UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08509
Buffalo Small Cap Fund, Inc.
(Exact name of registrant as specified in charter)
5420 West 61st Place
Shawnee Mission, KS 66205
(Address of principal executive offices) (Zip code)
Kent W. Gasaway
5420 West 61st Place
Shawnee Mission, KS 66205
(Name and address of agent for service)
Registrant's telephone number, including area code: (913) 384-1513
Date of fiscal year end: March 31
Date of reporting period: June 30, 2006
Item 1. Proxy Voting Record.
Name of Fund: | Buffalo Small Cap | |||
Period: | July 1, 2005 - June 30, 2006 | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
A.G. EDWARDS | 6/22/2006 | 402,650 | 281760108 | AGE |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | VICKI B. ESCARRA | |||
For | MARK S. WRIGHTON | |||
For | For | 2. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2007. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
ADAPTEC, INC. | 8/25/2005 | 2,398,250 | 00651F108 | ADPT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | CARL J. CONTI | |||
For | LUCIE J. FJELDSTAD | |||
For | JOSEPH S. KENNEDY | |||
For | ILENE H. LANG | |||
For | ROBERT J. LOARIE | |||
For | D. SCOTT MERCER | |||
DOUGLAS E VAN HOUWELING | ||||
Against | For | 2. TO APPROVE THE STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES (EXCLUDING SECTION 16 OFFICERS AND DIRECTORS) PROVIDING FOR THE EXCHANGE OF STOCK OPTIONS PREVIOUSLY GRANTED UNDER THE COMPANY'S STOCK PLANS HAVING AN EXERCISE PRICE OF $7.00 OR GREATER PER SHARE FOR A LESSER NUMBER OF STOCK OPTIONS TO BE GRANTED FOLLOWING THE EXPIRATION OF A TENDER OFFER TO BE MADE | Issuer | |
For | For | 3. TO RATIFY AND APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2006 | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
ADTRAN, INC. | 5/9/2006 | 1,625,350 | 00738A106 | ADTN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | MARK C. SMITH | |||
For | THOMAS R. STANTON | |||
For | DANNY J. WINDHAM | |||
Withheld | W. FRANK BLOUNT | |||
For | H. FENWICK HUSS | |||
For | WILLIAM L. MARKS | |||
For | ROY J. NICHOLS | |||
For | For | 2. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Issuer | |
Against | For | 3. APPROVE THE ADTRAN, INC. 2006 EMPLOYEE STOCK INCENTIVE PLAN. | Issuer | |
For | For | 4. APPROVE THE ADTRAN, INC. MANAGEMENT INCENTIVE BONUS PLAN. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
ALIGN TECHNOLOGY, INC. | 5/24/2006 | 2,894,000 | 016255101 | AIGN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
Withheld | H. KENT BOWEN | |||
Withheld | DAVID E. COLLINS | |||
Withheld | JOSEPH LACOB | |||
Withheld | C. RAYMOND LARKIN, JR. | |||
Withheld | GEORGE J. MORROW | |||
Withheld | THOMAS M. PRESCOTT | |||
Withheld | GREG J. SANTORA | |||
Withheld | WARREN S. THALER | |||
For | For | 2. RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALIGN TECHNOLOGY, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006 | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. | 5/4/2006 | 1,705,560 | 02744R108 | AMMD |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | THOMAS E. TIMBIE | |||
For | ELIZABETH H. WEATHERMAN | |||
For | For | 2. PROPOSAL TO APPROVE AND ADOPT THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Issuer | |
For | For | 3. PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG AS INDEPENDENT AUDITORS FOR 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
AMERISTAR CASINOS INC | 6/9/2006 | 1,136,600 | 03070Q101 | ASCA |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | LESLIE NATHANSON JURIS | |||
For | THOMAS M. STEINBAUER | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
AMYLIN PHARMACEUTICALS, INC. | 5/17/2006 | 1,620,300 | 32346108 | AMLN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | STEVEN R. ALTMAN | |||
For | VAUGHN D. BRYSON | |||
For | JOSEPH C. COOK, JR. | |||
For | KARIN EASTHAM | |||
For | JAMES R. GAVIN III | |||
For | GINGER L. GRAHAM | |||
For | HOWARD E. GREENE, JR. | |||
For | JAY S. SKYLER | |||
For | JOSEPH P. SULLIVAN | |||
For | THOMAS R. TESTMAN | |||
For | JAMES N. WILSON | |||
Against | For | 2. TO APPROVE AN INCREASE OF 6,500,000 SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EQUITY INCENTIVE PLAN. | Issuer | |
For | For | 3. TO APPROVE AN INCREASE OF 500,000 SHARES IN THE AGGREGATE NUMBER OF SHARES OF OUR COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER OUR 2001 EMPLOYEE STOCK PURCHASE PLAN. | Issuer | |
For | For | 4. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
AXCAN PHARMA, INC. | 2/22/2006 | 1,987,900 | 54923107 | AXCA |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | DR. E. ROLLAND DICKSON | |||
For | JACQUES GAUTHIER | |||
For | LEON F. GOSSELIN | |||
For | LOUIS LACASSE | |||
For | COLIN R. MALLET | |||
For | FRANCOIS PAINCHAUD | |||
For | MARIE C. RITCHIE | |||
For | DR. CLAUDE SAURIOL | |||
Withheld | MICHAEL M. TARNOW | |||
For | FRANK A.G.M. VERWIEL | |||
For | For | 2. APPOINTMENT OF RAYOMOND CHABOT GRANT THORTON AS AUDITORS. | Issuer | |
Against | For | 3. APPROVAL OF THE 2006 STOCK INCENTIVE PLAN. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
BORDERS GROUP, INC. | 5/25/2006 | 1,713,100 | 99709107 | BGP |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | Donald G. Campbell | |||
For | Joel J. Cohen | |||
For | Gregory P. Josefowicz | |||
For | Amy B. Lane | |||
For | Brian T. Light | |||
For | Victor L. Lund | |||
For | Dr. Edna Greene Medford | |||
For | Lawrence I. Pollock | |||
For | Beth M. Pritchard | |||
For | Michael Weiss | |||
For | For | 2. Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2006. | Issuer | |
Against | Against | 3. Shareholder Proposal entitled "Director Election Majority Vote Standard Proposal." | Security Holder | |
Against | Against | 4. Shareholder Proposal entitled "Separate the Roles of CEO and Board Chair." | Security Holder | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | 4/26/2006 | 787,500 | 101119105 | BPFH |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1.Director | Issuer | ||
For | HERBERT S. ALEXANDER | |||
For | LYNN THOMPSON HOFFMAN | |||
For | RICHARD I. MORRIS, JR. | |||
For | JOHN A. STRAUS | |||
For | For | 2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE BOSTON PRIVATE FINANCIAL HOLDINGS, INC. 2001 EMPLOYEE STOCK PURCHASE PLAN. | Issuer | |
For | For | 3. TO APPROVE THE ADOPTION OF THE BOSTON PRIVATE FINANCIAL HOLDINGS, INC. 2006 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
BRIGHT HORIZONS FAMILY SOLUTIONS, INC. | 6/6/2006 | 521,500 | 109195107 | BFAM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | E. TOWNES DUNCAN | |||
For | DAVID GERGEN | |||
For | SARA LAWRENCE-LIGHTFOOT | |||
For | DAVID H. LISSY | |||
Against | For | 2. APPROVAL OF THE BRIGHT HORIZONS FAMILY SOLUTIONS, INC. 2006 EQUITY AND INCENTIVE PLAN | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
CABOT MICROELECTRONICS CORP. | 3/7/2006 | 1,069,000 | 12709P103 | CCMP |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | JOHN P. FRAZEE, JR | |||
For | WILLIAM P. NOGLOWS | |||
For | ALBERT Y.C. YU | |||
For | For | 2. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
CENTRAL GARDEN & PET COMPANY | 2/13/2006 | 735,550 | 153527106 | CENT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | WILLIAM E. BROWN | |||
For | GLENN W. NOVOTNY | |||
For | B.M. PENNINGTON III | |||
For | JOHN B. BALOUSEK | |||
For | DAVID N. CHICHESTER | |||
For | ALFRED A. PIERGALLINI | |||
For | BRUCE A WESTFPHAL | |||
Against | For | TO AMEND THE NONEMPLOYEE DIRECTOR EQUITY INCENTIVE PLAN. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
CHARLES RIVER LABORATORIES | 5/9/2006 | 755,575 | 159864107 | CRL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | JAMES C. FOSTER | |||
For | STEPHEN D. CHUBB | |||
For | GEORGE E. MASSARO | |||
For | LINDA MCGOLDRICK | |||
For | GEORGE M. MILNE, JR. | |||
For | DOUGLAS E. ROGERS | |||
For | SAMUEL O. THIER | |||
For | WILLIAM H. WALTRIP | |||
For | For | 2. PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT PUBLIC AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
CHRISTOPHER & BANKS CORP. | 7/27/2005 | 1,601,475 | 171046105 | CBK |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | JOSEPH E. PENNINGTON | |||
For | LARRY C. BARENBAUM | |||
For | DONALD D. BEELER | |||
For | For | 2. PROPOSAL TO APPROVE THE COMPANY'S 2005 STOCK INCENTIVE PLAN | Issuer | |
For | For | 3. PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S CURRENT FISCAL YEAR | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
CORINTHIAN COLLEGES, INC. | 11/17/2005 | 2,264,325 | 218868107 | COCO |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | ALICE T. KANE | |||
For | TERRY O. HARTSHORN | |||
Agaisnt | For | 2. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2003 PERFORMANCE AWARD PLAN | Issuer | |
For | For | 3. RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2006 | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
COVANCE INC. | 5/10/2006 | 767,625 | 222816100 | CVD |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | Robert Barchi | |||
For | Sandra L. Helton | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
CREE, INC | 11/3/2005 | 1,454,000 | 225447101 | CREE |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | CHARLES M. SWOBODA | |||
For | JOHN W. PALMOUR, PH.D. | |||
For | DOLPH W. VON ARX | |||
Withheld | JAMES E. DYKES | |||
Withheld | ROBERT J. POTTER, PH.D. | |||
For | HARVEY A. WAGNER | |||
Against | For | 2. APPROVAL OF THE 2005 EMPLOYEE STOCK PURCHASE PLAN. | Issuer | |
Against | For | 3.APPROVAL OF THE AMENDMENTS TO THE 2004 LONG-TERM INCENTIVE COMPENSATION PLAN. | Issuer | |
For | For | 4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 25, 2006 | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
DEVRY | 11/9/2005 | 1,742,400 | 251893103 | DV |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | WILLIAM T. KEEVAN | |||
For | DAVID S. BROWN | |||
For | DENNIS J. KELLER | |||
For | FREDRICK A. KREHBIEL | |||
For | FERNANDO RUIZ | |||
For | For | 2. APPROVAL OF THE AMMENDEMENT AND RESTATEMENT OF THE DEVRY INC. EMPLOYEE STOCK PURCHASE PLAN | Issuer | |
Against | For | 3. APPROVAL OF THE DEVRY INCENTIVE PLAN OF 2005 | Issuer | |
For | For | 4. RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT PUBLIC ACCOUNTANTS | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
DOLBY | 2/14/2006 | 1,591,500 | 25659T107 | DLB |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | RAY DOLBY | |||
For | BILL JASPER | |||
For | PETER GOTCHER | |||
Withheld | SANFORD ROBERTSON | |||
For | ROGER SIBONI | |||
For | For | 2. TO AMEND AND RESTATE THE COMPANY'S 2005 STOCK PLAN TO PERMIT CERTAIN FUTURE AWARDS UNDER THE PLAN TO QUALIFY AS PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE AND TO PERMIT THE GRANTING OF PERFORMANCE CASH BONUS AWARDS UNDER THE PLAN. | Issuer | |
For | For | 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 29, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
EDUCATE, INC. | 6/2/2006 | 1,748,500 | 28138P100 | EEEE |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | DOUGLAS L. BECKER | |||
Withheld | LAURENCE BERG | |||
For | MICHAEL F. DEVINE, III | |||
For | R.C. HOEHN-SARIC | |||
For | DAVID W. HORNBECK | |||
For | CHERYL KRONGARD | |||
Withheld | AARON STONE | |||
Withheld | MICHAEL D. WEINER | |||
For | RAUL YZAGUIRRE | |||
For | For | 2. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
EQUINIX, INC. | 6/8/2006 | 434,250 | 29444U502 | EQIX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | STEVEN T. CLONTZ | |||
For | STEVEN P. ENG | |||
For | GARY HROMADKO | |||
For | SCOTT KRIENS | |||
For | LOUIS J. LAVIGNE, JR. | |||
For | PETER F. VAN CAMP | |||
For | For | 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
EV3 INC. | 5/9/2006 | 673,900 | 26928A200 | EVVV |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | J.M. CORBETT | |||
For | T.E. TIMBIE | |||
Against | For | 2. APPROVE EV3 INC. AMENDED AND RESTATED 2005 INCENTIVE STOCK PLAN. | Issuer | |
For | For | 3. APPROVE EV3 INC. EMPLOYEE STOCK PURCHASE PLAN. | Issuer | |
For | For | 4. RATIFY SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
FAIRCHILD SEMICONDUCTOR INTL., INC. | 5/3/2006 | 1,993,150 | 303726103 | FCS |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | RICHARD A. AURELIO | |||
For | CHARLES P. CARINALLI | |||
Withheld | CHARLES M. CLOUGH | |||
For | ROBERT F. FRIEL | |||
For | THOMAS L. MAGNANTI | |||
For | KEVIN J. MCGARITY | |||
For | KIRK P. POND | |||
For | BRYAN R. ROUB | |||
For | RONALD W. SHELLY | |||
For | WILLIAM N. STOUT | |||
For | MARK S. THOMPSON | |||
Against | For | 2. PROPOSAL TO AMEND AND APPROVE THE FAIRCHILD SEMICONDUCTOR STOCK PLAN. | Issuer | |
For | For | 3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
FILENET CORPORATION | 6/15/2006 | 1,755,700 | 316869106 | FILE |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | LEE D. ROBERTS | |||
For | JOHN C. SAVAGE | |||
For | ROGER S. SIBONI | |||
Withheld | THEODORE J. SMITH | |||
Against | For | 2. TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2002 INCENTIVE AWARD PLAN. | Issuer | |
For | For | 3. TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR ITS YEAR ENDING DECEMBER 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
FIRSTSERVICE CORPORATION | 6/26/2006 | 1,214,800 | 33761N109 | FSRV |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
n/a | Director | Issuer | ||
For | For | 1. IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | ||
For | For | 2. WITH RESPECT TO THE RESOLUTION ELECTING THOSE NOMINEES AS DIRECTORS OF THE CORPORATION NAMED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Issuer | |
Against | For | 3. APPROVING, RATIFYING AND CONFIRMING AN AMENDMENT TO THE FIRSTSERVICE STOCK OPTION PLAN, AS AMENDED, TO INCREASE THE MAXIMUM NUMBER OF SUBORDINATE VOTING SHARES RESERVED FOR ISSUANCE PURSUANT TO THE EXERCISE OF STOCK OPTIONS GRANTED THEREUNDER, ALL AS MORE PARTICULARLY SET FORTH AND DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
FORMFACTOR, INC. | 5/18/2006 | 833,400 | 346375108 | FORM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | JOSEPH R. BRONSON | |||
Withheld | JAMES A. PRESTRIDGE | |||
For | HARVEY A. WAGNER | |||
For | For | 2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR OF FORMFACTOR, INC. FOR THE FISCAL YEAR ENDING DECEMBER 30, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
GAMCO INVESTORS, INC. | 5/8/2006 | 414,800 | 361438104 | GBL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | Edwin L. Artzt | |||
For | Richard L. Bready | |||
For | John C. Ferrara | |||
For | John D. Gabelli | |||
For | Mario J. Gabelli | |||
For | Karl Otto Pohl | |||
For | Robert S. Prather, Jr. | |||
For | Vincent S. Tese | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
GAMESTOP CORP. | 10/6/2005 | 1,208,602 | 36466R200 | GME.B |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | DANIEL A. DEMATTEO | |||
For | LEONARD RIGGIO | |||
For | GERALD R SZCZEPANSKI | |||
For | For | 1. PROSPSAL TO (I) ADOPT THE MERGER AGREEMENT, INCLUDING THE TRANSACTIONS CONTEMPLATED THEREBY,(II) APPROVE THE AMENDEMENT TO GAMESTOP'S CERTIFICATE OF INCORPORATION, AND (III) APPROVE THE AMENDMENT TO THE GAMESTOP AMENDED AND RESTATED 2001 INCENTIVE PLAN. | Issuer | |
Against | For | 2. PROPOSAL TO ADOPT THE GSC HOLDINGS CORP. 2005 INCENTIVE PLAN. | Issuer | |
For | For | 4. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS GAMESTOP'S REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
GAMESTOP CORP. | 6/27/2006 | 1,208,602 | 36467W208 | GME.B |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | DANIEL A. DEMATTEO | |||
For | MICHAEL N. ROSEN | |||
For | EDWARD A. VOLKWEIN | |||
For | For | 2. PROPOSAL TO ADOPT THE AMENDED AND RESTATED GAMESTOP CORP. SUPPLEMENTAL COMPENSATION PLAN. | Issuer | |
For | For | 3. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2007. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
GENTEX CORP. | 5/11/2006 | 1,389,764 | 371901109 | GNTX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | FRED BAUER | |||
For | GARY GOODE | |||
For | J. TERRY MORAN | |||
For | For | 2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
HEIDRICK & STRUGGLES INTERNATIONAL, INC. | 5/24/2006 | 1,111,500 | 422819102 | HSII |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | THOMAS J. FRIEL | |||
For | JILL KANIN-LOVERS | |||
For | DOUGLAS C. YEARLEY | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
IMMUCOR, INC | 12/13/2005 | 966,700 | 452526106 | BLUDE |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | ROSWELL S. BOWERS | |||
For | DR G. DE CHIRICO | |||
For | RALPH A. EATZ | |||
For | EDWARD L. GALLUP | |||
For | JOHN A. HARRIS | |||
For | HIROSHI HOKETSU | |||
For | JOSEPH E. ROSEN | |||
For | For | 2. APPROVAL OF 2005 LONG-TERM INCENTIVE PLAN: TO APPROVE THE IMMUCOR, INC. 2005 LONG-TERM INCENTIVE PLAN. | Issuer | |
Against | For | 3. AMENDMENT TO THE ARTICLES OF INCORPORATION: TO APPROVE THE PROPOSED AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK THAT THE COMPANY IS AUTHORIZED TO ISSUE FROM 60,000,000 TO 120,000,000. | Issuer | |
For | For | 4. IN THEIR DISCRETION, UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OF SHAREHOLDERS OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
INAMED CORP. | 12/19/2005 | 484,900 | 453235103 | IMDC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | NICHOLAS L. TETI | |||
For | MALCOLM R. CURRIE PH.D | |||
For | JOHN C. MILES | |||
For | MITCHELL S. ROSENTHAL | |||
For | JOY A. AMUNDSON | |||
For | TERRY E. VANDEWARKER | |||
For | For | 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2005 | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
ISLE OF CAPRI CASINOS, INC. | 10/7/2005 | 544,200 | 464592104 | ISLE |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | BERNARD GOLDSTEIN | |||
For | ROBERT S. GOLDSTEIN | |||
Withheld | EMANUEL CRYSTAL | |||
Withheld | ALAN J. GLAZER | |||
For | W. RANDOLPH BAKER | |||
For | JEFFREY D. GOLDSTEIN | |||
For | JOHN G. BRACKENBURY | |||
Against | For | 2. APPROVE AMENDMENT TO 2000 LONG-TERM STOCK INCENTIVE PLAN. | Issuer | |
For | For | 3. RATIFY SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
ITT EDUCATIONAL SERVICES, INC. | 5/9/2006 | 521,700 | 45068B109 | ESI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | JOANNA T. LAU | |||
For | SAMUEL L. ODLE | |||
Against | For | 2. APPROVE THE ADOPTION BY ITT/ESI OF THE 2006 ITT EDUCATIONAL SERVICES, INC. EQUITY COMPENSATION PLAN. | Issuer | |
For | For | 3. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS ITT/ESI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
J. JILL GROUP, INC. | 5/1/2006 | 858,390 | 466189107 | JILL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
n/a | 1. Director | Issuer | ||
For | For | 1a. THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT") DATED AS OF FEBRUARY 5, 2006 BY AND AMONG THE J. JILL GROUP, INC., THE TALBOTS, INC. AND JACK MERGER SUB, INC. AND APPROVE THE MERGER CONTEMPLATED THEREBY (THE "MERGER"). | Issuer | |
For | For | 2. THE PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT AND APPROVAL OF THE MERGER IF THERE ARE NOT SUFFICIENT VOTES PRESENT AT THE SPECIAL MEETING OF STOCKHOLDERS OF THE J. JILL GROUP, INC. (THE "SPECIAL MEETING") TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
KRONOS INCORPORATED | 2/16/2006 | 708,200 | 501052104 | KRON |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | MARK S. AIN | |||
For | DAVID B. KISER | |||
Against | For | 2. TO APPROVE OUR AMENDED AND RESTATED 2002 STOCK INCENTIVE PLAN. | Issuer | |
For | For | 3. TO RATIFY THE SELCTION OF ERNST & YOUNG LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2006 FISCAL YEAR. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
LIFE TIME FITNESS | 5/4/2006 | 33,975 | 53217R207 | LTM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1.Director | Issuer | ||
For | Bahram Akradi | |||
For | Timothy C. DeVries | |||
For | James F. Halpin | |||
For | Guy C. Jackson | |||
For | David A. Landau | |||
For | Stephen R. Sefton | |||
Against | Giles H. Bateman | |||
For | For | 2. Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm. | Issuer | |
For | For | 3. Approval of the Life Time Fitness, Inc. Employee Stock Purchase Plan. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
MANHATTAN ASSOCIATES, INC. | 5/19/2006 | 1,500,500 | 562750109 | MANH |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | Deepak Raghavan | |||
For | For | 2. Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
MEDICIS PHARMACEUTICAL CORP. | 5/23/2006 | 1,224,200 | 584690309 | MRX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | ARTHUR G. ALTSCHUL, JR. | |||
For | PHILIP S. SCHEIN, M.D. | |||
Against | For | 2. APPROVAL OF THE MEDICIS 2006 INCENTIVE AWARD PLAN | Issuer | |
For | For | 3. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF MEDICIS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
MENTOR CORPORATION | 9/14/2005 | 910,200 | 587188103 | MNT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | JOSEPH E. WHITTERS | |||
For | MICHAEL L. EMMONS | |||
For | WALTER W. FASTER | |||
For | EUGENE G. GLOVER | |||
For | MICHAEL NAKONECHNY | |||
For | RONALD J. ROSSI | |||
For | JEFFREY W. UBBEN | |||
For | DR. RICHARD W. YOUNG | |||
For | JOSHUA H. LEVINE | |||
For | For | 2. TO APPROVE A DECREASE IN THE AUTHORIZED NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS FROM ELEVEN TO NINE. | Issuer | |
For | For | 3. TO APPROVE AN AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | Issuer | |
For | For | 4. TO APPROVE AN EMPLOYEE STOCK PURCHASE PLAN. | Issuer | |
For | For | 5. TO APPROVE THE AMENDMENT OF THE COMPANY'S BYLAWS REGARDING THE DETERMINATION OF THE NUMBER OF DIRECTORS. | Issuer | |
For | For | 6. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
MICREL, INC. | 5/25/2006 | 3,191,000 | 594793101 | MCRL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | Raymond D. Zinn | |||
Withheld | Michael J. Callahan | |||
Withheld | David Conrath | |||
Withheld | George Kelly | |||
For | Donald Livingstone | |||
For | For | 2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2006. | Issuer | |
For | For | 3. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2006. | Issuer | |
For | For | 4. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
MKS INSTRUMENTS, INC. | 5/8/2006 | 1,748,368 | 55306N104 | MKSI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | LEO BERLINGHIERI | |||
For | HANS-JOCHEN KAHL | |||
Withheld | LOUIS P. VALENTE | |||
For | For | 2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
MYOGEN, INC. | 5/4/2006 | 755,900 | 62856 e104 | MYOG |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | M.R. BRISTOW, MD, PH.D | |||
For | KIRK K. CALHOUN | |||
For | J. WILLIAM FREYTAG, PHD | |||
For | JUDITH A. HEMBERGER PHD | |||
For | JERRY T. JACKSON | |||
For | DANIEL J. MITCHELL | |||
For | ARNOLD L. ORONSKY, PH.D | |||
For | MICHAEL J. VALENTINO | |||
For | For | 2. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
NATIONAL INSTRUMENTS CORP. | 5/9/2006 | 883,100 | 636518102 | NATI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | BEN G. STREETMAN | |||
For | R. GARY DANIELS | |||
For | DUY-LOAN T. LE | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
NAVIGANT CONSULTING, INC. | 5/3/2006 | 1,559,050 | 63935N107 | NCI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | THOMAS A. GILDEHAUS | |||
For | PETER B. POND | |||
For | For | 2. PROPOSAL TO APPROVE A PROPOSED NEW EMPLOYEE STOCK PURCHASE PLAN TO REPLACE THE COMPANY'S CURRENT EMPLOYEE STOCK PURCHASE PLAN, WHICH IS DUE TO EXPIRE IN 2007. | Issuer | |
For | For | 3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY IN 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
ORIENT-EXPRESS HOTELS LTD. | 6/5/2006 | 996,750 | G67743107 | OEH |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | JOHN D. CAMPBELL | |||
For | JAMES B. HURLOCK | |||
For | PRUDENCE M. LEITH | |||
For | J. ROBERT LOVEJOY | |||
For | GEORG R. RAFAEL | |||
For | JAMES B. SHERWOOD | |||
For | SIMON M.C. SHERWOOD | |||
For | For | 2. AMENDMENTS TO THE COMPANY'S BYE-LAWS TO PERMIT DELIVERY OF NOTICES AND OTHER DOCUMENTS BY POSTING THEM ON THE COMPANY'S WEBSITE AND NOTICES OF ITS GENERAL MEETINGS TO BE GIVEN THROUGH THE COMPANY'S WEBSITE OR BY MAIL. | Issuer | |
For | For | 3. APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S AUDITOR AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX AUDITOR'S REMUNERATION. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
OXFORD INDUSTRIES, INC. | 10/10/2005 | 615,725 | 691497309 | OXM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | CECIL D. CONLEE | |||
For | J. REESE LANIER, SR. | |||
For | ROBERT E. SHAW | |||
For | For | 2. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 2, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
PENN NATIONAL GAMING, INC. | 6/1/2006 | 1,184,660 | 707569109 | PENN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | DAVID A. HANDLER | |||
For | JOHN M. JACQUEMIN | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
PERFORMANCE FOOD GROUP CO. | 5/16/2006 | 1,035,600 | 713755106 | PFGC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | CHARLES E. ADAIR | |||
For | TIMOTHY M. GRAVEN | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC. | 5/17/2006 | 1,743,956 | 717124101 | PPDI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | STUART BONDURANT, M.D. | |||
For | FREDERICK FRANK | |||
For | TERRY MAGNUSON, PH.D. | |||
For | F.N. ESHELMAN, PHARM.D | |||
For | GENERAL DAVID L. GRANGE | |||
For | ERNEST MARIO, PH.D. | |||
For | MARYE ANNE FOX, PH.D. | |||
For | CATHERINE M. KLEMA | |||
For | JOHN A. MCNEILL, JR. | |||
For | For | 2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. | Issuer | |
Abstain | For | 3. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
PLEXUS CORP. | 2/7/2006 | 935,122 | 729132100 | PLXS |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | RALF R. BOER | |||
For | STEPHEN P. CORTINOVIS | |||
For | DAVID J. DRURY | |||
For | DEAN A. FOATE | |||
For | PETER KELLY | |||
For | JOHN L. NUSSBAUM | |||
For | THOMAS J. PROSSER | |||
For | CHARLES M. STROTHER | |||
For | For | 2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
RAYMOND JAMES FINANCIAL, INC. | 2/16/2006 | 709,875 | 754730109 | RJF |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | ANGELA M. BIEVER | |||
For | FRANCIS S. GODBOLD | |||
For | H WILLIAM HABERMEYER JR | |||
For | CHET HELCK | |||
For | THOMAS A. JAMES | |||
For | PAUL W. MARSHALL | |||
For | PAUL C. REILLY | |||
For | KENNETH A. SHIELDS | |||
For | HARDWICK SIMMONS | |||
For | ADELAIDE SINK | |||
For | For | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
SEMTECH CORPORATION | 6/15/2006 | 1,883,600 | 816850101 | SMTC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | GLEN M. ANTLE | |||
For | JAMES P. BURRA | |||
For | ROCKELL N. HANKIN | |||
For | JAMES T. LINDSTROM | |||
For | MOHAN R. MAHESWARAN | |||
For | JOHN L. PIOTROWSKI | |||
For | JOHN D. POE | |||
For | JAMES T. SCHRAITH | |||
For | For | 2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE CURRENT FISCAL YEAR. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
SYBRON DENTAL SPECIALTIES, INC | 2/8/2006 | 399,275 | 871142105 | SYD |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | DONALD N. ECKER | |||
For | ROBERT W. KLEMME | |||
For | For | 2. APPROVAL OF SYBRON DENTAL SPECIALTIES, INC'S EXECUTIVE OFFICER ANNUAL PERFORMANCE BONUS PLAN. | Issuer | |
For | For | 3. APPROVAL OF SYBRON DENTAL SPECIALTIES, INC'S 2006 RESTRICTED STOCK INCENTIVE PLAN. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
TRIMBLE NAVIGATION LIMITED | 5/18/2006 | 184,675 | 896239100 | TRMB |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | STEVEN W. BERGLUND | |||
For | ROBERT S. COOPER | |||
For | JOHN B. GOODRICH | |||
For | WILLIAM HART | |||
For | ULF J. JOHANSSON | |||
For | BRADFORD W. PARKINSON | |||
For | NICKOLAS W. VANDE STEEG | |||
For | For | 2. TO APPROVE AN AMENDMENT TO THE COMPANY'S 2002 STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK AVAILABLE FOR GRANT OF STOCK OPTIONS AND STOCK AWARDS THEREUNDER. | Issuer | |
For | For | 3. TO APPROVE AN AMENDMENT TO THE COMPANY'S 1988 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK AVAILABLE FOR PURCHASE THEREUNDER. | Issuer | |
For | For | 4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 29, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
TUESDAY MORNING CORP. | 5/16/2006 | 1,322,200 | 899035505 | TUES |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | Benjamin D. Chereskin | |||
For | Kathleen Mason | |||
For | William J. Hunckler, III | |||
For | Robin P. Selati | |||
For | Henry F. Frigon | |||
For | Giles H. Bateman | |||
For | For | 2. Ratification of the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
UNITED NATURAL FOODS, INC | 12/8/2005 | 430,500 | 911163103 | UNFI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | MICHAEL S. FUNK | |||
For | JAMES P. HEFFERNAN | |||
For | For | 2. TO APPROVE AN AMENDMENT TO THE CORPORATION'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 50,000,000 SHARES TO 100,000,000 SHARES. | Issuer | |
For | For | 3. TO RATIFY THE SELECTION OF KPMG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
VCA ANTECH, INC | 6/5/2006 | 295,646 | 918194101 | WOOF |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | JOHN M. BAUMER | |||
For | FRANK REDDICK | |||
For | For | 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | |
Against | For | 3. TO APPROVE THE VCA ANTECH, INC 2006 EQUITY INCENTIVE PLAN. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
W.P. STEWART & CO., LTD. | 5/10/2006 | 878,250 | G84922106 | WPL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | William P. Stewart | |||
For | John C. Russell | |||
For | Henry B. Smith | |||
For | Dominik M.F. Brunner | |||
For | Angus S. King | |||
For | Jeremy W. Sillem | |||
For | Heinrich Spangler | |||
For | Jan J. Spiering | |||
For | Richard D. Spurling | |||
For | For | 2. Establish the Size of the Board of Directors at 12 and Authorize Appointment of New Directors. | Issuer | |
For | For | 3. Re-Appointment of Independent Auditors and Authorization to Fix Remuneration | Issuer | |
For | For | 4. Re-Appointment of Independent Auditors and Authorization to Fix Remuneration | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
WCI COMMUNITIES, INC. | 5/17/2006 | 655,600 | 92923C104 | WCI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | DON E. ACKERMAN | |||
For | CHARLES E. COBB, JR. | |||
For | JOHN H. DASBURG | |||
For | HILLIARD M. EURE, III | |||
For | F. PHILIP HANDY | |||
For | LAWRENCE L. LANDRY | |||
For | THOMAS F. MCWILLIAMS | |||
For | KATHLEEN M. SHANAHAN | |||
For | JERRY L. STARKEY | |||
For | STEWART TURLEY | |||
Against | For | 2. APPROVE THE SENIOR MANAGEMENT INCENTIVE COMPENSATION PLAN. | Issuer | |
Against | For | 3. APPROVE THE AMENDED AND RESTATED WCI COMMUNITIES, INC. 1998 NON-EMPLOYEE DIRECTOR STOCK INCENTIVE PLAN. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
WILMINGTON TRUST CORP. | 4/20/2006 | 429,250 | 971807102 | WL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | TED T. CECALA | |||
For | DAVID P. ROSELLE | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
WINNEBAGO INDUSTRIES, INC | 1/10/2006 | 1,017,100 | 974637100 | WGO |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | JOHN V. HANSON | |||
For | BRUCE D. HERTZKE | |||
For | GERALD C. KITCH | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
WMS INDUSTRIES, INC. | 12/15/2005 | 1,532,750 | 929297109 | WMS |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | LOUIS J.NICASTRO | |||
For | BRIAN R. GAMACHE | |||
For | NORMAN J. MENELL | |||
For | HAROLD H. BACH JR. | |||
For | WILLIAM C BARTHOLOMAY | |||
For | NEIL D. NICASTRO | |||
For | EDWARD W. RABIN, JR. | |||
For | HARVEY REICH | |||
For | IRA S. SHEINFELD | |||
For | WILLIAM J. VARESCHI, JR. | |||
For | For | 2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
WRIGHT MEDICAL GROUP, INC. | 5/11/2006 | 947,800 | 98235T107 | WMGI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | F. BARRY BAYS | |||
For | MARTIN J. EMERSON | |||
For | GARY D. HENLEY | |||
For | BEVERLY A. HUSS | |||
For | DAVID D. STEVENS | |||
For | THOMAS E. TIMBIE | |||
For | JAMES T. TREACE | |||
For | For | 2. TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2006. | Issuer | |
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker |
ZALE CORP | 11/11/2005 | 879,100 | 988858106 | ZLC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Director | Issuer | ||
For | Richard C. Marcus | |||
For | Mary L. Forte | |||
For | J. Glen Adams | |||
For | A. David Brown | |||
For | Mary E. Burton | |||
For | Sue E. Grove | |||
For | John B. Lowe, Jr. | |||
For | Thomas C. Shull | |||
For | David M. Szymanski | |||
For | For | 2. To approve an amendment to the Zale Corporation 2003 Stock Incentive Plan to authorize the grant of time-vesting and performance-based restricted stock units and to establish categories of performance grants | Issuer | |
For | For | 3. To approve the Zale Corporation Outside Directors' 2005 Stock Incentive Plan | Issuer | |
For | For | 4. To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2006 | Issuer |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Buffalo Small Cap Fund, Inc.
By (Signature and Title)* /s/ Kent W. Gasaway
Kent W. Gasaway, President and Treasurer
Date 8/7/06
* Print the name and title of each signing officer under his or her signature.