UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ||||
(Amendment No. 1) | ||||
FOR THE FISCAL YEAR ENDED DECEMBER 29, 2007 | ||||
(State of incorporation) | (I.R.S. Employer Identification No.) | |||
(Title of Class) | ||||
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes __ No X Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No_ | ||||
Large accelerated Filer __ Accelerated filer X Non-accelerated filer __ Smaller reporting company __ Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes __ No X | ||||
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EXPLANATORY NOTE
Synalloy Corporation is filing this amendment to its Annual Report on Form 10-K for the fiscal year ended December 29, 2007, originally filed with the Securities and Exchange Commission on March 12, 2008, solely for the purpose of filing a revised Exhibit 31. The Certifications pursuant to 17 C.F.R. 13a-14(a) of the Registrant’s Chief Executive Officer and Chief Financial Officer originally filed with the Form 10-K inadvertently omitted additional language in Item 4 of such certifications that the Registrant was required to include for the first time in 2007. The attached revised Exhibit 31 Certifications are intended to relate back to the original filing date of the Form 10-K. The remainder of the Form 10-K remains unchanged.
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Signatures
By /s/ Ronald H. Braam Ronald H. Braam Chief Executive Officer | April 16, 2008 Date |
By /s/ Gregory M. Bowie Gregory M. Bowie Chief Financial Officer | April 16, 2008 Date |
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from Item 601 of Regulation S-B | Description | |
10.6 | Credit Agreement, dated as of December 13, 2005, between Registrant and Carolina First Bank, incorporated by reference to Registrant’s Form 10-K for the year ended December 30, 2006 | |
10.8 | Employment Agreement, dated January 1, 2006, between Registrant and Ronald H. Braam, incorporated by reference to Registrant’s Form 10-K for the year ended December 30, 2006 | |
10.9 | Amendment 1 to the Synalloy Corporation 2005 Stock Awards Plan | |
Agreement between Registrant’s Bristol Metals, L. P. subsidiary and the United Steelworkers of America Local 4586, dated December 9, 2004, incorporated by reference to the Form 10-K for the year ended January 1, 2005 | ||
10.11 | Agreement between Registrant’s Bristol Metals, L. P. subsidiary and the United Association of Journeymen and Apprentices of the Plumbing and Pipe Fitting Industry of the United States and Canada Local Union No. 538, dated February 16, 2004, incorporated by reference to the Form 10-K for the year ended December 31, 2005 | |
21 | Subsidiaries of the Registrant, incorporated by reference to the Form 10-K for the year ended December 30, 2006 | |
31 | Rule 13a-14(a)/15d-14(a) Certifications of Chief Executive Officer and Chief Financial Officer | |
Certifications Pursuant to 18 U.S.C. Section 1350 (previously filed) |
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