Tri-Continental Corporation has as target long-term capital growth and current income with a portfolio consisting primarily of equities and the flexibility to invest across a company's capital structure.
Company profile
Ticker
TY, TY-P, XTYCX
Exchange
Website
CEO
Christopher Petersen
Employees
Incorporated
Location
Fiscal year end
Former names
TRI CONTINENTAL CORP
SEC CIK
Corporate docs
IRS number
135441850
TY stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
15 Mar 23
8-K
93rd ANNUAL MEETING OF STOCKHOLDERS
10 Mar 23
8-K
Declares First Quarter Distribution
3 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 23
8-K
Declares Fourth Quarter Distribution
17 Nov 22
8-K
Declares Third Quarter Distribution
2 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
31 Aug 22
N-PX
Annual report of proxy voting record
18 Aug 22
8-K
HOLDS 92nd ANNUAL MEETING OF STOCKHOLDERS
21 Jun 22
POS EX
Additional exhibits for listing
2 Jun 22
Latest ownership filings
NPORT-P
Tri-Continental Corporation (Dec 2022 report)
24 Feb 23
3
Janet Carrig
4 Jan 23
NPORT-P
Tri-Continental Corporation (Sep 2022 report)
25 Nov 22
NPORT-P
Tri-Continental Corporation (Jun 2022 report)
24 Aug 22
NPORT-P
Tri-Continental Corporation (Mar 2022 report)
25 May 22
4
Grace Lee
14 Mar 22
NPORT-P
Tri-Continental Corporation (Dec 2021 report)
24 Feb 22
3
DOUGLAS A HACKER
4 Jan 22
NPORT-P
Tri-Continental Corporation (Sep 2021 report)
23 Nov 21
NPORT-P
Tri-Continental Corporation (Jun 2021 report)
25 Aug 21
Funds
| Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation | – | 7.40 | 4.07 | -4.39 | 1.62 bn | 243 | Dec 2022 |
Institutional ownership, Q4 2022
12.0% owned by funds/institutions
| 13F holders | Current |
|---|---|
| Total holders | 123 |
| Opened positions | 28 |
| Closed positions | 15 |
| Increased positions | 34 |
| Reduced positions | 30 |
| 13F shares | Current |
|---|---|
| Total value | 121.80 bn |
| Total shares | 6.52 mm |
| Total puts | 0.00 |
| Total calls | 0.00 |
| Total put/call ratio | – |
| Largest owners | Shares | Value |
|---|---|---|
| MS Morgan Stanley | 697.48 k | $17.88 bn |
| Bard Financial Services | 618.95 k | $15.86 mm |
| Lazard Asset Management | 451.75 k | $11.58 mm |
| Blue Bell Private Wealth Management | 430.36 k | $11.03 bn |
| Allspring Global Investments | 371.45 k | $9.52 bn |
| Relative Value Partners | 338.23 k | $8.67 bn |
| Raymond James & Associates | 326.20 k | $8.36 bn |
| Dubuque Bank & Trust | 282.83 k | $7.25 mm |
| WFC Wells Fargo & Co. | 260.67 k | $6.68 bn |
| Raymond James Financial Services Advisors | 249.16 k | $6.39 bn |