Latest filings (excl ownership)
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Sep 24
N-PX
Annual report of proxy voting record
3 Sep 24
DEF 14A
Definitive proxy
17 Jun 24
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
5 Apr 24
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
N-PX
Annual report of proxy voting record
16 Aug 23
DEF 14A
Definitive proxy
20 Jun 23
N-CEN
Annual report (registered investment company)
15 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 22
N-PX
Annual report of proxy voting record
31 Aug 22
DEF 14A
Definitive proxy
21 Jun 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 22
N-CSRS/A
Certified semi-annual shareholder report (management investment company) (amended)
20 Sep 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Sep 21
N-PX
Annual report of proxy voting record
31 Aug 21
DEF 14A
Definitive proxy
24 Jun 21
N-CEN
Annual report (registered investment company)
15 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 21
CORRESP
Correspondence with SEC
16 Oct 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Sep 20
N-PX
Annual report of proxy voting record
31 Aug 20
DEF 14A
Definitive proxy
22 Jun 20
N-CEN
Annual report (registered investment company)
16 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Sep 19
N-PX
Annual report of proxy voting record
23 Aug 19
DEF 14A
Definitive proxy
20 Jun 19
N-CEN
Annual report (registered investment company)
15 Mar 19
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 18
N-PX
Annual report of proxy voting record
16 Aug 18
DEF 14A
Definitive proxy
22 Jun 18
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 18
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 17
N-PX
Annual report of proxy voting record
22 Aug 17
CORRESP
Correspondence with SEC
17 Aug 17
Latest ownership filings
NPORT-P
Barings Global Short Duration High Yield Fund (Dec 2024 report)
3 Mar 25
3
Paul LaPiana
21 Jan 25
SC 13G/A
FIRST TRUST PORTFOLIOS LP
17 Jan 25
3
MARY JANE FORTIN
13 Jan 25
NPORT-P
Barings Global Short Duration High Yield Fund (Sep 2024 report)
27 Nov 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
11 Oct 24
3
Itzbell Branca
5 Sep 24
NPORT-P
Barings Global Short Duration High Yield Fund (Jun 2024 report)
29 Aug 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
12 Jul 24
NPORT-P
Barings Global Short Duration High Yield Fund (Mar 2024 report)
30 May 24
NPORT-P
Barings Global Short Duration High Yield Fund (Dec 2023 report)
28 Feb 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
19 Jan 24
NPORT-P
Barings Global Short Duration High Yield Fund (Sep 2023 report)
29 Nov 23
NPORT-P
Barings Global Short Duration High Yield Fund (Jun 2023 report)
28 Aug 23
NPORT-P/A
Barings Global Short Duration High Yield Fund (Mar 2023 report)
9 Jun 23
NPORT-P
Barings Global Short Duration High Yield Fund (Mar 2023 report)
30 May 23
3
ERIC PARTLAN
22 May 23
4
Michael Freno
21 Apr 23
NPORT-P
Barings Global Short Duration High Yield Fund (Dec 2022 report)
28 Feb 23
3
Gregory Wayne MacCordy
22 Feb 23
3
ASHLEE STEINNERD
22 Feb 23
4
Michael Freno
15 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
27 Jan 23
NPORT-P
Barings Global Short Duration High Yield Fund (Sep 2022 report)
29 Nov 22
3
BENJAMIN TECMIRE
16 Sep 22
NPORT-P
Barings Global Short Duration High Yield Fund (Jun 2022 report)
29 Aug 22
NPORT-P
Barings Global Short Duration High Yield Fund (Mar 2022 report)
27 May 22
NPORT-P
Barings Global Short Duration High Yield Fund (Dec 2021 report)
28 Feb 22
SC 13G/A
FIRST TRUST PORTFOLIOS LP
26 Jan 22
4
ROGER W CRANDALL
30 Nov 21
NPORT-P
Barings Global Short Duration High Yield Fund (Sep 2021 report)
29 Nov 21
3
Christopher Hanscom
12 Nov 21
3
Eric J Lloyd
9 Nov 21
NPORT-P
Barings Global Short Duration High Yield Fund (Jun 2021 report)
27 Aug 21
3
Jill Olmstead
13 Aug 21
3
Mark F Mulhern
13 Aug 21
NPORT-P
Barings Global Short Duration High Yield Fund (Mar 2021 report)
27 May 21
NPORT-P
Barings Global Short Duration High Yield Fund (Dec 2020 report)
26 Feb 21
SC 13G/A
FIRST TRUST PORTFOLIOS LP
1 Feb 21
4
Michael Freno
18 Dec 20