Financial reports
N-CEN
Annual report (registered investment company)
13 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
1 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-CEN
Annual report (registered investment company)
15 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
31 Aug 22
N-CEN
Annual report (registered investment company)
15 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
31 Aug 21
N-CEN
Annual report (registered investment company)
12 Mar 21
Current reports
8-K
94th ANNUAL MEETING OF STOCKHOLDERS
14 Mar 24
8-K
Declares First Quarter Distribution
1 Mar 24
8-K
Declares Fourth Quarter Distribution
16 Nov 23
8-K
Declares Third Quarter Distribution
1 Sep 23
8-K
HOLDS 93rd ANNUAL MEETING OF STOCKHOLDERS
20 Jun 23
8-K
Declares Second Quarter Distribution
18 May 23
8-K
93rd ANNUAL MEETING OF STOCKHOLDERS
10 Mar 23
8-K
Declares First Quarter Distribution
3 Mar 23
8-K
Declares Fourth Quarter Distribution
17 Nov 22
8-K
Declares Third Quarter Distribution
2 Sep 22
Registration and prospectus
POS EX
Additional exhibits for listing
2 Jun 22
424B3
Prospectus supplement
28 Mar 22
424B3
Prospectus supplement
8 Jul 21
POS EX
Additional exhibits for listing
23 Dec 14
SC TO-I/A
Issuer tender offer statement (amended)
13 Feb 09
SC TO-I/A
Issuer tender offer statement (amended)
12 Feb 09
SC TO-I
Issuer tender offer statement
13 Jan 09
SC TO-I/A
Issuer tender offer statement (amended)
15 Dec 08
SC TO-I/A
Issuer tender offer statement (amended)
12 Dec 08
SC TO-I/A
Issuer tender offer statement (amended)
26 Nov 08
Proxies
DEF 14A
Definitive proxy
22 Apr 24
N-PX
Annual report of proxy voting record
24 Aug 23
DEF 14A
Definitive proxy
17 Apr 23
N-PX
Annual report of proxy voting record
18 Aug 22
DEF 14A
Definitive proxy
18 Apr 22
N-PX
Annual report of proxy voting record
24 Aug 21
DEFA14A
Additional proxy soliciting materials
4 Jun 21
DEF 14A
Definitive proxy
23 Apr 21
N-PX
Annual report of proxy voting record
21 Aug 20
DEFA14A
Additional proxy soliciting materials
7 Apr 20
Other
EFFECT
Notice of effectiveness
30 Apr 20
CORRESP
Correspondence with SEC
29 Apr 20
CORRESP
Correspondence with SEC
14 Apr 20
EFFECT
Notice of effectiveness
1 May 19
EFFECT
Notice of effectiveness
1 May 18
CORRESP
Correspondence with SEC
27 Apr 18
EFFECT
Notice of effectiveness
28 Apr 17
EFFECT
Notice of effectiveness
29 Apr 16
EFFECT
Notice of effectiveness
29 Apr 16
CORRESP
Correspondence with SEC
28 Apr 16
Ownership
3
Matthew M Waldner
1 Mar 24
NPORT-P
Monthly portfolio investment report
26 Feb 24
4
Janet Carrig
18 Jan 24
3
Francine Asselta
16 Jan 24
3
Joshua Kutin
16 Jan 24
3
Zeitoun Marc
10 Jan 24
3
DAVID M MOFFETT
2 Jan 24
NPORT-P
Tri-Continental Corporation (Sep 2023 report)
27 Nov 23
NPORT-P
Tri-Continental Corporation (Jun 2023 report)
24 Aug 23
4
Raghavendran Sivaraman
7 Jul 23