Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Feb 24
8-K
Regulation FD Disclosure
13 Nov 23
8-K
First Trust Announces Appointment of New Trustee for Funds
12 Sep 23
N-PX
Annual report of proxy voting record
10 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
4 Aug 23
DEF 14A
Definitive proxy
3 Aug 23
N-CEN
Annual report (registered investment company)
2 Aug 23
8-K
First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law
23 Jun 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Feb 23
8-K
Regulation FD Disclosure
2 Nov 22
DEF 14A
Definitive proxy
12 Aug 22
N-CEN
Annual report (registered investment company)
10 Aug 22
N-CSR
Certified annual shareholder report (management investment company)
8 Aug 22
N-PX
Annual report of proxy voting record
4 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Feb 22
8-K
Regulation FD Disclosure
1 Nov 21
8-K
First Trust Announces Appointment of New Trustee for Funds
21 Oct 21
N-CEN
Annual report (registered investment company)
10 Aug 21
DEF 14A
Definitive proxy
9 Aug 21
N-CSR
Certified annual shareholder report (management investment company)
6 Aug 21
N-PX
Annual report of proxy voting record
5 Aug 21
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
18 Feb 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Feb 21
8-K
Regulation FD Disclosure
16 Nov 20
8-K
Amendments to Articles of Incorporation or Bylaws
20 Oct 20
CORRESP
Correspondence with SEC
9 Oct 20
N-CEN
Annual report (registered investment company)
11 Aug 20
N-PX
Annual report of proxy voting record
10 Aug 20
N-CSR
Certified annual shareholder report (management investment company)
10 Aug 20
DEF 14A
Definitive proxy
10 Aug 20
8-K
Amendments to Articles of Incorporation or Bylaws
29 May 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Feb 20
N-CEN/A
Annual report (registered investment company) (amended)
3 Jan 20
N-CEN
Annual report (registered investment company)
8 Aug 19
N-CSR
Certified annual shareholder report (management investment company)
8 Aug 19
DEF 14A
Definitive proxy
5 Aug 19
N-PX
Annual report of proxy voting record
31 Jul 19
8-K
Regulation FD Disclosure
13 Feb 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Feb 19
8-K
Regulation FD Disclosure
5 Nov 18
Latest ownership filings
NPORT-P
First Trust Senior Floating Rate Income Fund II (Feb 2024 report)
25 Apr 24
3
DEREK MALTBIE
18 Apr 24
SC 13G/A
LPL Financial LLC
9 Feb 24
SC 13G
MORGAN STANLEY
9 Feb 24
NPORT-P
First Trust Senior Floating Rate Income Fund II (Nov 2023 report)
23 Jan 24
NPORT-P
First Trust Senior Floating Rate Income Fund II (Aug 2023 report)
26 Oct 23
3
Bronwyn Wright
12 Sep 23
NPORT-P
First Trust Senior Floating Rate Income Fund II (May 2023 report)
24 Jul 23
NPORT-P
First Trust Senior Floating Rate Income Fund II (Feb 2023 report)
27 Apr 23
NPORT-P
First Trust Senior Floating Rate Income Fund II (Nov 2022 report)
24 Jan 23
SC 13G/A
LPL Financial LLC
17 Jan 23
NPORT-P
First Trust Senior Floating Rate Income Fund II (Aug 2022 report)
28 Oct 22
NPORT-P
First Trust Senior Floating Rate Income Fund II (May 2022 report)
25 Jul 22
NPORT-P
First Trust Senior Floating Rate Income Fund II (Feb 2022 report)
27 Apr 22
SC 13G
LPL Financial LLC
14 Feb 22
SC 13G/A
BANK OF AMERICA CORP /DE/
31 Jan 22
NPORT-P
First Trust Senior Floating Rate Income Fund II (Nov 2021 report)
21 Jan 22
4
THOMAS R KADLEC
29 Dec 21
3
M KEEFE DENISE
5 Nov 21
NPORT-P
First Trust Senior Floating Rate Income Fund II (Aug 2021 report)
26 Oct 21
5
KATHLEEN WIELAND BROWN
17 Aug 21
3
KELLY CATHERINE DEHLER
17 Aug 21
NPORT-P
First Trust Senior Floating Rate Income Fund II (May 2021 report)
23 Jul 21
NPORT-P
First Trust Senior Floating Rate Income Fund II (Feb 2021 report)
26 Apr 21
5
ORLANDO PURPURA
14 Apr 21
SC 13G/A
BANK OF AMERICA CORP /DE/
8 Feb 21
NPORT-P
First Trust Senior Floating Rate Income Fund II (Nov 2020 report)
27 Jan 21
SC 13D/A
Saba Capital Management, L.P.
15 Jan 21
SC 13D/A
Saba Capital Management, L.P.
23 Dec 20
NPORT-P
First Trust Senior Floating Rate Income Fund II (Aug 2020 report)
27 Oct 20
SC 13D/A
Saba Capital Management, L.P.
27 Aug 20
5
SCOTT D FRIES
24 Aug 20
3
ORLANDO PURPURA
17 Aug 20
3
Jeffrey M Scott
17 Aug 20
NPORT-P
First Trust Senior Floating Rate Income Fund II (May 2020 report)
28 Jul 20
3
SCOTT MICHAEL FRISKE
2 Jul 20
5
R SCOTT HALL
30 Jun 20
SC 13D/A
Saba Capital Management, L.P.
29 Jun 20
SC 13D/A
Saba Capital Management, L.P.
11 May 20
NPORT-P
First Trust Senior Floating Rate Income Fund II (Feb 2020 report)
27 Apr 20