Tri-Continental Corporation has as target long-term capital growth and current income with a portfolio consisting primarily of equities and the flexibility to invest across a company's capital structure.
Company profile
Ticker
TY, TY-P, XTYCX
Exchange
Website
CEO
Christopher Petersen
Employees
Incorporated
Location
Fiscal year end
Former names
TRI CONTINENTAL CORP
SEC CIK
Corporate docs
IRS number
135441850
TY stock data
Latest filings (excl ownership)
8-K
Declares Third Quarter Distribution
1 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-PX
Annual report of proxy voting record
24 Aug 23
8-K
HOLDS 93rd ANNUAL MEETING OF STOCKHOLDERS
20 Jun 23
8-K
Declares Second Quarter Distribution
18 May 23
DEF 14A
Definitive proxy
17 Apr 23
N-CEN
Annual report (registered investment company)
15 Mar 23
8-K
93rd ANNUAL MEETING OF STOCKHOLDERS
10 Mar 23
8-K
Declares First Quarter Distribution
3 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 23
Latest ownership filings
NPORT-P
Tri-Continental Corporation (Jun 2023 report)
24 Aug 23
4
Raghavendran Sivaraman
7 Jul 23
NPORT-P
Tri-Continental Corporation (Mar 2023 report)
25 May 23
NPORT-P
Tri-Continental Corporation (Dec 2022 report)
24 Feb 23
3
Janet Carrig
4 Jan 23
NPORT-P
Tri-Continental Corporation (Sep 2022 report)
25 Nov 22
NPORT-P
Tri-Continental Corporation (Jun 2022 report)
24 Aug 22
NPORT-P
Tri-Continental Corporation (Mar 2022 report)
25 May 22
4
Grace Lee
14 Mar 22
NPORT-P
Tri-Continental Corporation (Dec 2021 report)
24 Feb 22
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation | – | 0.63 | -2.01 | 5.98 | 1.71 bn | 241 | Jun 2023 |
Institutional ownership, Q2 2023
10.4% owned by funds/institutions
| 13F holders | Current |
|---|---|
| Total holders | 111 |
| Opened positions | 11 |
| Closed positions | 14 |
| Increased positions | 38 |
| Reduced positions | 32 |
| 13F shares | Current |
|---|---|
| Total value | 149.23 bn |
| Total shares | 5.59 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| MS Morgan Stanley | 648.90 k | $17.79 bn |
| Bard Financial Services | 606.41 k | $16.63 bn |
| Blue Bell Private Wealth Management | 422.44 k | $11.58 bn |
| Allspring Global Investments | 406.93 k | $11.16 bn |
| Raymond James & Associates | 319.95 k | $8.77 bn |
| Dubuque Bank & Trust | 258.77 k | $7.10 bn |
| UBS UBS Group AG - Registered Shares | 253.27 k | $6.94 bn |
| Raymond James Financial Services Advisors | 249.75 k | $6.85 bn |
| Relative Value Partners | 249.25 k | $6.83 bn |
| Uncommon Cents Investing | 171.15 k | $4.69 bn |