SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
| |||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol DoorDash Inc [ DASH ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| ||||||||||||||||||||||||
3. Date of Earliest Transaction (Month/Day/Year) 12/11/2020 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/11/2020 | C | 26,597,250 | A | (1)(2)(3)(4)(5) | 26,597,250 | I(6)(7) | See Footnotes(6)(7) | ||
Common Stock | 12/11/2020 | J(8) | 26,597,250 | D | (8) | 0 | I(6)(7) | See Footnotes(6)(7) | ||
Class A Common Stock | 12/11/2020 | J(8) | 26,597,250 | A | (8) | 26,597,250 | I(6)(7) | See Footnotes(6)(7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series C Convertible Preferred Stock | (1) | 12/11/2020 | C | 3,132,975 | (1) | (1) | Common Stock | 3,132,975 | $0.00 | 0 | I(6)(7) | See Footnotes(6)(7) | |||
Series D Convertible Preferred Stock | (2) | 12/11/2020 | C | 21,311,345 | (2) | (2) | Common Stock | 21,311,345 | $0.00 | 0 | I(6)(7) | See Footnotes(6)(7) | |||
Series E Convertible Preferred Stock | (3) | 12/11/2020 | C | 1,444,415 | (3) | (3) | Common Stock | 1,444,415 | $0.00 | 0 | I(6)(7) | See Footnotes(6)(7) | |||
Series F Convertible Preferred Stock | (4) | 12/11/2020 | C | 444,935 | (4) | (4) | Common Stock | 444,935 | $0.00 | 0 | I(6)(7) | See Footnotes(6)(7) | |||
Series G Convertible Preferred Stock | (5) | 12/11/2020 | C | 263,580 | (5) | (5) | Common Stock | 263,580 | $0.00 | 0 | I(6)(7) | See Footnotes(6)(7) |
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
| ||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
Explanation of Responses: |
1. Each share of Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of DoorDash, Inc.'s (the "Issuer") initial public offering of Class A Common Stock (the "IPO"). The right to convert Series C Convertible Preferred Stock into Common Stock had no expiration date. |
2. Each share of Series D Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series D Convertible Preferred Stock into Common Stock had no expiration date. |
3. Each share of Series E Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series E Convertible Preferred Stock into Common Stock had no expiration date. |
4. Each share of Series F Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series F Convertible Preferred Stock into Common Stock had no expiration date. |
5. Each share of Series G Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's IPO. The right to convert Series G Convertible Preferred Stock into Common Stock had no expiration date. |
6. These securities are owned directly by Greenview Investment Pte Ltd. ("Greenview"). Greenview is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI"), which in turn is a wholly-owned subsidiary of GIC Private Ltd ("GIC," and with Greenview and GIC SI, each a "Reporting Person"). As such, each of Greenview, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these securities. |
7. Each Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
8. Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock was automatically reclassified into one share of Class A Common Stock immediately prior to the completion of the Issuer's IPO. |
Remarks: |
Solely for the purposes of Section 16 of the Exchange Act, each of the Reporting Persons may be deemed a "deputized director" by virtue of Jeremy Kranz, an employee of GIC, serving as a member of the board of directors of the Issuer. |
GIC Private Ltd, By: /s/ Celine Loh Sze Ling, Name: Celine Loh Sze Ling, Title: Senior Vice President, By: /s/ Toh Tze Meng, Name: Toh Tze Meng, Title: Senior Vice President | 12/15/2020 | |
GIC Special Investments Pte Ltd, By: /s/ Chan Hoe Yin, Name: Chan Hoe Yin, Title: Director | 12/15/2020 | |
Greenview Investment Pte Ltd., By: /s/ Jeremy Kranz, Name: Jeremy Kranz, Title: Authorized Signatory | 12/15/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |