UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 17, 2010
(Commission File Number) 001-34214
THE BANK OF KENTUCKY FINANCIAL CORPORATION
(Exact name of Registrant as specified in its charter)
| Kentucky | 61-1256535 |
| (State of incorporation) | (I.R.S. Employer Identification Number) |
111 Lookout Farm Drive
Crestview Hills, Kentucky 41017
(Address of Registrant’s principal executive office)
(859) 371-2340
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
ITEM 8.01 OTHER EVENTS.
On November 17, 2010, The Bank of Kentucky Financial Corporation (the “Company”) announced the upsizing and pricing of the Company’s underwritten public offering of 1,535,294 shares of its common stock at a price of $17.00 per share. Gross proceeds will be $26.1 million, exclusive of the exercise by the underwriter of its over-allotment option to purchase an additional 230,294 shares. The size of the offering was increased from the previously announced $21 million, exclusive of the underwriter’s over-allotment option.
The press release announcing the upsizing and pricing of the stock offering is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
| 99.1 | Press Release dated November 17, 2010. |
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly cause this report to be signed on its behalf by the undersigned hereto duly authorized.
| | THE BANK OF KENTUCKY FINANCIAL CORPORATION | |
| | | | |
| | By: | /s/ Martin J. Gerrety | |
| | Name: | Martin J. Gerrety | |
| | Title: | Treasurer and Assistant Secretary | |
| | | | |
Date: November 17, 2010
EXHIBIT INDEX
| Exhibit No. | Description |
| | |
| 99.1 | Press Release dated November 17, 2010. |
