UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
811-07831
Investment Company Act file
FMI Funds, Inc.
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
100 East Wisconsin Avenue, Suite 2200
Milwaukee, WI 53202
(Address of principal executive offices) (Zip code)
(Address of principal executive offices) (Zip code)
Ted D. Kellner
100 East Wisconsin Avenue, Suite 2200
Milwaukee, WI 53202
(Name and address of agent for service)
(Name and address of agent for service)
1-414-226-4555
Registrant’s telephone number, including area code
Date of fiscal year end: 09/30
Date of reporting period: 07/01/2016 – 06/30/2017
Vote Summary | ||||||||||||||||||||||
ELECTROCOMPONENTS PLC, OXFORD | ||||||||||||||||||||||
Security | G29848101 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 20-Jul-2016 | ||||||||||||||||||||
ISIN | GB0003096442 | Agenda | 707201187 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 18-Jul-2016 | ||||||||||||||||||||
City / | Country | OXFORD | / | United Kingdom | Vote Deadline Date | 12-Jul-2016 | ||||||||||||||||
SEDOL(s) | 0309644 - 5830138 - B02SHT9 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2016 | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 53 TO 61 OF THE 2016 ANNUAL REPORT | Management | For | For | ||||||||||||||||||
3 | TO APPROVE THE STATEMENT BY THE CHAIRMAN OF THE REMUNERATION COMMITTEE AND THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 MARCH 2016 AS (AS SPECIFIED) RESPECTIVELY OF THE 2016 ANNUAL REPORT | Management | For | For | ||||||||||||||||||
4 | TO DECLARE A FINAL DIVIDEND OF 6.75 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2016 | Management | For | For | ||||||||||||||||||
5 | TO ELECT DAVID EGAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
6 | TO RE-ELECT BERTRAND BODSON AS A DIRECTOR | Management | For | For | ||||||||||||||||||
7 | TO RE-ELECT KAREN GUERRA AS A DIRECTOR | Management | For | For | ||||||||||||||||||
8 | TO RE-ELECT PAUL HOLLINGWORTH AS A DIRECTOR | Management | For | For | ||||||||||||||||||
9 | TO RE-ELECT PETER JOHNSON AS A DIRECTOR | Management | For | For | ||||||||||||||||||
10 | TO RE-ELECT JOHN PATTULLO AS A DIRECTOR | Management | For | For | ||||||||||||||||||
11 | TO RE-ELECT LINDSLEY RUTH AS A DIRECTOR | Management | For | For | ||||||||||||||||||
12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||||||||||||
13 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||||||||
14 | RENEWAL OF DIRECTORS’ AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||||||||
15 | RENEWAL OF DIRECTORS’ AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||||||||||||
16 | RENEWAL OF DIRECTORS’ AUTHORITY FOR THE PURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For | ||||||||||||||||||
17 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||||||||||
18 | APPROVAL OF LONG TERM INCENTIVE PLAN 2016 | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 18,340,000 | 0 | 11-Jul-2016 | 12-Jul-2016 | |||||||||||||||
SAMSONITE INTERNATIONAL S.A, LUXEMBOURG | ||||||||||||||||||||||
Security | L80308106 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jul-2016 | ||||||||||||||||||||
ISIN | LU0633102719 | Agenda | 707218081 - Management | |||||||||||||||||||
Record Date | 21-Jul-2016 | Holding Recon Date | 21-Jul-2016 | |||||||||||||||||||
City / | Country | HONG KONG | / | Luxembourg | Vote Deadline Date | 15-Jul-2016 | ||||||||||||||||
SEDOL(s) | B4KW2N0 - B4Q1532 - B7T3RP2 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0627/LTN20160627696.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0627/LTN20160627690.pdf | Non-Voting | ||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF “ABSTAIN” WILL BE TREATED-THE SAME AS A “TAKE NO ACTION” VOTE | Non-Voting | ||||||||||||||||||||
1 | TO: (A) APPROVE, RATIFY AND CONFIRM THE AGREEMENT AND PLAN OF MERGER (THE “MERGER AGREEMENT”) DATED AS OF MARCH 3, 2016 ENTERED INTO BETWEEN THE COMPANY, PTL ACQUISITION INC. (“PTL ACQUISITION”) AND TUMI HOLDINGS, INC. (“TUMI”) IN RELATION TO THE MERGER OF PTL ACQUISITION WITH AND INTO TUMI, WITH TUMI SURVIVING THE MERGER AS AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, INCLUDING THE MERGER, THE DEBT FINANCING AS WELL AS THE GUARANTEES AND SECURITY TO BE GRANTED IN THAT RESPECT (AS FURTHER DESCRIBED IN THE CIRCULAR DISPATCHED BY THE COMPANY ON JUNE 28, 2016); AND (B) AUTHORIZE THE DIRECTORS OF THE COMPANY, ACTING COLLECTIVELY AND INDIVIDUALLY, FOR AND ON BEHALF OF THE COMPANY, TO DO ALL SUCH ACTS AND THINGS AND TO SIGN, EXECUTE, SEAL (WHERE REQUIRED) AND DELIVER ALL SUCH DOCUMENTS AND TO TAKE ALL SUCH STEPS AS THE DIRECTORS OF THE COMPANY IN THEIR DISCRETION MAY CONSIDER NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT FOR THE PURPOSES OF GIVING EFFECT TO OR IN CONNECTION WITH THE MERGER AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 17,824,900 | 0 | 11-Jul-2016 | 18-Jul-2016 | |||||||||||||||
SAMSONITE INTERNATIONAL S.A, LUXEMBOURG | ||||||||||||||||||||||
Security | L80308106 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Sep-2016 | ||||||||||||||||||||
ISIN | LU0633102719 | Agenda | 707341501 - Management | |||||||||||||||||||
Record Date | 19-Sep-2016 | Holding Recon Date | 19-Sep-2016 | |||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 13-Sep-2016 | ||||||||||||||||
SEDOL(s) | B4KW2N0 - B4Q1532 - B7T3RP2 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0825/LTN20160825047.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0825/LTN20160825037.pdf | Non-Voting | ||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME AS A ‘TAKE NO ACTION’ VOTE | Non-Voting | ||||||||||||||||||||
1 | TO ACKNOWLEDGE THE RESIGNATION OF MR. MIGUEL KAI KWUN KO AS A DIRECTOR OF THE COMPANY WITH IMMEDIATE EFFECT | Management | For | For | ||||||||||||||||||
2 | TO ELECT MR. JEROME SQUIRE GRIFFITH AS A DIRECTOR OF THE COMPANY WITH IMMEDIATE EFFECT AND FOR A PERIOD EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2018 | Management | For | For | ||||||||||||||||||
3 | TO APPROVE THE REMUNERATION TO BE GRANTED TO MR. JEROME SQUIRE GRIFFITH AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 17,824,900 | 0 | 01-Sep-2016 | 13-Sep-2016 | |||||||||||||||
SAMSUNG ELECTRONICS CO LTD, SUWON | ||||||||||||||||||||||
Security | Y74718118 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Oct-2016 | ||||||||||||||||||||
ISIN | KR7005931001 | Agenda | 707408185 - Management | |||||||||||||||||||
Record Date | 28-Sep-2016 | Holding Recon Date | 28-Sep-2016 | |||||||||||||||||||
City / | Country | SEOUL | / | Korea, Republic Of | Vote Deadline Date | 17-Oct-2016 | ||||||||||||||||
SEDOL(s) | 6773812 - B06NRV2 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | THE ISSUING COMPANY WILL OWN 100% OF SHARES OF NEWLY ESTABLISHED COMPANY- RESULTED FROM THE ABOVE SPIN-OFF. THEREFORE THIS SPIN-OFF DOES NOT AFFECT ON- SHAREHOLDERS OF COMPANY | Non-Voting | ||||||||||||||||||||
1 | APPROVAL OF SPIN OFF | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 94,000 | 0 | 28-Sep-2016 | 17-Oct-2016 | |||||||||||||||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||||||||||
Security | 73755L107 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | POT | Meeting Date | 03-Nov-2016 | |||||||||||||||||||
ISIN | CA73755L1076 | Agenda | 934488885 - Management | |||||||||||||||||||
Record Date | 22-Sep-2016 | Holding Recon Date | 22-Sep-2016 | |||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 31-Oct-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
01 | THE SPECIAL RESOLUTION (INCLUDED AS APPENDIX B IN THE ACCOMPANYING JOINT INFORMATION CIRCULAR) APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, INVOLVING, AMONG OTHERS, POTASH CORPORATION OF SASKATCHEWAN INC. (THE “CORPORATION”), SHAREHOLDERS OF THE CORPORATION, AGRIUM INC., SHAREHOLDERS OF AGRIUM INC. AND A NEWLY-INCORPORATED PARENT ENTITY TO BE FORMED TO MANAGE AND HOLD THE COMBINED BUSINESSES OF THE CORPORATION AND AGRIUM INC., AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 9,063,000 | 0 | 18-Oct-2016 | 04-Nov-2016 | |||||||||||||||
SMITHS GROUP PLC, LONDON | ||||||||||||||||||||||
Security | G82401111 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Nov-2016 | ||||||||||||||||||||
ISIN | GB00B1WY2338 | Agenda | 707477774 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 11-Nov-2016 | ||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 07-Nov-2016 | ||||||||||||||||
SEDOL(s) | B1WY233 - B1YYQ17 - B1YZ472 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | ADOPTION OF REPORT AND ACCOUNTS | Management | For | For | ||||||||||||||||||
2 | APPROVAL OF DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||||||||||
3 | DECLARATION OF A FINAL DIVIDEND: 28.75 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||||||||||
4 | RE-ELECTION OF MR B.F.J. ANGELICI AS A DIRECTOR | Management | For | For | ||||||||||||||||||
5 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||
6 | RE-ELECTION OF MS T.D. FRATTO AS A DIRECTOR | Management | For | For | ||||||||||||||||||
7 | RE-ELECTION OF MR C.M. O’SHEA AS A DIRECTOR | Management | For | For | ||||||||||||||||||
8 | RE-ELECTION OF MS A.C. QUINN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
9 | RE -ELECTION OF MR W.C. SEEGER AS A DIRECTOR | Management | For | For | ||||||||||||||||||
10 | RE-ELECTION OF MR A. REYNOLDS SMITH AS A DIRECTOR | Management | For | For | ||||||||||||||||||
11 | RE-ELECTION OF SIR KEVIN TEBBIT AS A DIRECTOR | Management | For | For | ||||||||||||||||||
12 | ELECTION OF MR M.D. SELIGMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
13 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||||||||||||
14 | AUDITORS’ REMUNERATION | Management | For | For | ||||||||||||||||||
15 | AUTHORITY TO ISSUE SHARES PURSUANT TO SECTION 551 OF COMPANIES ACT 2006 | Management | Against | Against | ||||||||||||||||||
16 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR RIGHTS ISSUES AND OTHER PRE-EMPTIVE ISSUES | Management | Against | Against | ||||||||||||||||||
17 | ADDITIONAL AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS FOR FINANCING OR REFINANCING PARTICULAR ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Management | Against | Against | ||||||||||||||||||
18 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management | For | For | ||||||||||||||||||
19 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Against | Against | ||||||||||||||||||
20 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 10,205,000 | 0 | 20-Oct-2016 | 14-Nov-2016 | |||||||||||||||
WOLSELEY PLC | ||||||||||||||||||||||
Security | G9736L124 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Nov-2016 | ||||||||||||||||||||
ISIN | JE00BFNWV485 | Agenda | 707532152 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 25-Nov-2016 | ||||||||||||||||||||
City / | Country | ZUG | / | Jersey | Vote Deadline Date | 18-Nov-2016 | ||||||||||||||||
SEDOL(s) | BFNWV48 - BG0R488 - BH3GZT7 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO RECEIVE THE COMPANY’S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 JULY 2016 | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 JULY 2016 | Management | For | For | ||||||||||||||||||
3 | TO DECLARE A FINAL DIVIDEND OF 66.72 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 JULY 2016 | Management | For | For | ||||||||||||||||||
4 | TO RE-ELECT MS TESSA BAMFORD AS A DIRECTOR | Management | For | For | ||||||||||||||||||
5 | TO RE-ELECT MR JOHN DALY AS A DIRECTOR | Management | For | For | ||||||||||||||||||
6 | TO RE-ELECT MR GARETH DAVIS AS A DIRECTOR | Management | For | For | ||||||||||||||||||
7 | TO RE-ELECT MS PILAR LOPEZ AS A DIRECTOR | Management | Against | Against | ||||||||||||||||||
8 | TO RE-ELECT MR JOHN MARTIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
9 | TO RE-ELECT MR ALAN MURRAY AS A DIRECTOR | Management | For | For | ||||||||||||||||||
10 | TO RE-ELECT MR FRANK ROACH AS A DIRECTOR | Management | For | For | ||||||||||||||||||
11 | TO RE-ELECT MR DARREN SHAPLAND AS A DIRECTOR | Management | For | For | ||||||||||||||||||
12 | TO RE-ELECT MS JACQUELINE SIMMONDS AS A DIRECTOR | Management | For | For | ||||||||||||||||||
13 | TO RE-APPOINT DELOITTE LLP AS THE AUDITORS | Management | For | For | ||||||||||||||||||
14 | TO AUTHORISE THE AUDIT COMMITTEE ON BEHALF OF THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||||||||||
15 | TO GIVE LIMITED AUTHORITY TO INCUR POLITICAL EXPENDITURE AND TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||||||||||
16 | TO GIVE LIMITED POWERS TO THE DIRECTORS TO ALLOT EQUITY SECURITIES | Management | Against | Against | ||||||||||||||||||
17 | TO GIVE LIMITED POWERS TO THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH WITHOUT THE APPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||||||||||||
18 | TO GIVE ADDITIONAL LIMITED POWERS TO THE DIRECTORS TO ALLOT EQUITY SECURITIES FOR CASH WITHOUT THE APPLICATION OF PRE- EMPTION RIGHTS FOR THE PURPOSES OF FINANCING OR REFINANCING AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | Against | Against | ||||||||||||||||||
19 | TO GIVE LIMITED AUTHORITY FOR THE COMPANY TO PURCHASE ITS ORDINARY SHARES | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,586,000 | 0 | 07-Nov-2016 | 18-Nov-2016 | |||||||||||||||
SHAW COMMUNICATIONS INC | ||||||||||||||||||||||
Security | 82028K200 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Jan-2017 | ||||||||||||||||||||
ISIN | CA82028K2002 | Agenda | 707630617 - Management | |||||||||||||||||||
Record Date | 28-Nov-2016 | Holding Recon Date | 28-Nov-2016 | |||||||||||||||||||
City / | Country | CALGAR Y | / | Canada | Vote Deadline Date | 06-Jan-2017 | ||||||||||||||||
SEDOL(s) | 2591900 - 2801836 - 5310607 - B1CH0J4 - BJ053F3 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD-VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU | Non-Voting | ||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: PETER BISSONNETTE | Non-Voting | ||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: ADRIAN I. BURNS | Non-Voting | ||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: RICHARD GREEN | Non-Voting | ||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: LYNDA HAVERSTOCK | Non-Voting | ||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: GREGORY KEATING | Non-Voting | ||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: MICHAEL O’BRIEN | Non-Voting | ||||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: PAUL PEW | Non-Voting | ||||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: JEFFREY ROYER | Non-Voting | ||||||||||||||||||||
1.9 | ELECTION OF DIRECTOR: BRADLEY SHAW | Non-Voting | ||||||||||||||||||||
1.10 | ELECTION OF DIRECTOR: JIM SHAW | Non-Voting | ||||||||||||||||||||
1.11 | ELECTION OF DIRECTOR: JR SHAW | Non-Voting | ||||||||||||||||||||
1.12 | ELECTION OF DIRECTOR: JC SPARKMAN | Non-Voting | ||||||||||||||||||||
1.13 | ELECTION OF DIRECTOR: CARL VOGEL | Non-Voting | ||||||||||||||||||||
1.14 | ELECTION OF DIRECTOR: SHEILA WEATHERILL | Non-Voting | ||||||||||||||||||||
1.15 | ELECTION OF DIRECTOR: WILLARD YUILL | Non-Voting | ||||||||||||||||||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR THE ENSUING YEAR AND- AUTHORIZE THE DIRECTORS TO SET THEIR REMUNERATION | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,168,000 | 0 | |||||||||||||||||
COMPASS GROUP PLC, CHERTSEY SURREY | ||||||||||||||||||||||
Security | G23296190 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 02-Feb-2017 | ||||||||||||||||||||
ISIN | GB00BLNN3L44 | Agenda | 707651685 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 31-Jan-2017 | ||||||||||||||||||||
City / | Country | TWICKE NHAM | / | United Kingdom | Vote Deadline Date | 25-Jan-2017 | ||||||||||||||||
SEDOL(s) | BLNN3L4 - BMSKZ55 - BNCB368 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | RECEIVE AND ADOPT THE DIRECTORS’ ANNUAL REPORT AND ACCOUNTS AND THE AUDITOR’S REPORT THEREON | Management | For | For | ||||||||||||||||||
2 | RECEIVE AND ADOPT THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||||||||||
3 | DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES | Management | For | For | ||||||||||||||||||
4 | ELECT STEFAN BOMHARD AS A DIRECTOR | Management | For | For | ||||||||||||||||||
5 | RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR | Management | For | For | ||||||||||||||||||
6 | RE-ELECT RICHARD COUSINS AS A DIRECTOR | Management | For | For | ||||||||||||||||||
7 | RE-ELECT GARY GREEN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
8 | RE-ELECT JOHNNY THOMSON AS A DIRECTOR | Management | For | For | ||||||||||||||||||
9 | RE-ELECT CAROL ARROWSMITH AS A DIRECTOR | Management | For | For | ||||||||||||||||||
10 | RE-ELECT JOHN BASON AS A DIRECTOR | Management | For | For | ||||||||||||||||||
11 | RE-ELECT DON ROBERT AS A DIRECTOR | Management | For | For | ||||||||||||||||||
12 | RE-ELECT NELSON SILVA AS A DIRECTOR | Management | For | For | ||||||||||||||||||
13 | RE-ELECT IREENA VITTAL AS A DIRECTOR | Management | For | For | ||||||||||||||||||
14 | RE-ELECT PAUL WALSH AS A DIRECTOR | Management | For | For | ||||||||||||||||||
15 | REAPPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||||||||||||
16 | AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||
17 | INCREASE ARTICLE 138 AUTHORITY | Management | For | For | ||||||||||||||||||
18 | DONATIONS TO EU POLITICAL ORGANISATIONS | Management | For | For | ||||||||||||||||||
19 | AUTHORITY TO ALLOT SHARES (S.551) | Management | Against | Against | ||||||||||||||||||
20 | AUTHORITY TO ALLOT SHARES FOR CASH (S.561) | Management | Against | Against | ||||||||||||||||||
21 | AUTHORITY TO ALLOT SHARES FOR CASH (S.561) IN LIMITED CIRCUMSTANCES | Management | Against | Against | ||||||||||||||||||
22 | AUTHORITY TO PURCHASE SHARES | Management | For | For | ||||||||||||||||||
23 | REDUCE GENERAL MEETING NOTICE PERIODS | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,670,000 | 0 | 23-Jan-2017 | 27-Jan-2017 | |||||||||||||||
ACCENTURE PLC | ||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 10-Feb-2017 | |||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 934516874 - Management | |||||||||||||||||||
Record Date | 12-Dec-2016 | Holding Recon Date | 12-Dec-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Feb-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | Management | For | For | ||||||||||||||||||
1B. | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | ||||||||||||||||||
1C. | RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER | Management | For | For | ||||||||||||||||||
1D. | RE-APPOINTMENT OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | ||||||||||||||||||
1E. | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER | Management | For | For | ||||||||||||||||||
1F. | RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY | Management | For | For | ||||||||||||||||||
1G. | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | Management | For | For | ||||||||||||||||||
1H. | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON | Management | For | For | ||||||||||||||||||
1I. | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | Management | For | For | ||||||||||||||||||
1J. | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||||||||||||
1K. | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
3. | TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. | Management | 1 Year | For | ||||||||||||||||||
4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP (KPMG) AS THE INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG’S REMUNERATION. | Management | For | For | ||||||||||||||||||
5. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
6. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF STATUTORY PRE- EMPTION RIGHTS UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
7. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,897,000 | 0 | 06-Feb-2017 | 13-Feb-2017 | |||||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 08-Mar-2017 | |||||||||||||||||||
ISIN | CH0102993182 | Agenda | 934523362 - Management | |||||||||||||||||||
Record Date | 12-Jan-2017 | Holding Recon Date | 12-Jan-2017 | |||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 06-Mar-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PIERRE R. BRONDEAU | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TERRENCE R. CURTIN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CAROL A. (“JOHN”) DAVIDSON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM A. JEFFREY | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: YONG NAM | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DANIEL J. PHELAN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK C. TRUDEAU | Management | Against | Against | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: JOHN C. VAN SCOTER | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: LAURA H. WRIGHT | Management | For | For | ||||||||||||||||||
2. | TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
3A. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: DANIEL J. PHELAN | Management | For | For | ||||||||||||||||||
3B. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: PAULA A. SNEED | Management | For | For | ||||||||||||||||||
3C. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: JOHN C. VAN SCOTER | Management | For | For | ||||||||||||||||||
4. | TO ELECT DR. RENE SCHWARZENBACH, OF PROXY VOTING SERVICES GMBH, OR ANOTHER INDIVIDUAL REPRESENTATIVE OF PROXY VOTING SERVICES GMBH IF DR. SCHWARZENBACH IS UNABLE TO SERVE AT THE RELEVANT MEETING, AS THE INDEPENDENT PROXY AT THE 2018 ANNUAL MEETING OF TE CONNECTIVITY AND ANY SHAREHOLDER MEETING THAT MAY BE HELD PRIOR TO THAT MEETING | Management | For | For | ||||||||||||||||||
5.1 | TO APPROVE THE 2016 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016, THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 AND THE SWISS COMPENSATION REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016) | Management | For | For | ||||||||||||||||||
5.2 | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
5.3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
6. | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | Against | Against | ||||||||||||||||||
7.1 | TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | Management | For | For | ||||||||||||||||||
7.2 | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | ||||||||||||||||||
7.3 | TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | ||||||||||||||||||
8. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Against | Against | ||||||||||||||||||
9. | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||||||||||||||||
10. | TO APPROVE THE TE CONNECTIVITY LTD. 2007 STOCK AND INCENTIVE PLAN (AS AMENDED AND RESTATED) INCLUDING THE AUTHORIZATION OF THE ISSUANCE OF ADDITIONAL SHARES THEREUNDER | Management | For | For | ||||||||||||||||||
11. | A BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR EXECUTIVE MANAGEMENT | Management | For | For | ||||||||||||||||||
12. | A BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
13. | TO APPROVE THE CARRYFORWARD OF UNAPPROPRIATED ACCUMULATED EARNINGS AT SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
14. | TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS EQUAL TO $1.60 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF $0.40 STARTING WITH THE THIRD FISCAL QUARTER OF 2017 AND ENDING IN THE SECOND FISCAL QUARTER OF 2018 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION | Management | For | For | ||||||||||||||||||
15. | TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM | Management | For | For | ||||||||||||||||||
16. | TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE CONNECTIVITY LTD. | Management | For | For | ||||||||||||||||||
17. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,308,000 | 0 | 23-Feb-2017 | 08-Mar-2017 | |||||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 08-Mar-2017 | |||||||||||||||||||
ISIN | CH0102993182 | Agenda | 934532690 - Management | |||||||||||||||||||
Record Date | 16-Feb-2017 | Holding Recon Date | 16-Feb-2017 | |||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 06-Mar-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PIERRE R. BRONDEAU | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TERRENCE R. CURTIN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CAROL A. (“JOHN”) DAVIDSON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM A. JEFFREY | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: YONG NAM | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DANIEL J. PHELAN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK C. TRUDEAU | Management | Against | Against | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: JOHN C. VAN SCOTER | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: LAURA H. WRIGHT | Management | For | For | ||||||||||||||||||
2. | TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
3A. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: DANIEL J. PHELAN | Management | For | For | ||||||||||||||||||
3B. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: PAULA A. SNEED | Management | For | For | ||||||||||||||||||
3C. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: JOHN C. VAN SCOTER | Management | For | For | ||||||||||||||||||
4. | TO ELECT DR. RENE SCHWARZENBACH, OF PROXY VOTING SERVICES GMBH, OR ANOTHER INDIVIDUAL REPRESENTATIVE OF PROXY VOTING SERVICES GMBH IF DR. SCHWARZENBACH IS UNABLE TO SERVE AT THE RELEVANT MEETING, AS THE INDEPENDENT PROXY AT THE 2018 ANNUAL MEETING OF TE CONNECTIVITY AND ANY SHAREHOLDER MEETING THAT MAY BE HELD PRIOR TO THAT MEETING | Management | For | For | ||||||||||||||||||
5.1 | TO APPROVE THE 2016 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016, THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 AND THE SWISS COMPENSATION REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016) | Management | For | For | ||||||||||||||||||
5.2 | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
5.3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
6. | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | Against | Against | ||||||||||||||||||
7.1 | TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | Management | For | For | ||||||||||||||||||
7.2 | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | ||||||||||||||||||
7.3 | TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | ||||||||||||||||||
8. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Against | Against | ||||||||||||||||||
9. | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||||||||||||||||
10. | TO APPROVE THE TE CONNECTIVITY LTD. 2007 STOCK AND INCENTIVE PLAN (AS AMENDED AND RESTATED) INCLUDING THE AUTHORIZATION OF THE ISSUANCE OF ADDITIONAL SHARES THEREUNDER | Management | For | For | ||||||||||||||||||
11. | A BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR EXECUTIVE MANAGEMENT | Management | For | For | ||||||||||||||||||
12. | A BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
13. | TO APPROVE THE CARRYFORWARD OF UNAPPROPRIATED ACCUMULATED EARNINGS AT SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
14. | TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS EQUAL TO $1.60 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF $0.40 STARTING WITH THE THIRD FISCAL QUARTER OF 2017 AND ENDING IN THE SECOND FISCAL QUARTER OF 2018 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION | Management | For | For | ||||||||||||||||||
15. | TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM | Management | For | For | ||||||||||||||||||
16. | TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE CONNECTIVITY LTD. | Management | For | For | ||||||||||||||||||
17. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,463,000 | 0 | 24-Feb-2017 | 08-Mar-2017 | |||||||||||||||
ELECTROLUX AB, STOCKHOLM | ||||||||||||||||||||||
Security | W24713120 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Mar-2017 | ||||||||||||||||||||
ISIN | SE0000103814 | Agenda | 707764420 - Management | |||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | |||||||||||||||||||
City / | Country | STOCKH OLM | / | Sweden | Vote Deadline Date | 10-Mar-2017 | ||||||||||||||||
SEDOL(s) | 0277569 - 0310099 - 5466760 - 5466782 - 5467097 - 5467172 - B02V2M6 - B1KKBX6 - B1LGXT3 - B1LQ445 - B1MFV62 - BHZLFJ0 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
1 | ELECTION OF CHAIRMAN OF THE MEETING: EVA HAGG, MEMBER OF THE SWEDISH BAR- ASSOCIATION, AS CHAIRMAN OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||||||||||
3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||||||||||
4 | ELECTION OF TWO MINUTES-CHECKERS | Non-Voting | ||||||||||||||||||||
5 | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | ||||||||||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDIT REPORT AS WELL AS THE-CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP | Non-Voting | ||||||||||||||||||||
7 | SPEECH BY THE PRESIDENT, JONAS SAMUELSON | Non-Voting | ||||||||||||||||||||
8 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | For | For | ||||||||||||||||||
9 | RESOLUTION ON DISCHARGE FROM LIABILITY OF THE DIRECTORS AND THE PRESIDENT | Management | For | For | ||||||||||||||||||
10 | RESOLUTION ON DISPOSITIONS IN RESPECT OF THE COMPANY’S PROFIT PURSUANT TO THE ADOPTED BALANCE SHEET AND DETERMINATION OF RECORD DATE FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND FOR 2016 OF SEK 7.50 PER SHARE. THE DIVIDEND IS PROPOSED TO BE PAID IN TWO EQUAL INSTALLMENTS OF SEK 3.75 PER INSTALLMENT AND SHARE, THE FIRST WITH THE RECORD DATE MONDAY, MARCH 27, 2017, AND THE SECOND WITH THE RECORD DATE WEDNESDAY SEPTEMBER 27, 2017. SUBJECT TO RESOLUTION BY THE GENERAL MEETING IN ACCORDANCE WITH THIS PROPOSAL, THE FIRST INSTALLMENT OF DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON THURSDAY, MARCH 30, 2017 AND THE SECOND INSTALLMENT ON MONDAY, OCTOBER 2, 2017 | Management | For | For | ||||||||||||||||||
11 | DETERMINATION OF THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: TEN DIRECTORS AND NO DEPUTY DIRECTORS | Management | For | For | ||||||||||||||||||
12 | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
13.A | RE-ELECTION OF PETRA HEDENGRAN AS DIRECTOR | Management | For | For | ||||||||||||||||||
13.B | RE-ELECTION OF HASSE JOHANSSON AS DIRECTOR | Management | For | For | ||||||||||||||||||
13.C | RE-ELECTION OF RONNIE LETEN AS DIRECTOR | Management | For | For | ||||||||||||||||||
13.D | RE-ELECTION OF ULLA LITZEN AS DIRECTOR | Management | Against | Against | ||||||||||||||||||
13.E | RE-ELECTION OF BERT NORDBERG AS DIRECTOR | Management | Against | Against | ||||||||||||||||||
13.F | RE-ELECTION OF FREDRIK PERSSON AS DIRECTOR | Management | For | For | ||||||||||||||||||
13.G | RE-ELECTION OF DAVID PORTER AS DIRECTOR | Management | For | For | ||||||||||||||||||
13.H | RE-ELECTION OF JONAS SAMUELSON AS DIRECTOR | Management | For | For | ||||||||||||||||||
13.I | RE-ELECTION OF ULRIKA SAXON AS DIRECTOR | Management | For | For | ||||||||||||||||||
13.J | ELECTION OF KAI WARN AS DIRECTOR | Management | For | For | ||||||||||||||||||
13.K | RE-ELECTION OF RONNIE LETEN AS CHAIRMAN | Management | For | For | ||||||||||||||||||
14 | RESOLUTION ON REMUNERATION GUIDELINES FOR THE ELECTROLUX GROUP MANAGEMENT | Management | For | For | ||||||||||||||||||
15 | RESOLUTION ON IMPLEMENTATION OF A PERFORMANCE BASED, LONG-TERM SHARE PROGRAM FOR 2017 | Management | For | For | ||||||||||||||||||
16.A | RESOLUTION ON: ACQUISITION OF OWN SHARES | Management | For | For | ||||||||||||||||||
16.B | RESOLUTION ON: TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Management | For | For | ||||||||||||||||||
16.C | RESOLUTION ON: TRANSFER OF OWN SHARES ON ACCOUNT OF THE SHARE PROGRAM FOR 2015 | Management | For | For | ||||||||||||||||||
17 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 6,720,000 | 0 | 07-Mar-2017 | 16-Mar-2017 | |||||||||||||||
DKSH HOLDING AG, ZUERICH | ||||||||||||||||||||||
Security | H2012M121 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Mar-2017 | ||||||||||||||||||||
ISIN | CH0126673539 | Agenda | 707764747 - Management | |||||||||||||||||||
Record Date | 09-Mar-2017 | Holding Recon Date | 09-Mar-2017 | |||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 17-Mar-2017 | ||||||||||||||||
SEDOL(s) | B71QPM2 - B789NJ7 - BH66709 - BKJ90R4 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
1 | APPROVAL OF THE FINANCIAL STATEMENTS AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS OF THE DKSH GROUP FOR THE FINANCIAL YEAR 2016, REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET 2016 AND DECLARATION OF DIVIDEND : AMOUNT OF CHF 4.50 PER SHARE; (CHF 1.50 PER SHAREFOR THE ORDINARY DIVIDEND PAYMENT AND CHF 3.00 PER SHARE FOR THE EXTRAORDINARY DIVIDEND PAYMENT) | Management | For | For | ||||||||||||||||||
3 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2016 | Management | For | For | ||||||||||||||||||
4.1 | COMPENSATION OF THE BOARD OF DIRECTORS: APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE NEXT ORDINARY GENERAL MEETING | Management | For | For | ||||||||||||||||||
4.2 | COMPENSATION OF THE EXECUTIVE BOARD: APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE MEMBERS OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2018 | Management | For | For | ||||||||||||||||||
5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||
5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. RAINER- MARC FREY | Management | For | For | ||||||||||||||||||
5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||
5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. DAVID KAMENETZKY | Management | For | For | ||||||||||||||||||
5.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. ANDREAS W. KELLER | Management | For | For | ||||||||||||||||||
5.1.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MR. ROBERT PEUGEOT | Management | For | For | ||||||||||||||||||
5.1.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DR. THEO SIEGERT | Management | For | For | ||||||||||||||||||
5.1.8 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DR. HANS CHRISTOPH TANNER | Management | For | For | ||||||||||||||||||
5.1.9 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DR. JOERG WOLLE | Management | For | For | ||||||||||||||||||
5.2 | ELECTION OF DR. JOERG WOLLE AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
5.3.1 | ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: MR. ADRIAN T. KELLER (NEW) | Management | For | For | ||||||||||||||||||
5.3.2 | ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: DR. FRANK CH. GULICH (CURRENT) | Management | For | For | ||||||||||||||||||
5.3.3 | ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: MR. ROBERT PEUGEOT (CURRENT) | Management | For | For | ||||||||||||||||||
6 | RE-ELECTION OF ERNST AND YOUNG LTD., ZURICH, AS STATUTORY AUDITORS OF DKSH HOLDING LTD. FOR THE FINANCIAL YEAR 2017 | Management | For | For | ||||||||||||||||||
7 | RE-ELECTION OF MR. ERNST A. WIDMER, ZURICH, AS INDEPENDENT PROXY | Management | For | For | ||||||||||||||||||
CMMT | 14 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT AND MODIFICATION OF THE TEXT OF RESOLUTIONS 4.1, 4.2, 5.2,6 AND 7. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,074,966 | 0 | 06-Mar-2017 | 06-Mar-2017 | |||||||||||||||
HYUNDAI GREEN FOOD CO.-LTD | ||||||||||||||||||||||
Security | Y3830W102 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2017 | ||||||||||||||||||||
ISIN | KR7005440003 | Agenda | 707798940 - Management | |||||||||||||||||||
Record Date | 30-Dec-2016 | Holding Recon Date | 30-Dec-2016 | |||||||||||||||||||
City / | Country | KYUNGG I | / | Korea, Republic Of | Vote Deadline Date | 21-Mar-2017 | ||||||||||||||||
SEDOL(s) | 6489302 - B06NRQ7 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | APPROVAL OF FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||||
2 | ELECTION OF DIRECTORS: JEONG GYO SEON, I DONG HO, BAK HONG JIN, GWON GYEONG RO, GIM GWANG, GIM HYEONG JUNG | Management | For | For | ||||||||||||||||||
3 | ELECTION OF AUDIT COMMITTEE MEMBERS: GIM GWANG, GIM HYEONG JUNG | Management | For | For | ||||||||||||||||||
4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | For | For | ||||||||||||||||||
5 | AMENDMENT OF ARTICLES ON RETIREMENT ALLOWANCE FOR DIRECTOR | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,865,000 | 0 | 17-Mar-2017 | 17-Mar-2017 | |||||||||||||||
SVENSKA CELLULOSA SCA AB, STOCKHOLM | ||||||||||||||||||||||
Security | W90152120 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 05-Apr-2017 | ||||||||||||||||||||
ISIN | SE0000112724 | Agenda | 707806824 - Management | |||||||||||||||||||
Record Date | 30-Mar-2017 | Holding Recon Date | 30-Mar-2017 | |||||||||||||||||||
City / | Country | STOCKH OLM | / | Sweden | Vote Deadline Date | 23-Mar-2017 | ||||||||||||||||
SEDOL(s) | 0866321 - 3142619 - 4865379 - 5474730 - 5781902 - B02V7D2 - B1VVGZ5 - B1VVPZ8 - B1WSHW9 - B1XBT09 - BHZLRS3 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | ||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
1 | OPENING OF THE MEETING AND ELECTION OF CHAIRMAN OF THE MEETING: THE-NOMINATION COMMITTEE PROPOSES CARL SVERNLOV, ATTORNEY AT LAW, AS CHAIRMAN OF-THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||||||||||
3 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES | Non-Voting | ||||||||||||||||||||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||||||||||
5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITORS REPORT ON THE CONSOLIDATED-FINANCIAL STATEMENTS | Non-Voting | ||||||||||||||||||||
7 | SPEECHES BY THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Non-Voting | ||||||||||||||||||||
8.A | RESOLUTION ON: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | For | For | ||||||||||||||||||
8.B | RESOLUTION ON: APPROPRIATIONS OF THE COMPANY’S EARNINGS UNDER THE ADOPTED BALANCE SHEET, INCLUDING (I) CASH DIVIDEND AND (II) THE DISTRIBUTION OF ALL SHARES IN SCA HYGIENE AB: THE BOARD OF DIRECTORS PROPOSES A CASH DIVIDEND FOR THE FINANCIAL YEAR 2016 OF SEK 6.00 PER SHARE | Management | For | For | ||||||||||||||||||
8.C | RESOLUTION ON: RECORD DATE FOR THE RESOLVED CASH DIVIDEND AND AUTHORIZATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON THE RECORD DATE FOR THE DISTRIBUTION OF ALL OF THE SHARES OF SCA HYGIENE AB | Management | For | For | ||||||||||||||||||
8.D | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF DIRECTORS AND PRESIDENT 2016 | Management | For | For | ||||||||||||||||||
9 | RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: THE NUMBER OF DIRECTORS SHALL BE TEN WITH NO DEPUTY DIRECTORS. | Management | For | For | ||||||||||||||||||
10 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY AUDITOR | Management | For | For | ||||||||||||||||||
11 | RESOLUTION ON THE REMUNERATION TO BE PAID TO THE BOARD OF DIRECTORS AND THE AUDITOR | Management | For | For | ||||||||||||||||||
12.1 | RE-ELECTION OF DIRECTOR: PAR BOMAN | Management | For | For | ||||||||||||||||||
12.2 | RE-ELECTION OF DIRECTOR: EWA BJORLING | Management | For | For | ||||||||||||||||||
12.3 | RE-ELECTION OF DIRECTOR: MAIJA-LIISA FRIMAN | Management | For | For | ||||||||||||||||||
12.4 | RE-ELECTION OF DIRECTOR: ANNEMARIE GARDSHOL | Management | For | For | ||||||||||||||||||
12.5 | RE-ELECTION OF DIRECTOR: MAGNUS GROTH | Management | For | For | ||||||||||||||||||
12.6 | RE-ELECTION OF DIRECTOR: JOHAN MALMQUIST | Management | For | For | ||||||||||||||||||
12.7 | RE-ELECTION OF DIRECTOR: BERT NORDBERG | Management | For | For | ||||||||||||||||||
12.8 | RE-ELECTION OF DIRECTOR: LOUISE SVANBERG | Management | For | For | ||||||||||||||||||
12.9 | RE-ELECTION OF DIRECTOR: BARBARA MILIAN THORALFSSON | Management | For | For | ||||||||||||||||||
12.10 | ELECTION OF DIRECTOR: LARS REBIEN SORENSEN | Management | For | For | ||||||||||||||||||
13 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS: FURTHERMORE, PAR BOMAN IS PROPOSED TO BE ELECTED AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
14 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: RE-ELECTION OF THE REGISTERED ACCOUNTING FIRM EY AB, IN ACCORDANCE WITH THE AUDIT COMMITTEE’S RECOMMENDATION, FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2018. IF ELECTED, EY HAS ANNOUNCED ITS APPOINTMENT OF HAMISH MABON AS AUDITOR-IN-CHARGE. AUDITOR: ERNST & YOUNG | Management | For | For | ||||||||||||||||||
15.A | RESOLUTION ON INSTRUCTION FOR THE NOMINATION COMMITTEE IN RESPECT OF THE RESOLUTION ON DISTRIBUTION | Management | For | For | ||||||||||||||||||
15.B | RESOLUTION ON INSTRUCTION FOR THE NOMINATION COMMITTEE FOR THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||||||||||||||
16 | RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT | Management | For | For | ||||||||||||||||||
17 | RESOLUTION ON AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||
18.A | RESOLUTION ON REDUCTION OF THE SHARE CAPITAL BY CANCELLATION OF OWN SHARES | Management | For | For | ||||||||||||||||||
18.B | RESOLUTION ON INCREASE OF THE SHARE CAPITAL BY A BONUS ISSUE, WITHOUT ISSUANCE OF NEW SHARES | Management | For | For | ||||||||||||||||||
19 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||||||||
CMMT | 16 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,322,000 | 0 | 15-Mar-2017 | 30-Mar-2017 | |||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 05-Apr-2017 | |||||||||||||||||||
ISIN | AN8068571086 | Agenda | 934533705 - Management | |||||||||||||||||||
Record Date | 15-Feb-2017 | Holding Recon Date | 15-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: HELGE LUND | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | TO APPROVE THE COMPANY’S 2016 FINANCIAL STATEMENTS AND THE BOARD’S 2016 DECLARATIONS OF DIVIDENDS. | Management | For | For | ||||||||||||||||||
5. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||||||||||||
6. | TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
7. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,964,000 | 0 | 31-Mar-2017 | 06-Apr-2017 | |||||||||||||||
HENKEL AG & CO. KGAA, DUESSELDORF | ||||||||||||||||||||||
Security | D3207M102 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 06-Apr-2017 | ||||||||||||||||||||
ISIN | DE0006048408 | Agenda | 707792900 - Management | |||||||||||||||||||
Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | |||||||||||||||||||
City / | Country | DUESSE LDORF | / | Germany | Vote Deadline Date | 23-Mar-2017 | ||||||||||||||||
SEDOL(s) | 5002465 - 5084935 - 5085035 - B0316Z6 - B28J8T7 - BRTLG60 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 16 MAR 2017,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU | Non-Voting | ||||||||||||||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 MAR 2017. FURTHER INFORMATION ON- COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE- ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||||||||||
1 | PRESENTATION OF THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS, BOTH ENDORSED BY THE SUPERVISORY BOARD; OF THE SUMMARIZED MANAGEMENT REPORT (MANAGEMENT’S DISCUSSION AND ANALYSIS) ON HENKEL AG & CO. KGAA AND HENKEL GROUP, INCLUDING THE EXPLANATORY REPORT ON CORPORATE GOVERNANCE/COMPANY MANAGEMENT AND THE COMPENSATION REPORT AS WELL AS ON THE STATEMENTS ACCORDING TO PARAGRAPH 289 SUB-SECTION 4, 315 SUB-SECTION 4 OF THE GERMAN COMMERCIAL CODE (HGB); AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR THE 2016 FISCAL YEAR. RESOLUTION ON THE RATIFICATION OF THE ANNUAL FINANCIAL STATEMENTS OF HENKEL AG & CO. KGAA FOR THE 2016 FISCAL YEAR | Management | For | For | ||||||||||||||||||
2 | RESOLUTION ON THE APPROPRIATION OF RETAINED EARNINGS | Management | For | For | ||||||||||||||||||
3 | RESOLUTION ON THE RATIFICATION OF THE GENERAL PARTNER | Management | For | For | ||||||||||||||||||
4 | RESOLUTION ON THE RATIFICATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||
5 | RESOLUTION ON THE RATIFICATION OF THE MEMBERS OF THE SHAREHOLDERS’ COMMITTEE | Management | For | For | ||||||||||||||||||
6 | RESOLUTION ON THE ELECTION OF THE INDEPENDENT AUDITOR FOR THE COMPANY AND THE CONSOLIDATED ACCOUNTS, AS WELL AS OF THE AUDITOR FOR THE POSSIBLE REVIEW OF INTERIM FINANCIAL REPORTS FOR THE 2017 FISCAL YEAR: KPMG AG | Management | For | For | ||||||||||||||||||
7.1 | RESOLUTION ON THE AGREEMENT TO THE CONCLUSION OF CONTROL AGREEMENTS AND PROFIT-TRANSFER AGREEMENTS BETWEEN HENKEL AG & CO. KGAA (RULING COMPANY) ON THE ONE SIDE AND HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL INVESTMENT GMBH AS WELL AS SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH (CONTROLLED COMPANY) ON THE OTHER SIDE: HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, DUESSELDORF | Management | For | For | ||||||||||||||||||
7.2 | RESOLUTION ON THE AGREEMENT TO THE CONCLUSION OF DOMINATION AGREEMENTS AND PROFIT-TRANSFER AGREEMENTS BETWEEN HENKEL AG & CO. KGAA (RULING COMPANY) ON THE ONE SIDE AND HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, | Management | For | For | ||||||||||||||||||
HENKEL INVESTMENT GMBH AS WELL AS SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH (CONTROLLED COMPANY) ON THE OTHER SIDE: HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, DUESSELDORF | ||||||||||||||||||||||
7.3 | RESOLUTION ON THE AGREEMENT TO THE CONCLUSION OF CONTROL AGREEMENTS AND PROFIT-TRANSFER AGREEMENTS BETWEEN HENKEL AG & CO. KGAA (RULING COMPANY) ON THE ONE SIDE AND HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL INVESTMENT GMBH AS WELL AS SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH (CONTROLLED COMPANY) ON THE OTHER SIDE: HENKEL INVESTMENT GMBH, DUESSELDORF (PREVIOUSLY HENKEL SECHSTE VERWALTUNGSGESELLSCHAFT MBH) | Management | For | For | ||||||||||||||||||
7.4 | RESOLUTION ON THE AGREEMENT TO THE CONCLUSION OF CONTROL AGREEMENTS AND PROFIT-TRANSFER AGREEMENTS BETWEEN HENKEL AG & CO. KGAA (RULING COMPANY) ON THE ONE SIDE AND HENKEL VIERTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL FUENFTE VERWALTUNGSGESELLSCHAFT MBH, HENKEL INVESTMENT GMBH AS WELL AS SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH (CONTROLLED COMPANY) ON THE OTHER SIDE: SCHWARZKOPF & HENKEL PRODUCTION EUROPE GESCHAEFTSFUEHRUNGSGESELLSCHAFT MBH, DUESSELDORF | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,821,000 | 0 | 15-Mar-2017 | 15-Mar-2017 | |||||||||||||||
NESTLE SA, CHAM UND VEVEY | ||||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 06-Apr-2017 | ||||||||||||||||||||
ISIN | CH0038863350 | Agenda | 707814263 - Management | |||||||||||||||||||
Record Date | 30-Mar-2017 | Holding Recon Date | 30-Mar-2017 | |||||||||||||||||||
City / | Country | LAUSAN NE | / | Switzerland | Vote Deadline Date | 30-Mar-2017 | ||||||||||||||||
SEDOL(s) | 3056044 - 7123870 - 7125274 - 7126578 - B01F348 - B0ZGHZ6 - BH7KD02 - BH89D42 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2016 | Management | For | For | ||||||||||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2016 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | ||||||||||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2016 | Management | For | For | ||||||||||||||||||
4.1.1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management | For | For | ||||||||||||||||||
4.1.2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR ANDREAS KOOPMANN | Management | For | For | ||||||||||||||||||
4.1.3 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES | Management | For | For | ||||||||||||||||||
4.1.4 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR BEAT W. HESS | Management | For | For | ||||||||||||||||||
4.1.5 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR RENATO FASSBIND | Management | For | For | ||||||||||||||||||
4.1.6 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR STEVEN G. HOCH | Management | For | For | ||||||||||||||||||
4.1.7 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS NAINA LAL KIDWAI | Management | For | For | ||||||||||||||||||
4.1.8 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR JEAN-PIERRE ROTH | Management | For | For | ||||||||||||||||||
4.1.9 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS ANN M. VENEMAN | Management | For | For | ||||||||||||||||||
41.10 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS EVA CHENG | Management | For | For | ||||||||||||||||||
41.11 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS RUTH K. ONIANG’O | Management | For | For | ||||||||||||||||||
41.12 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||
4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: MR ULF MARK SCHNEIDER | Management | For | For | ||||||||||||||||||
4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MS URSULA M. BURNS | Management | For | For | ||||||||||||||||||
4.3 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management | For | For | ||||||||||||||||||
4.4.1 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | Management | For | For | ||||||||||||||||||
4.4.2 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | Management | For | For | ||||||||||||||||||
4.4.3 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH | Management | For | For | ||||||||||||||||||
4.4.4 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||
4.5 | ELECTION OF THE STATUTORY AUDITORS: KPMG SA, GENEVA BRANCH | Management | For | For | ||||||||||||||||||
4.6 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | ||||||||||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | ||||||||||||||||||
6 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | Abstain | Against | ||||||||||||||||||
CMMT | PLEASE FIND BELOW THE LINK FOR NESTLE IN SOCIETY CREATING SHARED VALUE AND-MEETING OUR COMMITMENTS 2016:- http://www.nestle.com/asset- library/documents/library/documents/corporate_soci- al_responsibility/nestle-in-society-summary-report-2016- en.pdf | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,945,000 | 0 | 28-Mar-2017 | 30-Mar-2017 | |||||||||||||||
FAIRFAX FINANCIAL HOLDINGS LTD, TORONTO | ||||||||||||||||||||||
Security | 303901102 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 20-Apr-2017 | ||||||||||||||||||||
ISIN | CA3039011026 | Agenda | 707832259 - Management | |||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||||||||||||||||||
City / | Country | TORONT O | / | Canada | Vote Deadline Date | 14-Apr-2017 | ||||||||||||||||
SEDOL(s) | 2173665 - 2566351 - 5495719 - B2N6TX4 - B4M5MP9 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10 AND 2. THANK YOU | Non-Voting | ||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: ANTHONY F. GRIFFITHS | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: ROBERT J. GUNN | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ALAN D. HORN | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: KAREN L. JURJEVICH | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: JOHN R.V. PALMER | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: TIMOTHY R. PRICE | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: BRANDON W. SWEITZER | Management | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: LAUREN C. TEMPLETON | Management | For | For | ||||||||||||||||||
1.9 | ELECTION OF DIRECTOR: BENJAMIN P. WATSA | Management | For | For | ||||||||||||||||||
1.10 | ELECTION OF DIRECTOR: V. PREM WATSA | Management | For | For | ||||||||||||||||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 397,000 | 0 | 05-Apr-2017 | 05-Apr-2017 | |||||||||||||||
ADECCO SA, OPFIKON | ||||||||||||||||||||||
Security | H00392318 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 20-Apr-2017 | ||||||||||||||||||||
ISIN | CH0012138605 | Agenda | 707862086 - Management | |||||||||||||||||||
Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | |||||||||||||||||||
City / | Country | LAUSAN NE | / | Switzerland | Vote Deadline Date | 12-Apr-2017 | ||||||||||||||||
SEDOL(s) | 7110452 - 7110720 - B038B30 - B0T2TQ5 - B0YBL38 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REPORT 2016 | Management | For | For | ||||||||||||||||||
1.2 | ADVISORY VOTE ON THE REMUNERATION REPORT 2016 | Management | For | For | ||||||||||||||||||
2.1 | APPROPRIATION OF AVAILABLE EARNINGS 2016 AND DIVIDEND: CHF 1.50 PER REGISTERED SHARE | Management | For | For | ||||||||||||||||||
2.2 | CAPITAL REDUCTION THROUGH NOMINAL VALUE REDUCTION | Management | For | For | ||||||||||||||||||
2.3 | AMENDMENT TO THE ARTICLES OF INCORPORATION RELATED TO THE CAPITAL REDUCTION | Management | For | For | ||||||||||||||||||
3 | GRANTING OF DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||||
4.1 | APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
4.2 | APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||||
5.1.1 | RE-ELECTION OF ROLF DOERIG AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
5.1.2 | RE-ELECTION OF JEAN-CHRISTOPHE DESLARZES AS MEMBER OF THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||||
5.1.3 | RE-ELECTION OF ALEXANDER GUT AS MEMBER OF THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||||
5.1.4 | RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||||
5.1.5 | RE-ELECTION OF DAVID PRINCE AS MEMBER OF THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||||
5.1.6 | RE-ELECTION OF WANDA RAPACZYNSKI AS MEMBER OF THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||||
5.1.7 | RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||||
5.1.8 | ELECTION OF ARIANE GORIN AS MEMBER OF THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||||
5.2.1 | RE-ELECTION OF ALEXANDER GUT OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||
5.2.2 | RE-ELECTION OF JEAN-CHRISTOPHE DESLARZES OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||
5.2.3 | RE-ELECTION OF WANDA RAPACZYNSKI OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||
5.2.4 | ELECTION OF KATHLEEN TAYLOR OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||
5.3 | RE-ELECTION OF THE INDEPENDENT PROXY REPRESENTATIVE / ANDREAS G. KELLER | Management | For | For | ||||||||||||||||||
5.4 | RE-ELECTION OF ERNST AND YOUNG LTD, ZURICH | Management | For | For | ||||||||||||||||||
6.1 | PARTIAL DELETION OF CONDITIONAL CAPITAL | Management | For | For | ||||||||||||||||||
6.2 | CREATION OF AUTHORIZED CAPITAL | Management | For | For | ||||||||||||||||||
7 | AMENDMENT OF ART. 16 PARA. 1 OF THE ARTICLES OF INCORPORATION (MAXIMUM NUMBER OF BOARD MEMBERS) | Management | For | For | ||||||||||||||||||
8 | AMENDMENT OF ART. 1 PARA. 2 OF THE ARTICLES OF INCORPORATION (CHANGE OF REGISTERED OFFICE FROM OPFIKON (ZURICH) TO ZURICH) | Management | For | For | ||||||||||||||||||
CMMT | 04 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 5.1.1 TO 5.4. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,100,000 | 0 | 31-Mar-2017 | 31-Mar-2017 | |||||||||||||||
VIVENDI SA, PARIS | ||||||||||||||||||||||
Security | F97982106 | Meeting Type | MIX | |||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||
ISIN | FR0000127771 | Agenda | 707827359 - Management | |||||||||||||||||||
Record Date | 20-Apr-2017 | Holding Recon Date | 20-Apr-2017 | |||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 17-Apr-2017 | ||||||||||||||||
SEDOL(s) | 4834777 - 4841379 - 4859587 - 4863470 - B0334V4 - B0CR3H6 - B11SBW8 - B1G0HP4 - B92MW66 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||||||||||||||
O.1 | APPROVAL OF THE ANNUAL REPORTS AND FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.3 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS IN RELATION TO THE REGULATED AGREEMENTS AND COMMITMENTS | Management | Against | Against | ||||||||||||||||||
O.4 | ALLOCATION OF INCOME FOR THE 2016 FINANCIAL YEAR, SETTING OF THE DIVIDEND AND ITS PAYMENT DATE: EUR 0.40 PER SHARE | Management | For | For | ||||||||||||||||||
O.5 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR VINCENT BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD, FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.6 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.7 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR FREDERIC CREPIN, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.8 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR SIMON GILLHAM, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.9 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR HERVE PHILIPPE, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.10 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR STEPHANE ROUSSEL, MEMBER OF THE BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF THEIR MANDATE TO MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN | Management | For | For | ||||||||||||||||||
O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF HIS MANDATE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
O.13 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION AND BENEFITS OF EVERY KIND PAYABLE BECAUSE OF THEIR MANDATE TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
O.14 | RATIFICATION OF THE COOPTATION OF MR YANNICK BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||
O.15 | RENEWAL OF THE TERM OF MR VINCENT BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||
O.16 | APPOINTMENT OF MS VERONIQUE DRIOT- ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD | Management | Against | Against | ||||||||||||||||||
O.17 | APPOINTMENT OF MS SANDRINE LE BIHAN, REPRESENTING SHAREHOLDER EMPLOYEES, AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||
O.18 | APPOINTMENT OF DELOITTE & ASSOCIATES AS STATUTORY AUDITOR | Management | For | For | ||||||||||||||||||
O.19 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Against | Against | ||||||||||||||||||
E.20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY MEANS OF CANCELLING SHARES | Management | For | For | ||||||||||||||||||
E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY OTHER SECURITIES GRANTING ACCESS TO THE COMPANY’S EQUITY SECURITIES, WITHIN THE LIMIT OF A NOMINAL CEILING OF 750 MILLION EUROS | Management | Against | Against | ||||||||||||||||||
E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHER ITEMS, WITHIN THE LIMIT OF A NOMINAL CEILING OF 375 MILLION EUROS | Management | Against | Against | ||||||||||||||||||
E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES AND RETIRED STAFF WHO ARE MEMBERS OF A GROUP SAVINGS SCHEME, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For | ||||||||||||||||||
E.24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES OF VIVENDI’S FOREIGN SUBSIDIARIES WHO ARE MEMBERS OF A GROUP SAVINGS SCHEME AND TO ESTABLISH ANY EQUIVALENT MECHANISM, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For | ||||||||||||||||||
E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||||||||||||
CMMT | 13 MAR 2017: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- [http://www.journal- officiel.gouv.fr//pdf/2017/0310/201703101700521.pdf] AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 7,810,000 | 0 | 13-Apr-2017 | 18-Apr-2017 | |||||||||||||||
ADMIRAL GROUP PLC, CARDIFF | ||||||||||||||||||||||
Security | G0110T106 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2017 | ||||||||||||||||||||
ISIN | GB00B02J6398 | Agenda | 707863696 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 24-Apr-2017 | ||||||||||||||||||||
City / | Country | CARDIFF | / | United Kingdom | Vote Deadline Date | 20-Apr-2017 | ||||||||||||||||
SEDOL(s) | B02J639 - B0BD762 - B288KD2 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||||||||||
3 | TO DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES OF THE COMPANY: 51.5 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||||||||||
4 | TO APPOINT JUSTINE ROBERTS (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
5 | TO RE-ELECT ANNETTE COURT (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
6 | TO RE-ELECT DAVID STEVENS (EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
7 | TO RE-ELECT GERAINT JONES (EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
8 | TO RE-ELECT COLIN HOLMES (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
9 | TO RE-ELECT JEAN PARK (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
10 | TO RE-ELECT PENNY JAMES (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
11 | TO RE-ELECT GEORGE MANNING ROUNTREE (NON- EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
12 | TO RE-ELECT OWEN CLARKE (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
13 | TO REAPPOINT DELOITTE LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||||||||||
14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF DELOITTE LLP | Management | For | For | ||||||||||||||||||
15 | TO AUTHORISE THE DIRECTORS TO ALLOT RELEVANT SECURITIES | Management | Against | Against | ||||||||||||||||||
16 | TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | Against | Against | ||||||||||||||||||
17 | TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS ON AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL OF THE COMPANY | Management | Against | Against | ||||||||||||||||||
18 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES | Management | For | For | ||||||||||||||||||
19 | TO AUTHORISE THE DIRECTORS TO CONVENE A GENERAL MEETING WITH NOT LESS THAN 14 DAYS CLEAR NOTICE | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,410,000 | 0 | 13-Apr-2017 | 13-Apr-2017 | |||||||||||||||
UNILEVER PLC, WIRRAL | ||||||||||||||||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 707861111 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 25-Apr-2017 | ||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 21-Apr-2017 | ||||||||||||||||
SEDOL(s) | B10RZP7 - B156Y63 - B15F6K8 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||||||||||
3 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||||||||||||||
4 | TO APPROVE THE UNILEVER SHARE PLAN 2017 | Management | For | For | ||||||||||||||||||
5 | TO RE-ELECT MR N S ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
6 | TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
7 | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
8 | TO RE-ELECT DR M DEKKERS AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
9 | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
10 | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
11 | TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
12 | TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
13 | TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
14 | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
15 | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
16 | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
17 | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
18 | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||||||||||
19 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||||||||||
20 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||||
21 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||||||||||||||||
22 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||
23 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||||||||||||
24 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||||||||||
25 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS: THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,395,000 | 0 | 13-Apr-2017 | 18-Apr-2017 | |||||||||||||||
DUFRY AG, BASEL | ||||||||||||||||||||||
Security | H2082J107 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||
ISIN | CH0023405456 | Agenda | 707941983 - Management | |||||||||||||||||||
Record Date | 10-Apr-2017 | Holding Recon Date | 10-Apr-2017 | |||||||||||||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 21-Apr-2017 | ||||||||||||||||
SEDOL(s) | B0R80X9 - B0T0CZ9 - B0XNVL3 - BKJ8ZF4 - BVGHCD8 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
1.1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2016 | Management | For | For | ||||||||||||||||||
1.2 | ADVISORY VOTE ON THE REMUNERATION REPORT 2016 | Management | For | For | ||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS | Management | For | For | ||||||||||||||||||
3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | For | For | ||||||||||||||||||
4.1 | RE-ELECTION OF MR. JUAN CARLOS TORRES CARRETERO AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
4.2.1 | RE-ELECTION OF MR. ANDRES HOLZER NEUMANN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
4.2.2 | RE-ELECTION OF MR. JORGE BORN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
4.2.3 | RE-ELECTION OF MR. XAVIER BOUTON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
4.2.4 | RE-ELECTION OF MS. CLAIRE CHIANG AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
4.2.5 | RE-ELECTION OF MR. JULIAN DIAZ GONZALEZ AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
4.2.6 | RE-ELECTION OF MR. GEORGE KOUTSOLIOUTSOS AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
4.2.7 | RE-ELECTION OF MS. HEEKYUNG (JO) MIN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
4.2.8 | RE-ELECTION OF MR. JOAQUIN MOYA-ANGELER CABRERA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
5.1 | RE-ELECTION OF MR. JORGE BORN AS MEMBER OF THE REMUNERATION COMMITTEE | Management | For | For | ||||||||||||||||||
5.2 | RE-ELECTION OF MR. XAVIER BOUTON AS MEMBER OF THE REMUNERATION COMMITTEE | Management | For | For | ||||||||||||||||||
5.3 | RE-ELECTION OF MS. HEEKYUNG (JO) MIN AS MEMBER OF THE REMUNERATION COMMITTEE | Management | For | For | ||||||||||||||||||
6 | RE-ELECTION OF THE AUDITORS / ERNST AND YOUNG LTD | Management | For | For | ||||||||||||||||||
7 | RE-ELECTION OF THE INDEPENDENT VOTING RIGHTS REPRESENTATIVE / ALTENBURGER LTD, LEGAL AND TAX, KUESNACHT-ZURICH | Management | For | For | ||||||||||||||||||
8.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS :CHF 8.4 MILLION | Management | For | For | ||||||||||||||||||
8.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE GROUP EXECUTIVE COMMITTEE: CHF 53.5 MILLION | Management | For | For | ||||||||||||||||||
CMMT | 07 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF ALL THE RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 830,000 | 0 | 17-Apr-2017 | 17-Apr-2017 | |||||||||||||||
ROLLS-ROYCE HOLDINGS PLC, LONDON | ||||||||||||||||||||||
Security | G76225104 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | GB00B63H8491 | Agenda | 707846347 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 02-May-2017 | ||||||||||||||||||||
City / | Country | DERBY | / | United Kingdom | Vote Deadline Date | 27-Apr-2017 | ||||||||||||||||
SEDOL(s) | B3YL8G1 - B4M1901 - B63H849 - BYVJN71 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO RECEIVE THE STRATEGIC REPORT, THE DIRECTORS’ REPORT AND THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||||||||||||||
3 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||||||||||||||||
4 | TO ELECT STEPHEN DAINTITH AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
5 | TO RE-ELECT IAN DAVIS AS A DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE, CHAIRMAN OF COMMITTEE AND CHAIRMAN OF THE COMPANY) | Management | For | For | ||||||||||||||||||
6 | TO RE-ELECT WARREN EAST CBE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
7 | TO RE-ELECT LEWIS BOOTH CBE AS A DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, CHAIRMAN OF COMMITTEE MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE) | Management | For | For | ||||||||||||||||||
8 | TO RE-ELECT RUTH CAIRNIE AS A DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, MEMBER OF REMUNERATION COMMITTEE CHAIRMAN OF COMMITTEE, AND SCIENCE & TECHNOLOGY COMMITTEE) | Management | For | For | ||||||||||||||||||
9 | TO RE-ELECT SIR FRANK CHAPMAN AS A DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE, MEMBER OF REMUNERATION COMMITTEE, MEMBER OF SAFETY & ETHICS COMMITTEE AND CHAIRMAN OF COMMITTEE) | Management | For | For | ||||||||||||||||||
10 | TO RE-ELECT IRENE DORNER AS A DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SAFETY & ETHICS COMMITTEE) | Management | For | For | ||||||||||||||||||
11 | TO RE-ELECT LEE HSIEN YANG AS A DIRECTOR OF THE COMPANY (MEMBER OF AUDIT COMMITTEE, MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SAFETY & ETHICS COMMITTEE) | Management | For | For | ||||||||||||||||||
12 | TO RE-ELECT BRADLEY SINGER AS A DIRECTOR OF THE COMPANY (MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE) | Management | For | For | ||||||||||||||||||
13 | TO RE-ELECT SIR KEVIN SMITH AS A DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE, MEMBER OF REMUNERATION COMMITTEE, MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE AND CHAIRMAN OF COMMITTEE) | Management | For | For | ||||||||||||||||||
14 | TO RE-ELECT JASMIN STAIBLIN AS A DIRECTOR OF THE COMPANY (MEMBER OF NOMINATIONS & GOVERNANCE COMMITTEE AND MEMBER OF SCIENCE & TECHNOLOGY COMMITTEE) | Management | For | For | ||||||||||||||||||
15 | TO RE-APPOINT KPMG LLP AS THE COMPANY’S AUDITOR: THAT KPMG LLP BE RE-APPOINTED AS THE COMPANY’S AUDITOR TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH FINANCIAL STATEMENTS ARE LAID | Management | For | For | ||||||||||||||||||
16 | TO AUTHORISE THE AUDIT COMMITTEE, ON BEHALF OF THE BOARD, TO DETERMINE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||
17 | TO AUTHORISE PAYMENTS TO SHAREHOLDERS | Management | For | For | ||||||||||||||||||
18 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | For | For | ||||||||||||||||||
19 | TO APPROVE THE ROLLS-ROYCE LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||||||||||||||
20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | Against | Against | ||||||||||||||||||
21 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||
22 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||||||||||
23 | TO ADOPT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 24,671,000 | 0 | 26-Apr-2017 | 26-Apr-2017 | |||||||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS), HAMILTO | ||||||||||||||||||||||
Security | G50764102 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | BMG507641022 | Agenda | 707948761 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 02-May-2017 | ||||||||||||||||||||
City / | Country | HAMILT ON PARISH | / | Bermuda | Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||
SEDOL(s) | 0474081 - 0474092 - 0476816 - 2614045 - 6472960 - B0CRVH2 - B5VTXP6 - B838095 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2016 AND TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||
2 | TO RE-ELECT DAVID HSU AS A DIRECTOR | Management | For | For | ||||||||||||||||||
3 | TO RE-ELECT DR GEORGE C.G. KOO AS A DIRECTOR | Management | For | For | ||||||||||||||||||
4 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | ||||||||||||||||||
5 | TO FIX THE DIRECTORS’ FEES | Management | For | For | ||||||||||||||||||
6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||
7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,295,000 | 0 | 21-Apr-2017 | 21-Apr-2017 | |||||||||||||||
MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||||||||||||
Security | L6388F128 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | SE0001174970 | Agenda | 707978409 - Management | |||||||||||||||||||
Record Date | 20-Apr-2017 | Holding Recon Date | 20-Apr-2017 | |||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 13-Apr-2017 | ||||||||||||||||
SEDOL(s) | B00L2M8 - B047WX3 - B290B12 - BKGRSR7 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
1 | TO ELECT THE CHAIRMAN OF THE EGM AND TO EMPOWER THE CHAIRMAN OF THE EGM TO APPOINT THE OTHER MEMBERS OF THE BUREAU: ALEXANDER KOCH | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE POSSIBILITY FOR THE COMPANY’S DIRECTORS TO APPROVE UNANIMOUSLY CIRCULAR RESOLUTIONS EITHER (I) BY EXECUTING SUCH RESOLUTIONS DIRECTLY MANUALLY OR ELECTRONICALLY BY MEANS OF AN ELECTRONIC SIGNATURE WHICH IS VALID UNDER LUXEMBOURG LAW OR (II) VIA A CONSENT IN WRITING BY E-MAIL TO WHICH AN ELECTRONIC SIGNATURE (WHICH IS VALID UNDER LUXEMBOURG LAW) IS AFFIXED AND TO AMEND ARTICLE 8, PARAGRAPH 8, OF THE COMPANY’S ARTICLES OF ASSOCIATION ACCORDINGLY | Management | For | For | ||||||||||||||||||
3 | TO DELETE THE REQUIREMENT THAT ANNUAL GENERAL SHAREHOLDERS’ MEETINGS MUST BE HELD AT A TIME AND AT A VENUE SPECIFIED IN THE COMPANY’S ARTICLES OF ASSOCIATION AND TO AMEND ARTICLE 19 OF THE COMPANY’S ARTICLES OF ASSOCIATION ACCORDINGLY | Management | For | For | ||||||||||||||||||
4 | TO AUTHORIZE ELECTRONIC VOTE AT ANY GENERAL SHAREHOLDERS’ MEETINGS OF THE COMPANY AND TO AMEND ARTICLE 21 OF THE COMPANY’S ARTICLES OF ASSOCIATION ACCORDINGLY | Management | For | For | ||||||||||||||||||
5 | TO APPROVE THE AMENDMENT TO THE THRESHOLD AT WHICH MILLICOM’S BOARD SHOULD BE NOTIFIED OF ANY ACQUISITION / DISPOSAL OF MILLICOM’S SHARES FROM 3% TO 5% AND TO AMEND ARTICLE 6, LAST PARAGRAPH, OF THE COMPANY’S ARTICLES OF ASSOCIATION ACCORDINGLY | Management | For | For | ||||||||||||||||||
6 | TO FULLY RESTATE THE COMPANY’S ARTICLES OF ASSOCIATION AND, INTER ALIA, INCORPORATE THE AMENDMENTS TO THE COMPANY’S ARTICLES APPROVED IN THE FOREGOING RESOLUTIONS | Management | For | For | ||||||||||||||||||
CMMT | 11 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN-NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,030,000 | 0 | 12-Apr-2017 | 12-Apr-2017 | |||||||||||||||
MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||||||||||||
Security | L6388F128 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 04-May-2017 | ||||||||||||||||||||
ISIN | SE0001174970 | Agenda | 707996938 - Management | |||||||||||||||||||
Record Date | 20-Apr-2017 | Holding Recon Date | 20-Apr-2017 | |||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 13-Apr-2017 | ||||||||||||||||
SEDOL(s) | B00L2M8 - B047WX3 - B290B12 - BKGRSR7 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 752694 DUE TO ADDITION OF- RESOLUTION 24. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||||
1 | TO ELECT THE CHAIRMAN OF THE AGM AND TO EMPOWER THE CHAIRMAN OF THE AGM TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: ALEXANDER KOCH | Management | For | For | ||||||||||||||||||
2 | TO RECEIVE THE MANAGEMENT REPORT(S) OF THE BOARD OF DIRECTORS (RAPPORT DE-GESTION) AND THE REPORT(S) OF THE EXTERNAL AUDITOR ON THE ANNUAL ACCOUNTS AND-THE CONSOLIDATED ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Non-Voting | ||||||||||||||||||||
3 | TO APPROVE THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||||||||||||||||
4 | TO ALLOCATE THE RESULTS OF THE YEAR ENDED 31 DECEMBER 2016. ON A PARENT COMPANY BASIS, MILLICOM GENERATED A PROFIT OF USD 43,826,410, WHICH IS PROPOSED TO BE ALLOCATED TO THE PROFIT OR LOSS BROUGHT FORWARD ACCOUNT OF MILLICOM | Management | For | For | ||||||||||||||||||
5 | TO APPROVE THE DISTRIBUTION BY MILLICOM OF A DIVIDEND IN A TOTAL AMOUNT OF USD 265,416,542.16 TO THE SHAREHOLDERS OF MILLICOM PRO RATA TO THE PAID UP PAR VALUE OF THEIR SHAREHOLDING IN MILLICOM, CORRESPONDING TO A DIVIDEND OF USD 2.64 PER SHARE (OTHER THAN THE TREASURY SHARES) AND TO ACKNOWLEDGE AND CONFIRM THAT MILLICOM HAS SUFFICIENT AVAILABLE FUNDS TO MAKE THIS DIVIDEND DISTRIBUTION | Management | For | For | ||||||||||||||||||
6 | TO DISCHARGE ALL THE CURRENT DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATES DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||||||||||||||||
7 | TO SET THE NUMBER OF DIRECTORS AT EIGHT (9) | Management | For | For | ||||||||||||||||||
8 | TO RE ELECT MR. TOM BOARDMAN AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE NEXT ANNUAL GENERAL MEETING TO TAKE PLACE IN 2018 (THE 2018 AGM) | Management | For | For | ||||||||||||||||||
9 | TO RE ELECT MR. ODILON ALMEIDA AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2018 AGM | Management | For | For | ||||||||||||||||||
10 | TO RE ELECT MS. JANET DAVIDSON AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2018 AGM | Management | For | For | ||||||||||||||||||
11 | TO RE ELECT MR. SIMON DUFFY AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2018 AGM | Management | For | For | ||||||||||||||||||
12 | TO RE ELECT MR. TOMAS ELIASSON AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2018 AGM | Management | For | For | ||||||||||||||||||
13 | TO RE ELECT MR. ALEJANDRO SANTO DOMINGO AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2018 AGM | Management | For | For | ||||||||||||||||||
14 | TO ELECT MR. ANDERS JENSEN AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2018 AGM | Management | For | For | ||||||||||||||||||
15 | TO ELECT MR. JOSE ANTONIO RIOS GARCIA AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2018 AGM | Management | For | For | ||||||||||||||||||
16 | TO RE ELECT MR. TOM BOARDMAN AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM ENDING ON THE DAY OF THE 2018 AGM | Management | For | For | ||||||||||||||||||
17 | TO APPROVE THE DIRECTORS’ FEE-BASED COMPENSATION, AMOUNTING TO SEK 5,775,000 (2016: SEK 5,725,000) FOR THE PERIOD FROM THE AGM TO THE 2018 AGM AND SHARE-BASED COMPENSATION, AMOUNTING TO SEK 3,850,000 (2016: 3,800,000) FOR THE PERIOD FROM THE AGM TO THE 2018 AGM, SUCH SHARES TO BE PROVIDED FROM THE COMPANY’S TREASURY SHARES OR ALTERNATIVELY TO BE ISSUED WITHIN MILLICOM’S AUTHORISED SHARE CAPITAL TO BE FULLY PAID- UP OUT OF THE AVAILABLE RESERVES I.E. FOR NIL CONSIDERATION FROM THE RELEVANT DIRECTORS: IT IS CLARIFIED THAT THE PROPOSAL BY THE NOMINATION COMMITTEE OF A TOTAL AMOUNT OF SEK 5,775,000 (2016: SEK 5,725,000) AS THE DIRECTORS’ FEE-BASED COMPENSATION SET FORTH IN ITEM 17 OF THE AGENDA FOR THE PERIOD FROM THE AGM TO THE 2018 AGM SHALL BE INCREASED TO COVER THE REMUNERATION OF THE NEW DIRECTOR. SUBJECT AND FURTHER TO THE APPROVAL BY THE AGM OF ITEM 24, THE THEN NINE (9) DIRECTORS’ OVERALL FEE-BASED COMPENSATION IS SEK 6,200,000 (2016: SEK 5,725,000) FOR THE PERIOD FROM THE AGM TO THE 2018 AGM. IT IS FURTHER CLARIFIED THAT THE PROPOSAL BY THE NOMINATION COMMITTEE OF A TOTAL AMOUNT OF SEK 3,850,000 (2016: SEK 3,800,000) AS THE DIRECTORS’ SHARE-BASED COMPENSATION SET FORTH IN ITEM 17 OF THE AGENDA FOR THE PERIOD FROM THE AGM TO THE 2018 AGM IN THE FORM OF FULLY PAID-UP SHARES OF MILLICOM COMMON STOCK RELATES TO THE DIRECTORS OF THE COMPANY SHALL ALSO BE INCREASED TO COVER THE REMUNERATION OF THE ADDITIONAL DIRECTOR. SUBJECT TO AND FURTHER TO THE APPROVAL BY THE AGM OF ITEM 24, THE THEN NINE (9) DIRECTORS’ OVERALL SHARE-BASED COMPENSATION IS SEK 4,275,000 (2016: 3,800,000) FOR THE PERIOD FROM THE AGM TO THE 2018 AGM, SUCH SHARES TO BE PROVIDED FROM THE COMPANY’S TREASURY SHARES OR ALTERNATIVELY TO BE ISSUED WITHIN MILLICOM’S AUTHORISED SHARE CAPITAL TO BE FULLY PAID- UP OUT OF THE AVAILABLE RESERVES I.E. FOR NIL CONSIDERATION FROM THE RELEVANT DIRECTORS | Management | For | For | ||||||||||||||||||
18 | TO REELECT ERNST AND YOUNG S.A., LUXEMBOURG AS THE EXTERNAL AUDITOR OF MILLICOM FOR A TERM ENDING ON THE DAY OF THE 2018 AGM | Management | For | For | ||||||||||||||||||
19 | TO APPROVE THE EXTERNAL AUDITORS COMPENSATION | Management | For | For | ||||||||||||||||||
20 | TO APPROVE A PROCEDURE ON THE APPOINTMENT OF THE NOMINATION COMMITTEE AND DETERMINATION OF THE ASSIGNMENT OF THE NOMINATION COMMITTEE | Management | For | For | ||||||||||||||||||
21 | TO AUTHORISE THE BOARD OF DIRECTORS, AT ANY TIME BETWEEN 4 MAY 2017 AND THE DAY OF THE 2018 AGM, PROVIDED THE REQUIRED LEVELS OF DISTRIBUTABLE RESERVES ARE MET BY MILLICOM AT THAT TIME, EITHER DIRECTLY OR THROUGH A SUBSIDIARY OR A THIRD PARTY, TO ENGAGE IN A SHARE REPURCHASE PLAN OF MILLICOMS SHARES TO BE CARRIED OUT FOR ALL PURPOSES ALLOWED OR WHICH WOULD BECOME AUTHORISED BY THE LAWS AND REGULATIONS IN FORCE, AND IN PARTICULAR THE LUXEMBOURG LAW OF 10 AUGUST 1915 ON COMMERCIAL COMPANIES, AS AMENDED (THE 1915 LAW) (THE SHARE REPURCHASE PLAN) | Management | For | For | ||||||||||||||||||
22 | TO APPROVE THE GUIDELINES FOR REMUNERATION OF SENIOR MANAGEMENT | Management | For | For | ||||||||||||||||||
23 | TO APPROVE THE SHARE BASED INCENTIVE PLANS FOR MILLICOM EMPLOYEES | Management | For | For | ||||||||||||||||||
24 | TO ELECT MR. ROGER SOLE RAFOLS AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2018 AGM; TO APPROVE MR. ROGER SOLE RAFOLS’ DIRECTOR FEE-BASED COMPENSATION, AMOUNTING TO SEK 425,000FOR THE PERIOD FROM THE AGM TO THE 2018 AGM AND SHARE- BASED COMPENSATION, AMOUNTING TO SEK 425,000 FOR THE PERIOD FROM THE AGM TO THE 2018 AGM, SUCH SHARES TO BE PROVIDED FROM THE COMPANY’S TREASURY SHARES OR ALTERNATIVELY TO BE ISSUED WITHIN MILLICOM’S AUTHORISED SHARE CAPITAL TO BE FULLY PAID- UP OUT OF THE AVAILABLE RESERVES I.E. FOR NIL CONSIDERATION FROM MR. ROGER SOLE RAFOLS; AND TO APPROVE THE CORRESPONDING ADJUSTMENTS TO PREVIOUS ITEMS OF THE AGM, AS FOLLOWS: (I) THE INCREASE OF THE NUMBER OF DIRECTORS FROM EIGHT (8), AS SET FORTH IN THE PRECEDING ITEM 7 OF THE AGENDA, TO NINE (9); AND (II) THE INCREASE OF THE DIRECTORS’ OVERALL FEE-BASED COMPENSATION, AS SET FORTH IN ITEM 17 OF THE AGENDA, TO SEK 6,200,000 (2016: SEK5,725,000) FOR THE PERIOD FROM THE AGM TO THE 2018 AGM AND SHARE BASED COMPENSATION, AS SET FORTH IN ITEM 17 OF THE AGENDA, TO SEK 4,275,000 (2016: 3,800,000) | Management | For | For | ||||||||||||||||||
FOR THE PERIOD FROM THE AGM TO THE 2018 AGM, SUCH SHARES TO BE PROVIDED FROM THE COMPANY’S TREASURY SHARES OR ALTERNATIVELY TO BE ISSUED WITHIN MILLICOM’S AUTHORISED SHARE CAPITAL TO BE FULLY PAID- UP OUT OF THE AVAILABLE RESERVES I.E. FOR NIL CONSIDERATION FROM THE RELEVANT DIRECTORS | ||||||||||||||||||||||
CMMT | 17 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-RESOLUTION 7 AND 17 AND RECEIPT OF CHAIRMAN NAME. IF YOU HAVE ALREADY SENT IN-YOUR VOTES FOR MID: 760338, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,030,000 | 0 | 12-Apr-2017 | 12-Apr-2017 | |||||||||||||||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||||||||||
Security | 73755L107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | POT | Meeting Date | 09-May-2017 | |||||||||||||||||||
ISIN | CA73755L1076 | Agenda | 934551587 - Management | |||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||
1 | C.M. BURLEY | For | For | |||||||||||||||||||
2 | D.G. CHYNOWETH | For | For | |||||||||||||||||||
3 | J.W. ESTEY | For | For | |||||||||||||||||||
4 | G.W. GRANDEY | For | For | |||||||||||||||||||
5 | C.S. HOFFMAN | For | For | |||||||||||||||||||
6 | A.D. LABERGE | For | For | |||||||||||||||||||
7 | C.E. MADERE | For | For | |||||||||||||||||||
8 | K.G. MARTELL | For | For | |||||||||||||||||||
9 | A.W. REGENT | For | For | |||||||||||||||||||
10 | J.E. TILK | For | For | |||||||||||||||||||
11 | Z.A. YUJNOVICH | For | For | |||||||||||||||||||
02 | THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING. | Management | For | For | ||||||||||||||||||
03 | THE ADVISORY RESOLUTION ACCEPTING THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 12,268,000 | 0 | 01-May-2017 | 10-May-2017 | |||||||||||||||
WOLSELEY PLC | ||||||||||||||||||||||
Security | G9736L124 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 23-May-2017 | ||||||||||||||||||||
ISIN | JE00BFNWV485 | Agenda | 708095333 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 19-May-2017 | ||||||||||||||||||||
City / | Country | ZUG | / | Jersey | Vote Deadline Date | 17-May-2017 | ||||||||||||||||
SEDOL(s) | BFNWV48 - BG0R488 - BH3GZT7 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO CHANGE THE NAME OF THE COMPANY TO FERGUSON PLC WITH EFFECT FROM 31-JUL-2017 | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,436,000 | 0 | 01-May-2017 | 08-May-2017 | |||||||||||||||
TRAVIS PERKINS PLC | ||||||||||||||||||||||
Security | G90202105 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 24-May-2017 | ||||||||||||||||||||
ISIN | GB0007739609 | Agenda | 707992663 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 22-May-2017 | ||||||||||||||||||||
City / | Country | NORTHA MPTON | / | United Kingdom | Vote Deadline Date | 18-May-2017 | ||||||||||||||||
SEDOL(s) | 0773960 - B02S2Y9 - B09SP65 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT, (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY) | Management | For | For | ||||||||||||||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||||||||||||||
4 | TO DECLARE A FINAL DIVIDEND OF 29.75 PENCE PER SHARE | Management | For | For | ||||||||||||||||||
5 | TO ELECT ALAN WILLIAMS AS A DIRECTOR | Management | For | For | ||||||||||||||||||
6 | TO RE-ELECT RUTH ANDERSON AS A DIRECTOR | Management | For | For | ||||||||||||||||||
7 | TO RE-ELECT TONY BUFFIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
8 | TO RE-ELECT JOHN CARTER AS A DIRECTOR | Management | For | For | ||||||||||||||||||
9 | TO RE-ELECT COLINE MCCONVILLE AS A DIRECTOR | Management | For | For | ||||||||||||||||||
10 | TO RE-ELECT PETE REDFERN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
11 | TO RE-ELECT CHRISTOPHER ROGERS AS A DIRECTOR | Management | For | For | ||||||||||||||||||
12 | TO RE-ELECT JOHN ROGERS AS A DIRECTOR | Management | For | For | ||||||||||||||||||
13 | TO RE-ELECT ROBERT WALKER AS A DIRECTOR | Management | For | For | ||||||||||||||||||
14 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||||||||
16 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES | Management | For | For | ||||||||||||||||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES FOR CASH FREE FROM PRE-EMPTION | Management | For | For | ||||||||||||||||||
18 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES FOR CASH FREE FROM PRE-EMPTION IN LIMITED CIRCUMSTANCES | Management | For | For | ||||||||||||||||||
19 | TO CALL A GENERAL MEETING OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||||||||||
20 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||||||||||
21 | TO APPROVE THE TRAVIS PERKINS PLC 2017 PERFORMANCE SHARE PLAN | Management | For | For | ||||||||||||||||||
22 | TO APPROVE THE TRAVIS PERKINS PLC 2017 CO- INVESTMENT PLAN | Management | For | For | ||||||||||||||||||
23 | TO APPROVE THE TRAVIS PERKINS PLC 2017 DEFERRED SHARE BONUS PLAN | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,151,100 | 0 | 11-May-2017 | 11-May-2017 | |||||||||||||||
GENTING MALAYSIA BHD | ||||||||||||||||||||||
Security | Y2698A103 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 31-May-2017 | ||||||||||||||||||||
ISIN | MYL4715OO008 | Agenda | 707982864 - Management | |||||||||||||||||||
Record Date | 24-May-2017 | Holding Recon Date | 24-May-2017 | |||||||||||||||||||
City / | Country | KUALA LUMPUR | / | Malaysia | Vote Deadline Date | 24-May-2017 | ||||||||||||||||
SEDOL(s) | 6731962 - B02HLD8 - B1VXKN7 - B1W1V37 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO APPROVE THE DECLARATION OF A FINAL SINGLE-TIER DIVIDEND OF 6.2 SEN PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO BE PAID ON 21 JUNE 2017 TO MEMBERS REGISTERED IN THE RECORD OF DEPOSITORS ON 2 JUNE 2017 | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE PAYMENT OF DIRECTORS’ FEES OF RM1,223,700 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 (2015 : RM1,228,300) | Management | For | For | ||||||||||||||||||
3 | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 99 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: MR QUAH CHEK TIN | Management | For | For | ||||||||||||||||||
4 | TO RE-ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY PURSUANT TO ARTICLE 99 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: GEN. DATO’ SERI DIRAJA TAN SRI (DR.) MOHD ZAHIDI BIN HJ ZAINUDDIN (R) | Management | For | For | ||||||||||||||||||
5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||
6 | AUTHORITY TO DIRECTORS PURSUANT TO SECTION 75 OF THE COMPANIES ACT 2016 | Management | For | For | ||||||||||||||||||
7 | PROPOSED RENEWAL OF THE AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||||||||||
8 | PROPOSED RENEWAL OF SHAREHOLDERS’ MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE AND PROPOSED NEW SHAREHOLDERS’ MANDATE FOR ADDITIONAL RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 70,280,000 | 0 | 22-May-2017 | 22-May-2017 | |||||||||||||||
BOLLORE SA | ||||||||||||||||||||||
Security | F1228W321 | Meeting Type | MIX | |||||||||||||||||||
Ticker Symbol | Meeting Date | 01-Jun-2017 | ||||||||||||||||||||
ISIN | FR0013201365 | Agenda | 707953382 - Management | |||||||||||||||||||
Record Date | 29-May-2017 | Holding Recon Date | 29-May-2017 | |||||||||||||||||||
City / | Country | PUTEAU X | / | France | Vote Deadline Date | 24-May-2017 | ||||||||||||||||
SEDOL(s) | BD3RTL2 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||||||||||||||
O.1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.3 | ALLOCATION OF INCOME | Management | For | For | ||||||||||||||||||
O.4 | OPTION FOR PAYMENT OF DIVIDEND IN SHARES | Management | Against | Against | ||||||||||||||||||
O.5 | AUTHORISATION TO DISTRIBUTE INTERIM DIVIDENDS WITH THE OPTION OF PAYMENT IN SHARES | Management | Against | Against | ||||||||||||||||||
O.6 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | ||||||||||||||||||
O.7 | RENEWAL OF THE TERM OF MARIE BOLLORE AS A DIRECTOR | Management | Against | Against | ||||||||||||||||||
O.8 | RENEWAL OF THE TERM OF CELINE MERLE-BERAL AS A DIRECTOR | Management | For | For | ||||||||||||||||||
O.9 | RENEWAL OF THE TERM OF MARTINE STUDER AS A DIRECTOR | Management | For | For | ||||||||||||||||||
O.10 | ACKNOWLEDGEMENT OF THE END OF MICHEL ROUSSIN’S TERM AS OBSERVER | Management | For | For | ||||||||||||||||||
O.11 | SETTING OF THE AMOUNT OF ATTENDANCE FEES | Management | For | For | ||||||||||||||||||
O.12 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE COMPANY SHARES | Management | For | For | ||||||||||||||||||
O.13 | REVIEW OF THE COMPENSATION DUE OR ATTRIBUTED TO VINCENT BOLLORE, CHIEF EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||
O.14 | REVIEW OF THE ITEMS OF THE COMPENSATION DUE OR ATTRIBUTED TO CYRILLE BOLLORE, DEPUTY GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||
O.15 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS COMPRISING THE TOTAL REMUNERATION, INCLUDING ANY BENEFITS, THAT MAY BE GRANTED TO VINCENT BOLLORE IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | Management | Against | Against | ||||||||||||||||||
O.16 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS COMPRISING THE TOTAL REMUNERATION, INCLUDING ANY BENEFITS, THAT MAY BE GRANTED TO CYRILLE BOLLORE IN HIS CAPACITY AS DEPUTY GENERAL MANAGER | Management | Against | Against | ||||||||||||||||||
O.17 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||||||||||||
E.1 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES THAT GRANT IMMEDIATE OR EVENTUAL ACCESS TO THE CAPITAL, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||
E.2 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A SHARE CAPITAL INCREASE BY ISSUING COMMON SHARES TO BE RELEASED BY INCORPORATING RESERVES, BENEFITS OR PREMIUMS, OR BY INCREASING THE NOMINAL VALUE | Management | For | For | ||||||||||||||||||
E.3 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE, WITHIN THE LIMIT OF 10% OF THE CAPITAL, IN ORDER TO REMUNERATE CONTRIBUTIONS OF SECURITIES OR TRANSFERABLE SECURITIES THAT GRANT ACCESS TO THE CAPITAL | Management | For | For | ||||||||||||||||||
E.4 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES, WITH WITHDRAWAL OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||
E.5 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES PREVIOUSLY ACQUIRED AS PART OF A SHARE BUYBACK SCHEME | Management | For | For | ||||||||||||||||||
E.6 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS TO EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY AND ITS ASSOCIATED COMPANIES | Management | Against | Against | ||||||||||||||||||
E.7 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-http://www.journal- officiel.gouv.fr//pdf/2017/0405/201704051700895.pdf | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 219,509 | 0 | 23-May-2017 | 23-May-2017 | |||||||||||||||
BOLLORE | ||||||||||||||||||||||
Security | F10659260 | Meeting Type | MIX | |||||||||||||||||||
Ticker Symbol | Meeting Date | 01-Jun-2017 | ||||||||||||||||||||
ISIN | FR0000039299 | Agenda | 707954764 - Management | |||||||||||||||||||
Record Date | 29-May-2017 | Holding Recon Date | 29-May-2017 | |||||||||||||||||||
City / | Country | PUTEAU X | / | France | Vote Deadline Date | 24-May-2017 | ||||||||||||||||
SEDOL(s) | 4572709 - B197JR8 - B1L4FR9 - B28FJC5 - BDC31W6 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | ||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-http://www.journal- officiel.gouv.fr//pdf/2017/0405/201704051700895.pdf | Non-Voting | ||||||||||||||||||||
O.1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||
O.3 | ALLOCATION OF INCOME | Management | For | For | ||||||||||||||||||
O.4 | OPTION FOR PAYMENT OF DIVIDEND IN SHARES | Management | Against | Against | ||||||||||||||||||
O.5 | AUTHORISATION TO DISTRIBUTE INTERIM DIVIDENDS WITH THE OPTION OF PAYMENT IN SHARES | Management | Against | Against | ||||||||||||||||||
O.6 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | ||||||||||||||||||
O.7 | RENEWAL OF THE TERM OF MARIE BOLLORE AS A DIRECTOR | Management | Against | Against | ||||||||||||||||||
O.8 | RENEWAL OF THE TERM OF CELINE MERLE-BERAL AS A DIRECTOR | Management | For | For | ||||||||||||||||||
O.9 | RENEWAL OF THE TERM OF MARTINE STUDER AS A DIRECTOR | Management | For | For | ||||||||||||||||||
O.10 | ACKNOWLEDGEMENT OF THE END OF MICHEL ROUSSIN’S TERM AS OBSERVER | Management | For | For | ||||||||||||||||||
O.11 | SETTING OF THE AMOUNT OF ATTENDANCE FEES | Management | For | For | ||||||||||||||||||
O.12 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE COMPANY SHARES | Management | For | For | ||||||||||||||||||
O.13 | REVIEW OF THE COMPENSATION DUE OR ATTRIBUTED TO VINCENT BOLLORE, CHIEF EXECUTIVE OFFICER, FOR THE 2016 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||
O.14 | REVIEW OF THE ITEMS OF THE COMPENSATION DUE OR ATTRIBUTED TO CYRILLE BOLLORE, DEPUTY GENERAL MANAGER, FOR THE 2016 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||
O.15 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS COMPRISING THE TOTAL REMUNERATION, INCLUDING ANY BENEFITS, THAT MAY BE GRANTED TO VINCENT BOLLORE IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER | Management | Against | Against | ||||||||||||||||||
O.16 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS COMPRISING THE TOTAL REMUNERATION, INCLUDING ANY BENEFITS, THAT MAY BE GRANTED TO CYRILLE BOLLORE IN HIS CAPACITY AS DEPUTY GENERAL MANAGER | Management | Against | Against | ||||||||||||||||||
O.17 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||||||||||||
E.1 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES THAT GRANT IMMEDIATE OR EVENTUAL ACCESS TO THE CAPITAL, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||
E.2 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A SHARE CAPITAL INCREASE BY ISSUING COMMON SHARES TO BE RELEASED BY INCORPORATING RESERVES, BENEFITS OR PREMIUMS, OR BY INCREASING THE NOMINAL VALUE | Management | For | For | ||||||||||||||||||
E.3 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE, WITHIN THE LIMIT OF 10% OF THE CAPITAL, IN ORDER TO REMUNERATE CONTRIBUTIONS OF SECURITIES OR TRANSFERABLE SECURITIES THAT GRANT ACCESS TO THE CAPITAL | Management | For | For | ||||||||||||||||||
E.4 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES, WITH WITHDRAWAL OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||
E.5 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES PREVIOUSLY ACQUIRED AS PART OF A SHARE BUYBACK SCHEME | Management | For | For | ||||||||||||||||||
E.6 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS TO EMPLOYEES AND EXECUTIVE OFFICERS OF THE COMPANY AND ITS ASSOCIATED COMPANIES | Management | Against | Against | ||||||||||||||||||
E.7 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 44,544,000 | 0 | 23-May-2017 | 23-May-2017 | |||||||||||||||
SAMSONITE INTERNATIONAL S.A, LUXEMBOURG | ||||||||||||||||||||||
Security | L80308106 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 01-Jun-2017 | ||||||||||||||||||||
ISIN | LU0633102719 | Agenda | 707979083 - Management | |||||||||||||||||||
Record Date | 25-May-2017 | Holding Recon Date | 25-May-2017 | |||||||||||||||||||
City / | Country | HONG KONG | / | Luxembourg | Vote Deadline Date | 25-May-2017 | ||||||||||||||||
SEDOL(s) | B4KW2N0 - B4Q1532 - B7T3RP2 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0410/LTN20170410842.pdf-,- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0410/LTN20170410809.pdf | Non-Voting | ||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF ‘ABSTAIN’ WILL BE TREATED-THE SAME AS A ‘TAKE NO ACTION’ VOTE | Non-Voting | ||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE AUDITED STATUTORY ACCOUNTS AND AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE “DIRECTORS”) AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE ALLOCATION OF THE RESULTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | ||||||||||||||||||
3 | TO DECLARE A CASH DISTRIBUTION TO THE SHAREHOLDERS OF THE COMPANY IN AN AMOUNT OF NINETY-SEVEN MILLION UNITED STATES DOLLARS (USD 97,000,000.00) OUT OF THE COMPANY’S DISTRIBUTABLE AD HOC RESERVE | Management | For | For | ||||||||||||||||||
4.A | TO RE-ELECT KYLE FRANCIS GENDREAU AS AN EXECUTIVE DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 | Management | For | For | ||||||||||||||||||
4.B | TO RE-ELECT TOM KORBAS AS A NON-EXECUTIVE DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 | Management | For | For | ||||||||||||||||||
4.C | TO RE-ELECT YING YEH AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING UPON THE HOLDING OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 | Management | For | For | ||||||||||||||||||
5 | TO RENEW THE MANDATE GRANTED TO KPMG LUXEMBOURG TO ACT AS APPROVED STATUTORY AUDITOR (REVISEUR D’ENTREPRISES AGREE) OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017 | Management | For | For | ||||||||||||||||||
6 | TO RE-APPOINT KPMG LLP AS THE EXTERNAL AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY | Management | For | For | ||||||||||||||||||
7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION (IN ACCORDANCE WITH THE TERMS AND CONDITIONS DESCRIBED IN THE ANNUAL GENERAL MEETING CIRCULAR) | Management | For | For | ||||||||||||||||||
8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF THIS RESOLUTION (IN ACCORDANCE WITH THE TERMS AND CONDITIONS DESCRIBED IN THE ANNUAL GENERAL MEETING CIRCULAR) | Management | For | For | ||||||||||||||||||
9 | TO APPROVE THE DISCHARGE GRANTED TO THE DIRECTORS AND THE APPROVED STATUTORY AUDITOR (REVISEUR D’ENTREPRISES AGREE) OF THE COMPANY FOR THE EXERCISE OF THEIR RESPECTIVE MANDATES DURING THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | ||||||||||||||||||
10 | TO APPROVE THE REMUNERATION TO BE GRANTED TO CERTAIN DIRECTORS OF THE COMPANY | Management | For | For | ||||||||||||||||||
11 | TO APPROVE THE REMUNERATION TO BE GRANTED TO KPMG LUXEMBOURG AS THE APPROVED STATUTORY AUDITOR (REVISEUR D’ENTREPRISES AGREE) OF THE COMPANY | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 25,125,000 | 0 | 11-May-2017 | 11-May-2017 | |||||||||||||||
WPP PLC | ||||||||||||||||||||||
Security | G9788D103 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Jun-2017 | ||||||||||||||||||||
ISIN | JE00B8KF9B49 | Agenda | 708113751 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 05-Jun-2017 | ||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 01-Jun-2017 | ||||||||||||||||
SEDOL(s) | B8KF9B4 - B9GRCY5 - B9GRDH5 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 37.05 PENCE PER ORDINARY SHARE TO BE PAYABLE TO THE SHARE OWNERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 9 JUNE 2017 AS RECOMMENDED BY THE DIRECTORS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||||||||||||||||
3 | TO RECEIVE AND APPROVE THE COMPENSATION COMMITTEE REPORT CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | Against | Against | ||||||||||||||||||
4 | TO RECEIVE AND APPROVE THE DIRECTORS COMPENSATION POLICY CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016, TO TAKE EFFECT FROM THE DATE OF THE ANNUAL GENERAL MEETING | Management | Against | Against | ||||||||||||||||||
5 | TO APPROVE THE SUSTAINABILITY REPORT CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||||||||||||||||
6 | TO RE-ELECT ROBERTO QUARTA AS A DIRECTOR | Management | For | For | ||||||||||||||||||
7 | TO RE-ELECT DR JACQUES AIGRAIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
8 | TO RE-ELECT RUIGANG LI AS A DIRECTOR | Management | For | For | ||||||||||||||||||
9 | TO RE-ELECT PAUL RICHARDSON AS A DIRECTOR | Management | For | For | ||||||||||||||||||
10 | TO RE-ELECT HUGO SHONG AS A DIRECTOR | Management | For | For | ||||||||||||||||||
11 | TO RE-ELECT SIR MARTIN SORRELL AS A DIRECTOR | Management | For | For | ||||||||||||||||||
12 | TO RE-ELECT SALLY SUSMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
13 | TO RE-ELECT SOLOMON TRUJILLO AS A DIRECTOR | Management | For | For | ||||||||||||||||||
14 | TO RE-ELECT SIR JOHN HOOD AS A DIRECTOR | Management | For | For | ||||||||||||||||||
15 | TO RE-ELECT NICOLE SELIGMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
16 | TO RE-ELECT DANIELA RICCARDI AS A DIRECTOR | Management | For | For | ||||||||||||||||||
17 | TO ELECT TAREK FARAHAT AS A DIRECTOR | Management | For | For | ||||||||||||||||||
18 | TO RE-APPOINT DELOITTE LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||||||||||||||
19 | TO AUTHORISE THE AUDIT COMMITTEE FOR AND ON BEHALF OF THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION | Management | For | For | ||||||||||||||||||
20 | IN ACCORDANCE WITH ARTICLE 6 OF THE COMPANY’S ARTICLES OF ASSOCIATION, TO AUTHORISE THE BOARD OF DIRECTORS TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) (A) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 42,586,567 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY RELEVANT SECURITIES (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) ALLOTTED UNDER PARAGRAPH (B) BELOW IN EXCESS OF GBP 85,173,135 LESS GBP 42,586,567) AND (B) COMPRISING RELEVANT SECURITIES (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 85,173,135 (SUCH AMOUNT TO BE REDUCED BY ANY RELEVANT SECURITIES ALLOTTED UNDER PARAGRAPH (A) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE, FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY IN 2018 OR ON 1 SEPTEMBER 2018, WHICHEVER IS THE EARLIER | Management | For | For | ||||||||||||||||||
21 | TO AUTHORISE THE COMPANY GENERALLY AND UNCONDITIONALLY: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE COMPANY ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY MAY FROM TIME TO TIME DETERMINE, PROVIDED THAT: (I) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 127,887,590; (II) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 10 PENCE (EXCLUSIVE OF EXPENSES (IF ANY) PAYABLE BY THE COMPANY); (III) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS NOT MORE THAN THE HIGHER OF AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS CONTRACTED TO BE PURCHASED AND AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID | Management | For | For | ||||||||||||||||||
FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT AS STIPULATED BY COMMISSION-ADOPTED REGULATORY TECHNICAL STANDARDS PURSUANT TO ARTICLE 5(6) OF THE MARKET ABUSE REGULATION (596/2014/EU) (EXCLUSIVE OF EXPENSES (IF ANY) PAYABLE BY THE COMPANY); AND (IV) THIS AUTHORITY, UNLESS PREVIOUSLY REVOKED OR VARIED, SHALL EXPIRE ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2018 AND 1 SEPTEMBER 2018, SAVE THAT A CONTRACT OF PURCHASE MAY BE CONCLUDED BY THE COMPANY BEFORE SUCH EXPIRY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY, AND THE PURCHASE OF SHARES MAY BE MADE IN PURSUANCE OF ANY SUCH CONTRACT; AND (B) PURSUANT TO ARTICLE 58A OF THE COMPANIES (JERSEY) LAW 1991, AND IF APPROVED BY THE DIRECTORS, TO HOLD AS TREASURY SHARES ANY ORDINARY SHARES PURCHASED PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 21 (A) ON THE PREVIOUS PAGE | ||||||||||||||||||||||
22 | IN ACCORDANCE WITH ARTICLE 8 OF THE COMPANY’S ARTICLES OF ASSOCIATION THAT IF RESOLUTION 20 IS PASSED, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH A) IN CONNECTION WITH A RIGHTS ISSUE; AND B) OTHERWISE THAN IN CONNECTION WITH A RIGHTS ISSUE UP TO AN AGGREGATE NOMINAL AMOUNT NOT EXCEEDING GBP 6,394,380, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY OR 1 SEPTEMBER 2018, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||||||||||||
23 | IN ACCORDANCE WITH ARTICLE 8 OF THE COMPANY’S ARTICLES OF ASSOCIATION THAT IF RESOLUTION 20 IS PASSED, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH SUCH AUTHORITY TO BE: A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES UP TO A NOMINAL AMOUNT OF GBP 6,394,380; AND B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) TRANSACTION WHICH THE BOARD DETERMINES TO | Management | For | For | ||||||||||||||||||
BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY OR 1 SEPTEMBER 2018, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||||||||||
CMMT | 03 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 23. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 7,167,000 | 0 | 24-May-2017 | 29-May-2017 | |||||||||||||||
COMPASS GROUP PLC, CHERTSEY SURREY | ||||||||||||||||||||||
Security | G23296190 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Jun-2017 | ||||||||||||||||||||
ISIN | GB00BLNN3L44 | Agenda | 708198761 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 05-Jun-2017 | ||||||||||||||||||||
City / | Country | TWICKE NHAM | / | United Kingdom | Vote Deadline Date | 01-Jun-2017 | ||||||||||||||||
SEDOL(s) | BLNN3L4 - BMSKZ55 - BNCB368 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | APPROVE SPECIAL DIVIDEND AND APPROVE CONSOLIDATION OF THE ENTIRE SHARE CAPITAL | Management | For | For | ||||||||||||||||||
2 | AUTHORITY TO ALLOT SHARES (S.551) | Management | Against | Against | ||||||||||||||||||
3 | AUTHORITY TO ALLOT SHARES FOR CASH (S.561) | Management | Against | Against | ||||||||||||||||||
4 | AUTHORITY TO ALLOT SHARES FOR CASH IN LIMITED CIRCUMSTANCES (S.561) | Management | For | For | ||||||||||||||||||
5 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,350,000 | 0 | 30-May-2017 | 30-May-2017 | |||||||||||||||
WHITBREAD PLC, DUNSTABLE | ||||||||||||||||||||||
Security | G9606P197 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Jun-2017 | ||||||||||||||||||||
ISIN | GB00B1KJJ408 | Agenda | 708194838 - Management | |||||||||||||||||||
Record Date | Holding Recon Date | 19-Jun-2017 | ||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 15-Jun-2017 | ||||||||||||||||
SEDOL(s) | B1KJJ40 - B1MCN34 - B1MCN67 - BYZB9G4 | Quick Code | ||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 2 MARCH 2017 | Management | For | For | ||||||||||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||||||||||||||
3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||||||||||||
4 | TO DECLARE A FINAL DIVIDEND OF 65.90P PER ORDINARY SHARES | Management | For | For | ||||||||||||||||||
5 | TO ELECT DAVID ATKINS AS A DIRECTOR | Management | For | For | ||||||||||||||||||
6 | TO ELECT ADAM CROZIER AS A DIRECTOR | Management | For | For | ||||||||||||||||||
7 | TO ELECT DEANNA OPPENHEIMER AS A DIRECTOR | Management | For | For | ||||||||||||||||||
8 | TO RE-ELECT RICHARD BAKER AS A DIRECTOR | Management | For | For | ||||||||||||||||||
9 | TO RE-ELECT ALISON BRITTAIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
10 | TO RE-ELECT NICHOLAS CADBURY AS A DIRECTOR | Management | For | For | ||||||||||||||||||
11 | TO RE-ELECT SIR IAN CHESHIRE AS A DIRECTOR | Management | For | For | ||||||||||||||||||
12 | TO RE-ELECT CHRIS KENNEDY AS A DIRECTOR | Management | For | For | ||||||||||||||||||
13 | TO RE-ELECT LOUISE SMALLEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||
14 | TO RE-ELECT SUSAN TAYLOR MARTIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||
15 | TO RE-APPOINT DELOITTE LLP AS THE AUDITOR | Management | For | For | ||||||||||||||||||
16 | TO AUTHORISE THE BOARD, THROUGH THE AUDIT COMMITTEE, TO SET THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||
17 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||||||||||
18 | TO AUTHORISE THE BOARD TO ALLOT SHARES | Management | For | For | ||||||||||||||||||
19 | TO AUTHORISE THE DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||
20 | TO AUTHORISE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||
21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||||||||||
22 | TO ENABLE THE COMPANY TO CALL GENERAL MEETINGS, OTHER THAN AN ANNUAL GENERAL MEETING, ON REDUCED NOTICE | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,575,000 | 0 | 13-Jun-2017 | 13-Jun-2017 | |||||||||||||||
SECOM CO.,LTD. | ||||||||||||||||||||||
Security | J69972107 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Jun-2017 | ||||||||||||||||||||
ISIN | JP3421800008 | Agenda | 708269471 - Management | |||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | |||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 25-Jun-2017 | ||||||||||||||||
SEDOL(s) | 5798504 - 6791591 - B018RR8 - B1CDZW0 - BHZL727 | Quick Code | 97350 | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||
2.1 | Appoint a Director Iida, Makoto | Management | For | For | ||||||||||||||||||
2.2 | Appoint a Director Nakayama, Yasuo | Management | For | For | ||||||||||||||||||
2.3 | Appoint a Director Nakayama, Junzo | Management | For | For | ||||||||||||||||||
2.4 | Appoint a Director Yoshida, Yasuyuki | Management | For | For | ||||||||||||||||||
2.5 | Appoint a Director Izumida, Tatsuya | Management | For | For | ||||||||||||||||||
2.6 | Appoint a Director Ozeki, Ichiro | Management | For | For | ||||||||||||||||||
2.7 | Appoint a Director Kurihara, Tatsushi | Management | For | For | ||||||||||||||||||
2.8 | Appoint a Director Fuse, Tatsuro | Management | For | For | ||||||||||||||||||
2.9 | Appoint a Director Hirose, Takaharu | Management | For | For | ||||||||||||||||||
2.10 | Appoint a Director Kawano, Hirobumi | Management | For | For | ||||||||||||||||||
2.11 | Appoint a Director Watanabe, Hajime | Management | For | For | ||||||||||||||||||
3 | Appoint a Corporate Auditor Yokomizo, Masao | Management | For | For | ||||||||||||||||||
4 | Approve Details of the Restricted-Share Compensation Plan to be received by Directors | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,410,000 | 0 | 13-Jun-2017 | 13-Jun-2017 | |||||||||||||||
MAKITA CORPORATION | ||||||||||||||||||||||
Security | J39584107 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2017 | ||||||||||||||||||||
ISIN | JP3862400003 | Agenda | 708269801 - Management | |||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | |||||||||||||||||||
City / | Country | AICHI | / | Japan | Vote Deadline Date | 26-Jun-2017 | ||||||||||||||||
SEDOL(s) | 4555830 - 6555805 - B1DL5P6 - B8N50M9 | Quick Code | 65860 | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||
2.1 | Appoint a Director Goto, Masahiko | Management | For | For | ||||||||||||||||||
2.2 | Appoint a Director Goto, Munetoshi | Management | For | For | ||||||||||||||||||
2.3 | Appoint a Director Torii, Tadayoshi | Management | For | For | ||||||||||||||||||
2.4 | Appoint a Director Niwa, Hisayoshi | Management | For | For | ||||||||||||||||||
2.5 | Appoint a Director Tomita, Shinichiro | Management | For | For | ||||||||||||||||||
2.6 | Appoint a Director Kaneko, Tetsuhisa | Management | For | For | ||||||||||||||||||
2.7 | Appoint a Director Ota, Tomoyuki | Management | For | For | ||||||||||||||||||
2.8 | Appoint a Director Tsuchiya, Takashi | Management | For | For | ||||||||||||||||||
2.9 | Appoint a Director Yoshida, Masaki | Management | For | For | ||||||||||||||||||
2.10 | Appoint a Director Omote, Takashi | Management | For | For | ||||||||||||||||||
2.11 | Appoint a Director Otsu, Yukihiro | Management | For | For | ||||||||||||||||||
2.12 | Appoint a Director Morita, Akiyoshi | Management | For | For | ||||||||||||||||||
2.13 | Appoint a Director Sugino, Masahiro | Management | For | For | ||||||||||||||||||
3 | Appoint a Corporate Auditor Yamamoto, Fusahiro | Management | For | For | ||||||||||||||||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,975,000 | 0 | 12-Jun-2017 | 12-Jun-2017 | |||||||||||||||
ISUZU MOTORS LIMITED | ||||||||||||||||||||||
Security | J24994113 | Meeting Type | Annual General Meeting | |||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2017 | ||||||||||||||||||||
ISIN | JP3137200006 | Agenda | 708257464 - Management | |||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | |||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 27-Jun-2017 | ||||||||||||||||
SEDOL(s) | 5101986 - 6467104 - B02H280 - BHZL4R1 | Quick Code | 72020 | |||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||
2.1 | Appoint a Director Katayama, Masanori | Management | For | For | ||||||||||||||||||
2.2 | Appoint a Director Narimatsu, Yukio | Management | For | For | ||||||||||||||||||
2.3 | Appoint a Director Takahashi, Shinichi | Management | For | For | ||||||||||||||||||
2.4 | Appoint a Director Ito, Masatoshi | Management | For | For | ||||||||||||||||||
3.1 | Appoint a Corporate Auditor Shindo, Tetsuhiko | Management | For | For | ||||||||||||||||||
3.2 | Appoint a Corporate Auditor Mikumo, Takashi | Management | Against | Against | ||||||||||||||||||
3.3 | Appoint a Corporate Auditor Kawamura, Kanji | Management | For | For | ||||||||||||||||||
4 | Approve Payment of Bonuses to Directors | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 8,808,000 | 0 | 20-Jun-2017 | 20-Jun-2017 | |||||||||||||||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||||||||||
Security | 73755L107 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | POT | Meeting Date | 03-Nov-2016 | |||||||||||||||||||
ISIN | CA73755L1076 | Agenda | 934488885 - Management | |||||||||||||||||||
Record Date | 22-Sep-2016 | Holding Recon Date | 22-Sep-2016 | |||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 31-Oct-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
01 | THE SPECIAL RESOLUTION (INCLUDED AS APPENDIX B IN THE ACCOMPANYING JOINT INFORMATION CIRCULAR) APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, INVOLVING, AMONG OTHERS, POTASH CORPORATION OF SASKATCHEWAN INC. (THE “CORPORATION”), SHAREHOLDERS OF THE CORPORATION, AGRIUM INC., SHAREHOLDERS OF AGRIUM INC. AND A NEWLY-INCORPORATED PARENT ENTITY TO BE FORMED TO MANAGE AND HOLD THE COMBINED BUSINESSES OF THE CORPORATION AND AGRIUM INC., AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 13,122,000 | 0 | 18-Oct-2016 | 04-Nov-2016 | |||||||||||||||
TWENTY-FIRST CENTURY FOX, INC. | ||||||||||||||||||||||
Security | 90130A200 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FOX | Meeting Date | 10-Nov-2016 | |||||||||||||||||||
ISIN | US90130A2006 | Agenda | 934485269 - Management | |||||||||||||||||||
Record Date | 13-Sep-2016 | Holding Recon Date | 13-Sep-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Nov-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: K. RUPERT MURDOCH | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: LACHLAN K. MURDOCH | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DELPHINE ARNAULT | Management | Against | Against | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: CHASE CAREY | Management | Against | Against | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DAVID F. DEVOE | Management | Against | Against | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: VIET DINH | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: SIR RODERICK I. EDDINGTON | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JAMES R. MURDOCH | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JACQUES NASSER | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT S. SILBERMAN | Management | Against | Against | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: TIDJANE THIAM | Management | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: JEFFREY W. UBBEN | Management | For | For | ||||||||||||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 7,456,000 | 0 | 07-Nov-2016 | 11-Nov-2016 | |||||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 30-Nov-2016 | |||||||||||||||||||
ISIN | US5949181045 | Agenda | 934491224 - Management | |||||||||||||||||||
Record Date | 30-Sep-2016 | Holding Recon Date | 30-Sep-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Nov-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 | Management | For | For | ||||||||||||||||||
4. | APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For | ||||||||||||||||||
5. | APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN | Management | For | For | ||||||||||||||||||
6. | SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,888,000 | 0 | 18-Nov-2016 | 01-Dec-2016 | |||||||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ROK | Meeting Date | 07-Feb-2017 | |||||||||||||||||||
ISIN | US7739031091 | Agenda | 934515050 - Management | |||||||||||||||||||
Record Date | 12-Dec-2016 | Holding Recon Date | 12-Dec-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Feb-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
A. | DIRECTOR | Management | ||||||||||||||||||||
1 | STEVEN R. KALMANSON | For | For | |||||||||||||||||||
2 | JAMES P. KEANE | For | For | |||||||||||||||||||
3 | BLAKE D. MORET | For | For | |||||||||||||||||||
4 | DONALD R. PARFET | For | For | |||||||||||||||||||
5 | THOMAS W. ROSAMILIA | For | For | |||||||||||||||||||
B. | TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||||
C. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
D. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE VOTE ON THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 600,000 | 0 | 02-Feb-2017 | 08-Feb-2017 | |||||||||||||||
ACCENTURE PLC | ||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 10-Feb-2017 | |||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 934516874 - Management | |||||||||||||||||||
Record Date | 12-Dec-2016 | Holding Recon Date | 12-Dec-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Feb-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA | Management | For | For | ||||||||||||||||||
1B. | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | ||||||||||||||||||
1C. | RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER | Management | For | For | ||||||||||||||||||
1D. | RE-APPOINTMENT OF DIRECTOR: WILLIAM L. KIMSEY | Management | For | For | ||||||||||||||||||
1E. | RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER | Management | For | For | ||||||||||||||||||
1F. | RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY | Management | For | For | ||||||||||||||||||
1G. | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | Management | For | For | ||||||||||||||||||
1H. | RE-APPOINTMENT OF DIRECTOR: GILLES C. PELISSON | Management | For | For | ||||||||||||||||||
1I. | RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE | Management | For | For | ||||||||||||||||||
1J. | RE-APPOINTMENT OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||||||||||||
1K. | RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
3. | TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS. | Management | 1 Year | For | ||||||||||||||||||
4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP (KPMG) AS THE INDEPENDENT AUDITORS OF ACCENTURE AND TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE KPMG’S REMUNERATION. | Management | For | For | ||||||||||||||||||
5. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO ISSUE SHARES UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
6. | TO GRANT THE BOARD OF DIRECTORS THE AUTHORITY TO OPT-OUT OF STATUTORY PRE- EMPTION RIGHTS UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
7. | TO DETERMINE THE PRICE RANGE AT WHICH ACCENTURE CAN RE-ALLOT SHARES THAT IT ACQUIRES AS TREASURY SHARES UNDER IRISH LAW. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,256,000 | 0 | 06-Feb-2017 | 13-Feb-2017 | |||||||||||||||
AMERISOURCEBERGEN CORPORATION | ||||||||||||||||||||||
Security | 03073E105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ABC | Meeting Date | 02-Mar-2017 | |||||||||||||||||||
ISIN | US03073E1055 | Agenda | 934520520 - Management | |||||||||||||||||||
Record Date | 03-Jan-2017 | Holding Recon Date | 03-Jan-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Mar-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ORNELLA BARRA | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: STEVEN H. COLLIS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DOUGLAS R. CONANT | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: D. MARK DURCAN | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD W. GOCHNAUER | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: LON R. GREENBERG | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JANE E. HENNEY, M.D. | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: KATHLEEN W. HYLE | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: MICHAEL J. LONG | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: HENRY W. MCGEE | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||||||||
5. | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION SO THAT DIRECTORS MAY BE REMOVED WITH OR WITHOUT CAUSE. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,538,000 | 0 | 14-Feb-2017 | 03-Mar-2017 | |||||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 08-Mar-2017 | |||||||||||||||||||
ISIN | CH0102993182 | Agenda | 934523362 - Management | |||||||||||||||||||
Record Date | 12-Jan-2017 | Holding Recon Date | 12-Jan-2017 | |||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 06-Mar-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PIERRE R. BRONDEAU | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TERRENCE R. CURTIN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CAROL A. (“JOHN”) DAVIDSON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM A. JEFFREY | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: YONG NAM | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DANIEL J. PHELAN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK C. TRUDEAU | Management | Against | Against | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: JOHN C. VAN SCOTER | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: LAURA H. WRIGHT | Management | For | For | ||||||||||||||||||
2. | TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
3A. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: DANIEL J. PHELAN | Management | For | For | ||||||||||||||||||
3B. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: PAULA A. SNEED | Management | For | For | ||||||||||||||||||
3C. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: JOHN C. VAN SCOTER | Management | For | For | ||||||||||||||||||
4. | TO ELECT DR. RENE SCHWARZENBACH, OF PROXY VOTING SERVICES GMBH, OR ANOTHER INDIVIDUAL REPRESENTATIVE OF PROXY VOTING SERVICES GMBH IF DR. SCHWARZENBACH IS UNABLE TO SERVE AT THE RELEVANT MEETING, AS THE INDEPENDENT PROXY AT THE 2018 ANNUAL MEETING OF TE CONNECTIVITY AND ANY SHAREHOLDER MEETING THAT MAY BE HELD PRIOR TO THAT MEETING | Management | For | For | ||||||||||||||||||
5.1 | TO APPROVE THE 2016 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016, THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 AND THE SWISS COMPENSATION REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016) | Management | For | For | ||||||||||||||||||
5.2 | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
5.3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
6. | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | Against | Against | ||||||||||||||||||
7.1 | TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | Management | For | For | ||||||||||||||||||
7.2 | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | ||||||||||||||||||
7.3 | TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | ||||||||||||||||||
8. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Against | Against | ||||||||||||||||||
9. | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||||||||||||||||
10. | TO APPROVE THE TE CONNECTIVITY LTD. 2007 STOCK AND INCENTIVE PLAN (AS AMENDED AND RESTATED) INCLUDING THE AUTHORIZATION OF THE ISSUANCE OF ADDITIONAL SHARES THEREUNDER | Management | For | For | ||||||||||||||||||
11. | A BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR EXECUTIVE MANAGEMENT | Management | For | For | ||||||||||||||||||
12. | A BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
13. | TO APPROVE THE CARRYFORWARD OF UNAPPROPRIATED ACCUMULATED EARNINGS AT SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
14. | TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS EQUAL TO $1.60 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF $0.40 STARTING WITH THE THIRD FISCAL QUARTER OF 2017 AND ENDING IN THE SECOND FISCAL QUARTER OF 2018 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION | Management | For | For | ||||||||||||||||||
15. | TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM | Management | For | For | ||||||||||||||||||
16. | TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE CONNECTIVITY LTD. | Management | For | For | ||||||||||||||||||
17. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,233,000 | 0 | 23-Feb-2017 | 08-Mar-2017 | |||||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 08-Mar-2017 | |||||||||||||||||||
ISIN | CH0102993182 | Agenda | 934532690 - Management | |||||||||||||||||||
Record Date | 16-Feb-2017 | Holding Recon Date | 16-Feb-2017 | |||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 06-Mar-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PIERRE R. BRONDEAU | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TERRENCE R. CURTIN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CAROL A. (“JOHN”) DAVIDSON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: WILLIAM A. JEFFREY | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: YONG NAM | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DANIEL J. PHELAN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ABHIJIT Y. TALWALKAR | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK C. TRUDEAU | Management | Against | Against | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: JOHN C. VAN SCOTER | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: LAURA H. WRIGHT | Management | For | For | ||||||||||||||||||
2. | TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
3A. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: DANIEL J. PHELAN | Management | For | For | ||||||||||||||||||
3B. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: PAULA A. SNEED | Management | For | For | ||||||||||||||||||
3C. | TO ELECT THE INDIVIDUAL MEMBERS OF THE MANAGEMENT DEVELOPMENT AND COMPENSATION COMMITTEE: JOHN C. VAN SCOTER | Management | For | For | ||||||||||||||||||
4. | TO ELECT DR. RENE SCHWARZENBACH, OF PROXY VOTING SERVICES GMBH, OR ANOTHER INDIVIDUAL REPRESENTATIVE OF PROXY VOTING SERVICES GMBH IF DR. SCHWARZENBACH IS UNABLE TO SERVE AT THE RELEVANT MEETING, AS THE INDEPENDENT PROXY AT THE 2018 ANNUAL MEETING OF TE CONNECTIVITY AND ANY SHAREHOLDER MEETING THAT MAY BE HELD PRIOR TO THAT MEETING | Management | For | For | ||||||||||||||||||
5.1 | TO APPROVE THE 2016 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016, THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 AND THE SWISS COMPENSATION REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016) | Management | For | For | ||||||||||||||||||
5.2 | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
5.3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
6. | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 | Management | Against | Against | ||||||||||||||||||
7.1 | TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | Management | For | For | ||||||||||||||||||
7.2 | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | ||||||||||||||||||
7.3 | TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | For | ||||||||||||||||||
8. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Against | Against | ||||||||||||||||||
9. | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | ||||||||||||||||||
10. | TO APPROVE THE TE CONNECTIVITY LTD. 2007 STOCK AND INCENTIVE PLAN (AS AMENDED AND RESTATED) INCLUDING THE AUTHORIZATION OF THE ISSUANCE OF ADDITIONAL SHARES THEREUNDER | Management | For | For | ||||||||||||||||||
11. | A BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR EXECUTIVE MANAGEMENT | Management | For | For | ||||||||||||||||||
12. | A BINDING VOTE TO APPROVE FISCAL YEAR 2018 MAXIMUM AGGREGATE COMPENSATION AMOUNT FOR THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
13. | TO APPROVE THE CARRYFORWARD OF UNAPPROPRIATED ACCUMULATED EARNINGS AT SEPTEMBER 30, 2016 | Management | For | For | ||||||||||||||||||
14. | TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS EQUAL TO $1.60 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF $0.40 STARTING WITH THE THIRD FISCAL QUARTER OF 2017 AND ENDING IN THE SECOND FISCAL QUARTER OF 2018 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION | Management | For | For | ||||||||||||||||||
15. | TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM | Management | For | For | ||||||||||||||||||
16. | TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF TE CONNECTIVITY LTD. | Management | For | For | ||||||||||||||||||
17. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE MEETING | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,233,000 | 0 | 24-Feb-2017 | 08-Mar-2017 | |||||||||||||||
LEVEL 3 COMMUNICATIONS, INC. | ||||||||||||||||||||||
Security | 52729N308 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | LVLT | Meeting Date | 16-Mar-2017 | |||||||||||||||||||
ISIN | US52729N3089 | Agenda | 934530999 - Management | |||||||||||||||||||
Record Date | 25-Jan-2017 | Holding Recon Date | 25-Jan-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Mar-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | MERGER PROPOSAL. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 31, 2016, AMONG LEVEL 3 COMMUNICATIONS, INC. (“LEVEL 3”), CENTURYLINK, INC. (“CENTURYLINK”), WILDCAT MERGER SUB 1 LLC (“MERGER SUB 1”) AND WWG MERGER SUB LLC, PURSUANT TO WHICH MERGER SUB 1, A WHOLLY OWNED SUBSIDIARY OF CENTURYLINK, WILL MERGE WITH AND INTO LEVEL 3, WITH LEVEL 3 SURVIVING THE MERGER AS A WHOLLY OWNED SUBSIDIARY OF CENTURYLINK; AND TO APPROVE THE MERGER. | Management | For | For | ||||||||||||||||||
2. | COMPENSATION PROPOSAL. PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO LEVEL 3’S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. | Management | For | For | ||||||||||||||||||
3. | ADJOURNMENT PROPOSAL. PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL (PROPOSAL 1). | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,575,000 | 0 | 13-Mar-2017 | 17-Mar-2017 | |||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 05-Apr-2017 | |||||||||||||||||||
ISIN | AN8068571086 | Agenda | 934533705 - Management | |||||||||||||||||||
Record Date | 15-Feb-2017 | Holding Recon Date | 15-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: HELGE LUND | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | TO APPROVE THE COMPANY’S 2016 FINANCIAL STATEMENTS AND THE BOARD’S 2016 DECLARATIONS OF DIVIDENDS. | Management | For | For | ||||||||||||||||||
5. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||||||||||||
6. | TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
7. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,002,000 | 0 | 31-Mar-2017 | 06-Apr-2017 | |||||||||||||||
NESTLE S.A. | ||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 06-Apr-2017 | |||||||||||||||||||
ISIN | US6410694060 | Agenda | 934543667 - Management | |||||||||||||||||||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Mar-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2016 | Management | For | For | ||||||||||||||||||
1B. | ACCEPTANCE OF THE COMPENSATION REPORT 2016 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||
2. | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | ||||||||||||||||||
3. | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2016 | Management | For | For | ||||||||||||||||||
4AA | RE-ELECTION TO THE BOARD OF DIRECTOR: MR PAUL BULCKE | Management | For | For | ||||||||||||||||||
4AB | RE-ELECTION TO THE BOARD OF DIRECTOR: MR ANDREAS KOOPMANN | Management | For | For | ||||||||||||||||||
4AC | RE-ELECTION TO THE BOARD OF DIRECTOR: MR HENRI DE CASTRIES | Management | For | For | ||||||||||||||||||
4AD | RE-ELECTION TO THE BOARD OF DIRECTOR: MR BEAT W. HESS | Management | For | For | ||||||||||||||||||
4AE | RE-ELECTION TO THE BOARD OF DIRECTOR: MR RENATO FASSBIND | Management | For | For | ||||||||||||||||||
4AF | RE-ELECTION TO THE BOARD OF DIRECTOR: MR STEVEN G. HOCH | Management | For | For | ||||||||||||||||||
4AG | RE-ELECTION TO THE BOARD OF DIRECTOR: MS NAINA LAL KIDWAI | Management | For | For | ||||||||||||||||||
4AH | RE-ELECTION TO THE BOARD OF DIRECTOR: MR JEAN-PIERRE ROTH | Management | For | For | ||||||||||||||||||
4AI | RE-ELECTION TO THE BOARD OF DIRECTOR: MS ANN M. VENEMAN | Management | For | For | ||||||||||||||||||
4AJ | RE-ELECTION TO THE BOARD OF DIRECTOR: MS EVA CHENG | Management | For | For | ||||||||||||||||||
4AK | RE-ELECTION TO THE BOARD OF DIRECTOR: MS RUTH K. ONIANG’O | Management | For | For | ||||||||||||||||||
4AL | RE-ELECTION TO THE BOARD OF DIRECTOR: MR PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||
4BA | ELECTION TO THE BOARD OF DIRECTOR: MR ULF MARK SCHNEIDER | Management | For | For | ||||||||||||||||||
4BB | ELECTION TO THE BOARD OF DIRECTOR: MS URSULA M. BURNS | Management | For | For | ||||||||||||||||||
4C. | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR MR PAUL BULCKE | Management | For | For | ||||||||||||||||||
4DA | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | Management | For | For | ||||||||||||||||||
4DB | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | Management | For | For | ||||||||||||||||||
4DC | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN-PIERRE ROTH | Management | For | For | ||||||||||||||||||
4DD | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||
4E. | ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH | Management | For | For | ||||||||||||||||||
4F. | ELECTION OF THE INDEPENDENT REPRESENTATIVE, HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | ||||||||||||||||||
5A. | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||
5B. | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | ||||||||||||||||||
6. | IN THE EVENT OF ANY YET UNKNOWN OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: “FOR” = VOTE FOR ANY SUCH YET UNKNOWN PROPOSAL; “AGAINST” = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL; “ABSTAIN” = ABSTAIN | Shareholder | Abstain | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,655,000 | 0 | 27-Mar-2017 | 31-Mar-2017 | |||||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BK | Meeting Date | 11-Apr-2017 | |||||||||||||||||||
ISIN | US0640581007 | Agenda | 934544063 - Management | |||||||||||||||||||
Record Date | 10-Feb-2017 | Holding Recon Date | 10-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: EDWARD P. GARDEN | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: GERALD L. HASSELL | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOHN M. HINSHAW | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JOHN A. LUKE, JR. | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JENNIFER B. MORGAN | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: MARK A. NORDENBERG | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: ELIZABETH E. ROBINSON | Management | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | Management | For | For | ||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE THE 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2017. | Management | For | For | ||||||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING A PROXY VOTING REVIEW REPORT. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 4,795,000 | 0 | 31-Mar-2017 | 12-Apr-2017 | |||||||||||||||
STANLEY BLACK & DECKER, INC. | ||||||||||||||||||||||
Security | 854502101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SWK | Meeting Date | 20-Apr-2017 | |||||||||||||||||||
ISIN | US8545021011 | Agenda | 934535088 - Management | |||||||||||||||||||
Record Date | 17-Feb-2017 | Holding Recon Date | 17-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ANDREA J. AYERS | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: PATRICK D. CAMPBELL | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: CARLOS M. CARDOSO | Management | Against | Against | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT B. COUTTS | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DEBRA A. CREW | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL D. HANKIN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES M. LOREE | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: MARIANNE M. PARRS | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||||||||||||||||
2. | APPROVE 2017 MANAGEMENT INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||||||
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY SHOULD CONDUCT FUTURE SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
5. | APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE COMPANY’S 2017 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,700,000 | 0 | 13-Apr-2017 | 21-Apr-2017 | |||||||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||||||||||
Security | 438516106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HON | Meeting Date | 24-Apr-2017 | |||||||||||||||||||
ISIN | US4385161066 | Agenda | 934539567 - Management | |||||||||||||||||||
Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DARIUS ADAMCZYK | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
4. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||||||||||||||||
5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||||||||||||
6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,325,000 | 0 | 18-Apr-2017 | 25-Apr-2017 | |||||||||||||||
PACCAR INC | ||||||||||||||||||||||
Security | 693718108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PCAR | Meeting Date | 25-Apr-2017 | |||||||||||||||||||
ISIN | US6937181088 | Agenda | 934543136 - Management | |||||||||||||||||||
Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF CLASS I DIRECTOR: BETH E. FORD | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF CLASS I DIRECTOR: KIRK S. HACHIGIAN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF CLASS I DIRECTOR: RODERICK C. MCGEARY | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF CLASS I DIRECTOR: MARK A. SCHULZ | Management | For | For | ||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | Against | Against | ||||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Management | 1 Year | Against | ||||||||||||||||||
4. | STOCKHOLDER PROPOSAL TO ELIMINATE SUPERMAJORITY VOTING | Shareholder | For | Against | ||||||||||||||||||
5. | STOCKHOLDER PROPOSAL TO PROVIDE PROXY ACCESS | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,333,000 | 0 | 04-Apr-2017 | 26-Apr-2017 | |||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UL | Meeting Date | 27-Apr-2017 | |||||||||||||||||||
ISIN | US9047677045 | Agenda | 934557781 - Management | |||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | ||||||||||||||||||
2. | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||||||||||
3. | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY | Management | For | For | ||||||||||||||||||
4. | TO APPROVE THE UNILEVER SHARE PLAN 2017 | Management | For | For | ||||||||||||||||||
5. | TO RE-ELECT MR N S ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
6. | TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
7. | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
8. | TO RE-ELECT DR M DEKKERS AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
9. | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
10. | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
11. | TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
12. | TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
13. | TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
14. | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
15. | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
16. | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
17. | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||
18. | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||||||||||
19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||||||||||
20. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||||
21. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||||||||||||||||
22. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||
23. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||||||||||||
24. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||||||||||
25. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 4,915,000 | 0 | 13-Apr-2017 | 19-Apr-2017 | |||||||||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||||||||||||
Security | 025816109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AXP | Meeting Date | 01-May-2017 | |||||||||||||||||||
ISIN | US0258161092 | Agenda | 934545231 - Management | |||||||||||||||||||
Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: URSULA M. BURNS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: PETER CHERNIN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RALPH DE LA VEGA | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ANNE L. LAUVERGEON | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: THEODORE J. LEONSIS | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: RICHARD C. LEVIN | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: SAMUEL J. PALMISANO | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: DANIEL L. VASELLA | Management | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: ROBERT D. WALTER | Management | For | For | ||||||||||||||||||
1N. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | ADVISORY RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||||||||||||
6. | SHAREHOLDER PROPOSAL TO REQUIRE GENDER PAY EQUITY DISCLOSURE. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,304,000 | 0 | 21-Apr-2017 | 02-May-2017 | |||||||||||||||
EXPEDITORS INT’L OF WASHINGTON, INC. | ||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 02-May-2017 | |||||||||||||||||||
ISIN | US3021301094 | Agenda | 934546081 - Management | |||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT R. WRIGHT | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GLENN M. ALGER | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES M. DUBOIS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARK A. EMMERT | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DIANE H. GULYAS | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD B. MCCUNE | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ALAIN MONIE | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JEFFREY S. MUSSER | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: LIANE J. PELLETIER | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: TAY YOSHITANI | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||||||||
3. | APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||||||||||||
4. | APPROVE 2017 OMNIBUS INCENTIVE PLAN | Management | For | For | ||||||||||||||||||
5. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||
6. | SHAREHOLDER PROPOSAL: LINK EXECUTIVE COMPENSATION TO SUSTAINABILITY PERFORMANCE | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 4,122,000 | 0 | 21-Apr-2017 | 03-May-2017 | |||||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 06-May-2017 | |||||||||||||||||||
ISIN | US0846707026 | Agenda | 934542196 - Management | |||||||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | |||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | |||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | |||||||||||||||||||
4 | STEPHEN B. BURKE | For | For | |||||||||||||||||||
5 | SUSAN L. DECKER | For | For | |||||||||||||||||||
6 | WILLIAM H. GATES III | For | For | |||||||||||||||||||
7 | DAVID S. GOTTESMAN | For | For | |||||||||||||||||||
8 | CHARLOTTE GUYMAN | For | For | |||||||||||||||||||
9 | THOMAS S. MURPHY | For | For | |||||||||||||||||||
10 | RONALD L. OLSON | For | For | |||||||||||||||||||
11 | WALTER SCOTT, JR. | For | For | |||||||||||||||||||
12 | MERYL B. WITMER | For | For | |||||||||||||||||||
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
3. | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. | Shareholder | Against | For | ||||||||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,972,000 | 0 | 01-May-2017 | 08-May-2017 | |||||||||||||||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||||||||||
Security | 73755L107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | POT | Meeting Date | 09-May-2017 | |||||||||||||||||||
ISIN | CA73755L1076 | Agenda | 934551587 - Management | |||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 04-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||
1 | C.M. BURLEY | For | For | |||||||||||||||||||
2 | D.G. CHYNOWETH | For | For | |||||||||||||||||||
3 | J.W. ESTEY | For | For | |||||||||||||||||||
4 | G.W. GRANDEY | For | For | |||||||||||||||||||
5 | C.S. HOFFMAN | For | For | |||||||||||||||||||
6 | A.D. LABERGE | For | For | |||||||||||||||||||
7 | C.E. MADERE | For | For | |||||||||||||||||||
8 | K.G. MARTELL | For | For | |||||||||||||||||||
9 | A.W. REGENT | For | For | |||||||||||||||||||
10 | J.E. TILK | For | For | |||||||||||||||||||
11 | Z.A. YUJNOVICH | For | For | |||||||||||||||||||
02 | THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING. | Management | For | For | ||||||||||||||||||
03 | THE ADVISORY RESOLUTION ACCEPTING THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 11,672,000 | 0 | 01-May-2017 | 10-May-2017 | |||||||||||||||
THE PROGRESSIVE CORPORATION | ||||||||||||||||||||||
Security | 743315103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PGR | Meeting Date | 12-May-2017 | |||||||||||||||||||
ISIN | US7433151039 | Agenda | 934577531 - Management | |||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: STUART B. BURGDOERFER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CHARLES A. DAVIS | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROGER N. FARAH | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LAWTON W. FITT | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: SUSAN PATRICIA GRIFFITH | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JEFFREY D. KELLY | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PATRICK H. NETTLES, PH.D. | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D. | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: BARBARA R. SNYDER | Management | For | For | ||||||||||||||||||
2. | APPROVE THE PROGRESSIVE CORPORATION 2017 EXECUTIVE ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
3. | APPROVE THE PROGRESSIVE CORPORATION 2017 DIRECTORS EQUITY INCENTIVE PLAN. | Management | Against | Against | ||||||||||||||||||
4. | CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | ||||||||||||||||||
5. | CAST AN ADVISORY VOTE ON THE FREQUENCY OF THE SHAREHOLDER VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAM. | Management | 1 Year | For | ||||||||||||||||||
6. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 5,522,000 | 0 | 27-Apr-2017 | 15-May-2017 | |||||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 16-May-2017 | |||||||||||||||||||
ISIN | US46625H1005 | Agenda | 934561665 - Management | |||||||||||||||||||
Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: TODD A. COMBS | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE ON FREQUENCY OF ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||||||||||||
5. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||||||||||||||||
6. | VESTING FOR GOVERNMENT SERVICE | Shareholder | Against | For | ||||||||||||||||||
7. | CLAWBACK AMENDMENT | Shareholder | Against | For | ||||||||||||||||||
8. | GENDER PAY EQUITY | Shareholder | Against | For | ||||||||||||||||||
9. | HOW VOTES ARE COUNTED | Shareholder | Against | For | ||||||||||||||||||
10. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,928,000 | 0 | 10-May-2017 | 17-May-2017 | |||||||||||||||
EBAY INC. | ||||||||||||||||||||||
Security | 278642103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EBAY | Meeting Date | 18-May-2017 | |||||||||||||||||||
ISIN | US2786421030 | Agenda | 934572074 - Management | |||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: FRED D. ANDERSON JR. | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ANTHONY J. BATES | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LOGAN D. GREEN | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: BONNIE S. HAMMER | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: PAUL S. PRESSLER | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ROBERT H. SWAN | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: DEVIN N. WENIG | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY WITH WHICH THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION SHOULD BE HELD. | Management | 1 Year | For | ||||||||||||||||||
4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||||||||
5. | CONSIDERATION OF A STOCKHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 7,336,000 | 0 | 12-May-2017 | 19-May-2017 | |||||||||||||||
CERNER CORPORATION | ||||||||||||||||||||||
Security | 156782104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CERN | Meeting Date | 24-May-2017 | |||||||||||||||||||
ISIN | US1567821046 | Agenda | 934611167 - Management | |||||||||||||||||||
Record Date | 29-Mar-2017 | Holding Recon Date | 29-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JULIE L. GERBERDING, M.D. | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: NEAL L. PATTERSON | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2017. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,642,700 | 0 | 22-May-2017 | 25-May-2017 | |||||||||||||||
LEVEL 3 COMMUNICATIONS, INC. | ||||||||||||||||||||||
Security | 52729N308 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LVLT | Meeting Date | 25-May-2017 | |||||||||||||||||||
ISIN | US52729N3089 | Agenda | 934580158 - Management | |||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JEFF K. STOREY | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STEVEN T. CLONTZ | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: IRENE M. ESTEVES | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: SPENCER B. HAYS | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MICHAEL J. MAHONEY | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: KEVIN W. MOONEY | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: PETER SEAH LIM HUAT | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: PETER VAN OPPEN | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE A PROPOSAL OF THE FREQUENCY IN WHICH OUR STOCKHOLDERS WILL CONDUCT AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT AUDITOR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,585,000 | 0 | 22-May-2017 | 26-May-2017 | |||||||||||||||
OMNICOM GROUP INC. | ||||||||||||||||||||||
Security | 681919106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OMC | Meeting Date | 25-May-2017 | |||||||||||||||||||
ISIN | US6819191064 | Agenda | 934588926 - Management | |||||||||||||||||||
Record Date | 05-Apr-2017 | Holding Recon Date | 05-Apr-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN D. WREN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: BRUCE CRAWFORD | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ALAN R. BATKIN | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARY C. CHOKSI | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT CHARLES CLARK | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: SUSAN S. DENISON | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DEBORAH J. KISSIRE | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN R. PURCELL | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: VALERIE M. WILLIAMS | Management | For | For | ||||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY RESOLUTIONS TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE 2017 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,429,000 | 0 | 22-May-2017 | 26-May-2017 | |||||||||||||||
DOLLAR GENERAL CORPORATION | ||||||||||||||||||||||
Security | 256677105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DG | Meeting Date | 31-May-2017 | |||||||||||||||||||
ISIN | US2566771059 | Agenda | 934590755 - Management | |||||||||||||||||||
Record Date | 23-Mar-2017 | Holding Recon Date | 23-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WARREN F. BRYANT | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MICHAEL M. CALBERT | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SANDRA B. COCHRAN | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PATRICIA D. FILI- KRUSHEL | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: PAULA A. PRICE | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DAVID B. RICKARD | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: TODD J. VASOS | Management | For | For | ||||||||||||||||||
2. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER DOLLAR GENERAL CORPORATION’S AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN FOR PURPOSES OF COMPENSATION DEDUCTIBILITY UNDER INTERNAL REVENUE CODE SECTION 162(M) AND THE LIMIT ON NON-EMPLOYEE DIRECTOR COMPENSATION SET FORTH IN SUCH PLAN. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER DOLLAR GENERAL CORPORATION’S AMENDED AND RESTATED ANNUAL INCENTIVE PLAN FOR PURPOSES OF COMPENSATION DEDUCTIBILITY UNDER INTERNAL REVENUE CODE SECTION 162(M). | Management | For | For | ||||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF DOLLAR GENERAL CORPORATION’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
5. | TO RECOMMEND, ON AN ADVISORY (NON-BINDING) BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON DOLLAR GENERAL CORPORATION’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | Against | ||||||||||||||||||
6. | TO RATIFY ERNST AND YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,653,000 | 0 | 30-May-2017 | 01-Jun-2017 | |||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 05-Jun-2017 | |||||||||||||||||||
ISIN | US91324P1021 | Agenda | 934600013 - Management | |||||||||||||||||||
Record Date | 11-Apr-2017 | Holding Recon Date | 11-Apr-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | ||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | ADVISORY APPROVAL OF THE FREQUENCY OF HOLDING FUTURE SAY-ON-PAY VOTES. | Management | 1 Year | For | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||||||||||||
5. | THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING ADDITIONAL LOBBYING DISCLOSURE, IF PROPERLY PRESENTED AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,745,000 | 0 | 30-May-2017 | 06-Jun-2017 | |||||||||||||||
THE TJX COMPANIES, INC. | ||||||||||||||||||||||
Security | 872540109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TJX | Meeting Date | 06-Jun-2017 | |||||||||||||||||||
ISIN | US8725401090 | Agenda | 934614947 - Management | |||||||||||||||||||
Record Date | 10-Apr-2017 | Holding Recon Date | 10-Apr-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID T. CHING | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ERNIE HERRMAN | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL F. HINES | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: JACKWYN L. NEMEROV | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: WILLOW B. SHIRE | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS TJX’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018 | Management | For | For | ||||||||||||||||||
3. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Management | Against | Against | ||||||||||||||||||
4. | REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE CASH INCENTIVE PLANS | Management | Against | Against | ||||||||||||||||||
5. | ADVISORY APPROVAL OF TJX’S EXECUTIVE COMPENSATION (THE SAY-ON-PAY VOTE) | Management | Against | Against | ||||||||||||||||||
6. | ADVISORY APPROVAL OF THE FREQUENCY OF TJX’S SAY-ON-PAY VOTES | Management | 1 Year | For | ||||||||||||||||||
7. | SHAREHOLDER PROPOSAL FOR INCLUSION OF DIVERSITY AS A CEO PERFORMANCE MEASURE | Shareholder | Against | For | ||||||||||||||||||
8. | SHAREHOLDER PROPOSAL FOR A REVIEW AND SUMMARY REPORT ON EXECUTIVE COMPENSATION POLICIES | Shareholder | Against | For | ||||||||||||||||||
9. | SHAREHOLDER PROPOSAL FOR A REPORT ON COMPENSATION DISPARITIES BASED ON RACE, GENDER, OR ETHNICITY | Shareholder | Against | For | ||||||||||||||||||
10. | SHAREHOLDER PROPOSAL FOR A REPORT ON NET-ZERO GREENHOUSE GAS EMISSIONS | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,315,000 | 0 | 30-May-2017 | 07-Jun-2017 | |||||||||||||||
DEVON ENERGY CORPORATION | ||||||||||||||||||||||
Security | 25179M103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DVN | Meeting Date | 07-Jun-2017 | |||||||||||||||||||
ISIN | US25179M1036 | Agenda | 934603235 - Management | |||||||||||||||||||
Record Date | 10-Apr-2017 | Holding Recon Date | 10-Apr-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BARBARA M. BAUMANN | For | For | |||||||||||||||||||
2 | JOHN E. BETHANCOURT | For | For | |||||||||||||||||||
3 | DAVID A. HAGER | For | For | |||||||||||||||||||
4 | ROBERT H. HENRY | For | For | |||||||||||||||||||
5 | MICHAEL M. KANOVSKY | For | For | |||||||||||||||||||
6 | ROBERT A. MOSBACHER, JR | For | For | |||||||||||||||||||
7 | DUANE C. RADTKE | For | For | |||||||||||||||||||
8 | MARY P. RICCIARDELLO | For | For | |||||||||||||||||||
9 | JOHN RICHELS | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | RATIFY THE APPOINTMENT OF THE COMPANY’S INDEPENDENT AUDITORS FOR 2017. | Management | For | For | ||||||||||||||||||
5. | APPROVE THE DEVON ENERGY CORPORATION ANNUAL INCENTIVE COMPENSATION PLAN. | Management | Against | Against | ||||||||||||||||||
6. | APPROVE THE DEVON ENERGY CORPORATION 2017 LONG-TERM INCENTIVE PLAN. | Management | Against | Against | ||||||||||||||||||
7. | REPORT ON PUBLIC POLICY ADVOCACY RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Shareholder | Against | For | ||||||||||||||||||
8. | ASSESSMENT ON THE IMPACT OF GLOBAL CLIMATE CHANGE POLICIES. | Shareholder | Against | For | ||||||||||||||||||
9. | REPORT ON LOBBYING POLICY AND ACTIVITY. | Shareholder | Against | For | ||||||||||||||||||
10. | ASSESSMENT OF BENEFITS AND RISKS OF USING RESERVE ADDITIONS AS A COMPENSATION METRIC. | Shareholder | Against | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,363,000 | 0 | 30-May-2017 | 08-Jun-2017 | |||||||||||||||
COMCAST CORPORATION | ||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 08-Jun-2017 | |||||||||||||||||||
ISIN | US20030N1019 | Agenda | 934601572 - Management | |||||||||||||||||||
Record Date | 16-Mar-2017 | Holding Recon Date | 16-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | KENNETH J. BACON | For | For | |||||||||||||||||||
2 | MADELINE S. BELL | For | For | |||||||||||||||||||
3 | SHELDON M. BONOVITZ | For | For | |||||||||||||||||||
4 | EDWARD D. BREEN | Withheld | Against | |||||||||||||||||||
5 | GERALD L. HASSELL | Withheld | Against | |||||||||||||||||||
6 | JEFFREY A. HONICKMAN | For | For | |||||||||||||||||||
7 | ASUKA NAKAHARA | For | For | |||||||||||||||||||
8 | DAVID C. NOVAK | For | For | |||||||||||||||||||
9 | BRIAN L. ROBERTS | For | For | |||||||||||||||||||
10 | JOHNATHAN A. RODGERS | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Against | Against | ||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||||||||||||
5. | TO PROVIDE A LOBBYING REPORT | Shareholder | Against | For | ||||||||||||||||||
6. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 8,934,000 | 0 | 05-Jun-2017 | 09-Jun-2017 | |||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | ||||||||||||||||||||||
Security | 04247X102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AWI | Meeting Date | 08-Jul-2016 | |||||||||||||||||||
ISIN | US04247X1028 | Agenda | 934420237 - Management | |||||||||||||||||||
Record Date | 15-Apr-2016 | Holding Recon Date | 15-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jul-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | STAN A. ASKREN | For | For | |||||||||||||||||||
2 | VICTOR D. GRIZZLE | For | For | |||||||||||||||||||
3 | TAO HUANG | For | For | |||||||||||||||||||
4 | LARRY S. MCWILLIAMS | For | For | |||||||||||||||||||
5 | JAMES C. MELVILLE | For | For | |||||||||||||||||||
6 | JAMES J. O’CONNOR | For | For | |||||||||||||||||||
7 | JOHN J. ROBERTS | For | For | |||||||||||||||||||
8 | GREGORY P. SPIVY | For | For | |||||||||||||||||||
9 | CHERRYL T. THOMAS | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE OF THE ARMSTRONG WORLD INDUSTRIES, INC. 2016 DIRECTORS’ STOCK UNIT PLAN. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE OF THE ARMSTRONG WORLD INDUSTRIES, INC. 2016 LONG-TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 440,000 | 0 | 05-Jul-2016 | 11-Jul-2016 | |||||||||||||||
RPX CORPORATION | ||||||||||||||||||||||
Security | 74972G103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RPXC | Meeting Date | 08-Jul-2016 | |||||||||||||||||||
ISIN | US74972G1031 | Agenda | 934439402 - Management | |||||||||||||||||||
Record Date | 24-May-2016 | Holding Recon Date | 24-May-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jul-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN A. AMSTER | For | For | |||||||||||||||||||
2 | STEVEN L. FINGERHOOD | For | For | |||||||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,624,550 | 0 | 28-Jun-2016 | 11-Jul-2016 | |||||||||||||||
FIRST CASH FINANCIAL SERVICES, INC. | ||||||||||||||||||||||
Security | 31942D107 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | FCFS | Meeting Date | 31-Aug-2016 | |||||||||||||||||||
ISIN | US31942D1072 | Agenda | 934466966 - Management | |||||||||||||||||||
Record Date | 29-Jul-2016 | Holding Recon Date | 29-Jul-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Aug-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | TO APPROVE THE ISSUANCE OF SHARES OF FIRST CASH FINANCIAL SERVICES, INC. (“FIRST CASH”) COMMON STOCK TO THE SHAREHOLDERS OF CASH AMERICA INTERNATIONAL, INC. (“CASH AMERICA”) PURSUANT TO THE MERGER (THE “MERGER”) AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 28, 2016, BY AND AMONG .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, SPECIFIC COMPENSATORY ARRANGEMENTS RELATING TO THE MERGER BETWEEN FIRST CASH AND ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE ANY MOTION TO ADJOURN THE FIRST CASH SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE ISSUANCE OF SHARES OF FIRST CASH COMMON STOCK TO THE CASH AMERICA SHAREHOLDERS PURSUANT TO THE MERGER. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 355,000 | 0 | 10-Aug-2016 | 01-Sep-2016 | |||||||||||||||
CASH AMERICA INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 14754D100 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | CSH | Meeting Date | 31-Aug-2016 | |||||||||||||||||||
ISIN | US14754D1000 | Agenda | 934467108 - Management | |||||||||||||||||||
Record Date | 29-Jul-2016 | Holding Recon Date | 29-Jul-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Aug-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 28, 2016 (THE “MERGER AGREEMENT”), BY AND AMONG FIRST CASH FINANCIAL SERVICES, INC. (“FIRST CASH”), CASH AMERICA INTERNATIONAL, INC. (“CASH AMERICA”) AND FRONTIER MERGER SUB LLC, A WHOLLY OWNED SUBSIDIARY OF FIRST CASH, WITH RESPECT TO AN ALL-STOCK, MERGER OF EQUALS TRANSACTION (THE “MERGER”). | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, SPECIFIC COMPENSATORY ARRANGEMENTS RELATING TO THE MERGER BETWEEN CASH AMERICA AND ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE ANY MOTION TO ADJOURN THE CASH AMERICA SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 530,000 | 0 | 10-Aug-2016 | 01-Sep-2016 | |||||||||||||||
EPLUS INC. | ||||||||||||||||||||||
Security | 294268107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PLUS | Meeting Date | 15-Sep-2016 | |||||||||||||||||||
ISIN | US2942681071 | Agenda | 934465469 - Management | |||||||||||||||||||
Record Date | 21-Jul-2016 | Holding Recon Date | 21-Jul-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Sep-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | PHILLIP G. NORTON | For | For | |||||||||||||||||||
2 | BRUCE M. BOWEN | For | For | |||||||||||||||||||
3 | C. THOMAS FAULDERS, III | For | For | |||||||||||||||||||
4 | TERRENCE O’DONNELL | For | For | |||||||||||||||||||
5 | LAWRENCE S. HERMAN | For | For | |||||||||||||||||||
6 | IRA A. HUNT, III | For | For | |||||||||||||||||||
7 | JOHN E. CALLIES | For | For | |||||||||||||||||||
8 | ERIC D. HOVDE | For | For | |||||||||||||||||||
2. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | Against | Against | ||||||||||||||||||
3. | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 122,000 | 0 | 14-Sep-2016 | 16-Sep-2016 | |||||||||||||||
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | ||||||||||||||||||||||
Security | 03820C105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AIT | Meeting Date | 25-Oct-2016 | |||||||||||||||||||
ISIN | US03820C1053 | Agenda | 934479393 - Management | |||||||||||||||||||
Record Date | 26-Aug-2016 | Holding Recon Date | 26-Aug-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Oct-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | L. THOMAS HILTZ | For | For | |||||||||||||||||||
2 | EDITH KELLY-GREEN | For | For | |||||||||||||||||||
3 | DAN P. KOMNENOVICH | For | For | |||||||||||||||||||
2. | SAY ON PAY - TO APPROVE, THROUGH A NONBINDING ADVISORY VOTE, THE COMPENSATION OF APPLIED’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 507,000 | 0 | 24-Oct-2016 | 26-Oct-2016 | |||||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||||||||||||||||||||
Security | 11133T103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BR | Meeting Date | 17-Nov-2016 | |||||||||||||||||||
ISIN | US11133T1034 | Agenda | 934487150 - Management | |||||||||||||||||||
Record Date | 21-Sep-2016 | Holding Recon Date | 21-Sep-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Nov-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD J. DALY | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT N. DUELKS | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: RICHARD J. HAVILAND | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: BRETT A. KELLER | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: STUART R. LEVINE | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MAURA A. MARKUS | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS J. PERNA | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: ALAN J. WEBER | Management | For | For | ||||||||||||||||||
2) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS (THE SAY ON PAY VOTE) | Management | Against | Against | ||||||||||||||||||
3) | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2017 | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 455,000 | 0 | 01-Nov-2016 | 18-Nov-2016 | |||||||||||||||
DONALDSON COMPANY, INC. | ||||||||||||||||||||||
Security | 257651109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DCI | Meeting Date | 18-Nov-2016 | |||||||||||||||||||
ISIN | US2576511099 | Agenda | 934486259 - Management | |||||||||||||||||||
Record Date | 21-Sep-2016 | Holding Recon Date | 21-Sep-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Nov-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MICHAEL J. HOFFMAN | For | For | |||||||||||||||||||
2 | DOUGLAS A. MILROY | For | For | |||||||||||||||||||
3 | WILLARD D. OBERTON | For | For | |||||||||||||||||||
4 | JOHN P. WIEHOFF | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DONALDSON COMPANY, INC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 688,000 | 0 | 03-Nov-2016 | 21-Nov-2016 | |||||||||||||||
SCANSOURCE, INC. | ||||||||||||||||||||||
Security | 806037107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SCSC | Meeting Date | 01-Dec-2016 | |||||||||||||||||||
ISIN | US8060371072 | Agenda | 934489368 - Management | |||||||||||||||||||
Record Date | 05-Oct-2016 | Holding Recon Date | 05-Oct-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Nov-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | STEVEN R. FISCHER | For | For | |||||||||||||||||||
2 | MICHAEL L. BAUR | For | For | |||||||||||||||||||
3 | PETER C. BROWNING | For | For | |||||||||||||||||||
4 | MICHAEL J. GRAINGER | For | For | |||||||||||||||||||
5 | JOHN P. REILLY | For | For | |||||||||||||||||||
6 | CHARLES R. WHITCHURCH | For | For | |||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE SCANSOURCE’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS SCANSOURCE’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 236,000 | 0 | 15-Nov-2016 | 02-Dec-2016 | |||||||||||||||
UNIFIRST CORPORATION | ||||||||||||||||||||||
Security | 904708104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UNF | Meeting Date | 10-Jan-2017 | |||||||||||||||||||
ISIN | US9047081040 | Agenda | 934507419 - Management | |||||||||||||||||||
Record Date | 17-Nov-2016 | Holding Recon Date | 17-Nov-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jan-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RONALD D. CROATTI | For | For | |||||||||||||||||||
2 | THOMAS S. POSTEK | For | For | |||||||||||||||||||
3 | RAYMOND C. ZEMLIN | For | For | |||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 26, 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 147,000 | 0 | 23-Dec-2016 | 11-Jan-2017 | |||||||||||||||
WOODWARD, INC. | ||||||||||||||||||||||
Security | 980745103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WWD | Meeting Date | 25-Jan-2017 | |||||||||||||||||||
ISIN | US9807451037 | Agenda | 934514402 - Management | |||||||||||||||||||
Record Date | 28-Nov-2016 | Holding Recon Date | 28-Nov-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Jan-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: MARY L. PETROVICH | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: PAUL DONOVAN | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: JONATHAN W. THAYER | Management | For | For | ||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
5. | PROPOSAL FOR THE APPROVAL OF THE WOODWARD, INC. 2017 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 568,150 | 0 | 30-Dec-2016 | 26-Jan-2017 | |||||||||||||||
MSC INDUSTRIAL DIRECT CO., INC. | ||||||||||||||||||||||
Security | 553530106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MSM | Meeting Date | 26-Jan-2017 | |||||||||||||||||||
ISIN | US5535301064 | Agenda | 934514349 - Management | |||||||||||||||||||
Record Date | 07-Dec-2016 | Holding Recon Date | 07-Dec-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jan-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MITCHELL JACOBSON | For | For | |||||||||||||||||||
2 | ERIK GERSHWIND | For | For | |||||||||||||||||||
3 | JONATHAN BYRNES | For | For | |||||||||||||||||||
4 | ROGER FRADIN | For | For | |||||||||||||||||||
5 | LOUISE GOESER | For | For | |||||||||||||||||||
6 | MICHAEL KAUFMANN | For | For | |||||||||||||||||||
7 | DENIS KELLY | For | For | |||||||||||||||||||
8 | STEVEN PALADINO | For | For | |||||||||||||||||||
9 | PHILIP PELLER | For | For | |||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 226,000 | 0 | 24-Jan-2017 | 27-Jan-2017 | |||||||||||||||
VARIAN MEDICAL SYSTEMS, INC. | ||||||||||||||||||||||
Security | 92220P105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VAR | Meeting Date | 09-Feb-2017 | |||||||||||||||||||
ISIN | US92220P1057 | Agenda | 934516886 - Management | |||||||||||||||||||
Record Date | 13-Dec-2016 | Holding Recon Date | 13-Dec-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Feb-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | SUSAN L. BOSTROM | For | For | |||||||||||||||||||
2 | JUDY BRUNER | For | For | |||||||||||||||||||
3 | REGINA E. DUGAN | For | For | |||||||||||||||||||
4 | R. ANDREW ECKERT | For | For | |||||||||||||||||||
5 | MARK R. LARET | For | For | |||||||||||||||||||
6 | ERICH R. REINHARDT | For | For | |||||||||||||||||||
7 | DOW R. WILSON | For | For | |||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||
3. | TO HOLD AN ADVISORY VOTE OF STOCKHOLDERS ON THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AT A FREQUENCY OF EVERY: | Management | 1 Year | For | ||||||||||||||||||
4. | TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. FOURTH AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN. | Management | Against | Against | ||||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 215,000 | 0 | 02-Feb-2017 | 10-Feb-2017 | |||||||||||||||
ESTERLINE TECHNOLOGIES CORPORATION | ||||||||||||||||||||||
Security | 297425100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ESL | Meeting Date | 09-Feb-2017 | |||||||||||||||||||
ISIN | US2974251009 | Agenda | 934517927 - Management | |||||||||||||||||||
Record Date | 14-Dec-2016 | Holding Recon Date | 14-Dec-2016 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Feb-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL J. CAVE | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: ANTHONY P. FRANCESCHINI | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: NILS E. LARSEN | Management | For | For | ||||||||||||||||||
2. | TO CONSIDER AND APPROVE THE COMPANY’S AMENDED AND RESTATED 2013 EQUITY INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
5. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 265,000 | 0 | 03-Feb-2017 | 10-Feb-2017 | |||||||||||||||
H.B. FULLER COMPANY | ||||||||||||||||||||||
Security | 359694106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FUL | Meeting Date | 06-Apr-2017 | |||||||||||||||||||
ISIN | US3596941068 | Agenda | 934531460 - Management | |||||||||||||||||||
Record Date | 08-Feb-2017 | Holding Recon Date | 08-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | J. MICHAEL LOSH | For | For | |||||||||||||||||||
2 | LEE R. MITAU | For | For | |||||||||||||||||||
3 | R. WILLIAM VAN SANT | For | For | |||||||||||||||||||
2. | A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | Against | Against | ||||||||||||||||||
3. | A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | �� | |||||||||||||||||
4. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 2, 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 514,000 | 0 | 07-Mar-2017 | 07-Apr-2017 | |||||||||||||||
VALMONT INDUSTRIES, INC. | ||||||||||||||||||||||
Security | 920253101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | VMI | Meeting Date | 25-Apr-2017 | |||||||||||||||||||
ISIN | US9202531011 | Agenda | 934541726 - Management | |||||||||||||||||||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MOGENS C. BAY | For | For | |||||||||||||||||||
2 | WALTER SCOTT, JR. | For | For | |||||||||||||||||||
3 | CLARK T. RANDT, JR. | For | For | |||||||||||||||||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | PROPOSAL TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | RATIFYING THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 118,425 | 0 | 21-Apr-2017 | 26-Apr-2017 | |||||||||||||||
KIRBY CORPORATION | ||||||||||||||||||||||
Security | 497266106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KEX | Meeting Date | 25-Apr-2017 | |||||||||||||||||||
ISIN | US4972661064 | Agenda | 934556905 - Management | |||||||||||||||||||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: RICHARD J. ALARIO | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: DAVID W. GRZEBINSKI | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: RICHARD R. STEWART | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS KIRBY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF KIRBY’S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 371,975 | 0 | 18-Apr-2017 | 26-Apr-2017 | |||||||||||||||
CARLISLE COMPANIES INCORPORATED | ||||||||||||||||||||||
Security | 142339100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CSL | Meeting Date | 26-Apr-2017 | |||||||||||||||||||
ISIN | US1423391002 | Agenda | 934541182 - Management | |||||||||||||||||||
Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT G. BOHN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TERRY D. GROWCOCK | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: GREGG A. OSTRANDER | Management | For | For | ||||||||||||||||||
2. | AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 129,000 | 0 | 05-Apr-2017 | 27-Apr-2017 | |||||||||||||||
GREENLIGHT CAPITAL RE, LTD. | ||||||||||||||||||||||
Security | G4095J109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GLRE | Meeting Date | 26-Apr-2017 | |||||||||||||||||||
ISIN | KYG4095J1094 | Agenda | 934544619 - Management | |||||||||||||||||||
Record Date | 09-Mar-2017 | Holding Recon Date | 09-Mar-2017 | |||||||||||||||||||
City / | Country | / | Cayman Islands | Vote Deadline Date | 25-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ALAN BROOKS | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DAVID EINHORN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LEONARD GOLDBERG | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: IAN ISAACS | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: FRANK LACKNER | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: BRYAN MURPHY | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JOSEPH PLATT | Management | For | For | ||||||||||||||||||
2A. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: ALAN BROOKS | Management | For | For | ||||||||||||||||||
2B. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: DAVID EINHORN | Management | For | For | ||||||||||||||||||
2C. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: LEONARD GOLDBERG | Management | For | For | ||||||||||||||||||
2D. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: IAN ISAACS | Management | For | For | ||||||||||||||||||
2E. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: FRANK LACKNER | Management | For | For | ||||||||||||||||||
2F. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: BRYAN MURPHY | Management | For | For | ||||||||||||||||||
2G. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE, LTD: JOSEPH PLATT | Management | For | For | ||||||||||||||||||
3A. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND: TIM COURTIS | Management | For | For | ||||||||||||||||||
3B. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND: PHILIP HARKIN | Management | For | For | ||||||||||||||||||
3C. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND: FRANK LACKNER | Management | For | For | ||||||||||||||||||
3D. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND: PATRICK O’BRIEN | Management | For | For | ||||||||||||||||||
3E. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND: DANIEL ROITMAN | Management | For | For | ||||||||||||||||||
3F. | ELECTION OF DIRECTOR OF GREENLIGHT REINSURANCE IRELAND: BRENDAN TUOHY | Management | For | For | ||||||||||||||||||
4. | TO CONSIDER AND VOTE UPON AN AMENDMENT TO INCREASE THE NUMBER OF CLASS A ORDINARY SHARES AVAILABLE FOR ISSUANCE UNDER THE COMPANY’S AMENDED AND RESTATED STOCK INCENTIVE PLAN, OR THE PLAN, FROM 3.5 MILLION CLASS A ORDINARY SHARES TO 5.0 MILLION CLASS A ORDINARY SHARES AND TO EXTEND THE TERMINATION DATE OF THE PLAN FROM APRIL 27, 2020 TO APRIL 27, 2024. | Management | Against | Against | ||||||||||||||||||
5. | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||||||||||||
6. | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF BDO CAYMAN LTD. AS THE INDEPENDENT AUDITORS OF GREENLIGHT REINSURANCE, LTD. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, WHICH, PURSUANT TO THE ARTICLES, IS REQUIRED TO BE CONSIDERED BY THE SHAREHOLDERS OF THE COMPANY. | Management | For | For | ||||||||||||||||||
7. | TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF BDO, REGISTERED AUDITORS IN IRELAND, AS THE INDEPENDENT AUDITORS OF GREENLIGHT REINSURANCE IRELAND, DESIGNATED ACTIVITY COMPANY, FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, WHICH, PURSUANT TO THE ARTICLES, IS REQUIRED TO BE CONSIDERED BY THE SHAREHOLDERS OF THE COMPANY. | Management | For | For | ||||||||||||||||||
8. | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Management | For | For | ||||||||||||||||||
9. | TO CONSIDER AND CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY WITH WHICH SAY-ON-PAY VOTES SHOULD BE HELD IN THE FUTURE. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 687,000 | 0 | 19-Apr-2017 | 27-Apr-2017 | |||||||||||||||
AVERY DENNISON CORPORATION | ||||||||||||||||||||||
Security | 053611109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AVY | Meeting Date | 27-Apr-2017 | |||||||||||||||||||
ISIN | US0536111091 | Agenda | 934537309 - Management | |||||||||||||||||||
Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: BRADLEY ALFORD | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANTHONY ANDERSON | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: PETER BARKER | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MITCHELL BUTIER | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: KEN HICKS | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ANDRES LOPEZ | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DAVID PYOTT | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DEAN SCARBOROUGH | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: PATRICK SIEWERT | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JULIA STEWART | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: MARTHA SULLIVAN | Management | For | For | ||||||||||||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | APPROVAL OF THE 2017 INCENTIVE AWARD PLAN. | Management | Against | Against | ||||||||||||||||||
5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 272,000 | 0 | 06-Apr-2017 | 28-Apr-2017 | |||||||||||||||
MANPOWERGROUP INC. | ||||||||||||||||||||||
Security | 56418H100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MAN | Meeting Date | 02-May-2017 | |||||||||||||||||||
ISIN | US56418H1005 | Agenda | 934542817 - Management | |||||||||||||||||||
Record Date | 21-Feb-2017 | Holding Recon Date | 21-Feb-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1.A | ELECTION OF DIRECTOR: GINA R. BOSWELL | Management | For | For | ||||||||||||||||||
1.B | ELECTION OF DIRECTOR: CARI M. DOMINGUEZ | Management | For | For | ||||||||||||||||||
1.C | ELECTION OF DIRECTOR: WILLIAM DOWNE | Management | For | For | ||||||||||||||||||
1.D | ELECTION OF DIRECTOR: JOHN F. FERRARO | Management | For | For | ||||||||||||||||||
1.E | ELECTION OF DIRECTOR: PATRICIA HEMINGWAY HALL | Management | For | For | ||||||||||||||||||
1.F | ELECTION OF DIRECTOR: JULIE M. HOWARD | Management | For | For | ||||||||||||||||||
1.G | ELECTION OF DIRECTOR: ROBERTO MENDOZA | Management | For | For | ||||||||||||||||||
1.H | ELECTION OF DIRECTOR: ULICE PAYNE, JR. | Management | For | For | ||||||||||||||||||
1.I | ELECTION OF DIRECTOR: JONAS PRISING | Management | For | For | ||||||||||||||||||
1.J | ELECTION OF DIRECTOR: PAUL READ | Management | For | For | ||||||||||||||||||
1.K | ELECTION OF DIRECTOR: ELIZABETH P. SARTAIN | Management | For | For | ||||||||||||||||||
1.L | ELECTION OF DIRECTOR: JOHN R. WALTER | Management | For | For | ||||||||||||||||||
1.M | ELECTION OF DIRECTOR: EDWARD J. ZORE | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITORS FOR 2017. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 408,000 | 0 | 13-Apr-2017 | 03-May-2017 | |||||||||||||||
CABLE ONE, INC. | ||||||||||||||||||||||
Security | 12685J105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CABO | Meeting Date | 02-May-2017 | |||||||||||||||||||
ISIN | US12685J1051 | Agenda | 934571084 - Management | |||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: WALLACE R. WEITZ | Management | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | For | For | ||||||||||||||||||
3. | TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR 2016 ON AN ADVISORY BASIS | Management | For | For | ||||||||||||||||||
4. | TO SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION ON AN ADVISORY BASIS | Management | 1 Year | For | ||||||||||||||||||
5. | TO APPROVE THE AMENDED AND RESTATED CABLE ONE, INC. 2015 OMNIBUS INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 38,000 | 0 | 28-Apr-2017 | 03-May-2017 | |||||||||||||||
COMPASS MINERALS INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 20451N101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CMP | Meeting Date | 03-May-2017 | |||||||||||||||||||
ISIN | US20451N1019 | Agenda | 934548883 - Management | |||||||||||||||||||
Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: VALDEMAR L. FISCHER | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD S. GRANT | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: AMY J. YODER | Management | For | For | ||||||||||||||||||
2. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF COMPASS MINERALS’ NAMED EXECUTIVE OFFICERS, AS SET FORTH IN THE PROXY STATEMENT. | Management | Against | Against | ||||||||||||||||||
3. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY APPROVAL OF COMPASS MINERALS’ NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COMPASS MINERALS’ INDEPENDENT REGISTERED ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 225,000 | 0 | 28-Apr-2017 | 04-May-2017 | |||||||||||||||
GRAHAM HOLDINGS COMPANY | ||||||||||||||||||||||
Security | 384637104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GHC | Meeting Date | 04-May-2017 | |||||||||||||||||||
ISIN | US3846371041 | Agenda | 934561134 - Management | |||||||||||||||||||
Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CHRISTOPHER C. DAVIS | For | For | |||||||||||||||||||
2 | ANNE M. MULCAHY | For | For | |||||||||||||||||||
3 | LARRY D. THOMPSON | For | For | |||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 68,000 | 0 | 01-May-2017 | 05-May-2017 | |||||||||||||||
NVR, INC. | ||||||||||||||||||||||
Security | 62944T105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NVR | Meeting Date | 04-May-2017 | |||||||||||||||||||
ISIN | US62944T1051 | Agenda | 934579460 - Management | |||||||||||||||||||
Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: C. E. ANDREWS | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: THOMAS D. ECKERT | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ALFRED E. FESTA | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ED GRIER | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MANUEL H. JOHNSON | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MEL MARTINEZ | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: WILLIAM A. MORAN | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DAVID A. PREISER | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: W. GRADY ROSIER | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: SUSAN WILLIAMSON ROSS | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: DWIGHT C. SCHAR | Management | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: PAUL W. WHETSELL | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 6,600 | 0 | 01-May-2017 | 05-May-2017 | |||||||||||||||
RYDER SYSTEM, INC. | ||||||||||||||||||||||
Security | 783549108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | R | Meeting Date | 05-May-2017 | |||||||||||||||||||
ISIN | US7835491082 | Agenda | 934550080 - Management | |||||||||||||||||||
Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROBERT J. ECK | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: L. PATRICK HASSEY | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MICHAEL F. HILTON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: TAMARA L. LUNDGREN | Management | Against | Against | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: ABBIE J. SMITH | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||||||||
5. | A SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 356,000 | 0 | 24-Apr-2017 | 08-May-2017 | |||||||||||||||
GENPACT LIMITED | ||||||||||||||||||||||
Security | G3922B107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | G | Meeting Date | 09-May-2017 | |||||||||||||||||||
ISIN | BMG3922B1072 | Agenda | 934594436 - Management | |||||||||||||||||||
Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | |||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 08-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: N.V. TYAGARAJAN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT SCOTT | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: AMIT CHANDRA | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: LAURA CONIGLIARO | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DAVID HUMPHREY | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: CAROL LINDSTROM | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES MADDEN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: ALEX MANDL | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: CECELIA MORKEN | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: MARK NUNNELLY | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: MARK VERDI | Management | For | For | ||||||||||||||||||
2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||
3. | TO RECOMMEND, IN A NON-BINDING, ADVISORY VOTE, WHETHER A NON-BINDING, ADVISORY SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | ||||||||||||||||||
4. | TO RATIFY AND APPROVE THE ADOPTION OF THE GENPACT LIMITED 2017 OMNIBUS INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||||||
5. | TO RATIFY AND APPROVE THE APPOINTMENT OF KPMG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,650,000 | 0 | 01-May-2017 | 10-May-2017 | |||||||||||||||
PENSKE AUTOMOTIVE GROUP, INC. | ||||||||||||||||||||||
Security | 70959W103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PAG | Meeting Date | 10-May-2017 | |||||||||||||||||||
ISIN | US70959W1036 | Agenda | 934561021 - Management | |||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN D. BARR | For | For | |||||||||||||||||||
2 | LISA DAVIS | For | For | |||||||||||||||||||
3 | MICHAEL R. EISENSON | For | For | |||||||||||||||||||
4 | ROBERT H. KURNICK, JR. | For | For | |||||||||||||||||||
5 | WILLIAM J. LOVEJOY | For | For | |||||||||||||||||||
6 | KIMBERLY J. MCWATERS | For | For | |||||||||||||||||||
7 | LUCIO A. NOTO | For | For | |||||||||||||||||||
8 | ROGER S. PENSKE, JR. | For | For | |||||||||||||||||||
9 | ROGER S. PENSKE | For | For | |||||||||||||||||||
10 | SANDRA E. PIERCE | For | For | |||||||||||||||||||
11 | KANJI SASAKI | For | For | |||||||||||||||||||
12 | RONALD G. STEINHART | For | For | |||||||||||||||||||
13 | H. BRIAN THOMPSON | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 487,450 | 0 | 01-May-2017 | 11-May-2017 | |||||||||||||||
MKS INSTRUMENTS, INC. | ||||||||||||||||||||||
Security | 55306N104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MKSI | Meeting Date | 10-May-2017 | |||||||||||||||||||
ISIN | US55306N1046 | Agenda | 934568556 - Management | |||||||||||||||||||
Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | JOHN R. BERTUCCI | For | For | |||||||||||||||||||
2 | GREGORY R. BEECHER | For | For | |||||||||||||||||||
3 | RICK D. HESS | For | For | |||||||||||||||||||
2. | THE APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | AN ADVISORY VOTE REGARDING THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 230,000 | 0 | 03-May-2017 | 11-May-2017 | |||||||||||||||
MEDNAX, INC. | ||||||||||||||||||||||
Security | 58502B106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MD | Meeting Date | 11-May-2017 | |||||||||||||||||||
ISIN | US58502B1061 | Agenda | 934547944 - Management | |||||||||||||||||||
Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | CESAR L. ALVAREZ | For | For | |||||||||||||||||||
2 | KAREY D. BARKER | For | For | |||||||||||||||||||
3 | WALDEMAR A. CARLO, M.D. | Withheld | Against | |||||||||||||||||||
4 | MICHAEL B. FERNANDEZ | Withheld | Against | |||||||||||||||||||
5 | PAUL G. GABOS | For | For | |||||||||||||||||||
6 | P. J. GOLDSCHMIDT, M.D. | For | For | |||||||||||||||||||
7 | MANUEL KADRE | Withheld | Against | |||||||||||||||||||
8 | ROGER J. MEDEL, M.D. | For | For | |||||||||||||||||||
9 | DONNA E. SHALALA, PH.D. | For | For | |||||||||||||||||||
10 | ENRIQUE J. SOSA, PH.D. | For | For | |||||||||||||||||||
2. | PROPOSAL TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE MEDNAX, INC. AMENDED AND RESTATED 2008 INCENTIVE COMPENSATION PLAN, AS AMENDED, FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | Against | Against | ||||||||||||||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
4. | PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | ||||||||||||||||||
5. | PROPOSAL TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 146,425 | 0 | 09-May-2017 | 12-May-2017 | |||||||||||||||
ARROW ELECTRONICS, INC. | ||||||||||||||||||||||
Security | 042735100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ARW | Meeting Date | 11-May-2017 | |||||||||||||||||||
ISIN | US0427351004 | Agenda | 934560980 - Management | |||||||||||||||||||
Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | BARRY W. PERRY | For | For | |||||||||||||||||||
2 | PHILIP K. ASHERMAN | For | For | |||||||||||||||||||
3 | GAIL E. HAMILTON | For | For | |||||||||||||||||||
4 | JOHN N. HANSON | For | For | |||||||||||||||||||
5 | RICHARD S. HILL | For | For | |||||||||||||||||||
6 | M.F. (FRAN) KEETH | For | For | |||||||||||||||||||
7 | ANDREW C. KERIN | For | For | |||||||||||||||||||
8 | MICHAEL J. LONG | For | For | |||||||||||||||||||
9 | STEPHEN C. PATRICK | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ARROW’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 505,000 | 0 | 08-May-2017 | 12-May-2017 | |||||||||||||||
TRIMAS CORPORATION | ||||||||||||||||||||||
Security | 896215209 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TRS | Meeting Date | 11-May-2017 | |||||||||||||||||||
ISIN | US8962152091 | Agenda | 934571589 - Management | |||||||||||||||||||
Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | RICHARD M. GABRYS | For | For | |||||||||||||||||||
2 | EUGENE A. MILLER | For | For | |||||||||||||||||||
3 | HERBERT K. PARKER | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||||||||||||
3. | APPROVAL OF THE TRIMAS CORPORATION 2017 EQUITY AND INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||||||
4. | APPROVAL, ON A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS (“NEOS”). | Management | For | For | ||||||||||||||||||
5. | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NEOS. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 921,000 | 0 | 08-May-2017 | 12-May-2017 | |||||||||||||||
W. R. BERKLEY CORPORATION | ||||||||||||||||||||||
Security | 084423102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WRB | Meeting Date | 16-May-2017 | |||||||||||||||||||
ISIN | US0844231029 | Agenda | 934572858 - Management | |||||||||||||||||||
Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARIA LUISA FERRE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JACK H. NUSBAUM | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: MARK L. SHAPIRO | Management | For | For | ||||||||||||||||||
2. | NON-BINDING ADVISORY VOTE ON A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, OR “SAY-ON-PAY” VOTE | Management | For | For | ||||||||||||||||||
3. | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | 1 Year | For | ||||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 327,000 | 0 | 10-May-2017 | 17-May-2017 | |||||||||||||||
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | ||||||||||||||||||||||
Security | 01988P108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MDRX | Meeting Date | 22-May-2017 | |||||||||||||||||||
ISIN | US01988P1084 | Agenda | 934575878 - Management | |||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARA G. ASPINALL | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: PAUL M. BLACK | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: P. GREGORY GARRISON | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JONATHAN J. JUDGE | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: MICHAEL A. KLAYKO | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: YANCEY L. SPRUILL | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DAVE B. STEVENS | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DAVID D. STEVENS | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: RALPH H. THURMAN | Management | For | For | ||||||||||||||||||
2. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. 2011 STOCK INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER. | Management | For | For | ||||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | ||||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | ||||||||||||||||||
5. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 2,045,000 | 0 | 17-May-2017 | 23-May-2017 | |||||||||||||||
ROBERT HALF INTERNATIONAL INC. | ||||||||||||||||||||||
Security | 770323103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RHI | Meeting Date | 24-May-2017 | |||||||||||||||||||
ISIN | US7703231032 | Agenda | 934596163 - Management | |||||||||||||||||||
Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | HAROLD M. MESSMER, JR. | For | For | |||||||||||||||||||
2 | MARC H. MORIAL | For | For | |||||||||||||||||||
3 | BARBARA J. NOVOGRADAC | For | For | |||||||||||||||||||
4 | ROBERT J. PACE | For | For | |||||||||||||||||||
5 | FREDERICK A. RICHMAN | For | For | |||||||||||||||||||
6 | M. KEITH WADDELL | For | For | |||||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF AUDITOR. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | ||||||||||||||||||
4. | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 689,000 | 0 | 04-May-2017 | 25-May-2017 | |||||||||||||||
THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||||||||||||||||||||
Security | 460690100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IPG | Meeting Date | 25-May-2017 | |||||||||||||||||||
ISIN | US4606901001 | Agenda | 934587049 - Management | |||||||||||||||||||
Record Date | 05-Apr-2017 | Holding Recon Date | 05-Apr-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: JOCELYN CARTER- MILLER | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: H. JOHN GREENIAUS | Management | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: MARY J. STEELE GUILFOILE | Management | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: DAWN HUDSON | Management | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: WILLIAM T. KERR | Management | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: JONATHAN F. MILLER | Management | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: MICHAEL I. ROTH | Management | For | For | ||||||||||||||||||
1.9 | ELECTION OF DIRECTOR: DAVID M. THOMAS | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INTERPUBLIC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,338,000 | 0 | 17-May-2017 | 26-May-2017 | |||||||||||||||
ANIXTER INTERNATIONAL INC. | ||||||||||||||||||||||
Security | 035290105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AXE | Meeting Date | 25-May-2017 | |||||||||||||||||||
ISIN | US0352901054 | Agenda | 934607283 - Management | |||||||||||||||||||
Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: LORD JAMES BLYTH | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: FREDERIC F. BRACE | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LINDA WALKER BYNOE | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT J. ECK | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR:ROBERT W. GRUBBS | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR:F. PHILIP HANDY | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MELVYN N. KLEIN | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: SCOTT R. PEPPET | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: VALARIE L. SHEPPARD | Management | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: STUART M. SLOAN | Management | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: SAMUEL ZELL | Management | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO SELECT THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
4. | APPROVAL OF THE ANIXTER INTERNATIONAL INC. 2017 STOCK INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||
5. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 373,000 | 0 | 11-May-2017 | 26-May-2017 | |||||||||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | ||||||||||||||||||||||
Security | G9618E107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WTM | Meeting Date | 25-May-2017 | |||||||||||||||||||
ISIN | BMG9618E1075 | Agenda | 934621675 - Management | |||||||||||||||||||
Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF CLASS II DIRECTOR TO A TERM ENDING IN 2020: YVES BROUILLETTE | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF CLASS II DIRECTOR TO A TERM ENDING IN 2020: G. MANNING ROUNTREE | Management | For | For | ||||||||||||||||||
2A. | ELECTION OF DIRECTOR OF HG RE LTD: KEVIN PEARSON | Management | For | For | ||||||||||||||||||
2B. | ELECTION OF DIRECTOR OF HG RE LTD: JENNIFER PITTS | Management | For | For | ||||||||||||||||||
2C. | ELECTION OF DIRECTOR OF HG RE LTD: CHRISTINE REPASY | Management | For | For | ||||||||||||||||||
2D. | ELECTION OF DIRECTOR OF HG RE LTD: JOHN SINKUS | Management | For | For | ||||||||||||||||||
3A. | ELECTION OF DIRECTOR FOR ANY NEW NON- UNITED STATES OPERATING SUBSIDIARY OF WTM: REID CAMPBELL | Management | For | For | ||||||||||||||||||
3B. | ELECTION OF DIRECTOR FOR ANY NEW NON- UNITED STATES OPERATING SUBSIDIARY OF WTM: KEVIN PEARSON | Management | For | For | ||||||||||||||||||
3C. | ELECTION OF DIRECTOR FOR ANY NEW NON- UNITED STATES OPERATING SUBSIDIARY OF WTM: JENNIFER PITTS | Management | For | For | ||||||||||||||||||
3D. | ELECTION OF DIRECTOR FOR ANY NEW NON- UNITED STATES OPERATING SUBSIDIARY OF WTM: G. MANNING ROUNTREE | Management | For | For | ||||||||||||||||||
4A. | ELECTION OF DIRECTOR OF SPLIT ROCK INSURANCE, LTD: CHRISTOPHER GARROD | Management | For | For | ||||||||||||||||||
4B. | ELECTION OF DIRECTOR OF SPLIT ROCK INSURANCE, LTD: SARAH KOLAR | Management | For | For | ||||||||||||||||||
4C. | ELECTION OF DIRECTOR OF SPLIT ROCK INSURANCE, LTD: KEVIN PEARSON | Management | For | For | ||||||||||||||||||
4D. | ELECTION OF DIRECTOR OF SPLIT ROCK INSURANCE, LTD: JOHN TREACY | Management | For | For | ||||||||||||||||||
5A. | ELECTION OF DIRECTOR OF GRAND MARAIS CAPITAL LIMITED: SARAH KOLAR | Management | For | For | ||||||||||||||||||
5B. | ELECTION OF DIRECTOR OF GRAND MARAIS CAPITAL LIMITED: JONAH PFEFFER | Management | For | For | ||||||||||||||||||
5C. | ELECTION OF DIRECTOR OF GRAND MARAIS CAPITAL LIMITED: DAVINIA SMITH | Management | For | For | ||||||||||||||||||
6A. | ELECTION OF DIRECTOR FOR ANY NEW NON- UNITED STATES OPERATING SUBSIDIARY OF ONEBEACON: SARAH KOLAR | Management | For | For | ||||||||||||||||||
6B. | ELECTION OF DIRECTOR FOR ANY NEW NON- UNITED STATES OPERATING SUBSIDIARY OF ONEBEACON: PAUL MCDONOUGH | Management | For | For | ||||||||||||||||||
6C. | ELECTION OF DIRECTOR FOR ANY NEW NON- UNITED STATES OPERATING SUBSIDIARY OF ONEBEACON: KEVIN PEARSON | Management | For | For | ||||||||||||||||||
6D. | ELECTION OF DIRECTOR FOR ANY NEW NON- UNITED STATES OPERATING SUBSIDIARY OF ONEBEACON: JOHN TREACY | Management | For | For | ||||||||||||||||||
7. | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||||
8. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||||||||||||
9. | APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (“PWC”) AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 17,000 | 0 | 22-May-2017 | 26-May-2017 | |||||||||||||||
ZIONS BANCORPORATION | ||||||||||||||||||||||
Security | 989701107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ZION | Meeting Date | 02-Jun-2017 | |||||||||||||||||||
ISIN | US9897011071 | Agenda | 934597595 - Management | |||||||||||||||||||
Record Date | 30-Mar-2017 | Holding Recon Date | 30-Mar-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JERRY C. ATKIN | Management | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GARY L. CRITTENDEN | Management | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SUREN K. GUPTA | Management | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: J. DAVID HEANEY | Management | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: VIVIAN S. LEE | Management | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: EDWARD F. MURPHY | Management | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: STEPHEN D. QUINN | Management | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: HARRIS H. SIMMONS | Management | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: BARBARA A. YASTINE | Management | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY’S FINANCIAL STATEMENTS FOR THE CURRENT FISCAL YEAR. | Management | For | For | ||||||||||||||||||
3. | APPROVAL, ON A NONBINDING ADVISORY BASIS, OF THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS WITH RESPECT TO FISCAL YEAR ENDED DECEMBER 31, 2016. | Management | For | For | ||||||||||||||||||
4. | THAT THE SHAREHOLDERS REQUEST THE BOARD OF DIRECTORS TO ESTABLISH A POLICY REQUIRING THAT THE BOARD’S CHAIRMAN BE AN “INDEPENDENT” DIRECTOR. | Shareholder | For | Against | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 430,000 | 0 | 23-May-2017 | 05-Jun-2017 | |||||||||||||||
FIRSTCASH, INC. | ||||||||||||||||||||||
Security | 33767D105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FCFS | Meeting Date | 08-Jun-2017 | |||||||||||||||||||
ISIN | US33767D1054 | Agenda | 934602613 - Management | |||||||||||||||||||
Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||
1 | MR. DANIEL E. BERCE | For | For | |||||||||||||||||||
2 | MR. MIKEL D. FAULKNER | For | For | |||||||||||||||||||
3 | MR. RANDEL G. OWEN | For | For | |||||||||||||||||||
2. | RATIFICATION OF THE SELECTION OF RSM US LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | ||||||||||||||||||
3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | Against | Against | ||||||||||||||||||
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,025,000 | 0 | 05-Jun-2017 | 09-Jun-2017 | |||||||||||||||
KENNEDY-WILSON HOLDINGS, INC. | ||||||||||||||||||||||
Security | 489398107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KW | Meeting Date | 15-Jun-2017 | |||||||||||||||||||
ISIN | US4893981070 | Agenda | 934624380 - Management | |||||||||||||||||||
Record Date | 28-Apr-2017 | Holding Recon Date | 28-Apr-2017 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2017 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: DAVID A. MINELLA | Management | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: JERRY SOLOMON | Management | For | For | ||||||||||||||||||
2. | TO APPROVE THE SECOND AMENDED AND RESTATED KENNEDY-WILSON, INC. 2009 EQUITY PARTICIPATION PLAN | Management | For | For | ||||||||||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS | Management | Against | Against | ||||||||||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||||||||||
5. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 835,000 | 0 | 12-Jun-2017 | 16-Jun-2017 | |||||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) FMI Funds, Inc.
By (Signature and Title)* /s/ Ted D. Kellner
Ted D. Kellner, President
Principal Executive Officer
Date 8/4/17
* Print the name and title of each signing officer under his or her signature.