UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
811-07831
Investment Company Act file
FMI Funds, Inc.
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
100 East Wisconsin Avenue, Suite 2200
Milwaukee, WI 53202
(Address of principal executive offices) (Zip code)
(Address of principal executive offices) (Zip code)
John S. Brandser
100 East Wisconsin Avenue, Suite 2200
Milwaukee, WI 53202
(Name and address of agent for service)
(Name and address of agent for service)
1-414-226-4555
Registrant's telephone number, including area code
Date of fiscal year end: 09/30
Date of reporting period: 07/01/2019 – 06/30/2020
Vote Summary
FOX CORPORATION | ||||||||||||||||||||||||||||||
Security | 35137L204 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | FOX | Meeting Date | 14-Nov-2019 | |||||||||||||||||||||||||||
ISIN | US35137L2043 | Agenda | 935084107 - Management | |||||||||||||||||||||||||||
Record Date | 16-Sep-2019 | Holding Recon Date | 16-Sep-2019 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2019 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1a. | Election of Director: K. Rupert Murdoch AC | Management | For | For | ||||||||||||||||||||||||||
1b. | Election of Director: Lachlan K. Murdoch | Management | For | For | ||||||||||||||||||||||||||
1c. | Election of Director: Chase Carey | Management | For | For | ||||||||||||||||||||||||||
1d. | Election of Director: Anne Dias | Management | Against | For | ||||||||||||||||||||||||||
1e. | Election of Director: Roland A. Hernandez | Management | Against | For | ||||||||||||||||||||||||||
1f. | Election of Director: Jacques Nasser AC | Management | For | For | ||||||||||||||||||||||||||
1g. | Election of Director: Paul D. Ryan | Management | Against | For | ||||||||||||||||||||||||||
2. | Proposal to ratify the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||||||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | Against | For | ||||||||||||||||||||||||||
4. | Advisory vote to approve the frequency of future advisory votes to approve named executive officer compensation. | Management | 1 Year | 1 Year | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,658,333 | 0 | 11-Nov-2019 | 11-Nov-2019 | |||||||||||||||||||||||
FOX CORPORATION | ||||||||||||||||||||||||||||||
Security | 35137L105 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | FOXA | Meeting Date | 14-Nov-2019 | |||||||||||||||||||||||||||
ISIN | US35137L1052 | Agenda | 935086098 - Management | |||||||||||||||||||||||||||
Record Date | 16-Sep-2019 | Holding Recon Date | 16-Sep-2019 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2019 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | This meeting is for informational purposes only and does not include any votable agenda items. Please review the meeting materials for more information regarding this security. | Management | None | |||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,550,000 | 0 | |||||||||||||||||||||||||
ACCENTURE PLC | ||||||||||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 30-Jan-2020 | |||||||||||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 935116118 - Management | |||||||||||||||||||||||||||
Record Date | 02-Dec-2019 | Holding Recon Date | 02-Dec-2019 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Re-appointment of Director: Jaime Ardila | Management | For | For | ||||||||||||||||||||||||||
1B. | Re-appointment of Director: Herbert Hainer | Management | For | For | ||||||||||||||||||||||||||
1C. | Re-appointment of Director: Nancy McKinstry | Management | For | For | ||||||||||||||||||||||||||
1D. | Re-appointment of Director: Gilles C. Pélisson | Management | For | For | ||||||||||||||||||||||||||
1E. | Re-appointment of Director: Paula A. Price | Management | For | For | ||||||||||||||||||||||||||
1F. | Re-appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | ||||||||||||||||||||||||||
1G. | Re-appointment of Director: David Rowland | Management | For | For | ||||||||||||||||||||||||||
1H. | Re-appointment of Director: Arun Sarin | Management | For | For | ||||||||||||||||||||||||||
1I. | Re-appointment of Director: Julie Sweet | Management | For | For | ||||||||||||||||||||||||||
1J. | Re-appointment of Director: Frank K. Tang | Management | For | For | ||||||||||||||||||||||||||
1K. | Re-appointment of Director: Tracey T. Travis | Management | For | For | ||||||||||||||||||||||||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Against | For | ||||||||||||||||||||||||||
3. | To approve the Amended and Restated Accenture plc 2010 Share Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||
4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | For | For | ||||||||||||||||||||||||||
5. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||
6. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | ||||||||||||||||||||||||||
7. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 855,000 | 0 | 21-Jan-2020 | 21-Jan-2020 | |||||||||||||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 11-Mar-2020 | |||||||||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 935124280 - Management | |||||||||||||||||||||||||||
Record Date | 08-Jan-2020 | Holding Recon Date | 08-Jan-2020 | |||||||||||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 09-Mar-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: David M. Kerko | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Yong Nam | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
1L. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
1M. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
3A. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
3B. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
3C. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
3D. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2021 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||||||||||||||||||||||||
5.1 | To approve the 2019 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 27, 2019, the consolidated financial statements for the fiscal year ended September 27, 2019 and the Swiss Compensation Report for the fiscal year ended September 27, 2019). | Management | For | For | ||||||||||||||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||
7.2 | To elect Deloitte AG, Zürich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zürich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | Against | For | ||||||||||||||||||||||||||
9. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for executive management. | Management | For | For | ||||||||||||||||||||||||||
10. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.92 per issued share to be paid in four equal quarterly installments of $0.48 starting with the third fiscal quarter of 2020 and ending in the second fiscal quarter of 2021 pursuant to the terms of the dividend resolution. | Management | For | For | ||||||||||||||||||||||||||
13. | To approve a renewal of authorized capital and related amendment to our articles of association. | Management | For | For | ||||||||||||||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||||||||||||||||||
15. | To approve any adjournments or postponements of the meeting. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,225,000 | 0 | 05-Mar-2020 | 05-Mar-2020 | |||||||||||||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 11-Mar-2020 | |||||||||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 935133479 - Management | |||||||||||||||||||||||||||
Record Date | 20-Feb-2020 | Holding Recon Date | 20-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 09-Mar-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: David M. Kerko | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Yong Nam | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
1L. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
1M. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
3A. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
3B. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
3C. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
3D. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2021 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||||||||||||||||||||||||
5.1 | To approve the 2019 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 27, 2019, the consolidated financial statements for the fiscal year ended September 27, 2019 and the Swiss Compensation Report for the fiscal year ended September 27, 2019). | Management | For | For | ||||||||||||||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||
7.2 | To elect Deloitte AG, Zürich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zürich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | Against | For | ||||||||||||||||||||||||||
9. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for executive management. | Management | For | For | ||||||||||||||||||||||||||
10. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.92 per issued share to be paid in four equal quarterly installments of $0.48 starting with the third fiscal quarter of 2020 and ending in the second fiscal quarter of 2021 pursuant to the terms of the dividend resolution. | Management | For | For | ||||||||||||||||||||||||||
13. | To approve a renewal of authorized capital and related amendment to our articles of association. | Management | For | For | ||||||||||||||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||||||||||||||||||
15. | To approve any adjournments or postponements of the meeting. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,225,000 | 0 | 05-Mar-2020 | 05-Mar-2020 | |||||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 01-Apr-2020 | |||||||||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 935131021 - Management | |||||||||||||||||||||||||||
Record Date | 12-Feb-2020 | Holding Recon Date | 12-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Mar-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Lubna S. Olayan | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Mark G. Papa | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Leo Rafael Reif | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Henri Seydoux | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||||||||||||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | For | For | ||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,610,000 | 0 | 26-Mar-2020 | 26-Mar-2020 | |||||||||||||||||||||||
SMITH & NEPHEW PLC | ||||||||||||||||||||||||||||||
Security | 83175M205 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | SNN | Meeting Date | 09-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US83175M2052 | Agenda | 935136944 - Management | |||||||||||||||||||||||||||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
O1 | To receive the audited accounts. | Management | For | For | ||||||||||||||||||||||||||
O2 | To approve the Directors' Remuneration Policy. | Management | For | For | ||||||||||||||||||||||||||
O3 | To approve the Directors' Remuneration Report (excluding policy) | Management | For | For | ||||||||||||||||||||||||||
O4 | To declare a final dividend. | Management | For | For | ||||||||||||||||||||||||||
O5 | Election/Re-Election of Director: Graham Baker | Management | For | For | ||||||||||||||||||||||||||
O6 | Election/Re-Election of Director: Vinita Bali | Management | For | For | ||||||||||||||||||||||||||
O7 | Election/Re-Election of Director: The Rt. Hon Baroness Virginia Bottomley | Management | For | For | ||||||||||||||||||||||||||
O8 | Election/Re-Election of Director: Roland Diggelmann | Management | For | For | ||||||||||||||||||||||||||
O9 | Election/Re-Election of Director: Erik Engstrom | Management | For | For | ||||||||||||||||||||||||||
O10 | Election/Re-Election of Director: Robin Freestone | Management | For | For | ||||||||||||||||||||||||||
O11 | Election/Re-Election of Director: Marc Owen | Management | For | For | ||||||||||||||||||||||||||
O12 | Election/Re-Election of Director: Angie Risley | Management | For | For | ||||||||||||||||||||||||||
O13 | Election/Re-Election of Director: Roberto Quarta | Management | For | For | ||||||||||||||||||||||||||
O14 | To re-appoint the Auditor. | Management | For | For | ||||||||||||||||||||||||||
O15 | To authorise Directors' to determine the remuneration of the Auditor. | Management | For | For | ||||||||||||||||||||||||||
O16 | To approve the Smith & Nephew Global Share Plan 2020. | Management | For | For | ||||||||||||||||||||||||||
O17 | To renew the Directors' authority to allot shares. | Management | For | For | ||||||||||||||||||||||||||
S18 | To renew the Directors' authority for the disapplication of the pre-emption rights. | Management | For | For | ||||||||||||||||||||||||||
S19 | To authorise the Directors to disapply pre- emption rights for the purposes of acquisitions or other capital investments. | Management | For | For | ||||||||||||||||||||||||||
S20 | To renew the Directors' limited authority to make market purchases of the Company's own shares. | Management | For | For | ||||||||||||||||||||||||||
S21 | To authorise general meetings to be held on 14 clear days' notice. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,265,000 | 0 | 26-Mar-2020 | 26-Mar-2020 | |||||||||||||||||||||||
PPG INDUSTRIES, INC. | ||||||||||||||||||||||||||||||
Security | 693506107 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | PPG | Meeting Date | 16-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US6935061076 | Agenda | 935135132 - Management | |||||||||||||||||||||||||||
Record Date | 21-Feb-2020 | Holding Recon Date | 21-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2023: STEPHEN F. ANGEL | Management | For | For | ||||||||||||||||||||||||||
1B. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2023: HUGH GRANT | Management | For | For | ||||||||||||||||||||||||||
1C. | APPROVE THE ELECTION OF DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2023: MELANIE L. HEALEY | Management | For | For | ||||||||||||||||||||||||||
2A. | APPROVE THE APPOINMENT OF A DIRECTOR TO SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: KATHLEEN A.LIGOCKI | Management | For | For | ||||||||||||||||||||||||||
3. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS | Management | For | For | ||||||||||||||||||||||||||
4. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5. | PROPOSAL TO APPROVE AN AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | ||||||||||||||||||||||||||
6. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 735,000 | 0 | 09-Apr-2020 | 09-Apr-2020 | |||||||||||||||||||||||
NORTHERN TRUST CORPORATION | ||||||||||||||||||||||||||||||
Security | 665859104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | NTRS | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US6658591044 | Agenda | 935134356 - Management | |||||||||||||||||||||||||||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Linda Walker Bynoe | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Susan Crown | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Dean M. Harrison | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Jay L. Henderson | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Marcy S. Klevorn | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Siddharth N. (Bobby) Mehta | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Michael G. O'Grady | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Jose Luis Prado | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Thomas E. Richards | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Martin P. Slark | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: David H. B. Smith, Jr. | Management | For | For | ||||||||||||||||||||||||||
1L. | Election of Director: Donald Thompson | Management | For | For | ||||||||||||||||||||||||||
1M. | Election of Director: Charles A. Tribbett III | Management | For | For | ||||||||||||||||||||||||||
2. | Approval, by an advisory vote, of the 2019 compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,150,000 | 0 | 16-Apr-2020 | 16-Apr-2020 | |||||||||||||||||||||||
PACCAR INC | ||||||||||||||||||||||||||||||
Security | 693718108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | PCAR | Meeting Date | 21-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US6937181088 | Agenda | 935138873 - Management | |||||||||||||||||||||||||||
Record Date | 25-Feb-2020 | Holding Recon Date | 25-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Mark C. Pigott | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Dame Alison J. Carnwath | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: R. Preston Feight | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Beth E. Ford | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: John M. Pigott | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Mark A. Schulz | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Gregory M. E. Spierkel | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Charles R. Williamson | Management | For | For | ||||||||||||||||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||||||||||||||||||
3. | Approval of an amendment to the certificate of incorporation to confirm that stockholders owning at least 25% of the Company's outstanding shares may call special stockholder meetings. | Management | For | For | ||||||||||||||||||||||||||
4. | Stockholder proposal regarding stockholder action by written consent if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,675,000 | 0 | 16-Apr-2020 | 16-Apr-2020 | |||||||||||||||||||||||
EATON CORPORATION PLC | ||||||||||||||||||||||||||||||
Security | G29183103 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | ETN | Meeting Date | 22-Apr-2020 | |||||||||||||||||||||||||||
ISIN | IE00B8KQN827 | Agenda | 935138619 - Management | |||||||||||||||||||||||||||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Craig Arnold | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Christopher M. Connor | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Michael J. Critelli | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Richard H. Fearon | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Olivier Leonetti | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Deborah L. McCoy | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Silvio Napoli | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Sandra Pianalto | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Lori J. Ryerkerk | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||||||||||||||||||||
1L. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||||||||||||||||||||||||
2. | Approving a proposed 2020 Stock Plan. | Management | For | For | ||||||||||||||||||||||||||
3. | Approving the appointment of Ernst & Young as independent auditor for 2020 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | ||||||||||||||||||||||||||
4. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||||||||||||||||||
5. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||||||||||||||||||||||||
6. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | ||||||||||||||||||||||||||
7. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | �� | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,320,000 | 0 | 17-Apr-2020 | 17-Apr-2020 | |||||||||||||||||||||||
NESTLE S.A. | ||||||||||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 23-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US6410694060 | Agenda | 935155956 - Management | |||||||||||||||||||||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1.1 | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2019. | Management | For | For | ||||||||||||||||||||||||||
1.2 | Acceptance of the Compensation Report 2019 (advisory vote). | Management | For | For | ||||||||||||||||||||||||||
2 | Discharge to the members of the Board of Directors and of the Management. | Management | For | For | ||||||||||||||||||||||||||
3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2019. | Management | For | For | ||||||||||||||||||||||||||
4AA | Re-election of Director: Mr. Paul Bulcke, as member and Chairman | Management | For | For | ||||||||||||||||||||||||||
4AB | Re-election of Director: Mr. Ulf Mark Schneider | Management | For | For | ||||||||||||||||||||||||||
4AC | Re-election of Director: Mr. Henri de Castries | Management | For | For | ||||||||||||||||||||||||||
4AD | Re-election of Director: Mr. Renato Fassbind | Management | For | For | ||||||||||||||||||||||||||
4AE | Re-election of Director: Mrs. Ann M. Veneman | Management | For | For | ||||||||||||||||||||||||||
4AF | Re-election of Director: Mrs. Eva Cheng | Management | For | For | ||||||||||||||||||||||||||
4AG | Re-election of Director: Mr. Patrick Aebischer | Management | For | For | ||||||||||||||||||||||||||
4AH | Re-election of Director: Mrs. Ursula M. Burns | Management | For | For | ||||||||||||||||||||||||||
4AI | Re-election of Director: Mr. Kasper Rorsted | Management | For | For | ||||||||||||||||||||||||||
4AJ | Re-election of Director: Mr. Pablo Isla | Management | For | For | ||||||||||||||||||||||||||
4AK | Re-election of Director: Mrs. Kimberly A. Ross | Management | For | For | ||||||||||||||||||||||||||
4AL | Re-election of Director: Mr. Dick Boer | Management | For | For | ||||||||||||||||||||||||||
4AM | Re-election of Director: Mr. Dinesh Paliwal | Management | For | For | ||||||||||||||||||||||||||
4B | Election of Director: Mrs. Hanne Jimenez de Mora | Management | For | For | ||||||||||||||||||||||||||
4C1 | Election of the member of the Compensation Committee: Mr. Patrick Aebischer | Management | For | For | ||||||||||||||||||||||||||
4C2 | Election of the member of the Compensation Committee: Mrs. Ursula M. Burns | Management | For | For | ||||||||||||||||||||||||||
4C3 | Election of the member of the Compensation Committee: Mr. Pablo Isla | Management | For | For | ||||||||||||||||||||||||||
4C4 | Election of the member of the Compensation Committee: Mr. Dick Boer | Management | For | For | ||||||||||||||||||||||||||
4D | Election of the statutory auditors Ernst & Young Ltd, Lausanne branch | Management | For | For | ||||||||||||||||||||||||||
4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | Management | For | For | ||||||||||||||||||||||||||
5.1 | Approval of the compensation of the Board of Directors | Management | For | For | ||||||||||||||||||||||||||
5.2 | Approval of the compensation of the Executive Board | Management | For | For | ||||||||||||||||||||||||||
6 | Capital reduction (by cancellation of shares) | Management | For | For | ||||||||||||||||||||||||||
7 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,060,000 | 0 | 06-Apr-2020 | 06-Apr-2020 | |||||||||||||||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||||||||||||||||||
Security | 438516106 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | HON | Meeting Date | 27-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US4385161066 | Agenda | 935137794 - Management | |||||||||||||||||||||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Deborah Flint | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Raymond T. Odierno | Management | For | For | ||||||||||||||||||||||||||
1L. | Election of Director: George Paz | Management | For | For | ||||||||||||||||||||||||||
1M. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||||||||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||||||||||||||||
3. | Approval of Independent Accountants. | Management | For | For | ||||||||||||||||||||||||||
4. | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Against | Against | ||||||||||||||||||||||||||
5. | Report on Lobbying Activities and Expenditures. | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,200,000 | 0 | 21-Apr-2020 | 21-Apr-2020 | |||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | UL | Meeting Date | 29-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US9047677045 | Agenda | 935147428 - Management | |||||||||||||||||||||||||||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | To receive the Report and Accounts for the year ended 31 December 2019. | Management | For | For | ||||||||||||||||||||||||||
2. | To approve the Directors' Remuneration Report. | Management | Against | For | ||||||||||||||||||||||||||
3. | To re-elect Mr N Andersen as a Non- Executive Director. | Management | For | For | ||||||||||||||||||||||||||
4. | To re-elect Mrs L Cha as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||
5. | To re-elect Mr V Colao as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||
6. | To re-elect Dr J Hartmann as a Non- Executive Director. | Management | For | For | ||||||||||||||||||||||||||
7. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | ||||||||||||||||||||||||||
8. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||
9. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||
10. | To re-elect Mr S Masiyiwa as a Non- Executive Director. | Management | For | For | ||||||||||||||||||||||||||
11. | To re-elect Professor Y Moon as a Non- Executive Director. | Management | For | For | ||||||||||||||||||||||||||
12. | To re-elect Mr G Pitkethly as an Executive Director. | Management | For | For | ||||||||||||||||||||||||||
13. | To re-elect Mr J Rishton as a Non- Executive Director. | Management | For | For | ||||||||||||||||||||||||||
14. | To re-elect Mr F Sijbesma as a Non- Executive Director. | Management | For | For | ||||||||||||||||||||||||||
15. | To reappoint KPMG LLP as Auditor of the Company. | Management | For | For | ||||||||||||||||||||||||||
16. | To authorise the Directors to fix the remuneration of the Auditor. | Management | Against | For | ||||||||||||||||||||||||||
17. | To authorise Political Donations and expenditure. | Management | Against | For | ||||||||||||||||||||||||||
18. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||||||||||||||||||||
19. | To renew the authority to Directors to disapply pre-emption rights. | Management | For | For | ||||||||||||||||||||||||||
20. | To renew the authority to Directors to disapply pre-emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||||||||||||||||||||
21. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||||||||||||||||||||
22. | To shorten the Notice period for General Meetings. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,650,000 | 0 | 13-Apr-2020 | 13-Apr-2020 | |||||||||||||||||||||||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||||||||||||||||||||||||
Security | 500472303 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | PHG | Meeting Date | 30-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US5004723038 | Agenda | 935175768 - Management | |||||||||||||||||||||||||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
2B. | Proposal to adopt the financial statements | Management | For | None | ||||||||||||||||||||||||||
2C. | Proposal to adopt dividend | Management | For | None | ||||||||||||||||||||||||||
2D. | Remuneration Report 2019 (advisory vote) | Management | For | None | ||||||||||||||||||||||||||
2E. | Proposal to discharge the members of the Board of Management | Management | For | None | ||||||||||||||||||||||||||
2F. | Proposal to discharge the members of the Supervisory Board | Management | For | None | ||||||||||||||||||||||||||
3A. | Proposal to adopt a Remuneration Policy for the Board of Management | Management | For | None | ||||||||||||||||||||||||||
3B. | Proposal to approve a Long-Term Incentive Plan for the Board of Management | Management | For | None | ||||||||||||||||||||||||||
3C. | Proposal to adopt a Remuneration Policy for the Supervisory Board | Management | For | None | ||||||||||||||||||||||||||
4A. | Proposal to re-appoint Ms N. Dhawan as member of the Supervisory Board | Management | For | None | ||||||||||||||||||||||||||
4B. | Proposal to appoint Mr F. Sijbesma as member of the Supervisory Board | Management | For | None | ||||||||||||||||||||||||||
4C. | Proposal to appoint Mr P. Löscher as member of the Supervisory Board | Management | For | None | ||||||||||||||||||||||||||
5A. | Proposals to authorize the Board of Management to: issue shares or grant rights to acquire shares | Management | For | None | ||||||||||||||||||||||||||
5B. | Proposals to authorize the Board of Management to: restrict or exclude preemption rights | Management | For | None | ||||||||||||||||||||||||||
6. | Proposal to authorize the Board of Management to acquire shares in the company | Management | For | None | ||||||||||||||||||||||||||
7. | Proposal to cancel shares | Management | For | None | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,500,000 | 0 | 14-Apr-2020 | 14-Apr-2020 | |||||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 02-May-2020 | |||||||||||||||||||||||||||
ISIN | US0846707026 | Agenda | 935144105 - Management | |||||||||||||||||||||||||||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Warren E. Buffett | For | For | |||||||||||||||||||||||||||
2 | Charles T. Munger | For | For | |||||||||||||||||||||||||||
3 | Gregory E. Abel | For | For | |||||||||||||||||||||||||||
4 | Howard G. Buffett | For | For | |||||||||||||||||||||||||||
5 | Stephen B. Burke | For | For | |||||||||||||||||||||||||||
6 | Kenneth I. Chenault | For | For | |||||||||||||||||||||||||||
7 | Susan L. Decker | For | For | |||||||||||||||||||||||||||
8 | David S. Gottesman | For | For | |||||||||||||||||||||||||||
9 | Charlotte Guyman | For | For | |||||||||||||||||||||||||||
10 | Ajit Jain | For | For | |||||||||||||||||||||||||||
11 | Thomas S. Murphy | For | For | |||||||||||||||||||||||||||
12 | Ronald L. Olson | For | For | |||||||||||||||||||||||||||
13 | Walter Scott, Jr. | For | For | |||||||||||||||||||||||||||
14 | Meryl B. Witmer | For | For | |||||||||||||||||||||||||||
2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2020 Proxy Statement. | Management | For | For | ||||||||||||||||||||||||||
3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | 3 Years | 3 Years | ||||||||||||||||||||||||||
4. | Shareholder proposal regarding diversity. | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,460,000 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||||||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 05-May-2020 | |||||||||||||||||||||||||||
ISIN | US3021301094 | Agenda | 935150639 - Management | |||||||||||||||||||||||||||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1.1 | Election of Director: Robert R. Wright | Management | For | For | ||||||||||||||||||||||||||
1.2 | Election of Director: Glenn M. Alger | Management | For | For | ||||||||||||||||||||||||||
1.3 | Election of Director: Robert P. Carlile | Management | For | For | ||||||||||||||||||||||||||
1.4 | Election of Director: James M. DuBois | Management | For | For | ||||||||||||||||||||||||||
1.5 | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||||||||||||||||
1.6 | Election of Director: Diane H. Gulyas | Management | For | For | ||||||||||||||||||||||||||
1.7 | Election of Director: Jeffrey S. Musser | Management | For | For | ||||||||||||||||||||||||||
1.8 | Election of Director: Liane J. Pelletier | Management | For | For | ||||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||||||||||||||||
3. | Approve Amendments to the 2017 Omnibus Incentive Plan | Management | For | For | ||||||||||||||||||||||||||
4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||||||||||||||||
5. | Shareholder Proposal: NYC Comptroller Proposal | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,740,000 | 0 | 01-May-2020 | 01-May-2020 | |||||||||||||||||||||||
PEPSICO, INC. | ||||||||||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 06-May-2020 | |||||||||||||||||||||||||||
ISIN | US7134481081 | Agenda | 935148901 - Management | |||||||||||||||||||||||||||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Shona L. Brown | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Cesar Conde | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Ian Cook | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Dina Dublon | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Michelle Gass | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: David C. Page | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Daniel Vasella | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Darren Walker | Management | For | For | ||||||||||||||||||||||||||
1L. | Election of Director: Alberto Weisser | Management | For | For | ||||||||||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||
3. | Advisory approval of the Company's executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
4. | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Against | Against | ||||||||||||||||||||||||||
5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 920,000 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||
NUTRIEN LTD. (THE "CORPORATION") | ||||||||||||||||||||||||||||||
Security | 67077M108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | NTR | Meeting Date | 06-May-2020 | |||||||||||||||||||||||||||
ISIN | CA67077M1086 | Agenda | 935164361 - Management | |||||||||||||||||||||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 01-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Christopher M. Burley | For | For | |||||||||||||||||||||||||||
2 | Maura J. Clark | For | For | |||||||||||||||||||||||||||
3 | David C. Everitt | For | For | |||||||||||||||||||||||||||
4 | Russell K. Girling | For | For | |||||||||||||||||||||||||||
5 | Miranda C. Hubbs | For | For | |||||||||||||||||||||||||||
6 | Alice D. Laberge | For | For | |||||||||||||||||||||||||||
7 | Consuelo E. Madere | For | For | |||||||||||||||||||||||||||
8 | Charles V. Magro | For | For | |||||||||||||||||||||||||||
9 | Keith G. Martell | For | For | |||||||||||||||||||||||||||
10 | Aaron W. Regent | For | For | |||||||||||||||||||||||||||
11 | Mayo M. Schmidt | For | For | |||||||||||||||||||||||||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Management | For | For | ||||||||||||||||||||||||||
3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 351,120 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||
THE CHARLES SCHWAB CORPORATION | ||||||||||||||||||||||||||||||
Security | 808513105 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | SCHW | Meeting Date | 12-May-2020 | |||||||||||||||||||||||||||
ISIN | US8085131055 | Agenda | 935165565 - Management | |||||||||||||||||||||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: William S. Haraf | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Frank C. Herringer | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Roger O. Walther | Management | For | For | ||||||||||||||||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | For | For | ||||||||||||||||||||||||||
3. | Advisory vote to approve named executive officer compensation | Management | Against | For | ||||||||||||||||||||||||||
4. | Approve the 2013 Stock Incentive Plan as Amended and Restated | Management | For | For | ||||||||||||||||||||||||||
5. | Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | Management | For | For | ||||||||||||||||||||||||||
6. | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shareholder | Against | Against | ||||||||||||||||||||||||||
7. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,480,000 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||
MASCO CORPORATION | ||||||||||||||||||||||||||||||
Security | 574599106 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | MAS | Meeting Date | 12-May-2020 | |||||||||||||||||||||||||||
ISIN | US5745991068 | Agenda | 935174805 - Management | |||||||||||||||||||||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1a. | Election of Director: Keith J. Allman | Management | For | For | ||||||||||||||||||||||||||
1b. | Election of Director: J. Michael Losh | Management | For | For | ||||||||||||||||||||||||||
1c. | Election of Director: Christopher A. O'Herlihy | Management | For | For | ||||||||||||||||||||||||||
1d. | Election of Director: Charles K. Stevens, III | Management | For | For | ||||||||||||||||||||||||||
2. | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | For | For | ||||||||||||||||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2020. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 4,225,000 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||||||
HD SUPPLY HOLDINGS, INC. | ||||||||||||||||||||||||||||||
Security | 40416M105 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | HDS | Meeting Date | 19-May-2020 | |||||||||||||||||||||||||||
ISIN | US40416M1053 | Agenda | 935158457 - Management | |||||||||||||||||||||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Kathleen J. Affeldt | Withheld | For | |||||||||||||||||||||||||||
2 | Joseph J. DeAngelo | For | For | |||||||||||||||||||||||||||
3 | Peter A. Dorsman | For | For | |||||||||||||||||||||||||||
4 | Stephen J. Konenkamp | For | For | |||||||||||||||||||||||||||
5 | Patrick R. McNamee | For | For | |||||||||||||||||||||||||||
6 | Scott D. Ostfeld | For | For | |||||||||||||||||||||||||||
7 | Charles W. Peffer | For | For | |||||||||||||||||||||||||||
8 | James A. Rubright | For | For | |||||||||||||||||||||||||||
9 | Lauren Taylor Wolfe | For | For | |||||||||||||||||||||||||||
2. | To ratify our board of directors' appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending on January 31, 2021. | Management | For | For | ||||||||||||||||||||||||||
3. | To conduct an advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||
4. | To conduct an advisory vote on the frequency of advisory votes to approve named executive officer compensation. | Management | 1 Year | 1 Year | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,805,000 | 0 | 13-May-2020 | 13-May-2020 | |||||||||||||||||||||||
QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||||||||||||||||||
Security | 74834L100 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | DGX | Meeting Date | 19-May-2020 | |||||||||||||||||||||||||||
ISIN | US74834L1008 | Agenda | 935159423 - Management | |||||||||||||||||||||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Vicky B. Gregg | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Wright L. Lassiter III | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Timothy L. Main | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Gary M. Pfeiffer | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Timothy M. Ring | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Stephen H. Rusckowski | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Daniel C. Stanzione | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Helen I. Torley | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Gail R. Wilensky | Management | For | For | ||||||||||||||||||||||||||
2. | An advisory resolution to approve the executive officer compensation disclosed in the Company's 2020 proxy statement | Management | For | For | ||||||||||||||||||||||||||
3. | Ratification of the appointment of our independent registered public accounting firm for 2020 | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,835,000 | 0 | 15-May-2020 | 15-May-2020 | |||||||||||||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 19-May-2020 | |||||||||||||||||||||||||||
ISIN | US46625H1005 | Agenda | 935170833 - Management | |||||||||||||||||||||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: James S. Crown | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: James Dimon | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Lee R. Raymond | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||||||||||||||||||
2. | Advisory resolution to approve executive compensation | Management | Against | For | ||||||||||||||||||||||||||
3. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||||||||||||||||||||
4. | Independent board chairman | Shareholder | For | Against | ||||||||||||||||||||||||||
5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Against | Against | ||||||||||||||||||||||||||
6. | Climate change risk reporting | Shareholder | Against | Against | ||||||||||||||||||||||||||
7. | Amend shareholder written consent provisions | Shareholder | For | Against | ||||||||||||||||||||||||||
8. | Charitable contributions disclosure | Shareholder | Against | Against | ||||||||||||||||||||||||||
9. | Gender/Racial pay equity | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,295,000 | 0 | 15-May-2020 | 15-May-2020 | |||||||||||||||||||||||
CHUBB LIMITED | ||||||||||||||||||||||||||||||
Security | H1467J104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 20-May-2020 | |||||||||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 935169931 - Management | |||||||||||||||||||||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 18-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | Management | For | For | ||||||||||||||||||||||||||
2A | Allocation of disposable profit | Management | For | For | ||||||||||||||||||||||||||
2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | ||||||||||||||||||||||||||
3 | Discharge of the Board of Directors | Management | For | For | ||||||||||||||||||||||||||
4A | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | ||||||||||||||||||||||||||
4B | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | ||||||||||||||||||||||||||
4C | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | ||||||||||||||||||||||||||
5A | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||||||||||||||||||||
5B | Election of Director: Michael G. Atieh | Management | For | For | ||||||||||||||||||||||||||
5C | Election of Director: Sheila P. Burke | Management | For | For | ||||||||||||||||||||||||||
5D | Election of Director: James I. Cash | Management | For | For | ||||||||||||||||||||||||||
5E | Election of Director: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||
5F | Election of Director: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||
5G | Election of Director: John A. Edwardson | Management | For | For | ||||||||||||||||||||||||||
5H | Election of Director: Robert J. Hugin | Management | For | For | ||||||||||||||||||||||||||
5I | Election of Director: Robert W. Scully | Management | For | For | ||||||||||||||||||||||||||
5J | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||||||||||||||||||||
5K | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||||||||||||||||||||
5L | Election of Director: David H. Sidwell | Management | For | For | ||||||||||||||||||||||||||
5M | Election of Director: Olivier Steimer | Management | For | For | ||||||||||||||||||||||||||
5N | Election of Director: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||
6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | ||||||||||||||||||||||||||
7A | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||
7B | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||
7C | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | ||||||||||||||||||||||||||
7D | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||
8 | Election of Homburger AG as independent proxy | Management | For | For | ||||||||||||||||||||||||||
9 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | For | For | ||||||||||||||||||||||||||
10 | Reduction of share capital | Management | For | For | ||||||||||||||||||||||||||
11A | Compensation of the Board of Directors until the next annual general meeting | Management | For | For | ||||||||||||||||||||||||||
11B | Compensation of Executive Management for the next calendar year | Management | For | For | ||||||||||||||||||||||||||
12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | Against | For | ||||||||||||||||||||||||||
A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,105,000 | 0 | 06-May-2020 | 06-May-2020 | |||||||||||||||||||||||
SOUTHWEST AIRLINES CO. | ||||||||||||||||||||||||||||||
Security | 844741108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | LUV | Meeting Date | 21-May-2020 | |||||||||||||||||||||||||||
ISIN | US8447411088 | Agenda | 935182256 - Management | |||||||||||||||||||||||||||
Record Date | 25-Mar-2020 | Holding Recon Date | 25-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: David W. Biegler | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: J. Veronica Biggins | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Douglas H. Brooks | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: William H. Cunningham | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: John G. Denison | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Thomas W. Gilligan | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Gary C. Kelly | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Nancy B. Loeffler | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: John T. Montford | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Ron Ricks | Management | For | For | ||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||
3. | Ratification of the selection of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||
4. | Advisory vote on shareholder proposal to require an independent board chairman. | Shareholder | For | Against | ||||||||||||||||||||||||||
5. | Advisory vote on shareholder proposal to permit shareholder action by written consent. | Shareholder | Against | Against | ||||||||||||||||||||||||||
6. | Advisory vote on shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,205,000 | 0 | 06-May-2020 | 06-May-2020 | |||||||||||||||||||||||
DOLLAR GENERAL CORPORATION | ||||||||||||||||||||||||||||||
Security | 256677105 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | DG | Meeting Date | 27-May-2020 | |||||||||||||||||||||||||||
ISIN | US2566771059 | Agenda | 935166579 - Management | |||||||||||||||||||||||||||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Warren F. Bryant | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Michael M. Calbert | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Sandra B. Cochran | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Patricia D. Fili-Krushel | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Timothy I. McGuire | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: William C. Rhodes, III | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Debra A. Sandler | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Ralph E. Santana | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Todd J. Vasos | Management | For | For | ||||||||||||||||||||||||||
2. | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | Management | Against | For | ||||||||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||||||||||||||||||||||||
4. | To approve amendments to the amended and restated charter, as amended, of Dollar General Corporation to replace supermajority voting requirements with a majority voting requirement as described in the proxy statement. | Management | For | For | ||||||||||||||||||||||||||
5. | To approve an amendment to the amended and restated bylaws of Dollar General Corporation to replace the supermajority voting requirement with a majority voting requirement as described in the proxy statement. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,085,000 | 0 | 22-May-2020 | 22-May-2020 | |||||||||||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 01-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US91324P1021 | Agenda | 935188931 - Management | |||||||||||||||||||||||||||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Richard T. Burke | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: F. William McNabb III | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Glenn M. Renwick | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: David S. Wichmann | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||||||||||||||||||||
2. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||
4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||
5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non- binding shareholder vote. | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 835,000 | 0 | 15-May-2020 | 15-May-2020 | |||||||||||||||||||||||
COMCAST CORPORATION | ||||||||||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 03-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 935190532 - Management | |||||||||||||||||||||||||||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Kenneth J. Bacon | For | For | |||||||||||||||||||||||||||
2 | Madeline S. Bell | For | For | |||||||||||||||||||||||||||
3 | Naomi M. Bergman | For | For | |||||||||||||||||||||||||||
4 | Edward D. Breen | Withheld | For | |||||||||||||||||||||||||||
5 | Gerald L. Hassell | Withheld | For | |||||||||||||||||||||||||||
6 | Jeffrey A. Honickman | For | For | |||||||||||||||||||||||||||
7 | Maritza G. Montiel | For | For | |||||||||||||||||||||||||||
8 | Asuka Nakahara | For | For | |||||||||||||||||||||||||||
9 | David C. Novak | Withheld | For | |||||||||||||||||||||||||||
10 | Brian L. Roberts | For | For | |||||||||||||||||||||||||||
2. | Ratification of the appointment of our independent auditors | Management | For | For | ||||||||||||||||||||||||||
3. | Approval of Amended 2003 Stock Option Plan | Management | Against | For | ||||||||||||||||||||||||||
4. | Approval of Amended 2002 Restricted Stock Plan | Management | For | For | ||||||||||||||||||||||||||
5. | Advisory vote on executive compensation | Management | Against | For | ||||||||||||||||||||||||||
6. | To provide a lobbying report | Shareholder | For | Against | ||||||||||||||||||||||||||
7. | To require an independent board chairman | Shareholder | For | Against | ||||||||||||||||||||||||||
8. | To conduct independent investigation and report on risks posed by failing to prevent sexual harassment | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,075,000 | 0 | 29-May-2020 | 29-May-2020 | |||||||||||||||||||||||
BOOKING HOLDINGS INC. | ||||||||||||||||||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | BKNG | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US09857L1089 | Agenda | 935188929 - Management | |||||||||||||||||||||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Timothy M. Armstrong | For | For | |||||||||||||||||||||||||||
2 | Jeffery H. Boyd | For | For | |||||||||||||||||||||||||||
3 | Glenn D. Fogel | For | For | |||||||||||||||||||||||||||
4 | Mirian M. Graddick-Weir | For | For | |||||||||||||||||||||||||||
5 | Wei Hopeman | For | For | |||||||||||||||||||||||||||
6 | Robert J. Mylod, Jr. | For | For | |||||||||||||||||||||||||||
7 | Charles H. Noski | For | For | |||||||||||||||||||||||||||
8 | Nicholas J. Read | For | For | |||||||||||||||||||||||||||
9 | Thomas E. Rothman | For | For | |||||||||||||||||||||||||||
10 | Bob van Dijk | For | For | |||||||||||||||||||||||||||
11 | Lynn M. Vojvodich | For | For | |||||||||||||||||||||||||||
12 | Vanessa A. Wittman | For | For | |||||||||||||||||||||||||||
2. | Advisory vote to approve 2019 executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||
4. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | For | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 100,000 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||||||
THE CHARLES SCHWAB CORPORATION | ||||||||||||||||||||||||||||||
Security | 808513105 | Meeting Type | Special | |||||||||||||||||||||||||||
Ticker Symbol | SCHW | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US8085131055 | Agenda | 935219091 - Management | |||||||||||||||||||||||||||
Record Date | 27-Apr-2020 | Holding Recon Date | 27-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | Approve the issuance of Schwab common shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade. | Management | For | For | ||||||||||||||||||||||||||
2. | Approve an amendment to the Schwab charter to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock. | Management | For | For | ||||||||||||||||||||||||||
3. | Approve a proposal that will give the Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 3,330,000 | 0 | 22-May-2020 | 22-May-2020 | |||||||||||||||||||||||
THE TJX COMPANIES, INC. | ||||||||||||||||||||||||||||||
Security | 872540109 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TJX | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US8725401090 | Agenda | 935195633 - Management | |||||||||||||||||||||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Zein Abdalla | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Rosemary T. Berkery | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: David T. Ching | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Ernie Herrman | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Michael F. Hines | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Carol Meyrowitz | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: John F. O'Brien | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Willow B. Shire | Management | For | For | ||||||||||||||||||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2021 | Management | For | For | ||||||||||||||||||||||||||
3. | Advisory approval of TJX's executive compensation (the say-on-pay vote) | Management | For | For | ||||||||||||||||||||||||||
4. | Shareholder proposal for a report on reduction in chemical footprint | Shareholder | Against | Against | ||||||||||||||||||||||||||
5. | Shareholder proposal for a report on animal welfare | Shareholder | Against | Against | ||||||||||||||||||||||||||
6. | Shareholder proposal for setting target amounts for CEO compensation | Shareholder | Against | Against | ||||||||||||||||||||||||||
7. | Shareholder proposal for disclosure regarding executive share retention | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,325,000 | 0 | 27-May-2020 | 27-May-2020 | |||||||||||||||||||||||
OMNICOM GROUP INC. | ||||||||||||||||||||||||||||||
Security | 681919106 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | OMC | Meeting Date | 09-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US6819191064 | Agenda | 935198970 - Management | |||||||||||||||||||||||||||
Record Date | 22-Apr-2020 | Holding Recon Date | 22-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1.1 | Election of Director: John D. Wren | Management | For | For | ||||||||||||||||||||||||||
1.2 | Election of Director: Mary C. Choksi | Management | For | For | ||||||||||||||||||||||||||
1.3 | Election of Director: Leonard S. Coleman, Jr. | Management | For | For | ||||||||||||||||||||||||||
1.4 | Election of Director: Susan S. Denison | Management | For | For | ||||||||||||||||||||||||||
1.5 | Election of Director: Ronnie S. Hawkins | Management | For | For | ||||||||||||||||||||||||||
1.6 | Election of Director: Deborah J. Kissire | Management | For | For | ||||||||||||||||||||||||||
1.7 | Election of Director: Gracia C. Martore | Management | For | For | ||||||||||||||||||||||||||
1.8 | Election of Director: Linda Johnson Rice | Management | For | For | ||||||||||||||||||||||||||
1.9 | Election of Director: Valerie M. Williams | Management | For | For | ||||||||||||||||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent auditors for the 2020 fiscal year. | Management | For | For | ||||||||||||||||||||||||||
4. | Shareholder proposal regarding proxy access amendment. | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,915,000 | 0 | 04-Jun-2020 | 04-Jun-2020 | |||||||||||||||||||||||
DOLLAR TREE, INC. | ||||||||||||||||||||||||||||||
Security | 256746108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | DLTR | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US2567461080 | Agenda | 935193261 - Management | |||||||||||||||||||||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Arnold S. Barron | Management | Against | For | ||||||||||||||||||||||||||
1B. | Election of Director: Gregory M. Bridgeford | Management | Against | For | ||||||||||||||||||||||||||
1C. | Election of Director: Thomas W. Dickson | Management | Against | For | ||||||||||||||||||||||||||
1D. | Election of Director: Lemuel E. Lewis | Management | Against | For | ||||||||||||||||||||||||||
1E. | Election of Director: Jeffrey G. Naylor | Management | Against | For | ||||||||||||||||||||||||||
1F. | Election of Director: Gary M. Philbin | Management | Against | For | ||||||||||||||||||||||||||
1G. | Election of Director: Bob Sasser | Management | Against | For | ||||||||||||||||||||||||||
1H. | Election of Director: Thomas A. Saunders III | Management | Against | For | ||||||||||||||||||||||||||
1I. | Election of Director: Stephanie P. Stahl | Management | Against | For | ||||||||||||||||||||||||||
1J. | Election of Director: Carrie A. Wheeler | Management | Against | For | ||||||||||||||||||||||||||
1K. | Election of Director: Thomas E. Whiddon | Management | Against | For | ||||||||||||||||||||||||||
1L. | Election of Director: Carl P. Zeithaml | Management | Against | For | ||||||||||||||||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | Against | For | ||||||||||||||||||||||||||
3. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||
4. | To vote on the shareholder proposal on greenhouse gas emissions goals. | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,505,000 | 0 | 08-Jun-2020 | 08-Jun-2020 | |||||||||||||||||||||||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||||||||||||||||||||||||
Security | 500472303 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | PHG | Meeting Date | 26-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US5004723038 | Agenda | 935234411 - Management | |||||||||||||||||||||||||||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | �� | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | Proposal to adopt a dividend of EUR 0.85 per common share, in shares only, against the net income for 2019. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,475,000 | 0 | 11-Jun-2020 | 11-Jun-2020 |
ARMSTRONG WORLD INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 04247X102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | AWI | Meeting Date | 11-Jul-2019 | |||||||||||||||||||||||||||||
ISIN | US04247X1028 | Agenda | 935037134 - Management | |||||||||||||||||||||||||||||
Record Date | 23-Apr-2019 | Holding Recon Date | 23-Apr-2019 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jul-2019 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Stan A. Askren | For | For | |||||||||||||||||||||||||||||
2 | Victor D. Grizzle | For | For | |||||||||||||||||||||||||||||
3 | Tao Huang | For | For | |||||||||||||||||||||||||||||
4 | Barbara L. Loughran | For | For | |||||||||||||||||||||||||||||
5 | Larry S. McWilliams | For | For | |||||||||||||||||||||||||||||
6 | James C. Melville | For | For | |||||||||||||||||||||||||||||
7 | John J. Roberts | For | For | |||||||||||||||||||||||||||||
8 | Wayne R. Shurts | For | For | |||||||||||||||||||||||||||||
9 | Roy W. Templin | For | For | |||||||||||||||||||||||||||||
10 | Cherryl T. Thomas | For | For | |||||||||||||||||||||||||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, our executive compensation program. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 525,000 | 0 | 02-Jul-2019 | 12-Jul-2019 | |||||||||||||||||||||||||
VIASAT, INC. | ||||||||||||||||||||||||||||||||
Security | 92552V100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | VSAT | Meeting Date | 04-Sep-2019 | |||||||||||||||||||||||||||||
ISIN | US92552V1008 | Agenda | 935063519 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Jul-2019 | Holding Recon Date | 08-Jul-2019 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Sep-2019 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Richard Baldridge | For | For | |||||||||||||||||||||||||||||
2 | Sean Pak | For | For | |||||||||||||||||||||||||||||
2. | Ratification of Appointment of PricewaterhouseCoopers LLP as ViaSat's Independent Registered Public Accounting Firm for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | Advisory Vote on Executive Compensation. | Management | Against | For | ||||||||||||||||||||||||||||
4. | Amendment and Restatement of the Employee Stock Purchase Plan. | Management | For | For | ||||||||||||||||||||||||||||
5. | Amendment and Restatement of the 1996 Equity Participation Plan. | Management | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 310,000 | 0 | 28-Aug-2019 | 28-Aug-2019 | |||||||||||||||||||||||||
EPLUS INC. | ||||||||||||||||||||||||||||||||
Security | 294268107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PLUS | Meeting Date | 18-Sep-2019 | |||||||||||||||||||||||||||||
ISIN | US2942681071 | Agenda | 935068759 - Management | |||||||||||||||||||||||||||||
Record Date | 23-Jul-2019 | Holding Recon Date | 23-Jul-2019 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Sep-2019 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | BRUCE M. BOWEN | For | For | |||||||||||||||||||||||||||||
2 | JOHN E. CALLIES | For | For | |||||||||||||||||||||||||||||
3 | C. THOMAS FAULDERS, III | For | For | |||||||||||||||||||||||||||||
4 | ERIC D. HOVDE | For | For | |||||||||||||||||||||||||||||
5 | IRA A. HUNT, III | For | For | |||||||||||||||||||||||||||||
6 | MARK P. MARRON | For | For | |||||||||||||||||||||||||||||
7 | MAUREEN F. MORRISON | For | For | |||||||||||||||||||||||||||||
8 | BEN XIANG | For | For | |||||||||||||||||||||||||||||
2. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION, AS DISCLOSED IN THE PROXY. | Management | Against | For | ||||||||||||||||||||||||||||
3. | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 270,000 | 0 | 12-Sep-2019 | 12-Sep-2019 | |||||||||||||||||||||||||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||||||||||||||||||||||||||||
Security | 71742Q106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PAHC | Meeting Date | 04-Nov-2019 | |||||||||||||||||||||||||||||
ISIN | US71742Q1067 | Agenda | 935082002 - Management | |||||||||||||||||||||||||||||
Record Date | 05-Sep-2019 | Holding Recon Date | 05-Sep-2019 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Nov-2019 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Jack C. Bendheim | For | For | |||||||||||||||||||||||||||||
2 | E. Thomas Corcoran | For | For | |||||||||||||||||||||||||||||
3 | Dr. George Gunn | For | For | |||||||||||||||||||||||||||||
2. | Approval, on an advisory basis, of the compensation paid to the named executive officers, as disclosed in the proxy statement. | Management | Against | For | ||||||||||||||||||||||||||||
3. | Advisory vote on the frequency of future advisory votes on the compensation of the named executive officers. | Management | 1 Year | 3 Years | ||||||||||||||||||||||||||||
4. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 180,000 | 0 | 30-Oct-2019 | 30-Oct-2019 | |||||||||||||||||||||||||
DONALDSON COMPANY, INC. | ||||||||||||||||||||||||||||||||
Security | 257651109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | DCI | Meeting Date | 22-Nov-2019 | |||||||||||||||||||||||||||||
ISIN | US2576511099 | Agenda | 935086668 - Management | |||||||||||||||||||||||||||||
Record Date | 23-Sep-2019 | Holding Recon Date | 23-Sep-2019 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Nov-2019 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Michael J. Hoffman | For | For | |||||||||||||||||||||||||||||
2 | Douglas A. Milroy | For | For | |||||||||||||||||||||||||||||
3 | Willard D. Oberton | For | For | |||||||||||||||||||||||||||||
4 | John P. Wiehoff | For | For | |||||||||||||||||||||||||||||
2. | A non-binding advisory vote on the compensation of our Named Executive Officers. | Management | For | For | ||||||||||||||||||||||||||||
3. | To adopt the Donaldson Company, Inc. 2019 Master Stock Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as Donaldson Company, Inc.'s independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 288,000 | 0 | 19-Nov-2019 | 19-Nov-2019 | |||||||||||||||||||||||||
WOODWARD, INC. | ||||||||||||||||||||||||||||||||
Security | 980745103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | WWD | Meeting Date | 29-Jan-2020 | |||||||||||||||||||||||||||||
ISIN | US9807451037 | Agenda | 935114897 - Management | |||||||||||||||||||||||||||||
Record Date | 02-Dec-2019 | Holding Recon Date | 02-Dec-2019 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jan-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A | Election of Director: Paul Donovan | Management | For | For | ||||||||||||||||||||||||||||
1B | Election of Director: Mary L. Petrovich | Management | For | For | ||||||||||||||||||||||||||||
1C | Election of Director: James R. Rulseh | Management | For | For | ||||||||||||||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||||||||||||||
4. | PROPOSAL FOR THE APPROVAL OF AN AMENDMENT TO THE AMENDED AND RESTATED WOODWARD, INC. 2017 OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 265,000 | 0 | 21-Jan-2020 | 21-Jan-2020 | |||||||||||||||||||||||||
MSC INDUSTRIAL DIRECT CO., INC. | ||||||||||||||||||||||||||||||||
Security | 553530106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | MSM | Meeting Date | 29-Jan-2020 | |||||||||||||||||||||||||||||
ISIN | US5535301064 | Agenda | 935116839 - Management | |||||||||||||||||||||||||||||
Record Date | 11-Dec-2019 | Holding Recon Date | 11-Dec-2019 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jan-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Mitchell Jacobson | For | For | |||||||||||||||||||||||||||||
2 | Erik Gershwind | For | For | |||||||||||||||||||||||||||||
3 | Jonathan Byrnes | For | For | |||||||||||||||||||||||||||||
4 | Louise Goeser | For | For | |||||||||||||||||||||||||||||
5 | Michael Kaufmann | For | For | |||||||||||||||||||||||||||||
6 | Denis Kelly | For | For | |||||||||||||||||||||||||||||
7 | Steven Paladino | For | For | |||||||||||||||||||||||||||||
8 | Philip Peller | For | For | |||||||||||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 210,000 | 0 | 23-Jan-2020 | 23-Jan-2020 | |||||||||||||||||||||||||
AVERY DENNISON CORPORATION | ||||||||||||||||||||||||||||||||
Security | 053611109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | AVY | Meeting Date | 23-Apr-2020 | |||||||||||||||||||||||||||||
ISIN | US0536111091 | Agenda | 935137706 - Management | |||||||||||||||||||||||||||||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: Bradley Alford | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Anthony Anderson | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Peter Barker | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Mark Barrenechea | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Mitchell Butier | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Ken Hicks | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Andres Lopez | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Patrick Siewert | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Julia Stewart | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Martha Sullivan | Management | For | For | ||||||||||||||||||||||||||||
2. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 405,000 | 0 | 24-Mar-2020 | 24-Mar-2020 | |||||||||||||||||||||||||
VALMONT INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 920253101 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | VMI | Meeting Date | 28-Apr-2020 | |||||||||||||||||||||||||||||
ISIN | US9202531011 | Agenda | 935144597 - Management | |||||||||||||||||||||||||||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Mogens C. Bay | For | For | |||||||||||||||||||||||||||||
2 | Walter Scott, Jr. | For | For | |||||||||||||||||||||||||||||
3 | Clark T. Randt, Jr. | For | For | |||||||||||||||||||||||||||||
4 | Richard A. Lanoha | For | For | |||||||||||||||||||||||||||||
2. | Advisory approval of the company's executive compensation. | Management | Against | For | ||||||||||||||||||||||||||||
3. | Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 147,000 | 0 | 24-Mar-2020 | 24-Mar-2020 | |||||||||||||||||||||||||
ENPRO INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 29355X107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | NPO | Meeting Date | 29-Apr-2020 | |||||||||||||||||||||||||||||
ISIN | US29355X1072 | Agenda | 935158572 - Management | |||||||||||||||||||||||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Marvin A. Riley | For | For | |||||||||||||||||||||||||||||
2 | Thomas M. Botts | For | For | |||||||||||||||||||||||||||||
3 | Felix M. Brueck | For | For | |||||||||||||||||||||||||||||
4 | B. Bernard Burns, Jr. | For | For | |||||||||||||||||||||||||||||
5 | Diane C. Creel | For | For | |||||||||||||||||||||||||||||
6 | Adele M. Gulfo | For | For | |||||||||||||||||||||||||||||
7 | David L. Hauser | For | For | |||||||||||||||||||||||||||||
8 | John Humphrey | For | For | |||||||||||||||||||||||||||||
9 | Kees van der Graaf | For | For | |||||||||||||||||||||||||||||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve the EnPro Industries, Inc. 2020 Equity Compensation Plan. | Management | For | For | ||||||||||||||||||||||||||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 228,000 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||||||||
RYDER SYSTEM, INC. | ||||||||||||||||||||||||||||||||
Security | 783549108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | R | Meeting Date | 01-May-2020 | |||||||||||||||||||||||||||||
ISIN | US7835491082 | Agenda | 935143026 - Management | |||||||||||||||||||||||||||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: Robert J. Eck | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Robert A. Hagemann | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Michael F. Hilton | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Tamara L. Lundgren | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Luis P. Nieto | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: David G. Nord | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Robert E. Sanchez | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Abbie J. Smith | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: E. Follin Smith | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Hansel E. Tookes, II | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Against | For | ||||||||||||||||||||||||||||
4. | Approval of Amended and Restated Stock Purchase Plan for Employees. | Management | For | For | ||||||||||||||||||||||||||||
5. | Shareholder proposal on shareholder approval of bylaw amendments. | Shareholder | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 530,000 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||||
ZIONS BANCORPORATION | ||||||||||||||||||||||||||||||||
Security | 989701107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ZION | Meeting Date | 01-May-2020 | |||||||||||||||||||||||||||||
ISIN | US9897011071 | Agenda | 935149509 - Management | |||||||||||||||||||||||||||||
Record Date | 27-Feb-2020 | Holding Recon Date | 27-Feb-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: Jerry C. Atkin | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Gary L. Crittenden | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Suren K. Gupta | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: J. David Heaney | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Vivian S. Lee | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Scott J. McLean | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Edward F. Murphy | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Stephen D. Quinn | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Harris H. Simmons | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Aaron B. Skonnard | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Barbara A. Yastine | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm to audit the Bank's financial statements for the current fiscal year. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval, on a nonbinding advisory basis, of the compensation paid to the Bank's named executive officers with respect to fiscal year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 595,000 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||||
TRINITY INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 896522109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TRN | Meeting Date | 04-May-2020 | |||||||||||||||||||||||||||||
ISIN | US8965221091 | Agenda | 935174362 - Management | |||||||||||||||||||||||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | John L. Adams | For | For | |||||||||||||||||||||||||||||
2 | Brandon B. Boze | For | For | |||||||||||||||||||||||||||||
3 | John J. Diez | For | For | |||||||||||||||||||||||||||||
4 | Leldon E. Echols | For | For | |||||||||||||||||||||||||||||
5 | Charles W. Matthews | For | For | |||||||||||||||||||||||||||||
6 | E. Jean Savage | For | For | |||||||||||||||||||||||||||||
7 | Dunia A. Shive | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,085,000 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | ||||||||||||||||||||||||||||||||
Security | 142339100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | CSL | Meeting Date | 06-May-2020 | |||||||||||||||||||||||||||||
ISIN | US1423391002 | Agenda | 935150285 - Management | |||||||||||||||||||||||||||||
Record Date | 11-Mar-2020 | Holding Recon Date | 11-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: Robert G. Bohn | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Gregg A. Ostrander | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Jesse G. Singh | Management | For | For | ||||||||||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, the Company's named executive officer compensation in 2019. | Management | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 312,000 | 0 | 15-Apr-2020 | 15-Apr-2020 | |||||||||||||||||||||||||
GRAHAM HOLDINGS COMPANY | ||||||||||||||||||||||||||||||||
Security | 384637104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | GHC | Meeting Date | 07-May-2020 | |||||||||||||||||||||||||||||
ISIN | US3846371041 | Agenda | 935160820 - Management | |||||||||||||||||||||||||||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Christopher C. Davis | For | For | |||||||||||||||||||||||||||||
2 | Anne M. Mulcahy | For | For | |||||||||||||||||||||||||||||
3 | Larry D. Thompson | For | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 65,000 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||||||||
MANPOWERGROUP INC. | ||||||||||||||||||||||||||||||||
Security | 56418H100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | MAN | Meeting Date | 08-May-2020 | |||||||||||||||||||||||||||||
ISIN | US56418H1005 | Agenda | 935150122 - Management | |||||||||||||||||||||||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: Gina R. Boswell | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Cari M. Dominguez | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: William Downe | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: John F. Ferraro | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Julie M. Howard | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Jonas Prising | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Paul Read | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Elizabeth P. Sartain | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Michael J. Van Handel | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of Deloitte & Touche LLP as our independent auditors for 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | Against | For | ||||||||||||||||||||||||||||
4. | To approve the amendment and restatement of the 2011 Equity Incentive Plan of ManpowerGroup Inc. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 315,000 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||||
TRIMAS CORPORATION | ||||||||||||||||||||||||||||||||
Security | 896215209 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TRS | Meeting Date | 12-May-2020 | |||||||||||||||||||||||||||||
ISIN | US8962152091 | Agenda | 935163763 - Management | |||||||||||||||||||||||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Herbert K. Parker | For | For | |||||||||||||||||||||||||||||
2 | Holly M. Boehne | For | For | |||||||||||||||||||||||||||||
3 | Teresa M. Finley | For | For | |||||||||||||||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval, on a non-binding advisory basis, of the compensation paid to the Company's Named Executive Officers. | Management | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,195,000 | 0 | 05-May-2020 | 05-May-2020 | |||||||||||||||||||||||||
PENSKE AUTOMOTIVE GROUP, INC. | ||||||||||||||||||||||||||||||||
Security | 70959W103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PAG | Meeting Date | 13-May-2020 | |||||||||||||||||||||||||||||
ISIN | US70959W1036 | Agenda | 935158483 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | John D. Barr | For | For | |||||||||||||||||||||||||||||
2 | Lisa Davis | For | For | |||||||||||||||||||||||||||||
3 | Wolfgang Dürheimer | For | For | |||||||||||||||||||||||||||||
4 | Michael R. Eisenson | For | For | |||||||||||||||||||||||||||||
5 | Robert H. Kurnick, Jr. | For | For | |||||||||||||||||||||||||||||
6 | Kimberly J. McWaters | For | For | |||||||||||||||||||||||||||||
7 | Greg Penske | For | For | |||||||||||||||||||||||||||||
8 | Roger S. Penske | For | For | |||||||||||||||||||||||||||||
9 | Sandra E. Pierce | For | For | |||||||||||||||||||||||||||||
10 | Greg C. Smith | For | For | |||||||||||||||||||||||||||||
11 | Ronald G. Steinhart | For | For | |||||||||||||||||||||||||||||
12 | H. Brian Thompson | For | For | |||||||||||||||||||||||||||||
13 | Masashi Yamanaka | For | For | |||||||||||||||||||||||||||||
2. | Approval of our 2020 Equity Incentive Plan | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for 2020 | Management | For | For | ||||||||||||||||||||||||||||
4. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 440,000 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||||||||
ARROW ELECTRONICS, INC. | ||||||||||||||||||||||||||||||||
Security | 042735100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ARW | Meeting Date | 13-May-2020 | |||||||||||||||||||||||||||||
ISIN | US0427351004 | Agenda | 935160553 - Management | |||||||||||||||||||||||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Barry W. Perry | For | For | |||||||||||||||||||||||||||||
2 | William F. Austen | For | For | |||||||||||||||||||||||||||||
3 | Steven H. Gunby | For | For | |||||||||||||||||||||||||||||
4 | Gail E. Hamilton | For | For | |||||||||||||||||||||||||||||
5 | Richard S. Hill | For | For | |||||||||||||||||||||||||||||
6 | M.F. (Fran) Keeth | For | For | |||||||||||||||||||||||||||||
7 | Andrew C. Kerin | For | For | |||||||||||||||||||||||||||||
8 | Laurel J. Krzeminski | For | For | |||||||||||||||||||||||||||||
9 | Michael J. Long | For | For | |||||||||||||||||||||||||||||
10 | Stephen C. Patrick | For | For | |||||||||||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Arrow's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve, by non-binding vote, named executive officer compensation. | Management | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 366,000 | 0 | 07-May-2020 | 07-May-2020 | |||||||||||||||||||||||||
THE HOWARD HUGHES CORPORATION | ||||||||||||||||||||||||||||||||
Security | 44267D107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | HHC | Meeting Date | 14-May-2020 | |||||||||||||||||||||||||||||
ISIN | US44267D1072 | Agenda | 935170201 - Management | |||||||||||||||||||||||||||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: William Ackman | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Adam Flatto | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Jeffrey Furber | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Beth Kaplan | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Paul Layne | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Allen Model | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: R. Scot Sellers | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Steven Shepsman | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Mary Ann Tighe | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory vote to approve executive compensation (Say-on-Pay) | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval of The Howard Hughes Corporation 2020 Equity Incentive Plan | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 217,000 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||||||||
HD SUPPLY HOLDINGS, INC. | ||||||||||||||||||||||||||||||||
Security | 40416M105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | HDS | Meeting Date | 19-May-2020 | |||||||||||||||||||||||||||||
ISIN | US40416M1053 | Agenda | 935158457 - Management | |||||||||||||||||||||||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Kathleen J. Affeldt | Withheld | For | |||||||||||||||||||||||||||||
2 | Joseph J. DeAngelo | For | For | |||||||||||||||||||||||||||||
3 | Peter A. Dorsman | For | For | |||||||||||||||||||||||||||||
4 | Stephen J. Konenkamp | For | For | |||||||||||||||||||||||||||||
5 | Patrick R. McNamee | For | For | |||||||||||||||||||||||||||||
6 | Scott D. Ostfeld | For | For | |||||||||||||||||||||||||||||
7 | Charles W. Peffer | For | For | |||||||||||||||||||||||||||||
8 | James A. Rubright | For | For | |||||||||||||||||||||||||||||
9 | Lauren Taylor Wolfe | For | For | |||||||||||||||||||||||||||||
2. | To ratify our board of directors' appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending on January 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | To conduct an advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||||
4. | To conduct an advisory vote on the frequency of advisory votes to approve named executive officer compensation. | Management | 1 Year | 1 Year | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 900,000 | 0 | 13-May-2020 | 13-May-2020 | |||||||||||||||||||||||||
DENTSPLY SIRONA INC. | ||||||||||||||||||||||||||||||||
Security | 24906P109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | XRAY | Meeting Date | 20-May-2020 | |||||||||||||||||||||||||||||
ISIN | US24906P1093 | Agenda | 935171974 - Management | |||||||||||||||||||||||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: Michael C. Alfano | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Eric K. Brandt | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Donald M. Casey Jr. | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Willie A. Deese | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Betsy D. Holden | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Arthur D. Kowaloff | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Harry M. Kraemer Jr. | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Gregory T. Lucier | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Francis J. Lunger | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Leslie F. Varon | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Janet S. Vergis | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval, by non-binding vote, of the Company's executive compensation. | Management | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 235,000 | 0 | 15-May-2020 | 15-May-2020 | |||||||||||||||||||||||||
GENPACT LIMITED | ||||||||||||||||||||||||||||||||
Security | G3922B107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | G | Meeting Date | 20-May-2020 | |||||||||||||||||||||||||||||
ISIN | BMG3922B1072 | Agenda | 935175516 - Management | |||||||||||||||||||||||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 19-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1.1 | Election of Director: N.V. Tyagarajan | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: James Madden | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Ajay Agrawal | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Stacey Cartwright | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Laura Conigliaro | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Carol Lindstrom | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: CeCelia Morken | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Mark Nunnelly | Management | For | For | ||||||||||||||||||||||||||||
1.9 | Election of Director: Mark Verdi | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | Against | For | ||||||||||||||||||||||||||||
3. | To approve the appointment of KPMG as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,175,000 | 0 | 15-May-2020 | 15-May-2020 | |||||||||||||||||||||||||
CORE LABORATORIES N.V. | ||||||||||||||||||||||||||||||||
Security | N22717107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | CLB | Meeting Date | 20-May-2020 | |||||||||||||||||||||||||||||
ISIN | NL0000200384 | Agenda | 935179108 - Management | |||||||||||||||||||||||||||||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Class I Supervisory Director: Harvey Klingensmith. (Please note that an Abstain vote is treated as a Withhold) | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Class I Supervisory Director: Monique van Dijken Eeuwijk. (Please note that an Abstain vote is treated as a Withhold) | Management | For | For | ||||||||||||||||||||||||||||
2. | To appoint KPMG, including its U.S. and Dutch affiliates (collectively, "KPMG") as Core Laboratories N.V.'s independent registered public accountants for the year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | To confirm and adopt our Dutch Statutory Annual Accounts in the English language for the fiscal year ended December 31, 2019, following a discussion of our Dutch Report of the Management Board for that same period. | Management | For | For | ||||||||||||||||||||||||||||
4. | To approve and resolve the cancellation of our repurchased shares held at 12:01 a.m. CEST on May 20, 2020. | Management | For | For | ||||||||||||||||||||||||||||
5. | To approve and resolve the extension of the existing authority to repurchase up to 10% of our issued share capital from time to time for an 18-month period, until November 20, 2021, and such repurchased shares may be used for any legal purpose. | Management | For | For | ||||||||||||||||||||||||||||
6. | To approve and resolve the extension of the authority to issue shares and/or to grant rights (including options to purchase) with respect to our common and preference shares up to a maximum of 10% of outstanding shares per annum until November 20, 2021. | Management | For | For | ||||||||||||||||||||||||||||
7. | To approve and resolve the extension of the authority to limit or exclude the preemptive rights of the holders of our common shares and/or preference shares up to a maximum of 10% of outstanding shares per annum until November 20, 2021. | Management | For | For | ||||||||||||||||||||||||||||
8A. | Approve, on an advisory basis, the compensation philosophy, policies and procedures described in the section entitled Compensation Discussion and Analysis ("CD&A"), and the compensation of Core Laboratories N.V.'s named executive officers as disclosed pursuant to the United States Securities and Exchange Commission's compensation disclosure rules, including the compensation tables. | Management | For | For | ||||||||||||||||||||||||||||
8B. | Cast a favorable advisory vote on the remuneration report referred to in Section 2:135b of the Dutch Civil Code for the fiscal year ended December 31, 2019. | Management | For | For | ||||||||||||||||||||||||||||
8C. | Adopt the remuneration policy for the Management Board and the Supervisory Board in line with new Dutch legal requirements. | Management | For | For | ||||||||||||||||||||||||||||
9. | To approve and resolve the amendment and restatement of the Core Laboratories N.V. 2014 Long-Term Incentive Plan (the "LTIP"), the principal purposes of which are to increase the number of shares authorized for issuance thereunder, to extend the term of the LTIP through May 20, 2030, and for other purposes. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 336,210 | 0 | 15-May-2020 | 15-May-2020 | |||||||||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | �� | |||||||||||||||||||||||||||||||
Security | 770323103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | RHI | Meeting Date | 20-May-2020 | |||||||||||||||||||||||||||||
ISIN | US7703231032 | Agenda | 935184060 - Management | |||||||||||||||||||||||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1.1 | Election of Director: Julia L. Coronado | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Dirk A. Kempthorne | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Harold M. Messmer, Jr. | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Marc H. Morial | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Barbara J. Novogradac | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Robert J. Pace | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Frederick A. Richman | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: M. Keith Waddell | Management | For | For | ||||||||||||||||||||||||||||
2. | To cast an advisory vote to approve executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP, as the Company's independent registered public accounting firm for 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 477,900 | 0 | 12-May-2020 | 12-May-2020 | |||||||||||||||||||||||||
INSIGHT ENTERPRISES, INC. | ||||||||||||||||||||||||||||||||
Security | 45765U103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | NSIT | Meeting Date | 20-May-2020 | |||||||||||||||||||||||||||||
ISIN | US45765U1034 | Agenda | 935184464 - Management | |||||||||||||||||||||||||||||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1.1 | Election of Director: Richard E. Allen | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Bruce W. Armstrong | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Linda Breard | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Timothy A. Crown | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Catherine Courage | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Anthony A. Ibargüen | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Kenneth T. Lamneck | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Kathleen S. Pushor | Management | For | For | ||||||||||||||||||||||||||||
1.9 | Election of Director: Girish Rishi | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory vote (non-binding) to approve named executive officer compensation | Management | Against | For | ||||||||||||||||||||||||||||
3. | Approval of the 2020 Omnibus Plan | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 210,000 | 0 | 15-May-2020 | 15-May-2020 | |||||||||||||||||||||||||
HENRY SCHEIN, INC. | ||||||||||||||||||||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | HSIC | Meeting Date | 21-May-2020 | |||||||||||||||||||||||||||||
ISIN | US8064071025 | Agenda | 935176695 - Management | |||||||||||||||||||||||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Paul Brons | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Shira Goodman | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||||||||||||||||||||
1L. | Election of Director: Steven Paladino | Management | For | For | ||||||||||||||||||||||||||||
1M. | Election of Director: Carol Raphael | Management | For | For | ||||||||||||||||||||||||||||
1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||||||||||||||||||||
1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||||||||||||||||||||
2. | Proposal to amend and restate the Company's Amended and Restated 2013 Stock Incentive Plan to, among other things, increase the aggregate share reserve and extend the term of the plan to March 31, 2030. | Management | Against | For | ||||||||||||||||||||||||||||
3. | Proposal to approve, by non-binding vote, the 2019 compensation paid to the Company's Named Executive Officers. | Management | Against | For | ||||||||||||||||||||||||||||
4. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 26, 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 200,000 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||||||||
THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||||||||||||||||||||||||||||||
Security | 460690100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | IPG | Meeting Date | 21-May-2020 | |||||||||||||||||||||||||||||
ISIN | US4606901001 | Agenda | 935182852 - Management | |||||||||||||||||||||||||||||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1.1 | Election of Director: Jocelyn Carter-Miller | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Mary J. Steele Guilfoile | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Dawn Hudson | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Jonathan F. Miller | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Patrick Q. Moore | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Michael I. Roth | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Linda S. Sanford | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: David M. Thomas | Management | For | For | ||||||||||||||||||||||||||||
1.9 | Election of Director: E. Lee Wyatt Jr. | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for the year 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | Against | For | ||||||||||||||||||||||||||||
4. | Stockholder proposal entitled "Special Stockholder Meetings." | Management | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,535,000 | 0 | 15-May-2020 | 15-May-2020 | |||||||||||||||||||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | ||||||||||||||||||||||||||||||||
Security | G9618E107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | WTM | Meeting Date | 21-May-2020 | |||||||||||||||||||||||||||||
ISIN | BMG9618E1075 | Agenda | 935199477 - Management | |||||||||||||||||||||||||||||
Record Date | 01-Apr-2020 | Holding Recon Date | 01-Apr-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | G. Manning Rountree | For | For | |||||||||||||||||||||||||||||
2 | Mary C. Choksi | For | For | |||||||||||||||||||||||||||||
2. | Approval of the advisory resolution on executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval of the appointment of PricewaterhouseCooopers LLP ("PwC") as the Company's Independent Registered Public Accounting Firm for 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 36,000 | 0 | 13-May-2020 | 13-May-2020 | |||||||||||||||||||||||||
FLOWSERVE CORPORATION | ||||||||||||||||||||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | FLS | Meeting Date | 22-May-2020 | |||||||||||||||||||||||||||||
ISIN | US34354P1057 | Agenda | 935176378 - Management | |||||||||||||||||||||||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2020. | Management | For | For | ||||||||||||||||||||||||||||
4. | Amendments to the Company's Certificate of Incorporation to allow shareholder action by less than unanimous written consent. | Management | For | For | ||||||||||||||||||||||||||||
5. | A shareholder proposal on advisory vote for amendments to organizational documents. | Shareholder | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 290,000 | 0 | 07-May-2020 | 07-May-2020 | |||||||||||||||||||||||||
FIRSTCASH, INC. | ||||||||||||||||||||||||||||||||
Security | 33767D105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | FCFS | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||||||||
ISIN | US33767D1054 | Agenda | 935192308 - Management | |||||||||||||||||||||||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: Mr. Daniel E. Berce | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Mr. Mikel D. Faulkner | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Mr. Randel G. Owen | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the selection of RSM US LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approve, by non-binding vote, the compensation of named executive officers as described in the proxy statement. | Management | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 365,000 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||||||||
KENNEDY-WILSON HOLDINGS, INC. | ||||||||||||||||||||||||||||||||
Security | 489398107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | KW | Meeting Date | 11-Jun-2020 | |||||||||||||||||||||||||||||
ISIN | US4893981070 | Agenda | 935211134 - Management | |||||||||||||||||||||||||||||
Record Date | 24-Apr-2020 | Holding Recon Date | 24-Apr-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1.1 | Election of Director: Todd Boehly | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: David Minella | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Mary Ricks | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Sanaz Zaimi | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve, on an advisory nonbinding basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||||||||||||||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered accounting firm for the 2020 fiscal year. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,340,000 | 0 | 08-Jun-2020 | 08-Jun-2020 | |||||||||||||||||||||||||
W. R. BERKLEY CORPORATION | ||||||||||||||||||||||||||||||||
Security | 084423102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | WRB | Meeting Date | 12-Jun-2020 | |||||||||||||||||||||||||||||
ISIN | US0844231029 | Agenda | 935198831 - Management | |||||||||||||||||||||||||||||
Record Date | 15-Apr-2020 | Holding Recon Date | 15-Apr-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1A. | Election of Director: María Luisa Ferré | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Jack H. Nusbaum | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Mark L. Shapiro | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Jonathan Talisman | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve and adopt an amendment to the Company's Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 500,000,000 to 750,000,000 | Management | For | For | ||||||||||||||||||||||||||||
3. | Non-binding advisory vote on a resolution approving the compensation of the Company's named executive officers pursuant to the compensation disclosure rules of the U.S. Securities and Exchange Commission, or "say-on-pay" vote | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020 | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 382,000 | 0 | 01-Jun-2020 | 01-Jun-2020 | |||||||||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 04247X102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | AWI | Meeting Date | 25-Jun-2020 | |||||||||||||||||||||||||||||
ISIN | US04247X1028 | Agenda | 935202832 - Management | |||||||||||||||||||||||||||||
Record Date | 21-Apr-2020 | Holding Recon Date | 21-Apr-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Jun-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Stan A. Askren | For | For | |||||||||||||||||||||||||||||
2 | Victor D. Grizzle | For | For | |||||||||||||||||||||||||||||
3 | Tao Huang | For | For | |||||||||||||||||||||||||||||
4 | Barbara L. Loughran | For | For | |||||||||||||||||||||||||||||
5 | Larry S. McWilliams | For | For | |||||||||||||||||||||||||||||
6 | James C. Melville | For | For | |||||||||||||||||||||||||||||
7 | Wayne R. Shurts | For | For | |||||||||||||||||||||||||||||
8 | Roy W. Templin | For | For | |||||||||||||||||||||||||||||
9 | Cherryl T. Thomas | For | For | |||||||||||||||||||||||||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, our executive compensation program. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 222,000 | 0 | 09-Jun-2020 | 09-Jun-2020 | |||||||||||||||||||||||||
B&M EUROPEAN VALUE RETAIL SA. | ||||||||||||||||||||||||||||||||
Security | L1175H106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jul-2019 | ||||||||||||||||||||||||||||||
ISIN | LU1072616219 | Agenda | 711324006 - Management | |||||||||||||||||||||||||||||
Record Date | 12-Jul-2019 | Holding Recon Date | 12-Jul-2019 | |||||||||||||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 19-Jul-2019 | ||||||||||||||||||||||||||
SEDOL(s) | BMTRW10 - BNFXC97 - BW39G09 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||||
1 | RECEIVE BOARD REPORTS ON THE CONSOLIDATED AND UNCONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS | Management | For | For | ||||||||||||||||||||||||||||
2 | RECEIVE CONSOLIDATED AND UNCONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS, AND AUDITORS' REPORTS THEREON | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVE UNCONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS | Management | For | For | ||||||||||||||||||||||||||||
5 | APPROVE ALLOCATION OF INCOME | Management | For | For | ||||||||||||||||||||||||||||
6 | APPROVE DIVIDENDS | Management | For | For | ||||||||||||||||||||||||||||
7 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
8 | APPROVE DISCHARGE OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
9 | RE-ELECT PETER BAMFORD AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | RE-ELECT SIMON ARORA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECT PAUL MCDONALD AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECT RON MCMILLAN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RE-ELECT KATHLEEN GUION AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | RE-ELECT TIFFANY HALL AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15 | ELECT CAROLYN BRADLEY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
16 | ELECT GILLES PETIT AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
17 | APPROVE DISCHARGE OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
18 | REAPPOINT KPMG LUXEMBOURG SOCIETE COOPERATIVE AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
19 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
21 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
22 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 34,305,000 | 0 | 15-Jul-2019 | 15-Jul-2019 | |||||||||||||||||||||||
MERLIN ENTERTAINMENTS PLC | ||||||||||||||||||||||||||||||
Security | G6019W108 | Meeting Type | Court Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Sep-2019 | ||||||||||||||||||||||||||||
ISIN | GB00BDZT6P94 | Agenda | 711469646 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 30-Aug-2019 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 28-Aug-2019 | ||||||||||||||||||||||||
SEDOL(s) | BDZT6P9 - BGFBLC8 - BGLVXV5 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO APPROVE THE SCHEME | Management | For | For | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE- ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 37,700,000 | 0 | 26-Aug-2019 | 26-Aug-2019 | |||||||||||||||||||||||
MERLIN ENTERTAINMENTS PLC | ||||||||||||||||||||||||||||||
Security | G6019W108 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Sep-2019 | ||||||||||||||||||||||||||||
ISIN | GB00BDZT6P94 | Agenda | 711469824 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 30-Aug-2019 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 28-Aug-2019 | ||||||||||||||||||||||||
SEDOL(s) | BDZT6P9 - BGFBLC8 - BGLVXV5 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO IMPLEMENT THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING, INCLUDING THE AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 37,700,000 | 0 | 26-Aug-2019 | 26-Aug-2019 | |||||||||||||||||||||||
WPP PLC | ||||||||||||||||||||||||||||||
Security | G9788D103 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Oct-2019 | ||||||||||||||||||||||||||||
ISIN | JE00B8KF9B49 | Agenda | 711606941 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 22-Oct-2019 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 18-Oct-2019 | ||||||||||||||||||||||||
SEDOL(s) | B8KF9B4 - B9GRCY5 - BD1MS89 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | THAT: (A) THE PROPOSED SALE BY WPP PLC (THE COMPANY) AND ITS SUBSIDIARIES OF 60 PER CENT. OF THEIR KANTAR BUSINESS, AND THE ESTABLISHMENT OF, AND COMPLIANCE BY THE COMPANY AND ITS SUBSIDIARIES WITH THE TERMS AND CONDITIONS OF, THE JOINT VENTURE, EACH AS DESCRIBED IN THE CIRCULAR (TOGETHER, THE TRANSACTION), AS A CLASS 1 TRANSACTION SUBSTANTIALLY ON THE TERMS AND SUBJECT TO THE CONDITIONS OF THE SALE AGREEMENT DATED 12 JULY 2019 (AS AMENDED) BETWEEN THE COMPANY, SUMMER (BC) UK BIDCO LIMITED AND SUMMER (BC) TOPCO S.A R.L. (THE SALE AGREEMENT) AND THE SHAREHOLDERS' AGREEMENT TO BE ENTERED INTO BETWEEN, AMONG OTHERS, CERTAIN SUBSIDIARIES OF THE COMPANY AND SUMMER (BC) TOPCO S.A R.L. (THE SHAREHOLDERS' AGREEMENT), AND ALL OTHER AGREEMENTS AND ANCILLARY DOCUMENTS CONTEMPLATED BY THE SALE AGREEMENT AND THE SHAREHOLDERS' AGREEMENT, BE AND ARE APPROVED FOR THE PURPOSES OF CHAPTER 10 OF THE LISTING RULES OF THE FINANCIAL CONDUCT AUTHORITY, WITH ANY CHANGES AS ARE PERMITTED IN ACCORDANCE WITH (B) BELOW; AND (B) THE DIRECTORS OF THE COMPANY (THE DIRECTORS) (OR ANY DULY AUTHORISED COMMITTEE OF THE DIRECTORS) BE AND ARE AUTHORISED: (I) TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ANY OF ITS SUBSIDIARIES AS THE DIRECTORS (OR ANY DULY | Management | For | |||||||||||||||||||||||||||
AUTHORISED COMMITTEE OF THE DIRECTORS) CONSIDER NECESSARY, EXPEDIENT OR DESIRABLE IN CONNECTION WITH, AND TO IMPLEMENT, THE TRANSACTION; AND (II) TO AGREE SUCH MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS, EXTENSIONS, ADDITIONS OR AMENDMENTS (NOT BEING MODIFICATIONS, VARIATIONS, REVISIONS, WAIVERS, EXTENSIONS, ADDITIONS OR AMENDMENTS OF A MATERIAL NATURE) AS THE DIRECTORS (OR ANY DULY AUTHORISED COMMITTEE OF THE DIRECTORS) MAY IN THEIR ABSOLUTE DISCRETION DEEM NECESSARY, EXPEDIENT OR DESIRABLE IN CONNECTION WITH THE TRANSACTION, THE SALE AGREEMENT, THE SHAREHOLDERS' AGREEMENT AND/OR THE ASSOCIATED AND ANCILLARY AGREEMENTS | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 14,200,000 | 0 | |||||||||||||||||||||||||
SMITHS GROUP PLC | ||||||||||||||||||||||||||||||
Security | G82401111 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-Nov-2019 | ||||||||||||||||||||||||||||
ISIN | GB00B1WY2338 | Agenda | 711614671 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 11-Nov-2019 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 07-Nov-2019 | ||||||||||||||||||||||||
SEDOL(s) | B1WY233 - B1YYQ17 - B1YZ472 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | ADOPTION OF ANNUAL REPORT FY2019 | Management | For | For | ||||||||||||||||||||||||||
2 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
3 | DECLARATION OF A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
4 | RE-ELECTION OF BRUNO ANGELICI AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
5 | RE-ELECTION OF OLIVIER BOHUON AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | RE-ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
9 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
10 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
11 | RE-ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
12 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
13 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
14 | APPOINTMENT OF KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||
15 | AUDITORS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
16 | AUTHORITY TO ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||
17 | AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
18 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
19 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management | For | For | ||||||||||||||||||||||||||
20 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||||||||||||||||||
21 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 12,825,000 | 0 | 05-Nov-2019 | 05-Nov-2019 | |||||||||||||||||||||||
FERGUSON PLC | ||||||||||||||||||||||||||||||
Security | G3421J106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Nov-2019 | ||||||||||||||||||||||||||||
ISIN | JE00BJVNSS43 | Agenda | 711652621 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 19-Nov-2019 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 15-Nov-2019 | ||||||||||||||||||||||||
SEDOL(s) | BJVNSS4 - BK8XX01 - BKB0C57 - BKB1DD5 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 JULY 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 JULY 2019 | Management | For | For | ||||||||||||||||||||||||||
3 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||
4 | TO DECLARE A FINAL DIVIDEND OF 145.1 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 JULY 2019 | Management | For | For | ||||||||||||||||||||||||||
5 | TO ELECT MS TESSA BAMFORD' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | TO ELECT MR GARETH DAVIS' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | TO ELECT MR GEOFF DRABBLE' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | TO ELECT MS CATHERINE HALLIGAN' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
9 | TO ELECT MR KEVIN MURPHY' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
10 | TO ELECT MR ALAN MURRAY' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
11 | TO ELECT MR MICHAEL POWELL' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
12 | TO ELECT MR TOM SCHMITT' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
13 | TO ELECT DR NADIA SHOURABOURA' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
14 | TO ELECT MS JACQUELINE SIMMONDS' AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
15 | TO APPOINT DELOITTE LLP AS THE AUDITORS | Management | For | For | ||||||||||||||||||||||||||
16 | TO AUTHORISE THE AUDIT COMMITTEE ON BEHALF OF THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||||||||||||||||||
17 | TO AUTHORISE THE COMPANY TO INCUR POLITICAL EXPENDITURE AND TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||||||||||||||||||
18 | TO AUTHORISE THE COMPANY'S DIRECTORS TO ALLOT EQUITY SECURITIES | Management | For | For | ||||||||||||||||||||||||||
19 | TO APPROVE THE AMENDMENTS TO THE FERGUSON GROUP LONG TERM INCENTIVE PLAN 2019 | Management | For | For | ||||||||||||||||||||||||||
20 | TO AUTHORISE THE COMPANY'S DIRECTORS TO ALLOT EQUITY SECURITIES WITHOUT THE APPLICATION OF PRE-EMPTION RIGHTS' | Management | For | For | ||||||||||||||||||||||||||
21 | TO AUTHORISE THE COMPANY'S DIRECTORS TO ALLOT EQUITY SECURITIES WITHOUT THE APPLICATION OF PRE-EMPTION RIGHTS FOR THE PURPOSES OF FINANCING OR REFINANCING AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT' | Management | For | For | ||||||||||||||||||||||||||
22 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES' | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,950,000 | 0 | 13-Nov-2019 | 13-Nov-2019 | |||||||||||||||||||||||
WHITBREAD PLC | ||||||||||||||||||||||||||||||
Security | G9606P197 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-Dec-2019 | ||||||||||||||||||||||||||||
ISIN | GB00B1KJJ408 | Agenda | 711767953 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 04-Dec-2019 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 02-Dec-2019 | ||||||||||||||||||||||||
SEDOL(s) | B1KJJ40 - B1MCN34 - B1MCN67 - BYZB9G4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO APPROVE THE REVISED DIRECTORS' REMUNERATION POLICY AS SET OUT IN APPENDIX I OF THE CIRCULAR CONTAINING THE NOTICE OF GENERAL MEETING | Management | For | For | ||||||||||||||||||||||||||
2 | TO APPROVE THE ADOPTION OF THE RULES FOR THE NEW RESTRICTED SHARE PLAN | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,223,000 | 0 | 22-Nov-2019 | 22-Nov-2019 | |||||||||||||||||||||||
SHAW COMMUNICATIONS INC | ||||||||||||||||||||||||||||||
Security | 82028K200 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-Jan-2020 | ||||||||||||||||||||||||||||
ISIN | CA82028K2002 | Agenda | 711877401 - Management | |||||||||||||||||||||||||||
Record Date | 25-Nov-2019 | Holding Recon Date | 25-Nov-2019 | |||||||||||||||||||||||||||
City / | Country | CALGAR Y | / | Canada | Vote Deadline Date | 08-Jan-2020 | ||||||||||||||||||||||||
SEDOL(s) | 2591900 - 2801836 - B1CH0J4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD-VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY- REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: PETER J. BISSONNETTE | Non-Voting | ||||||||||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: ADRIAN I. BURNS | Non-Voting | ||||||||||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: HON. CHRISTINA J. CLARK | Non-Voting | ||||||||||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: DR. RICHARD R. GREEN | Non-Voting | ||||||||||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: GREGG KEATING | Non-Voting | ||||||||||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: MICHAEL W. O'BRIEN | Non-Voting | ||||||||||||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: PAUL K. PEW | Non-Voting | ||||||||||||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: JEFFREY C. ROYER | Non-Voting | ||||||||||||||||||||||||||||
1.9 | ELECTION OF DIRECTOR: BRADLEY S. SHAW | Non-Voting | ||||||||||||||||||||||||||||
1.10 | ELECTION OF DIRECTOR: JR SHAW | Non-Voting | ||||||||||||||||||||||||||||
1.11 | ELECTION OF DIRECTOR: MIKE SIEVERT | Non-Voting | ||||||||||||||||||||||||||||
1.12 | ELECTION OF DIRECTOR: JC SPARKMAN | Non-Voting | ||||||||||||||||||||||||||||
1.13 | ELECTION OF DIRECTOR: CARL E. VOGEL | Non-Voting | ||||||||||||||||||||||||||||
1.14 | ELECTION OF DIRECTOR: SHEILA C. WEATHERILL | Non-Voting | ||||||||||||||||||||||||||||
1.15 | ELECTION OF DIRECTOR: WILLARD H. YUILL | Non-Voting | ||||||||||||||||||||||||||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR THE ENSUING YEAR AND-AUTHORIZE THE DIRECTORS TO SET THEIR REMUNERATION | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,700,000 | 0 | |||||||||||||||||||||||||
ACCENTURE PLC | ||||||||||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 30-Jan-2020 | |||||||||||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 935116118 - Management | |||||||||||||||||||||||||||
Record Date | 02-Dec-2019 | Holding Recon Date | 02-Dec-2019 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Re-appointment of Director: Jaime Ardila | Management | For | For | ||||||||||||||||||||||||||
1B. | Re-appointment of Director: Herbert Hainer | Management | For | For | ||||||||||||||||||||||||||
1C. | Re-appointment of Director: Nancy McKinstry | Management | For | For | ||||||||||||||||||||||||||
1D. | Re-appointment of Director: Gilles C. Pélisson | Management | For | For | ||||||||||||||||||||||||||
1E. | Re-appointment of Director: Paula A. Price | Management | For | For | ||||||||||||||||||||||||||
1F. | Re-appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | ||||||||||||||||||||||||||
1G. | Re-appointment of Director: David Rowland | Management | For | For | ||||||||||||||||||||||||||
1H. | Re-appointment of Director: Arun Sarin | Management | For | For | ||||||||||||||||||||||||||
1I. | Re-appointment of Director: Julie Sweet | Management | For | For | ||||||||||||||||||||||||||
1J. | Re-appointment of Director: Frank K. Tang | Management | For | For | ||||||||||||||||||||||||||
1K. | Re-appointment of Director: Tracey T. Travis | Management | For | For | ||||||||||||||||||||||||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Against | For | ||||||||||||||||||||||||||
3. | To approve the Amended and Restated Accenture plc 2010 Share Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||
4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | For | For | ||||||||||||||||||||||||||
5. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||
6. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | ||||||||||||||||||||||||||
7. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 935,000 | 0 | 21-Jan-2020 | 21-Jan-2020 | |||||||||||||||||||||||
COMPASS GROUP PLC | ||||||||||||||||||||||||||||||
Security | G23296208 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-Feb-2020 | ||||||||||||||||||||||||||||
ISIN | GB00BD6K4575 | Agenda | 711897617 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 04-Feb-2020 | ||||||||||||||||||||||||||||
City / | Country | TWICKE NHAM | / | United Kingdom | Vote Deadline Date | 29-Jan-2020 | ||||||||||||||||||||||||
SEDOL(s) | BD6K457 - BKLGLC5 - BZ12333 - BZBYF99 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS AND THE AUDITOR'S REPORTTHEREON | Management | For | For | ||||||||||||||||||||||||||
2 | TO RECEIVE AND ADOPT THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
3 | TO DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES: FINAL DIVIDEND OF 26.9 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||||||||||||||||||
4 | TO ELECT KAREN WITTS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | TO RE-ELECT GARY GREEN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | TO RE-ELECT CAROL ARROWSMITH AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | TO RE-ELECT JOHN BASON AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
9 | TO RE-ELECT STEFAN BOMHARD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
10 | TO RE-ELECT JOHN BRYANT AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
11 | TO RE-ELECT ANNE-FRANCOISE NESMES AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
12 | TO RE-ELECT NELSON SILVA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
13 | TO RE-ELECT IREENA VITTAL AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
14 | TO RE-ELECT PAUL WALSH AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
15 | TO RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||||||||||||||||||||
16 | TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR'S REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
17 | TO AUTHORISE DONATIONS TO EU POLITICAL ORGANISATIONS | Management | For | For | ||||||||||||||||||||||||||
18 | TO APPROVE AMENDMENT TO THE REMUNERATION POLICY TO ALLOW PAYMENT OF THE FULL FEE PAYABLETO NON-EXEC DIRECTORS IN RESPECT OF EACH NON-EXEC ROLE THEY PERFORM | Management | For | For | ||||||||||||||||||||||||||
19 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | Against | For | ||||||||||||||||||||||||||
20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH | Management | Against | For | ||||||||||||||||||||||||||
21 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES FOR CASH IN LIMITED CIRCUMSTANCES | Management | Against | For | ||||||||||||||||||||||||||
22 | TO AUTHORISE THE COMPANY TO PURCHASE SHARES | Management | For | For | ||||||||||||||||||||||||||
23 | TO AUTHORISE THE DIRECTORS TO REDUCE GENERAL MEETING NOTICE PERIODS | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,410,000 | 0 | 20-Jan-2020 | 20-Jan-2020 | |||||||||||||||||||||||
ELECTROLUX AB | ||||||||||||||||||||||||||||||
Security | W24713120 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Feb-2020 | ||||||||||||||||||||||||||||
ISIN | SE0000103814 | Agenda | 712006306 - Management | |||||||||||||||||||||||||||
Record Date | 14-Feb-2020 | Holding Recon Date | 14-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | STOCKH OLM | / | Sweden | Vote Deadline Date | 12-Feb-2020 | ||||||||||||||||||||||||
SEDOL(s) | B1KKBX6 - B1LGXT3 - B1LQ445 - BHZLFJ0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||||||||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||||||||||||||||||
3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||||||||||||||||||
4 | ELECTION OF TWO MINUTES- CHECKERS | Non-Voting | ||||||||||||||||||||||||||||
5 | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | ||||||||||||||||||||||||||||
6 | RESOLUTION ON DISTRIBUTION OF ALL SHARES IN ELECTROLUX PROFESSIONAL AB | Management | For | |||||||||||||||||||||||||||
7 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 6,070,000 | 0 | 10-Feb-2020 | 10-Feb-2020 | |||||||||||||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 11-Mar-2020 | |||||||||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 935124280 - Management | |||||||||||||||||||||||||||
Record Date | 08-Jan-2020 | Holding Recon Date | 08-Jan-2020 | |||||||||||||||||||||||||||
City / | Country | / | Switzerland | �� | Vote Deadline Date | 09-Mar-2020 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: David M. Kerko | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Yong Nam | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
1L. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
1M. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
3A. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
3B. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
3C. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
3D. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2021 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||||||||||||||||||||||||
5.1 | To approve the 2019 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 27, 2019, the consolidated financial statements for the fiscal year ended September 27, 2019 and the Swiss Compensation Report for the fiscal year ended September 27, 2019). | Management | For | For | ||||||||||||||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||
7.2 | To elect Deloitte AG, Zürich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zürich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | Against | For | ||||||||||||||||||||||||||
9. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for executive management. | Management | For | For | ||||||||||||||||||||||||||
10. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.92 per issued share to be paid in four equal quarterly installments of $0.48 starting with the third fiscal quarter of 2020 and ending in the second fiscal quarter of 2021 pursuant to the terms of the dividend resolution. | Management | For | For | ||||||||||||||||||||||||||
13. | To approve a renewal of authorized capital and related amendment to our articles of association. | Management | For | For | ||||||||||||||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||||||||||||||||||
15. | To approve any adjournments or postponements of the meeting. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,700,000 | 0 | 05-Mar-2020 | 05-Mar-2020 | |||||||||||||||||||||||
TE CONNECTIVITY LTD | ||||||||||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 11-Mar-2020 | |||||||||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 935133479 - Management | |||||||||||||||||||||||||||
Record Date | 20-Feb-2020 | Holding Recon Date | 20-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 09-Mar-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: David M. Kerko | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Yong Nam | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
1L. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
1M. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
3A. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
3B. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
3C. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
3D. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2021 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||||||||||||||||||||||||
5.1 | To approve the 2019 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 27, 2019, the consolidated financial statements for the fiscal year ended September 27, 2019 and the Swiss Compensation Report for the fiscal year ended September 27, 2019). | Management | For | For | ||||||||||||||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||
7.2 | To elect Deloitte AG, Zürich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zürich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | Against | For | ||||||||||||||||||||||||||
9. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for executive management. | Management | For | For | ||||||||||||||||||||||||||
10. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.92 per issued share to be paid in four equal quarterly installments of $0.48 starting with the third fiscal quarter of 2020 and ending in the second fiscal quarter of 2021 pursuant to the terms of the dividend resolution. | Management | For | For | ||||||||||||||||||||||||||
13. | To approve a renewal of authorized capital and related amendment to our articles of association. | Management | For | For | ||||||||||||||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||||||||||||||||||
15. | To approve any adjournments or postponements of the meeting. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,640,000 | 0 | 05-Mar-2020 | 05-Mar-2020 | |||||||||||||||||||||||
DKSH HOLDING AG | ||||||||||||||||||||||||||||||
Security | H2012M121 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-Mar-2020 | ||||||||||||||||||||||||||||
ISIN | CH0126673539 | Agenda | 712174882 - Management | |||||||||||||||||||||||||||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 11-Mar-2020 | ||||||||||||||||||||||||
SEDOL(s) | B71QPM2 - B789NJ7 - BH66709 - BKJ90R4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
1 | APPROVAL OF THE FINANCIAL STATEMENTS OF DKSH HOLDING LTD. AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS OF THE DKSH GROUP FOR THE FINANCIAL YEAR 2019, REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET 2019 AND DECLARATION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
4.1 | APPROVAL OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
4.2 | APPROVAL OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. WOLFGANG BAIER | Management | For | For | ||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. JACK CLEMONS | Management | For | For | ||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MARCO GADOLA | Management | For | For | ||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ANDREAS W. KELLER | Management | For | For | ||||||||||||||||||||||||||
5.1.7 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. PROF. DR. ANNETTE G. KOEHLER | Management | For | For | ||||||||||||||||||||||||||
5.1.8 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. HANS CHRISTOPH TANNER | Management | For | For | ||||||||||||||||||||||||||
5.1.9 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||
5.2 | ELECTION OF MR. MARCO GADOLA AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.3.1 | RE-ELECTION OF DR. FRANK CH. GULICH AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.3.2 | RE-ELECTION OF MS. EUNICE ZEHNDER-LAI AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.3.3 | ELECTION OF MR. ADRIAN T. KELLER AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
6 | RE-ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, ZURICH | Management | For | For | ||||||||||||||||||||||||||
7 | RE-ELECTION OF THE INDEPENDENT PROXY: MR. ERNST A. WIDMER, ZURICH | Management | For | For | ||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- | Non-Voting | ||||||||||||||||||||||||||||
REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,440,000 | 0 | 06-Mar-2020 | 06-Mar-2020 | |||||||||||||||||||||||
ELECTROLUX AB | ||||||||||||||||||||||||||||||
Security | W24713120 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2020 | ||||||||||||||||||||||||||||
ISIN | SE0000103814 | Agenda | 712195608 - Management | |||||||||||||||||||||||||||
Record Date | 25-Mar-2020 | Holding Recon Date | 25-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | STOCKH OLM | / | Sweden | Vote Deadline Date | 23-Mar-2020 | ||||||||||||||||||||||||
SEDOL(s) | B1KKBX6 - B1LGXT3 - B1LQ445 - BHZLFJ0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1 | ELECTION OF CHAIRMAN OF THE MEETING: EVA HAGG, MEMBER OF THE SWEDISH BAR-ASSOCIATION, AS CHAIRMAN OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||||||||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||||||||||||||||||
3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||||||||||||||||||
4 | ELECTION OF TWO MINUTES- CHECKERS | Non-Voting | ||||||||||||||||||||||||||||
5 | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | ||||||||||||||||||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDIT REPORT AS WELL AS THE-CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP | Non-Voting | ||||||||||||||||||||||||||||
7 | SPEECH BY THE PRESIDENT, JONAS SAMUELSON | Non-Voting | ||||||||||||||||||||||||||||
8 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | For | For | ||||||||||||||||||||||||||
9 | RESOLUTION ON DISCHARGE FROM LIABILITY OF THE DIRECTORS AND THE PRESIDENT | Management | For | For | ||||||||||||||||||||||||||
10 | RESOLUTION ON DISPOSITIONS IN RESPECT OF THE COMPANY'S PROFIT PURSUANT TO THE ADOPTED BALANCE SHEET AND DETERMINATION OF RECORD DATES FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND FOR THE FISCAL YEAR 2019 OF SEK 8.50 PER SHARE. THE DIVIDEND IS PROPOSED TO BE PAID IN TWO EQUAL INSTALLMENTS OF SEK 4.25 PER INSTALLMENT AND SHARE, THE FIRST WITH THE RECORD DATE THURSDAY, APRIL 2, 2020, AND THE SECOND WITH THE RECORD DATE FRIDAY OCTOBER 2, 2020. SUBJECT TO RESOLUTION BY THE GENERAL MEETING IN ACCORDANCE WITH THIS PROPOSAL, THE FIRST INSTALLMENT OF DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON TUESDAY, APRIL 7, 2020 AND THE SECOND INSTALLMENT ON WEDNESDAY, OCTOBER 7, 2020 | Management | For | For | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTION 11, 12, 13.A TO 13.J AND 14 ARE PROPOSED BY-NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE-PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
11 | DETERMINATION OF THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: NINE DIRECTORS AND NO DEPUTY DIRECTORS | Management | For | None | ||||||||||||||||||||||||||
12 | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS AND THE AUDITOR | Management | For | None | ||||||||||||||||||||||||||
13.A | ELECTION OF STAFFAN BOHMAN AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.B | ELECTION OF PETRA HEDENGRAN AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.C | ELECTION OF HENRIK HENRIKSSON AS DIRECTOR. (NEW ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.D | ELECTION OF ULLA LITZEN AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.E | ELECTION OF KARIN OVERBECK AS DIRECTOR. (NEW ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.F | ELECTION OF FREDRIK PERSSON AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.G | ELECTION OF DAVID PORTER AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.H | ELECTION OF JONAS SAMUELSON AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.I | ELECTION OF KAI WARN AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.J | ELECTION OF STAFFAN BOHMAN AS CHAIRMAN. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
14 | ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES, IN ACCORDANCE WITH THE RECOMMENDATION BY THE AUDIT COMMITTEE, RE-ELECTION OF THE AUDIT FIRM DELOITTE AB AS THE COMPANY'S AUDITOR FOR THE PERIOD UNTIL THE END OF THE 2021 ANNUAL GENERAL MEETING | Management | For | None | ||||||||||||||||||||||||||
15 | RESOLUTION ON REMUNERATION GUIDELINES FOR THE ELECTROLUX GROUP MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
16 | RESOLUTION ON IMPLEMENTATION OF A PERFORMANCE BASED, LONG-TERM SHARE PROGRAM FOR 2020 | Management | For | For | ||||||||||||||||||||||||||
17.A | RESOLUTION ON: ACQUISITION OF OWN SHARES | Management | For | For | ||||||||||||||||||||||||||
17.B | RESOLUTION ON: TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Management | For | For | ||||||||||||||||||||||||||
17.C | RESOLUTION ON: TRANSFER OF OWN SHARES ON ACCOUNT OF THE SHARE PROGRAM FOR 2018 | Management | For | For | ||||||||||||||||||||||||||
18 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,501,900 | 0 | 17-Mar-2020 | 17-Mar-2020 | |||||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 01-Apr-2020 | |||||||||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 935131021 - Management | |||||||||||||||||||||||||||
Record Date | 12-Feb-2020 | Holding Recon Date | 12-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Mar-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Lubna S. Olayan | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Mark G. Papa | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Leo Rafael Reif | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Henri Seydoux | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||||||||||||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | For | For | ||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,400,000 | 0 | 26-Mar-2020 | 26-Mar-2020 | |||||||||||||||||||||||
SMITH & NEPHEW PLC | ||||||||||||||||||||||||||||||
Security | G82343164 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | GB0009223206 | Agenda | 712230399 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 07-Apr-2020 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 01-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 0922320 - B032756 - B03W767 - BKX8X01 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||
2 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||
3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
4 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
5 | RE-ELECT GRAHAM BAKER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | RE-ELECT VINITA BALI AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | RE-ELECT RT. HON BARONESS VIRGINIA BOTTOMLEY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | RE-ELECT ROLAND DIGGELMANN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
9 | RE-ELECT ERIK ENGSTROM AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
10 | RE-ELECT ROBIN FREESTONE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
11 | RE-ELECT MARC OWEN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
12 | RE-ELECT ANGIE RISLEY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
13 | RE-ELECT ROBERTO QUARTA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
14 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||
15 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||
16 | APPROVE GLOBAL SHARE PLAN 2020 | Management | For | For | ||||||||||||||||||||||||||
17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||
21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||||||||||||||||||
CMMT | 04 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 6,330,000 | 0 | 26-Mar-2020 | 26-Mar-2020 | |||||||||||||||||||||||
FAIRFAX FINANCIAL HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | 303901102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | CA3039011026 | Agenda | 712240984 - Management | |||||||||||||||||||||||||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TORONT O | / | Canada | Vote Deadline Date | 10-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 2173665 - 2566351 - 5495719 - B2N6TX4 - BYVR1R1 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: ANTHONY F. GRIFFITHS | Management | For | For | ||||||||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: ROBERT J. GUNN | Management | For | For | ||||||||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: KAREN L. JURJEVICH | Management | For | For | ||||||||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: R. WILLIAM MCFARLAND | Management | For | For | ||||||||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: CHRISTINE N. MCLEAN | Management | For | For | ||||||||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: TIMOTHY R. PRICE | Management | For | For | ||||||||||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: BRANDON W. SWEITZER | Management | For | For | ||||||||||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: LAUREN C. TEMPLETON | Management | For | For | ||||||||||||||||||||||||||
1.9 | ELECTION OF DIRECTOR: BENJAMIN P. WATSA | Management | For | For | ||||||||||||||||||||||||||
1.10 | ELECTION OF DIRECTOR: V. PREM WATSA | Management | For | For | ||||||||||||||||||||||||||
1.11 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||||||||||||||||||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 427,000 | 0 | 24-Mar-2020 | 24-Mar-2020 | |||||||||||||||||||||||
ADECCO GROUP SA | ||||||||||||||||||||||||||||||
Security | H00392318 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | CH0012138605 | Agenda | 712295953 - Management | |||||||||||||||||||||||||||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 06-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 7110720 - B0T2TQ5 - B0YBL38 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REPORT 2019 | Management | For | For | ||||||||||||||||||||||||||
1.2 | ADVISORY VOTE ON THE REMUNERATION REPORT 2019 | Management | Against | For | ||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS 2019 AND DISTRIBUTION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3 | GRANTING OF DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
4.1 | APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
4.2 | APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF THE EXECUTIVE COMMITTEE | Management | Against | For | ||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF JEAN- CHRISTOPHE DESLARZES AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF ARIANE GORIN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF ALEXANDER GUT AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF DAVID PRINCE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.7 | RE-ELECTION OF REGULA WALLIMANN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.8 | ELECTION OF JEAN-CHRISTOPHE DESLARZES AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.9 | ELECTION OF RACHEL DUAN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.2.1 | RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.2.2 | RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.2.3 | ELECTION OF RACHEL DUAN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.3 | ELECTION OF THE INDEPENDENT PROXY REPRESENTATIVE: LAW OFFICE KELLER PARTNERSHIP, ZURICH | Management | For | For | ||||||||||||||||||||||||||
5.4 | RE-ELECTION OF THE AUDITORS: ERNST + YOUNG LTD, ZURICH | Management | For | For | ||||||||||||||||||||||||||
6 | CAPITAL REDUCTION BY WAY OF CANCELLATION OF OWN SHARES AFTER SHARE BUYBACK | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,540,000 | 0 | 26-Mar-2020 | 26-Mar-2020 | |||||||||||||||||||||||
CNH INDUSTRIAL N.V. | ||||||||||||||||||||||||||||||
Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | NL0010545661 | Agenda | 712300348 - Management | |||||||||||||||||||||||||||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 02-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | BDX85Z1 - BF445D0 - BFCB7X7 - BFH3MS8 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||
1 | OPENING | Non-Voting | ||||||||||||||||||||||||||||
2.A | POLICY ON ADDITIONS TO RESERVES AND ON DIVIDENDS | Non-Voting | ||||||||||||||||||||||||||||
2.B | ADOPTION OF THE 2019 ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||||||||||||
2.C | DETERMINATION AND DISTRIBUTION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
2.D | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS AND THE NON- EXECUTIVE DIRECTORS OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
3.A | 2019 REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
3.B | AMENDMENT TO THE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||
3.C | PROPOSAL TO APPROVE THE PLAN TO AWARD (RIGHTS TO SUBSCRIBE FOR) COMMON SHARES IN THE CAPITAL OF THE COMPANY TO EXECUTIVE DIRECTORS IN ACCORDANCE WITH ARTICLE 13.6 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||
4.A | RE-APPOINTMENT OF SUZANNE HEYWOOD (EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.B | RE-APPOINTMENT OF HUBERTUS M. MUHLHAUSER (EXECUTIVE DIRECTOR) | Non-Voting | ||||||||||||||||||||||||||||
4.C | RE-APPOINTMENT OF LEO W. HOULE (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.D | RE-APPOINTMENT OF JOHN B. LANAWAY (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.E | RE-APPOINTMENT OF ALESSANDRO NASI (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.F | RE-APPOINTMENT OF LORENZO SIMONELLI (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.G | RE-APPOINTMENT OF JACQUELINE A. TAMMENOMS BAKKER (NON- EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.H | RE-APPOINTMENT OF JACQUES THEURILLAT (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.I | APPOINTMENT OF HOWARD BUFFETT (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.J | APPOINTMENT OF NELDA (JANINE) CONNORS (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.K | APPOINTMENT OF TUFAN ERGINBILGIC (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.L | APPOINTMENT OF VAGN SORENSEN (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
5 | PROPOSAL TO RE-APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
6 | REPLACEMENT OF THE EXISTING AUTHORIZATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | CLOSE OF MEETING | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 368895 DUE TO WITHDRAWAL-OF RESOLUTION 4.B. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 12,790,000 | 0 | 30-Mar-2020 | 30-Mar-2020 | |||||||||||||||||||||||
VIVENDI SA | ||||||||||||||||||||||||||||||
Security | F97982106 | Meeting Type | MIX | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | FR0000127771 | Agenda | 712254224 - Management | |||||||||||||||||||||||||||
Record Date | 15-Apr-2020 | Holding Recon Date | 15-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 06-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 4834777 - 4841379 - B11SBW8 - BF448C0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR- BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/20200311200 0485-31 | Non-Voting | ||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019, SETTING OF THE DIVIDEND AND ITS DATE OF PAYMENT | Management | For | For | ||||||||||||||||||||||||||
O.4 | RENEWAL OF THE TERM OF OFFICE OF MR. YANNICK BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | Against | For | ||||||||||||||||||||||||||
O.5 | APPOINTMENT OF MR. LAURENT DASSAULT AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
O.6 | AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD FOR THE COMPANY TO PURCHASE ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | For | For | ||||||||||||||||||||||||||
O.7 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | ||||||||||||||||||||||||||
O.8 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 225-37-3 I. OF THE FRENCH COMMERCIAL CODE CONTAINED IN THE CORPORATE GOVERNANCE REPORT | Management | For | For | ||||||||||||||||||||||||||
O.9 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. YANNICK BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD | Management | Against | For | ||||||||||||||||||||||||||
O.10 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.11 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Management | Against | For | ||||||||||||||||||||||||||
O.12 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. CEDRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.13 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. FREDERIC CREPIN, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.14 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.15 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. HERVE PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.16 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. STEPHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.17 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
O.18 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
O.19 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
O.20 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. ARNAUD DE PUYFONTAINE | Management | For | For | ||||||||||||||||||||||||||
O.21 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. GILLES ALIX | Management | For | For | ||||||||||||||||||||||||||
O.22 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. CEDRIC DE BAILLIENCOURT | Management | For | For | ||||||||||||||||||||||||||
O.23 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. FREDERIC CREPIN | Management | For | For | ||||||||||||||||||||||||||
O.24 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. SIMON GILLHAM | Management | For | For | ||||||||||||||||||||||||||
O.25 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. HERVE PHILIPPE | Management | For | For | ||||||||||||||||||||||||||
O.26 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. STEPHANE ROUSSEL | Management | For | For | ||||||||||||||||||||||||||
E.27 | AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | For | For | ||||||||||||||||||||||||||
E.28 | REDUCTION OF CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF 1,954,507,735.50 EUROS, I.E. 30% OF THE CAPITAL, BY WAY OF THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF A MAXIMUM OF 355,372,861 SHARES FOLLOWED BY THE CANCELLATION OF THE REPURCHASED SHARES, AND AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO FORMULATE A BUYBACK PUBLIC OFFERING OF ALL SHAREHOLDERS, TO IMPLEMENT THE CAPITAL REDUCTION AND THEN TO SET THE FINAL AMOUNT | Management | For | For | ||||||||||||||||||||||||||
E.29 | ALIGNMENT OF ARTICLE 8 - II. OF THE BYLAWS WITH THE NEW LEGAL PROVISIONS RELATING TO THE TERMS AND CONDITIONS OF EMPLOYEE REPRESENTATION ON THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
E.30 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,795,000 | 0 | 30-Mar-2020 | 30-Mar-2020 | |||||||||||||||||||||||
AKZO NOBEL NV | ||||||||||||||||||||||||||||||
Security | N01803308 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | NL0013267909 | Agenda | 712257915 - Management | |||||||||||||||||||||||||||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 08-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | BHZSJ33 - BJ2KSG2 - BJB54X7 - BJB54Z9 - BJB55X4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||
1 | OPENING | Non-Voting | ||||||||||||||||||||||||||||
2.A | REPORT OF THE BOARD OF MANAGEMENT FOR THE FINANCIAL YEAR 2019 | Non-Voting | ||||||||||||||||||||||||||||
3.A | ADOPTION OF THE 2019 FINANCIAL STATEMENTS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
3.B | DISCUSSION ON THE DIVIDEND POLICY | Non-Voting | ||||||||||||||||||||||||||||
3.C | PROFIT ALLOCATION AND ADOPTION OF DIVIDEND PROPOSAL: EUR 1.90 PER SHARE | Management | For | For | ||||||||||||||||||||||||||
3.D | REMUNERATION REPORT 2019 | Management | For | For | ||||||||||||||||||||||||||
4.A | DISCHARGE FROM LIABILITY OF MEMBERS OF THE BOARD OF MANAGEMENT IN OFFICE IN 2019 FOR THE PERFORMANCE OF THEIR DUTIES IN 2019 | Management | For | For | ||||||||||||||||||||||||||
4.B | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD IN OFFICE IN 2019 FOR THE PERFORMANCE OF THEIR DUTIES IN 2019 | Management | For | For | ||||||||||||||||||||||||||
5.A | RE-APPOINTMENT OF DR. P. KIRBY TO THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
6.A | AMENDMENT REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
6.B | AMENDMENT REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
7 | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
8.A | AUTHORIZATION FOR THE BOARD OF MANAGEMENT: TO ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||
8.B | AUTHORIZATION FOR THE BOARD OF MANAGEMENT: TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS | Management | For | For | ||||||||||||||||||||||||||
9 | AUTHORIZATION FOR THE BOARD OF MANAGEMENT TO ACQUIRE COMMON SHARES IN THE SHARE CAPITAL OF THE COMPANY ON BEHALF OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
10 | CANCELLATION OF COMMON SHARES HELD OR ACQUIRED BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
11 | CLOSING | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 02 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF-TEXT OF RESOLUTION 3.C. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 925,000 | 0 | 06-Apr-2020 | 06-Apr-2020 | |||||||||||||||||||||||
NESTLE S.A. | ||||||||||||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | CH0038863350 | Agenda | 712296866 - Management | |||||||||||||||||||||||||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | LAUSAN NE | / | Switzerland | Vote Deadline Date | 14-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 7123870 - 7125274 - B0ZGHZ6 - BG43QP3 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2019 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: MR. PAUL BULCKE | Management | For | For | ||||||||||||||||||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. ULF MARK SCHNEIDER | Management | For | For | ||||||||||||||||||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. HENRI DE CASTRIES | Management | For | For | ||||||||||||||||||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. RENATO FASSBIND | Management | For | For | ||||||||||||||||||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. ANN M. VENEMAN | Management | For | For | ||||||||||||||||||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. EVA CHENG | Management | For | For | ||||||||||||||||||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. URSULA M. BURNS | Management | For | For | ||||||||||||||||||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. KASPER RORSTED | Management | For | For | ||||||||||||||||||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PABLO ISLA | Management | For | For | ||||||||||||||||||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. KIMBERLY A. ROSS | Management | For | For | ||||||||||||||||||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DICK BOER | Management | For | For | ||||||||||||||||||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DINESH PALIWAL | Management | For | For | ||||||||||||||||||||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: MRS. HANNE JIMENEZ DE MORA | Management | For | For | ||||||||||||||||||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MRS. URSULA M. BURNS | Management | For | For | ||||||||||||||||||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PABLO ISLA | Management | For | For | ||||||||||||||||||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. DICK BOER | Management | For | For | ||||||||||||||||||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG SA, LAUSANNE BRANCH | Management | For | For | ||||||||||||||||||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | ||||||||||||||||||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | ||||||||||||||||||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | ||||||||||||||||||||||||||
7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 628,000 | 0 | 06-Apr-2020 | 06-Apr-2020 | |||||||||||||||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||||||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TV | Meeting Date | 28-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US40049J2069 | Agenda | 935187131 - Management | |||||||||||||||||||||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
L1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By-Laws. | Management | Abstain | None | ||||||||||||||||||||||||||
L2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. To vote on the next (1) General Ordinary Series A and B Shareholders Meeting; (2) Special Series D Shareholders Meeting, Shareholders must be Mexican nationals or Mexican corporations, whose by-laws exclude foreign ownership of their shares. | Management | For | None | ||||||||||||||||||||||||||
D1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By-Laws. | Management | Abstain | None | ||||||||||||||||||||||||||
D2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | None | ||||||||||||||||||||||||||
1 | Presentation and, in its case, approval of the reports referred to in Article 28, paragraph IV of the Securities Market Law, including the financial statements for the year ended on December 31, 2019 and resolutions regarding the actions taken by the Board of Directors, the Committees and the Chief Executive Officer of the Company. | Management | Abstain | None | ||||||||||||||||||||||||||
2 | Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation. | Management | For | None | ||||||||||||||||||||||||||
3 | Resolution regarding the allocation of results for the fiscal year ended on December 31, 2019. | Management | Abstain | None | ||||||||||||||||||||||||||
4 | Resolution regarding (i) the amount that may be allocated to the repurchase of shares of the Company pursuant to article 56, paragraph IV of the Securities Market Law; and (ii) the report on the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of such shares. | Management | Abstain | None | ||||||||||||||||||||||||||
5 | Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company. | Management | Abstain | None | ||||||||||||||||||||||||||
6 | Appointment and/or ratification, as the case may be, of the members that shall conform the Executive Committee. | Management | Abstain | None | ||||||||||||||||||||||||||
7 | Appointment and/or ratification, as the case may be, of the Chairman of the Audit Committee. | Management | Abstain | None | ||||||||||||||||||||||||||
8 | Appointment and/or ratification, as the case may be, of the Chairman of the Corporate Practices Committee. | Management | Abstain | None | ||||||||||||||||||||||||||
9 | Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to their corresponding Secretaries. | Management | Abstain | None | ||||||||||||||||||||||||||
10 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | None | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 8,400,000 | 0 | 20-Apr-2020 | 20-Apr-2020 | |||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 712287134 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 27-Apr-2020 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 21-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BZ15D54 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | Against | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT MR N ANDERSEN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT MRS L CHA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT MR V COLAO AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | TO RE-ELECT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | TO RE-ELECT MR A JOPE AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | TO RE-ELECT MS A JUNG AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
9 | TO RE-ELECT MS S KILSBY AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
10 | TO RE-ELECT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
11 | TO RE-ELECT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
12 | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
13 | TO RE-ELECT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
14 | TO RE-ELECT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
15 | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
16 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | Against | For | ||||||||||||||||||||||||||
17 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | Against | For | ||||||||||||||||||||||||||
18 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||
19 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
20 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||||||||||||||||||||
21 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||||||||||||||||||
22 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,425,000 | 0 | 13-Apr-2020 | 13-Apr-2020 | |||||||||||||||||||||||
ROYAL PHILIPS NV | ||||||||||||||||||||||||||||||
Security | N7637U112 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | NL0000009538 | Agenda | 712267637 - Management | |||||||||||||||||||||||||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 17-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 4197726 - 4200572 - 5986622 - B4K7BS3 - BF44701 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | SPEECH OF THE PRESIDENT | Non-Voting | ||||||||||||||||||||||||||||
2.A | ANNUAL REPORT 2019: EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND-DIVIDENDS | Non-Voting | ||||||||||||||||||||||||||||
2.B | ANNUAL REPORT 2019: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||||||||||||
2.C | ANNUAL REPORT 2019: PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.85 PER COMMON SHARE, IN CASH OR IN SHARES AT THE OPTION OF THE SHAREHOLDER, AGAINST THE NET INCOME FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
2.D | ANNUAL REPORT 2019: REMUNERATION REPORT 2019 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||
2.E | ANNUAL REPORT 2019: PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
2.F | ANNUAL REPORT 2019: PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
3.A | REMUNERATION OF THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD: PROPOSAL TO ADOPT A REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
3.B | REMUNERATION OF THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD: PROPOSAL TO APPROVE A LONG-TERM INCENTIVE PLAN FOR THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
3.C | REMUNERATION OF THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD: PROPOSAL TO ADOPT A REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
4.A | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO RE-APPOINT MS N. DHAWAN AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM APRIL 30, 2020 | Management | For | For | ||||||||||||||||||||||||||
4.B | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR F. SIJBESMA AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM APRIL 30, 2020 | Management | For | For | ||||||||||||||||||||||||||
4.C | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR P. LOSCHER AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM APRIL 30, 2020 | Management | For | For | ||||||||||||||||||||||||||
5.A | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO: ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES | Management | For | For | ||||||||||||||||||||||||||
5.B | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO: RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
6 | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | CANCELLATION OF SHARES | Management | For | For | ||||||||||||||||||||||||||
8 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 18 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 2.E & 2.F. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,200,000 | 0 | 14-Apr-2020 | 14-Apr-2020 | |||||||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||||||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 05-May-2020 | |||||||||||||||||||||||||||
ISIN | US3021301094 | Agenda | 935150639 - Management | |||||||||||||||||||||||||||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1.1 | Election of Director: Robert R. Wright | Management | For | For | ||||||||||||||||||||||||||
1.2 | Election of Director: Glenn M. Alger | Management | For | For | ||||||||||||||||||||||||||
1.3 | Election of Director: Robert P. Carlile | Management | For | For | ||||||||||||||||||||||||||
1.4 | Election of Director: James M. DuBois | Management | For | For | ||||||||||||||||||||||||||
1.5 | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||||||||||||||||
1.6 | Election of Director: Diane H. Gulyas | Management | For | For | ||||||||||||||||||||||||||
1.7 | Election of Director: Jeffrey S. Musser | Management | For | For | ||||||||||||||||||||||||||
1.8 | Election of Director: Liane J. Pelletier | Management | For | For | ||||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||||||||||||||||
3. | Approve Amendments to the 2017 Omnibus Incentive Plan | Management | For | For | ||||||||||||||||||||||||||
4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||||||||||||||||
5. | Shareholder Proposal: NYC Comptroller Proposal | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,290,000 | 0 | 01-May-2020 | 01-May-2020 | |||||||||||||||||||||||
NUTRIEN LTD. (THE "CORPORATION") | ||||||||||||||||||||||||||||||
Security | 67077M108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | NTR | Meeting Date | 06-May-2020 | |||||||||||||||||||||||||||
ISIN | CA67077M1086 | Agenda | 935164361 - Management | |||||||||||||||||||||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 01-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Christopher M. Burley | For | For | |||||||||||||||||||||||||||
2 | Maura J. Clark | For | For | |||||||||||||||||||||||||||
3 | David C. Everitt | For | For | |||||||||||||||||||||||||||
4 | Russell K. Girling | For | For | |||||||||||||||||||||||||||
5 | Miranda C. Hubbs | For | For | |||||||||||||||||||||||||||
6 | Alice D. Laberge | For | For | |||||||||||||||||||||||||||
7 | Consuelo E. Madere | For | For | |||||||||||||||||||||||||||
8 | Charles V. Magro | For | For | |||||||||||||||||||||||||||
9 | Keith G. Martell | For | For | |||||||||||||||||||||||||||
10 | Aaron W. Regent | For | For | |||||||||||||||||||||||||||
11 | Mayo M. Schmidt | For | For | |||||||||||||||||||||||||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Management | For | For | ||||||||||||||||||||||||||
3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 471,140 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||||||||||||||||||
Security | G50764102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||||||||||||||||||
ISIN | BMG507641022 | Agenda | 712379507 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 05-May-2020 | ||||||||||||||||||||||||||||
City / | Country | HAMILT ON HM12 | / | Bermuda | Vote Deadline Date | 29-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 0474081 - 2614045 - B0CRVH2 - B5VTXP6 - B838095 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT DAVID HSU AS A DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT ADAM KESWICK AS A DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT LINCOLN K.K. LEONG AS A DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,110,000 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||||||
DKSH HOLDING AG | ||||||||||||||||||||||||||||||
Security | H2012M121 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | ||||||||||||||||||||||||||||
ISIN | CH0126673539 | Agenda | 712364722 - Management | |||||||||||||||||||||||||||
Record Date | 04-May-2020 | Holding Recon Date | 04-May-2020 | |||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 29-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | B71QPM2 - B789NJ7 - BH66709 - BKJ90R4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1 | APPROVAL OF THE FINANCIAL STATEMENTS OF DKSH HOLDING LTD. AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS OF THE DKSH GROUP FOR THE FINANCIAL YEAR 2019: REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET 2019 AND DECLARATION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
4.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
4.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. WOLFGANG BAIER | Management | For | For | ||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. JACK CLEMONS | Management | For | For | ||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MARCO GADOLA | Management | For | For | ||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ANDREAS W. KELLER | Management | For | For | ||||||||||||||||||||||||||
5.1.7 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. PROF. DR. ANNETTE G. KOEHLER | Management | For | For | ||||||||||||||||||||||||||
5.1.8 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. HANS CHRISTOPH TANNER | Management | For | For | ||||||||||||||||||||||||||
5.1.9 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||
5.2 | ELECTION OF MR. MARCO GADOLA AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.3.1 | ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: RE-ELECTION OF DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||
5.3.2 | ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: RE-ELECTION OF MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||
5.3.3 | ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: ELECTION OF MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||
6 | RE-ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD., ZURICH FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
7 | RE-ELECTION OF THE INDEPENDENT PROXY: MR. ERNST A. WIDMER, ZURICH | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,968,000 | 0 | 24-Apr-2020 | 24-Apr-2020 | |||||||||||||||||||||||
CK HUTCHISON HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G21765105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2020 | ||||||||||||||||||||||||||||
ISIN | KYG217651051 | Agenda | 712361170 - Management | |||||||||||||||||||||||||||
Record Date | 08-May-2020 | Holding Recon Date | 08-May-2020 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 07-May-2020 | ||||||||||||||||||||||||
SEDOL(s) | BD8NBJ7 - BW9P816 - BWF9FC2 - BWFGCF5 - BWFQVV4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | 07 MAY 2020: PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE-BY CLICKING ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0407/2020040700761.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0407/2020040700769.pdf;- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0507/2020050700547.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3.A | TO RE-ELECT MR FOK KIN NING, CANNING AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO RE-ELECT MR KAM HING LAM AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.C | TO RE-ELECT MS EDITH SHIH AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.D | TO RE-ELECT MR CHOW KUN CHEE, ROLAND AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.E | TO RE-ELECT MR LEUNG SIU HON AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.F | TO RE-ELECT MR CHENG HOI CHUEN, VINCENT AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | APPROVE PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES | Management | For | For | ||||||||||||||||||||||||||
5.2 | TO APPROVE THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For | ||||||||||||||||||||||||||
6 | SPECIAL RESOLUTION: TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||
CMMT | 07 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 4 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 17,500,000 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||||||
CHUBB LIMITED | ||||||||||||||||||||||||||||||
Security | H1467J104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 20-May-2020 | |||||||||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 935169931 - Management | |||||||||||||||||||||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 18-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | Management | For | For | ||||||||||||||||||||||||||
2A | Allocation of disposable profit | Management | For | For | ||||||||||||||||||||||||||
2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | ||||||||||||||||||||||||||
3 | Discharge of the Board of Directors | Management | For | For | ||||||||||||||||||||||||||
4A | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | ||||||||||||||||||||||||||
4B | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | ||||||||||||||||||||||||||
4C | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | ||||||||||||||||||||||||||
5A | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||||||||||||||||||||
5B | Election of Director: Michael G. Atieh | Management | For | For | ||||||||||||||||||||||||||
5C | Election of Director: Sheila P. Burke | Management | For | For | ||||||||||||||||||||||||||
5D | Election of Director: James I. Cash | Management | For | For | ||||||||||||||||||||||||||
5E | Election of Director: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||
5F | Election of Director: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||
5G | Election of Director: John A. Edwardson | Management | For | For | ||||||||||||||||||||||||||
5H | Election of Director: Robert J. Hugin | Management | For | For | ||||||||||||||||||||||||||
5I | Election of Director: Robert W. Scully | Management | For | For | ||||||||||||||||||||||||||
5J | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||||||||||||||||||||
5K | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||||||||||||||||||||
5L | Election of Director: David H. Sidwell | Management | For | For | ||||||||||||||||||||||||||
5M | Election of Director: Olivier Steimer | Management | For | For | ||||||||||||||||||||||||||
5N | Election of Director: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||
6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | ||||||||||||||||||||||||||
7A | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||
7B | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||
7C | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | ||||||||||||||||||||||||||
7D | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||
8 | Election of Homburger AG as independent proxy | Management | For | For | ||||||||||||||||||||||||||
9 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | For | For | ||||||||||||||||||||||||||
10 | Reduction of share capital | Management | For | For | ||||||||||||||||||||||||||
11A | Compensation of the Board of Directors until the next annual general meeting | Management | For | For | ||||||||||||||||||||||||||
11B | Compensation of Executive Management for the next calendar year | Management | For | For | ||||||||||||||||||||||||||
12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | Against | For | ||||||||||||||||||||||||||
A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,200,000 | 0 | 06-May-2020 | 06-May-2020 | |||||||||||||||||||||||
LLOYDS BANKING GROUP PLC | ||||||||||||||||||||||||||||||
Security | G5533W248 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-May-2020 | ||||||||||||||||||||||||||||
ISIN | GB0008706128 | Agenda | 712474307 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 19-May-2020 | ||||||||||||||||||||||||||||
City / | Country | EDINBU RGH | / | United Kingdom | Vote Deadline Date | 13-May-2020 | ||||||||||||||||||||||||
SEDOL(s) | 0870612 - 5460524 - BRTM7Q0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 384320 DUE TO INCLUSION-OF WITHDRAWAL OF RESOLUTION 17. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | ELECTION OF MR W L D CHALMERS | Management | For | For | ||||||||||||||||||||||||||
3 | ELECTION OF MS S C LEGG | Management | For | For | ||||||||||||||||||||||||||
4 | ELECTION OF MS C M WOODS | Management | For | For | ||||||||||||||||||||||||||
5 | RE-ELECTION OF LORD BLACKWELL | Management | For | For | ||||||||||||||||||||||||||
6 | RE-ELECTION OF MR J COLUMBAS | Management | For | For | ||||||||||||||||||||||||||
7 | RE-ELECTION OF MR A P DICKINSON | Management | For | For | ||||||||||||||||||||||||||
8 | RE-ELECTION OF MR S P HENRY | Management | For | For | ||||||||||||||||||||||||||
9 | RE-ELECTION OF MR A HORTA OSORIO | Management | For | For | ||||||||||||||||||||||||||
10 | RE-ELECTION OF LORD LUPTON | Management | For | For | ||||||||||||||||||||||||||
11 | RE-ELECTION OF MS A F MACKENZIE | Management | For | For | ||||||||||||||||||||||||||
12 | RE-ELECTION OF MR N E T PRETTEJOHN | Management | For | For | ||||||||||||||||||||||||||
13 | RE-ELECTION OF MR S W SINCLAIR | Management | For | For | ||||||||||||||||||||||||||
14 | RE-ELECTION OF MS S V WELLER | Management | For | For | ||||||||||||||||||||||||||
15 | REMUNERATION POLICY SECTION OF THE DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
16 | ANNUAL REPORT ON REMUNERATION SECTION OF THE DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
17 | APPROVAL OF A FINAL ORDINARY DIVIDEND OF 2 POINT 25 PENCE PER SHARE | Management | For | �� | For | |||||||||||||||||||||||||
18 | RE-APPOINTMENT OF THE AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management | For | For | ||||||||||||||||||||||||||
19 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||||||||||||||||
20 | APPROVAL OF THE LONG TERM SHARE PLAN 2020 | Management | For | For | ||||||||||||||||||||||||||
21 | AUTHORITY FOR THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||
22 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||
23 | DIRECTORS AUTHORITY TO ALLOT SHARES IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||
24 | LIMITED DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
25 | LIMITED DISAPPLICATION OF PRE- EMPTION RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||
26 | LIMITED DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||
27 | AUTHORITY TO PURCHASE ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||
28 | AUTHORITY TO PURCHASE PREFERENCE SHARES | Management | For | For | ||||||||||||||||||||||||||
29 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||||||||||||||||
CMMT | 23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO THE CHANGE IN VOTING-STATUS OF RESOLUTION 17, WHICH HAD PREVIOUSLY BEEN WITHDRAWN. IF YOU HAVE-ALREADY SENT IN YOUR VOTES TO MID 397609, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 172,000,000 | 0 | 07-May-2020 | 07-May-2020 | |||||||||||||||||||||||
BOLLORE | ||||||||||||||||||||||||||||||
Security | F10659260 | Meeting Type | MIX | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-May-2020 | ||||||||||||||||||||||||||||
ISIN | FR0000039299 | Agenda | 712299379 - Management | |||||||||||||||||||||||||||
Record Date | 22-May-2020 | Holding Recon Date | 22-May-2020 | |||||||||||||||||||||||||||
City / | Country | PUTEAU X | / | France | Vote Deadline Date | 08-May-2020 | ||||||||||||||||||||||||
SEDOL(s) | 4572709 - B1L4FR9 - B28FJC5 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | ||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF THE NON- DEDUCTIBLE EXPENSES - DISCHARGE GRANTED TO DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR - SETTING OF THE DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | ||||||||||||||||||||||||||
O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE BOLLORE AS DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF CONSTANTIN ASSOCIES COMPANY AS PRINCIPAL STATUTORY AUDITOR | Management | For | For | ||||||||||||||||||||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF CISANE AS DEPUTY STATUTORY AUDITOR | Management | For | For | ||||||||||||||||||||||||||
O.8 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE THE COMPANY'S SHARES | Management | For | For | ||||||||||||||||||||||||||
O.9 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION L OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE REPORT ON CORPORATE GOVERNANCE - SAY ON PAY "EX POST" | Management | For | For | ||||||||||||||||||||||||||
O.10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PERIOD FROM 01 JANUARY TO 14 MARCH 2019 OR ALLOCATED DURING THE SAME PERIOD TO MR. VINCENT BOLLORE DUE TO THE EXERCISE OF HIS TERM OF OFFICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY - SAY ON PAY "EX POST" | Management | For | For | ||||||||||||||||||||||||||
O.11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PERIOD FROM 01 JANUARY TO 14 MARCH 2019 OR ALLOCATED DURING THE SAME PERIOD TO MR. CYRILLE BOLLORE DUE TO THE EXERCISE OF HIS TERM OF OFFICE AS DEPUTY CHIEF EXECUTIVE OFFICER OF THE COMPANY - SAY ON PAY "EX POST" | Management | For | For | ||||||||||||||||||||||||||
O.12 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PERIOD FROM 01 APRIL TO 31 DECEMBER 2019 OR ALLOCATED DURING THE SAME PERIOD TO MR. CYRILLE BOLLORE DUE TO THE EXERCISE OF HIS TERM OF OFFICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER - SAY ON PAY "EX POST" | Management | Against | For | ||||||||||||||||||||||||||
O.13 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS - EX- ANTE VOTING PROCEDURE | Management | Against | For | ||||||||||||||||||||||||||
O.14 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - "EX ANTE" VOTING PROCEDURE | Management | Against | For | ||||||||||||||||||||||||||
O.15 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
E.1 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN CONSIDERATION FOR CONTRIBUTIONS OF SECURITIES MADE AS PART OF A PUBLIC OFFERING INCLUDING AN EXCHANGE COMPONENT INITIATED BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
E.2 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES PREVIOUSLY REPURCHASED UNDER A SHARE BUYBACK PROGRAM | Management | For | For | ||||||||||||||||||||||||||
E.3 | AMENDMENT TO ARTICLE 12 "BOARD OF DIRECTORS - EMPLOYEE DIRECTORS" IN ORDER TO AMEND THE TERMS AND CONDITIONS OF APPOINTING EMPLOYEE DIRECTORS AND TO BRING THE BY-LAWS INTO LINE WITH THE NEW PROVISIONS OF ARTICLE L 225-27-1 OF THE FRENCH COMMERCIAL CODE RELATING TO THE NUMBER OF EMPLOYEE DIRECTORS PRESENT ON THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE NUMBER OF DIRECTORS SITTING ON THE BOARD | Management | For | For | ||||||||||||||||||||||||||
E.4 | AMENDMENTS TO THE PROVISIONS OF ARTICLE 19 OF THE BY-LAWS "GENERAL MEETINGS" BY ADDING A PROVISION ALLOWING THE USE OF REMOTE VOTING BY ELECTRONIC MEANS | Management | For | For | ||||||||||||||||||||||||||
E.5 | AMENDMENTS TO THE PROVISIONS OF ARTICLE 16 OF THE BY-LAWS "COMPENSATION OF DIRECTORS" FOLLOWING THE CANCELLATION OF THE CONCEPT OF "ATTENDANCE FEES" IN LAW NO. 2019-486 OF 22 MAY 2019, KNOWN AS THE " COVENANT LAW" | Management | For | For | ||||||||||||||||||||||||||
E.6 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
CMMT | 06 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/20200325200 0606-37 AND-https://www.journal- officiel.gouv.fr/balo/document/20200506200 1050-55; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 26,693,000 | 0 | 06-May-2020 | 06-May-2020 | |||||||||||||||||||||||
SAFRAN SA | ||||||||||||||||||||||||||||||
Security | F4035A557 | Meeting Type | MIX | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||||||||||||||||||||
ISIN | FR0000073272 | Agenda | 712329134 - Management | |||||||||||||||||||||||||||
Record Date | 25-May-2020 | Holding Recon Date | 25-May-2020 | |||||||||||||||||||||||||||
City / | Country | MASSY | / | France | Vote Deadline Date | 14-May-2020 | ||||||||||||||||||||||||
SEDOL(s) | B058TZ6 - B0591N1 - B28LP25 - BF447J0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | ||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 11 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL- LINK:https://www.journal- officiel.gouv.fr/balo/document/20200401200 0689-40-AND https://www.journal- officiel.gouv.fr/balo/document/20200511200 | Non-Voting | ||||||||||||||||||||||||||||
1300-57;-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | ||||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF THE NON- DEDUCTIBLE EXPENSES AND COSTS | Management | For | For | ||||||||||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
O.4 | APPOINTMENT OF PATRICIA BELLINGER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
O.5 | RATIFICATION OF THE CO-OPTATION OF FERNANDA SARAIVA AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS, AS A REPLACEMENT FOR ELIANE CARRE-COPIN | Management | For | For | ||||||||||||||||||||||||||
O.6 | APPOINTMENT OF MARC AUBRY AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS, AS A REPLACEMENT FOR FERNANDA SARAIVA | Management | For | For | ||||||||||||||||||||||||||
O.7 | APPOINTMENT OF ANNE AUBERT AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS, AS A REPLACEMENT FOR GERARD MARDINE | Management | For | For | ||||||||||||||||||||||||||
A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RENEWAL OF THE TERM OF OFFICE OF FERNANDA SARAIVA AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Shareholder | Against | Against | ||||||||||||||||||||||||||
B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF CARLOS ARVIZU AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Shareholder | Against | Against | ||||||||||||||||||||||||||
O.8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO ROSS MCINNES, THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
O.9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO PHILIPPE PETITCOLIN, THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||
O.10 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE, RELATING TO THE COMPENSATION OF CORPORATE OFFICERS | Management | For | For | ||||||||||||||||||||||||||
O.11 | SETTING OF THE ANNUAL AMOUNT ALLOCATED TO DIRECTORS AS COMPENSATION FOR THEIR ACTIVITY | Management | For | For | ||||||||||||||||||||||||||
O.12 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
O.13 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||
O.14 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
O.15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
E.16 | AMENDMENT TO ARTICLES 14.1 AND 14.2 OF THE BYLAWS, IN ORDER TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS (EXCLUDING DIRECTORS REPRESENTING EMPLOYEE SHAREHOLDERS AND EMPLOYEES) FROM 13 TO 14 | Management | For | For | ||||||||||||||||||||||||||
E.17 | AMENDMENT OF THE BYLAWS: SIMPLIFICATION OF THE CORPORATE PURPOSE AND COMPLIANCE WITH LEGISLATIVE AND REGULATORY PROVISIONS | Management | For | For | ||||||||||||||||||||||||||
E.18 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,296,650 | 0 | 06-May-2020 | 06-May-2020 | |||||||||||||||||||||||
BOOKING HOLDINGS INC. | ||||||||||||||||||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | BKNG | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US09857L1089 | Agenda | 935188929 - Management | |||||||||||||||||||||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Timothy M. Armstrong | For | For | |||||||||||||||||||||||||||
2 | Jeffery H. Boyd | For | For | |||||||||||||||||||||||||||
3 | Glenn D. Fogel | For | For | |||||||||||||||||||||||||||
4 | Mirian M. Graddick-Weir | For | For | |||||||||||||||||||||||||||
5 | Wei Hopeman | For | For | |||||||||||||||||||||||||||
6 | Robert J. Mylod, Jr. | For | For | |||||||||||||||||||||||||||
7 | Charles H. Noski | For | For | |||||||||||||||||||||||||||
8 | Nicholas J. Read | For | For | |||||||||||||||||||||||||||
9 | Thomas E. Rothman | For | For | |||||||||||||||||||||||||||
10 | Bob van Dijk | For | For | |||||||||||||||||||||||||||
11 | Lynn M. Vojvodich | For | For | |||||||||||||||||||||||||||
12 | Vanessa A. Wittman | For | For | |||||||||||||||||||||||||||
2. | Advisory vote to approve 2019 executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||
4. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | For | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 117,500 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||||||
WPP PLC | ||||||||||||||||||||||||||||||
Security | G9788D103 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JE00B8KF9B49 | Agenda | 712616981 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Jun-2020 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 02-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | B8KF9B4 - B9GRCY5 - BMF1V31 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | TO RECEIVE AND APPROVE THE COMPENSATION COMMITTEE REPORT CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS COMPENSATION POLICY CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
4 | TO ELECT JOHN ROGERS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
5 | TO ELECT SANDRINE DUFOUR AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | TO ELECT KEITH WEED AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | TO ELECT JASMINE WHITBREAD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | TO RE-ELECT ROBERTO QUARTA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
9 | TO RE-ELECT DR JACQUES AIGRAIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
10 | TO RE-ELECT TAREK FARAHAT AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
11 | TO RE-ELECT MARK READ AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
12 | TO RE-ELECT CINDY ROSE OBE AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
13 | TO RE-ELECT NICOLE SELIGMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
14 | TO RE-ELECT SALLY SUSMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
15 | TO RE-APPOINT DELOITTE LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||||||||||||||||||||||
16 | TO AUTHORISE THE AUDIT COMMITTEE FOR AND ON BEHALF OF THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
17 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||
18 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||||||||||||||||||
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 9,420,000 | 0 | 26-May-2020 | 26-May-2020 | |||||||||||||||||||||||
HENKEL AG & CO. KGAA | ||||||||||||||||||||||||||||||
Security | D3207M102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 17-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | DE0006048408 | Agenda | 712617919 - Management | |||||||||||||||||||||||||||
Record Date | 26-May-2020 | Holding Recon Date | 26-May-2020 | |||||||||||||||||||||||||||
City / | Country | DUESSE LDORF | / | Germany | Vote Deadline Date | 03-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 5002465 - B28J8T7 - BRTLG60 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | ||||||||||||||||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||||||||||||||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE CORPORATE GOVERNANCE REPORT, THE REMUNERATION REPORT AND THE REPORT PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF THE GERMAN COMMERCIAL CODE APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2019 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 1,712,396,938.19 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.83 PER ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR 1.85 PER PREFERRED SHARE EUR 907,369,168.19 SHALL BE CARRIED FORWARD EX- DIVIDEND DATE: JUNE 18, 2020 PAYABLE DATE: JUNE 22, 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | RATIFICATION OF THE ACTS OF THE GENERAL PARTNER | Management | For | For | ||||||||||||||||||||||||||
4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
5 | RATIFICATION OF THE ACTS OF THE SHAREHOLDERS' COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
6 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR AND FOR THE REVIEW OF THE HALF-YEAR FINANCIAL STATEMENTS: PRICEWATERHOUSECOOPERS GMBH, FRANKFURT AM MAIN | Management | For | For | ||||||||||||||||||||||||||
7.A | ELECTION TO THE SUPERVISORY BOARD: SIMONE BAGEL TRAH | Management | For | For | ||||||||||||||||||||||||||
7.B | ELECTION TO THE SUPERVISORY BOARD: LUTZ BUNNENBERG | Management | For | For | ||||||||||||||||||||||||||
7.C | ELECTION TO THE SUPERVISORY BOARD: BENEDIKT-RICHARD FREIHERR VON HERMAN | Management | For | For | ||||||||||||||||||||||||||
7.D | ELECTION TO THE SUPERVISORY BOARD: TIMOTHEUS HOETTGES | Management | For | For | ||||||||||||||||||||||||||
7.E | ELECTION TO THE SUPERVISORY BOARD: MICHAEL KASCHKE | Management | For | For | ||||||||||||||||||||||||||
7.F | ELECTION TO THE SUPERVISORY BOARD: BARBARA KUX | Management | For | For | ||||||||||||||||||||||||||
7.G | ELECTION TO THE SUPERVISORY BOARD: SIMONE MENNE | Management | For | For | ||||||||||||||||||||||||||
7.H | ELECTION TO THE SUPERVISORY BOARD: PHILIPP SCHOLZ | Management | For | For | ||||||||||||||||||||||||||
8.A | ELECTION TO THE SHAREHOLDERS' COMMITTEE: PAUL ACHLEITNER | Management | For | For | ||||||||||||||||||||||||||
8.B | ELECTION TO THE SHAREHOLDERS' COMMITTEE: SIMONE BAGEL-TRAH | Management | For | For | ||||||||||||||||||||||||||
8.C | ELECTION TO THE SHAREHOLDERS' COMMITTEE: ALEXANDER BIRKEN | Management | For | For | ||||||||||||||||||||||||||
8.D | ELECTION TO THE SHAREHOLDERS' COMMITTEE: JOHANN-CHRISTOPH FREY | Management | For | For | ||||||||||||||||||||||||||
8.E | ELECTION TO THE SHAREHOLDERS' COMMITTEE: CHRISTOPH HENKEL | Management | For | For | ||||||||||||||||||||||||||
8.F | ELECTION TO THE SHAREHOLDERS' COMMITTEE: CHRISTOPH KNEIP | Management | For | For | ||||||||||||||||||||||||||
8.G | ELECTION TO THE SHAREHOLDERS' COMMITTEE: ULRICH LEHNER | Management | For | For | ||||||||||||||||||||||||||
8.H | ELECTION TO THE SHAREHOLDERS' COMMITTEE: NORBERT REITHOFER | Management | For | For | ||||||||||||||||||||||||||
8.I | ELECTION TO THE SHAREHOLDERS' COMMITTEE: KONSTANTIN VON UNGER | Management | For | For | ||||||||||||||||||||||||||
8.J | ELECTION TO THE SHAREHOLDERS' COMMITTEE: JEAN-FRANCOIS VAN BOXMEER | Management | For | For | ||||||||||||||||||||||||||
9 | RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS SHALL BE APPROVED | Management | For | For | ||||||||||||||||||||||||||
10 | RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL 2020 AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE GENERAL PARTNER SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SHARE-HOLDERS' COMMITTEE AND THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 43,795,875 THROUGH THE ISSUE OF UP TO 43,795,875 NEW BEARER NON-VOTING PREFERRED SHARES AGAINST CONTRIBUTIONS IN CASH, ON OR BEFORE JUNE 16, 2025 | Management | For | For | ||||||||||||||||||||||||||
(AUTHORIZED CAPITAL 2020). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS. THE SHARES CAN ALSO BE TAKEN UP BY ONE OR MORE FINANCIAL INSTITUTIONS OR COMPANIES ACTING UNDER SECTION 186(5)1 OF THE GERMAN STOCK CORPORATION ACT WITH THE OBLIGATION TO OFFER THE SHARES TO THE SHAREHOLDERS FOR SUBSCRIPTION. THE GENERAL PARTNER SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SHARE- HOLDERS' COMMITTEE AND THE SUPERVISORY BOARD, TO DETERMINE THE FURTHER TERMS AND CONDITIONS FOR THE ISSUE OF THE NEW SHARES | ||||||||||||||||||||||||||||||
11 | RESOLUTION ON THE REVISION OF SECTION 20(2) OF THE ARTICLES OF ASSOCIATION SECTION 20(2) SHALL BE ADJUSTED IN RESPECT OF THE PROOF OF SHARE OWNER-SHIP ISSUED IN TEXT FORM IN GERMAN OR ENGLISH BY THE LAST INTERMEDIARY IN ACCORDANCE WITH SECTION 67C(3) OF THE GERMAN STOCK CORPORATION ACT BEING SUFFICIENT AS EVIDENCE. THIS PROOF MUST REFER TO THE BEGINNING OF THE 21ST DAY PRIOR TO THE SHAREHOLDERS' MEETING | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,550,000 | 0 | 02-Jun-2020 | 02-Jun-2020 | |||||||||||||||||||||||
YOKOGAWA ELECTRIC CORPORATION | ||||||||||||||||||||||||||||||
Security | J97272124 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JP3955000009 | Agenda | 712740629 - Management | |||||||||||||||||||||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 6986427 - B1CGT83 - B3BK849 | Quick Code | 68410 | |||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||
2.1 | Appoint a Director Nishijima, Takashi | Management | For | For | ||||||||||||||||||||||||||
2.2 | Appoint a Director Nara, Hitoshi | Management | For | For | ||||||||||||||||||||||||||
2.3 | Appoint a Director Anabuki, Junichi | Management | For | For | ||||||||||||||||||||||||||
2.4 | Appoint a Director Yu Dai | Management | For | For | ||||||||||||||||||||||||||
2.5 | Appoint a Director Uji, Noritaka | Management | For | For | ||||||||||||||||||||||||||
2.6 | Appoint a Director Seki, Nobuo | Management | For | For | ||||||||||||||||||||||||||
2.7 | Appoint a Director Sugata, Shiro | Management | For | For | ||||||||||||||||||||||||||
2.8 | Appoint a Director Uchida, Akira | Management | For | For | ||||||||||||||||||||||||||
3.1 | Appoint a Corporate Auditor Watanabe, Hajime | Management | For | For | ||||||||||||||||||||||||||
3.2 | Appoint a Corporate Auditor Ono, Masaru | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,350,000 | 0 | 16-Jun-2020 | 16-Jun-2020 | |||||||||||||||||||||||
SECOM CO.,LTD. | ||||||||||||||||||||||||||||||
Security | J69972107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JP3421800008 | Agenda | 712768223 - Management | |||||||||||||||||||||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 6791591 - B018RR8 - B1CDZW0 | Quick Code | 97350 | |||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||
2.1 | Appoint a Director Iida, Makoto | Management | For | For | ||||||||||||||||||||||||||
2.2 | Appoint a Director Nakayama, Yasuo | Management | For | For | ||||||||||||||||||||||||||
2.3 | Appoint a Director Ozeki, Ichiro | Management | For | For | ||||||||||||||||||||||||||
2.4 | Appoint a Director Yoshida, Yasuyuki | Management | For | For | ||||||||||||||||||||||||||
2.5 | Appoint a Director Fuse, Tatsuro | Management | For | For | ||||||||||||||||||||||||||
2.6 | Appoint a Director Izumida, Tatsuya | Management | For | For | ||||||||||||||||||||||||||
2.7 | Appoint a Director Kurihara, Tatsushi | Management | For | For | ||||||||||||||||||||||||||
2.8 | Appoint a Director Hirose, Takaharu | Management | For | For | ||||||||||||||||||||||||||
2.9 | Appoint a Director Kawano, Hirobumi | Management | For | For | ||||||||||||||||||||||||||
2.10 | Appoint a Director Watanabe, Hajime | Management | For | For | ||||||||||||||||||||||||||
2.11 | Appoint a Director Hara, Miri | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,070,000 | 0 | 18-Jun-2020 | 18-Jun-2020 | |||||||||||||||||||||||
MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||||||||||||||||||||
Security | L6388F110 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TIGO | Meeting Date | 25-Jun-2020 | |||||||||||||||||||||||||||
ISIN | LU0038705702 | Agenda | 935222985 - Management | |||||||||||||||||||||||||||
Record Date | 06-May-2020 | Holding Recon Date | 06-May-2020 | |||||||||||||||||||||||||||
City / | Country | / | Luxembourg | Vote Deadline Date | 17-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | To elect the Chairman of the AGM and to empower him to appoint the other members of the bureau of the meeting. | Management | For | For | ||||||||||||||||||||||||||
2. | To receive the management reports of the Board and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2019. | Management | For | For | ||||||||||||||||||||||||||
3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2019. | Management | For | For | ||||||||||||||||||||||||||
4. | To allocate the results of the year ended December 31, 2019 to unappropriated net profits to be carried forward. | Management | For | For | ||||||||||||||||||||||||||
5. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2019. | Management | For | For | ||||||||||||||||||||||||||
6. | To set the number of Directors at eight (8). | Management | For | For | ||||||||||||||||||||||||||
7. | To re-elect Mr. José Antonio Ríos García as a Director for a term ending on the annual general meeting to be held in 2021 (the "2021 AGM"). | Management | For | For | ||||||||||||||||||||||||||
8. | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
9. | To re-elect Mr. Tomas Eliasson as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
10. | To re-elect Mr. Odilon Almeida as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
11. | To re-elect Mr. Lars-Åke Norling as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
12. | To re-elect Mr. James Thompson as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
13. | To re-elect Ms. Mercedes Johnson as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
14. | To elect Mr. Mauricio Ramos as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
15. | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
16. | To approve the Directors' remuneration for the period from the AGM to the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
17. | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the 2021 AGM and to approve the external auditor remuneration to be paid against approved account. | Management | For | For | ||||||||||||||||||||||||||
18. | To approve an instruction to the Nomination Committee. | Management | For | For | ||||||||||||||||||||||||||
19. | To approve the Share Repurchase Plan. | Management | For | For | ||||||||||||||||||||||||||
20. | To approve the guidelines and policy for senior management remuneration. | Management | For | For | ||||||||||||||||||||||||||
21. | To approve the share-based incentive plans for Millicom employees. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,210,000 | 0 | 15-Jun-2020 | 15-Jun-2020 | |||||||||||||||||||||||
BUREAU VERITAS SA | ||||||||||||||||||||||||||||||
Security | F96888114 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | FR0006174348 | Agenda | 712604099 - Management | |||||||||||||||||||||||||||
Record Date | 23-Jun-2020 | Holding Recon Date | 23-Jun-2020 | |||||||||||||||||||||||||||
City / | Country | NEUILLY -SUR- SEINE | / | France | Vote Deadline Date | 15-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | B28DTJ6 - B28SN22 - B2Q5MS4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 05 JUN 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/20200506200 1340-55 AND-https://www.journal- officiel.gouv.fr/balo/document/20200605200 2094-68; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management | For | For | ||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
4 | THE STATUTORY AUDITORS' SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLE L. 225 -38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||
5 | RATIFICATION OF THE CO-OPTATION OF MR. JEROME MICHIELS AS DIRECTOR, AS A REPLACEMENT FOR MR. STEPHANE BACQUAERT | Management | For | For | ||||||||||||||||||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MRS. SIAN HERBERT-JONES AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF MRS. STEPHANIE BESNIER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | RENEWAL OF THE TERM OF OFFICE OF MR. CLAUDE EHLINGER AS DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
9 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
10 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
11 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | Against | For | ||||||||||||||||||||||||||
12 | APPROVAL OF THE REPORT ON THE COMPENSATION OF CORPORATE OFFICERS | Management | For | For | ||||||||||||||||||||||||||
13 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID IN RESPECT OF THE TERM OF OFFICE DURING THE FINANCIAL YEAR 2019, OR AWARDED IN RESPECT OF THE TERM OF OFFICE DURING THE SAME FINANCIAL YEAR, TO MR. ALDO CARDOSO, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
14 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID IN RESPECT OF THE TERM OF OFFICE DURING THE FINANCIAL YEAR 2019, OR AWARDED IN RESPECT OF THE TERM OF OFFICE DURING THE SAME FINANCIAL YEAR, TO MR. DIDIER MICHAUD-DANIEL, CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||
15 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
16 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,985,000 | 0 | 11-Jun-2020 | 11-Jun-2020 | |||||||||||||||||||||||
ROYAL PHILIPS NV | ||||||||||||||||||||||||||||||
Security | N7637U112 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | NL0000009538 | Agenda | 712638836 - Management | |||||||||||||||||||||||||||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | |||||||||||||||||||||||||||
City / | Country | TBD | / | Netherlands | Vote Deadline Date | 12-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 4197726 - 4200572 - 5986622 - B4K7BS3 - BF44701 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||
1 | APPROVE DIVIDENDS OF EUR 0.85 PER SHARE | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,025,000 | 0 | 11-Jun-2020 | 11-Jun-2020 | |||||||||||||||||||||||
SONY CORPORATION | ||||||||||||||||||||||||||||||
Security | J76379106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JP3435000009 | Agenda | 712694000 - Management | |||||||||||||||||||||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 24-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 6821506 - B0K3NH6 - BYW3ZJ8 | Quick Code | 67580 | |||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||
1 | Amend Articles to: Change Official Company Name | Management | For | For | ||||||||||||||||||||||||||
2.1 | Appoint a Director Yoshida, Kenichiro | Management | For | For | ||||||||||||||||||||||||||
2.2 | Appoint a Director Totoki, Hiroki | Management | For | For | ||||||||||||||||||||||||||
2.3 | Appoint a Director Sumi, Shuzo | Management | For | For | ||||||||||||||||||||||||||
2.4 | Appoint a Director Tim Schaaff | Management | For | For | ||||||||||||||||||||||||||
2.5 | Appoint a Director Matsunaga, Kazuo | Management | For | For | ||||||||||||||||||||||||||
2.6 | Appoint a Director Oka, Toshiko | Management | For | For | ||||||||||||||||||||||||||
2.7 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||||||||||||||||||||
2.8 | Appoint a Director Wendy Becker | Management | For | For | ||||||||||||||||||||||||||
2.9 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||||||||||||||||||||
2.10 | Appoint a Director Adam Crozier | Management | For | For | ||||||||||||||||||||||||||
2.11 | Appoint a Director Kishigami, Keiko | Management | For | For | ||||||||||||||||||||||||||
2.12 | Appoint a Director Joseph A. Kraft Jr. | Management | For | For | ||||||||||||||||||||||||||
3 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,895,000 | 0 | 22-Jun-2020 | 22-Jun-2020 | |||||||||||||||||||||||
ISUZU MOTORS LIMITED | ||||||||||||||||||||||||||||||
Security | J24994113 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JP3137200006 | Agenda | 712800817 - Management | |||||||||||||||||||||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 25-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 5101986 - 6467104 - B02H280 | Quick Code | 72020 | |||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||
2.1 | Appoint a Director Minami, Shinsuke | Management | Against | For | ||||||||||||||||||||||||||
2.2 | Appoint a Director Sugimoto, Shigeji | Management | For | For | ||||||||||||||||||||||||||
2.3 | Appoint a Director Shibata, Mitsuyoshi | Management | Against | For | ||||||||||||||||||||||||||
2.4 | Appoint a Director Nakayama, Kozue | Management | For | For | ||||||||||||||||||||||||||
3 | Appoint a Corporate Auditor Miyazaki, Kenji | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,915,350 | 0 | 17-Jun-2020 | 17-Jun-2020 |
ELECTROLUX AB | ||||||||||||||||||||||||||||||
Security | W24713120 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Feb-2020 | ||||||||||||||||||||||||||||
ISIN | SE0000103814 | Agenda | 712006306 - Management | |||||||||||||||||||||||||||
Record Date | 14-Feb-2020 | Holding Recon Date | 14-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | STOCKH OLM | / | Sweden | Vote Deadline Date | 12-Feb-2020 | ||||||||||||||||||||||||
SEDOL(s) | B1KKBX6 - B1LGXT3 - B1LQ445 - BHZLFJ0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||||||||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||||||||||||||||||
3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||||||||||||||||||
4 | ELECTION OF TWO MINUTES- CHECKERS | Non-Voting | ||||||||||||||||||||||||||||
5 | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | ||||||||||||||||||||||||||||
6 | RESOLUTION ON DISTRIBUTION OF ALL SHARES IN ELECTROLUX PROFESSIONAL AB | Management | For | |||||||||||||||||||||||||||
7 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unheadged | 9971 | U.S. BANK | 22,450 | 0 |
TE CONNECTIVITY LTD | ||||||||||||||||||||||||||||||
Security | H84989104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TEL | Meeting Date | 11-Mar-2020 | |||||||||||||||||||||||||||
ISIN | CH0102993182 | Agenda | 935133479 - Management | |||||||||||||||||||||||||||
Record Date | 20-Feb-2020 | Holding Recon Date | 20-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | Switzerland | Vote Deadline Date | 09-Mar-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Pierre R. Brondeau | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Carol A. ("John") Davidson | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: William A. Jeffrey | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: David M. Kerko | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Yong Nam | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
1J. | Election of Director: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
1K. | Election of Director: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
1L. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
1M. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||||||||||||||||||
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
3A. | To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan | Management | For | For | ||||||||||||||||||||||||||
3B. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Management | For | For | ||||||||||||||||||||||||||
3C. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Management | For | For | ||||||||||||||||||||||||||
3D. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Management | For | For | ||||||||||||||||||||||||||
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2021 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Management | For | For | ||||||||||||||||||||||||||
5.1 | To approve the 2019 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 27, 2019, the consolidated financial statements for the fiscal year ended September 27, 2019 and the Swiss Compensation Report for the fiscal year ended September 27, 2019). | Management | For | For | ||||||||||||||||||||||||||
5.2 | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
5.3 | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
7.1 | To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||
7.2 | To elect Deloitte AG, Zürich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
7.3 | To elect PricewaterhouseCoopers AG, Zürich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity. | Management | For | For | ||||||||||||||||||||||||||
8. | An advisory vote to approve named executive officer compensation | Management | Against | For | ||||||||||||||||||||||||||
9. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for executive management. | Management | For | For | ||||||||||||||||||||||||||
10. | A binding vote to approve fiscal year 2021 maximum aggregate compensation amount for the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||
11. | To approve the carryforward of unappropriated accumulated earnings at September 27, 2019. | Management | For | For | ||||||||||||||||||||||||||
12. | To approve a dividend payment to shareholders equal to $1.92 per issued share to be paid in four equal quarterly installments of $0.48 starting with the third fiscal quarter of 2020 and ending in the second fiscal quarter of 2021 pursuant to the terms of the dividend resolution. | Management | For | For | ||||||||||||||||||||||||||
13. | To approve a renewal of authorized capital and related amendment to our articles of association. | Management | For | For | ||||||||||||||||||||||||||
14. | To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Management | For | For | ||||||||||||||||||||||||||
15. | To approve any adjournments or postponements of the meeting. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 5,950 | 0 | 05-Mar-2020 | 06-Mar-2020 | |||||||||||||||||||||||
DKSH HOLDING AG | ||||||||||||||||||||||||||||||
Security | H2012M121 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-Mar-2020 | ||||||||||||||||||||||||||||
ISIN | CH0126673539 | Agenda | 712174882 - Management | |||||||||||||||||||||||||||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 11-Mar-2020 | ||||||||||||||||||||||||
SEDOL(s) | B71QPM2 - B789NJ7 - BH66709 - BKJ90R4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
1 | APPROVAL OF THE FINANCIAL STATEMENTS OF DKSH HOLDING LTD. AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS OF THE DKSH GROUP FOR THE FINANCIAL YEAR 2019, REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET 2019 AND DECLARATION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
4.1 | APPROVAL OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
4.2 | APPROVAL OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. WOLFGANG BAIER | Management | For | For | ||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. JACK CLEMONS | Management | For | For | ||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MARCO GADOLA | Management | For | For | ||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ANDREAS W. KELLER | Management | For | For | ||||||||||||||||||||||||||
5.1.7 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. PROF. DR. ANNETTE G. KOEHLER | Management | For | For | ||||||||||||||||||||||||||
5.1.8 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. HANS CHRISTOPH TANNER | Management | For | For | ||||||||||||||||||||||||||
5.1.9 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||
5.2 | ELECTION OF MR. MARCO GADOLA AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.3.1 | RE-ELECTION OF DR. FRANK CH. GULICH AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.3.2 | RE-ELECTION OF MS. EUNICE ZEHNDER-LAI AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.3.3 | ELECTION OF MR. ADRIAN T. KELLER AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
6 | RE-ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, ZURICH | Management | For | For | ||||||||||||||||||||||||||
7 | RE-ELECTION OF THE INDEPENDENT PROXY: MR. ERNST A. WIDMER, ZURICH | Management | For | For | ||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- | Non-Voting | ||||||||||||||||||||||||||||
REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 9,600 | 0 | 06-Mar-2020 | 06-Mar-2020 | |||||||||||||||||||||||
ELECTROLUX AB | ||||||||||||||||||||||||||||||
Security | W24713120 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 31-Mar-2020 | ||||||||||||||||||||||||||||
ISIN | SE0000103814 | Agenda | 712195608 - Management | |||||||||||||||||||||||||||
Record Date | 25-Mar-2020 | Holding Recon Date | 25-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | STOCKH OLM | / | Sweden | Vote Deadline Date | 23-Mar-2020 | ||||||||||||||||||||||||
SEDOL(s) | B1KKBX6 - B1LGXT3 - B1LQ445 - BHZLFJ0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1 | ELECTION OF CHAIRMAN OF THE MEETING: EVA HAGG, MEMBER OF THE SWEDISH BAR-ASSOCIATION, AS CHAIRMAN OF THE ANNUAL GENERAL MEETING | Non-Voting | ||||||||||||||||||||||||||||
2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||||||||||||||||||
3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||||||||||||||||||
4 | ELECTION OF TWO MINUTES- CHECKERS | Non-Voting | ||||||||||||||||||||||||||||
5 | DETERMINATION AS TO WHETHER THE MEETING HAS BEEN PROPERLY CONVENED | Non-Voting | ||||||||||||||||||||||||||||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDIT REPORT AS WELL AS THE-CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP | Non-Voting | ||||||||||||||||||||||||||||
7 | SPEECH BY THE PRESIDENT, JONAS SAMUELSON | Non-Voting | ||||||||||||||||||||||||||||
8 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | For | For | ||||||||||||||||||||||||||
9 | RESOLUTION ON DISCHARGE FROM LIABILITY OF THE DIRECTORS AND THE PRESIDENT | Management | For | For | ||||||||||||||||||||||||||
10 | RESOLUTION ON DISPOSITIONS IN RESPECT OF THE COMPANY'S PROFIT PURSUANT TO THE ADOPTED BALANCE SHEET AND DETERMINATION OF RECORD DATES FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND FOR THE FISCAL YEAR 2019 OF SEK 8.50 PER SHARE. THE DIVIDEND IS PROPOSED TO BE PAID IN TWO EQUAL INSTALLMENTS OF SEK 4.25 PER INSTALLMENT AND SHARE, THE FIRST WITH THE RECORD DATE THURSDAY, APRIL 2, 2020, AND THE SECOND WITH THE RECORD DATE FRIDAY OCTOBER 2, 2020. SUBJECT TO RESOLUTION BY THE GENERAL MEETING IN ACCORDANCE WITH THIS PROPOSAL, THE FIRST INSTALLMENT OF DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON TUESDAY, APRIL 7, 2020 AND THE SECOND INSTALLMENT ON WEDNESDAY, OCTOBER 7, 2020 | Management | For | For | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTION 11, 12, 13.A TO 13.J AND 14 ARE PROPOSED BY-NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE-PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
11 | DETERMINATION OF THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: NINE DIRECTORS AND NO DEPUTY DIRECTORS | Management | For | None | ||||||||||||||||||||||||||
12 | DETERMINATION OF FEES TO THE BOARD OF DIRECTORS AND THE AUDITOR | Management | For | None | ||||||||||||||||||||||||||
13.A | ELECTION OF STAFFAN BOHMAN AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.B | ELECTION OF PETRA HEDENGRAN AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.C | ELECTION OF HENRIK HENRIKSSON AS DIRECTOR. (NEW ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.D | ELECTION OF ULLA LITZEN AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.E | ELECTION OF KARIN OVERBECK AS DIRECTOR. (NEW ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.F | ELECTION OF FREDRIK PERSSON AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.G | ELECTION OF DAVID PORTER AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.H | ELECTION OF JONAS SAMUELSON AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.I | ELECTION OF KAI WARN AS DIRECTOR. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
13.J | ELECTION OF STAFFAN BOHMAN AS CHAIRMAN. (RE-ELECTION) | Management | For | None | ||||||||||||||||||||||||||
14 | ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES, IN ACCORDANCE WITH THE RECOMMENDATION BY THE AUDIT COMMITTEE, RE-ELECTION OF THE AUDIT FIRM DELOITTE AB AS THE COMPANY'S AUDITOR FOR THE PERIOD UNTIL THE END OF THE 2021 ANNUAL GENERAL MEETING | Management | For | None | ||||||||||||||||||||||||||
15 | RESOLUTION ON REMUNERATION GUIDELINES FOR THE ELECTROLUX GROUP MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
16 | RESOLUTION ON IMPLEMENTATION OF A PERFORMANCE BASED, LONG-TERM SHARE PROGRAM FOR 2020 | Management | For | For | ||||||||||||||||||||||||||
17.A | RESOLUTION ON: ACQUISITION OF OWN SHARES | Management | For | For | ||||||||||||||||||||||||||
17.B | RESOLUTION ON: TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Management | For | For | ||||||||||||||||||||||||||
17.C | RESOLUTION ON: TRANSFER OF OWN SHARES ON ACCOUNT OF THE SHARE PROGRAM FOR 2018 | Management | For | For | ||||||||||||||||||||||||||
18 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 7,950 | 0 | 17-Mar-2020 | 17-Mar-2020 | |||||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 01-Apr-2020 | |||||||||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 935131021 - Management | |||||||||||||||||||||||||||
Record Date | 12-Feb-2020 | Holding Recon Date | 12-Feb-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-Mar-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1A. | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||||||||||||||||||
1B. | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||||||||||||||||||||
1C. | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||||||||||||||||||
1D. | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||||||||||||||||||||
1E. | Election of Director: Lubna S. Olayan | Management | For | For | ||||||||||||||||||||||||||
1F. | Election of Director: Mark G. Papa | Management | For | For | ||||||||||||||||||||||||||
1G. | Election of Director: Leo Rafael Reif | Management | For | For | ||||||||||||||||||||||||||
1H. | Election of Director: Henri Seydoux | Management | For | For | ||||||||||||||||||||||||||
1I. | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||||||||||||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | For | For | ||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 19,750 | 0 | 26-Mar-2020 | 26-Mar-2020 | |||||||||||||||||||||||
SMITH & NEPHEW PLC | ||||||||||||||||||||||||||||||
Security | G82343164 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | GB0009223206 | Agenda | 712230399 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 07-Apr-2020 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 01-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 0922320 - B032756 - B03W767 - BKX8X01 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||
2 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||
3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
4 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
5 | RE-ELECT GRAHAM BAKER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | RE-ELECT VINITA BALI AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | RE-ELECT RT. HON BARONESS VIRGINIA BOTTOMLEY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | RE-ELECT ROLAND DIGGELMANN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
9 | RE-ELECT ERIK ENGSTROM AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
10 | RE-ELECT ROBIN FREESTONE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
11 | RE-ELECT MARC OWEN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
12 | RE-ELECT ANGIE RISLEY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
13 | RE-ELECT ROBERTO QUARTA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
14 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||
15 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||
16 | APPROVE GLOBAL SHARE PLAN 2020 | Management | For | For | ||||||||||||||||||||||||||
17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||
21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||||||||||||||||||||||
CMMT | 04 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 39,750 | 0 | 26-Mar-2020 | 26-Mar-2020 | |||||||||||||||||||||||
FAIRFAX FINANCIAL HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | 303901102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | CA3039011026 | Agenda | 712240984 - Management | |||||||||||||||||||||||||||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TORONT O | / | Canada | Vote Deadline Date | 10-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 2173665 - 2566351 - 5495719 - B2N6TX4 - BYVR1R1 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: ANTHONY F. GRIFFITHS | Management | For | For | ||||||||||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: ROBERT J. GUNN | Management | For | For | ||||||||||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: KAREN L. JURJEVICH | Management | For | For | ||||||||||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: R. WILLIAM MCFARLAND | Management | For | For | ||||||||||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: CHRISTINE N. MCLEAN | Management | For | For | ||||||||||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: TIMOTHY R. PRICE | Management | For | For | ||||||||||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: BRANDON W. SWEITZER | Management | For | For | ||||||||||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: LAUREN C. TEMPLETON | Management | For | For | ||||||||||||||||||||||||||
1.9 | ELECTION OF DIRECTOR: BENJAMIN P. WATSA | Management | For | For | ||||||||||||||||||||||||||
1.10 | ELECTION OF DIRECTOR: V. PREM WATSA | Management | For | For | ||||||||||||||||||||||||||
1.11 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||||||||||||||||||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 1,650 | 0 | 24-Mar-2020 | 24-Mar-2020 | |||||||||||||||||||||||
ADECCO GROUP SA | ||||||||||||||||||||||||||||||
Security | H00392318 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | CH0012138605 | Agenda | 712295953 - Management | |||||||||||||||||||||||||||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 06-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 7110720 - B0T2TQ5 - B0YBL38 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REPORT 2019 | Management | For | For | ||||||||||||||||||||||||||
1.2 | ADVISORY VOTE ON THE REMUNERATION REPORT 2019 | Management | Against | For | ||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS 2019 AND DISTRIBUTION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3 | GRANTING OF DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
4.1 | APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
4.2 | APPROVAL OF MAXIMUM TOTAL AMOUNT OF REMUNERATION OF THE EXECUTIVE COMMITTEE | Management | Against | For | ||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF JEAN- CHRISTOPHE DESLARZES AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF ARIANE GORIN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF ALEXANDER GUT AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF DAVID PRINCE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.7 | RE-ELECTION OF REGULA WALLIMANN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.8 | ELECTION OF JEAN-CHRISTOPHE DESLARZES AS CHAIR OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.1.9 | ELECTION OF RACHEL DUAN AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.2.1 | RE-ELECTION OF KATHLEEN TAYLOR AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.2.2 | RE-ELECTION OF DIDIER LAMOUCHE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.2.3 | ELECTION OF RACHEL DUAN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.3 | ELECTION OF THE INDEPENDENT PROXY REPRESENTATIVE: LAW OFFICE KELLER PARTNERSHIP, ZURICH | Management | For | For | ||||||||||||||||||||||||||
5.4 | RE-ELECTION OF THE AUDITORS: ERNST + YOUNG LTD, ZURICH | Management | For | For | ||||||||||||||||||||||||||
6 | CAPITAL REDUCTION BY WAY OF CANCELLATION OF OWN SHARES AFTER SHARE BUYBACK | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 15,950 | 0 | 26-Mar-2020 | 26-Mar-2020 | |||||||||||||||||||||||
CNH INDUSTRIAL N.V. | ||||||||||||||||||||||||||||||
Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | NL0010545661 | Agenda | 712300348 - Management | |||||||||||||||||||||||||||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 02-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | BDX85Z1 - BF445D0 - BFCB7X7 - BFH3MS8 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||
1 | OPENING | Non-Voting | ||||||||||||||||||||||||||||
2.A | POLICY ON ADDITIONS TO RESERVES AND ON DIVIDENDS | Non-Voting | ||||||||||||||||||||||||||||
2.B | ADOPTION OF THE 2019 ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||||||||||||
2.C | DETERMINATION AND DISTRIBUTION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
2.D | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS AND THE NON- EXECUTIVE DIRECTORS OF THE BOARD | Management | For | For | ||||||||||||||||||||||||||
3.A | 2019 REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
3.B | AMENDMENT TO THE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||
3.C | PROPOSAL TO APPROVE THE PLAN TO AWARD (RIGHTS TO SUBSCRIBE FOR) COMMON SHARES IN THE CAPITAL OF THE COMPANY TO EXECUTIVE DIRECTORS IN ACCORDANCE WITH ARTICLE 13.6 OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||
4.A | RE-APPOINTMENT OF SUZANNE HEYWOOD (EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.B | RE-APPOINTMENT OF HUBERTUS M. MUHLHAUSER (EXECUTIVE DIRECTOR) | Non-Voting | ||||||||||||||||||||||||||||
4.C | RE-APPOINTMENT OF LEO W. HOULE (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.D | RE-APPOINTMENT OF JOHN B. LANAWAY (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.E | RE-APPOINTMENT OF ALESSANDRO NASI (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.F | RE-APPOINTMENT OF LORENZO SIMONELLI (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.G | RE-APPOINTMENT OF JACQUELINE A. TAMMENOMS BAKKER (NON- EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.H | RE-APPOINTMENT OF JACQUES THEURILLAT (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.I | APPOINTMENT OF HOWARD BUFFETT (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.J | APPOINTMENT OF NELDA (JANINE) CONNORS (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.K | APPOINTMENT OF TUFAN ERGINBILGIC (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
4.L | APPOINTMENT OF VAGN SORENSEN (NON-EXECUTIVE DIRECTOR) | Management | For | For | ||||||||||||||||||||||||||
5 | PROPOSAL TO RE-APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
6 | REPLACEMENT OF THE EXISTING AUTHORIZATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | CLOSE OF MEETING | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 368895 DUE TO WITHDRAWAL-OF RESOLUTION 4.B. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE- EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 56,750 | 0 | 30-Mar-2020 | 30-Mar-2020 | |||||||||||||||||||||||
VIVENDI SA | ||||||||||||||||||||||||||||||
Security | F97982106 | Meeting Type | MIX | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | FR0000127771 | Agenda | 712254224 - Management | |||||||||||||||||||||||||||
Record Date | 15-Apr-2020 | Holding Recon Date | 15-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 06-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 4834777 - 4841379 - B11SBW8 - BF448C0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR-VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR- BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/20200311200 0485-31 | Non-Voting | ||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019, SETTING OF THE DIVIDEND AND ITS DATE OF PAYMENT | Management | For | For | ||||||||||||||||||||||||||
O.4 | RENEWAL OF THE TERM OF OFFICE OF MR. YANNICK BOLLORE AS A MEMBER OF THE SUPERVISORY BOARD | Management | Against | For | ||||||||||||||||||||||||||
O.5 | APPOINTMENT OF MR. LAURENT DASSAULT AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
O.6 | AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD FOR THE COMPANY TO PURCHASE ITS OWN SHARES WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | For | For | ||||||||||||||||||||||||||
O.7 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT PREPARED IN ACCORDANCE WITH ARTICLE L. 225-88 OF THE FRENCH COMMERCIAL CODE ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | ||||||||||||||||||||||||||
O.8 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 225-37-3 I. OF THE FRENCH COMMERCIAL CODE CONTAINED IN THE CORPORATE GOVERNANCE REPORT | Management | For | For | ||||||||||||||||||||||||||
O.9 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. YANNICK BOLLORE, CHAIRMAN OF THE SUPERVISORY BOARD | Management | Against | For | ||||||||||||||||||||||||||
O.10 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. ARNAUD DE PUYFONTAINE, CHAIRMAN OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.11 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. GILLES ALIX, MEMBER OF THE MANAGEMENT BOARD | Management | Against | For | ||||||||||||||||||||||||||
O.12 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. CEDRIC DE BAILLIENCOURT, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.13 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. FREDERIC CREPIN, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.14 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. SIMON GILLHAM, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.15 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. HERVE PHILIPPE, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.16 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS OF ANY KIND PAID DURING FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. STEPHANE ROUSSEL, MEMBER OF THE MANAGEMENT BOARD | Management | For | For | ||||||||||||||||||||||||||
O.17 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN AND MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
O.18 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
O.19 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
O.20 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. ARNAUD DE PUYFONTAINE | Management | For | For | ||||||||||||||||||||||||||
O.21 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. GILLES ALIX | Management | For | For | ||||||||||||||||||||||||||
O.22 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. CEDRIC DE BAILLIENCOURT | Management | For | For | ||||||||||||||||||||||||||
O.23 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. FREDERIC CREPIN | Management | For | For | ||||||||||||||||||||||||||
O.24 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. SIMON GILLHAM | Management | For | For | ||||||||||||||||||||||||||
O.25 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. HERVE PHILIPPE | Management | For | For | ||||||||||||||||||||||||||
O.26 | APPROVAL OF THE STATUTORY AUDITORS' SPECIAL REPORT ON THE MODIFICATION OF THE COMMITMENT, WITH RESPECT TO THE ADDITIONAL COLLECTIVE DEFINED-BENEFIT PENSION PLAN, FOR THE BENEFIT OF MR. STEPHANE ROUSSEL | Management | For | For | ||||||||||||||||||||||||||
E.27 | AUTHORIZATION GRANTED TO THE MANAGEMENT BOARD TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | For | For | ||||||||||||||||||||||||||
E.28 | REDUCTION OF CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF 1,954,507,735.50 EUROS, I.E. 30% OF THE CAPITAL, BY WAY OF THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES WITHIN THE LIMIT OF A MAXIMUM OF 355,372,861 SHARES FOLLOWED BY THE CANCELLATION OF THE REPURCHASED SHARES, AND AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD TO FORMULATE A BUYBACK PUBLIC OFFERING OF ALL SHAREHOLDERS, TO IMPLEMENT THE CAPITAL REDUCTION AND THEN TO SET THE FINAL AMOUNT | Management | For | For | ||||||||||||||||||||||||||
E.29 | ALIGNMENT OF ARTICLE 8 - II. OF THE BYLAWS WITH THE NEW LEGAL PROVISIONS RELATING TO THE TERMS AND CONDITIONS OF EMPLOYEE REPRESENTATION ON THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
E.30 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 24,150 | 0 | 30-Mar-2020 | 30-Mar-2020 | |||||||||||||||||||||||
AKZO NOBEL NV | ||||||||||||||||||||||||||||||
Security | N01803308 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | NL0013267909 | Agenda | 712257915 - Management | |||||||||||||||||||||||||||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 08-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | BHZSJ33 - BJ2KSG2 - BJB54X7 - BJB54Z9 - BJB55X4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||
1 | OPENING | Non-Voting | ||||||||||||||||||||||||||||
2.A | REPORT OF THE BOARD OF MANAGEMENT FOR THE FINANCIAL YEAR 2019 | Non-Voting | ||||||||||||||||||||||||||||
3.A | ADOPTION OF THE 2019 FINANCIAL STATEMENTS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
3.B | DISCUSSION ON THE DIVIDEND POLICY | Non-Voting | ||||||||||||||||||||||||||||
3.C | PROFIT ALLOCATION AND ADOPTION OF DIVIDEND PROPOSAL: EUR 1.90 PER SHARE | Management | For | For | ||||||||||||||||||||||||||
3.D | REMUNERATION REPORT 2019 | Management | For | For | ||||||||||||||||||||||||||
4.A | DISCHARGE FROM LIABILITY OF MEMBERS OF THE BOARD OF MANAGEMENT IN OFFICE IN 2019 FOR THE PERFORMANCE OF THEIR DUTIES IN 2019 | Management | For | For | ||||||||||||||||||||||||||
4.B | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD IN OFFICE IN 2019 FOR THE PERFORMANCE OF THEIR DUTIES IN 2019 | Management | For | For | ||||||||||||||||||||||||||
5.A | RE-APPOINTMENT OF DR. P. KIRBY TO THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
6.A | AMENDMENT REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
6.B | AMENDMENT REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
7 | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
8.A | AUTHORIZATION FOR THE BOARD OF MANAGEMENT: TO ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||
8.B | AUTHORIZATION FOR THE BOARD OF MANAGEMENT: TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS | Management | For | For | ||||||||||||||||||||||||||
9 | AUTHORIZATION FOR THE BOARD OF MANAGEMENT TO ACQUIRE COMMON SHARES IN THE SHARE CAPITAL OF THE COMPANY ON BEHALF OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
10 | CANCELLATION OF COMMON SHARES HELD OR ACQUIRED BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
11 | CLOSING | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 02 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF-TEXT OF RESOLUTION 3.C. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 7,500 | 0 | 06-Apr-2020 | 06-Apr-2020 | |||||||||||||||||||||||
NESTLE S.A. | ||||||||||||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | CH0038863350 | Agenda | 712296866 - Management | |||||||||||||||||||||||||||
Record Date | 16-Apr-2020 | Holding Recon Date | 16-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | LAUSAN NE | / | Switzerland | Vote Deadline Date | 14-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 7123870 - 7125274 - B0ZGHZ6 - BG43QP3 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2019 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: MR. PAUL BULCKE | Management | For | For | ||||||||||||||||||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. ULF MARK SCHNEIDER | Management | For | For | ||||||||||||||||||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. HENRI DE CASTRIES | Management | For | For | ||||||||||||||||||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. RENATO FASSBIND | Management | For | For | ||||||||||||||||||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. ANN M. VENEMAN | Management | For | For | ||||||||||||||||||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. EVA CHENG | Management | For | For | ||||||||||||||||||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. URSULA M. BURNS | Management | For | For | ||||||||||||||||||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. KASPER RORSTED | Management | For | For | ||||||||||||||||||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. PABLO ISLA | Management | For | For | ||||||||||||||||||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MRS. KIMBERLY A. ROSS | Management | For | For | ||||||||||||||||||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DICK BOER | Management | For | For | ||||||||||||||||||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR. DINESH PALIWAL | Management | For | For | ||||||||||||||||||||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: MRS. HANNE JIMENEZ DE MORA | Management | For | For | ||||||||||||||||||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MRS. URSULA M. BURNS | Management | For | For | ||||||||||||||||||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. PABLO ISLA | Management | For | For | ||||||||||||||||||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR. DICK BOER | Management | For | For | ||||||||||||||||||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG SA, LAUSANNE BRANCH | Management | For | For | ||||||||||||||||||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | ||||||||||||||||||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | ||||||||||||||||||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | ||||||||||||||||||||||||||
7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 4,050 | 0 | 06-Apr-2020 | 06-Apr-2020 | |||||||||||||||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||||||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TV | Meeting Date | 28-Apr-2020 | |||||||||||||||||||||||||||
ISIN | US40049J2069 | Agenda | 935187131 - Management | |||||||||||||||||||||||||||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
L1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By-Laws. | Management | Abstain | None | ||||||||||||||||||||||||||
L2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. To vote on the next (1) General Ordinary Series A and B Shareholders Meeting; (2) Special Series D Shareholders Meeting, Shareholders must be Mexican nationals or Mexican corporations, whose by-laws exclude foreign ownership of their shares. | Management | For | None | ||||||||||||||||||||||||||
D1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By-Laws. | Management | Abstain | None | ||||||||||||||||||||||||||
D2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | None | ||||||||||||||||||||||||||
1 | Presentation and, in its case, approval of the reports referred to in Article 28, paragraph IV of the Securities Market Law, including the financial statements for the year ended on December 31, 2019 and resolutions regarding the actions taken by the Board of Directors, the Committees and the Chief Executive Officer of the Company. | Management | Abstain | None | ||||||||||||||||||||||||||
2 | Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation. | Management | For | None | ||||||||||||||||||||||||||
3 | Resolution regarding the allocation of results for the fiscal year ended on December 31, 2019. | Management | Abstain | None | ||||||||||||||||||||||||||
4 | Resolution regarding (i) the amount that may be allocated to the repurchase of shares of the Company pursuant to article 56, paragraph IV of the Securities Market Law; and (ii) the report on the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of such shares. | Management | Abstain | None | ||||||||||||||||||||||||||
5 | Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company. | Management | Abstain | None | ||||||||||||||||||||||||||
6 | Appointment and/or ratification, as the case may be, of the members that shall conform the Executive Committee. | Management | Abstain | None | ||||||||||||||||||||||||||
7 | Appointment and/or ratification, as the case may be, of the Chairman of the Audit Committee. | Management | Abstain | None | ||||||||||||||||||||||||||
8 | Appointment and/or ratification, as the case may be, of the Chairman of the Corporate Practices Committee. | Management | Abstain | None | ||||||||||||||||||||||||||
9 | Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to their corresponding Secretaries. | Management | Abstain | None | ||||||||||||||||||||||||||
10 | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | None | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 47,700 | 0 | 20-Apr-2020 | 20-Apr-2020 | |||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 712287134 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 27-Apr-2020 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 21-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BZ15D54 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | Against | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT MR N ANDERSEN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT MRS L CHA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT MR V COLAO AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | TO RE-ELECT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | TO RE-ELECT MR A JOPE AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | TO RE-ELECT MS A JUNG AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
9 | TO RE-ELECT MS S KILSBY AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
10 | TO RE-ELECT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
11 | TO RE-ELECT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
12 | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
13 | TO RE-ELECT MR J RISHTON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
14 | TO RE-ELECT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
15 | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
16 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | Against | For | ||||||||||||||||||||||||||
17 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | Against | For | ||||||||||||||||||||||||||
18 | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||
19 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
20 | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE- EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||||||||||||||||||||
21 | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||||||||||||||||||
22 | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 17,000 | 0 | 13-Apr-2020 | 13-Apr-2020 | |||||||||||||||||||||||
ROYAL PHILIPS NV | ||||||||||||||||||||||||||||||
Security | N7637U112 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2020 | ||||||||||||||||||||||||||||
ISIN | NL0000009538 | Agenda | 712267637 - Management | |||||||||||||||||||||||||||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 17-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 4197726 - 4200572 - 5986622 - B4K7BS3 - BF44701 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | SPEECH OF THE PRESIDENT | Non-Voting | ||||||||||||||||||||||||||||
2.A | ANNUAL REPORT 2019: EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND-DIVIDENDS | Non-Voting | ||||||||||||||||||||||||||||
2.B | ANNUAL REPORT 2019: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||||||||||||
2.C | ANNUAL REPORT 2019: PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.85 PER COMMON SHARE, IN CASH OR IN SHARES AT THE OPTION OF THE SHAREHOLDER, AGAINST THE NET INCOME FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
2.D | ANNUAL REPORT 2019: REMUNERATION REPORT 2019 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||
2.E | ANNUAL REPORT 2019: PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
2.F | ANNUAL REPORT 2019: PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
3.A | REMUNERATION OF THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD: PROPOSAL TO ADOPT A REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
3.B | REMUNERATION OF THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD: PROPOSAL TO APPROVE A LONG-TERM INCENTIVE PLAN FOR THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||
3.C | REMUNERATION OF THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD: PROPOSAL TO ADOPT A REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
4.A | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO RE-APPOINT MS N. DHAWAN AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM APRIL 30, 2020 | Management | For | For | ||||||||||||||||||||||||||
4.B | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR F. SIJBESMA AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM APRIL 30, 2020 | Management | For | For | ||||||||||||||||||||||||||
4.C | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR P. LOSCHER AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM APRIL 30, 2020 | Management | For | For | ||||||||||||||||||||||||||
5.A | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO: ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES | Management | For | For | ||||||||||||||||||||||||||
5.B | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO: RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
6 | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
7 | CANCELLATION OF SHARES | Management | For | For | ||||||||||||||||||||||||||
8 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 18 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 2.E & 2.F. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 19,825 | 0 | 14-Apr-2020 | 14-Apr-2020 | |||||||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||||||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 05-May-2020 | |||||||||||||||||||||||||||
ISIN | US3021301094 | Agenda | 935150639 - Management | |||||||||||||||||||||||||||
Record Date | 10-Mar-2020 | Holding Recon Date | 10-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1.1 | Election of Director: Robert R. Wright | Management | For | For | ||||||||||||||||||||||||||
1.2 | Election of Director: Glenn M. Alger | Management | For | For | ||||||||||||||||||||||||||
1.3 | Election of Director: Robert P. Carlile | Management | For | For | ||||||||||||||||||||||||||
1.4 | Election of Director: James M. DuBois | Management | For | For | ||||||||||||||||||||||||||
1.5 | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||||||||||||||||
1.6 | Election of Director: Diane H. Gulyas | Management | For | For | ||||||||||||||||||||||||||
1.7 | Election of Director: Jeffrey S. Musser | Management | For | For | ||||||||||||||||||||||||||
1.8 | Election of Director: Liane J. Pelletier | Management | For | For | ||||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||||||||||||||||
3. | Approve Amendments to the 2017 Omnibus Incentive Plan | Management | For | For | ||||||||||||||||||||||||||
4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||||||||||||||||||
5. | Shareholder Proposal: NYC Comptroller Proposal | Shareholder | Against | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 4,975 | 0 | 01-May-2020 | 01-May-2020 | |||||||||||||||||||||||
NUTRIEN LTD. (THE "CORPORATION") | ||||||||||||||||||||||||||||||
Security | 67077M108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | NTR | Meeting Date | 06-May-2020 | |||||||||||||||||||||||||||
ISIN | CA67077M1086 | Agenda | 935164361 - Management | |||||||||||||||||||||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 01-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Christopher M. Burley | For | For | |||||||||||||||||||||||||||
2 | Maura J. Clark | For | For | |||||||||||||||||||||||||||
3 | David C. Everitt | For | For | |||||||||||||||||||||||||||
4 | Russell K. Girling | For | For | |||||||||||||||||||||||||||
5 | Miranda C. Hubbs | For | For | |||||||||||||||||||||||||||
6 | Alice D. Laberge | For | For | |||||||||||||||||||||||||||
7 | Consuelo E. Madere | For | For | |||||||||||||||||||||||||||
8 | Charles V. Magro | For | For | |||||||||||||||||||||||||||
9 | Keith G. Martell | For | For | |||||||||||||||||||||||||||
10 | Aaron W. Regent | For | For | |||||||||||||||||||||||||||
11 | Mayo M. Schmidt | For | For | |||||||||||||||||||||||||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Management | For | For | ||||||||||||||||||||||||||
3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 1,830 | 0 | 28-Apr-2020 | 28-Apr-2020 | |||||||||||||||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||||||||||||||||||
Security | G50764102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2020 | ||||||||||||||||||||||||||||
ISIN | BMG507641022 | �� | Agenda | 712379507 - Management | ||||||||||||||||||||||||||
Record Date | Holding Recon Date | 05-May-2020 | ||||||||||||||||||||||||||||
City / | Country | HAMILT ON HM12 | / | Bermuda | Vote Deadline Date | 29-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | 0474081 - 2614045 - B0CRVH2 - B5VTXP6 - B838095 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR 2019 | Management | For | For | ||||||||||||||||||||||||||
3 | TO RE-ELECT DAVID HSU AS A DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
4 | TO RE-ELECT ADAM KESWICK AS A DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
5 | TO RE-ELECT LINCOLN K.K. LEONG AS A DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 37,000 | 0 | 27-Apr-2020 | 27-Apr-2020 | |||||||||||||||||||||||
DKSH HOLDING AG | ||||||||||||||||||||||||||||||
Security | H2012M121 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-May-2020 | ||||||||||||||||||||||||||||
ISIN | CH0126673539 | Agenda | 712364722 - Management | |||||||||||||||||||||||||||
Record Date | 04-May-2020 | Holding Recon Date | 04-May-2020 | |||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 29-Apr-2020 | ||||||||||||||||||||||||
SEDOL(s) | B71QPM2 - B789NJ7 - BH66709 - BKJ90R4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
1 | APPROVAL OF THE FINANCIAL STATEMENTS OF DKSH HOLDING LTD. AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS OF THE DKSH GROUP FOR THE FINANCIAL YEAR 2019: REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET 2019 AND DECLARATION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
4.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
4.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. WOLFGANG BAIER | Management | For | For | ||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. JACK CLEMONS | Management | For | For | ||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MARCO GADOLA | Management | For | For | ||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ANDREAS W. KELLER | Management | For | For | ||||||||||||||||||||||||||
5.1.7 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. PROF. DR. ANNETTE G. KOEHLER | Management | For | For | ||||||||||||||||||||||||||
5.1.8 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. HANS CHRISTOPH TANNER | Management | For | For | ||||||||||||||||||||||||||
5.1.9 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||
5.2 | ELECTION OF MR. MARCO GADOLA AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
5.3.1 | ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: RE-ELECTION OF DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||
5.3.2 | ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: RE-ELECTION OF MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||
5.3.3 | ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: ELECTION OF MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||
6 | RE-ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD., ZURICH FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||
7 | RE-ELECTION OF THE INDEPENDENT PROXY: MR. ERNST A. WIDMER, ZURICH | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 13,100 | 0 | 24-Apr-2020 | 24-Apr-2020 | |||||||||||||||||||||||
CK HUTCHISON HOLDINGS LTD | ||||||||||||||||||||||||||||||
Security | G21765105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2020 | ||||||||||||||||||||||||||||
ISIN | KYG217651051 | Agenda | 712361170 - Management | |||||||||||||||||||||||||||
Record Date | 08-May-2020 | Holding Recon Date | 08-May-2020 | |||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 07-May-2020 | ||||||||||||||||||||||||
SEDOL(s) | BD8NBJ7 - BW9P816 - BWF9FC2 - BWFGCF5 - BWFQVV4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | 07 MAY 2020: PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE-BY CLICKING ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0407/2020040700761.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0407/2020040700769.pdf;- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0507/2020050700547.pdf | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||
1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
3.A | TO RE-ELECT MR FOK KIN NING, CANNING AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.B | TO RE-ELECT MR KAM HING LAM AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.C | TO RE-ELECT MS EDITH SHIH AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.D | TO RE-ELECT MR CHOW KUN CHEE, ROLAND AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.E | TO RE-ELECT MR LEUNG SIU HON AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
3.F | TO RE-ELECT MR CHENG HOI CHUEN, VINCENT AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
4 | APPROVE PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
5.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES | Management | For | For | ||||||||||||||||||||||||||
5.2 | TO APPROVE THE REPURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | For | For | ||||||||||||||||||||||||||
6 | SPECIAL RESOLUTION: TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||
CMMT | 07 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 4 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 123,000 | 0 | 04-May-2020 | 04-May-2020 | |||||||||||||||||||||||
CHUBB LIMITED | ||||||||||||||||||||||||||||||
Security | H1467J104 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 20-May-2020 | |||||||||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 935169931 - Management | |||||||||||||||||||||||||||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 18-May-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | Management | For | For | ||||||||||||||||||||||||||
2A | Allocation of disposable profit | Management | For | For | ||||||||||||||||||||||||||
2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | ||||||||||||||||||||||||||
3 | Discharge of the Board of Directors | Management | For | For | ||||||||||||||||||||||||||
4A | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | For | For | ||||||||||||||||||||||||||
4B | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | For | For | ||||||||||||||||||||||||||
4C | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | ||||||||||||||||||||||||||
5A | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||||||||||||||||||||
5B | Election of Director: Michael G. Atieh | Management | For | For | ||||||||||||||||||||||||||
5C | Election of Director: Sheila P. Burke | Management | For | For | ||||||||||||||||||||||||||
5D | Election of Director: James I. Cash | Management | For | For | ||||||||||||||||||||||||||
5E | Election of Director: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||
5F | Election of Director: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||
5G | Election of Director: John A. Edwardson | Management | For | For | ||||||||||||||||||||||||||
5H | Election of Director: Robert J. Hugin | Management | For | For | ||||||||||||||||||||||||||
5I | Election of Director: Robert W. Scully | Management | For | For | ||||||||||||||||||||||||||
5J | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||||||||||||||||||||
5K | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||||||||||||||||||||
5L | Election of Director: David H. Sidwell | Management | For | For | ||||||||||||||||||||||||||
5M | Election of Director: Olivier Steimer | Management | For | For | ||||||||||||||||||||||||||
5N | Election of Director: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||
6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | ||||||||||||||||||||||||||
7A | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||
7B | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||
7C | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | ||||||||||||||||||||||||||
7D | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||
8 | Election of Homburger AG as independent proxy | Management | For | For | ||||||||||||||||||||||||||
9 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | For | For | ||||||||||||||||||||||||||
10 | Reduction of share capital | Management | For | For | ||||||||||||||||||||||||||
11A | Compensation of the Board of Directors until the next annual general meeting | Management | For | For | ||||||||||||||||||||||||||
11B | Compensation of Executive Management for the next calendar year | Management | For | For | ||||||||||||||||||||||||||
12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | Against | For | ||||||||||||||||||||||||||
A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 7,025 | 0 | 06-May-2020 | 06-May-2020 | |||||||||||||||||||||||
LLOYDS BANKING GROUP PLC | ||||||||||||||||||||||||||||||
Security | G5533W248 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-May-2020 | ||||||||||||||||||||||||||||
ISIN | GB0008706128 | Agenda | 712474307 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 19-May-2020 | ||||||||||||||||||||||||||||
City / | Country | EDINBU RGH | / | United Kingdom | Vote Deadline Date | 13-May-2020 | ||||||||||||||||||||||||
SEDOL(s) | 0870612 - 5460524 - BRTM7Q0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 384320 DUE TO INCLUSION-OF WITHDRAWAL OF RESOLUTION 17. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | ELECTION OF MR W L D CHALMERS | Management | For | For | ||||||||||||||||||||||||||
3 | ELECTION OF MS S C LEGG | Management | For | For | ||||||||||||||||||||||||||
4 | ELECTION OF MS C M WOODS | Management | For | For | ||||||||||||||||||||||||||
5 | RE-ELECTION OF LORD BLACKWELL | Management | For | For | ||||||||||||||||||||||||||
6 | RE-ELECTION OF MR J COLUMBAS | Management | For | For | ||||||||||||||||||||||||||
7 | RE-ELECTION OF MR A P DICKINSON | Management | For | For | ||||||||||||||||||||||||||
8 | RE-ELECTION OF MR S P HENRY | Management | For | For | ||||||||||||||||||||||||||
9 | RE-ELECTION OF MR A HORTA OSORIO | Management | For | For | ||||||||||||||||||||||||||
10 | RE-ELECTION OF LORD LUPTON | Management | For | For | ||||||||||||||||||||||||||
11 | RE-ELECTION OF MS A F MACKENZIE | Management | For | For | ||||||||||||||||||||||||||
12 | RE-ELECTION OF MR N E T PRETTEJOHN | Management | For | For | ||||||||||||||||||||||||||
13 | RE-ELECTION OF MR S W SINCLAIR | Management | For | For | ||||||||||||||||||||||||||
14 | RE-ELECTION OF MS S V WELLER | Management | For | For | ||||||||||||||||||||||||||
15 | REMUNERATION POLICY SECTION OF THE DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
16 | ANNUAL REPORT ON REMUNERATION SECTION OF THE DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||
17 | APPROVAL OF A FINAL ORDINARY DIVIDEND OF 2 POINT 25 PENCE PER SHARE | Management | For | For | ||||||||||||||||||||||||||
18 | RE-APPOINTMENT OF THE AUDITOR: PRICEWATERHOUSECOOPERS LLP | Management | For | For | ||||||||||||||||||||||||||
19 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||||||||||||||||
20 | APPROVAL OF THE LONG TERM SHARE PLAN 2020 | Management | For | For | ||||||||||||||||||||||||||
21 | AUTHORITY FOR THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||
22 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||
23 | DIRECTORS AUTHORITY TO ALLOT SHARES IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||
24 | LIMITED DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
25 | LIMITED DISAPPLICATION OF PRE- EMPTION RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||
26 | LIMITED DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||
27 | AUTHORITY TO PURCHASE ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||
28 | AUTHORITY TO PURCHASE PREFERENCE SHARES | Management | For | For | ||||||||||||||||||||||||||
29 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||||||||||||||||
CMMT | 23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO THE CHANGE IN VOTING-STATUS OF RESOLUTION 17, WHICH HAD PREVIOUSLY BEEN WITHDRAWN. IF YOU HAVE-ALREADY SENT IN YOUR VOTES TO MID 397609, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 1,248,000 | 0 | 07-May-2020 | 07-May-2020 | |||||||||||||||||||||||
BOLLORE | ||||||||||||||||||||||||||||||
Security | F10659260 | Meeting Type | MIX | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-May-2020 | ||||||||||||||||||||||||||||
ISIN | FR0000039299 | Agenda | 712299379 - Management | |||||||||||||||||||||||||||
Record Date | 22-May-2020 | Holding Recon Date | 22-May-2020 | |||||||||||||||||||||||||||
City / | Country | PUTEAU X | / | France | Vote Deadline Date | 08-May-2020 | ||||||||||||||||||||||||
SEDOL(s) | 4572709 - B1L4FR9 - B28FJC5 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | ||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF THE NON- DEDUCTIBLE EXPENSES - DISCHARGE GRANTED TO DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR - SETTING OF THE DIVIDEND | Management | For | For | ||||||||||||||||||||||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS | Management | For | For | ||||||||||||||||||||||||||
O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE BOLLORE AS DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF CONSTANTIN ASSOCIES COMPANY AS PRINCIPAL STATUTORY AUDITOR | Management | For | For | ||||||||||||||||||||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF CISANE AS DEPUTY STATUTORY AUDITOR | Management | For | For | ||||||||||||||||||||||||||
O.8 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE THE COMPANY'S SHARES | Management | For | For | ||||||||||||||||||||||||||
O.9 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION L OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE REPORT ON CORPORATE GOVERNANCE - SAY ON PAY "EX POST" | Management | For | For | ||||||||||||||||||||||||||
O.10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PERIOD FROM 01 JANUARY TO 14 MARCH 2019 OR ALLOCATED DURING THE SAME PERIOD TO MR. VINCENT BOLLORE DUE TO THE EXERCISE OF HIS TERM OF OFFICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY - SAY ON PAY "EX POST" | Management | For | For | ||||||||||||||||||||||||||
O.11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PERIOD FROM 01 JANUARY TO 14 MARCH 2019 OR ALLOCATED DURING THE SAME PERIOD TO MR. CYRILLE BOLLORE DUE TO THE EXERCISE OF HIS TERM OF OFFICE AS DEPUTY CHIEF EXECUTIVE OFFICER OF THE COMPANY - SAY ON PAY "EX POST" | Management | For | For | ||||||||||||||||||||||||||
O.12 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE PERIOD FROM 01 APRIL TO 31 DECEMBER 2019 OR ALLOCATED DURING THE SAME PERIOD TO MR. CYRILLE BOLLORE DUE TO THE EXERCISE OF HIS TERM OF OFFICE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER - SAY ON PAY "EX POST" | Management | Against | For | ||||||||||||||||||||||||||
O.13 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS - EX- ANTE VOTING PROCEDURE | Management | Against | For | ||||||||||||||||||||||||||
O.14 | APPROVAL OF THE COMPENSATION POLICY OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - "EX ANTE" VOTING PROCEDURE | Management | Against | For | ||||||||||||||||||||||||||
O.15 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
E.1 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN CONSIDERATION FOR CONTRIBUTIONS OF SECURITIES MADE AS PART OF A PUBLIC OFFERING INCLUDING AN EXCHANGE COMPONENT INITIATED BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
E.2 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES PREVIOUSLY REPURCHASED UNDER A SHARE BUYBACK PROGRAM | Management | For | For | ||||||||||||||||||||||||||
E.3 | AMENDMENT TO ARTICLE 12 "BOARD OF DIRECTORS - EMPLOYEE DIRECTORS" IN ORDER TO AMEND THE TERMS AND CONDITIONS OF APPOINTING EMPLOYEE DIRECTORS AND TO BRING THE BY-LAWS INTO LINE WITH THE NEW PROVISIONS OF ARTICLE L 225-27-1 OF THE FRENCH COMMERCIAL CODE RELATING TO THE NUMBER OF EMPLOYEE DIRECTORS PRESENT ON THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE NUMBER OF DIRECTORS SITTING ON THE BOARD | Management | For | For | ||||||||||||||||||||||||||
E.4 | AMENDMENTS TO THE PROVISIONS OF ARTICLE 19 OF THE BY-LAWS "GENERAL MEETINGS" BY ADDING A PROVISION ALLOWING THE USE OF REMOTE VOTING BY ELECTRONIC MEANS | Management | For | For | ||||||||||||||||||||||||||
E.5 | AMENDMENTS TO THE PROVISIONS OF ARTICLE 16 OF THE BY-LAWS "COMPENSATION OF DIRECTORS" FOLLOWING THE CANCELLATION OF THE CONCEPT OF "ATTENDANCE FEES" IN LAW NO. 2019-486 OF 22 MAY 2019, KNOWN AS THE " COVENANT LAW" | Management | For | For | ||||||||||||||||||||||||||
E.6 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
CMMT | 06 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/20200325200 0606-37 AND-https://www.journal- officiel.gouv.fr/balo/document/20200506200 1050-55; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 183,900 | 0 | 06-May-2020 | 06-May-2020 | |||||||||||||||||||||||
SAFRAN SA | ||||||||||||||||||||||||||||||
Security | F4035A557 | Meeting Type | MIX | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||||||||||||||||||||
ISIN | FR0000073272 | Agenda | 712329134 - Management | |||||||||||||||||||||||||||
Record Date | 25-May-2020 | Holding Recon Date | 25-May-2020 | |||||||||||||||||||||||||||
City / | Country | MASSY | / | France | Vote Deadline Date | 14-May-2020 | ||||||||||||||||||||||||
SEDOL(s) | B058TZ6 - B0591N1 - B28LP25 - BF447J0 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | ||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 11 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL- LINK:https://www.journal- officiel.gouv.fr/balo/document/20200401200 0689-40-AND https://www.journal- officiel.gouv.fr/balo/document/20200511200 | Non-Voting | ||||||||||||||||||||||||||||
1300-57;-PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | ||||||||||||||||||||||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF THE NON- DEDUCTIBLE EXPENSES AND COSTS | Management | For | For | ||||||||||||||||||||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||
O.4 | APPOINTMENT OF PATRICIA BELLINGER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
O.5 | RATIFICATION OF THE CO-OPTATION OF FERNANDA SARAIVA AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS, AS A REPLACEMENT FOR ELIANE CARRE-COPIN | Management | For | For | ||||||||||||||||||||||||||
O.6 | APPOINTMENT OF MARC AUBRY AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS, AS A REPLACEMENT FOR FERNANDA SARAIVA | Management | For | For | ||||||||||||||||||||||||||
O.7 | APPOINTMENT OF ANNE AUBERT AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS, AS A REPLACEMENT FOR GERARD MARDINE | Management | For | For | ||||||||||||||||||||||||||
A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RENEWAL OF THE TERM OF OFFICE OF FERNANDA SARAIVA AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Shareholder | Against | Against | ||||||||||||||||||||||||||
B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF CARLOS ARVIZU AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Shareholder | Against | Against | ||||||||||||||||||||||||||
O.8 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO ROSS MCINNES, THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
O.9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO PHILIPPE PETITCOLIN, THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||
O.10 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE, RELATING TO THE COMPENSATION OF CORPORATE OFFICERS | Management | For | For | ||||||||||||||||||||||||||
O.11 | SETTING OF THE ANNUAL AMOUNT ALLOCATED TO DIRECTORS AS COMPENSATION FOR THEIR ACTIVITY | Management | For | For | ||||||||||||||||||||||||||
O.12 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
O.13 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||
O.14 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
O.15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
E.16 | AMENDMENT TO ARTICLES 14.1 AND 14.2 OF THE BYLAWS, IN ORDER TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS (EXCLUDING DIRECTORS REPRESENTING EMPLOYEE SHAREHOLDERS AND EMPLOYEES) FROM 13 TO 14 | Management | For | For | ||||||||||||||||||||||||||
E.17 | AMENDMENT OF THE BYLAWS: SIMPLIFICATION OF THE CORPORATE PURPOSE AND COMPLIANCE WITH LEGISLATIVE AND REGULATORY PROVISIONS | Management | For | For | ||||||||||||||||||||||||||
E.18 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 9,900 | 0 | 06-May-2020 | 06-May-2020 | |||||||||||||||||||||||
BOOKING HOLDINGS INC. | ||||||||||||||||||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | BKNG | Meeting Date | 04-Jun-2020 | |||||||||||||||||||||||||||
ISIN | US09857L1089 | Agenda | 935188929 - Management | |||||||||||||||||||||||||||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||
1 | Timothy M. Armstrong | For | For | |||||||||||||||||||||||||||
2 | Jeffery H. Boyd | For | For | |||||||||||||||||||||||||||
3 | Glenn D. Fogel | For | For | |||||||||||||||||||||||||||
4 | Mirian M. Graddick-Weir | For | For | |||||||||||||||||||||||||||
5 | Wei Hopeman | For | For | |||||||||||||||||||||||||||
6 | Robert J. Mylod, Jr. | For | For | |||||||||||||||||||||||||||
7 | Charles H. Noski | For | For | |||||||||||||||||||||||||||
8 | Nicholas J. Read | For | For | |||||||||||||||||||||||||||
9 | Thomas E. Rothman | For | For | |||||||||||||||||||||||||||
10 | Bob van Dijk | For | For | |||||||||||||||||||||||||||
11 | Lynn M. Vojvodich | For | For | |||||||||||||||||||||||||||
12 | Vanessa A. Wittman | For | For | |||||||||||||||||||||||||||
2. | Advisory vote to approve 2019 executive compensation. | Management | Against | For | ||||||||||||||||||||||||||
3. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||
4. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | For | Against | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 740 | 0 | 18-May-2020 | 18-May-2020 | |||||||||||||||||||||||
WPP PLC | ||||||||||||||||||||||||||||||
Security | G9788D103 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JE00B8KF9B49 | Agenda | 712616981 - Management | |||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Jun-2020 | ||||||||||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 02-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | B8KF9B4 - B9GRCY5 - BMF1V31 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
2 | TO RECEIVE AND APPROVE THE COMPENSATION COMMITTEE REPORT CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
3 | TO RECEIVE AND APPROVE THE DIRECTORS COMPENSATION POLICY CONTAINED WITHIN THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
4 | TO ELECT JOHN ROGERS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
5 | TO ELECT SANDRINE DUFOUR AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
6 | TO ELECT KEITH WEED AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | TO ELECT JASMINE WHITBREAD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | TO RE-ELECT ROBERTO QUARTA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
9 | TO RE-ELECT DR JACQUES AIGRAIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
10 | TO RE-ELECT TAREK FARAHAT AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
11 | TO RE-ELECT MARK READ AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
12 | TO RE-ELECT CINDY ROSE OBE AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
13 | TO RE-ELECT NICOLE SELIGMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
14 | TO RE-ELECT SALLY SUSMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
15 | TO RE-APPOINT DELOITTE LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING TO THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | ||||||||||||||||||||||||||
16 | TO AUTHORISE THE AUDIT COMMITTEE FOR AND ON BEHALF OF THE BOARD OF DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||||||||||||||||||||
17 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||
18 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||||||||||||||||||
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 70,350 | 0 | 26-May-2020 | 26-May-2020 | |||||||||||||||||||||||
HENKEL AG & CO. KGAA | ||||||||||||||||||||||||||||||
Security | D3207M102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 17-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | DE0006048408 | Agenda | 712617919 - Management | |||||||||||||||||||||||||||
Record Date | 26-May-2020 | Holding Recon Date | 26-May-2020 | |||||||||||||||||||||||||||
City / | Country | DUESSE LDORF | / | Germany | Vote Deadline Date | 03-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 5002465 - B28J8T7 - BRTLG60 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | ||||||||||||||||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||||||||||||||||||
1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE CORPORATE GOVERNANCE REPORT, THE REMUNERATION REPORT AND THE REPORT PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF THE GERMAN COMMERCIAL CODE APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2019 FINANCIAL YEAR | Management | For | For | ||||||||||||||||||||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 1,712,396,938.19 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.83 PER ORDINARY SHARE PAYMENT OF A DIVIDEND OF EUR 1.85 PER PREFERRED SHARE EUR 907,369,168.19 SHALL BE CARRIED FORWARD EX- DIVIDEND DATE: JUNE 18, 2020 PAYABLE DATE: JUNE 22, 2020 | Management | For | For | ||||||||||||||||||||||||||
3 | RATIFICATION OF THE ACTS OF THE GENERAL PARTNER | Management | For | For | ||||||||||||||||||||||||||
4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||
5 | RATIFICATION OF THE ACTS OF THE SHAREHOLDERS' COMMITTEE | Management | For | For | ||||||||||||||||||||||||||
6 | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR AND FOR THE REVIEW OF THE HALF-YEAR FINANCIAL STATEMENTS: PRICEWATERHOUSECOOPERS GMBH, FRANKFURT AM MAIN | Management | For | For | ||||||||||||||||||||||||||
7.A | ELECTION TO THE SUPERVISORY BOARD: SIMONE BAGEL TRAH | Management | For | For | ||||||||||||||||||||||||||
7.B | ELECTION TO THE SUPERVISORY BOARD: LUTZ BUNNENBERG | Management | For | For | ||||||||||||||||||||||||||
7.C | ELECTION TO THE SUPERVISORY BOARD: BENEDIKT-RICHARD FREIHERR VON HERMAN | Management | For | For | ||||||||||||||||||||||||||
7.D | ELECTION TO THE SUPERVISORY BOARD: TIMOTHEUS HOETTGES | Management | For | For | ||||||||||||||||||||||||||
7.E | ELECTION TO THE SUPERVISORY BOARD: MICHAEL KASCHKE | Management | For | For | ||||||||||||||||||||||||||
7.F | ELECTION TO THE SUPERVISORY BOARD: BARBARA KUX | Management | For | For | ||||||||||||||||||||||||||
7.G | ELECTION TO THE SUPERVISORY BOARD: SIMONE MENNE | Management | For | For | ||||||||||||||||||||||||||
7.H | ELECTION TO THE SUPERVISORY BOARD: PHILIPP SCHOLZ | Management | For | For | ||||||||||||||||||||||||||
8.A | ELECTION TO THE SHAREHOLDERS' COMMITTEE: PAUL ACHLEITNER | Management | For | For | ||||||||||||||||||||||||||
8.B | ELECTION TO THE SHAREHOLDERS' COMMITTEE: SIMONE BAGEL-TRAH | Management | For | For | ||||||||||||||||||||||||||
8.C | ELECTION TO THE SHAREHOLDERS' COMMITTEE: ALEXANDER BIRKEN | Management | For | For | ||||||||||||||||||||||||||
8.D | ELECTION TO THE SHAREHOLDERS' COMMITTEE: JOHANN-CHRISTOPH FREY | Management | For | For | ||||||||||||||||||||||||||
8.E | ELECTION TO THE SHAREHOLDERS' COMMITTEE: CHRISTOPH HENKEL | Management | For | For | ||||||||||||||||||||||||||
8.F | ELECTION TO THE SHAREHOLDERS' COMMITTEE: CHRISTOPH KNEIP | Management | For | For | ||||||||||||||||||||||||||
8.G | ELECTION TO THE SHAREHOLDERS' COMMITTEE: ULRICH LEHNER | Management | For | For | ||||||||||||||||||||||||||
8.H | ELECTION TO THE SHAREHOLDERS' COMMITTEE: NORBERT REITHOFER | Management | For | For | ||||||||||||||||||||||||||
8.I | ELECTION TO THE SHAREHOLDERS' COMMITTEE: KONSTANTIN VON UNGER | Management | For | For | ||||||||||||||||||||||||||
8.J | ELECTION TO THE SHAREHOLDERS' COMMITTEE: JEAN-FRANCOIS VAN BOXMEER | Management | For | For | ||||||||||||||||||||||||||
9 | RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS SHALL BE APPROVED | Management | For | For | ||||||||||||||||||||||||||
10 | RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL 2020 AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE GENERAL PARTNER SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SHARE-HOLDERS' COMMITTEE AND THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 43,795,875 THROUGH THE ISSUE OF UP TO 43,795,875 NEW BEARER NON-VOTING PREFERRED SHARES AGAINST CONTRIBUTIONS IN CASH, ON OR BEFORE JUNE 16, 2025 | Management | For | For | ||||||||||||||||||||||||||
(AUTHORIZED CAPITAL 2020). SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS. THE SHARES CAN ALSO BE TAKEN UP BY ONE OR MORE FINANCIAL INSTITUTIONS OR COMPANIES ACTING UNDER SECTION 186(5)1 OF THE GERMAN STOCK CORPORATION ACT WITH THE OBLIGATION TO OFFER THE SHARES TO THE SHAREHOLDERS FOR SUBSCRIPTION. THE GENERAL PARTNER SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SHARE- HOLDERS' COMMITTEE AND THE SUPERVISORY BOARD, TO DETERMINE THE FURTHER TERMS AND CONDITIONS FOR THE ISSUE OF THE NEW SHARES | ||||||||||||||||||||||||||||||
11 | RESOLUTION ON THE REVISION OF SECTION 20(2) OF THE ARTICLES OF ASSOCIATION SECTION 20(2) SHALL BE ADJUSTED IN RESPECT OF THE PROOF OF SHARE OWNER-SHIP ISSUED IN TEXT FORM IN GERMAN OR ENGLISH BY THE LAST INTERMEDIARY IN ACCORDANCE WITH SECTION 67C(3) OF THE GERMAN STOCK CORPORATION ACT BEING SUFFICIENT AS EVIDENCE. THIS PROOF MUST REFER TO THE BEGINNING OF THE 21ST DAY PRIOR TO THE SHAREHOLDERS' MEETING | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 11,375 | 0 | 02-Jun-2020 | 02-Jun-2020 | |||||||||||||||||||||||
YOKOGAWA ELECTRIC CORPORATION | ||||||||||||||||||||||||||||||
Security | J97272124 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JP3955000009 | Agenda | 712740629 - Management | |||||||||||||||||||||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 22-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 6986427 - B1CGT83 - B3BK849 | Quick Code | 68410 | |||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||
2.1 | Appoint a Director Nishijima, Takashi | Management | For | For | ||||||||||||||||||||||||||
2.2 | Appoint a Director Nara, Hitoshi | Management | For | For | ||||||||||||||||||||||||||
2.3 | Appoint a Director Anabuki, Junichi | Management | For | For | ||||||||||||||||||||||||||
2.4 | Appoint a Director Yu Dai | Management | For | For | ||||||||||||||||||||||||||
2.5 | Appoint a Director Uji, Noritaka | Management | For | For | ||||||||||||||||||||||||||
2.6 | Appoint a Director Seki, Nobuo | Management | For | For | ||||||||||||||||||||||||||
2.7 | Appoint a Director Sugata, Shiro | Management | For | For | ||||||||||||||||||||||||||
2.8 | Appoint a Director Uchida, Akira | Management | For | For | ||||||||||||||||||||||||||
3.1 | Appoint a Corporate Auditor Watanabe, Hajime | Management | For | For | ||||||||||||||||||||||||||
3.2 | Appoint a Corporate Auditor Ono, Masaru | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 29,800 | 0 | 16-Jun-2020 | 16-Jun-2020 | |||||||||||||||||||||||
SECOM CO.,LTD. | ||||||||||||||||||||||||||||||
Security | J69972107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JP3421800008 | Agenda | 712768223 - Management | |||||||||||||||||||||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 6791591 - B018RR8 - B1CDZW0 | Quick Code | 97350 | |||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||
2.1 | Appoint a Director Iida, Makoto | Management | For | For | ||||||||||||||||||||||||||
2.2 | Appoint a Director Nakayama, Yasuo | Management | For | For | ||||||||||||||||||||||||||
2.3 | Appoint a Director Ozeki, Ichiro | Management | For | For | ||||||||||||||||||||||||||
2.4 | Appoint a Director Yoshida, Yasuyuki | Management | For | For | ||||||||||||||||||||||||||
2.5 | Appoint a Director Fuse, Tatsuro | Management | For | For | ||||||||||||||||||||||||||
2.6 | Appoint a Director Izumida, Tatsuya | Management | For | For | ||||||||||||||||||||||||||
2.7 | Appoint a Director Kurihara, Tatsushi | Management | For | For | ||||||||||||||||||||||||||
2.8 | Appoint a Director Hirose, Takaharu | Management | For | For | ||||||||||||||||||||||||||
2.9 | Appoint a Director Kawano, Hirobumi | Management | For | For | ||||||||||||||||||||||||||
2.10 | Appoint a Director Watanabe, Hajime | Management | For | For | ||||||||||||||||||||||||||
2.11 | Appoint a Director Hara, Miri | Management | For | For | ||||||||||||||||||||||||||
�� | Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 6,100 | 0 | 18-Jun-2020 | 18-Jun-2020 | |||||||||||||||||||||||
MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||||||||||||||||||||
Security | L6388F110 | Meeting Type | Annual | |||||||||||||||||||||||||||
Ticker Symbol | TIGO | Meeting Date | 25-Jun-2020 | |||||||||||||||||||||||||||
ISIN | LU0038705702 | Agenda | 935222985 - Management | |||||||||||||||||||||||||||
Record Date | 06-May-2020 | Holding Recon Date | 06-May-2020 | |||||||||||||||||||||||||||
City / | Country | / | Luxembourg | Vote Deadline Date | 17-Jun-2020 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
1. | To elect the Chairman of the AGM and to empower him to appoint the other members of the bureau of the meeting. | Management | For | For | ||||||||||||||||||||||||||
2. | To receive the management reports of the Board and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2019. | Management | For | For | ||||||||||||||||||||||||||
3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2019. | Management | For | For | ||||||||||||||||||||||||||
4. | To allocate the results of the year ended December 31, 2019 to unappropriated net profits to be carried forward. | Management | For | For | ||||||||||||||||||||||||||
5. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2019. | Management | For | For | ||||||||||||||||||||||||||
6. | To set the number of Directors at eight (8). | Management | For | For | ||||||||||||||||||||||||||
7. | To re-elect Mr. José Antonio Ríos García as a Director for a term ending on the annual general meeting to be held in 2021 (the "2021 AGM"). | Management | For | For | ||||||||||||||||||||||||||
8. | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
9. | To re-elect Mr. Tomas Eliasson as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
10. | To re-elect Mr. Odilon Almeida as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
11. | To re-elect Mr. Lars-Åke Norling as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
12. | To re-elect Mr. James Thompson as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
13. | To re-elect Ms. Mercedes Johnson as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
14. | To elect Mr. Mauricio Ramos as a Director for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
15. | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending on the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
16. | To approve the Directors' remuneration for the period from the AGM to the 2021 AGM. | Management | For | For | ||||||||||||||||||||||||||
17. | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the 2021 AGM and to approve the external auditor remuneration to be paid against approved account. | Management | For | For | ||||||||||||||||||||||||||
18. | To approve an instruction to the Nomination Committee. | Management | For | For | ||||||||||||||||||||||||||
19. | To approve the Share Repurchase Plan. | Management | For | For | ||||||||||||||||||||||||||
20. | To approve the guidelines and policy for senior management remuneration. | Management | For | For | ||||||||||||||||||||||||||
21. | To approve the share-based incentive plans for Millicom employees. | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 14,975 | 0 | 15-Jun-2020 | 15-Jun-2020 | |||||||||||||||||||||||
BUREAU VERITAS SA | ||||||||||||||||||||||||||||||
Security | F96888114 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | FR0006174348 | Agenda | 712604099 - Management | |||||||||||||||||||||||||||
Record Date | 23-Jun-2020 | Holding Recon Date | 23-Jun-2020 | |||||||||||||||||||||||||||
City / | Country | NEUILLY -SUR- SEINE | / | France | Vote Deadline Date | 15-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | B28DTJ6 - B28SN22 - B2Q5MS4 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||
CMMT | 05 JUN 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/20200506200 1340-55 AND-https://www.journal- officiel.gouv.fr/balo/document/20200605200 2094-68; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - APPROVAL OF NON-DEDUCTIBLE EXPENSES AND COSTS | Management | For | For | ||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | ||||||||||||||||||||||||||
4 | THE STATUTORY AUDITORS' SPECIAL REPORT ON THE AGREEMENTS REFERRED TO IN ARTICLE L. 225 -38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||
5 | RATIFICATION OF THE CO-OPTATION OF MR. JEROME MICHIELS AS DIRECTOR, AS A REPLACEMENT FOR MR. STEPHANE BACQUAERT | Management | For | For | ||||||||||||||||||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MRS. SIAN HERBERT-JONES AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF MRS. STEPHANIE BESNIER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||
8 | RENEWAL OF THE TERM OF OFFICE OF MR. CLAUDE EHLINGER AS DIRECTOR | Management | Against | For | ||||||||||||||||||||||||||
9 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
10 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
11 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | Against | For | ||||||||||||||||||||||||||
12 | APPROVAL OF THE REPORT ON THE COMPENSATION OF CORPORATE OFFICERS | Management | For | For | ||||||||||||||||||||||||||
13 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID IN RESPECT OF THE TERM OF OFFICE DURING THE FINANCIAL YEAR 2019, OR AWARDED IN RESPECT OF THE TERM OF OFFICE DURING THE SAME FINANCIAL YEAR, TO MR. ALDO CARDOSO, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||
14 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID IN RESPECT OF THE TERM OF OFFICE DURING THE FINANCIAL YEAR 2019, OR AWARDED IN RESPECT OF THE TERM OF OFFICE DURING THE SAME FINANCIAL YEAR, TO MR. DIDIER MICHAUD-DANIEL, CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||
15 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||
16 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 22,300 | 0 | 11-Jun-2020 | 11-Jun-2020 | |||||||||||||||||||||||
ROYAL PHILIPS NV | ||||||||||||||||||||||||||||||
Security | N7637U112 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | NL0000009538 | Agenda | 712638836 - Management | |||||||||||||||||||||||||||
Record Date | 29-May-2020 | Holding Recon Date | 29-May-2020 | |||||||||||||||||||||||||||
City / | Country | TBD | / | Netherlands | Vote Deadline Date | 12-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 4197726 - 4200572 - 5986622 - B4K7BS3 - BF44701 | Quick Code | ||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||
1 | APPROVE DIVIDENDS OF EUR 0.85 PER SHARE | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 21,925 | 0 | 11-Jun-2020 | 11-Jun-2020 | |||||||||||||||||||||||
SONY CORPORATION | ||||||||||||||||||||||||||||||
Security | J76379106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JP3435000009 | Agenda | 712694000 - Management | |||||||||||||||||||||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 24-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 6821506 - B0K3NH6 - BYW3ZJ8 | Quick Code | 67580 | |||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||
1 | Amend Articles to: Change Official Company Name | Management | For | For | ||||||||||||||||||||||||||
2.1 | Appoint a Director Yoshida, Kenichiro | Management | For | For | ||||||||||||||||||||||||||
2.2 | Appoint a Director Totoki, Hiroki | Management | For | For | ||||||||||||||||||||||||||
2.3 | Appoint a Director Sumi, Shuzo | Management | For | For | ||||||||||||||||||||||||||
2.4 | Appoint a Director Tim Schaaff | Management | For | For | ||||||||||||||||||||||||||
2.5 | Appoint a Director Matsunaga, Kazuo | Management | For | For | ||||||||||||||||||||||||||
2.6 | Appoint a Director Oka, Toshiko | Management | For | For | ||||||||||||||||||||||||||
2.7 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||||||||||||||||||||
2.8 | Appoint a Director Wendy Becker | Management | For | For | ||||||||||||||||||||||||||
2.9 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||||||||||||||||||||
2.10 | Appoint a Director Adam Crozier | Management | For | For | ||||||||||||||||||||||||||
2.11 | Appoint a Director Kishigami, Keiko | Management | For | For | ||||||||||||||||||||||||||
2.12 | Appoint a Director Joseph A. Kraft Jr. | Management | For | For | ||||||||||||||||||||||||||
3 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | Against | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 16,800 | 0 | 22-Jun-2020 | 22-Jun-2020 | |||||||||||||||||||||||
ISUZU MOTORS LIMITED | ||||||||||||||||||||||||||||||
Security | J24994113 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | ||||||||||||||||||||||||||||
ISIN | JP3137200006 | Agenda | 712800817 - Management | |||||||||||||||||||||||||||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 25-Jun-2020 | ||||||||||||||||||||||||
SEDOL(s) | 5101986 - 6467104 - B02H280 | Quick Code | 72020 | |||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | ||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||
2.1 | Appoint a Director Minami, Shinsuke | Management | Against | For | ||||||||||||||||||||||||||
2.2 | Appoint a Director Sugimoto, Shigeji | Management | For | For | ||||||||||||||||||||||||||
2.3 | Appoint a Director Shibata, Mitsuyoshi | Management | Against | For | ||||||||||||||||||||||||||
2.4 | Appoint a Director Nakayama, Kozue | Management | For | For | ||||||||||||||||||||||||||
3 | Appoint a Corporate Auditor Miyazaki, Kenji | Management | For | For | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
19-2305 | FMI International Fund II - Currency Unhedged | 9971 | U.S. BANK | 34,650 | 0 | 17-Jun-2020 | 17-Jun-2020 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) FMI Funds, Inc.
By (Signature and Title)* /s/ John S. Brandser
John S. Brandser, President/Principal Executive Officer
Date 8/19/2020
* Print the name and title of each signing officer under his or her signature.