UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 27, 2016
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State Street Corporation
(Exact name of registrant as specified in its charter)
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| Massachusetts | 001-07511 | 04-2456637 | ||
| (State of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) | ||
One Lincoln Street Boston, Massachusetts | 02111 | |
| (Address of principal executive office) | (Zip Code) | |
| Registrant’s telephone number, including area code: (617) 786-3000 |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
Item 2.02. Results of Operations and Financial Condition.
On July 27, 2016, State Street Corporation issued a news release announcing its results of operations for the second quarter of 2016. Copies of that news release and accompanying second-quarter 2016 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference.
Item 7.01. Regulation FD.
On July 27, 2016, State Street Corporation made available a slide presentation providing highlights of State Street's second-quarter 2016 results of operations and related information as of June 30, 2016, which is being made available in connection with a July 27, 2016 investor conference call. A copy of that slide presentation is furnished herewith as Exhibit 99.3 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
State Street Corporation's news release dated July 27, 2016, announcing its second-quarter 2016 results of operations and accompanying second-quarter 2016 financial information addendum are furnished herewith as Exhibits 99.1 and 99.2, respectively, and are incorporated by reference in Item 2.02 hereof; and a slide presentation providing highlights of State Street's second-quarter 2016 results of operations and related information as of June 30, 2016, which is being made available in connection with a July 27, 2016 investor conference call, is furnished herewith as Exhibit 99.3 and is incorporated by reference in Item 7.01 hereof.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| STATE STREET CORPORATION | |||||
| By: | /s/ SEAN P. NEWTH | ||||
| Name: | Sean P. Newth | ||||
| Title: | Senior Vice President, Chief Accounting Officer and Controller | ||||
| Date: | July 27, 2016 | ||||
EXHIBIT INDEX
| Exhibit No. | Description | |
| 99.1 | State Street's news release dated July 27, 2016, announcing its second-quarter 2016 results of operations (this Exhibit 99.1 is furnished, not filed) | |
| 99.2 | State Street's second-quarter 2016 financial information addendum (this Exhibit 99.2 is furnished, not filed) | |
| 99.3 | Slide presentation providing highlights of State Street's second-quarter 2016 results of operations and related information as of June 30, 2016 (this Exhibit 99.3 is furnished, not filed) | |