UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
811-07831
Investment Company Act file number
FMI Funds, Inc.
(Exact name of registrant as specified by charter)
100 East Wisconsin Avenue, Suite 2200
Milwaukee, WI 53202
(Address of principal executive offices) (Zip code)
(Address of principal executive offices) (Zip code)
John S. Brandser
100 East Wisconsin Avenue, Suite 2200
Milwaukee, WI 53202
(Name and address of agent for service)
1-414-226-4555
Registrant’s telephone number, including area code
Date of fiscal year end: 09/30
Date of reporting period: July 1, 2020 – June 30, 2021
Item 1. Proxy Voting Record.
Vote Summary
HOULIHAN LOKEY, INC. | ||||||||||||||||||||||||||||||||
Security | 441593100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | HLI | Meeting Date | 24-Sep-2020 | |||||||||||||||||||||||||||||
ISIN | US4415931009 | Agenda | 935256443 - Management | |||||||||||||||||||||||||||||
Record Date | 28-Jul-2020 | Holding Recon Date | 28-Jul-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Sep-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Irwin N. Gold | For | For | |||||||||||||||||||||||||||||
2 | Gillian B. Zucker | For | For | |||||||||||||||||||||||||||||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 385,000 | 0 | 03-Sep-2020 | 03-Sep-2020 | |||||||||||||||||||||||||
APPLIED INDUSTRIAL TECHNOLOGIES, INC. | ||||||||||||||||||||||||||||||||
Security | 03820C105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | AIT | Meeting Date | 27-Oct-2020 | |||||||||||||||||||||||||||||
ISIN | US03820C1053 | Agenda | 935271267 - Management | |||||||||||||||||||||||||||||
Record Date | 28-Aug-2020 | Holding Recon Date | 28-Aug-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Oct-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Robert J. Pagano, Jr. | For | For | |||||||||||||||||||||||||||||
2 | Neil A. Schrimsher | For | For | |||||||||||||||||||||||||||||
3 | Peter C. Wallace | For | For | |||||||||||||||||||||||||||||
2. | Say on Pay - To approve, through a nonbinding advisory vote, the compensation of Applied’s named executive officers. | Management | For | For | ||||||||||||||||||||||||||||
3. | To ratify the Audit Committee’s appointment of independent auditors. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 210,000 | 0 | 05-Oct-2020 | 05-Oct-2020 | |||||||||||||||||||||||||
PHIBRO ANIMAL HEALTH CORPORATION | ||||||||||||||||||||||||||||||||
Security | 71742Q106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PAHC | Meeting Date | 02-Nov-2020 | |||||||||||||||||||||||||||||
ISIN | US71742Q1067 | Agenda | 935272839 - Management | |||||||||||||||||||||||||||||
Record Date | 03-Sep-2020 | Holding Recon Date | 03-Sep-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Oct-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Daniel M. Bendheim | For | For | |||||||||||||||||||||||||||||
2 | Jonathan Bendheim | For | For | |||||||||||||||||||||||||||||
3 | Sam Gejdenson | For | For | |||||||||||||||||||||||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 290,000 | 0 | 23-Oct-2020 | 23-Oct-2020 | |||||||||||||||||||||||||
DONALDSON COMPANY, INC. | ||||||||||||||||||||||||||||||||
Security | 257651109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | DCI | Meeting Date | 20-Nov-2020 | |||||||||||||||||||||||||||||
ISIN | US2576511099 | Agenda | 935278994 - Management | |||||||||||||||||||||||||||||
Record Date | 21-Sep-2020 | Holding Recon Date | 21-Sep-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Nov-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Tod E. Carpenter | For | For | |||||||||||||||||||||||||||||
2 | Pilar Cruz | For | For | |||||||||||||||||||||||||||||
3 | Ajita G. Rajendra | For | For | |||||||||||||||||||||||||||||
2. | A non-binding advisory vote on the compensation of our Named Executive Officers. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Donaldson Company, Inc.’s independent registered public accounting firm for the fiscal year ending July 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 350,000 | 0 | 17-Nov-2020 | 17-Nov-2020 | |||||||||||||||||||||||||
WOODWARD, INC. | ||||||||||||||||||||||||||||||||
Security | 980745103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | WWD | Meeting Date | 27-Jan-2021 | |||||||||||||||||||||||||||||
ISIN | US9807451037 | Agenda | 935317239 - Management | |||||||||||||||||||||||||||||
Record Date | 30-Nov-2020 | Holding Recon Date | 30-Nov-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jan-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Thomas A. Gendron | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Daniel G. Korte | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Ronald M. Sega | Management | For | For | ||||||||||||||||||||||||||||
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | Proposal for the advisory resolution regarding the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||||||||||||||||||
4. | Proposal for the approval of an amendment to the amended and restated Woodward, Inc. 2017 Omnibus Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||||
5. | Stockholder proposal entitled “Proposal to Increase Diversity of Director Nominees”. | Shareholder | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 140,000 | 0 | 22-Jan-2021 | 22-Jan-2021 | |||||||||||||||||||||||||
PLEXUS CORP. | ||||||||||||||||||||||||||||||||
Security | 729132100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PLXS | Meeting Date | 17-Feb-2021 | |||||||||||||||||||||||||||||
ISIN | US7291321005 | Agenda | 935318952 - Management | |||||||||||||||||||||||||||||
Record Date | 11-Dec-2020 | Holding Recon Date | 11-Dec-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Feb-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Stephen P. Cortinovis | For | For | |||||||||||||||||||||||||||||
2 | Joann M. Eisenhart | For | For | |||||||||||||||||||||||||||||
3 | Dean A. Foate | For | For | |||||||||||||||||||||||||||||
4 | Rainer Jueckstock | For | For | |||||||||||||||||||||||||||||
5 | Peter Kelly | For | For | |||||||||||||||||||||||||||||
6 | Todd P. Kelsey | For | For | |||||||||||||||||||||||||||||
7 | Joel Quadracci | For | For | |||||||||||||||||||||||||||||
8 | Karen M. Rapp | For | For | |||||||||||||||||||||||||||||
9 | Paul A. Rooke | For | For | |||||||||||||||||||||||||||||
10 | Michael V. Schrock | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote to approve the compensation of Plexus Corp.’s named executive officers, as disclosed in “Compensation Discussion and Analysis” and “Executive Compensation” in the Proxy Statement. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Auditors for fiscal 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 217,000 | 0 | 29-Jan-2021 | 29-Jan-2021 | |||||||||||||||||||||||||
A.O. SMITH CORPORATION | ||||||||||||||||||||||||||||||||
Security | 831865209 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | AOS | Meeting Date | 13-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | US8318652091 | Agenda | 935340529 - Management | |||||||||||||||||||||||||||||
Record Date | 16-Feb-2021 | Holding Recon Date | 16-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Ronald D. Brown | For | For | |||||||||||||||||||||||||||||
2 | Dr. Ilham Kadri | For | For | |||||||||||||||||||||||||||||
3 | Idelle K. Wolf | For | For | |||||||||||||||||||||||||||||
4 | Gene C. Wulf | For | For | |||||||||||||||||||||||||||||
2. | Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||||||||||||||||||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 150,000 | 0 | 07-Apr-2021 | 07-Apr-2021 | |||||||||||||||||||||||||
AVERY DENNISON CORPORATION | ||||||||||||||||||||||||||||||||
Security | 053611109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | AVY | Meeting Date | 22-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | US0536111091 | Agenda | 935342294 - Management | |||||||||||||||||||||||||||||
Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Bradley Alford | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Anthony Anderson | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Mark Barrenechea | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Mitchell Butier | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Ken Hicks | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Andres Lopez | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Patrick Siewert | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Julia Stewart | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Martha Sullivan | Management | For | For | ||||||||||||||||||||||||||||
2. | Approval, on an advisory basis, of our executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 285,000 | 0 | 31-Mar-2021 | 31-Mar-2021 | |||||||||||||||||||||||||
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 446413106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | HII | Meeting Date | 29-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | US4464131063 | Agenda | 935353970 - Management | |||||||||||||||||||||||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Philip M. Bilden | For | For | |||||||||||||||||||||||||||||
2 | Augustus L. Collins | For | For | |||||||||||||||||||||||||||||
3 | Kirkland H. Donald | For | For | |||||||||||||||||||||||||||||
4 | Victoria D. Harker | For | For | |||||||||||||||||||||||||||||
5 | Anastasia D. Kelly | For | For | |||||||||||||||||||||||||||||
6 | Tracy B. McKibben | For | For | |||||||||||||||||||||||||||||
7 | Stephanie L. O’Sullivan | For | For | |||||||||||||||||||||||||||||
8 | C. Michael Petters | For | For | |||||||||||||||||||||||||||||
9 | Thomas C. Schievelbein | For | For | |||||||||||||||||||||||||||||
10 | John K. Welch | For | For | |||||||||||||||||||||||||||||
11 | Stephen R. Wilson | For | For | |||||||||||||||||||||||||||||
2. | Approve executive compensation on an advisory basis. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as independent auditors for 2021. | Management | For | For | ||||||||||||||||||||||||||||
4. | Approve amendment to Restated Certificate of Incorporation to eliminate remaining supermajority voting requirements. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 67,000 | 0 | 19-Apr-2021 | 19-Apr-2021 | |||||||||||||||||||||||||
ZIONS BANCORPORATION | ||||||||||||||||||||||||||||||||
Security | 989701107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ZION | Meeting Date | 30-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | US9897011071 | Agenda | 935348854 - Management | |||||||||||||||||||||||||||||
Record Date | 25-Feb-2021 | Holding Recon Date | 25-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Maria Contreras-Sweet | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Gary L. Crittenden | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Suren K. Gupta | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Claire A. Huang | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Vivian S. Lee | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Scott J. McLean | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Edward F. Murphy | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Stephen D. Quinn | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Harris H. Simmons | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Aaron B. Skonnard | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Barbara A. Yastine | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm to audit the Bank’s financial statements for the current fiscal year. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval, on a nonbinding advisory basis, of the compensation paid to the Bank’s named executive officers with respect to fiscal year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 670,000 | 0 | 27-Apr-2021 | 27-Apr-2021 | |||||||||||||||||||||||||
TRINITY INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 896522109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TRN | Meeting Date | 03-May-2021 | |||||||||||||||||||||||||||||
ISIN | US8965221091 | Agenda | 935387654 - Management | |||||||||||||||||||||||||||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | William P. Ainsworth | For | For | |||||||||||||||||||||||||||||
2 | Brandon B. Boze | For | For | |||||||||||||||||||||||||||||
3 | John J. Diez | For | For | |||||||||||||||||||||||||||||
4 | Leldon E. Echols | For | For | |||||||||||||||||||||||||||||
5 | Tyrone M. Jordan | For | For | |||||||||||||||||||||||||||||
6 | S. Todd Maclin | For | For | |||||||||||||||||||||||||||||
7 | E. Jean Savage | For | For | |||||||||||||||||||||||||||||
8 | Dunia A. Shive | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 573,138 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||||||
ENPRO INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 29355X107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | NPO | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||||||
ISIN | US29355X1072 | Agenda | 935365317 - Management | |||||||||||||||||||||||||||||
Record Date | 11-Mar-2021 | Holding Recon Date | 11-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Marvin A. Riley | For | For | |||||||||||||||||||||||||||||
2 | Thomas M. Botts | For | For | |||||||||||||||||||||||||||||
3 | Felix M. Brueck | For | For | |||||||||||||||||||||||||||||
4 | B. Bernard Burns, Jr. | For | For | |||||||||||||||||||||||||||||
5 | Diane C. Creel | For | For | |||||||||||||||||||||||||||||
6 | Adele M. Gulfo | For | For | |||||||||||||||||||||||||||||
7 | David L. Hauser | For | For | |||||||||||||||||||||||||||||
8 | John Humphrey | For | For | |||||||||||||||||||||||||||||
9 | Kees van der Graaf | For | For | |||||||||||||||||||||||||||||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the Proxy Statement. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 170,000 | 0 | 14-Apr-2021 | 14-Apr-2021 | |||||||||||||||||||||||||
CARLISLE COMPANIES INCORPORATED | ||||||||||||||||||||||||||||||||
Security | 142339100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | CSL | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||||||
ISIN | US1423391002 | Agenda | 935357841 - Management | |||||||||||||||||||||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: James D. Frias | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Maia A. Hansen | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Corrine D. Ricard | Management | For | For | ||||||||||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, the Company’s named executive officer compensation in 2020. | Management | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 275,000 | 0 | 27-Apr-2021 | 27-Apr-2021 | |||||||||||||||||||||||||
GENPACT LIMITED | ||||||||||||||||||||||||||||||||
Security | G3922B107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | G | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||||||
ISIN | BMG3922B1072 | Agenda | 935364024 - Management | |||||||||||||||||||||||||||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 04-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: N.V. Tyagarajan | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: James Madden | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Ajay Agrawal | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Stacey Cartwright | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Laura Conigliaro | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Tamara Franklin | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Carol Lindstrom | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: CeCelia Morken | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Mark Nunnelly | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Brian Stevens | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Mark Verdi | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | To approve the appointment of KPMG as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 940,000 | 0 | 26-Apr-2021 | 26-Apr-2021 | |||||||||||||||||||||||||
GRAHAM HOLDINGS COMPANY | ||||||||||||||||||||||||||||||||
Security | 384637104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | GHC | Meeting Date | 06-May-2021 | |||||||||||||||||||||||||||||
ISIN | US3846371041 | Agenda | 935367614 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Mar-2021 | Holding Recon Date | 17-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Tony Allen | For | For | |||||||||||||||||||||||||||||
2 | Christopher C. Davis | For | For | |||||||||||||||||||||||||||||
3 | Anne M. Mulcahy | Withheld | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 37,000 | 0 | 03-May-2021 | 03-May-2021 | |||||||||||||||||||||||||
RYDER SYSTEM, INC. | ||||||||||||||||||||||||||||||||
Security | 783549108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | R | Meeting Date | 07-May-2021 | |||||||||||||||||||||||||||||
ISIN | US7835491082 | Agenda | 935352598 - Management | |||||||||||||||||||||||||||||
Record Date | 05-Mar-2021 | Holding Recon Date | 05-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: Robert J. Eck | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: Robert A. Hagemann | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: Michael F. Hilton | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: Tamara L. Lundgren | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: Luis P. Nieto, Jr. | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: David G. Nord | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: Robert E. Sanchez | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: Abbie J. Smith | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: E. Follin Smith | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: Dmitri L. Stockton | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director For a 1-year term of office expiring at the 2022 Annual Meeting: Hansel E. Tookes, II | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of PricewaterhouseCoopers LLP as independent registered certified public accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||||||||||||||||||||
4. | Approval of the Amendment to the 2019 Equity and Incentive Compensation Plan. | Management | For | For | ||||||||||||||||||||||||||||
5. | Shareholder proposal to vote, on an advisory basis, on a shareholder proposal regarding written consent. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 440,000 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||||||
MANPOWERGROUP INC. | ||||||||||||||||||||||||||||||||
Security | 56418H100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | MAN | Meeting Date | 07-May-2021 | |||||||||||||||||||||||||||||
ISIN | US56418H1005 | Agenda | 935361713 - Management | |||||||||||||||||||||||||||||
Record Date | 26-Feb-2021 | Holding Recon Date | 26-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Gina R. Boswell | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Jean-Philippe Courtois | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: William Downe | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: John F. Ferraro | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: William P. Gipson | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Julie M. Howard | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Jonas Prising | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Paul Read | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Elizabeth P. Sartain | Management | For | For | ||||||||||||||||||||||||||||
1L. | Election of Director: Michael J. Van Handel | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of Deloitte & Touche LLP as our independent auditors for 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 160,000 | 0 | 03-May-2021 | 03-May-2021 | |||||||||||||||||||||||||
TRIMAS CORPORATION | ||||||||||||||||||||||||||||||||
Security | 896215209 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TRS | Meeting Date | 11-May-2021 | |||||||||||||||||||||||||||||
ISIN | US8962152091 | Agenda | 935364860 - Management | |||||||||||||||||||||||||||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Nick L. Stanage | For | For | |||||||||||||||||||||||||||||
2 | Daniel P. Tredwell | For | For | |||||||||||||||||||||||||||||
3 | Samuel Valenti III | For | For | |||||||||||||||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval, on a non-binding advisory basis, of the compensation paid to the Company’s Named Executive Officers. | Management | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 990,000 | 0 | 06-May-2021 | 06-May-2021 | |||||||||||||||||||||||||
PRIMERICA, INC. | ||||||||||||||||||||||||||||||||
Security | 74164M108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PRI | Meeting Date | 12-May-2021 | |||||||||||||||||||||||||||||
ISIN | US74164M1080 | Agenda | 935364745 - Management | |||||||||||||||||||||||||||||
Record Date | 16-Mar-2021 | Holding Recon Date | 16-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: John A. Addison, Jr. | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Joel M. Babbit | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: P. George Benson | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: C. Saxby Chambliss | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Gary L. Crittenden | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Cynthia N. Day | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Sanjeev Dheer | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Beatriz R. Perez | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: D. Richard Williams | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Glenn J. Williams | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Barbara A. Yastine | Management | For | For | ||||||||||||||||||||||||||||
2. | To consider an advisory vote on executive compensation (Say-on- Pay). | Management | For | For | ||||||||||||||||||||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 95,000 | 0 | 06-May-2021 | 06-May-2021 | |||||||||||||||||||||||||
ARROW ELECTRONICS, INC. | ||||||||||||||||||||||||||||||||
Security | 042735100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ARW | Meeting Date | 12-May-2021 | |||||||||||||||||||||||||||||
ISIN | US0427351004 | Agenda | 935372540 - Management | |||||||||||||||||||||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Barry W. Perry | For | For | |||||||||||||||||||||||||||||
2 | William F. Austen | For | For | |||||||||||||||||||||||||||||
3 | Steven H. Gunby | For | For | |||||||||||||||||||||||||||||
4 | Gail E. Hamilton | For | For | |||||||||||||||||||||||||||||
5 | Richard S. Hill | For | For | |||||||||||||||||||||||||||||
6 | M.F. (Fran) Keeth | For | For | |||||||||||||||||||||||||||||
7 | Andrew C. Kerin | For | For | |||||||||||||||||||||||||||||
8 | Laurel J. Krzeminski | For | For | |||||||||||||||||||||||||||||
9 | Michael J. Long | For | For | |||||||||||||||||||||||||||||
10 | Stephen C. Patrick | For | For | |||||||||||||||||||||||||||||
11 | Gerry P. Smith | For | For | |||||||||||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Arrow’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve, by non-binding vote, named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 300,000 | 0 | 06-May-2021 | 06-May-2021 | |||||||||||||||||||||||||
HENRY SCHEIN, INC. | ||||||||||||||||||||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | HSIC | Meeting Date | 13-May-2021 | |||||||||||||||||||||||||||||
ISIN | US8064071025 | Agenda | 935367044 - Management | |||||||||||||||||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Mohamad Ali | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: James P. Breslawski | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Deborah Derby | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||||||||||||||||||||||
1L. | Election of Director: Steven Paladino | Management | For | For | ||||||||||||||||||||||||||||
1M. | Election of Director: Carol Raphael | Management | For | For | ||||||||||||||||||||||||||||
1N. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||||||||||||||||||||||
1O. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||||||||||||||||||||||
1P. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | For | For | ||||||||||||||||||||||||||||
2. | Proposal to approve, by non-binding vote, the 2020 compensation paid to the Company’s Named Executive Officers. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | Proposal to ratify the selection of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 25, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 340,000 | 0 | 10-May-2021 | 10-May-2021 | |||||||||||||||||||||||||
NVENT ELECTRIC PLC | ||||||||||||||||||||||||||||||||
Security | G6700G107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | NVT | Meeting Date | 14-May-2021 | |||||||||||||||||||||||||||||
ISIN | IE00BDVJJQ56 | Agenda | 935369492 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United Kingdom | Vote Deadline Date | 13-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Jerry W. Burris | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Susan M. Cameron | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Michael L. Ducker | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Randall J. Hogan | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Ronald L. Merriman | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Nicola Palmer | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Herbert K. Parker | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Greg Scheu | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Beth A. Wozniak | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Jacqueline Wright | Management | For | For | ||||||||||||||||||||||||||||
2. | Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive Officers. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | Ratify, by Non-Binding Advisory Vote, the Appointment of Deloitte & Touche LLP as the Independent Auditor and Authorize, by Binding Vote, the Audit and Finance Committee to Set the Auditor’s Remuneration. | Management | For | For | ||||||||||||||||||||||||||||
4. | Authorize the Price Range at which nVent Electric plc can Re- Allot Treasury Shares. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 910,000 | 0 | 11-May-2021 | 11-May-2021 | |||||||||||||||||||||||||
INSIGHT ENTERPRISES, INC. | ||||||||||||||||||||||||||||||||
Security | 45765U103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | NSIT | Meeting Date | 19-May-2021 | |||||||||||||||||||||||||||||
ISIN | US45765U1034 | Agenda | 935393467 - Management | |||||||||||||||||||||||||||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Richard E. Allen | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Bruce W. Armstrong | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Linda Breard | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Timothy A. Crown | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Catherine Courage | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Anthony A. Ibargüen | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Kenneth T. Lamneck | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Kathleen S. Pushor | Management | For | For | ||||||||||||||||||||||||||||
1.9 | Election of Director: Girish Rishi | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory vote (non-binding) to approve named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 292,000 | 0 | 14-May-2021 | 14-May-2021 | |||||||||||||||||||||||||
ROBERT HALF INTERNATIONAL INC. | ||||||||||||||||||||||||||||||||
Security | 770323103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | RHI | Meeting Date | 19-May-2021 | |||||||||||||||||||||||||||||
ISIN | US7703231032 | Agenda | 935406098 - Management | |||||||||||||||||||||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Julia L. Coronado | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Dirk A. Kempthorne | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Harold M. Messmer, Jr. | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Marc H. Morial | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Barbara J. Novogradac | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Robert J. Pace | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Frederick A. Richman | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: M. Keith Waddell | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP, as the Company’s independent registered public accounting firm for 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 400,000 | 0 | 12-May-2021 | 12-May-2021 | |||||||||||||||||||||||||
FLOWSERVE CORPORATION | ||||||||||||||||||||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | FLS | Meeting Date | 20-May-2021 | |||||||||||||||||||||||||||||
ISIN | US34354P1057 | Agenda | 935382589 - Management | |||||||||||||||||||||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent auditor for 2021. | Management | For | For | ||||||||||||||||||||||||||||
4. | Management proposal to amend the Company’s Restated Certificate of Incorporation to delete Article Tenth regarding supermajority approval of business combinations with certain interested parties. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 530,000 | 0 | 27-Apr-2021 | 27-Apr-2021 | |||||||||||||||||||||||||
DENTSPLY SIRONA INC. | ||||||||||||||||||||||||||||||||
Security | 24906P109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | XRAY | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||||||
ISIN | US24906P1093 | Agenda | 935390219 - Management | |||||||||||||||||||||||||||||
Record Date | 29-Mar-2021 | Holding Recon Date | 29-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Eric K. Brandt | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Donald M. Casey Jr. | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Willie A. Deese | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Betsy D. Holden | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Clyde R. Hosein | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Arthur D. Kowaloff | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Harry M. Kraemer Jr. | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Gregory T. Lucier | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Leslie F. Varon | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Janet S. Vergis | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accountants for 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval, by non-binding vote, of the Company’s executive compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 440,000 | 0 | 21-May-2021 | 21-May-2021 | |||||||||||||||||||||||||
THE HOWARD HUGHES CORPORATION | ||||||||||||||||||||||||||||||||
Security | 44267D107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | HHC | Meeting Date | 27-May-2021 | |||||||||||||||||||||||||||||
ISIN | US44267D1072 | Agenda | 935391843 - Management | |||||||||||||||||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: William Ackman | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Adam Flatto | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Jeffrey Furber | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Beth Kaplan | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Allen Model | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: David O’Reilly | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: R. Scot Sellers | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Steven Shepsman | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Mary Ann Tighe | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Anthony Williams | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory vote to approve executive compensation (Say- on-Pay). | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 240,000 | 0 | 27-Apr-2021 | 27-Apr-2021 | |||||||||||||||||||||||||
THE INTERPUBLIC GROUP OF COMPANIES, INC. | ||||||||||||||||||||||||||||||||
Security | 460690100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | IPG | Meeting Date | 27-May-2021 | |||||||||||||||||||||||||||||
ISIN | US4606901001 | Agenda | 935395372 - Management | |||||||||||||||||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Jocelyn Carter-Miller | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Mary J. Steele Guilfoile | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Philippe Krakowsky | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Jonathan F. Miller | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Patrick Q. Moore | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Michael I. Roth | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Linda S. Sanford | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: David M. Thomas | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: E. Lee Wyatt Jr. | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic’s independent registered public accounting firm for the year 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
4. | Stockholder proposal entitled “Special Stockholder Meetings.” | Shareholder | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,275,000 | 0 | 21-May-2021 | 21-May-2021 | |||||||||||||||||||||||||
WHITE MOUNTAINS INSURANCE GROUP, LTD. | ||||||||||||||||||||||||||||||||
Security | G9618E107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | WTM | Meeting Date | 27-May-2021 | |||||||||||||||||||||||||||||
ISIN | BMG9618E1075 | Agenda | 935418928 - Management | |||||||||||||||||||||||||||||
Record Date | 01-Apr-2021 | Holding Recon Date | 01-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Margaret Dillon | For | For | |||||||||||||||||||||||||||||
2 | Philip A. Gelston | For | For | |||||||||||||||||||||||||||||
2. | Approval of the advisory resolution on executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval of the appointment of PricewaterhouseCooopers LLP (“PwC”) as the Company’s Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 11,000 | 0 | 17-May-2021 | 17-May-2021 | |||||||||||||||||||||||||
FTI CONSULTING, INC. | ||||||||||||||||||||||||||||||||
Security | 302941109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | FCN | Meeting Date | 02-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US3029411093 | Agenda | 935380345 - Management | |||||||||||||||||||||||||||||
Record Date | 04-Mar-2021 | Holding Recon Date | 04-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Brenda J. Bacon | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Claudio Costamagna | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Vernon Ellis | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Steven H. Gunby | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Gerard E. Holthaus | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Laureen E. Seeger | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratify the appointment of KPMG LLP as FTI Consulting, Inc.’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | Vote on an advisory (non-binding) resolution to approve the compensation of the named executive officers for the year ended December 31, 2020 at the 2021 Annual Meeting of Shareholders. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 174,000 | 0 | 26-May-2021 | 26-May-2021 | |||||||||||||||||||||||||
FIRSTCASH, INC. | ||||||||||||||||||||||||||||||||
Security | 33767D105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | FCFS | Meeting Date | 03-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US33767D1054 | Agenda | 935404171 - Management | |||||||||||||||||||||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Rick L. Wessel | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: James H. Graves | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the selection of RSM US LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approve, by non-binding vote, the compensation of named executive officers as described in the Proxy Statement. | Management | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 578,000 | 0 | 26-May-2021 | 26-May-2021 | |||||||||||||||||||||||||
KENNEDY-WILSON HOLDINGS, INC. | ||||||||||||||||||||||||||||||||
Security | 489398107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | KW | Meeting Date | 10-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US4893981070 | Agenda | 935421684 - Management | |||||||||||||||||||||||||||||
Record Date | 23-Apr-2021 | Holding Recon Date | 23-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Richard Boucher | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Norman Creighton | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: William J. McMorrow | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Kent Mouton | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve, on an advisory nonbinding basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||||||||||||||||||
3. | To ratify the appointment of KPMG LLP as the Company’s independent registered accounting firm for the 2021 fiscal year. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 1,150,000 | 0 | 01-Jun-2021 | 01-Jun-2021 | |||||||||||||||||||||||||
W. R. BERKLEY CORPORATION | ||||||||||||||||||||||||||||||||
Security | 084423102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | WRB | Meeting Date | 15-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US0844231029 | Agenda | 935412798 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: William R. Berkley | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Christopher L. Augostini | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Mark E. Brockbank | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Mark L. Shapiro | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Jonathan Talisman | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve an increase in the number of shares reserved under the W. R. Berkley Corporation 2009 Directors Stock Plan as Amended and Restated. | Management | For | For | ||||||||||||||||||||||||||||
3. | Non-binding advisory vote on a resolution approving the compensation of the Company’s named executive officers pursuant to the compensation disclosure rules of the U.S. Securities and Exchange Commission, or “say- on-pay” vote. | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 320,000 | 0 | 09-Jun-2021 | 09-Jun-2021 | |||||||||||||||||||||||||
ARMSTRONG WORLD INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 04247X102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | AWI | Meeting Date | 24-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US04247X1028 | Agenda | 935414956 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Stan A. Askren | For | For | |||||||||||||||||||||||||||||
2 | Victor D. Grizzle | For | For | |||||||||||||||||||||||||||||
3 | Tao Huang | For | For | |||||||||||||||||||||||||||||
4 | Barbara L. Loughran | For | For | |||||||||||||||||||||||||||||
5 | Larry S. McWilliams | For | For | |||||||||||||||||||||||||||||
6 | James C. Melville | For | For | |||||||||||||||||||||||||||||
7 | Wayne R. Shurts | For | For | |||||||||||||||||||||||||||||
8 | Roy W. Templin | For | For | |||||||||||||||||||||||||||||
9 | Cherryl T. Thomas | For | For | |||||||||||||||||||||||||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve, on an advisory basis, our Executive Compensation Program. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
000011896300 | FMI Common Stock Fund | 9999 | U.S. BANK | 144,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | |||||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | UL | Meeting Date | 12-Oct-2020 | |||||||||||||||||||||||||||||
ISIN | US9047677045 | Agenda | 935265125 - Management | |||||||||||||||||||||||||||||
Record Date | 20-Aug-2020 | Holding Recon Date | 20-Aug-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Oct-2020 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
C1. | To approve the Cross-Border Merger: Please refer to the notice of Court Meeting contained in Schedule 1 of the Circular for further details. | Management | For | |||||||||||||||||||||||||||||
G1. | To vote For or Against the Special Resolution: The Special Resolution is to approve: (i) Unification, including all such steps as are necessary to be taken for the purpose of effecting Unification; and (ii) the related amendments to the Company’s articles of association. The Special Resolution is set out in full in the notice of General Meeting contained in Schedule 2 of the Circular. | Management | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,320,000 | 0 | 23-Sep-2020 | 23-Sep-2020 | |||||||||||||||||||||||||
MICRON TECHNOLOGY, INC. | ||||||||||||||||||||||||||||||||
Security | 595112103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | MU | Meeting Date | 14-Jan-2021 | |||||||||||||||||||||||||||||
ISIN | US5951121038 | Agenda | 935308975 - Management | |||||||||||||||||||||||||||||
Record Date | 18-Nov-2020 | Holding Recon Date | 18-Nov-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Jan-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1a. | Election of Director: Richard M. Beyer | Management | For | For | ||||||||||||||||||||||||||||
1b. | Election of Director: Lynn A. Dugle | Management | For | For | ||||||||||||||||||||||||||||
1c. | Election of Director: Steven J. Gomo | Management | For | For | ||||||||||||||||||||||||||||
1d. | Election of Director: Mary Pat McCarthy | Management | For | For | ||||||||||||||||||||||||||||
1e. | Election of Director: Sanjay Mehrotra | Management | For | For | ||||||||||||||||||||||||||||
1f. | Election of Director: Robert E. Switz | Management | For | For | ||||||||||||||||||||||||||||
1g. | Election of Director: MaryAnn Wright | Management | For | For | ||||||||||||||||||||||||||||
2. | PROPOSAL BY THE COMPANY TO APPROVE A NON- BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||||||||||
3. | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||||||||||||||||||||
4. | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,115,000 | 0 | 11-Jan-2021 | 11-Jan-2021 | |||||||||||||||||||||||||
EMERSON ELECTRIC CO. | ||||||||||||||||||||||||||||||||
Security | 291011104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | EMR | Meeting Date | 02-Feb-2021 | |||||||||||||||||||||||||||||
ISIN | US2910111044 | Agenda | 935317190 - Management | |||||||||||||||||||||||||||||
Record Date | 24-Nov-2020 | Holding Recon Date | 24-Nov-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Feb-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | M. A. Blinn | For | For | |||||||||||||||||||||||||||||
2 | A. F. Golden | For | For | |||||||||||||||||||||||||||||
3 | C. Kendle | For | For | |||||||||||||||||||||||||||||
4 | J. S. Turley | For | For | |||||||||||||||||||||||||||||
2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 595,000 | 0 | 21-Jan-2021 | 21-Jan-2021 | |||||||||||||||||||||||||
ACCENTURE PLC | ||||||||||||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 03-Feb-2021 | |||||||||||||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 935318128 - Management | |||||||||||||||||||||||||||||
Record Date | 07-Dec-2020 | Holding Recon Date | 07-Dec-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Feb-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Appointment of Director: Jaime Ardila | Management | For | For | ||||||||||||||||||||||||||||
1B. | Appointment of Director: Herbert Hainer | Management | For | For | ||||||||||||||||||||||||||||
1C. | Appointment of Director: Nancy McKinstry | Management | For | For | ||||||||||||||||||||||||||||
1D. | Appointment of Director: Beth E. Mooney | Management | For | For | ||||||||||||||||||||||||||||
1E. | Appointment of Director: Gilles C. Pélisson | Management | For | For | ||||||||||||||||||||||||||||
1F. | Appointment of Director: Paula A. Price | Management | For | For | ||||||||||||||||||||||||||||
1G. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | ||||||||||||||||||||||||||||
1H. | Appointment of Director: David Rowland | Management | For | For | ||||||||||||||||||||||||||||
1I. | Appointment of Director: Arun Sarin | Management | For | For | ||||||||||||||||||||||||||||
1J. | Appointment of Director: Julie Sweet | Management | For | For | ||||||||||||||||||||||||||||
1K. | Appointment of Director: Frank K. Tang | Management | For | For | ||||||||||||||||||||||||||||
1L. | Appointment of Director: Tracey T. Travis | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | To ratify, in a non-binding vote, the appointment of KPMG LLP (“KPMG”) as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG’s remuneration. | Management | For | For | ||||||||||||||||||||||||||||
4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||||
5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | ||||||||||||||||||||||||||||
6. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 255,000 | 0 | 14-Jan-2021 | 14-Jan-2021 | |||||||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 07-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 935338170 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Feb-2021 | Holding Recon Date | 17-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Maria M. Hanssen | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Mark G. Papa | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Henri Seydoux | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||||||||||||||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2020; our consolidated statement of income for the year ended December 31, 2020; and our Board of Directors’ declarations of dividends in 2020, as reflected in our 2020 Annual Report to Stockholders. | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | ||||||||||||||||||||||||||||
5. | Approval of an amendment and restatement of the 2017 Schlumberger Omnibus Stock Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||||
6. | Approval of an amendment and restatement of the Schlumberger Discounted Stock Purchase Plan. | Management | For | For | ||||||||||||||||||||||||||||
7. | Approval of an amendment and restatement of the 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,125,000 | 0 | 09-Mar-2021 | 09-Mar-2021 | |||||||||||||||||||||||||
SMITH & NEPHEW PLC | ||||||||||||||||||||||||||||||||
Security | 83175M205 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | SNN | Meeting Date | 14-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | US83175M2052 | Agenda | 935341139 - Management | |||||||||||||||||||||||||||||
Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | To receive the audited accounts. | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve the Directors’ Remuneration Report (excluding policy). | Management | For | For | ||||||||||||||||||||||||||||
3. | To declare a final dividend. | Management | For | For | ||||||||||||||||||||||||||||
4. | ELECTION/RE-ELECTION OF DIRECTOR: Roland Diggelmann | Management | For | For | ||||||||||||||||||||||||||||
5. | ELECTION/RE-ELECTION OF DIRECTOR: Erik Engstrom | Management | For | For | ||||||||||||||||||||||||||||
6. | ELECTION/RE-ELECTION OF DIRECTOR: Robin Freestone | Management | For | For | ||||||||||||||||||||||||||||
7. | ELECTION/RE-ELECTION OF DIRECTOR: John Ma | Management | For | For | ||||||||||||||||||||||||||||
8. | ELECTION/RE-ELECTION OF DIRECTOR: Katarzyna Mazur-Hofsaess | Management | For | For | ||||||||||||||||||||||||||||
9. | ELECTION/RE-ELECTION OF DIRECTOR: Rick Medlock | Management | For | For | ||||||||||||||||||||||||||||
10. | ELECTION/RE-ELECTION OF DIRECTOR: Anne- Françoise Nesmes | Management | For | For | ||||||||||||||||||||||||||||
11. | ELECTION/RE-ELECTION OF DIRECTOR: Marc Owen | Management | For | For | ||||||||||||||||||||||||||||
12. | ELECTION/RE-ELECTION OF DIRECTOR: Roberto Quarta | Management | For | For | ||||||||||||||||||||||||||||
13. | ELECTION/RE-ELECTION OF DIRECTOR: Angie Risley | Management | For | For | ||||||||||||||||||||||||||||
14. | ELECTION/RE-ELECTION OF DIRECTOR: Bob White | Management | For | For | ||||||||||||||||||||||||||||
15. | To re-appoint the Auditor. | Management | For | For | ||||||||||||||||||||||||||||
16. | To authorise Directors’ to determine the remuneration of the Auditor. | Management | For | For | ||||||||||||||||||||||||||||
17. | To renew the Directors’ authority to allot shares. | Management | For | For | ||||||||||||||||||||||||||||
18. | To renew the Directors’ authority for the disapplication of the pre-emption rights. | Management | For | For | ||||||||||||||||||||||||||||
19. | To authorise the Directors to disapply pre-emption rights for the purposes of acquisitions or other capital investments. | Management | For | For | ||||||||||||||||||||||||||||
20. | To renew the Directors’ limited authority to make market purchases of the Company’s own shares. | Management | For | For | ||||||||||||||||||||||||||||
21. | To authorise general meetings to be held on 14 clear days’ notice. | Management | For | For | ||||||||||||||||||||||||||||
22. | To approve the new Articles of Association. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,870,000 | 0 | 31-Mar-2021 | 31-Mar-2021 | |||||||||||||||||||||||||
PPG INDUSTRIES, INC. | ||||||||||||||||||||||||||||||||
Security | 693506107 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PPG | Meeting Date | 15-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | US6935061076 | Agenda | 935339336 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Feb-2021 | Holding Recon Date | 19-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: STEVEN A. DAVIS | Management | For | For | ||||||||||||||||||||||||||||
1B. | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: MICHAEL W. LAMACH | Management | For | For | ||||||||||||||||||||||||||||
1C. | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: MICHAEL T. NALLY | Management | For | For | ||||||||||||||||||||||||||||
1D. | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: GUILLERMO NOVO | Management | For | For | ||||||||||||||||||||||||||||
1E. | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: MARTIN H. RICHENHAGEN | Management | For | For | ||||||||||||||||||||||||||||
1F. | ELECTION OF DIRECTOR FOR THE TERM ENDING 2024: CATHERINE R. SMITH | Management | For | For | ||||||||||||||||||||||||||||
2. | APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | ||||||||||||||||||||||||||||
4. | PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY’S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS. | Management | For | For | ||||||||||||||||||||||||||||
5. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021. | Management | For | For | ||||||||||||||||||||||||||||
6. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 675,000 | 0 | 17-Mar-2021 | 17-Mar-2021 | |||||||||||||||||||||||||
NESTLE S.A. | ||||||||||||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 15-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | US6410694060 | Agenda | 935351938 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2020. | Management | For | For | ||||||||||||||||||||||||||||
1B | Acceptance of the Compensation Report 2020 (advisory vote). | Management | For | For | ||||||||||||||||||||||||||||
2 | Discharge to the members of the Board of Directors and of the Management. | Management | For | For | ||||||||||||||||||||||||||||
3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2020. | Management | For | For | ||||||||||||||||||||||||||||
4AA | Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Management | For | For | ||||||||||||||||||||||||||||
4AB | Re-election of the member of the Board of Director: Ulf Mark Schneider | Management | For | For | ||||||||||||||||||||||||||||
4AC | Re-election of the member of the Board of Director: Henri de Castries | Management | For | For | ||||||||||||||||||||||||||||
4AD | Re-election of the member of the Board of Director: Renato Fassbind | Management | For | For | ||||||||||||||||||||||||||||
4AE | Re-election of the member of the Board of Director: Pablo Isla | Management | For | For | ||||||||||||||||||||||||||||
4AF | Re-election of the member of the Board of Director: Ann M. Veneman | Management | For | For | ||||||||||||||||||||||||||||
4AG | Re-election of the member of the Board of Director: Eva Cheng | Management | For | For | ||||||||||||||||||||||||||||
4AH | Re-election of the member of the Board of Director: Patrick Aebischer | Management | For | For | ||||||||||||||||||||||||||||
4AI | Re-election of the member of the Board of Director: Kasper Rorsted | Management | For | For | ||||||||||||||||||||||||||||
4AJ | Re-election of the member of the Board of Director: Kimberly A. Ross | Management | For | For | ||||||||||||||||||||||||||||
4AK | Re-election of the member of the Board of Director: Dick Boer | Management | For | For | ||||||||||||||||||||||||||||
4AL | Re-election of the member of the Board of Director: Dinesh Paliwal | Management | For | For | ||||||||||||||||||||||||||||
4AM | Re-election of the member of the Board of Director: Hanne Jimenez de Mora | Management | For | For | ||||||||||||||||||||||||||||
4B | Election to the Board of Director: Lindiwe Majele Sibanda | Management | For | For | ||||||||||||||||||||||||||||
4CA | Election of the member of the Compensation Committee: Pablo Isla | Management | For | For | ||||||||||||||||||||||||||||
4CB | Election of the member of the Compensation Committee: Patrick Aebischer | Management | For | For | ||||||||||||||||||||||||||||
4CC | Election of the member of the Compensation Committee: Dick Boer | Management | For | For | ||||||||||||||||||||||||||||
4CD | Election of the member of the Compensation Committee: Kasper Rorsted | Management | For | For | ||||||||||||||||||||||||||||
4D | Election of the statutory auditors Ernst & Young Ltd: Lausanne branch. | Management | For | For | ||||||||||||||||||||||||||||
4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law. | Management | For | For | ||||||||||||||||||||||||||||
5A | Approval of the compensation of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||||
5B | Approval of the compensation of the Executive Board. | Management | For | For | ||||||||||||||||||||||||||||
6 | Capital reduction (by cancellation of shares). | Management | For | For | ||||||||||||||||||||||||||||
7 | Support of Nestlé’s Climate Roadmap (advisory vote). | Management | For | For | ||||||||||||||||||||||||||||
8 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 570,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||||||
NORTHERN TRUST CORPORATION | ||||||||||||||||||||||||||||||||
Security | 665859104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | NTRS | Meeting Date | 20-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | US6658591044 | Agenda | 935342333 - Management | |||||||||||||||||||||||||||||
Record Date | 22-Feb-2021 | Holding Recon Date | 22-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Linda Walker Bynoe | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Susan Crown | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Dean M. Harrison | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Jay L. Henderson | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Marcy S. Klevorn | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Siddharth N. (Bobby) Mehta | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Michael G. O’Grady | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Jose Luis Prado | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Thomas E. Richards | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Martin P. Slark | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: David H. B. Smith, Jr. | Management | For | For | ||||||||||||||||||||||||||||
1L. | Election of Director: Donald Thompson | Management | For | For | ||||||||||||||||||||||||||||
1M. | Election of Director: Charles A. Tribbett III | Management | For | For | ||||||||||||||||||||||||||||
2. | Approval, by an advisory vote, of the 2020 compensation of the Corporation’s named executive officers. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as the Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 975,000 | 0 | 15-Apr-2021 | 15-Apr-2021 | |||||||||||||||||||||||||
PACCAR INC | ||||||||||||||||||||||||||||||||
Security | 693718108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PCAR | Meeting Date | 27-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | US6937181088 | Agenda | 935351457 - Management | |||||||||||||||||||||||||||||
Record Date | 02-Mar-2021 | Holding Recon Date | 02-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Mark C. Pigott | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Dame Alison J. Carnwath | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Franklin L. Feder | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: R. Preston Feight | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Beth E. Ford | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Roderick C. McGeary | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: John M. Pigott | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Ganesh Ramaswamy | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Mark A. Schulz | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Gregory M. E. Spierkel | Management | For | For | ||||||||||||||||||||||||||||
2. | Stockholder proposal regarding supermajority voting provisions if properly presented at the meeting. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 800,000 | 0 | 22-Apr-2021 | 22-Apr-2021 | |||||||||||||||||||||||||
EATON CORPORATION PLC | ||||||||||||||||||||||||||||||||
Security | G29183103 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ETN | Meeting Date | 28-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | IE00B8KQN827 | Agenda | 935349692 - Management | |||||||||||||||||||||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Craig Arnold | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Christopher M. Connor | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Olivier Leonetti | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Deborah L. McCoy | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Silvio Napoli | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Sandra Pianalto | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Lori J. Ryerkerk | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Dorothy C. Thompson | Management | For | For | ||||||||||||||||||||||||||||
2. | Approving the appointment of Ernst & Young as independent auditor for 2021 and authorizing the Audit Committee of the Board of Directors to set its remuneration. | Management | For | For | ||||||||||||||||||||||||||||
3. | Advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
4. | Approving a proposal to grant the Board authority to issue shares. | Management | For | For | ||||||||||||||||||||||||||||
5. | Approving a proposal to grant the Board authority to opt out of pre-emption rights. | Management | For | For | ||||||||||||||||||||||||||||
6. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 780,000 | 0 | 23-Apr-2021 | 23-Apr-2021 | |||||||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 01-May-2021 | |||||||||||||||||||||||||||||
ISIN | US0846707026 | Agenda | 935351128 - Management | |||||||||||||||||||||||||||||
Record Date | 03-Mar-2021 | Holding Recon Date | 03-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Warren E. Buffett | For | For | |||||||||||||||||||||||||||||
2 | Charles T. Munger | For | For | |||||||||||||||||||||||||||||
3 | Gregory E. Abel | For | For | |||||||||||||||||||||||||||||
4 | Howard G. Buffett | For | For | |||||||||||||||||||||||||||||
5 | Stephen B. Burke | For | For | |||||||||||||||||||||||||||||
6 | Kenneth I. Chenault | For | For | |||||||||||||||||||||||||||||
7 | Susan L. Decker | Withheld | Against | |||||||||||||||||||||||||||||
8 | David S. Gottesman | Withheld | Against | |||||||||||||||||||||||||||||
9 | Charlotte Guyman | For | For | |||||||||||||||||||||||||||||
10 | Ajit Jain | For | For | |||||||||||||||||||||||||||||
11 | Thomas S. Murphy | For | For | |||||||||||||||||||||||||||||
12 | Ronald L. Olson | For | For | |||||||||||||||||||||||||||||
13 | Walter Scott, Jr. | Withheld | Against | |||||||||||||||||||||||||||||
14 | Meryl B. Witmer | Withheld | Against | |||||||||||||||||||||||||||||
2. | Shareholder proposal regarding the reporting of climate- related risks and opportunities. | Shareholder | Against | For | ||||||||||||||||||||||||||||
3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 885,000 | 0 | 21-Apr-2021 | 21-Apr-2021 | |||||||||||||||||||||||||
EXPEDITORS INT’L OF WASHINGTON, INC. | ||||||||||||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||||||
ISIN | US3021301094 | Agenda | 935356255 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Robert R. Wright | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Glenn M. Alger | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Robert P. Carlile | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: James M. DuBois | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Diane H. Gulyas | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Jeffrey S. Musser | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Liane J. Pelletier | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 700,000 | 0 | 28-Apr-2021 | 28-Apr-2021 | |||||||||||||||||||||||||
OMNICOM GROUP INC. | ||||||||||||||||||||||||||||||||
Security | 681919106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | OMC | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||||||
ISIN | US6819191064 | Agenda | 935363666 - Management | |||||||||||||||||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: John D. Wren | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Mary C. Choksi | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Leonard S. Coleman, Jr. | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Susan S. Denison | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Ronnie S. Hawkins | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Deborah J. Kissire | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Gracia C. Martore | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Linda Johnson Rice | Management | For | For | ||||||||||||||||||||||||||||
1.9 | Election of Director: Valerie M. Williams | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of KPMG LLP as the Company’s independent auditors for the 2021 fiscal year. | Management | For | For | ||||||||||||||||||||||||||||
4. | Approval of the Omnicom Group Inc. 2021 Incentive Award Plan. | Management | For | For | ||||||||||||||||||||||||||||
5. | Shareholder proposal regarding political spending disclosure. | Shareholder | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,275,000 | 0 | 26-Apr-2021 | 26-Apr-2021 | |||||||||||||||||||||||||
PEPSICO, INC. | ||||||||||||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||||||
ISIN | US7134481081 | Agenda | 935355342 - Management | |||||||||||||||||||||||||||||
Record Date | 01-Mar-2021 | Holding Recon Date | 01-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Segun Agbaje | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Shona L. Brown | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Cesar Conde | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Ian Cook | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Dina Dublon | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Michelle Gass | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Dave Lewis | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: David C. Page | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Daniel Vasella | Management | For | For | ||||||||||||||||||||||||||||
1L. | Election of Director: Darren Walker | Management | For | For | ||||||||||||||||||||||||||||
1M. | Election of Director: Alberto Weisser | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||||||||||||||||||||
3. | Advisory approval of the Company’s executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
4. | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Against | For | ||||||||||||||||||||||||||||
5. | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Against | For | ||||||||||||||||||||||||||||
6. | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 505,000 | 0 | 15-Apr-2021 | 15-Apr-2021 | |||||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | UL | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||||||
ISIN | US9047677045 | Agenda | 935356659 - Management | |||||||||||||||||||||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | To receive the Report and Accounts for the year ended 31 December 2020. | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve the Directors’ Remuneration Report. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve the Directors’ Remuneration Policy. | Management | For | For | ||||||||||||||||||||||||||||
4. | To approve the Climate Transition Action Plan. | Management | Abstain | Against | ||||||||||||||||||||||||||||
5. | To re-elect Mr N Andersen as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
6. | To re-elect Mrs L Cha as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
7. | To re-elect Dr J Hartmann as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
8. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
9. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
10. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
11. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
12. | To re-elect Professor Y Moon as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
13. | To re-elect Mr G Pitkethly as an Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
14. | To re-elect Mr J Rishton as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
15. | To re-elect Mr F Sijbesma as a Non-Executive Director. | Management | For | For | ||||||||||||||||||||||||||||
16. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | ||||||||||||||||||||||||||||
17. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | ||||||||||||||||||||||||||||
18. | To authorise Political Donations and expenditure. | Management | Against | Against | ||||||||||||||||||||||||||||
19. | To approve the SHARES Plan. | Management | For | For | ||||||||||||||||||||||||||||
20. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||||||||||||||||||||||
21. | To renew the authority to Directors to disapply pre- emption rights. | Management | For | For | ||||||||||||||||||||||||||||
22. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||||||||||||||||||||||
23. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||||||||||||||||||||||
24. | To shorten the notice period for General Meetings. | Management | For | For | ||||||||||||||||||||||||||||
25. | To adopt new Articles of Association. | Management | For | For | ||||||||||||||||||||||||||||
26. | To reduce the share premium account. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,935,000 | 0 | 21-Apr-2021 | 21-Apr-2021 | |||||||||||||||||||||||||
ARCH CAPITAL GROUP LTD. | ||||||||||||||||||||||||||||||||
Security | G0450A105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ACGL | Meeting Date | 06-May-2021 | |||||||||||||||||||||||||||||
ISIN | BMG0450A1053 | Agenda | 935361686 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 05-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Class II Director for a term of three years: Eric W. Doppstadt | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Class II Director for a term of three years: Laurie S. Goodman | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Class II Director for a term of three years: John M. Pasquesi | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Class II Director for a term of three years: Thomas R. Watjen | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | To appoint PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
4A. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Robert Appleby | Management | For | For | ||||||||||||||||||||||||||||
4B. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Matthew Dragonetti | Management | For | For | ||||||||||||||||||||||||||||
4C. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Seamus Fearon | Management | For | For | ||||||||||||||||||||||||||||
4D. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: H. Beau Franklin | Management | For | For | ||||||||||||||||||||||||||||
4E. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Jerome Halgan | Management | For | For | ||||||||||||||||||||||||||||
4F. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: James Haney | Management | For | For | ||||||||||||||||||||||||||||
4G. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chris Hovey | Management | For | For | ||||||||||||||||||||||||||||
4H. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: W. Preston Hutchings | Management | For | For | ||||||||||||||||||||||||||||
4I. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Pierre Jal | Management | For | For | ||||||||||||||||||||||||||||
4J. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: François Morin | Management | For | For | ||||||||||||||||||||||||||||
4K. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: David J. Mulholland | Management | For | For | ||||||||||||||||||||||||||||
4L. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Chiara Nannini | Management | For | For | ||||||||||||||||||||||||||||
4M. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Tim Peckett | Management | For | For | ||||||||||||||||||||||||||||
4N. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Maamoun Rajeh | Management | For | For | ||||||||||||||||||||||||||||
4O. | To Elect the nominee listed as Designated Company Director so that they may be elected directors of certain of our non-U.S. subsidiaries: Roderick Romeo | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 900,000 | 0 | 30-Apr-2021 | 30-Apr-2021 | |||||||||||||||||||||||||
KONINKLIJKE PHILIPS ELECTRONICS N.V. | ||||||||||||||||||||||||||||||||
Security | 500472303 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | PHG | Meeting Date | 06-May-2021 | |||||||||||||||||||||||||||||
ISIN | US5004723038 | Agenda | 935399433 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
2B. | Annual Report 2020: Proposal to adopt the financial statements. | Management | For | |||||||||||||||||||||||||||||
2C. | Annual Report 2020: Proposal to adopt dividend | Management | For | |||||||||||||||||||||||||||||
2D. | Annual Report 2020: Advisory vote on the Remuneration Report 2020. | Management | For | |||||||||||||||||||||||||||||
2E. | Annual Report 2020: Proposal to discharge the members of the Board of Management. | Management | For | |||||||||||||||||||||||||||||
2F. | Annual Report 2020: Proposal to discharge the members of the Supervisory Board. | Management | For | |||||||||||||||||||||||||||||
3. | Composition of the Board of Management: Proposal to re-appoint Mr M.J. van Ginneken as member of the Board of Management. | Management | For | |||||||||||||||||||||||||||||
4A. | Composition of the Supervisory Board: Proposal to appoint Mrs S.K. Chua as member of the Supervisory Board. | Management | For | |||||||||||||||||||||||||||||
4B. | Composition of the Supervisory Board: Proposal to appoint Mrs I.K. Nooyi as member of the Supervisory Board. | Management | For | |||||||||||||||||||||||||||||
5A. | To authorize the Board of Management to: issue shares or grant rights to acquire shares. | Management | For | |||||||||||||||||||||||||||||
5B. | To authorize the Board of Management to: restrict or exclude pre-emption rights. | Management | For | |||||||||||||||||||||||||||||
6. | Proposal to authorize the Board of Management to acquire shares in the company. | Management | For | |||||||||||||||||||||||||||||
7. | Proposal to cancel shares. | Management | For | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,100,000 | 0 | 19-Apr-2021 | 19-Apr-2021 | |||||||||||||||||||||||||
THE PROGRESSIVE CORPORATION | ||||||||||||||||||||||||||||||||
Security | 743315103 | �� | Meeting Type | Annual | ||||||||||||||||||||||||||||
Ticker Symbol | PGR | Meeting Date | 07-May-2021 | |||||||||||||||||||||||||||||
ISIN | US7433151039 | Agenda | 935369050 - Management | |||||||||||||||||||||||||||||
Record Date | 12-Mar-2021 | Holding Recon Date | 12-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Philip Bleser | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Stuart B. Burgdoerfer | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Charles A. Davis | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Roger N. Farah | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Lawton W. Fitt | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Susan Patricia Griffith | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Devin C. Johnson | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Jeffrey D. Kelly | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Barbara R. Snyder | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Jan E. Tighe | Management | For | For | ||||||||||||||||||||||||||||
1L. | Election of Director: Kahina Van Dyke | Management | For | For | ||||||||||||||||||||||||||||
2. | Cast an advisory vote to approve our executive compensation program. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 810,000 | 0 | 03-May-2021 | 03-May-2021 | |||||||||||||||||||||||||
MASCO CORPORATION | ||||||||||||||||||||||||||||||||
Security | 574599106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | MAS | Meeting Date | 12-May-2021 | |||||||||||||||||||||||||||||
ISIN | US5745991068 | Agenda | 935383101 - Management | |||||||||||||||||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Mark R. Alexander | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Marie A. Ffolkes | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: John C. Plant | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve, by non-binding advisory vote, the compensation paid to the Company’s named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | For | For | ||||||||||||||||||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2021. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,930,000 | 0 | 07-May-2021 | 07-May-2021 | |||||||||||||||||||||||||
THE CHARLES SCHWAB CORPORATION | ||||||||||||||||||||||||||||||||
Security | 808513105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | SCHW | Meeting Date | 13-May-2021 | |||||||||||||||||||||||||||||
ISIN | US8085131055 | Agenda | 935378302 - Management | |||||||||||||||||||||||||||||
Record Date | 15-Mar-2021 | Holding Recon Date | 15-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Walter W. Bettinger II | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Joan T. Dea | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Christopher V. Dodds | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Mark A. Goldfarb | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Bharat B. Masrani | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Charles A. Ruffel | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors. | Management | For | For | ||||||||||||||||||||||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
4. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying. | Shareholder | For | Against | ||||||||||||||||||||||||||||
5. | Stockholder Proposal requesting declassification of the board of directors to elect each director annually. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,185,000 | 0 | 07-May-2021 | 07-May-2021 | |||||||||||||||||||||||||
JPMORGAN CHASE & CO. | ||||||||||||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |||||||||||||||||||||||||||||
ISIN | US46625H1005 | Agenda | 935372285 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Mar-2021 | Holding Recon Date | 19-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Todd A. Combs | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: James S. Crown | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: James Dimon | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Mellody Hobson | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Michael A. Neal | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory resolution to approve executive compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||||||||||||||||||||
5. | Improve shareholder written consent. | Shareholder | For | Against | ||||||||||||||||||||||||||||
6. | Racial equity audit and report. | Shareholder | Against | For | ||||||||||||||||||||||||||||
7. | Independent board chairman. | Shareholder | For | Against | ||||||||||||||||||||||||||||
8. | Political and electioneering expenditure congruency report. | Shareholder | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 855,000 | 0 | 14-May-2021 | 14-May-2021 | |||||||||||||||||||||||||
CHUBB LIMITED | ||||||||||||||||||||||||||||||||
Security | H1467J104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 20-May-2021 | |||||||||||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 935381501 - Management | |||||||||||||||||||||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
2A | Allocation of disposable profit. | Management | For | For | ||||||||||||||||||||||||||||
2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve). | Management | For | For | ||||||||||||||||||||||||||||
3 | Discharge of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||||
4A | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor. | Management | For | For | ||||||||||||||||||||||||||||
4B | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting. | Management | For | For | ||||||||||||||||||||||||||||
4C | Election of BDO AG (Zurich) as special audit firm. | Management | For | For | ||||||||||||||||||||||||||||
5A | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||||||||||||||||||||||
5B | Election of Director: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||||
5C | Election of Director: Michael G. Atieh | Management | For | For | ||||||||||||||||||||||||||||
5D | Election of Director: Sheila P. Burke | Management | For | For | ||||||||||||||||||||||||||||
5E | Election of Director: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||||
5F | Election of Director: Robert J. Hugin | Management | For | For | ||||||||||||||||||||||||||||
5G | Election of Director: Robert W. Scully | Management | For | For | ||||||||||||||||||||||||||||
5H | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||||||||||||||||||||||
5I | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||||||||||||||||||||||
5J | Election of Director: David H. Sidwell | Management | For | For | ||||||||||||||||||||||||||||
5K | Election of Director: Olivier Steimer | Management | For | For | ||||||||||||||||||||||||||||
5L | Election of Director: Luis Téllez | Management | For | For | ||||||||||||||||||||||||||||
5M | Election of Director: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||||
6 | Election of Evan G. Greenberg as Chairman of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||||
7A | Election of Director of the Compensation Committee: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||||
7B | Election of Director of the Compensation Committee: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||||
7C | Election of Director of the Compensation Committee: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||||
8 | Election of Homburger AG as independent proxy. | Management | For | For | ||||||||||||||||||||||||||||
9 | Approval of the Chubb Limited 2016 Long-Term Incentive Plan, as amended and restated. | Management | For | For | ||||||||||||||||||||||||||||
10 | Reduction of share capital. | Management | For | For | ||||||||||||||||||||||||||||
11A | Compensation of the Board of Directors until the next annual general meeting. | Management | For | For | ||||||||||||||||||||||||||||
11B | Compensation of Executive Management for the next calendar year. | Management | For | For | ||||||||||||||||||||||||||||
12 | Advisory vote to approve executive compensation under U.S. securities law requirements. | Management | For | For | ||||||||||||||||||||||||||||
A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 680,000 | 0 | 14-May-2021 | 14-May-2021 | |||||||||||||||||||||||||
FRESENIUS MEDICAL CARE AG & CO. KGAA | ||||||||||||||||||||||||||||||||
Security | 358029106 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | FMS | Meeting Date | 20-May-2021 | |||||||||||||||||||||||||||||
ISIN | US3580291066 | Agenda | 935411758 - Management | |||||||||||||||||||||||||||||
Record Date | 12-Apr-2021 | Holding Recon Date | 12-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | Resolution on the approval of the annual financial statements of Fresenius Medical Care AG & Co. KGaA for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||||
2. | Resolution on the allocation of distributable profit. | Management | For | For | ||||||||||||||||||||||||||||
3. | Resolution on the approval of the actions of the General Partner for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||||
4. | Resolution on the approval of the actions of the Supervisory Board for fiscal year 2020. | Management | For | For | ||||||||||||||||||||||||||||
5. | Election of the auditor and group auditor for fiscal year 2021 as well as the auditor for the potential review of the half year financial report for fiscal year 2021 and other interim financial information. | Management | For | For | ||||||||||||||||||||||||||||
6A. | Election to the Supervisory Board: Dr. Dieter Schenk | Management | For | For | ||||||||||||||||||||||||||||
6B. | Election to the Supervisory Board and to the Joint Committee: Rolf A. Classon | Management | For | For | ||||||||||||||||||||||||||||
6C. | Election to the Supervisory Board: Gregory Sorensen, MD | Management | For | For | ||||||||||||||||||||||||||||
6D. | Election to the Supervisory Board and to the Joint Committee: Dr. Dorothea Wenzel | Management | For | For | ||||||||||||||||||||||||||||
6E. | Election to the Supervisory Board: Pascale Witz | Management | For | For | ||||||||||||||||||||||||||||
6F. | Election to the Supervisory Board: Prof. Dr. Gregor Zünd | Management | For | For | ||||||||||||||||||||||||||||
7. | Resolution on the authorization to purchase and use treasury shares pursuant to section 71 (1) no. 8 AktG and on the exclusion of subscription rights. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,100,000 | 0 | 30-Apr-2021 | 30-Apr-2021 | |||||||||||||||||||||||||
QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||||||||||||||||||||
Security | 74834L100 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | DGX | Meeting Date | 21-May-2021 | |||||||||||||||||||||||||||||
ISIN | US74834L1008 | Agenda | 935378819 - Management | |||||||||||||||||||||||||||||
Record Date | 22-Mar-2021 | Holding Recon Date | 22-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Vicky B. Gregg | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Wright L. Lassiter III | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Timothy L. Main | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Gary M. Pfeiffer | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Timothy M. Ring | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Stephen H. Rusckowski | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Helen I. Torley | Management | For | For | ||||||||||||||||||||||||||||
1.9 | Election of Director: Gail R. Wilensky | Management | For | For | ||||||||||||||||||||||||||||
2. | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2021 proxy statement. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||||||||||||||||||||
4. | Stockholder proposal regarding the right to act by written consent, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,150,000 | 0 | 13-May-2021 | 13-May-2021 | |||||||||||||||||||||||||
DOLLAR GENERAL CORPORATION | ||||||||||||||||||||||||||||||||
Security | 256677105 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | DG | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||||||
ISIN | US2566771059 | Agenda | 935374924 - Management | |||||||||||||||||||||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Warren F. Bryant | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Michael M. Calbert | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Patricia D. Fili-Krushel | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Timothy I. McGuire | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: William C. Rhodes, III | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Debra A. Sandler | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Ralph E. Santana | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Todd J. Vasos | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||||||||||||||||||||
4. | To approve the Dollar General Corporation 2021 Stock Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||||
5. | To approve an amendment to the amended and restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. | Management | For | For | ||||||||||||||||||||||||||||
6. | To vote on a shareholder proposal regarding shareholders’ ability to call special meetings of shareholders. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 675,000 | 0 | 18-May-2021 | 18-May-2021 | |||||||||||||||||||||||||
COMCAST CORPORATION | ||||||||||||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 935407139 - Management | |||||||||||||||||||||||||||||
Record Date | 05-Apr-2021 | Holding Recon Date | 05-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Kenneth J. Bacon | For | For | |||||||||||||||||||||||||||||
2 | Madeline S. Bell | For | For | |||||||||||||||||||||||||||||
3 | Naomi M. Bergman | For | For | |||||||||||||||||||||||||||||
4 | Edward D. Breen | For | For | |||||||||||||||||||||||||||||
5 | Gerald L. Hassell | For | For | |||||||||||||||||||||||||||||
6 | Jeffrey A. Honickman | For | For | |||||||||||||||||||||||||||||
7 | Maritza G. Montiel | For | For | |||||||||||||||||||||||||||||
8 | Asuka Nakahara | For | For | |||||||||||||||||||||||||||||
9 | David C. Novak | For | For | |||||||||||||||||||||||||||||
10 | Brian L. Roberts | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote on executive compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of our independent auditors. | Management | For | For | ||||||||||||||||||||||||||||
4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 2,900,000 | 0 | 27-May-2021 | 27-May-2021 | |||||||||||||||||||||||||
BOOKING HOLDINGS INC. | ||||||||||||||||||||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | BKNG | Meeting Date | 03-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US09857L1089 | Agenda | 935408434 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Timothy M. Armstrong | For | For | |||||||||||||||||||||||||||||
2 | Glenn D. Fogel | For | For | |||||||||||||||||||||||||||||
3 | Mirian M. Graddick-Weir | For | For | |||||||||||||||||||||||||||||
4 | Wei Hopeman | For | For | |||||||||||||||||||||||||||||
5 | Robert J. Mylod, Jr. | For | For | |||||||||||||||||||||||||||||
6 | Charles H. Noski | For | For | |||||||||||||||||||||||||||||
7 | Nicholas J. Read | For | For | |||||||||||||||||||||||||||||
8 | Thomas E. Rothman | For | For | |||||||||||||||||||||||||||||
9 | Bob van Dijk | For | For | |||||||||||||||||||||||||||||
10 | Lynn M. Vojvodich | For | For | |||||||||||||||||||||||||||||
11 | Vanessa A. Wittman | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote to approve 2020 executive compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | Management proposal to amend the Company’s 1999 Omnibus Plan. | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
5. | Management proposal to amend the Company’s Certificate of Incorporation to allow stockholders the right to act by written consent. | Management | For | For | ||||||||||||||||||||||||||||
6. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | For | Against | ||||||||||||||||||||||||||||
7. | Stockholder proposal requesting the Company issue a climate transition report. | Shareholder | For | Against | ||||||||||||||||||||||||||||
8. | Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company’s climate policies and strategies. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 50,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||||||||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 07-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US91324P1021 | Agenda | 935414879 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Richard T. Burke | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: F. William McNabb III | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Andrew Witty | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory approval of the Company’s executive compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
4. | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan. | Management | For | For | ||||||||||||||||||||||||||||
5. | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 335,000 | 0 | 01-Jun-2021 | 01-Jun-2021 | |||||||||||||||||||||||||
THE TJX COMPANIES, INC. | ||||||||||||||||||||||||||||||||
Security | 872540109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TJX | Meeting Date | 08-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US8725401090 | Agenda | 935414831 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Zein Abdalla | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: José B. Alvarez | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Rosemary T. Berkery | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: David T. Ching | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: C. Kim Goodwin | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Ernie Herrman | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Michael F. Hines | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Carol Meyrowitz | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Jackwyn L. Nemerov | Management | For | For | ||||||||||||||||||||||||||||
1L. | Election of Director: John F. O’Brien | Management | For | For | ||||||||||||||||||||||||||||
2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2022. | Management | For | For | ||||||||||||||||||||||||||||
3. | Advisory approval of TJX’s executive compensation (the say-on-pay vote). | Management | For | For | ||||||||||||||||||||||||||||
4. | Shareholder proposal for a report on animal welfare. | Shareholder | Against | For | ||||||||||||||||||||||||||||
5. | Shareholder proposal for setting target amounts for CEO compensation. | Shareholder | Against | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,215,000 | 0 | 02-Jun-2021 | 02-Jun-2021 | |||||||||||||||||||||||||
DOLLAR TREE, INC. | ||||||||||||||||||||||||||||||||
Security | 256746108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | DLTR | Meeting Date | 10-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US2567461080 | Agenda | 935408509 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Apr-2021 | Holding Recon Date | 09-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Arnold S. Barron | Management | Against | Against | ||||||||||||||||||||||||||||
1B. | Election of Director: Gregory M. Bridgeford | Management | Against | Against | ||||||||||||||||||||||||||||
1C. | Election of Director: Thomas W. Dickson | Management | Against | Against | ||||||||||||||||||||||||||||
1D. | Election of Director: Lemuel E. Lewis | Management | Against | Against | ||||||||||||||||||||||||||||
1E. | Election of Director: Jeffrey G. Naylor | Management | Against | Against | ||||||||||||||||||||||||||||
1F. | Election of Director: Winnie Y. Park | Management | Against | Against | ||||||||||||||||||||||||||||
1G. | Election of Director: Bob Sasser | Management | Against | Against | ||||||||||||||||||||||||||||
1H. | Election of Director: Stephanie P. Stahl | Management | Against | Against | ||||||||||||||||||||||||||||
1I. | Election of Director: Carrie A. Wheeler | Management | Against | Against | ||||||||||||||||||||||||||||
1J. | Election of Director: Thomas E. Whiddon | Management | Against | Against | ||||||||||||||||||||||||||||
1K. | Election of Director: Michael A. Witynski | Management | Against | Against | ||||||||||||||||||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company’s named executive officers. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||||||||||||||||||||
4. | To approve the Company’s 2021 Omnibus Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,250,000 | 0 | 04-Jun-2021 | 04-Jun-2021 | |||||||||||||||||||||||||
SONY GROUP CORPORATION | ||||||||||||||||||||||||||||||||
Security | 835699307 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||||||||||||||||||||||
Record Date | 30-Mar-2021 | Holding Recon Date | 30-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||||||||||||||||||||
1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||||||||||||||||||||
1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||||||||||||||||||||||
1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||||||||||||||||||||||
1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||||||||||||||||||||
1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||||||||||||||||||||
1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||||||||||||||||||||||
1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||||||||||||||||||||
1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||||||||||||||||||||||
1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||||||||||||||||||||
1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||||||||||||||||||||||
2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2300 | FMI Large Cap Fund | 9980 | U.S. BANK | 1,460,000 | 0 | 11-Jun-2021 | 11-Jun-2021 | |||||||||||||||||||||||||
WHITBREAD PLC | ||||||||||||||||||||||||||||||||
Security | G9606P197 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Jul-2020 | ||||||||||||||||||||||||||||||
ISIN | GB00B1KJJ408 | Agenda | 712776648 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 03-Jul-2020 | ||||||||||||||||||||||||||||||
City / | Country | DUNSTA BLE | / | United Kingdom | Vote Deadline Date | 29-Jun-2020 | ||||||||||||||||||||||||||
SEDOL(s) | B1KJJ40 - B1MCN34 - B1MCN67 - BKSG2K3 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 27 FEBRUARY 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
3 | TO ELECT HORST BAIER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4 | TO RE-ELECT DAVID ATKINS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE-ELECT ALISON BRITTAIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE-ELECT NICHOLAS CADBURY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE-ELECT ADAM CROZIER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | TO RE-ELECT FRANK FISKERS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE-ELECT RICHARD GILLINGWATER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE-ELECT CHRIS KENNEDY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | TO RE-ELECT DEANNA OPPENHEIMER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | TO RE-ELECT LOUISE SMALLEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | TO RE-ELECT SUSAN TAYLOR MARTIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | TO REAPPOINT DELOITTE LLP AS THE AUDITOR | Management | For | For | ||||||||||||||||||||||||||||
15 | TO AUTHORISE THE BOARD, THROUGH THE AUDIT COMMITTEE, TO SET THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
16 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||||||||||||||||||||
17 | TO AUTHORISE THE BOARD TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||||
18 | TO AUTHORISE THE DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
19 | TO AUTHORISE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
21 | TO ENABLE THE COMPANY TO CALL GENERAL MEETINGS, OTHER THAN AN ANNUAL GENERAL MEETING, ON REDUCED NOTICE | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,908,000 | 0 | 25-Jun-2020 | 25-Jun-2020 | |||||||||||||||||||||||||
FERGUSON PLC | ||||||||||||||||||||||||||||||||
Security | G3421J106 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jul-2020 | ||||||||||||||||||||||||||||||
ISIN | JE00BJVNSS43 | Agenda | 712909045 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 27-Jul-2020 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 21-Jul-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BJVNSS4 - BK8XX01 - BKB0C57 - BKB1DD5 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,480,000 | 0 | 17-Jul-2020 | 17-Jul-2020 | |||||||||||||||||||||||||
B&M EUROPEAN VALUE RETAIL SA. | ||||||||||||||||||||||||||||||||
Security | L1175H106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Sep-2020 | ||||||||||||||||||||||||||||||
ISIN | LU1072616219 | Agenda | 712905453 - Management | |||||||||||||||||||||||||||||
Record Date | 04-Sep-2020 | Holding Recon Date | 04-Sep-2020 | |||||||||||||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 10-Sep-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BMTRW10 - BNFXC97 - BW39G09 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE DIRECTORS REPORT FOR THE YEAR ENDED MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO RECEIVE THE CONSOLIDATED AND UNCONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED MARCH 2020 AND THE AUDITOR’S REPORTS THEREON | Management | For | For | ||||||||||||||||||||||||||||
3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 28 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
4 | TO APPROVE THE UNCONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | TO APPROVE THE RESULT OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2020 AND THE ALLOCATION | Management | For | For | ||||||||||||||||||||||||||||
6 | TO APPROVE THE TOTAL DIVIDEND OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
7 | TO APPROVE THE ANNUAL REPORT ON THE DIRECTORS’ REMUNERATION FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
8 | TO DISCHARGE EACH OF THE DIRECTORS (INCLUDING FORMER DIRECTORS WHO RETIRED DURING THE FINANCIAL YEAR) | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE-ELECT PETER BAMFORD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE-ELECT SIMON ARORA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | TO RE-ELECT PAUL MCDONALD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | TO RE-ELECT RON MCMILLAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | TO RE-ELECT TIFFANY HALL AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | TO RE-ELECT CAROLYN BRADLEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15 | TO RE-ELECT GILLES PETIT AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
16 | TO DISCHARGE THE AUDITOR FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
17 | TO RE-APPOINT KPMG LUXEMBOURG AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
18 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
19 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
20 | TO CONFIRM THE BOARD SHALL HAVE FULL POWER TO ISSUE SHARES ON A NON-PRE-EMPTIVE BASIS GENERALLY UP TO 5 PERCENT OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||||||||||||||||||||||
21 | TO CONFIRM THE BOARD SHALL HAVE FULL POWER TO ISSUE SHARES ON A NON-PRE-EMPTIVE BASIS UP TO AN ADDITIONAL 5 PERCENT OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 01 JUL 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 31,250,000 | 0 | 08-Sep-2020 | 08-Sep-2020 | |||||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Oct-2020 | ||||||||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 713023339 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Oct-2020 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 02-Oct-2020 | ||||||||||||||||||||||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | THE SPECIAL RESOLUTION IS TO APPROVE: (I) THE CROSS-BORDER MERGER, INCLUDING ALL SUCH STEPS AS ARE NECESSARY TO BE TAKEN FOR THE PURPOSE OF EFFECTING THE CROSS-BORDER MERGER; AND (II) THE AMENDMENTS TO THE COMPANY’S ARTICLES OF ASSOCIATION. THE SPECIAL RESOLUTION IS SET OUT IN FULL IN THE NOTICE OF GENERAL MEETING CONTAINED IN SCHEDULE 2 OF THE CIRCULAR | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,125,000 | 0 | 23-Sep-2020 | 23-Sep-2020 | |||||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Court Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Oct-2020 | ||||||||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 713023341 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Oct-2020 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 02-Oct-2020 | ||||||||||||||||||||||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF CROSS-BORDER MERGER | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,125,000 | 0 | 23-Sep-2020 | 23-Sep-2020 | |||||||||||||||||||||||||
SMITHS GROUP PLC | ||||||||||||||||||||||||||||||||
Security | G82401111 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Nov-2020 | ||||||||||||||||||||||||||||||
ISIN | GB00B1WY2338 | Agenda | 713236645 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 12-Nov-2020 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 06-Nov-2020 | ||||||||||||||||||||||||||
SEDOL(s) | B1WY233 - B1YYQ17 - BKSG2P8 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | ADOPTION OF REPORT AND ACCOUNTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
3 | DECLARATION OF A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
4 | ELECTION OF PAM CHENG AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | ELECTION OF KARIN HOEING AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | RE-APPOINTMENT OF KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
15 | AUDITORS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORITY TO ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||||
17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
18 | ADDITIONAL AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
19 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management | For | For | ||||||||||||||||||||||||||||
20 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 DAYS NOTICE | Management | For | For | ||||||||||||||||||||||||||||
21 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 6,200,000 | 0 | 02-Nov-2020 | 02-Nov-2020 | |||||||||||||||||||||||||
B&M EUROPEAN VALUE RETAIL SA. | ||||||||||||||||||||||||||||||||
Security | L1175H106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Dec-2020 | ||||||||||||||||||||||||||||||
ISIN | LU1072616219 | Agenda | 713302052 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Nov-2020 | Holding Recon Date | 19-Nov-2020 | |||||||||||||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 25-Nov-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BMTRW10 - BNFXC97 - BW39G09 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | TO AMEND ARTICLES 5, 6, 9, 24 AND 28 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE “ARTICLES”) TO PROVIDE FOR THE DEMATERIALISATION OF THE SHARES AND CONSEQUENTIAL CHANGES TO THE ARTICLES | Management | For | For | ||||||||||||||||||||||||||||
2 | TO APPROVE THE DEMATERIALISATION OF THE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
3 | TO AMEND ARTICLE 8 OF THE ARTICLES IN RELATION TO TRANSPARENCY DISCLOSURES FOR ACQUISITIONS AND DISPOSALS OF SHARES OVER CERTAIN THRESHOLDS | Management | For | For | ||||||||||||||||||||||||||||
4 | TO AMEND THE ARTICLES BY INSERTING AN ADDITIONAL ARTICLE 35 TO INCLUDE PROVISIONS FOR THE REGULATION OF TAKEOVERS, SQUEEZE- OUT AND SELL-OUT RIGHTS IN RELATION TO THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 27,450,000 | 0 | 23-Nov-2020 | 23-Nov-2020 | |||||||||||||||||||||||||
FERGUSON PLC | ||||||||||||||||||||||||||||||||
Security | G3421J106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Dec-2020 | ||||||||||||||||||||||||||||||
ISIN | JE00BJVNSS43 | Agenda | 713329503 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 01-Dec-2020 | ||||||||||||||||||||||||||||||
City / | Country | WOKING HAM | / | Jersey | Vote Deadline Date | 25-Nov-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BJVNSS4 - BK8XX01 - BKB0C57 - BKB1DD5 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE FINAL DIVIDEND: 208.2 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||||||||||||||||||||
4 | ELECT BILL BRUNDAGE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | RE-ELECT TESSA BAMFORD AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECT GEOFF DRABBLE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECT CATHERINE HALLIGAN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RE-ELECT KEVIN MURPHY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | RE-ELECT ALAN MURRAY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | RE-ELECT TOM SCHMITT AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
14 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
15 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||||
17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
19 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 04 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,530,000 | 0 | 23-Nov-2020 | 23-Nov-2020 | |||||||||||||||||||||||||
CK HUTCHISON HOLDINGS LTD | ||||||||||||||||||||||||||||||||
Security | G21765105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Dec-2020 | ||||||||||||||||||||||||||||||
ISIN | KYG217651051 | Agenda | 713431815 - Management | |||||||||||||||||||||||||||||
Record Date | 14-Dec-2020 | Holding Recon Date | 14-Dec-2020 | |||||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 11-Dec-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BD8NBJ7 - BW9P816 - BWF9FC2 - BWFGCF5 - BWFQVV4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1201/2020120101803.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1201/2020120101827.pdf | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||||
1 | TO APPROVE THE SECOND TRANCHE TRANSACTIONS CONTEMPLATED UNDER THE SHARE PURCHASE AGREEMENTS DATED 12 NOVEMBER 2020 ENTERED INTO BETWEEN, AMONG OTHERS, CK HUTCHISON NETWORKS EUROPE INVESTMENTS S.A R.L. AND CELLNEX TELECOM, S.A. AND ALL ACTIONS TAKEN OR TO BE TAKEN BY THE COMPANY AND/OR ITS SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO THE SECOND TRANCHE TRANSACTIONS, AS MORE PARTICULARLY SET OUT IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING | Management | For | For | ||||||||||||||||||||||||||||
2 | TO RE-ELECT MR WONG KWAI LAM AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 17,000,000 | 0 | 04-Dec-2020 | 04-Dec-2020 | |||||||||||||||||||||||||
SHAW COMMUNICATIONS INC | ||||||||||||||||||||||||||||||||
Security | 82028K200 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-Jan-2021 | ||||||||||||||||||||||||||||||
ISIN | CA82028K2002 | Agenda | 713443214 - Management | |||||||||||||||||||||||||||||
Record Date | 24-Nov-2020 | Holding Recon Date | 24-Nov-2020 | |||||||||||||||||||||||||||||
City / | Country | VIRTUAL | / | Canada | Vote Deadline Date | 07-Jan-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 2591900 - 2801836 - B1CH0J4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD-VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1.A | ELECTION OF DIRECTOR: PETER J. BISSONNETTE | Non-Voting | ||||||||||||||||||||||||||||||
1.B | ELECTION OF DIRECTOR: ADRIAN I. BURNS | Non-Voting | ||||||||||||||||||||||||||||||
1.C | ELECTION OF DIRECTOR: HON. CHRISTINA J. CLARK | Non-Voting | ||||||||||||||||||||||||||||||
1.D | ELECTION OF DIRECTOR: DR. RICHARD R. GREEN | Non-Voting | ||||||||||||||||||||||||||||||
1.E | ELECTION OF DIRECTOR: GREGG KEATING | Non-Voting | ||||||||||||||||||||||||||||||
1.F | ELECTION OF DIRECTOR: MICHAEL W. O’BRIEN | Non-Voting | ||||||||||||||||||||||||||||||
1.G | ELECTION OF DIRECTOR: PAUL K. PEW | Non-Voting | ||||||||||||||||||||||||||||||
1.H | ELECTION OF DIRECTOR: JEFFREY C. ROYER | Non-Voting | ||||||||||||||||||||||||||||||
1.I | ELECTION OF DIRECTOR: BRADLEY S. SHAW | Non-Voting | ||||||||||||||||||||||||||||||
1.J | ELECTION OF DIRECTOR: MIKE SIEVERT | Non-Voting | ||||||||||||||||||||||||||||||
1.K | ELECTION OF DIRECTOR: CARL E. VOGEL | Non-Voting | ||||||||||||||||||||||||||||||
1.L | ELECTION OF DIRECTOR: SHEILA C. WEATHERILL | Non-Voting | ||||||||||||||||||||||||||||||
1.M | ELECTION OF DIRECTOR: STEVEN A. WHITE | Non-Voting | ||||||||||||||||||||||||||||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR THE ENSUING YEAR AND- AUTHORIZE THE DIRECTORS TO SET THEIR REMUNERATION | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,640,000 | 0 | |||||||||||||||||||||||||||
ACCENTURE PLC | ||||||||||||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 03-Feb-2021 | |||||||||||||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 935318128 - Management | |||||||||||||||||||||||||||||
Record Date | 07-Dec-2020 | Holding Recon Date | 07-Dec-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Feb-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Appointment of Director: Jaime Ardila | Management | For | For | ||||||||||||||||||||||||||||
1B. | Appointment of Director: Herbert Hainer | Management | For | For | ||||||||||||||||||||||||||||
1C. | Appointment of Director: Nancy McKinstry | Management | For | For | ||||||||||||||||||||||||||||
1D. | Appointment of Director: Beth E. Mooney | Management | For | For | ||||||||||||||||||||||||||||
1E. | Appointment of Director: Gilles C. Pélisson | Management | For | For | ||||||||||||||||||||||||||||
1F. | Appointment of Director: Paula A. Price | Management | For | For | ||||||||||||||||||||||||||||
1G. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | ||||||||||||||||||||||||||||
1H. | Appointment of Director: David Rowland | Management | For | For | ||||||||||||||||||||||||||||
1I. | Appointment of Director: Arun Sarin | Management | For | For | ||||||||||||||||||||||||||||
1J. | Appointment of Director: Julie Sweet | Management | For | For | ||||||||||||||||||||||||||||
1K. | Appointment of Director: Frank K. Tang | Management | For | For | ||||||||||||||||||||||||||||
1L. | Appointment of Director: Tracey T. Travis | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | To ratify, in a non-binding vote, the appointment of KPMG LLP (“KPMG”) as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG’s remuneration. | Management | For | For | ||||||||||||||||||||||||||||
4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||||
5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | ||||||||||||||||||||||||||||
6. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 215,000 | 0 | 14-Jan-2021 | 14-Jan-2021 | |||||||||||||||||||||||||
COMPASS GROUP PLC | ||||||||||||||||||||||||||||||||
Security | G23296208 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 04-Feb-2021 | ||||||||||||||||||||||||||||||
ISIN | GB00BD6K4575 | Agenda | 713451021 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 02-Feb-2021 | ||||||||||||||||||||||||||||||
City / | Country | CHERTS EY | / | United Kingdom | Vote Deadline Date | 27-Jan-2021 | ||||||||||||||||||||||||||
SEDOL(s) | BD6K457 - BKSG3Q6 - BZBYF99 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | RECEIVE AND ADOPT THE DIRECTORS’ ANNUAL REPORT AND ACCOUNTS AND THE AUDITOR’S REPORT THEREON | Management | For | For | ||||||||||||||||||||||||||||
2 | RECEIVE AND ADOPT THE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||||
3 | RECEIVE AND ADOPT THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
4 | ELECT IAN MEAKINS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECT GARY GREEN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECT KAREN WITTS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RE-ELECT CAROL ARROWSMITH AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | RE-ELECT JOHN BASON AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | RE-ELECT STEFAN BOMHARD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECT JOHN BRYANT AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECT ANNE-FRANCOISE NESMES AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RE-ELECT NELSON SILVA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | RE-ELECT IREENA VITTAL AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15 | REAPPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
17 | DONATIONS TO POLITICAL ORGANISATIONS | Management | For | For | ||||||||||||||||||||||||||||
18 | AUTHORITY TO ALLOT SHARES | Management | Against | Against | ||||||||||||||||||||||||||||
19 | AUTHORITY TO ALLOT SHARES FOR CASH | Management | Against | Against | ||||||||||||||||||||||||||||
20 | ADDITIONAL AUTHORITY TO ALLOT SHARES FOR CASH IN LIMITED CIRCUMSTANCES | Management | Against | Against | ||||||||||||||||||||||||||||
21 | AUTHORITY TO PURCHASE SHARES | Management | For | For | ||||||||||||||||||||||||||||
22 | ADOPTION OF ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
23 | REDUCE GENERAL MEETING NOTICE PERIODS: TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, ON NOT LESS THAN 14 CLEAR WORKING DAYS’ NOTICE, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE DATE OF THE PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 16 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 23. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,845,000 | 0 | 25-Jan-2021 | 25-Jan-2021 | |||||||||||||||||||||||||
DKSH HOLDING AG | ||||||||||||||||||||||||||||||||
Security | H2012M121 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||||||||||||||||||||||
ISIN | CH0126673539 | Agenda | 713612439 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 04-Mar-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B71QPM2 - B789NJ7 - BH66709 - BKJ90R4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF THE FINANCIAL STATEMENTS OF DKSH HOLDING LTD. AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS OF THE DKSH GROUP FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET 2020 AND DECLARATION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
3 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE NEXT ORDINARY GENERAL MEETING | Management | For | For | ||||||||||||||||||||||||||||
4.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Management | For | For | ||||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. WOLFGANG BAIER | Management | For | For | ||||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. JACK CLEMONS | Management | For | For | ||||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MARCO GADOLA | Management | For | For | ||||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ANDREAS W. KELLER | Management | For | For | ||||||||||||||||||||||||||||
5.1.7 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. PROF. DR. ANNETTE G. KOEHLER | Management | For | For | ||||||||||||||||||||||||||||
5.1.8 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. HANS CHRISTOPH TANNER | Management | For | For | ||||||||||||||||||||||||||||
5.1.9 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||||
5.2 | RE-ELECTION OF MR. MARCO GADOLA AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
5.3.1 | RE-ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||||
5.3.2 | RE-ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||||
5.3.3 | RE-ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECTION OF ERNST AND YOUNG LTD., ZURICH, AS STATUTORY AUDITORS OF DKSH HOLDING LTD. FOR THE FINANCIAL YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECTION OF MR. ERNST A. WIDMER, ZURICH, AS INDEPENDENT PROXY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,265,000 | 0 | 01-Mar-2021 | 01-Mar-2021 | |||||||||||||||||||||||||
VIVENDI SE | ||||||||||||||||||||||||||||||||
Security | F97982106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Mar-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0000127771 | Agenda | 713615980 - Management | |||||||||||||||||||||||||||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 16-Mar-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4834777 - 4841379 - B11SBW8 - BF448C0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO | Non-Voting | ||||||||||||||||||||||||||||||
ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 10 MAR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103102100488-30 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - ALLOCATION AND DISTRIBUTION OF INCOME | Management | For | For | ||||||||||||||||||||||||||||
2 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,335,000 | 0 | 12-Mar-2021 | 12-Mar-2021 | |||||||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 07-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 935338170 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Feb-2021 | Holding Recon Date | 17-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Maria M. Hanssen | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Mark G. Papa | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Henri Seydoux | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||||||||||||||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2020; our consolidated statement of income for the year ended December 31, 2020; and our Board of Directors’ declarations of dividends in 2020, as reflected in our 2020 Annual Report to Stockholders. | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | ||||||||||||||||||||||||||||
5. | Approval of an amendment and restatement of the 2017 Schlumberger Omnibus Stock Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||||
6. | Approval of an amendment and restatement of the Schlumberger Discounted Stock Purchase Plan. | Management | For | For | ||||||||||||||||||||||||||||
7. | Approval of an amendment and restatement of the 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,525,000 | 0 | 09-Mar-2021 | 09-Mar-2021 | |||||||||||||||||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||||||||||||||||||||
Security | G50764102 | Meeting Type | Special General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | BMG507641022 | Agenda | 713724044 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Apr-2021 | ||||||||||||||||||||||||||||||
City / | Country | HAMILT ON HM12 | / | Bermuda | Vote Deadline Date | 05-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 0474081 - 2614045 - B0CRVH2 - B5VTXP6 - B838095 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534087 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER’S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVE THE AMALGAMATION AGREEMENT | Management | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,920,963 | 0 | |||||||||||||||||||||||||||
SMITH & NEPHEW PLC | ||||||||||||||||||||||||||||||||
Security | G82343164 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | GB0009223206 | Agenda | 713647090 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 12-Apr-2021 | ||||||||||||||||||||||||||||||
City / | Country | WATFOR D | / | United Kingdom | Vote Deadline Date | 06-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 0922320 - B03W767 - BKX8X01 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
4 | RE-ELECT ROLAND DIGGELMANN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | RE-ELECT ERIK ENGSTROM AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECT ROBIN FREESTONE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | ELECT JOHN MA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | ELECT KATARZYNA MAZUR-HOFSAESS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | ELECT RICK MEDLOCK AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | ELECT ANNE-FRANCOISE NESMES AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECT MARC OWEN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECT ROBERTO QUARTA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RE-ELECT ANGIE RISLEY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | ELECT BOB WHITE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS NOTICE | Management | For | For | ||||||||||||||||||||||||||||
22 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 03 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 21. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,650,000 | 0 | 31-Mar-2021 | 31-Mar-2021 | |||||||||||||||||||||||||
CNH INDUSTRIAL N.V. | ||||||||||||||||||||||||||||||||
Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | NL0010545661 | Agenda | 713654526 - Management | |||||||||||||||||||||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | �� | 18-Mar-2021 | ||||||||||||||||||||||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 31-Mar-2021 | ||||||||||||||||||||||||||
SEDOL(s) | BDSV2V0 - BDX85Z1 - BF445D0 - BFCB7X7 - BFH3MS8 - BKSG076 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | OPEN MEETING | Non-Voting | ||||||||||||||||||||||||||||||
2.a | RECEIVE EXPLANATION ON COMPANY’S RESERVES AND DIVIDEND POLICY | Non-Voting | ||||||||||||||||||||||||||||||
2.b | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2.c | APPROVE DIVIDENDS OF EUR 0.11 PER SHARE | Management | For | For | ||||||||||||||||||||||||||||
2.d | APPROVE DISCHARGE OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE REMUNERATION REPORT | Management | Fo | For | ||||||||||||||||||||||||||||
4.a | REELECT SUZANNE HEYWOOD AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.b | ELECT SCOTT W. WINE AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.c | REELECT HOWARD W. BUFFETT AS NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.d | REELECT TUFAN ERGINBILGIC AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.e | REELECT LEO W. HOULE AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.f | REELECT JOHN B. LANAWAY AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.g | REELECT ALESSANDRO NASI AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.h | REELECT LORENZO SIMONELLI AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.i | REELECT VAGN SORENSEN AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
6 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED COMMON SHARES | Management | For | For | ||||||||||||||||||||||||||||
7 | CLOSE MEETING | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 08 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 08 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,250,000 | 0 | 08-Mar-2021 | 08-Mar-2021 | |||||||||||||||||||||||||
NESTLE S.A. | ||||||||||||||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | CH0038863350 | Agenda | 713713469 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | VEVEY | / | Switzerland | Vote Deadline Date | 31-Mar-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 7123870 - 7125274 - B0ZGHZ6 - BG43QP3 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | For | For | ||||||||||||||||||||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | For | For | ||||||||||||||||||||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | For | For | ||||||||||||||||||||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | For | For | ||||||||||||||||||||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | For | For | ||||||||||||||||||||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | For | For | ||||||||||||||||||||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | For | For | ||||||||||||||||||||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | For | For | ||||||||||||||||||||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | For | For | ||||||||||||||||||||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | For | For | ||||||||||||||||||||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | For | For | ||||||||||||||||||||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | For | For | ||||||||||||||||||||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | For | For | ||||||||||||||||||||||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | For | For | ||||||||||||||||||||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | For | For | ||||||||||||||||||||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | For | For | ||||||||||||||||||||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | For | For | ||||||||||||||||||||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | For | For | ||||||||||||||||||||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | ||||||||||||||||||||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | ||||||||||||||||||||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | ||||||||||||||||||||||||||||
7 | SUPPORT OF NESTLE’S CLIMATE ROADMAP (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||||
8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 365,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||||||
HENKEL AG & CO. KGAA | ||||||||||||||||||||||||||||||||
Security | D3207M102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | DE0006048408 | Agenda | 713657736 - Management | |||||||||||||||||||||||||||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | DUESSE LDORF | / | Germany | Vote Deadline Date | 01-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 5002465 - B0316Z6 - B28J8T7 - BRTLG60 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85 PER PREFERRED SHARE | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | APPROVE DISCHARGE OF SHAREHOLDERS’ COMMITTEE FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
6 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||||
7 | ELECT JAMES ROWAN TO THE SHAREHOLDERS’ COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
8 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||||
9 | AMEND ARTICLES RE: REMUNERATION OF SUPERVISORY BOARD AND SHAREHOLDERS’ COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
10 | APPROVE REMUNERATION OF SUPERVISORY BOARD AND SHAREHOLDERS’ COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
11 | AMEND ARTICLES RE: ELECTRONIC PARTICIPATION IN THE GENERAL MEETING | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 25 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 25 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,240,000 | 0 | 17-Mar-2021 | 17-Mar-2021 | |||||||||||||||||||||||||
AKZO NOBEL NV | ||||||||||||||||||||||||||||||||
Security | N01803308 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | NL0013267909 | Agenda | 713674617 - Management | |||||||||||||||||||||||||||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TBD | / | Netherlands | Vote Deadline Date | 15-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | BHZSJ33 - BJ2KSG2 - BJB54X7 - BJB54Z9 - BJB55X4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||||
1. | OPENING | Non-Voting | ||||||||||||||||||||||||||||||
2. | FINANCIAL YEAR 2020 | Non-Voting | ||||||||||||||||||||||||||||||
2.a | REPORT OF THE BOARD OF MANAGEMENT FOR THE FINANCIAL YEAR 2020 | Non-Voting | ||||||||||||||||||||||||||||||
3. | FINANCIAL STATEMENTS, RESULT AND DIVIDEND | Non-Voting | ||||||||||||||||||||||||||||||
3.a | ADOPTION OF THE 2020 FINANCIAL STATEMENTS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
3.b | DISCUSSION ON THE DIVIDEND POLICY | Non-Voting | ||||||||||||||||||||||||||||||
3.c | PROFIT ALLOCATION AND ADOPTION OF DIVIDEND PROPOSAL | Management | For | For | ||||||||||||||||||||||||||||
3.d | REMUNERATION REPORT 2020 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||||
4. | DISCHARGE | Non-Voting | ||||||||||||||||||||||||||||||
4.a | DISCHARGE FROM LIABILITY OF MEMBERS OF THE BOARD OF MANAGEMENT IN OFFICE IN 2020 FOR THE PERFORMANCE OF THEIR DUTIES IN 2020 | Management | For | For | ||||||||||||||||||||||||||||
4.b | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD IN OFFICE IN 2020 FOR THE PERFORMANCE OF THEIR DUTIES IN 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | REMUNERATION | Non-Voting | ||||||||||||||||||||||||||||||
5.a | AMENDMENT REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||||
5.b | AMENDMENT REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||||
6. | BOARD OF MANAGEMENT | Non-Voting | ||||||||||||||||||||||||||||||
6.a | RE-APPOINTMENT OF MR. T.F.J. VANLANCKER | Management | For | For | ||||||||||||||||||||||||||||
7. | SUPERVISORY BOARD | Non-Voting | ||||||||||||||||||||||||||||||
7.a | RE-APPOINTMENT OF MR. P.W. THOMAS | Management | For | For | ||||||||||||||||||||||||||||
8 | AUTHORIZATION FOR THE BOARD OF MANAGEMENT | Non-Voting | ||||||||||||||||||||||||||||||
8.a | TO ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||||
8.b | TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS | Management | For | For | ||||||||||||||||||||||||||||
9. | AUTHORIZATION FOR THE BOARD OF MANAGEMENT TO ACQUIRE COMMON SHARES IN THE SHARE CAPITAL OF THE COMPANY ON BEHALF OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
10. | CANCELLATION OF COMMON SHARES HELD OR ACQUIRED BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
11. | CLOSING | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 580,000 | 0 | 12-Mar-2021 | 12-Mar-2021 | |||||||||||||||||||||||||
REXEL SA | ||||||||||||||||||||||||||||||||
Security | F7782J366 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0010451203 | Agenda | 713816859 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 09-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B1VP0K0 - B1VYDX1 - B28ZZ50 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104022100766-40 | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 530841 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 25 AND 26. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW N 2020-1379 OF NOVEMBER-14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE- GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL- PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT-ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE,-THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY-WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF THE OVERALL AMOUNT OF EXPENSES AND COSTS REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, DISTRIBUTION OF AN AMOUNT OF 0.46 EURO PER SHARE BY DEDUCTION FROM THE SHARE PREMIUM | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
5 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021, REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
6 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE DIRECTORS FOR THE FINANCIAL YEAR 2021, REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
7 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2021 UNTIL THE END OF THE TERM OF OFFICE OF MR. PATRICK BERARD AS CHIEF EXECUTIVE OFFICER, AS REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
8 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION L OF ARTICLE L.22-10-9, OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO MR. IAN MEAKINS, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO MR. PATRICK BERARD, CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||||
11 | RENEWAL OF THE TERM OF OFFICE OF MR. FRANCOIS HENROT AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RENEWAL OF THE TERM OF OFFICE OF MR. MARCUS ALEXANDERSON AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIA RICHTER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY’S SHARES | Management | For | For | ||||||||||||||||||||||||||||
15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES | Management | For | For | ||||||||||||||||||||||||||||
16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED | Management | For | For | ||||||||||||||||||||||||||||
17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFER OTHER THAN THE OFFERS MENTIONED IN PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, OF COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED | Management | For | For | ||||||||||||||||||||||||||||
18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF AN OFFER REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, OF COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED | Management | For | For | ||||||||||||||||||||||||||||
19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE AMOUNT OF ISSUES CARRIED OUT WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, PURSUANT TO THE SIXTEENTH, SEVENTEENTH AND EIGHTEENTH RESOLUTIONS | Management | For | For | ||||||||||||||||||||||||||||
20 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, AS REMUNERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
21 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF MEMBERS OF A SAVINGS PLAN | Management | For | For | ||||||||||||||||||||||||||||
22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE OF COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF CERTAIN CATEGORIES OF BENEFICIARIES TO ENABLE THE REALISATION OF EMPLOYEE SHAREHOLDING TRANSACTIONS | Management | For | For | ||||||||||||||||||||||||||||
23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS WHOSE CAPITALISATION WOULD BE ALLOWED | Management | For | For | ||||||||||||||||||||||||||||
24 | AMENDMENT TO ARTICLES 14, 28 AND 30 OF THE COMPANY’S BY-LAWS TO UPDATE REFERENCES TO CERTAIN PROVISIONS OF THE FRENCH CIVIL CODE AND THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
25 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2021, AS FROM THE APPOINTMENT OF MR. GUILLAUME TEXIER AS CHIEF EXECUTIVE OFFICER, REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
26 | APPOINTMENT OF MR. GUILLAUME TEXIER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
27 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 517,771 | 0 | 07-Apr-2021 | 07-Apr-2021 | |||||||||||||||||||||||||
EXPEDITORS INT’L OF WASHINGTON, INC. | ||||||||||||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||||||
ISIN | US3021301094 | Agenda | 935356255 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Robert R. Wright | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Glenn M. Alger | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Robert P. Carlile | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: James M. DuBois | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Diane H. Gulyas | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Jeffrey S. Musser | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Liane J. Pelletier | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 375,000 | 0 | 28-Apr-2021 | 28-Apr-2021 | |||||||||||||||||||||||||
MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||||||||||||||||||||||
Security | L6388F110 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TIGO | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||||||
ISIN | LU0038705702 | Agenda | 935367195 - Management | |||||||||||||||||||||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | Luxembourg | Vote Deadline Date | 03-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | To elect the Chair of the AGM and to empower the Chair to appoint the other members of the bureau of the meeting. | Management | For | For | ||||||||||||||||||||||||||||
2. | To receive the management reports of the Board and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
4. | To allocate the results of the year ended December 31, 2020 to unappropriated net profits to be carried forward. | Management | For | For | ||||||||||||||||||||||||||||
5. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
6. | To set the number of Directors at nine (9). | Management | For | For | ||||||||||||||||||||||||||||
7. | To re-elect Mr. José Antonio Ríos García as a Director for a term ending at the annual general meeting to be held in 2022 (the “2022 AGM”). | Management | For | For | ||||||||||||||||||||||||||||
8. | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
9. | To re-elect Mr. Odilon Almeida as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
10. | To re-elect Mr. Mauricio Ramos as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
11. | To re-elect Mr. James Thompson as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
12. | To re-elect Ms. Mercedes Johnson as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
13. | To elect Ms. Sonia Dulá as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
14. | To elect Mr. Lars-Johan Jarnheimer as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
15. | To elect Mr. Bruce Churchill as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
16. | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
17. | To approve the Directors’ remuneration for the period from the AGM to the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
18. | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the date of 2022 AGM and to approve the external auditor remuneration to be paid against approved account. | Management | For | For | ||||||||||||||||||||||||||||
19. | To approve an instruction to the Nomination Committee. | Management | For | For | ||||||||||||||||||||||||||||
20. | To approve the Share Repurchase Plan. | Management | For | For | ||||||||||||||||||||||||||||
21. | To vote on the 2020 Remuneration Report. | Management | For | For | ||||||||||||||||||||||||||||
22. | To approve the Senior Management Remuneration Policy. | Management | For | For | ||||||||||||||||||||||||||||
23. | To approve the share-based incentive plans for Millicom employees. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,675,000 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 713716972 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 03-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 27-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2. | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
3. | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||||
4. | APPROVE CLIMATE TRANSITION ACTION PLAN | Management | Abstain | Against | ||||||||||||||||||||||||||||
5. | RE-ELECT NILS ANDERSEN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6. | RE-ELECT LAURA CHA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7. | RE-ELECT DR JUDITH HARTMANN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8. | RE-ELECT ALAN JOPE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9. | RE-ELECT ANDREA JUNG AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10. | RE-ELECT SUSAN KILSBY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11. | RE-ELECT STRIVE MASIYIWA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12. | RE-ELECT YOUNGME MOON AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13. | RE-ELECT GRAEME PITKETHLY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14. | RE-ELECT JOHN RISHTON AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15. | RE-ELECT FEIKE SIJBESMA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
16. | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
17. | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
18. | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | Against | Against | ||||||||||||||||||||||||||||
19. | APPROVE SHARES PLAN | Management | For | For | ||||||||||||||||||||||||||||
20. | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||||
21. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
22. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
23. | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
24. | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | For | For | ||||||||||||||||||||||||||||
25. | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
26. | APPROVE REDUCTION OF THE SHARE PREMIUM ACCOUNT | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 23 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,050,000 | 0 | 21-Apr-2021 | 21-Apr-2021 | |||||||||||||||||||||||||
HOWDEN JOINERY GROUP PLC | ||||||||||||||||||||||||||||||||
Security | G4647J102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||||||||
ISIN | GB0005576813 | Agenda | 713707137 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 04-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 28-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 0557681 - B02SZ17 - B3QV1W6 - BKSG106 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS OF THE COMPANY THE DIRECTORS OR THE BOARD AND THE REPORT OF THE INDEPENDENT AUDITOR | Management | For | For | ||||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT AS SET OUT IN THE REPORT AND ACCOUNTS FOR THE 52 WEEKS ENDED 26 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | TO DECLARE A FINAL DIVIDEND OF 9.1 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||||||||||||||||||||
4 | TO ELECT PAUL HAYES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE ELECT KAREN CADDICK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE ELECT ANDREW CRIPPS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE ELECT GEOFF DRABBLE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
8 | TO RE ELECT LOUISE FOWLER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE ELECT ANDREW LIVINGSTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE ELECT RICHARD PENNYCOOK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
11 | TO RE ELECT DEBBIE WHITE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
12 | TO REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
13 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
14 | TO GRANT AUTHORITY TO MAKE POLITICAL DONATIONS | Management | Against | Against | ||||||||||||||||||||||||||||
15 | TO AUTHORISE THE BOARD GENERALLY AND UNCONDITIONALLY TO ALLOT SHARES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||||||||||||||||||||||
16 | IF RESOLUTION 15 IS PASSED TO AUTHORISE THE BOARD TO ALLOT EQUITY SECURITIES AS DEFINED IN THE COMPANIES ACT 2006 FOR CASH | Management | For | For | ||||||||||||||||||||||||||||
17 | TO AUTHORISE THE COMPANY GENERALLY AND UNCONDITIONALLY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | ||||||||||||||||||||||||||||
18 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 4,500,000 | 0 | 21-Apr-2021 | 21-Apr-2021 | |||||||||||||||||||||||||
ROYAL PHILIPS NV | ||||||||||||||||||||||||||||||||
Security | N7637U112 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||||||||
ISIN | NL0000009538 | Agenda | 713728321 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | TBD | / | Netherlands | Vote Deadline Date | 28-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4197726 - 4200572 - 5986622 - B4K7BS3 - BF44701 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535842 DUE TO RECEIPT OF- ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1. | SPEECH OF THE PRESIDENT | Non-Voting | ||||||||||||||||||||||||||||||
2. | ANNUAL REPORT 2020 | Non-Voting | ||||||||||||||||||||||||||||||
2a. | EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | ||||||||||||||||||||||||||||||
2b. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||||||||||||||
2c. | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.85 PER COMMON SHARE, IN CASH OR IN SHARES AT THE OPTION OF THE SHAREHOLDER, AGAINST THE NET INCOME FOR 2020 | Management | For | For | ||||||||||||||||||||||||||||
2d. | REMUNERATION REPORT 2020 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||||
2e. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||||
2f. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||||
3. | COMPOSITION OF THE BOARD OF MANAGEMENT: PROPOSAL TO RE-APPOINT MR M.J. VAN GINNEKEN AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM MAY 6, 2021 | Management | For | For | ||||||||||||||||||||||||||||
4. | COMPOSITION OF THE SUPERVISORY BOARD | Non-Voting | ||||||||||||||||||||||||||||||
4.a. | PROPOSAL TO APPOINT MRS S.K. CHUA AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 6, 2021 | Management | For | For | ||||||||||||||||||||||||||||
4.b. | PROPOSAL TO APPOINT MRS I.K. NOOYI AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 6, 2021 | Management | For | For | ||||||||||||||||||||||||||||
5. | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO (I) ISSUE SHARES OR GRANT RIGHTS-TO ACQUIRE SHARES AND (II) RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | Non-Voting | ||||||||||||||||||||||||||||||
5a. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS LAID DOWN IN THE ARTICLES OF ASSOCIATION: THE AUTHORIZATION REFERRED TO ABOVE UNDER A. WILL BE LIMITED TO A MAXIMUM OF 10% OF THE NUMBER OF ISSUED SHARES AS OF MAY 6, 2021 | Management | For | For | ||||||||||||||||||||||||||||
5b. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS | Management | For | For | ||||||||||||||||||||||||||||
6. | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY: PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021, WITHIN THE LIMITS OF THE LAW AND THE ARTICLES OF ASSOCIATION, TO ACQUIRE, WITH THE APPROVAL OF THE SUPERVISORY BOARD, FOR VALUABLE CONSIDERATION, ON THE STOCK EXCHANGE OR OTHERWISE, SHARES IN THE COMPANY AT A PRICE BETWEEN, ON THE ONE HAND, AN AMOUNT EQUAL TO THE PAR VALUE OF THE SHARES AND, ON THE OTHER HAND, AN AMOUNT EQUAL TO 110% OF THE MARKET PRICE OF THESE SHARES ON EURONEXT AMSTERDAM; THE MARKET PRICE BEING THE AVERAGE OF THE HIGHEST PRICE ON EACH OF | Management | For | For | ||||||||||||||||||||||||||||
THE FIVE DAYS OF TRADING PRIOR TO THE DATE ON WHICH THE AGREEMENT TO ACQUIRE THE SHARES IS ENTERED INTO, AS SHOWN IN THE OFFICIAL PRICE LIST OF EURONEXT AMSTERDAM THE MAXIMUM NUMBER OF SHARES THE COMPANY MAY ACQUIRE AND HOLD, WILL NOT EXCEED 10% OF THE ISSUED SHARE CAPITAL AS OF MAY 6, 2021, WHICH NUMBER MAY BE INCREASED BY 10% OF THE ISSUED CAPITAL AS OF THAT SAME | ||||||||||||||||||||||||||||||||
7. | CANCELLATION OF SHARES: PROPOSAL TO CANCEL COMMON SHARES IN THE SHARE CAPITAL OF THE COMPANY HELD OR TO BE ACQUIRED BY THE COMPANY. THE NUMBER OF SHARES THAT WILL BE CANCELLED SHALL BE DETERMINED BY THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||||
8. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 29 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR RESOLUTION 4.a. AND 4.b. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,005,000 | 0 | 19-Apr-2021 | 19-Apr-2021 | |||||||||||||||||||||||||
JARDINE MATHESON HOLDINGS LTD | ||||||||||||||||||||||||||||||||
Security | G50736100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||||||||
ISIN | BMG507361001 | Agenda | 713869420 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 04-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | HAMILT ON | / | Bermuda | Vote Deadline Date | 29-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 2841586 - B02TXX8 - B28D2V9 - B7TB046 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS’ REPORT FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | TO RE-ELECT GRAHAM BAKER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4 | TO RE-ELECT ALEX NEWBIGGING AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
8 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, ‘RELEVANT PERIOD’ BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 60.0 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE | Management | For | For | ||||||||||||||||||||||||||||
DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE (FOR THE PURPOSES OF THIS RESOLUTION, ‘RIGHTS ISSUE’ BEING AN OFFER OF SHARES OR OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO (SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY’S SHARE-BASED LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED USD 8.9 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,015,000 | 0 | 26-Apr-2021 | 26-Apr-2021 | |||||||||||||||||||||||||
SAP SE | ||||||||||||||||||||||||||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||||||||||||||||||||
ISIN | DE0007164600 | Agenda | 713760329 - Management | |||||||||||||||||||||||||||||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | WALLDO RF | / | Germany | Vote Deadline Date | 28-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4846288 - 4882185 - B115107 - B4KJM86 - BF0Z8B6 - BGRHNY0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.85 PER SHARE | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||||
6.1 | ELECT QI LU TO THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||||
6.2 | ELECT ROUVEN WESTPHAL TO THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||||
7 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 10 BILLION APPROVE CREATION OF EUR 100 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
8 | AMEND CORPORATE PURPOSE | Management | For | For | ||||||||||||||||||||||||||||
9 | AMEND ARTICLES RE: PROOF OF ENTITLEMENT | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 395,000 | 0 | 14-Apr-2021 | 14-Apr-2021 | |||||||||||||||||||||||||
CK HUTCHISON HOLDINGS LTD | ||||||||||||||||||||||||||||||||
Security | G21765105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-May-2021 | ||||||||||||||||||||||||||||||
ISIN | KYG217651051 | Agenda | 713870891 - Management | |||||||||||||||||||||||||||||
Record Date | 07-May-2021 | Holding Recon Date | 07-May-2021 | |||||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 06-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | BD8NBJ7 - BW9P816 - BWF9FC2 - BWFGCF5 - BWFQVV4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0412/2021041200611.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0412/2021041200595.pdf | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||||
1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
3.A | TO RE-ELECT MR IP TAK CHUEN, EDMOND AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.B | TO RE-ELECT MR LAI KAI MING, DOMINIC AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.C | TO RE-ELECT MR LEE YEH KWONG, CHARLES AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.D | TO RE-ELECT MR GEORGE COLIN MAGNUS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.E | TO RE-ELECT MR PAUL JOSEPH TIGHE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.F | TO RE-ELECT DR WONG YICK-MING, ROSANNA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4 | TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
5.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
5.2 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 17,000,000 | 0 | 27-Apr-2021 | 27-Apr-2021 | |||||||||||||||||||||||||
GREGGS PLC | ||||||||||||||||||||||||||||||||
Security | G41076111 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2021 | ||||||||||||||||||||||||||||||
ISIN | GB00B63QSB39 | Agenda | 713907941 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 12-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | TBD | / | United Kingdom | Vote Deadline Date | 06-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B4660W1 - B4NTMZ0 - B63QSB3 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE ACCOUNTS FOR THE FIFTY- THREE WEEKS ENDED 2 JANUARY 2021 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR THEREON | Management | For | For | ||||||||||||||||||||||||||||
2 | TO APPOINT RSM UK GROUP LLP AS AUDITOR TO THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
3 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
4 | TO RE-ELECT MR I DURANT AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE-ELECT MR R WHITESIDE AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE-ELECT MR R HUTTON AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE-ELECT DR H GANCZAKOWSKI AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | TO RE-ELECT MR P MCPHILLIPS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE-ELECT MS S TURNER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE-ELECT MRS K FERRY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE FIFTY-THREE WEEKS ENDED 2 JANUARY 2021 | Management | For | For | ||||||||||||||||||||||||||||
12 | THAT THE DIRECTORS BE AUTHORISED TO ALLOT SHARES IN THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
13 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 12, THE DIRECTORS BE GIVEN THE POWER TO ALLOT EQUITY SECURITIES FOR CASH | Management | For | For | ||||||||||||||||||||||||||||
14 | THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
15 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||||||||||||||||||||
16 | THAT THE DRAFT ARTICLES OF ASSOCIATION OF THE COMPANY BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,151,000 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||||||
LLOYDS BANKING GROUP PLC | ||||||||||||||||||||||||||||||||
Security | G5533W248 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||||||||
ISIN | GB0008706128 | Agenda | 713722951 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 18-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | EDINBU RGH | / | United Kingdom | Vote Deadline Date | 12-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 0870612 - 5460524 - BRTM7Q0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE COMPANY’S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO ELECT MR R F BUDENBERG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
3 | TO RE-ELECT MR W L D CHALMERS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
4 | TO RE-ELECT MR A P DICKINSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE-ELECT MS S C LEGG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE-ELECT LORD LUPTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE-ELECT MS A F MACKENZIE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
8 | TO RE-ELECT MR N E T PRETTEJOHN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE-ELECT MR S W SINCLAIR AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE-ELECT MS C M WOODS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
11 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT IN THE FORM SET OUT ON PAGES 115 TO 134 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
12 | TO DECLARE AND PAY A FINAL ORDINARY DIVIDEND OF 0.57 PENCE PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, PAYABLE ON 25 MAY 2021 TO ORDINARY SHAREHOLDERS WHOSE NAMES APPEAR IN THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 16 APRIL 2021 | Management | For | For | ||||||||||||||||||||||||||||
13 | TO APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
14 | TO AUTHORISE THE AUDIT COMMITTEE TO SET THE REMUNERATION OF THE COMPANY’S AUDITOR | Management | For | For | ||||||||||||||||||||||||||||
15 | LLOYDS BANKING GROUP DEFERRED BONUS PLAN 2021 | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORITY FOR THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||||
17 | DIRECTORS’ AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||||
18 | DIRECTORS’ AUTHORITY TO ALLOT SHARES IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||||
19 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
20 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
21 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||||
22 | AUTHORITY TO PURCHASE ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
23 | AUTHORITY TO PURCHASE PREFERENCE SHARES | Management | For | For | ||||||||||||||||||||||||||||
24 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
25 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 129,200,000 | 0 | 10-May-2021 | 10-May-2021 | |||||||||||||||||||||||||
FRESENIUS MEDICAL CARE AG & CO. KGAA | ||||||||||||||||||||||||||||||||
Security | D2734Z107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||||||||
ISIN | DE0005785802 | Agenda | 713838348 - Management | |||||||||||||||||||||||||||||
Record Date | 28-Apr-2021 | Holding Recon Date | 28-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | BAD HOMBUR G V.D. HOEHE | / | Germany | Vote Deadline Date | 03-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 5129074 - B0ZYQH5 - BD3VR54 - BF0Z708 - BHZLGH5 - BRK05T2 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.34 PER SHARE | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||||
6.1 | ELECT DIETER SCHENK TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.2 | ELECT ROLF CLASSON TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.3 | ELECT GREGORY SORENSEN TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.4 | ELECT DOROTHEA WENZEL TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.5 | ELECT PASCALE WITZ TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.6 | ELECT GREGOR ZUEND TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
7 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,100,000 | 0 | 30-Apr-2021 | 30-Apr-2021 | |||||||||||||||||||||||||
CHUBB LIMITED | ||||||||||||||||||||||||||||||||
Security | H1467J104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 20-May-2021 | |||||||||||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 935381501 - Management | |||||||||||||||||||||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
2A | Allocation of disposable profit. | Management | For | For | ||||||||||||||||||||||||||||
2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve). | Management | For | For | ||||||||||||||||||||||||||||
3 | Discharge of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||||
4A | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor. | Management | For | For | ||||||||||||||||||||||||||||
4B | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting. | Management | For | For | ||||||||||||||||||||||||||||
4C | Election of BDO AG (Zurich) as special audit firm. | Management | For | For | ||||||||||||||||||||||||||||
5A | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||||||||||||||||||||||
5B | Election of Director: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||||
5C | Election of Director: Michael G. Atieh | Management | For | For | ||||||||||||||||||||||||||||
5D | Election of Director: Sheila P. Burke | Management | For | For | ||||||||||||||||||||||||||||
5E | Election of Director: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||||
5F | Election of Director: Robert J. Hugin | Management | For | For | ||||||||||||||||||||||||||||
5G | Election of Director: Robert W. Scully | Management | For | For | ||||||||||||||||||||||||||||
5H | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||||||||||||||||||||||
5I | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||||||||||||||||||||||
5J | Election of Director: David H. Sidwell | Management | For | For | ||||||||||||||||||||||||||||
5K | Election of Director: Olivier Steimer | Management | For | For | ||||||||||||||||||||||||||||
5L | Election of Director: Luis Téllez | Management | For | For | ||||||||||||||||||||||||||||
5M | Election of Director: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||||
6 | Election of Evan G. Greenberg as Chairman of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||||
7A | Election of Director of the Compensation Committee: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||||
7B | Election of Director of the Compensation Committee: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||||
7C | Election of Director of the Compensation Committee: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||||
8 | Election of Homburger AG as independent proxy. | Management | For | For | ||||||||||||||||||||||||||||
9 | Approval of the Chubb Limited 2016 Long-Term Incentive Plan, as amended and restated. | Management | For | For | ||||||||||||||||||||||||||||
10 | Reduction of share capital. | Management | For | For | ||||||||||||||||||||||||||||
11A | Compensation of the Board of Directors until the next annual general meeting. | Management | For | For | ||||||||||||||||||||||||||||
11B | Compensation of Executive Management for the next calendar year. | Management | For | For | ||||||||||||||||||||||||||||
12 | Advisory vote to approve executive compensation under U.S. securities law requirements. | Management | For | For | ||||||||||||||||||||||||||||
A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 760,000 | 0 | 14-May-2021 | 14-May-2021 | |||||||||||||||||||||||||
BOLLORE | ||||||||||||||||||||||||||||||||
Security | F10659260 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0000039299 | Agenda | 713725236 - Management | |||||||||||||||||||||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | |||||||||||||||||||||||||||||
City / | Country | PUTEAU X | / | France | Vote Deadline Date | 13-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4572709 - B1L4FR9 - B28FJC5 - BMGWMF2 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE-RELEASED | Non-Voting | ||||||||||||||||||||||||||||||
FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE- REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 03 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103242100632-36 AND-https://www.journal- officiel.gouv.fr/balo/document/202105032101039-53 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF-COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF NON-DEDUCTIBLE EXPENSES - DISCHARGES GRANTED TO ALL DIRECTORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME - SETTING OF THE DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS | Management | Against | Against | ||||||||||||||||||||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF MR. DOMINIQUE HERIARD DUBREUIL AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE PICCIOTTO AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE THE COMPANY’S SHARES | Management | For | For | ||||||||||||||||||||||||||||
8 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION L OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE CORPORATE GOVERNANCE REPORT - “EX POST” SAY ON PAY | Management | Against | Against | ||||||||||||||||||||||||||||
9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED DURING THE SAME PERIOD TO MR. CYRILLE BOLLORE IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER - “EX POST” SAY ON PAY | Management | Against | Against | ||||||||||||||||||||||||||||
10 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS - EX-ANTE VOTING PROCEDURE | Management | For | For | ||||||||||||||||||||||||||||
11 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - EX ANTE VOTING PROCEDURE | Management | Against | Against | ||||||||||||||||||||||||||||
12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL WITH RETENTION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||||||||||||
13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES TO BE PAID UP BY CAPITALISATION OF RESERVES, PROFITS OR PREMIUMS OR BY INCREASING THE NOMINAL | Management | For | For | ||||||||||||||||||||||||||||
14 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH A CAPITAL INCREASE LIMITED TO 10% OF THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | For | For | ||||||||||||||||||||||||||||
15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES PREVIOUSLY REPURCHASED UNDER A SHARE BUYBACK PROGRAMME | Management | For | For | ||||||||||||||||||||||||||||
17 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 19,500,000 | 0 | 11-May-2021 | 11-May-2021 | |||||||||||||||||||||||||
SAFRAN SA | ||||||||||||||||||||||||||||||||
Security | F4035A557 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0000073272 | Agenda | 713755900 - Management | |||||||||||||||||||||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | |||||||||||||||||||||||||||||
City / | Country | MASSY | / | France | Vote Deadline Date | 13-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B058TZ6 - B0591N1 - B28LP25 - BF447J0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO | Non-Voting | ||||||||||||||||||||||||||||||
ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103312100697-39 AND-https://www.journal- officiel.gouv.fr/balo/document/202105072101461-55 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND CHANGE IN- NUMBERING OF ALL RESOLUTIONS AND DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVAL OF TWO AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE ENTERED INTO WITH BNP PARIBAS | Management | For | For | ||||||||||||||||||||||||||||
5 | RATIFICATION OF THE CO-OPTATION OF MR. OLIVIER ANDRIES AS DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE PETITCOLIN | Management | For | For | ||||||||||||||||||||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF HELENE AURIOL POTIER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF SOPHIE ZURQUIYAH AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RENEWAL OF THE TERM OF OFFICE OF PATRICK PELATA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | APPOINTMENT OF FABIENNE LECORVAISIER AS AN INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR ODILE DESFORGES | Management | For | For | ||||||||||||||||||||||||||||
10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR AWARDED FOR THE FINANCIAL YEAR 2020 TO ROSS MCINNES, THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR AWARDED FOR THE FINANCIAL YEAR 2020 TO PHILIPPE PETITCOLIN, THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||||
12 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE, RELATING TO THE COMPENSATION OF CORPORATE OFFICERS | Management | For | For | ||||||||||||||||||||||||||||
13 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
14 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||||
15 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES | Management | For | For | ||||||||||||||||||||||||||||
17 | DELETION FROM THE BY-LAWS OF REFERENCES TO PREFERENCE SHARES A - CORRELATIVE AMENDMENT TO THE ARTICLES 7, 9, 11, AND 12 AND DELETION OF ARTICLE 36 OF THE BY-LAWS | Management | For | For | ||||||||||||||||||||||||||||
18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, BY PUBLIC OFFERING OTHER THAN THAT REFERRED TO IN SECTION I OF ARTICLE L. 411-2, OF THE FRENCH MONETARY AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OF THE COMPANY AND TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, IN THE EVENT OF AN OFFER REFERRED TO IN SECTION I OF ARTICLE L411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS (CARRIED OUT IN ACCORDANCE WITH THE 18TH, THE 19TH, THE 20TH OR THE 21ST RESOLUTIONS), USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELATION OF THE SHAREHOLDER’S PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, BY PUBLIC OFFERING OTHER THAN THAT REFERRED TO IN SECTION I OF ARTICLE L. 411-2, OF THE FRENCH MONETARY AND FINANCIAL COD), USABLE ONLY DURING THE PRE- OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OF THE COMPANY AND TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL IN THE EVENT OF AN OFFER REFERRED TO IN SECTION I OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
27 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS (CARRIED OUT IN ACCORDANCE WITH THE 23RD, THE 24TH, THE 25TH OR THE 26TH RESOLUTIONS), USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
28 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF SAFRAN GROUP SAVINGS PLANS | Management | For | For | ||||||||||||||||||||||||||||
29 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING THE COMPANY’S SHARES HELD BY THE LATTER | Management | For | For | ||||||||||||||||||||||||||||
30 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND OF THE COMPANIES OF THE SAFRAN GROUP, ENTAILING THE WAIVER OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||||||||||||
31 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 770,000 | 0 | 06-May-2021 | 06-May-2021 | |||||||||||||||||||||||||
BOOKING HOLDINGS INC. | ||||||||||||||||||||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | BKNG | Meeting Date | 03-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US09857L1089 | Agenda | 935408434 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Timothy M. Armstrong | For | For | |||||||||||||||||||||||||||||
2 | Glenn D. Fogel | For | For | |||||||||||||||||||||||||||||
3 | Mirian M. Graddick-Weir | For | For | |||||||||||||||||||||||||||||
4 | Wei Hopeman | For | For | |||||||||||||||||||||||||||||
5 | Robert J. Mylod, Jr. | For | For | |||||||||||||||||||||||||||||
6 | Charles H. Noski | For | For | |||||||||||||||||||||||||||||
7 | Nicholas J. Read | For | For | |||||||||||||||||||||||||||||
8 | Thomas E. Rothman | For | For | |||||||||||||||||||||||||||||
9 | Bob van Dijk | For | For | |||||||||||||||||||||||||||||
10 | Lynn M. Vojvodich | For | For | |||||||||||||||||||||||||||||
11 | Vanessa A. Wittman | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote to approve 2020 executive compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | Management proposal to amend the Company’s 1999 Omnibus Plan. | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
5. | Management proposal to amend the Company’s Certificate of Incorporation to allow stockholders the right to act by written consent. | Management | For | For | ||||||||||||||||||||||||||||
6. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | For | Against | ||||||||||||||||||||||||||||
7. | Stockholder proposal requesting the Company issue a climate transition report. | Shareholder | For | Against | ||||||||||||||||||||||||||||
8. | Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company’s climate policies and strategies. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 50,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||||||
WPP PLC | ||||||||||||||||||||||||||||||||
Security | G9788D103 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JE00B8KF9B49 | Agenda | 714065453 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 07-Jun-2021 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 01-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B8KF9B4 - B9GRCY5 - BMF1V31 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE COMPENSATION COMMITTEE REPORT | Management | For | For | ||||||||||||||||||||||||||||
4 | ELECT ANGELA AHRENDTS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | ELECT TOM ILUBE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | ELECT YA-QIN ZHANG AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECT JACQUES AIGRAIN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RE-ELECT SANDRINE DUFOUR AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | RE-ELECT TAREK FARAHAT AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | RE-ELECT ROBERTO QUARTA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECT MARK READ AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECT JOHN ROGERS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RE-ELECT CINDY ROSE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | RE-ELECT NICOLE SELIGMAN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15 | RE-ELECT SALLY SUSMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
16 | RE-ELECT KEITH WEED AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
17 | RE-ELECT JASMINE WHITBREAD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
18 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
19 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
20 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||||
21 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
22 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
23 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
24 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 28 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TEXT OF- RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 5,975,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||||||
VIVENDI SE | ||||||||||||||||||||||||||||||||
Security | F97982106 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0000127771 | Agenda | 714164934 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Jun-2021 | Holding Recon Date | 17-Jun-2021 | |||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 09-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4834777 - 4841379 - B11SBW8 - BF448C0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105122101684-57 AND-https://www.journal- officiel.gouv.fr/balo/document/202106042102385-67 | Non-Voting | ||||||||||||||||||||||||||||||
1 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 3,009,370,168.18 | Management | For | For | ||||||||||||||||||||||||||||
2 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING | Management | For | For | ||||||||||||||||||||||||||||
3 | THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENT AUTHORIZED SINCE THE CLOSING OF THE 2020 FISCAL YEAR AS REFERRED TO THEREIN, AND TAKES NOTICE THAT NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR AND THAT NO AGREEMENT PREVIOUSLY ENTERED INTO REMAINED IN FORCE DURING SAID FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
4 | THE SHAREHOLDERS’ MEETING APPROVES THE RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 3,009,370,168.18 RETAINED EARNINGS: EUR 2,955,604,551.07 DISTRIBUTABLE INCOME: EUR 5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR 651,333,876.60 RETAINED EARNINGS: EUR 5,313,640,842.65 THE SHAREHOLDERS WILL BE GRANTED AN ORDINARY DIVIDEND OF EUR 0.60 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID FROM THE 25TH OF JUNE 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45 PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER SHARE FOR FISCAL YEAR 2019 RESULTS APPROPRIATION | Management | For | For | ||||||||||||||||||||||||||||
5 | THE SHAREHOLDERS’ MEETING ISSUES A FAVOURABLE OPINION ON THE PROPOSED EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS IN KIND OF A MAJORITY OF THE SHARE CAPITAL OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY TO THE SHAREHOLDERS OF THE VIVENDI SE COMPANY, AS REFERRED TO IN RESOLUTION 6 | Management | For | For | ||||||||||||||||||||||||||||
6 | THE SHAREHOLDERS’ MEETING DECIDES TO EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY FOR 1 SHARE OF THE VIVENDI SE COMPANY, CORRESPONDING TO A VALUE OF EUR 19,800,000,000.00 THAT WILL BE CHARGED ON THE RETAINED EARNINGS ACCOUNT FOR THE AMOUNT OF EUR 5,313,640,842.65 (THIS LATTER AMOUNT CORRESPONDING TO THE 2020 EARNINGS AMOUNTING TO EUR 3,009,370,168.18 DIMINISHED BY THE ORDINARY DIVIDEND AMOUNTING TO EUR 651,333,876.60, I.E. EUR 2,358,036,291.58, ADDED WITH THE PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR 2,955,604,551.07) TO BE PAID ON THE 29TH OF SEPTEMBER 2021, TO THE BENEFIT OF THE SHAREHOLDERS OF THE VIVENDI SE COMPANY WHOSE SHARES ARE REGISTERED BY THE 28TH OF SEPTEMBER 2021. THE AMOUNT OF THE DOWN PAYMENT AMOUNTING TO EUR 14,486,359,157.35 WILL BE CHARGED ON THE RESULTS APPROPRIATION OF THE 2021 FISCAL YEAR. ALL POWERS TO THE EXECUTIVE COMMITTEE TO ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
7 | THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION MENTIONED IN THE ARTICLE L.22-10- 9 I OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | ||||||||||||||||||||||||||||
8 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR YANNICK BOLLORE AS CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
9 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ARNAUD DE PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
10 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR GILLES ALIX AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
11 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR CEDRIC DE BAILLIENCOURT AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
12 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR FREDERIC CREPIN AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
13 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR SIMON GILLHAM AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
14 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR HERVE PHILIPPE AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
15 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR STEPHANE ROUSSEL AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
16 | THE SHAREHOLDERS’ MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
17 | THE SHAREHOLDERS’ MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
18 | THE SHAREHOLDERS’ MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
19 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MRS VERONIQUE DRIOT- ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
20 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MRS SANDRINE LE BIHAN AS A MEMBER OF THE SUPERVISORY BOARD REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
21 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY’S EQUITIES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 6. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
22 | THE SHAREHOLDERS’ MEETING GRANTS ALL POWERS TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 7. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
23 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE, EXCEPT DURING THE PERIOD OF A PUBLIC OFFER ON THE COMPANY’S EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF 592,997,810 COMPANY’S SHARES, WITHIN THE LIMIT OF 50 PER CENT OF THE SHARE CAPITAL, TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH A VIEW TO CANCELLING THEM AND REDUCING THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 3,261,487,955.00. THE MAXIMUM PURCHASE PRICE PER SHARE IN THE CONTEXT OF THIS PUBLIC SHARE BUYBACK OFFERING IS SET AT EUR 29.00, CORRESPONDING TO A MAXIMUM AMOUNT | Management | For | For | ||||||||||||||||||||||||||||
OF EUR 17,196,936,490.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||||||||
24 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE EXECUTIVE COMMITTEE THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 655,000,000.00, BY ISSUANCE OF COMPANY’S ORDINARY SHARES AND ANY SECURITIES GIVING ACCESS TO COMPANY’S EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 30 | Management | Against | Against | ||||||||||||||||||||||||||||
25 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 327,500,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING FREE SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 31 | Management | For | For | ||||||||||||||||||||||||||||
26 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 5 PER CENT OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
27 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO GRANT, ON ONE OR MORE OCCASIONS, (I) FREE EXISTING OR TO BE ISSUED COMPANY’S SHARES, IN FAVOUR OF THE EMPLOYEES OF THE COMPANY OR RELATED COMPANIES (II) EXISTING OR TO BE ISSUED COMPANY’S PERFORMANCE SHARES IN FAVOUR OF THE EMPLOYEES AND THE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE PERFORMANCE SHARES GRANTED YEARLY TO THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY NOT REPRESENT MORE THAN 0.035 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 19TH OF APRIL 2018 IN ITS RESOLUTION NUMBER 27. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
28 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND FRENCH OR FOREIGN RELATED COMPANIES, BY ISSUANCE OF SHARES AND ANY OTHER SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL (INCLUDING THE SHARE CAPITAL INCREASE MENTIONED IN RESOLUTION 27). THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH AT EUR 655,000,000.00 IN RESOLUTION NUMBER 24. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 32. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
29 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL UP TO 1 PER CENT OF THE SHARE CAPITAL IN FAVOUR OF (A) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES OF THE VIVENDI GROUP WITH THEIR HEAD OFFICE ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY’S EQUITIES WHOSE SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN (A); (C) ANY FINANCIAL INSTITUTION SETTING UP A STRUCTURED SHAREHOLDING SCHEME FOR EMPLOYEES OF FRENCH COMPANIES OF THE VIVENDI GROUP WITHIN THE USE OF RESOLUTION 27, OR OFFERING THE SUBSCRIPTION OF SHARES TO PERSONS IN (A) NOT BENEFITING FROM THE SHAREHOLDING SCHEME MENTIONED ABOVE OR TO THE EXTENT THAT THE SUBSCRIPTION OF COMPANY’S SHARES BY THAT FINANCIAL INSTITUTION WOULD ALLOW PERSONS IN (A) TO BENEFIT FROM SHAREHOLDING OR SAVINGS SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING THE AUTHORIZATION 33 GRANTED ON APRIL 15, 2019 | Management | For | For | ||||||||||||||||||||||||||||
30 | THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | ||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,675,000 | 0 | 07-Jun-2021 | 07-Jun-2021 | |||||||||||||||||||||||||
SONY GROUP CORPORATION | ||||||||||||||||||||||||||||||||
Security | J76379106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JP3435000009 | Agenda | 714196462 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 6821506 - B0K3NH6 - BYW3ZJ8 | Quick Code | 67580 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
1.1 | Appoint a Director Yoshida, Kenichiro | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Appoint a Director Totoki, Hiroki | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Appoint a Director Sumi, Shuzo | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Appoint a Director Tim Schaaff | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Appoint a Director Oka, Toshiko | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Appoint a Director Wendy Becker | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||||||||||||||||||||||
1.9 | Appoint a Director Adam Crozier | Management | For | For | ||||||||||||||||||||||||||||
1.10 | Appoint a Director Kishigami, Keiko | Management | For | For | ||||||||||||||||||||||||||||
1.11 | Appoint a Director Joseph A. Kraft Jr. | Management | For | For | ||||||||||||||||||||||||||||
2 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 1,640,000 | 0 | 11-Jun-2021 | 11-Jun-2021 | |||||||||||||||||||||||||
SANWA HOLDINGS CORPORATION | ||||||||||||||||||||||||||||||||
Security | J6858G104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JP3344400001 | Agenda | 714242461 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 6776781 - B1CDFL9 - B3BJV03 | Quick Code | 59290 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||||
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Takayama, Toshitaka | Management | For | For | ||||||||||||||||||||||||||||
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Takayama, Yasushi | Management | For | For | ||||||||||||||||||||||||||||
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Fujisawa, Hiroatsu | Management | For | For | ||||||||||||||||||||||||||||
2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Yamazaki, Hiroyuki | Management | For | For | ||||||||||||||||||||||||||||
2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Takayama, Meiji | Management | For | For | ||||||||||||||||||||||||||||
2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Yokota, Masanaka | Management | For | For | ||||||||||||||||||||||||||||
3 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors and Directors who are Audit and Supervisory Committee Members) and Approve Details of the Compensation to be received by Directors | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,700,000 | 0 | 17-Jun-2021 | 17-Jun-2021 | |||||||||||||||||||||||||
YOKOGAWA ELECTRIC CORPORATION | ||||||||||||||||||||||||||||||||
Security | J97272124 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JP3955000009 | Agenda | 714226633 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 6986427 - B1CGT83 - B3BK849 | Quick Code | 68410 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||||
2 | Amend Business Lines, Approve Minor Revisions | Management | For | For | ||||||||||||||||||||||||||||
3.1 | Appoint a Director Nishijima, Takashi | Management | For | For | ||||||||||||||||||||||||||||
3.2 | Appoint a Director Nara, Hitoshi | Management | For | For | ||||||||||||||||||||||||||||
3.3 | Appoint a Director Anabuki, Junichi | Management | For | For | ||||||||||||||||||||||||||||
3.4 | Appoint a Director Yu Dai | Management | For | For | ||||||||||||||||||||||||||||
3.5 | Appoint a Director Uji, Noritaka | Management | For | For | ||||||||||||||||||||||||||||
3.6 | Appoint a Director Seki, Nobuo | Management | For | For | ||||||||||||||||||||||||||||
3.7 | Appoint a Director Sugata, Shiro | Management | For | For | ||||||||||||||||||||||||||||
3.8 | Appoint a Director Uchida, Akira | Management | For | For | ||||||||||||||||||||||||||||
3.9 | Appoint a Director Urano, Kuniko | Management | For | For | ||||||||||||||||||||||||||||
4.1 | Appoint a Corporate Auditor Maemura, Koji | Management | For | For | ||||||||||||||||||||||||||||
4.2 | Appoint a Corporate Auditor Takayama, Yasuko | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 3,515,000 | 0 | 17-Jun-2021 | 17-Jun-2021 | |||||||||||||||||||||||||
BUREAU VERITAS SA | ||||||||||||||||||||||||||||||||
Security | F96888114 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0006174348 | Agenda | 714197325 - Management | |||||||||||||||||||||||||||||
Record Date | 22-Jun-2021 | Holding Recon Date | 22-Jun-2021 | |||||||||||||||||||||||||||||
City / | Country | NEUILLY -SUR- SEINE | / | France | Vote Deadline Date | 14-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B28DTJ6 - B28SN22 - B2Q5MS4 - BMGWK36 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 24 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE | Non-Voting | ||||||||||||||||||||||||||||||
THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 07 JUNE 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202105192101757-60 AND-https://www.journal- officiel.gouv.fr/balo/document/202106072102367-68 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31ST 2020, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 63,524,466.48. THE SHAREHOLDERS’ MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 75,664.00 AND THEIR CORRESPONDING TAX OF EUR 21,885.02 | Management | For | For | ||||||||||||||||||||||||||||
2 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 138,900,000.00 | Management | For | For | ||||||||||||||||||||||||||||
3 | ALLOCATION OF EARNINGS: ORIGIN EARNINGS: EUR 63,524,466.48 LEGAL RESERVE: EUR (1,585,24) FOLLOWING THIS ALLOCATION, THE LEGAL RESERVE ACCOUNT, WHICH PREVIOUSLY AMOUNTED TO EUR 5,425,115.86, WILL SHOW A NEW BALANCE OF EUR 5,426,701.10 REPRESENTING 10 PER CENT OF THE SHARE CAPITAL. DISTRIBUTABLE INCOME: EUR 63,522,881.24 OTHER RESERVES: EUR 1,137,341,005.78 ALLOCATION DIVIDEND: EUR 162,801,033.12 THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.36 PER SHARE, THAT WILL BE ELIGIBLE FOR THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON JULY 7TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.56 PER SHARE FOR FISCAL YEARS 2017 AND 2018, NO DIVIDEND WAS PAID FOR FISCAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||||
4 | THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND TAKES NOTICE THAT NO NEW AGREEMENT AND NOT APPROVED BY THE SHAREHOLDERS’ MEETING AS REFERRED TO THEREIN HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
5 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MS ANA GIROS CALPE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
6 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MS LUCIA SINAPI- THOMAS AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
7 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR ANDRE FRANCOIS-PONCET AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
8 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR JEROME MICHIELS AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
9 | THE SHAREHOLDERS’ MEETING APPOINTS AS DIRECTOR, MS JULIE AVRANE-CHOPARD, TO REPLACE MS IEDA GOMES YELL FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
10 | THE SHAREHOLDERS’ MEETING RATIFIES THE APPOINTMENT OF MS CHRISTINE ANGLADE- PIRZADEH AS A DIRECTOR, TO REPLACE MS STEPHANIE BESNIER, FOR THE REMAINDER OF MS STEPHANIE BESNIER’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023 | Management | For | For | ||||||||||||||||||||||||||||
11 | THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE, FOR THE 2020 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
12 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR ALDO CARDOSO, AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
13 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR DIDIER MICHAUD-DANIEL, AS MANAGING DIRECTOR FOR THE 2020 FISCAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
14 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
15 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
16 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE MANAGING DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
17 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY’S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 45.00, MAXIMUM NUMBER OF ORDINARY SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL (I.E. 45,222,509 SHARES COMPOSING THE SHARE CAPITAL AS OF DECEMBER 31ST 2020), MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 2,035,012,905.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF JUNE 26TH 2020IN ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
18 | THE SHAREHOLDERS’ MEETING DECIDES THAT THE OVERALL NOMINAL AMOUNT PERTAINING TO: - THE CAPITAL INCREASES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 19, 21 TO 24, 26 AND 29 SHALL NOT EXCEED EUR 21,600,000.00, - THE CAPITAL INCREASES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 21 TO 24, 26 AND 29 SHALL NOT EXCEED EUR 5,400,000.00, - THE ISSUANCES OF DEBT SECURITIES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 19, 21 TO 24, 26 AND 29 SHALL NOT EXCEED EUR 1,000,000,000.00 THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT | Management | For | For | ||||||||||||||||||||||||||||
19 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, UP TO EUR 16,200,000.00, BY ISSUANCE, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED, OF ORDINARY SHARES, EQUITY SECURITIES OR DEBT SECURITIES GIVING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR TO BE ISSUED BY THE COMPANY PARENT COMPANY OR SUBSIDIARIES. | Management | For | For | ||||||||||||||||||||||||||||
THE ISSUANCE OF PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 12. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||||||||
20 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTORS ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, UP TO EUR 16,200,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF BOTH METHODS. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 13. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
21 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, UP TO 10 PER CENT OF THE SHARE CAPITAL, BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 14. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
22 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, UP TO EUR 5,400,000.00, BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, IN CONSIDERATION FOR CONTRIBUTIONS OF SECURITIES GRANTED TO THE COMPANY IN THE SCOPE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
23 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 5,400,000.00, BY ISSUANCE BY WAY OF A PUBLIC OFFERING, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF ORDINARY SHARES, EQUITY SECURITIES OR DEBT SECURITIES GIVING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR TO BE ISSUED BY THE COMPANY PARENT COMPANY OR SUBSIDIARIES. THE ISSUANCE OF PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 16. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
24 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 5,400,000.00, BY ISSUANCE BY WAY OF A PRIVATE OFFERING, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF ORDINARY SHARES, EQUITY SECURITIES OR DEBT SECURITIES GIVING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR TO BE ISSUED BY THE COMPANY PARENT COMPANY OR SUBSIDIARIES. | Management | For | For | ||||||||||||||||||||||||||||
THE ISSUANCE OF PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 17. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||||||||
25 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS, FOR A PERIOD OF 12 MONTHS AND WITHIN THE LIMIT OF 10 PER CENT OF THE SHARE CAPITAL PER YEAR, TO SET THE ISSUE PRICE OF THE ORDINARY SHARES AND SECURITIES GIVING ACCESS TO THE SHARE CAPITAL TO BE ISSUED UNDER RESOLUTIONS 23 AND 24, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE SHAREHOLDERS’ MEETING. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 18 | Management | For | For | ||||||||||||||||||||||||||||
26 | SUBJECT TO THE ADOPTION OF RESOLUTION 19 AND 23 TO 25, THE SHAREHOLDERS’ MEETING RESOLVES THAT THE BOARD OF DIRECTORS MAY DECIDE TO INCREASE THE NUMBER OF ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OR SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD, UP TO A MAXIMUM OF 15 PER CENT OF THE INITIAL ISSUE AND AT THE SAME PRICE. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 19 | Management | For | For | ||||||||||||||||||||||||||||
27 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO GRANT, IN FAVOR OF BENEFICIARIES TO BE CHOSEN AMONG EMPLOYEES AND MANAGING CORPORATE OFFICERS OF THE COMPANY, RELATED COMPANIES OR SUBSIDIARIES, OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE FOR COMPANY’S SHARES TO BE ISSUED THROUGH A | Management | Against | Against | ||||||||||||||||||||||||||||
SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING SHARES PURCHASED BY THE COMPANY. PROVIDED THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, EXCEEDING 1.5 PER CENT OF THE SHARE CAPITAL AND 0.1 PER CENT OF THE SHARE CAPITAL FOR CORPORATE OFFICERS OF THE COMPANY. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 20. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||||||||
28 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE EXISTING OR FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR THE MANAGING CORPORATE OFFICERS OF THE COMPANY, RELATED COMPANIES OR SUBSIDIARIES FOR AN AMOUNT REPRESENTING 1 PER CENT OF THE SHARE CAPITAL AND 0.1 PER CENT FOR THE FREE SHARES ALLOCATED TO THE MANAGING CORPORATE OFFICERS. THOSE AMOUNTS SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 27. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 21. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
29 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY SAVINGS OR RELATED COMPANIES PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF ORDINARY SHARES AND- OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. THIS DELEGATION IS GIVEN FOR A 26- MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 24. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
30 | THE SHAREHOLDERS’ MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN UNDER RESOLUTION 17, UP TO 10 PER CENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 23. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
31 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 10: ‘IDENTIFICATION OF SHAREHOLDERS ’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
32 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 15: ‘CONVENING AND PROCEEDINGS OF THE BOARD OF DIRECTORS’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
33 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 17: ‘CHAIR AND VICE- CHAIR OF THE BOARD OF DIRECTORS’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
34 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 19: ‘EXECUTIVE MANAGEMENT - THE DEPUTY GENERAL MANAGEMENT ’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
35 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 22: ‘AUDITORS’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
36 | THE SHAREHOLDERS�� MEETING DECIDES TO AMEND THE FOLLOWING ARTICLES NUMBER 4: ‘HEAD OFFICE’ OF THE BYLAW NUMBER 20 : ‘COMPENSATION’ OF THE BYLAW NUMBER 21: ‘NON- VOTING DIRECTORS’ OF THE BYLAW NUMBER 28: ‘QUORUM- VOTE- NUMBER OF VOTES’ OF THE BYLAW NUMBER 34: ‘RESULT FIXATION, APPROPRIATION AND ALLOCATION’ OF THE BYLAW | Management | For | For | ||||||||||||||||||||||||||||
37 | THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 2,360,000 | 0 | 10-Jun-2021 | 10-Jun-2021 | |||||||||||||||||||||||||
SECOM CO.,LTD. | ||||||||||||||||||||||||||||||||
Security | J69972107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JP3421800008 | Agenda | 714258250 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 6791591 - B018RR8 - B1CDZW0 | Quick Code | 97350 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||||
2.1 | Appoint a Director Iida, Makoto | Management | For | For | ||||||||||||||||||||||||||||
2.2 | Appoint a Director Nakayama, Yasuo | Management | For | For | ||||||||||||||||||||||||||||
2.3 | Appoint a Director Ozeki, Ichiro | Management | For | For | ||||||||||||||||||||||||||||
2.4 | Appoint a Director Yoshida, Yasuyuki | Management | For | For | ||||||||||||||||||||||||||||
2.5 | Appoint a Director Fuse, Tatsuro | Management | For | For | ||||||||||||||||||||||||||||
2.6 | Appoint a Director Izumida, Tatsuya | Management | For | For | ||||||||||||||||||||||||||||
2.7 | Appoint a Director Kurihara, Tatsushi | Management | For | For | ||||||||||||||||||||||||||||
2.8 | Appoint a Director Hirose, Takaharu | Management | For | For | ||||||||||||||||||||||||||||
2.9 | Appoint a Director Kawano, Hirobumi | Management | For | For | ||||||||||||||||||||||||||||
2.10 | Appoint a Director Watanabe, Hajime | Management | For | For | ||||||||||||||||||||||||||||
2.11 | Appoint a Director Hara, Miri | Management | For | For | ||||||||||||||||||||||||||||
3 | Approve Details of the Restricted-Share Compensation to be received by Directors | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2303 | FMI International Fund | 9970 | U.S. BANK | 595,000 | 0 | 16-Jun-2021 | 16-Jun-2021 | |||||||||||||||||||||||||
WHITBREAD PLC | ||||||||||||||||||||||||||||||||
Security | G9606P197 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-Jul-2020 | ||||||||||||||||||||||||||||||
ISIN | GB00B1KJJ408 | Agenda | 712776648 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 03-Jul-2020 | ||||||||||||||||||||||||||||||
City / | Country | DUNSTA BLE | / | United Kingdom | Vote Deadline Date | 29-Jun-2020 | ||||||||||||||||||||||||||
SEDOL(s) | B1KJJ40 - B1MCN34 - B1MCN67 - BKSG2K3 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 27 FEBRUARY 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
3 | TO ELECT HORST BAIER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4 | TO RE-ELECT DAVID ATKINS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE-ELECT ALISON BRITTAIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE-ELECT NICHOLAS CADBURY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE-ELECT ADAM CROZIER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | TO RE-ELECT FRANK FISKERS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE-ELECT RICHARD GILLINGWATER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE-ELECT CHRIS KENNEDY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | TO RE-ELECT DEANNA OPPENHEIMER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | TO RE-ELECT LOUISE SMALLEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | TO RE-ELECT SUSAN TAYLOR MARTIN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | TO REAPPOINT DELOITTE LLP AS THE AUDITOR | Management | For | For | ||||||||||||||||||||||||||||
15 | TO AUTHORISE THE BOARD, THROUGH THE AUDIT COMMITTEE, TO SET THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
16 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||||||||||||||||||||
17 | TO AUTHORISE THE BOARD TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||||
18 | TO AUTHORISE THE DISAPPLICATION OF PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
19 | TO AUTHORISE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
21 | TO ENABLE THE COMPANY TO CALL GENERAL MEETINGS, OTHER THAN AN ANNUAL GENERAL MEETING, ON REDUCED NOTICE | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 23,050 | 0 | 25-Jun-2020 | 25-Jun-2020 | |||||||||||||||||||||||||
FERGUSON PLC | ||||||||||||||||||||||||||||||||
Security | G3421J106 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jul-2020 | ||||||||||||||||||||||||||||||
ISIN | JE00BJVNSS43 | Agenda | 712909045 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 27-Jul-2020 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 21-Jul-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BJVNSS4 - BK8XX01 - BKB0C57 - BKB1DD5 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 20,800 | 0 | 17-Jul-2020 | 17-Jul-2020 | |||||||||||||||||||||||||
B&M EUROPEAN VALUE RETAIL SA. | ||||||||||||||||||||||||||||||||
Security | L1175H106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Sep-2020 | ||||||||||||||||||||||||||||||
ISIN | LU1072616219 | Agenda | 712905453 - Management | |||||||||||||||||||||||||||||
Record Date | 04-Sep-2020 | Holding Recon Date | 04-Sep-2020 | |||||||||||||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 10-Sep-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BMTRW10 - BNFXC97 - BW39G09 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE DIRECTORS REPORT FOR THE YEAR ENDED MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO RECEIVE THE CONSOLIDATED AND UNCONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED MARCH 2020 AND THE AUDITOR’S REPORTS THEREON | Management | For | For | ||||||||||||||||||||||||||||
3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 28 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
4 | TO APPROVE THE UNCONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | TO APPROVE THE RESULT OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2020 AND THE ALLOCATION | Management | For | For | ||||||||||||||||||||||||||||
6 | TO APPROVE THE TOTAL DIVIDEND OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
7 | TO APPROVE THE ANNUAL REPORT ON THE DIRECTORS’ REMUNERATION FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
8 | TO DISCHARGE EACH OF THE DIRECTORS (INCLUDING FORMER DIRECTORS WHO RETIRED DURING THE FINANCIAL YEAR) | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE-ELECT PETER BAMFORD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE-ELECT SIMON ARORA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | TO RE-ELECT PAUL MCDONALD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | TO RE-ELECT RON MCMILLAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | TO RE-ELECT TIFFANY HALL AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | TO RE-ELECT CAROLYN BRADLEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15 | TO RE-ELECT GILLES PETIT AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
16 | TO DISCHARGE THE AUDITOR FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||||||||||||||||||||
17 | TO RE-APPOINT KPMG LUXEMBOURG AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
18 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
19 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
20 | TO CONFIRM THE BOARD SHALL HAVE FULL POWER TO ISSUE SHARES ON A NON-PRE-EMPTIVE BASIS GENERALLY UP TO 5 PERCENT OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||||||||||||||||||||||
21 | TO CONFIRM THE BOARD SHALL HAVE FULL POWER TO ISSUE SHARES ON A NON-PRE-EMPTIVE BASIS UP TO AN ADDITIONAL 5 PERCENT OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 01 JUL 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 401,600 | 0 | 08-Sep-2020 | 08-Sep-2020 | |||||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Oct-2020 | ||||||||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 713023339 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Oct-2020 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 02-Oct-2020 | ||||||||||||||||||||||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | THE SPECIAL RESOLUTION IS TO APPROVE: (I) THE CROSS-BORDER MERGER, INCLUDING ALL SUCH STEPS AS ARE NECESSARY TO BE TAKEN FOR THE PURPOSE OF EFFECTING THE CROSS-BORDER MERGER; AND (II) THE AMENDMENTS TO THE COMPANY’S ARTICLES OF ASSOCIATION. THE SPECIAL RESOLUTION IS SET OUT IN FULL IN THE NOTICE OF GENERAL MEETING CONTAINED IN SCHEDULE 2 OF THE CIRCULAR | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 29,700 | 0 | 23-Sep-2020 | 23-Sep-2020 | |||||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Court Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Oct-2020 | ||||||||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 713023341 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Oct-2020 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 02-Oct-2020 | ||||||||||||||||||||||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF CROSS-BORDER MERGER | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 29,700 | 0 | 23-Sep-2020 | 23-Sep-2020 | |||||||||||||||||||||||||
SMITHS GROUP PLC | ||||||||||||||||||||||||||||||||
Security | G82401111 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Nov-2020 | ||||||||||||||||||||||||||||||
ISIN | GB00B1WY2338 | Agenda | 713236645 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 12-Nov-2020 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 06-Nov-2020 | ||||||||||||||||||||||||||
SEDOL(s) | B1WY233 - B1YYQ17 - BKSG2P8 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | ADOPTION OF REPORT AND ACCOUNTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
3 | DECLARATION OF A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
4 | ELECTION OF PAM CHENG AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | ELECTION OF KARIN HOEING AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECTION OF DAME ANN DOWLING AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RE-ELECTION OF TANYA FRATTO AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | RE-ELECTION OF WILLIAM SEEGER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | RE-ELECTION OF MARK SELIGMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECTION OF JOHN SHIPSEY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECTION OF ANDREW REYNOLDS SMITH AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RE-ELECTION OF NOEL TATA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | RE-APPOINTMENT OF KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
15 | AUDITORS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORITY TO ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||||
17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
18 | ADDITIONAL AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
19 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | Management | For | For | ||||||||||||||||||||||||||||
20 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 DAYS NOTICE | Management | For | For | ||||||||||||||||||||||||||||
21 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 88,600 | 0 | 02-Nov-2020 | 02-Nov-2020 | |||||||||||||||||||||||||
B&M EUROPEAN VALUE RETAIL SA. | ||||||||||||||||||||||||||||||||
Security | L1175H106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Dec-2020 | ||||||||||||||||||||||||||||||
ISIN | LU1072616219 | Agenda | 713302052 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Nov-2020 | Holding Recon Date | 19-Nov-2020 | |||||||||||||||||||||||||||||
City / | Country | LUXEMB OURG | / | Luxembourg | Vote Deadline Date | 25-Nov-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BMTRW10 - BNFXC97 - BW39G09 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | TO AMEND ARTICLES 5, 6, 9, 24 AND 28 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE “ARTICLES”) TO PROVIDE FOR THE DEMATERIALISATION OF THE SHARES AND CONSEQUENTIAL CHANGES TO THE ARTICLES | Management | For | For | ||||||||||||||||||||||||||||
2 | TO APPROVE THE DEMATERIALISATION OF THE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
3 | TO AMEND ARTICLE 8 OF THE ARTICLES IN RELATION TO TRANSPARENCY DISCLOSURES FOR ACQUISITIONS AND DISPOSALS OF SHARES OVER CERTAIN THRESHOLDS | Management | For | For | ||||||||||||||||||||||||||||
4 | TO AMEND THE ARTICLES BY INSERTING AN ADDITIONAL ARTICLE 35 TO INCLUDE PROVISIONS FOR THE REGULATION OF TAKEOVERS, SQUEEZE- OUT AND SELL-OUT RIGHTS IN RELATION TO THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 398,700 | 0 | 23-Nov-2020 | 23-Nov-2020 | |||||||||||||||||||||||||
FERGUSON PLC | ||||||||||||||||||||||||||||||||
Security | G3421J106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Dec-2020 | ||||||||||||||||||||||||||||||
ISIN | JE00BJVNSS43 | Agenda | 713329503 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 01-Dec-2020 | ||||||||||||||||||||||||||||||
City / | Country | WOKING HAM | / | Jersey | Vote Deadline Date | 25-Nov-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BJVNSS4 - BK8XX01 - BKB0C57 - BKB1DD5 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE FINAL DIVIDEND: 208.2 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||||||||||||||||||||
4 | ELECT BILL BRUNDAGE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | RE-ELECT TESSA BAMFORD AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECT GEOFF DRABBLE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECT CATHERINE HALLIGAN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RE-ELECT KEVIN MURPHY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | RE-ELECT ALAN MURRAY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | RE-ELECT TOM SCHMITT AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
14 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
15 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||||
17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
19 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 04 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 22,500 | 0 | 23-Nov-2020 | 23-Nov-2020 | |||||||||||||||||||||||||
CK HUTCHISON HOLDINGS LTD | ||||||||||||||||||||||||||||||||
Security | G21765105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Dec-2020 | ||||||||||||||||||||||||||||||
ISIN | KYG217651051 | Agenda | 713431815 - Management | |||||||||||||||||||||||||||||
Record Date | 14-Dec-2020 | Holding Recon Date | 14-Dec-2020 | |||||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 11-Dec-2020 | ||||||||||||||||||||||||||
SEDOL(s) | BD8NBJ7 - BW9P816 - BWF9FC2 - BWFGCF5 - BWFQVV4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1201/2020120101803.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1201/2020120101827.pdf | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||||
1 | TO APPROVE THE SECOND TRANCHE TRANSACTIONS CONTEMPLATED UNDER THE SHARE PURCHASE AGREEMENTS DATED 12 NOVEMBER 2020 ENTERED INTO BETWEEN, AMONG OTHERS, CK HUTCHISON NETWORKS EUROPE INVESTMENTS S.A R.L. AND CELLNEX TELECOM, S.A. AND ALL ACTIONS TAKEN OR TO BE TAKEN BY THE COMPANY AND/OR ITS SUBSIDIARIES PURSUANT TO OR INCIDENTAL TO THE SECOND TRANCHE TRANSACTIONS, AS MORE PARTICULARLY SET OUT IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING | Management | For | For | ||||||||||||||||||||||||||||
2 | TO RE-ELECT MR WONG KWAI LAM AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 260,000 | 0 | 04-Dec-2020 | 04-Dec-2020 | |||||||||||||||||||||||||
SHAW COMMUNICATIONS INC | ||||||||||||||||||||||||||||||||
Security | 82028K200 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-Jan-2021 | ||||||||||||||||||||||||||||||
ISIN | CA82028K2002 | Agenda | 713443214 - Management | |||||||||||||||||||||||||||||
Record Date | 24-Nov-2020 | Holding Recon Date | 24-Nov-2020 | |||||||||||||||||||||||||||||
City / | Country | VIRTUAL | / | Canada | Vote Deadline Date | 07-Jan-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 2591900 - 2801836 - B1CH0J4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD-VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1.A | ELECTION OF DIRECTOR: PETER J. BISSONNETTE | Non-Voting | ||||||||||||||||||||||||||||||
1.B | ELECTION OF DIRECTOR: ADRIAN I. BURNS | Non-Voting | ||||||||||||||||||||||||||||||
1.C | ELECTION OF DIRECTOR: HON. CHRISTINA J. CLARK | Non-Voting | ||||||||||||||||||||||||||||||
1.D | ELECTION OF DIRECTOR: DR. RICHARD R. GREEN | Non-Voting | ||||||||||||||||||||||||||||||
1.E | ELECTION OF DIRECTOR: GREGG KEATING | Non-Voting | ||||||||||||||||||||||||||||||
1.F | ELECTION OF DIRECTOR: MICHAEL W. O’BRIEN | Non-Voting | ||||||||||||||||||||||||||||||
1.G | ELECTION OF DIRECTOR: PAUL K. PEW | Non-Voting | ||||||||||||||||||||||||||||||
1.H | ELECTION OF DIRECTOR: JEFFREY C. ROYER | Non-Voting | ||||||||||||||||||||||||||||||
1.I | ELECTION OF DIRECTOR: BRADLEY S. SHAW | Non-Voting | ||||||||||||||||||||||||||||||
1.J | ELECTION OF DIRECTOR: MIKE SIEVERT | Non-Voting | ||||||||||||||||||||||||||||||
1.K | ELECTION OF DIRECTOR: CARL E. VOGEL | Non-Voting | ||||||||||||||||||||||||||||||
1.L | ELECTION OF DIRECTOR: SHEILA C. WEATHERILL | Non-Voting | ||||||||||||||||||||||||||||||
1.M | ELECTION OF DIRECTOR: STEVEN A. WHITE | Non-Voting | ||||||||||||||||||||||||||||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR THE ENSUING YEAR AND- AUTHORIZE THE DIRECTORS TO SET THEIR REMUNERATION | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 39,400 | 0 | |||||||||||||||||||||||||||
ACCENTURE PLC | ||||||||||||||||||||||||||||||||
Security | G1151C101 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 03-Feb-2021 | |||||||||||||||||||||||||||||
ISIN | IE00B4BNMY34 | Agenda | 935318128 - Management | |||||||||||||||||||||||||||||
Record Date | 07-Dec-2020 | Holding Recon Date | 07-Dec-2020 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Feb-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1A. | Appointment of Director: Jaime Ardila | Management | For | For | ||||||||||||||||||||||||||||
1B. | Appointment of Director: Herbert Hainer | Management | For | For | ||||||||||||||||||||||||||||
1C. | Appointment of Director: Nancy McKinstry | Management | For | For | ||||||||||||||||||||||||||||
1D. | Appointment of Director: Beth E. Mooney | Management | For | For | ||||||||||||||||||||||||||||
1E. | Appointment of Director: Gilles C. Pélisson | Management | For | For | ||||||||||||||||||||||||||||
1F. | Appointment of Director: Paula A. Price | Management | For | For | ||||||||||||||||||||||||||||
1G. | Appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | ||||||||||||||||||||||||||||
1H. | Appointment of Director: David Rowland | Management | For | For | ||||||||||||||||||||||||||||
1I. | Appointment of Director: Arun Sarin | Management | For | For | ||||||||||||||||||||||||||||
1J. | Appointment of Director: Julie Sweet | Management | For | For | ||||||||||||||||||||||||||||
1K. | Appointment of Director: Frank K. Tang | Management | For | For | ||||||||||||||||||||||||||||
1L. | Appointment of Director: Tracey T. Travis | Management | For | For | ||||||||||||||||||||||||||||
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | To ratify, in a non-binding vote, the appointment of KPMG LLP (“KPMG”) as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG’s remuneration. | Management | For | For | ||||||||||||||||||||||||||||
4. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||||
5. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | ||||||||||||||||||||||||||||
6. | To determine the price range at which Accenture can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI INTERNATIONAL FD II-CURR UNHDGED | 9971 | U.S. BANK | 3,200 | 0 | 14-Jan-2021 | 14-Jan-2021 | |||||||||||||||||||||||||
COMPASS GROUP PLC | ||||||||||||||||||||||||||||||||
Security | G23296208 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 04-Feb-2021 | ||||||||||||||||||||||||||||||
ISIN | GB00BD6K4575 | Agenda | 713451021 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 02-Feb-2021 | ||||||||||||||||||||||||||||||
City / | Country | CHERTS EY | / | United Kingdom | Vote Deadline Date | 27-Jan-2021 | ||||||||||||||||||||||||||
SEDOL(s) | BD6K457 - BKSG3Q6 - BZBYF99 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | RECEIVE AND ADOPT THE DIRECTORS’ ANNUAL REPORT AND ACCOUNTS AND THE AUDITOR’S REPORT THEREON | Management | For | For | ||||||||||||||||||||||||||||
2 | RECEIVE AND ADOPT THE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||||
3 | RECEIVE AND ADOPT THE DIRECTORS’ REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
4 | ELECT IAN MEAKINS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECT GARY GREEN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECT KAREN WITTS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RE-ELECT CAROL ARROWSMITH AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | RE-ELECT JOHN BASON AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | RE-ELECT STEFAN BOMHARD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECT JOHN BRYANT AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECT ANNE-FRANCOISE NESMES AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RE-ELECT NELSON SILVA AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | RE-ELECT IREENA VITTAL AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15 | REAPPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
17 | DONATIONS TO POLITICAL ORGANISATIONS | Management | For | For | ||||||||||||||||||||||||||||
18 | AUTHORITY TO ALLOT SHARES | Management | Against | Against | ||||||||||||||||||||||||||||
19 | AUTHORITY TO ALLOT SHARES FOR CASH | Management | Against | Against | ||||||||||||||||||||||||||||
20 | ADDITIONAL AUTHORITY TO ALLOT SHARES FOR CASH IN LIMITED CIRCUMSTANCES | Management | Against | Against | ||||||||||||||||||||||||||||
21 | AUTHORITY TO PURCHASE SHARES | Management | For | For | ||||||||||||||||||||||||||||
22 | ADOPTION OF ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
23 | REDUCE GENERAL MEETING NOTICE PERIODS: TO AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, ON NOT LESS THAN 14 CLEAR WORKING DAYS’ NOTICE, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE DATE OF THE PASSING OF THIS RESOLUTION | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 16 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 23. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 31,600 | 0 | 25-Jan-2021 | 25-Jan-2021 | |||||||||||||||||||||||||
DKSH HOLDING AG | ||||||||||||||||||||||||||||||||
Security | H2012M121 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Mar-2021 | ||||||||||||||||||||||||||||||
ISIN | CH0126673539 | Agenda | 713612439 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | ZURICH | / | Switzerland | Vote Deadline Date | 04-Mar-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B71QPM2 - B789NJ7 - BH66709 - BKJ90R4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF THE FINANCIAL STATEMENTS OF DKSH HOLDING LTD. AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS OF THE DKSH GROUP FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROPRIATION OF AVAILABLE EARNINGS AS PER BALANCE SHEET 2020 AND DECLARATION OF DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
3 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE NEXT ORDINARY GENERAL MEETING | Management | For | For | ||||||||||||||||||||||||||||
4.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF THE COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Management | For | For | ||||||||||||||||||||||||||||
5.1.1 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. WOLFGANG BAIER | Management | For | For | ||||||||||||||||||||||||||||
5.1.2 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. JACK CLEMONS | Management | For | For | ||||||||||||||||||||||||||||
5.1.3 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MARCO GADOLA | Management | For | For | ||||||||||||||||||||||||||||
5.1.4 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||||
5.1.5 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||||
5.1.6 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ANDREAS W. KELLER | Management | For | For | ||||||||||||||||||||||||||||
5.1.7 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. PROF. DR. ANNETTE G. KOEHLER | Management | For | For | ||||||||||||||||||||||||||||
5.1.8 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: DR. HANS CHRISTOPH TANNER | Management | For | For | ||||||||||||||||||||||||||||
5.1.9 | RE-ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||||
5.2 | RE-ELECTION OF MR. MARCO GADOLA AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
5.3.1 | RE-ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: DR. FRANK CH. GULICH | Management | For | For | ||||||||||||||||||||||||||||
5.3.2 | RE-ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: MR. ADRIAN T. KELLER | Management | For | For | ||||||||||||||||||||||||||||
5.3.3 | RE-ELECTION OF THE MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE: MS. EUNICE ZEHNDER-LAI | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECTION OF ERNST AND YOUNG LTD., ZURICH, AS STATUTORY AUDITORS OF DKSH HOLDING LTD. FOR THE FINANCIAL YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECTION OF MR. ERNST A. WIDMER, ZURICH, AS INDEPENDENT PROXY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 21,650 | 0 | 01-Mar-2021 | 01-Mar-2021 | |||||||||||||||||||||||||
VIVENDI SE | ||||||||||||||||||||||||||||||||
Security | F97982106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Mar-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0000127771 | Agenda | 713615980 - Management | |||||||||||||||||||||||||||||
Record Date | 24-Mar-2021 | Holding Recon Date | 24-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 16-Mar-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4834777 - 4841379 - B11SBW8 - BF448C0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO | Non-Voting | ||||||||||||||||||||||||||||||
ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 10 MAR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103102100488-30 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - ALLOCATION AND DISTRIBUTION OF INCOME | Management | For | For | ||||||||||||||||||||||||||||
2 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 63,000 | 0 | 12-Mar-2021 | 12-Mar-2021 | |||||||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 07-Apr-2021 | |||||||||||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 935338170 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Feb-2021 | Holding Recon Date | 17-Feb-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Apr-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Maria M. Hanssen | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Mark G. Papa | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Henri Seydoux | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||||||||||||||||||||||
2. | Approval of the advisory resolution to approve our executive compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Approval of our consolidated balance sheet as of December 31, 2020; our consolidated statement of income for the year ended December 31, 2020; and our Board of Directors’ declarations of dividends in 2020, as reflected in our 2020 Annual Report to Stockholders. | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2021. | Management | For | For | ||||||||||||||||||||||||||||
5. | Approval of an amendment and restatement of the 2017 Schlumberger Omnibus Stock Incentive Plan. | Management | For | For | ||||||||||||||||||||||||||||
6. | Approval of an amendment and restatement of the Schlumberger Discounted Stock Purchase Plan. | Management | For | For | ||||||||||||||||||||||||||||
7. | Approval of an amendment and restatement of the 2004 Stock and Deferral Plan for Non-Employee Directors. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI INTERNATIONA L FD II-CURR UNHDGED | 9971 | U.S. BANK | 43,100 | 0 | 09-Mar-2021 | 09-Mar-2021 | |||||||||||||||||||||||||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||||||||||||||||||||
Security | G50764102 | Meeting Type | Special General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | BMG507641022 | Agenda | 713724044 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 08-Apr-2021 | ||||||||||||||||||||||||||||||
City / | Country | HAMILT ON HM12 | / | Bermuda | Vote Deadline Date | 05-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 0474081 - 2614045 - B0CRVH2 - B5VTXP6 - B838095 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534087 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER’S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVE THE AMALGAMATION AGREEMENT | Management | Against | |||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 66,611 | 0 | |||||||||||||||||||||||||||
SMITH & NEPHEW PLC | ||||||||||||||||||||||||||||||||
Security | G82343164 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | GB0009223206 | Agenda | 713647090 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 12-Apr-2021 | ||||||||||||||||||||||||||||||
City / | Country | WATFOR D | / | United Kingdom | Vote Deadline Date | 06-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 0922320 - B03W767 - BKX8X01 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
4 | RE-ELECT ROLAND DIGGELMANN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | RE-ELECT ERIK ENGSTROM AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RE-ELECT ROBIN FREESTONE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | ELECT JOHN MA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | ELECT KATARZYNA MAZUR-HOFSAESS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | ELECT RICK MEDLOCK AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | ELECT ANNE-FRANCOISE NESMES AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECT MARC OWEN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECT ROBERTO QUARTA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RE-ELECT ANGIE RISLEY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | ELECT BOB WHITE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15 | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
17 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||||
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
21 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS NOTICE | Management | For | For | ||||||||||||||||||||||||||||
22 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 03 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 21. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 90,300 | 0 | 31-Mar-2021 | 31-Mar-2021 | |||||||||||||||||||||||||
CNH INDUSTRIAL N.V. | ||||||||||||||||||||||||||||||||
Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | NL0010545661 | Agenda | 713654526 - Management | |||||||||||||||||||||||||||||
Record Date | 18-Mar-2021 | Holding Recon Date | 18-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | AMSTER DAM | / | Netherlands | Vote Deadline Date | 31-Mar-2021 | ||||||||||||||||||||||||||
SEDOL(s) | BDSV2V0 - BDX85Z1 - BF445D0 - BFCB7X7 - BFH3MS8 - BKSG076 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | OPEN MEETING | Non-Voting | ||||||||||||||||||||||||||||||
2.a | RECEIVE EXPLANATION ON COMPANY’S RESERVES AND DIVIDEND POLICY | Non-Voting | ||||||||||||||||||||||||||||||
2.b | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2.c | APPROVE DIVIDENDS OF EUR 0.11 PER SHARE | Management | For | For | ||||||||||||||||||||||||||||
2.d | APPROVE DISCHARGE OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
4.a | REELECT SUZANNE HEYWOOD AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.b | ELECT SCOTT W. WINE AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.c | REELECT HOWARD W. BUFFETT AS NON- EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.d | REELECT TUFAN ERGINBILGIC AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.e | REELECT LEO W. HOULE AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.f | REELECT JOHN B. LANAWAY AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.g | REELECT ALESSANDRO NASI AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.h | REELECT LORENZO SIMONELLI AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4.i | REELECT VAGN SORENSEN AS NON-EXECUTIVE DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
6 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED COMMON SHARES | Management | For | For | ||||||||||||||||||||||||||||
7 | CLOSE MEETING | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 08 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 08 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 74,000 | 0 | 08-Mar-2021 | 08-Mar-2021 | |||||||||||||||||||||||||
NESTLE S.A. | ||||||||||||||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | CH0038863350 | Agenda | 713713469 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | VEVEY | / | Switzerland | Vote Deadline Date | 31-Mar-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 7123870 - 7125274 - B0ZGHZ6 - BG43QP3 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | For | For | ||||||||||||||||||||||||||||
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||||
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | For | For | ||||||||||||||||||||||||||||
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | For | For | ||||||||||||||||||||||||||||
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | For | For | ||||||||||||||||||||||||||||
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | For | For | ||||||||||||||||||||||||||||
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | For | For | ||||||||||||||||||||||||||||
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | For | For | ||||||||||||||||||||||||||||
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | For | For | ||||||||||||||||||||||||||||
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||||||||||||
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | For | For | ||||||||||||||||||||||||||||
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | For | For | ||||||||||||||||||||||||||||
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | For | For | ||||||||||||||||||||||||||||
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | For | For | ||||||||||||||||||||||||||||
4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | For | For | ||||||||||||||||||||||||||||
4.2 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | For | For | ||||||||||||||||||||||||||||
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | For | For | ||||||||||||||||||||||||||||
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | For | For | ||||||||||||||||||||||||||||
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | For | For | ||||||||||||||||||||||||||||
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | For | For | ||||||||||||||||||||||||||||
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | For | For | ||||||||||||||||||||||||||||
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | ||||||||||||||||||||||||||||
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | For | For | ||||||||||||||||||||||||||||
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | For | For | ||||||||||||||||||||||||||||
7 | SUPPORT OF NESTLE’S CLIMATE ROADMAP (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||||
8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 7,050 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||||||
HENKEL AG & CO. KGAA | ||||||||||||||||||||||||||||||||
Security | D3207M102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | DE0006048408 | Agenda | 713657736 - Management | |||||||||||||||||||||||||||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | DUESSE LDORF | / | Germany | Vote Deadline Date | 01-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 5002465 - B0316Z6 - B28J8T7 - BRTLG60 | �� | Quick Code | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85 PER PREFERRED SHARE | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | APPROVE DISCHARGE OF SHAREHOLDERS’ COMMITTEE FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
6 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||||
7 | ELECT JAMES ROWAN TO THE SHAREHOLDERS’ COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
8 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||||
9 | AMEND ARTICLES RE: REMUNERATION OF SUPERVISORY BOARD AND SHAREHOLDERS’ COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
10 | APPROVE REMUNERATION OF SUPERVISORY BOARD AND SHAREHOLDERS’ COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
11 | AMEND ARTICLES RE: ELECTRONIC PARTICIPATION IN THE GENERAL MEETING | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 25 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 25 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 24,150 | 0 | 17-Mar-2021 | 17-Mar-2021 | |||||||||||||||||||||||||
AKZO NOBEL NV | ||||||||||||||||||||||||||||||||
Security | N01803308 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | NL0013267909 | Agenda | 713674617 - Management | |||||||||||||||||||||||||||||
Record Date | 25-Mar-2021 | Holding Recon Date | 25-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TBD | / | Netherlands | Vote Deadline Date | 15-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | BHZSJ33 - BJ2KSG2 - BJB54X7 - BJB54Z9 - BJB55X4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||||||||||||||||||||
1. | OPENING | Non-Voting | ||||||||||||||||||||||||||||||
2. | FINANCIAL YEAR 2020 | Non-Voting | ||||||||||||||||||||||||||||||
2.a | REPORT OF THE BOARD OF MANAGEMENT FOR THE FINANCIAL YEAR 2020 | Non-Voting | ||||||||||||||||||||||||||||||
3. | FINANCIAL STATEMENTS, RESULT AND DIVIDEND | Non-Voting | ||||||||||||||||||||||||||||||
3.a | ADOPTION OF THE 2020 FINANCIAL STATEMENTS OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
3.b | DISCUSSION ON THE DIVIDEND POLICY | Non-Voting | ||||||||||||||||||||||||||||||
3.c | PROFIT ALLOCATION AND ADOPTION OF DIVIDEND PROPOSAL | Management | For | For | ||||||||||||||||||||||||||||
3.d | REMUNERATION REPORT 2020 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||||
4. | DISCHARGE | Non-Voting | ||||||||||||||||||||||||||||||
4.a | DISCHARGE FROM LIABILITY OF MEMBERS OF THE BOARD OF MANAGEMENT IN OFFICE IN 2020 FOR THE PERFORMANCE OF THEIR DUTIES IN 2020 | Management | For | For | ||||||||||||||||||||||||||||
4.b | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD IN OFFICE IN 2020 FOR THE PERFORMANCE OF THEIR DUTIES IN 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | REMUNERATION | Non-Voting | ||||||||||||||||||||||||||||||
5.a | AMENDMENT REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||||
5.b | AMENDMENT REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||||
6. | BOARD OF MANAGEMENT | Non-Voting | ||||||||||||||||||||||||||||||
6.a | RE-APPOINTMENT OF MR. T.F.J. VANLANCKER | Management | For | For | ||||||||||||||||||||||||||||
7. | SUPERVISORY BOARD | Non-Voting | ||||||||||||||||||||||||||||||
7.a | RE-APPOINTMENT OF MR. P.W. THOMAS | Management | For | For | ||||||||||||||||||||||||||||
8 | AUTHORIZATION FOR THE BOARD OF MANAGEMENT | Non-Voting | ||||||||||||||||||||||||||||||
8.a | TO ISSUE SHARES | Management | For | For | ||||||||||||||||||||||||||||
8.b | TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS | Management | For | For | ||||||||||||||||||||||||||||
9. | AUTHORIZATION FOR THE BOARD OF MANAGEMENT TO ACQUIRE COMMON SHARES IN THE SHARE CAPITAL OF THE COMPANY ON BEHALF OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
10. | CANCELLATION OF COMMON SHARES HELD OR ACQUIRED BY THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
11. | CLOSING | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 11,000 | 0 | 12-Mar-2021 | 12-Mar-2021 | |||||||||||||||||||||||||
REXEL SA | ||||||||||||||||||||||||||||||||
Security | F7782J366 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0010451203 | Agenda | 713816859 - Management | |||||||||||||||||||||||||||||
Record Date | 19-Apr-2021 | Holding Recon Date | 19-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 09-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B1VP0K0 - B1VYDX1 - B28ZZ50 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104022100766-40 | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 530841 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 25 AND 26. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW N 2020-1379 OF NOVEMBER-14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE- GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL- PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT-ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE,-THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY-WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF THE OVERALL AMOUNT OF EXPENSES AND COSTS REFERRED TO IN ARTICLE 39-4 OF THE FRENCH GENERAL TAX CODE | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, DISTRIBUTION OF AN AMOUNT OF 0.46 EURO PER SHARE BY DEDUCTION FROM THE SHARE PREMIUM | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
5 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021, REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
6 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE DIRECTORS FOR THE FINANCIAL YEAR 2021, REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
7 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2021 UNTIL THE END OF THE TERM OF OFFICE OF MR. PATRICK BERARD AS CHIEF EXECUTIVE OFFICER, AS REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
8 | APPROVAL OF THE INFORMATION REFERRED TO IN SECTION L OF ARTICLE L.22-10-9, OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO MR. IAN MEAKINS, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR 2020 TO MR. PATRICK BERARD, CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||||
11 | RENEWAL OF THE TERM OF OFFICE OF MR. FRANCOIS HENROT AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RENEWAL OF THE TERM OF OFFICE OF MR. MARCUS ALEXANDERSON AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIA RICHTER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY’S SHARES | Management | For | For | ||||||||||||||||||||||||||||
15 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES | Management | For | For | ||||||||||||||||||||||||||||
16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED | Management | For | For | ||||||||||||||||||||||||||||
17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFER OTHER THAN THE OFFERS MENTIONED IN PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, OF COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED | Management | For | For | ||||||||||||||||||||||||||||
18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF AN OFFER REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, OF COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED | Management | For | For | ||||||||||||||||||||||||||||
19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE AMOUNT OF ISSUES CARRIED OUT WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, PURSUANT TO THE SIXTEENTH, SEVENTEENTH AND EIGHTEENTH RESOLUTIONS | Management | For | For | ||||||||||||||||||||||||||||
20 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, AS REMUNERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
21 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF MEMBERS OF A SAVINGS PLAN | Management | For | For | ||||||||||||||||||||||||||||
22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE ON THE ISSUE OF COMMON SHARES OR TRANSFERABLE SECURITIES THAT ARE EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF CERTAIN CATEGORIES OF BENEFICIARIES TO ENABLE THE REALISATION OF EMPLOYEE SHAREHOLDING TRANSACTIONS | Management | For | For | ||||||||||||||||||||||||||||
23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS WHOSE CAPITALISATION WOULD BE ALLOWED | Management | For | For | ||||||||||||||||||||||||||||
24 | AMENDMENT TO ARTICLES 14, 28 AND 30 OF THE COMPANY’S BY-LAWS TO UPDATE REFERENCES TO CERTAIN PROVISIONS OF THE FRENCH CIVIL CODE AND THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
25 | APPROVAL OF THE REMUNERATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER FOR THE FINANCIAL YEAR 2021, AS FROM THE APPOINTMENT OF MR. GUILLAUME TEXIER AS CHIEF EXECUTIVE OFFICER, REFERRED TO IN ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||||||||||||||||||||||||
26 | APPOINTMENT OF MR. GUILLAUME TEXIER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
27 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 9,772 | 0 | 07-Apr-2021 | 07-Apr-2021 | |||||||||||||||||||||||||
EXPEDITORS INT’L OF WASHINGTON, INC. | ||||||||||||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||||||
ISIN | US3021301094 | Agenda | 935356255 - Management | |||||||||||||||||||||||||||||
Record Date | 09-Mar-2021 | Holding Recon Date | 09-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1.1 | Election of Director: Robert R. Wright | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Election of Director: Glenn M. Alger | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Election of Director: Robert P. Carlile | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Election of Director: James M. DuBois | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Election of Director: Diane H. Gulyas | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Election of Director: Jeffrey S. Musser | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Election of Director: Liane J. Pelletier | Management | For | For | ||||||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||||||||||||||||||||
3. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI INTERNATIONA L FD II-CURR UNHDGED | 9971 | U.S. BANK | 6,400 | 0 | 28-Apr-2021 | 28-Apr-2021 | |||||||||||||||||||||||||
MILLICOM INTERNATIONAL CELLULAR S.A. | ||||||||||||||||||||||||||||||||
Security | L6388F110 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | TIGO | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||||||
ISIN | LU0038705702 | Agenda | 935367195 - Management | |||||||||||||||||||||||||||||
Record Date | 10-Mar-2021 | Holding Recon Date | 10-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | Luxembourg | Vote Deadline Date | 03-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | To elect the Chair of the AGM and to empower the Chair to appoint the other members of the bureau of the meeting. | Management | For | For | ||||||||||||||||||||||||||||
2. | To receive the management reports of the Board and the reports of the external auditor on the annual accounts and the consolidated accounts for the year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
3. | To approve the annual accounts and the consolidated accounts for the year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
4. | To allocate the results of the year ended December 31, 2020 to unappropriated net profits to be carried forward. | Management | For | For | ||||||||||||||||||||||||||||
5. | To discharge all the Directors of Millicom for the performance of their mandates during the year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
6. | To set the number of Directors at nine (9). | Management | For | For | ||||||||||||||||||||||||||||
7. | To re-elect Mr. José Antonio Ríos García as a Director for a term ending at the annual general meeting to be held in 2022 (the “2022 AGM”). | Management | For | For | ||||||||||||||||||||||||||||
8. | To re-elect Ms. Pernille Erenbjerg as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
9. | To re-elect Mr. Odilon Almeida as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
10. | To re-elect Mr. Mauricio Ramos as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
11. | To re-elect Mr. James Thompson as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
12. | To re-elect Ms. Mercedes Johnson as a Director for a term ending at the 2022 AGM. | Management | ��For | For | ||||||||||||||||||||||||||||
13. | To elect Ms. Sonia Dulá as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
14. | To elect Mr. Lars-Johan Jarnheimer as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
15. | To elect Mr. Bruce Churchill as a Director for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
16. | To re-elect Mr. José Antonio Ríos García as Chairman of the Board for a term ending at the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
17. | To approve the Directors’ remuneration for the period from the AGM to the 2022 AGM. | Management | For | For | ||||||||||||||||||||||||||||
18. | To re-elect Ernst & Young S.A., Luxembourg as the external auditor for a term ending on the date of 2022 AGM and to approve the external auditor remuneration to be paid against approved account. | Management | For | For | ||||||||||||||||||||||||||||
19. | To approve an instruction to the Nomination Committee. | Management | For | For | ||||||||||||||||||||||||||||
20. | To approve the Share Repurchase Plan. | Management | For | For | ||||||||||||||||||||||||||||
21. | To vote on the 2020 Remuneration Report. | Management | For | For | ||||||||||||||||||||||||||||
22. | To approve the Senior Management Remuneration Policy. | Management | For | For | ||||||||||||||||||||||||||||
23. | To approve the share-based incentive plans for Millicom employees. | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI INTERNATIONA L FD II-CURR UNHDGED | 9971 | U.S. BANK | 27,800 | 0 | 29-Apr-2021 | 29-Apr-2021 | |||||||||||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||||||||||||||
Security | G92087165 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||||||||||||||||||||
ISIN | GB00B10RZP78 | Agenda | 713716972 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 03-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 27-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B10RZP7 - B15F6K8 - BKSG2B4 - BZ15D54 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2. | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||||||||||||||||||||
3. | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||||||||||||||||||||
4. | APPROVE CLIMATE TRANSITION ACTION PLAN | Management | Against | |||||||||||||||||||||||||||||
5. | RE-ELECT NILS ANDERSEN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6. | RE-ELECT LAURA CHA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7. | RE-ELECT DR JUDITH HARTMANN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8. | RE-ELECT ALAN JOPE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9. | RE-ELECT ANDREA JUNG AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10. | RE-ELECT SUSAN KILSBY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11. | RE-ELECT STRIVE MASIYIWA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12. | RE-ELECT YOUNGME MOON AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13. | RE-ELECT GRAEME PITKETHLY AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14. | RE-ELECT JOHN RISHTON AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15. | RE-ELECT FEIKE SIJBESMA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
16. | REAPPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
17. | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
18. | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | Against | Against | ||||||||||||||||||||||||||||
19. | APPROVE SHARES PLAN | Management | For | For | ||||||||||||||||||||||||||||
20. | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||||
21. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
22. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
23. | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
24. | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | For | For | ||||||||||||||||||||||||||||
25. | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
26. | APPROVE REDUCTION OF THE SHARE PREMIUM ACCOUNT | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 23 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 40,700 | 0 | 21-Apr-2021 | 21-Apr-2021 | |||||||||||||||||||||||||
HOWDEN JOINERY GROUP PLC | ||||||||||||||||||||||||||||||||
Security | G4647J102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||||||||
ISIN | GB0005576813 | Agenda | 713707137 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 04-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 28-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 0557681 - B02SZ17 - B3QV1W6 - BKSG106 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS OF THE COMPANY THE DIRECTORS OR THE BOARD AND THE REPORT OF THE INDEPENDENT AUDITOR | Management | For | For | ||||||||||||||||||||||||||||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT AS SET OUT IN THE REPORT AND ACCOUNTS FOR THE 52 WEEKS ENDED 26 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | TO DECLARE A FINAL DIVIDEND OF 9.1 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||||||||||||||||||||
4 | TO ELECT PAUL HAYES AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE ELECT KAREN CADDICK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE ELECT ANDREW CRIPPS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE ELECT GEOFF DRABBLE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
8 | TO RE ELECT LOUISE FOWLER AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE ELECT ANDREW LIVINGSTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE ELECT RICHARD PENNYCOOK AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
11 | TO RE ELECT DEBBIE WHITE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
12 | TO REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
13 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
14 | TO GRANT AUTHORITY TO MAKE POLITICAL DONATIONS | Management | Against | Against | ||||||||||||||||||||||||||||
15 | TO AUTHORISE THE BOARD GENERALLY AND UNCONDITIONALLY TO ALLOT SHARES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 | Management | For | For | ||||||||||||||||||||||||||||
16 | IF RESOLUTION 15 IS PASSED TO AUTHORISE THE BOARD TO ALLOT EQUITY SECURITIES AS DEFINED IN THE COMPANIES ACT 2006 FOR CASH | Management | For | For | ||||||||||||||||||||||||||||
17 | TO AUTHORISE THE COMPANY GENERALLY AND UNCONDITIONALLY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | ||||||||||||||||||||||||||||
18 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 18 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 88,500 | 0 | 21-Apr-2021 | 21-Apr-2021 | |||||||||||||||||||||||||
ROYAL PHILIPS NV | ||||||||||||||||||||||||||||||||
Security | N7637U112 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||||||||
ISIN | NL0000009538 | Agenda | 713728321 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | TBD | / | Netherlands | Vote Deadline Date | 28-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4197726 - 4200572 - 5986622 - B4K7BS3 - BF44701 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535842 DUE TO RECEIPT OF- ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1. | SPEECH OF THE PRESIDENT | Non-Voting | ||||||||||||||||||||||||||||||
2. | ANNUAL REPORT 2020 | Non-Voting | ||||||||||||||||||||||||||||||
2a. | EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | ||||||||||||||||||||||||||||||
2b. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||||||||||||||
2c. | PROPOSAL TO ADOPT A DIVIDEND OF EUR 0.85 PER COMMON SHARE, IN CASH OR IN SHARES AT THE OPTION OF THE SHAREHOLDER, AGAINST THE NET INCOME FOR 2020 | Management | For | For | ||||||||||||||||||||||||||||
2d. | REMUNERATION REPORT 2020 (ADVISORY VOTE) | Management | For | For | ||||||||||||||||||||||||||||
2e. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||||
2f. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||||
3. | COMPOSITION OF THE BOARD OF MANAGEMENT: PROPOSAL TO RE-APPOINT MR M.J. VAN GINNEKEN AS MEMBER OF THE BOARD OF MANAGEMENT WITH EFFECT FROM MAY 6, 2021 | Management | For | For | ||||||||||||||||||||||||||||
4. | COMPOSITION OF THE SUPERVISORY BOARD | Non-Voting | ||||||||||||||||||||||||||||||
4.a. | PROPOSAL TO APPOINT MRS S.K. CHUA AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 6, 2021 | Management | For | For | ||||||||||||||||||||||||||||
4.b. | PROPOSAL TO APPOINT MRS I.K. NOOYI AS MEMBER OF THE SUPERVISORY BOARD WITH EFFECT FROM MAY 6, 2021 | Management | For | For | ||||||||||||||||||||||||||||
5. | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO (I) ISSUE SHARES OR GRANT RIGHTS-TO ACQUIRE SHARES AND (II) RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | Non-Voting | ||||||||||||||||||||||||||||||
5a. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES WITHIN THE LIMITS LAID DOWN IN THE ARTICLES OF ASSOCIATION: THE AUTHORIZATION REFERRED TO ABOVE UNDER A. WILL BE LIMITED TO A MAXIMUM OF 10% OF THE NUMBER OF ISSUED SHARES AS OF MAY 6, 2021 | Management | For | For | ||||||||||||||||||||||||||||
5b. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021, AS THE BODY WHICH IS AUTHORIZED, WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS | Management | For | For | ||||||||||||||||||||||||||||
6. | AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY: PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT FOR A PERIOD OF 18 MONTHS, EFFECTIVE MAY 6, 2021, WITHIN THE LIMITS OF THE LAW AND THE ARTICLES OF ASSOCIATION, TO ACQUIRE, WITH THE APPROVAL OF THE SUPERVISORY BOARD, FOR VALUABLE CONSIDERATION, ON THE STOCK EXCHANGE OR OTHERWISE, SHARES IN THE COMPANY AT A PRICE BETWEEN, ON THE ONE HAND, AN AMOUNT EQUAL TO THE PAR VALUE OF THE SHARES AND, ON THE OTHER HAND, AN AMOUNT EQUAL TO 110% OF THE MARKET PRICE OF THESE SHARES ON EURONEXT AMSTERDAM; THE MARKET PRICE BEING THE AVERAGE OF THE HIGHEST PRICE ON EACH OF | Management | For | For | ||||||||||||||||||||||||||||
THE FIVE DAYS OF TRADING PRIOR TO THE DATE ON WHICH THE AGREEMENT TO ACQUIRE THE SHARES IS ENTERED INTO, AS SHOWN IN THE OFFICIAL PRICE LIST OF EURONEXT AMSTERDAM THE MAXIMUM NUMBER OF SHARES THE COMPANY MAY ACQUIRE AND HOLD, WILL NOT EXCEED 10% OF THE ISSUED SHARE CAPITAL AS OF MAY 6, 2021, WHICH NUMBER MAY BE INCREASED BY 10% OF THE ISSUED CAPITAL AS OF THAT SAME | ||||||||||||||||||||||||||||||||
7. | CANCELLATION OF SHARES: PROPOSAL TO CANCEL COMMON SHARES IN THE SHARE CAPITAL OF THE COMPANY HELD OR TO BE ACQUIRED BY THE COMPANY. THE NUMBER OF SHARES THAT WILL BE CANCELLED SHALL BE DETERMINED BY THE BOARD OF MANAGEMENT | Management | For | For | ||||||||||||||||||||||||||||
8. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 29 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR RESOLUTION 4.a. AND 4.b. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 39,000 | 0 | 19-Apr-2021 | 19-Apr-2021 | |||||||||||||||||||||||||
JARDINE MATHESON HOLDINGS LTD | ||||||||||||||||||||||||||||||||
Security | G50736100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||||||||||||||||||||
ISIN | BMG507361001 | Agenda | 713869420 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 04-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | HAMILT ON | / | Bermuda | Vote Deadline Date | 29-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 2841586 - B02TXX8 - B28D2V9 - B7TB046 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS’ REPORT FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | TO RE-ELECT GRAHAM BAKER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4 | TO RE-ELECT ALEX NEWBIGGING AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
8 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, ‘RELEVANT PERIOD’ BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 60.0 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE | Management | For | For | ||||||||||||||||||||||||||||
DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE (FOR THE PURPOSES OF THIS RESOLUTION, ‘RIGHTS ISSUE’ BEING AN OFFER OF SHARES OR OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO (SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY’S SHARE-BASED LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED USD 8.9 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 21,000 | 0 | 26-Apr-2021 | 26-Apr-2021 | |||||||||||||||||||||||||
SAP SE | ||||||||||||||||||||||||||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||||||||||||||||||||
ISIN | DE0007164600 | Agenda | 713760329 - Management | |||||||||||||||||||||||||||||
Record Date | 20-Apr-2021 | Holding Recon Date | 20-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | WALLDO RF | / | Germany | Vote Deadline Date | 28-Apr-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4846288 - 4882185 - B115107 - B4KJM86 - BF0Z8B6 - BGRHNY0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.85 PER SHARE | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||||
6.1 | ELECT QI LU TO THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||||
6.2 | ELECT ROUVEN WESTPHAL TO THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||||||||||||||
7 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 10 BILLION APPROVE CREATION OF EUR 100 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
8 | AMEND CORPORATE PURPOSE | Management | For | For | ||||||||||||||||||||||||||||
9 | AMEND ARTICLES RE: PROOF OF ENTITLEMENT | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 7,900 | 0 | 14-Apr-2021 | 14-Apr-2021 | |||||||||||||||||||||||||
CK HUTCHISON HOLDINGS LTD | ||||||||||||||||||||||||||||||||
Security | G21765105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-May-2021 | ||||||||||||||||||||||||||||||
ISIN | KYG217651051 | Agenda | 713870891 - Management | |||||||||||||||||||||||||||||
Record Date | 07-May-2021 | Holding Recon Date | 07-May-2021 | |||||||||||||||||||||||||||||
City / | Country | HONG KONG | / | Cayman Islands | Vote Deadline Date | 06-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | BD8NBJ7 - BW9P816 - BWF9FC2 - BWFGCF5 - BWFQVV4 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0412/2021041200611.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0412/2021041200595.pdf | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||||||||||||||||||||
1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS, THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
3.A | TO RE-ELECT MR IP TAK CHUEN, EDMOND AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.B | TO RE-ELECT MR LAI KAI MING, DOMINIC AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.C | TO RE-ELECT MR LEE YEH KWONG, CHARLES AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.D | TO RE-ELECT MR GEORGE COLIN MAGNUS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.E | TO RE-ELECT MR PAUL JOSEPH TIGHE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
3.F | TO RE-ELECT DR WONG YICK-MING, ROSANNA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
4 | TO APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||||||||||||||||||||||
5.1 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
5.2 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 333,600 | 0 | 27-Apr-2021 | 27-Apr-2021 | |||||||||||||||||||||||||
GREGGS PLC | ||||||||||||||||||||||||||||||||
Security | G41076111 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2021 | ||||||||||||||||||||||||||||||
ISIN | GB00B63QSB39 | Agenda | 713907941 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 12-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | TBD | / | United Kingdom | Vote Deadline Date | 06-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B4660W1 - B4NTMZ0 - B63QSB3 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE ACCOUNTS FOR THE FIFTY- THREE WEEKS ENDED 2 JANUARY 2021 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR THEREON | Management | For | For | ||||||||||||||||||||||||||||
2 | TO APPOINT RSM UK GROUP LLP AS AUDITOR TO THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
3 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
4 | TO RE-ELECT MR I DURANT AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE-ELECT MR R WHITESIDE AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE-ELECT MR R HUTTON AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE-ELECT DR H GANCZAKOWSKI AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | TO RE-ELECT MR P MCPHILLIPS AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE-ELECT MS S TURNER AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE-ELECT MRS K FERRY AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE FIFTY-THREE WEEKS ENDED 2 JANUARY 2021 | Management | For | For | ||||||||||||||||||||||||||||
12 | THAT THE DIRECTORS BE AUTHORISED TO ALLOT SHARES IN THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
13 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 12, THE DIRECTORS BE GIVEN THE POWER TO ALLOT EQUITY SECURITIES FOR CASH | Management | For | For | ||||||||||||||||||||||||||||
14 | THAT THE COMPANY BE AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
15 | THAT A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||||||||||||||||||||||
16 | THAT THE DRAFT ARTICLES OF ASSOCIATION OF THE COMPANY BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 23,700 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||||||
LLOYDS BANKING GROUP PLC | ||||||||||||||||||||||||||||||||
Security | G5533W248 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||||||||
ISIN | GB0008706128 | Agenda | 713722951 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 18-May-2021 | ||||||||||||||||||||||||||||||
City / | Country | EDINBU RGH | / | United Kingdom | Vote Deadline Date | 12-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 0870612 - 5460524 - BRTM7Q0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | TO RECEIVE THE COMPANY’S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | TO ELECT MR R F BUDENBERG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
3 | TO RE-ELECT MR W L D CHALMERS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
4 | TO RE-ELECT MR A P DICKINSON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
5 | TO RE-ELECT MS S C LEGG AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
6 | TO RE-ELECT LORD LUPTON AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
7 | TO RE-ELECT MS A F MACKENZIE AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
8 | TO RE-ELECT MR N E T PRETTEJOHN AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
9 | TO RE-ELECT MR S W SINCLAIR AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
10 | TO RE-ELECT MS C M WOODS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
11 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT IN THE FORM SET OUT ON PAGES 115 TO 134 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
12 | TO DECLARE AND PAY A FINAL ORDINARY DIVIDEND OF 0.57 PENCE PER ORDINARY SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, PAYABLE ON 25 MAY 2021 TO ORDINARY SHAREHOLDERS WHOSE NAMES APPEAR IN THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 16 APRIL 2021 | Management | For | For | ||||||||||||||||||||||||||||
13 | TO APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||||||||||||||||||||
14 | TO AUTHORISE THE AUDIT COMMITTEE TO SET THE REMUNERATION OF THE COMPANY’S AUDITOR | Management | For | For | ||||||||||||||||||||||||||||
15 | LLOYDS BANKING GROUP DEFERRED BONUS PLAN 2021 | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORITY FOR THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||||||||||||||||||||||
17 | DIRECTORS’ AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||||||||||||||||||||
18 | DIRECTORS’ AUTHORITY TO ALLOT SHARES IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||||
19 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
20 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS IN THE EVENT OF FINANCING AN ACQUISITION TRANSACTION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
21 | LIMITED DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ISSUE OF REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS | Management | For | For | ||||||||||||||||||||||||||||
22 | AUTHORITY TO PURCHASE ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
23 | AUTHORITY TO PURCHASE PREFERENCE SHARES | Management | For | For | ||||||||||||||||||||||||||||
24 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
25 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 2,539,000 | 0 | 10-May-2021 | 10-May-2021 | |||||||||||||||||||||||||
FRESENIUS MEDICAL CARE AG & CO. KGAA | ||||||||||||||||||||||||||||||||
Security | D2734Z107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||||||||||||||||||||
ISIN | DE0005785802 | Agenda | 713838348 - Management | |||||||||||||||||||||||||||||
Record Date | 28-Apr-2021 | Holding Recon Date | 28-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | BAD HOMBUR G V.D. HOEHE | / | Germany | Vote Deadline Date | 03-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 5129074 - B0ZYQH5 - BD3VR54 - BF0Z708 - BHZLGH5 - BRK05T2 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.34 PER SHARE | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | For | For | ||||||||||||||||||||||||||||
5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | For | For | ||||||||||||||||||||||||||||
6.1 | ELECT DIETER SCHENK TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.2 | ELECT ROLF CLASSON TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.3 | ELECT GREGORY SORENSEN TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.4 | ELECT DOROTHEA WENZEL TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.5 | ELECT PASCALE WITZ TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
6.6 | ELECT GREGOR ZUEND TO THE SUPERVISORY BOARD AND TO THE JOINT COMMITTEE | Management | For | For | ||||||||||||||||||||||||||||
7 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 21,700 | 0 | 30-Apr-2021 | 30-Apr-2021 | |||||||||||||||||||||||||
CHUBB LIMITED | ||||||||||||||||||||||||||||||||
Security | H1467J104 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 20-May-2021 | |||||||||||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 935381501 - Management | |||||||||||||||||||||||||||||
Record Date | 26-Mar-2021 | Holding Recon Date | 26-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2020. | Management | For | For | ||||||||||||||||||||||||||||
2A | Allocation of disposable profit. | Management | For | For | ||||||||||||||||||||||||||||
2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve). | Management | For | For | ||||||||||||||||||||||||||||
3 | Discharge of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||||
4A | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor. | Management | For | For | ||||||||||||||||||||||||||||
4B | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting. | Management | For | For | ||||||||||||||||||||||||||||
4C | Election of BDO AG (Zurich) as special audit firm. | Management | For | For | ||||||||||||||||||||||||||||
5A | Election of Director: Evan G. Greenberg | Management | For | For | ||||||||||||||||||||||||||||
5B | Election of Director: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||||
5C | Election of Director: Michael G. Atieh | Management | For | For | ||||||||||||||||||||||||||||
5D | Election of Director: Sheila P. Burke | Management | For | For | ||||||||||||||||||||||||||||
5E | Election of Director: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||||
5F | Election of Director: Robert J. Hugin | Management | For | For | ||||||||||||||||||||||||||||
5G | Election of Director: Robert W. Scully | Management | For | For | ||||||||||||||||||||||||||||
5H | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | ||||||||||||||||||||||||||||
5I | Election of Director: Theodore E. Shasta | Management | For | For | ||||||||||||||||||||||||||||
5J | Election of Director: David H. Sidwell | Management | For | For | ||||||||||||||||||||||||||||
5K | Election of Director: Olivier Steimer | Management | For | For | ||||||||||||||||||||||||||||
5L | Election of Director: Luis Téllez | Management | For | For | ||||||||||||||||||||||||||||
5M | Election of Director: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||||
6 | Election of Evan G. Greenberg as Chairman of the Board of Directors. | Management | For | For | ||||||||||||||||||||||||||||
7A | Election of Director of the Compensation Committee: Michael P. Connors | Management | For | For | ||||||||||||||||||||||||||||
7B | Election of Director of the Compensation Committee: Mary Cirillo | Management | For | For | ||||||||||||||||||||||||||||
7C | Election of Director of the Compensation Committee: Frances F. Townsend | Management | For | For | ||||||||||||||||||||||||||||
8 | Election of Homburger AG as independent proxy. | Management | For | For | ||||||||||||||||||||||||||||
9 | Approval of the Chubb Limited 2016 Long-Term Incentive Plan, as amended and restated. | Management | For | For | ||||||||||||||||||||||||||||
10 | Reduction of share capital. | Management | For | For | ||||||||||||||||||||||||||||
11A | Compensation of the Board of Directors until the next annual general meeting. | Management | For | For | ||||||||||||||||||||||||||||
11B | Compensation of Executive Management for the next calendar year. | Management | For | For | ||||||||||||||||||||||||||||
12 | Advisory vote to approve executive compensation under U.S. securities law requirements. | Management | For | For | ||||||||||||||||||||||||||||
A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | For | For | ||||||||||||||||||||||||||||
�� | ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI INTERNATIONA L FD II-CURR UNHDGED | 9971 | U.S. BANK | 14,500 | 0 | 14-May-2021 | 14-May-2021 | |||||||||||||||||||||||||
BOLLORE | ||||||||||||||||||||||||||||||||
Security | F10659260 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0000039299 | Agenda | 713725236 - Management | |||||||||||||||||||||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | |||||||||||||||||||||||||||||
City / | Country | PUTEAU X | / | France | Vote Deadline Date | 13-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4572709 - B1L4FR9 - B28FJC5 - BMGWMF2 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 26 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE-RELEASED | Non-Voting | ||||||||||||||||||||||||||||||
FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE- REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 03 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103242100632-36 AND-https://www.journal- officiel.gouv.fr/balo/document/202105032101039-53 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF-COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF NON-DEDUCTIBLE EXPENSES - DISCHARGES GRANTED TO ALL DIRECTORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME - SETTING OF THE DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS | Management | Against | Against | ||||||||||||||||||||||||||||
5 | RENEWAL OF THE TERM OF OFFICE OF MR. DOMINIQUE HERIARD DUBREUIL AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE PICCIOTTO AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE THE COMPANY’S SHARES | Management | For | For | ||||||||||||||||||||||||||||
8 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION L OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE CORPORATE GOVERNANCE REPORT - “EX POST” SAY ON PAY | Management | Against | Against | ||||||||||||||||||||||||||||
9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED DURING THE SAME PERIOD TO MR. CYRILLE BOLLORE IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER - “EX POST” SAY ON PAY | Management | Against | Against | ||||||||||||||||||||||||||||
10 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS - EX-ANTE VOTING PROCEDURE | Management | For | For | ||||||||||||||||||||||||||||
11 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - EX ANTE VOTING PROCEDURE | Management | Against | Against | ||||||||||||||||||||||||||||
12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL WITH RETENTION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||||||||||||
13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES TO BE PAID UP BY CAPITALISATION OF RESERVES, PROFITS OR PREMIUMS OR BY INCREASING THE NOMINAL | Management | For | For | ||||||||||||||||||||||||||||
14 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH A CAPITAL INCREASE LIMITED TO 10% OF THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | For | For | ||||||||||||||||||||||||||||
15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES PREVIOUSLY REPURCHASED UNDER A SHARE BUYBACK PROGRAMME | Management | For | For | ||||||||||||||||||||||||||||
17 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 387,000 | 0 | 11-May-2021 | 11-May-2021 | |||||||||||||||||||||||||
SAFRAN SA | ||||||||||||||||||||||||||||||||
Security | F4035A557 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0000073272 | Agenda | 713755900 - Management | |||||||||||||||||||||||||||||
Record Date | 21-May-2021 | Holding Recon Date | 21-May-2021 | |||||||||||||||||||||||||||||
City / | Country | MASSY | / | France | Vote Deadline Date | 13-May-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B058TZ6 - B0591N1 - B28LP25 - BF447J0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO | Non-Voting | ||||||||||||||||||||||||||||||
ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 07 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103312100697-39 AND-https://www.journal- officiel.gouv.fr/balo/document/202105072101461-55 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND CHANGE IN- NUMBERING OF ALL RESOLUTIONS AND DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||||||||||||||||||||
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
4 | APPROVAL OF TWO AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE ENTERED INTO WITH BNP PARIBAS | Management | For | For | ||||||||||||||||||||||||||||
5 | RATIFICATION OF THE CO-OPTATION OF MR. OLIVIER ANDRIES AS DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE PETITCOLIN | Management | For | For | ||||||||||||||||||||||||||||
6 | RENEWAL OF THE TERM OF OFFICE OF HELENE AURIOL POTIER AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RENEWAL OF THE TERM OF OFFICE OF SOPHIE ZURQUIYAH AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RENEWAL OF THE TERM OF OFFICE OF PATRICK PELATA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | APPOINTMENT OF FABIENNE LECORVAISIER AS AN INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR ODILE DESFORGES | Management | For | For | ||||||||||||||||||||||||||||
10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR AWARDED FOR THE FINANCIAL YEAR 2020 TO ROSS MCINNES, THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
11 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR AWARDED FOR THE FINANCIAL YEAR 2020 TO PHILIPPE PETITCOLIN, THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||||
12 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE, RELATING TO THE COMPENSATION OF CORPORATE OFFICERS | Management | For | For | ||||||||||||||||||||||||||||
13 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
14 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||||||||||||||||||||||
15 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
16 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY’S SHARES | Management | For | For | ||||||||||||||||||||||||||||
17 | DELETION FROM THE BY-LAWS OF REFERENCES TO PREFERENCE SHARES A - CORRELATIVE AMENDMENT TO THE ARTICLES 7, 9, 11, AND 12 AND DELETION OF ARTICLE 36 OF THE BY-LAWS | Management | For | For | ||||||||||||||||||||||||||||
18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, BY PUBLIC OFFERING OTHER THAN THAT REFERRED TO IN SECTION I OF ARTICLE L. 411-2, OF THE FRENCH MONETARY AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OF THE COMPANY AND TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, IN THE EVENT OF AN OFFER REFERRED TO IN SECTION I OF ARTICLE L411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS (CARRIED OUT IN ACCORDANCE WITH THE 18TH, THE 19TH, THE 20TH OR THE 21ST RESOLUTIONS), USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELATION OF THE SHAREHOLDER’S PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, BY PUBLIC OFFERING OTHER THAN THAT REFERRED TO IN SECTION I OF ARTICLE L. 411-2, OF THE FRENCH MONETARY AND FINANCIAL COD), USABLE ONLY DURING THE PRE- OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELATION OF THE SHAREHOLDERS’ PRE- EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OF THE COMPANY AND TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL IN THE EVENT OF AN OFFER REFERRED TO IN SECTION I OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
27 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS (CARRIED OUT IN ACCORDANCE WITH THE 23RD, THE 24TH, THE 25TH OR THE 26TH RESOLUTIONS), USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS | Management | For | For | ||||||||||||||||||||||||||||
28 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF SAFRAN GROUP SAVINGS PLANS | Management | For | For | ||||||||||||||||||||||||||||
29 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING THE COMPANY’S SHARES HELD BY THE LATTER | Management | For | For | ||||||||||||||||||||||||||||
30 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND OF THE COMPANIES OF THE SAFRAN GROUP, ENTAILING THE WAIVER OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||||||||||||||||||||||||
31 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 15,100 | 0 | 06-May-2021 | 06-May-2021 | |||||||||||||||||||||||||
BOOKING HOLDINGS INC. | ||||||||||||||||||||||||||||||||
Security | 09857L108 | Meeting Type | Annual | |||||||||||||||||||||||||||||
Ticker Symbol | BKNG | Meeting Date | 03-Jun-2021 | |||||||||||||||||||||||||||||
ISIN | US09857L1089 | Agenda | 935408434 - Management | |||||||||||||||||||||||||||||
Record Date | 08-Apr-2021 | Holding Recon Date | 08-Apr-2021 | |||||||||||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Jun-2021 | |||||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||||||
1 | Timothy M. Armstrong | For | For | |||||||||||||||||||||||||||||
2 | Glenn D. Fogel | For | For | |||||||||||||||||||||||||||||
3 | Mirian M. Graddick-Weir | For | For | |||||||||||||||||||||||||||||
4 | Wei Hopeman | For | For | |||||||||||||||||||||||||||||
5 | Robert J. Mylod, Jr. | For | For | |||||||||||||||||||||||||||||
6 | Charles H. Noski | For | For | |||||||||||||||||||||||||||||
7 | Nicholas J. Read | For | For | |||||||||||||||||||||||||||||
8 | Thomas E. Rothman | For | For | |||||||||||||||||||||||||||||
9 | Bob van Dijk | For | For | |||||||||||||||||||||||||||||
10 | Lynn M. Vojvodich | For | For | |||||||||||||||||||||||||||||
11 | Vanessa A. Wittman | For | For | |||||||||||||||||||||||||||||
2. | Advisory vote to approve 2020 executive compensation. | Management | Against | Against | ||||||||||||||||||||||||||||
3. | Management proposal to amend the Company’s 1999 Omnibus Plan. | Management | For | For | ||||||||||||||||||||||||||||
4. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||||||||||||||||||||
5. | Management proposal to amend the Company’s Certificate of Incorporation to allow stockholders the right to act by written consent. | Management | For | For | ||||||||||||||||||||||||||||
6. | Stockholder proposal requesting the right of stockholders to act by written consent. | Shareholder | For | Against | ||||||||||||||||||||||||||||
7. | Stockholder proposal requesting the Company issue a climate transition report. | Shareholder | For | Against | ||||||||||||||||||||||||||||
8. | Stockholder proposal requesting the Company hold an annual advisory stockholder vote on the Company’s climate policies and strategies. | Shareholder | For | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI INTERNATIONA L FD II-CURR UNHDGED | 9971 | U.S. BANK | 925 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||||||
WPP PLC | ||||||||||||||||||||||||||||||||
Security | G9788D103 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 09-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JE00B8KF9B49 | Agenda | 714065453 - Management | |||||||||||||||||||||||||||||
Record Date | Holding Recon Date | 07-Jun-2021 | ||||||||||||||||||||||||||||||
City / | Country | LONDON | / | Jersey | Vote Deadline Date | 01-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B8KF9B4 - B9GRCY5 - BMF1V31 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||||||||||||||||||||
2 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||||||||||||||||||||||
3 | APPROVE COMPENSATION COMMITTEE REPORT | Management | For | For | ||||||||||||||||||||||||||||
4 | ELECT ANGELA AHRENDTS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
5 | ELECT TOM ILUBE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
6 | ELECT YA-QIN ZHANG AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
7 | RE-ELECT JACQUES AIGRAIN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
8 | RE-ELECT SANDRINE DUFOUR AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
9 | RE-ELECT TAREK FARAHAT AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
10 | RE-ELECT ROBERTO QUARTA AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
11 | RE-ELECT MARK READ AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
12 | RE-ELECT JOHN ROGERS AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
13 | RE-ELECT CINDY ROSE AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
14 | RE-ELECT NICOLE SELIGMAN AS DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
15 | RE-ELECT SALLY SUSMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
16 | RE-ELECT KEITH WEED AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
17 | RE-ELECT JASMINE WHITBREAD AS A DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
18 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
19 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||||||||||||||
20 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||||||||||||||||||||
21 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||||||||||||||||||||
22 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||||||||||||||||||||
23 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||||||||||||||||||||
24 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||||||||||||||||||||
CMMT | 28 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TEXT OF- RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 121,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||||||
VIVENDI SE | ||||||||||||||||||||||||||||||||
Security | F97982106 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0000127771 | Agenda | 714164934 - Management | |||||||||||||||||||||||||||||
Record Date | 17-Jun-2021 | Holding Recon Date | 17-Jun-2021 | |||||||||||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 09-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 4834777 - 4841379 - B11SBW8 - BF448C0 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105122101684-57 AND-https://www.journal- officiel.gouv.fr/balo/document/202106042102385-67 | Non-Voting | ||||||||||||||||||||||||||||||
1 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 3,009,370,168.18 | Management | For | For | ||||||||||||||||||||||||||||
2 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING | Management | For | For | ||||||||||||||||||||||||||||
3 | THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENT AUTHORIZED SINCE THE CLOSING OF THE 2020 FISCAL YEAR AS REFERRED TO THEREIN, AND TAKES NOTICE THAT NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR AND THAT NO AGREEMENT PREVIOUSLY ENTERED INTO REMAINED IN FORCE DURING SAID FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
4 | THE SHAREHOLDERS’ MEETING APPROVES THE RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 3,009,370,168.18 RETAINED EARNINGS: EUR 2,955,604,551.07 DISTRIBUTABLE INCOME: EUR 5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR 651,333,876.60 RETAINED EARNINGS: EUR 5,313,640,842.65 THE SHAREHOLDERS WILL BE GRANTED AN ORDINARY DIVIDEND OF EUR 0.60 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID FROM THE 25TH OF JUNE 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45 PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER SHARE FOR FISCAL YEAR 2019 RESULTS APPROPRIATION | Management | For | For | ||||||||||||||||||||||||||||
5 | THE SHAREHOLDERS’ MEETING ISSUES A FAVOURABLE OPINION ON THE PROPOSED EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS IN KIND OF A MAJORITY OF THE SHARE CAPITAL OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY TO THE SHAREHOLDERS OF THE VIVENDI SE COMPANY, AS REFERRED TO IN RESOLUTION 6 | Management | For | For | ||||||||||||||||||||||||||||
6 | THE SHAREHOLDERS’ MEETING DECIDES TO EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY FOR 1 SHARE OF THE VIVENDI SE COMPANY, CORRESPONDING TO A VALUE OF EUR 19,800,000,000.00 THAT WILL BE CHARGED ON THE RETAINED EARNINGS ACCOUNT FOR THE AMOUNT OF EUR 5,313,640,842.65 (THIS LATTER AMOUNT CORRESPONDING TO THE 2020 EARNINGS AMOUNTING TO EUR 3,009,370,168.18 DIMINISHED BY THE ORDINARY DIVIDEND AMOUNTING TO EUR 651,333,876.60, I.E. EUR 2,358,036,291.58, ADDED WITH THE PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR 2,955,604,551.07) TO BE PAID ON THE 29TH OF SEPTEMBER 2021, TO THE BENEFIT OF THE SHAREHOLDERS OF THE VIVENDI SE COMPANY WHOSE SHARES ARE REGISTERED BY THE 28TH OF SEPTEMBER 2021. THE AMOUNT OF THE DOWN PAYMENT AMOUNTING TO EUR 14,486,359,157.35 WILL BE CHARGED ON THE RESULTS APPROPRIATION OF THE 2021 FISCAL YEAR. ALL POWERS TO THE EXECUTIVE COMMITTEE TO ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
7 | THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION MENTIONED IN THE ARTICLE L.22-10- 9 I OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | ||||||||||||||||||||||||||||
8 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR YANNICK BOLLORE AS CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
9 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ARNAUD DE PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
10 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR GILLES ALIX AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
11 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR CEDRIC DE BAILLIENCOURT AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
12 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR FREDERIC CREPIN AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
13 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR SIMON GILLHAM AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
14 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR HERVE PHILIPPE AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
15 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR STEPHANE ROUSSEL AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
16 | THE SHAREHOLDERS’ MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
17 | THE SHAREHOLDERS’ MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
18 | THE SHAREHOLDERS’ MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
19 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MRS VERONIQUE DRIOT- ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
20 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MRS SANDRINE LE BIHAN AS A MEMBER OF THE SUPERVISORY BOARD REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
21 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY’S EQUITIES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 6. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
22 | THE SHAREHOLDERS’ MEETING GRANTS ALL POWERS TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 7. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
23 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE, EXCEPT DURING THE PERIOD OF A PUBLIC OFFER ON THE COMPANY’S EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF 592,997,810 COMPANY’S SHARES, WITHIN THE LIMIT OF 50 PER CENT OF THE SHARE CAPITAL, TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH A VIEW TO CANCELLING THEM AND REDUCING THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 3,261,487,955.00. THE MAXIMUM PURCHASE PRICE PER SHARE IN THE CONTEXT OF THIS PUBLIC SHARE BUYBACK OFFERING IS SET AT EUR 29.00, CORRESPONDING TO A MAXIMUM AMOUNT | Management | For | For | ||||||||||||||||||||||||||||
OF EUR 17,196,936,490.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||||||||
24 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE EXECUTIVE COMMITTEE THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 655,000,000.00, BY ISSUANCE OF COMPANY’S ORDINARY SHARES AND ANY SECURITIES GIVING ACCESS TO COMPANY’S EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 30 | Management | Against | Against | ||||||||||||||||||||||||||||
25 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 327,500,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING FREE SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 31 | Management | For | For | ||||||||||||||||||||||||||||
26 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 5 PER CENT OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
27 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO GRANT, ON ONE OR MORE OCCASIONS, (I) FREE EXISTING OR TO BE ISSUED COMPANY’S SHARES, IN FAVOUR OF THE EMPLOYEES OF THE COMPANY OR RELATED COMPANIES (II) EXISTING OR TO BE ISSUED COMPANY’S PERFORMANCE SHARES IN FAVOUR OF THE EMPLOYEES AND THE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE PERFORMANCE SHARES GRANTED YEARLY TO THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY NOT REPRESENT MORE THAN 0.035 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 19TH OF APRIL 2018 IN ITS RESOLUTION NUMBER 27. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
28 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND FRENCH OR FOREIGN RELATED COMPANIES, BY ISSUANCE OF SHARES AND ANY OTHER SECURITIES GIVING ACCESS TO THE COMPANY’S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL (INCLUDING THE SHARE CAPITAL INCREASE MENTIONED IN RESOLUTION 27). THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH AT EUR 655,000,000.00 IN RESOLUTION NUMBER 24. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 32. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
29 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL UP TO 1 PER CENT OF THE SHARE CAPITAL IN FAVOUR OF (A) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES OF THE VIVENDI GROUP WITH THEIR HEAD OFFICE ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY’S EQUITIES WHOSE SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN (A); (C) ANY FINANCIAL INSTITUTION SETTING UP A STRUCTURED SHAREHOLDING SCHEME FOR EMPLOYEES OF FRENCH COMPANIES OF THE VIVENDI GROUP WITHIN THE USE OF RESOLUTION 27, OR OFFERING THE SUBSCRIPTION OF SHARES TO PERSONS IN (A) NOT BENEFITING FROM THE SHAREHOLDING SCHEME MENTIONED ABOVE OR TO THE EXTENT THAT THE SUBSCRIPTION OF COMPANY’S SHARES BY THAT FINANCIAL INSTITUTION WOULD ALLOW PERSONS IN (A) TO BENEFIT FROM SHAREHOLDING OR SAVINGS SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING THE AUTHORIZATION 33 GRANTED ON APRIL 15, 2019 | Management | For | For | ||||||||||||||||||||||||||||
30 | THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | ||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 52,800 | 0 | 07-Jun-2021 | 07-Jun-2021 | |||||||||||||||||||||||||
SONY GROUP CORPORATION | ||||||||||||||||||||||||||||||||
Security | J76379106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JP3435000009 | Agenda | 714196462 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 6821506 - B0K3NH6 - BYW3ZJ8 | Quick Code | 67580 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
1.1 | Appoint a Director Yoshida, Kenichiro | Management | For | For | ||||||||||||||||||||||||||||
1.2 | Appoint a Director Totoki, Hiroki | Management | For | For | ||||||||||||||||||||||||||||
1.3 | Appoint a Director Sumi, Shuzo | Management | For | For | ||||||||||||||||||||||||||||
1.4 | Appoint a Director Tim Schaaff | Management | For | For | ||||||||||||||||||||||||||||
1.5 | Appoint a Director Oka, Toshiko | Management | For | For | ||||||||||||||||||||||||||||
1.6 | Appoint a Director Akiyama, Sakie | Management | For | For | ||||||||||||||||||||||||||||
1.7 | Appoint a Director Wendy Becker | Management | For | For | ||||||||||||||||||||||||||||
1.8 | Appoint a Director Hatanaka, Yoshihiko | Management | For | For | ||||||||||||||||||||||||||||
1.9 | Appoint a Director Adam Crozier | Management | For | For | ||||||||||||||||||||||||||||
1.10 | Appoint a Director Kishigami, Keiko | Management | For | For | ||||||||||||||||||||||||||||
1.11 | Appoint a Director Joseph A. Kraft Jr. | Management | For | For | ||||||||||||||||||||||||||||
2 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | Against | Against | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 31,900 | 0 | 11-Jun-2021 | 11-Jun-2021 | |||||||||||||||||||||||||
SANWA HOLDINGS CORPORATION | ||||||||||||||||||||||||||||||||
Security | J6858G104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JP3344400001 | Agenda | 714242461 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 6776781 - B1CDFL9 - B3BJV03 | Quick Code | 59290 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||||
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Takayama, Toshitaka | Management | For | For | ||||||||||||||||||||||||||||
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Takayama, Yasushi | Management | For | For | ||||||||||||||||||||||||||||
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Fujisawa, Hiroatsu | Management | For | For | ||||||||||||||||||||||||||||
2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Yamazaki, Hiroyuki | Management | For | For | ||||||||||||||||||||||||||||
2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Takayama, Meiji | Management | For | For | ||||||||||||||||||||||||||||
2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Yokota, Masanaka | Management | For | For | ||||||||||||||||||||||||||||
3 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors and Directors who are Audit and Supervisory Committee Members) and Approve Details of the Compensation to be received by Directors | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 54,500 | 0 | 17-Jun-2021 | 17-Jun-2021 | |||||||||||||||||||||||||
YOKOGAWA ELECTRIC CORPORATION | ||||||||||||||||||||||||||||||||
Security | J97272124 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JP3955000009 | Agenda | 714226633 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 6986427 - B1CGT83 - B3BK849 | Quick Code | 68410 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||||
2 | Amend Business Lines, Approve Minor Revisions | Management | For | For | ||||||||||||||||||||||||||||
3.1 | Appoint a Director Nishijima, Takashi | Management | For | For | ||||||||||||||||||||||||||||
3.2 | Appoint a Director Nara, Hitoshi | Management | For | For | ||||||||||||||||||||||||||||
3.3 | Appoint a Director Anabuki, Junichi | Management | For | For | ||||||||||||||||||||||||||||
3.4 | Appoint a Director Yu Dai | Management | For | For | ||||||||||||||||||||||||||||
3.5 | Appoint a Director Uji, Noritaka | Management | For | For | ||||||||||||||||||||||||||||
3.6 | Appoint a Director Seki, Nobuo | Management | For | For | ||||||||||||||||||||||||||||
3.7 | Appoint a Director Sugata, Shiro | Management | For | For | ||||||||||||||||||||||||||||
3.8 | Appoint a Director Uchida, Akira | Management | For | For | ||||||||||||||||||||||||||||
3.9 | Appoint a Director Urano, Kuniko | Management | For | For | ||||||||||||||||||||||||||||
4.1 | Appoint a Corporate Auditor Maemura, Koji | Management | For | For | ||||||||||||||||||||||||||||
4.2 | Appoint a Corporate Auditor Takayama, Yasuko | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 68,400 | 0 | 17-Jun-2021 | 17-Jun-2021 | |||||||||||||||||||||||||
BUREAU VERITAS SA | ||||||||||||||||||||||||||||||||
Security | F96888114 | Meeting Type | MIX | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | FR0006174348 | Agenda | 714197325 - Management | |||||||||||||||||||||||||||||
Record Date | 22-Jun-2021 | Holding Recon Date | 22-Jun-2021 | |||||||||||||||||||||||||||||
City / | Country | NEUILLY -SUR- SEINE | / | France | Vote Deadline Date | 14-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | B28DTJ6 - B28SN22 - B2Q5MS4 - BMGWK36 | Quick Code | ||||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 24 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE | Non-Voting | ||||||||||||||||||||||||||||||
THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||||||||||||||||||||
CMMT | 07 JUNE 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202105192101757-60 AND-https://www.journal- officiel.gouv.fr/balo/document/202106072102367-68 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||||||||||||||||||||
1 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31ST 2020, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 63,524,466.48. THE SHAREHOLDERS’ MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 75,664.00 AND THEIR CORRESPONDING TAX OF EUR 21,885.02 | Management | For | For | ||||||||||||||||||||||||||||
2 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING, SHOWING EARNINGS AMOUNTING TO EUR 138,900,000.00 | Management | For | For | ||||||||||||||||||||||||||||
3 | ALLOCATION OF EARNINGS: ORIGIN EARNINGS: EUR 63,524,466.48 LEGAL RESERVE: EUR (1,585,24) FOLLOWING THIS ALLOCATION, THE LEGAL RESERVE ACCOUNT, WHICH PREVIOUSLY AMOUNTED TO EUR 5,425,115.86, WILL SHOW A NEW BALANCE OF EUR 5,426,701.10 REPRESENTING 10 PER CENT OF THE SHARE CAPITAL. DISTRIBUTABLE INCOME: EUR 63,522,881.24 OTHER RESERVES: EUR 1,137,341,005.78 ALLOCATION DIVIDEND: EUR 162,801,033.12 THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.36 PER SHARE, THAT WILL BE ELIGIBLE FOR THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON JULY 7TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.56 PER SHARE FOR FISCAL YEARS 2017 AND 2018, NO DIVIDEND WAS PAID FOR FISCAL YEAR 2019 | Management | For | For | ||||||||||||||||||||||||||||
4 | THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND TAKES NOTICE THAT NO NEW AGREEMENT AND NOT APPROVED BY THE SHAREHOLDERS’ MEETING AS REFERRED TO THEREIN HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
5 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MS ANA GIROS CALPE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
6 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MS LUCIA SINAPI- THOMAS AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
7 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR ANDRE FRANCOIS-PONCET AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
8 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR JEROME MICHIELS AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
9 | THE SHAREHOLDERS’ MEETING APPOINTS AS DIRECTOR, MS JULIE AVRANE-CHOPARD, TO REPLACE MS IEDA GOMES YELL FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
10 | THE SHAREHOLDERS’ MEETING RATIFIES THE APPOINTMENT OF MS CHRISTINE ANGLADE- PIRZADEH AS A DIRECTOR, TO REPLACE MS STEPHANIE BESNIER, FOR THE REMAINDER OF MS STEPHANIE BESNIER’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023 | Management | For | For | ||||||||||||||||||||||||||||
11 | THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE, FOR THE 2020 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
12 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR ALDO CARDOSO, AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FISCAL YEAR | Management | For | For | ||||||||||||||||||||||||||||
13 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR DIDIER MICHAUD-DANIEL, AS MANAGING DIRECTOR FOR THE 2020 FISCAL YEAR | Management | Against | Against | ||||||||||||||||||||||||||||
14 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
15 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||||||||||||||
16 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE MANAGING DIRECTOR | Management | For | For | ||||||||||||||||||||||||||||
17 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY’S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 45.00, MAXIMUM NUMBER OF ORDINARY SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL (I.E. 45,222,509 SHARES COMPOSING THE SHARE CAPITAL AS OF DECEMBER 31ST 2020), MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 2,035,012,905.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF JUNE 26TH 2020IN ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
18 | THE SHAREHOLDERS’ MEETING DECIDES THAT THE OVERALL NOMINAL AMOUNT PERTAINING TO: - THE CAPITAL INCREASES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 19, 21 TO 24, 26 AND 29 SHALL NOT EXCEED EUR 21,600,000.00, - THE CAPITAL INCREASES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 21 TO 24, 26 AND 29 SHALL NOT EXCEED EUR 5,400,000.00, - THE ISSUANCES OF DEBT SECURITIES TO BE CARRIED OUT WITH THE USE OF THE DELEGATIONS GIVEN BY RESOLUTIONS NUMBER 19, 21 TO 24, 26 AND 29 SHALL NOT EXCEED EUR 1,000,000,000.00 THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT | Management | For | For | ||||||||||||||||||||||||||||
19 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, UP TO EUR 16,200,000.00, BY ISSUANCE, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED, OF ORDINARY SHARES, EQUITY SECURITIES OR DEBT SECURITIES GIVING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR TO BE ISSUED BY THE COMPANY PARENT COMPANY OR SUBSIDIARIES. | Management | For | For | ||||||||||||||||||||||||||||
THE ISSUANCE OF PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 12. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||||||||
20 | THE SHAREHOLDERS’ MEETING DELEGATES TO THE BOARD OF DIRECTORS ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, UP TO EUR 16,200,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF BOTH METHODS. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 13. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
21 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, UP TO 10 PER CENT OF THE SHARE CAPITAL, BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 14. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
22 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, UP TO EUR 5,400,000.00, BY ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, IN CONSIDERATION FOR CONTRIBUTIONS OF SECURITIES GRANTED TO THE COMPANY IN THE SCOPE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 15. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
23 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 5,400,000.00, BY ISSUANCE BY WAY OF A PUBLIC OFFERING, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF ORDINARY SHARES, EQUITY SECURITIES OR DEBT SECURITIES GIVING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR TO BE ISSUED BY THE COMPANY PARENT COMPANY OR SUBSIDIARIES. THE ISSUANCE OF PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 16. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
24 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 5,400,000.00, BY ISSUANCE BY WAY OF A PRIVATE OFFERING, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF ORDINARY SHARES, EQUITY SECURITIES OR DEBT SECURITIES GIVING ACCESS TO OTHER EXISTING EQUITY SECURITIES OR TO BE ISSUED BY THE COMPANY PARENT COMPANY OR SUBSIDIARIES. | Management | For | For | ||||||||||||||||||||||||||||
THE ISSUANCE OF PREFERENCE SHARES AND SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 1,000,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 17. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||||||||
25 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS, FOR A PERIOD OF 12 MONTHS AND WITHIN THE LIMIT OF 10 PER CENT OF THE SHARE CAPITAL PER YEAR, TO SET THE ISSUE PRICE OF THE ORDINARY SHARES AND SECURITIES GIVING ACCESS TO THE SHARE CAPITAL TO BE ISSUED UNDER RESOLUTIONS 23 AND 24, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE SHAREHOLDERS’ MEETING. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 18 | Management | For | For | ||||||||||||||||||||||||||||
26 | SUBJECT TO THE ADOPTION OF RESOLUTION 19 AND 23 TO 25, THE SHAREHOLDERS’ MEETING RESOLVES THAT THE BOARD OF DIRECTORS MAY DECIDE TO INCREASE THE NUMBER OF ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OR SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD, UP TO A MAXIMUM OF 15 PER CENT OF THE INITIAL ISSUE AND AT THE SAME PRICE. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 19 | Management | For | For | ||||||||||||||||||||||||||||
27 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO GRANT, IN FAVOR OF BENEFICIARIES TO BE CHOSEN AMONG EMPLOYEES AND MANAGING CORPORATE OFFICERS OF THE COMPANY, RELATED COMPANIES OR SUBSIDIARIES, OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE FOR COMPANY’S SHARES TO BE ISSUED THROUGH A | Management | Against | Against | ||||||||||||||||||||||||||||
SHARE CAPITAL INCREASE, OR TO PURCHASE EXISTING SHARES PURCHASED BY THE COMPANY. PROVIDED THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, EXCEEDING 1.5 PER CENT OF THE SHARE CAPITAL AND 0.1 PER CENT OF THE SHARE CAPITAL FOR CORPORATE OFFICERS OF THE COMPANY. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 20. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||||||||||||||||||||
28 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE EXISTING OR FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR THE MANAGING CORPORATE OFFICERS OF THE COMPANY, RELATED COMPANIES OR SUBSIDIARIES FOR AN AMOUNT REPRESENTING 1 PER CENT OF THE SHARE CAPITAL AND 0.1 PER CENT FOR THE FREE SHARES ALLOCATED TO THE MANAGING CORPORATE OFFICERS. THOSE AMOUNTS SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 27. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 21. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
29 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY SAVINGS OR RELATED COMPANIES PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF ORDINARY SHARES AND- OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. THIS DELEGATION IS GIVEN FOR A 26- MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 24. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
30 | THE SHAREHOLDERS’ MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN UNDER RESOLUTION 17, UP TO 10 PER CENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS’ MEETING OF MAY 14TH 2019 IN ITS RESOLUTION NUMBER 23. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||||||||||||||||||||
31 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 10: ‘IDENTIFICATION OF SHAREHOLDERS ’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
32 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 15: ‘CONVENING AND PROCEEDINGS OF THE BOARD OF DIRECTORS’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
33 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 17: ‘CHAIR AND VICE- CHAIR OF THE BOARD OF DIRECTORS’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
34 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 19: ‘EXECUTIVE MANAGEMENT - THE DEPUTY GENERAL MANAGEMENT ’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
35 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND ARTICLE NUMBER 22: ‘AUDITORS’ OF THE BYLAWS | Management | For | For | ||||||||||||||||||||||||||||
36 | THE SHAREHOLDERS’ MEETING DECIDES TO AMEND THE FOLLOWING ARTICLES NUMBER 4: ‘HEAD OFFICE’ OF THE BYLAW NUMBER 20 : ‘COMPENSATION’ OF THE BYLAW NUMBER 21: ‘NON- VOTING DIRECTORS’ OF THE BYLAW NUMBER 28: ‘QUORUM- VOTE- NUMBER OF VOTES’ OF THE BYLAW NUMBER 34: ‘RESULT FIXATION, APPROPRIATION AND ALLOCATION’ OF THE BYLAW | Management | For | For | ||||||||||||||||||||||||||||
37 | THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 47,600 | 0 | 10-Jun-2021 | 10-Jun-2021 | |||||||||||||||||||||||||
SECOM CO.,LTD. | ||||||||||||||||||||||||||||||||
Security | J69972107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||||||||||||||||||||
ISIN | JP3421800008 | Agenda | 714258250 - Management | |||||||||||||||||||||||||||||
Record Date | 31-Mar-2021 | Holding Recon Date | 31-Mar-2021 | |||||||||||||||||||||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Jun-2021 | ||||||||||||||||||||||||||
SEDOL(s) | 6791591 - B018RR8 - B1CDZW0 | Quick Code | 97350 | |||||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||||||||||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||||||||||||||||||||
2.1 | Appoint a Director Iida, Makoto | Management | For | For | ||||||||||||||||||||||||||||
2.2 | Appoint a Director Nakayama, Yasuo | Management | For | For | ||||||||||||||||||||||||||||
2.3 | Appoint a Director Ozeki, Ichiro | Management | For | For | ||||||||||||||||||||||||||||
2.4 | Appoint a Director Yoshida, Yasuyuki | Management | For | For | ||||||||||||||||||||||||||||
2.5 | Appoint a Director Fuse, Tatsuro | Management | For | For | ||||||||||||||||||||||||||||
2.6 | Appoint a Director Izumida, Tatsuya | Management | For | For | ||||||||||||||||||||||||||||
2.7 | Appoint a Director Kurihara, Tatsushi | Management | For | For | ||||||||||||||||||||||||||||
2.8 | Appoint a Director Hirose, Takaharu | Management | For | For | ||||||||||||||||||||||||||||
2.9 | Appoint a Director Kawano, Hirobumi | Management | For | For | ||||||||||||||||||||||||||||
2.10 | Appoint a Director Watanabe, Hajime | Management | For | For | ||||||||||||||||||||||||||||
2.11 | Appoint a Director Hara, Miri | Management | For | For | ||||||||||||||||||||||||||||
3 | Approve Details of the Restricted-Share Compensation to be received by Directors | Management | For | For | ||||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||||
19-2305 | FMI International Fund Unhedged II | 9971 | U.S. BANK | 11,300 | 0 | 16-Jun-2021 | 16-Jun-2021 | |||||||||||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) FMI Funds, Inc.
By (Signature and Title)* /s/ John S. Brandser
John S. Brandser, President/Principal Executive Officer
Date: 8/10/2021
* Print the name and title of each signing officer under his or her signature.