| Fund Manager | Fund Series | # Fund Positions | $ Fund Size (mm) | # Shares Held (mm) | $ Holding (mm) | % of Fund | Position | As Of |
|---|---|---|---|---|---|---|---|---|
| James Alpha Funds Trust | Easterly Hedged High Income Fund INCIX, INCCX, INCSX, INCAX |
11 | 7.94 | 0.01 | 0.16 | 1.99 | Long | Aug 2021 |
| Invesco Exchange-Traded Fund Trust II | Invesco CEF Income Composite ETF PCEF |
114 | 848.74 | 1.12 | 12.35 | 1.49 | Long | Nov 2024 |
| Amplify ETF Trust | Amplify High Income ETF YYY |
62 | 540.78 | 0.44 | 4.92 | 0.93 | Long | Sep 2024 |
| SARATOGA ADVANTAGE TRUST | James Alpha Multi Strategy Alternative Income Portfolio JAIMX, JAAMX, JACMX, JASMX |
281 | 19.61 | 0.01 | 0.09 | 0.65 | Long | Feb 2021 |
| Guggenheim Active Allocation Fund | Guggenheim Active Allocation Fund |
1,296 | 792.76 | 0.29 | 3.19 | 0.57 | Long | Nov 2024 |
| First Trust Exchange-Traded Fund VIII | First Trust Income Opportunities ETF FCEF |
56 | 40.68 | 0.02 | 0.20 | 0.49 | Long | Nov 2024 |
| SARATOGA ADVANTAGE TRUST | James Alpha Hedged High Income Portfolio INCAX, INCCX, INCIX, INCSX |
215 | 29.38 | 0.01 | 0.08 | 0.31 | Long | Feb 2021 |
| Exchange Listed Funds Trust | High Yield ETF HYLD |
286 | 106.19 | 0.02 | 0.25 | 0.25 | Long | Jun 2023 |
| LAZARD FUNDS INC | Lazard US Systematic Small Cap Equity Portfolio LUSIX, LUSOX, RUSRX |
464 | 55.84 | 0.01 | 0.11 | 0.19 | Long | Sep 2024 |
| Guggenheim Strategic Opportunities Fund | Guggenheim Strategic Opportunities Fund |
1,569 | 2,338.06 | 0.18 | 2.02 | 0.11 | Long | Nov 2024 |
| James Alpha Funds Trust | Easterly Multi Strategy Alternative Income Fund JASMX, JAIMX, JACMX, JAAMX |
210 | 12.77 | 0.00 | 0.01 | 0.05 | Long | May 2022 |
