Latest filings (excl ownership)
DEF 14A
Definitive proxy
22 Apr 24
8-K
94th ANNUAL MEETING OF STOCKHOLDERS
14 Mar 24
N-CEN
Annual report (registered investment company)
13 Mar 24
8-K
Declares First Quarter Distribution
1 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
1 Mar 24
8-K
Declares Fourth Quarter Distribution
16 Nov 23
8-K
Declares Third Quarter Distribution
1 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
N-PX
Annual report of proxy voting record
24 Aug 23
8-K
HOLDS 93rd ANNUAL MEETING OF STOCKHOLDERS
20 Jun 23
8-K
Declares Second Quarter Distribution
18 May 23
DEF 14A
Definitive proxy
17 Apr 23
N-CEN
Annual report (registered investment company)
15 Mar 23
8-K
93rd ANNUAL MEETING OF STOCKHOLDERS
10 Mar 23
8-K
Declares First Quarter Distribution
3 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 23
8-K
Declares Fourth Quarter Distribution
17 Nov 22
8-K
Declares Third Quarter Distribution
2 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
31 Aug 22
N-PX
Annual report of proxy voting record
18 Aug 22
8-K
HOLDS 92ndĀ ANNUAL MEETING OF STOCKHOLDERS
21 Jun 22
POS EX
Additional exhibits for listing
2 Jun 22
8-K
Declares Second Quarter Distribution
19 May 22
DEF 14A
Definitive proxy
18 Apr 22
424B3
Prospectus supplement
28 Mar 22
N-CEN
Annual report (registered investment company)
15 Mar 22
8-K
92nd ANNUAL MEETING OF STOCKHOLDERS
11 Mar 22
8-K
Declares First Quarter Distribution
4 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 22
8-K
Declares Fourth Quarter Distribution
19 Nov 21
8-K
Declares Third Quarter Distribution
3 Sep 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
31 Aug 21
N-PX
Annual report of proxy voting record
24 Aug 21
424B3
Prospectus supplement
8 Jul 21
8-K
HOLDS 91stĀ ANNUAL MEETING OF STOCKHOLDERS
11 Jun 21
DEFA14A
Additional proxy soliciting materials
4 Jun 21
8-K
Declares Second Quarter Distribution
21 May 21
DEF 14A
Definitive proxy
23 Apr 21
8-K
91st ANNUAL MEETING OF STOCKHOLDERS
22 Mar 21
N-CEN
Annual report (registered investment company)
12 Mar 21
Latest ownership filings
3
Matthew M Waldner
1 Mar 24
NPORT-P
Monthly portfolio investment report
26 Feb 24
4
Janet Carrig
18 Jan 24
3
Francine Asselta
16 Jan 24
3
Joshua Kutin
16 Jan 24
3
Zeitoun Marc
10 Jan 24
3
DAVID M MOFFETT
2 Jan 24
NPORT-P
Tri-Continental Corporation (Sep 2023 report)
27 Nov 23
NPORT-P
Tri-Continental Corporation (Jun 2023 report)
24 Aug 23
4
Raghavendran Sivaraman
7 Jul 23
NPORT-P
Tri-Continental Corporation (Mar 2023 report)
25 May 23
NPORT-P
Tri-Continental Corporation (Dec 2022 report)
24 Feb 23
3
Janet Carrig
4 Jan 23
NPORT-P
Tri-Continental Corporation (Sep 2022 report)
25 Nov 22
NPORT-P
Tri-Continental Corporation (Jun 2022 report)
24 Aug 22
NPORT-P
Tri-Continental Corporation (Mar 2022 report)
25 May 22
4
Grace Lee
14 Mar 22
NPORT-P
Tri-Continental Corporation (Dec 2021 report)
24 Feb 22
3
DOUGLAS A HACKER
4 Jan 22
NPORT-P
Tri-Continental Corporation (Sep 2021 report)
23 Nov 21
NPORT-P
Tri-Continental Corporation (Jun 2021 report)
25 Aug 21
3
Oleg Nusinzon
22 Jun 21
NPORT-P/A
Tri-Continental Corporation (Mar 2021 report)
25 May 21
NPORT-P
Tri-Continental Corporation (Mar 2021 report)
25 May 21
4
Daniel Beckman
14 May 21
3
Gene R Tannuzzo
5 Mar 21
NPORT-P
Tri-Continental Corporation (Dec 2020 report)
24 Feb 21
NPORT-P
Tri-Continental Corporation (Sep 2020 report)
24 Nov 20
4
Christopher O. Petersen
19 Nov 20
3
Grace Lee
5 Oct 20
NPORT-P
Tri-Continental Corporation (Jun 2020 report)
26 Aug 20
3
Brian M. Engelking
25 Jun 20
3
Sandra Yeager
15 Jun 20
NPORT-P
Tri-Continental Corporation (Mar 2020 report)
28 May 20
3
Raghavendran Sivaraman
13 Apr 20
3
Jonathan C Cleasby
1 Apr 20
4
DAVID L KING
3 Mar 20
4
DAVID L KING
3 Mar 20
NPORT-P
Tri-Continental Corporation (Dec 2019 report)
25 Feb 20
4
Pamela G Carlton
4 Feb 20