Tri-Continental Corporation has as target long-term capital growth and current income with a portfolio consisting primarily of equities and the flexibility to invest across a company's capital structure.
Company profile
Ticker
TY, XTYCX
Exchange
Website
CEO
Christopher Petersen
Employees
Incorporated
Location
Fiscal year end
Former names
TRI CONTINENTAL CORP
SEC CIK
Corporate docs
IRS number
135441850
TY stock data
Latest filings (excl ownership)
DEF 14A
Definitive proxy
22 Apr 24
8-K
94th ANNUAL MEETING OF STOCKHOLDERS
14 Mar 24
N-CEN
Annual report (registered investment company)
13 Mar 24
8-K
Declares First Quarter Distribution
1 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
1 Mar 24
8-K
Declares Fourth Quarter Distribution
16 Nov 23
8-K
Declares Third Quarter Distribution
1 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-PX
Annual report of proxy voting record
24 Aug 23
8-K
HOLDS 93rd ANNUAL MEETING OF STOCKHOLDERS
20 Jun 23
Latest ownership filings
3
Matthew M Waldner
1 Mar 24
NPORT-P
Monthly portfolio investment report
26 Feb 24
4
Janet Carrig
18 Jan 24
3
Francine Asselta
16 Jan 24
3
Joshua Kutin
16 Jan 24
3
Zeitoun Marc
10 Jan 24
3
DAVID M MOFFETT
2 Jan 24
NPORT-P
Tri-Continental Corporation (Sep 2023 report)
27 Nov 23
NPORT-P
Tri-Continental Corporation (Jun 2023 report)
24 Aug 23
4
Raghavendran Sivaraman
7 Jul 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Tri-Continental Corporation | – | 3.85 | -1.86 | -3.49 | 1.65 bn | 237 | Sep 2023 |
Institutional ownership, Q3 2023
12.2% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 119 |
Opened positions | 14 |
Closed positions | 12 |
Increased positions | 32 |
Reduced positions | 37 |
13F shares | Current |
---|---|
Total value | 156.45 bn |
Total shares | 6.56 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
MS Morgan Stanley | 591.21 k | $15.72 bn |
Bard Financial Services | 567.65 k | $15.09 bn |
Lazard Asset Management | 449.81 k | $11.96 mm |
Allspring Global Investments | 445.89 k | $11.86 bn |
Blue Bell Private Wealth Management | 419.98 k | $11.17 bn |
Raymond James & Associates | 305.57 k | $8.13 bn |
WFC Wells Fargo & Co. | 254.40 k | $6.76 bn |
UBS UBS Group AG - Registered Shares | 251.53 k | $6.69 bn |
Dubuque Bank & Trust | 249.73 k | $6.64 bn |
Relative Value Partners | 245.67 k | $6.53 bn |