UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
811-07831
Investment Company Act file
FMI Funds, Inc.
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
100 East Wisconsin Avenue, Suite 2200
Milwaukee, WI 53202
(Address of principal executive offices) (Zip code)
(Address of principal executive offices) (Zip code)
John S. Brandser
100 East Wisconsin Avenue, Suite 2200
Milwaukee, WI 53202
(Name and address of agent for service)
(Name and address of agent for service)
1-414-226-4545
Registrant’s telephone number, including area code
Date of fiscal year end: 09/30
Date of reporting period: 07/01/2018 – 06/30/2019
Vote Summary
NUTRIEN LTD. (THE “CORPORATION”) | |||||||||||||||||||||||||||||||||
Security | 67077M108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | NTR | Meeting Date | 19-Jul-2018 | ||||||||||||||||||||||||||||||
ISIN | CA67077M1086 | Agenda | 934850238 - Management | ||||||||||||||||||||||||||||||
Record Date | 06-Jun-2018 | Holding Recon Date | 06-Jun-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 16-Jul-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Christopher M. Burley | For | For | ||||||||||||||||||||||||||||||
2 | Maura J. Clark | For | For | ||||||||||||||||||||||||||||||
3 | John W. Estey | For | For | ||||||||||||||||||||||||||||||
4 | David C. Everitt | For | For | ||||||||||||||||||||||||||||||
5 | Russell K. Girling | For | For | ||||||||||||||||||||||||||||||
6 | Gerald W. Grandey | For | For | ||||||||||||||||||||||||||||||
7 | Miranda C. Hubbs | For | For | ||||||||||||||||||||||||||||||
8 | Alice D. Laberge | For | For | ||||||||||||||||||||||||||||||
9 | Consuelo E. Madere | For | For | ||||||||||||||||||||||||||||||
10 | Charles V. Magro | For | For | ||||||||||||||||||||||||||||||
11 | Keith G. Martell | For | For | ||||||||||||||||||||||||||||||
12 | A. Anne McLellan | For | For | ||||||||||||||||||||||||||||||
13 | Derek G. Pannell | For | For | ||||||||||||||||||||||||||||||
14 | Aaron W. Regent | For | For | ||||||||||||||||||||||||||||||
15 | Mayo M. Schmidt | For | For | ||||||||||||||||||||||||||||||
16 | Jochen E. Tilk | For | For | ||||||||||||||||||||||||||||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditors of the Corporation. | Management | For | For | |||||||||||||||||||||||||||||
3 | A resolution to ratify and approve: (i) a stock option plan of the Corporation; and (ii) the grant of stock options made to eligible participants under the stock option plan, as more particularly detailed in the accompanying notice of meeting and management proxy circular. | Management | Against | For | |||||||||||||||||||||||||||||
4 | A non-binding advisory resolution to accept the Corporation’s approach to executive compensation. | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,796,800 | 0 | 13-Jul-2018 | 20-Jul-2018 | ||||||||||||||||||||||||||
TWENTY-FIRST CENTURY FOX, INC. | |||||||||||||||||||||||||||||||||
Security | 90130A200 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | FOX | Meeting Date | 27-Jul-2018 | ||||||||||||||||||||||||||||||
ISIN | US90130A2006 | Agenda | 934854224 - Management | ||||||||||||||||||||||||||||||
Record Date | 29-May-2018 | Holding Recon Date | 29-May-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jul-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | A proposal to adopt the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among Twenty-First Century Fox, Inc. (“21CF”), a Delaware corporation, The Walt Disney Company (“Disney”), a Delaware corporation, TWDC Holdco 613 Corp. (“New Disney”), a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a Delaware corporation and a wholly owned subsidiary of New Disney, and ...(due to space limits, see proxy statement for full proposal) | Management | For | For | |||||||||||||||||||||||||||||
2. | A proposal to adopt the Amended and Restated Distribution Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and between 21CF and 21CF Distribution Merger Sub, Inc., a Delaware corporation, a copy of which is attached as Annex B to the accompanying joint proxy statement/prospectus (referred to as the “distribution merger proposal”). | Management | For | For | |||||||||||||||||||||||||||||
3. | A proposal to approve an amendment to the Restated Certificate of Incorporation of 21CF (referred to as the “21CF charter”) with respect to the hook stock shares as described in the accompanying joint proxy statement/prospectus and the certificate of amendment to the 21CF charter, a copy of which is attached as Annex E to the accompanying joint proxy statement/prospectus (referred to as the “21CF charter amendment proposal”). | Management | For | For | |||||||||||||||||||||||||||||
4. | A proposal to approve adjournments of the 21CF special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the 21CF special meeting to approve the combination merger proposal, the distribution merger proposal or the 21CF charter amendment proposal (referred to as the “21CF adjournment proposal”). | Management | For | For | |||||||||||||||||||||||||||||
5. | A proposal to approve, by non-binding, advisory vote, certain compensation that may be paid or become payable to 21CF’s named executive officers in connection with the transactions and the agreements and understandings pursuant to which such compensation may be paid or become payable (referred to as the “compensation proposal”). | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 5,251,000 | 0 | 24-Jul-2018 | 30-Jul-2018 | ||||||||||||||||||||||||||
THE TJX COMPANIES, INC. | |||||||||||||||||||||||||||||||||
Security | 872540109 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | TJX | Meeting Date | 22-Oct-2018 | ||||||||||||||||||||||||||||||
ISIN | US8725401090 | Agenda | 934884594 - Management | ||||||||||||||||||||||||||||||
Record Date | 27-Sep-2018 | Holding Recon Date | 27-Sep-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Oct-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | An amendment to the Company’s Fourth Restated Certificate of Incorporation to increase the number of authorized shares of common stock, par value $1.00 per share, from 1,200,000,000 shares to 1,800,000,000 shares. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,325,000 | 0 | 12-Oct-2018 | 23-Oct-2018 | ||||||||||||||||||||||||||
UNILEVER PLC | |||||||||||||||||||||||||||||||||
Security | 904767704 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | UL | Meeting Date | 26-Oct-2018 | ||||||||||||||||||||||||||||||
ISIN | US9047677045 | Agenda | 934876915 - Management | ||||||||||||||||||||||||||||||
Record Date | 31-Aug-2018 | Holding Recon Date | 31-Aug-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Oct-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
C1. | To approve the Scheme. | Management | For | For | |||||||||||||||||||||||||||||
E1. | To vote For or Against the Special Resolution | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,215,000 | 0 | 12-Oct-2018 | 18-Oct-2018 | ||||||||||||||||||||||||||
ORACLE CORPORATION | |||||||||||||||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 14-Nov-2018 | ||||||||||||||||||||||||||||||
ISIN | US68389X1054 | Agenda | 934879656 - Management | ||||||||||||||||||||||||||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Jeffrey S. Berg | For | For | ||||||||||||||||||||||||||||||
2 | Michael J. Boskin | For | For | ||||||||||||||||||||||||||||||
3 | Safra A. Catz | For | For | ||||||||||||||||||||||||||||||
4 | Bruce R. Chizen | For | For | ||||||||||||||||||||||||||||||
5 | George H. Conrades | For | For | ||||||||||||||||||||||||||||||
6 | Lawrence J. Ellison | For | For | ||||||||||||||||||||||||||||||
7 | Hector Garcia-Molina | For | For | ||||||||||||||||||||||||||||||
8 | Jeffrey O. Henley | For | For | ||||||||||||||||||||||||||||||
9 | Mark V. Hurd | For | For | ||||||||||||||||||||||||||||||
10 | Renee J. James | For | For | ||||||||||||||||||||||||||||||
11 | Charles W. Moorman IV | For | For | ||||||||||||||||||||||||||||||
12 | Leon E. Panetta | For | For | ||||||||||||||||||||||||||||||
13 | William G. Parrett | For | For | ||||||||||||||||||||||||||||||
14 | Naomi O. Seligman | For | For | ||||||||||||||||||||||||||||||
2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | Against | For | |||||||||||||||||||||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | For | For | |||||||||||||||||||||||||||||
4. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
5. | Stockholder Proposal Regarding Political Contributions Report. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
6. | Stockholder Proposal Regarding Lobbying Report. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
7. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | For | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,264,000 | 0 | 06-Nov-2018 | 15-Nov-2018 | ||||||||||||||||||||||||||
TWENTY-FIRST CENTURY FOX, INC. | |||||||||||||||||||||||||||||||||
Security | 90130A200 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | FOX | Meeting Date | 14-Nov-2018 | ||||||||||||||||||||||||||||||
ISIN | US90130A2006 | Agenda | 934883201 - Management | ||||||||||||||||||||||||||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: K. Rupert Murdoch AC | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Lachlan K. Murdoch | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Delphine Arnault | Management | Against | For | |||||||||||||||||||||||||||||
1d. | Election of Director: James W. Breyer | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Chase Carey | Management | Against | For | |||||||||||||||||||||||||||||
1f. | Election of Director: David F. DeVoe | Management | Against | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Sir Roderick I. Eddington | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: James R. Murdoch | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Jacques Nasser AC | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Robert S. Silberman | Management | Against | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Tidjane Thiam | Management | Against | For | |||||||||||||||||||||||||||||
2. | Proposal to ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Advisory Vote on Executive Compensation. | Management | Against | For | |||||||||||||||||||||||||||||
4. | Stockholder Proposal regarding Elimination of the Company’s Dual Class Capital Structure. | Shareholder | For | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 4,876,000 | 0 | 09-Nov-2018 | 15-Nov-2018 | ||||||||||||||||||||||||||
ACCENTURE PLC | |||||||||||||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 01-Feb-2019 | ||||||||||||||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 934912634 - Management | ||||||||||||||||||||||||||||||
Record Date | 03-Dec-2018 | Holding Recon Date | 03-Dec-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Jan-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Re-Appointment of Director: Jaime Ardila | Management | For | For | |||||||||||||||||||||||||||||
1b. | Re-Appointment of Director: Herbert Hainer | Management | For | For | |||||||||||||||||||||||||||||
1c. | Re-Appointment of Director: Marjorie Magner | Management | For | For | |||||||||||||||||||||||||||||
1d. | Re-Appointment of Director: Nancy McKinstry | Management | For | For | |||||||||||||||||||||||||||||
1e. | Re-Appointment of Director: Pierre Nanterme | Management | For | For | |||||||||||||||||||||||||||||
1f. | Re-Appointment of Director: Gilles C. Pelisson | Management | For | For | |||||||||||||||||||||||||||||
1g. | Re-Appointment of Director: Paula A. Price | Management | For | For | |||||||||||||||||||||||||||||
1h. | Re-Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | |||||||||||||||||||||||||||||
1i. | Re-Appointment of Director: Arun Sarin | Management | For | For | |||||||||||||||||||||||||||||
1j. | Re-Appointment of Director: Frank K. Tang | Management | For | For | |||||||||||||||||||||||||||||
1k. | Re-Appointment of Director: Tracey T. Travis | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Against | For | |||||||||||||||||||||||||||||
3. | To ratify, in a non-binding vote, the appointment of KPMG LLP (“KPMG”) as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG’s remuneration. | Management | For | For | |||||||||||||||||||||||||||||
4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | |||||||||||||||||||||||||||||
5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | |||||||||||||||||||||||||||||
6. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,245,000 | 0 | 21-Jan-2019 | 04-Feb-2019 | ||||||||||||||||||||||||||
FRANKLIN RESOURCES, INC. | |||||||||||||||||||||||||||||||||
Security | 354613101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | BEN | Meeting Date | 12-Feb-2019 | ||||||||||||||||||||||||||||||
ISIN | US3546131018 | Agenda | 934915438 - Management | ||||||||||||||||||||||||||||||
Record Date | 14-Dec-2018 | Holding Recon Date | 14-Dec-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Feb-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Peter K. Barker | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Mariann Byerwalter | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Charles E. Johnson | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Gregory E. Johnson | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Rupert H. Johnson, Jr. | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Mark C. Pigott | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Chutta Ratnathicam | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Laura Stein | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Seth H. Waugh | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Geoffrey Y. Yang | Management | For | For | |||||||||||||||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | To ratify the special meeting amendment in the Company’s bylaws. | Management | For | For | |||||||||||||||||||||||||||||
4. | Stockholder proposal requesting that the Board institute procedures on genocide-free investing, if properly presented at the Annual Meeting. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,930,000 | 0 | 30-Jan-2019 | 13-Feb-2019 | ||||||||||||||||||||||||||
TE CONNECTIVITY LTD | |||||||||||||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | ||||||||||||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 934922089 - Management | ||||||||||||||||||||||||||||||
Record Date | 09-Jan-2019 | Holding Recon Date | 09-Jan-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 11-Mar-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Carol A. (“John”) Davidson | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: David M. Kerko | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Yong Nam | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | |||||||||||||||||||||||||||||
1l. | Election of Director: Laura H. Wright | Management | For | For | |||||||||||||||||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | |||||||||||||||||||||||||||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | |||||||||||||||||||||||||||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | |||||||||||||||||||||||||||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | |||||||||||||||||||||||||||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | |||||||||||||||||||||||||||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | |||||||||||||||||||||||||||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | |||||||||||||||||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | |||||||||||||||||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2019 | Management | For | For | |||||||||||||||||||||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | |||||||||||||||||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | |||||||||||||||||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | |||||||||||||||||||||||||||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | |||||||||||||||||||||||||||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | |||||||||||||||||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | |||||||||||||||||||||||||||||
13. | To approve an authorization relating to TE Connectivity’s share repurchase program. | Management | For | For | |||||||||||||||||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | |||||||||||||||||||||||||||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,110,000 | 0 | 04-Mar-2019 | 13-Mar-2019 | ||||||||||||||||||||||||||
TE CONNECTIVITY LTD | |||||||||||||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | ||||||||||||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 934933715 - Management | ||||||||||||||||||||||||||||||
Record Date | 21-Feb-2019 | Holding Recon Date | 21-Feb-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 11-Mar-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Carol A. (“John”) Davidson | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: David M. Kerko | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Yong Nam | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Mark C. Trudeau | Management | For | �� | For | ||||||||||||||||||||||||||||
1l. | Election of Director: Laura H. Wright | Management | For | For | |||||||||||||||||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | |||||||||||||||||||||||||||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | |||||||||||||||||||||||||||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | |||||||||||||||||||||||||||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | |||||||||||||||||||||||||||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | |||||||||||||||||||||||||||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | |||||||||||||||||||||||||||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | |||||||||||||||||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | |||||||||||||||||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2019 | Management | For | For | |||||||||||||||||||||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | |||||||||||||||||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | |||||||||||||||||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | |||||||||||||||||||||||||||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | |||||||||||||||||||||||||||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | |||||||||||||||||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | |||||||||||||||||||||||||||||
13. | To approve an authorization relating to TE Connectivity’s share repurchase program. | Management | For | For | |||||||||||||||||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | |||||||||||||||||||||||||||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,110,000 | 0 | 04-Mar-2019 | 13-Mar-2019 | ||||||||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 03-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 934929324 - Management | ||||||||||||||||||||||||||||||
Record Date | 13-Feb-2019 | Holding Recon Date | 13-Feb-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Peter L.S. Currie | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Miguel M. Galuccio | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Paal Kibsgaard | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Nikolay Kudryavtsev | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Tatiana A. Mitrova | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Lubna S. Olayan | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Mark G. Papa | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Leo Rafael Reif | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Henri Seydoux | Management | For | For | |||||||||||||||||||||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2018; our consolidated statement of income for the year ended December 31, 2018; and our Board of Directors’ declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders. | Management | For | For | |||||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2019. | Management | For | For | |||||||||||||||||||||||||||||
5. | Approval of an amended and restated 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,130,000 | 0 | 29-Mar-2019 | 04-Apr-2019 | ||||||||||||||||||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | |||||||||||||||||||||||||||||||||
Security | 064058100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | BK | Meeting Date | 09-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US0640581007 | Agenda | 934941609 - Management | ||||||||||||||||||||||||||||||
Record Date | 12-Feb-2019 | Holding Recon Date | 12-Feb-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Steven D. Black | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Linda Z. Cook | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Joseph J. Echevarria | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Edward P. Garden | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Jeffrey A. Goldstein | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: John M. Hinshaw | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Edmund F. “Ted” Kelly | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Jennifer B. Morgan | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Elizabeth E. Robinson | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Samuel C. Scott III | Management | For | For | |||||||||||||||||||||||||||||
1l. | Election of Director: Alfred “Al” W. Zollar | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory resolution to approve the 2018 compensation of our named executive officers. | Management | Against | For | |||||||||||||||||||||||||||||
3. | Ratification of KPMG LLP as our independent auditor for 2019. | Management | For | For | |||||||||||||||||||||||||||||
4. | Amendment to Restated Certificate of Incorporation to enhance stockholder written consent rights. | Management | For | For | |||||||||||||||||||||||||||||
5. | Approval of 2019 Long-Term Incentive Plan. | Management | Against | For | |||||||||||||||||||||||||||||
6. | Stockholder proposal regarding pay equity report. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,975,000 | 0 | 25-Mar-2019 | 10-Apr-2019 | ||||||||||||||||||||||||||
SMITH & NEPHEW PLC | |||||||||||||||||||||||||||||||||
Security | 83175M205 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | SNN | Meeting Date | 11-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US83175M2052 | Agenda | 934935290 - Management | ||||||||||||||||||||||||||||||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
O1 | To receive the audited accounts. | Management | For | For | |||||||||||||||||||||||||||||
O2 | To approve the Directors’ Remuneration Report (excluding policy) | Management | For | For | |||||||||||||||||||||||||||||
O3 | To declare a final dividend. | Management | For | For | |||||||||||||||||||||||||||||
O4 | Election/Re-Election of Director: Graham Baker | Management | For | For | |||||||||||||||||||||||||||||
O5 | Election/Re-Election of Director: Vinita Bali | Management | For | For | |||||||||||||||||||||||||||||
O6 | Election/Re-Election of Director: The Rt. Hon Baroness Virginia Bottomley | Management | For | For | |||||||||||||||||||||||||||||
O7 | Election/Re-Election of Director: Roland Diggelmann | Management | For | For | |||||||||||||||||||||||||||||
O8 | Election/Re-Election of Director: Erik Engstrom | Management | For | For | |||||||||||||||||||||||||||||
O9 | Election/Re-Election of Director: Robin Freestone | Management | For | For | |||||||||||||||||||||||||||||
O10 | Election/Re-Election of Director: Namal Nawana | Management | For | For | |||||||||||||||||||||||||||||
O11 | Election/Re-Election of Director: Marc Owen | Management | For | For | |||||||||||||||||||||||||||||
O12 | Election/Re-Election of Director: Angie Risley | Management | For | For | |||||||||||||||||||||||||||||
O13 | Election/Re-Election of Director: Roberto Quarta | Management | For | For | |||||||||||||||||||||||||||||
O14 | To re-appoint the Auditor. | Management | For | For | |||||||||||||||||||||||||||||
O15 | To authorise the Directors to determine the remuneration of the Auditor. | Management | For | For | |||||||||||||||||||||||||||||
O16 | To renew the Directors’ authority to allot shares. | Management | Against | For | |||||||||||||||||||||||||||||
S17 | To renew the Directors’ authority for the disapplication of the pre-emption rights. | Management | Against | For | |||||||||||||||||||||||||||||
S18 | To renew the Directors’ limited authority to make market purchases of the Company’s own shares. | Management | For | For | |||||||||||||||||||||||||||||
S19 | To authorise general meetings to be held on 14 clear days’ notice. | Management | For | For | |||||||||||||||||||||||||||||
S20 | To adopt new Articles of Association. | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,610,000 | 0 | 07-Mar-2019 | 04-Apr-2019 | ||||||||||||||||||||||||||
NESTLE S.A. | |||||||||||||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 11-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US6410694060 | Agenda | 934948449 - Management | ||||||||||||||||||||||||||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1A | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2018 | Management | For | For | |||||||||||||||||||||||||||||
1B | Acceptance of the Compensation Report 2018 (advisory vote) | Management | For | For | |||||||||||||||||||||||||||||
2 | Discharge to the members of the Board of Directors and of the Management | Management | For | For | |||||||||||||||||||||||||||||
3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2018 | Management | For | For | |||||||||||||||||||||||||||||
4AA | Re-election of the member of the Board of Director: Mr Paul Bulcke, as member and Chairman | Management | For | For | |||||||||||||||||||||||||||||
4AB | Re-election of the member of the Board of Director: Mr Ulf Mark Schneider | Management | For | For | |||||||||||||||||||||||||||||
4AC | Re-election of the member of the Board of Director: Mr Henri de Castries | Management | For | For | |||||||||||||||||||||||||||||
4AD | Re-election of the member of the Board of Director: Mr Beat W. Hess | Management | For | For | |||||||||||||||||||||||||||||
4AE | Re-election of the member of the Board of Director: Mr Renato Fassbind | Management | For | For | |||||||||||||||||||||||||||||
4AF | Re-election of the member of the Board of Director: Ms Ann M. Veneman | Management | For | For | |||||||||||||||||||||||||||||
4AG | Re-election of the member of the Board of Director: Ms Eva Cheng | Management | For | For | |||||||||||||||||||||||||||||
4AH | Re-election of the member of the Board of Director: Mr Patrick Aebischer | Management | For | For | |||||||||||||||||||||||||||||
4AI | Re-election of the member of the Board of Director: Ms Ursula M. Burns | Management | For | For | |||||||||||||||||||||||||||||
4AJ | Re-election of the member of the Board of Director: Mr Kasper Rorsted | Management | For | For | |||||||||||||||||||||||||||||
4AK | Re-election of the member of the Board of Director: Mr Pablo Isla | Management | For | For | |||||||||||||||||||||||||||||
4AL | Re-election of the member of the Board of Director: Ms Kimberly A. Ross | Management | For | For | |||||||||||||||||||||||||||||
4BA | Election to the Board of Director: Mr Dick Boer | Management | For | For | |||||||||||||||||||||||||||||
4BB | Election to the Board of Director: Mr Dinesh Paliwal | Management | For | For | |||||||||||||||||||||||||||||
4CA | Election of the member of the Compensation Committee: Mr Beat W. Hess | Management | For | For | |||||||||||||||||||||||||||||
4CB | Election of the member of the Compensation Committee: Mr Patrick Aebischer | Management | For | For | |||||||||||||||||||||||||||||
4CC | Election of the member of the Compensation Committee: Ms Ursula M. Burns | Management | For | For | |||||||||||||||||||||||||||||
4CD | Election of the member of the Compensation Committee: Mr Pablo Isla | Management | For | For | |||||||||||||||||||||||||||||
4D | Election of the statutory auditors KPMG SA, Geneva branch | Management | For | For | |||||||||||||||||||||||||||||
4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | Management | For | For | |||||||||||||||||||||||||||||
5A | Approval of the compensation of the Board of Directors | Management | For | For | |||||||||||||||||||||||||||||
5B | Approval of the compensation of the Executive Board | Management | For | For | |||||||||||||||||||||||||||||
6 | Capital reduction (by cancellation of shares) | Management | For | For | |||||||||||||||||||||||||||||
7 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | Abstain | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,940,000 | 0 | 27-Mar-2019 | 05-Apr-2019 | ||||||||||||||||||||||||||
STANLEY BLACK & DECKER, INC. | |||||||||||||||||||||||||||||||||
Security | 854502101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | SWK | Meeting Date | 17-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US8545021011 | Agenda | 934936925 - Management | ||||||||||||||||||||||||||||||
Record Date | 15-Feb-2019 | Holding Recon Date | 15-Feb-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Andrea J. Ayers | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: George W. Buckley | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Patrick D. Campbell | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Carlos M. Cardoso | Management | Against | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Robert B. Coutts | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Debra A. Crew | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Michael D. Hankin | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: James M. Loree | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: James H. Scholefield | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Dmitri L. Stockton | Management | For | For | |||||||||||||||||||||||||||||
2. | Approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approve the selection of Ernst & Young LLP as the Company’s independent auditors for the Company’s 2019 fiscal year. | Management | For | For | |||||||||||||||||||||||||||||
4. | Approve Global Omnibus Employee Stock Purchase Plan. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,120,000 | 0 | 26-Mar-2019 | 18-Apr-2019 | ||||||||||||||||||||||||||
PPG INDUSTRIES, INC. | |||||||||||||||||||||||||||||||||
Security | 693506107 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PPG | Meeting Date | 18-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US6935061076 | Agenda | 934938804 - Management | ||||||||||||||||||||||||||||||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: JAMES G. BERGES | Management | For | For | |||||||||||||||||||||||||||||
1b. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: JOHN V. FARACI | Management | For | For | |||||||||||||||||||||||||||||
1c. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: GARY R. HEMINGER | Management | For | For | |||||||||||||||||||||||||||||
1d. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: MICHAEL H. MCGARRY | Management | For | For | |||||||||||||||||||||||||||||
2a. | APPROVE THE APPOINTMENT OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2021: STEVEN A. DAVIS | Management | For | For | |||||||||||||||||||||||||||||
2b. | APPROVE THE APPOINTMENT OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2021: CATHERINE R. SMITH | Management | For | For | |||||||||||||||||||||||||||||
3. | APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | Against | For | |||||||||||||||||||||||||||||
4. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY’S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY’S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | |||||||||||||||||||||||||||||
6. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 950,000 | 0 | 11-Apr-2019 | 19-Apr-2019 | ||||||||||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | |||||||||||||||||||||||||||||||||
Security | 438516106 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | HON | Meeting Date | 29-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US4385161066 | Agenda | 934941647 - Management | ||||||||||||||||||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | |||||||||||||||||||||||||||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | |||||||||||||||||||||||||||||
1C. | Election of Director: William S. Ayer | Management | For | For | |||||||||||||||||||||||||||||
1D. | Election of Director: Kevin Burke | Management | For | For | |||||||||||||||||||||||||||||
1E. | Election of Director: Jaime Chico Pardo | Management | For | For | |||||||||||||||||||||||||||||
1F. | Election of Director: D. Scott Davis | Management | For | For | |||||||||||||||||||||||||||||
1G. | Election of Director: Linnet F. Deily | Management | For | For | |||||||||||||||||||||||||||||
1H. | Election of Director: Judd Gregg | Management | For | For | |||||||||||||||||||||||||||||
1I. | Election of Director: Clive Hollick | Management | For | For | |||||||||||||||||||||||||||||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | |||||||||||||||||||||||||||||
1K. | Election of Director: George Paz | Management | For | For | |||||||||||||||||||||||||||||
1L. | Election of Director: Robin L. Washington | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval of Independent Accountants. | Management | For | For | |||||||||||||||||||||||||||||
4. | Right To Act By Written Consent. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
5. | Report on Lobbying Payments and Policy. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,525,000 | 0 | 15-Apr-2019 | 30-Apr-2019 | ||||||||||||||||||||||||||
PACCAR INC | |||||||||||||||||||||||||||||||||
Security | 693718108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PCAR | Meeting Date | 30-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US6937181088 | Agenda | 934940669 - Management | ||||||||||||||||||||||||||||||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Mark C. Pigott | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Ronald E. Armstrong | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Dame Alison J. Carnwath | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Franklin L. Feder | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Beth E. Ford | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Kirk S. Hachigian | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Roderick C. McGeary | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: John M. Pigott | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Mark A. Schulz | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Gregory M. E. Spierkel | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Charles R. Williamson | Management | For | For | |||||||||||||||||||||||||||||
2. | Stockholder proposal to allow stockholders to act by written consent | Shareholder | For | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,790,000 | 0 | 10-Apr-2019 | 01-May-2019 | ||||||||||||||||||||||||||
PEPSICO, INC. | |||||||||||||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 01-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US7134481081 | Agenda | 934949112 - Management | ||||||||||||||||||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Shona L. Brown | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Cesar Conde | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Ian Cook | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Dina Dublon | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Richard W. Fisher | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Michelle Gass | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: William R. Johnson | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Ramon Laguarta | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: David C. Page | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Robert C. Pohlad | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Daniel Vasella | Management | For | For | |||||||||||||||||||||||||||||
1l. | Election of Director: Darren Walker | Management | For | For | |||||||||||||||||||||||||||||
1m. | Election of Director: Alberto Weisser | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Advisory approval of the Company’s executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
4. | Approve amendments to the Company’s Articles of Incorporation to eliminate supermajority voting standards. | Management | For | For | |||||||||||||||||||||||||||||
5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | For | Against | |||||||||||||||||||||||||||||
6. | Shareholder Proposal - Disclosure of Pesticide Management Data. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,505,000 | 0 | 16-Apr-2019 | 02-May-2019 | ||||||||||||||||||||||||||
UNILEVER PLC | |||||||||||||||||||||||||||||||||
Security | 904767704 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | UL | Meeting Date | 02-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US9047677045 | Agenda | 934954846 - Management | ||||||||||||||||||||||||||||||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | To receive the Report and Accounts for the year ended 31 December 2018 | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve the Directors’ Remuneration Report | Management | For | For | |||||||||||||||||||||||||||||
3. | To re-elect Mr N S Andersen as a Non- Executive Director | Management | For | For | |||||||||||||||||||||||||||||
4. | To re-elect Mrs L M Cha as a Non- Executive Director | Management | For | For | |||||||||||||||||||||||||||||
5. | To re-elect Mr V Colao as a Non-Executive Director | Management | For | For | |||||||||||||||||||||||||||||
6. | To re-elect Dr M Dekkers as a Non- Executive Director | Management | For | For | |||||||||||||||||||||||||||||
7. | To re-elect Dr J Hartmann as a Non- Executive Director | Management | For | For | |||||||||||||||||||||||||||||
8. | To re-elect Ms A Jung as a Non-Executive Director | Management | For | For | |||||||||||||||||||||||||||||
9. | To re-elect Ms M Ma as a Non-Executive Director | Management | For | For | |||||||||||||||||||||||||||||
10. | To re-elect Mr S Masiyiwa as a Non- Executive Director | Management | For | For | |||||||||||||||||||||||||||||
11. | To re-elect Professor Y Moon as a Non- Executive Director | Management | For | For | |||||||||||||||||||||||||||||
12. | To re-elect Mr G Pitkethly as an Executive Director | Management | For | For | |||||||||||||||||||||||||||||
13. | To re-elect Mr J Rishton as a Non- Executive Director | Management | For | For | |||||||||||||||||||||||||||||
14. | To re-elect Mr F Sijbesma as a Non- Executive Director | Management | For | For | |||||||||||||||||||||||||||||
15. | To elect Mr A Jope as an Executive Director | Management | For | For | |||||||||||||||||||||||||||||
16. | To elect Mrs S Kilsby as a Non-Executive Director | Management | For | For | |||||||||||||||||||||||||||||
17. | To reappoint KPMG LLP as Auditors of the Company | Management | For | For | |||||||||||||||||||||||||||||
18. | To authorise the Directors to fix the remuneration of the Auditors | Management | For | For | |||||||||||||||||||||||||||||
19. | To authorise Political Donations and expenditure | Management | For | For | |||||||||||||||||||||||||||||
20. | To renew the authority to Directors to issue shares | Management | For | For | |||||||||||||||||||||||||||||
21. | To renew the authority to Directors to disapply pre-emption rights | Management | For | For | |||||||||||||||||||||||||||||
22. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments | Management | For | For | |||||||||||||||||||||||||||||
23. | To renew the authority to the Company to purchase its own shares | Management | For | For | |||||||||||||||||||||||||||||
24. | To shorten the notice period for General Meetings | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,765,000 | 0 | 04-Apr-2019 | 24-Apr-2019 | ||||||||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | |||||||||||||||||||||||||||||||||
Security | 084670702 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 04-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US0846707026 | Agenda | 934943362 - Management | ||||||||||||||||||||||||||||||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Warren E. Buffett | For | For | ||||||||||||||||||||||||||||||
2 | Charles T. Munger | For | For | ||||||||||||||||||||||||||||||
3 | Gregory E. Abel | For | For | ||||||||||||||||||||||||||||||
4 | Howard G. Buffett | For | For | ||||||||||||||||||||||||||||||
5 | Stephen B. Burke | For | For | ||||||||||||||||||||||||||||||
6 | Susan L. Decker | For | For | ||||||||||||||||||||||||||||||
7 | William H. Gates III | For | For | ||||||||||||||||||||||||||||||
8 | David S. Gottesman | For | For | ||||||||||||||||||||||||||||||
9 | Charlotte Guyman | For | For | ||||||||||||||||||||||||||||||
10 | Ajit Jain | For | For | ||||||||||||||||||||||||||||||
11 | Thomas S. Murphy | For | For | ||||||||||||||||||||||||||||||
12 | Ronald L. Olson | For | For | ||||||||||||||||||||||||||||||
13 | Walter Scott, Jr. | For | For | ||||||||||||||||||||||||||||||
14 | Meryl B. Witmer | For | For | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,310,000 | 0 | 24-Apr-2019 | 06-May-2019 | ||||||||||||||||||||||||||
EXPEDITORS INT’L OF WASHINGTON, INC. | |||||||||||||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 07-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US3021301094 | Agenda | �� | 934947574 - Management | |||||||||||||||||||||||||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1A. | Election of Director: Robert R. Wright | Management | For | For | |||||||||||||||||||||||||||||
1B. | Election of Director: Glenn M. Alger | Management | For | For | |||||||||||||||||||||||||||||
1C. | Election of Director: Robert P. Carlile | Management | For | For | |||||||||||||||||||||||||||||
1D. | Election of Director: James M. DuBois | Management | For | For | |||||||||||||||||||||||||||||
1E. | Election of Director: Mark A. Emmert | Management | For | For | |||||||||||||||||||||||||||||
1F. | Election of Director: Diane H. Gulyas | Management | For | For | |||||||||||||||||||||||||||||
1G. | Election of Director: Richard B. McCune | Management | For | For | |||||||||||||||||||||||||||||
1H. | Election of Director: Alain Monié | Management | For | For | |||||||||||||||||||||||||||||
1I. | Election of Director: Jeffrey S. Musser | Management | For | For | |||||||||||||||||||||||||||||
1J. | Election of Director: Liane J. Pelletier | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||||||||||||||||||||||
3. | Approve Amendment to Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||||||||||||
4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||||||||||||||||
5. | Shareholder Proposal: Political Disclosure Shareholder Resolution | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,030,000 | 0 | 29-Apr-2019 | 08-May-2019 | ||||||||||||||||||||||||||
NUTRIEN LTD. (THE “CORPORATION”) | |||||||||||||||||||||||||||||||||
Security | 67077M108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | NTR | Meeting Date | 09-May-2019 | ||||||||||||||||||||||||||||||
ISIN | CA67077M1086 | Agenda | 934979874 - Management | ||||||||||||||||||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 06-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Christopher M. Burley | For | For | ||||||||||||||||||||||||||||||
2 | Maura J. Clark | For | For | ||||||||||||||||||||||||||||||
3 | John W. Estey | For | For | ||||||||||||||||||||||||||||||
4 | David C. Everitt | For | For | ||||||||||||||||||||||||||||||
5 | Russell K. Girling | For | For | ||||||||||||||||||||||||||||||
6 | Miranda C. Hubbs | For | For | ||||||||||||||||||||||||||||||
7 | Alice D. Laberge | For | For | ||||||||||||||||||||||||||||||
8 | Consuelo E. Madere | For | For | ||||||||||||||||||||||||||||||
9 | Charles V. Magro | For | For | ||||||||||||||||||||||||||||||
10 | Keith G. Martell | For | For | ||||||||||||||||||||||||||||||
11 | Aaron W. Regent | For | For | ||||||||||||||||||||||||||||||
12 | Mayo M. Schmidt | For | For | ||||||||||||||||||||||||||||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Management | For | For | |||||||||||||||||||||||||||||
3 | A non-binding advisory resolution to accept the Corporation’s approach to executive compensation. | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,650,000 | 0 | 02-May-2019 | 10-May-2019 | ||||||||||||||||||||||||||
MASCO CORPORATION | |||||||||||||||||||||||||||||||||
Security | 574599106 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | MAS | Meeting Date | 10-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US5745991068 | Agenda | 934980497 - Management | ||||||||||||||||||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Marie A. Ffolkes | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Donald R. Parfet | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Lisa A. Payne | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Reginald M. Turner | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, by non-binding advisory vote, the compensation paid to the Company’s named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement | Management | For | For | |||||||||||||||||||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 5,165,000 | 0 | 06-May-2019 | 13-May-2019 | ||||||||||||||||||||||||||
QUEST DIAGNOSTICS INCORPORATED | |||||||||||||||||||||||||||||||||
Security | 74834L100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | DGX | Meeting Date | 14-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US74834L1008 | Agenda | 934966106 - Management | ||||||||||||||||||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1.1 | Election of Director: Vicky B. Gregg | Management | For | For | |||||||||||||||||||||||||||||
1.2 | Election of Director: Timothy L. Main | Management | For | For | |||||||||||||||||||||||||||||
1.3 | Election of Director: Denise M. Morrison | Management | For | For | |||||||||||||||||||||||||||||
1.4 | Election of Director: Gary M. Pfeiffer | Management | For | For | |||||||||||||||||||||||||||||
1.5 | Election of Director: Timothy M. Ring | Management | For | For | |||||||||||||||||||||||||||||
1.6 | Election of Director: Stephen H. Rusckowski | Management | For | For | |||||||||||||||||||||||||||||
1.7 | Election of Director: Daniel C. Stanzione | Management | For | For | |||||||||||||||||||||||||||||
1.8 | Election of Director: Helen I. Torley | Management | For | For | |||||||||||||||||||||||||||||
1.9 | Election of Director: Gail R. Wilensky | Management | For | For | |||||||||||||||||||||||||||||
2. | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2019 proxy statement | Management | For | For | |||||||||||||||||||||||||||||
3. | Ratification of the appointment of our independent registered public accounting firm for 2019 | Management | For | For | |||||||||||||||||||||||||||||
4. | Approval of an amendment to the Amended and Restated Employee Long-Term Incentive Plan | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,845,000 | 0 | 25-Apr-2019 | 15-May-2019 | ||||||||||||||||||||||||||
CHUBB LIMITED | |||||||||||||||||||||||||||||||||
Security | H1467J104 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 16-May-2019 | ||||||||||||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 934976703 - Management | ||||||||||||||||||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 14-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2018 | Management | For | For | |||||||||||||||||||||||||||||
2a. | Allocation of disposable profit | Management | For | For | |||||||||||||||||||||||||||||
2b. | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | |||||||||||||||||||||||||||||
3. | Discharge of the Board of Directors | Management | For | For | |||||||||||||||||||||||||||||
4a. | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | |||||||||||||||||||||||||||||
4b. | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | |||||||||||||||||||||||||||||
4c. | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | |||||||||||||||||||||||||||||
5a. | Election of Director: Evan G. Greenberg | Management | For | For | |||||||||||||||||||||||||||||
5b. | Election of Director: Robert M. Hernandez | Management | For | For | |||||||||||||||||||||||||||||
5c. | Election of Director: Michael G. Atieh | Management | For | For | |||||||||||||||||||||||||||||
5d. | Election of Director: Sheila P. Burke | Management | For | For | |||||||||||||||||||||||||||||
5e. | Election of Director: James I. Cash | Management | For | For | |||||||||||||||||||||||||||||
5f. | Election of Director: Mary Cirillo | Management | For | For | |||||||||||||||||||||||||||||
5g. | Election of Director: Michael P. Connors | Management | For | For | |||||||||||||||||||||||||||||
5h. | Election of Director: John A. Edwardson | Management | For | For | |||||||||||||||||||||||||||||
5i. | Election of Director: Kimberly A. Ross | Management | For | For | |||||||||||||||||||||||||||||
5j. | Election of Director: Robert W. Scully | Management | For | For | |||||||||||||||||||||||||||||
5k. | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | |||||||||||||||||||||||||||||
5l. | Election of Director: Theodore E. Shasta | Management | For | For | |||||||||||||||||||||||||||||
5m. | Election of Director: David H. Sidwell | Management | For | For | |||||||||||||||||||||||||||||
5n. | Election of Director: Olivier Steimer | Management | For | For | |||||||||||||||||||||||||||||
6. | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | |||||||||||||||||||||||||||||
7a. | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | |||||||||||||||||||||||||||||
7b. | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | For | For | |||||||||||||||||||||||||||||
7c. | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | |||||||||||||||||||||||||||||
7d. | Election of the Compensation Committee of the Board of Directors: Robert M. Hernandez | Management | For | For | |||||||||||||||||||||||||||||
8. | Election of Homburger AG as independent proxy | Management | For | For | |||||||||||||||||||||||||||||
9a. | Approval of the Compensation of the Board of Directors until the next annual general meeting | Management | For | For | |||||||||||||||||||||||||||||
9b. | Approval of the Compensation of Executive Management for the next calendar year | Management | For | For | |||||||||||||||||||||||||||||
10. | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | |||||||||||||||||||||||||||||
A. | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,005,000 | 0 | 30-Apr-2019 | 16-May-2019 | ||||||||||||||||||||||||||
OMNICOM GROUP INC. | |||||||||||||||||||||||||||||||||
Security | 681919106 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | OMC | Meeting Date | 20-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US6819191064 | Agenda | 934982528 - Management | ||||||||||||||||||||||||||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: John D. Wren | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Alan R. Batkin | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Mary C. Choksi | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Robert Charles Clark | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Leonard S. Coleman, Jr. | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Susan S. Denison | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Ronnie S. Hawkins | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Deborah J. Kissire | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Gracia C. Martore | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Linda Johnson Rice | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Valerie M. Williams | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | Against | For | |||||||||||||||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company’s independent auditors for the 2019 fiscal year. | Management | For | For | |||||||||||||||||||||||||||||
4. | Shareholder proposal requiring an independent Board Chairman. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,860,000 | 0 | 14-May-2019 | 21-May-2019 | ||||||||||||||||||||||||||
JPMORGAN CHASE & CO. | |||||||||||||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 21-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US46625H1005 | Agenda | 934979088 - Management | ||||||||||||||||||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: James A. Bell | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Stephen B. Burke | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Todd A. Combs | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: James S. Crown | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: James Dimon | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Mellody Hobson | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Laban P. Jackson, Jr. | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Michael A. Neal | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Lee R. Raymond | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | |||||||||||||||||||||||||||||
3. | Ratification of independent registered public accounting firm | Management | For | For | |||||||||||||||||||||||||||||
4. | Gender pay equity report | Shareholder | Against | Against | |||||||||||||||||||||||||||||
5. | Enhance shareholder proxy access | Shareholder | Against | Against | |||||||||||||||||||||||||||||
6. | Cumulative voting | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,870,000 | 0 | 30-Apr-2019 | 22-May-2019 | ||||||||||||||||||||||||||
CENTURYLINK, INC. | |||||||||||||||||||||||||||||||||
Security | 156700106 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | CTL | Meeting Date | 22-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US1567001060 | Agenda | 934985738 - Management | ||||||||||||||||||||||||||||||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Martha H. Bejar | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Virginia Boulet | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Peter C. Brown | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Kevin P. Chilton | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Steven T. Clontz | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: T. Michael Glenn | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: W. Bruce Hanks | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Mary L. Landrieu | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Harvey P. Perry | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Glen F. Post, III | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Michael J. Roberts | Management | For | For | |||||||||||||||||||||||||||||
1l. | Election of Director: Laurie A. Siegel | Management | For | For | |||||||||||||||||||||||||||||
1m. | Election of Director: Jeffrey K. Storey | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2019. | Management | Against | For | |||||||||||||||||||||||||||||
3. | Amend our Articles of Incorporation to increase our authorized shares of common stock. | Management | Against | For | |||||||||||||||||||||||||||||
4. | Ratify our NOL Rights Plan. | Management | For | For | |||||||||||||||||||||||||||||
5. | Advisory vote to approve our executive compensation. | Management | Against | For | |||||||||||||||||||||||||||||
6. | Shareholder proposal regarding our lobbying activities, if properly presented at the meeting. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 6,730,000 | 0 | 16-May-2019 | 23-May-2019 | ||||||||||||||||||||||||||
DOLLAR GENERAL CORPORATION | |||||||||||||||||||||||||||||||||
Security | 256677105 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | DG | Meeting Date | 29-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US2566771059 | Agenda | 934975749 - Management | ||||||||||||||||||||||||||||||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Warren F. Bryant | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Michael M. Calbert | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Sandra B. Cochran | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Patricia D. Fili-Krushel | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Timothy I. McGuire | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: William C. Rhodes, III | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Ralph E. Santana | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Todd J. Vasos | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, on an advisory (non-binding) basis, the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||||||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,700,000 | 0 | 23-May-2019 | 30-May-2019 | ||||||||||||||||||||||||||
EBAY INC. | |||||||||||||||||||||||||||||||||
Security | 278642103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | EBAY | Meeting Date | 30-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US2786421030 | Agenda | 934993583 - Management | ||||||||||||||||||||||||||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Fred D. Anderson Jr. | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Anthony J. Bates | Management | Against | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Adriane M. Brown | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Jesse A. Cohn | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Diana Farrell | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Logan D. Green | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Bonnie S. Hammer | Management | Against | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Kathleen C. Mitic | Management | Against | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Matthew J. Murphy | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Pierre M. Omidyar | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Paul S. Pressler | Management | Against | For | |||||||||||||||||||||||||||||
1l. | Election of Director: Robert H. Swan | Management | For | For | |||||||||||||||||||||||||||||
1m. | Election of Director: Thomas J. Tierney | Management | Against | For | |||||||||||||||||||||||||||||
1n. | Election of Director: Perry M. Traquina | Management | For | For | |||||||||||||||||||||||||||||
1o. | Election of Director: Devin N. Wenig | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | Against | For | |||||||||||||||||||||||||||||
3. | Ratification of appointment of independent auditors. | Management | For | For | |||||||||||||||||||||||||||||
4. | Management proposal to amend special meeting provisions in the Company’s charter and bylaws. | Management | For | For | |||||||||||||||||||||||||||||
5. | Stockholder proposal requesting that the Board require an independent chair, if properly presented. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 5,165,000 | 0 | 20-May-2019 | 31-May-2019 | ||||||||||||||||||||||||||
CERNER CORPORATION | |||||||||||||||||||||||||||||||||
Security | 156782104 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | CERN | Meeting Date | 30-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US1567821046 | Agenda | 935021612 - Management | ||||||||||||||||||||||||||||||
Record Date | 30-Apr-2019 | Holding Recon Date | 30-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Class III Director: Gerald E. Bisbee, Jr., Ph.D., M.B.A. | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Class III Director: Linda M. Dillman | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Class III Director: George A. Riedel, M.B.A. | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Class III Director: R. Halsey Wise, M.B.A. | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Management | Against | For | |||||||||||||||||||||||||||||
4. | Approval of the proposed amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan, including an increase in the number of authorized shares under the plan. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,720,000 | 0 | 28-May-2019 | 31-May-2019 | ||||||||||||||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 03-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US91324P1021 | Agenda | 934998963 - Management | ||||||||||||||||||||||||||||||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: William C. Ballard, Jr. | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Richard T. Burke | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Timothy P. Flynn | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Stephen J. Hemsley | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Michele J. Hooper | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: F. William McNabb III | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Glenn M. Renwick | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: David S. Wichmann | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory approval of the Company’s executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
4. | The shareholder proposal set forth in the proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 900,000 | 0 | 17-May-2019 | 04-Jun-2019 | ||||||||||||||||||||||||||
THE TJX COMPANIES, INC. | |||||||||||||||||||||||||||||||||
Security | 872540109 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TJX | Meeting Date | 04-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US8725401090 | Agenda | 935015342 - Management | ||||||||||||||||||||||||||||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1A. | Election of Director: Zein Abdalla | Management | For | For | |||||||||||||||||||||||||||||
1B. | Election of Director: Alan M. Bennett | Management | For | For | |||||||||||||||||||||||||||||
1C. | Election of Director: Rosemary T. Berkery | Management | For | For | |||||||||||||||||||||||||||||
1D. | Election of Director: David T. Ching | Management | For | For | |||||||||||||||||||||||||||||
1E. | Election of Director: Ernie Herrman | Management | For | For | |||||||||||||||||||||||||||||
1F. | Election of Director: Michael F. Hines | Management | For | For | |||||||||||||||||||||||||||||
1G. | Election of Director: Amy B. Lane | Management | For | For | |||||||||||||||||||||||||||||
1H. | Election of Director: Carol Meyrowitz | Management | For | For | |||||||||||||||||||||||||||||
1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | |||||||||||||||||||||||||||||
1J. | Election of Director: John F. O’Brien | Management | For | For | |||||||||||||||||||||||||||||
1K. | Election of Director: Willow B. Shire | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2020 | Management | For | For | |||||||||||||||||||||||||||||
3. | Advisory approval of TJX’s executive compensation (the say-on-pay vote) | Management | For | For | |||||||||||||||||||||||||||||
4. | Shareholder proposal for a report on compensation disparities based on race, gender, or ethnicity | Shareholder | Against | Against | |||||||||||||||||||||||||||||
5. | Shareholder proposal for a report on prison labor | Shareholder | Against | Against | |||||||||||||||||||||||||||||
6. | Shareholder proposal for a report on human rights risks | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,125,000 | 0 | 23-May-2019 | 05-Jun-2019 | ||||||||||||||||||||||||||
DOLLAR TREE, INC. | |||||||||||||||||||||||||||||||||
Security | 256746108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | DLTR | Meeting Date | 13-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US2567461080 | Agenda | 935001812 - Management | ||||||||||||||||||||||||||||||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Arnold S. Barron | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Gregory M. Bridgeford | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Thomas W. Dickson | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Conrad M. Hall | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Lemuel E. Lewis | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Jeffrey G. Naylor | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Gary M. Philbin | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Bob Sasser | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Thomas A. Saunders III | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Stephanie P. Stahl | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Carrie A. Wheeler | Management | For | For | |||||||||||||||||||||||||||||
1l. | Election of Director: Thomas E. Whiddon | Management | For | For | |||||||||||||||||||||||||||||
1m. | Election of Director: Carl P. Zeithaml | Management | For | For | |||||||||||||||||||||||||||||
2. | To Approve, on an Advisory Basis, the Compensation of the Company’s Named Executive Officers | Management | Against | For | |||||||||||||||||||||||||||||
3. | To Ratify the Selection of KPMG LLP as the Company’s Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,830,000 | 0 | 10-Jun-2019 | 14-Jun-2019 | ||||||||||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | |||||||||||||||||||||||||||||||||
Security | 04247X102 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | AWI | Meeting Date | 12-Jul-2018 | ||||||||||||||||||||||||||||||
ISIN | US04247X1028 | Agenda | 934828053 - Management | ||||||||||||||||||||||||||||||
Record Date | 20-Apr-2018 | Holding Recon Date | 20-Apr-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jul-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Stan A. Askren | For | For | ||||||||||||||||||||||||||||||
2 | Victor D. Grizzle | For | For | ||||||||||||||||||||||||||||||
3 | Tao Huang | For | For | ||||||||||||||||||||||||||||||
4 | Larry S. McWilliams | For | For | ||||||||||||||||||||||||||||||
5 | James C. Melville | For | For | ||||||||||||||||||||||||||||||
6 | John J. Roberts | For | For | ||||||||||||||||||||||||||||||
7 | Gregory P. Spivy | For | For | ||||||||||||||||||||||||||||||
8 | Roy W. Templin | For | For | ||||||||||||||||||||||||||||||
9 | Cherryl T. Thomas | For | For | ||||||||||||||||||||||||||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2018. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, our executive compensation program. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 600,000 | 0 | 04-Jun-2018 | 13-Jul-2018 | ||||||||||||||||||||||||||
VIASAT, INC. | |||||||||||||||||||||||||||||||||
Security | 92552V100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | VSAT | Meeting Date | 06-Sep-2018 | ||||||||||||||||||||||||||||||
ISIN | US92552V1008 | Agenda | 934860594 - Management | ||||||||||||||||||||||||||||||
Record Date | 10-Jul-2018 | Holding Recon Date | 10-Jul-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Sep-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Frank J. Biondi, Jr. | For | For | ||||||||||||||||||||||||||||||
2 | Robert Johnson | For | For | ||||||||||||||||||||||||||||||
3 | John Stenbit | For | For | ||||||||||||||||||||||||||||||
2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Viasat’s Independent Registered Public Accounting Firm for fiscal year 2019 | Management | For | For | |||||||||||||||||||||||||||||
3. | Advisory Vote on Executive Compensation | Management | Against | For | |||||||||||||||||||||||||||||
4. | Amendment and Restatement of the 1996 Equity Participation Plan | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 355,000 | 0 | 27-Aug-2018 | 07-Sep-2018 | ||||||||||||||||||||||||||
EPLUS INC. | |||||||||||||||||||||||||||||||||
Security | 294268107 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PLUS | Meeting Date | 13-Sep-2018 | ||||||||||||||||||||||||||||||
ISIN | US2942681071 | Agenda | 934861736 - Management | ||||||||||||||||||||||||||||||
Record Date | 19-Jul-2018 | Holding Recon Date | 19-Jul-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Sep-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Phillip G. Norton | For | For | ||||||||||||||||||||||||||||||
2 | Bruce M. Bowen | For | For | ||||||||||||||||||||||||||||||
3 | C. Thomas Faulders, III | For | For | ||||||||||||||||||||||||||||||
4 | Terrence O’Donnell | For | For | ||||||||||||||||||||||||||||||
5 | Lawrence S. Herman | For | For | ||||||||||||||||||||||||||||||
6 | Ira A. Hunt, III | For | For | ||||||||||||||||||||||||||||||
7 | John E. Callies | For | For | ||||||||||||||||||||||||||||||
8 | Eric D. Hovde | For | For | ||||||||||||||||||||||||||||||
9 | Maureen F. Morrison | For | For | ||||||||||||||||||||||||||||||
2. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | Against | For | |||||||||||||||||||||||||||||
3. | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 280,000 | 0 | 10-Sep-2018 | 14-Sep-2018 | ||||||||||||||||||||||||||
ZIONS BANCORPORATION | |||||||||||||||||||||||||||||||||
Security | 989701107 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | ZION | Meeting Date | 14-Sep-2018 | ||||||||||||||||||||||||||||||
ISIN | US9897011071 | Agenda | 934863324 - Management | ||||||||||||||||||||||||||||||
Record Date | 19-Jul-2018 | Holding Recon Date | 19-Jul-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Sep-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | RESTRUCTURING PROPOSAL. To approve the Agreement and Plan of Merger, dated as of April 5, 2018, by and between the Company and its wholly-owned subsidiary, ZB, N.A., as amended and restated July 10, 2018 and as such plan of merger may be amended from time to time. | Management | For | For | |||||||||||||||||||||||||||||
2. | ADJOURNMENT PROPOSAL. To authorize the Board of Directors to adjourn or postpone the special meeting to a later date, if necessary or appropriate, including adjournments to permit further solicitation of proxies in favor of the restructuring proposal or to vote on other matters properly brought before the special meeting. | Management | For | For | |||||||||||||||||||||||||||||
3. | OTHER BUSINESS. On any other matter properly presented for action by shareholders at the special meeting, such as any matters incident to the conduct of the meeting, the proxies are authorized to vote the shares represented by this appointment of proxy according to their best judgment. | Management | For | None | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 293,000 | 0 | 17-Aug-2018 | 17-Sep-2018 | ||||||||||||||||||||||||||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||||||||||||||||||||||||||||||||
Security | 11133T103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | BR | Meeting Date | 08-Nov-2018 | ||||||||||||||||||||||||||||||
ISIN | US11133T1034 | Agenda | 934880724 - Management | ||||||||||||||||||||||||||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a) | Election of Director: Leslie A. Brun | Management | For | For | |||||||||||||||||||||||||||||
1b) | Election of Director: Pamela L. Carter | Management | For | For | |||||||||||||||||||||||||||||
1c) | Election of Director: Richard J. Daly | Management | For | For | |||||||||||||||||||||||||||||
1d) | Election of Director: Robert N. Duelks | Management | For | For | |||||||||||||||||||||||||||||
1e) | Election of Director: Brett A. Keller | Management | For | For | |||||||||||||||||||||||||||||
1f) | Election of Director: Stuart R. Levine | Management | For | For | |||||||||||||||||||||||||||||
1g) | Election of Director: Maura A. Markus | Management | For | For | |||||||||||||||||||||||||||||
1h) | Election of Director: Thomas J. Perna | Management | For | For | |||||||||||||||||||||||||||||
1i) | Election of Director: Alan J. Weber | Management | For | For | |||||||||||||||||||||||||||||
2) | Advisory vote to approve the compensation of the Company’s Named Executive Officers (the Say on Pay Vote). | Management | Against | For | |||||||||||||||||||||||||||||
3) | To approve the 2018 Omnibus Award Plan. | Management | Against | For | |||||||||||||||||||||||||||||
4) | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accountants for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 110,000 | 0 | 30-Oct-2018 | 09-Nov-2018 | ||||||||||||||||||||||||||
THE HAIN CELESTIAL GROUP, INC. | |||||||||||||||||||||||||||||||||
Security | 405217100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | HAIN | Meeting Date | 05-Dec-2018 | ||||||||||||||||||||||||||||||
ISIN | US4052171000 | Agenda | 934895802 - Management | ||||||||||||||||||||||||||||||
Record Date | 15-Oct-2018 | Holding Recon Date | 15-Oct-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Dec-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Celeste A. Clark | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Andrew R. Heyer | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: R. Dean Hollis | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Shervin J. Korangy | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Roger Meltzer | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Mark Schiller | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Jack L. Sinclair | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Glenn W. Welling | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Dawn M. Zier | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, on an advisory basis, named executive officer compensation for the fiscal year ended June 30, 2018. | Management | For | For | |||||||||||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 520,000 | 0 | 30-Nov-2018 | 06-Dec-2018 | ||||||||||||||||||||||||||
FACTSET RESEARCH SYSTEMS INC. | |||||||||||||||||||||||||||||||||
Security | 303075105 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | FDS | Meeting Date | 18-Dec-2018 | ||||||||||||||||||||||||||||||
ISIN | US3030751057 | Agenda | 934893606 - Management | ||||||||||||||||||||||||||||||
Record Date | 24-Oct-2018 | Holding Recon Date | 24-Oct-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Dec-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: SCOTT A. BILLEADEAU | Management | For | For | |||||||||||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: PHILIP A. HADLEY | Management | For | For | |||||||||||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: JOSEPH R. ZIMMEL | Management | For | For | |||||||||||||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 44,695 | 0 | 13-Dec-2018 | 19-Dec-2018 | ||||||||||||||||||||||||||
MSC INDUSTRIAL DIRECT CO., INC. | |||||||||||||||||||||||||||||||||
Security | 553530106 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | MSM | Meeting Date | 29-Jan-2019 | ||||||||||||||||||||||||||||||
ISIN | US5535301064 | Agenda | 934913458 - Management | ||||||||||||||||||||||||||||||
Record Date | 11-Dec-2018 | Holding Recon Date | 11-Dec-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jan-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Mitchell Jacobson | For | For | ||||||||||||||||||||||||||||||
2 | Erik Gershwind | For | For | ||||||||||||||||||||||||||||||
3 | Jonathan Byrnes | For | For | ||||||||||||||||||||||||||||||
4 | Roger Fradin | For | For | ||||||||||||||||||||||||||||||
5 | Louise Goeser | For | For | ||||||||||||||||||||||||||||||
6 | Michael Kaufmann | For | For | ||||||||||||||||||||||||||||||
7 | Denis Kelly | For | For | ||||||||||||||||||||||||||||||
8 | Steven Paladino | For | For | ||||||||||||||||||||||||||||||
9 | Philip Peller | For | For | ||||||||||||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 112,000 | 0 | 22-Jan-2019 | 30-Jan-2019 | ||||||||||||||||||||||||||
WOODWARD, INC. | |||||||||||||||||||||||||||||||||
Security | 980745103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | WWD | Meeting Date | 30-Jan-2019 | ||||||||||||||||||||||||||||||
ISIN | US9807451037 | Agenda | 934916048 - Management | ||||||||||||||||||||||||||||||
Record Date | 03-Dec-2018 | Holding Recon Date | 03-Dec-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1.1 | Election of Director: John D. Cohn | Management | For | For | |||||||||||||||||||||||||||||
1.2 | Election of Director: Eileen P. Drake | Management | For | For | |||||||||||||||||||||||||||||
1.3 | Election of Director: James R. Rulseh | Management | For | For | |||||||||||||||||||||||||||||
1.4 | Election of Director: Gregg C. Sengstack | Management | For | For | |||||||||||||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||||||||||||||||||
4. | PROPOSAL FOR THE APPROVAL OF AMENDMENTS TO THE AMENDED AND RESTATED WOODWARD, INC. 2017 OMNIBUS INCENTIVE PLAN. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 379,000 | 0 | 22-Jan-2019 | 31-Jan-2019 | ||||||||||||||||||||||||||
AVERY DENNISON CORPORATION | |||||||||||||||||||||||||||||||||
Security | 053611109 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | AVY | Meeting Date | 25-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US0536111091 | Agenda | 934938551 - Management | ||||||||||||||||||||||||||||||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Bradley Alford | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Anthony Anderson | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Peter Barker | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Mark Barrenechea | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Mitchell Butier | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Ken Hicks | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Andres Lopez | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: David Pyott | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Patrick Siewert | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Julia Stewart | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Martha Sullivan | Management | For | For | |||||||||||||||||||||||||||||
2. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2019. | Management | For | For | |||||||||||||||||||||||||||||
�� | |||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 488,000 | 0 | 10-Apr-2019 | 26-Apr-2019 | ||||||||||||||||||||||||||
ENPRO INDUSTRIES, INC. | |||||||||||||||||||||||||||||||||
Security | 29355X107 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | NPO | Meeting Date | 29-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US29355X1072 | Agenda | 934957020 - Management | ||||||||||||||||||||||||||||||
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Stephen E. Macadam | For | For | ||||||||||||||||||||||||||||||
2 | Marvin A. Riley | For | For | ||||||||||||||||||||||||||||||
3 | Thomas M. Botts | For | For | ||||||||||||||||||||||||||||||
4 | Felix M. Brueck | For | For | ||||||||||||||||||||||||||||||
5 | B. Bernard Burns, Jr. | For | For | ||||||||||||||||||||||||||||||
6 | Diane C. Creel | For | For | ||||||||||||||||||||||||||||||
7 | Adele M. Gulfo | For | For | ||||||||||||||||||||||||||||||
8 | David L. Hauser | For | For | ||||||||||||||||||||||||||||||
9 | John Humphrey | For | For | ||||||||||||||||||||||||||||||
10 | Kees van der Graaf | For | For | ||||||||||||||||||||||||||||||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the proxy statement. | Management | For | For | |||||||||||||||||||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 228,000 | 0 | 15-Apr-2019 | 30-Apr-2019 | ||||||||||||||||||||||||||
VALMONT INDUSTRIES, INC. | |||||||||||||||||||||||||||||||||
Security | 920253101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | VMI | Meeting Date | 30-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US9202531011 | Agenda | 934947815 - Management | ||||||||||||||||||||||||||||||
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Kaj den Daas | For | For | ||||||||||||||||||||||||||||||
2 | Catherine James Paglia | For | For | ||||||||||||||||||||||||||||||
3 | James B. Milliken | For | For | ||||||||||||||||||||||||||||||
2. | Advisory approval of the company’s executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 120,000 | 0 | 25-Apr-2019 | 01-May-2019 | ||||||||||||||||||||||||||
GRAHAM HOLDINGS COMPANY | |||||||||||||||||||||||||||||||||
Security | 384637104 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | GHC | Meeting Date | 02-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US3846371041 | Agenda | 934959567 - Management | ||||||||||||||||||||||||||||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Christopher C. Davis | For | For | ||||||||||||||||||||||||||||||
2 | Anne M. Mulcahy | For | For | ||||||||||||||||||||||||||||||
3 | Larry D. Thompson | For | For | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 70,000 | 0 | 18-Apr-2019 | 03-May-2019 | ||||||||||||||||||||||||||
RYDER SYSTEM, INC. | |||||||||||||||||||||||||||||||||
Security | 783549108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | R | Meeting Date | 03-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US7835491082 | Agenda | 934947601 - Management | ||||||||||||||||||||||||||||||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Robert J. Eck | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Robert A. Hagemann | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Michael F. Hilton | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Tamara L. Lundgren | Management | Against | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Luis P. Nieto | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: David G. Nord | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Robert E. Sanchez | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Abbie J. Smith | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: E. Follin Smith | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Dmitri L. Stockton | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Hansel E. Tookes, II | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | |||||||||||||||||||||||||||||
4. | Approval of the 2019 Equity and Incentive Compensation Plan. | Management | For | For | |||||||||||||||||||||||||||||
5. | Approval of amendments to our Restated Articles of Incorporation and By-Laws to remove supermajority voting provisions on shareholder action by written consent. | Management | For | For | |||||||||||||||||||||||||||||
6. | Shareholder proposal on an independent board chairman. | Shareholder | For | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 446,000 | 0 | 30-Apr-2019 | 06-May-2019 | ||||||||||||||||||||||||||
TRINITY INDUSTRIES, INC. | |||||||||||||||||||||||||||||||||
Security | 896522109 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TRN | Meeting Date | 06-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US8965221091 | Agenda | 934982782 - Management | ||||||||||||||||||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | John L. Adams | For | For | ||||||||||||||||||||||||||||||
2 | Brandon B. Boze | For | For | ||||||||||||||||||||||||||||||
3 | John J. Diez | For | For | ||||||||||||||||||||||||||||||
4 | Leldon E. Echols | For | For | ||||||||||||||||||||||||||||||
5 | Charles W. Matthews | For | For | ||||||||||||||||||||||||||||||
6 | E. Jean Savage | For | For | ||||||||||||||||||||||||||||||
7 | Dunia A. Shive | For | For | ||||||||||||||||||||||||||||||
8 | Timothy R. Wallace | For | For | ||||||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 970,000 | 0 | 17-Apr-2019 | 07-May-2019 | ||||||||||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | |||||||||||||||||||||||||||||||||
Security | 142339100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | CSL | Meeting Date | 08-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US1423391002 | Agenda | 934953591 - Management | ||||||||||||||||||||||||||||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Robin J. Adams | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Jonathan R. Collins | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: D. Christian Koch | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: David A. Roberts | Management | For | For | |||||||||||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, the Company’s named executive officer compensation in fiscal 2018. | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 365,000 | 0 | 25-Apr-2019 | 09-May-2019 | ||||||||||||||||||||||||||
ARROW ELECTRONICS, INC. | |||||||||||||||||||||||||||||||||
Security | 042735100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | ARW | Meeting Date | 09-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US0427351004 | Agenda | 934956042 - Management | ||||||||||||||||||||||||||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Barry W. Perry | For | For | ||||||||||||||||||||||||||||||
2 | Philip K. Asherman | For | For | ||||||||||||||||||||||||||||||
3 | Steven H. Gunby | For | For | ||||||||||||||||||||||||||||||
4 | Gail E. Hamilton | For | For | ||||||||||||||||||||||||||||||
5 | Richard S. Hill | For | For | ||||||||||||||||||||||||||||||
6 | M.F. (Fran) Keeth | For | For | ||||||||||||||||||||||||||||||
7 | Andrew C. Kerin | For | For | ||||||||||||||||||||||||||||||
8 | Laurel J. Krzeminski | For | For | ||||||||||||||||||||||||||||||
9 | Michael J. Long | For | For | ||||||||||||||||||||||||||||||
10 | Stephen C. Patrick | For | For | ||||||||||||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Arrow’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | To re-approve and amend the Company’s Omnibus Incentive Plan. | Management | For | For | |||||||||||||||||||||||||||||
4. | To approve, by non-binding vote, executive compensation. | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 188,000 | 0 | 06-May-2019 | 10-May-2019 | ||||||||||||||||||||||||||
PENSKE AUTOMOTIVE GROUP, INC. | |||||||||||||||||||||||||||||||||
Security | 70959W103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | PAG | Meeting Date | 09-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US70959W1036 | Agenda | 934957094 - Management | ||||||||||||||||||||||||||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | John D. Barr | For | For | ||||||||||||||||||||||||||||||
2 | Lisa Davis | For | For | ||||||||||||||||||||||||||||||
3 | Wolfgang Dürheimer | For | For | ||||||||||||||||||||||||||||||
4 | Michael R. Eisenson | For | For | ||||||||||||||||||||||||||||||
5 | Robert H. Kurnick, Jr. | For | For | ||||||||||||||||||||||||||||||
6 | Kimberly J. McWaters | For | For | ||||||||||||||||||||||||||||||
7 | Roger S. Penske | For | For | ||||||||||||||||||||||||||||||
8 | Roger S. Penske, Jr. | For | For | ||||||||||||||||||||||||||||||
9 | Sandra E. Pierce | For | For | ||||||||||||||||||||||||||||||
10 | Greg C. Smith | For | For | ||||||||||||||||||||||||||||||
11 | Ronald G. Steinhart | For | For | ||||||||||||||||||||||||||||||
12 | H. Brian Thompson | For | For | ||||||||||||||||||||||||||||||
13 | Masashi Yamanaka | For | For | ||||||||||||||||||||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as the Company’s independent auditing firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 440,000 | 0 | �� | 06-May-2019 | 10-May-2019 | |||||||||||||||||||||||||
GENPACT LIMITED | |||||||||||||||||||||||||||||||||
Security | G3922B107 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | G | Meeting Date | 09-May-2019 | ||||||||||||||||||||||||||||||
ISIN | BMG3922B1072 | Agenda | 935001103 - Management | ||||||||||||||||||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 08-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: N.V. Tyagarajan | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Robert Scott | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Ajay Agrawal | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Laura Conigliaro | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: David Humphrey | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Carol Lindstrom | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: James Madden | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: CeCelia Morken | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Mark Nunnelly | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Mark Verdi | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | Against | For | |||||||||||||||||||||||||||||
3. | To approve the amendment and restatement of the Genpact Limited 2017 Omnibus Incentive Compensation Plan. | Management | For | For | |||||||||||||||||||||||||||||
4. | To approve the appointment of KPMG as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,375,000 | 0 | 03-May-2019 | 10-May-2019 | ||||||||||||||||||||||||||
MANPOWERGROUP INC. | |||||||||||||||||||||||||||||||||
Security | 56418H100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | MAN | Meeting Date | 10-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US56418H1005 | Agenda | 934959149 - Management | ||||||||||||||||||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1A. | Election of Director: Gina R. Boswell | Management | For | For | |||||||||||||||||||||||||||||
1B. | Election of Director: Cari M. Dominguez | Management | For | For | |||||||||||||||||||||||||||||
1C. | Election of Director: William Downe | Management | For | For | |||||||||||||||||||||||||||||
1D. | Election of Director: John F. Ferraro | Management | For | For | |||||||||||||||||||||||||||||
1E. | Election of Director: Patricia Hemingway Hall | Management | For | For | |||||||||||||||||||||||||||||
1F. | Election of Director: Julie M. Howard | Management | For | For | |||||||||||||||||||||||||||||
1G. | Election of Director: Ulice Payne, Jr. | Management | For | For | |||||||||||||||||||||||||||||
1H. | Election of Director: Jonas Prising | Management | For | For | |||||||||||||||||||||||||||||
1I. | Election of Director: Paul Read | Management | For | For | |||||||||||||||||||||||||||||
1J. | Election of Director: Elizabeth P. Sartain | Management | For | For | |||||||||||||||||||||||||||||
1K. | Election of Director: Michael J. Van Handel | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of Deloitte & Touche LLP as our independent auditors for 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | �� | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 315,000 | 0 | 30-Apr-2019 | 13-May-2019 | ||||||||||||||||||||||||||
TRIMAS CORPORATION | |||||||||||||||||||||||||||||||||
Security | 896215209 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TRS | Meeting Date | 14-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US8962152091 | Agenda | 934966574 - Management | ||||||||||||||||||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Thomas A. Amato | For | For | ||||||||||||||||||||||||||||||
2 | Nancy S. Gougarty | For | For | ||||||||||||||||||||||||||||||
3 | Jeffrey M. Greene | For | For | ||||||||||||||||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval, on a non-binding advisory basis, of the compensation paid to the Company’s Named Executive Officers. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 840,000 | 0 | 09-May-2019 | 15-May-2019 | ||||||||||||||||||||||||||
THE HOWARD HUGHES CORPORATION | |||||||||||||||||||||||||||||||||
Security | 44267D107 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | HHC | Meeting Date | 16-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US44267D1072 | Agenda | 934989306 - Management | ||||||||||||||||||||||||||||||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1A. | Election of Director: William Ackman | Management | For | For | |||||||||||||||||||||||||||||
1B. | Election of Director: Adam Flatto | Management | For | For | |||||||||||||||||||||||||||||
1C. | Election of Director: Jeffrey Furber | Management | For | For | |||||||||||||||||||||||||||||
1D. | Election of Director: Beth Kaplan | Management | For | For | |||||||||||||||||||||||||||||
1E. | Election of Director: Allen Model | Management | For | For | |||||||||||||||||||||||||||||
1F. | Election of Director: R. Scot Sellers | Management | For | For | |||||||||||||||||||||||||||||
1G. | Election of Director: Steven Shepsman | Management | For | For | |||||||||||||||||||||||||||||
1H. | Election of Director: Mary Ann Tighe | Management | For | For | |||||||||||||||||||||||||||||
1I. | Election of Director: David R. Weinreb | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | The ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 217,000 | 0 | 13-May-2019 | 17-May-2019 | ||||||||||||||||||||||||||
CABLE ONE, INC. | |||||||||||||||||||||||||||||||||
Security | 12685J105 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | CABO | Meeting Date | 17-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US12685J1051 | Agenda | 934999016 - Management | ||||||||||||||||||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Brad D. Brian | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Julia M. Laulis | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Katharine B. Weymouth | Management | For | For | |||||||||||||||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019 | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2018 | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 14,000 | 0 | 14-May-2019 | 20-May-2019 | ||||||||||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | |||||||||||||||||||||||||||||||||
Security | 770323103 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | RHI | Meeting Date | 22-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US7703231032 | Agenda | 935000909 - Management | ||||||||||||||||||||||||||||||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1.1 | Election of Director: Julia L. Coronado | Management | For | For | |||||||||||||||||||||||||||||
1.2 | Election of Director: Dirk A. Kempthorne | Management | For | For | |||||||||||||||||||||||||||||
1.3 | Election of Director: Harold M. Messmer, Jr. | Management | For | For | |||||||||||||||||||||||||||||
1.4 | Election of Director: Marc H. Morial | Management | For | For | |||||||||||||||||||||||||||||
1.5 | Election of Director: Barbara J. Novogradac | Management | For | For | |||||||||||||||||||||||||||||
1.6 | Election of Director: Robert J. Pace | Management | For | For | |||||||||||||||||||||||||||||
1.7 | Election of Director: Frederick A. Richman | Management | For | For | |||||||||||||||||||||||||||||
1.8 | Election of Director: M. Keith Waddell | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of appointment of auditor. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approve amended and restated Stock Incentive Plan. | Management | For | For | |||||||||||||||||||||||||||||
4. | Advisory vote to approve executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 145,000 | 0 | 16-May-2019 | 23-May-2019 | ||||||||||||||||||||||||||
THE INTERPUBLIC GROUP OF COMPANIES, INC. | |||||||||||||||||||||||||||||||||
Security | 460690100 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | IPG | Meeting Date | 23-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US4606901001 | Agenda | 934989279 - Management | ||||||||||||||||||||||||||||||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Jocelyn Carter-Miller | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: H. John Greeniaus | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Dawn Hudson | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: William T. Kerr | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Henry S. Miller | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Jonathan F. Miller | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Patrick Q. Moore | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Michael I. Roth | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: David M. Thomas | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: E. Lee Wyatt Jr. | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic’s Independent registered public accounting firm for 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | Against | For | |||||||||||||||||||||||||||||
4. | Approval of The Interpublic Group of Companies, Inc. 2019 Performance Incentive Plan. | Management | Against | For | |||||||||||||||||||||||||||||
5. | Stockholder proposal entitled “Independent Board Chairman.” | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,430,000 | 0 | 17-May-2019 | 24-May-2019 | ||||||||||||||||||||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | |||||||||||||||||||||||||||||||||
Security | G9618E107 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | WTM | Meeting Date | 23-May-2019 | ||||||||||||||||||||||||||||||
ISIN | BMG9618E1075 | Agenda | 935007028 - Management | ||||||||||||||||||||||||||||||
Record Date | 03-Apr-2019 | Holding Recon Date | 03-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Morgan W. Davis* | For | For | ||||||||||||||||||||||||||||||
2 | Peter M. Carlson* | For | For | ||||||||||||||||||||||||||||||
3 | David A. Tanner* | For | For | ||||||||||||||||||||||||||||||
4 | Lowndes A. Smith# | For | For | ||||||||||||||||||||||||||||||
2. | Approval of the advisory resolution on executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval of the Company’s amended and restated long-term incentive plan. | Management | For | For | |||||||||||||||||||||||||||||
4. | Approval of the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s Independent Registered Public Accounting Firm for 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 36,000 | 0 | 17-May-2019 | 24-May-2019 | ||||||||||||||||||||||||||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | |||||||||||||||||||||||||||||||||
Security | G0464B107 | Meeting Type | Contested-Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | ARGO | Meeting Date | 24-May-2019 | ||||||||||||||||||||||||||||||
ISIN | BMG0464B1072 | Agenda | 934994876 - Management | ||||||||||||||||||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: F. Sedgwick Browne | Management | Against | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Kathleen A. Nealon | Management | Against | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Samuel Liss | Management | Against | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Al-Noor Ramji | Management | Against | For | |||||||||||||||||||||||||||||
1e. | Election of Director: John H. Tonelli | Management | Against | For | |||||||||||||||||||||||||||||
2. | Approval of the Argo Group International Holdings, Ltd. 2019 Omnibus Incentive Plan | Management | Against | For | |||||||||||||||||||||||||||||
3. | Approval, on an advisory, non-binding basis, of our executive compensation | Management | Against | For | |||||||||||||||||||||||||||||
4. | Approval of the appointment of Ernst & Young LLP as our independent auditors for the fiscal year ending December 31, 2019 | Management | Against | For | |||||||||||||||||||||||||||||
5. | Voce Catalyst Partners LP Proposal to remove Director: Gary V. Woods | Management | For | Against | |||||||||||||||||||||||||||||
6. | Voce Catalyst Partners LP Proposal to remove Director: Hector De Leon | Management | For | Against | |||||||||||||||||||||||||||||
7. | Voce Catalyst Partners LP Proposal to remove Director: John R. Power | Management | For | Against | |||||||||||||||||||||||||||||
8. | Voce Catalyst Partners LP Proposal to remove Director: Mural R. Josephson | Management | For | Against | |||||||||||||||||||||||||||||
9. | Voce Catalyst Partners LP Proposal to Elect Director: Nicholas C. Walsh (Please note Shareholders may only vote “AGAINST” or “ABSTAIN” on this proposal. Votes in the “FOR” and “AGAINST” boxes will be counted as AGAINST votes. Votes in the “ABSTAIN” boxes will be counted as ABSTAIN votes). | Management | For | Against | |||||||||||||||||||||||||||||
10. | Voce Catalyst Partners LP Proposal to Elect Director: Carol A. McFate (Please note Shareholders may only vote “AGAINST” or “ABSTAIN” on this proposal. Votes in the “FOR” and “AGAINST” boxes will be counted as AGAINST votes. Votes in the “ABSTAIN” boxes will be counted as ABSTAIN votes). | Management | For | Against | |||||||||||||||||||||||||||||
11. | Voce Catalyst Partners LP Proposal to Elect Director: Kathleen M. Dussault (Please note Shareholders may only vote “AGAINST” or “ABSTAIN” on this proposal. Votes in the “FOR” and “AGAINST” boxes will be counted as AGAINST votes. Votes in the “ABSTAIN” boxes will be counted as ABSTAIN votes). | Management | For | Against | |||||||||||||||||||||||||||||
12. | Voce Catalyst Partners LP Proposal to Elect Director: Bernard C. Bailey (Please note Shareholders may only vote “AGAINST” or “ABSTAIN” on this proposal. Votes in the “FOR” and “AGAINST” boxes will be counted as AGAINST votes. Votes in the “ABSTAIN” boxes will be counted as ABSTAIN votes). | Management | For | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 275,000 | 0 | 21-May-2019 | 23-May-2019 | ||||||||||||||||||||||||||
WABCO HOLDINGS INC. | |||||||||||||||||||||||||||||||||
Security | 92927K102 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | WBC | Meeting Date | 30-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US92927K1025 | Agenda | 934995020 - Management | ||||||||||||||||||||||||||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Jacques Esculier | For | For | ||||||||||||||||||||||||||||||
2 | Thomas S. Gross | Withheld | For | ||||||||||||||||||||||||||||||
3 | Henry R. Keizer | For | For | ||||||||||||||||||||||||||||||
2. | Ratify the selection of Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d’Entreprises SCCRL as the Company’s independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approve, on an advisory basis, the compensation paid to the Company’s named executive officers (“Say-on-Pay”). | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 104,000 | 0 | 20-May-2019 | 31-May-2019 | ||||||||||||||||||||||||||
ZIONS BANCORPORATION | |||||||||||||||||||||||||||||||||
Security | 989701107 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | ZION | Meeting Date | 31-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US9897011071 | Agenda | 934993230 - Management | ||||||||||||||||||||||||||||||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1A. | Election of Director: Jerry C. Atkin | Management | For | For | |||||||||||||||||||||||||||||
1B. | Election of Director: Gary L. Crittenden | Management | For | For | |||||||||||||||||||||||||||||
1C. | Election of Director: Suren K. Gupta | Management | For | For | |||||||||||||||||||||||||||||
1D. | Election of Director: J. David Heaney | Management | For | For | |||||||||||||||||||||||||||||
1E. | Election of Director: Vivian S. Lee | Management | For | For | |||||||||||||||||||||||||||||
1F. | Election of Director: Scott J. McLean | Management | For | For | |||||||||||||||||||||||||||||
1G. | Election of Director: Edward F. Murphy | Management | For | For | |||||||||||||||||||||||||||||
1H. | Election of Director: Stephen D. Quinn | Management | For | For | |||||||||||||||||||||||||||||
1I. | Election of Director: Harris H. Simmons | Management | For | For | |||||||||||||||||||||||||||||
1J. | Election of Director: Aaron B. Skonnard | Management | For | For | |||||||||||||||||||||||||||||
1K. | Election of Director: Barbara A. Yastine | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm to audit the Company’s financial statements for the current fiscal year. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval, on a nonbinding advisory basis, of the compensation paid to the Company’s named executive officers with respect to fiscal year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
4. | To recommend, by non-binding vote, the frequency of the shareholder non-binding vote to approve executive compensation votes. | Management | 1 Year | 1 Year | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 263,000 | 0 | 22-May-2019 | 03-Jun-2019 | ||||||||||||||||||||||||||
WATSCO, INC. | |||||||||||||||||||||||||||||||||
Security | 942622200 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | WSO | Meeting Date | 03-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US9426222009 | Agenda | 935010556 - Management | ||||||||||||||||||||||||||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Brian E. Keeley | For | For | ||||||||||||||||||||||||||||||
2 | Steven (Slava) Rubin | For | For | ||||||||||||||||||||||||||||||
2. | To approve a non-binding advisory resolution regarding the compensation of our named executive officers. | Management | For | For | |||||||||||||||||||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 85,000 | 0 | 23-May-2019 | 04-Jun-2019 | ||||||||||||||||||||||||||
W. R. BERKLEY CORPORATION | |||||||||||||||||||||||||||||||||
Security | 084423102 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | WRB | Meeting Date | 06-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US0844231029 | Agenda | 935006468 - Management | ||||||||||||||||||||||||||||||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: W. Robert Berkley, Jr. | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Ronald E. Blaylock | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Mary C. Farrell | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Leigh Ann Pusey | Management | For | For | |||||||||||||||||||||||||||||
2. | Non-binding advisory vote on a resolution approving the compensation of the Company’s named executive officers pursuant to the compensation disclosure rules of the Securities and Exchange Commission, or “say-on-pay” vote. | Management | For | For | |||||||||||||||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 565,500 | 0 | 23-May-2019 | 07-Jun-2019 | ||||||||||||||||||||||||||
FIRSTCASH, INC. | |||||||||||||||||||||||||||||||||
Security | 33767D105 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | FCFS | Meeting Date | 11-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US33767D1054 | Agenda | 935011902 - Management | ||||||||||||||||||||||||||||||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Mr. Daniel R. Feehan | Management | For | For | |||||||||||||||||||||||||||||
2. | Ratification of the selection of RSM US LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2019. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approve, by non-binding vote, the compensation of named executive officers as described in the proxy statement. | Management | Against | For | |||||||||||||||||||||||||||||
4. | Approve the FirstCash, Inc. 2019 Long- Term Incentive Plan. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 385,000 | 0 | 07-Jun-2019 | 12-Jun-2019 | ||||||||||||||||||||||||||
KENNEDY-WILSON HOLDINGS, INC. | |||||||||||||||||||||||||||||||||
Security | 489398107 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | KW | Meeting Date | 13-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US4893981070 | Agenda | 935016546 - Management | ||||||||||||||||||||||||||||||
Record Date | 24-Apr-2019 | Holding Recon Date | 24-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1.1 | Election of Director: Trevor Bowen | Management | For | For | |||||||||||||||||||||||||||||
1.2 | Election of Director: Cathy Hendrickson | Management | For | For | |||||||||||||||||||||||||||||
1.3 | Election of Director: John Taylor | Management | For | For | |||||||||||||||||||||||||||||
1.4 | Election of Director: Stanley Zax | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve an amendment to the Company’s Second Amended and Restated 2009 Equity Participation Plan to, among other things, increase the number of shares of the Company’s common stock that may be issued thereunder by an additional 3.3 million shares. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve, on an advisory nonbinding basis, the compensation of the Company’s named executive officers. | Management | For | For | |||||||||||||||||||||||||||||
4. | To ratify the appointment of KPMG LLP as the Company’s independent registered accounting firm for the 2019 fiscal year. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,250,000 | 0 | 10-Jun-2019 | 14-Jun-2019 | ||||||||||||||||||||||||||
WABCO HOLDINGS INC. | |||||||||||||||||||||||||||||||||
Security | 92927K102 | Meeting Type | Special | ||||||||||||||||||||||||||||||
Ticker Symbol | WBC | Meeting Date | 27-Jun-2019 | ||||||||||||||||||||||||||||||
ISIN | US92927K1025 | Agenda | 935038249 - Management | ||||||||||||||||||||||||||||||
Record Date | 17-May-2019 | Holding Recon Date | 17-May-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jun-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of March 28, 2019 (the “Merger Agreement”), by and among WABCO Holdings Inc., ZF Friedrichshafen AG and Verona Merger Sub Corp. | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of WABCO Holdings Inc. in connection with the merger. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve one or more adjournments or postponements of the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the then- scheduled date and time of the special meeting. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 152,000 | 0 | 10-Jun-2019 | 28-Jun-2019 | ||||||||||||||||||||||||||
NUTRIEN LTD. (THE “CORPORATION”) | |||||||||||||||||||||||||||||||||
Security | 67077M108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | NTR | Meeting Date | 19-Jul-2018 | ||||||||||||||||||||||||||||||
ISIN | CA67077M1086 | Agenda | 934850238 - Management | ||||||||||||||||||||||||||||||
Record Date | 06-Jun-2018 | Holding Recon Date | 06-Jun-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 16-Jul-2018 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Christopher M. Burley | For | For | ||||||||||||||||||||||||||||||
2 | Maura J. Clark | For | For | ||||||||||||||||||||||||||||||
3 | John W. Estey | For | For | ||||||||||||||||||||||||||||||
4 | David C. Everitt | For | For | ||||||||||||||||||||||||||||||
5 | Russell K. Girling | For | For | ||||||||||||||||||||||||||||||
6 | Gerald W. Grandey | For | For | ||||||||||||||||||||||||||||||
7 | Miranda C. Hubbs | For | For | ||||||||||||||||||||||||||||||
8 | Alice D. Laberge | For | For | ||||||||||||||||||||||||||||||
9 | Consuelo E. Madere | For | For | ||||||||||||||||||||||||||||||
10 | Charles V. Magro | For | For | ||||||||||||||||||||||||||||||
11 | Keith G. Martell | For | For | ||||||||||||||||||||||||||||||
12 | A. Anne McLellan | For | For | ||||||||||||||||||||||||||||||
13 | Derek G. Pannell | For | For | ||||||||||||||||||||||||||||||
14 | Aaron W. Regent | For | For | ||||||||||||||||||||||||||||||
15 | Mayo M. Schmidt | For | For | ||||||||||||||||||||||||||||||
16 | Jochen E. Tilk | For | For | ||||||||||||||||||||||||||||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditors of the Corporation. | Management | For | For | |||||||||||||||||||||||||||||
3 | A resolution to ratify and approve: (i) a stock option plan of the Corporation; and (ii) the grant of stock options made to eligible participants under the stock option plan, as more particularly detailed in the accompanying notice of meeting and management proxy circular. | Management | Against | For | |||||||||||||||||||||||||||||
4 | A non-binding advisory resolution to accept the Corporation’s approach to executive compensation. | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,793,000 | 0 | 13-Jul-2018 | 20-Jul-2018 | ||||||||||||||||||||||||||
WHITBREAD PLC | |||||||||||||||||||||||||||||||||
Security | G9606P197 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-Oct-2018 | |||||||||||||||||||||||||||||||
ISIN | GB00B1KJJ408 | Agenda | 709959211 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Oct-2018 | |||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 04-Oct-2018 | |||||||||||||||||||||||||||
SEDOL(s) | B1KJJ40 - B1MCN34 - B1MCN67 - BYZB9G4 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO APPROVE THE PROPOSED SALE BY THE COMPANY OF COSTA LIMITED, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,400,000 | 0 | 28-Sep-2018 | 28-Sep-2018 | ||||||||||||||||||||||||||
SMITHS GROUP PLC | |||||||||||||||||||||||||||||||||
Security | G82401111 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-Nov-2018 | |||||||||||||||||||||||||||||||
ISIN | GB00B1WY2338 | Agenda | 710029162 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 12-Nov-2018 | |||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 08-Nov-2018 | |||||||||||||||||||||||||||
SEDOL(s) | B1WY233 - B1YYQ17 - B1YZ472 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | ADOPTION OF REPORTS AND ACCOUNTS | Management | For | For | |||||||||||||||||||||||||||||
2 | APPROVAL OF DIRECTORS REMUNERATION POLICY | Management | For | For | |||||||||||||||||||||||||||||
3 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | For | For | |||||||||||||||||||||||||||||
4 | DECLARATION OF A FINAL DIVIDEND: 30.75 PENCE PER ORDINARY SHARE | Management | For | For | |||||||||||||||||||||||||||||
5 | RE-ELECTION OF BRUNO ANGELICI AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
6 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
7 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
8 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
9 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
10 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
11 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
12 | ELECTION OF OLIVIER BOHUON AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
13 | ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
14 | ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
15 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | |||||||||||||||||||||||||||||
16 | AUDITORS REMUNERATION | Management | For | For | |||||||||||||||||||||||||||||
17 | AUTHORITY TO ISSUE SHARES | Management | For | For | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 18 AND 19 ARE CONDITIONAL UPON PASSING OF-RESOLUTION NUMBER 17. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
18 | AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | |||||||||||||||||||||||||||||
19 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | |||||||||||||||||||||||||||||
20 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management | For | For | |||||||||||||||||||||||||||||
21 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | |||||||||||||||||||||||||||||
22 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 13,225,000 | 0 | 05-Nov-2018 | 05-Nov-2018 | ||||||||||||||||||||||||||
SAFRAN SA | |||||||||||||||||||||||||||||||||
Security | F4035A557 | Meeting Type | MIX | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Nov-2018 | |||||||||||||||||||||||||||||||
ISIN | FR0000073272 | Agenda | 710084916 - Management | ||||||||||||||||||||||||||||||
Record Date | 22-Nov-2018 | Holding Recon Date | 22-Nov-2018 | ||||||||||||||||||||||||||||||
City / | Country | MASSY | / | France | Vote Deadline Date | 20-Nov-2018 | |||||||||||||||||||||||||||
SEDOL(s) | B058TZ6 - B0591N1 - B065FV4 - B28LP25 - BD3VRL0 - BF447J0 - BRTM6C9 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR- BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | 12 NOV 2018: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/10 22/201810221-804848.pdf AND- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2018/11 12/201811121-805115.pdf: PLEASE NOTE | Non-Voting | |||||||||||||||||||||||||||||||
THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF- RESOLUTION E.4 AND FURTHER ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | |||||||||||||||||||||||||||||||||
O.1 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE SHARES OF THE COMPANY | Management | Against | For | |||||||||||||||||||||||||||||
E.2 | MERGER-ABSORPTION OF ZODIAC AEROSPACE COMPANY BY SAFRAN | Management | For | For | |||||||||||||||||||||||||||||
E.3 | AMENDMENT TO ARTICLE 10 OF THE BYLAWS | Management | For | For | |||||||||||||||||||||||||||||
E.4 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
�� | 19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,400,000 | 0 | 30-Oct-2018 | 30-Oct-2018 | |||||||||||||||||||||||||
FERGUSON PLC | |||||||||||||||||||||||||||||||||
Security | G3408R113 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Nov-2018 | |||||||||||||||||||||||||||||||
ISIN | JE00BFYFZP55 | Agenda | 710151438 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 23-Nov-2018 | |||||||||||||||||||||||||||||||
City / | Country | ZUG | / | Jersey | Vote Deadline Date | 23-Nov-2018 | |||||||||||||||||||||||||||
SEDOL(s) | BDRNG48 - BFXYHG8 - BFYFZP5 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | |||||||||||||||||||||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | |||||||||||||||||||||||||||||
3 | APPROVE REMUNERATION POLICY | Management | For | For | |||||||||||||||||||||||||||||
4 | APPROVE FINAL DIVIDEND: 131.9 CENS PER ORDINARY SHARE | Management | For | For | |||||||||||||||||||||||||||||
5 | RE-ELECT TESSA BAMFORD AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
6 | RE-ELECT GARETH DAVIS AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
7 | RE-ELECT JOHN MARTIN AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
8 | RE-ELECT KEVIN MURPHY AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
9 | RE-ELECT ALAN MURRAY AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
10 | RE-ELECT MICHAEL POWELL AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
11 | RE-ELECT DARREN SHAPLAND AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
12 | RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
13 | RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
14 | APPROVE INCREASE IN THE MAXIMUM AGGREGATE REMUNERATION PAYABLE TO NON-EXECUTIVE DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
15 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | |||||||||||||||||||||||||||||
16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | |||||||||||||||||||||||||||||
17 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||||||||||||||||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management | For | For | |||||||||||||||||||||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | For | For | |||||||||||||||||||||||||||||
20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | |||||||||||||||||||||||||||||
21 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,610,000 | 0 | 21-Nov-2018 | 22-Nov-2018 | ||||||||||||||||||||||||||
MILLICOM INTERNATIONAL CELLULAR SA | |||||||||||||||||||||||||||||||||
Security | L6388F128 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Jan-2019 | |||||||||||||||||||||||||||||||
ISIN | SE0001174970 | Agenda | 710321299 - Management | ||||||||||||||||||||||||||||||
Record Date | 21-Dec-2018 | Holding Recon Date | 21-Dec-2018 | ||||||||||||||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 18-Dec-2018 | |||||||||||||||||||||||||||
SEDOL(s) | B00L2M8 - B047WX3 - B290B12 - BKGRSR7 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO ELECT THE CHAIRMAN OF THE EGM AND TO EMPOWER THE CHAIRMAN OF THE EGM TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: MARC ELVINGER | Management | For | For | |||||||||||||||||||||||||||||
2 | TO ACKNOWLEDGE THE RESIGNATION OF MR. TOM BOARDMAN AS A DIRECTOR AND THE CHAIRMAN OF THE BOARD OF MILLICOM EFFECTIVE ON THE DAY OF THE EGM | Management | For | For | |||||||||||||||||||||||||||||
3 | TO ACKNOWLEDGE THE RESIGNATION OF MR. ANDERS JENSEN AS DIRECTOR OF THE BOARD OF MILLICOM EFFECTIVE ON THE DAY OF THE EGM | Management | For | For | |||||||||||||||||||||||||||||
4 | TO ELECT MS. PERNILLE ERENBJERG AS A NEW DIRECTOR OF THE BOARD OF MILLICOM FOR A TERM STARTING ON THE DAY OF THE EGM AND ENDING ON THE DAY OF THE NEXT ANNUAL GENERAL MEETING TO TAKE PLACE IN 2019 (THE “2019 AGM”) | Management | For | For | |||||||||||||||||||||||||||||
5 | TO ELECT MR. JAMES THOMPSON AS A NEW DIRECTOR OF THE BOARD OF MILLICOM FOR A TERM STARTING ON THE DAY OF THE EGM AND ENDING ON THE DAY OF THE 2019 AGM | Management | For | For | |||||||||||||||||||||||||||||
6 | TO ELECT MR. JOSE ANTONIO RIOS GARCIA AS NEW CHAIRMAN OF THE BOARD OF DIRECTORS OF MILLICOM FOR A TERM STARTING ON THE DAY OF THE EGM AND ENDING ON THE DAY OF THE 2019 AGM | Management | For | For | |||||||||||||||||||||||||||||
7 | TO ACKNOWLEDGE THAT THE NEW DIRECTORS’ AND CHAIRMAN’S REMUNERATION FOR THE PERIOD FROM THE EGM TO THE EARLIER OF THE FIRST DAY OF TRADING OF MILLICOM SHARES PURSUANT TO THE | Management | For | For | |||||||||||||||||||||||||||||
PLANNED SECOND LISTING ON THE NASDAQ STOCK EXCHANGE IN THE U.S. (THE “SECOND LISTING”) AND THE 2019 AGM, SHALL BE IN LINE WITH THE REMUNERATION APPROVED BY THE ANNUAL GENERAL MEETING HELD ON MAY 4, 2018 (THE “2018 AGM”) | |||||||||||||||||||||||||||||||||
8 | TO APPROVE THE DIRECTORS’ REVISED ANNUAL REMUNERATION EFFECTIVE ON A PRO RATA TEMPORIS BASIS FOR THE PERIOD FROM THE SECOND LISTING TO THE 2019 AGM, INCLUDING (I) FEE-BASED COMPENSATION AMOUNTING TO USD 687,500, AND (II) SHARE-BASED COMPENSATION AMOUNTING TO USD 950,000, SUCH SHARES TO BE PROVIDED FROM THE COMPANY’S TREASURY SHARES OR ALTERNATIVELY TO BE ISSUED FROM MILLICOM’S AUTHORIZED SHARE CAPITAL TO BE FULLY PAID-UP OUT OF THE AVAILABLE RESERVES (I.E. FOR NIL CONSIDERATION FROM THE RELEVANT DIRECTORS) | Management | For | For | |||||||||||||||||||||||||||||
9 | TO AMEND ARTICLE 7 OF THE COMPANY’S ARTICLES OF ASSOCIATION TO STIPULATE THAT THE NOMINATION COMMITTEE RULES AND PROCEDURES OF THE SWEDISH CODE OF CORPORATE GOVERNANCE SHALL BE APPLIED FOR THE ELECTION OF DIRECTORS TO THE BOARD OF DIRECTORS OF THE COMPANY, AS LONG AS SUCH COMPLIANCE DOES NOT CONFLICT WITH APPLICABLE MANDATORY LAW OR REGULATION OR THE MANDATORY RULES OF ANY STOCK EXCHANGE ON WHICH THE COMPANY’S SHARES ARE LISTED | Management | For | For | |||||||||||||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | 11 DEC 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN-NAME FOR RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,864,000 | 0 | 13-Dec-2018 | 24-Dec-2018 | ||||||||||||||||||||||||||
ACCENTURE PLC | |||||||||||||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 01-Feb-2019 | ||||||||||||||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 934912634 - Management | ||||||||||||||||||||||||||||||
Record Date | 03-Dec-2018 | Holding Recon Date | 03-Dec-2018 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Jan-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Re-Appointment of Director: Jaime Ardila | Management | For | For | |||||||||||||||||||||||||||||
1b. | Re-Appointment of Director: Herbert Hainer | Management | For | For | |||||||||||||||||||||||||||||
1c. | Re-Appointment of Director: Marjorie Magner | Management | For | For | |||||||||||||||||||||||||||||
1d. | Re-Appointment of Director: Nancy McKinstry | Management | For | For | |||||||||||||||||||||||||||||
1e. | Re-Appointment of Director: Pierre Nanterme | Management | For | For | |||||||||||||||||||||||||||||
1f. | Re-Appointment of Director: Gilles C. Pelisson | Management | For | For | |||||||||||||||||||||||||||||
1g. | Re-Appointment of Director: Paula A. Price | Management | For | For | |||||||||||||||||||||||||||||
1h. | Re-Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | |||||||||||||||||||||||||||||
1i. | Re-Appointment of Director: Arun Sarin | Management | For | For | |||||||||||||||||||||||||||||
1j. | Re-Appointment of Director: Frank K. Tang | Management | For | For | |||||||||||||||||||||||||||||
1k. | Re-Appointment of Director: Tracey T. Travis | Management | For | For | |||||||||||||||||||||||||||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Against | For | |||||||||||||||||||||||||||||
3. | To ratify, in a non-binding vote, the appointment of KPMG LLP (“KPMG”) as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG’s remuneration. | Management | For | For | |||||||||||||||||||||||||||||
4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | |||||||||||||||||||||||||||||
5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | |||||||||||||||||||||||||||||
6. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,505,000 | 0 | 21-Jan-2019 | 04-Feb-2019 | ||||||||||||||||||||||||||
COMPASS GROUP PLC | |||||||||||||||||||||||||||||||||
Security | G23296208 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Feb-2019 | |||||||||||||||||||||||||||||||
ISIN | GB00BD6K4575 | Agenda | 710342192 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 05-Feb-2019 | |||||||||||||||||||||||||||||||
City / | Country | TWICKE NHAM | / | United Kingdom | Vote Deadline Date | 01-Feb-2019 | |||||||||||||||||||||||||||
SEDOL(s) | BD6K457 - BZ12333 - BZBYF99 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | RECEIVE AND ADOPT THE DIRECTORS’ ANNUAL REPORT AND ACCOUNTS AND THE AUDITOR’S REPORT THEREON | Management | For | For | |||||||||||||||||||||||||||||
2 | RECEIVE AND ADOPT THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | |||||||||||||||||||||||||||||
3 | DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES: 25.4 PENCE PER ORDINARY SHARE | Management | For | For | |||||||||||||||||||||||||||||
4 | TO ELECT JOHN BRYANT AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
5 | TO ELECT ANNE-FRANCOISE NESMES AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
6 | RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
7 | RE-ELECT GARY GREEN AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
8 | RE-ELECT CAROL ARROWSMITH AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
9 | RE-ELECT JOHN BASON AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
10 | RE-ELECT STEFAN BOMHARD AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
11 | RE-ELECT NELSON SILVA AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
12 | RE-ELECT IREENA VITTAL AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
13 | RE-ELECT PAUL WALSH AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
14 | RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | |||||||||||||||||||||||||||||
15 | AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR’S REMUNERATION | Management | For | For | |||||||||||||||||||||||||||||
16 | DONATIONS TO EU POLITICAL ORGANISATIONS | Management | For | For | |||||||||||||||||||||||||||||
17 | TO APPROVE PAYMENT OF THE FULL FEE PAYABLE TO NON-EXECUTIVE DIRECTORS (‘NED’) IN RESPECT OF EACH NED ROLE THEY PERFORM WITHOUT REGARD TO THE ANNUAL CAP OF 125,000 GBP | Management | For | For | |||||||||||||||||||||||||||||
18 | AUTHORITY TO ALLOT SHARES | Management | Against | For | |||||||||||||||||||||||||||||
19 | AUTHORITY TO ALLOT SHARES FOR CASH | Management | Against | For | |||||||||||||||||||||||||||||
20 | ADDITIONAL AUTHORITY TO ALLOT SHARES FOR CASH IN LIMITED CIRCUMSTANCES | Management | Against | For | |||||||||||||||||||||||||||||
21 | AUTHORITY TO PURCHASE SHARES | Management | For | For | |||||||||||||||||||||||||||||
22 | REDUCE GENERAL MEETING NOTICE PERIODS | Management | For | For | |||||||||||||||||||||||||||||
CMMT | 19 DEC 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 7,375,000 | 0 | 30-Jan-2019 | 30-Jan-2019 | ||||||||||||||||||||||||||
TE CONNECTIVITY LTD | |||||||||||||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | ||||||||||||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 934922089 - Management | ||||||||||||||||||||||||||||||
Record Date | 09-Jan-2019 | Holding Recon Date | 09-Jan-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 11-Mar-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Carol A. (“John”) Davidson | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: David M. Kerko | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Yong Nam | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | |||||||||||||||||||||||||||||
1l. | Election of Director: Laura H. Wright | Management | For | For | |||||||||||||||||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | |||||||||||||||||||||||||||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | |||||||||||||||||||||||||||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | |||||||||||||||||||||||||||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | |||||||||||||||||||||||||||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | |||||||||||||||||||||||||||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | |||||||||||||||||||||||||||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | |||||||||||||||||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | |||||||||||||||||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2019 | Management | For | For | |||||||||||||||||||||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | |||||||||||||||||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | |||||||||||||||||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | |||||||||||||||||||||||||||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | |||||||||||||||||||||||||||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | |||||||||||||||||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | |||||||||||||||||||||||||||||
13. | To approve an authorization relating to TE Connectivity’s share repurchase program. | Management | For | For | |||||||||||||||||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | |||||||||||||||||||||||||||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,180,000 | 0 | 04-Mar-2019 | 13-Mar-2019 | ||||||||||||||||||||||||||
TE CONNECTIVITY LTD | |||||||||||||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 13-Mar-2019 | ||||||||||||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 934933715 - Management | ||||||||||||||||||||||||||||||
Record Date | 21-Feb-2019 | Holding Recon Date | 21-Feb-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 11-Mar-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Pierre R. Brondeau | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Terrence R. Curtin | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Carol A. (“John”) Davidson | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: William A. Jeffrey | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: David M. Kerko | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Thomas J. Lynch | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Yong Nam | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Daniel J. Phelan | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Paula A. Sneed | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | |||||||||||||||||||||||||||||
1k. | Election of Director: Mark C. Trudeau | Management | For | For | |||||||||||||||||||||||||||||
1l. | Election of Director: Laura H. Wright | Management | For | For | |||||||||||||||||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | |||||||||||||||||||||||||||||
3a. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | |||||||||||||||||||||||||||||
3b. | To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed | Management | For | For | |||||||||||||||||||||||||||||
3c. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | |||||||||||||||||||||||||||||
3d. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | |||||||||||||||||||||||||||||
4. | To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | |||||||||||||||||||||||||||||
5.1 | To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018). | Management | For | For | |||||||||||||||||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018 | Management | For | For | |||||||||||||||||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2019 | Management | For | For | |||||||||||||||||||||||||||||
7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | |||||||||||||||||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | |||||||||||||||||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | For | For | |||||||||||||||||||||||||||||
9. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management. | Management | For | For | |||||||||||||||||||||||||||||
10. | A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | |||||||||||||||||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 28, 2018. | Management | For | For | |||||||||||||||||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution. | Management | For | For | |||||||||||||||||||||||||||||
13. | To approve an authorization relating to TE Connectivity’s share repurchase program. | Management | For | For | |||||||||||||||||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | |||||||||||||||||||||||||||||
15. | To approve any adjournments or postponements of the meeting | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,180,000 | 0 | 04-Mar-2019 | 13-Mar-2019 | ||||||||||||||||||||||||||
DKSH HOLDING AG | |||||||||||||||||||||||||||||||||
Security | H2012M121 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Mar-2019 | |||||||||||||||||||||||||||||||
ISIN | CH0126673539 | Agenda | 710584687 - Management | ||||||||||||||||||||||||||||||
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 13-Mar-2019 | |||||||||||||||||||||||||||
SEDOL(s) | B71QPM2 - B789NJ7 - BH66709 - BKJ90R4 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
1 | APPROVAL OF THE FINANCIAL STATEMENTS OF DKSH HOLDING LTD. AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS OF THE DKSH GROUP FOR THE FINANCIAL YEAR 2018, REPORTS OF THE STATUTORY AUDITORS | Management | For | For | |||||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET 2018 AND DECLARATION OF DIVIDEND: 1.85 CHF PER SHARE | Management | For | For | |||||||||||||||||||||||||||||
3 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE SENIOR EXECUTIVE TEAM FOR THE FINANCIAL YEAR 2018 | Management | For | For | |||||||||||||||||||||||||||||
4.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE NEXT ORDINARY GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
4.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE MEMBERS OF THE SENIOR EXECUTIVE TEAM FOR THE FINANCIAL YEAR 2020 | Management | For | For | |||||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF DR. FRANK CH. GULICH AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF MR. ADRIAN T. KELLER AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF MR. ANDREAS W. KELLER AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF PROF. DR. ANNETTE G. KOEHLER AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF DR. HANS CHRISTOPH TANNER AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF MS. EUNICE ZEHNDER-LAI AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.7 | ELECTION OF DR. WOLFGANG BAIER AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.8 | ELECTION OF MR. JACK CLEMONS AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.9 | ELECTION OF MR. MARCO GADOLA AS A MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.2 | ELECTION OF MR. ADRIAN T. KELLER AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.3.1 | RE-ELECTION OF DR. FRANK CH. GULICH AS THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
5.3.2 | RE-ELECTION OF MS. EUNICE ZEHNDER-LAI AS THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
5.3.3 | ELECTION OF MR. ANDREAS W. KELLER AS THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
5.4 | RE-ELECTION OF ERNST AND YOUNG LTD., ZURICH, AS STATUTORY AUDITORS OF DKSH HOLDING LTD. FOR THE FINANCIAL YEAR 2019 | Management | For | For | |||||||||||||||||||||||||||||
5.5 | RE-ELECTION OF MR. ERNST A. WIDMER, ZURICH, AS INDEPENDENT PROXY | Management | For | For | |||||||||||||||||||||||||||||
CMMT | 26 FEB 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT FOR RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,750,000 | 0 | 11-Mar-2019 | 11-Mar-2019 | ||||||||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 03-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 934929324 - Management | ||||||||||||||||||||||||||||||
Record Date | 13-Feb-2019 | Holding Recon Date | 13-Feb-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1a. | Election of Director: Peter L.S. Currie | Management | For | For | |||||||||||||||||||||||||||||
1b. | Election of Director: Miguel M. Galuccio | Management | For | For | |||||||||||||||||||||||||||||
1c. | Election of Director: Paal Kibsgaard | Management | For | For | |||||||||||||||||||||||||||||
1d. | Election of Director: Nikolay Kudryavtsev | Management | For | For | |||||||||||||||||||||||||||||
1e. | Election of Director: Tatiana A. Mitrova | Management | For | For | |||||||||||||||||||||||||||||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | |||||||||||||||||||||||||||||
1g. | Election of Director: Lubna S. Olayan | Management | For | For | |||||||||||||||||||||||||||||
1h. | Election of Director: Mark G. Papa | Management | For | For | |||||||||||||||||||||||||||||
1i. | Election of Director: Leo Rafael Reif | Management | For | For | |||||||||||||||||||||||||||||
1j. | Election of Director: Henri Seydoux | Management | For | For | |||||||||||||||||||||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | |||||||||||||||||||||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2018; our consolidated statement of income for the year ended December 31, 2018; and our Board of Directors’ declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders. | Management | For | For | |||||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2019. | Management | For | For | |||||||||||||||||||||||||||||
5. | Approval of an amended and restated 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,065,000 | 0 | 29-Mar-2019 | 04-Apr-2019 | ||||||||||||||||||||||||||
HENKEL AG & CO. KGAA | |||||||||||||||||||||||||||||||||
Security | D3207M102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 08-Apr-2019 | |||||||||||||||||||||||||||||||
ISIN | DE0006048408 | Agenda | 710584726 - Management | ||||||||||||||||||||||||||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | DUESSE LDORF | / | Germany | Vote Deadline Date | 29-Mar-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 5002465 - B0316Z6 - B28J8T7 - BGPK772 - BRTLG60 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 18 MAR 2019,-WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS-DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE-WITH THE GERMAN LAW. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 24.03.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU | Non-Voting | |||||||||||||||||||||||||||||||
WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES- DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | |||||||||||||||||||||||||||||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF THE GERMAN COMMERCIAL CODE: APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2018 FINANCIAL YEAR | Management | For | For | |||||||||||||||||||||||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT OF EUR 1,589,068,831.62 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.83 PER ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR 1.85 PER PREFERRED SHARE EUR 784,041,061.62 SHALL BE CARRIED FORWARD EX- DIVIDEND DATE: APRIL 9, 2019 PAYABLE DATE: APRIL 11, 2019 | Management | For | For | |||||||||||||||||||||||||||||
3 | RATIFICATION OF THE ACTS OF THE GENERAL PARTNER | Management | For | For | |||||||||||||||||||||||||||||
4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | |||||||||||||||||||||||||||||
5 | RATIFICATION OF THE ACTS OF THE SHAREHOLDERS’ COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
6 | APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019 FINANCIAL YEAR AND FOR THE REVIEW OF THE INTERIM HALF-YEAR FINANCIAL STATEMENTS: KPMG AG, BERLIN | Management | For | For | |||||||||||||||||||||||||||||
7 | RESOLUTION ON THE APPROVAL OF CONTROL AND PROFIT TRANSFER AGREEMENTS WITH THE COMPANY’S WHOLLY-OWNED SUBSIDIARIES A) HENKEL NEUNTE VERWALTUNGSGESELLSCHAFT MBH B) HENKEL ZEHNTE VERWALTUNGSGESELLSCHAFT MBH | Management | For | For | |||||||||||||||||||||||||||||
8 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES: THE EXISTING AUTHORIZATION GIVEN BY THE SHAREHOLDERS MEETING OF APRIL 13, 2015, TO ACQUIRE OWN SHARES SHALL BE REVOKED. THE GENERAL PARTNER SHALL BE AUTHORIZED TO ACQUIRE OWN ORDINARY AND/OR PREFERRED SHARES OF UP TO 10 PERCENT OF THE COMPANY’S SHARE CAPITAL, AT PRICES NOT DEVIATING MORE THAN 10 PERCENT FROM THE MARKET PRICE OF THE SHARES, ON OR BEFORE APRIL 7, 2024. THE GENERAL PARTNER SHALL BE AUTHORIZED TO OFFER THE SHARES TO THIRD PARTIES AGAINST CONTRIBUTIONS IN KIND IN CONNECTION WITH MERGERS AND ACQUISITIONS, TO SELL THE SHARES AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO OFFER THE SHARES TO EMPLOYEES OF THE COMPANY AS WELL AS TO EMPLOYEES AND MANAGERS OF AFFILIATED COMPANIES, TO USE THE SHARES FOR SERVICING OPTION OR CONVERSION RIGHTS, AND TO RETIRE THE SHARES | Management | For | For | |||||||||||||||||||||||||||||
9 | RESOLUTION ON THE AUTHORIZATION TO USE DERIVATIVES FOR THE ACQUISITION OF OWN SHARES IN CONNECTION WITH ITEM 8 OF THIS AGENDA, THE COMPANY SHALL ALSO BE AUTHORIZED TO USE PUT AND CALL OPTIONS FOR THE ACQUISITION OF OWN SHARES | Management | For | For | |||||||||||||||||||||||||||||
10 | RESOLUTION ON THE REVOCATION OF THE EXISTING AUTHORIZED CAPITAL, THE CREATION OF A NEW AUTHORIZED CAPITAL 2019, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION: THE EXISTING AUTHORIZED CAPITAL 2015 SHALL BE REVOKED. THE GENERAL PARTNER SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SHAREHOLDERS. COMMITTEE AND THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 43,795,875 THROUGH THE ISSUE OF UP TO 43,795,875 NEW NON-VOTING PREFERRED SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND, ON OR BEFORE APRIL 7, 2024 (AUTHORIZED CAPITAL 2019). IN THE CASE OF A CAPITAL INCREASE | Management | For | For | |||||||||||||||||||||||||||||
AGAINST CONTRIBUTIONS KIND, SHAREHOLDERS SUBSCRIPTION RIGHTS MAY BE EXCLUDED, IF: SHARES HAVE BEEN ISSUED FOR ACQUISITION PURPOSES. IN THE CASE OF A CAPITAL INCREASE AGAINST CONTRIBUTIONS CASH, SHAREHOLDERS SUBSCRIPTION RIGHTS MAY BE EXCLUDED, IF: RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS: HOLDERS OF CONVERSION OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS: SHARES HAVE BEEN ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE AND THE CAPITAL INCREASE DOES NOT EXCEED 10 PERCENT OF THE SHARE CAPITAL. | |||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,320,000 | 0 | 21-Mar-2019 | 21-Mar-2019 | ||||||||||||||||||||||||||
AB ELECTROLUX (PUBL) | |||||||||||||||||||||||||||||||||
Security | W24713120 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-Apr-2019 | |||||||||||||||||||||||||||||||
ISIN | SE0000103814 | Agenda | 710659864 - Management | ||||||||||||||||||||||||||||||
Record Date | 04-Apr-2019 | Holding Recon Date | 04-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | STOCKH OLM | / | Sweden | Vote Deadline Date | 01-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 0277569 - 0310099 - 5466760 - 5466782 - 5467097 - 5467172 - B02V2M6 - B1KKBX6 - B1LGXT3 - B1LQ445 - B1MFV62 - BHZLFJ0 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
1 | ELECTION OF CHAIRMAN OF THE MEETING: JOHAN FORSSELL, INVESTOR AB | Non-Voting | |||||||||||||||||||||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||||||||||||||||||||||||||||||
3 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||||||||||||||||||||||||
4 | ELECTION OF TWO MINUTES- CHECKERS | Non-Voting | |||||||||||||||||||||||||||||||
5 | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | |||||||||||||||||||||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDIT REPORT AS WELL AS THE-CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP | Non-Voting | |||||||||||||||||||||||||||||||
7 | SPEECH BY THE PRESIDENT, JONAS SAMUELSON | Non-Voting | |||||||||||||||||||||||||||||||
8 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | For | For | |||||||||||||||||||||||||||||
9 | RESOLUTION ON DISCHARGE FROM LIABILITY OF THE DIRECTORS AND THE PRESIDENT | Management | For | For | |||||||||||||||||||||||||||||
10 | RESOLUTION ON DISPOSITIONS IN RESPECT OF THE COMPANY’S PROFIT PURSUANT TO THE ADOPTED BALANCE SHEET AND DETERMINATION OF RECORD DATES FOR DIVIDEND: SEK 8.50 PER SHARE | Management | For | For | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTION 11, 12, 13, 14 ARE PROPOSED BY NOMINATION BOARD-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | |||||||||||||||||||||||||||||||
11 | DETERMINATION OF THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: NINE DIRECTORS AND NO DEPUTY DIRECTORS | Management | For | None | |||||||||||||||||||||||||||||
12 | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS AND THE AUDITOR | Management | For | None | |||||||||||||||||||||||||||||
13.A | RE-ELECTION OF STAFFAN BOHMAN AS DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
13.B | RE-ELECTION OF PETRA HEDENGRAN AS BOARD OF DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
13.C | RE-ELECTION OF HASSE JOHANSSON AS BOARD OF DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
13.D | RE-ELECTION OF ULLA LITZEN AS BOARD OF DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
13.E | RE-ELECTION OF FREDRIK PERSSON AS BOARD OF DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
13.F | RE-ELECTION OF DAVID PORTER AS BOARD OF DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
13.G | RE-ELECTION OF JONAS SAMUELSON AS BOARD OF DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
13.H | RE-ELECTION OF ULRIKA SAXON AS BOARD OF DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
13.I | RE-ELECTION OF KAI WARN AS BOARD OF DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
13.J | RE-ELECTION OF STAFFAN BOHMAN AS CHAIRMAN OF BOARD OF DIRECTOR | Management | For | None | |||||||||||||||||||||||||||||
14 | RE-ELECTION OF AUDITOR: DELOITTE AB | Management | For | None | |||||||||||||||||||||||||||||
15 | RESOLUTION ON REMUNERATION GUIDELINES FOR THE ELECTROLUX GROUP MANAGEMENT | Management | Against | For | |||||||||||||||||||||||||||||
16 | RESOLUTION ON IMPLEMENTATION OF A PERFORMANCE BASED, LONG-TERM SHARE PROGRAM FOR 2019 | Management | For | For | |||||||||||||||||||||||||||||
17.A | RESOLUTION ON: ACQUISITION OF OWN SHARES | Management | For | For | |||||||||||||||||||||||||||||
17.B | RESOLUTION ON: TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Management | For | For | |||||||||||||||||||||||||||||
17.C | RESOLUTION ON: TRANSFER OF OWN SHARES ON ACCOUNT OF THE SHARE PROGRAM FOR 2017 | Management | For | For | |||||||||||||||||||||||||||||
18 | CLOSING OF THE MEETING | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 6,570,000 | 0 | 28-Mar-2019 | 28-Mar-2019 | ||||||||||||||||||||||||||
SMITH & NEPHEW PLC | |||||||||||||||||||||||||||||||||
Security | G82343164 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-Apr-2019 | |||||||||||||||||||||||||||||||
ISIN | GB0009223206 | Agenda | 710665514 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 09-Apr-2019 | |||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 05-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 0922320 - B032756 - B03W767 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO RECEIVE THE AUDITED ACCOUNTS | Management | For | For | |||||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING POLICY) | Management | For | For | |||||||||||||||||||||||||||||
3 | TO DECLARE A FINAL DIVIDEND: 22.0 US CENTS PER ORDINARY SHARE | Management | For | For | |||||||||||||||||||||||||||||
4 | ELECTION AND RE-ELECTION OF DIRECTOR: GRAHAM BAKER | Management | For | For | |||||||||||||||||||||||||||||
5 | ELECTION AND RE-ELECTION OF DIRECTOR: VINITA BALI | Management | For | For | |||||||||||||||||||||||||||||
6 | ELECTION AND RE-ELECTION OF DIRECTOR: THE RT. HON BARONESS VIRGINIA BOTTOMLEY | Management | For | For | |||||||||||||||||||||||||||||
7 | ELECTION AND RE-ELECTION OF DIRECTOR: ROLAND DIGGELMANN | Management | For | For | |||||||||||||||||||||||||||||
8 | ELECTION AND RE-ELECTION OF DIRECTOR: ERIK ENGSTROM | Management | For | For | |||||||||||||||||||||||||||||
9 | ELECTION AND RE-ELECTION OF DIRECTOR: ROBIN FREESTONE | Management | For | For | |||||||||||||||||||||||||||||
10 | ELECTION AND RE-ELECTION OF DIRECTOR: NAMAL NAWANA | Management | For | For | |||||||||||||||||||||||||||||
11 | ELECTION AND RE-ELECTION OF DIRECTOR: MARC OWEN | Management | For | For | |||||||||||||||||||||||||||||
12 | ELECTION AND RE-ELECTION OF DIRECTOR: ANGIE RISLEY | Management | For | For | |||||||||||||||||||||||||||||
13 | ELECTION AND RE-ELECTION OF DIRECTOR: ROBERTO QUARTA | Management | For | For | |||||||||||||||||||||||||||||
14 | TO RE-APPOINT THE AUDITOR: KPMG LLP | Management | For | For | |||||||||||||||||||||||||||||
15 | TO AUTHORISE DIRECTORS’ TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||||||||||||||||||||||||
16 | TO RENEW THE DIRECTORS’ AUTHORITY TO ALLOT SHARES | Management | Against | For | |||||||||||||||||||||||||||||
17 | TO RENEW THE DIRECTORS’ AUTHORITY FOR THE DISAPPLICATION OF THE PRE-EMPTION RIGHTS | Management | Against | For | |||||||||||||||||||||||||||||
18 | TO RENEW THE DIRECTORS’ LIMITED AUTHORITY TO MAKE MARKET PURCHASES OF THE COMPANY’S OWN SHARES | Management | For | For | |||||||||||||||||||||||||||||
19 | TO AUTHORISE GENERAL MEETINGS TO BE HELD ON 14 CLEAR DAYS’ NOTICE | Management | For | For | |||||||||||||||||||||||||||||
20 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION | Management | Against | For | |||||||||||||||||||||||||||||
CMMT | 06 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 8,300,000 | 0 | 08-Mar-2019 | 08-Mar-2019 | ||||||||||||||||||||||||||
FAIRFAX FINANCIAL HOLDINGS LTD | |||||||||||||||||||||||||||||||||
Security | 303901102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-Apr-2019 | |||||||||||||||||||||||||||||||
ISIN | CA3039011026 | Agenda | 710677660 - Management | ||||||||||||||||||||||||||||||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | TORONT O | / | Canada | Vote Deadline Date | 05-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 2173665 - 2566351 - 5495719 - B2N6TX4 - B4M5MP9 - BYVR1R1 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.12 AND 2. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: ANTHONY F. GRIFFITHS | Management | For | For | |||||||||||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: ROBERT J. GUNN | Management | For | For | |||||||||||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ALAN D. HORN | Management | For | For | |||||||||||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: KAREN L. JURJEVICH | Management | For | For | |||||||||||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: R. WILLIAM MCFARLAND (AS OF JULY 1, 2019) | Management | For | For | |||||||||||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: CHRISTINE N. MCLEAN | Management | For | For | |||||||||||||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: JOHN R.V. PALMER | Management | For | For | |||||||||||||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: TIMOTHY R. PRICE | Management | For | For | |||||||||||||||||||||||||||||
1.9 | ELECTION OF DIRECTOR: BRANDON W. SWEITZER | Management | For | For | |||||||||||||||||||||||||||||
1.10 | ELECTION OF DIRECTOR: LAUREN C. TEMPLETON | Management | For | For | |||||||||||||||||||||||||||||
1.11 | ELECTION OF DIRECTOR: BENJAMIN P. WATSA | Management | For | For | |||||||||||||||||||||||||||||
1.12 | ELECTION OF DIRECTOR: V. PREM WATSA | Management | For | For | |||||||||||||||||||||||||||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 477,000 | 0 | 22-Mar-2019 | 05-Apr-2019 | ||||||||||||||||||||||||||
NESTLE S.A. | |||||||||||||||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-Apr-2019 | |||||||||||||||||||||||||||||||
ISIN | CH0038863350 | Agenda | 710701031 - Management | ||||||||||||||||||||||||||||||
Record Date | 04-Apr-2019 | Holding Recon Date | 04-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | LAUSAN NE | / | Switzerland | Vote Deadline Date | 02-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 7123870 - 7125274 - B01F348 - B0ZGHZ6 - BG43QP3 - BH7KD02 - BH89D42 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2018 | Management | For | For | |||||||||||||||||||||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2018 (ADVISORY VOTE) | Management | For | For | |||||||||||||||||||||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | |||||||||||||||||||||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2018: CHF 2.45 PER SHARE | Management | For | For | |||||||||||||||||||||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: MR PAUL BULCKE | Management | For | For | |||||||||||||||||||||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR ULF MARK SCHNEIDER | Management | For | For | |||||||||||||||||||||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES | Management | For | For | |||||||||||||||||||||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR BEAT W. HESS | Management | For | For | |||||||||||||||||||||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR RENATO FASSBIND | Management | For | For | |||||||||||||||||||||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS ANN M. VENEMAN | Management | For | For | |||||||||||||||||||||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS EVA CHENG | Management | For | For | |||||||||||||||||||||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER | Management | For | For | |||||||||||||||||||||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS URSULA M. BURNS | Management | For | For | |||||||||||||||||||||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR KASPER RORSTED | Management | For | For | |||||||||||||||||||||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR PABLO ISLA | Management | For | For | |||||||||||||||||||||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS KIMBERLY A. ROSS | Management | For | For | |||||||||||||||||||||||||||||
4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: MR DICK BOER | Management | For | For | |||||||||||||||||||||||||||||
4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MR DINESH PALIWAL | Management | For | For | |||||||||||||||||||||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS | Management | For | For | |||||||||||||||||||||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER | Management | For | For | |||||||||||||||||||||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MS URSULA M. BURNS | Management | For | For | |||||||||||||||||||||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR PABLO ISLA | Management | For | For | |||||||||||||||||||||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: KPMG SA, GENEVA BRANCH | Management | For | For | |||||||||||||||||||||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | |||||||||||||||||||||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | |||||||||||||||||||||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | |||||||||||||||||||||||||||||
7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | Abstain | Against | |||||||||||||||||||||||||||||
CMMT | 22 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,425,000 | 0 | 27-Mar-2019 | 27-Mar-2019 | ||||||||||||||||||||||||||
VIVENDI SA | |||||||||||||||||||||||||||||||||
Security | F97982106 | Meeting Type | MIX | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2019 | |||||||||||||||||||||||||||||||
ISIN | FR0000127771 | Agenda | 710676644 - Management | ||||||||||||||||||||||||||||||
Record Date | 10-Apr-2019 | Holding Recon Date | 10-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 08-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 4834777 - 4841379 - B0334V4 - B0CR3H6 - B11SBW8 - B1G0HP4 - BF448C0 - BYWFFS3 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR- BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | 27 MAR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/03 08/201903081-900467.pdf AND- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/03 27/201903271-900777.pdf; PLEASE NOTE | Non-Voting | |||||||||||||||||||||||||||||||
THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION E.35 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | |||||||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE REPORTS AND CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.3 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | |||||||||||||||||||||||||||||
O.4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2018, SETTING OF THE DIVIDEND AND ITS DATE OF PAYMENT | Management | For | For | |||||||||||||||||||||||||||||
O.5 | APPROVAL OF THE COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. VINCENT BOLLORE, DUE TO HIS MANDATE AS CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.6 | APPROVAL OF THE COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. YANNICK BOLLORE, DUE TO HIS MANDATE AS CHAIRMAN OF THE SUPERVISORY BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.7 | APPROVAL OF THE COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. ARNAUD DE PUYFONTAINE, DUE TO HIS MANDATE AS CHAIRMAN OF THE MANAGEMENT BOARD | Management | Against | For | |||||||||||||||||||||||||||||
O.8 | APPROVAL OF THE COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. GILLES ALIX, DUE TO HIS MANDATE AS MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.9 | APPROVAL OF THE COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. CEDRIC DE BAILLIENCOURT, DUE TO HIS MANDATE AS MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.10 | APPROVAL OF THE COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. FREDERIC CREPIN, DUE TO HIS MANDATE AS MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.11 | APPROVAL OF THE COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. SIMON GILLHAM, DUE TO HIS MANDATE AS MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.12 | APPROVAL OF THE COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. HERVE PHILIPPE, DUE TO HIS MANDATE AS MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.13 | APPROVAL OF THE COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. STEPHANE ROUSSEL, DUE TO HIS MANDATE AS MEMBER OF THE MANAGEMENT BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.14 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE, DUE TO THEIR MANDATES, TO THE MEMBERS OF THE SUPERVISORY BOARD AND TO ITS CHAIRMAN FOR THE FINANCIAL YEAR 2019 | Management | For | For | |||||||||||||||||||||||||||||
O.15 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE, DUE TO HIS MANDATE, TO THE CHAIRMAN OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2019 | Management | For | For | |||||||||||||||||||||||||||||
O.16 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING COMPENSATION ELEMENTS AND BENEFITS OF ANY KIND ATTRIBUTABLE, DUE TO THEIR MANDATES, TO THE MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2019 | Management | For | For | |||||||||||||||||||||||||||||
O.17 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT PREPARED PURSUANT TO ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONTINUATION OF THE CONDITIONAL COMMITMENT MADE IN FAVOUR OF THE CHAIRMAN OF THE MANAGEMENT BOARD, REFERRED TO IN ARTICLE L. 225- 90-1 OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||||||||||||||||||||||
O.18 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT PREPARED PURSUANT TO ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONTINUATION OF THE COMMITMENT, UNDER THE DEFINED COLLECTIVE SUPPLEMENTARY PENSION SCHEME, REFERRED TO IN ARTICLE L. 225-90-1 OF THE COMMERCIAL CODE TAKEN IN FAVOUR OF MR. ARNAUD DE PUYFONTAINE | Management | For | For | |||||||||||||||||||||||||||||
O.19 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT PREPARED PURSUANT TO ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONTINUATION OF THE COMMITMENT, UNDER THE DEFINED COLLECTIVE SUPPLEMENTARY PENSION SCHEME, REFERRED TO IN ARTICLE L. 225-90-1 OF THE COMMERCIAL CODE TAKEN IN FAVOUR OF MR. GILLES ALIX | Management | For | For | |||||||||||||||||||||||||||||
O.20 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT PREPARED PURSUANT TO ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONTINUATION OF THE COMMITMENT, UNDER THE DEFINED COLLECTIVE SUPPLEMENTARY PENSION SCHEME, REFERRED TO IN ARTICLE L. 225-90-1 OF THE COMMERCIAL CODE TAKEN IN FAVOUR OF MR. CEDRIC DE BAILLIENCOURT | Management | For | For | |||||||||||||||||||||||||||||
O.21 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT PREPARED PURSUANT TO ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONTINUATION OF THE COMMITMENT, UNDER THE DEFINED COLLECTIVE SUPPLEMENTARY PENSION SCHEME, REFERRED TO IN ARTICLE L. 225-90-1 OF THE COMMERCIAL CODE TAKEN IN FAVOUR OF MR. FREDERIC CREPIN | Management | For | For | |||||||||||||||||||||||||||||
O.22 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT PREPARED PURSUANT TO ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONTINUATION OF THE COMMITMENT, UNDER THE DEFINED COLLECTIVE SUPPLEMENTARY PENSION SCHEME, REFERRED TO IN ARTICLE L. 225-90-1 OF THE COMMERCIAL CODE TAKEN IN FAVOUR OF MR. SIMON GILLHAM | Management | For | For | |||||||||||||||||||||||||||||
O.23 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT PREPARED PURSUANT TO ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONTINUATION OF THE COMMITMENT, UNDER THE DEFINED COLLECTIVE SUPPLEMENTARY PENSION SCHEME, REFERRED TO IN ARTICLE L. 225-90-1 OF THE COMMERCIAL CODE TAKEN IN FAVOUR OF MR. HERVE PHILIPPE | Management | For | For | |||||||||||||||||||||||||||||
O.24 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT PREPARED PURSUANT TO ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE RELATING TO THE CONTINUATION OF THE COMMITMENT, UNDER THE DEFINED COLLECTIVE SUPPLEMENTARY PENSION SCHEME, REFERRED TO IN ARTICLE L. 225-90-1 OF THE COMMERCIAL CODE TAKEN IN FAVOUR OF MR. STEPHANE ROUSSEL | Management | For | For | |||||||||||||||||||||||||||||
O.25 | APPOINTMENT OF MR. CYRILLE BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.26 | RENEWAL OF THE TERM OF OFFICE OF MR. DOMINIQUE DELPORT AS A MEMBER OF THE SUPERVISORY BOARD | Management | For | For | |||||||||||||||||||||||||||||
O.27 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD FOR THE COMPANY TO PURCHASE ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | For | For | |||||||||||||||||||||||||||||
E.28 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES | Management | For | For | |||||||||||||||||||||||||||||
E.29 | REDUCTION OF THE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF 1,796,072,014 EUROS, REPRESENTING APPROXIMATELY 25% OF THE CAPITAL, BY WAY OF REPURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF 326,558,548 MAXIMUM SHARES FOLLOWED BY THE CANCELLATION OF THE SHARES REPURCHASED, AND AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO FORMULATE A REPURCHASE PUBLIC OFFER FOR ALL SHAREHOLDERS, IMPLEMENT THE CAPITAL REDUCTION AND SET THE FINAL AMOUNT | Management | Against | For | |||||||||||||||||||||||||||||
E.30 | DELEGATION GRANTED TO THE MANAGEMENT BOARD TO INCREASE, WITH THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT, THE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES OF THE COMPANY WITHIN THE LIMIT OF A NOMINAL AMOUNT OF 750 MILLION EUROS | Management | Against | For | |||||||||||||||||||||||||||||
E.31 | DELEGATION GRANTED TO THE MANAGEMENT BOARD IN ORDER TO INCREASE THE CAPITAL BY CAPITALIZING PREMIUMS, RESERVES, PROFITS OR OTHERS, WITHIN THE LIMIT OF A CEILING OF NOMINAL AMOUNT OF 375 MILLION EUROS | Management | Against | For | |||||||||||||||||||||||||||||
E.32 | DELEGATION GRANTED TO THE MANAGEMENT BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES AND RETIREES WHO ARE MEMBERS OF THE GROUP SAVINGS PLAN, WITHOUT RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||||||||||||||||||||||||
E.33 | DELEGATION GRANTED TO THE MANAGEMENT BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF EMPLOYEES OF VIVENDI’S FOREIGN SUBSIDIARIES THAT ARE MEMBERS OF VIVENDI’S INTERNATIONAL GROUP SAVINGS PLAN OR FOR THE PURPOSES OF SETTING UP ANY EQUIVALENT MECHANISM, WITHOUT RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||||||||||||||||||||||||
E.34 | APPROVAL OF THE TRANSFORMATION OF THE SOCIAL FORM OF THE COMPANY, BY ADOPTION OF THE EUROPEAN CORPORATE FORM WITH MANAGEMENT BOARD AND SUPERVISORY BOARD AND THE TERMS OF THE TRANSFORMATION PROJECT | Management | For | For | |||||||||||||||||||||||||||||
E.35 | CORPORATE NAME OF THE COMPANY - ADOPTION OF THE TEXT OF THE COMPANY BYLAWS UNDER ITS NEW FORM OF EUROPEAN COMPANY: VIVENDI SE | Management | For | For | |||||||||||||||||||||||||||||
E.36 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,800,000 | 0 | 04-Apr-2019 | 04-Apr-2019 | ||||||||||||||||||||||||||
ADECCO GROUP SA | |||||||||||||||||||||||||||||||||
Security | H00392318 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2019 | |||||||||||||||||||||||||||||||
ISIN | CH0012138605 | Agenda | 710786178 - Management | ||||||||||||||||||||||||||||||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | LAUSAN NE | / | Switzerland | Vote Deadline Date | 05-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 7110720 - B0T2TQ5 - B0YBL38 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REPORT 2018 | Management | For | For | |||||||||||||||||||||||||||||
1.2 | ADVISORY VOTE ON THE REMUNERATION REPORT 2018 | Management | Against | For | |||||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS 2018 AND DISTRIBUTION OF DIVIDEND: CHF 2.50 PER REGISTERED SHARE | Management | For | For | |||||||||||||||||||||||||||||
3 | GRANTING OF DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
4.1 | APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
4.2 | APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF THE EXECUTIVE COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF ROLF DORIG AS MEMBER AND AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF JEAN- CHRISTOPHE DESLARZES AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF ARIANE GORIN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF ALEXANDER GUT AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF DAVID PRINCE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.7 | RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.1.8 | RE-ELECTION OF REGULA WALLIMANN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
5.2.1 | RE-ELECTION OF JEAN- CHRISTOPHE DESLARZES AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
5.2.2 | RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
5.2.3 | ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
5.3 | ELECTION OF THE INDEPENDENT PROXY REPRESENTATIVE: LAW OFFICE KELLER PARTNERSHIP, ZURICH | Management | For | For | |||||||||||||||||||||||||||||
5.4 | RE-ELECTION OF THE AUDITORS: ERNST & YOUNG LTD, ZURICH | Management | For | For | |||||||||||||||||||||||||||||
6 | RENEWAL OF AUTHORIZED SHARE CAPITAL | Management | For | For | |||||||||||||||||||||||||||||
7 | CAPITAL REDUCTION BY WAY OF CANCELLATION OF OWN SHARES AFTER SHARE BUYBACK | Management | For | For | |||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,080,000 | 0 | 01-Apr-2019 | 01-Apr-2019 | ||||||||||||||||||||||||||
FERGUSON PLC | |||||||||||||||||||||||||||||||||
Security | G3408R113 | Meeting Type | Scheme Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2019 | |||||||||||||||||||||||||||||||
ISIN | JE00BFYFZP55 | Agenda | 710892262 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 25-Apr-2019 | |||||||||||||||||||||||||||||||
City / | Country | ZUG | / | Jersey | Vote Deadline Date | 23-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | BDRNG48 - BFXYHG8 - BFYFZP5 - BFYX786 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO APPROVE THE PROPOSED SCHEME AND RELATED ACTIONS | Management | For | For | |||||||||||||||||||||||||||||
2 | TO APPROVE THE CANCELLATION OF NEW FERGUSON’S SHARE PREMIUM ACCOUNT ON THE SCHEME BECOMING EFFECTIVE AND THE CREDIT OF AN EQUIVALENT AMOUNT TO A RESERVE OF PROFIT | Management | For | For | |||||||||||||||||||||||||||||
3 | TO APPROVE THE DELISTING OF THE COMPANY’S SHARES FROM THE OFFICIAL LIST | Management | For | For | |||||||||||||||||||||||||||||
4 | TO APPROVE THE RE-REGISTRATION OF THE COMPANY AS A PRIVATE COMPANY AND THE CHANGE OF THE COMPANY’S NAME TO FERGUSON HOLDINGS LIMITED | Management | For | For | |||||||||||||||||||||||||||||
5 | TO ADOPT AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
6 | TO APPROVE THE FERGUSON GROUP EMPLOYEE SHARE PURCHASE PLAN 2019, THE FERGUSON GROUP INTERNATIONAL SHARESAVE PLAN 2019 AND THE FERGUSON GROUP LONG TERM INCENTIVE PLAN 2019 | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,950,000 | 0 | 16-Apr-2019 | 16-Apr-2019 | ||||||||||||||||||||||||||
FERGUSON PLC | |||||||||||||||||||||||||||||||||
Security | G3408R113 | Meeting Type | Court Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2019 | |||||||||||||||||||||||||||||||
ISIN | JE00BFYFZP55 | Agenda | 710892666 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 25-Apr-2019 | |||||||||||||||||||||||||||||||
City / | Country | ZUG | / | Jersey | Vote Deadline Date | 23-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | BDRNG48 - BFXYHG8 - BFYFZP5 - BFYX786 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO APPROVE THE SCHEME AS DETAILED IN THE NOTICE OF COURT MEETING DATED 4 APRIL 2019 | Management | For | For | |||||||||||||||||||||||||||||
CMMT | 08 APR 2019: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU- CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | 08 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,950,000 | 0 | 16-Apr-2019 | 16-Apr-2019 | ||||||||||||||||||||||||||
GRUPO TELEVISA, S.A.B. | |||||||||||||||||||||||||||||||||
Security | 40049J206 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TV | Meeting Date | 29-Apr-2019 | ||||||||||||||||||||||||||||||
ISIN | US40049J2069 | Agenda | 934989825 - Management | ||||||||||||||||||||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
L1. | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By-Laws. | Management | Abstain | None | |||||||||||||||||||||||||||||
L2. | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | None | |||||||||||||||||||||||||||||
D1. | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By-Laws. | Management | Abstain | None | |||||||||||||||||||||||||||||
D2. | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | None | |||||||||||||||||||||||||||||
1. | Presentation and, in its case, approval of the reports referred to in Article 28, paragraph IV of the Securities Market Law, including the financial statements for the year ended on December 31, 2018 and resolutions regarding the actions taken by the Board of Directors, the Committees and the Chief Executive Officer of the Company. | Management | Abstain | None | |||||||||||||||||||||||||||||
2. | Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation. | Management | For | None | |||||||||||||||||||||||||||||
3. | Resolution regarding the allocation of results for the fiscal year ended on December 31, 2018. | Management | For | None | |||||||||||||||||||||||||||||
4. | Resolution regarding (i) the amount that may be allocated to the repurchase of shares of the Company pursuant to article 56, paragraph IV of the Securities Market Law; and (ii) the report on the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of such shares. | Management | For | None | |||||||||||||||||||||||||||||
5. | Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company. | Management | Against | None | |||||||||||||||||||||||||||||
6. | Appointment and/or ratification, as the case may be, of the members that shall conform the Executive Committee. | Management | For | None | |||||||||||||||||||||||||||||
7. | Appointment and/or ratification, as the case may be, of the Chairman of the Audit Committee. | Management | No Action | None | |||||||||||||||||||||||||||||
8. | Appointment and/or ratification, as the case may be, of the Chairman of the Corporate Practices Committee. | Management | For | None | |||||||||||||||||||||||||||||
9. | Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to their corresponding Secretaries. | Management | For | None | |||||||||||||||||||||||||||||
10. | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | None | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 7,750,000 | 0 | 18-Apr-2019 | 26-Apr-2019 | ||||||||||||||||||||||||||
UNILEVER PLC | |||||||||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 02-May-2019 | |||||||||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 710784732 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 30-Apr-2019 | |||||||||||||||||||||||||||||||
City / | Country | LEATHE RHEAD | / | United Kingdom | Vote Deadline Date | 26-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | B10RZP7 - B156Y63 - B15F6K8 - BZ15D54 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | |||||||||||||||||||||||||||||
3 | TO RE-ELECT MR N S ANDERSEN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
4 | TO RE-ELECT MRS L M CHA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
5 | TO RE-ELECT MR V COLAO AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
6 | TO RE-ELECT DR M DEKKERS AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
7 | TO RE-ELECT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
8 | TO RE-ELECT MS A JUNG AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
9 | TO RE-ELECT MS M MA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
10 | TO RE-ELECT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
11 | TO RE-ELECT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
12 | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
13 | TO RE-ELECT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
14 | TO RE-ELECT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
15 | TO ELECT MR A JOPE AS AN EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
16 | TO ELECT MRS S KILSBY AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
17 | TO REAPPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
18 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Management | For | For | |||||||||||||||||||||||||||||
19 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||||||||||||||||||||||||
20 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 21 AND 22 ARE SUBJECT TO THE PASSING OF-RESOLUTION 20. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
21 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | |||||||||||||||||||||||||||||
22 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | |||||||||||||||||||||||||||||
23 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |||||||||||||||||||||||||||||
24 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,165,000 | 0 | 04-Apr-2019 | 04-Apr-2019 | ||||||||||||||||||||||||||
MILLICOM INTERNATIONAL CELLULAR S.A. | |||||||||||||||||||||||||||||||||
Security | L6388F110 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TIGO | Meeting Date | 02-May-2019 | ||||||||||||||||||||||||||||||
ISIN | LU0038705702 | Agenda | 934964176 - Management | ||||||||||||||||||||||||||||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Luxembourg | Vote Deadline Date | 24-Apr-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | To elect the Chairman of the AGM and to empower him to appoint the other members of the bureau of the meeting. | Management | For | For | |||||||||||||||||||||||||||||
2. | To receive the management reports of the Board of Directors (the “Board”) and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
4. | To allocate the results of the year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
5. | To approve the distribution by Millicom of a dividend of USD 2.64 per share to be paid in two equal installments on or around May 10, 2019 and November 12, 2019. | Management | For | For | |||||||||||||||||||||||||||||
6. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
7. | To set the number of Directors at eight (8). | Management | For | For | |||||||||||||||||||||||||||||
8. | To re-elect Mr. José Antonio Ríos García as a Director for a term ending on the annual general meeting to be held in 2020 (the “2020 AGM”). | Management | For | For | |||||||||||||||||||||||||||||
9. | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
10. | To re-elect Ms. Janet Davidson as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
11. | To re-elect Mr. Tomas Eliasson as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
12. | To re-elect Mr. Odilon Almeida as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
13. | To re-elect Mr. Lars-Åke Norling as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
14. | To re-elect Mr. James Thompson as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
15. | To elect Ms. Mercedes Johnson as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
16. | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
17. | To approve the Directors’ remuneration for the period from the AGM to the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
18. | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the 2020 AGM and to approve the external auditor remuneration to be paid against approved account. | Management | For | For | |||||||||||||||||||||||||||||
19. | To approve a procedure on the appointment of the Nomination Committee and its assignment. | Management | For | For | |||||||||||||||||||||||||||||
20. | To approve the Share Repurchase Plan. | Management | For | For | |||||||||||||||||||||||||||||
21. | To approve the guidelines for remuneration of senior management. | Management | For | For | |||||||||||||||||||||||||||||
22. | To approve the share-based incentive plans for Millicom employees. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,764,000 | 0 | 18-Apr-2019 | 26-Apr-2019 | ||||||||||||||||||||||||||
MILLICOM INTERNATIONAL CELLULAR S.A. | |||||||||||||||||||||||||||||||||
Security | L6388F110 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | TIGO | Meeting Date | 02-May-2019 | ||||||||||||||||||||||||||||||
ISIN | LU0038705702 | Agenda | 935009452 - Management | ||||||||||||||||||||||||||||||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Luxembourg | Vote Deadline Date | 01-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | To elect the Chairman of the AGM and to empower him to appoint the other members of the bureau of the meeting. | Management | For | For | |||||||||||||||||||||||||||||
2. | To receive the management reports of the Board of Directors (the “Board”) and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
4. | To allocate the results of the year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
5. | To approve the distribution by Millicom of a dividend of USD 2.64 per share to be paid in two equal installments on or around May 10, 2019 and November 12, 2019. | Management | For | For | |||||||||||||||||||||||||||||
6. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2018. | Management | For | For | |||||||||||||||||||||||||||||
7. | To set the number of Directors at eight (8). | Management | For | For | |||||||||||||||||||||||||||||
8. | To re-elect Mr. José Antonio Ríos García as a Director for a term ending on the annual general meeting to be held in 2020 (the “2020 AGM”). | Management | For | For | |||||||||||||||||||||||||||||
9. | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
10. | To re-elect Ms. Janet Davidson as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
11. | To re-elect Mr. Tomas Eliasson as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
12. | To re-elect Mr. Odilon Almeida as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
13. | To re-elect Mr. Lars-Åke Norling as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
14. | To re-elect Mr. James Thompson as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
15. | To elect Ms. Mercedes Johnson as a Director for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
16. | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending on the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
17. | To approve the Directors’ remuneration for the period from the AGM to the 2020 AGM. | Management | For | For | |||||||||||||||||||||||||||||
18. | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the 2020 AGM and to approve the external auditor remuneration to be paid against approved account. | Management | For | For | |||||||||||||||||||||||||||||
19. | To approve a procedure on the appointment of the Nomination Committee and its assignment. | Management | For | For | |||||||||||||||||||||||||||||
20. | To approve the Share Repurchase Plan. | Management | For | For | |||||||||||||||||||||||||||||
21. | To approve the guidelines for remuneration of senior management. | Management | For | For | |||||||||||||||||||||||||||||
22. | To approve the share-based incentive plans for Millicom employees. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,764,000 | 0 | 25-Apr-2019 | 03-May-2019 | ||||||||||||||||||||||||||
MERLIN ENTERTAINMENTS PLC | |||||||||||||||||||||||||||||||||
Security | G6019W108 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-May-2019 | |||||||||||||||||||||||||||||||
ISIN | GB00BDZT6P94 | Agenda | 710817365 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 01-May-2019 | |||||||||||||||||||||||||||||||
City / | Country | WINDSO R | / | United Kingdom | Vote Deadline Date | 29-Apr-2019 | |||||||||||||||||||||||||||
SEDOL(s) | BDZT6P9 - BGFBLC8 - BGLVXV5 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO RECEIVE THE ANNUAL ACCOUNTS AND THE REPORTS OF THE DIRECTORS FOR THE FINANCIAL YEAR ENDED 29 DECEMBER 2018, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Management | For | For | |||||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 5.5 (FIVE AND A HALF) PENCE PER ORDINARY SHARE IN THE CAPITAL OF THE COMPANY IN RESPECT OF THE YEAR ENDED 29 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION SET OUT ON PAGES 80 TO 89 OF THE DIRECTORS’ REMUNERATION REPORT IN THE ANNUAL REPORT AND ACCOUNTS 2018 | Management | For | For | |||||||||||||||||||||||||||||
4 | TO RE-ELECT SIR JOHN SUNDERLAND AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
5 | TO RE-ELECT NICK VARNEY AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
6 | TO RE-ELECT ANNE-FRANCOISE NESMES AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
7 | TO RE-ELECT CHARLES GURASSA AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
8 | TO RE-ELECT FRU HAZLITT AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
9 | TO RE-ELECT SOREN THORUP SORENSEN AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
10 | TO RE-ELECT TRUDY RAUTIO AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
11 | TO RE-ELECT YUN (RACHEL) CHIANG AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
12 | TO ELECT ANDREW FISHER AS A DIRECTOR OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
13 | TO RE-APPOINT KPMG LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING UNTIL THE CONCLUSION OF THE COMPANY’S ANNUAL GENERAL MEETING IN 2020 | Management | For | For | |||||||||||||||||||||||||||||
14 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | For | |||||||||||||||||||||||||||||
15 | POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |||||||||||||||||||||||||||||
16 | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||||||||||||||||||||||||
17 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 16 ABOVE, THE DIRECTORS BE GIVEN POWER PURSUANT TO SECTIONS 570(1) AND 573 OF THE ACT TO: (A) ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY FOR CASH PURSUANT TO THE AUTHORISATION CONFERRED BY THAT RESOLUTION; AND (B) SELL ORDINARY SHARES (AS DEFINED IN SECTION 560(1) OF THE ACT) HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH AND THE SALE OF TREASURY SHARES: (I) IN CONNECTION WITH OR PURSUANT TO AN OFFER OF OR INVITATION TO ACQUIRE EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORISATION GRANTED UNDER RESOLUTION 16(B), BY WAY OF A RIGHTS ISSUE ONLY) IN FAVOUR OF HOLDERS OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THE RESPECTIVE NUMBER OF ORDINARY SHARES HELD BY THEM ON THE RECORD DATE FOR SUCH ALLOTMENT OR SALE (AND HOLDERS OF ANY OTHER CLASS OF EQUITY SECURITIES ENTITLED TO PARTICIPATE THEREIN OR IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES) BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH FRACTIONAL | Management | For | For | |||||||||||||||||||||||||||||
ENTITLEMENTS, TREASURY SHARES, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL DIFFICULTIES WHICH MAY ARISE UNDER ANY APPLICABLE LAWS OR REGULATIONS OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER; AND (II) IN THE CASE OF THE AUTHORISATION GRANTED UNDER RESOLUTION 16(A) ABOVE (OR IN THE CASE OF ANY SALE OF TREASURY SHARES), AND OTHERWISE THAN PURSUANT TO PARAGRAPH (I) OF THIS RESOLUTION, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 511,036.22 AND SHALL EXPIRE AT THE CONCLUSION OF THE COMPANY’S ANNUAL GENERAL MEETING IN 2020 (OR, IF EARLIER, THE CLOSE OF BUSINESS ON 30 JUNE 2020), SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT THAT WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES TO BE SOLD, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES, OR SELL TREASURY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | |||||||||||||||||||||||||||||||||
18 | THAT, SUBJECT TO THE PASSING OF RESOLUTIONS 16 AND 17 ABOVE AND IN ADDITION TO THE POWER GIVEN BY THAT RESOLUTION 17, THE DIRECTORS BE GIVEN POWER PURSUANT TO SECTIONS 570 (1) AND 573 OF THE ACT TO: (A) ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560 OF THE ACT) OF THE COMPANY FOR CASH PURSUANT TO THE AUTHORISATION CONFERRED BY PARAGRAPH (A) OF THAT RESOLUTION 16; AND (B) SELL ORDINARY SHARES (AS DEFINED IN SECTION 560(1) OF THE ACT) HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, AS IF SECTION 561 OF THE ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS POWER SHALL BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES FOR CASH AND THE SALE OF TREASURY SHARES, UP TO AN AGGREGATE NOMINAL AMOUNT OF | Management | For | For | |||||||||||||||||||||||||||||
GBP 511,036.22; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS HAVE DETERMINED TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE- EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, OR FOR ANY OTHER PURPOSES AS THE COMPANY IN GENERAL MEETING MAY AT ANY TIME BY SPECIAL RESOLUTION DETERMINE. AND SHALL EXPIRE AT THE CONCLUSION OF THE COMPANY’S ANNUAL GENERAL MEETING IN 2020 (OR, IF EARLIER, THE CLOSE OF BUSINESS ON 30 JUNE 2020), SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT THAT WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED, OR TREASURY SHARES TO BE SOLD, AFTER SUCH EXPIRY AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES, OR SELL TREASURY SHARES IN PURSUANCE OF ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | |||||||||||||||||||||||||||||||||
19 | PURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For | |||||||||||||||||||||||||||||
20 | NOTICE PERIOD FOR GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 37,106,000 | 0 | 24-Apr-2019 | 01-May-2019 | ||||||||||||||||||||||||||
EXPEDITORS INT’L OF WASHINGTON, INC. | |||||||||||||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 07-May-2019 | ||||||||||||||||||||||||||||||
ISIN | US3021301094 | Agenda | 934947574 - Management | ||||||||||||||||||||||||||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1A. | Election of Director: Robert R. Wright | Management | For | For | |||||||||||||||||||||||||||||
1B. | Election of Director: Glenn M. Alger | Management | For | For | |||||||||||||||||||||||||||||
1C. | Election of Director: Robert P. Carlile | Management | For | For | |||||||||||||||||||||||||||||
1D. | Election of Director: James M. DuBois | Management | For | For | |||||||||||||||||||||||||||||
1E. | Election of Director: Mark A. Emmert | Management | For | For | |||||||||||||||||||||||||||||
1F. | Election of Director: Diane H. Gulyas | Management | For | For | |||||||||||||||||||||||||||||
1G. | Election of Director: Richard B. McCune | Management | For | For | |||||||||||||||||||||||||||||
1H. | Election of Director: Alain Monié | Management | For | For | |||||||||||||||||||||||||||||
1I. | Election of Director: Jeffrey S. Musser | Management | For | For | |||||||||||||||||||||||||||||
1J. | Election of Director: Liane J. Pelletier | Management | For | For | |||||||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | |||||||||||||||||||||||||||||
3. | Approve Amendment to Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||||||||||||
4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | |||||||||||||||||||||||||||||
5. | Shareholder Proposal: Political Disclosure Shareholder Resolution | Shareholder | Against | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,365,000 | 0 | 29-Apr-2019 | 08-May-2019 | ||||||||||||||||||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | |||||||||||||||||||||||||||||||||
Security | G50764102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-May-2019 | |||||||||||||||||||||||||||||||
ISIN | BMG507641022 | Agenda | 710881156 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 11-Apr-2019 | |||||||||||||||||||||||||||||||
City / | Country | HAMILT ON PARISH | / | Bermuda | Vote Deadline Date | 02-May-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 0474081 - 2614045 - 6472960 - B0CRVH2 - B5VTXP6 - B838095 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2018 AND TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||||||||||||||||||||||||
2 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | Against | For | |||||||||||||||||||||||||||||
3 | TO RE-ELECT LORD POWELL OF BAYSWATER AS A DIRECTOR | Management | Against | For | |||||||||||||||||||||||||||||
4 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | Against | For | |||||||||||||||||||||||||||||
5 | TO FIX THE DIRECTORS’ FEES | Management | For | For | |||||||||||||||||||||||||||||
6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | |||||||||||||||||||||||||||||
7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,215,000 | 0 | 23-Apr-2019 | 23-Apr-2019 | ||||||||||||||||||||||||||
DUFRY AG | |||||||||||||||||||||||||||||||||
Security | H2082J107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-May-2019 | |||||||||||||||||||||||||||||||
ISIN | CH0023405456 | Agenda | 710997923 - Management | ||||||||||||||||||||||||||||||
Record Date | 23-Apr-2019 | Holding Recon Date | 23-Apr-2019 | ||||||||||||||||||||||||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 01-May-2019 | |||||||||||||||||||||||||||
SEDOL(s) | B0R80X9 - B0T0CZ9 - B0XNVL3 - BKJ8ZF4 - BVGHCD8 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
1.1 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2018 | Management | For | For | |||||||||||||||||||||||||||||
1.2 | ADVISORY VOTE ON THE REMUNERATION REPORT 2018 | Management | For | For | |||||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION OF A CASH DIVIDEND OUT OF RESERVES FROM CAPITAL CONTRIBUTION: CHF 4.00 PER REGISTERED SHARE | Management | For | For | |||||||||||||||||||||||||||||
3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management | For | For | |||||||||||||||||||||||||||||
4 | CAPITAL REDUCTION THROUGH CANCELLATION OF SHARES REPURCHASED UNDER THE SHARE BUYBACK PROGRAM: ARTICLE 3 | Management | For | For | |||||||||||||||||||||||||||||
5 | CREATION OF AUTHORIZED SHARE CAPITAL | Management | For | For | |||||||||||||||||||||||||||||
6.1 | RE-ELECTION OF THE CHAIRMAN: MR. JUAN CARLOS TORRES CARRETERO | Management | For | For | |||||||||||||||||||||||||||||
6.2.1 | RE-ELECTION OF DIRECTOR: MR. JORGE BORN | Management | For | For | |||||||||||||||||||||||||||||
6.2.2 | RE-ELECTION OF DIRECTOR: MS. CLAIRE CHIANG | Management | For | For | |||||||||||||||||||||||||||||
6.2.3 | RE-ELECTION OF DIRECTOR: MR. JULIAN DIAZ GONZALEZ | Management | For | For | |||||||||||||||||||||||||||||
6.2.4 | RE-ELECTION OF DIRECTOR: MS. HEEKYUNG JO MIN | Management | For | For | |||||||||||||||||||||||||||||
6.2.5 | RE-ELECTION OF DIRECTOR: MR. ANDRES HOLZER NEUMANN | Management | For | For | |||||||||||||||||||||||||||||
6.2.6 | RE-ELECTION OF DIRECTOR: MR. STEVEN TADLER | Management | For | For | |||||||||||||||||||||||||||||
6.2.7 | RE-ELECTION OF DIRECTOR: MS. LYNDA TYLER-CAGNI | Management | For | For | |||||||||||||||||||||||||||||
6.3 | ELECTION OF A NEW DIRECTOR: MR. LUIS MAROTO CAMINO | Management | For | For | |||||||||||||||||||||||||||||
7.1 | RE-ELECTION TO THE REMUNERATION COMMITTEE: MR. JORGE BORN | Management | For | For | |||||||||||||||||||||||||||||
7.2 | RE-ELECTION TO THE REMUNERATION COMMITTEE: MS. CLAIRE CHIANG | Management | For | For | |||||||||||||||||||||||||||||
7.3 | RE-ELECTION TO THE REMUNERATION COMMITTEE: MS. LYNDA TYLER-CAGNI | Management | For | For | |||||||||||||||||||||||||||||
8 | RE-ELECTION OF THE AUDITORS: ERNST & YOUNG LTD | Management | For | For | |||||||||||||||||||||||||||||
9 | RE-ELECTION OF THE INDEPENDENT VOTING RIGHTS REPRESENTATIVE: THE BOARD OF DIRECTORS PROPOSES THAT ALTENBURGER LTD LEGAL TAX, SEESTRASSE 39, 8700 KUSNACHT-ZURICH, BE RE-ELECTED AS THE INDEPENDENT VOTING RIGHTS REPRESENTATIVE FOR A TERM OF OFFICE EXTENDING UNTIL COMPLETION OF THE NEXT ORDINARY GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
10 | AMENDMENT OF THE ARTICLES OF INCORPORATION REGARDING THE COMPENSATION OF THE BOARD OF DIRECTORS: THE BOARD OF DIRECTORS PROPOSES TO AMEND ARTICLE 22 PARA. 2 OF THE ARTICLES OF INCORPORATION ACCORDING TO THE FOLLOWING WORDING (THE PROPOSED AMENDMENTS ARE UNDERLINED | Management | For | For | |||||||||||||||||||||||||||||
11.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
11.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE GLOBAL EXECUTIVE COMMITTEE | Management | For | For | |||||||||||||||||||||||||||||
CMMT | 19 APR 2019: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM OGM TO AGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 905,000 | 0 | 25-Apr-2019 | 25-Apr-2019 | ||||||||||||||||||||||||||
NUTRIEN LTD. (THE “CORPORATION”) | |||||||||||||||||||||||||||||||||
Security | 67077M108 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | NTR | Meeting Date | 09-May-2019 | ||||||||||||||||||||||||||||||
ISIN | CA67077M1086 | Agenda | 934979874 - Management | ||||||||||||||||||||||||||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 06-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||||||||||||
1 | Christopher M. Burley | For | For | ||||||||||||||||||||||||||||||
2 | Maura J. Clark | For | For | ||||||||||||||||||||||||||||||
3 | John W. Estey | For | For | ||||||||||||||||||||||||||||||
4 | David C. Everitt | For | For | ||||||||||||||||||||||||||||||
5 | Russell K. Girling | For | For | ||||||||||||||||||||||||||||||
6 | Miranda C. Hubbs | For | For | ||||||||||||||||||||||||||||||
7 | Alice D. Laberge | For | For | ||||||||||||||||||||||||||||||
8 | Consuelo E. Madere | For | For | ||||||||||||||||||||||||||||||
9 | Charles V. Magro | For | For | ||||||||||||||||||||||||||||||
10 | Keith G. Martell | For | For | ||||||||||||||||||||||||||||||
11 | Aaron W. Regent | For | For | ||||||||||||||||||||||||||||||
12 | Mayo M. Schmidt | For | For | ||||||||||||||||||||||||||||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Management | For | For | |||||||||||||||||||||||||||||
3 | A non-binding advisory resolution to accept the Corporation’s approach to executive compensation. | Management | Against | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,870,000 | 0 | 02-May-2019 | 10-May-2019 | ||||||||||||||||||||||||||
BUREAU VERITAS SA | |||||||||||||||||||||||||||||||||
Security | F96888114 | Meeting Type | MIX | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2019 | |||||||||||||||||||||||||||||||
ISIN | FR0006174348 | Agenda | 710891816 - Management | ||||||||||||||||||||||||||||||
Record Date | 09-May-2019 | Holding Recon Date | 09-May-2019 | ||||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 06-May-2019 | |||||||||||||||||||||||||||
SEDOL(s) | B28DTJ6 - B28SN22 - B2Q5MS4 - B3K3V39 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR- BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | 24 APR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/04 05/201904051-900830.pdf AND- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/04 | Non-Voting | |||||||||||||||||||||||||||||||
24/201904241-901151.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF THE URL-LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS- YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | |||||||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018; SETTING THE DIVIDEND; OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | For | For | |||||||||||||||||||||||||||||
O.4 | STATUTORY AUDITOR’S SPECIAL REPORT RELATING TO THE AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | |||||||||||||||||||||||||||||
O.5 | RATIFICATION OF THE CO-OPTATION OF MR. PHILIPPE LAZARE AS DIRECTOR AS A REPLACEMENT FOR MR. JEAN-MICHEL ROPERT | Management | For | For | |||||||||||||||||||||||||||||
O.6 | APPOINTMENT OF MR. FREDERIC SANCHEZ AS DIRECTOR AS REPLACEMENT FOR MR. PIERRE HESSLER | Management | For | For | |||||||||||||||||||||||||||||
O.7 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
O.8 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY OF THE CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||||||||||||||||||||||||
O.9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. ALDO CARDOSO, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
O.10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. DIDIER MICHAUD-DANIEL, CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||||||||||||||||||||||||
O.11 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES | Management | Against | For | |||||||||||||||||||||||||||||
E.12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT BY ISSUING (I) ORDINARY SHARES OF THE COMPANY AND/OR (II) TRANSFERABLE SECURITIES IN FORM OF EQUITY SECURITIES GRANTING ACCESS IMMEDIATELY AND/OR IN THE FUTURE TO OTHER EXISTING EQUITY SECURITIES OR TO BE ISSUED BY THE COMPANY AND/OR ONE OF ITS SUBSIDIARIES AND/OR (III) TRANSFERABLE SECURITIES REPRESENTING DEBT SECURITIES THAT MAY GRANT ACCESS OR GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED BY THE COMPANY OR A SUBSIDIARY | Management | Against | For | |||||||||||||||||||||||||||||
E.13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR ANY OTHER AMOUNT WHOSE CAPITALIZATION WOULD BE ACCEPTED | Management | For | For | |||||||||||||||||||||||||||||
E.14 | DELEGATION OF POWER GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY AND/OR IN THE FUTURE TO THE CAPITAL OF THE COMPANY, WITH CANCELATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL IN CONSIDERATION OF CONTRIBUTIONS IN-KIND GRANTED TO THE COMPANY | Management | Against | For | |||||||||||||||||||||||||||||
E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY AND/OR IN THE FUTURE TO THE CAPITAL OF THE COMPANY IN CONSIDERATION OF CONTRIBUTIONS IN-KIND OF SECURITIES CARRIED OUT IN THE CONTEXT OF THE EXCHANGE PUBLIC OFFER INITIATED BY THE COMPANY | Management | Against | For | |||||||||||||||||||||||||||||
E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, BY WAY OF A PUBLIC OFFERING, COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY AND/OR IN THE FUTURE TO THE CAPITAL OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Against | For | |||||||||||||||||||||||||||||
E.17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, BY WAY OF PRIVATE PLACEMENT REFERRED TO IN ARTICLE L411-2, SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY AND/OR IN THE FUTURE TO THE CAPITAL OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE ALLOTMENT OF DEBT SECURITIES, WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Against | For | |||||||||||||||||||||||||||||
E.18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, IN THE EVENT OF ISSUANCE OF COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY AND/OR IN THE FUTURE, TO THE CAPITAL OF THE COMPANY WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, TO SET THE ISSUE PRICE ACCORDING TO THE TERMS AND CONDITIONS SET BY THE GENERAL MEETING WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL PER ANNUM | Management | Against | For | |||||||||||||||||||||||||||||
E.19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE, IN THE EVENT OF OVERSUBSCRIPTION, THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Against | For | |||||||||||||||||||||||||||||
E.20 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE SUBSCRIPTION OPTIONS, ENTAILING EXPRESS WAIVER BY THE SHAREHOLDERS OF THEIR PRE- EMPTIVE SUBSCRIPTION RIGHT, OR PURCHASE SHARES FOR THE BENEFIT OF EMPLOYEES AND/OR EXECUTIVE CORPORATE OFFICERS OF THE GROUP | Management | For | For | |||||||||||||||||||||||||||||
E.21 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE ORDINARY SHARES, FREE EXISTING OR NEW SHARES OF THE COMPANY FOR THE BENEFIT OF EMPLOYEES AND/OR EXECUTIVE CORPORATE OFFICERS OF THE GROUP, WITH A WAIVER BY THE SHAREHOLDERS OF THEIR PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | Against | For | |||||||||||||||||||||||||||||
E.22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS PLAN, COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY AND/OR IN THE FUTURE TO THE CAPITAL OF THE COMPANY WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Against | For | |||||||||||||||||||||||||||||
E.23 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELATION OF ANY OR PART OF SHARES OF THE COMPANY ACQUIRED UNDER ANY SHARE BUYBACK PROGRAM | Management | For | For | |||||||||||||||||||||||||||||
E.24 | OVERALL LIMITATION OF ISSUE AMOUNT LIKELY TO BE MADE PURSUANT TO THE 12TH,13TH,14TH, 15TH, 16TH, 17TH, 19TH, AND 22ND RESOLUTIONS SUBMITTED FOR APPROVAL BY THE PRESENT GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,600,000 | 0 | 09-Apr-2019 | 09-Apr-2019 | ||||||||||||||||||||||||||
CK HUTCHISON HOLDINGS LTD | |||||||||||||||||||||||||||||||||
Security | G21765105 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-May-2019 | |||||||||||||||||||||||||||||||
ISIN | KYG217651051 | Agenda | 710916416 - Management | ||||||||||||||||||||||||||||||
Record Date | 09-May-2019 | Holding Recon Date | 09-May-2019 | ||||||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 08-May-2019 | |||||||||||||||||||||||||||
SEDOL(s) | BD8NBJ7 - BW9P816 - BWDPHS2 - BWF9FC2 - BWFGCF5 - BWFQVV4 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDC O/LISTCONEWS/SEHK/2019/0409/LTN201 90409599.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDC O/LISTCONEWS/SEHK/2019/0409/LTN201 90409613.PDF | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||||||||||||||||||||||||||||||
1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||||||||||||||||||||||||
3.A | TO RE-ELECT MR LI TZAR KUOI, VICTOR AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
3.B | TO RE-ELECT MR FRANK JOHN SIXT AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
3.C | TO RE-ELECT MRS CHOW WOO MO FONG, SUSAN AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
3.D | TO RE-ELECT MR GEORGE COLIN MAGNUS AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
3.E | TO RE-ELECT THE HON SIR MICHAEL DAVID KADOORIE AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
3.F | TO RE-ELECT MS LEE WAI MUN, ROSE AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
3.G | TO RE-ELECT MR WILLIAM SHURNIAK AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
4 | TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION: PRICEWATERHOUSECOOPERS | Management | For | For | |||||||||||||||||||||||||||||
5 | TO APPROVE THE REMUNERATION OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
6.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES | Management | For | For | |||||||||||||||||||||||||||||
6.2 | TO APPROVE THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For | |||||||||||||||||||||||||||||
CMMT | 13 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME UNDER RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 16,450,000 | 0 | 06-May-2019 | 06-May-2019 | ||||||||||||||||||||||||||
CHUBB LIMITED | |||||||||||||||||||||||||||||||||
Security | H1467J104 | Meeting Type | Annual | ||||||||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 16-May-2019 | ||||||||||||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 934976703 - Management | ||||||||||||||||||||||||||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 14-May-2019 | ||||||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1. | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2018 | Management | For | For | |||||||||||||||||||||||||||||
2a. | Allocation of disposable profit | Management | For | For | |||||||||||||||||||||||||||||
2b. | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | |||||||||||||||||||||||||||||
3. | Discharge of the Board of Directors | Management | For | For | |||||||||||||||||||||||||||||
4a. | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | |||||||||||||||||||||||||||||
4b. | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | |||||||||||||||||||||||||||||
4c. | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | |||||||||||||||||||||||||||||
5a. | Election of Director: Evan G. Greenberg | Management | For | For | |||||||||||||||||||||||||||||
5b. | Election of Director: Robert M. Hernandez | Management | For | For | |||||||||||||||||||||||||||||
5c. | Election of Director: Michael G. Atieh | Management | For | For | |||||||||||||||||||||||||||||
5d. | Election of Director: Sheila P. Burke | Management | For | For | |||||||||||||||||||||||||||||
5e. | Election of Director: James I. Cash | Management | For | For | |||||||||||||||||||||||||||||
5f. | Election of Director: Mary Cirillo | Management | For | For | |||||||||||||||||||||||||||||
5g. | Election of Director: Michael P. Connors | Management | For | For | |||||||||||||||||||||||||||||
5h. | Election of Director: John A. Edwardson | Management | For | For | |||||||||||||||||||||||||||||
5i. | Election of Director: Kimberly A. Ross | Management | For | For | |||||||||||||||||||||||||||||
5j. | Election of Director: Robert W. Scully | Management | For | For | |||||||||||||||||||||||||||||
5k. | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | |||||||||||||||||||||||||||||
5l. | Election of Director: Theodore E. Shasta | Management | For | For | |||||||||||||||||||||||||||||
5m. | Election of Director: David H. Sidwell | Management | For | For | |||||||||||||||||||||||||||||
5n. | Election of Director: Olivier Steimer | Management | For | For | |||||||||||||||||||||||||||||
6. | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | |||||||||||||||||||||||||||||
7a. | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | |||||||||||||||||||||||||||||
7b. | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | For | For | |||||||||||||||||||||||||||||
7c. | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | |||||||||||||||||||||||||||||
7d. | Election of the Compensation Committee of the Board of Directors: Robert M. Hernandez | Management | For | For | |||||||||||||||||||||||||||||
8. | Election of Homburger AG as independent proxy | Management | For | For | |||||||||||||||||||||||||||||
9a. | Approval of the Compensation of the Board of Directors until the next annual general meeting | Management | For | For | |||||||||||||||||||||||||||||
9b. | Approval of the Compensation of Executive Management for the next calendar year | Management | For | For | |||||||||||||||||||||||||||||
10. | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | |||||||||||||||||||||||||||||
A. | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,075,000 | 0 | 30-Apr-2019 | 16-May-2019 | ||||||||||||||||||||||||||
SAFRAN SA | |||||||||||||||||||||||||||||||||
Security | F4035A557 | Meeting Type | MIX | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-May-2019 | |||||||||||||||||||||||||||||||
ISIN | FR0000073272 | Agenda | 710823065 - Management | ||||||||||||||||||||||||||||||
Record Date | 20-May-2019 | Holding Recon Date | 20-May-2019 | ||||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 16-May-2019 | |||||||||||||||||||||||||||
SEDOL(s) | B058TZ6 - B0591N1 - B065FV4 - B28LP25 - BD3VRL0 - BF447J0 - BRTM6C9 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR- BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.3 | ALLOCATION OF INCOME; SETTING THE DIVIDEND: EUR 1.82 per Share | Management | For | For | |||||||||||||||||||||||||||||
O.4 | RENEWAL OF THE TERM OF OFFICE OF MR. ROSS MCINNES AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.5 | RENEWAL OF THE TERM OF OFFICE OF MR. PHILIPPE PETITCOLIN AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN-LOU CHAMEAU AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.7 | APPOINTMENT OF MR. LAURENT GUILLOT AS DIRECTOR AS REPLACEMENT FOR MRS. CAROLINE LAURENT WHOSE TERM OF OFFICE IS TO BE ENDED AT THE END OF THIS GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
O.8 | RATIFICATION OF THE PROVISIONAL APPOINTMENT (CO-OPTATION) OF MR. CAROLINE LAURENT AS DIRECTOR AS A REPLACEMENT FOR MR. PATRICK GANDIL | Management | For | For | |||||||||||||||||||||||||||||
O.9 | RENEWAL OF THE TERM OF OFFICE OF MR. VINCENT IMBERT AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID OR ALLOCATED TO THE MR. ROSS MCINNES AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID OR ALLOCATED TO MR. PHILIPPE PETITCOLIN AS CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.12 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | |||||||||||||||||||||||||||||
O.13 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | |||||||||||||||||||||||||||||
O.14 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE SHARES OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
E.15 | AMENDMENT TO ARTICLE 14.8 OF THE BYLAWS - CLARIFICATION OF THE TERMS AND CONDITIONS FOR THE APPOINTMENT OF DIRECTORS REPRESENTING EMPLOYEE SHAREHOLDERS | Management | For | For | |||||||||||||||||||||||||||||
E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH THE RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, USABLE ONLY OUTSIDE THE PERIODS OF PRE-BID AND PUBLIC OFFERING | Management | For | For | |||||||||||||||||||||||||||||
E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, THROUGH A PUBLIC OFFERING, USABLE ONLY OUTSIDE PERIODS OF PRE-BID AND PUBLIC OFFERING | Management | For | For | |||||||||||||||||||||||||||||
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS, ORDINARY SHARES OF THE COMPANY AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, USABLE ONLY OUTSIDE THE PERIODS OF PRE-OFFER AND PUBLIC OFFER | Management | For | For | |||||||||||||||||||||||||||||
E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, BY WAY OF PRIVATE PLACEMENT REFERRED TO IN ARTICLE L. 411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY OUTSIDE THE PERIODS OF PRE-BID AND PUBLIC OFFERING | Management | For | For | |||||||||||||||||||||||||||||
E.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHT (CARRIED OUT PURSUANT TO THE 16TH, 17TH, 18TH OR 19TH RESOLUTIONS), USABLE ONLY OUTSIDE THE PERIODS OF PRE-BID AND PUBLIC OFFERING | Management | For | For | |||||||||||||||||||||||||||||
E.21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS, USABLE ONLY OUTSIDE THE PERIODS OF PRE-OFFER AND PUBLIC OFFERING | Management | For | For | |||||||||||||||||||||||||||||
E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH RETENTION OF SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, USABLE ONLY DURING THE PERIOD OF PRE-BID AND PUBLIC OFFERING | Management | Against | For | |||||||||||||||||||||||||||||
E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, BY PUBLIC OFFERING, USABLE ONLY DURING THE PERIOD OF PRE-BID AND PUBLIC OFFERING | Management | Against | For | |||||||||||||||||||||||||||||
E.24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OF THE COMPANY AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, USABLE ONLY DURING THE PERIOD OF PRE-BID AND PUBLIC OFFERING | Management | Against | For | |||||||||||||||||||||||||||||
E.25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, BY WAY OF PRIVATE PLACEMENT REFERRED TO IN ARTICLE L. 411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS, USABLE ONLY DURING THE PERIOD OF PRE-BID AND PUBLIC OFFERING | Management | Against | For | |||||||||||||||||||||||||||||
E.26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PRE- EMPTIVE SUBSCRIPTION RIGHT (CARRIED OUT PURSUANT TO THE 22ND, 23RD, 24TH OR 25TH RESOLUTIONS), USABLE ONLY DURING THE PERIOD OF PRE-BID AND PUBLIC OFFERING | Management | Against | For | |||||||||||||||||||||||||||||
E.27 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS, USABLE ONLY DURING THE PERIOD OF PRE-BID AND PUBLIC OFFERING | Management | Against | For | |||||||||||||||||||||||||||||
E.28 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF THE SHAREHOLDERS, ORDINARY SHARES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF THE SAFRAN GROUP SAVINGS PLANS | Management | For | For | |||||||||||||||||||||||||||||
E.29 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELING THE COMPANY’S SHARES WHICH IT HOLDS | Management | For | For | |||||||||||||||||||||||||||||
E.30 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH FREE ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND COMPANIES OF THE SAFRAN GROUP, ENTAILING A WAIVER OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For | |||||||||||||||||||||||||||||
E.31 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||||||||||||||||||||||||
CMMT | 06 MAY 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- http://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/03 29/2019032919-00751.pdf AND- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/05 06/201905061-901391.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,210,000 | 0 | 02-May-2019 | 07-May-2019 | ||||||||||||||||||||||||||
BOLLORE | |||||||||||||||||||||||||||||||||
Security | F10659260 | Meeting Type | MIX | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-May-2019 | |||||||||||||||||||||||||||||||
ISIN | FR0000039299 | Agenda | 710873894 - Management | ||||||||||||||||||||||||||||||
Record Date | 24-May-2019 | Holding Recon Date | 24-May-2019 | ||||||||||||||||||||||||||||||
City / | Country | PUTEAU X | / | France | Vote Deadline Date | 21-May-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 4572709 - B197JR8 - B1L4FR9 - B28FJC5 - BDC31W6 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO ‘ABSTAIN’. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR- BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | |||||||||||||||||||||||||||||||
CMMT | 06 MAY 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/04 03/201904031-900821.pdf AND- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/05 | Non-Voting | |||||||||||||||||||||||||||||||
06/201905061-901340.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | |||||||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
O.3 | ALLOCATION OF INCOME - SETTING OF THE DIVIDEND | Management | For | For | |||||||||||||||||||||||||||||
O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | Against | For | |||||||||||||||||||||||||||||
O.5 | OPTION FOR THE PAYMENT OF INTERIM DIVIDEND IN SHARES | Management | Against | For | |||||||||||||||||||||||||||||
O.6 | APPROVAL OF REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | |||||||||||||||||||||||||||||
O.7 | RECOGNITION OF THE MATURITY OF THE TERM OF OFFICE OF VINCENT BOLLORE AS DIRECTOR AND ACKNOWLEDGEMENT OF THE NON- RENEWAL OF HIS TERM OF OFFICE | Management | For | For | |||||||||||||||||||||||||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF CYRILLE BOLLORE AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.9 | RENEWAL OF THE TERM OF OFFICE OF YANNICK BOLLORE AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.10 | RENEWAL OF THE TERM OF OFFICE OF CEDRIC DE BAILLIENCOURT AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.11 | RENEWAL OF THE TERM OF OFFICE OF BOLLORE PARTICIPATIONS AS DIRECTOR | Management | Against | For | |||||||||||||||||||||||||||||
O.12 | RENEWAL OF THE TERM OF OFFICE OF CHANTAL BOLLORE AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.13 | RENEWAL OF THE TERM OF OFFICE OF SEBASTIEN BOLLORE AS DIRECTOR | Management | Against | For | |||||||||||||||||||||||||||||
O.14 | RENEWAL OF THE TERM OF OFFICE OF FINANCIERE V AS DIRECTOR | Management | Against | For | |||||||||||||||||||||||||||||
O.15 | RENEWAL OF THE TERM OF OFFICE OF OMNIUM BOLLORE AS DIRECTOR | Management | Against | For | |||||||||||||||||||||||||||||
O.16 | RENEWAL OF THE TERM OF OFFICE OF OLIVIER ROUSSEL AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.17 | RENEWAL OF THE TERM OF OFFICE OF FRANCOIS THOMAZEAU AS DIRECTOR | Management | Against | For | |||||||||||||||||||||||||||||
O.18 | RECOGNITION OF THE MATURITY OF THE TERM OF OFFICE OF VALERIE COSCAS AS DIRECTOR AND ACKNOWLEDGEMENT OF THE NON- RENEWAL OF HIS TERM OF OFFICE | Management | For | For | |||||||||||||||||||||||||||||
O.19 | APPOINTMENT OF VIRGINIE COURTIN AS DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
O.20 | RENEWAL OF THE TERM OF OFFICE OF AEG FINANCES - AUDIT. EXPERTISE. GESTION COMPANY AS PRINCIPAL STATUTORY AUDITOR | Management | For | For | |||||||||||||||||||||||||||||
O.21 | RENEWAL OF THE TERM OF OFFICE OF INSTITUT DE GESTION ET D’EXPERTISE COMPTABLE - IGEC AS DEPUTY STATUTORY AUDITOR | Management | For | For | |||||||||||||||||||||||||||||
O.22 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE THE SHARES OF THE COMPANY | Management | For | For | |||||||||||||||||||||||||||||
O.23 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO VINCENT BOLLORE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2018 | Management | Against | For | |||||||||||||||||||||||||||||
O.24 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO CYRILLE BOLLORE AS DEPUTY CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2018 | Management | Against | For | |||||||||||||||||||||||||||||
O.25 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO VINCENT BOLLORE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE PERIOD FROM 01 JANUARY TO 14 MARCH 2019 | Management | Against | For | |||||||||||||||||||||||||||||
O.26 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND, ATTRIBUTABLE TO CYRILLE BOLLORE AS DEPUTY CHIEF EXECUTIVE OFFICER FOR THE PERIOD FROM 01 JANUARY TO 14 MARCH 2019 | Management | For | For | |||||||||||||||||||||||||||||
O.27 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND, ATTRIBUTABLE TO CYRILLE BOLLORE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2019 | Management | Against | For | |||||||||||||||||||||||||||||
O.28 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||||||||||||||||||||||||
E.1 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||||||||||||||||||||||||
E.2 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A SHARE CAPITAL INCREASE BY ISSUING COMMON SHARES TO BE RELEASED BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS OR BY INCREASING THE NOMINAL VALUE | Management | For | For | |||||||||||||||||||||||||||||
E.3 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE LIMITED TO 10% OF THE CAPITAL TO REMUNERATE CONTRIBUTIONS OF SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | For | For | |||||||||||||||||||||||||||||
E.4 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | |||||||||||||||||||||||||||||
E.5 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES PREVIOUSLY BOUGHT BACK IN THE CONTEXT OF A SHARE BUYBACK PROGRAM | Management | For | For | |||||||||||||||||||||||||||||
E.6 | AUTHORIZATION GRANTED BY THE MEETING TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY FOR THE BENEFIT OF CORPORATE OFFICERS AND SALARIED EMPLOYEES OF THE COMPANY AND RELATED COMPANIES | Management | Against | For | |||||||||||||||||||||||||||||
E.7 | EXTENSION OF THE DURATION OF THE COMPANY AND CORRELATIVE AMENDMENT TO THE BYLAWS | Management | For | For | |||||||||||||||||||||||||||||
E.8 | TRANSFORMATION OF THE CORPORATE FORM OF THE COMPANY BY ADOPTION OF THE FORM OF A EUROPEAN COMPANY AND THE TERMS OF THE CONVERSION PROJECT AND RECOGNITION OF THE RETENTION OF THE TERM OF OFFICE OF EACH DIRECTOR, THE TERMS OF OFFICE OF THE PRINCIPAL AND DEPUTY STATUTORY AUDITORS AND AUTHORIZATIONS AND DELEGATIONS OF AUTHORITY AND POWERS GRANTED TO THE BOARD OF DIRECTORS BY THE GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
E.9 | ADOPTION OF THE BYLAWS OF THE COMPANY UNDER ITS NEW FORM OF EUROPEAN COMPANY | Management | For | For | |||||||||||||||||||||||||||||
E.10 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 37,413,000 | 0 | 17-May-2019 | 17-May-2019 | ||||||||||||||||||||||||||
WPP PLC | |||||||||||||||||||||||||||||||||
Security | G9788D103 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Jun-2019 | |||||||||||||||||||||||||||||||
ISIN | JE00B8KF9B49 | Agenda | 711029606 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 10-Jun-2019 | |||||||||||||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 06-Jun-2019 | |||||||||||||||||||||||||||
SEDOL(s) | B8KF9B4 - B9GRCY5 - B9GRDH5 - BD1MS89 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND OF 37.3 PENCE PER ORDINARY SHARE TO BE PAYABLE TO THE SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 14 JUNE 2019 AS RECOMMENDED BY THE DIRECTORS FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
3 | TO RECEIVE AND APPROVE THE COMPENSATION COMMITTEE REPORT CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | |||||||||||||||||||||||||||||
4 | TO ELECT MARK READ AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
5 | TO ELECT CINDY ROSE AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
6 | TO RE-ELECT ROBERTO QUARTA AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
7 | TO RE-ELECT DR JACQUES AIGRAIN AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
8 | TO RE-ELECT TAREK FARAHAT AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
9 | TO RE-ELECT SIR JOHN HOOD AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
10 | TO RE-ELECT DANIELA RICCARDI AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
11 | TO RE-ELECT PAUL RICHARDSON AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
12 | TO RE-ELECT NICOLE SELIGMAN AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
13 | TO RE-ELECT SALLY SUSMAN AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
14 | TO RE-ELECT SOLOMON TRUJILLO AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
15 | TO RE-APPOINT DELOITTE LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
16 | TO AUTHORISE THE AUDIT COMMITTEE FOR AND ON BEHALF OF THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS’ REMUNERATION | Management | For | For | |||||||||||||||||||||||||||||
17 | IN ACCORDANCE WITH ARTICLE 6 OF THE COMPANY’S ARTICLES OF ASSOCIATION, TO AUTHORISE THE BOARD OF DIRECTORS TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 42,020,728, FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY IN 2020 OR ON 1 SEPTEMBER 2020, WHICHEVER IS THE EARLIER | Management | For | For | |||||||||||||||||||||||||||||
18 | TO AUTHORISE THE COMPANY GENERALLY AND UNCONDITIONALLY: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE COMPANY ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY MAY FROM TIME TO TIME DETERMINE, PROVIDED THAT: (I) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED IS 126,188,373; (II) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 10 PENCE EXCLUSIVE OF EXPENSES (IF ANY) PAYABLE BY THE COMPANY); (III) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS NOT MORE THAN THE HIGHER OF AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS OF AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THE ORDINARY SHARE IS CONTRACTED TO BE PURCHASED AND AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF AN ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE | Management | For | For | |||||||||||||||||||||||||||||
TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT AS STIPULATED BY COMMISSION ADOPTED REGULATORY TECHNICAL STANDARDS PURSUANT TO ARTICLE 5(6) OF THE MARKET ABUSE REGULATION (596/2014/EU) (EXCLUSIVE OF EXPENSES (IF ANY) PAYABLE BY THE COMPANY); AND (IV) THIS AUTHORITY, UNLESS PREVIOUSLY REVOKED OR VARIED, SHALL EXPIRE ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 AND 1 SEPTEMBER 2020, SAVE THAT A CONTRACT OF PURCHASE MAY BE CONCLUDED BY THE COMPANY BEFORE SUCH EXPIRY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY, AND THE PURCHASE OF SHARES MAY BE MADE IN PURSUANCE OF ANY SUCH CONTRACT; AND (B) PURSUANT TO ARTICLE 58A OF THE COMPANIES (JERSEY) LAW 1991, AND IF APPROVED BY THE DIRECTORS, TO HOLD AS TREASURY SHARES ANY ORDINARY SHARES PURCHASED PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 18(A) | |||||||||||||||||||||||||||||||||
19 | IN ACCORDANCE WITH ARTICLE 8 OF THE COMPANY’S ARTICLES OF ASSOCIATION THAT IF RESOLUTION 17 IS PASSED, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY’S ARTICLES OF ASSOCIATION) WHOLLY FOR CASH (A) IN CONNECTION WITH A RIGHTS ISSUE; AND (B) OTHERWISE THAN IN CONNECTION WITH A RIGHTS ISSUE UP TO AN AGGREGATE NOMINAL AMOUNT NOT EXCEEDING GBP 6,309,418, SUCH AUTHORITY TO EXPIRE ON THE DATE OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2020 OR 1 SEPTEMBER 2020, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR | Management | For | For | |||||||||||||||||||||||||||||
MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | |||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 14,200,000 | 0 | 03-Jun-2019 | 03-Jun-2019 | ||||||||||||||||||||||||||
WHITBREAD PLC | |||||||||||||||||||||||||||||||||
Security | G9606P197 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2019 | |||||||||||||||||||||||||||||||
ISIN | GB00B1KJJ408 | Agenda | 711216540 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 17-Jun-2019 | |||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 13-Jun-2019 | |||||||||||||||||||||||||||
SEDOL(s) | B1KJJ40 - B1MCN34 - B1MCN67 - BYZB9G4 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 28 FEBRUARY 2019 | Management | For | For | |||||||||||||||||||||||||||||
2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | For | For | |||||||||||||||||||||||||||||
3 | TO DECLARE A FINAL DIVIDEND OF 67.00 PENCE PER ORDINARY SHARE | Management | For | For | |||||||||||||||||||||||||||||
4 | TO ELECT FRANK FISKERS AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
5 | TO RE-ELECT DAVID ATKINS AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
6 | TO RE-ELECT ALISON BRITTAIN AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
7 | TO RE-ELECT NICHOLAS CADBURY AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
8 | TO RE-ELECT ADAM CROZIER AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
9 | TO RE-ELECT RICHARD GILLINGWATER AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
10 | TO RE-ELECT CHRIS KENNEDY AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
11 | TO RE-ELECT DEANNA OPPENHEIMER AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
12 | TO RE-ELECT LOUISE SMALLEY AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
13 | TO RE-ELECT SUSAN TAYLOR MARTIN AS A DIRECTOR | Management | For | For | |||||||||||||||||||||||||||||
14 | TO REAPPOINT DELOITTE LLP AS THE AUDITOR | Management | For | For | |||||||||||||||||||||||||||||
15 | TO AUTHORISE THE BOARD, THROUGH THE AUDIT COMMITTEE, TO SET THE AUDITOR’S REMUNERATION | Management | For | For | |||||||||||||||||||||||||||||
16 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | |||||||||||||||||||||||||||||
17 | TO AUTHORISE THE BOARD TO ALLOT SHARES | Management | For | For | |||||||||||||||||||||||||||||
18 | TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||||||||||||||||||||||||||
19 | TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | |||||||||||||||||||||||||||||
20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | |||||||||||||||||||||||||||||
21 | TO ENABLE THE COMPANY TO CALL GENERAL MEETINGS, OTHER THAN AN ANNUAL GENERAL MEETING, ON REDUCED NOTICE | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,223,000 | 0 | 12-Jun-2019 | 12-Jun-2019 | ||||||||||||||||||||||||||
WHITBREAD PLC | |||||||||||||||||||||||||||||||||
Security | G9606P197 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2019 | |||||||||||||||||||||||||||||||
ISIN | GB00B1KJJ408 | Agenda | 711274302 - Management | ||||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 17-Jun-2019 | |||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 13-Jun-2019 | |||||||||||||||||||||||||||
SEDOL(s) | B1KJJ40 - B1MCN34 - B1MCN67 - BYZB9G4 | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
1 | IN ADDITION TO THE AUTHORITY GRANTED AT THE 2018 ANNUAL GENERAL MEETING OF THE COMPANY, ANY AUTHORITY GRANTED AT THE 2019 ANNUAL GENERAL MEETING OF THE COMPANY AND ANY AUTHORITY GRANTED UNDER RESOLUTION 4, TO AUTHORISE THE COMPANY TO MAKE ONE OR MORE MARKET PURCHASES OF ITS ORDINARY SHARES PURSUANT TO, FOR THE PURPOSES OF, OR IN CONNECTION WITH A TENDER OFFER, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
2 | TO AUTHORISE THE COMPANY AND ITS DIRECTORS, IN CONNECTION WITH ANY SPECIAL DIVIDEND PAID OR PROPOSED TO BE PAID BY THE COMPANY, TO CONSOLIDATE OR SUB- DIVIDE THE ORDINARY SHARES OF THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
3 | SUBJECT TO THE SHARE CONSOLIDATION TAKING EFFECT, TO AMEND THE DEFINITION OF “NOMINAL AMOUNT OR NOMINAL VALUE” WITHIN THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING | Management | For | For | |||||||||||||||||||||||||||||
4 | SUBJECT TO THE PASSING OF RESOLUTION 1, AND IN ADDITION TO THE AUTHORITY GRANTED AT THE 2018 ANNUAL GENERAL MEETING OF THE COMPANY, ANY AUTHORITY GRANTED AT THE 2019 ANNUAL GENERAL MEETING OF THE COMPANY AND ANY AUTHORITY GRANTED UNDER RESOLUTION 1, TO AUTHORISE THE COMPANY TO MAKE ONE OR MORE MARKET PURCHASES OF ITS | Management | For | For | |||||||||||||||||||||||||||||
ORDINARY SHARES REPRESENTING UP TO APPROXIMATELY 4.99 PER CENT. OF THE COMPANY’S ISSUED ORDINARY SHARE CAPITAL AS AT THE LATEST PRACTICABLE DATE, AS MORE PARTICULARLY DESCRIBED IN THE NOTICE OF GENERAL MEETING | |||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,223,000 | 0 | 12-Jun-2019 | 12-Jun-2019 | ||||||||||||||||||||||||||
ISUZU MOTORS LIMITED | |||||||||||||||||||||||||||||||||
Security | J24994113 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2019 | |||||||||||||||||||||||||||||||
ISIN | JP3137200006 | Agenda | 711270847 - Management | ||||||||||||||||||||||||||||||
Record Date | 31-Mar-2019 | Holding Recon Date | 31-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 24-Jun-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 5101986 - 6467104 - B02H280 - BHZL4R1 | Quick Code | 72020 | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||||||||||||||||||||
2.1 | Appoint a Director Katayama, Masanori | Management | For | For | |||||||||||||||||||||||||||||
2.2 | Appoint a Director Takahashi, Shinichi | Management | For | For | |||||||||||||||||||||||||||||
2.3 | Appoint a Director Ito, Masatoshi | Management | For | For | |||||||||||||||||||||||||||||
2.4 | Appoint a Director Seto, Koichi | Management | For | For | |||||||||||||||||||||||||||||
2.5 | Appoint a Director Igeta, Kazuya | Management | For | For | |||||||||||||||||||||||||||||
2.6 | Appoint a Director Ikemoto, Tetsuya | Management | For | For | |||||||||||||||||||||||||||||
2.7 | Appoint a Director Aiba, Tetsuya | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 9,780,000 | 0 | 18-Jun-2019 | 18-Jun-2019 | ||||||||||||||||||||||||||
SECOM CO.,LTD. | |||||||||||||||||||||||||||||||||
Security | J69972107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2019 | |||||||||||||||||||||||||||||||
ISIN | JP3421800008 | Agenda | 711271964 - Management | ||||||||||||||||||||||||||||||
Record Date | 31-Mar-2019 | Holding Recon Date | 31-Mar-2019 | ||||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 24-Jun-2019 | |||||||||||||||||||||||||||
SEDOL(s) | 6791591 - B018RR8 - B1CDZW0 | Quick Code | 97350 | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | |||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||||||||||||||||||||||||
2.1 | Appoint a Director Iida, Makoto | Management | For | For | |||||||||||||||||||||||||||||
2.2 | Appoint a Director Nakayama, Yasuo | Management | For | For | |||||||||||||||||||||||||||||
2.3 | Appoint a Director Yoshida, Yasuyuki | Management | For | For | |||||||||||||||||||||||||||||
2.4 | Appoint a Director Ozeki, Ichiro | Management | For | For | |||||||||||||||||||||||||||||
2.5 | Appoint a Director Fuse, Tatsuro | Management | For | For | |||||||||||||||||||||||||||||
2.6 | Appoint a Director Izumida, Tatsuya | Management | For | For | |||||||||||||||||||||||||||||
2.7 | Appoint a Director Kurihara, Tatsushi | Management | For | For | |||||||||||||||||||||||||||||
2.8 | Appoint a Director Hirose, Takaharu | Management | For | For | |||||||||||||||||||||||||||||
2.9 | Appoint a Director Kawano, Hirobumi | Management | For | For | |||||||||||||||||||||||||||||
2.10 | Appoint a Director Watanabe, Hajime | Management | For | For | |||||||||||||||||||||||||||||
3.1 | Appoint a Corporate Auditor Ito, Takayuki | Management | For | For | |||||||||||||||||||||||||||||
3.2 | Appoint a Corporate Auditor Kato, Koji | Management | For | For | |||||||||||||||||||||||||||||
3.3 | Appoint a Corporate Auditor Kato, Hideki | Management | For | For | |||||||||||||||||||||||||||||
3.4 | Appoint a Corporate Auditor Yasuda, Makoto | Management | For | For | |||||||||||||||||||||||||||||
3.5 | Appoint a Corporate Auditor Tanaka, Setsuo | Management | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,225,000 | 0 | 21-Jun-2019 | 21-Jun-2019 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) FMI Funds, Inc.
By (Signature and Title)* /s/ John S. Brandser
John S. Brandser, President/Principal Executive Officer
Date 7/30/19
* Print the name and title of each signing officer under his or her signature.