******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-00266
Reporting Period: 07/01/2020 - 06/30/2021
Tri-Continental Corporation
Item 1. Proxy Voting Record
========================= Tri-Continental Corporation ==========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Darren W. McDew For For Management
1.7 Elect Director Nancy McKinstry For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Michael F. Roman For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Adopt Majority Voting Standard for For For Management
Amendments of the Articles of
Incorporation and Effect Other
Ministerial Changes
4b Adopt Majority Voting Standard for For For Management
Certain Extraordinary Transactions
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Racial Justice Against Against Shareholder
7 Require Independent Board Chair Against For Shareholder
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ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chair Against For Shareholder
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ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reveta Bowers For For Management
1b Elect Director Robert Corti For For Management
1c Elect Director Hendrik Hartong, III For For Management
1d Elect Director Brian Kelly For For Management
1e Elect Director Robert Kotick For For Management
1f Elect Director Barry Meyer For For Management
1g Elect Director Robert Morgado For For Management
1h Elect Director Peter Nolan For For Management
1i Elect Director Dawn Ostroff For For Management
1j Elect Director Casey Wasserman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Melanie Boulden For For Management
1c Elect Director Frank Calderoni For Abstain Management
1d Elect Director James Daley For For Management
1e Elect Director Laura Desmond For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David Ricks For For Management
1j Elect Director Daniel Rosensweig For For Management
1k Elect Director John Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
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ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For For Management
1.3 Elect Director James P. Cain For For Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Jennifer Friel Goldstein For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director Michael A. Woronoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For Against Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against Against Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against Against Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
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ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against Against Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against For Shareholder
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For Abstain Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against For Shareholder
6 Report on Gender/Racial Pay Gap Against Against Shareholder
7 Report on Promotion Data Against For Shareholder
8 Report on the Impacts of Plastic Against For Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against For Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against Against Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against For Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against For Shareholder
14 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
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AMRYT PHARMA PLC
Ticker: AMYT Security ID: 03217L106
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Reappoint Grant Thornton as Auditors For For Management
and Authorise Their Remuneration
3 Approve US Sub-Plan For For Management
4 Authorise Issue of Equity For For Management
5 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Adopt New Articles of Association For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against Against Shareholder
5 Improve Principles of Executive Against Against Shareholder
Compensation Program
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APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rani Borkar For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Xun (Eric) Chen For For Management
1d Elect Director Aart J. de Geus For For Management
1e Elect Director Gary E. Dickerson For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Require Independent Board Chairman Against For Shareholder
7 Improve Executive Compensation Program Against Against Shareholder
and Policy
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ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
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ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael K. Parks For For Management
1b Elect Director Robert L. Rosen For Against Management
1c Elect Director Bennett Rosenthal For For Management
2 Ratify KPMG LLP as Auditors For For Management
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
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AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Karen Blasing For For Management
1c Elect Director Reid French For For Management
1d Elect Director Ayanna Howard For For Management
1e Elect Director Blake Irving For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Stephen Milligan For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Elizabeth (Betsy) Rafael For For Management
1j Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Corie S. Barry For For Management
1b Elect Director Lisa M. Caputo For For Management
1c Elect Director J. Patrick Doyle For For Management
1d Elect Director David W. Kenny For For Management
1e Elect Director Mario J. Marte For For Management
1f Elect Director Karen A. McLoughlin For For Management
1g Elect Director Thomas L. "Tommy" For For Management
Millner
1h Elect Director Claudia F. Munce For For Management
1i Elect Director Richelle P. Parham For For Management
1j Elect Director Steven E. Rendle For For Management
1k Elect Director Eugene A. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
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BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Nancy L. Leaming For For Management
1g Elect Director Jesus B. Mantas For For Management
1h Elect Director Richard C. Mulligan For For Management
1i Elect Director Stelios Papadopoulos For For Management
1j Elect Director Brian S. Posner For For Management
1k Elect Director Eric K. Rowinsky For For Management
1l Elect Director Stephen A. Sherwin For For Management
1m Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
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BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Elizabeth McKee Anderson For For Management
1.3 Elect Director Willard Dere For For Management
1.4 Elect Director Michael Grey For Withhold Management
1.5 Elect Director Elaine J. Heron For For Management
1.6 Elect Director Maykin Ho For For Management
1.7 Elect Director Robert J. Hombach For For Management
1.8 Elect Director V. Bryan Lawlis For For Management
1.9 Elect Director Richard A. Meier For For Management
1.10 Elect Director David E.I. Pyott For For Management
1.11 Elect Director Dennis J. Slamon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
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BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bader M. Alsaad For For Management
1b Elect Director Pamela Daley For For Management
1c Elect Director Jessica P. Einhorn For For Management
1d Elect Director Laurence D. Fink For For Management
1e Elect Director William E. Ford For For Management
1f Elect Director Fabrizio Freda For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Margaret 'Peggy' L. For For Management
Johnson
1i Elect Director Robert S. Kapito For For Management
1j Elect Director Cheryl D. Mills For For Management
1k Elect Director Gordon M. Nixon For For Management
1l Elect Director Charles H. Robbins For For Management
1m Elect Director Marco Antonio Slim Domit For For Management
1n Elect Director Hans E. Vestberg For For Management
1o Elect Director Susan L. Wagner For For Management
1p Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte LLP as Auditors For For Management
4a Provide Right to Call Special Meeting For For Management
4b Eliminate Supermajority Vote For For Management
Requirement
4c Amend Charter to Eliminate Provisions For For Management
that are No Longer Applicable and Make
Other Technical Revisions
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Special For For Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Reduce Ownership Threshold for Special Against Against Shareholder
Shareholder Meetings to 10%
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BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane M. Bryant For For Management
1b Elect Director Gayla J. Delly For For Management
1c Elect Director Raul J. Fernandez For For Management
1d Elect Director Eddy W. Hartenstein For For Management
1e Elect Director Check Kian Low For For Management
1f Elect Director Justine F. Page For For Management
1g Elect Director Henry Samueli For For Management
1h Elect Director Hock E. Tan For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For Against Management
1.2 Elect Director Ita Brennan For For Management
1.3 Elect Director Lewis Chew For For Management
1.4 Elect Director Julia Liuson For For Management
1.5 Elect Director James D. Plummer For For Management
1.6 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
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CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carrie S. Cox For For Management
1b Elect Director Calvin Darden For For Management
1c Elect Director Bruce L. Downey For For Management
1d Elect Director Sheri H. Edison For For Management
1e Elect Director David C. Evans For For Management
1f Elect Director Patricia A. Hemingway For For Management
Hall
1g Elect Director Akhil Johri For For Management
1h Elect Director Michael C. Kaufmann For For Management
1i Elect Director Gregory B. Kenny For For Management
1j Elect Director Nancy Killefer For For Management
1k Elect Director J. Michael Losh For For Management
1l Elect Director Dean A. Scarborough For For Management
1m Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chair Against For Shareholder
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For Abstain Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Gerald Johnson For For Management
1.5 Elect Director David W. MacLennan For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Policy Against For Shareholder
5 Report on Diversity and Inclusion Against For Shareholder
Efforts
6 Amend Certificate of Incorporate to Against Against Shareholder
become Public Benefit Corporation
7 Provide Right to Act by Written Consent Against For Shareholder
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CHESAPEAKE ENERGY CORPORATION
Ticker: CHKAQ Security ID: 165167CY1
Meeting Date: DEC 11, 2020 Meeting Type: Written Consent
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Vote On The Plan (For = Accept, For For Management
Against = Reject; Abstain Votes Do Not
Count)
2 Opt Out of the Third-Party Release For For Management
(For = Opt Out, Against or Abstain =
Do Not Opt Out)
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For Abstain Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Marillyn A. Hewson For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Debra Reed-Klages For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director D. James Umpleby, III For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Scope 3 Emissions Against For Shareholder
5 Report on Impacts of Net Zero 2050 Against For Shareholder
Scenario
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chair Against For Shareholder
9 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against For Shareholder
9 Report on Racial Equity Audit Against For Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Lee Alexander For For Management
1.3 Elect Director Christine M. Cumming For For Management
1.4 Elect Director William P. Hankowsky For For Management
1.5 Elect Director Leo I. ("Lee") Higdon For For Management
1.6 Elect Director Edward J. ("Ned") For For Management
Kelly, III
1.7 Elect Director Charles J. ("Bud") Koch For For Management
1.8 Elect Director Robert G. Leary For For Management
1.9 Elect Director Terrance J. Lillis For For Management
1.10 Elect Director Shivan Subramaniam For For Management
1.11 Elect Director Christopher J. Swift For For Management
1.12 Elect Director Wendy A. Watson For For Management
1.13 Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For Withhold Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks Posed by the Failing Against For Shareholder
to Prevent Workplace Sexual Harassment
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald W. Blair For For Management
1b Elect Director Leslie A. Brun For For Management
1c Elect Director Stephanie A. Burns For For Management
1d Elect Director Richard T. Clark For For Management
1e Elect Director Robert F. Cummings, Jr. For For Management
1f Elect Director Roger W. Ferguson, Jr. For For Management
1g Elect Director Deborah A. Henretta For For Management
1h Elect Director Daniel P. Huttenlocher For For Management
1i Elect Director Kurt M. Landgraf For For Management
1j Elect Director Kevin J. Martin For For Management
1k Elect Director Deborah D. Rieman For For Management
1l Elect Director Hansel E. Tookes, II For For Management
1m Elect Director Wendell P. Weeks For For Management
1n Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Andrea J. Goldsmith For For Management
1f Elect Director Lee W. Hogan For For Management
1g Elect Director Tammy K. Jones For For Management
1h Elect Director J. Landis Martin For For Management
1i Elect Director Anthony J. Melone For For Management
1j Elect Director W. Benjamin Moreland For For Management
1k Elect Director Kevin A. Stephens For For Management
1l Elect Director Matthew Thornton, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tamra A. Erwin For For Management
1b Elect Director Alan C. Heuberger For For Management
1c Elect Director Charles O. Holliday, Jr. For For Management
1d Elect Director Dipak C. Jain For For Management
1e Elect Director Michael O. Johanns For For Management
1f Elect Director Clayton M. Jones For Abstain Management
1g Elect Director John C. May For For Management
1h Elect Director Gregory R. Page For For Management
1i Elect Director Sherry M. Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward H. Bastian For For Management
1b Elect Director Francis S. Blake For Abstain Management
1c Elect Director Ashton B. Carter For For Management
1d Elect Director David G. DeWalt For For Management
1e Elect Director William H. Easter, III For For Management
1f Elect Director Christopher A. Hazleton For For Management
1g Elect Director Michael P. Huerta For For Management
1h Elect Director Jeanne P. Jackson For For Management
1i Elect Director George N. Mattson For For Management
1j Elect Director Sergio A.L. Rial For For Management
1k Elect Director David S. Taylor For For Management
1l Elect Director Kathy N. Waller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Climate Lobbying Against For Shareholder
--------------------------------------------------------------------------------
DENTSPLY SIRONA INC.
Ticker: XRAY Security ID: 24906P109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric K. Brandt For For Management
1b Elect Director Donald M. Casey, Jr. For For Management
1c Elect Director Willie A. Deese For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Clyde R. Hosein For For Management
1f Elect Director Arthur D. Kowaloff For For Management
1g Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1h Elect Director Gregory T. Lucier For For Management
1i Elect Director Leslie F. Varon For For Management
1j Elect Director Janet S. Vergis For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOW INC.
Ticker: DOW Security ID: 260557103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Gaurdie Banister, Jr. For For Management
1c Elect Director Wesley G. Bush For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Debra L. Dial For For Management
1f Elect Director Jeff M. Fettig For For Management
1g Elect Director Jim Fitterling For For Management
1h Elect Director Jacqueline C. Hinman For For Management
1i Elect Director Luis A. Moreno For For Management
1j Elect Director Jill S. Wyant For For Management
1k Elect Director Daniel W. Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Charles G. McClure, Jr. For For Management
1.4 Elect Director Gail J. McGovern For For Management
1.5 Elect Director Mark A. Murray For For Management
1.6 Elect Director Gerardo Norcia For For Management
1.7 Elect Director Ruth G. Shaw For For Management
1.8 Elect Director Robert C. Skaggs, Jr. For For Management
1.9 Elect Director David A. Thomas For For Management
1.10 Elect Director Gary H. Torgow For For Management
1.11 Elect Director James H. Vandenberghe For For Management
1.12 Elect Director Valerie M. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For Withhold Management
1.2 Elect Director Annette K. Clayton For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Robert M. Davis For For Management
1.5 Elect Director Caroline Dorsa For For Management
1.6 Elect Director W. Roy Dunbar For For Management
1.7 Elect Director Nicholas C. Fanandakis For For Management
1.8 Elect Director Lynn J. Good For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Michael J. Pacilio For For Management
1.12 Elect Director Thomas E. Skains For For Management
1.13 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Require Independent Board Chair Against For Shareholder
6 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Case For For Management
1b Elect Director James B. Connor For For Management
1c Elect Director Tamara D. Fischer For For Management
1d Elect Director Norman K. Jenkins For For Management
1e Elect Director Kelly T. Killingsworth For For Management
1f Elect Director Melanie R. Sabelhaus For For Management
1g Elect Director Peter M. Scott, III For For Management
1h Elect Director David P. Stockert For For Management
1i Elect Director Chris T. Sultemeier For For Management
1j Elect Director Michael E. Szymanczyk For For Management
1k Elect Director Warren M. Thompson For For Management
1l Elect Director Lynn C. Thurber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Olivier Leonetti For For Management
1d Elect Director Deborah L. McCoy For For Management
1e Elect Director Silvio Napoli For For Management
1f Elect Director Gregory R. Page For For Management
1g Elect Director Sandra Pianalto For For Management
1h Elect Director Lori J. Ryerkerk For For Management
1i Elect Director Gerald B. Smith For For Management
1j Elect Director Dorothy C. Thompson For Abstain Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity with For For Management
Pre-emptive Rights
5 Authorize Issue of Equity without For For Management
Pre-emptive Rights
6 Authorize Share Repurchase of Issued For For Management
Share Capital
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Michael C. Camunez For For Management
1c Elect Director Vanessa C.L. Chang For For Management
1d Elect Director James T. Morris For For Management
1e Elect Director Timothy T. O'Toole For For Management
1f Elect Director Pedro J. Pizarro For For Management
1g Elect Director Carey A. Smith For For Management
1h Elect Director Linda G. Stuntz For For Management
1i Elect Director William P. Sullivan For For Management
1j Elect Director Peter J. Taylor For For Management
1k Elect Director Keith Trent For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For Against Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Lawrence F. Probst, III For For Management
1e Elect Director Talbott Roche For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Heidi J. Ueberroth For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Michael T. Kerr For For Management
1g Elect Director Julie J. Robertson For Abstain Management
1h Elect Director Donald F. Textor For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Adaire Fox-Martin For For Management
1.4 Elect Director Gary Hromadko For For Management
1.5 Elect Director Irving Lyons, III For For Management
1.6 Elect Director Charles Meyers For For Management
1.7 Elect Director Christopher Paisley For For Management
1.8 Elect Director Sandra Rivera For For Management
1.9 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary S. Briggs For For Management
1b Elect Director Edith W. Cooper For For Management
1c Elect Director Melissa Reiff For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Marjorie Rodgers For For Management
Cheshire
1e Elect Director Christopher Crane For For Management
1f Elect Director Yves de Balmann For For Management
1g Elect Director Linda Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Child Labor Audit Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card)
1.1 Elect Director Michael J. Angelakis For Did Not Vote Management
1.2 Elect Director Susan K. Avery For Did Not Vote Management
1.3 Elect Director Angela F. Braly For Did Not Vote Management
1.4 Elect Director Ursula M. Burns For Did Not Vote Management
1.5 Elect Director Kenneth C. Frazier For Did Not Vote Management
1.6 Elect Director Joseph L. Hooley For Did Not Vote Management
1.7 Elect Director Steven A. Kandarian For Did Not Vote Management
1.8 Elect Director Douglas R. Oberhelman For Did Not Vote Management
1.9 Elect Director Samuel J. Palmisano For Did Not Vote Management
1.10 Elect Director Jeffrey W. Ubben For Did Not Vote Management
1.11 Elect Director Darren W. Woods For Did Not Vote Management
1.12 Elect Director Wan Zulkiflee For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Did Not Vote Shareholder
5 Reduce Ownership Threshold for Against Did Not Vote Shareholder
Shareholders to Call Special Meeting
6 Issue Audited Report on Financial Against Did Not Vote Shareholder
Impacts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of Against Did Not Vote Shareholder
Environmental-Related Expenditures
8 Report on Political Contributions Against Did Not Vote Shareholder
9 Report on Lobbying Payments and Policy Against Did Not Vote Shareholder
10 Report on Corporate Climate Lobbying Against Did Not Vote Shareholder
Aligned with Paris Agreement
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director Gregory J. Goff For For Shareholder
1.2 Elect Director Kaisa Hietala For For Shareholder
1.3 Elect Director Alexander A. Karsner For For Shareholder
1.4 Elect Director Anders Runevad For For Shareholder
1.5 Management Nominee Michael J. Angelakis For For Shareholder
1.6 Management Nominee Susan K. Avery For For Shareholder
1.7 Management Nominee Angela F. Braly For For Shareholder
1.8 Management Nominee Ursula M. Burns For For Shareholder
1.9 Management Nominee Kenneth C. Frazier For For Shareholder
1.10 Management Nominee Joseph L. Hooley For For Shareholder
1.11 Management Nominee Jeffrey W. Ubben For For Shareholder
1.12 Management Nominee Darren W. Woods For For Shareholder
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
4 Require Independent Board Chair None For Shareholder
5 Reduce Ownership Threshold for None Against Shareholder
Shareholders to Call Special Meeting
6 Issue Audited Report on Financial None For Shareholder
Impacts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of None Against Shareholder
Environmental-Related Expenditures
8 Report on Political Contributions None For Shareholder
9 Report on Lobbying Payments and Policy None For Shareholder
10 Report on Corporate Climate Lobbying None For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For Withhold Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For Against Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Report on Online Child Sexual Against For Shareholder
Exploitation
7 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against For Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken Xie For For Management
1.2 Elect Director Michael Xie For For Management
1.3 Elect Director Kelly Ducourty For For Management
1.4 Elect Director Kenneth A. Goldman For Against Management
1.5 Elect Director Ming Hsieh For For Management
1.6 Elect Director Jean Hu For For Management
1.7 Elect Director William H. Neukom For For Management
1.8 Elect Director Judith Sim For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC.
Ticker: FBHS Security ID: 34964C106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Fritz Hackett For For Management
1b Elect Director John G. Morikis For For Management
1c Elect Director Jeffery S. Perry For For Management
1d Elect Director Ronald V. Waters, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director David M. Cordani For For Management
1c Elect Director Roger W. Ferguson, Jr. For For Management
1d Elect Director Jeffrey L. Harmening For For Management
1e Elect Director Maria G. Henry For For Management
1f Elect Director Jo Ann Jenkins For For Management
1g Elect Director Elizabeth C. Lempres For For Management
1h Elect Director Diane L. Neal For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Maria A. Sastre For For Management
1k Elect Director Eric D. Sprunk For For Management
1l Elect Director Jorge A. Uribe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HANESBRANDS INC.
Ticker: HBI Security ID: 410345102
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl K. Beebe For For Management
1b Elect Director Stephen B. Bratspies For For Management
1c Elect Director Geralyn R. Breig For For Management
1d Elect Director Bobby J. Griffin For For Management
1e Elect Director James C. Johnson For For Management
1f Elect Director Franck J. Moison For For Management
1g Elect Director Robert F. Moran For For Management
1h Elect Director Ronald L. Nelson For For Management
1i Elect Director Ann E. Ziegler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Nassetta For For Management
1b Elect Director Jonathan D. Gray For For Management
1c Elect Director Charlene T. Begley For For Management
1d Elect Director Chris Carr For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Raymond E. Mabus, Jr. For For Management
1g Elect Director Judith A. McHale For Against Management
1h Elect Director John G. Schreiber For For Management
1i Elect Director Elizabeth A. Smith For For Management
1j Elect Director Douglas M. Steenland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne-Marie N. Ainsworth For For Management
1b Elect Director Anna C. Catalano For For Management
1c Elect Director Leldon E. Echols For For Management
1d Elect Director Manuel J. Fernandez For For Management
1e Elect Director Michael C. Jennings For For Management
1f Elect Director R. Craig Knocke For For Management
1g Elect Director Robert J. Kostelnik For For Management
1h Elect Director James H. Lee For For Management
1i Elect Director Franklin Myers For For Management
1j Elect Director Michael E. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
HOLOGIC INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. MacMillan For For Management
1b Elect Director Sally W. Crawford For For Management
1c Elect Director Charles J. Dockendorff For For Management
1d Elect Director Scott T. Garrett For For Management
1e Elect Director Ludwig N. Hantson For For Management
1f Elect Director Namal Nawana For For Management
1g Elect Director Christiana Stamoulis For For Management
1h Elect Director Amy M. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director Shumeet Banerji For For Management
1c Elect Director Robert R. Bennett For For Management
1d Elect Director Charles "Chip" V. Bergh For For Management
1e Elect Director Stacy Brown-Philpot For For Management
1f Elect Director Stephanie A. Burns For For Management
1g Elect Director Mary Anne Citrino For For Management
1h Elect Director Richard L. Clemmer For For Management
1i Elect Director Enrique J. Lores For For Management
1j Elect Director Judith "Jami" Miscik For For Management
1k Elect Director Subra Suresh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick P. Gelsinger For For Management
1b Elect Director James J. Goetz For For Management
1c Elect Director Alyssa Henry For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Risa Lavizzo-Mourey For For Management
1f Elect Director Tsu-Jae King Liu For For Management
1g Elect Director Gregory D. Smith For For Management
1h Elect Director Dion J. Weisler For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
6 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Buberl For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director David N. Farr For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Michelle J. Howard For For Management
1f Elect Director Arvind Krishna For For Management
1g Elect Director Andrew N. Liveris For For Management
1h Elect Director Frederick William For Abstain Management
McNabb, III
1i Elect Director Martha E. Pollack For For Management
1j Elect Director Joseph R. Swedish For For Management
1k Elect Director Peter R. Voser For For Management
1l Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
6 Publish Annually a Report Assessing For For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher M. Connor For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director Ilene S. Gordon For For Management
1d Elect Director Anders Gustafsson For For Management
1e Elect Director Jacqueline C. Hinman For For Management
1f Elect Director Clinton A. Lewis, Jr. For For Management
1g Elect Director DG Macpherson For For Management
1h Elect Director Kathryn D. Sullivan For For Management
1i Elect Director Mark S. Sutton For For Management
1j Elect Director Anton V. Vincent For For Management
1k Elect Director Ray G. Young For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For Abstain Management
1j Elect Director Charles Prince For Against Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Government Financial Support Against Against Shareholder
and Access to COVID-19 Vaccines and
Therapeutics
5 Require Independent Board Chair Against For Shareholder
6 Report on Civil Rights Audit Against For Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For Abstain Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Phebe N. Novakovic For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
6 Report on Racial Equity Audit Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Congruency Political Against Against Shareholder
Analysis and Electioneering
Expenditures
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Culver For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For For Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For For Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For For Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Marie Myers For For Management
1.8 Elect Director Kiran Patel For For Management
1.9 Elect Director Victor Peng For For Management
1.10 Elect Director Robert Rango For For Management
1.11 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Rick Beckwitt For For Management
1c Elect Director Steven L. Gerard For Against Management
1d Elect Director Tig Gilliam For For Management
1e Elect Director Sherrill W. Hudson For For Management
1f Elect Director Jonathan M. Jaffe For For Management
1g Elect Director Sidney Lapidus For For Management
1h Elect Director Teri P. McClure For For Management
1i Elect Director Stuart Miller For For Management
1j Elect Director Armando Olivera For For Management
1k Elect Director Jeffrey Sonnenfeld For Abstain Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Barberio For For Management
1.2 Elect Director Joseph V. Saffire For For Management
1.3 Elect Director Stephen R. Rusmisel For For Management
1.4 Elect Director Arthur L. Havener, Jr. For For Management
1.5 Elect Director Dana Hamilton For For Management
1.6 Elect Director Edward J. Pettinella For For Management
1.7 Elect Director David L. Rogers For For Management
1.8 Elect Director Susan Harnett For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marvin R. Ellison For For Management
1.8 Elect Director Daniel J. Heinrich For For Management
1.9 Elect Director Brian C. Rogers For For Management
1.10 Elect Director Bertram L. Scott For For Management
1.11 Elect Director Mary Beth West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ajay Banga For For Management
1b Elect Director Merit E. Janow For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Oki Matsumoto For For Management
1h Elect Director Michael Miebach For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For For Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For Against Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For Against Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sugar and Public Health Against Against Shareholder
5 Report on Antibiotics and Public Against Against Shareholder
Health Costs
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dominic J. Caruso For For Management
1b Elect Director N. Anthony Coles For For Management
1c Elect Director M. Christine Jacobs For For Management
1d Elect Director Donald R. Knauss For For Management
1e Elect Director Marie L. Knowles For For Management
1f Elect Director Bradley E. Lerman For For Management
1g Elect Director Maria Martinez For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Susan R. Salka For For Management
1j Elect Director Brian S. Tyler For For Management
1k Elect Director Kenneth E. Washington For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on the Statement on the Purpose Against Against Shareholder
of a Corporation
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Caterina A. Mozingo For For Management
1.5 Elect Director Elizabeth N. Pitman For For Management
1.6 Elect Director C. Reynolds Thompson, For For Management
III
1.7 Elect Director D. Paul Sparks, Jr. For For Management
1.8 Elect Director Michael G. Stewart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Kevin E. Lofton For For Management
1i Elect Director Geoffrey S. Martha For For Management
1j Elect Director Elizabeth G. Nabel For For Management
1k Elect Director Denise M. O'Leary For For Management
1l Elect Director Kendall J. Powell For Against Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
6 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For Abstain Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Risa J. Lavizzo-Mourey For For Management
1g Elect Director Stephen L. Mayo For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Access to COVID-19 Products Against Against Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Hironori Kamezawa For For Management
1h Elect Director Shelley B. Leibowitz For For Management
1i Elect Director Stephen J. Luczo For For Management
1j Elect Director Jami Miscik For For Management
1k Elect Director Dennis M. Nally For For Management
1l Elect Director Mary L. Schapiro For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NEWELL BRANDS INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bridget Ryan Berman For For Management
1b Elect Director Patrick D. Campbell For For Management
1c Elect Director James R. Craigie For For Management
1d Elect Director Brett M. Icahn For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Courtney R. Mather For For Management
1h Elect Director Ravichandra K. Saligram For For Management
1i Elect Director Judith A. Sprieser For For Management
1j Elect Director Robert A. Steele For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
NEWMONT CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Awuah, Jr. For For Management
1.2 Elect Director Gregory H. Boyce For For Management
1.3 Elect Director Bruce R. Brook For For Management
1.4 Elect Director Maura Clark For For Management
1.5 Elect Director Matthew Coon Come For For Management
1.6 Elect Director Jose Manuel Madero For For Management
1.7 Elect Director Rene Medori For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Thomas Palmer For For Management
1.10 Elect Director Julio M. Quintana For For Management
1.11 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas D. Bell, Jr. For For Management
1b Elect Director Mitchell E. Daniels, Jr. For Abstain Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director John C. Huffard, Jr. For For Management
1e Elect Director Christopher T. Jones For For Management
1f Elect Director Thomas C. Kelleher For For Management
1g Elect Director Steven F. Leer For For Management
1h Elect Director Michael D. Lockhart For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Claude Mongeau For For Management
1k Elect Director Jennifer F. Scanlon For For Management
1l Elect Director James A. Squires For For Management
1m Elect Director John R. Thompson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
5 Report on Corporate Climate Lobbying Against For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
NORTONLIFELOCK INC.
Ticker: NLOK Security ID: 668771108
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sue Barsamian For For Management
1b Elect Director Eric K. Brandt For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Nora M. Denzel For For Management
1e Elect Director Peter A. Feld For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director David W. Humphrey For For Management
1h Elect Director Vincent Pilette For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Expenditures
--------------------------------------------------------------------------------
NOV INC.
Ticker: NOV Security ID: 62955J103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clay C. Williams For For Management
1b Elect Director Greg L. Armstrong For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director Ben A. Guill For For Management
1e Elect Director James T. Hackett For For Management
1f Elect Director David D. Harrison For For Management
1g Elect Director Eric L. Mattson For For Management
1h Elect Director Melody B. Meyer For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Antonio Carrillo For For Management
1c Elect Director Matthew Carter, Jr. For For Management
1d Elect Director Lawrence S. Coben For For Management
1e Elect Director Heather Cox For For Management
1f Elect Director Elisabeth B. Donohue For For Management
1g Elect Director Mauricio Gutierrez For For Management
1h Elect Director Paul W. Hobby For For Management
1i Elect Director Alexandra Pruner For For Management
1j Elect Director Anne C. Schaumburg For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Dempsey For For Management
1.2 Elect Director Christopher J. Kearney For For Management
1.3 Elect Director Laurette T. Koellner For For Management
1.4 Elect Director Joseph D. Rupp For For Management
1.5 Elect Director Leon J. Topalian For For Management
1.6 Elect Director John H. Walker For Withhold Management
1.7 Elect Director Nadja Y. West For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NUTRIEN LTD.
Ticker: NTR Security ID: 67077M108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Burley For For Management
1.2 Elect Director Maura J. Clark For For Management
1.3 Elect Director Russell K. Girling For Withhold Management
1.4 Elect Director Miranda C. Hubbs For For Management
1.5 Elect Director Raj S. Kushwaha For For Management
1.6 Elect Director Alice D. Laberge For For Management
1.7 Elect Director Consuelo E. Madere For For Management
1.8 Elect Director Charles V. Magro - None None Management
Withdrawn Resolution
1.9 Elect Director Keith G. Martell For For Management
1.10 Elect Director Aaron W. Regent For For Management
1.11 Elect Director Mayo M. Schmidt For For Management
1.12 Elect Director Nelson Luiz Costa Silva For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director Susan Desmond-Hellmann For For Management
1.4 Elect Director Joseph J. Echevarria For Abstain Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director James Quincey For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Report on Political Contributions and Against Against Shareholder
Expenditures
6 Report on Access to COVID-19 Products Against Against Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For Against Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glynis A. Bryan For For Management
1.2 Elect Director Denis A. Cortese For For Management
1.3 Elect Director Richard P. Fox For For Management
1.4 Elect Director Jeffrey B. Guldner For For Management
1.5 Elect Director Dale E. Klein For For Management
1.6 Elect Director Kathryn L. Munro For For Management
1.7 Elect Director Bruce J. Nordstrom For For Management
1.8 Elect Director Paula J. Sims For For Management
1.9 Elect Director William H. Spence For For Management
1.10 Elect Director James E. Trevathan, Jr. For For Management
1.11 Elect Director David P. Wagener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director Cristina G. Bita For For Management
1c Elect Director George L. Fotiades For Against Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Irving F. Lyons, III For For Management
1f Elect Director Avid Modjtabai For For Management
1g Elect Director David P. O'Connor For For Management
1h Elect Director Olivier Piani For For Management
1i Elect Director Jeffrey L. Skelton For Abstain Management
1j Elect Director Carl B. Webb For For Management
1k Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian P. Anderson For For Management
1b Elect Director Bryce Blair For For Management
1c Elect Director Richard W. Dreiling For Abstain Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Cheryl W. Grise For For Management
1f Elect Director Andre J. Hawaux For For Management
1g Elect Director J. Phillip Holloman For For Management
1h Elect Director Ryan R. Marshall For For Management
1i Elect Director John R. Peshkin For For Management
1j Elect Director Scott F. Powers For For Management
1k Elect Director Lila Snyder For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. (Duke) Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Worthing F. Jackman For For Management
1.6 Elect Director David M. McClanahan For For Management
1.7 Elect Director Margaret B. Shannon For For Management
1.8 Elect Director Pat Wood, III For For Management
1.9 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES CORPORATION
Ticker: RTX Security ID: 75513E101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director Gregory J. Hayes For For Management
1c Elect Director Thomas A. Kennedy For For Management
1d Elect Director Marshall O. Larsen For For Management
1e Elect Director George R. Oliver For For Management
1f Elect Director Robert K. (Kelly) For For Management
Ortberg
1g Elect Director Margaret L. O'Sullivan For For Management
1h Elect Director Dinesh C. Paliwal For For Management
1i Elect Director Ellen M. Pawlikowski For For Management
1j Elect Director Denise L. Ramos For For Management
1k Elect Director Fredric G. Reynolds For For Management
1l Elect Director Brian C. Rogers For For Management
1m Elect Director James A. Winnefeld, Jr. For For Management
1n Elect Director Robert O. Work For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn H. Byrd For For Management
1b Elect Director Don DeFosset For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Zhanna Golodryga For For Management
1e Elect Director John D. Johns For For Management
1f Elect Director Ruth Ann Marshall For For Management
1g Elect Director Charles D. McCrary For For Management
1h Elect Director James T. Prokopanko For For Management
1i Elect Director Lee J. Styslinger, III For For Management
1j Elect Director Jose S. Suquet For For Management
1k Elect Director John M. Turner, Jr. For For Management
1l Elect Director Timothy Vines For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julia L. Coronado For For Management
1b Elect Director Dirk A. Kempthorne For For Management
1c Elect Director Harold M. Messmer, Jr. For For Management
1d Elect Director Marc H. Morial For For Management
1e Elect Director Barbara J. Novogradac For For Management
1f Elect Director Robert J. Pace For For Management
1g Elect Director Frederick A. Richman For For Management
1h Elect Director M. Keith Waddell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For Against Management
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca J. Jacoby For For Management
1.6 Elect Director Monique F. Leroux For For Management
1.7 Elect Director Ian P. Livingston For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Greenhouse Gas (GHG) Emissions For Abstain Management
Reduction Plan
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark W. Adams For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Michael R. Cannon For For Management
1d Elect Director William T. Coleman For For Management
1e Elect Director Jay L. Geldmacher For For Management
1f Elect Director Dylan G. Haggart For For Management
1g Elect Director Stephen J. Luczo For For Management
1h Elect Director William D. Mosley For For Management
1i Elect Director Stephanie Tilenius For For Management
1j Elect Director Edward J. Zander For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M111
Meeting Date: APR 14, 2021 Meeting Type: Court
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Amend Constitution For For Management
3 Approve Creation of Distributable For For Management
Reserves
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Karen L. Daniel For For Management
1.3 Elect Director Ruth Ann M. Gillis For For Management
1.4 Elect Director James P. Holden For For Management
1.5 Elect Director Nathan J. Jones For For Management
1.6 Elect Director Henry W. Knueppel For For Management
1.7 Elect Director W. Dudley Lehman For For Management
1.8 Elect Director Nicholas T. Pinchuk For For Management
1.9 Elect Director Gregg M. Sherrill For For Management
1.10 Elect Director Donald J. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Adopt Majority Vote Cast to Remove Against For Shareholder
Directors With or Without Cause
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502846
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
6 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
--------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC.
Ticker: STWD Security ID: 85571B105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For For Management
1.2 Elect Director Jeffrey G. Dishner For For Management
1.3 Elect Director Camille J. Douglas For For Management
1.4 Elect Director Solomon J. Kumin For For Management
1.5 Elect Director Fred Perpall For For Management
1.6 Elect Director Fred S. Ridley For For Management
1.7 Elect Director Barry S. Sternlicht For For Management
1.8 Elect Director Strauss Zelnick For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Mary K. Bush For For Management
1c Elect Director Dina Dublon For For Management
1d Elect Director Freeman A. Hrabowski, For For Management
III
1e Elect Director Robert F. MacLellan For For Management
1f Elect Director Olympia J. Snowe For For Management
1g Elect Director Robert J. Stevens For For Management
1h Elect Director William J. Stromberg For For Management
1i Elect Director Richard R. Verma For For Management
1j Elect Director Sandra S. Wijnberg For For Management
1k Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For Abstain Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Robert L. Edwards For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Donald R. Knauss For For Management
1g Elect Director Christine A. Leahy For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Derica W. Rice For For Management
1k Elect Director Kenneth L. Salazar For For Management
1l Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
TCG BDC, INC.
Ticker: CGBD Security ID: 872280102
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
TCG BDC, INC.
Ticker: CGBD Security ID: 872280102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nigel D.T. Andrews For For Management
1b Elect Director Aren C. LeeKong For For Management
1c Elect Director William H. Wright, II For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For Abstain Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet G. Davidson For For Management
1.2 Elect Director Andres R. Gluski For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director Holly K. Koeppel For For Management
1.5 Elect Director Julia M. Laulis For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Teresa M. Sebastian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
and Charter Amendments Adopted by the
Board of Directors
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald E. Brown For For Management
1b Elect Director Kermit R. Crawford For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director Richard T. Hume For For Management
1e Elect Director Margaret M. Keane For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Jacques P. Perold For For Management
1h Elect Director Andrea Redmond For For Management
1i Elect Director Gregg M. Sherrill For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Larry D. De Shon For For Management
1c Elect Director Carlos Dominguez For For Management
1d Elect Director Trevor Fetter For For Management
1e Elect Director Donna James For For Management
1f Elect Director Kathryn A. Mikells For For Management
1g Elect Director Michael G. Morris For For Management
1h Elect Director Teresa W. Roseborough For For Management
1i Elect Director Virginia P. Ruesterholz For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director Matthew E. Winter For For Management
1l Elect Director Greig Woodring For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For Abstain Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Written Consent Against Against Shareholder
Provisions
5 Report on Political Contributions Against Against Shareholder
Congruency Analysis
6 Report on Prison Labor in the Supply Against Against Shareholder
Chain
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joceyln Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Philippe Krakowsky For For Management
1.5 Elect Director Jonathan F. Miller For For Management
1.6 Elect Director Patrick Q. Moore For For Management
1.7 Elect Director Michael I. Roth For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director David M. Thomas For For Management
1.10 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Chapman-Hughes For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Kirk L. Perry For For Management
1e Elect Director Sandra Pianalto For For Management
1f Elect Director Nancy Lopez Russell For For Management
1g Elect Director Alex Shumate For For Management
1h Elect Director Mark T. Smucker For For Management
1i Elect Director Richard K. Smucker For For Management
1j Elect Director Timothy P. Smucker For For Management
1k Elect Director Jodi L. Taylor For For Management
1l Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY
Ticker: KHC Security ID: 500754106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Abel For For Management
1b Elect Director Alexandre Behring For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Joao M. Castro-Neves For For Management
1e Elect Director Lori Dickerson Fouche For For Management
1f Elect Director Timothy Kenesey For For Management
1g Elect Director Elio Leoni Sceti For For Management
1h Elect Director Susan Mulder For For Management
1i Elect Director Miguel Patricio For For Management
1j Elect Director John C. Pope For For Management
1k Elect Director Alexandre Van Damme For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nora A. Aufreiter For For Management
1b Elect Director Kevin M. Brown For For Management
1c Elect Director Anne Gates For For Management
1d Elect Director Karen M. Hoguet For For Management
1e Elect Director W. Rodney McMullen For For Management
1f Elect Director Clyde R. Moore For For Management
1g Elect Director Ronald L. Sargent For For Management
1h Elect Director J. Amanda Sourry Knox For For Management
(Amanda Sourry)
1i Elect Director Mark S. Sutton For For Management
1j Elect Director Ashok Vemuri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLC as For For Management
Auditor
4 Assess Environmental Impact of Against Against Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Alvarado For For Management
1b Elect Director Charles E. Bunch For Against Management
1c Elect Director Debra A. Cafaro For For Management
1d Elect Director Marjorie Rodgers For For Management
Cheshire
1e Elect Director David L. Cohen For For Management
1f Elect Director William S. Demchak For For Management
1g Elect Director Andrew T. Feldstein For Abstain Management
1h Elect Director Richard J. Harshman For For Management
1i Elect Director Daniel R. Hesse For For Management
1j Elect Director Linda R. Medler For For Management
1k Elect Director Martin Pfinsgraff For For Management
1l Elect Director Toni Townes-Whitley For For Management
1m Elect Director Michael J. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Risk Management and Nuclear Against Against Shareholder
Weapon Industry
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For Abstain Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Report on Efforts to Eliminate Against For Shareholder
Deforestation
6 Publish Annually a Report Assessing Against Against Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Charles I. Cogut For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Stacey H. Dore For For Management
1.8 Elect Director Vicki L. Fuller For For Management
1.9 Elect Director Peter A. Ragauss For For Management
1.10 Elect Director Rose M. Robeson For For Management
1.11 Elect Director Scott D. Sheffield For For Management
1.12 Elect Director Murray D. Smith For For Management
1.13 Elect Director William H. Spence For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRAVEL + LEISURE CO.
Ticker: TNL Security ID: 894164102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louise F. Brady For For Management
1.2 Elect Director Michael D. Brown For For Management
1.3 Elect Director James E. Buckman For For Management
1.4 Elect Director George Herrera For For Management
1.5 Elect Director Stephen P. Holmes For For Management
1.6 Elect Director Denny Marie Post For For Management
1.7 Elect Director Ronald L. Rickles For For Management
1.8 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION
Ticker: TY Security ID: 895436103
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George S. Batejan For For Management
1.2 Elect Director Kathleen Blatz For For Management
1.3 Elect Director Pamela G. Carlton For For Management
1.4 Elect Director Christopher O. Petersen For For Management
1.5 Elect Director Sandra Yeager For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Tome For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Eva C. Boratto For For Management
1d Elect Director Michael J. Burns For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Angela Hwang For For Management
1g Elect Director Kate E. Johnson For For Management
1h Elect Director William R. Johnson For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Franck J. Moison For For Management
1k Elect Director Christiana Smith Shi For For Management
1l Elect Director Russell Stokes For For Management
1m Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Report on Climate Change Against For Shareholder
8 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
9 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Paulett Eberhart For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director Kimberly S. Greene For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Eric D. Mullins For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For Abstain Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director Yehuda Ari Buchalter For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Thomas F. Frist, III For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Roger H. Moore For For Management
1.7 Elect Director Louis A. Simpson For For Management
1.8 Elect Director Timothy Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For Abstain Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
5 Amend Senior Executive Compensation Against Against Shareholder
Clawback Policy
6 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta Bhatia For For Management
1.2 Elect Director Lloyd Carney For For Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For Against Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey Leiden For For Management
1.8 Elect Director Margaret McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Zandman For For Management
1.2 Elect Director Ruta Zandman For For Management
1.3 Elect Director Ziv Shoshani For For Management
1.4 Elect Director Jeffrey H. Vanneste For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director Valerie B. Jarrett For For Management
1g Elect Director John A. Lederer For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For Against Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chair Against For Shareholder
6 Report on Health Risks of Continued Against Against Shareholder
In-Store Tobacco Sales in the Age of
COVID 2021
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Emmert For For Management
1b Elect Director Rick R. Holley For For Management
1c Elect Director Sara Grootwassink Lewis For For Management
1d Elect Director Deidra C. Merriwether For For Management
1e Elect Director Al Monaco For For Management
1f Elect Director Nicole W. Piasecki For For Management
1g Elect Director Lawrence A. Selzer For For Management
1h Elect Director Devin W. Stockfish For For Management
1i Elect Director Kim Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Marc R. Bitzer For For Management
1c Elect Director Greg Creed For For Management
1d Elect Director Gary T. DiCamillo For For Management
1e Elect Director Diane M. Dietz For For Management
1f Elect Director Gerri T. Elliott For For Management
1g Elect Director Jennifer A. LaClair For For Management
1h Elect Director John D. Liu For For Management
1i Elect Director James M. Loree For For Management
1j Elect Director Harish Manwani For For Management
1k Elect Director Patricia K. Poppe For For Management
1l Elect Director Larry O. Spencer For For Management
1m Elect Director Michael D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION, N.A.
Ticker: ZION Security ID: 989701107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maria Contreras-Sweet For For Management
1B Elect Director Gary L. Crittenden For For Management
1C Elect Director Suren K. Gupta For For Management
1D Elect Director Claire A. Huang For For Management
1E Elect Director Vivian S. Lee For For Management
1F Elect Director Scott J. McLean For For Management
1G Elect Director Edward F. Murphy For For Management
1H Elect Director Stephen D. Quinn For For Management
1I Elect Director Harris H. Simmons For For Management
1J Elect Director Aaron B. Skonnard For For Management
1K Elect Director Barbara A. Yastine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
================================================================================
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked
'Abstain' are considered to have been voted against management's
recommendation if management's recommendation is 'For' or 'Against,' and for
management's recommendation if management's
recommendation is 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a
ballot item, a ballot marked 'For' or 'Against' is
considered to have been
voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'None' is used to
indicate that there is no management recommendation that a shareholder may vote
'For' or 'Against.'
Any ballot marked as 'Take No Action' is neither a vote cast for or against
management and 'None' is used to represent this.
================================================================================
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
