Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
11 Sep 24
N-CSR
Certified annual shareholder report (management investment company)
6 Sep 24
N-PX
Annual report of proxy voting record
30 Aug 24
DEF 14A
Definitive proxy
21 Aug 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Mar 24
N-CEN
Annual report (registered investment company)
13 Sep 23
N-CSR
Certified annual shareholder report (management investment company)
7 Sep 23
N-PX
Annual report of proxy voting record
24 Aug 23
DEF 14A
Definitive proxy
22 Aug 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
10 Mar 23
N-CEN
Annual report (registered investment company)
13 Sep 22
N-CSR
Certified annual shareholder report (management investment company)
8 Sep 22
N-PX
Annual report of proxy voting record
31 Aug 22
CORRESP
Correspondence with SEC
26 Aug 22
POS EX
Additional exhibits for listing
25 Aug 22
424B2
Prospectus for primary offering
17 Aug 22
DEF 14A
Definitive proxy
16 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
11 Mar 22
424B5
Prospectus supplement for primary offering
29 Dec 21
POS EX
Additional exhibits for listing
29 Dec 21
CERT
Certification of approval for exchange listing
22 Nov 21
8-A12B
Registration of securities on exchange
18 Nov 21
POS EX
Additional exhibits for listing
18 Nov 21
424B2
Prospectus for primary offering
17 Nov 21
424B2
Prospectus for primary offering
15 Nov 21
FWP
Free writing prospectus
15 Nov 21
EFFECT
Notice of effectiveness
12 Nov 21
CORRESP
Correspondence with SEC
8 Nov 21
CORRESP
Correspondence with SEC
3 Nov 21
N-CEN
Annual report (registered investment company)
13 Sep 21
N-CSR
Certified annual shareholder report (management investment company)
7 Sep 21
POS EX
Additional exhibits for listing
3 Sep 21
N-PX
Annual report of proxy voting record
27 Aug 21
424B2
Prospectus for primary offering
27 Aug 21
DEF 14A
Definitive proxy
13 Jul 21
PRE 14A
Preliminary proxy
24 Jun 21
424B5
Prospectus supplement for primary offering
8 Apr 21
POS EX
Additional exhibits for listing
8 Apr 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Mar 21
EFFECT
Notice of effectiveness
7 Dec 20
Latest ownership filings
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Jun 2024 report)
28 Aug 24
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Mar 2024 report)
29 May 24
SC 13G/A
MORGAN STANLEY
6 May 24
SC 13G
MORGAN STANLEY
9 Feb 24
SC 13G
MORGAN STANLEY
9 Feb 24
SC 13G/A
UBS Group AG
5 Feb 24
4
Change in insider ownership
22 Dec 23
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Sep 2023 report)
29 Nov 23
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Jun 2023 report)
29 Aug 23
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Mar 2023 report)
30 May 23
4
Change in insider ownership
24 May 23
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
20 Apr 23
NPORT-P/A
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Sep 2022 report)
3 Apr 23
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
24 Mar 23
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Dec 2022 report)
1 Mar 23
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
9 Feb 23
SC 13G
UBS Group AG
8 Feb 23
NT NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Sep 2022 report)
27 Jan 23
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Sep 2022 report)
29 Nov 22
3
Lisa Bruckert Mougin
10 Nov 22
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
13 Oct 22
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Jun 2022 report)
29 Aug 22
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Mar 2022 report)
31 May 22
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
4 May 22
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Dec 2021 report)
1 Mar 22
SC 13G/A
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
14 Feb 22
SC 13G
SIT INVESTMENT ASSOCIATES INC
10 Feb 22
SC 13G/A
UBS Group AG
31 Jan 22
4
David Swanson
28 Dec 21
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Sep 2021 report)
29 Nov 21
4
David Swanson
8 Oct 21
4
Patrick W. Galley
8 Oct 21
4
John S. Oakes
8 Oct 21
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Jun 2021 report)
30 Aug 21
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Mar 2021 report)
1 Jun 21
4
Stephen Andrew O'Neill
14 Apr 21
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Dec 2020 report)
1 Mar 21
SC 13G/A
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
16 Feb 21
SC 13G
UBS Group AG
8 Feb 21
NPORT-P
RiverNorth/DoubleLine Strategic Opportunity Fund Inc. (Sep 2020 report)
27 Nov 20