION OF USD 80 MILLION
PROPOSAL #11: APPROVE VACANCY ON THE BOARD RESULTING ISSUER YES FOR FOR
FROM THE RETIREMENT OF A.M. FUDGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ingram Micro Inc.
TICKER: IM CUSIP: 457153104
MEETING DATE: 6/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOWARD I. ATKINS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LESLIE STONE HEISZ ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN R. INGRAM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DALE R. LAURANCE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT A. MCGREGOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN MONIE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WADE OOSTERMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOE B. WYATT ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Inpex Corporation
TICKER: 1605 CUSIP: J2467E101
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR KURODA, NAOKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUGIOKA, MASATOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KITAMURA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YUI, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SANO, MASAHARU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUGAYA, SHUNICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MURAYAMA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ITO, SEIYA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TANAKA, WATARU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR IKEDA, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KURASAWA, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR WAKASUGI, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KAGAWA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KATO, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR TONOIKE, RENTARO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR OKADA, YASUHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Insight Enterprises, Inc.
TICKER: NSIT CUSIP: 45765U103
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY A. GUNNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERTSON C. JONES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KENNETH T. LAMNECK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR N/A
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intel Corporation
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRIAN M. KRZANICH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: International Personal Finance plc
TICKER: IPF CUSIP: G4906Q102
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT ADRIAN GARDNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CATHRYN RILEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CHRISTOPHER RODRIGUES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT GERARD RYAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT DAVID BROADBENT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT TONY HALES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT EDYTA KUREK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RICHARD MOAT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT NICHOLAS PAGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #20: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #21: APPROVE NEW INTERNATIONAL ALL-EMPLOYEE ISSUER YES FOR FOR
SHARE PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intertek Group plc
TICKER: ITRK CUSIP: G4911B108
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR DAVID REID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT EDWARD ASTLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ALAN BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT WOLFHART HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHRISTOPHER KNIGHT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LOUISE MAKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LLOYD PITCHFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MICHAEL WAREING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT MARK WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT LENA WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AMEND 2011 LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intesa SanPaolo SPA
TICKER: ISP CUSIP: T55067101
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME THROUGH ISSUER YES FOR FOR
PARTIAL DISTRIBUTION OF RESERVES
PROPOSAL #2a: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2b: APPROVE LEVERAGED EMPLOYEE CO- ISSUER YES FOR FOR
INVESTMENT PLAN 2014
PROPOSAL #2c: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #1: AMEND COMPANY BYLAWS RE: ARTICLE 5 ISSUER YES FOR FOR
(EQUITY-PLAN RELATED)
PROPOSAL #2: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Intuitive Surgical, Inc.
TICKER: ISRG CUSIP: 46120E602
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AMAL M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ERIC H. HALVORSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN J. LEVY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CRAIG H. BARRATT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FLOYD D. LOOP ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GEORGE STALK, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Investor AB
TICKER: INVE B CUSIP: W48102128
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 8.00 PER SHARE
PROPOSAL #12a: DETERMINE NUMBER OF MEMBERS (13) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #12b: DETERMINE NUMBER OF AUDITORS (1) AND ISSUER YES FOR FOR
DEPUTY AUDITORS (0)
PROPOSAL #13a: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.2 MILLION FOR CHAIRMAN AND SEK
580,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #13b: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: REELECT J. ACKERMANN, G. BROCK, S. ISSUER YES FOR FOR
CARLSSON, B. EKHOLM, T. JOHNSTONE, G. SKAUGEN, O.
SEXTON, H. STRABERG, L. TORELL, J. WALLENBERG, M.
WALLENBERG, AND P. WALLENBERG JR AS DIRECTORS; ELECT
MAGDALENA GERGER AS NEW DIRECTOR
PROPOSAL #15: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16a: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #16b: APPROVE 2014 LONG-TERM INCENTIVE ISSUER YES FOR FOR
PROGRAM
PROPOSAL #17a: AUTHORIZE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL AND REISSUANCE OF REPURCHASED SHARES FOR
GENERAL PURPOSES AND IN SUPPORT OF LONG-TERM
INCENTIVE PROGRAM AND SYNTHETIC SHARE PROGRAM FOR
BOARD OF DIRECTORS
PROPOSAL #17b: AUTHORIZE REISSUANCE OF UP TO 1.1 ISSUER YES FOR FOR
MILLION REPURCHASED SHARES IN SUPPORT OF LONG-TERM
INCENTIVE PROGRAM
PROPOSAL #18: LIQUIDATE INVESTOR AB AND DISTRIBUTE SHAREHOLDER YES AGAINST FOR
ALL SHAREHOLDINGS OF THE COMPANY TO ITS SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Irish Continental Group plc
TICKER: IR5 CUSIP: G49406146
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: REELECT JOHN MCGUCKIAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: REELECT EAMONN ROTHWELL AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3c: REELECT GARRY O'DEA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: REELECT TONY KELLY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: REELECT CATHERINE DUFFY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3f: REELECT BRIAN O'KELLY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3g: ELECT JOHN SHEEHAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE AUTHORITY TO REEDEEM REEDEMABLE ISSUER YES FOR FOR
SHARES
PROPOSAL #7: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #12: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #13: APPROVE RESTRICTED SHARE PLAN ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Irish Continental Group plc
TICKER: IR5 CUSIP: G49406146
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SUB-DIVISION OF ICG UNITS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Isetan Mitsukoshi Holdings Ltd
TICKER: 3099 CUSIP: J25038100
MEETING DATE: 6/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2.1: ELECT DIRECTOR ISHIZUKA, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONISHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR AKAMATSU, KEN ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SUGIE, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKEDA, HIDENORI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MATSUO, TAKUYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UTSUDA, SHOEI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IDA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NAGAYASU, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: IT Holdings Corp.
TICKER: 3626 CUSIP: J2563B100
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 17
PROPOSAL #2.1: ELECT DIRECTOR KANAOKA, KATSUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MAENISHI, NORIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KUWANO, TORU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MORITA, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKIZAWA, KOJU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KAWASAKI, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KATO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ODA, SHINGO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ISHIGAKI, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SASAKURA, ISSUER YES FOR FOR
MASARU
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Itochu Corp.
TICKER: 8001 CUSIP: J2501P104
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2.1: ELECT DIRECTOR KOBAYASHI, EIZO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKAFUJI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KOBAYASHI, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SEKI, TADAYUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR AOKI, YOSHIHISA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAYANAGI, KOJI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YOSHIDA, TOMOFUMI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OKAMOTO, HITOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SHIOMI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR FUKUDA, YUUJI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR YONEKURA, EIICHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR FUJISAKI, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KAWAKITA, CHIKARA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MOCHIZUKI, ISSUER YES FOR FOR
HARUFUMI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ITV plc
TICKER: ITV CUSIP: G4984A110
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #6: ELECT SIR PETER BAZALGETTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ADAM CROZIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROGER FAXON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT IAN GRIFFITHS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANDY HASTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT BARONESS LUCY NEVILLE-ROLFE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: RE-ELECT ARCHIE NORMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JOHN ORMEROD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #21: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan AirLines Co. Ltd.
TICKER: 9201 CUSIP: J25979121
MEETING DATE: 6/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 160
PROPOSAL #2: AMEND ARTICLES TO UPDATE AUTHORIZED ISSUER YES FOR FOR
CAPITAL TO REFLECT STOCK SPLIT
PROPOSAL #3.1: ELECT DIRECTOR ONISHI, MASARU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR UEKI, YOSHIHARU ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SATO, NOBUHIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAMIKAWA, HIROHIDE ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OKAWA, JUNKO ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR FUJITA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAITO, NORIKAZU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KAINAKA, TATSUO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR IWATA, KIMIE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Japan Exchange Group Inc.
TICKER: 8697 CUSIP: J2740B106
MEETING DATE: 6/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAYASHI, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAITO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR YONEDA, MICHIO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KIYOTA, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMAJI, HIROMI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTINA L. AHMADJIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR OKUDA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KUBORI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR TOMONAGA, MICHIKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HIROSE, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR HONDA, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MATSUO, KUNIHIRO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR MORIMOTO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR CHARLE DITMARS LAKE II ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jardine Matheson Holdings Ltd.
TICKER: J36 CUSIP: G50736100
MEETING DATE: 4/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE TRANSFER OF LISTING SEGMENT FROM ISSUER YES FOR FOR
PREMIUM TO STANDARD ON THE LONDON STOCK EXCHANGE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jardine Matheson Holdings Ltd.
TICKER: J36 CUSIP: G50736100
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS AND APPROVE FINAL DIVIDEND
PROPOSAL #2: REELECT ADAM KESWICK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3: REELECT MARK GREENBERG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: REELECT SIMON KESWICK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: REELECT RICHARD LEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORISE BOARD TO FIX THEIR
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORISE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JetBlue Airways Corporation
TICKER: JBLU CUSIP: 477143101
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID BARGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JENS BISCHOF ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID CHECKETTS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR VIRGINIA GAMBALE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEPHAN GEMKOW ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ELLEN JEWETT ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STANLEY MCCHRYSTAL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOEL PETERSON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANN RHOADES ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR FRANK SICA ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR THOMAS WINKELMANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Johnson & Johnson
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY SUE COLEMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN E. L. DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ALEX GORSKY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN L. LINDQUIST ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MARK B. MCCLELLAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LEO F. MULLIN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR A. EUGENE WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMorgan Chase & Co.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LINDA B. BAMMANN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MICHAEL A. NEAL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #6: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jupiter Fund Management plc
TICKER: JUP CUSIP: G5207P107
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JAMIE DUNDAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT LIZ AIREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT EDWARD BONHAM CARTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT JOHN CHATFEILD-ROBERTS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT PHILIP JOHNSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MAARTEN SLENDEBROEK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT JON LITTLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MATTEO PERRUCCIO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LORRAINE TRAINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JX Holdings, Inc.
TICKER: 5020 CUSIP: J29699105
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 8
PROPOSAL #2.1: ELECT DIRECTOR KIMURA, YASUSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUSHITA, ISAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UCHIDA, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAWADA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TONOIKE, RENTARO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OMACHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR UCHIJIMA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SUGIMORI, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MIYAKE, SHUNSAKU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KOMIYAMA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR OTA, HIROKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OTSUKA, MUTSUTAKE ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KONDO, SEIICHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SETOGAWA, ISSUER YES FOR FOR
TAKASHI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR USHIO, NAOMI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jyske Bank A/S
TICKER: JYSK CUSIP: K55633117
MEETING DATE: 3/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORT; APPROVE ALLOCATION OF INCOME
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE ADJUSTMENT TO REMUNERATION OF ISSUER YES FOR FOR
SHAREHOLDERS' REPRESENTATIVES
PROPOSAL #5.2: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #5.3: APPROVE CREATION OF DKK 100 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.4: APPROVE CREATION OF DKK 200 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #5.5: APPROVE CREATION OF DKK 50 MILLION ISSUER YES AGAINST AGAINST
POOL OF CONDITIONAL CAPITAL FOR OFFERS TO EMPLOYEES
PROPOSAL #5.6: AMEND ARTICLES RE: SET LIMITS TO ISSUER YES FOR FOR
AUTHORISATION GIVEN IN ARTICLES 4(2), (3), AND (4),
AND ARTICLES 5(1) AND (2)
PROPOSAL #5.7: APPROVE ISSUANCE OF SHARES IN ISSUER YES FOR FOR
CONNECTION WITH ACQUISITION OF BRFHOLDING A/S
PROPOSAL #5.8: AMEND ARTICLES RE: AUTHORIZE ISSUER YES FOR FOR
SUPERVISORY BOARD TO SET TERMS AND CONDITIONS FOR
SUBSCRIPTION OF NEW SHARES
PROPOSAL #5.9: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS
PROPOSAL #5.10: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5.11: AMEND ARTICLES RE: SET LIMIT FOR ISSUER YES FOR FOR
AUTHORISATIONS GIVEN IN ARTICLES 5(1) AND (2)
PROPOSAL #5.12: AMEND ARTICLES RE: SET LIMITS TO ISSUER YES FOR FOR
SHARE CAPITAL INCREASE IN CONNECTION WITH ARTICLES
4(2),(3), (4), AND ARTICLE 5(1) AND (2)
PROPOSAL #5.13: AMEND ARTICLES RE: REMOVE ARTICLES ISSUER YES FOR FOR
5(3)-(6)
PROPOSAL #5.14: AMEND ARTICLES RE: EDITORIAL ISSUER YES FOR FOR
AMENDMENTS
PROPOSAL #5.15: AMEND ARTICLES RE: EDITORIAL ISSUER YES FOR FOR
AMENDMENTS
PROPOSAL #5.16: AMEND ARTICLES RE: EDITORIAL ISSUER YES FOR FOR
AMENDMENTS
PROPOSAL #5.17: AMEND ARTICLES RE: CHANGE AGE LIMIT ISSUER YES FOR FOR
FOR COMMITTEE OF REPRESENTATIVES
PROPOSAL #5.18: AMEND ARTICLES RE: CHANGE ARTICLE ISSUER YES FOR FOR
REGARDING ELECTION FOR THE COMMITTEE OF
REPRESENTATIVES FOR DIRECTORS OF OTHER BANKS
PROPOSAL #5.19: AMEND ARTICLES RE: NUMBER OF ISSUER YES FOR FOR
DIRECTORS TO BE ELECTED BY THE COMMITTEE OF
PROPOSAL #5.20: AMEND ARTICLES RE: ADD ARTICLE ISSUER YES AGAINST AGAINST
REGARDING QUALIFICATION OF CANDIDATES FOR ELECTION TO
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5.21: AMEND ARTICLES RE: ADD ARTICLE ISSUER YES AGAINST AGAINST
REGARDING QUALIFICATION OF CANDIDATES FOR ELECTION TO
THE COMMITTEE OF REPRESENTATIVES
PROPOSAL #5.22: AMEND ARTICLES RE: ADD QUALIFICATION ISSUER YES FOR FOR
LIMIT
PROPOSAL #5.23: AMEND ARTICLES RE: DETERMINE NUMBER ISSUER YES FOR FOR
OF MEMBERS OF SUPERVISORY BOARD
PROPOSAL #5.24: AMEND ARTICLES RE: COMPOSITION OF ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #5.25: AMEND ARTICLES RE: ADD ARTICLE ISSUER YES AGAINST AGAINST
REGARDING QUALIFICATION OF CANDIDATES FOR ELECTION TO
THE SUPERVISORY BOARD
PROPOSAL #5.26: AMEND ARTICLES RE: ADD ARTICLE ISSUER YES AGAINST AGAINST
REGARDING QUALIFICATION OF CANDIDATES FOR ELECTION TO
THE SUPERVISORY BOARD
PROPOSAL #5.27: AMEND ARTICLES RE: ADD ARTICLE ISSUER YES AGAINST AGAINST
REGARDING QUALIFICATION OF CANDIDATES FOR ELECTION TO
THE SUPERVISORY BOARD
PROPOSAL #5.28: AMEND ARTICLES RE: ADD QUALIFICATION ISSUER YES FOR FOR
LIMIT
PROPOSAL #5.29: AMEND ARTICLES RE: EDITORIAL CHANGES ISSUER YES FOR FOR
PROPOSAL #5.34: AMEND ARTICLES RE: DETERMINE NUMBER ISSUER YES AGAINST AGAINST
OF CHAIRMEN AND DEPUTY CHAIRMEN OF SUPERVISORY BOARD
PROPOSAL #5.35: AMEND ARTICLES RE: CHANGE NUMBER OF ISSUER YES FOR FOR
EXECUTIVE BOARD MEMBERS
PROPOSAL #5.36: AMEND ARTICLES RE: ADD SECONDARY ISSUER YES FOR FOR
NAMES: FINANSNETBANKEN (JYSKE BANK A/S) AND
SPAREKASSEN LOLLAND (JYSKE BANK A/S)
PROPOSAL #5.37: REQUIRE JYSKE BANK TO REPORT ITS SHAREHOLDER YES AGAINST FOR
DANISH CLIENT'S FOREIGN ACCOUNTS TO DANISH
PROPOSAL #5.38: REQUIRE JYSKE BANK TO DISSOCIATE FROM SHAREHOLDER YES FOR FOR
TAX EVASION
PROPOSAL #5.39: REQUIRE JYSKE BANK TO REFRAIN FROM SHAREHOLDER YES AGAINST FOR
USING TAX HAVENS
PROPOSAL #6: ELECT MEMBERS OF COMMITTEE OF ISSUER YES AGAINST AGAINST
REPRESENTATIVES FOR NORTHERN DIVISION
PROPOSAL #7: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jyske Bank A/S
TICKER: JYSK CUSIP: K55633117
MEETING DATE: 4/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
PROPOSAL #1.2: APPROVE CREATION OF DKK 100 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #1.3: APPROVE CREATION OF DKK 200 MILLION ISSUER YES FOR FOR
POOL OF SHARE CAPITAL WITH PREEMPTIVE RIGHTS
PROPOSAL #1.4: AMEND ARTICLES RE: SET LIMITS TO ISSUER YES FOR FOR
AUTHORISATION GIVEN IN ARTICLES 4(2), (3), AND
ARTICLES 5(1) AND (2)
PROPOSAL #1.5: APPROVE ISSUANCE OF SHARES IN ISSUER YES FOR FOR
CONNECTION WITH ACQUISITION OF BRFHOLDING A/S
PROPOSAL #1.6: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
WITH PREEMPTIVE RIGHTS
PROPOSAL #1.7: APPROVE ISSUANCE OF CONVERTIBLE BONDS ISSUER YES FOR FOR
WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #1.8: AMEND ARTICLES RE: SET LIMITS TO ISSUER YES FOR FOR
AUTHORISATION GIVEN IN ARTICLES 5(1) AND (2)
PROPOSAL #1.9: AMEND ARTICLES RE: SET LIMITS TO ISSUER YES FOR FOR
AUTHORISATION GIVEN IN ARTICLES 4(2), (3), AND (4),
AND ARTICLES 5(1) AND (2)
PROPOSAL #1.10: AMEND ARTICLES RE: REMOVE ARTICLES ISSUER YES FOR FOR
5(3)-(6)
PROPOSAL #1.11: AMEND ARTICLES RE: EDITORIAL ISSUER YES FOR FOR
AMENDMENTS
PROPOSAL #1.12: AMEND ARTICLES RE: EDITORIAL ISSUER YES FOR FOR
AMENDMENTS
PROPOSAL #1.13: AMEND ARTICLES RE: EDITORIAL ISSUER YES FOR FOR
AMENDMENTS
PROPOSAL #1.14: AMEND ARTICLES RE: CHANGE AGE LIMIT ISSUER YES FOR FOR
FOR COMMITTEE OF REPRESENTATIVES
PROPOSAL #1.15: AMEND ARTICLES RE: CHANGE ARTICLE ISSUER YES FOR FOR
REGARDING ELECTION FOR THE COMMITTEE OF
REPRESENTATIVES FOR DIRECTORS OF OTHER BANKS
PROPOSAL #1.16: AMEND ARTICLES RE: QUALIFICATIONS OF ISSUER YES FOR FOR
BOARD CANDIDATES
PROPOSAL #1.17: AMEND ARTICLES RE: NUMBER OF ISSUER YES FOR FOR
DIRECTORS TO BE ELECTED BY THE COMMITTEE OF
PROPOSAL #1.18: AMEND ARTICLES RE: GEOGRAPHIC ISSUER YES FOR FOR
REPRESENTATION
PROPOSAL #1.19: AMEND ARTICLES RE: EDITORIAL ISSUER YES FOR FOR
AMENDMENTS
PROPOSAL #1.20: AMEND ARTICLES RE: SIZE OF EXECUTIVE ISSUER YES FOR FOR
BOARD
PROPOSAL #1.21: AMEND ARTICLES RE: ADD SECONDARY ISSUER YES FOR FOR
NAMES: FINANSNETBANKEN (JYSKE BANK A/S) AND
SPAREKASSEN LOLLAND (JYSKE BANK A/S)
PROPOSAL #2: ELECT MEMBERS OF COMMITTEE OF ISSUER YES AGAINST AGAINST
REPRESENTATIVE (EASTERN DISTRICT)
PROPOSAL #3: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Jyske Bank A/S
TICKER: JYSK CUSIP: K55633117
MEETING DATE: 5/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT RINA ASMUSSEN AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kao Corp.
TICKER: 4452 CUSIP: J30642169
MEETING DATE: 3/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 32
PROPOSAL #2.1: ELECT DIRECTOR SAWADA, MICHITAKA ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YOSHIDA, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAKEUCHI, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KADONAGA, SONOSUKE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR NAGASHIMA, TORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKU, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR WASEDA, YUMIKO ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KB Financial Group Inc.
TICKER: 105560 CUSIP: Y46007103
MEETING DATE: 7/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LIM YOUNG-ROK AS CEO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KB Financial Group Inc.
TICKER: 105560 CUSIP: Y46007103
MEETING DATE: 3/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 500 PER SHARE
PROPOSAL #2.1: ELECT CHO JAE-HO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT KIM MYUNG-JIG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: ELECT SHIN SUNG-HWAN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: REELECT LEE KYUNG-JAE AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: REELECT KIM YOUNG-JIN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: REELECT HWANG GUN-HO AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.7: REELECT LEE JONG-CHUN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.8: REELECT KOH SEUNG-EUI AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: ELECT SHIN SUNG-HWAN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: REELECT LEE KYUNG-JAE AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: REELECT KIM YOUNG-JIN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.4: REELECT LEE JONG-CHUN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.5: REELECT KOH SEUNG-EUI AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kia Motors Corporation
TICKER: 000270 CUSIP: Y47601102
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 700 PER SHARE
PROPOSAL #2: REELECT ONE INSIDE DIRECTOR AND TWO ISSUER YES FOR FOR
OUTSIDE DIRECTORS (BUNDLED)
PROPOSAL #3: REELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KIMBALL INTERNATIONAL, INC.
TICKER: KBALB CUSIP: 494274103
MEETING DATE: 10/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JACK R. WENTWORTH ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kinden Corp.
TICKER: 1944 CUSIP: J33093105
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR SAITO, NORIHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR FUJITA, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MAEDA, YUKIKAZU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KAWAGUCHI, MITSUNORI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KAWAGOE, EIJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR URASHIMA, SUMIO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR MAEDA, HIDETAKA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ISHIDA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR ONISHI, YOSHIO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KOBAYASHI, KENJI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MATSUO, SHIRO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR YOSHIDA, HARUNORI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR SATAKE, IKUZO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kindred Healthcare, Inc.
TICKER: KND CUSIP: 494580103
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOEL ACKERMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JONATHAN D. BLUM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR THOMAS P. COOPER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL J. DIAZ ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR HEYWARD R. DONIGAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RICHARD GOODMAN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR CHRISTOPHER T. HJELM ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR FREDERICK J. KLEISNER ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOHN H. SHORT ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PHYLLIS R. YALE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES FOR AGAINST
CONTROL) TO SHAREHOLDER VOTE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kirin Holdings Co., Ltd.
TICKER: 2503 CUSIP: 497350108
MEETING DATE: 3/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18
PROPOSAL #2.1: ELECT DIRECTOR MIYAKE, SENJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KOBAYASHI, HIROTAKE ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKAJIMA, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR NISHIMURA, KEISUKE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MIKI, SHIGEMITSU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ARIMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR SUZUKI, ISSUER YES FOR FOR
MASAHITO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HASHIMOTO, ISSUER YES FOR FOR
FUKUTAKA
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS AND STATUTORY AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koc Holding AS
TICKER: KCHOL CUSIP: M63751107
MEETING DATE: 4/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORT ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2014
PROPOSAL #14: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Kolon Industries Inc.
TICKER: 120110 CUSIP: Y48111101
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 600 PER SHARE
PROPOSAL #2: ELECT TWO OUTSIDE DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #3: ELECT TWO MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Komercni Banka A.S.
TICKER: BAAKOMB CUSIP: X45471111
MEETING DATE: 1/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT MEETING CHAIRMAN AND OTHER ISSUER YES FOR FOR
MEETING OFFICIALS
PROPOSAL #3: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Komercni Banka A.S.
TICKER: BAAKOMB CUSIP: X45471111
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS AND STATE OF ITS ASSETS IN
FISCAL 2013
PROPOSAL #7: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND OF CZK 230 PER SHARE
PROPOSAL #9: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #10: APPROVE AGREEMENTS WITH SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #11: APPROVE AGREEMENTS WITH AUDIT COMMITTEE ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #12: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #13: RATIFY ERNST AND YOUNG AUDIT S.R.O. AS ISSUER YES FOR FOR
AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Konaka Co., Ltd.
TICKER: 7494 CUSIP: J35953108
MEETING DATE: 12/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR KONAKA, KENSUKE ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR NUMATA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUTATA, TAKAFUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAMAZAKI, KAORU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke Boskalis Westminster NV
TICKER: BOKA CUSIP: N14952266
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4a: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5b: APPROVE DIVIDENDS OF EUR 1.24 PER SHARE ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8b: OMIT OPPORTUNITY TO MAKE ISSUER YES FOR FOR
RECOMMENDATIONS BY THE AGM
PROPOSAL #8c: REELECT H.J. HAZENWINKEL AS DEPUTY ISSUER YES FOR FOR
CHAIRMAN OF THE SUPERVISORY BOARD
PROPOSAL #11: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #13: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke KPN NV
TICKER: KPN CUSIP: N4297B146
MEETING DATE: 10/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE SALE OF E-PLUS TO TELEFONICA ISSUER YES FOR FOR
DEUTSCHLAND HOLDING AG
PROPOSAL #3a: AMEND RESTRICTED STOCK PLAN RE: ISSUER YES FOR FOR
ADJUSTMENT FOLLOWING RIGHTS ISSUANCE
PROPOSAL #3b: APPROVE RETENTION CASH AWARD OF EUR ISSUER YES FOR FOR
650,000 TO T. DIRKS IF THE SALE OF E-PLUS IS NOT
COMPLETED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke KPN NV
TICKER: KPN CUSIP: N4297B146
MEETING DATE: 1/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: DECREASE NOMINAL VALUE PER SHARE FROM ISSUER YES FOR FOR
EUR 0.24 TO EUR 0.04
PROPOSAL #3: AUTHORIZE REPURCHASE OF ALL OUTSTANDING ISSUER YES FOR FOR
PREFERENCE SHARES B AND CANCELLATION OF PREFERENCE
SHARES B
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke KPN NV
TICKER: KPN CUSIP: N4297B146
MEETING DATE: 4/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL YEAR 2014
PROPOSAL #9: RATIFY ERNST & YOUNG AS AUDITORS FOR ISSUER YES FOR FOR
FISCAL YEAR 2015
PROPOSAL #11: ELECT C. ZUIDERWIJK TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #12: ELECT D.W. SICKINGHE TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #15: AMEND LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #18: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #19: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 18
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Koninklijke Philips N.V.
TICKER: PHIA CUSIP: N6817P109
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2c: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2d: APPROVE DIVIDENDS OF EUR 0.80 PER SHARE ISSUER YES FOR FOR
PROPOSAL #2e: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #2f: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #3: ELECT ORIT GADIESH TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT KPMG AS AUDITORS FOR AN ISSUER YES FOR FOR
INTERMIM PERIOD OF ONE YEAR
PROPOSAL #5a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER
PROPOSAL #5b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 5A
PROPOSAL #6: AUTHORIZE REPURCHASE OF SHARES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Krung Thai Bank PCL
TICKER: KTB CUSIP: Y49885208
MEETING DATE: 4/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND PAYMENT
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT VORAPAK TANYAWONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT VEERAPHAT SRICHAIYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.3: ELECT ARUNPORN LIMSKUL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.4: ELECT SOMCHAI POOLSAVASDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE OFFICE OF THE AUDITOR GENERAL OF ISSUER YES FOR FOR
THAILAND AS AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KULICKE AND SOFFA INDUSTRIES, INC.
TICKER: KLIC CUSIP: 501242101
MEETING DATE: 2/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MACDONELL ROEHM, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Air Liquide
TICKER: AI CUSIP: F01764103
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.55 PER SHARE
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: REELECT BENOIT POTIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT PAUL SKINNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT JEAN-PAUL AGON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT SIN LENG LOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT ANNETTE WINKLER AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #10: APPROVE AGREEMENT WITH BENOIT POTIER ISSUER YES FOR FOR
PROPOSAL #11: APPROVE AGREEMENT WITH PIERRE DUFOUR ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE ON COMPENSATION OF BENOIT ISSUER YES FOR FOR
POTIER
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF PIERRE ISSUER YES FOR FOR
DUFOUR
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AGGREGATE AMOUNT OF EUR 1 MILLION
PROPOSAL #15: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 250 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AMEND ARTICLE 11 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
SHAREHOLDER REPRESENTATIVES
PROPOSAL #18: AMEND ARTICLE 13 OF BYLAWS RE: LEAD ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19: AMEND ARTICLE 21 OF BYLAWS RE: ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L Oreal
TICKER: OR CUSIP: F58149133
MEETING DATE: 4/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.50 PER SHARE
PROPOSAL #4: ELECT BELEN GARIJO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT JEAN-PAUL AGON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT XAVIER FONTANET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 1.45 MILLION
PROPOSAL #8: ADVISORY VOTE ON REMUNERATION OF JEAN- ISSUER YES FOR FOR
PAUL AGON, CHAIRMAN AND CEO
PROPOSAL #9: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #10: APPROVE TRANSACTION WITH NESTLE RE: ISSUER YES FOR FOR
REPURCHASE OF 48,500 MILLION SHARES HELD BY NESTLE
PROPOSAL #11: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #12: AMEND ARTICLE 8 OF BYLAWS RE: AGE LIMIT ISSUER YES FOR FOR
OF DIRECTORS, ELECTION OF EMPLOYEE REPRESENTATIVE,
DIRECTOR LENGTH OF TERM, AND DIRECTOR ELECTIONS
PROPOSAL #13: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #14: APPROVE TRANSACTION RE: SALE BY L OREAL ISSUER YES FOR FOR
OF ITS ENTIRE STAKE IN GALDERMA GROUP COMPANIES TO
NESTLE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: L-3 Communications Holdings, Inc.
TICKER: LLL CUSIP: 502424104
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANN E. DUNWOODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VINCENT PAGANO, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. HUGH SHELTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MICHAEL T. STRIANESE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ladbrokes plc
TICKER: LAD CUSIP: G5337D107
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: ELECT DAVID MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PETER ERSKINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT RICHARD GLYNN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAN BULL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT SLY BAILEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT CHRISTINE HODGSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JOHN KELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RICHARD MOROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT DARREN SHAPLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: APPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #15: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Legg Mason, Inc.
TICKER: LM CUSIP: 524901105
MEETING DATE: 7/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS M. KASS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN V. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN H. MYERS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR NELSON PELTZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR W. ALLEN REED ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH A. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: AMEND NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Legrand
TICKER: LR CUSIP: F56196185
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #4: REELECT OLIVIER BAZIL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT FRANCOIS GRAPPOTTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT DONGSHENG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT GILLES SCHNEPP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF GILLES ISSUER YES FOR FOR
SCHNEPP, CHAIRMAN AND CEO
PROPOSAL #9: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 800,000
PROPOSAL #10: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #11: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #12: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 200 MILLION
PROPOSAL #13: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 100 MILLION
PROPOSAL #14: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 100 MILLION
PROPOSAL #15: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #16: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 100 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #17: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 5 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ALL ISSUANCE REQUESTS UNDER ITEMS
12,13,14,15,17 AND 18 AT EUR 200 MILLION
PROPOSAL #20: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lexmark International, Inc.
TICKER: LXK CUSIP: 529771107
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH E. GOMORY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. EDWARD COLEMAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SANDRA L. HELTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Display Co.
TICKER: 034220 CUSIP: Y5255T100
MEETING DATE: 3/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #2.1: RE-ELECT KANG YOO-SIK AS NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #2.2: ELECT KIM SANG-DON AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT JANG JIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JANG JIN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LG Uplus Corp.
TICKER: 032640 CUSIP: Y5276R125
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 150 PER SHARE
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: ELECT ONE INSIDE DIRECTOR AND REELECT ISSUER YES FOR FOR
ONE OUTSIDE DIRECTOR
PROPOSAL #4: REELECT MEMBER OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Li Ning Company Ltd.
TICKER: 02331 CUSIP: G5496K124
MEETING DATE: 5/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a1: ELECT ZHANG ZHI YONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a2: ELECT CHEN YUE, SCOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2a3: ELECT WANG YA FEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS, ISSUER YES FOR FOR
CERTIFIED PUBLIC ACCOUNTANTS AS AUDITORS AND
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #4: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #7a: ADOPT NEW SHARE OPTION SCHEME ISSUER YES FOR FOR
PROPOSAL #7b: TERMINATE EXISTING SHARE OPTION SCHEME ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Liberty Holdings Ltd
TICKER: LBH CUSIP: S44440121
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2013
PROPOSAL #2.1: RE-ELECT SAKI MACOZOMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: RE-ELECT JIM SUTCLIFFE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT SWAZI TSHABALALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT SANTIE BOTHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT SIM TSHABALALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY AND NOTE THAT JORGE GONCALVES
IS THE INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED PREFERENCE ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #6: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES FOR FOR
UP TO A MAXIMUM OF 2.5 PERCENT OF ISSUED SHARE
PROPOSAL #7.1: RE-ELECT TIM ROSS AS CHAIRMAN OF THE ISSUER YES FOR FOR
AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #7.2: RE-ELECT ANGUS BAND AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #7.3: RE-ELECT TONY CUNNINGHAM AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #7.4: RE-ELECT PETER MOYO AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #7.5: RE-ELECT JIM SUTCLIFFE AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #8: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #1: AUTHORISE DIRECTORS TO ISSUE ANY ISSUER YES FOR FOR
ORDINARY SHARES OF THE COMPANY FOR THE IMPLEMENTATION
OF ANY SHARE INCENTIVE SCHEME
PROPOSAL #2.1: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE BOARD
PROPOSAL #2.2: APPROVE REMUNERATION OF THE LEAD ISSUER YES FOR FOR
INDEPENDENT DIRECTOR
PROPOSAL #2.3: APPROVE REMUNERATION OF THE BOARD ISSUER YES FOR FOR
MEMBER
PROPOSAL #2.4: APPROVE REMUNERATION OF THE ISSUER YES FOR FOR
INTERNATIONAL BOARD MEMBER, MEMBER OF COMMITTEES AND
SUBSIDIARY BOARD
PROPOSAL #2.5: APPROVE REMUNERATION OF THE ISSUER YES FOR FOR
INTERNATIONAL BOARD MEMBER, MEMBER OF COMMITTEES AND
SUBSIDIARY BOARD AND CHAIRMAN OF A COMMITTEE
PROPOSAL #2.6: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #2.7: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES FOR FOR
THE AUDIT AND ACTUARIAL COMMITTEE
PROPOSAL #2.8: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE RISK COMMITTEE
PROPOSAL #2.9: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES FOR FOR
THE RISK COMMITTEE
PROPOSAL #2.10: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE REMUNERATION COMMITTEE
PROPOSAL #2.11: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES FOR FOR
THE REMUNERATION COMMITTEE
PROPOSAL #2.12: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #2.13: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES FOR FOR
THE SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE
PROPOSAL #2.14: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES FOR FOR
THE DIRECTORS' AFFAIRS COMMITTEE
PROPOSAL #2.15: APPROVE REMUNERATION OF THE CHAIRMAN ISSUER YES FOR FOR
OF THE STANLIB LIMITED BOARD
PROPOSAL #2.16: APPROVE REMUNERATION OF THE MEMBER OF ISSUER YES FOR FOR
THE STANLIB LIMITED BOARD
PROPOSAL #2.17: APPROVE FEE PER AD HOC BOARD MEETING ISSUER YES FOR FOR
PROPOSAL #2.18: APPROVE FEE PER AD HOC BOARD ISSUER YES FOR FOR
COMMITTEE MEETING
PROPOSAL #2.19: APPROVE FEE FOR ALL AD HOC WORK ON AN ISSUER YES FOR FOR
HOURLY BASIS OF THE CHAIRMAN
PROPOSAL #2.20: APPROVE FEE FOR ALL AD HOC WORK ON AN ISSUER YES FOR FOR
HOURLY BASIS OF THE MEMBER
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY
PROPOSAL #4: AUTHORISE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lincoln Electric Holdings, Inc.
TICKER: LECO CUSIP: 533900106
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID H. GUNNING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR G. RUSSELL LINCOLN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER L. MAPES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PHILLIP J. MASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HELLENE S. RUNTAGH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Linear Technology Corporation
TICKER: LLTC CUSIP: 535678106
MEETING DATE: 11/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. SWANSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LOTHAR MAIER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ARTHUR C. AGNOS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN J. GORDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID S. LEE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD M. MOLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS S. VOLPE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LIXIL Group Corporation
TICKER: 5938 CUSIP: J3893W103
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR USHIODA, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FUJIMORI, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TSUTSUI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR KANAMORI, YOSHIZUMI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KIKUCHI, YOSHINOBU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR INA, KEIICHIRO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SUDO, FUMIO ISSUER YES AGAINST AGAINST
PROPOSAL #1.8: ELECT DIRECTOR SATO, HIDEHIKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KAWAGUCHI, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KODA, MAIN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lloyds Banking Group plc
TICKER: LLOY CUSIP: G5533W248
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ELECT JUAN COLOMBAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DYFRIG JOHN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT LORD BLACKWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GEORGE CULMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT CAROLYN FAIRBAIRN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANITA FREW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANTONIO HORTA-OSORIO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT NICHOLAS LUFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DAVID ROBERTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANTHONY WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SARA WELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUE OF REGULATORY
CAPITAL CONVERTIBLE INSTRUMENTS
PROPOSAL #18: APPROVE SCRIP DIVIDEND PROGRAMME ISSUER YES FOR FOR
PROPOSAL #19: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #20: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #21: APPROVE VARIABLE COMPONENT OF ISSUER YES FOR FOR
REMUNERATION FOR CODE STAFF
PROPOSAL #22: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #23: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO THE ISSUE OF REGULATORY
CAPITAL CONVERTIBLE INSTRUMENTS
PROPOSAL #25: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #26: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #27: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #28: APPROVE RELATED PARTY AND CLASS 1 ISSUER YES FOR FOR
TRANSACTION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lockheed Martin Corporation
TICKER: LMT CUSIP: 539830109
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NOLAN D. ARCHIBALD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROSALIND G. BREWER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DAVID B. BURRITT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES O. ELLIS, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARILLYN A. HEWSON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GWENDOLYN S. KING ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES M. LOY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DOUGLAS H. ISSUER YES FOR FOR
MCCORKINDALE
PROPOSAL #1.11: ELECT DIRECTOR JOSEPH W. RALSTON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ANNE STEVENS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: CLAW-BACK OF PAYMENTS UNDER RESTATEMENTS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Loews Corporation
TICKER: L CUSIP: 540424108
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LAWRENCE S. BACOW ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ANN E. BERMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOSEPH L. BOWER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CHARLES M. DIKER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JACOB A. FRENKEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL J. FRIBOURG ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR WALTER L. HARRIS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KEN MILLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ANDREW H. TISCH ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JONATHAN M. TISCH ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ANTHONY WELTERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Logitech International S.A.
TICKER: LOGI CUSIP: H50430232
MEETING DATE: 9/4/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROPRIATION OF RETAINED EARNINGS ISSUER YES FOR FOR
PROPOSAL #4: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #5: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #7: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #8.1: REELECT DANIEL BOREL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.2: REELECT KEE-LOCK CHUA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.3: REELECT SALLY DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.4: REELECT GUERRINO DE LUCA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8.5: REELECT DIDIER HIRSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.6: REELECT NEIL HUNT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.7: REELECT MONIKA RIBAR AS DIRECTOR ISSUER �� YES FOR FOR
PROPOSAL #8.8: ELECT BRACKEN P. DARRELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS SA AS ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lopez Holdings Corp
TICKER: LPZ CUSIP: Y5347P108
MEETING DATE: 6/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE THE MINUTES OF THE ANNUAL ISSUER YES FOR FOR
STOCKHOLDERS' MEETING HELD ON MAY 30, 2013
PROPOSAL #6: APPROVE THE REPORT OF MANAGEMENT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE THE AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #8: RATIFY THE ACTS OF THE BOARD AND ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9.1: ELECT OSCAR M. LOPEZ AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.2: ELECT MANUEL M. LOPEZ AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.3: ELECT EUGENIO LOPEZ, III AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.4: ELECT SALVADOR G. TIRONA AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.5: ELECT WASHINGTON Z. SYCIP AS A ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9.6: ELECT CESAR E.A. VIRATA AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9.7: ELECT MONICO V. JACOB AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: APPOINT EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE THE AMENDMENT OF THE THIRD ISSUER YES FOR FOR
ARTICLE OF THE ARTICLES OF INCORPORATION TO REFLECT
THE COMPLETE ADDRESS OF THE PRINCIPAL OFFICE OF THE
CORPORATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lotte Shopping Co.
TICKER: 023530 CUSIP: Y5346T119
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 1,500 PER SHARE
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: REELECT THREE INSIDE DIRECTORS AND ONE ISSUER YES FOR FOR
NON-INDEPENDENT NON-EXECUTIVE DIRECTOR (BUNDLED)
PROPOSAL #3.2: ELECT FOUR OUTSIDE DIRECTORS (BUNDLED) ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT THREE MEMBERS OF AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #5: AMEND TERMS OF SEVERANCE PAYMENTS TO ISSUER YES AGAINST AGAINST
EXECUTIVES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lotte Shopping Co.
TICKER: 023530 CUSIP: Y5346T119
MEETING DATE: 6/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LEE WON-JOON AS INSIDE DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LSR Group
TICKER: LSRG CUSIP: 50218G206
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 40 PER SHARE
PROPOSAL #4: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT ILGIZ VALITOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT ALEKSANDR VAKHMISTROV AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #5.3: ELECT DMITRY GONCHAROV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.4: ELECT YURY KUDIMOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT ANDREY MOLCHANOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT YURY OSIPOV AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.7: ELECT SERGEY SKATERSHCHIKOV AS ISSUER YES AGAINST N/A
DIRECTOR
PROPOSAL #5.8: ELECT ELENA TUMANOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.9: ELECT OLGA SHEIKINA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.1: ELECT NATALYA KLEVTSOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT YURY TERENTYEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT LUDMILA FRADINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7.1: RATIFY ZAO AUDIT-SERVICE AS RAS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #7.2: RATIFY ZAO KPMG AS IFRS AUDITOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #11: APPROVE FUTURE RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Lukoil OAO
TICKER: LKOH CUSIP: 677862104
MEETING DATE: 9/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INTERIM DIVIDENDS OF RUB 50 PER ISSUER YES FOR FOR
SHARE FOR FIRST SIX MONTHS OF FISCAL 2013
PROPOSAL #2: AMEND CHARTER ISSUER YES FOR FOR
PROPOSAL #3: AMEND REGULATIONS ON BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luxottica Group S.p.A.
TICKER: LUX CUSIP: 55068R202
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Luxottica Group S.p.A.
TICKER: LUX CUSIP: T6444Z110
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: M&T Bank Corporation
TICKER: MTB CUSIP: 55261F104
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRENT D. BAIRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR C. ANGELA BONTEMPO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT T. BRADY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR T. JEFFERSON ISSUER YES FOR FOR
CUNNINGHAM, III
PROPOSAL #1.5: ELECT DIRECTOR MARK J. CZARNECKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GARY N. GEISEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN D. HAWKE, JR. ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK W.E. HODGSON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR RICHARD G. KING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JORGE G. PEREIRA ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR MELINDA R. RICH ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR ROBERT E. SADLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR HERBERT L. WASHINGTON ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR ROBERT G. WILMERS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Macy's, Inc.
TICKER: M CUSIP: 55616P104
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MEYER FELDBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SARA LEVINSON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JOYCE M. ROCHÈ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL C. VARGA ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Maeda Road Construction Co. Ltd.
TICKER: 1883 CUSIP: J39401104
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS ISSUER YES FOR FOR
AND STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR OKABE, MASATSUGU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ISO, AKIO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR SUZUKI, KANJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR UCHIYAMA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NISHIKAWA, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR IMAEDA, RYOZO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR FUJIWARA, YUKIO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KATSUMATA, KAZUNARI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OGATA, KAZUE ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TAKEKAWA, HIDEYA ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MIDORIKAWA, EIJI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR YOKOMIZO, TAKASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magellan Health Services, Inc.
TICKER: MGLN CUSIP: 559079207
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. MCBRIDE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT M. LE BLANC ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PERRY G. FINE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Magna International Inc.
TICKER: MG CUSIP: 559222401
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SCOTT B. BONHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER G. BOWIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. TREVOR EYTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR V. PETER HARDER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LADY BARBARA JUDGE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KURT J. LAUK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CYNTHIA A. NIEKAMP ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR INDIRA V. SAMARASEKERA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD J. WALKER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR LAWRENCE D. WORRALL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR WILLIAM L. YOUNG ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mallinckrodt plc
TICKER: MNK CUSIP: G5785G107
MEETING DATE: 3/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MELVIN D. BOOTH ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR J. MARTIN CARROLL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DIANE H. GULYAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR NANCY S. LURKER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARK C. TRUDEAU ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR KNEELAND C. YOUNGBLOOD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH A. ZACCAGNINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #6: AUTHORIZE THE PRICE RANGE AT WHICH THE ISSUER YES FOR FOR
COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ManTech International Corporation
TICKER: MANT CUSIP: 564563104
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE J. PEDERSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR MARY K. BUSH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BARRY G. CAMPBELL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WALTER R. FATZINGER, ISSUER YES FOR FOR
JR.
PROPOSAL #1.6: ELECT DIRECTOR RICHARD J. KERR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH A. MINIHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEPHEN W. PORTER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marathon Petroleum Corporation
TICKER: MPC CUSIP: 56585A102
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEVEN A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN P. SURMA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Markel Corporation
TICKER: MKL CUSIP: 570535104
MEETING DATE: 5/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. ALFRED BROADDUS, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR K. BRUCE CONNELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS C. EBY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEWART M. KASEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ALAN I. KIRSHNER ISSUER YES �� FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEMUEL E. LEWIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANTHONY F. MARKEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVEN A. MARKEL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DARRELL D. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL O'REILLY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JAY M. WEINBERG ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DEBORA J. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Martin Marietta Materials, Inc.
TICKER: MLM CUSIP: 573284106
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUE W. COLE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. QUILLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN P. ZELNAK, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Martin Marietta Materials, Inc.
TICKER: MLM CUSIP: 573284106
MEETING DATE: 6/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
PROPOSAL #2: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Marui Group Co. Ltd.
TICKER: 8252 CUSIP: J40089104
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR AOI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SATO, MOTOHIKO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAKAMURA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HORIUCHI, KOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR OKAJIMA, ETSUKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WAKASHIMA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ISHII, TOMO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR TAKIMOTO, TOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR FUSE, NARIAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SASAKI, HAJIME ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SUNAMI, ISSUER YES FOR FOR
TETSUJI
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
NOZAKI, AKIRA
PROPOSAL #5: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MasterCard Incorporated
TICKER: MA CUSIP: 57636Q104
MEETING DATE: 6/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RICHARD HAYTHORNTHWAITE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SILVIO BARZI ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. CARLUCCI ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR STEVEN J. FREIBERG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JULIUS GENACHOWSKI ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MERIT E. JANOW ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARC OLIVIE ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RIMA QURESHI ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JOSE OCTAVIO REYES ISSUER YES FOR FOR
LAGUNES
PROPOSAL #1l: ELECT DIRECTOR JACKSON P. TAI ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR EDWARD SUNING TIAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: McDonald's Corporation
TICKER: MCD CUSIP: 580135101
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECTIONELECT DIRECTOR RICHARD H. LENNY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WALTER E. MASSEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARY D. MCMILLAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SHEILA A. PENROSE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JOHN W. ROGERS, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROGER W. STONE ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MILES D. WHITE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mediaset Espana Comunicacion SA
TICKER: TL5 CUSIP: E7418Y101
MEETING DATE: 4/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE TREATMENT OF NET LOSS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #4.1.1: REELECT ALEJANDRO ECHEVARRÍA BUSQUET ISSUER YES AGAINST AGAINST
AS DIRECTOR
PROPOSAL #4.1.2: REELECT FEDELE CONFALONIERI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.1.3: REELECT GIULIANO ADREANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.1.4: REELECT ALFREDO MESSINA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.1.5: REELECT MARCO GIORDANI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.1.6: REELECT PAOLO VASILE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4.1.7: REELECT GIUSEPPE TRINGALI AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #4.1.8: REELECT HELENA REVOREDO DELVECCHIO ISSUER YES AGAINST AGAINST
AS DIRECTOR
PROPOSAL #4.2: ELECT MARIO RODRÍGUEZ VALDERAS AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE STOCK-FOR-SALARY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE STOCK OPTION PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #9: APPROVE REMUNERATION POLICY REPORT ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck & Co., Inc.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM B. HARRISON, JR. ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merck KGaA
TICKER: MRK CUSIP: D5357W103
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.90 PER SHARE
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #6: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #7.1: ELECT WOLFGANG BUECHELE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7.2: ELECT MICHAELA FREIFRAU VON GLENCK TO ISSUER YES FOR FOR
THE SUPERVISORY BOARD
PROPOSAL #7.3: ELECT ALBRECHT MERCK TO THE ISSUER YES AGAINST AGAINST
SUPERVISORY BOARD
PROPOSAL #7.4: ELECT HELGA RUEBSAMEN-SCHAEFF TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #7.5: ELECT GREGOR SCHULZ TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #7.6: ELECT THEO SIEGERT TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8: APPROVE 2:1 STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CREATION OF EUR 56.5 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
PROPOSAL #10: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 2 BILLION; APPROVE CREATION OF
EUR 16.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVER
PROPOSAL #11: AMEND ARTICLES RE: EXCLUSION OF ISSUER YES FOR FOR
SHAREHOLDER RIGHT TO CERTIFY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Merlin Entertainments plc
TICKER: MERL CUSIP: ADPV22939
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY �� ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT SIR JOHN SUNDERLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NICK VARNEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ANDREW CARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT CHARLES GURASSA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT KEN HYDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT MIGUEL KO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT FRU HAZLITT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT SOREN SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT DR GERRY MURPHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT ROB LUCAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metso Corporation
TICKER: MEO1V CUSIP: X53579102
MEETING DATE: 10/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DEMERGER PLAN ISSUER YES FOR FOR
PROPOSAL #7: FIX NUMBER OF DIRECTORS AT VALMET TO ISSUER YES FOR FOR
SEVEN (7)
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS AT ISSUER YES FOR FOR
VALMET IN THE AMOUNT OF EUR 25,000 FOR CHAIRMAN, EUR
15,000 FOR DEPUTY CHAIRMAN AND CHAIRMAN OF AUDIT
COMMITTEE, AND EUR 12,000 FOR OTHER DIRECTORS
PROPOSAL #9: ELECT JUKKA VIINANEN (CHAIRMAN), MIKAEL ISSUER YES FOR FOR
VON FRENCKELL (DEPUTY CHAIR), ERKKI PEHU-LEHTONEN,
AND PIA RUDENGREN AS TRANSITION DIRECTORS IN VALMET;
ELECT FRIEDERIKE HELFER, PEKKA LUNDMARK, AND ROGÉRIO
ZIVIANI AS NEW DIRECTORS IN VALMET
PROPOSAL #10: APPROVE REMUNERATION OF AUDITORS IN ISSUER YES FOR FOR
VALMET
PROPOSAL #11: RATIFY ERNST & YOUNG AS AUDITORS IN ISSUER YES FOR FOR
VALMET
PROPOSAL #12: FIX NUMBER OF DIRECTORS AT METSO AT ISSUER YES FOR FOR
SEVEN (7)
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS AT ISSUER YES FOR FOR
METSO IN THE AMOUNT OF EUR 25,000 FOR CHAIRMAN, EUR
15,000 FOR DEPUTY CHAIRMAN AND CHAIRMAN OF AUDIT
COMMITTEE, AND EUR 12,000 FOR NEW DIRECTORS
PROPOSAL #14: ELECT WILSON BRUMER, LARS JOSEFSSON, ISSUER YES AGAINST AGAINST
AND NINA KOPOLA AS NEW DIRECTORS AT METSO; ELECT
MIKAEL LILIUS AS CHAIRMAN AND CHRISTER GARDELL AS
VICE CHAIRMAN
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM AT ISSUER YES FOR FOR
VALMET
PROPOSAL #16: APPROVE ISSUANCE AND REISSUANCE OF ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS AT VALMET
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Metso Corporation
TICKER: MEO1V CUSIP: X53579102
MEETING DATE: 3/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 100,000 FOR CHAIRMAN, EUR 60,000
FOR VICE CHAIRMAN AND AUDIT COMMITTEE CHAIRMAN, AND
EUR 48,000 FOR OTHER DIRECTORS; APPROVE MEETING FEES;
APPROVE REMUNERATION FOR COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT MIKAEL LILIUS (CHAIRMAN), ISSUER YES FOR FOR
CHRISTER GARDELL (VICE CHAIRMAN), WILSON BRUMER, OZEY
HORTON, LARS JOSEFSSON, NINA KOPOLA, AND EEVA SIPILA
AS DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF UP TO 15 MILLION ISSUER YES FOR FOR
SHARES AND CONVEYANCE OF UP TO 10 MILLION TREASURY
SHARES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Michael Page International plc
TICKER: MPI CUSIP: G68694119
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ROBIN BUCHANAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIMON BODDIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT STEVE INGHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID LOWDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RUBY MCGREGOR-SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT TIM MILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT DANUTA GRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Microsoft Corporation
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. GATES ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #10: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Millennium & Copthorne Hotels plc
TICKER: MLC CUSIP: G6124F107
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL AND SPECIAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SHAUKAT AZIZ AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT SEAN COLLINS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT NICHOLAS GEORGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT KWEK EIK SHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT KWEK LENG BENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT KWEK LENG PECK AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: RE-ELECT ALEXANDER WAUGH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT WONG HONG REN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT SUSAN FARR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: RENEW THE PROVISIONS OF THE CO- ISSUER YES FOR FOR
OPERATION AGREEMENT DATED 18 APRIL 1996 (AS AMENDED)
PROPOSAL #17: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES AGAINST AGAINST
EXPENDITURE
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Millicom International Cellular S.A.
TICKER: MIC SDB CUSIP: L6388F128
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT JEAN-MICHEL SCHMIT AS CHAIRMAN ISSUER YES FOR FOR
OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER
MEMBERS OF BUREAU
PROPOSAL #3: ACCEPT CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF USD 2.64 PER SHARE
PROPOSAL #5: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: FIX NUMBER OF DIRECTORS AT 9 ISSUER YES FOR FOR
PROPOSAL #7: REELECT MIA BRUNELL LIVFORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT PAUL DONOVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT ALEJANDRO SANTO DOMINGO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT LORENZO GRABAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT ARIEL ECKSTEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT CRISTINA STENBECK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT DAME AMELIA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: ELECT DOMINIQUE LAFONT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT TOMAS ELIASSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: APPOINT CHRISTINA STENBECK AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #17: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #18: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #19: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #20: APPROVE (I) PROCEDURE ON APPOINTMENT OF ISSUER YES FOR FOR
NOMINATION COMMITTEE AND (II) DETERMINATION OF
ASSIGNMENT OF NOMINATION COMMITTEE
PROPOSAL #21: APPROVE SHARE REPURCHASE ISSUER YES FOR FOR
PROPOSAL #22: APPROVE GUIDELINES FOR REMUNERATION TO ISSUER YES FOR FOR
SENIOR MANAGEMENT
PROPOSAL #1: APPOINT JEAN-MICHEL SCHMIT AS CHAIRMAN ISSUER YES FOR FOR
OF MEETING AND EMPOWER CHAIRMAN TO APPOINT OTHER
MEMBERS OF BUREAU
PROPOSAL #2: AUTHORIZE BOARD TO INCREASE SHARE ISSUER YES FOR FOR
CAPITAL TO A MAXIMUM AMOUNT OF USD 199.99 MILLION
WITHIN THE FRAMEWORK OF AUTHORIZED CAPITAL
PROPOSAL #4: CHANGE DATE OF ANNUAL MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mindray Medical International Limited
TICKER: MR CUSIP: 602675100
MEETING DATE: 12/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE RE-ELECTION OF MS. JOYCE I-YIN ISSUER YES AGAINST AGAINST
HSU AS DIRECTOR
PROPOSAL #2: APPROVE RE-ELECTION OF MR. WU QIYAO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS AS THE COMPANY'S AUDITOR FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2013
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MINERALS TECHNOLOGIES INC.
TICKER: MTX CUSIP: 603158106
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DUANE R. DUNHAM ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Misawa Homes Co Ltd
TICKER: 1722 CUSIP: J43129105
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2: AMEND ARTICLES TO REMOVE PROVISIONS ON ISSUER YES FOR FOR
CLASS D PREFERRED SHARES TO REFLECT CANCELLATION
PROPOSAL #3.1: ELECT DIRECTOR TACHIBANA, TEIJI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKENAKA, NOBUO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR ISOGAI, MASASHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR HIRATA, TOSHITSUGU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TANAKA, HIROOMI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YOKOTA, SUMIO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAKUO, TETSUYA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TOKAI, TAKEO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR GOTO, YUUJI ISSUER YES FOR FOR
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ISSUER: Mitsubishi Corp.
TICKER: 8058 CUSIP: J43830116
MEETING DATE: 6/20/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 38
PROPOSAL #2: AMEND ARTICLES TO CLARIFY THAT COMPANY ISSUER YES FOR FOR
PRESIDENT IS A ROLE FILLED BY AN EXECUTIVE OFFICER
PROPOSAL #3.1: ELECT DIRECTOR KOJIMA, YORIHIKO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR KOBAYASHI, KEN ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR NAKAHARA, HIDETO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YANAI, JUN ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KINUKAWA, JUN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR MIYAUCHI, TAKAHISA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR UCHINO, SHUMA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MORI, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR HIROTA, YASUHITO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ITO, KUNIO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR TSUKUDA, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR KATO, RYOZO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR KONNO, HIDEHIRO ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR SAKIE TACHIBANA ISSUER YES FOR FOR
FUKUSHIMA
PROPOSAL #4: APPOINT STATUTORY AUDITOR NABESHIMA, ISSUER YES FOR FOR
HIDEYUKI
PROPOSAL #5: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Estate Co Ltd
TICKER: 8802 CUSIP: J43916113
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR KIMURA, KEIJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SUGIYAMA, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YANAGISAWA, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KAZAMA, TOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATO, JO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR AIBA, NAOTO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR ONO, MASAMICHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OKUSA, TORU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TANISAWA, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR MATSUHASHI, ISAO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TOKIWA, FUMIKATSU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR GOMI, YASUMASA ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR TOMIOKA, SHUU ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR MATSUO, KENJI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Heavy Industries, Ltd.
TICKER: 7011 CUSIP: J44002129
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4
PROPOSAL #2.1: ELECT DIRECTOR OMIYA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MIYANAGA, SHUNICHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR MAEKAWA, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KUJIRAI, YOICHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MIZUTANI, HISAKAZU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR NOJIMA, TATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR FUNATO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KODAMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KIMURA, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KOJIMA, YORIHIKO ISSUER YES AGAINST AGAINST
PROPOSAL #2.11: ELECT DIRECTOR CHRISTINA AHMADJIAN ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TSUDA, HIROKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi Logistics Corp.
TICKER: 9301 CUSIP: J44561108
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR OKAMOTO, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MATSUI, AKIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HASHIMOTO, YUUICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR WATABE, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HOKI, MASATO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAYAMA, KAZUHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIYAZAKI, TAKANORI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR MAKIHARA, MINORU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR MIKI, SHIGEMITSU ISSUER YES AGAINST AGAINST
PROPOSAL #2.10: ELECT DIRECTOR IRIE, KENJI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MIYAHARA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR OHARA, YOSHIJI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR HARA, YOICHIRO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SAKURAI, KENJI ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mitsubishi UFJ Financial Group
TICKER: 8306 CUSIP: J44497105
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9
PROPOSAL #2.1: ELECT DIRECTOR SONO, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR WAKABAYASHI, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIRANO, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TANAKA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YUUKI, TAIHEI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KAGAWA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KURODA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR NAGAOKA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OKAMOTO, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR NOGUCHI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OKUDA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR ARAKI, RYUUJI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR OKAMOTO, KUNIE ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KAWAMOTO, YUUKO ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR MATSUYAMA, HARUKA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SATO, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ADJUSTMENT TO AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILING FOR DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Mizuho Financial Group Inc.
TICKER: 8411 CUSIP: J4599L102
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3.5
PROPOSAL #2: AMEND ARTICLES TO ADOPT U.S.-STYLE BOARD ISSUER YES FOR FOR
STRUCTURE - REDUCE DIRECTORS' TERM - RECOGNIZE
VALIDITY OF BOARD RESOLUTIONS IN WRITTEN OR
ELECTRONIC FORMAT - AUTHORIZE BOARD TO DETERMINE
INCOME ALLOCATION – REMOVE PROVISIONS ON CLASS 13
PROPOSAL #3.1: ELECT DIRECTOR SATO, YASUHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TSUJITA, YASUNORI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR AYA, RYUSUKE ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SHIMBO, JUNICHI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR FUJIWARA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR TAKAHASHI, HIDEYUKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR FUNAKI, NOBUKATSU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR NOMIYAMA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OHASHI, MITSUO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR KAWAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR KAINAKA, TATSUO ISSUER YES AGAINST AGAINST
PROPOSAL #3.12: ELECT DIRECTOR ANRAKU, KANEMITSU ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR OTA, HIROKO ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLES TO GUIDE SUBSIDIARIES AND SHAREHOLDER YES AGAINST FOR
AFFILIATES TO MAKE APPROPRIATE VALUATION REPORTS
WHEN HIRED TO DO SO
PROPOSAL #5: APPROVE ALTERNATE INCOME ALLOCATION, SHAREHOLDER YES AGAINST FOR
WITH A FINAL DIVIDEND OF JPY 5
PROPOSAL #6: AMEND ARTICLES TO PUT DIRECTOR NOMINEES' SHAREHOLDER YES AGAINST FOR
AND STATUTORY AUDITOR NOMINEES' CONCURRENT POSTS AT
LISTED COMPANIES IN PROXY MATERIALS
PROPOSAL #7: AMEND ARTICLES TO REQUIRE COMPANY TO SHAREHOLDER YES AGAINST FOR
URGE SUBSIDIARIES OWNING SHARES IN ALLIED FIRMS TO
VOTE SHARES APPROPRIATELY
PROPOSAL #8: AMEND ARTICLES TO PROHIBIT DIRECTORS, SHAREHOLDER YES AGAINST FOR
EMPLOYEES OR SHAREHOLDERS FROM USING DEFAMATORY TERMS
SUCH AS "VULTURE" TO CHARACTERIZE FOREIGN
PROPOSAL #9: AMEND ARTICLES TO ATTACH UNIQUE NUMBER SHAREHOLDER YES AGAINST FOR
TO EACH ACCOUNT CREATED AFTER MY NUMBER ACT TAKES
PROPOSAL #10: AMEND ARTICLES TO REFRAIN FROM SHAREHOLDER YES AGAINST FOR
DISRESPECTING SHAREHOLDERS AND PROVIDING LOANS TO
ANTI-SOCIAL GROUPS
PROPOSAL #11: AMEND ARTICLES TO DISCLOSE VOTING SHAREHOLDER YES AGAINST FOR
DECISIONS OF ASSET MANAGERS MANAGING PENSION FUNDS ON
THE COMPANY'S WEBSITE
PROPOSAL #12: AMEND ARTICLES TO PROHIBIT MIZUHO SHAREHOLDER YES AGAINST FOR
FINANCIAL GROUP'S SECURITIES COMPANIES FROM
MANIPULATING STOCK PRICES ON GREEN-SHEET MARKETS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Modern Times Group MTG AB
TICKER: MTG B CUSIP: W56523116
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #10: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #11: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 10.50 PER SHARE
PROPOSAL #12: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #13: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 1.3 MILLION FOR CHAIRMAN AND SEK
475,000 FOR OTHER MEMBERS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE REMUNERATION OF AUDITORS
PROPOSAL #15: REELECT DAVID CHANCE (CHAIRMAN), BLAKE ISSUER YES FOR FOR
CHANDLEE, SIMON DUFFY, LORENZO GRABAU, MICHELLE
GUTHRIE, ALEXANDER IZOSIMOV, AND MIA BRUNELL LIVFORS
AS DIRECTORS
PROPOSAL #16: RATIFY KPMG AB AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORIZE CRISTINA STENBECK AND ISSUER YES FOR FOR
REPRESENTATIVES OF AT LEAST THREE OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #18: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #19a: APPROVE 2014 LONG-TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #19b: APPROVE TRANSFER OF CLASS B SHARES TO ISSUER YES FOR FOR
PLAN PARTICIPANTS
PROPOSAL #20: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Moody's Corporation
TICKER: MCO CUSIP: 615369105
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JORGE A. BERMUDEZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KATHRYN M. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LESLIE F. SEIDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MS&AD Insurance Group Holdings
TICKER: 8725 CUSIP: J4687C105
MEETING DATE: 6/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 28
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, HISAHITO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KARASAWA, YASUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR EGASHIRA, TOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TSUCHIYA, MITSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJIMOTO, SUSUMU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FUJII, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KANASUGI, YASUZO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YANAGAWA, NAMPEI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UI, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WATANABE, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TSUNODA, DAIKEN ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR OGAWA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR MATSUNAGA, MARI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MTN Group Ltd
TICKER: MTN CUSIP: S8039R108
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT KOOSUM KALYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT JOHNSON NJEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT JEFF VAN ROOYEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT JAN STRYDOM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ALAN VAN BILJON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT PHUTHUMA NHLEKO AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT BRETT GOSCHEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ALAN VAN BILJON AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #9: RE-ELECT JEFF VAN ROOYEN AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #10: RE-ELECT PETER MAGEZA AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #11: RE-ELECT JOHNSON NJEKE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS INC ISSUER YES FOR FOR
AND SIZWENTSALUBAGOBODO INC AS JOINT AUDITORS OF THE
COMPANY
PROPOSAL #13: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES FOR FOR
UNDER CONTROL OF DIRECTORS
PROPOSAL #14: APPROVE REMUNERATION PHILOSOPHY ISSUER YES FOR FOR
PROPOSAL #15: APPROVE INCREASE IN NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTORS' REMUNERATION
PROPOSAL #16: AUTHORISE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: APPROVE FINANCIAL ASSISTANCE TO ISSUER YES FOR FOR
SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED
ENTITIES AND TO DIRECTORS, PRESCRIBED OFFICERS AND
OTHER PERSONS PARTICIPATING IN SHARE OR OTHER
EMPLOYEE INCENTIVE SCHEMES
PROPOSAL #18: AUTHORISE SPECIFIC REPURCHASE OF ISSUER YES FOR FOR
TREASURY SHARES FROM MOBILE TELEPHONE NETWORKS
HOLDINGS PROPRIETY LIMITED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Muenchener Rueckversicherungs-Gesellschaft AG
TICKER: MUV2 CUSIP: D55535104
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 7.25 PER BEARER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #7: AUTHORIZE USE OF FINANCIAL DERIVATIVES ISSUER YES FOR FOR
WHEN REPURCHASING SHARES
PROPOSAL #8a: ELECT ANN-KRISTIN ACHLEITNER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b: ELECT BENITA FERRERO-WALDNER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8c: ELECT URSULA GATHER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8d: ELECT PETER GRUSS TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8e: ELECT GERD HAEUSLER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8f: ELECT HENNING KAGERMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8g: ELECT WOLFGANG MAYRHUBER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8h: ELECT BERND PISCHETSRIEDER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8i: ELECT ANTON VAN ROSSUM TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8j: ELECT RON SOMMER TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9a: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9b: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9c: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9d: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9e: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9f: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
PROPOSAL #9g: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Multimedia Games Holding Company, Inc.
TICKER: MGAM CUSIP: 625453105
MEETING DATE: 1/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN J. GREATHOUSE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN P. IVES ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR NEIL E. JENKINS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL J. MAPLES, SR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JUSTIN A. ORLANDO ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICK J. RAMSEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT D. REPASS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myers Industries, Inc.
TICKER: MYE CUSIP: 628464109
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VINCENT C. BYRD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SARAH R. COFFIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN B. CROWE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT B. HEISLER, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. JOHNSTON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR EDWARD W. KISSEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN C. ORR ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. STEFANKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR DANIEL R. LEE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Myriad Genetics, Inc.
TICKER: MYGN CUSIP: 62855J104
MEETING DATE: 12/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER D. MELDRUM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEINER DREISMANN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NAMCO BANDAI Holdings Inc.
TICKER: 7832 CUSIP: J48454102
MEETING DATE: 6/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 23
PROPOSAL #2: AMEND ARTICLES TO CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR ISHIKAWA, SHUKUO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR UENO, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR OTSU, SHUUJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR ASAKO, YUUJI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR OSHITA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR HAGIWARA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR SAYAMA, NOBUO ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TABUCHI, TOMOHISA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR MATSUDA, YUZURU ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR ASAMI, KAZUO ISSUER YES FOR FOR
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR KOTARI, ISSUER YES FOR FOR
KATSUHIKO
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR SUDO, OSAMU ISSUER YES FOR FOR
PROPOSAL #4.4: APPOINT STATUTORY AUDITOR KAMIJO, ISSUER YES FOR FOR
KATSUHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Naspers Ltd
TICKER: NPN CUSIP: S53435103
MEETING DATE: 8/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 MARCH 2013
PROPOSAL #2: APPROVE DIVIDENDS FOR N ORDINARY AND A ISSUER YES FOR FOR
ORDINARY SHARES
PROPOSAL #3: REAPPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY WITH ANTON WENTZEL AS
INDIVIDUAL REGISTERED AUDITOR
PROPOSAL #4.1: RE-ELECT LOURENS JONKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: RE-ELECT FRED PHASWANA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RE-ELECT BEN VAN DER ROSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.4: RE-ELECT TON VOSLOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.5: RE-ELECT FRANCINE-ANN DU PLESSIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1: RE-ELECT FRANCINE-ANN DU PLESSIS AS ISSUER YES FOR FOR
MEMBER OF THE AUDIT COMMITTEE
PROPOSAL #5.2: RE-ELECT BEN VAN DER ROSS AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5.3: RE-ELECT BOETIE VAN ZYL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES AGAINST AGAINST
PROPOSAL #7: PLACE AUTHORISED BUT UNISSUED SHARES ISSUER YES AGAINST AGAINST
UNDER CONTROL OF DIRECTORS
PROPOSAL #8: AUTHORISE BOARD TO ISSUE SHARES FOR CASH ISSUER YES AGAINST AGAINST
UP TO A MAXIMUM OF FIVE PERCENT OF ISSUED SHARE
PROPOSAL #9: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #1.1: APPROVE REMUNERATION OF BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2.1: APPROVE REMUNERATION OF BOARD MEMBER ISSUER YES FOR FOR
(SOUTH AFRICAN RESIDENT)
PROPOSAL #1.2.2: APPROVE REMUNERATION OF BOARD MEMBER ISSUER YES FOR FOR
(NON-SOUTH AFRICAN RESIDENT)
PROPOSAL #1.2.3: APPROVE REMUNERATION OF BOARD MEMBER ISSUER YES FOR FOR
(CONSULTATION FEE FOR NON-SOUTH AFRICAN RESIDENT)
PROPOSAL #1.2.4: APPROVE REMUNERATION OF BOARD MEMBER ISSUER YES FOR FOR
(DAILY FEE)
PROPOSAL #1.3: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.4: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.5: APPROVE REMUNERATION OF RISK COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.6: APPROVE REMUNERATION OF RISK COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #1.7: APPROVE REMUNERATION OF HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE CHAIRMAN
PROPOSAL #1.8: APPROVE REMUNERATION OF HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE MEMBER
PROPOSAL #1.9: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.10: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.11: APPROVE REMUNERATION OF SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #1.12: APPROVE REMUNERATION OF SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBER
PROPOSAL #1.13: APPROVE REMUNERATION OF NASPERS ISSUER YES FOR FOR
REPRESENTATIVES ON MEDIA24 SAFETY, HEALTH AND
ENVIRONMENTAL COMMITTEE
PROPOSAL #1.14: APPROVE REMUNERATION OF TRUSTEES OF ISSUER YES FOR FOR
GROUP SHARE SCHEMES/OTHER PERSONNEL FUNDS
PROPOSAL #1.15: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
MEDIA24 PENSION FUND
PROPOSAL #1.16: APPROVE REMUNERATION OF TRUSTEES OF ISSUER YES FOR FOR
MEDIA24 PENSION FUND
PROPOSAL #1.1: APPROVE REMUNERATION OF BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #1.2.1: APPROVE REMUNERATION OF BOARD MEMBER ISSUER YES FOR FOR
(SOUTH AFRICAN RESIDENT)
PROPOSAL #1.2.2: APPROVE REMUNERATION OF BOARD MEMBER ISSUER YES FOR FOR
(NON-SOUTH AFRICAN RESIDENT)
PROPOSAL #1.2.3: APPROVE REMUNERATION OF BOARD MEMBER ISSUER YES FOR FOR
(CONSULTATION FEE FOR NON-SOUTH AFRICAN RESIDENT)
PROPOSAL #1.2.4: APPROVE REMUNERATION OF BOARD MEMBER ISSUER YES FOR FOR
(DAILY FEE)
PROPOSAL #1.3: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.4: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.5: APPROVE REMUNERATION OF RISK COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #1.6: APPROVE REMUNERATION OF RISK COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #1.7: APPROVE REMUNERATION OF HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE CHAIRMAN
PROPOSAL #1.8: APPROVE REMUNERATION OF HUMAN ISSUER YES FOR FOR
RESOURCES AND REMUNERATION COMMITTEE MEMBER
PROPOSAL #1.9: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #1.10: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #1.11: APPROVE REMUNERATION OF SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #1.12: APPROVE REMUNERATION OF SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBER
PROPOSAL #1.13: APPROVE REMUNERATION OF NASPERS ISSUER YES FOR FOR
REPRESENTATIVES ON MEDIA24 SAFETY, HEALTH AND
ENVIRONMENTAL COMMITTEE
PROPOSAL #1.14: APPROVE REMUNERATION OF TRUSTEES OF ISSUER YES FOR FOR
GROUP SHARE SCHEMES/OTHER PERSONNEL FUNDS
PROPOSAL #1.15: APPROVE REMUNERATION OF CHAIRMAN OF ISSUER YES FOR FOR
MEDIA24 PENSION FUND
PROPOSAL #1.16: APPROVE REMUNERATION OF TRUSTEES OF ISSUER YES FOR FOR
MEDIA24 PENSION FUND
PROPOSAL #2: AMEND MEMORANDUM OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINANCIAL ASSISTANCE TO A ISSUER YES AGAINST AGAINST
DIRECTOR OR PRESCRIBED OFFICER OF THE COMPANY OR TO A
RELATED OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #4: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANY OR CORPORATION
PROPOSAL #5: AUTHORISE REPURCHASE OF N ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #6: AUTHORISE REPURCHASE OF A ORDINARY ISSUER YES AGAINST AGAINST
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Express Group plc
TICKER: NEX CUSIP: G6374M109
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR JOHN ARMITT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JACKIE HUNT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOAQUIN AYUSO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JORGE COSMEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT DEAN FINCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIR ANDREW FOSTER AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #11: ELECT JANE KINGSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JEZ MAIDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT CHRIS MUNTWYLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ELLIOT (LEE) SANDER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #22: BROADEN THE REMIT OF THE SAFETY AND SHAREHOLDER YES AGAINST FOR
ENVIRONMENT COMMITTEE TO COVER CORPORATE
RESPONSIBILITY AND PARTICULARLY THE GROUP'S HUMAN
CAPITAL STRATEGY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: National Oilwell Varco, Inc.
TICKER: NOV CUSIP: 637071101
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECT DIRECTOR MERRILL A. MILLER, JR. ISSUER YES FOR FOR
PROPOSAL #1B: ELECT DIRECTOR CLAY C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1C: ELECT DIRECTOR GREG L. ARMSTRONG ISSUER YES FOR FOR
PROPOSAL #1D: ELECT DIRECTOR ROBERT E. BEAUCHAMP ISSUER YES FOR FOR
PROPOSAL #1E: ELECT DIRECTOR MARCELA E. DONADIO ISSUER YES FOR FOR
PROPOSAL #1F: ELECT DIRECTOR BEN A. GUILL ISSUER YES FOR FOR
PROPOSAL #1G: ELECT DIRECTOR DAVID D. HARRISON ISSUER YES FOR FOR
PROPOSAL #1H: ELECT DIRECTOR ROGER L. JARVIS ISSUER YES FOR FOR
PROPOSAL #1I: ELECT DIRECTOR ERIC L. MATTSON ISSUER YES FOR FOR
PROPOSAL #1K: ELECT DIRECTOR JEFFERY A. SMISEK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NAVER Corp.
TICKER: 035420 CUSIP: Y62579100
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 734 PER SHARE
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: REELECT KIM SANG-HUN AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: REELECT HWANG IN-JOON AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Neenah Paper, Inc.
TICKER: NP CUSIP: 640079109
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR TIMOTHY S. LUCAS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP C. MOORE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN P. O'DONNELL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: �� Neopost
TICKER: NEO CUSIP: F65196119
MEETING DATE: 7/2/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 3.90 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AGGREGATE AMOUNT OF EUR 370,000
PROPOSAL #6: REELECT CATHERINE POURRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT AGNES TOURAINE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT JEAN-PAUL VILLOT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: REELECT JACQUES CLAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REELECT ERIC COURTEILLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: REELECT DENIS THIERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ACKNOWLEDGE RESIGNATION OF HENK BODT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: ELECT WILLIAM HOOVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RENEW APPOINTMENT OF ERNST AND YOUNG ET ISSUER YES FOR FOR
AUTRES AS AUDITOR
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #16: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 10 MILLION
PROPOSAL #17: AUTHORIZE ISSUANCE OF EQUITY WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 4.6 MILLION
PROPOSAL #18: APPROVE ISSUANCE OF EQUITY FOR PRIVATE ISSUER YES FOR FOR
PLACEMENTS, UP TO AGGREGATE NOMINAL AMOUNT OF EUR 4.6
MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 4.6 MILLION
PROPOSAL #20: APPROVE ISSUANCE EQUITY-LINKED ISSUER YES FOR FOR
SECURITIES FOR PRIVATE PLACEMENTS, UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 4.6 MILLION
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 16 TO 20
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 30 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE FOR FUTURE ISSUER YES FOR FOR
EXCHANGE OFFERS
PROPOSAL #25: APPROVE EMPLOYEE STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #26: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
PROPOSAL #27: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #28: APPROVE ISSUANCE OF SECURITIES ISSUER YES FOR FOR
CONVERTIBLE INTO DEBT UP TO AN AGGREGATE NOMINAL
AMOUNT OF EUR 500 MILLION
PROPOSAL #29: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nestle SA
TICKER: NESN CUSIP: H57312649
MEETING DATE: 4/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.15 PER SHARE
PROPOSAL #4: AMEND ARTICLES RE: ORDINANCE AGAINST ISSUER YES FOR FOR
EXCESSIVE REMUNERATION AT LISTED COMPANIES
PROPOSAL #5.1a: REELECT PETER BRABECK-LETMATHE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1b: REELECT PAUL BULCKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1c: REELECT ANDREAS KOOPMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1d: REELECT ROLF HAENGGI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1e: REELECT BEAT HESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1f: REELECT DANIEL BOREL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1g: REELECT STEVEN HOCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1h: REELECT NAINA LAL KIDWAI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1i: REELECT TITIA DE LANGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1j: REELECT JEAN-PIERRE ROTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1k: REELECT ANN VENEMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1l: REELECT HENRI DE CASTRIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1m: REELECT EVA CHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: ELECT PETER BRABECK-LETMATHE AS BOARD ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #5.3.1: APPOINT BEAT HESS AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #5.3.2: APPOINT DANIEL BOREL AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #5.3.3: APPOINT ANDREAS KOOPMANN AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.3.4: APPOINT JEAN-PIERRE ROTH AS MEMBER ISSUER YES FOR FOR
OF THE COMPENSATION COMMITTEE
PROPOSAL #5.4: RATIFY KMPG SA AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5.5: DESIGNATE HARTMANN DREYER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NetEase Inc.
TICKER: NTES CUSIP: 64110W102
MEETING DATE: 9/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE TO RE-ELECT WILLIAM LEI DING AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1b: APPROVE TO RE-ELECT ALICE CHENG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1c: APPROVE TO RE-ELECT DENNY LEE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1d: APPROVE TO RE-ELECT JOSEPH TONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1e: APPROVE TO RE-ELECT LUN FENG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1f: APPROVE TO RE-ELECT MICHAEL LEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1g: APPROVE TO RE-ELECT MICHAEL TONG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: APPROVE TO APPOINT ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS LIMITED
COMPANY AS AUDITORS OF NETEASE, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New World Development Co. Ltd.
TICKER: 00017 CUSIP: Y63084126
MEETING DATE: 11/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHENG KAR-SHUN, HENRY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3b: ELECT CHENG CHI-KONG, ADRIAN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3c: ELECT AU TAK-CHEONG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3d: ELECT DOO WAI-HOI, WILLIAM AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELECT YEUNG PING-LEUNG, HOWARD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3f: ELECT CHA MOU-SING, PAYSON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3g: ELECT LIANG CHEUNG-BIU, THOMAS AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #3h: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: REAPPOINT PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New World Development Co. Ltd.
TICKER: 00017 CUSIP: Y63084126
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MASTER SERVICES AGREEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New World Development Co. Ltd.
TICKER: 00017 CUSIP: Y63084126
MEETING DATE: 6/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: New York Community Bancorp, Inc.
TICKER: NYCB CUSIP: 649445103
MEETING DATE: 6/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOMINICK CIAMPA ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MAX L. KUPFERBERG ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT WANN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nexity
TICKER: NXI CUSIP: F6527B126
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.00 PER SHARE
PROPOSAL #4: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #5: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #6: APPROVE TRANSACTIONS WITH BPCE ISSUER YES FOR FOR
PROPOSAL #7: RATIFY APPOINTMENT OF CHRISTINE FABRESSE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #8: RATIFY APPOINTMENT OF DANIEL KARYOTIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: APPOINT KPMG AUDIT IS SAS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: APPOINT KPMG AUDIT ID SAS AS ALTERNATE ISSUER YES FOR FOR
AUDITOR
PROPOSAL #11: RENEW APPOINTMENT OF MAZARS AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #12: RENEW APPOINTMENT OF FRANCK BOYER AS ISSUER YES FOR FOR
ALTERNATE AUDITOR
PROPOSAL #13: ADVISORY VOTE ON COMPENSATION OF ALAIN ISSUER YES FOR FOR
DININ, CHAIRMAN AND CEO
PROPOSAL #14: ADVISORY VOTE ON COMPENSATION OF HERVE ISSUER YES FOR FOR
DENIZE, VICE-CEO
PROPOSAL #15: RATIFY CHANGE OF REGISTERED OFFICE TO ISSUER YES FOR FOR
19 RUE DE VIENNE - TSA 50029 - 75801 PARIS CEDEX 08
PROPOSAL #16: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #17: AUTHORIZE DECREASE IN SHARE CAPITAL VIA ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #18: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 70 MILLION
PROPOSAL #19: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES AGAINST AGAINST
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 60 MILLION
PROPOSAL #20: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR UP TO 20 PERCENT OF ISSUED
CAPITAL PER YEAR FOR QUALIFIED INVESTORS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 60 MILLION
PROPOSAL #21: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE ABOVE
PROPOSAL #22: AUTHORIZE CAPITALIZATION OF RESERVES OF ISSUER YES FOR FOR
UP TO EUR 70 MILLION FOR BONUS ISSUE OR INCREASE IN
PAR VALUE
PROPOSAL #23: AUTHORIZE CAPITAL INCREASE OF UP TO EUR ISSUER YES FOR FOR
60 MILLION FOR FUTURE EXCHANGE OFFERS
PROPOSAL #24: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #25: ALLOW BOARD TO USE DELEGATIONS AND/OR ISSUER YES AGAINST AGAINST
AUTHORIZATIONS GRANTED UNDER ITEMS 18 TO 24 AND 26 IN
THE EVENT OF A PUBLIC TENDER OFFER
PROPOSAL #26: AUTHORIZE UP TO 1 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #27: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #28: AMEND ARTICLE 1 OF BYLAWS RE: ISSUER YES FOR FOR
APPOINTMENT OF EMPLOYEE REPRESENTATIVES
PROPOSAL #29: AMEND ARTICLES 10 AND 20 OF BYLAWS RE: ISSUER YES FOR FOR
ABSENCE OF DOUBLE VOTING RIGHTS
PROPOSAL #30: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Next Media Ltd.
TICKER: 00282 CUSIP: Y6342D124
MEETING DATE: 7/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2a: ELECT LAI CHEE YING, JIMMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT FOK KWONG HANG, TERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE SHARE OPTION SCHEME OF NXTOMO ISSUER YES FOR FOR
LTD.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nintendo Co. Ltd.
TICKER: 7974 CUSIP: J51699106
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 100
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS ISSUER YES FOR FOR
AND STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR IWATA, SATORU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKEDA, GENYO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MIYAMOTO, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR KIMISHIMA, TATSUMI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TAKAHASHI, SHIGEYUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR YAMATO, SATOSHI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TANAKA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAKAHASHI, SHINYA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR SHINSHI, HIROKAZU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MIZUTANI, NAOKI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Meat Packers Inc.
TICKER: 2282 CUSIP: J54752142
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KOBAYASHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAKEZOE, NOBORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OKOSO, HIROJI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR UCHIDA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SUEZAWA, JUICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HATA, YOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAWAMURA, KOJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KATAYAMA, TOSHIKO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TAKA, IWAO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SHINOHARA, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Suisan Kaisha Ltd.
TICKER: 1332 CUSIP: J56042104
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HOSOMI, NORIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KOIKE, KUNIHIKO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MATONO, AKIYO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SEKIGUCHI, YOICHI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OKI, SHINSUKE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IHARA, NAOTO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SATO, KOKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR WAKIZAKA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KINOSHITA, KEISHIRO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HARUKI, TSUGIO ISSUER YES FOR FOR
PROPOSAL #2: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nippon Telegraph & Telephone Corp.
TICKER: 9432 CUSIP: J59396101
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 90
PROPOSAL #2.1: ELECT DIRECTOR MIURA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR UNOURA, HIROO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHINOHARA, HIROMICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SAWADA, JUN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KOBAYASHI, MITSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SHIMADA, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TSUJIGAMI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR OKUNO, TSUNEHISA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KURIYAMA, HIROKI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SHIRAI, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SAKAKIBARA, SADAYUKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR IDE, AKIKO ISSUER YES FOR FOR
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR IIDA, ISSUER YES FOR FOR
TAKASHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NKSJ Holdings, Inc.
TICKER: 8630 CUSIP: J58699109
MEETING DATE: 6/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO CHANGE COMPANY NAME ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR FUTAMIYA, MASAYA ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SAKURADA, KENGO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR TSUJI, SHINJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TAKEMOTO, SHOICHIRO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR NISHIZAWA, KEIJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR EHARA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KUMANOMIDO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR ISOGAI, TAKAYA ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR NOHARA, SAWAKO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ENDO, ISAO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MURATA, TAMAMI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR SCOTT TREVOR DAVIS ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR TAKATA, ISSUER YES FOR FOR
TOSHIYUKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR YANAGIDA, ISSUER YES FOR FOR
NAOKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NN, Inc.
TICKER: NNBR CUSIP: 629337106
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR G. RONALD MORRIS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEVEN T. WARSHAW ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Nordea Bank AB
TICKER: NDA SEK CUSIP: W57996105
MEETING DATE: 3/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #5: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.43 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #11: FIX NUMBER OF AUDITORS AT ONE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 259,550 FOR CHAIRMAN, EUR 123,250
FOR VICE CHAIRMAN, AND EUR 80,250 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS
PROPOSAL #13: REELECT BJORN WAHLROOS (CHAIRMAN), ISSUER YES FOR FOR
MARIE EHRLING, ELISABETH GRIEG, SVEIN JACOBSEN, TOM
KNUTZEN, LARS G NORDSTROM, SARAH RUSSELL, AND KARI
STADIGH AS DIRECTORS; ELECT ROBIN LAWTHER AS NEW
PROPOSAL #14: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE CHAIRMAN OF BOARD AND ISSUER YES FOR FOR
REPRESENTATIVES OF FOUR OF COMPANY'S LARGEST
SHAREHOLDERS TO SERVE ON NOMINATING COMMITTEE
PROPOSAL #16: APPROVE ISSUANCE OF CONVERTIBLE ISSUER YES FOR FOR
INSTRUMENTS WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #17b: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORIZE REPURCHASE OF SHARES IN ISSUER YES FOR FOR
CONNECTION WITH SECURITIES TRADING
PROPOSAL #19: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #20: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #21: APPROVE SPECIAL INVESTIGATION AS PER SHAREHOLDER YES AGAINST N/A
CHAPTER 10 SECTION 21 OF THE SWEDISH COMPANIES ACT
PROPOSAL #22: ASSIGN THE BOARD/CEO TO TAKE THE SHAREHOLDER YES AGAINST FOR
INITIATIVE TO AN INTEGRATION INSTITUTE IN LANDSKRONA
- VEN - COPENHAGEN AND TO GIVE A FIRST CONTRIBUTION
IN A SUITABLE MANNER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Norsk Hydro ASA
TICKER: NHY CUSIP: R61115102
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #2: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 0.75 PER SHARE
PROPOSAL #4: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #7a: AMEND ARTICLES RE: BOARD-RELATED ISSUER YES FOR FOR
PROPOSAL #7b: AMEND ARTICLES RE: NOMINATION COMMITTEE ISSUER YES FOR FOR
PROPOSAL #7c: AMEND ARTICLES RE: CORPORATE ASSEMBLY ISSUER YES FOR FOR
PROPOSAL #7d: AMEND ARTICLES RE: REMOVAL OF AGE LIMIT ISSUER YES FOR FOR
PROPOSAL #8a: ELECT LEIF TEKSUM AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8b: ELECT IDAR KREUTZER AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8c: ELECT STEN-ARTHUR SÆLØR AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8d: ELECT ANNE-MARGRETHE FIRING AS MEMBER ISSUER YES FOR FOR
OF CORPORATE ASSEMBLY
PROPOSAL #8e: ELECT TERJE VENOLD AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8f: ELECT UNNI STEINSMO AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8g: ELECT TOVE WANGENSTEN AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8h: ELECT ANNE BOGSNES AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8i: ELECT BIRGER SOLBERG AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8j: ELECT SUSANNE THORE AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8k: ELECT NILS BASTIANSEN AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8l: ELECT SHAHZAD ABID AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8m: ELECT JAN MELING AS DEPUTY MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8n: ELECT YLVA LINDBERG AS DEPUTY MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #8o: ELECT BERIT HENRIKSEN AS DEPUTY MEMBER ISSUER YES FOR FOR
OF CORPORATE ASSEMBLY
PROPOSAL #8p: ELECT JORUNN SÆTRE AS DEPUTY MEMBER OF ISSUER YES FOR�� FOR
CORPORATE ASSEMBLY
PROPOSAL #9a: ELECT LEIF TEKSUM AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #9b: ELECT TERJE VENOLD AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #9c: ELECT METTE WIKBORG AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #9d: ELECT SUSANNE THORE AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #10a: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
ASSEMBLY
PROPOSAL #10b: APPROVE REMUNERATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northgate plc
TICKER: NTG CUSIP: G6644T140
MEETING DATE: 9/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #6: RE-ELECT BOB MACKENZIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANDREW ALLNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JAN ASTRAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT TOM BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT BOB CONTRERAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT CHRIS MUIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT JILL CASEBERRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Northrop Grumman Corporation
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR VICTOR H. FAZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRUCE S. GORDON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM H. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MADELEINE A. KLEINER ISSUER YES �� FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR GARY ROUGHEAD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS M. SCHOEWE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novartis AG
TICKER: NOVN CUSIP: H5820Q150
MEETING DATE: 2/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 2.45 PER SHARE
PROPOSAL #4.1: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF CHF 8.0 MILLION (NON-BINDING)
PROPOSAL #4.2: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF CHF 67.7 MILLION FOR
PERFORMANCE CYCLE 2013 (NON-BINDING)
PROPOSAL #5.1: REELECT JOERG REINHARDT AS DIRECTOR ISSUER YES FOR FOR
AND CHAIRMAN OF THE BOARD OF DIRECTORS
PROPOSAL #5.2: REELECT DIMITRI AZAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3: REELECT VERENA BRINER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.4: REELECT SRIKANT DATAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.5: REELECT ANN FUDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.6: REELECT PIERRE LANDOLT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.7: REELECT ULRICH LEHNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.8: REELECT ANDREAS VON PLANTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.9: REELECT CHARLES SAWYERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.10: REELECT ENRICO VANNI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.11: REELECT WILLIAM WINTERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1: ELECT SRIKANT DATAR AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.2: ELECT ANN FUDGE AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.3: ELECT ULRICH LEHNER AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #6.4: ELECT ENRICO VANNI AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: DESIGNATE PETER ANDREAS ZAHN AS ISSUER YES FOR FOR
INDEPENDENT PROXY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Novo Nordisk A/S
TICKER: NOVO B �� CUSIP: K72807132
MEETING DATE: 3/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2013 IN THE AGGREGATE AMOUNT OF DKK 9.2 MILLION
PROPOSAL #3.2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2013 IN THE AMOUNT OF DKK 1.5 MILLION FOR CHAIRMAN,
DKK 1 MILLION FOR VICE CHAIRMAN, AND BASE AMOUNT OF
DKK 500,000 FOR OTHER MEMBERS; APPROVE REMUNERATION
FOR COMMITTEE WORK
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF DKK 4.5 PER SHARE
PROPOSAL #5.1: ELECT GORAN ANDO (CHAIRMAN) AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.2: ELECT JEPPE CHRISTIANSEN (VICE ISSUER YES FOR FOR
CHAIRMAN) AS NEW DIRECTOR
PROPOSAL #5.3a: ELECT BRUNO ANGELICI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3b: ELECT LIZ HEWITT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3c: ELECT THOMAS KOESTLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3d: ELECT HELGE LUND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.3e: ELECT HANNU RYOPPONEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.1: APPROVE DKK 20 MILLION REDUCTION IN ISSUER YES FOR FOR
CLASS B SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #7.2: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE DONATION TO THE WORLD DIABETES ISSUER YES FOR FOR
FOUNDATION (WDF) OF UP TO DKK 654 MILLION FOR THE
YEARS 2005-2024
PROPOSAL #7.4.1: APPROVE PUBLICATION OF ANNUAL REPORT ISSUER YES FOR FOR
IN ENGLISH
PROPOSAL #7.4.2: CHANGE LANGUAGE OF ANNUAL MEETING TO ISSUER YES FOR FOR
ENGLISH
PROPOSAL #7.5: APPROVE GUIDELINES FOR INCENTIVE-BASED ISSUER YES FOR FOR
COMPENSATION FOR EXECUTIVE MANAGEMENT AND BOARD
PROPOSAL #8.1: PROVIDE FINANCIAL INFORMATION IN SHAREHOLDER YES AGAINST FOR
NOTICE TO CONVENE AGM
PROPOSAL #8.2: PUBLISH ANNUAL REPORTS AND OTHER SHAREHOLDER YES AGAINST FOR
DOCUMENTS IN DANISH AND KEEP THEM PUBLIC FOR AT LEAST
FIVE YEARS
PROPOSAL #8.3: SIMPLIFY ACCESS TO DOCUMENTS AVAILABLE SHAREHOLDER YES AGAINST FOR
ON COMPANY'S WEBSITE
PROPOSAL #8.4: REQUIRE REFRESHMENTS TO BE AVAILABLE SHAREHOLDER YES AGAINST FOR
DURING ANNUAL GENERAL MEETING
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NTT Data Corp.
TICKER: 9613 CUSIP: J59386102
MEETING DATE: 6/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR HOMMA, YO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKAMOTO, YUKIO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR ISHIJIMA, ISSUER YES AGAINST AGAINST
YUKIO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NTT DoCoMo Inc.
TICKER: 9437 CUSIP: J59399121
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR KATO, KAORU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YOSHIZAWA, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SAKAI, YOSHIKIYO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TERASAKI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ONOE, SEIZO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SATO, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TAKAGI, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ASAMI, HIROYASU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUTO, SHOJI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OMATSUZAWA, KIYOHIRO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NAKAYAMA, TOSHIKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR KII, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR TANI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR MURAKAMI, TERUYASU ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR NAKAMURA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KOBAYASHI, ISSUER YES FOR FOR
TORU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR OKIHARA, ISSUER YES FOR FOR
TOSHIMUNE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Obayashi Corp.
TICKER: 1802 CUSIP: J59826107
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4
PROPOSAL #2.1: ELECT DIRECTOR OBAYASHI, TAKEO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIRAISHI, TORU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NOGUCHI, TADAHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KANAI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HARADA, SHOZO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR KISHIDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIWA, AKIHISA ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SHIBATA, KENICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SUGIYAMA, NAO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OTAKE, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR MIZUNO, ISSUER YES FOR FOR
MASARU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KAKIUCHI, �� ISSUER YES FOR FOR
YASUTAKA
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR MURAO, ISSUER YES FOR FOR
HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oesterreichische Post AG
TICKER: POST CUSIP: A6191J103
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #7: ELECT SUPERVISORY BOARD MEMBER ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: O'KEY Group SA
TICKER: OKEY CUSIP: 670866201
MEETING DATE: 6/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #6: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: RENEW APPOINTMENT OF KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Old Mutual plc
TICKER: OML CUSIP: G67395114
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3i: ELECT ZOE CRUZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3ii: ELECT ADIBA IGHODARO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3iii: ELECT NKOSANA MOYO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3iv: RE-ELECT MIKE ARNOLD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3v: RE-ELECT ALAN GILLESPIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3vi: RE-ELECT DANUTA GRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3vii: RE-ELECT REUEL KHOZA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3viii: RE-ELECT ROGER MARSHALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3ix: RE-ELECT NKU NYEMBEZI-HEITA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3x: RE-ELECT PATRICK O'SULLIVAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3xi: RE-ELECT JULIAN ROBERTS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: AUTHORISE THE GROUP AUDIT COMMITTEE TO ISSUER YES FOR FOR
FIX REMUNERATION OF AUDITORS
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #11: AUTHORISE OFF-MARKET PURCHASE OF ISSUER YES FOR FOR
ORDINARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Olin Corporation
TICKER: OLN CUSIP: 680665205
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GRAY G. BENOIST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD M. ROMPALA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOSEPH D. RUPP ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING AND POLITICAL SHAREHOLDER YES AGAINST FOR
CONTRIBUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Olympus Corp.
TICKER: 7733 CUSIP: J61240107
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACCOUNTING TRANSFERS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR KIMOTO, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SASA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR FUJIZUKA, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TAKEUCHI, YASUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HAYASHI, SHIGEO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR GOTO, TAKUYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HIRUTA, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR FUJITA, SUMITAKA ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NISHIKAWA, MOTOYOSHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR IMAI, HIKARI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR FUJII, KIYOTAKA ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UNOTORO, KEIKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR KATO, MASARU ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omega Protein Corporation
TICKER: OME CUSIP: 68210P107
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GARY L. ALLEE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID A. OWEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Omnicom Group Inc.
TICKER: OMC CUSIP: 681919106
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN D. WREN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRUCE CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALAN R. BATKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARY C. CHOKSI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT CHARLES CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR LEONARD S. COLEMAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ERROL M. COOK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SUSAN S. DENISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MICHAEL A. HENNING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN R. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN R. PURCELL ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR GARY L. ROUBOS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OMV AG
TICKER: OMV CUSIP: A51460110
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.25 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS
PROPOSAL #6: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE PERFORMANCE SHARE PLAN FOR KEY ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #7.2: APPROVE MATCHING SHARE PLAN FOR ISSUER YES AGAINST AGAINST
MANAGEMENT BOARD MEMBERS
PROPOSAL #8.1: ELECT SUPERVISORY BOARD MEMBER ISSUER YES FOR FOR
MURTADHA AL HASHMI
PROPOSAL #8.2: ELECT SUPERVISORY BOARD MEMBER ALYAZIA ISSUER YES FOR FOR
ALI SALEH AL KUWAITI
PROPOSAL #8.3: ELECT SUPERVISORY BOARD MEMBER ISSUER YES FOR FOR
WOLFGANG C. BERNDT
PROPOSAL #8.4: ELECT SUPERVISORY BOARD MEMBER ELIF ISSUER YES FOR FOR
BILGI ZAPPAROLI
PROPOSAL #8.5: ELECT SUPERVISORY BOARD MEMBER HELMUT ISSUER YES FOR FOR
DRAXLER
PROPOSAL #8.6: ELECT SUPERVISORY BOARD MEMBER ROY ISSUER YES FOR FOR
FRANKLIN
PROPOSAL #8.7: ELECT SUPERVISORY BOARD MEMBER RUDOLF ISSUER YES FOR FOR
KEMLER
PROPOSAL #8.8: ELECT SUPERVISORY BOARD MEMBER WOLFRAM ISSUER YES FOR FOR
LITTICH
PROPOSAL #8.9: ELECT SUPERVISORY BOARD MEMBER HERBERT ISSUER YES FOR FOR
STEPIC
PROPOSAL #8.10: ELECT SUPERVISORY BOARD MEMBER ISSUER YES FOR FOR
HERBERT WERNER
PROPOSAL #9: APPROVE CREATION OF EUR 32.7 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS TO
GUARANTEE CONVERSION RIGHTS FOR SHARE PLANS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Onward Holdings Co Ltd
TICKER: 8016 CUSIP: J30728109
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 24
PROPOSAL #2.1: ELECT DIRECTOR HIROUCHI, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR YOSHIZAWA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR BABA, AKINORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR YAMADA, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YASUMOTO, MICHINOBU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HONJO, HACHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAKAMURA, YOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oracle Corporation
TICKER: ORCL CUSIP: 68389X105
MEETING DATE: 10/31/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY S. BERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL J. BOSKIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SAFRA A. CATZ ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BRUCE R. CHIZEN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.6: ELECT DIRECTOR GEORGE H. CONRADES ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.7: ELECT DIRECTOR LAWRENCE J. ELLISON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR HECTOR GARCIA-MOLINA ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JEFFREY O. HENLEY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARK V. HURD ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR NAOMI O. SELIGMAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ESTABLISH HUMAN RIGHTS COMMITTEE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: PROVIDE VOTE COUNTING TO EXCLUDE SHAREHOLDER YES AGAINST FOR
ABSTENTIONS
PROPOSAL #8: ADOPT MULTIPLE PERFORMANCE METRICS UNDER SHAREHOLDER YES AGAINST FOR
EXECUTIVE INCENTIVE PLANS
PROPOSAL #9: REQUIRE SHAREHOLDER APPROVAL OF SHAREHOLDER YES AGAINST FOR
QUANTIFIABLE PERFORMANCE METRICS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orica Ltd.
TICKER: ORI CUSIP: Q7160T109
MEETING DATE: 1/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2.1: ELECT RUSSELL CAPLAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT IAN COCKERILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT CHEE ONN LIM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT MAXINE BRENNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT ALBERTO CALDERON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT GENE TILBROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF UP TO 380,000 ISSUER YES FOR FOR
SHARES TO IAN SMITH, MANAGING DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE THE PARTIAL TAKEOVER PROVISIONS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Oriflame Cosmetics S.A.
TICKER: ORI SDB CUSIP: L7272A100
MEETING DATE: 5/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT PONTUS ANDREASSON AS CHAIRMAN OF ISSUER YES FOR FOR
MEETING
PROPOSAL #3: RECEIVE AND APPROVE BOARD'S AND ISSUER YES FOR FOR
AUDITOR'S REPORTS
PROPOSAL #4: APPROVE STANDALONE AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS
PROPOSAL #5.i: APPROVE TO CARRY FORWARD THE 2013 ISSUER YES FOR FOR
PROFIT
PROPOSAL #5.ii: APPROVE DIVIDENDS OF EUR 1.00 ISSUER YES FOR FOR
PROPOSAL #5.iii: AUTHORIZE BOARD TO DECIDE ON TIMING ISSUER YES FOR FOR
AND SIZE OF QUARTERLY INSTALLMENTS
PROPOSAL #7.i: APPROVE DISCHARGE OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.ii: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #8.i.1: REELECT MAGNUS BRÄNNSTRÖM AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.2: REELECT ANDERS DAHLVIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.i.3: REELECT LILIAN FOSSUM BINER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.4: REELECT ALEXANDER AF JOCHNICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.5: REELECT JONAS AF JOCHNICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.6: REELECT ROBERT AF JOCHNICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.7: ELECT ANNA MALMHAKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8.i.8: REELECT HELLE KRUSE NIELSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.i.9: REELECT CHRISTIAN SALAMON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8.ii: REELECT ROBERT AF JOCHNICK AS ISSUER YES FOR FOR
CHAIRMAN OF THE BOARD
PROPOSAL #8.iii: RENEW APPOINTMENT OF KPMG AS AUDITOR ISSUER YES FOR FOR
PROPOSAL #9: APPROVE (I) CONTINUATION OF NOMINATION ISSUER YES FOR FOR
COMMITTEE AND (II) PROPOSED APPOINTMENT PROCEDURE FOR
NOMINATION COMMITTEE MEMBERS
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #15: RECEIVE AND APPROVE DIRECTORS' SPECIAL ISSUER YES FOR FOR
REPORTS RE: UNIVERSAL CONTRIBUTION
PROPOSAL #16: RECEIVE AND APPROVE AUDITORS' SPECIAL ISSUER YES FOR FOR
REPORTS RE: UNIVERSAL CONTRIBUTION
PROPOSAL #18: APPROVE TERMS OF THE UNIVERSAL ISSUER YES FOR FOR
CONTRIBUTION
PROPOSAL #19: APPROVE UNIVERSAL CONTRIBUTION ISSUER YES FOR FOR
PROPOSAL #20: AUTHORIZE BOARD TO COMPLETE FORMALITIES ISSUER YES FOR FOR
IN RELATION TO UNIVERSAL CONTRIBUTION
PROPOSAL #21: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #22: APPROVE CHANGE OF JURISDICTION FROM ISSUER YES FOR FOR
LUXEMBOURG TO SWITZERLAND
PROPOSAL #23: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Orthofix International N.V.
TICKER: OFIX CUSIP: N6748L102
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES F. HINRICHS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GUY J. JORDAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANTHONY F. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BRADLEY R. MASON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD A. MATRICARIA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR KATHLEEN T. REGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARIA SAINZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVEY S. SCOON ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS (VOTING)
PROPOSAL #3: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Otsuka Holdings Co Ltd
TICKER: 4578 CUSIP: J63117105
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO CHANGE FISCAL YEAR END ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR OTSUKA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OTSUKA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIGUCHI, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MAKISE, ATSUMASA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MATSUO, YOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TOBE, SADANOBU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR WATANABE, TATSURO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HIROTOMI, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR KAWAGUCHI, JUICHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KONOSE, TADAAKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR IMAI, ISSUER YES FOR FOR
TAKAHARU
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR NAKAI, ISSUER YES FOR FOR
AKIHITO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR YAHAGI, ISSUER YES FOR FOR
NORIKAZU
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR SUGAWARA, ISSUER YES AGAINST AGAINST
HIROSHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Outokumpu Oyj
TICKER: OUT1V CUSIP: X61161109
MEETING DATE: 2/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF UP TO 65 BILLION ISSUER YES FOR FOR
SHARES WITH PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Outokumpu Oyj
TICKER: OUT1V CUSIP: X61161109
MEETING DATE: 4/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDEND
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 140,000 FOR CHAIRMAN, EUR 80,000
FOR VICE CHAIRMAN, AND EUR 60,000 FOR OTHER
DIRECTORS; APPROVE MEETING FEES
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT; ISSUER YES FOR FOR
REELECT JORMA OLLILA (CHAIRMAN), MARKUS AKERMANN,
OLLI VAARTIMO (VICE CHAIRMAN), ELISABETH NILSSON, SIV
SCHALIN, AND HEIKKI MALINEN AS DIRECTORS; ELECT STIG
GUSTAVSON AND ROBERTO GUALDONI AS NEW DIRECTORS
PROPOSAL #12: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #15: APPROVE ISSUANCE OF UP TO 200 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS; APPROVE REISSUANCE
OF UP TO 200 MILLION TREASURY SHARES WITHOUT
PREEMTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Outokumpu Oyj
TICKER: OUT1V CUSIP: X61161109
MEETING DATE: 6/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE 1:25 REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ISSUANCE OF SHARES WITHOUT ISSUER YES FOR FOR
PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Overstock.com, Inc.
TICKER: OSTK CUSIP: 690370101
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ALLISON H. ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STORMY D. SIMON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SAMUEL A. MITCHELL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE AMENDMENT TO CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION TO ADOPT DELAWARE AS THE EXCLUSIVE
FORUM FOR CERTAIN LEGAL ACTIONS
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: P. H. Glatfelter Company
TICKER: GLT CUSIP: 377316104
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KATHLEEN A. DAHLBERG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NICHOLAS DEBENEDICTIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KEVIN M. FOGARTY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR J. ROBERT HALL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD C. ILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. NAPLES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DANTE C. PARRINI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD L. SMOOT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR LEE C. STEWART ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Packaging Corporation of America
TICKER: PKG CUSIP: 695156109
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHERYL K. BEEBE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HASAN JAMEEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK W. KOWLZAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT C. LYONS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR THOMAS P. MAURER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SAMUEL M. MENCOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER B. PORTER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS S. SOULELES ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR PAUL T. STECKO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES D. WOODRUM ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paddy Power plc
TICKER: PLS CUSIP: G68673105
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT MICHAEL CAWLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a: REELECT NIGEL NORTHRIDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: REELECT PATRICK KENNEDY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: REELECT STEWART KENNY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5d: REELECT ULRIC JEROME AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: REELECT TOM GRACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: REELECT DANUTA GRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: REELECT CORMAC MCCARTHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5h: REELECT PADRAIG RIORDAIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #8: AUTHORISE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Paychex, Inc.
TICKER: PAYX CUSIP: 704326107
MEETING DATE: 10/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR B. THOMAS GOLISANO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH G. DOODY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID J. S. FLASCHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PHILLIP HORSLEY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA A. JOSEPH ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MARTIN MUCCI ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOSEPH M. TUCCI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JOSEPH M. VELLI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PBF Energy Inc.
TICKER: PBF CUSIP: 69318G106
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR THOMAS D. O'MALLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SPENCER ABRAHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFERSON F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARTIN J. BRAND ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID I. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENNIS M. HOUSTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EDWARD F. KOSNIK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PDL BioPharma, Inc.
TICKER: PDLI CUSIP: 69329Y104
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID W. GRYSKA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PAUL W. SANDMAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PepsiCo, Inc.
TICKER: PEP CUSIP: 713448108
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SHONA L. BROWN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR IAN M. COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONA A. FAIRHEAD ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR RAY L. HUNT ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ALBERTO IBARGUEN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR INDRA K. NOOYI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHARON PERCY ROCKEFELLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR DANIEL VASELLA ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR ALBERTO WEISSER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE SHAREHOLDER VOTE TO APPROVE SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS POLICY
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Perform Group plc
TICKER: PER CUSIP: G7012D105
MEETING DATE: 4/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PAUL WALKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIMON DENYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT OLIVER SLIPPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT PETER WILLIAMS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #8: RE-ELECT MARC BROWN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #9: RE-ELECT JÖRG MOHAUPT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PETER PARMENTER AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: RE-ELECT GABBY LOGAN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: APPOINT DELOITTE LLP AS AUDITORS ISSUER YES AGAINST AGAINST
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PetMed Express, Inc.
TICKER: PETS CUSIP: 716382106
MEETING DATE: 7/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MENDERES AKDAG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRANK J. FORMICA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GIAN M. FULGONI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RONALD J. KORN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. SCHWEITZER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petrofac Ltd
TICKER: PFC CUSIP: G7052T101
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: ELECT KATHLEEN HOGENSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT NORMAN MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT THOMAS THUNE ANDERSEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT STEFANO CAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ROXANNE DECYK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RENE MEDORI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT RIJNHARD VAN TETS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT AYMAN ASFARI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #13: RE-ELECT MARWAN CHEDID AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT TIM WELLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #21: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE DEFERRED BONUS SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #23: APPROVE SHARE INCENTIVE PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 9/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SALE OF INNOVA SA ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ABSORPTION OF COMPERJ ISSUER YES FOR FOR
PARTICIPACOES S.A. (COMPERJPAR)
PROPOSAL #3: APPROVE ABSORPTION OF COMPERJ ISSUER YES FOR FOR
ESTIRENICOS S.A. (EST)
PROPOSAL #4: APPROVE ABSORPTION OF COMPERJ MEG ISSUER YES FOR FOR
S.A.(MEG)
PROPOSAL #5: APPROVE ABSORPTION OF COMPERJ ISSUER YES FOR FOR
POLIOLEFINAS S.A.(POL)
PROPOSAL #6: APPROVE ABSORPTION OF SFE - SOCIEDADE ISSUER YES FOR FOR
FLUMINENSE DE ENERGIA LTDA. (SFE)
PROPOSAL #7: WAIVE PETROBRAS' PREEMPTIVE RIGHTS TO ISSUER YES FOR FOR
SUBSCRIBE CONVERTIBLE DEBENTURES TO BE ISSUED BY SETE
BRASIL PARTICIPACOES SA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 12/16/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ABSORPTION OF REFINARIA ABREU E ISSUER YES FOR FOR
LIMA S.A. (RNEST)
PROPOSAL #2: APPROVE ABSORPTION OF COMPANHIA DE ISSUER YES FOR FOR
RECUPERACAO SECUNDARIA (CRSEC)
PROPOSAL #3: APPROVE PARTIAL SPIN-OFF OF PETROBRAS ISSUER YES FOR FOR
INTERNATIONAL FINANCE COMPANY S.A. (PIIFCO)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Petroleo Brasileiro SA-Petrobras
TICKER: PETR4 CUSIP: 71654V408
MEETING DATE: 4/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE CAPITAL BUDGET FOR UPCOMING ISSUER YES FOR FOR
FISCAL YEAR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4.a: ELECT DIRECTORS APPOINTED BY ISSUER YES FOR FOR
CONTROLLING SHAREHOLDER
PROPOSAL #4.b: ELECT MAURO GENTILE RODRIGUES DA CUNHA SHAREHOLDER YES FOR N/A
AS DIRECTOR APPOINTED BY MINORITY ORDINARY
PROPOSAL #5: ELECT BOARD CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #6.a: ELECT FISCAL COUNCIL MEMBERS APPOINTED ISSUER YES FOR FOR
BY CONTROLLING SHAREHOLDER
PROPOSAL #6.b: ELECT REGINALDO FERREIRA ALEXANDRE AND SHAREHOLDER YES FOR N/A
MARIO CORDEIRO FILHO (ALTERNATE) AS FISCAL COUNCIL
MEMBERS APPOINTED BY MINORITY ORDINARY SHAREHOLDERS
PROPOSAL #1: APPROVE REMUNERATION OF COMPANY'S ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ABSORPTION OF TERMOACU S.A. ISSUER YES FOR FOR
(TERMOACU)
PROPOSAL #4: APPROVE ABSORPTION OF TERMOCEARA LTDA ISSUER YES FOR FOR
(TERMOCEARA)
PROPOSAL #5: APPROVE ABSORPTION OF COMPANHIA LOCADORA ISSUER YES FOR FOR
DE EQUIPAMENTOS PETROLIFEROS (CLEP)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Pfizer Inc.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HELEN H. HOBBS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARC TESSIER-LAVIGNE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE SHAREHOLDER VOTE TO APPROVE SHAREHOLDER YES AGAINST FOR
POLITICAL CONTRIBUTIONS POLICY
PROPOSAL #6: REVIEW AND ASSESS MEMBERSHIP OF LOBBYING SHAREHOLDER YES AGAINST FOR
ORGANIZATIONS
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PGE Polska Grupa Energetyczna SA
TICKER: PGE CUSIP: X6447Z104
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: RESOLVE NOT TO ELECT MEMBERS OF VOTE ISSUER YES FOR FOR
COUNTING COMMISSION
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS IN FISCAL 2013
PROPOSAL #8: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #9: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS IN FISCAL 2013
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS, RETAINED EARNINGS AND COMPANY'S RESERVE
PROPOSAL #11.1: APPROVE DISCHARGE OF MARCIN ZIELINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD CHAIRMAN)
PROPOSAL #11.2: APPROVE DISCHARGE OF MALGORZATA DEC ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.3: APPROVE DISCHARGE OF MACIEJ BALTOWSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.4: APPROVE DISCHARGE OF KATARZYNA PRUS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.5: APPROVE DISCHARGE OF JACEK BARYLSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.6: APPROVE DISCHARGE OF CZESLAW GRZESIAK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.7: APPROVE DISCHARGE OF GRZEGORZ KRYSTEK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.8: APPROVE DISCHARGE OF JACEK DROZD ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.9: APPROVE DISCHARGE OF MALGORZATA MIKA- ISSUER YES FOR FOR
BRYSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #11.10: APPROVE DISCHARGE OF ANNA KOWALIK ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #11.11: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
KRYSTEK (SUPERVISORY BOARD MEMBER TEMPORARILY
DELEGATED TO MANAGEMENT BOARD)
PROPOSAL #11.12: APPROVE DISCHARGE OF JACEK DROZD ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER TEMPORARILY DELEGATED TO
MANAGEMENT BOARD)
PROPOSAL #11.13: APPROVE DISCHARGE OF PIOTR SZYMANEK ISSUER YES FOR FOR
(CEO AND DEPUTY CEO)
PROPOSAL #11.14: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
KILIAN (CEO)
PROPOSAL #11.15: APPROVE DISCHARGE OF BOGUSLAWA ISSUER YES FOR FOR
MATUSZEWSKA (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.16: APPROVE DISCHARGE OF WOJCIECH ISSUER YES FOR FOR
OSTROWSKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #11.17: APPROVE DISCHARGE OF PAWEL SMOLEN ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.18: APPROVE DISCHARGE OF MAREK WOSZCZYK ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.19: APPROVE DISCHARGE OF DARIUSZ MARZEC ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.20: APPROVE DISCHARGE OF JACEK DROZD ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #11.21: APPROVE DISCHARGE OF GRZEGORZ ISSUER YES FOR FOR
KRYSTEK (MANAGEMENT BOARD MEMBER)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PGG Wrightson Ltd
TICKER: PGW CUSIP: Q74429103
MEETING DATE: 10/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT TREVOR JOHN BURT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT LIM SIANG (RONALD) SEAH AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: ELECT WAI YIP (PATRICK) TSANG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4: ELECT KEAN SENG U AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: AUTHORIZE THE BOARD TO FIX REMUNERATION ISSUER YES FOR FOR
OF THE AUDITOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PHH Corporation
TICKER: PHH CUSIP: 693320202
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JANE D. CARLIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES O. EGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS P. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALLAN Z. LOREN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GLEN A. MESSINA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GREGORY J. PARSEGHIAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHARLES P. PIZZI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEBORAH M. REIF ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CARROLL R. WETZEL, JR. ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Phillips 66
TICKER: PSX CUSIP: 718546104
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR WILLIAM R. LOOMIS, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
OPERATIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Photronics, Inc.
TICKER: PLAB CUSIP: 719405102
MEETING DATE: 4/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WALTER M. FIEDEROWICZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH A. FIORITA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LIANG-CHOO HSIA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CONSTANTINE MACRICOSTAS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GEORGE MACRICOSTAS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MITCHELL G. TYSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Piaggio & C. S.p.A.
TICKER: PIA CUSIP: T74237107
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, STATUTORY ISSUER YES FOR FOR
REPORTS, AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Platinum Underwriters Holdings, Ltd.
TICKER: PTP CUSIP: G7127P100
MEETING DATE: 4/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DAN R. CARMICHAEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT A. JOHN HASS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT ANTONY P.D. LANCASTER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #1.4: ELECT EDMUND R. MEGNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT MICHAEL D. PRICE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT LINDA E. RANSOM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT JAMES P. SLATTERY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT CHRISTOPHER J. STEFFEN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Praxair, Inc.
TICKER: PX CUSIP: 74005P104
MEETING DATE: 4/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. ANGEL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR OSCAR BERNARDES ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NANCE K. DICCIANI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD G. GALANTE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR IRA D. HALL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RAYMOND W. LEBOEUF ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LARRY D. MCVAY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DENISE L. RAMOS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WAYNE T. SMITH ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT L. WOOD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Provident Financial plc
TICKER: PFG CUSIP: G72783171
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND�� ISSUER YES FOR FOR
PROPOSAL #5: ELECT MALCOLM LE MAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT ALISON HALSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ROBERT ANDERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT PETER CROOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANDREW FISHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT STUART SINCLAIR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MANJIT WOLSTENHOLME AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Prudential plc
TICKER: PRU CUSIP: G72899100
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT PIERRE-OLIVIER BOUEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT JACQUELINE HUNT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT ANTHONY NIGHTINGALE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT ALICE SCHROEDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR HOWARD DAVIES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ALEXANDER JOHNSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAUL MANDUCA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MICHAEL MCLINTOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT KAIKHUSHRU NARGOLWALA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: RE-ELECT NICOLAOS NICANDROU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT PHILIP REMNANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT BARRY STOWE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT TIDJANE THIAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: RE-ELECT LORD TURNBULL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: RE-ELECT MICHAEL WELLS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #22: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #23: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #25: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS TO INCLUDE REPURCHASED SHARES
PROPOSAL #26: AUTHORISE ISSUE OF PREFERENCE SHARES ISSUER YES FOR FOR
PROPOSAL #27: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #28: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #29: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Bank Negara Indonesia (Persero) Tbk
TICKER: BBNI CUSIP: Y74568166
MEETING DATE: 4/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS OF THE COMPANY, COMMISSIONERS'
REPORT, AND ANNUAL REPORT OF THE PARTNERSHIP AND
COMMUNITY DEVELOPMENT PROGRAM (PCDP); AND DISCHARGE
DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #4: APPROVE AUDITORS OF THE COMPANY AND THE ISSUER YES FOR FOR
PCDP
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Gajah Tunggal Tbk
TICKER: GJTL CUSIP: Y7122F123
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS AND ALLOCATION OF INCOME
PROPOSAL #2: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS AND COMMISSIONERS AND ISSUER YES AGAINST AGAINST
APPROVE THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Telekomunikasi Indonesia Tbk
TICKER: TLKM CUSIP: 715684106
MEETING DATE: 4/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, INCLUDING ISSUER YES FOR FOR
COMMISSIONERS' SUPERVISORY REPORT
PROPOSAL #2: RATIFY COMPANY'S FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND REPORT OF PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP) AND DISCHARGE DIRECTORS AND
COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS OF THE COMPANY AND PCDP ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT Telekomunikasi Indonesia Tbk
TICKER: TLKM CUSIP: Y71474145
MEETING DATE: 4/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT, INCLUDING ISSUER YES FOR FOR
COMMISSIONERS' SUPERVISORY REPORT
PROPOSAL #2: RATIFY COMPANY'S FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND REPORT OF PARTNERSHIP AND COMMUNITY DEVELOPMENT
PROGRAM (PCDP) AND DISCHARGE DIRECTORS AND
COMMISSIONERS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: APPROVE AUDITORS OF THE COMPANY AND PCDP ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTORS AND COMMISSIONERS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT XL Axiata Tbk
TICKER: EXCL CUSIP: Y7125N107
MEETING DATE: 2/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF PT AXIS TELEKOM ISSUER YES FOR FOR
INDONESIA (AXIS)
PROPOSAL #2: APPROVE MERGER WITH AXIS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PT XL Axiata Tbk
TICKER: EXCL CUSIP: Y7125N107
MEETING DATE: 4/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND DISCHARGE DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS AND ISSUER YES FOR FOR
COMMISSIONERS
PROPOSAL #5: ELECT DIRECTORS AND/OR COMMISSIONERS ISSUER YES AGAINST AGAINST
PROPOSAL #1: APPROVE CHANGE IN BOARD TERMS FOR ISSUER YES AGAINST AGAINST
DIRECTORS AND COMMISSIONERS
PROPOSAL #2: APPROVE NOTIFICATION OF NO ISSUANCE OF ISSUER YES AGAINST AGAINST
ADDITIONAL SHARES UNDER THE LONG TERM INCENTIVE
PROGRAM 2010-2015 GRANT DATE IV
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PulteGroup, Inc.
TICKER: PHM CUSIP: 745867101
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRIAN P. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BRYCE BLAIR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD J. DUGAS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS J. FOLLIARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHERYL W. GRISE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ANDRE J. HAWAUX ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DEBRA J. KELLY-ENNIS ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR PATRICK J. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES J. POSTL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #5: PERFORMANCE-BASED AND/OR TIME-BASED SHAREHOLDER YES AGAINST FOR
EQUITY AWARDS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Qiagen NV
TICKER: QIA CUSIP: N72482107
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #4: ADOPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #8a: REELECT WERNER BRANDT TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8b: REELECT STEPHANE BANCEL TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8c: REELECT METIN COLPAN TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8d: REELECT MANFRED KAROBATH TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #8e: REELECT LAWRENCE A. ROSEN TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8f: ELECT ELIZABETH E. TALLETT TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8g: ELECT ELAINE MARDIS TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9a: REELECT PEER SCHATZ TO EXECUTIVE BOARD ISSUER YES FOR FOR
PROPOSAL #9b: REELECT ROLAND SACKERS TO EXECUTIVE ISSUER YES FOR FOR
BOARD
PROPOSAL #10: AMEND RESTRICTED STOCK PLAN FOR ISSUER YES FOR FOR
EXECUTIVE DIRECTORS
PROPOSAL #11a: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #11b: AMEND EQUITY BASED REMUNERATION OF ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #12: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 100 PERCENT OF ISSUED CAPITAL
PROPOSAL #13b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM SHARE ISSUANCE UNDER ITEM 13A UP TO 20
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: APPROVE 2014 STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QinetiQ Group plc
TICKER: QQ. CUSIP: G7303P106
MEETING DATE: 7/25/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT COLIN BALMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT SIR JAMES BURNELL-NUGENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: RE-ELECT NOREEN DOYLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT MARK ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MICHAEL HARPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DAVID MELLORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PAUL MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT LEO QUINN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #12: REAPPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #14: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Quad/Graphics, Inc.
TICKER: QUAD CUSIP: 747301109
MEETING DATE: 5/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM J. ABRAHAM, JR. ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR DOUGLAS P. BUTH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER B. HARNED ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR J. JOEL QUADRACCI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.5: ELECT DIRECTOR KATHRYN QUADRACCI ISSUER YES WITHHOLD AGAINST
FLORES
PROPOSAL #1.6: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN S. SHIELY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM Incorporated
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DONALD G. CRUICKSHANK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RAYMOND V. DITTAMORE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL E. JACOBS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SHERRY LANSING ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR STEVEN M. MOLLENKOPF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CLARK T. 'SANDY' RANDT, ISSUER YES FOR FOR
JR.
PROPOSAL #1k: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR JONATHAN J. RUBINSTEIN ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR BRENT SCOWCROFT ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR MARC I. STERN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Randstad Holding NV
TICKER: RAND CUSIP: N7291Y137
MEETING DATE: 4/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2c: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2e: APPROVE DIVIDENDS OF EUR 0.95 PER SHARE ISSUER YES FOR FOR
PROPOSAL #3a: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #3b: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #4: ELECT HEUTINK TO EXECUTIVE BOARD ISSUER YES FOR FOR
PROPOSAL #5a: REELECT KAMPOURI MONNAS TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #5b: ELECT DORJEE TO SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #6a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 3 PERCENT OF ISSUED CAPITAL
PROPOSAL #6b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 6A
PROPOSAL #6c: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #7: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Raytheon Company
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JAMES E. CARTWRIGHT ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR VERNON E. CLARK ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR THOMAS A. KENNEDY ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GEORGE R. OLIVER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MICHAEL C. RUETTGERS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reckitt Benckiser Group plc
TICKER: RB. CUSIP: G74079107
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT ADRIAN BELLAMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT PETER HARF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ADRIAN HENNAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT KENNETH HYDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RAKESH KAPOOR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: RE-ELECT ANDRE LACROIX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JUDITH SPRIESER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT WARREN TUCKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT NICANDRO DURANTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Red Robin Gourmet Burgers, Inc.
TICKER: RRGB CUSIP: 75689M101
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ROBERT B. AIKEN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR STEPHEN E. CARLEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LLOYD L. HILL ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR RICHARD J. HOWELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR GLENN B. KAUFMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATTYE L. MOORE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STUART I. ORAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Reed Elsevier plc
TICKER: REL CUSIP: G74570121
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: ELECT NICK LUFF AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ERIK ENGSTROM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT ANTHONY HABGOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT WOLFHART HAUSER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ADRIAN HENNAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LISA HOOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DUNCAN PALMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ROBERT POLET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT LINDA SANFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT BEN VAN DER VEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RenaissanceRe Holdings Ltd.
TICKER: RNR CUSIP: G7496G103
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID C. BUSHNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES L. GIBBONS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEAN D. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE ERNST & YOUNG LTD. AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Renewable Energy Group, Inc.
TICKER: REGI CUSIP: 75972A301
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JEFFREY STROBURG ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHRISTOPHER D. SORRELLS ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REPLIGEN CORPORATION
TICKER: RGEN CUSIP: 759916109
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GLENN L. COOPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN G. COX ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KAREN A. DAWES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ALFRED L. GOLDBERG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL A. GRIFFITH ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WALTER C. HERLIHY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS F. RYAN, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic Airways Holdings Inc.
TICKER: RJET CUSIP: 760276105
MEETING DATE: 9/17/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYAN K. BEDFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE J. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NEAL S. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOUGLAS J. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARK L. PLAUMANN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RICHARD P. SCHIFTER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID N. SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Republic Airways Holdings Inc.
TICKER: RJET CUSIP: 760276105
MEETING DATE: 6/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYAN K. BEDFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR NEAL S. COHEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE J. COHEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT L. COLIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DANIEL P. GARTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DOUGLAS J. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARK L. PLAUMANN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resolute Forest Products Inc.
TICKER: RFP CUSIP: 76117W109
MEETING DATE: 5/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHEL P. DESBIENS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER C. DOLAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. FALCONER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD GARNEAU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEFFREY A. HEARN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BRADLEY P. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ALAIN RHEAUME ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL S. ROUSSEAU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DAVID H. WILKINS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Resona Holdings, Inc.
TICKER: 8308 CUSIP: J6448E106
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HIGASHI, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KAN, TETSUYA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FURUKAWA, YUJI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ISONO, KAORU ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR NAGAI, SHUUSAI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR OSONO, EMI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ARIMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR SANUKI, YOKO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR URANO, MITSUDO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MATSUI, TADAMITSU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REX American Resources Corporation
TICKER: REX CUSIP: 761624105
MEETING DATE: 6/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART A. ROSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR LAWRENCE TOMCHIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT DAVIDOFF ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD M. KRESS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHARLES A. ELCAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID S. HARRIS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MERVYN L. ALPHONSO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR LEE FISHER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexam plc
TICKER: REX CUSIP: G1274K212
MEETING DATE: 5/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROS RIVAZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT STUART CHAMBERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAVID ROBBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JOHN LANGSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT LEO OOSTERVEER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JOHANNA WATEROUS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rexam plc
TICKER: REX CUSIP: G1274K212
MEETING DATE: 5/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF CASH TO SHAREHOLDERS
PROPOSAL #2: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #3: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #4: AUTHORISE MARKET PURCHASE OF NEW ISSUER YES FOR FOR
ORDINARY SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rightmove plc
TICKER: RMV CUSIP: G75657109
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: RE-ELECT SCOTT FORBES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT NICK MCKITTRICK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PETER BROOKS-JOHNSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: RE-ELECT ROBYN PERRISS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JONATHAN AGNEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT COLIN KEMP AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ASHLEY MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JUDY VEZMAR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: ELECT PETER WILLIAMS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rio Tinto plc
TICKER: RIO CUSIP: G75754104
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT FOR UK LAW ISSUER YES FOR FOR
PURPOSES
PROPOSAL #4: APPROVE REMUNERATION REPORT FOR ISSUER YES FOR FOR
AUSTRALIAN LAW PURPOSES
PROPOSAL #5: APPROVE POTENTIAL TERMINATION BENEFITS ISSUER YES FOR FOR
PROPOSAL #6: ELECT ANNE LAUVERGEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROBERT BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JAN DU PLESSIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MICHAEL FITZPATRICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT RICHARD GOODMANSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT LORD KERR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT CHRIS LYNCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT PAUL TELLIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT JOHN VARLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT SAM WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #24: APPROVE SCRIP DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ritchie Bros. Auctioneers Incorporated
TICKER: RBA CUSIP: 767744105
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT WAUGH MURDOCH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER JAMES BLAKE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ERIC PATEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BEVERLEY ANNE BRISCOE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR EDWARD BALTAZAR ISSUER YES FOR FOR
PITONIAK
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT GEORGE ELTON ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ERIK OLSSON ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rite Aid Corporation
TICKER: RAD CUSIP: 767754104
MEETING DATE: 6/19/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN T. STANDLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH B. ANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR BRUCE G. BODAKEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DAVID R. JESSICK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MYRTLE S. POTTER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MICHAEL N. REGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARCY SYMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rohm Co. Ltd.
TICKER: 6963 CUSIP: J65328122
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES - ISSUER YES FOR FOR
ALLOW SALES OF SUPPLEMENTARY SHARES TO ODD-LOT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Rolls-Royce Holdings plc
TICKER: RR. CUSIP: G76225104
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT LEE HSIEN YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT WARREN EAST AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT IAN DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT JOHN RISHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT DAME HELEN ALEXANDER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT LEWIS BOOTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIR FRANK CHAPMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JAMES GUYETTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JOHN MCADAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT MARK MORRIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JOHN NEILL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT COLIN SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT JASMIN STAIBLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: APPROVE PAYMENT TO SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #20: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE DEFERRED SHARE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #23: APPROVE INCREASE IN AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILING FOR NON-EXECUTIVE DIRECTORS
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #25: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #26: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Caribbean Cruises Ltd.
TICKER: RCL CUSIP: V7780T103
MEETING DATE: 5/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN F. BROCK ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR EYAL M. OFER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR VAGN O. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR ARNE ALEXANDER ISSUER YES FOR FOR
WILHELMSEN
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: G7690A100
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PATRICIA WOERTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JORMA OLLILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR NIGEL SHEINWALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE DEFERRED BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #23: APPROVE RESTRICTED SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #24: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Royal Dutch Shell plc
TICKER: RDSA CUSIP: G7690A118
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: ELECT EULEEN GOH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT PATRICIA WOERTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT BEN VAN BEURDEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT GUY ELLIOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIMON HENRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT CHARLES HOLLIDAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JORMA OLLILA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR NIGEL SHEINWALD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT LINDA STUNTZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HANS WIJERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT GERRIT ZALM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #21: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #22: APPROVE DEFERRED BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #23: APPROVE RESTRICTED SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #24: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RPX Corporation
TICKER: RPXC CUSIP: 74972G103
MEETING DATE: 6/17/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SHELBY W. BONNIE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SANFORD R. ROBERTSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS O. RYDER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ruth's Hospitality Group, Inc.
TICKER: RUTH CUSIP: 783332109
MEETING DATE: 5/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL P. O'DONNELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBIN P. SELATI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CARLA R. COOPER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR BANNUS B. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT S. MERRITT ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALAN VITULI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S-1 Corp.
TICKER: 012750 CUSIP: Y75435100
MEETING DATE: 12/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACQUIRE CERTAIN ASSETS OF ANOTHER ISSUER YES FOR FOR
COMPANY
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: S-1 Corp.
TICKER: 012750 CUSIP: Y75435100
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 1,100 PER SHARE
PROPOSAL #2: ELECT TWO INSIDE DIRECTORS AND ONE NON- ISSUER YES FOR FOR
INDEPENDENT NON-EXECUTIVE DIRECTOR (BUNDLED)
PROPOSAL #3: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
PROPOSAL #4: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
INTERNAL AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sagent Pharmaceuticals, Inc.
TICKER: SGNT CUSIP: 786692103
MEETING DATE: 6/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR ROBERT FLANAGAN ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR FRANK KUNG ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sai Global Ltd.
TICKER: SAI CUSIP: Q8227J100
MEETING DATE: 10/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: ELECT ANDREW DUTTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DAVID MORAY SPENCE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT SYLVIA FALZON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Saipem
TICKER: SPM CUSIP: T82000117
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: FIX NUMBER OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: FIX BOARD TERMS FOR DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5.1: SLATE SUBMITTED BY ENI SPA SHAREHOLDER NO N/A N/A
PROPOSAL #5.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS
PROPOSAL #6: ELECT BOARD CHAIR ISSUER YES FOR N/A
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8.1: SLATE SUBMITTED BY ENI SPA SHAREHOLDER YES AGAINST N/A
PROPOSAL #8.2: SLATE SUBMITTED BY INSTITUTIONAL SHAREHOLDER YES FOR N/A
INVESTORS
PROPOSAL #9: ELECT CHAIR OF THE INTERNAL AUDITORS SHAREHOLDER YES FOR N/A
PROPOSAL #10: APPROVE INTERNAL AUDITORS' REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: APPROVE MONETARY INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sampo Oyj
TICKER: SAMAS CUSIP: X75653109
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.65 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 160,000 FOR CHAIRMAN, EUR 100,000
FOR VICE CHAIRMAN, AND EUR 80,000 FOR OTHER DIRECTORS
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT ANNE BRUNILA, JANNICA ISSUER YES FOR FOR
FAGERHOLM, ADINE AXEN, VELI-MATTI MATTILA, EIRA
PALIN-LEHTINEN, PER SORLIE, MATTI VUORIA, AND BJORN
WAHLROOS AS DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY ERNST & YOUNG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co. Ltd.
TICKER: 005930 CUSIP: 796050888
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 13,800 PER SHARE
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Samsung Electronics Co. Ltd.
TICKER: 005930 CUSIP: Y74718100
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 13,800 PER SHARE
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanderson Farms, Inc.
TICKER: SAFM CUSIP: 800013104
MEETING DATE: 2/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAMPKIN BUTTS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BEVERLY HOGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHIL K. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES W. RITTER, JR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOE F. SANDERSON, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sanofi
TICKER: SAN CUSIP: F5548N101
MEETING DATE: 5/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.80 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: REELECT CHRISTOPHER VIEHBACHER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6: REELECT ROBERT CASTAIGNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: REELECT CHRISTIAN MULLIEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT PATRICK KRON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF SERGE ISSUER YES FOR FOR
WEINBERG, CHAIRMAN
PROPOSAL #10: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTOPHER VIEHBACHER, CEO
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #12: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Santos Ltd.
TICKER: STO CUSIP: Q82869118
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2a: ELECT PETER ROLAND COATES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2b: ELECT SCOTT DOUGLAS SHEFFIELD AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE THE GRANT OF SHARE ACQUISITION ISSUER YES FOR FOR
RIGHTS TO DAVID KNOX, DIRECTOR OF THE COMPANY
PROPOSAL #5: APPROVE THAT THE NARRABRI GAS PROJECT IN SHAREHOLDER YES AGAINST FOR
NORTH WEST NSW BE WITHDRAWN FROM THE SANTOS'
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SAP AG
TICKER: SAP CUSIP: D66992104
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.00 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2013
PROPOSAL #5: RATIFY KPMG AG AS AUDITORS FOR FISCAL ISSUER YES FOR FOR
2014
PROPOSAL #6a: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY SAP ERSTE BETEILIGUNGS- UND
VERMOEGENSVERWALTUNGS GMBH
PROPOSAL #6b: AMEND AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY SAP ZWEITE BETEILIGUNGS- UND
VERMOEGENSVERWALTUNGS GMBH
PROPOSAL #7: APPROVE AFFILIATION AGREEMENTS WITH ISSUER YES FOR FOR
SUBSIDIARY SAP VENTURES INVESTMENT GMBH
PROPOSAL #8a: CHANGE OF CORPORATE FORM TO SOCIETAS ISSUER YES FOR FOR
EUROPAEA (SE)
PROPOSAL #8b.1: ELECT HASSO PLATTNER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.2: ELECT PEKKA ALA-PIETILAE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.3: ELECT ANJA FELDMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.4: ELECT WILHELM HAARMANN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b 5: ELECT BERNARD LIAUTAUD TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.6: ELECT HARTMUT MEHDORN TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.7: ELECT ERHARD SCHIPPOREIT TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.8: ELECT HAGEMANN SNABE TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #8b.9: ELECT KLAUS WUCHERER TO THE ISSUER YES FOR FOR
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sasol Ltd
TICKER: SOL CUSIP: 803866102
MEETING DATE: 11/22/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: RE-ELECT NOLITHA FAKUDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: RE-ELECT MANDLA GANTSHO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: RE-ELECT IMOGEN MKHIZE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: RE-ELECT JJ NJEKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT PAUL VICTOR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: APPOINT PRICEWATERHOUSECOOPERS INC AS ISSUER YES FOR FOR
AUDITORS OF THE COMPANY
PROPOSAL #4.1: RE-ELECT COLIN BEGGS AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.2: ELECT IMOGEN MKHIZE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.3: RE-ELECT JJ NJEKE AS MEMBER OF THE ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4.4: RE-ELECT STEPHEN WESTWELL AS MEMBER OF ISSUER YES FOR FOR
THE AUDIT COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NON-EXECUTIVE DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: AUTHORISE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #8: AUTHORISE REPURCHASE OF ISSUED SHARE ISSUER YES FOR FOR
CAPITAL FROM A DIRECTOR AND/OR A PRESCRIBED OFFICER
OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sberbank of Russia
TICKER: SBER CUSIP: 80585Y308
MEETING DATE: 6/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #5.1: ELECT MARTIN GILMAN GRANT AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.2: ELECT VALERY GOREGLYAD AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT GERMAN GREF AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.4: ELECT YEVSEY GURVICH AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT BELLA ZLATKIS AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT NADEZHDA IVANOVA AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.7: ELECT SERGEY IGNATYEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.8: ELECT PETER KRALICH AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.9: ELECT ALEXEI KUDRIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.10: ELECT GEORGY LUNTOVSKY AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.11: ELECT VLADIMIR MAU AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.12: ELECT GENNADY MELIKYAN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.13: ELECT LEIF PAGROTSKI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.14: ELECT ALESSANDRO PROFUMO AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.15: ELECT SERGEY SINELNIKOV-MURYLEV AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.16: ELECT DMITRIY TULIN AS MEMBER AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.17: ELECT NADIA WELLS AS MEMBER AS ISSUER YES FOR N/A
DIRECTOR
PROPOSAL #5.18: ELECT SERGEY SHVETSOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #6.1: ELECT NATALYA BORODINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.2: ELECT VLADIMIR VOLKOV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.3: ELECT TATIYANA DOMANSKAYA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.4: ELECT YULIYA ISAKHANOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.5: ELECT ALEKSEY MINENKO AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.6: ELECT OLGA POLYAKOVA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #6.7: ELECT NATALIA REVINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #7: APPROVE NEW EDITION OF CHARTER ISSUER YES FOR FOR
PROPOSAL #8: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
GENERAL MEETINGS
PROPOSAL #9: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
BOARD OF DIRECTORS
PROPOSAL #10: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #11: APPROVE NEW EDITION OF REGULATIONS ON ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #12: APPROVE REMUNERATION OF MEMBERS OF ISSUER YES FOR FOR
AUDIT COMMISSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schibsted ASA
TICKER: SCH CUSIP: R75677105
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF NOK 3.50 PER SHARE
PROPOSAL #6: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OF REPURCHASED SHARES
PROPOSAL #9: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #10: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF NOK 788,000 FOR THE CHAIRMAN AND NOK
335,000 FOR OTHER MEMBERS; APPROVE REMUNERATION FOR
COMMITTEE WORK; APPROVE MEETING FEES
PROPOSAL #12: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #13: GRANT POWER OF ATTORNEY TO BOARD ISSUER YES FOR FOR
PURSUANT TO ARTICLE 7
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Schweitzer-Mauduit International, Inc.
TICKER: SWM CUSIP: 808541106
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CLAIRE L. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HEINRICH FISCHER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seagate Technology plc
TICKER: STX CUSIP: G7945M107
MEETING DATE: 10/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR STEPHEN J. LUCZO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL R. CANNON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MEI-WEI CHENG ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM T. COLEMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAY L. GELDMACHER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR SEH-WOONG JEONG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR LYDIA M. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR KRISTEN M. ONKEN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR CHONG SUP PARK ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR GREGORIO REYES ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR EDWARD J. ZANDER ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE OFFICER PERFORMANCE ISSUER YES FOR FOR
BONUS PLAN
PROPOSAL #3: DETERMINE PRICE RANGE FOR REISSUANCE OF ISSUER YES FOR FOR
TREASURY SHARES
PROPOSAL #4: AUTHORIZE THE HOLDING OF THE 2014 AGM AT ISSUER YES FOR FOR
A LOCATION OUTSIDE IRELAND
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6a: AMEND ARTICLES RE: REMOVING ISSUER YES FOR FOR
RESTRICTIONS ON HOLDING AGM OUTSIDE THE U.S.
PROPOSAL #6b: AMEND ARTICLES RE: CLARIFY ISSUER YES FOR FOR
SHAREHOLDERS' RIGHT TO APPOINT MULTIPLE PROXIES
PROPOSAL #6c: AMEND ARTICLES RE: PROVIDE FOR ISSUER YES FOR FOR
ESCHEATMENT IN ACCORDANCE WITH U.S. LAWS
PROPOSAL #6d: AMEND ARTICLES RE: CLARIFY THE ISSUER YES FOR FOR
COMPANY'S MECHANISM FOR EFFECTING SHARE REPURCHASES
PROPOSAL #7: APPROVE ERNST & YOUNG AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seattle Genetics, Inc.
TICKER: SGEN CUSIP: 812578102
MEETING DATE: 5/16/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. ORWIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SRINIVAS AKKARAJU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID W. GRYSKA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN P. MCLAUGHLIN ISSUER YES FOR FOR
PROPOSAL #2: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Secom Co. Ltd.
TICKER: 9735 CUSIP: J69972107
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 115
PROPOSAL #2: AMEND ARTICLES TO ALLOW CHAIRMAN TO ISSUER YES FOR FOR
PRESIDE OVER SHAREHOLDER MEETINGS AND BOARD MEETINGS
- AUTHORIZE BOARD TO PAY INTERIM DIVIDENDS
PROPOSAL #3.1: ELECT DIRECTOR IIDA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MAEDA, SHUUJI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR ITO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NAKAYAMA, YASUO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR ANZAI, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR NAKAYAMA, JUNZO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR FURUKAWA, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR YOSHIDA, YASUYUKI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR FUSE, TATSURO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HIROSE, TAKAHARU ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR SAWADA, TAKASHI ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sega Sammy Holdings Inc.
TICKER: 6460 CUSIP: J7028D104
MEETING DATE: 6/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR SATOMI, HAJIME ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSURUMI, NAOYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SUGANO, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SATOMI, HARUKI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR AOKI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKAMURA, HIDEKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR OGUCHI, HISAO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IWANAGA, YUJI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR NATSUNO, TAKESHI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR SAKAUE, YUKITO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seino Holdings Co Ltd
TICKER: 9076 CUSIP: J70316138
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 11
PROPOSAL #2.1: ELECT DIRECTOR TAGUCHI, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TAGUCHI, YOSHITAKA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR TAGUCHI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OTSUKA, SHIZUTOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MARUTA, HIDEMI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FURUHASHI, HARUMI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR TANAHASHI, YUUJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UENO, KENJIRO ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO CREATE CLASS 1 ISSUER YES AGAINST AGAINST
PREFERRED SHARES
PROPOSAL #4: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sekisui House Ltd.
TICKER: 1928 CUSIP: J70746136
MEETING DATE: 4/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 23
PROPOSAL #2.1: ELECT DIRECTOR WADA, ISAMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ABE, TOSHINORI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR WADA, SUMIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR INAGAKI, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAEGUSA, TERUYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR WAKUI, SHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HIRABAYASHI, FUMIAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR IKU, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR UCHIDA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SUGURO, FUMIYASU ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NISHIDA, KUMPEI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR YOSHIDA, KENGO ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Select Medical Holdings Corporation
TICKER: SEM CUSIP: 81619Q105
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BRYAN C. CRESSEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT A. ORTENZIO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEOPOLD SWERGOLD ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Serco Group plc
TICKER: SRP CUSIP: G80400107
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT EDWARD CASEY JR AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: ELECT RUPERT SOAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT MICHAEL CLASPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT RACHEL LOMAX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT TAMARA INGRAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT ALASTAIR LYONS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANDREW JENNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MALCOLM WYMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT RALPH CROSBY JR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT ANGIE RISLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Seven & i Holdings Co Ltd
TICKER: 3382 CUSIP: J7165H108
MEETING DATE: 5/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 35
PROPOSAL #2.1: ELECT DIRECTOR SUZUKI, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MURATA, NORITOSHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR GOTO, KATSUHIRO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KOBAYASHI, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR ITO, JUNRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAKAHASHI, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SHIMIZU, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ISAKA, RYUICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ANZAI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR OTAKA, ZENKO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR SCOTT TREVOR DAVIS ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR TSUKIO, YOSHIO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR ITO, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR YONEMURA, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR NOMURA, ISSUER YES FOR FOR
HIDEO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HAYAKAWA, ISSUER YES FOR FOR
TADAO
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR SUZUKI, YOKO ISSUER YES FOR FOR
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR FUJINUMA, ISSUER YES FOR FOR
TSUGUOKI
PROPOSAL #3.5: APPOINT STATUTORY AUDITOR KIRIYAMA, ISSUER YES FOR FOR
KAZUKO
PROPOSAL #4: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Weigao Group Medical Polymer Co., Ltd.
TICKER: 01066 CUSIP: Y76810103
MEETING DATE: 11/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISTRIBUTION OF INTERIM DIVIDEND ISSUER YES FOR FOR
PROPOSAL #2: APPROVE FRAMEWORK PURCHASE AGREEMENT AND ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS
PROPOSAL #3: APPROVE FRAMEWORK SALES AGREEMENT AND ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS
PROPOSAL #4: APPROVE FRAMEWORK TENANCY AGREEMENT AND ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS
PROPOSAL #5: APPROVE FRAMEWORK SERVICES AGREEMENT AND ISSUER YES FOR FOR
PROPOSED ANNUAL CAPS
PROPOSAL #6: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shandong Weigao Group Medical Polymer Co., Ltd.
TICKER: 01066 CUSIP: Y76810103
MEETING DATE: 5/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE AUDITED CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #2: APPROVE REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #4: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: REAPPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #6: AUTHORIZE BOARD TO FIX DIRECTORS', ISSUER YES FOR FOR
SUPERVISORS', AND SENIOR MANAGEMENT'S REMUNERATION
PROPOSAL #7: ELECT ZHANG HUA WEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT WANG YI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT CHEN XUE LI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #10: ELECT ZHOU SHU HUA AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #11: ELECT LI JIA MIAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: ELECT BI DONG MEI AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT CHEN XIAO YUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #14: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #15: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shimizu Corp.
TICKER: 1803 CUSIP: J72445117
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3.5
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR TERADA, OSAMU ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR TAKAMI, ISSUER YES FOR FOR
JUNICHI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR NISHIKAWA, ISSUER YES FOR FOR
TETSUYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shinhan Financial Group Co. Ltd.
TICKER: 055550 CUSIP: Y7749X101
MEETING DATE: 3/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 650 PER SHARE
PROPOSAL #2.1: REELECT HAN DONG-WOO AS INSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: REELECT KWON TAE-EUN AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.3: REELECT KIM GI-YOUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: REELECT KIM SUK-WON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.5: REELECT NAMGOONG HOON AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.6: ELECT LEE MAN-WOO AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: REELECT LEE SANG-GYUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.8: ELECT CHUNG JIN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.9: REELECT HIRAKAWA HARUKI AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.10: REELECT PHILIPPE AGUIGNIER AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.1: REELECT KWON TAE-EUN AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.2: REELECT KIM SUK-WON AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #3.3: ELECT LEE MAN-WOO AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3.4: REELECT LEE SANG-GYUNG AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMITTEE
PROPOSAL #4: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shiseido Co. Ltd.
TICKER: 4911 CUSIP: J74358144
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 10
PROPOSAL #2.1: ELECT DIRECTOR UOTANI, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR CARSTEN FISCHER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IWAI, TSUNEHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OKAZAWA, YU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAKAI, TORU ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR IWATA, SHOICHIRO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR NAGAI, TAEKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR UEMURA, TATSUO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR NISHIMURA, ISSUER YES FOR FOR
YOSHINORI
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE DEEP DISCOUNT STOCK OPTION PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shui On Land Limited
TICKER: 00272 CUSIP: G81151113
MEETING DATE: 12/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INVESTMENT AGREEMENT, ISSUER YES FOR FOR
SECURITYHOLDERS DEED, AND EXCHANGE AGREEMENT
PROPOSAL #2: APPROVE ISSUANCE OF 442.3 MILLION ISSUER YES FOR FOR
WARRANTS TO BSREP CXTD HOLDINGS L.P.
PROPOSAL #3: AUTHORIZE BOARD TO DEAL WITH MATTERS ISSUER YES FOR FOR
RELATING TO THE INVESTMENT AGREEMENT, SECURITYHOLDERS
DEED AND THE EXCHANGE AGREEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Shui On Land Limited
TICKER: 00272 CUSIP: G81151113
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT VINCENT H.S. LO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT JOHN R.H. BOND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT WILLIAM K.L. FUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT PHILIP K.T. WONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: REAPPOINT AUDITORS AND AUTHORIZE BOARD ISSUER YES AGAINST AGAINST
TO FIX THEIR REMUNERATION
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sigma Pharmaceuticals Ltd.
TICKER: SIP CUSIP: Q8484A107
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4.1: ELECT RAYMOND M GUNSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT BRIAN JAMIESON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE THE GRANT OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS TO MARK HOOPER, MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF THE COMPANY
PROPOSAL #5.2: APPROVE THE GRANT OF PERFORMANCE ISSUER YES FOR FOR
RIGHTS AND TERMINATION BENEFITS TO MARK HOOPER,
MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE
PROPOSAL #6: APPROVE RENEWAL OF PARTIAL TAKEOVER ISSUER YES FOR FOR
PROVISIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sigma-Aldrich Corporation
TICKER: SIAL CUSIP: 826552101
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR REBECCA M. BERGMAN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR GEORGE M. CHURCH ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR MICHAEL L. MARBERRY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR W. LEE MCCOLLUM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR AVI M. NASH ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR STEVEN M. PAUL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR J. PEDRO REINHARD ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR RAKESH SACHDEV ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR D. DEAN SPATZ ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR BARRETT A. TOAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE NEW CLASS OF PREFERRED STOCK ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sistema JSFC
TICKER: AFKS CUSIP: 48122U204
MEETING DATE: 6/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MEETING PROCEDURES ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ANNUAL REPORT AND FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF RUB 2.06 PER SHARE
PROPOSAL #4.1: ELECT ALEKSEY GURYEV AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.2: ELECT NATALIA DEMESHKINA AS MEMBER OF ISSUER YES FOR FOR
AUDIT COMMISSION
PROPOSAL #4.3: ELECT EKATERINA KUZNETSOVA AS MEMBER ISSUER YES FOR FOR
OF AUDIT COMMISSION
PROPOSAL #5.1: ELECT SERGEY BOEV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.2: ELECT ALEKSANDR GONCHARUK AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.3: ELECT BRIAN DICKIE AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.4: ELECT VLADIMIR EVTUSHENKOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.5: ELECT DMITRY ZUBOV AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.6: ELECT ROBERT KOCHARYAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.7: ELECT JEANNOT KRECKE AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.8: ELECT PETER MANDELSON AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.9: ELECT ROGER MUNNINGS AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.10: ELECT MARC HOLTZMAN AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.11: ELECT SERGE TCHURUK AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #5.12: ELECT MIKHAIL SHAMOLIN AS DIRECTOR ISSUER YES AGAINST N/A
PROPOSAL #5.13: ELECT DAVID YAKOBASHVILI AS DIRECTOR ISSUER YES FOR N/A
PROPOSAL #6.1: RATIFY ZAO DELOITTE AND TOUCHE CIS AS ISSUER YES FOR FOR
AUDITOR FOR RUSSIAN ACCOUNTING STANDARDS
PROPOSAL #6.2: RATIFY ZAO DELOITTE AND TOUCHE CIS AS ISSUER YES FOR FOR
AUDITOR FOR US GAAP
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Holdings Co.
TICKER: 003600 CUSIP: Y8T642111
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 2,500 PER SHARE
PROPOSAL #2: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES AGAINST AGAINST
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SK Telecom Co.
TICKER: 017670 CUSIP: Y4935N104
MEETING DATE: 3/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS, ALLOCATION ISSUER YES FOR FOR
OF INCOME, AND DIVIDEND OF KRW 8,400 PER SHARE
PROPOSAL #2: AMEND ARTICLES OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #3.1: REELECT HA SUNG-MIN AS INSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.2: REELECT CHUNG JAY-YOUNG AS OUTSIDE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.3: ELECT LEE JAE-HOON AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT AHN JAE-HYUN AS OUTSIDE DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT AHN JAE-HYUN AS MEMBER OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE TOTAL REMUNERATION OF INSIDE ISSUER YES FOR FOR
DIRECTORS AND OUTSIDE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Skandinaviska Enskilda Banken
TICKER: SEB A CUSIP: W25381141
MEETING DATE: 3/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 4.00 PER SHARE
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #13: DETERMINE NUMBER OF MEMBERS (11); ISSUER YES FOR FOR
DETERMINE NUMBER OF AUDITORS (1)
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 2.75 MILLION FOR CHAIRMAN, SEK
750,000 FOR THE VICE CHAIRMEN, AND SEK 625,000 FOR
OTHER DIRECTORS: APPROVE REMUNERATION FOR COMMITTEE
WORK, APPROVE REMUNERATION OF AUDITORS
PROPOSAL #15: REELECT JOHAN ANDRESEN, SIGNHILD ISSUER YES FOR FOR
HANSEN, SAMIR BRIKHO, ANNIKA FALKENGREN, WINNIE FOK,
URBAN JANSSON, BIRGITTA KANTONA, TOMAS NICOLIN, SVEN
NYMAN, JESPER OVESEN, AND MARCUS WALLENBERG
(CHAIRMAN) AS DIRECTORS
PROPOSAL #16: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #18a: APPROVE SHARE DEFERRAL PLAN FOR ISSUER YES FOR FOR
PRESIDENT, GROUP EXECUTIVE COMMITTEE, AND CERTAIN
OTHER EXECUTIVE MANAGERS
PROPOSAL #18b: APPROVE SHARE MATCHING PLAN FOR ISSUER YES FOR FOR
EXECUTIVE MANAGEMENT AND KEY EMPLOYEES
PROPOSAL #18c: APPROVE PROFIT SHARING PROGRAM ISSUER YES FOR FOR
PROPOSAL #19a: AUTHORIZE REPURCHASE OF UP TO TWO ISSUER YES FOR FOR
PERCENT OF ISSUED SHARES
PROPOSAL #19b: AUTHORIZE REPURCHASE OF CLASS A AND/OR ISSUER YES FOR FOR
CLASS C SHARES OF UP TO TEN PERCENT OF ISSUED SHARES
AND REISSUANCE OF REPURCHASED SHARES IN CONNECTION
WITH LONG-TERM INCENTIVE PLAN
PROPOSAL #19c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
CLASS A SHARES IN CONNECTION WITH 2014 LONG-TERM
EQUITY PROGRAMMES
PROPOSAL #20: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #21: APPROVE PROPOSAL CONCERNING THE ISSUER YES FOR FOR
APPOINTMENT OF AUDITORS IN FOUNDATIONS WITHOUT OWN
MANAGEMENT
PROPOSAL #22: ASSIGN THE BOARD/CEO TO TAKE THE SHAREHOLDER YES AGAINST N/A
INITIATIVE TO AN INTEGRATION INSTITUTE IN LANDSKRONA
- VEN - COPENHAGEN AND TO GIVE A FIRST CONTRIBUTION
IN A SUITABLE MANNER
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SKY Perfect JSAT Holdings Inc
TICKER: 9412 CUSIP: J75606103
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NISHIYAMA, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TAKADA, SHINJI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR NITO, MASAO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TANAKA, AKIRA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KOYAMA, KOKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NAKATANI, IWAO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORI, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR IIJIMA, KAZUNOBU ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR HIRATA, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR FUJITA, ISSUER YES AGAINST AGAINST
TETSUYA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SkyWest, Inc.
TICKER: SKYW CUSIP: 830879102
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JERRY C. ATKIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR J. RALPH ATKIN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR W. STEVE ALBRECHT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MARGARET S. BILLSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HENRY J. EYRING ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RONALD J. MITTELSTAEDT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT G. SARVER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEITH E. SMITH ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEVEN F. UDVAR-HAZY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JAMES L. WELCH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smartone Telecommunications Holdings Ltd.
TICKER: 00315 CUSIP: G8219Z105
MEETING DATE: 11/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND WITH SCRIP OPTION ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT KWOK PING-LUEN, RAYMOND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a2: ELECT CHAN KAI-LUNG, PATRICK AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a3: ELECT JOHN ANTHONY MILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT LI KA-CHEUNG, ERIC AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT IP YEUNG SEE-MING, CHRISTINE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: ADOPT NEW BYE-LAWS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMC Corp.
TICKER: 6273 CUSIP: J75734103
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 90
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS ISSUER YES FOR FOR
AND STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR TAKADA, YOSHIYUKI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR MARUYAMA, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR USUI, IKUJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR TOMITA, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KOSUGI, SEIJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SATAKE, MASAHIKO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR TAKADA, YOSHIKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR OHASHI, EIJI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KUWAHARA, OSAMU ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR MOGI, IWAO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR SHIKAKURA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR OGURA, KOJI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR KAWADA, MOTOICHI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR TAKADA, SUSUMU ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR GERMAN BERAKOETXEA ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR LUP YIN CHAN ISSUER YES FOR FOR
PROPOSAL #3.17: ELECT DIRECTOR KAIZU, MASANOBU ISSUER YES FOR FOR
PROPOSAL #3.18: ELECT DIRECTOR STEVE BANGS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE RETIREMENT BONUS PAYMENT FOR ISSUER YES FOR FOR
DIRECTOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smith & Nephew plc
TICKER: SN. CUSIP: G82343164
MEETING DATE: 4/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT IAN BARLOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT OLIVIER BOHUON AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT BARONESS VIRGINIA BOTTOMLEY AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RE-ELECT JULIE BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT MICHAEL FRIEDMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PAMELA KIRBY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT BRIAN LARCOMBE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT JOSEPH PAPA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT ROBERTO QUARTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smith & Wesson Holding Corporation
TICKER: SWHC CUSIP: 831756101
MEETING DATE: 9/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR BARRY M. MONHEIT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. SCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL F. GOLDEN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR P. JAMES DEBNEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN B. FURMAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MITCHELL A. SALTZ ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR I. MARIE WADECKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Smiths Group plc
TICKER: SMIN CUSIP: G82401111
MEETING DATE: 11/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT BRUNO ANGELICI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PHILIP BOWMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID CHALLEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT TANYA FRATTO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANNE QUINN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT SIR KEVIN TEBBIT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT PETER TURNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT SIR GEORGE BUCKLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #18: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #19: APPROVE SPECIAL DIVIDEND ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sociedad Quimica y Minera de Chile S.A. SQM
TICKER: SQM-B CUSIP: 833635105
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT ANNUAL REPORT, FINANCIAL ISSUER YES FOR FOR
STATEMENTS, INTERNAL STATUTORY AUDITORS' REPORT AND
EXTERNAL AUDITORS' REPORTS, AND STATUTORY REPORTS
PROPOSAL #2: APPOINT AUDITORS AND INTERNAL STATUTORY ISSUER YES FOR FOR
AUDITORS
PROPOSAL #3: APPROVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #4: APPROVE INVESTMENT AND FINANCING POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS, AND DIVIDEND POLICY
PROPOSAL #6: RECEIVE REPORT ON BOARD'S EXPENSES ISSUER YES FOR FOR
PROPOSAL #7: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #8: RECEIVE ISSUES RELATED TO DIRECTORS' AND ISSUER YES FOR FOR
AUDIT COMMITTEES AND HEALTH, SAFETY AND
ENVIRONMENTAL COMMITTEE
PROPOSAL #9: OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonoco Products Company
TICKER: SON CUSIP: 835495102
MEETING DATE: 4/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HARRY A. COCKRELL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR BLYTHE J. MCGARVIE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. MICALI ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LLOYD W. NEWTON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MARC D. OKEN ISSUER YES FOR �� FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sonova Holding AG
TICKER: SOON CUSIP: H8024W106
MEETING DATE: 6/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 1.90 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1.1: REELECT ROBERT SPOERRY AS DIRECTOR ISSUER YES FOR FOR
AND BOARD CHAIRMAN
PROPOSAL #4.1.2: REELECT BEAT HESS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.3: REELECT MICHAEL JACOBI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.4: REELECT ANDY RIHS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.5: REELECT ANSSI VANJOKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.6: REELECT RONALD VAN DER VIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #4.1.7: REELECT JINLONG WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1.8: REELECT JOHN ZEI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT STACY ENXING SEND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3.1: APPOINT ROBERT SPOERRY AS MEMBER OF ISSUER YES FOR FOR
THE COMPENSATION COMMITTEE
PROPOSAL #4.3.2: APPOINT BEAT HESS AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.3.3: APPOINT JOHN ZEI AS MEMBER OF THE ISSUER YES FOR FOR
COMPENSATION COMMITTEE
PROPOSAL #4.4: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #4.5: DESIGNATE ANDREAS KELLER AS ISSUER YES FOR FOR
INDEPENDENT PROXY
PROPOSAL #5.1: AMEND ARTICLES RE: ORDINANCE AGAINST ISSUER YES FOR FOR
EXCESSIVE REMUNERATION AT LISTED COMPANIES
(COMPENSATION RELATED)
PROPOSAL #5.2: AMEND ARTICLES RE: FURTHER PROVISIONS ISSUER YES FOR FOR
RELATED TO ORDINANCE AGAINST EXCESSIVE REMUNERATION
AT LISTED COMPANIES
PROPOSAL #6: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Southwest Airlines Co.
TICKER: LUV CUSIP: 844741108
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID W. BIEGLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. VERONICA BIGGINS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DOUGLAS H. BROOKS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR WILLIAM H. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JOHN G. DENISON ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GARY C. KELLY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR NANCY B. LOEFFLER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOHN T. MONTFORD ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS M. NEALON ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR DANIEL D. VILLANUEVA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Spectris plc
TICKER: SXS CUSIP: G8338K104
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT PETER CHAMBRE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT JOHN O'HIGGINS AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT JOHN HUGHES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT RUSSELL KING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JOHN WARREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT CLIVE WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JIM WEBSTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARTHA WYRSCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: APPROVE PERFORMANCE SHARE PLAN ISSUER YES FOR FOR
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Stagecoach Group plc
TICKER: SGC CUSIP: G8403M233
MEETING DATE: 8/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT GREGOR ALEXANDER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT ROSS PATERSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT EWAN BROWN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANN GLOAG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT MARTIN GRIFFITHS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT HELEN MAHY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT SIR BRIAN SOUTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT GARRY WATTS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PHIL WHITE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT WILL WHITEHORN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #17: APPROVE EXECUTIVE PARTICIPATION PLAN ISSUER YES FOR FOR
PROPOSAL #18: APPROVE LONG TERM INCENTIVE PLAN ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standard Bank Group Ltd
TICKER: SBK CUSIP: S80605140
MEETING DATE: 3/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL BY STANDARD BANK GROUP ISSUER YES FOR FOR
LTD OF A MAJORITY INTEREST OF 60 PERCENT OF
STANDARDBANK PLC TO INDUSTRIAL AND COMMERCIAL BANK OF
CHINA LIMITED
PROPOSAL #2: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standard Bank Group Ltd
TICKER: SBK CUSIP: S80605140
MEETING DATE: 5/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR THE YEAR ENDED 31 DECEMBER 2013
PROPOSAL #2.1: ELECT FRANCINE-ANN DU PLESSIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.2: RE-ELECT SAKI MACOZOMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.3: RE-ELECT LORD SMITH OF KELVIN AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #2.4: ELECT ANDRE PARKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT SWAZI TSHABALALA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT KAISHENG YANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT WENBIN WANG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.8: RE-ELECT TED WOODS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT KPMG INC AND ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS INC AS AUDITORS OF THE COMPANY
WITH PETER MACDONALD AND FULVIO TONELLI AS THE
DESIGNATED REGISTERED AUDITORS RESPECTIVELY
PROPOSAL #4: PLACE AUTHORISED BUT UNISSUED ORDINARY ISSUER YES FOR FOR
SHARES UNDER CONTROL OF DIRECTORS
PROPOSAL #5: PLACE AUTHORISED BUT UNISSUED NON- ISSUER YES FOR FOR
REDEEMABLE PREFERENCE SHARES UNDER CONTROL OF
PROPOSAL #6: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE REMUNERATION OF CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #7.3: APPROVE REMUNERATION OF INTERNATIONAL ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #7.4.1: APPROVE REMUNERATION OF DIRECTOR'S ISSUER YES FOR FOR
AFFAIRS COMMITTEE CHAIRMAN
PROPOSAL #7.4.2: APPROVE REMUNERATION OF DIRECTOR'S ISSUER YES FOR FOR
AFFAIRS COMMITTEE MEMBER
PROPOSAL #7.5.1: APPROVE REMUNERATION OF RISK AND ISSUER YES FOR FOR
CAPITAL MANAGEMENT COMMITTEE CHAIRMAN
PROPOSAL #7.5.2: APPROVE REMUNERATION OF RISK AND ISSUER YES FOR FOR
CAPITAL MANAGEMENT COMMITTEE MEMBER
PROPOSAL #7.6.1: APPROVE REMUNERATION OF REMUNERATION ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #7.6.2: APPROVE REMUNERATION OF REMUNERATION ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #7.7.1: APPROVE REMUNERATION OF SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE CHAIRMAN
PROPOSAL #7.7.2: APPROVE REMUNERATION OF SOCIAL AND ISSUER YES FOR FOR
ETHICS COMMITTEE MEMBER
PROPOSAL #7.8.1: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE CHAIRMAN
PROPOSAL #7.8.2: APPROVE REMUNERATION OF AUDIT ISSUER YES FOR FOR
COMMITTEE MEMBER
PROPOSAL #7.9.1: APPROVE REMUNERATION OF IT COMMITTEE ISSUER YES FOR FOR
CHAIRMAN
PROPOSAL #7.9.2: APPROVE REMUNERATION OF IT COMMITTEE ISSUER YES FOR FOR
MEMBER
PROPOSAL #7.10: APPROVE AD HOC MEETING ATTENDANCE ISSUER YES FOR FOR
FEES
PROPOSAL #8: AUTHORISE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED ORDINARY SHARE CAPITAL
PROPOSAL #9: AUTHORISE REPURCHASE OF UP TO TEN ISSUER YES FOR FOR
PERCENT OF ISSUED PREFERENCE SHARE CAPITAL
PROPOSAL #10: APPROVE FINANCIAL ASSISTANCE TO RELATED ISSUER YES FOR FOR
OR INTER-RELATED COMPANIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standard Chartered plc
TICKER: STAN CUSIP: G84228157
MEETING DATE: 5/8/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DR KURT CAMPBELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT CHRISTINE HODGSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NAGUIB KHERAJ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT OM BHATT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JASPAL BINDRA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT DR LOUIS CHI-YAN CHEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: RE-ELECT DR HAN SEUNG-SOO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIMON LOWTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT RUTH MARKLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JOHN PAYNTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIR JOHN PEACE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT ALUN REES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT PETER SANDS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT VISWANATHAN SHANKAR AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19: RE-ELECT PAUL SKINNER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: RE-ELECT DR LARS THUNELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: APPROVE DISAPPLICATION OF THE ISSUER YES FOR FOR
SHAREHOLDING QUALIFICATION IN RELATION TO DR KURT
CAMPBELL
PROPOSAL #22: REAPPOINT KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #23: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #24: APPROVE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #25: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #26: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #27: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES
PROPOSAL #28: APPROVE SCRIP DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #29: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #30: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS IN RELATION TO EQUITY CONVERTIBLE
ADDITIONAL TIER 1 SECURITIES
PROPOSAL #31: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #32: AUTHORISE MARKET PURCHASE OF PREFERENCE ISSUER YES FOR FOR
SHARES
PROPOSAL #33: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #34: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Standex International Corporation
TICKER: SXI CUSIP: 854231107
MEETING DATE: 12/10/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM R. FENOGLIO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS J. HANSEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR H. NICHOLAS MULLER, III ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: State Bank Of India
TICKER: 500112 CUSIP: Y8161Z129
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE EMPLOYEES STOCK PURCHASE SCHEME ISSUER YES FOR FOR
2014
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Statoil ASA
TICKER: STL CUSIP: R8413J103
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NOTICE OF MEETING AND AGENDA ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 7.00 PER SHARE
PROPOSAL #7: WITHDRAW COMPANY FROM TAR SANDS SHAREHOLDER YES AGAINST FOR
ACTIVITIES IN CANADA
PROPOSAL #8: WITHDRAW COMPANY FROM ICE-LADEN SHAREHOLDER YES AGAINST FOR
ACTIVITIES IN THE ARCTIC
PROPOSAL #9: APPROVE COMPANY'S CORPORATE GOVERNANCE ISSUER YES FOR FOR
STATEMENT
PROPOSAL #10: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #11: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #12a: REELECT OLAUG SVARVA AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12b: REELECT IDAR KREUTZER AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12c: REELECT KARIN ASLAKSEN AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12d: REELECT GREGER MANNSVERK AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12e: REELECT STEINAR OLSEN AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12f: REELECT INGVALD STROMMEN AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12g: REELECT RUNE BJERKE AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12h: REELECT SIRI KALVIG AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12i: REELECT BARBRO HAETTA AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12j: ELECT TERJE VENOLD AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12k: ELECT TONE LUNDE BAKKER AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12l: ELECT KJERSTI KLEVEN AS MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12m: REELECT ARTHUR SLETTEBERG AS DEPUTY ISSUER YES FOR FOR
MEMBER OF CORPORATE ASSEMBLY
PROPOSAL #12n: REELECT BASSIM HAJ AS DEPUTY MEMBER OF ISSUER YES FOR FOR
CORPORATE ASSEMBLY
PROPOSAL #12o: ELECT NINA KIVIJERVI AS DEPUTY MEMBER ISSUER YES FOR FOR
OF CORPORATE ASSEMBLY
PROPOSAL #12p: ELECT BIRGITTE VARTDAL AS DEPUTY ISSUER YES FOR FOR
MEMBERS OF CORPORATE ASSEMBLY
PROPOSAL #13: APPROVE REMUNERATION OF CORPORATE ISSUER YES FOR FOR
ASSEMBLY IN THE AMOUNT OF NOK 116,400 FOR THE
CHAIRMAN, NOK 61,400 FOR THE VICE CHAIRMAN, NOK
43,100 FOR OTHER MEMBERS, AND NOK 6,100 FOR DEPUTY
PROPOSAL #14.1: REELECT OLAUG SVARVA AS MEMBER AND ISSUER YES FOR FOR
CHAIRMAN OF NOMINATING COMMITTEE
PROPOSAL #14.2: REELECT TOM RATHE AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #14.3: REELECT ELISABETH BERGE AS MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE WITH JOHAN ALSTAD AS PERSONAL
DEPUTY
PROPOSAL #14.4: ELECT TONE BAKKER AS NEW MEMBER OF ISSUER YES FOR FOR
NOMINATING COMMITTEE
PROPOSAL #15: APPROVE REMUNERATION OF NOMINATING ISSUER YES FOR FOR
COMMITTEE IN THE AMOUNT OF NOK 11,600 FOR THE
CHAIRMAN AND NOK 8,600 FOR OTHER MEMBERS
PROPOSAL #16: APPROVE QUATERLY DIVIDEND PAYMENT ISSUER YES FOR FOR
PROPOSAL #17: APPROVE EQUITY PLAN FINANCING ISSUER YES FOR FOR
PROPOSAL #18: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
CANCELLATION OF REPURCHASED SHARES
PROPOSAL #19: TERMINATE ENGAGEMENT IN ANGOLA AND SHAREHOLDER YES AGAINST FOR
AZERBAIJAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Suedzucker AG
TICKER: SZU CUSIP: D82781101
MEETING DATE: 8/1/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2012
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2012
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2013
PROPOSAL #6: APPROVE CREATION OF EUR 12 MILLION POOL ISSUER YES FOR FOR
OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Chemical Co. Ltd.
TICKER: 4005 CUSIP: J77153120
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ISHITOBI, OSAMU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR TOKURA, MASAKAZU ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TAKAO, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DEGUCHI, TOSHIHISA ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR OKAMOTO, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR NISHIMOTO, REI ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ONO, TOMOHISA ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR NOZAKI, KUNIO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ITO, KUNIO ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR YOKOYAMA, ISSUER YES AGAINST AGAINST
SHINICHI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Electric Industries Ltd.
TICKER: 5802 CUSIP: J77411114
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 12
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR MATSUMOTO, MASAYOSHI ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR TAKENAKA, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR UCHIOKE, FUMIKIYO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR NISHIDA, MITSUO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR TANAKA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR NAKAJIMA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR YANO, ATSUSHI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR KAWAI, FUMIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR USHIJIMA, NOZOMI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR HIRAMATSU, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR SAITO, SHIGEO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR ITO, JUNJI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR TANI, MAKOTO ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KASUI, YOSHITOMO ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR INAYAMA, ISSUER YES FOR FOR
HIDEAKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR HAYASHI, KAN ISSUER YES FOR FOR
PROPOSAL #5: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Forestry Co. Ltd.
TICKER: 1911 CUSIP: J77454122
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 9.5
PROPOSAL #2: AMEND ARTICLES TO INCREASE MAXIMUM BOARD ISSUER YES FOR FOR
SIZE - INDEMNIFY DIRECTORS
PROPOSAL #3.1: ELECT DIRECTOR YANO, RYUU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ICHIKAWA, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR HAYANO, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR SASABE, SHIGERU ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR WADA, KEN ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SATO, TATSURU ISSUER �� YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR FUKUDA, AKIHISA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR MITSUYOSHI, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR HIRAKAWA, JUNKO ISSUER YES FOR FOR
PROPOSAL #4.1: APPOINT STATUTORY AUDITOR KAMIYAMA, ISSUER YES FOR FOR
HIDEYUKI
PROPOSAL #4.2: APPOINT STATUTORY AUDITOR TERAMOTO, ISSUER YES AGAINST AGAINST
SATOSHI
PROPOSAL #4.3: APPOINT STATUTORY AUDITOR KURASAKA, ISSUER YES FOR FOR
KATSUHIDE
PROPOSAL #5: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE ADJUSTMENT TO AGGREGATE ISSUER YES FOR FOR
COMPENSATION CEILINGS FOR DIRECTORS AND STATUTORY
AUDITORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sumitomo Mitsui Financial Group, Inc.
TICKER: 8316 CUSIP: J7771X109
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 65
PROPOSAL #2.1: ELECT DIRECTOR MIYATA, KOICHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KURUMATANI, NOBUAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR INOUE, ATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OTA, JUN ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR YOKOYAMA, YOSHINORI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR NAKAO, ISSUER YES FOR FOR
KAZUHIKO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Superior Energy Services, Inc.
TICKER: SPN CUSIP: 868157108
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HAROLD J. BOUILLION ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ENOCH L. DAWKINS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID D. DUNLAP ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES M. FUNK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERENCE E. HALL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PETER D. KINNEAR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL M. MCSHANE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR W. MATT RALLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JUSTIN L. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES ABSTAIN AGAINST
PROCESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Svenska Handelsbanken AB
TICKER: SHB A CUSIP: W90937181
MEETING DATE: 3/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #8: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; ; APPROVE CONSOLIDATED FINANCIAL
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #9: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 16.50 PER SHARE
PROPOSAL #10: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #11: AUTHORIZE REPURCHASE OF UP TO 40 ISSUER YES FOR FOR
MILLION CLASS A AND/OR CLASS B SHARES AND REISSUANCE
OF REPURCHASED SHARES
PROPOSAL #12: AUTHORIZE REPURCHASE OF UP TO 2 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL FOR THE BANK'S TRADING BOOK
PROPOSAL #13: APPROVE ISSUANCE OF CONVERTIBLES TO ISSUER YES FOR FOR
EMPLOYEES
PROPOSAL #14: DETERMINE NUMBER OF MEMBERS (10) OF ISSUER YES FOR FOR
BOARD
PROPOSAL #15: DETERMINE NUMBER OF AUDITORS (2) ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES AGAINST AGAINST
THE AMMOUNT OF SEK 3.15 MILLION FOR CHAIRMAN, SEK
900,000 FOR VICE CHAIRMEN, AND SEK 625,000 FOR OTHER
DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK;
APPROVE REMUNERATION OF AUDITORS; INDEMNIFICATION
PROPOSAL #17: REELECT ANDERS NYREN (CHAIRMAN), ISSUER YES AGAINST AGAINST
FREDRIK LUNDBERG, JON BAKSAAS, PAR BOMAN, TOMMY
BYLUND, JAN JOHANSSON, SVERKER MARTIN-LOF, BENTE
RATHE, OLE JOHANSSON, AND CHARLOTTE SKOG AS DIRECTORS
PROPOSAL #18: RATIFY KPMG AND ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #19: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #20: APPROVE PROPOSAL CONCERNING THE ISSUER YES FOR FOR
APPOINTMENT OF AUDITORS IN FOUNDATIONS WITHOUT OWN
MANAGEMENT
PROPOSAL #21: APPROVE SEVERANCE OF LINKS WITH THE SHAREHOLDER YES AGAINST N/A
DEVELOPMENT, MANUFACTURE, AND TRADE OF NUCLEAR
WEAPONS, AND IN FUTURE NOT INVEST IN OPERATIONS
CONCERNED WITH NUCLEAR WEAPONS
PROPOSAL #22: APPROVE THE FORMATION OF AN INTEGRATION SHAREHOLDER YES AGAINST N/A
INSTITUTE IN LANDSKRONA, VEN, AND/OR COPENHAGEN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Swedish Match Ab
TICKER: SWMA CUSIP: W92277115
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING; ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 7.30 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10a: APPROVE SEK 2.89 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #10b: APPROVE SEK 2.89 MILLION SHARE CAPITAL ISSUER YES FOR FOR
INCREASE VIA TRANSFER OF FUNDS FROM UNRESTRICTED
SHAREHOLDERS' EQUITY TO SHARE CAPITAL
PROPOSAL #11: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #12: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #13: DETERMINE NUMBER OF MEMBERS (7) AND ISSUER YES FOR FOR
DEPUTY (0) MEMBERS OF BOARD
PROPOSAL #14: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNTS OF SEK 1.75 MILLION TO THE CHAIRMAN, SEK
830,000 TO THE VICE CHAIRMAN, AND SEK 700,000 TO
OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE
PROPOSAL #15: REELECT ANDREW CRIPPS (DEPUTY ISSUER YES FOR FOR
CHAIRMAN), KAREN GUERRA, CONNY KARLSSON (CHAIRMAN),
WENCHE ROLFSEN, ROBERT SHARPE, MEG TIVEUS, AND JOAKIM
WESTH AS DIRECTORS
PROPOSAL #16: DETERMINE NUMBER OF AUDITORS (1) ISSUER YES FOR FOR
PROPOSAL #17: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Sykes Enterprises, Incorporated
TICKER: SYKE CUSIP: 871237103
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES S. MACLEOD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM D. MUIR, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LORRAINE LEIGH LUTTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES K. MURRAY, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Symetra Financial Corporation
TICKER: SYA CUSIP: 87151Q106
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER S. BURGESS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT R. LUSARDI ISSUER YES FOR FOR
PROPOSAL #2a: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #2b: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SYNNEX Corporation
TICKER: SNX CUSIP: 87162W100
MEETING DATE: 3/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DWIGHT STEFFENSEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KEVIN MURAI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR FRED BREIDENBACH ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HAU LEE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MATTHEW MIAU ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DENNIS POLK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GREGORY QUESNEL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR THOMAS WURSTER ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DUANE ZITZNER ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ANDREA ZULBERTI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Semiconductor Manufacturing Co., Ltd.
TICKER: 2330 CUSIP: 874039100
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2013 PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS AND
TRADING PROCEDURES GOVERNING DERIVATIVES PRODUCTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiwan Semiconductor Manufacturing Co., Ltd.
TICKER: 2330 CUSIP: Y84629107
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2013 PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO PROCEDURES ISSUER YES FOR FOR
GOVERNING THE ACQUISITION OR DISPOSAL OF ASSETS AND
APPROVE AMENDMENTS TO TRADING PROCEDURES GOVERNING
DERIVATIVES PRODUCTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Taiyo Nippon Sanso Corp.
TICKER: 4091 CUSIP: J55440119
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR YOSHIMURA, SHOTARO ISSUER YES AGAINST AGAINST
PROPOSAL #2.2: ELECT DIRECTOR TANABE, SHINJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HAZAMA, KUNISHI ISSUER YES FOR �� FOR
PROPOSAL #2.4: ELECT DIRECTOR ICHIHARA, YUUJIRO ISSUER YES AGAINST AGAINST
PROPOSAL #2.5: ELECT DIRECTOR MARUYAMA, TADASHIGE ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TAGUCHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR YAMANO, YOSHIKAZU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR AMADA, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR WILLIAM KROLL ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KATSUMATA, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR MIZUNOE, KINJI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR UMEKAWA, AKIHIKO ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR HIRAMINE, SHINICHIRO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR ARIGA, KEIKI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR HAJIKANO, YUUKI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR ISHIKAWA, JUN ISSUER YES FOR FOR
PROPOSAL #2.17: ELECT DIRECTOR KEMMOCHI, YOSHIHIDE ISSUER YES FOR FOR
PROPOSAL #3: APPROVE TAKEOVER DEFENSE PLAN (POISON ISSUER YES AGAINST AGAINST
PILL)
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Motors Ltd.
TICKER: 500570 CUSIP: 876568502
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT OF MINIMUM REMUNERATION ISSUER YES AGAINST AGAINST
TO R. PISHARODY, EXECUTIVE DIRECTOR (COMMERCIAL
VEHICLES)
PROPOSAL #2: APPROVE PAYMENT OF MINIMUM REMUNERATION ISSUER YES AGAINST AGAINST
TO S. BORWANKAR, EXECUTIVE DIRECTOR (QUALITY)
PROPOSAL #3: RATIFY EXCESS REMUNERATION PAID TO K. ISSUER YES AGAINST AGAINST
SLYM, MANAGING DIRECTOR
PROPOSAL #4: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tata Motors Ltd.
TICKER: 500570 CUSIP: Y85740267
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PAYMENT OF MINIMUM REMUNERATION ISSUER YES AGAINST AGAINST
TO R. PISHARODY, EXECUTIVE DIRECTOR (COMMERCIAL
VEHICLES)
PROPOSAL #2: APPROVE PAYMENT OF MINIMUM REMUNERATION ISSUER YES AGAINST AGAINST
TO S. BORWANKAR, EXECUTIVE DIRECTOR (QUALITY)
PROPOSAL #3: RATIFY EXCESS REMUNERATION PAID TO K. ISSUER YES AGAINST AGAINST
SLYM, MANAGING DIRECTOR
PROPOSAL #4: APPROVE INCREASE IN BORROWING POWERS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE PLEDGING OF ASSETS FOR DEBT ISSUER YES FOR FOR
PROPOSAL #6: APPROVE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
DEBENTURES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tauron Polska Energia SA
TICKER: TPE CUSIP: X893AL104
MEETING DATE: 11/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: WAIVE SECRECY OF VOTING WHEN ELECTING ISSUER YES FOR FOR
MEMBERS OF VOTE COUNTING COMMISSION
PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7: APPROVE MERGER WITH PKE BROKER SP. Z O. ISSUER YES FOR FOR
O.
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tauron Polska Energia SA
TICKER: TPE CUSIP: X893AL104
MEETING DATE: 1/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: WAIVE SECRECY OF VOTING WHEN ELECTING ISSUER YES FOR FOR
MEMBERS OF VOTE COUNTING COMMISSION
PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #7: AMEND STATUTE ISSUER YES FOR FOR
PROPOSAL #8: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #9: APPROVE CHANGES IN COMPOSITION OF ISSUER YES FOR FOR
SUPERVISORY BOARD
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tauron Polska Energia SA
TICKER: TPE CUSIP: X893AL104
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT MEETING CHAIRMAN ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: WAIVE SECRECY FOR ELECTIONS OF MEMBERS ISSUER YES FOR FOR
OF VOTE COUNTING COMMISSION
PROPOSAL #6: ELECT MEMBERS OF VOTE COUNTING ISSUER YES FOR FOR
COMMISSION
PROPOSAL #14.1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #14.2: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
GROUP'S OPERATIONS IN FISCAL 2013
PROPOSAL #14.3: APPROVE FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #14.4: APPROVE MANAGEMENT BOARD REPORT ON ISSUER YES FOR FOR
COMPANY'S OPERATIONS IN FISCAL 2013
PROPOSAL #14.5: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #15.1: APPROVE DISCHARGE OF DARIUSZ LUBERA ISSUER YES FOR FOR
(CEO)
PROPOSAL #15.2: APPROVE DISCHARGE OF KRZYSZTOF ISSUER YES FOR FOR
ZAWADZKI (MANAGEMENT BOARD MEMBER)
PROPOSAL #15.3: APPROVE DISCHARGE OF JOANNA SCHMID ISSUER YES FOR FOR
(MANAGEMENT BOARD MEMBER)
PROPOSAL #15.4: APPROVE DISCHARGE OF DARIUSZ ISSUER YES FOR FOR
STOLARCZYK (MANAGEMENT BOARD MEMBER)
PROPOSAL #16.1: APPROVE DISCHARGE OF ANTONI TAJDUS ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #16.2: APPROVE DISCHARGE OF LESZEK ISSUER YES FOR FOR
KOZIOROWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #16.3: APPROVE DISCHARGE OF JACEK KUCINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #16.4: APPROVE DISCHARGE OF MARCIN ISSUER YES FOR FOR
MAJERANOWSKI (SUPERVISORY BOARD MEMBER)
PROPOSAL #16.5: APPROVE DISCHARGE OF JACEK SZYKE ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #16.6: APPROVE DISCHARGE OF MAREK SCIAZKO ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #16.7: APPROVE DISCHARGE OF AGNIESZKA ISSUER YES FOR FOR
TRZASKALSKA (SUPERVISORY BOARD MEMBER)
PROPOSAL #16.8: APPROVE DISCHARGE OF RAFAL WARDZINSKI ISSUER YES FOR FOR
(SUPERVISORY BOARD MEMBER)
PROPOSAL #17: FIX NUMBER OF SUPERVISORY BOARD MEMBERS ISSUER YES FOR FOR
PROPOSAL #18: ELECT SUPERVISORY BOARD MEMBER ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TD Ameritrade Holding Corporation
TICKER: AMTD CUSIP: 87236Y108
MEETING DATE: 2/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAN W. COOK, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOSEPH H. MOGLIA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILBUR J. PREZZANO ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Technip
TICKER: TEC CUSIP: F90676101
MEETING DATE: 4/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.85 PER SHARE
PROPOSAL #3: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS MENTIONING THE ABSENCE OF
NEW TRANSACTIONS
PROPOSAL #5: ADVISORY VOTE ON COMPENSATION OF THIERRY ISSUER YES FOR FOR
PILENKO, CHAIRMAN AND CEO
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 8 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 42 MILLION
PROPOSAL #8: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION
PROPOSAL #9: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENTS, UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 8 MILLION
PROPOSAL #10: AUTHORIZE UP TO 0.3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #11: AUTHORIZE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
RESERVED FOR CHAIRMAN AND/OR CEO AND EXECUTIVES,
SUBJECT TO APPROVAL OF ITEM 10
PROPOSAL #12: AUTHORIZE UP TO 0.5 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLAN
PROPOSAL #13: AUTHORIZE STOCK OPTION PLAN RESERVED ISSUER YES FOR FOR
FOR CHAIRMAN AND/OR CEO AND EXECUTIVES, SUBJECT TO
APPROVAL OF ITEM 12
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
INTERNATIONAL SUBSIDIARIES
PROPOSAL #16: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telecom Corporation of New Zealand Ltd.
TICKER: TEL CUSIP: Q89499109
MEETING DATE: 11/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
THE AUDITORS
PROPOSAL #2: ELECT MAURY LEYLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT CHARLES SITCH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT JUSTINE SMYTH AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telefonaktiebolaget LM Ericsson
TICKER: ERIC B CUSIP: W26049119
MEETING DATE: 4/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #2: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #8.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8.2: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #8.3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.00 PER SHARE
PROPOSAL #9.1: DETERMINE NUMBER OF MEMBERS (12) AND ISSUER YES FOR FOR
DEPUTY MEMBERS (0) OF BOARD
PROPOSAL #9.2: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF SEK 3.975 MILLION FOR CHAIRMAN AND SEK
950,000 FOR OTHER DIRECTORS, APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #9.3: REELECT LEIF JOHANSSON (CHAIRMAN), ISSUER YES FOR FOR
ROXANNE AUSTIN, PETER BONFIELD, NORA DENZEL, BORJE
EKHOLM, ALEXANDER IZOSIMOV, ULF JOHANSSON, SVERKER
MARTIN-LOF, KRISTIN LUND, HANS VESTBERG, JACOB
WALLENBERG, AND PAR OSTBERG AS DIRECTORS
PROPOSAL #9.4: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #9.5: FIX NUMBER OF AUDITORS AT ONE ISSUER YES FOR FOR
PROPOSAL #9.6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #10: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #11.1: APPROVE 2014 STOCK PURCHASE PLAN ISSUER YES FOR FOR
PROPOSAL #11.2: APPROVE EQUITY PLAN FINANCING (2014 ISSUER YES FOR FOR
STOCK PURCHASE PLAN)
PROPOSAL #11.3: APPROVE ALTERNATIVE EQUITY PLAN ISSUER YES FOR FOR
FINANCING (2014 STOCK PURCHASE PLAN)
PROPOSAL #11.4: APPROVE 2014 KEY CONTRIBUTOR ISSUER YES FOR FOR
RETENTION PLAN
PROPOSAL #11.5: APPROVE EQUITY PLAN FINANCING (2014 ISSUER YES FOR FOR
KEY CONTRIBUTOR RETENTION PLAN)
PROPOSAL #11.6: APPROVE ALTERNATIVE EQUITY PLAN ISSUER YES FOR FOR
FINANCING (2014 KEY CONTRIBUTOR RETENTION PLAN)
PROPOSAL #11.7: APPROVE 2014 EXECUTIVE PERFORMANCE ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #11.8: APPROVE EQUITY PLAN FINANCING (2014 ISSUER YES FOR FOR
EXECUTIVE PERFORMANCE STOCK PLAN)
PROPOSAL #11.9: APPROVE ALTERNATIVE EQUITY PLAN ISSUER YES FOR FOR
FINANCING (2014 EXECUTIVE PERFORMANCE STOCK PLAN)
PROPOSAL #12: APPROVE EQUITY PLAN FINANCING (2010- ISSUER YES FOR FOR
2013 LONG-TERM VARIABLE REMUNERATION PROGRAMS)
PROPOSAL #13: REQUEST BOARD TO REVIEW HOW SHARES ARE SHAREHOLDER YES FOR N/A
TO BE GIVEN EQUAL VOTING RIGHTS AND TO PRESENT A
PROPOSAL TO THAT EFFECT AT THE 2015 AGM
PROPOSAL #14.1: REQUEST BOARD TO TAKE NECESSARY SHAREHOLDER YES AGAINST N/A
ACTION TO CREATE A SHAREHOLDERS ASSOCIATION
PROPOSAL #14.2: REQUEST BOARD TO PROPOSE TO THE SHAREHOLDER YES AGAINST N/A
SWEDISH GOVERNMENT LEGISLATION ON THE ABOLITION OF
VOTING POWER DIFFERENCES AT SWEDISH LIMITED LIABILITY
COMPANIES
PROPOSAL #14.3: REQUEST BOARD TO PREPARE A PROPOSAL SHAREHOLDER YES AGAINST N/A
REGARDING BOARD REPRESENTATION FOR THE SMALL AND
MIDSIZE SHAREHOLDERS
PROPOSAL #15: AMEND ARTICLES OF ASSOCIATION RE: SET SHAREHOLDER YES AGAINST N/A
MINIMUM (3 BILLION) AND MAXIMUM (12 BILLION) NUMBER
OF SHARES, ALL CARRYING EQUAL RIGHTS
PROPOSAL #16: APPROVE SPECIAL INVESTIGATION AS PER SHAREHOLDER YES AGAINST N/A
CHAPTER 10 SECTION 21 OF THE SWEDISH COMPANIES ACT
PRIMARILY CONCERNING THE COMPANY'S EXPORTS TO IRAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Telefonica S.A.
TICKER: TEF CUSIP: 879382109
MEETING DATE: 5/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED AND STANDALONE ISSUER YES FOR FOR
FINANCIAL STATEMENTS, ALLOCATION OF INCOME, AND
DISCHARGE OF BOARD
PROPOSAL #2: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
SCRIP DIVIDENDS
PROPOSAL #4: AUTHORIZE ISSUANCE OF NON-CONVERTIBLE ISSUER YES FOR FOR
AND/OR CONVERTIBLE BONDS, DEBENTURES, WARRANTS, AND
OTHER DEBT SECURITIES UP TO EUR 25 BILLION WITH
EXCLUSION OF PREEMPTIVE RIGHTS UP TO 20 PERCENT OF
CAPITAL
PROPOSAL #5: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #6: APPROVE RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #7: APPROVE SHARE MATCHING PLAN ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #9: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES FOR FOR
REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Television Broadcasts Ltd.
TICKER: 00511 CUSIP: Y85830126
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CHARLES CHAN KWOK KEUNG AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3b: ELECT CHER WANG HSIUEH HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT JONATHAN MILTON NELSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3d: ELECT CHOW YEI CHING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3e: ELECT GORDON SIU KWING CHUE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPROVE INCREASE IN DIRECTOR'S FEE ISSUER YES FOR FOR
PROPOSAL #5: APPROVE AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE EXTENSION OF BOOK CLOSE PERIOD ISSUER YES FOR FOR
FROM 30 DAYS TO 60 DAYS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tenaga Nasional Bhd.
TICKER: TENAGA CUSIP: Y85859109
MEETING DATE: 12/19/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINAL DIVIDEND OF MYR 0.15 PER ISSUER YES FOR FOR
SHARE
PROPOSAL #2: APPROVE INCREASE IN REMUNERATION OF THE ISSUER YES FOR FOR
NON-EXECUTIVE CHAIRMAN AND NON-EXECUTIVE DIRECTOR
PROPOSAL #3: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
THE FINANCIAL YEAR ENDED AUG. 31, 2013
PROPOSAL #4: ELECT NOZIRAH BINTI BAHARI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT CHUNG HON CHEONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT LEO MOGGIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT NORMA BINTI YAAKOB AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: APPROVE PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #9: APPROVE ZAINAL ABIDIN BIN PUTIH TO ISSUER YES FOR FOR
CONTINUE OFFICE AS INDEPENDENT NON-EXECUTIVE DIRECTOR
PROPOSAL #10: APPROVE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teradata Corporation
TICKER: TDC CUSIP: 88076W103
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR NANCY E. COOPER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DAVID E. KEPLER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM S. STAVROPOULOS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Teradyne, Inc.
TICKER: TER CUSIP: 880770102
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MICHAEL A. BRADLEY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR DANIEL W. CHRISTMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR EDWIN J. GILLIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR TIMOTHY E. GUERTIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR MARK E. JAGIELA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAUL J. TUFANO ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROY A. VALLEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesco Corporation
TICKER: TESO CUSIP: 88157K101
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN P. DIELWART ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR FRED J. DYMENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GARY L. KOTT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR R. VANCE MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JULIO M. QUINTANA ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN T. REYNOLDS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ELIJIO V. SERRANO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL W. SUTHERLIN ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
PROPOSAL #4a: ALLOW ELECTRONIC DISTRIBUTION OF ISSUER YES FOR FOR
COMPANY COMMUNICATIONS
PROPOSAL #4b: APPROVE ADVANCE NOTICE POLICY ISSUER YES FOR FOR
PROPOSAL #4c: AMEND ARTICLES TO MAKE OTHER UPDATES ISSUER YES FOR FOR
AND CHANGES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesco plc
TICKER: TSCO CUSIP: G87621101
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #5: ELECT MARK ARMOUR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT SIR RICHARD BROADBENT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #7: RE-ELECT PHILIP CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT GARETH BULLOCK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PATRICK CESCAU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT STUART CHAMBERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT OLIVIA GARFIELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT KEN HANNA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT DEANNA OPPENHEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JACQUELINE TAMMENOMS BAKKER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #16: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #20: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #21: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tesla Motors, Inc.
TICKER: TSLA CUSIP: 88160R101
MEETING DATE: 6/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ELON MUSK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN T. JURVETSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES AGAINST AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texas Instruments Incorporated
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR RALPH W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR MARK A. BLINN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CARRIE S. COX ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RONALD KIRK ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PAMELA H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WAYNE R. SANDERS ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR RUTH J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RICHARD K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR CHRISTINE TODD WHITMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE QUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Texwinca Holdings Limited
TICKER: 00321 CUSIP: G8770Z106
MEETING DATE: 8/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT POON BUN CHAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a2: ELECT POON KEI CHAK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT TING KIT CHUNG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a4: ELECT POON HO WA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a5: ELECT AU SON YIU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a6: ELECT CHENG SHU WING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a7: ELECT LAW BRIAN CHUNG NIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #4: APPOINT AUDITORS AND AUTHORIZE BOARD TO ISSUER YES FOR FOR
FIX THEIR REMUNERATION
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thales
TICKER: HO CUSIP: F9156M108
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #2: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.12 PER SHARE
PROPOSAL #4: REELECT JEAN-BERNARD LEVY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: REELECT CHARLES EDELSTENNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY APPOINTMENT AND REELECT MARIE- ISSUER YES FOR FOR
FRANCOISE WALBAUM AS DIRECTOR
PROPOSAL #7: ELECT LAURENCE BROSETA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES FOR FOR
BERNARD LEVY, CHAIRMAN AND CEO
PROPOSAL #9: APPROVE SEVERANCE PAYMENT AGREEMENT WITH ISSUER YES FOR FOR
JEAN-BERNARD LEVY
PROPOSAL #10: APPROVE UNEMPLOYMENT PRIVATE INSURANCE ISSUER YES FOR FOR
AGREEMENT WITH JEAN-BERNARD LEVY
PROPOSAL #11: APPROVE ADDITIONAL PENSION SCHEME ISSUER YES FOR FOR
AGREEMENT WITH JEAN-BERNARD LEVY
PROPOSAL #12: APPROVE TRANSACTION WITH TECHNICOLOR ISSUER YES FOR FOR
RE: PATENT TRANSFER
PROPOSAL #13: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #14: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 90 MILLION
PROPOSAL #15: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 60 MILLION
PROPOSAL #16: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES FOR PRIVATE PLACEMENT UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 60 MILLION
PROPOSAL #17: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEMS 14,15 AND
16 ABOVE
PROPOSAL #18: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #19: SET TOTAL LIMIT FOR CAPITAL INCREASE TO ISSUER YES FOR FOR
RESULT FROM ISSUANCE REQUESTS UNDER ITEMS 15-17 AT
EUR 60 MILLION, AND UNDER ITEMS 14-18 AT EUR 150
PROPOSAL #20: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thanachart Capital PCL
TICKER: TCAP CUSIP: Y8738D155
MEETING DATE: 4/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE MINUTES OF PREVIOUS MEETING ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDEND OF THB 1.60 PER SHARE
PROPOSAL #5.1: APPROVE PERFORMANCE ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS FOR THE YEAR 2013
PROPOSAL #5.2: APPROVE PERFORMANCE ALLOWANCE OF ISSUER YES FOR FOR
DIRECTORS FOR THE YEAR 2014
PROPOSAL #6.1.1: ELECT SUPHADEJ POONPIPAT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1.2: ELECT SIRIPEN SITASUWAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2: ELECT TIRAPHOT VAJRABHAYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: APPROVE E&Y OFFICE LTD. AS AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #8: APPROVE ACQUISITION OF SIAM CITY LIFE ISSUER YES FOR FOR
ASSURANCE PCL FROM THANACHART BANK PCL FOR A
CONSIDERATION OF THB 900 MILLION
PROPOSAL #9: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Andersons, Inc.
TICKER: ANDE CUSIP: 034164103
MEETING DATE: 5/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL J. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR GERARD M. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CATHERINE M. KILBANE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT J. KING, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROSS W. MANIRE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DONALD L. MENNEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICK S. MULLIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN T. STOUT, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JACQUELINE F. WOODS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Boeing Company
TICKER: BA CUSIP: 097023105
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LINDA Z. COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR EDMUND P. GIAMBASTIANI, ISSUER YES FOR FOR
JR.
PROPOSAL #1f: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR EDWARD M. LIDDY ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RONALD A. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MIKE S. ZAFIROVSKI ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #6: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #7: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Chubb Corporation
TICKER: CB CUSIP: 171232101
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: �� PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ZOE BAIRD BUDINGER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR SHEILA P. BURKE ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JOHN D. FINNEGAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR TIMOTHY P. FLYNN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR KAREN M. HOGUET ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAWRENCE W. KELLNER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARTIN G. MCGUINN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR LAWRENCE M. SMALL ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JESS SODERBERG ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DANIEL E. SOMERS ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JAMES M. ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR ALFRED W. ZOLLAR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: REPORT ON SUSTAINABILITY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Clorox Company
TICKER: CLX CUSIP: 189054109
MEETING DATE: 11/20/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL BOGGAN, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RICHARD H. CARMONA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TULLY M. FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GEORGE J. HARAD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DONALD R. KNAUSS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ESTHER LEE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY NODDLE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROGELIO REBOLLEDO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR PAMELA THOMAS-GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CAROLYN M. TICKNOR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Coca-Cola Company
TICKER: KO CUSIP: 191216100
MEETING DATE: 4/23/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR HERBERT A. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RONALD W. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ANA BOTIN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD M. DALEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR BARRY DILLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR HELENE D. GAYLE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR EVAN G. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ALEXIS M. HERMAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MUHTAR KENT ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR ROBERT A. KOTICK ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARIA ELENA LAGOMASINO ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR JAMES D. ROBINSON, III ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR PETER V. UEBERROTH ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Dow Chemical Company
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ARNOLD A. ALLEMANG ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR AJAY BANGA ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL POLMAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Estee Lauder Companies Inc.
TICKER: EL CUSIP: 518439104
MEETING DATE: 11/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR AERIN LAUDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. LAUDER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR RICHARD D. PARSONS ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.4: ELECT DIRECTOR LYNN FORESTER DE ISSUER YES FOR FOR
ROTHSCHILD
PROPOSAL #1.5: ELECT DIRECTOR RICHARD F. ZANNINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADOPT AND IMPLEMENT SUSTAINABLE PALM OIL SHAREHOLDER YES ABSTAIN AGAINST
POLICY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Goldman Sachs Group, Inc.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR CLAES DAHLBACK ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ADEBAYO O. OGUNLESI ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR PETER OPPENHEIMER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DEBORA L. SPAR ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MARK E. TUCKER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR DAVID A. VINIAR ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Hongkong and Shanghai Hotels Ltd.
TICKER: 00045 CUSIP: Y35518110
MEETING DATE: 5/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a: ELECT CLEMENT KING MAN KWOK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT WILLIAM ELKIN MOCATTA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT PIERRE ROGER BOPPE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT WILLIAM KWOK LUN FUNG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #3e: ELECT ALAN PHILIP CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3f: ELECT ANDREW CLIFFORD WINAWER BRANDLER ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #4: REAPPOINT KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #7: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #8: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #9: DELETE PROVISIONS OF THE FORMER ISSUER YES FOR FOR
MEMORANDUM OF ASSOCIATION AND AMEND ARTICLES OF
ASSOCIATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The J. M. Smucker Company
TICKER: SJM CUSIP: 832696405
MEETING DATE: 8/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHRYN W. DINDO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT B. HEISLER, JR. ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR RICHARD K. SMUCKER ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR PAUL SMUCKER WAGSTAFF ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Kroger Co.
TICKER: KR CUSIP: 501044101
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CLYDE R. MOORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SUSAN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JAMES A. RUNDE ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES AGAINST FOR
PROCESS
PROPOSAL #6: REPORT ON EXTENDED PRODUCER SHAREHOLDER YES AGAINST FOR
RESPONSIBILITY POLICY POSITION AND ASSESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Pantry, Inc.
TICKER: PTRY CUSIP: 698657103
MEETING DATE: 3/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT F. BERNSTOCK ISSUER NO N/A N/A
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. DICKSON ISSUER NO N/A N/A
PROPOSAL #1.3: ELECT DIRECTOR WILFRED A. FINNEGAN ISSUER NO N/A N/A
PROPOSAL #1.4: ELECT DIRECTOR KATHLEEN GUION ISSUER NO N/A N/A
PROPOSAL #1.5: ELECT DIRECTOR DENNIS G. HATCHELL ISSUER NO N/A N/A
PROPOSAL #1.6: ELECT DIRECTOR EDWIN J. HOLMAN ISSUER NO N/A N/A
PROPOSAL #1.7: ELECT DIRECTOR TERRY L. MCELROY ISSUER NO N/A N/A
PROPOSAL #1.8: ELECT DIRECTOR MARK D. MILES ISSUER NO N/A N/A
PROPOSAL #1.9: ELECT DIRECTOR THOMAS M. MURNANE ISSUER NO N/A N/A
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER NO N/A N/A
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER NO N/A N/A
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER NO N/A N/A
PROCESS
PROPOSAL #1.1: ELECT DIRECTORS TODD E. DIENER SHAREHOLDER YES FOR AGAINST
PROPOSAL #1.2: ELECT DIRECTORS JAMES C. PAPPAS SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.3: ELECT DIRECTORS JOSHUA E. SCHECHTER SHAREHOLDER YES WITHHOLD FOR
PROPOSAL #1.4: MANAGEMENT NOMINEE - THOMAS W. DICKSON SHAREHOLDER YES FOR FOR
PROPOSAL #1.5: MANAGEMENT NOMINEE - WILFRED A. SHAREHOLDER YES FOR FOR
FINNEGAN
PROPOSAL #1.6: MANAGEMENT NOMINEE - KATHLEEN GUION SHAREHOLDER YES FOR FOR
PROPOSAL #1.7: MANAGEMENT NOMINEE - DENNIS G. SHAREHOLDER YES FOR FOR
HATCHELL
PROPOSAL #1.8: MANAGEMENT NOMINEE - TERRY L. MCELROY SHAREHOLDER YES FOR FOR
PROPOSAL #1.9: MANAGEMENT NOMINEE - MARK D. MILES SHAREHOLDER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON HUMAN RIGHTS RISK ASSESSMENT SHAREHOLDER YES ABSTAIN AGAINST
PROCESS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Procter & Gamble Company
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/8/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KENNETH I. CHENAULT ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR SUSAN DESMOND-HELLMANN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR A.G. LAFLEY ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR W. JAMES MCNERNEY, JR. ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR MARGARET C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR MARY AGNES WILDEROTTER ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Progressive Corporation
TICKER: PGR CUSIP: 743315103
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STUART B. BURGDOERFER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWTON W. FITT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JEFFREY D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR HEIDI G. MILLER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PATRICK H. NETTLES ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Sage Group plc
TICKER: SGE CUSIP: G7771K142
MEETING DATE: 3/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT DONALD BRYDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT GUY BERRUYER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT NEIL BERKETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: ELECT DRUMMOND HALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT STEVE HARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: ELECT JONATHAN HOWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT RUTH MARKLAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #13: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Travelers Companies, Inc.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN H. DASBURG ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR THOMAS R. HODGSON �� ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILLIAM J. KANE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR CLEVE L. KILLINGSWORTH, ISSUER YES FOR FOR
JR.
PROPOSAL #1j: ELECT DIRECTOR PHILIP T. (PETE) ISSUER YES FOR FOR
RUEGGER, III
PROPOSAL #1k: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: The Walt Disney Company
TICKER: DIS CUSIP: 254687106
MEETING DATE: 3/18/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR SUSAN E. ARNOLD ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JACK DORSEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT A. IGER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR FRED H. LANGHAMMER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR AYLWIN B. LEWIS ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR SHERYL K. SANDBERG ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ORIN C. SMITH ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADOPT PROXY ACCESS RIGHT SHAREHOLDER YES AGAINST FOR
PROPOSAL #6: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THK Co. Ltd.
TICKER: 6481 CUSIP: J83345108
MEETING DATE: 6/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 15
PROPOSAL #2.1: ELECT DIRECTOR TERAMACHI, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TERAMACHI, TOSHIHIRO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR IMANO, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OKUBO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAKAI, JUNICHI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR TERAMACHI, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR KAINOSHO, MASAAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HIOKI, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR IGARASHI, ISSUER YES FOR FOR
KAZUNORI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KIUCHI, ISSUER YES FOR FOR
HIDEYUKI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Thomas Cook Group plc
TICKER: TCG CUSIP: G88471100
MEETING DATE: 2/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES AGAINST AGAINST
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT DAWN AIREY AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: RE-ELECT EMRE BERKIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT HARRIET GREEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #7: RE-ELECT MICHAEL HEALY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT FRANK MEYSMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: ELECT CARL SYMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT WARREN TUCKER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MARTINE VERLUYTEN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES AGAINST AGAINST
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tieto Corp
TICKER: TIE1V CUSIP: X90409115
MEETING DATE: 3/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.90 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 72,000 FOR CHAIRMAN, EUR 48,000 FOR
VICE CHAIRMAN, AND EUR 31,500 FOR OTHER DIRECTORS;
APPROVE MEETING FEES; APPROVE REMUNERATION FOR
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT EIGHT ISSUER YES FOR FOR
PROPOSAL #12: REELECT MARKKU POHJOLA (CHAIRMAN), KURT ISSUER YES FOR FOR
JOFS, EVA LINDQVIST, SARI PAJARI, RISTO PERTTUNEN,
TEUVO SALMINEN, AND JONAS SYNNERGREN AS DIRECTORS;
ELECT ENDRE RANGNES AS NEW DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORIZE REPURCHASE OF UP TO 7.2 ISSUER YES FOR FOR
MILLION ISSUED SHARES
PROPOSAL #16: APPROVE ISSUANCE OF UP TO 7.2 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tikkurila OY
TICKER: TIK1V CUSIP: X90959101
MEETING DATE: 3/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.80 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 57,000 FOR CHAIRMAN, EUR 37,000 FOR
VICE CHAIRMAN, AND EUR 31,000 FOR OTHER DIRECTORS;
APPROVE ATTENDANCE FEES; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT EEVA AHDEKIVI, HARRI KERMINEN, ISSUER YES FOR FOR
JARI PAASIKIVI, RIITTA MYNTTINEN, PIA RUDENGREN,
ALEKSEY VLASOV, AND PETTERI WALLDEN AS DIRECTORS
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF UP TO 4.4 MILLION ISSUER YES FOR FOR
SHARES WITHOUT PREEMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tim Participacoes S.A.
TICKER: TIMP3 CUSIP: P91536469
MEETING DATE: 12/12/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES RE: AUDIT COMMITTEE ISSUER YES FOR FOR
PROPOSAL #2: AMEND CORPORATE PURPOSE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Time Warner Inc.
TICKER: TWX CUSIP: 887317303
MEETING DATE: 6/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JEFFREY L. BEWKES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR ROBERT C. CLARK ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MATHIAS DOPFNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CARLOS M. GUTIERREZ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KENNETH J. NOVACK ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR PAUL D. WACHTER ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyo Electron Ltd.
TICKER: 8035 CUSIP: J86957115
MEETING DATE: 6/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SHARE EXCHANGE AGREEMENT WITH ISSUER YES FOR FOR
TEL JAPAN GK REGARDING BUSINESS COMBINATION BETWEEN
TOKYO ELECTRON LTD. AND APPLIED MATERIALS, INC
PROPOSAL #2.1: ELECT DIRECTOR HIGASHI, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TSUNEISHI, TETSUO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR KITAYAMA, HIROFUMI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR ITO, HIKARU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR WASHINO, KENJI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR HARADA, YOSHITERU ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HORI, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR INOUE, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAKANE, MASAHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tokyo Gas Co. Ltd.
TICKER: 9531 CUSIP: J87000105
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 5
PROPOSAL #2.1: ELECT DIRECTOR OKAMOTO, TSUYOSHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR MURAKI, SHIGERU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR HIROSE, MICHIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HATABA, MATSUHIKO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KUNIGO, YUTAKA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YOSHINO, KAZUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIKAMI, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOBAYASHI, HIROAKI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SATO, YUKIO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TOMIZAWA, RYUUICHI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR NAKAGAKI, YOSHIHIKO ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR TOJIMA, WAKO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toll Holdings Limited
TICKER: TOL CUSIP: Q9104H100
MEETING DATE: 10/24/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: ELECT BARRY CUSACK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT MARK SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ELECT KENNETH RYAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: APPROVE THE INCREASE IN MAXIMUM ISSUER YES FOR FOR
AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS
PROPOSAL #7: APPROVE THE GRANT OF 1.18 MILLION ISSUER YES FOR FOR
OPTIONS AND 353,516 RIGHTS TO BRIAN KRUGER, MANAGING
DIRECTOR OF THE COMPANY
PROPOSAL #8: APPROVE THE GRANT OF 51,821 RIGHTS TO ISSUER YES FOR FOR
BRIAN KRUGER, MANAGING DIRECTOR OF THE COMPANY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TopDanmark AS
TICKER: TOP CUSIP: K96213176
MEETING DATE: 4/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME
PROPOSAL #4a: AMEND ARTICLES RE: ELIGIBILITY ISSUER YES FOR FOR
PROPOSAL #4b: APPROVE DKK 10 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL VIA SHARE CANCELLATION
PROPOSAL #4c: AMEND REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5a: ELECT ANDERS FRIIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: ELECT TORBJORN MAGNUSSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: ELECT BIRGITTE NIELSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: ELECT MICHAEL RASMUSSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: ELECT ANNETTE SADOLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: ELECT SOREN SORENSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Total SA
TICKER: FP CUSIP: F92124100
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 2.38 PER SHARE
PROPOSAL #4: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #5: REELECT PATRICIA BARBIZET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REELECT MARIE-CHRISTINE COISNE-ROQUETTE ISSUER YES FOR FOR
AS DIRECTOR
PROPOSAL #7: REELECT PAUL DESMARAIS JR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: REELECT BARBARA KUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
CHRISTOPHE DE MARGERIE
PROPOSAL #10: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 2.5 BILLION AND/OR
AUTHORIZE CAPITALIZATION OF RESERVES FOR BONUS ISSUE
OR INCREASE IN PAR VALUE
PROPOSAL #11: AUTHORIZE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS UP TO
AGGREGATE NOMINAL AMOUNT OF EUR 575 MILLION
PROPOSAL #12: AUTHORIZE BOARD TO INCREASE CAPITAL IN ISSUER YES FOR FOR
THE EVENT OF ADDITIONAL DEMAND RELATED TO DELEGATION
SUBMITTED TO SHAREHOLDER VOTE UNDER ITEM 11
PROPOSAL #13: AUTHORIZE CAPITAL INCREASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED CAPITAL FOR CONTRIBUTIONS IN KIND
PROPOSAL #14: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
INTERNATIONAL SUBSIDIARIES
PROPOSAL #16: AUTHORIZE UP TO 0.8 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #17: AMEND ARTICLE 11 OF BYLAWS RE: EMPLOYEE ISSUER YES FOR FOR
REPRESENTATIVES AND EMPLOYEE SHAREHOLDER
REPRESENTATIVES
PROPOSAL #18: AMEND ARTICLE 12 OF BYLAWS RE: AGE ISSUER YES FOR FOR
LIMIT FOR CHAIRMAN OF THE BOARD
PROPOSAL #19: AMEND ARTICLE 15 OF BYLAWS RE: AGE ISSUER YES FOR FOR
LIMIT FOR CEO
PROPOSAL #20: AMEND ARTICLE 17 OF BYLAWS RE: PROXY ISSUER YES FOR FOR
VOTING
PROPOSAL #A: AMEND BOARD INTERNAL RULES RE: SHAREHOLDER YES AGAINST FOR
PUBLICATION OF A QUARTERLY NEWSLETTER WRITTEN BY
EMPLOYEE SHAREHOLDER REPRESENTATIVES AND EMPLOYEE
REPRESENTATIVES
PROPOSAL #B: AMEND THE SOCIAL CRITERIA THAT ARE SHAREHOLDER YES AGAINST FOR
CURRENTLY LINKED TO EXECUTIVE COMPENSATION FROM
NEGATIVE SAFETY INDICATORS TO POSITIVE SAFETY
PROPOSAL #C: ALLOW LOYALTY DIVIDENDS TO LONG-TERM SHAREHOLDER YES AGAINST FOR
REGISTERED SHAREHOLDERS AND AMEND ARTICLE 20 OF
PROPOSAL #D: APPROVE APPOINTMENT OF EMPLOYEE SHAREHOLDER YES AGAINST FOR
REPRESENTATIVES TO THE BOARD COMMITTEES AND AMEND
ARTICLE 12.5 OF BYLAWS
PROPOSAL #E: AMEND ARTICLE 12.7 OF BYLAWS: SHAREHOLDER YES AGAINST FOR
REMUNERATION OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOTVS SA
TICKER: TOTS3 CUSIP: P92184103
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION OF W&D PARTICIPACOES ISSUER YES FOR FOR
SA
PROPOSAL #2: APPROVE ACQUISITION OF 60 PERCENT OF PRX ISSUER YES FOR FOR
SOLUCOES EM GESTAO AGROINDUSTRIAL LTDA AND P2RX
SOLUCOES EM SOFTWARE S/S LTDA.
PROPOSAL #3: APPROVE ACQUISITION OF 70 PERCENT OF ISSUER YES FOR FOR
CIASHOP SOLUCOES PARA COMERCIO ELETRONICO SA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOTVS SA
TICKER: TOTS3 CUSIP: P92184103
MEETING DATE: 3/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
OFFICERS AND NON-EXECUTIVE DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Towers Watson & Co.
TICKER: TW CUSIP: 891894107
MEETING DATE: 11/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR VICTOR F. GANZI ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOHN J. HALEY ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR LESLIE S. HEISZ ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR BRENDAN R. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LINDA D. RABBITT ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR GILBERT T. RAY ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR PAUL THOMAS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR WILHELM ZELLER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyo Seikan Group Holdings Ltd.
TICKER: 5901 CUSIP: J92289107
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 7
PROPOSAL #2.1: ELECT DIRECTOR KANEKO, SHUNJI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAI, TAKAO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAGATA, FUJIO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MARUHASHI, YOSHITSUGU ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR FUJII, ATSUO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR ARAI, MITSUO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MIO, TAKAHIKO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR KOBAYASHI, HIDEAKI ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR UESUGI, ISSUER YES FOR FOR
TOSHITAKA
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyo Suisan Kaisha Ltd.
TICKER: 2875 CUSIP: 892306101
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 25
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS ISSUER YES FOR FOR
AND STATUTORY AUDITORS
PROPOSAL #3.1: ELECT DIRECTOR TSUTSUMI, TADASU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR IMAMURA, MASANARI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR YOSHINO, HIROJI ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR YAMAMOTO, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR MINAMI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR SUMIMOTO, NORITAKA ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR OIKAWA, MASAHARU ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR FUJIYA, TADASHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR OKI, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR TOYODA, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR MAKIYA, RIEKO ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR HAMADA, TOMOKO ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR TAKAHASHI, KIYOSHI ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR ISHIGURO, KATSUHIKO ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR SUMI, TADASHI ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR MORI, ISAMU ISSUER YES FOR FOR
PROPOSAL #5: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
USHIJIMA, TSUTOMU
PROPOSAL #6: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyota Industries Corp.
TICKER: 6201 CUSIP: J92628106
MEETING DATE: 6/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 50
PROPOSAL #2.1: ELECT DIRECTOR TOYODA, TETSURO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ONISHI, AKIRA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR YAMAGUCHI, CHIAKI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR SASAKI, KAZUE ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR MORISHITA, HIROTAKA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR FURUKAWA, SHINYA ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR SUZUKI, MASAHARU ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SASAKI, NORIO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR OGAWA, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR ONISHI, TOSHIFUMI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR OGAWA, TAKAKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR OTSUKA, KAN ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR CHO, FUJIO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR YAMAMOTO, TAKU ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR FUKUNAGA, KEIICHI ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR SUMI, SHUZO ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR MITA, TOSHIO ISSUER YES AGAINST AGAINST
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR HANS-JUERGEN ISSUER YES FOR FOR
MARX
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR NOZAKI, ISSUER YES FOR FOR
KOHEI
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR OZAWA, ISSUER YES AGAINST AGAINST
SATOSHI
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Toyota Motor Corp.
TICKER: 7203 CUSIP: J92676113
MEETING DATE: 6/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 100
PROPOSAL #2.1: ELECT DIRECTOR UCHIYAMADA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR TOYODA, AKIO ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR OZAWA, SATOSHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KODAIRA, NOBUYORI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR KATO, MITSUHISA ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MAEKAWA, MASAMOTO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR IHARA, YASUMORI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SUDO, SEIICHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR SAGA, KOEI ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR FUKUICHI, TOKUO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR TERASHI, SHIGEKI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR ISHII, YOSHIMASA ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR UNO, IKUO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR KATO, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR MARK T. HOGAN ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR NAKATSUGAWA, ISSUER YES FOR FOR
MASAKI
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR KITAYAMA, ISSUER YES FOR FOR
TEISUKE
PROPOSAL #4: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SAKAI, RYUUJI
PROPOSAL #5: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #6: APPROVE DISPOSAL OF TREASURY SHARES FOR ISSUER YES FOR FOR
A PRIVATE PLACEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Transpacific Industries Group Ltd.
TICKER: TPI CUSIP: Q91932105
MEETING DATE: 10/30/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3a: ELECT RAY SMITH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: ELECT EMMA STEIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3c: ELECT MARK CHELLEW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3d: ELECT MIKE HARDING AS DIRECTOR ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Travelsky Technology Limited
TICKER: 00696 CUSIP: Y8972V101
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT REPORT OF THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT REPORT OF THE SUPERVISORY ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #3: ACCEPT AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE ALLOCATION OF PROFIT AND ISSUER YES FOR FOR
DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #5: REAPPOINT AUDITORS AND AUTHORIZE BOARD ISSUER YES FOR FOR
TO FIX THEIR REMUNERATION
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED H SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Travelsky Technology Limited
TICKER: 00696 CUSIP: Y8972V101
MEETING DATE: 6/5/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED H SHARE CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TripAdvisor, Inc.
TICKER: TRIP CUSIP: 896945201
MEETING DATE: 6/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GREGORY B. MAFFEI ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.2: ELECT DIRECTOR STEPHEN KAUFER ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.3: ELECT DIRECTOR JONATHAN F. MILLER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DIPCHAND (DEEP) NISHAR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JEREMY PHILIPS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SPENCER M. RASCOFF ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR CHRISTOPHER W. SHEAN ISSUER YES WITHHOLD AGAINST
PROPOSAL #1.8: ELECT DIRECTOR SUKHINDER SINGH CASSIDY ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT S. WIESENTHAL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES FOR AGAINST
OF DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Triple-S Management Corporation
TICKER: GTS CUSIP: 896749108
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR ADAMINA SOTO-MARTINEZ ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JORGE L. FUENTES-BENEJAM ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR FRANCISCO J. TONARELY- ISSUER YES FOR FOR
BARRETO
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tsingtao Brewery Co., Ltd.
TICKER: 600600 CUSIP: Y8997D102
MEETING DATE: 6/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES OF ASSOCIATION AND ITS ISSUER YES FOR FOR
APPENDIX
PROPOSAL #2: ACCEPT 2013 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #3: ACCEPT 2013 WORK REPORT OF BOARD OF ISSUER YES FOR FOR
SUPERVISORS
PROPOSAL #4: ACCEPT 2013 AUDITED FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE 2013 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL AND DISTRIBUTION OF FINAL DIVIDEND
PROPOSAL #6: APPOINT PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS AUDITORS AND FIX ITS REMUNERATIONS NOT
EXCEEDING RMB 6.6 MILLION
PROPOSAL #7: APPOINT PRICEWATERHOUSECOOPERS ZHONG ISSUER YES FOR FOR
TIAN LLP AS INTERNAL CONTROL AUDITORS AND FIX ITS
REMUNERATION NOT EXCEEDING RMB 1.98 MILLION
PROPOSAL #8a: ELECT SUN MING BO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8b: ELECT HUANG KE XING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8c: ELECT JIANG HONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8d: ELECT YU ZHU MING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8e: ELECT YASUTAKA SUGIURA AS DIRECTOR�� ISSUER YES FOR FOR
PROPOSAL #8f: ELECT WANG XUE ZHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8g: ELECT MA HAI TAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8h: ELECT BEN SHENG LIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8i: ELECT JIANG MIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9a: ELECT DUAN JIA JUN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9b: ELECT KATSUYUKI KAWATSURA AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9c: ELECT LI YAN AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #9d: ELECT WANG YA PING AS SUPERVISOR ISSUER YES FOR FOR
PROPOSAL #10: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS AND SUPERVISORS
PROPOSAL #11: APPROVE PURCHASING OF LIABILITY ISSUER YES AGAINST AGAINST
INSURANCE FOR DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OFFICERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TUI AG
TICKER: TUI1 CUSIP: D8484K166
MEETING DATE: 2/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.15 PER SHARE
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
FOR FISCAL 2012/2013
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
FOR FISCAL 2012/2013
PROPOSAL #5: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS FOR FISCAL 2013/2014
PROPOSAL #6: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
PROPOSAL #7a: AMEND AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY PREUSSAG IMMOBILIEN GMBH
PROPOSAL #7b: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY TUI GROUP SERVICES GMBH
PROPOSAL #7c: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY TUI INSURANCE SERVICES GMBH
PROPOSAL #7d: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY HAPAG-LLOYD KREUZFAHRTEN GMBH
PROPOSAL #7e: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY ROBINSON CLUB GMBH
PROPOSAL #7f: APPROVE AFFILIATION AGREEMENT WITH ISSUER YES FOR FOR
SUBSIDIARY TUI BETEILIGUNGS GMBH
PROPOSAL #8: ELECT VLADIMIR LUKIN TO THE SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #9: AMEND ARTICLES RE: REMUNERATION OF THE ISSUER YES FOR FOR
SUPERVISORY BOARD COMMITTEES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TUI Travel plc
TICKER: TT. CUSIP: G9127H104
MEETING DATE: 7/9/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE PURCHASE OF BOEING AIRCRAFT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TUI Travel plc
TICKER: TT. CUSIP: G9127H104
MEETING DATE: 2/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE PERFORMANCE SHARE PLAN 2014 ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DEFERRED ANNUAL BONUS SCHEME ISSUER YES FOR FOR
2014
PROPOSAL #6: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #7: ELECT FRIEDRICH JOUSSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SIR MICHAEL HODGKINSON AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: RE-ELECT PETER LONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT JOHAN LUNDGREN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT WILLIAM WAGGOTT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT HORST BAIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT SEBASTIAN EBEL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT JANIS KONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT COLINE MCCONVILLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT MINNOW POWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT DR ERHARD SCHIPPOREIT AS ISSUER YES AGAINST AGAINST
DIRECTOR
PROPOSAL #18: RE-ELECT DR ALBERT SCHUNK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: RE-ELECT HAROLD SHER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: ELECT VALERIE GOODING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: ELECT VLADIMIR YAKUSHEV AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #23: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #25: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #26: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #27: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tullow Oil plc
TICKER: TLW CUSIP: G91235104
MEETING DATE: 4/30/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #5: ELECT JEREMY WILSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT TUTU AGYARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ANNE DRINKWATER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANN GRANT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT AIDAN HEAVEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT STEVE LUCAS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT GRAHAM MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT ANGUS MCCOSS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT PAUL MCDADE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT IAN SPRINGETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT SIMON THOMPSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE AUDIT COMMITTEE TO FIX ISSUER YES FOR FOR
REMUNERATION OF AUDITORS
PROPOSAL #18: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tupras Turkiye Petrol Rafinerileri A.S.
TICKER: TUPRS CUSIP: M8966X108
MEETING DATE: 3/31/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING AND ELECT PRESIDING COUNCIL ISSUER YES FOR FOR
OF MEETING
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDIT REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE PROFIT DISTRIBUTION POLICY ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #11: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES AGAINST AGAINST
2014
PROPOSAL #15: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Turkiye Garanti Bankasi A.S.
TICKER: GARAN CUSIP: M4752S106
MEETING DATE: 4/3/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPEN MEETING, ELECT PRESIDING COUNCIL OF ISSUER YES FOR FOR
MEETING, AND AUTHORIZE PRESIDING COUNCIL TO SIGN
MEETING MINUTES
PROPOSAL #2: ACCEPT BOARD REPORT ISSUER YES FOR FOR
PROPOSAL #3: ACCEPT AUDITOR REPORTS ISSUER YES FOR FOR
PROPOSAL #4: ACCEPT FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF BOARD ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DISCHARGE OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DIRECTOR REMUNERATION ISSUER YES FOR FOR
PROPOSAL #9: RATIFY EXTERNAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: APPROVE UPPER LIMIT OF DONATIONS FOR ISSUER YES FOR FOR
2014
PROPOSAL #12: GRANT PERMISSION FOR BOARD MEMBERS TO ISSUER YES FOR FOR
ENGAGE IN COMMERCIAL TRANSACTIONS WITH COMPANY AND BE
INVOLVED WITH COMPANIES WITH SIMILAR CORPORATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Twitter, Inc.
TICKER: TWTR CUSIP: 90184L102
MEETING DATE: 5/21/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD COSTOLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER FENTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARJORIE SCARDINO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Tyson Foods, Inc.
TICKER: TSN CUSIP: 902494103
MEETING DATE: 1/31/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN TYSON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR KATHLEEN M. BADER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR GAURDIE E. BANISTER, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR JIM KEVER ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR KEVIN M. MCNAMARA ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR BRAD T. SAUER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT THURBER ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR BARBARA A. TYSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR ALBERT C. ZAPANTA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON THE RISKS ASSOCIATED WITH USE SHAREHOLDER YES AGAINST FOR
OF GESTATION CRATES IN SUPPLY
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: U.S. Bancorp
TICKER: USB CUSIP: 902973304
MEETING DATE: 4/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR DOUGLAS M. BAKER, JR. ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR Y. MARC BELTON ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR VICTORIA BUYNISKI ISSUER YES FOR FOR
GLUCKMAN
PROPOSAL #1d: ELECT DIRECTOR ARTHUR D. COLLINS, JR. ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR RICHARD K. DAVIS ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ROLAND A. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DOREEN WOO HO ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR JOEL W. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR OLIVIA F. KIRTLEY ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JERRY W. LEVIN ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR DAVID B. O'MALEY ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR O'DELL M. OWENS ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR CRAIG D. SCHNUCK ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR PATRICK T. STOKES ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS AG
TICKER: UBSN CUSIP: H89231338
MEETING DATE: 5/7/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT (NON- ISSUER YES FOR FOR
BINDING)
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF CHF 0.25 PER SHARE FROM CAPITAL
CONTRIBUTION RESERVE
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4: AMEND ARTICLES RE: ORDINANCE AGAINST ISSUER YES FOR FOR
EXCESSIVE REMUNERATION AT LISTED COMPANIES
PROPOSAL #5: ADVISORY VOTE ON THE EU CAPITAL ISSUER YES FOR FOR
REQUIREMENTS DIRECTIVE OF 2013 (CRD IV)
PROPOSAL #6.1a: REELECT AXEL WEBER AS DIRECTOR AND ISSUER YES FOR FOR
BOARD CHAIRMAN
PROPOSAL #6.1b: REELECT MICHEL DEMARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1c: REELECT DAVID SIDWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1d: REELECT RETO FRANCIONI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1e: REELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1f: REELECT AXEL LEHMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1g: REELECT HELMUT PANKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1h: REELECT WILLIAM PARRETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1i: REELECT ISABELLE ROMY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.1j: REELECT BEATRICE WEDER DI MAURO AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #6.1k: REELECT JOSEPH YAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6.2.1: APPOINT ANN GODBEHERE AS MEMBER OF ISSUER YES FOR FOR
THE HUMAN RESOURCES AND COMPENSATION COMMITTEE
PROPOSAL #6.2.2: APPOINT MICHEL DEMARE AS MEMBER OF ISSUER YES FOR FOR
THE HUMAN RESOURCES AND COMPENSATION COMMITTEE
PROPOSAL #6.2.3: APPOINT HELMUT PANKE AS MEMBER OF ISSUER YES FOR FOR
THE HUMAN RESOURCES AND COMPENSATION COMMITTEE
PROPOSAL #6.2.4: APPOINT RETO FRANCIONI AS MEMBER OF ISSUER YES FOR FOR
THE HUMAN RESOURCES AND COMPENSATION COMMITTEE
PROPOSAL #6.3: DESIGNATE ADB ALTORFER DUSS & ISSUER YES FOR FOR
BEILSTEIN AG AS INDEPENDENT PROXY
PROPOSAL #6.4: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: TRANSACT OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Ultra Petroleum Corp.
TICKER: UPL CUSIP: 903914109
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MICHAEL D. WATFORD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. CHARLES HELTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN J. MCDANIEL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROGER A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. KEEFFE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICER'S COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UniCredit SpA
TICKER: UCG CUSIP: T960AS101
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2.a: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #2.b: APPROVE STOCK DIVIDEND PROGRAM ISSUER YES FOR FOR
PROPOSAL #2.c: RESTORE LEGAL RESERVE THROUGH SHARE ISSUER YES FOR FOR
PREMIUM RESERVE
PROPOSAL #3: APPOINT ALTERNATE INTERNAL STATUTORY ISSUER YES FOR N/A
AUDITOR
PROPOSAL #4: APPROVE REMUNERATION OF COMMON ISSUER YES FOR FOR
REPRESENTATIVE FOR SAVING SHARES
PROPOSAL #5: FIX MAXIMUM VARIABLE COMPENSATION RATIO ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: APPROVE 2014 GROUP INCENTIVE SYSTEM ISSUER YES FOR FOR
PROPOSAL #8: APPROVE GROUP EMPLOYEES SHARE OWNERSHIP ISSUER YES FOR FOR
PLAN 2014
PROPOSAL #1: AUTHORIZE CAPITALIZATION OF RESERVES FOR ISSUER YES FOR FOR
A BONUS ISSUE
PROPOSAL #2: AMEND COMPANY BYLAWS RE: ART. 8 ISSUER YES FOR FOR
(COMPENSATION RELATED)
PROPOSAL #3: AUTHORIZE BOARD TO INCREASE CAPITAL TO ISSUER YES FOR FOR
SERVICE INCENTIVE PLANS
PROPOSAL #A: DELIBERATIONS ON POSSIBLE LEGAL ACTION ISSUER YES AGAINST N/A
AGAINST DIRECTORS IF PRESENTED BY SHAREHOLDERS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unilever NV
TICKER: UNA CUSIP: N8981F271
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #4: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
ALLOCATION OF INCOME
PROPOSAL #5: APPROVE DISCHARGE OF EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #6: APPROVE DISCHARGE OF NON-EXECUTIVE BOARD ISSUER YES FOR FOR
MEMBERS
PROPOSAL #7: REELECT P.G.J.M. POLMAN AS AN EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #8: RELECT R.J-M.S. HUET AS AN EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: REELECT L.M. CHA AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: REELECT L.O. FRESCO AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: REELECT A.M. FUDGE AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: REELECT B.E. GROTE AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: REELECT M.MA AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #14: REELECT H. NYASULU AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #15: REELECT M. RIFKIND AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #16: REELECT J. RISHTON AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #17: REELECT K.J. STORM AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #18: REELECT M. TRESCHOW AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #19: REELECT P.S. WALSH AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #20: ELECT F SIJBESMA AS A NON-EXECUTIVE ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #21: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #22: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10
PERCENT IN CASE OF TAKEOVER/MERGER AND
RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS
PROPOSAL #23: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #24: APPROVE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unilever plc
TICKER: ULVR CUSIP: G92087165
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT PAUL POLMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT JEAN-MARC HUET AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT LAURA CHA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT LOUISE FRESCO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ANN FUDGE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT DR BYRON GROTE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT MARY MA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT HIXONIA NYASULU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT SIR MALCOLM RIFKIND AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #13: RE-ELECT JOHN RISHTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT KEES STORM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT MICHAEL TRESCHOW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT PAUL WALSH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: ELECT FEIKE SIJBESMA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: APPOINT KPMG LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #22: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #23: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #24: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Union First Market Bankshares Corporation
TICKER: UBSH CUSIP: 90662P104
MEETING DATE: 12/5/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ACQUISITION ISSUER YES FOR FOR
PROPOSAL #2: INCREASE AUTHORIZED COMMON STOCK ISSUER YES FOR FOR
PROPOSAL #3: ADJOURN MEETING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Unisys Corporation
TICKER: UIS CUSIP: 909214306
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR J. EDWARD COLEMAN ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR ALISON DAVIS ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR NATHANIEL A. DAVIS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DENISE K. FLETCHER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR LESLIE F. KENNE ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR LEE D. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR PAUL E. WEAVER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Community Banks, Inc.
TICKER: UCBI CUSIP: 90984P303
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W. C. NELSON, JR. ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JIMMY C. TALLENT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT H. BLALOCK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CLIFFORD V. BROKAW ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR L. CATHY COX ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR STEVEN J. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR THOMAS A. RICHLOVSKY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR TIM R. WALLIS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Industrial Corporation Ltd.
TICKER: U06 CUSIP: V93768105
MEETING DATE: 4/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ADOPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DIRECTORS' AND AUDITORS' REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DIRECTORS' FEES ISSUER YES FOR FOR
PROPOSAL #4: ELECT LIM HOCK SAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5a: ELECT WEE CHO YAW AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5b: ELECT JOHN GOKONGWEI, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5c: ELECT YANG SOO SUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5d: ELECT HWANG SOO JIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5e: ELECT ANTONIO L. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5f: ELECT JAMES L. GO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5g: ELECT GWEE LIAN KHENG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #7a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7b: APPROVE ISSUANCE OF SHARES PURSUANT TO ISSUER YES FOR FOR
THE UNITED INDUSTRIAL CORPORATION LIMITED SCRIP
DIVIDEND SCHEME
PROPOSAL #7c: APPROVE GRANT OF OPTIONS AND ISSUANCE ISSUER YES FOR FOR
OF SHARES PURSUANT TO THE UNITED INDUSTRIAL
CORPORATION LTD. SHARE OPTION SCHEME
PROPOSAL #8: OTHER BUSINESS ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Microelectronics Corp
TICKER: 2303 CUSIP: Y92370108
MEETING DATE: 6/11/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE PLAN ON 2013 PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE CASH DIVIDEND DISTRIBUTION FROM ISSUER YES FOR FOR
CAPITAL RESERVE
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
PROPOSAL #5: APPROVE ISSUANCE OF SHARES VIA A PRIVATE ISSUER YES FOR FOR
PLACEMENT, ISSUANCE OF ORDINARY SHARES TO
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT OR ISSUANCE OF OVERSEAS OR DOMESTIC
CONVERTIBLE BONDS (INCLUDING SECURED OR UNSECURED
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Online, Inc.
TICKER: UNTD CUSIP: 911268209
MEETING DATE: 6/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR FRANCIS LOBO ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HOWARD G. PHANSTIEL ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR CAROL A. SCOTT ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United States Cellular Corporation
TICKER: USM CUSIP: 911684108
MEETING DATE: 5/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR J. SAMUEL CROWLEY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: United Therapeutics Corporation
TICKER: UTHR CUSIP: 91307C102
MEETING DATE: 6/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAYMOND DWEK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER JEFFS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHRISTOPHER PATUSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR TOMMY THOMPSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Universal Corporation
TICKER: UVV CUSIP: 913456109
MEETING DATE: 8/6/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR CHESTER A. CROCKER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES H. FOSTER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR THOMAS H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR LENNART R. FREEMAN ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: USS Co., Ltd.
TICKER: 4732 CUSIP: J9446Z105
MEETING DATE: 6/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 18.75
PROPOSAL #2: AMEND ARTICLES TO DECREASE MAXIMUM BOARD ISSUER YES FOR FOR
SIZE
PROPOSAL #3.1: ELECT DIRECTOR ANDO, YUKIHIRO ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR SETA, DAI ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR MASUDA, MOTOHIRO ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR MISHIMA, TOSHIO ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR YAMANAKA, MASAFUMI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR IKEDA, HIROMITSU ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR AKASE, MASAYUKI ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR TAMURA, HITOSHI ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KATO, AKIHIKO �� ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR ASO, MITSUHIRO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE5 CUSIP: P9661Q148
MEETING DATE: 4/17/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2013
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBER(S) NOMINATED SHAREHOLDER YES AGAINST N/A
BY PREFERRED SHAREHOLDERS
PROPOSAL #5: APPROVE REMUNERATION OF COMPANY'S ISSUER YES AGAINST AGAINST
MANAGEMENT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vale S.A.
TICKER: VALE5 CUSIP: P9661Q148
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE CANCELLATION OF TREASURY SHARES ISSUER YES FOR FOR
PROPOSAL #2: AUTHORIZE CAPITALIZATION OF RESERVES ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLE 5 TO REFLECT CHANGES IN ISSUER YES FOR FOR
CAPITAL
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valero Energy Corporation
TICKER: VLO CUSIP: 91913Y100
MEETING DATE: 5/1/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JERRY D. CHOATE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR JOSEPH W. GORDER ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM R. KLESSE ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR DEBORAH P. MAJORAS ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR DONALD L. NICKLES ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR PHILIP J. PFEIFFER ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR ROBERT A. PROFUSEK ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR SUSAN KAUFMAN PURCELL ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR STEPHEN M. WATERS ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR RANDALL J. WEISENBURGER ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR RAYFORD WILKINS, JR. ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PRO-RATA VESTING OF EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #6: REPORT ON LOBBYING PAYMENTS AND POLICY SHAREHOLDER YES ABSTAIN AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vallourec
TICKER: VK CUSIP: F95922104
MEETING DATE: 5/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.81 PER SHARE
PROPOSAL #4: APPROVE STOCK DIVIDEND PROGRAM (NEW ISSUER YES FOR FOR
SHARES)
PROPOSAL #5: APPROVE SEVERANCE PAYMENT AGREEMENT WITH ISSUER YES FOR FOR
OLIVIER MALLET
PROPOSAL #6: ADVISORY VOTE ON COMPENSATION OF ISSUER YES FOR FOR
PHILIPPE CROUZET, CHAIRMAN OF THE MANAGEMENT BOARD
PROPOSAL #7: ADVISORY VOTE ON COMPENSATION OF JEAN- ISSUER YES FOR FOR
PIERRE MICHEL AND OLIVIER MALLET, MEMBERS OF THE
MANAGEMENT BOARD
PROPOSAL #8: REELECT VIVIENNE COX AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #9: REELECT MICHEL DE FABIANI AS SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER
PROPOSAL #10: REELECT ALEXANDRA SCHAAPVELD AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #11: ELECT CEDRIC DE BAILLIENCOURT AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #12: ELECT HENRI POUPART-LAFARGE AS ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBER
PROPOSAL #13: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBERS IN THE AGGREGATE AMOUNT OF EUR 650,000
PROPOSAL #14: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #15: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #16: APPROVE STOCK PURCHASE PLAN RESERVED ISSUER YES FOR FOR
FOR INTERNATIONAL EMPLOYEES
PROPOSAL #17: APPROVE EMPLOYEE INDIRECT STOCK ISSUER YES FOR FOR
PURCHASE PLAN FOR INTERNATIONAL EMPLOYEES
PROPOSAL #18: APPROVE RESTRICTED STOCK PLAN IN ISSUER YES FOR FOR
CONNECTION WITH EMPLOYEES STOCK PLAN
PROPOSAL #19: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN STOCK OPTION PLANS
PROPOSAL #20: AUTHORIZE UP TO 3 PERCENT OF ISSUED ISSUER YES FOR FOR
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
PROPOSAL #21: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Valmet Corp
TICKER: VALMT CUSIP: X96478114
MEETING DATE: 3/26/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.15 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 100,000 FOR CHAIRMAN, EUR 60,000
FOR VICE CHAIRMAN, EUR 60,000 FOR CHAIRMAN OF AUDIT
COMMITTEE, AND EUR 48,000 FOR OTHER DIRECTORS;
APPROVE MEETING FEES; APPROVE REMUNERATION FOR
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT SEVEN ISSUER YES FOR FOR
PROPOSAL #12: REELECT JUKKA VIINANEN (CHAIRMAN), ISSUER YES FOR FOR
MIKAEL VON FRENCKELL (VICE-CHAIRMAN), FRIEDERIKE
HELFER, PEKKA LUNDMARK, ERKKI PEHU-LEHTONEN, AND
ROGÉRIO ZIVIANI AS DIRECTORS; ELECT LONE SCHRØDER AS
NEW DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #16: APPROVE ISSUANCE OF UP TO 15 MILLION ISSUER YES FOR FOR
SHARES AND CONVEYANCE OF UP TO 10 MILLION TREASURY
SHARES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #17: ESTABLISH NOMINATING COMMITTEE ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Varian Medical Systems, Inc.
TICKER: VAR CUSIP: 92220P105
MEETING DATE: 2/20/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SUSAN L. BOSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR REGINA E. DUGAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VENKATRAMAN THYAGARAJAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR DOW R. WILSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vestas Wind System A/S
TICKER: VWS CUSIP: K9773J128
MEETING DATE: 3/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDEND
PROPOSAL #4a: REELECT BERT NORDBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4b: REELECT CARSTEN BJERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4c: REELECT EIJA PITKANEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4d: REELECT HENRIK ANDERSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4e: REELECT HENRY STENSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4f: REELECT JORN ANKAER THOMSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4g: REELECT LARS JOSEFSSON AS DIRECTOR ISSUER YES �� FOR FOR
PROPOSAL #4h: ELECT LYKKE FRIIS AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2013
PROPOSAL #5.2: APPROVE REMUNERATION OF DIRECTORS FOR ISSUER YES FOR FOR
2014
PROPOSAL #6: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7.1: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
PROPOSAL #7.2: APPROVE PUBLICATION OF ANNUAL REPORT ISSUER YES FOR FOR
IN ENGLISH
PROPOSAL #7.3: APPROVE CREATION OF DKK 22.4 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7.4: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #7.5a: AMEND ARTICLES RE: ACCOUNTING DETAILS SHAREHOLDER YES AGAINST FOR
IN THE NOTICE CONVENING AGMS
PROPOSAL #7.5b: THE COMPANY'S FINANCIAL REPORTS AND SHAREHOLDER YES AGAINST FOR
COMPANY ANNOUNCEMENTS MUST BE AVAILABLE IN DANISH ON
THE COMPANY'S WEBSITE FOR AT LEAST FIVE YEARS
PROPOSAL #7.5c: NO MORE THAN TWO OR THREE MENU ITEMS SHAREHOLDER YES AGAINST FOR
MUST BE REQUIRED ON THE WEBSITE TO VIEW THE COMPANY'S
FINANCIAL REPORTS
PROPOSAL #7.5d: REFRESHMENTS PROVIDED IN CONNECTION SHAREHOLDER YES AGAINST FOR
WITH AGMS MUST REASONABLY MATCH THE OUTLOOK FOR THE
COMING YEAR
PROPOSAL #8: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vicat
TICKER: VCT CUSIP: F18060107
MEETING DATE: 5/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
DISCHARGE DIRECTORS
PROPOSAL #2: APPROVE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS AND STATUTORY REPORTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.50 PER SHARE
PROPOSAL #4: APPROVE AUDITORS' SPECIAL REPORT ON ISSUER YES FOR FOR
RELATED-PARTY TRANSACTIONS
PROPOSAL #5: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #6: REELECT JACQUES LE MERCIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT SOPHIE FEGUEUX AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RENEW APPOINTMENT OF KPMG S.A. AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #9: RENEW APPOINTMENT OF CABINET EXPONENS ISSUER YES FOR FOR
CONSEIL ET EXPERTISE AS ALTERNATE AUDITOR
PROPOSAL #10: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
PROPOSAL #11: AUTHORIZE CAPITAL ISSUANCES FOR USE IN ISSUER YES AGAINST FOR
EMPLOYEE STOCK PURCHASE PLANS
PROPOSAL #12: AUTHORIZE FILING OF REQUIRED ISSUER YES FOR FOR
DOCUMENTS/OTHER FORMALITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vina Concha y Toro S.A.
TICKER: CONCHATORO CUSIP: P9796J100
MEETING DATE: 4/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DIVIDENDS AND DIVIDENDS POLICY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES AGAINST AGAINST
PROPOSAL #4: APPOINT AUDITORS AND DESIGNATE RISK ISSUER YES FOR FOR
ASSESSMENT COMPANIES
PROPOSAL #5: APPROVE REMUNERATION OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE REMUNERATION AND BUDGET OF ISSUER YES FOR FOR
DIRECTORS' COMMITTEE
PROPOSAL #7: DESIGNATE NEWSPAPER TO PUBLISH MEETING ISSUER YES FOR FOR
ANNOUNCEMENTS
PROPOSAL #8: RECEIVE REPORT REGARDING RELATED-PARTY ISSUER YES FOR FOR
TRANSACTIONS
PROPOSAL #9: OTHER BUSINESS (VOTING) ISSUER YES AGAINST AGAINST
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Visa Inc.
TICKER: V CUSIP: 92826C839
MEETING DATE: 1/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR MARY B. CRANSTON ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR FRANCISCO JAVIER ISSUER YES FOR FOR
FERNANDEZ-CARBAJAL
PROPOSAL #1c: ELECT DIRECTOR ALFRED F. KELLY, JR. ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR ROBERT W. MATSCHULLAT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR CATHY E. MINEHAN ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DAVID J. PANG ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CHARLES W. SCHARF ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR WILLIAM S. SHANAHAN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JOHN A. C. SWAINSON ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR MAYNARD G. WEBB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VISCOFAN S.A.
TICKER: VIS CUSIP: E97579192
MEETING DATE: 4/10/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE INDIVIDUAL AND CONSOLIDATED ISSUER YES FOR FOR
FINANCIAL STATEMENTS, DISCHARGE DIRECTORS, ALLOCATION
OF INCOME, AND DISTRIBUTION OF DIVIDENDS
PROPOSAL #2: RENEW APPOINTMENT OF ERNST & YOUNG AS ISSUER YES FOR FOR
AUDITOR
PROPOSAL #3: AMEND ARTICLE 27 RE: DIRECTOR TERM ISSUER YES FOR FOR
PROPOSAL #4: AMEND ARTICLE 27 RE: COORDINATOR ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5: AMEND ARTICLE 27 RE: DIRECTORS AND ISSUER YES FOR FOR
COMMITTEES ASSESSMENT
PROPOSAL #6: AMEND ARTICLES RE: STATUS OF AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #7: AMEND ARTICLES RE: NOMINATION AND ISSUER YES FOR FOR
REMUNERATION COMMITTEE
PROPOSAL #8: REELECT AGATHA ECHEVARRÍA CANALES AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #9: REELECT NÉSTOR BASTERRA LARROUDÉ AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #10: APPOINT JAIME REAL DE ASÚA Y ARTECHE AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #11: APPOINT JOSÉ ANTONIO CANALES GARCÍA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #12: AUTHORIZE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
PROPOSAL #13: ADVISORY VOTE ON REMUNERATION POLICY ISSUER YES FOR FOR
REPORT
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882135
MEETING DATE: 7/23/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: RE-ELECT GERARD KLEISTERLEE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT VITTORIO COLAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT ANDY HALFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEPHEN PUSEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT RENEE JAMES AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT ALAN JEBSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT SAMUEL JONAH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: ELECT OMID KORDESTANI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT NICK LAND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT ANNE LAUVERGEON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT LUC VANDEVELDE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT ANTHONY WATSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT PHILIP YEA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #16: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AUTHORISE THE AUDIT AND RISK COMMITTEE ISSUER YES FOR FOR
TO FIX REMUNERATION OF AUDITORS
PROPOSAL #19: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #20: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #21: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #22: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #23: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882135
MEETING DATE: 1/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE SCHEME OF ARRANGEMENT ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Vodafone Group plc
TICKER: VOD CUSIP: G93882135
MEETING DATE: 1/28/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE DISPOSAL OF ALL OF THE SHARES IN ISSUER YES FOR FOR
VODAFONE AMERICAS FINANCE 1 BY VODAFONE 4 LIMITED TO
VERIZON COMMUNICATIONS INC
PROPOSAL #2: APPROVE MATTERS RELATING TO THE RETURN ISSUER YES FOR FOR
OF VALUE TO SHAREHOLDERS
PROPOSAL #3: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #4: AUTHORISE BOARD TO RATIFY AND EXECUTE ISSUER YES FOR FOR
APPROVED RESOLUTIONS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Volkswagen AG (VW)
TICKER: VOW3 CUSIP: D94523103
MEETING DATE: 5/13/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ISSUANCE OF WARRANTS/BONDS WITH ISSUER YES FOR FOR
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF
EUR 10 BILLION; APPROVE CREATION OF EUR 119 MILLION
POOL OF PREFERRED SHARES TO GUARANTEE CONVERSION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Volvo AB
TICKER: VOLV B CUSIP: 928856301
MEETING DATE: 4/2/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT CHAIRMAN OF MEETING ISSUER YES FOR FOR
PROPOSAL #3: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE AGENDA OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER YES FOR FOR
MEETING
PROPOSAL #6: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #9: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #10: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF SEK 3.00 PER SHARE
PROPOSAL #11: APPROVE DISCHARGE OF BOARD AND ISSUER YES FOR FOR
PRESIDENT
PROPOSAL #12: DETERMINE NUMBER OF MEMBERS (9) AND ISSUER YES FOR FOR
DEPUTY MEMBERS OF BOARD (0)
PROPOSAL #13: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES AGAINST AGAINST
THE AMOUNT OF SEK 3.25 MILLION FOR CHAIRMAN AND SEK
950,000 FOR OTHER MEMBERS; APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #14: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: REELECT JEAN-BAPTISTE DUZAN, HANNE DE ISSUER YES FOR FOR
MORA, ANDERS NYREN, OLOF PERSSON, CARL-HENRIC
SVANBERG (CHAIRMAN), AND LARS WESTERBERG AS
DIRECTORS; ELECT MATTI ALAHUHTA, JAMES GRIFFITH, AND
KATHRYN MARINELLO AS NEW DIRECTORS
PROPOSAL #16: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #17: ELECT CARL-OLOF BY, LARS FORBERG, YNGVE ISSUER YES FOR FOR
SLYNGSTAD, HAKAN SANDBERG, AND CARL-HENRIC SVANBERG
(CHAIRMAN OF THE BOARD) AS MEMBERS OF NOMINATING
COMMITTEE
PROPOSAL #18: AMEND INSTRUCTIONS FOR THE NOMINATION ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #19: APPROVE REMUNERATION POLICY AND OTHER ISSUER YES FOR FOR
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #20a: APPROVE 2014-2016 SHARE MATCHING PLAN ISSUER YES FOR FOR
PROPOSAL #20b: APPROVE FINANCING OF 2014-2016 SHARE ISSUER YES FOR FOR
MATCHING PLAN
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wartsila Oyj
TICKER: WRT1V CUSIP: X98155116
MEETING DATE: 3/6/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: DESIGNATE INSPECTOR OR SHAREHOLDER ISSUER YES FOR FOR
REPRESENTATIVE(S) OF MINUTES OF MEETING
PROPOSAL #4: ACKNOWLEDGE PROPER CONVENING OF MEETING ISSUER YES FOR FOR
PROPOSAL #5: PREPARE AND APPROVE LIST OF SHAREHOLDERS ISSUER YES FOR FOR
PROPOSAL #7: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #8: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 1.05 PER SHARE
PROPOSAL #9: APPROVE DISCHARGE OF BOARD AND PRESIDENT ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF DIRECTORS IN ISSUER YES FOR FOR
THE AMOUNT OF EUR 120,000 FOR CHAIRMAN, EUR 90,000
FOR VICE CHAIR, AND EUR 60,000 FOR OTHER DIRECTORS;
APPROVE MEETING FEES;APPROVE REMUNERATION FOR
COMMITTEE WORK
PROPOSAL #11: FIX NUMBER OF DIRECTORS AT NINE ISSUER YES FOR FOR
PROPOSAL #12: REELECT MAARIT AARNI-SIRVIO, KAJ-GUSTAF ISSUER YES AGAINST AGAINST
BERGH (VICE CHAIRMAN), SUNE CARLSSON, ALEXANDER
EHRNROOTH, PAUL EHRNROOTH, GUNILLA NORDSTROM, MIKAEL
LILIUS (CHAIRMAN), AND MARKUS RAURAMO AS DIRECTORS;
ELECT RISTO MURTO AS NEW DIRECTORNEW DIRECTOR
PROPOSAL #13: APPROVE REMUNERATION OF AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: RATIFY KPMG AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #15a: AUTHORIZE SHARE REPURCHASE OF UP TO 19 ISSUER YES FOR FOR
MILLION ISSUED SHARES
PROPOSAL #15b: AUTHORIZE REISSUANCE OF UP TO 19 ISSUER YES FOR FOR
MILLION REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Waters Corporation
TICKER: WAT CUSIP: 941848103
MEETING DATE: 5/15/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOSHUA BEKENSTEIN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL J. BERENDT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS A. BERTHIAUME ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD CONARD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LAURIE H. GLIMCHER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CHRISTOPHER A. KUEBLER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM J. MILLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOANN A. REED ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR THOMAS P. SALICE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WellPoint, Inc.
TICKER: WLP CUSIP: 94973V107
MEETING DATE: 5/14/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR R. KERRY CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROBERT L. DIXON, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEWIS HAY, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: PROHIBIT POLITICAL SPENDING SHAREHOLDER YES AGAINST FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wells Fargo & Company
TICKER: WFC CUSIP: 949746101
MEETING DATE: 4/29/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR JOHN D. BAKER, II ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR ELAINE L. CHAO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR FEDERICO F. PENA ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR JAMES H. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #1m: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #1n: ELECT DIRECTOR SUSAN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #5: REVIEW FAIR HOUSING AND FAIR LENDING SHAREHOLDER YES ABSTAIN AGAINST
COMPLIANCE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: West Japan Railway Co.
TICKER: 9021 CUSIP: J95094108
MEETING DATE: 6/24/2014 �� FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 60
PROPOSAL #2.1: ELECT DIRECTOR SASAKI, TAKAYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR ISHIKAWA, TADASHI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SATO, YUMIKO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR MURAYAMA, YUUZO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SAITO, NORIHIKO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MIYAHARA, HIDEO ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR MANABE, SEIJI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR YAMAMOTO, AKIYOSHI ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR YABUKI, SHIZUKA ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR KIJIMA, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR HORISAKA, AKIHIRO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR HASEGAWA, KAZUAKI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR YOSHIE, NORIHIKO ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR NIKAIDO, NOBUTOSHI ISSUER YES FOR FOR
PROPOSAL #3: AMEND ARTICLES TO REQUIRE DISCLOSURE OF SHAREHOLDER YES FOR AGAINST
INDIVIDUAL DIRECTOR AND STATUTORY AUDITOR
COMPENSATION IN PROXY MATERIALS
PROPOSAL #4: AMEND ARTICLES TO REQUIRE DISCLOSURE OF SHAREHOLDER YES AGAINST FOR
FREE CASH FLOW PLAN AND DISCOUNT RATE USED WHEN
TAKING UNLISTED SUBSIDIARIES PRIVATE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WESTERN DIGITAL CORPORATION
TICKER: WDC CUSIP: 958102105
MEETING DATE: 11/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: ELECT DIRECTOR KATHLEEN A. COTE ISSUER YES FOR FOR
PROPOSAL #1b: ELECT DIRECTOR HENRY T. DENERO ISSUER YES FOR FOR
PROPOSAL #1c: ELECT DIRECTOR WILLIAM L. KIMSEY ISSUER YES FOR FOR
PROPOSAL #1d: ELECT DIRECTOR MICHAEL D. LAMBERT ISSUER YES FOR FOR
PROPOSAL #1e: ELECT DIRECTOR LEN J. LAUER ISSUER YES FOR FOR
PROPOSAL #1f: ELECT DIRECTOR MATTHEW E. MASSENGILL ISSUER YES FOR FOR
PROPOSAL #1g: ELECT DIRECTOR STEPHEN D. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #1h: ELECT DIRECTOR ROGER H. MOORE ISSUER YES FOR FOR
PROPOSAL #1i: ELECT DIRECTOR THOMAS E. PARDUN ISSUER YES FOR FOR
PROPOSAL #1j: ELECT DIRECTOR ARIF SHAKEEL ISSUER YES FOR FOR
PROPOSAL #1k: ELECT DIRECTOR AKIO YAMAMOTO ISSUER YES FOR FOR
PROPOSAL #1l: ELECT DIRECTOR MASAHIRO YAMAMURA ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Western Refining, Inc.
TICKER: WNR CUSIP: 959319104
MEETING DATE: 6/4/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR CARIN MARCY BARTH ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR PAUL L. FOSTER ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR L. FREDERICK FRANCIS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WH Smith plc
TICKER: SMWH CUSIP: G8927V149
MEETING DATE: 1/22/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: ELECT SUZANNE BAXTER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT STEPHEN CLARKE AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: RE-ELECT ANNEMARIE DURBIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DRUMMOND HALL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT ROBERT MOORHEAD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT HENRY STAUNTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: REAPPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #12: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #13: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wienerberger AG
TICKER: WIE CUSIP: A95384110
MEETING DATE: 5/16/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME ISSUER YES FOR FOR
PROPOSAL #3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #5.1: APPROVE THE INCREASE IN THE NUMBER OF ISSUER YES FOR FOR
SUPERVISORY BOARD MEMBERS
PROPOSAL #5.2: ELECT SUPERVISORY BOARD MEMBER FRANZ- ISSUER YES FOR FOR
JOSEF HASLBERGER
PROPOSAL #5.3: ELECT SUPERVISORY BOARD MEMBER ISSUER YES FOR FOR
CHRISTIAN JOURQUIN
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7.1: APPROVE CREATION OF EUR 17.6 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
RIGHTS
PROPOSAL #7.2: APPROVE CREATION OF EUR 17.6 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PREEMPTIVE RIGHTS, IF ITEM 7.1
IS REJECTED
PROPOSAL #8: AUTHORIZE SHARE REPURCHASE PROGRAM AND ISSUER YES FOR FOR
REISSUANCE OR CANCELLATION OF REPURCHASED SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: William Demant Holding A/S
TICKER: WDH CUSIP: K9898W129
MEETING DATE: 4/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE PUBLICATION OF ANNUAL REPORT IN ISSUER YES FOR FOR
ENGLISH
PROPOSAL #3: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE REMUNERATION OF DIRECTORS IN THE ISSUER YES FOR FOR
AMOUNT OF DKK 900,000 FOR CHAIRMAN, DKK 600,000 FOR
VICE CHAIRMAN, AND DKK 300,000 FOR OTHER DIRECTORS
PROPOSAL #5: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDEND
PROPOSAL #6a: REELECT LARS JOHANSEN AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #6b: REELECT PETER FOSS AS DIRECTOR ISSUER YES ABSTAIN AGAINST
PROPOSAL #6c: REELECT NIELS CHRISTIANSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6d: ELECT BENEDIKTE LEROY AS NEW DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RATIFY DELOITTE AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #8a: AUTHORIZE SHARE REPURCHASE PROGRAM ISSUER YES FOR FOR
PROPOSAL #8b: AUTHORIZE EDITORIAL CHANGES TO ADOPTED ISSUER YES FOR FOR
RESOLUTIONS IN CONNECTION WITH REGISTRATION WITH
DANISH AUTHORITIES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Wolseley plc
TICKER: WOS CUSIP: G9736L116
MEETING DATE: 11/26/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT TESSA BAMFORD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT MICHAEL CLARKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT GARETH DAVIS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: ELECT PILAR LOPEZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT JOHN MARTIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT IAN MEAKINS AS DIRECTOR �� ISSUER YES FOR FOR
PROPOSAL #10: ELECT ALAN MURRAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT FRANK ROACH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT MICHAEL WAREING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #15: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #16: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #17: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #18: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #19: APPROVE SPECIAL DIVIDEND AND THE ISSUER YES FOR FOR
ASSOCIATED SHARE CONSOLIDATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: World Acceptance Corporation
TICKER: WRLD CUSIP: 981419104
MEETING DATE: 8/29/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR A. ALEXANDER MCLEAN, ISSUER YES FOR FOR
III
PROPOSAL #1.2: ELECT DIRECTOR JAMES R. GILREATH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM S. HUMMERS, III ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHARLES D. WAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEN R. BRAMLETT, JR. ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR SCOTT J. VASSALLUZZO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DARRELL E. WHITAKER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WPP plc
TICKER: WPP CUSIP: G9788D103
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION POLICY ISSUER YES FOR FOR
PROPOSAL #5: APPROVE SUSTAINABILITY REPORT ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT ROGER AGNELLI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT DR JACQUES AIGRAIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT COLIN DAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT PHILIP LADER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT RUIGANG LI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT MARK READ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: RE-ELECT PAUL RICHARDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #13: RE-ELECT JEFFREY ROSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #14: RE-ELECT HUGO SHONG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #15: RE-ELECT TIMOTHY SHRIVER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #16: RE-ELECT SIR MARTIN SORRELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #17: RE-ELECT SALLY SUSMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #18: RE-ELECT SOLOMON TRUJILLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #19: ELECT DR JOHN HOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #20: ELECT CHARLENE BEGLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #21: ELECT NICOLE SELIGMAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #22: ELECT DANIELA RICCARDI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #23: REAPPOINT DELOITTE LLP AS AUDITORS AND ISSUER YES FOR FOR
AUTHORISE THEIR REMUNERATION
PROPOSAL #24: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #25: APPROVE INCREASE IN THE MAXIMUM ISSUER YES FOR FOR
AGGREGATE FEES PAYABLE TO NON-EXECUTIVE DIRECTORS
PROPOSAL #26: AUTHORISE MARKET PURCHASE OF ORDINARY ISSUER YES FOR FOR
SHARES
PROPOSAL #27: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xerium Technologies, Inc.
TICKER: XRM CUSIP: 98416J118
MEETING DATE: 6/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROGER A. BAILEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR HAROLD C. BEVIS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID A. BLOSS, SR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR APRIL H. FOLEY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAY J. GURANDIANO ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN F. MCGOVERN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES F. WILSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Xilinx, Inc.
TICKER: XLNX CUSIP: 983919101
MEETING DATE: 8/14/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PHILIP T. GIANOS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MOSHE N. GAVRIELOV ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN L. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM G. HOWARD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. MICHAEL PATTERSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ALBERT A. PIMENTEL ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL C. TURNER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ELIZABETH W. ISSUER YES FOR FOR
VANDERSLICE
PROPOSAL #2: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamada Denki Co.
TICKER: 9831 CUSIP: J95534103
MEETING DATE: 6/27/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2: AMEND ARTICLES TO AMEND BUSINESS LINES ISSUER YES FOR FOR
PROPOSAL #3.1: ELECT DIRECTOR YAMADA, NOBORU ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR ICHIMIYA, TADAO ISSUER YES FOR FOR
PROPOSAL #3.3: ELECT DIRECTOR IIZUKA, HIROYASU ISSUER YES FOR FOR
PROPOSAL #3.4: ELECT DIRECTOR OKAMOTO, JUN ISSUER YES FOR FOR
PROPOSAL #3.5: ELECT DIRECTOR KARASAWA, GINJI ISSUER YES FOR FOR
PROPOSAL #3.6: ELECT DIRECTOR KURIHARA, MASAAKI ISSUER YES FOR FOR
PROPOSAL #3.7: ELECT DIRECTOR KUWANO, MITSUMASA ISSUER YES FOR FOR
PROPOSAL #3.8: ELECT DIRECTOR HIGUCHI, HARUHIKO ISSUER YES FOR FOR
PROPOSAL #3.9: ELECT DIRECTOR KOBAYASHI, TATSUO ISSUER YES FOR FOR
PROPOSAL #3.10: ELECT DIRECTOR SAMATA, SHINICHI ISSUER YES FOR FOR
PROPOSAL #3.11: ELECT DIRECTOR FUKUI, AKIRA ISSUER YES FOR FOR
PROPOSAL #3.12: ELECT DIRECTOR YAMADA, SHIGEAKI ISSUER YES FOR FOR
PROPOSAL #3.13: ELECT DIRECTOR YAMADA, MASARU ISSUER YES FOR FOR
PROPOSAL #3.14: ELECT DIRECTOR KOYANO, KENICHI ISSUER YES FOR FOR
PROPOSAL #3.15: ELECT DIRECTOR ORITA, SHOJI ISSUER YES FOR FOR
PROPOSAL #3.16: ELECT DIRECTOR TOKUHIRA, TSUKASA ISSUER YES FOR FOR
PROPOSAL #4: APPOINT STATUTORY AUDITOR IGARASHI, ISSUER YES FOR FOR
MAKOTO
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamaha Motor Co. Ltd.
TICKER: 7272 CUSIP: J95776126
MEETING DATE: 3/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 16
PROPOSAL #2.1: ELECT DIRECTOR YANAGI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR KIMURA, TAKAAKI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR SHINOZAKI, KOZO ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR HIDESHIMA, NOBUYA ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR TAKIZAWA, MASAHIRO ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR SUZUKI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HASHIMOTO, YOSHIAKI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR SAKURAI, MASAMITSU ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ADACHI, TAMOTSU ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR WATANABE, KATSUAKI ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR KATO, TOSHIZUMI ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR NAKATA, TAKUYA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
SATAKE, MASAYUKI
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #5: APPROVE CEILING FOR PERFORMANCE-BASED ISSUER YES FOR FOR
CASH COMPENSATION FOR DIRECTORS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yamato Holdings Co Ltd
TICKER: 9064 CUSIP: J96612114
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR SETO, KAORU ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KIGAWA, MAKOTO ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR KANDA, HARUO ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR MINAKI, KENJI ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR YAMAUCHI, MASAKI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR HAGIWARA, TOSHITAKA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MORI, MASAKATSU ISSUER YES FOR FOR
PROPOSAL #2: APPOINT STATUTORY AUDITOR TAKAHARA, ISSUER YES FOR FOR
KAZUKO
PROPOSAL #3.1: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES FOR FOR
KAWADA, HIROSHI
PROPOSAL #3.2: APPOINT ALTERNATE STATUTORY AUDITOR ISSUER YES AGAINST AGAINST
OKAWA, KOJI
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yellow Hat Ltd.
TICKER: 9882 CUSIP: J9710D103
MEETING DATE: 11/15/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPOINT STATUTORY AUDITOR HATTORI, HISAO ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yellow Hat Ltd.
TICKER: 9882 CUSIP: J9710D103
MEETING DATE: 6/25/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: AMEND ARTICLES TO MAKE TECHNICAL CHANGES ISSUER YES FOR FOR
PROPOSAL #2.1: ELECT DIRECTOR HORIE, YASUO ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR SHIRAISHI, TADASU ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAGASAWA, RYUUICHI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR KIMURA, YOSHIMI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR SATO, KAZUYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR MINATANI, HIDEMITSU ISSUER YES FOR FOR
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yingde Gases Group Co., Ltd.
TICKER: 02168 CUSIP: G98430104
MEETING DATE: 11/28/2013 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1a: APPROVE SUBSCRIPTION AGREEMENT AND ISSUER YES AGAINST AGAINST
SUPPLEMENTAL AGREEMENTS IN RELATION TO THE
SUBSCRIPTION OF NON-LISTED WARRANTS BY BUBBLY BROOKE
HOLDINGS LTD.
PROPOSAL #1b: APPROVE SUBSCRIPTION AGREEMENT AND ISSUER YES AGAINST AGAINST
SUPPLEMENTAL AGREEMENTS IN RELATION TO THE
SUBSCRIPTION OF NON-LISTED WARRANTS BY BASLOW
TECHNOLOGY LTD.
PROPOSAL #1c: APPROVE SUBSCRIPTION AGREEMENT AND ISSUER YES AGAINST AGAINST
SUPPLEMENTAL AGREEMENTS IN RELATION TO THE
SUBSCRIPTION OF NON-LISTED WARRANTS BY RONGTON
INVESTMENTS LTD.
PROPOSAL #2: APPROVE ISSUE OF WARRANTS IN ACCORDANCE ISSUER YES AGAINST AGAINST
WITH THE SUBSCRIPTION AGREEMENTS AND SUPPLEMENTAL
AGREEMENTS
PROPOSAL #3: APPROVE ISSUE OF THE WARRANT SHARES ISSUER YES AGAINST AGAINST
PROPOSAL #4: AUTHORIZE BOARD TO DO ALL SUCH ACTS ISSUER YES AGAINST AGAINST
NECESSARY TO IMPLEMENT THE SUBSCRIPTION AGREEMENTS
AND SUPPLEMENTAL AGREEMENTS
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yingde Gases Group Co., Ltd.
TICKER: 02168 CUSIP: G98430104
MEETING DATE: 5/9/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3a1: ELECT TREVOR RAYMOND STRUTT AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3a2: ELECT ZHENG FUYA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3a3: ELECT HE YUANPING AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3b: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
DIRECTORS
PROPOSAL #4: REAPPOINT KPMG AS AUDITORS AND AUTHORIZE ISSUER YES FOR FOR
BOARD TO FIX THEIR REMUNERATION
PROPOSAL #5a: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #5b: AUTHORIZE REPURCHASE OF UP TO 10 ISSUER YES FOR FOR
PERCENT OF ISSUED SHARE CAPITAL
PROPOSAL #5c: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #6a: APPROVE GRANT OF OPTIONS TO ZHONGGUO ISSUER YES FOR FOR
SUN UNDER THE SHARE OPTION SCHEME
PROPOSAL #6b: APPROVE GRANT OF OPTIONS TO TREVOR ISSUER YES FOR FOR
RAYMOND STRUTT UNDER THE SHARE OPTION SCHEME
PROPOSAL #6c: APPROVE GRANT OF OPTIONS TO ZHAO ISSUER YES FOR FOR
XIANGTI UNDER THE SHARE OPTION SCHEME
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yip's Chemical Hldgs Ltd.
TICKER: 00408 CUSIP: G9842Z116
MEETING DATE: 6/24/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: DECLARE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #3: REAPPOINT DELOITTE TOUCHE TOHMATSU AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
PROPOSAL #4a: ELECT KWONG KWOK CHIU AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4b: ELECT YIP TSZ HIN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4c: ELECT KU YUEN FUN AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #4d: ELECT NG SIU PING AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #5: ELECT WONG KONG CHI AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: AUTHORIZE BOARD TO FIX DIRECTORS' ISSUER YES FOR FOR
REMUNERATION
PROPOSAL #7: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #8: AUTHORIZE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED SHARE CAPITAL
PROPOSAL #9: AUTHORIZE REISSUANCE OF REPURCHASED ISSUER YES FOR FOR
SHARES
---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: Yungtay Engineering Co., Ltd.
TICKER: 1507 CUSIP: Y9881Q100
MEETING DATE: 6/12/2014 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2013 FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2: APPROVE 2013 PLAN ON PROFIT DISTRIBUTION ISSUER YES FOR FOR
PROPOSAL #3: APPROVE AMENDMENTS TO ARTICLES OF ISSUER YES FOR FOR
ASSOCIATION
PROPOSAL #4: AMEND PROCEDURES GOVERNING THE ISSUER YES FOR FOR
ACQUISITION OR DISPOSAL OF ASSETS
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD HORIZON FUNDS
By: /s/F. William McNabb III
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 27, 2014
*By: /s/Heidi Stam
Heidi Stam, pursuant to a Power of Attorney filed on April 22, 2014,
see File Number 2-17620. Incorporated by Reference.
