U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934. |
For the quarterly period ended March 29, 2008
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o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934. |
For the transition period from to
Commission File Number: 1-14556
THE INVENTURE GROUP, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware |
| 86-0786101 |
(State or Other Jurisdiction of Incorporation or |
| (I.R.S. Employer |
Organization) |
| Identification No.) |
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5050 N. 40th Street, Suite # 300 Phoenix, Arizona |
| 85018 |
(Address of Principal Executive Offices) |
| (Zip Code) |
Registrant’s Telephone Number, Including Area Code: (623) 932-6200
Indicate by check whether the Registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes x No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer o |
| Accelerated filer o |
| Non-accelerated filer o |
| Smaller reporting company x |
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| (Do not check if a |
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| smaller reporting company) |
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).
Yes o No x
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: 18,810,660 as of May 2, 2008.
EXPLANATORY NOTE
This Amendment on Form 10-Q/A (“Amendment No. 1”) constitutes Amendment No. 1 to the Quarterly Report on Form 10-Q for the quarterly period ended March 29, 2008 filed by The Inventure Group, Inc. (the “Company”) with the Securities and Exchange Commission on May 12, 2008 (the “Quarterly Report”). This Amendment No. 1 is being filed solely to amend the Section 302 certifications appended as Exhibits 31.1 and 31.2. Specifically, the Company is refiling these certifications solely to add certain required language in Statement 4 of the certifications that was inadvertently omitted from the Company’s certifications in the Quarterly Report. Accordingly, new certifications by the Company’s principal executive officer and principal financial officer that include the inadvertently omitted language are being filed as exhibits to this Form 10-Q/A under Item 6 of Part II hereof.
Except for the matter described above, this amendment does not change any previously reported financial results, modify or update disclosures in the Quarterly Report, or reflect events occurring after the date of the filing of the Quarterly Report.
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(a) | Exhibits: | |
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| 31.1 — | Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15(d)-14(a). |
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| 31.2 — | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15(d)-14(a). |
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: August 11, 2008 | THE INVENTURE GROUP, INC. | ||
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| By: | /s/ Terry McDaniel | |
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| Terry McDaniel |
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| Chief Executive Officer |
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| (Principal Executive Officer) |
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EXHIBIT INDEX
31.1 — | Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15(d)-14(a). |
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31.2 — | Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15(d)-14(a). |
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