new york life investment mgmt is an investment management company located in 30600 telegraph rd, bingham farms, michigan, united states.
Company profile
Ticker
MMD
Exchange
CEO
Kirk C Lehneis
Employees
Incorporated
Location
Fiscal year end
Former names
MainStay DefinedTerm Municipal High Income Fund, MainStay DefinedTerm Municipal Opportunities Fund
SEC CIK
MMD stock data
Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
29 Aug 23
N-CEN
Annual report (registered investment company)
8 Aug 23
N-CSR
Certified annual shareholder report (management investment company)
4 Aug 23
DEF 14A
Definitive proxy
21 Jul 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Feb 23
N-PX
Annual report of proxy voting record
30 Aug 22
N-CEN
Annual report (registered investment company)
8 Aug 22
N-CSR
Certified annual shareholder report (management investment company)
5 Aug 22
DEF 14A
Definitive proxy
18 Jul 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Feb 22
Latest ownership filings
4
Michael Denlinger
21 Aug 23
4
Michael Denlinger
8 Aug 23
NPORT-P
MainStay MacKay DefinedTerm Municipal Opportunities Fund (May 2023 report)
26 Jul 23
4
Michael Denlinger
11 Jul 23
3
Naim Abou-Jaoude
9 May 23
NPORT-P
MainStay MacKay DefinedTerm Municipal Opportunities Fund (Feb 2023 report)
24 Apr 23
NPORT-P
MainStay MacKay DefinedTerm Municipal Opportunities Fund (Nov 2022 report)
27 Jan 23
4
Michael Petty
25 Nov 22
4
Michael Petty
23 Nov 22
NPORT-P
MainStay MacKay DefinedTerm Municipal Opportunities Fund (Aug 2022 report)
27 Oct 22
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| MainStay MacKay DefinedTerm Municipal Opportunities Fund | – | -0.74 | 4.90 | -3.38 | 771.35 mm | 114 | Feb 2023 |
Institutional ownership, Q2 2023
26.6% owned by funds/institutions
| 13F holders | Current |
|---|---|
| Total holders | 58 |
| Opened positions | 7 |
| Closed positions | 7 |
| Increased positions | 25 |
| Reduced positions | 15 |
| 13F shares | Current |
|---|---|
| Total value | 104.30 bn |
| Total shares | 7.42 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| First Trust Portfolios | 1.24 mm | $25.99 mm |
| MS Morgan Stanley | 1.15 mm | $19.61 bn |
| BAC Bank Of America | 1.00 mm | $17.14 bn |
| Raymond James & Associates | 495.73 k | $8.46 bn |
| Guggenheim Capital | 372.30 k | $6.36 bn |
| XML Financial | 351.91 k | $6.01 bn |
| Advisors Asset Management | 337.09 k | $5.75 bn |
| AMP Ameriprise Financial | 219.20 k | $3.74 bn |
| WFC Wells Fargo & Co. | 185.90 k | $3.17 bn |
| RY Royal Bank Of Canada | 169.71 k | $2.90 bn |
Recent insider trades
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 18 Aug 23 | Michael Denlinger | Shares of beneficial interest | Sell | Acquire S | No | No | 16.6666 | 0.067 | 1.11 | 0 |
| 7 Aug 23 | Michael Denlinger | Shares of beneficial interest | Sell | Dispose S | No | No | 16.8561 | 4,567 | 76.98 k | 0.067 |
| 10 Jul 23 | Michael Denlinger | Shares of beneficial interest | Sell | Dispose S | No | No | 16.9459 | 4,326 | 73.31 k | 4,548.341 |
| 22 Nov 22 | Petty Michael | Shares of beneficial interest | Sell | Dispose S | No | No | 16.21 | 0.315 | 5.11 | 0 |