Latest filings (excl ownership)
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 16
MA-I/A
Municipal Advisor registration (individual) (amended)
13 Sep 16
MA-W
Municipal Advisor notice of withdrawal
22 Aug 16
MA-A
Municipal Advisor registration (firm) (update)
29 Mar 16
MA/A
Municipal Advisor registration (firm) (amended)
1 Dec 15
MA-I/A
Municipal Advisor registration (individual) (amended)
17 Nov 15
MA-I
Municipal Advisor registration (individual)
12 Nov 15
MA-I/A
Municipal Advisor registration (individual) (amended)
12 Nov 15
MA
Municipal Advisor registration (firm)
17 Oct 14
MA-I
Municipal Advisor registration (individual)
29 Aug 14
MA-I
Municipal Advisor registration (individual)
29 Aug 14
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
15 May 24
13F-HR
Quarterly holdings report by institutional manager
15 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
15 Aug 23
13F-HR
Quarterly holdings report by institutional manager
15 May 23
13F-HR
Quarterly holdings report by institutional manager
15 Feb 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
17 Nov 22
13F-HR
Quarterly holdings report by institutional manager
14 Nov 22
13F-HR
Quarterly holdings report by institutional manager
12 Aug 22
13F-HR
Quarterly holdings report by institutional manager
10 May 22
13F-HR
Quarterly holdings report by institutional manager
10 Feb 22
13F-HR
Quarterly holdings report by institutional manager
5 Nov 21
13F-HR
Quarterly holdings report by institutional manager
28 Jul 21
13F-HR
Quarterly holdings report by institutional manager
11 May 21
13F-HR
Quarterly holdings report by institutional manager
9 Feb 21
13F-HR
Quarterly holdings report by institutional manager
10 Nov 20
13F-HR
Quarterly holdings report by institutional manager
14 Aug 20
13F-HR
Quarterly holdings report by institutional manager
11 May 20
13F-HR
Quarterly holdings report by institutional manager
12 Feb 20
13F-HR
Quarterly holdings report by institutional manager
13 Nov 19
13F-HR
Quarterly holdings report by institutional manager
1 Aug 19
13F-HR
Quarterly holdings report by institutional manager
10 May 19
13F-HR
Quarterly holdings report by institutional manager
16 Jan 19
13F-HR
Quarterly holdings report by institutional manager
15 Oct 18
13F-HR
Quarterly holdings report by institutional manager
6 Jul 18
13F-HR
Quarterly holdings report by institutional manager
30 Apr 18
13F-HR
Quarterly holdings report by institutional manager
7 Feb 18
13F-HR
Quarterly holdings report by institutional manager
1 Nov 17
13F-HR
Quarterly holdings report by institutional manager
17 Jul 17
13F-HR
Quarterly holdings report by institutional manager
21 Apr 17
13F-HR
Quarterly holdings report by institutional manager
26 Jan 17
13F-HR
Quarterly holdings report by institutional manager
26 Oct 16
13F-HR
Quarterly holdings report by institutional manager
14 Jul 16
13F-HR
Quarterly holdings report by institutional manager
25 Apr 16
13F-HR
Quarterly holdings report by institutional manager
27 Jan 16
13F-HR
Quarterly holdings report by institutional manager
9 Oct 15
13F-HR
Quarterly holdings report by institutional manager
10 Jul 15
13F-HR
Quarterly holdings report by institutional manager
21 Apr 15
13F-HR
Quarterly holdings report by institutional manager
18 Feb 15
13F-HR
Quarterly holdings report by institutional manager
30 Oct 14