UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08509
Buffalo Small Cap Fund, Inc.
(Exact name of registrant as specified in charter)
5420 West 61st Place
Shawnee Mission, KS 66205
(Address of principal executive offices) (Zip code)
Kent W. Gasaway
5420 West 61st Place
Shawnee Mission, KS 66205
(Name and address of agent for service)
Registrant's telephone number, including area code: (913) 384-1513
Date of fiscal year end: March 31
Date of reporting period: June 30, 2007
Item 1. Proxy Voting Record.
Name of Fund: | Buffalo Small Cap | ||||
Period: | July 1, 2006 - June 30, 2007 | ||||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
ADTRAN, INC. | 5/8/2007 | 1,728,450 | 00738A106 | ADTN | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | MARK C. SMITH | ||||
| For | THOMAS R. STANTON | ||||
| For | H. FENWICK HUSS | ||||
| For | WILLIAM L. MARKS | ||||
| For | JAMES E. MATTHEWS | ||||
| For | BALAN NAIR | ||||
| For | ROY J. NICHOLS | ||||
| For | For | 2. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ADTRAN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
ALIGN TECHNOLOGY | 5/23/2007 | 2,894,000 | 16255101 | ALGN | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | H. KENT BOWEN | ||||
| For | DAVID E. COLLINS | ||||
| For | JOSEPH LACOB | ||||
| For | C. RAYMOND LARKIN, JR. | ||||
| For | GEORGE J. MORROW | ||||
| For | THOMAS M. PRESCOTT | ||||
| For | GREG J. SANTORA | ||||
| For | WARREN S. THALER | ||||
| For | For | 2. PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALIGN TECHNOLOGY, INC'S. INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
AMERICAN MEDICAL SYSTEMS HOLDINGS, INC. | 5/30/2007 | 1,705,560 | 02744M108 | AMMD | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | MARTIN J. EMERSON | ||||
| For | ALBERT JAY GRAF | ||||
| For | ROBERT MCLELLAN, M.D. | ||||
| For | For | 2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG AS INDEPENDENT AUDITORS FOR 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
AMERISTAR CASINOS, INC. | 6/8/2007 | 934,467 | 03070Q101 | ASCA | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | CARL BROOKS | ||||
| For | GORDON R. KANOFSKY | ||||
| For | J. WILLIAM RICHARDSON | ||||
| Against | For | 2. PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED 1999 STOCK INCENTIVE PLAN TO INCREASE THE SHARES AVAILABLE FOR ISSUANCE THEREUNDER TO 16,000.000. | Issuer | ||
| For | For | 3. PROPOSAL TO APPROVE THE COMPANY'S PERFORMANCE-BASED ANNUAL BONUS PLAN. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
AMYLIN PHARMACEUTICALS, INC. | 5/23/2007 | 1,501,600 | 32346108 | AMLN | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | STEVEN R. ALTMAN | ||||
| For | TERESA BECK | ||||
| For | DANIEL M. BRADBURY | ||||
| For | JOSEPH C. COOK, JR. | ||||
| For | KARIN EASTHAM | ||||
| For | JAMES R. GAVIN III | ||||
| For | GINGER L. GRAHAM | ||||
| For | HOWARD E. GREENE, JR. | ||||
| For | JAY S. SKYLER | ||||
| For | JOSEPH P. SULLIVAN | ||||
| For | JAMES N. WILSON | ||||
| Against | For | 2. TO APPROVE AN INCREASE OF 250,000,000 SHARES IN THE AGGREGATE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Issuer | ||
| Against | For | 3. TO APPROVE AN INCREASE OF 1,000,000 SHARES IN THE AGGREGATE NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE COMPANY'S 2001 EMPLOYEE STOCK PURCHASE PLAN. | Issuer | ||
| For | For | 4. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
BORDERS GROUP, INC. | 5/24/2007 | 1,865,400 | 99709107 | BGP | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | DONALD G. CAMPBELL | ||||
| For | JOEL J. COHEN | ||||
| For | GEORGE L. JONES | ||||
| For | AMY B. LANE | ||||
| For | BRIAN T. LIGHT | ||||
| For | VICTOR L. LUND | ||||
| For | DR. EDNA GREENE MEDFORD | ||||
| For | LAWRENCE I. POLLOCK | ||||
| For | MICHAEL WEISS | ||||
| For | For | 2. APPROVE AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Issuer | ||
| For | For | 3. A PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007. | Issuer | ||
| Against | Against | 4. A SHAREHOLDER PROPOSAL ENTITLED " SPECIAL SHAREHOLDER MEETINGS" | Security Holder | ||
| Against | Against | 5. A SHAREHOLDER PROPOSAL ENTITLED "SEPARATE THE ROLES OF CEO AND CHAIRMAN" | Security Holder | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC. | 4/25/2007 | 787,500 | 101119105 | BPFH | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | EUGENE S. COLANGELO | ||||
| For | ALLEN L. SINAI | ||||
| For | TIMOTHY L. VAILL | ||||
| For | STEPHEN M. WATERS | ||||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
BRIGHT HORIZONS FAMILY SOLUTIONS, INC. | 5/8/2007 | 521,500 | 109195107 | BFAM | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | FRED K. FOULKES | ||||
| For | LINDA A. MASON | ||||
| For | IAN M. ROLLAND | ||||
| For | MARY ANN TOCIO | ||||
| For | For | 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
CABOT MICROELECTRONICS CORPORATION | 3/6/2007 | 1,460,250 | 12709P103 | CCMP | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | H. LAURANCE FULLER | ||||
| For | EDWARD J. MOONEY | ||||
| For | For | 2. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
CENTRAL GARDEN & PET COMPANY | 9/28/2006 | 735,550 | 153527106 | CENT | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| N/A | 1. Director | Issuer | |||
| For | 1. TO APPROVE THE AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION. | Issuer | |||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
CENTRAL GARDEN & PET COMPANY | 2/12/2007 | 735,550 | 153527106 | CENT | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | WILLIAM E. BROWN | ||||
| For | GLENN W. NOVOTNY | ||||
| For | B.M. PENNINGTON III | ||||
| For | JOHN B. BALOUSEK | ||||
| For | DAVID N. CHICHESTER | ||||
| For | ALFRED A. PIERGALLINI | ||||
| For | BRUCE A. WESTPAHL | ||||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. | 5/8/2007 | 755,575 | 159864107 | CRL | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | JAMES C. FOSTER | ||||
| For | STEPHEN D. CHUBB | ||||
| For | GEORGE E. MASSARO | ||||
| For | GEORGE M. MILNE, JR. | ||||
| For | DOUGLAS E. ROGERS | ||||
| For | SAMUEL O THEIR | ||||
| For | WILLIAM H. WALTRIP | ||||
| Against | For | 2. PROPOSAL TO APPROVE THE COMPANY'S 2007 INCENTIVE PLAN AUTHORIZING THE ISSUANCE OF UP TO 6,300,000 SHARES OF COMMON STOCK. | Issuer | ||
| For | For | 3. PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
CHRISTOPHER & BANKS CORPORATION | 7/26/2006 | 815,748 | 171046105 | CBK | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | JAMES J. FULD, JR. | ||||
| For | For | 2. APPROVE THE 2006 EQUITY INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Issuer | ||
| For | For | 3. APPROVE THE 2006 SENIOR EXECUTIVE INCENTIVE PLAN. | Issuer | ||
| For | For | 4. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 3, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
CORINTHIAN COLLEGES, INC | 1/25/2007 | 2,264,325 | 218868107 | COCO | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | PAUL R. ST. PIERRE | ||||
| For | LINDA AREY SKLADANY | ||||
| Withheld | ROBERT "BOB" LEE | ||||
| Against | For | 2. APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION. | Issuer | ||
| For | For | 3. RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
COVANCE INC. | 5/3/2007 | 767,625 | 222816100 | CVD | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | JOSEPH L. HERRING | ||||
| For | IRWIN LERNER | ||||
| For | For | 2. APPROVAL OF 2007 EMPLOYEE EQUITY PARTICIPATION PLAN. | Issuer | ||
| For | For | 3. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLC FOR THE FISCAL YEAR 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
CREE, INC. | 11/3/2006 | 1,622,700 | 225447101 | CREE | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | CHARLES M. SWOBODA | ||||
| For | JOHN W. PALMOUR, PH.D | ||||
| For | DOLPH W. VON ARX | ||||
| For | JAMES E. DYKES | ||||
| For | CLYDE R. HOSEIN | ||||
| For | ROBERT J. POTTER, PH.D | ||||
| For | HARVEY A. WAGNER | ||||
| For | THOMAS H. WERNER | ||||
| For | For | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 24, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
DEVRY INC | 11/15/2006 | 1,742,400 | 251893103 | DV | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| Withheld | DANIEL HAMBURGER | ||||
| Withheld | CHARLES A. BOWSHER | ||||
| Withheld | WILLIAM T. KEEVAN | ||||
| Withheld | ROBERT C. MCCORMACK | ||||
| Withheld | JULIA A. MCGEE | ||||
| For | For | 2. RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
DOLBY LABORATORIES, INC. | 2/6/2007 | 1,854,275 | 25659T107 | DLB | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | RAY DOLBY | ||||
| For | BILL JASPER | ||||
| For | PETER GOTCHER | ||||
| For | SANFORD ROBERTSON | ||||
| For | ROGER SIBONI | ||||
| For | For | 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 28, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
EDUCATE, INC. | 6/12/2007 | 1,748,500 | 28138P100 | EEEE | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| Against | For | 1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 28, 2007, BY AND AMONG EDGE ACQUISITION, LLC, EDGE ACQUISITION CORPORATION AND EDUCATE, INC. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
EQUINIX, INC. | 6/7/2007 | 379,950 | 29444U502 | EQIX | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | STEVEN T. CLONTZ | ||||
| For | STEVEN P. ENG | ||||
| For | GARY F. HROMADKO | ||||
| For | SCOTT G. KRIENS | ||||
| For | IRVING F. LYONS, III | ||||
| For | STEPHEN M. SMITH | ||||
| For | PETER F. VAN CAMP | ||||
| For | For | 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Issuer | ||
| For | For | 3. TO APPROVE LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN EXECUTIVES. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
EV3, INC. | 5/15/2007 | 1,912,500 | 26928A200 | EVVV | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | J.K. BAKEWELL | ||||
| For | R.B. EMMITT | ||||
| For | D.A. SPENCER | ||||
| Against | For | 2. APPROVE THE SECOND AMENDED AND RESTATED 2005 INCENTIVE STOCK PLAN. | Issuer | ||
| For | For | 3. RATIFY SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
FAIRCHILD SEMICONDUCTOR | 5/2/2007 | 1,936,350 | 303726103 | FCS | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | RICHARD A. AURELIO | ||||
| For | CHARLES P. CARINALLI | ||||
| For | ROBERT F. FRIEL | ||||
| For | THOMAS L. MAGNANTI | ||||
| For | KEVIN J. MCGARITY | ||||
| For | BRYAN R. ROUB | ||||
| For | RONALD W. SHELLY | ||||
| For | WILLIAM N. STOUT | ||||
| For | MARK S. THOMPSON | ||||
| Against | For | 2. PROPOSAL TO APPROVE THE FAIRCHILD SEMICONDUCTOR 2007 STOCK PLAN. | Issuer | ||
| For | For | 3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FRIM FOR 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
FILENET CORPORATION | 10/3/2006 | 1,018,000 | 316869106 | FILE | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| N/A | 1. Director | Issuer | |||
| For | For | 1. PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 9, 2006, BY AND AMONG FILENET CORPORATION, INTERNATIONAL BUSINESS MACHINES CORPORATION AND NASSAU ACQUISITION CORP. | Issuer | ||
| For | For | 2. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
FIRSTSERVICE CORPORATION | 6/25/2007 | 1,214,800 | 33761N109 | FSRV | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 2. Director | Issuer | |||
| For | DAVID R. BEATTY | ||||
| For | BRENDAN CALDER | ||||
| For | PETER F. COHEN | ||||
| For | BERNARD I. GHERT | ||||
| For | MICHAEL D. HARRIS | ||||
| For | JAY S. HENNICK | ||||
| For | STEVEN S. ROGERS | ||||
| For | For | 1. IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Issuer | ||
| For | For | 3. APPROVING AMENDMENTS TO THE STOCK OPTION PLANS OF THE CORPORATION, ALL AS MORE PARTICULARLY SET FORTH DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
FORMFACTOR, INC. | 5/17/2007 | 822,400 | 346375108 | FORM | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | DR. THOMAS J. CAMPBELL | ||||
| For | DR. IGOR Y. KHANDROS | ||||
| For | LOTHAR MAIER | ||||
| For | For | 2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FORMFACTOR FOR THE FISCAL YEAR ENDING DECEMBER 29, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
GAMESTOP CORP. | 2/7/2007 | 934,202 | 36467W208 | GME.B | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| N/A | 1. Director | Issuer | |||
| For | For | 1. PROPOSAL TO ADOPT AND APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND UPON SUCH MATTERS WHICH MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR ADJOURNMENTS THEREOF. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
GAMESTOP CORP. | 6/28/2007 | 1,616,404 | 36467W109 | GME | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| N/A | 1. Director | Issuer | |||
| For | R. RICHARD FONTAINE | ||||
| For | JEROME L. DAVIS | ||||
| For | STEPHANIE M. SHERN | ||||
| For | STEVEN R. KOONIN | ||||
| For | For | 2. PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED GAMESTOP CORP. 2001 INCENTIVE PLAN. | Issuer | ||
| For | For | 3. PROPOSAL TO RATIFY THE APPOINTMENT OF BDO SEIDMAN, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2008. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
GENTEX CORPORATION | 5/10/2007 | 1,389,764 | 371901109 | GNTX | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| Withheld | JOHN MULDER | ||||
| For | FREDERICK SOTOK | ||||
| For | WALLACE TSUHA | ||||
| For | JAMES WALLACE | ||||
| For | For | 2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
HEIDRICK & STRUGGLES INTERNATIONAL, INC. | 5/24/2007 | 1,155,600 | 422819102 | HSII | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | RICHARD I. BEATTIE | ||||
| Withheld | ANTONIO BORGES | ||||
| For | JOHN A. FAZIO | ||||
| For | For | 2. TO ADOPT THE HEIDRICK & STRUGGLES 2007 GLOBAL SHARE PROGRAM, A CONSOLIDATION AMENDMENT AND RESTATEMENT OF EXISTING PLANS. | Issuer | ||
| For | For | 3. TO APPROVE THE HEIDRICK & STRUGGLES INCENTIVE PLAN. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
IMMUCOR, INC | 11/15/2006 | 1,849,500 | 452526106 | BLUD | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | ROSWELL S. BOWERS | ||||
| For | DR. G. DE CHIRICO | ||||
| For | RALPH A. EATZ | ||||
| For | MICHAEL S. GOLDMAN | ||||
| For | JOHN A. HARRIS | ||||
| For | HIROSHI HOKETSU | ||||
| For | JOSEPH E. ROSEN | ||||
| For | For | 2. IN THEIR DISCRETION, UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OF SHAREHOLDERS OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
INTERMUNE, INC. | 5/15/2007 | 875,900 | 45884X103 | ITMN | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| Withheld | DAVID S. KABAKOFF, PHD | ||||
| For | MICHAEL L. SMITH | ||||
| For | DANIEL G. WELCH | ||||
| Against | For | 2. TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2000 EQUITY INCENTIVE PLAN, INCLUDING AN INCREASE IN THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 1,500,000 SHARES. | Issuer | ||
| For | For | 3. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR INTERMUNE, INC. FOR ITS FISCAL YEAR ENDING DECEMBER, 31, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
ITT EDUCATIONAL SERVICES, INC. | 5/8/2007 | 521,700 | 45068B109 | ESI | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | RENE R. CHAMPAGNE | ||||
| For | JOHN F. COZZI | ||||
| For | KEVIN M. MODANY | ||||
| For | THOMAS I. MORGAN | ||||
| For | For | 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS ITT/ESI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
KORN/FERRY INTERNATIONAL | 9/19/2006 | 1,593,400 | 500643200 | KFY | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | PATTI HART | ||||
| For | PAUL REILLY | ||||
| For | IHNO SCHNEEVOIGT | ||||
| For | KEN WHIPPLE | ||||
| For | For | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR FISCAL 2007. | Issuer | ||
| For | For | 3. TO ACT UPON ANY OTHER MATTERS THAT MAY PROPERLY COME BEFORE THE MEETING AND ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
LIONS GATE ENTERTAINMENT CORP. | 9/12/2006 | 3,019,700 | 535919203 | LGF | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | NORMAN BACAL | ||||
| For | MICHAEL BURNS | ||||
| For | ARTHUR EVRENSEL | ||||
| For | JON FELTHEIMER | ||||
| For | MORLEY KOFFMAN | ||||
| For | HARALD LUDWIG | ||||
| For | LAURIE MAY | ||||
| Withheld | G. SCOTT PATERSON | ||||
| For | DARYL SIMM | ||||
| For | HARDWICK SIMMONS | ||||
| For | BRIAN V. TOBIN | ||||
| For | For | 2. PROPOSAL TO REAPPOINT ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY. | Issuer | ||
| For | For | 3. PROPOSAL TO APPROVE AN INCREASE IN THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE UNDER THE LIONS GATE ENTERTAINMENT CORP. 2004 PERFORMANCE INCENTIVE PLAN. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
MANHATTAN ASSOCIATES, INC. | 5/18/2007 | 1,237,900 | 562750109 | FORM | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| Withheld | JOHN J. HUNTZ, JR. | ||||
| For | THOMAS E. NOONAN | ||||
| For | PETER F. SINISGALLI | ||||
| Against | For | 2. APPROVAL OF THE MANHATTAN ASSOCIATES, INC. 2007 STOCK INCENTIVE PLAN. | Issuer | ||
| For | For | 3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2004. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
MEDICIS PHARMACEUTICAL CORPORATION | 5/22/2007 | 1,224,200 | 584690309 | MRX | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | JONAH SHACKNAI | ||||
| For | MICHAEL A. PIETRANGELO | ||||
| For | LOTTIE H. SHACKELFORD | ||||
| Against | For | 2. APPROVAL OF AMENDMENT NO. 3 TO MEDICIS 2006 INCENTIVE AWARD PLAN. | Issuer | ||
| For | For | 3. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF MEDICIS FOR THE FISCAL YEAR ENDING DECEMBER, 31, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
MENTOR CORPORATION | 9/13/2006 | 36,600 | 587188103 | MNT | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | JOSEPH E. WHITTERS | ||||
| For | MICHAEL L. EMMONS | ||||
| For | WALTER W. FASTER | ||||
| For | JOSHUA H. LEVINE | ||||
| For | MICHAEL NAKONECHNY | ||||
| For | RONALD J. ROSSI | ||||
| For | JEFFREY W. UBBEN | ||||
| For | For | 2. TO APPROVE A DECREASE IN THE AUTHORIZED NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS FROM NINE TO SEVEN. | Issuer | ||
| For | For | 3. TO APPROVE AN AMENDMENT TO THE 2005 LONG-TERM INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF THE COMPANY'S COMMON INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2007. | Issuer | ||
| For | For | 4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
MICREL, INCORPORATED | 5/24/2007 | 3,191,000 | 594793101 | MCRL | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | RAYMOND D. ZINN | ||||
| For | MICHAEL J. CALLAHAN | ||||
| For | DAVID W. CONRATH | ||||
| For | NEIL J. MIOTTO | ||||
| For | FRANK W. SCHNEIDER | ||||
| For | For | 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. | Issuer | ||
| For | For | 3. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
MKS INSTRUMENTS, INC. | 5/7/2007 | 1,748,368 | 55306N104 | MKSI | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | CRISTINA H. AMON | ||||
| For | RICHARD S. CHUTE | ||||
| For | For | 2. TO RATIFY THE SELECTION OF PRICEWATERSHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
MORNINGSTAR, INC. | 5/22/2007 | 66,732 | 617700109 | MORN | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | JOE MANSUETTO | ||||
| For | DON PHILLIPS | ||||
| For | CHERYL FRANCIS | ||||
| For | STEVE KAPLAN | ||||
| For | JACK NOONAN | ||||
| For | FRANK PTAK | ||||
| For | PAUL STURM | ||||
| For | For | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS MORNINGSTAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
NATIONAL INSTRUMENTS CORPORATION | 5/8/2007 | 883,100 | 636518102 | NATI | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | JAMES J. TRUCHARD | ||||
| For | CHARLES J. ROESSLEIN | ||||
| Against | For | 2. PROPOSAL TO INCREASE THE NUMBER OF SHARES RESERVED UNDER NI'S 1994 EMPLOYEE STOCK PURCHASE PLAN BY 3,000,000 SHARES. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
NAVIGANT CONSULTING, INC | 4/27/2007 | 1,559,050 | 63935N107 | NCI | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | JAMES R. THOMPSON | ||||
| For | SAMUEL K. SKINNER | ||||
| Against | For | 2. PROPOSAL TO AMEND THE COMPANY'S 2005 LONG TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE UNDER THE PLAN. | Issuer | ||
| For | For | 3. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY IN 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
ORIENT-EXPRESS HOTELS LTD. | 6/15/2007 | 908,850 | G67743107 | OEH | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | JOHN D. CAMPBELL | ||||
| For | JAMES B. HURLOCK | ||||
| For | PRUDENCE M. LEITH | ||||
| For | J. ROBERT LOVEJOY | ||||
| For | GEORG R. RAFAEL | ||||
| For | JAMES B. SHERWOOD | ||||
| For | For | 2. APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE COMPANY'S BOARD OF DIRECTORS TO FIX THE ACCOUNTING FIRM'S REMUNERATION. | Issuer | ||
| For | For | 3. APPROVAL OF AMENDMENTS TO THE COMPANY'S 2004 STOCK OPTION PLAN TO INCREASE FROM 500,000 TO 1,000,000 THE AGGREGATE NUMBER OF CLASS A COMMON SHARES ISSUABLE UNDER THE PLAN, AND TO DELETE ALL REFERENCES IN THE PLAN TO CLASS B COMMON SHARES. | Issuer | ||
| For | For | 4. APPROVAL OF THE COMPANY' S2007 PERFORMANCE SHARE PLAN. | Issuer | ||
| For | For | 5. APPROVAL OF AMENDMENTS TO THE COMPANY'S MEMORANDUM OF ASSOCIATION TO CONFER UPON THE COMPANY UNRESTRICTED OBJECTS AND POWERS. | Issuer | ||
| For | For | 6. CONFIRMATION OF AMENDMENTS TO THE COMPANY'S BYE-LAWS TO DELETE ALL REFERENCES TO SEA CONTAINERS LTD. | Issuer | ||
| For | For | 7. CONFIRMATION OF AMENDMENTS TO THE COMPANY'S BYE-LAWS TO PERMIT DELIVERY OF SHAREHOLDER COMMUNICATIONS THROUGH AN INTERNET WEBSITE OR BY EMAIL, AND TO PERMIT SHAREHOLDERS TO APPOINT A PROXY OR SUBMIT VOTING INSTRUCTIONS THROUGH ELECTRONIC MEANS SUCH AS AN INTERNET WEBSITE. | Issuer | ||
| For | For | 8. CONFIRMATION OF AMENDMENTS TO THE COMPANY'S BYE-LAWS TO ELIMINATE THE REQUIREMENT THAT THERE BE AT LEAST TWO OFFICERS OF THE COMPANY WHO ARE ALSO DIRECTORS. | Issuer | ||
| For | For | 9. CONFIRMATION OF AMENDMENTS TO THE COMPANY'S BYE-LAWS TO PROVIDE THAT DEEDS AND OTHER INSTRUMENTS OF THE COMPANY MAY BE EXECUTED WITHOUT AFFIXING THE COMPANY SEAL. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
OXFORD INDUSTRIES, INC | 10/10/2006 | 713,825 | 691497309 | OXM | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | J. HICKS LANIER | ||||
| For | THOMAS C. GALLAGHER | ||||
| For | CLARENCE H. SMITH | ||||
| For | For | 2. PROPOSAL TO APPROVE AN AMENDMENT TO THE OXFORD INDUSTRIES, INC. LONG-TERM STOCK INCENTIVE PLAN. | Issuer | ||
| For | For | 3. PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO SERVE AS THE COMPANY'S INDEPENDENT AUDITORS DURING THE FISCAL YEAR ENDING JUNE 1, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
P.F. CHANG'S CHINA BISTRO, INC | 4/27/2007 | 1,264,500 | 69333Y108 | PFCB | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| N/A | 1. Director | Issuer | |||
| For | For | 1A. ELECTION OF DIRECTOR: RICHARD L. FEDERICO | Issuer | ||
| For | For | 1B. ELECTION OF DIRECTOR: F. LANE CARDWELL, JR. | Issuer | ||
| For | For | 1C. ELECTION OF DIRECTOR: LESLEY H. HOWE | Issuer | ||
| For | For | 1D. ELECTION OF DIRECTOR: M. ANN RHOADES | Issuer | ||
| For | For | 1E. ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Issuer | ||
| For | For | 1F. ELECTION OF DIRECTOR: R. MICHAEL WELBORN | Issuer | ||
| For | For | 1G. ELECTION OF DIRECTOR: KENNETH J. WESSELS | Issuer | ||
| For | For | 2. APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 30, 2007. | Issuer | ||
| For | For | 3. APPROVAL OF ADJOURNMENT OF THE MEETING TO SOLICIT ADDITIONAL PROXIES. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
PENN NATIONAL GAMING, INC. | 6/6/2007 | 983,860 | 707569109 | PENN | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | ROBERT P. LEVY | ||||
| For | BARBARA Z. SHATTUCK | ||||
| For | For | 2. APPROVAL OF 2007 EMPLOYEES LONG TERM INCENTIVE COMPENSATION PLAN. | Issuer | ||
| Against | For | 3. APPROVAL OF 2007 LONG TERM INCENTIVE COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS. | Issuer | ||
| For | For | 4. APPROVAL OF ANNUAL INCENTIVE PLAN AND PERFORMANCE GOALS. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
PHARMACEUTICAL PRODUCT DEVELOPMENT | 5/16/2007 | 1,413,156 | 717124101 | PPDI | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | STUART BONDURANT, M.D. | ||||
| For | FREDERICK FRANK | ||||
| For | TERRY MAGNUSON, PH.D. | ||||
| For | F.N. ESHELMAN, PHARM.D. | ||||
| For | GENERAL DAVID L. GRANGE | ||||
| For | ERNEST MARIO, PH.D | ||||
| For | MARYE ANNE FOX, PH.D. | ||||
| For | CATHERINE M. KLEMA | ||||
| For | JOHN A. MCNEILL, JR. | ||||
| Abstain | For | 2. IN THEIR DISCRETION THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
POOL CORPORATION | 5/8/2007 | 565,400 | 73278L105 | POOL | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | WILSON B. SEXTON | ||||
| For | ANDREW W. CODE | ||||
| For | JAMES J. GAFFNEY | ||||
| For | GEORGE T. HAYMAKER, JR. | ||||
| For | M.J. PEREZ DE LA MESA | ||||
| For | ROBERT C. SLEDD | ||||
| For | HARLAN F. SEYMOUR | ||||
| For | JOHN E. STOKELY | ||||
| For | For | 2. APPROVAL OF THE COMPANY'S 2007 LONG-TERM INCENTIVE PLAN. | Issuer | ||
| For | For | 3. RATIFICATION OF THE RETENTION OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT AUDITORS. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
PSS WORLD MEDICAL, INC | 8/24/2006 | 900,900 | 69366A100 | PSSI | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | T. O'NEAL DOUGLAS | ||||
| For | CLARK A. JOHNSON | ||||
| For | For | 2. APPROVAL OF THE 2006 INCENTIVE PLAN. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
RAYMOND JAMES FINANCIAL, INC. | 2/15/2007 | 1,064,812 | 754730109 | RJF | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | ANGELA M. BIEVER | ||||
| For | FRANCIS S. GODBOLD | ||||
| For | H. WILLIAM HABERMEYER JR | ||||
| For | CHET HELCK | ||||
| For | THOMAS A. JAMES | ||||
| For | PAUL W. MARSHALL | ||||
| For | PAUL C. REILLY | ||||
| For | KENNETH A. SHIELDS | ||||
| For | HARDWICH SIMMONS | ||||
| For | For | 2. TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer | ||
| For | For | 3. TO APPROVE THE 2007 STOCK BONUS PLAN. | Issuer | ||
| For | For | 4. TO APPROVE THE 2007 STOCK OPTION PLAN FOR INDEPENDENT CONTRACTORS. | Issuer | ||
| For | For | 5. TO APPROVE AN AMENDMENT TO THE 2005 RESTRICTED STOCK PLAN TO INCREASE THE NUMBER OF SHARES BY 2,000,000. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
SEMTECH CORPORATION | 6/14/2007 | 1,883,600 | 816850101 | SMTC | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | GLEN M. ANTLE | ||||
| For | W. DEAN BAKER | ||||
| For | JAMES P. BURRA | ||||
| For | BRUCE C. EDWARDS | ||||
| For | ROCKELL N. HANKIN | ||||
| For | JAMES T. LINDSTROM | ||||
| For | MOHAN R. MAHESWARAN | ||||
| Withheld | JOHN L. PIOTROWSKI | ||||
| Withheld | JAMES T. SCHRAITH | ||||
| For | For | 2. PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE CURRENT FISCAL YEAR. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
TRIMBLE NAVIGATION LIMITED | 5/17/2007 | 369,350 | 896239100 | TRMB | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | STEVEN W. BERGLUND | ||||
| For | ROBERT S. COOPER | ||||
| For | JOHN B. GOODRICH | ||||
| For | WILLIAM HART | ||||
| For | ULF J. JOHANSSON | ||||
| For | BRADFORD W. PARKINSON | ||||
| For | NICKOLAS W. VANDE STEEG | ||||
| For | For | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 28, 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
TUESDAY MORNING CORPORATION | 5/16/2007 | 1,322,200 | 899035505 | TUES | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | BENJAMIN D. CHERESKIN | ||||
| Withheld | KATHLEEN MASON | ||||
| For | W.J. HUNCKLER, III | ||||
| For | ROBIN P. SELATI | ||||
| For | HENRY F. FRIGON | ||||
| For | BRUCE A. QUINNELL | ||||
| For | For | 2. RATIFICATION OF THE SELCTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE NEXT ANNUAL MEETING OF STOCKHOLDERS. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
W.P. STEWART & CO., LTD | 5/15/2007 | 878,250 | G84922106 | WPL | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | WILLIAM P. STEWART | ||||
| For | HENRY B. SMITH | ||||
| For | JOHN C. RUSSELL | ||||
| For | ANGUS S. KING | ||||
| For | ALFRED J. MULDER | ||||
| For | HEINRICH SPANGLER | ||||
| For | JAN J. SPIERING | ||||
| For | RICHARD D. SPURLING | ||||
| For | For | 2. ESTABLISH THE SIZE OF THE BOARD OF DIRECTORS AT 12 AN AUTHORIZE APPOINTMENT OF NEW DIRECTORS. | Issuer | ||
| For | For | 3. RE-APPOINTMENT OF INDEPENDENT AUDITORS AND AUTHORIZATION TO FIX REMUNERATION. | Issuer | ||
| For | For | 4. RATIFICATION OF ISSUANCES OF COMMON SHARES TO OFFICERS AND EMPLOYEES. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
WILMINGTON TRUST CORPORATION | 4/19/2007 | 429,250 | 971807102 | WL | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | R.KEITH ELLIOTT | ||||
| For | GAILEN KRUG | ||||
| For | STACEY J. MOBLEY | ||||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
WINNEBAGO INDUSTRIES, INC. | 1/9/2007 | 1,017,100 | 9534568283 | WGO | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | IRVIN E. AAL | ||||
| For | JOSEPH W. ENGLAND | ||||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
WMS INDUSTRIES, INC | 12/14/2006 | 2,132,350 | 929297109 | WMS | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | LOUIS J. NICASTRO | ||||
| For | BRIAN R. GAMACHE | ||||
| For | HAROLD H. BACH, JR. | ||||
| For | ROBERT H. BRUST | ||||
| Withheld | NEIL D. NICASTRO | ||||
| For | EDWARD W. RABIN, JR. | ||||
| Withheld | HARVEY REICH | ||||
| For | IRA S. SHEINFELD | ||||
| For | W.J. VARESCHI, JR. | ||||
| For | For | 2. APPROVAL OF AMENDED AND RESTATED INCENTIVE PLAN. | Issuer | ||
| For | For | 3. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
WRIGHT MEDICAL GROUP, INC. | 5/17/2006 | 947,800 | 98235T107 | WMGI | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | F. BARRY BAYS | ||||
| For | MARTIN J. EMERSON | ||||
| For | LAWRENCE W. HAMILTON | ||||
| For | GARY D. HENLEY | ||||
| For | JOHN L. MICLOT | ||||
| For | ROBERT J. QUILLINAN | ||||
| For | DAVID D. STEVENS | ||||
| For | THOMAS E. TIMBIE | ||||
| For | JAMES T. TREACE | ||||
| For | For | 2. TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2007. | Issuer | ||
Company Name | Meeting Date | Shares Voted | CUSIP | Ticker | |
ZALE CORPORATION | 11/15/2006 | 1,078,100 | 988858106 | ZLC | |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | ||
| For | 1. Director | Issuer | |||
| For | RICHARD C. MARCUS | ||||
| For | MARY E. BURTON | ||||
| For | J. GLEN ADAMS | ||||
| For | JOHN B. LOWE, JR. | ||||
| For | GEORGE R. MIHALKO, JR. | ||||
| For | THOMAS C. SHULL | ||||
| For | CHARLES M. SONSTEBY | ||||
| For | DAVID M. SZYMANSKI | ||||
| For | For | 2. TO APPROVE A DECREASE IN THE AUTHORIZED NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS FROM NINE TO SEVEN. | Issuer | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Buffalo Small Cap Fund, Inc.
By /s/ Kent W. Gasaway
Kent W. Gasaway, President and Treasurer
Date August 3, 2007