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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 11-K
FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS
AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One)
þ | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2008
OR
o | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File No.: 333-67466
A. | Full title of the plan and the address of the plan, if different from that of the issuer named below: | ||
Willis 401(k) Retirement Savings Plan | |||
B. | Name of issuer of the securities held pursuant to the plan and address of its principal executive office: | ||
Willis North America Inc. | |||
Attn: Adam Ciongoli One World Financial Center 200 Liberty Street New York, NY 10281-1003 (212) 915-8888 |
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Willis 401(k) Retirement
Savings Plan
Savings Plan
Financial Statements as of
December 31, 2008 and 2007, and for the
Year Ended December 31, 2008, Supplemental
Schedule as of December 31, 2008, and Report of
Independent Registered Public Accounting Firm
December 31, 2008 and 2007, and for the
Year Ended December 31, 2008, Supplemental
Schedule as of December 31, 2008, and Report of
Independent Registered Public Accounting Firm
WILLIS 401(K) RETIREMENT SAVINGS PLAN
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Page | ||||||||
1 | ||||||||
FINANCIAL STATEMENTS: | ||||||||
2 | ||||||||
3 | ||||||||
4–9 | ||||||||
SUPPLEMENTAL SCHEDULE AS OF DECEMBER 31, 2008 — | ||||||||
10–24 | ||||||||
EX-23 |
NOTE: | All other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable. |
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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Benefits Committee
Willis North America Inc.
Nashville, Tennessee
Willis North America Inc.
Nashville, Tennessee
We have audited the accompanying statements of net assets available for benefits of the Willis 401(k) Retirement Savings Plan (the “Plan”) as of December 31, 2008 and 2007, and the related statement of changes in net assets available for benefits for the year ended December 31, 2008. These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on these financial statements based on our audits.
We conducted our audits in accordance with standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. Our audits included consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.
In our opinion, such financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2008 and 2007, and the changes in net assets available for benefits for the year ended December 31, 2008, in conformity with accounting principles generally accepted in the United States of America.
Our audits were conducted for the purpose of forming an opinion on the basic financial statements taken as a whole. The supplemental schedule of assets (held at end of year) as of December 31, 2008, is presented for the purpose of additional analysis and is not a required part of the basic financial statements, but is supplementary information required by the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. This schedule is the responsibility of the Plan’s management. Such schedule has been subjected to the auditing procedures applied in our audit of the basic 2008 financial statements and, in our opinion, is fairly stated, in all material respects, when considered in relation to the basic financial statements taken as a whole.
As discussed in Note 1 to the financial statements, on December 31, 2008, the Hilb Rogal & Hobbs (HRH) Retirement Savings Plan assets were transferred into the Plan.
/s/ Deloitte & Touche LLP
Nashville, Tennessee
June 26, 2009
June 26, 2009
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
AS OF DECEMBER 31, 2008 AND 2007
AS OF DECEMBER 31, 2008 AND 2007
2008 | 2007 | |||||||
ASSETS: | ||||||||
Participant-directed investments — at fair value | $ | 418,065,989 | $ | 304,384,732 | ||||
Participant loans receivable | 4,367,749 | 4,064,727 | ||||||
Contributions receivable | 967,632 | 870,666 | ||||||
Other receivable due to plan merger | 12,440,943 | — | ||||||
NET ASSETS AVAILABLE FOR BENEFITS — at fair value | 435,842,313 | 309,320,125 | ||||||
Adjustments from fair value to contract value for fully benefit-responsive investment contracts | 1,735,020 | (943,416 | ) | |||||
NET ASSETS AVAILABLE FOR BENEFITS | $ | 437,577,333 | $ | 308,376,709 | ||||
See notes to financial statements.
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
YEAR ENDED DECEMBER 31, 2008
YEAR ENDED DECEMBER 31, 2008
ADDITIONS TO NET ASSETS: | ||||
Investment income (loss): | ||||
Dividends | $ | 4,554,691 | ||
Interest | 2,703,846 | |||
Interest from participant loans | 331,747 | |||
Net realized and unrealized depreciation in fair value of investments | (93,221,809 | ) | ||
Total investment loss | (85,631,525 | ) | ||
Contributions: | ||||
Contributions from participants — pre tax | 27,925,972 | |||
Contributions from participants — post tax | 717,997 | |||
Contributions from employer — net of forfeitures | 6,234,891 | |||
Total contributions | 34,878,860 | |||
Transfers into the Plan | 204,702,056 | |||
TOTAL ADDITIONS TO NET ASSETS | 153,949,391 | |||
DEDUCTIONS FROM NET ASSETS: | ||||
Benefits paid to participants | (24,601,218 | ) | ||
Plan expenses | (147,549 | ) | ||
TOTAL DEDUCTIONS FROM NET ASSETS | (24,748,767 | ) | ||
NET INCREASE | 129,200,624 | |||
NET ASSETS AVAILABLE FOR BENEFITS: | ||||
Beginning of year | 308,376,709 | |||
End of year | $ | 437,577,333 | ||
See notes to financial statements.
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WILLIS 401(K) RETIREMENT SAVINGS PLAN
NOTES TO FINANCIAL STATEMENTS
AS OF DECEMBER 31, 2008 AND 2007, AND FOR THE YEAR ENDED DECEMBER 31, 2008
AS OF DECEMBER 31, 2008 AND 2007, AND FOR THE YEAR ENDED DECEMBER 31, 2008
1. | DESCRIPTION OF THE PLAN |
The following description of the Willis 401(k) Retirement Savings Plan (the “Plan”) provides only general information. Participants should refer to the Plan agreement for a complete description of the Plan’s provisions.
General — The Plan is a defined contribution plan sponsored by Willis North America Inc. (the “Company” or “Employer”), a subsidiary of Willis Group Holdings Limited, and covers all eligible employees of the Company and its subsidiaries. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 (ERISA).
Contributions — Full-time and part-time employees of the Company are eligible to participate in the Plan. Effective January 1, 2007, the Plan was amended to automatically enroll newly hired employees in the Plan at 3% of eligible compensation after 60 days of service. Participants may elect to contribute between 1% and 99% of their eligible compensation as pretax or Roth 401(k) contributions, subject to Internal Revenue Service (IRS) limits. For employees hired on or after January 1, 2007, the Employer matching contribution is 50% of participant contributions up to a maximum of 6% of the employee’s annual eligible compensation or $6,000. For employees hired prior to January 1, 2007, the Employer matching contribution is 100% of participant contributions up to a maximum of 3% of the employee’s annual eligible compensation or $3,000. Annual compensation shall mean the participant’s base pay plus commissions and production incentives received during the calendar year.
Participant Accounts — Each participant’s account is credited with the participant’s contributions and allocations of (a) the Employer’s contribution and (b) Plan earnings, and charged with an allocation of administrative expenses. Allocations of earnings are made daily.
Investments — Participants direct the investment of their contributions and Employer matching contributions into various investment options offered by the Plan. The Plan currently offers a variety of mutual funds, Willis Group Holdings Limited common stock, and stable value funds as investment options for participants.
The Willis Stable Value Fund and Transamerica Financial Life Insurance Company (TFLIC) Stable 5 Fund are fully benefit-responsive and are invested in separate group annuity insurance contracts with TFLIC. In addition, participants have the option of transferring amounts from the above types of funds into a self-directed brokerage account.
Payment of Benefits — Participants are eligible for distributions upon retirement, disability, termination of service, or death. Special provisions allow for earlier distributions of participants’ contributions and earnings thereon, and vested Employer contributions and earnings thereon, as hardship withdrawals, subject to certain IRS regulations. Upon receiving a hardship withdrawal, a participant’s contributions to the Plan will automatically be suspended for a period of six months. Distributions of accounts are made in lump-sum amounts.
Vesting — A participant’s contributions and earnings thereon are immediately vested. Employer contributions and earnings thereon are 20% vested after two years of service, 40% after three years, 60% after four years, and fully vested after five years of service with the Company, or a predecessor
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company, or as soon as the employee reaches the age of 65, dies, or becomes disabled, whichever occurs first.
Participant Loans — Participants may borrow from their fund accounts up to a maximum of $50,000 or 50% of their account balance, whichever is less. The loans are secured by the balance in the participant’s account and bear interest at rates that range from 4.25% to 10.20%, which are commensurate with prevailing rates as determined by the Plan administrator at the date of each loan. Loan maturity dates range from January 15, 2009 to December 15, 2023. Principal and interest are paid ratably through payroll deductions.
Forfeitures — Terminating participants forfeit all nonvested Employer contributions. The forfeitures are used to offset future Employer contributions. Forfeited nonvested accounts totaled $149,320 and $138,580 at December 31, 2008 and 2007, respectively.
Plan Termination — Although the Company has not expressed any intent to terminate the Plan, it may cease making contributions or terminate the Plan, at any time, subject to the provisions of ERISA. Upon full or partial termination of the Plan, the balance in each participant’s or retired participant’s accounts becomes nonforfeitable and each participant, retired participant, or beneficiary is entitled to receive any amounts then credited to his/her accounts in the trust fund, provided that the Company may elect to continue the trust and make payments therefrom, pursuant to the terms of the Plan.
Plan Merger — On June 8, 2008, Willis Group Holdings Limited and Hilb Rogal & Hobbs Company (HRH) announced an Agreement and Plan of Merger, dated June 7, 2008, that provides, among other things, for HRH to be merged with a wholly owned subsidiary of Willis Group Holdings Limited. The transaction closed on October 1, 2008, and on December 31, 2008, the net assets of the HRH Retirement Savings Plan were transferred into the Plan, to facilitate a merger of the two plans effective January 1, 2009. The transfer consisted of approximately $192 million of investments, $5 million of participant loans and $7 million of HRH employer matching contributions. The participant loans and HRH employer matching contributions were received into the Plan subsequent to December 31, 2008. Accordingly, these balances are reported as a receivable in the accompanying statement of net assets available for benefits.
2. | SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES |
Basis of Accounting — The accompanying financial statements of the Plan have been prepared on the accrual basis of accounting.
Valuation of Investments — The fair value of investments in securities and in mutual funds is based upon closing market quotations as of the last business day of the Plan year. The fully benefit-responsive investment contracts are stated at fair value and then adjusted to contract value. Fair value of the contracts are determined by the issuer based on the market value of the underlying investments. Participant loans are valued at the outstanding loan balances. Purchases and sales of securities are recorded on a trade-date basis. The average cost method is used in determining the cost of investments sold.
In accordance with Financial Accounting Standards Board (FASB) Staff Position AAG INV-1 and SOP 94-4-1, Reporting of Fully Benefit-Responsive Contracts Held by Certain Investment Companies Subject to the AICPA Investment Company Guide and Defined-Contribution Health and Welfare and Pension Plans (the FSP), the statements of net assets available for benefits presents investment contracts at fair value as well as an additional line item showing an adjustment of fully benefit-responsive contracts from fair value to contract value. The statement of changes in net assets available for benefit is presented on a contract value–basis and is not affected by the FSP.
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Use of Estimates — The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of net assets available for benefits and changes therein. Actual results could differ from those estimates. The Plan utilizes various investment instruments, including mutual funds and investment contracts. Investment securities, in general, are exposed to various risks, such as interest rate, credit, and overall market volatility. Due to the level of risk associated with certain investment securities, it is reasonably possible that changes in the values of investment securities will occur in the near term and such changes could materially affect the amounts reported in the financial statements.
Payment of Benefits — Benefits are recorded when paid.
New Accounting Pronouncements — The financial statements reflect the prospective adoption of FASB Statement No. 157, Fair Value Measurements, as of January 1, 2008. FASB Statement No. 157 was effective for financial statements issued for fiscal years beginning after November 15, 2007 and establishes a single authoritative definition of fair value, sets a framework for measuring fair value, and requires additional disclosures about fair value measurements. The effect of the adoption of FASB Statement No. 157 had no impact on the statements of net assets available for benefits or the statement of changes in net assets available for benefits, however, the adoption of this statement did expand certain fair value disclosures (see Note 7).
3. | INVESTMENTS |
Individual investments that represent greater than 5% of the Plan’s net assets are as follows:
As of December 31, 2008: | ||||
Willis Stable Value Fund | $ | 59,857,919 | ||
TFLIC Stable 5 Fund | 61,419,660 | |||
Pimco Total Return Fund | 40,614,920 | |||
American Funds Income Fund | 37,129,681 | |||
Transamerica Partners Institutional Stock Index Fund | 36,250,712 | |||
American Funds Growth Fund | 29,446,945 | |||
American Funds Fundamental Investment Fund | 25,981,498 | |||
As of December 31, 2007: | ||||
Willis Stable Value Fund | $ | 53,834,875 | ||
Diversified Investment Advisors Stock Index Fund | 46,253,053 | |||
American Funds Fundamental Investment Fund | 44,793,311 | |||
Willis Stock Fund | 21,779,551 | |||
Columbia Small Cap Value Fund | 16,659,536 | |||
Alliance Bernstein International Value Fund | 21,364,202 | |||
Pimco Total Return Fund | 19,094,568 | |||
Royce Value Plus Fund | 15,616,172 |
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During 2008, the Plan’s investments (including gains and losses on investments bought and sold, as well as held during the year) depreciated in value by $93,221,809 as follows:
Mutual funds | $ | (82,883,835 | ) | |
Common stock | (10,376,169 | ) | ||
Corporate bonds | 9,975 | |||
U.S. government securities | 28,220 | |||
$ | (93,221,809 | ) | ||
4. | INVESTMENT CONTRACTS WITH INSURANCE COMPANY |
The Plan has two fully benefit-responsive investment contracts with TFLIC. TFLIC maintains the contributions in a non-pooled separate account (Willis Stable Value Fund) and a pooled separate account (TFLIC Stable 5 Fund), which is credited with earnings on the underlying investments and charged for participant withdrawals and administrative expenses. The contracts are included in the financial statements at fair value and then adjusted to contract value. Contract value represents contributions made under the contract, plus earnings, less participant withdrawals and administrative expenses. Participants may ordinarily direct the withdrawal or transfer of all or a portion of their investment at contract value. The contracts have certain restrictions that impact the ability to collect the full contract value, for example, the Plan may not withdraw more than 25% of the beginning of the year balance of the contract without incurring a penalty. Plan management believes that the occurrence of events that would cause the Plan to transact at less than contract value is not probable. TFLIC may not terminate the contracts at any amount less than contract value.
TFLIC is contractually obligated to pay the principal and specified interest rate that is guaranteed to the Plan. The crediting interest rate is based on a formula agreed upon with the issuer, but may not be less than 0%. Such interest rates are reviewed for resetting on a quarterly basis for the Willis Stable Value Fund and on an annual basis for the TFLIC Stable 5 Fund. The crediting rate of the contract will track current market yields on a trailing basis.
2008 | 2007 | |||||||
Wills Stable Value Fund Average Yields: | ||||||||
Based on annualized earnings (1) | 1.21 | % | 5.72 | % | ||||
Based on interest rate credited to participants (2) | 4.52 | 4.49 | ||||||
TFLIC Stable 5 Fund Average Yields: | ||||||||
Based on annualized earnings (1) | 3.43 | % | N/A | |||||
Based on interest rate credited to participants (2) | 4.19 | N/A |
(1) | Computed by dividing the annualized actual earnings of the contract on the last day of the Plan year by the fair value of the investments on the same date. | |
(2) | Computed by dividing the annualized earnings credited to participants on the last day of the Plan year by the fair value of the investments on the same date. |
5. | INCOME TAX STATUS |
The Plan has received a determination letter from the IRS dated May 14, 2008, stating that the Plan is qualified under Section 401(a) of the Internal Revenue Code (the “Code”) and therefore, the related trust is exempt from taxation. The Plan is required to operate in conformity with the Code to maintain its
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qualification. The Plan Administrator believes the Plan is being operated in compliance with the applicable requirements of the Code and, therefore, believes that the Plan is qualified and the related trust is tax exempt.
6. | TRANSACTIONS WITH PARTIES-IN-INTEREST |
Transactions with parties-in-interest include contributions from the Company, investments in certain funds managed by the recordkeeper of the Plan, and the investment contracts managed by TFLIC, therefore, these transactions qualify as exempt party-in-interest transactions. Administrative expenses of the Plan not borne by participants are paid by the Company. Such amounts paid by the Company in 2008 were not significant.
At December 31, 2008 and 2007, the Plan held 616,443 and 555,080 shares, respectively, of common stock of Willis Group Holdings Limited, with a fair value of $16,131,685 and $21,779,551, respectively.
7. | FAIR VALUE MEASUREMENTS |
In accordance with FASB Statement No. 157, the Plan classifies its investments into Level 1, which refers to securities valued using quoted prices from active markets for identical assets; Level 2, which refers to securities not traded on an active market but for which observable market inputs are readily available; and Level 3, which refers to securities valued based on significant unobservable inputs. Assets and liabilities are classified in their entirety based on the lowest level of input that is significant to the fair value measurement.
The following is a description of the valuation methodologies used for assets measured at fair value:
Mutual Funds — Valued at the net asset value (NAV) of shares held by the Plan at year end.
Common Stocks, Corporate Bonds, and U.S. Government Securities — Valued at the closing price reported on the active market on which the individual securities are traded.
Guaranteed Investment Contracts — Valued at fair value determined by the issuer of the contracts based on the underlying investments of such contracts.
Participant Loans — Valued at amortized cost, which approximates fair value.
The methods described above may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, while the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date.
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The following table sets forth by level, within the fair value hierarchy, a summary of the Plan’s assets measured at fair value on a recurring basis as of December 31, 2008:
Assets at Fair Value as of December 31, 2008 | ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Mutual funds | $ | 274,617,686 | $ | — | $ | — | $ | 274,617,686 | ||||||||
Common stocks | 19,456,330 | — | — | 19,456,330 | ||||||||||||
Corporate bonds | 1,157,818 | — | — | 1,157,818 | ||||||||||||
U.S. government securities | 370,134 | — | — | 370,134 | ||||||||||||
Guaranteed investment contracts | — | 119,542,559 | — | 119,542,559 | ||||||||||||
Participant loans | — | 4,367,749 | — | 4,367,749 | ||||||||||||
Money market funds | — | 2,921,462 | — | 2,921,462 | ||||||||||||
Total assets at fair value | $ | 295,601,968 | $ | 126,831,770 | $ | — | $ | 422,433,738 | ||||||||
8. | SUBSEQUENT EVENT |
In May 2009 and made effective January 1, 2009, the Company suspended the Employer match, except for legacy HRH associates. The Employer match for legacy HRH associates will be suspended on October 1, 2009 due to merger agreement considerations.
* * * * * *
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
* | WILLIS STABLE VALUE FUND | Group Annuity Insurance Contract | $ | 59,857,919 | ||||||||
* | TFLIC STABLE 5 FUND | Group Annuity Insurance Contract | 61,419,660 | |||||||||
* | WILLIS STOCK FUND | Shares of Common Stock | 16,131,685 | |||||||||
AMERICAN FUNDS FUNDAMENTAL INVESTMENT FUNDS | Mutual Funds | 25,981,498 | ||||||||||
TRANSAMERICA PARTNERS HIGH YIELD FUND | Mutual Funds | 4,914,345 | ||||||||||
TRANSAMERICA PARTNERS STOCK INDEX FUND | Mutual Funds | 36,250,712 | ||||||||||
BARON ASSET FUND | Mutual Funds | 10,771,336 | ||||||||||
COLUMBIA SMALL CAP VALUE FUND | Mutual Funds | 15,015,142 | ||||||||||
ROYCE VALUE PLUS | Mutual Funds | 14,053,913 | ||||||||||
DAVIS NY VENTURE FUND | Mutual Funds | 17,971,639 | ||||||||||
PIMCO TOTAL RETURN FUND | Mutual Funds | 40,614,920 | ||||||||||
WELLS FARGO ADVANTAGE MID CAP FUND | Mutual Funds | 4,040,073 | ||||||||||
ALLIANCE BERNSTEIN INTERNATIONAL VALUE FUND | Mutual Funds | 10,968,828 | ||||||||||
AMERICAN FUNDS GROWTH FUNDS | Mutual Funds | 29,446,945 | ||||||||||
AMERICAN FUNDS EUROPACIFIC | Mutual Funds | 14,364,569 | ||||||||||
AMERICAN FUNDS INCOME FUND | Mutual Funds | 37,129,681 | ||||||||||
MFS VALUE FUND | Mutual Funds | 9,504,229 | ||||||||||
SCHWAB MONEY MARKET FUND | Money Market | 2,921,462 | ||||||||||
AMER INTL GROUP 4.7%10NOTES | 25,000 | Corporate Bonds | 22,219 | |||||||||
CAPITAL ONE NA BK 4.2%10CD FDI | 75,000 | Corporate Bonds | 76,359 | |||||||||
CAPITAL ONE USA 3.25%09CD FDI | 50,000 | Corporate Bonds | 50,221 | |||||||||
CAPITAL ONE USA 3.55%09CD FDI | 95,000 | Corporate Bonds | 94,810 | |||||||||
CAPITAL ONE USA 4.0%10CD FDI | 30,000 | Corporate Bonds | 30,443 | |||||||||
CAPMARK BANK. NA 4.45%09CD FDI | 95,000 | Corporate Bonds | 95,062 | |||||||||
CENTENNIAL BANK 4.85%10CD FDI | 35,000 | Corporate Bonds | 36,048 | |||||||||
CITY BANK WA N A 3.7%10CD FDI | 10,000 | Corporate Bonds | 10,113 | |||||||||
COMERICA BANK NA 2.85%09CD FDI | 30,000 | Corporate Bonds | 30,000 | |||||||||
COMERICA BANK NA 3.65%09CD FDI | 5,000 | Corporate Bonds | 4,990 | |||||||||
COMM BANK NV N A 3.6%09CD FDI | 5,000 | Corporate Bonds | 4,990 | |||||||||
COMM BANK NV N A 3.75%10CD FDI | 10,000 | Corporate Bonds | 10,118 | |||||||||
DISCOVER BANK N A 4.2%10CD FDI | 50,000 | Corporate Bonds | 50,867 | |||||||||
DISCOVER BANK NA 3.95%10CD FDI | 90,000 | Corporate Bonds | 91,219 | |||||||||
FIRSTBANK PR N A 3.85%09CD FDI | 34,000 | Corporate Bonds | 34,439 | |||||||||
FLUSHING SVGSBK 3.7%10CD FDI | 50,000 | Corporate Bonds | 50,542 | |||||||||
GE CAPITAL FIN. 3.25%09CD FDI | 20,000 | Corporate Bonds | 20,000 | |||||||||
GE MONEY BANK NA 3.45%09CD FDI | 35,000 | Corporate Bonds | 34,948 | |||||||||
GEORGIAN BANK N A 5.1%09CD FDI | 23,000 | Corporate Bonds | 23,093 | |||||||||
GMAC BANK UT N A 2.25%09CD FDI | 90,000 | Corporate Bonds | 89,888 | |||||||||
GMAC BANK UT N A 3.25%09CD FDI | 50,000 | Corporate Bonds | 49,925 | |||||||||
GMAC BANK UT N A 3.5%09CD FDI | 60,000 | Corporate Bonds | 59,880 | |||||||||
MORGAN STANLEY 2.35%09CD FDI | 5,000 | Corporate Bonds | 4,993 | |||||||||
MORGAN STANLEY 4.15%10CD FDI | 50,000 | Corporate Bonds | 50,867 | |||||||||
REPUBLIC BK 3.25%09CD FDI | 50,000 | Corporate Bonds | 50,274 | |||||||||
WACHOVIA BANK N 3.3%09CD FDI | 30,000 | Corporate Bonds | 30,000 | |||||||||
WESTERNBANK PR 4.95%10CD FDI | 50,000 | Corporate Bonds | 51,514 | |||||||||
AIM CONSTELLATION FUND CL A | 995 | Mutual Fund | 16,753 | |||||||||
AIM CONSTELLATION FUND CL A | 1,241 | Mutual Fund | 20,902 | |||||||||
AIM TECHNOLOGY FUND INV | 12 | Mutual Fund | 197 | |||||||||
AIM TECHNOLOGY FUND INV | 199 | Mutual Fund | 3,373 | |||||||||
ALLIANCEBERNSTEIN INTL GROWTH | 1,701 | Mutual Fund | 17,568 | |||||||||
ALLIANZ RCM WELLNESS D | 385 | Mutual Fund | 6,989 | |||||||||
ALPINE DYNAMIC DIVIDEND FUND | 1,507 | Mutual Fund | 7,608 | |||||||||
AMANA INCOME FUND | 2,206 | Mutual Fund | 51,872 | |||||||||
AMERICAN BEACON INTL EQT PLAN | 444 | Mutual Fund | 5,524 | |||||||||
AMERICAN BEACON LARGECAP VAL P | 128 | Mutual Fund | 1,680 | |||||||||
AMERICAN CENTURY GOVT BOND F | 4,194 | Mutual Fund | 46,846 | |||||||||
AMERICAN CENTURY INTL BOND F | 3,735 | Mutual Fund | 52,705 | |||||||||
AMERICAN CENTURY INTL GROWTH | 1,293 | Mutual Fund | 9,583 | |||||||||
AMERICAN CENTURY NEW OPPORT | 2,677 | Mutual Fund | 13,680 | |||||||||
AMERICAN CENTURY TARGET MATURI | 453 | Mutual Fund | 47,616 | |||||||||
AMERICAN FD INV CO OF AMERIC | 48 | Mutual Fund | 1,004 | |||||||||
AMERICAN FD NEW PERSPE | 68 | Mutual Fund | 1,277 | |||||||||
ARTIO GLOBAL EQTY FD INC CL | 293 | Mutual Fund | 7,771 | |||||||||
ARTISAN INTL FUND | 999 | Mutual Fund | 14,942 | |||||||||
ARTISAN OPPORTUNISTIC VALUE | 2,015 | Mutual Fund | 12,919 | |||||||||
BARON ASSET FUND | 130 | Mutual Fund | 4,650 |
(Continued)
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
BARON GROWTH FUND | 869 | Mutual Fund | $ | 26,765 | ||||||||
BARON PARTNERS FUND | 1,412 | Mutual Fund | 17,221 | |||||||||
BLACKROCK EQUITY DIVIDE | 426 | Mutual Fund | 5,637 | |||||||||
BLACKROCK INTERNATIONAL BOND C | 539 | Mutual Fund | 5,909 | |||||||||
BURNHAM FINANCIAL INDUST | 557 | Mutual Fund | 5,013 | |||||||||
CALAMOS GROWTH FUND CLASS | 412 | Mutual Fund | 12,014 | |||||||||
CGM FOCUS FUND | 590 | Mutual Fund | 15,928 | |||||||||
CGM FOCUS FUND | 222 | Mutual Fund | 5,995 | |||||||||
CGM FOCUS FUND | 179 | Mutual Fund | 4,824 | |||||||||
CHASE GROWTH FUND | 219 | Mutual Fund | 3,023 | |||||||||
COLUMBIA MARSICO 21ST CENTUR | 6,975 | Mutual Fund | 64,655 | |||||||||
COLUMBIA VALUE & RESTRUCTURING | 472 | Mutual Fund | 13,941 | |||||||||
COLUMBIA VALUE & RESTRUCTURING | 700 | Mutual Fund | 20,662 | |||||||||
CREDIT SUISSE GLOBAL SMALL | 393 | Mutual Fund | 4,834 | |||||||||
DAVIS NY VENTURE FD CL A | 893 | Mutual Fund | 21,082 | |||||||||
DELAFIELD FUND | 1,233 | Mutual Fund | 18,615 | |||||||||
DFA EMERGING MARKETS CORE E | 574 | Mutual Fund | 5,793 | |||||||||
DFA INTERNATIONAL CORE EQUITY | 3,076 | Mutual Fund | 22,980 | |||||||||
DFA INTL SMALL CAP VALUE PORTF | 187 | Mutual Fund | 2,062 | |||||||||
DFA INTL SMALL COMPANY PORTFO | 1,566 | Mutual Fund | 16,051 | |||||||||
DFA INTL SMALL COMPANY PORTFO | 263 | Mutual Fund | 2,693 | |||||||||
DFA INTL VALUE PORTFOLIO | 1,783 | Mutual Fund | 22,391 | |||||||||
DFA INTL VALUE PORTFOLIO | 670 | Mutual Fund | 8,411 | |||||||||
DFA REAL ESTATE SECURI | 1,449 | Mutual Fund | 20,331 | |||||||||
DFA U.S. LARGE CAP VALUE PORTF | 3,347 | Mutual Fund | 44,883 | |||||||||
DFA U.S. LARGE CAP VALUE PORTF | 528 | Mutual Fund | 7,083 | |||||||||
DFA U.S. LARGE CAP VALUE PORTF | 2,251 | Mutual Fund | 30,182 | |||||||||
DFA U.S. SMALL CAP VALUE PORTF | 1,477 | Mutual Fund | 21,831 | |||||||||
DFA U.S. SMALL CAP VALUE PORTF | 474 | Mutual Fund | 7,005 | |||||||||
DFA U.S. SMALL CAP VALUE PORTF | 1,356 | Mutual Fund | 20,038 | |||||||||
DFA US LARGE CO PORT | 555 | Mutual Fund | 14,729 | |||||||||
DFA US MICRO CAP PORT | 1,655 | Mutual Fund | 13,755 | |||||||||
DIREXION CHINA BULL 2X INV | 157 | Mutual Fund | 4,488 | |||||||||
DIREXION EMERGING MKTS BULL 2 | 85 | Mutual Fund | 2,288 | |||||||||
DIREXION LATIN AMERICA BULL 2 | 212 | Mutual Fund | 4,130 | |||||||||
DIREXION NASDAQ 100 BULL 2 | 99 | Mutual Fund | 2,409 | |||||||||
DODGE & COX BALANCED FD | 40 | Mutual Fund | 2,063 | |||||||||
DODGE & COX INCOME FUND | 272 | Mutual Fund | 3,204 | |||||||||
DODGE & COX INCOME FUND | 1,382 | Mutual Fund | 16,291 | |||||||||
DODGE & COX INTL STOCK FUND | 164 | Mutual Fund | 3,599 | |||||||||
DODGE & COX INTL STOCK FUND | 429 | Mutual Fund | 9,389 | |||||||||
DODGE & COX INTL STOCK FUND | 1,102 | Mutual Fund | 24,144 | |||||||||
DODGE & COX INTL STOCK FUND | 644 | Mutual Fund | 14,099 | |||||||||
DODGE & COX INTL STOCK FUND | 128 | Mutual Fund | 2,811 | |||||||||
DODGE & COX INTL STOCK FUND | 337 | Mutual Fund | 7,373 | |||||||||
DODGE & COX INTL STOCK FUND | 47 | Mutual Fund | 1,039 | |||||||||
DODGE & COX INTL STOCK FUND | 167 | Mutual Fund | 3,665 | |||||||||
DODGE & COX STOCK FUND | 25 | Mutual Fund | 1,853 | |||||||||
DODGE & COX STOCK FUND | 41 | Mutual Fund | 3,071 | |||||||||
DODGE & COX STOCK FUND | 199 | Mutual Fund | 14,778 | |||||||||
DODGE & COX STOCK FUND | 58 | Mutual Fund | 4,313 | |||||||||
FAIRHOLME FUND | 632 | Mutual Fund | 13,799 | |||||||||
FAIRHOLME FUND | 111 | Mutual Fund | 2,425 | |||||||||
FBR SMALL CAP FINANCIAL FUND I | 155 | Mutual Fund | 2,209 | |||||||||
FEDERATED PRUDENT BEAR A | 1,077 | Mutual Fund | 7,208 | |||||||||
FEDERATED U.S. GOVT SEC FD 2-5 | 1,083 | Mutual Fund | 13,098 | |||||||||
FIDELITY CANADA FUND | 858 | Mutual Fund | 30,094 | |||||||||
FIDELITY CAPITAL APPREC | 508 | Mutual Fund | 7,987 | |||||||||
FIDELITY INTL DISCOVERY FUND | 403 | Mutual Fund | 9,520 | |||||||||
FIDELITY INTL DISCOVERY FUND | 537 | Mutual Fund | 12,689 | |||||||||
FIDELITY LATIN AMER FUND | 394 | Mutual Fund | 10,890 | |||||||||
FIDELITY LATIN AMER FUND | 575 | Mutual Fund | 15,881 | |||||||||
FIDELITY MAGELLAN FUND | 60 | Mutual Fund | 2,769 | |||||||||
FIDELITY SLCT CHEMICALS | 34 | Mutual Fund | 1,589 | |||||||||
FIDELITY SLCT COMM EQUIPM | 56 | Mutual Fund | 640 | |||||||||
FIDELITY SLCT HEALTH CARE F | 67 | Mutual Fund | 5,439 |
(Continued)
- 11 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
FIDELITY SLCT NAT RES | 950 | Mutual Fund | $ | 17,896 | ||||||||
FIDELITY SLCT NATURL GAS | 702 | Mutual Fund | 14,166 | |||||||||
FIDELITY SLCT SOFTWARE & COMP | 39 | Mutual Fund | 1,834 | |||||||||
FIDELITY SLCT TELECOM FUND | 31 | Mutual Fund | 820 | |||||||||
FIRST AMERICAN SMALL CAP GROWT | 268 | Mutual Fund | 2,962 | |||||||||
FIRST AMERICAN SMALL MIDCAP CO | 24 | Mutual Fund | 159 | |||||||||
FIRST EAGLE GLOBAL FUND CL A | 3,118 | Mutual Fund | 102,858 | |||||||||
FIRSTHAND TECHNOLOGY VALUE | 9 | Mutual Fund | 218 | |||||||||
FIRSTHAND TECHNOLOGY VALUE | 56 | Mutual Fund | 1,318 | |||||||||
GABELLI ASSET FUND AAA | 34 | Mutual Fund | 1,046 | |||||||||
GABELLI EQUITY INCOME FUND C | 749 | Mutual Fund | 10,595 | |||||||||
GAMCO GOLD FUND CL AAA | 154 | Mutual Fund | 3,083 | |||||||||
GAMCO WESTWOOD BALANCED FUND C | 1,331 | Mutual Fund | 12,232 | |||||||||
GATEWAY FUND CL A | 9,527 | Mutual Fund | 230,256 | |||||||||
HARBOR BOND FUND INST CL | 915 | Mutual Fund | 10,342 | |||||||||
HARBOR INTERNATIONAL FUND I | 472 | Mutual Fund | 18,776 | |||||||||
HARDING LOEVNER EMERGING MARKE | 289 | Mutual Fund | 7,634 | |||||||||
HARTFORD CAPITAL APPR FUND C | 1,259 | Mutual Fund | 27,053 | |||||||||
HEARTLAND VALUE PLUS FD INV CL | 656 | Mutual Fund | 12,258 | |||||||||
HENNESSY CORNERSTONE VALUE | 550 | Mutual Fund | 4,376 | |||||||||
HODGES FUND | 255 | Mutual Fund | 3,484 | |||||||||
ICON ENERGY FUND | 1,490 | Mutual Fund | 21,248 | |||||||||
IVY ASSET STRATEGY FUND CL I | 1,000 | Mutual Fund | 18,177 | |||||||||
IVY GLOBAL NATURAL RESOUR | 939 | Mutual Fund | 9,946 | |||||||||
JAMES BALANCED GOLDEN RAINBO | 270 | Mutual Fund | 4,604 | |||||||||
JANUS BALANCED FUND | 2 | Mutual Fund | 33 | |||||||||
JANUS GROWTH & INCOME FD | 579 | Mutual Fund | 12,016 | |||||||||
JANUS GROWTH & INCOME FD | 29 | Mutual Fund | 608 | |||||||||
JANUS OVERSEAS FUND | 96 | Mutual Fund | 2,324 | |||||||||
JANUS OVERSEAS FUND | 60 | Mutual Fund | 1,445 | |||||||||
JANUS OVERSEAS FUND | 260 | Mutual Fund | 6,265 | |||||||||
JANUS OVERSEAS FUND | 645 | Mutual Fund | 15,540 | |||||||||
JANUS PERKINS MID CAP VALUE | 1,647 | Mutual Fund | 25,168 | |||||||||
JANUS RESEARCH FUND | 123 | Mutual Fund | 2,122 | |||||||||
JENSEN PORTFOLIO CLASS J | 262 | Mutual Fund | 5,038 | |||||||||
KINETICS PARADIGM FUND | 449 | Mutual Fund | 6,479 | |||||||||
LAZARD EMERGING MARKETS PORTFO | 1,002 | Mutual Fund | 11,073 | |||||||||
LAZARD EMERGING MARKETS PORTFO | 1,664 | Mutual Fund | 18,390 | |||||||||
LAZARD EMERGING MARKETS PORTFO | 839 | Mutual Fund | 9,267 | |||||||||
LEUTHOLD CORE INVESTMENT FUND | 448 | Mutual Fund | 5,765 | |||||||||
LOOMIS SAYLES BOND FUND CL R | 994 | Mutual Fund | 10,290 | |||||||||
LOOMIS SAYLES GLOBAL BD FUND C | 1,557 | Mutual Fund | 20,837 | |||||||||
MANAGERS BOND FUND | 2,000 | Mutual Fund | 39,295 | |||||||||
MANNING & NAPIER EQUITY SERIES | 2,374 | Mutual Fund | 28,888 | |||||||||
MATTHEWS CHINA FUND | 118 | Mutual Fund | 1,693 | |||||||||
MATTHEWS INDIA FUND | 2,180 | Mutual Fund | 18,243 | |||||||||
MERIDIAN GROWTH FUND | 41 | Mutual Fund | 1,023 | |||||||||
MERIDIAN GROWTH FUND | 357 | Mutual Fund | 8,955 | |||||||||
MUHLENKAMP FUND | 92 | Mutual Fund | 3,555 | |||||||||
NB FOCUS FUND INVESTOR CLASS | 113 | Mutual Fund | 1,549 | |||||||||
NEUBERGER BERMAN MID CAP GROWT | 3,563 | Mutual Fund | 23,085 | |||||||||
NEUBERGER BERMAN SMALL CAP GR | 87 | Mutual Fund | 1,044 | |||||||||
OAKMARK EQUITY INCOME FD | 3,797 | Mutual Fund | 81,855 | |||||||||
OPPENHEIMER STRATEGIC INCOME | 478 | Mutual Fund | 1,653 | |||||||||
PACIFIC ADV SMALL CAP FD CL A | 301 | Mutual Fund | 5,782 | |||||||||
PARNASSUS EQUITY INCOME FUND I | 246 | Mutual Fund | 4,755 | |||||||||
PAYDEN VALUE LEADERS FUND | 319 | Mutual Fund | 2,372 | |||||||||
PERMANENT PORTFOLIO | 144 | Mutual Fund | 4,712 | |||||||||
PERRITT MICRO CAP OPPORT | 1,162 | Mutual Fund | 16,479 | |||||||||
PIMCO DEVELOPING LOCAL MARKET | 8,652 | Mutual Fund | 73,196 | |||||||||
PIMCO REAL RETURN FUND CLASS | 2,181 | Mutual Fund | 20,609 | |||||||||
PIN OAK AGGRESSIVE STOCK FUND | 129 | Mutual Fund | 1,796 | |||||||||
PRINCIPAL HIGH YIELD CL A | 2,265 | Mutual Fund | 13,568 | |||||||||
PROFUNDS OIL EQUIP SVCS & DIST | 259 | Mutual Fund | 2,306 | |||||||||
PUMA EXPLORATION INC F | 2,750 | Mutual Fund | 134 | |||||||||
PUMA EXPLORATION INC F | 3,900 | Mutual Fund | 190 |
(Continued)
- 12 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
ROYCE PENNSYLVANIA MUTUA | 893 | Mutual Fund | $ | 6,194 | ||||||||
ROYCE PREMIER FUND INVEST | 3,850 | Mutual Fund | 47,122 | |||||||||
ROYCE VALUE PLUS FUND SVC CL | 3,120 | Mutual Fund | 24,804 | |||||||||
RS TECHNOLOGY FUND | 734 | Mutual Fund | 6,239 | |||||||||
RYDEX NASDAQ-100 FUND INV CL | 122 | Mutual Fund | 979 | |||||||||
SCHWAB DIVIDEND EQUITY FUND I | 2,119 | Mutual Fund | 21,678 | |||||||||
SCHWAB GOVT MONEY FUND | 491 | Mutual Fund | 491 | |||||||||
SCHWAB HEALTH CARE FUND | 244 | Mutual Fund | 3,004 | |||||||||
SCHWAB HEALTH CARE FUND | 609 | Mutual Fund | 7,482 | |||||||||
SCHWAB INSTITUTIONAL SELECT | 6,212 | Mutual Fund | 44,168 | |||||||||
SCHWAB INSTITUTIONAL SELECT | 2,248 | Mutual Fund | 15,980 | |||||||||
SCHWAB MARKETTRACK CONSER | 445 | Mutual Fund | 4,961 | |||||||||
SCHWAB PREMIER EQUITY SELECT | 7,379 | Mutual Fund | 55,270 | |||||||||
SCHWAB S&P 500 INDEX FUND — IN | 453 | Mutual Fund | 6,287 | |||||||||
SCHWAB SMALL CAP INDEX FUND | 399 | Mutual Fund | 4,974 | |||||||||
SCHWAB US TREAS MONEY FD | 29,281 | Mutual Fund | 29,281 | |||||||||
SCHWAB US TREAS MONEY FD | 55,016 | Mutual Fund | 55,016 | |||||||||
SCHWAB US TREAS MONEY FD | 7,573 | Mutual Fund | 7,573 | |||||||||
SCHWAB VALUE ADVANTAGE MONEY | 28,188 | Mutual Fund | 28,188 | |||||||||
SELECTED AMERICAN SHARES CL D | 582 | Mutual Fund | 16,593 | |||||||||
SELECTED AMERICAN SHARESCLASS | 1,501 | Mutual Fund | 42,831 | |||||||||
SOUND SHORE FUND INC | 598 | Mutual Fund | 13,609 | |||||||||
SOUND SHORE FUND INC | 3,523 | Mutual Fund | 80,188 | |||||||||
T ROWE PRICE CAPITAL APPREC | 298 | Mutual Fund | 4,159 | |||||||||
T ROWE PRICE CAPITAL APPREC | 1,057 | Mutual Fund | 14,744 | |||||||||
T ROWE PRICE EMERGING MARKET | 539 | Mutual Fund | 8,806 | |||||||||
T ROWE PRICE EUROPEAN STOCK | 188 | Mutual Fund | 2,029 | |||||||||
T ROWE PRICE HIGH YIELD FUND | 16,132 | Mutual Fund | 75,661 | |||||||||
T ROWE PRICE INTL BOND FUND | 2,010 | Mutual Fund | 19,239 | |||||||||
T ROWE PRICE LATIN AMERIC | 649 | Mutual Fund | 14,746 | |||||||||
T ROWE PRICE MEDIA AND TELECO | 241 | Mutual Fund | 5,932 | |||||||||
TEMPLETON FOREIGN FUND CL A | 1,884 | Mutual Fund | 8,366 | |||||||||
TEMPLETON GLOBAL BOND FUND A | 3,027 | Mutual Fund | 33,809 | |||||||||
TEMPLETON WORLD FUND CL A | 2,675 | Mutual Fund | 28,707 | |||||||||
THIRD AVE REAL ESTATE VALUE | 380 | Mutual Fund | 5,686 | |||||||||
THIRD AVENUE VALUE FUND | 389 | Mutual Fund | 12,781 | |||||||||
THOMPSON PLUMB GROWTH FUND | 439 | Mutual Fund | 8,803 | |||||||||
THORNBURG GLOBAL OPPTY FD INS | 1,693 | Mutual Fund | 16,117 | |||||||||
THORNBURG INV INCOME BUILDE | 1,491 | Mutual Fund | 20,768 | |||||||||
TORRAY FUND | 654 | Mutual Fund | 14,151 | |||||||||
TRANSAMERICA PREMIER EQUITY | 1,022 | Mutual Fund | 14,199 | |||||||||
TWEEDY BROWNE GLOBAL VALUE | 36 | Mutual Fund | 564 | |||||||||
U.S. GLOBAL INVESTORS EASTER | 504 | Mutual Fund | 2,580 | |||||||||
VALUE LINE EMERGING OPPORT | 76 | Mutual Fund | 1,580 | |||||||||
VAN KAMPEN SMALL CAP VALUE | 2,789 | Mutual Fund | 30,961 | |||||||||
VANGUARD 500 INDEX FUND INVEST | 75 | Mutual Fund | 6,259 | |||||||||
VANGUARD 500 INDEX FUND INVEST | 104 | Mutual Fund | 8,637 | |||||||||
VANGUARD 500 INDEX FUND INVEST | 635 | Mutual Fund | 52,735 | |||||||||
VANGUARD DEVELOPED MKTS INDEX | 7,759 | Mutual Fund | 58,349 | |||||||||
VANGUARD EMERGING MKTS STOCK | 693 | Mutual Fund | 10,328 | |||||||||
VANGUARD GROWTH & INCOME FUND | 623 | Mutual Fund | 12,116 | |||||||||
VANGUARD HIGH YIELD CORP FUND | 3,777 | Mutual Fund | 16,127 | |||||||||
VANGUARD INFLATION PROTEC | 934 | Mutual Fund | 10,760 | |||||||||
VANGUARD INFLATION PROTEC | 3,388 | Mutual Fund | 39,027 | |||||||||
VANGUARD INTL GROWTH FD INVEST | 816 | Mutual Fund | 9,955 | |||||||||
VANGUARD INTL GROWTH FD INVEST | 180 | Mutual Fund | 2,194 | |||||||||
VANGUARD INTL VALUE FUND | 461 | Mutual Fund | 10,810 | |||||||||
VANGUARD REIT INDEX FUND INVES | 971 | Mutual Fund | 11,781 | |||||||||
VANGUARD SMALL CAP GROWTH | 746 | Mutual Fund | 8,883 | |||||||||
VANGUARD TOTAL BD MARKET INDEX | 4,638 | Mutual Fund | 47,220 | |||||||||
VANGUARD TOTAL INTL STOCK | 935 | Mutual Fund | 10,090 | |||||||||
VANGUARD TOTAL INTL STOCK | 806 | Mutual Fund | 8,701 | |||||||||
VANGUARD TOTAL STOCK MKT INDEX | 232 | Mutual Fund | 5,060 | |||||||||
VANGUARD TOTAL STOCK MKT INDEX | 343 | Mutual Fund | 7,468 | |||||||||
VANGUARD VALUE INDEX FUND I | 561 | Mutual Fund | 9,015 | |||||||||
VANGUARD WELLESLEY INCOME | 953 | Mutual Fund | 17,532 |
(Continued)
- 13 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
VANGUARD WELLINGTON FD INVEST | 482 | Mutual Fund | $ | 11,772 | ||||||||
VANGUARD WELLINGTON FD INVEST | 923 | Mutual Fund | 22,556 | |||||||||
VANGUARD WINDSOR FUND INVEST | 979 | Mutual Fund | 8,833 | |||||||||
VANGUARD WINDSOR II FD INVEST | 842 | Mutual Fund | 16,089 | |||||||||
VIRTUS FOREIGN OPPTY CL A | 1,556 | Mutual Fund | 25,895 | |||||||||
WASATCH 1ST SOURCE INCOME | 1,363 | Mutual Fund | 14,119 | |||||||||
WEITZ VALUE FUND | 855 | Mutual Fund | 15,939 | |||||||||
WELLS FARGO ADVANTAGE GOVT S | 647 | Mutual Fund | 6,987 | |||||||||
WELLS FARGO ADVANTAGE GROWTH | 247 | Mutual Fund | 4,252 | |||||||||
WELLS FARGO ADVANTAGE INTL E | 81 | Mutual Fund | 625 | |||||||||
WELLS FARGO ADVANTAGE LARGE | 65 | Mutual Fund | 2,226 | |||||||||
WHITE OAK SELECT GROWTH FUND | 247 | Mutual Fund | 5,412 | |||||||||
WHITE OAK SELECT GROWTH FUND | 457 | Mutual Fund | 10,023 | |||||||||
WHITE OAK SELECT GROWTH FUND | 839 | Mutual Fund | 18,418 | |||||||||
WILLIAM BLAIR INTL GROWTH | 293 | Mutual Fund | 3,839 | |||||||||
WINTERGREEN FUND | 3,751 | Mutual Fund | 32,743 | |||||||||
U S TREAS STRIP 0% 02/09INT PM | 12,000 | Principal amount due 02/15/2009 | 11,994 | |||||||||
U S TREAS STRIP 0% 02/10INT PM | 12,000 | Principal amount due 02/15/2010 | 11,987 | |||||||||
U S TREAS STRIP 0% 02/11INT PM | 53,000 | Principal amount due 02/11/2011 | 52,180 | |||||||||
U S TREAS STRIP 0% 02/12INT PM | 53,000 | Principal amount due 02/15/2013 | 51,095 | |||||||||
U S TREAS STRIP 0% 02/13INT PM | 17,000 | Principal amount due 02/15/2013 | 15,977 | |||||||||
U S TREAS STRIP 0% 02/14INT PM | 12,000 | Principal amount due 02/15/2014 | 10,851 | |||||||||
U S TREAS STRIP 0% 05/09INT PM | 12,000 | Principal amount due 05/15/2009 | 11,994 | |||||||||
U S TREAS STRIP 0% 05/10INT PM | 12,000 | Principal amount due 05/15/2010 | 11,946 | |||||||||
U S TREAS STRIP 0% 05/11INT PM | 12,000 | Principal amount due 05/15/2011 | 11,858 | |||||||||
U S TREAS STRIP 0% 05/12INT PM | 12,000 | Principal amount due 05/15/2012 | 11,537 | |||||||||
U S TREAS STRIP 0% 05/13INT PM | 12,000 | Principal amount due 05/15/2013 | 11,295 | |||||||||
U S TREAS STRIP 0% 08/09INT PM | 12,000 | Principal amount due 08/15/2009 | 11,989 | |||||||||
U S TREAS STRIP 0% 08/10INT PM | 12,000 | Principal amount due 08/15/2010 | 11,940 | |||||||||
U S TREAS STRIP 0% 08/11INT PM | 12,000 | Principal amount due 08/15/2011 | 11,784 | |||||||||
U S TREAS STRIP 0% 08/12INT PM | 12,000 | Principal amount due 08/15/2012 | 11,417 | |||||||||
U S TREAS STRIP 0% 08/13INT PM | 12,000 | Principal amount due 08/15/2013 | 11,211 | |||||||||
U S TREAS STRIP 0% 11/09INT PM | 53,000 | Principal amount due 11/15/2009 | 52,909 | |||||||||
U S TREAS STRIP 0% 11/10INT PM | 12,000 | Principal amount due 11/15/2010 | 11,903 | |||||||||
U S TREAS STRIP 0% 11/11INT PM | 12,000 | Principal amount due 11/15/2011 | 11,799 | |||||||||
U S TREAS STRIP 0% 11/12INT PM | 12,000 | Principal amount due 11/15/2012 | 11,364 | |||||||||
U S TREAS STRIP 0% 11/13INT PM | 12,000 | Principal amount due 11/15/2013 | 11,104 | |||||||||
1/100 BERKSHIRE HTWY CLA100 SH | 100 | Shares of Common Stock | 96,600 | |||||||||
3M COMPANY | 0 | Shares of Common Stock | 16 | |||||||||
3M COMPANY | 500 | Shares of Common Stock | 28,770 | |||||||||
A E S CORP | 100 | Shares of Common Stock | 824 | |||||||||
A M R CORPORATION | 75 | Shares of Common Stock | 800 | |||||||||
A T & T INC NEW | 132 | Shares of Common Stock | 3,762 | |||||||||
A T & T INC NEW | 41 | Shares of Common Stock | 1,167 | |||||||||
A T & T INC NEW | 5 | Shares of Common Stock | 143 | |||||||||
ABBOTT LABORATORIES | 500 | Shares of Common Stock | 26,685 | |||||||||
ABBOTT LABORATORIES | 80 | Shares of Common Stock | 4,270 | |||||||||
ACTIVISION BLIZZARD INC TENDER | 400 | Shares of Common Stock | 3,456 | |||||||||
AETNA INC NEW | 50 | Shares of Common Stock | 1,425 | |||||||||
AIRCASTLE LTD F** PEN | 100 | Shares of Common Stock | 478 | |||||||||
AKTIESELSKABET DAMP ADRFSPONSO | 250 | Shares of Common Stock | 2,718 | |||||||||
ALAMOS GOLD INC F | 400 | Shares of Common Stock | 2,835 | |||||||||
ALBERTA STAR DEV CORP F | 1,000 | Shares of Common Stock | 80 | |||||||||
ALCATEL LUCENT ADR FSPONSO | 5 | Shares of Common Stock | 11 | |||||||||
ALCATEL LUCENT ADR FSPONSO | 9 | Shares of Common Stock | 19 | |||||||||
ALCATEL LUCENT ADR FSPONSO | 19 | Shares of Common Stock | 41 | |||||||||
ALCATEL LUCENT ADR FSPONSO | 585 | Shares of Common Stock | 1,258 | |||||||||
ALCATEL LUCENT ADR FSPONSO | 10 | Shares of Common Stock | 22 | |||||||||
ALCATEL LUCENT ADR FSPONSO | 136 | Shares of Common Stock | 292 | |||||||||
ALCON INC F | 30 | Shares of Common Stock | 2,676 | |||||||||
ALLIED IRISH BANKS ADR FSPONSO | 300 | Shares of Common Stock | 1,407 | |||||||||
ALLIED WORLD ASSURANCE ** PEN | 200 | Shares of Common Stock | 8,120 | |||||||||
ALNYLAM PHARMACEUTICALS ** PEN | 500 | Shares of Common Stock | 12,365 | |||||||||
ALTRIA GROUP INC | 300 | Shares of Common Stock | 4,518 | |||||||||
ALTRIA GROUP INC | 22 | Shares of Common Stock | 335 | |||||||||
AMAZON COM INC | 230 | Shares of Common Stock | 11,794 |
(Continued)
- 14 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
AMAZON COM INC | 90 | Shares of Common Stock | $ | 4,615 | ||||||||
AMERICAN EXPRESS COMPANY | 95 | Shares of Common Stock | 1,770 | |||||||||
AMERICAN EXPRESS COMPANY | 450 | Shares of Common Stock | 8,348 | |||||||||
AMERICAN INTL GROUP INC | 1,000 | Shares of Common Stock | 1,570 | |||||||||
AMERICAN INTL GROUP INC | 1,500 | Shares of Common Stock | 2,355 | |||||||||
AMERICAN INTL GROUP INC | 800 | Shares of Common Stock | 1,256 | |||||||||
AMERICAN INTL GROUP INC | 1,000 | Shares of Common Stock | 1,570 | |||||||||
AMERICAN INTL GROUP INC | 500 | Shares of Common Stock | 785 | |||||||||
AMERICAN INTL GROUP INC | 2,103 | Shares of Common Stock | 3,301 | |||||||||
AMERICAN INTL GROUP INC | 6,549 | Shares of Common Stock | 10,282 | |||||||||
AMERICAN INTL GROUP INC | 8,000 | Shares of Common Stock | 12,560 | |||||||||
AMERICAN INTL GROUP INC | 375 | Shares of Common Stock | 589 | |||||||||
AMERICAN INTL GROUP INC | 14,000 | Shares of Common Stock | 21,980 | |||||||||
AMERICAN INTL GROUP INC | 309 | Shares of Common Stock | 485 | |||||||||
AMERICAN INTL GROUP INC | 500 | Shares of Common Stock | 785 | |||||||||
AMERICAN INTL GROUP INC | 125 | Shares of Common Stock | 196 | |||||||||
AMERICAN INTL GROUP INC | 8,500 | Shares of Common Stock | 13,345 | |||||||||
AMERICAN INTL GROUP INC | 87 | Shares of Common Stock | 136 | |||||||||
AMERICAN INTL GROUP INC | 3,500 | Shares of Common Stock | 5,495 | |||||||||
AMGEN INCORPORATED | 100 | Shares of Common Stock | 5,775 | |||||||||
ANTARES PHARMA INC | 6,000 | Shares of Common Stock | 2,220 | |||||||||
APACHE CORP | 160 | Shares of Common Stock | 11,925 | |||||||||
APOLLO GOLD CORPORATIONF | 5,000 | Shares of Common Stock | 1,150 | |||||||||
APPLE INC | 100 | Shares of Common Stock | 8,535 | |||||||||
APPLE INC | 32 | Shares of Common Stock | 2,731 | |||||||||
APPLE INC | 45 | Shares of Common Stock | 3,841 | |||||||||
APPLE INC | 175 | Shares of Common Stock | 14,936 | |||||||||
APPLIED MATERIALS INC | 1 | Shares of Common Stock | 14 | |||||||||
APPLIED MATERIALS INC | 209 | Shares of Common Stock | 2,116 | |||||||||
APPLIED MATERIALS INC | 300 | Shares of Common Stock | 3,039 | |||||||||
ARADIGM CORP NEW | 180 | Shares of Common Stock | 45 | |||||||||
ARBOR REALTY TRUST INC ** PEN | 300 | Shares of Common Stock | 885 | |||||||||
ARCELOR MITTAL NY NEW FNEW YO | 125 | Shares of Common Stock | 3,074 | |||||||||
ARCELOR MITTAL NY NEW FNEW YO | 35 | Shares of Common Stock | 861 | |||||||||
ARCELOR MITTAL NY NEW FNEW YO | 400 | Shares of Common Stock | 9,836 | |||||||||
ARCH COAL INC | 1,006 | Shares of Common Stock | 16,382 | |||||||||
ARCHER-DANIELS-MIDLND CO | 50 | Shares of Common Stock | 1,442 | |||||||||
ARM HOLDINGS PLC ADR F1 ADR | 100 | Shares of Common Stock | 385 | |||||||||
ASPEN INSURANCE HOLDINGS** PEN | 500 | Shares of Common Stock | 12,125 | |||||||||
ATLAS CORPORATION | 38,000 | Shares of Common Stock | 1,710 | |||||||||
ATLAS ENERGY RESOURCES ** PEN | 250 | Shares of Common Stock | 3,193 | |||||||||
ATMEL CORP | 2,000 | Shares of Common Stock | 6,260 | |||||||||
ATMOS ENERGY CORP | 1,000 | Shares of Common Stock | 23,700 | |||||||||
AUCXIS CORP | 200 | Shares of Common Stock | — | |||||||||
AUDIOVOX CP CL A | 100 | Shares of Common Stock | 501 | |||||||||
AXSYS TECHNOLOGIES INC | 188 | Shares of Common Stock | 10,314 | |||||||||
B M C SOFTWARE INC | 400 | Shares of Common Stock | 10,764 | |||||||||
BANDERA GOLD LTD F | 500 | Shares of Common Stock | 32 | |||||||||
BANK OF AMERICA CORP | 103 | Shares of Common Stock | 1,455 | |||||||||
BANK OF AMERICA CORP | 50 | Shares of Common Stock | 704 | |||||||||
BANK OF AMERICA CORP | 76 | Shares of Common Stock | 1,072 | |||||||||
BANK OF AMERICA CORP | 50 | Shares of Common Stock | 704 | |||||||||
BANK OF AMERICA CORP | 100 | Shares of Common Stock | 1,408 | |||||||||
BANK OF AMERICA CORP | 135 | Shares of Common Stock | 1,895 | |||||||||
BARCLAYS BANK IPATH ETN DJ AIG | 206 | Shares of Common Stock | 7,249 | |||||||||
BAXTER INTERNATIONAL INC | 80 | Shares of Common Stock | 4,287 | |||||||||
BAYER A G SPONSORED ADRFSPONSO | 350 | Shares of Common Stock | 20,214 | |||||||||
BAYSWATER URANIUM NEW F | 1,000 | Shares of Common Stock | 61 | |||||||||
BB&T CORPORATION | 1,011 | Shares of Common Stock | 27,765 | |||||||||
BERKLEY W R CORPORATION | 101 | Shares of Common Stock | 3,141 | |||||||||
BERKSHIRE HATHAWAY CL B | 1 | Shares of Common Stock | 3,214 | |||||||||
BERKSHIRE HATHAWAY CL B | 10 | Shares of Common Stock | 32,140 | |||||||||
BERKSHIRE HATHAWAY CL B | 2 | Shares of Common Stock | 6,428 | |||||||||
BERKSHIRE HATHAWAY CL B | 3 | Shares of Common Stock | 9,642 | |||||||||
BEST BUY INC | 0 | Shares of Common Stock | 4 | |||||||||
BHP BILLITON LTD ADR FSPONSO | 530 | Shares of Common Stock | 22,719 |
(Continued)
- 15 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
BIOPURE CORP CL A NEW | 16 | Shares of Common Stock | $ | 2 | ||||||||
BIOSANTE PHARMA INC NEW | 5,000 | Shares of Common Stock | 5,000 | |||||||||
BLACKSTONE GROUP LP ** PEN | 295 | Shares of Common Stock | 1,924 | |||||||||
BOSTON SCIENTIFIC CORP | 1,000 | Shares of Common Stock | 7,740 | |||||||||
BOTTOMLINE TECHNOLOGIES | 200 | Shares of Common Stock | 1,420 | |||||||||
BRINKS CO DUTCH | 37 | Shares of Common Stock | 1,005 | |||||||||
BRINKS HOME SEC HOLDINGS | 37 | Shares of Common Stock | 811 | |||||||||
BRISTOL-MYERS SQUIBB CO ODDLOT | 80 | Shares of Common Stock | 1,860 | |||||||||
BROOKS AUTOMATION NEW DUTCH | 31 | Shares of Common Stock | 180 | |||||||||
BRUKER CORPORATION | 600 | Shares of Common Stock | 2,424 | |||||||||
BUILDERS FIRSTSOURCE INC | 500 | Shares of Common Stock | 765 | |||||||||
BUNGE LIMITED F | 201 | Shares of Common Stock | 10,406 | |||||||||
BURLINGTON NTH SANTA FE | 60 | Shares of Common Stock | 4,543 | |||||||||
CADAN RESOURCES CORP F | 500 | Shares of Common Stock | 22 | |||||||||
CANADIAN ZINC CORP F | 400 | Shares of Common Stock | 68 | |||||||||
CAPITAL BANK CORP NEW | 188 | Shares of Common Stock | 1,157 | |||||||||
CAPSTONE MINING CORP F | 200 | Shares of Common Stock | 147 | |||||||||
CARMAX INC | 150 | Shares of Common Stock | 1,182 | |||||||||
CARTERS INC | 80 | Shares of Common Stock | 1,541 | |||||||||
CATERPILLAR INC | 100 | Shares of Common Stock | 4,467 | |||||||||
CATERPILLAR INC | 200 | Shares of Common Stock | 8,934 | |||||||||
CELADON GROUP INC | 200 | Shares of Common Stock | 1,706 | |||||||||
CELGENE CORP | 70 | Shares of Common Stock | 3,870 | |||||||||
CENTRAL FD CDA LTD CLA FCLASS | 340 | Shares of Common Stock | 3,815 | |||||||||
CENTRAL FD CDA LTD CLA FCLASS | 170 | Shares of Common Stock | 1,907 | |||||||||
CENTRAL FD CDA LTD CLA FCLASS | 740 | Shares of Common Stock | 8,303 | |||||||||
CENTRAL FD CDA LTD CLA FCLASS | 4,000 | Shares of Common Stock | 44,880 | |||||||||
CENTRAL SUN MINING INC F | 307 | Shares of Common Stock | 76 | |||||||||
CENVEO INC | 2,500 | Shares of Common Stock | 11,125 | |||||||||
CHESAPEAKE ENERGY CORP | 100 | Shares of Common Stock | 1,624 | |||||||||
CHESAPEAKE ENERGY CORP | 600 | Shares of Common Stock | 9,702 | |||||||||
CHESAPEAKE UTIL CORP | 100 | Shares of Common Stock | 3,148 | |||||||||
CHEVRON CORPORATION | 70 | Shares of Common Stock | 5,178 | |||||||||
CHICAGO BRDG & IRON NY FN Y RE | 100 | Shares of Common Stock | 1,005 | |||||||||
CHINA MEDICAL TECH ADR FSPONSO | 150 | Shares of Common Stock | 3,039 | |||||||||
CHINA NATURAL GAS INC | 10,000 | Shares of Common Stock | 30,000 | |||||||||
CHINA SKY ONE MEDICAL | 400 | Shares of Common Stock | 6,396 | |||||||||
CIRRUS LOGIC INC | 250 | Shares of Common Stock | 670 | |||||||||
CISCO SYSTEMS INC | 150 | Shares of Common Stock | 2,445 | |||||||||
CISCO SYSTEMS INC | 1,620 | Shares of Common Stock | 26,406 | |||||||||
CISCO SYSTEMS INC | 400 | Shares of Common Stock | 6,520 | |||||||||
CISCO SYSTEMS INC | 14 | Shares of Common Stock | 228 | |||||||||
CISCO SYSTEMS INC | 70 | Shares of Common Stock | 1,141 | |||||||||
CISCO SYSTEMS INC | 400 | Shares of Common Stock | 6,520 | |||||||||
CISCO SYSTEMS INC | 200 | Shares of Common Stock | 3,260 | |||||||||
CISCO SYSTEMS INC | 400 | Shares of Common Stock | 6,520 | |||||||||
CISCO SYSTEMS INC | 1,000 | Shares of Common Stock | 16,300 | |||||||||
CISCO SYSTEMS INC | 196 | Shares of Common Stock | 3,195 | |||||||||
CISCO SYSTEMS INC | 200 | Shares of Common Stock | 3,260 | |||||||||
CISCO SYSTEMS INC | 300 | Shares of Common Stock | 4,890 | |||||||||
CISCO SYSTEMS INC | 130 | Shares of Common Stock | 2,119 | |||||||||
CISCO SYSTEMS INC | 80 | Shares of Common Stock | 1,304 | |||||||||
CISCO SYSTEMS INC | 22 | Shares of Common Stock | 359 | |||||||||
CISCO SYSTEMS INC | 125 | Shares of Common Stock | 2,038 | |||||||||
CITADEL BROADCASTING CP | 15 | Shares of Common Stock | 2 | |||||||||
CITADEL BROADCASTING CP | 4 | Shares of Common Stock | 1 | |||||||||
CITADEL BROADCASTING CP | 8 | Shares of Common Stock | 1 | |||||||||
CITADEL BROADCASTING CP | 6 | Shares of Common Stock | 1 | |||||||||
CITIGROUP INC | 800 | Shares of Common Stock | 5,368 | |||||||||
CITIGROUP INC | 400 | Shares of Common Stock | 2,684 | |||||||||
CITIGROUP INC | 55 | Shares of Common Stock | 367 | |||||||||
CITIGROUP INC | 177 | Shares of Common Stock | 1,191 | |||||||||
CITIGROUP INC | 500 | Shares of Common Stock | 3,355 | |||||||||
CITIGROUP INC | 285 | Shares of Common Stock | 1,912 | |||||||||
CITRIX SYSTEMS INC | 15 | Shares of Common Stock | 354 | |||||||||
CLAYMORE MLP OPPTY FUND | 240 | Shares of Common Stock | 2,981 |
(Continued)
- 16 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
COCA COLA COMPANY | 11 | Shares of Common Stock | $ | 484 | ||||||||
COCA COLA COMPANY | 54 | Shares of Common Stock | 2,455 | |||||||||
COEUR D ALENE MINES CP | 850 | Shares of Common Stock | 748 | |||||||||
COEUR D ALENE MINES CP | 3,000 | Shares of Common Stock | 2,640 | |||||||||
COLGATE-PALMOLIVE CO | 30 | Shares of Common Stock | 2,056 | |||||||||
COLONIAL BANCGROUP INC | 725 | Shares of Common Stock | 1,501 | |||||||||
COLONIAL BANCGROUP INC | 3,500 | Shares of Common Stock | 7,245 | |||||||||
COMCAST CORP NEW CL A | 98 | Shares of Common Stock | 1,653 | |||||||||
COMCAST CORP NEW CL A | 16 | Shares of Common Stock | 270 | |||||||||
COMDISCO HOLDING CO RTSRIGHTS | 150 | Shares of Common Stock | 13 | |||||||||
COMPUTRZD THERML IMAGING | 1,000 | Shares of Common Stock | 1 | |||||||||
COMPUTRZD THERML IMAGING | 100 | Shares of Common Stock | — | |||||||||
CONAGRA FOODS INC | 10 | Shares of Common Stock | 165 | |||||||||
CONOCOPHILLIPS | 50 | Shares of Common Stock | 2,590 | |||||||||
CONOCOPHILLIPS | 800 | Shares of Common Stock | 41,440 | |||||||||
CONOCOPHILLIPS | 430 | Shares of Common Stock | 22,274 | |||||||||
CONOCOPHILLIPS | 5 | Shares of Common Stock | 269 | |||||||||
CONSOL ENERGY INC | 102 | Shares of Common Stock | 2,915 | |||||||||
CONTL AIRLINES CL B 1 VOTE | 100 | Shares of Common Stock | 1,806 | |||||||||
CONTL AIRLINES CL B 1 VOTE | 80 | Shares of Common Stock | 1,445 | |||||||||
CONTL PRECIOUS MINERALSF | 1,000 | Shares of Common Stock | 377 | |||||||||
COPANO ENERGY LLC ** PEN | 14 | Shares of Common Stock | 158 | |||||||||
CORN PRODUCTS INTL INC | 300 | Shares of Common Stock | 8,655 | |||||||||
CORNING INC | 203 | Shares of Common Stock | 1,939 | |||||||||
CORNING INC | 200 | Shares of Common Stock | 1,906 | |||||||||
CORNING INC | 1,005 | Shares of Common Stock | 9,582 | |||||||||
CORP EXECUTIVE BOARD CO | 36 | Shares of Common Stock | 793 | |||||||||
COVIDIEN LTD F | 9 | Shares of Common Stock | 332 | |||||||||
CPEX PHARMACEUTICALS INC | 10 | Shares of Common Stock | 98 | |||||||||
CROSSHAIR EXPL & MININGF | 1,450 | Shares of Common Stock | 232 | |||||||||
CYNOSURE INC ** PEN | 600 | Shares of Common Stock | 5,478 | |||||||||
DANAOS CORPORATION F** PEN | 200 | Shares of Common Stock | 1,352 | |||||||||
DECODE GENETICS INC F | 5,900 | Shares of Common Stock | 1,092 | |||||||||
DEERE & CO | 200 | Shares of Common Stock | 7,664 | |||||||||
DELL INC | 50 | Shares of Common Stock | 512 | |||||||||
DELL INC | 200 | Shares of Common Stock | 2,048 | |||||||||
DELL INC | 33 | Shares of Common Stock | 338 | |||||||||
DELL INC | 140 | Shares of Common Stock | 1,434 | |||||||||
DELL INC | 100 | Shares of Common Stock | 1,024 | |||||||||
DELL INC | 500 | Shares of Common Stock | 5,120 | |||||||||
DELL INC | 252 | Shares of Common Stock | 2,580 | |||||||||
DELL INC | 100 | Shares of Common Stock | 1,024 | |||||||||
DELL INC | 15 | Shares of Common Stock | 154 | |||||||||
DELTATHREE INC | 200 | Shares of Common Stock | 3 | |||||||||
DENISON MINES CORP F | 750 | Shares of Common Stock | 885 | |||||||||
DEVL DIVERSIFIED RLTY REIT | 182 | Shares of Common Stock | 887 | |||||||||
DIAGEO PLC NEW ADR F1 ADR | 60 | Shares of Common Stock | 3,404 | |||||||||
DIAGEO PLC NEW ADR F1 ADR | 100 | Shares of Common Stock | 5,674 | |||||||||
DIGITAL REALTY TRUST INC** PEN | 140 | Shares of Common Stock | 4,599 | |||||||||
DISNEY WALT CO | 200 | Shares of Common Stock | 4,538 | |||||||||
DISNEY WALT CO | 200 | Shares of Common Stock | 4,538 | |||||||||
DISNEY WALT CO | 65 | Shares of Common Stock | 1,475 | |||||||||
DISNEY WALT CO | 200 | Shares of Common Stock | 4,538 | |||||||||
DISNEY WALT CO | 106 | Shares of Common Stock | 2,409 | |||||||||
DISNEY WALT CO | 80 | Shares of Common Stock | 1,807 | |||||||||
DITEM EXPLORATION INC F | 1,000 | Shares of Common Stock | 61 | |||||||||
DOW CHEMICAL COMPANY | 210 | Shares of Common Stock | 3,169 | |||||||||
DRYSHIPS INC F** PEN | 100 | Shares of Common Stock | 1,066 | |||||||||
DUKE ENERGY CORP NEW | 300 | Shares of Common Stock | 4,503 | |||||||||
DUKE ENERGY CORP NEW | 100 | Shares of Common Stock | 1,501 | |||||||||
DUKE ENERGY CORP NEW | 2,560 | Shares of Common Stock | 38,426 | |||||||||
E C U SILVER MINING INCF | 1,000 | Shares of Common Stock | 729 | |||||||||
E M C CORP MASS | 420 | Shares of Common Stock | 4,397 | |||||||||
E M C CORP MASS | 200 | Shares of Common Stock | 2,094 | |||||||||
E M C CORP MASS | 14 | Shares of Common Stock | 147 | |||||||||
E M C CORP MASS | 175 | Shares of Common Stock | 1,832 |
(Continued)
- 17 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
EARTHLINK INC | 100 | Shares of Common Stock | $ | 676 | ||||||||
EASTMAN KODAK COMPANY | 111 | Shares of Common Stock | 732 | |||||||||
EBAY INC | 100 | Shares of Common Stock | 1,396 | |||||||||
ECHELON CORPORATION | 180 | Shares of Common Stock | 1,467 | |||||||||
ELAN CORP PLC SPON ADR FSPONSO | 3,300 | Shares of Common Stock | 19,800 | |||||||||
ELECTROGLAS CORP | 400 | Shares of Common Stock | 57 | |||||||||
EMERSON ELECTRIC CO | 100 | Shares of Common Stock | 3,661 | |||||||||
ENDURANCE SPECALTY HLDGF | 100 | Shares of Common Stock | 3,053 | |||||||||
ENERGY TRANSFER PARTNERSUNITS | 140 | Shares of Common Stock | 4,761 | |||||||||
ENTEGRIS INC DUTCH | 1,000 | Shares of Common Stock | 2,190 | |||||||||
ENTERPRISE PRD PRTNRS LP | 275 | Shares of Common Stock | 5,701 | |||||||||
ERICSSON TEL ADR B NEW FCL B S | 80 | Shares of Common Stock | 625 | |||||||||
ERICSSON TEL ADR B NEW FCL B S | 120 | Shares of Common Stock | 937 | |||||||||
EVOLVING SYSTEMS INC | 2,000 | Shares of Common Stock | 1,600 | |||||||||
EXELON CORPORATION | 70 | Shares of Common Stock | 3,893 | |||||||||
EXTREME NETWORKS INC DUTCH | 600 | Shares of Common Stock | 1,404 | |||||||||
EXXON MOBIL CORPORATION | 74 | Shares of Common Stock | 5,875 | |||||||||
EXXON MOBIL CORPORATION | 186 | Shares of Common Stock | 14,842 | |||||||||
FAIRPOINT COMMUN INC ** PEN | 1 | Shares of Common Stock | 3 | |||||||||
FALCON OIL & GAS LTD F | 80,000 | Shares of Common Stock | 18,144 | |||||||||
FANNIE MAE | 1,850 | Shares of Common Stock | 1,406 | |||||||||
FASTENAL CO | 105 | Shares of Common Stock | 3,659 | |||||||||
FELLOWS ENERGY LTD | 3,500 | Shares of Common Stock | 4 | |||||||||
FINISH LINE INC CL A | 510 | Shares of Common Stock | 2,855 | |||||||||
FLAMEL TECH SA ADR FSPONSO | 1,000 | Shares of Common Stock | 3,920 | |||||||||
FORD MOTOR COMPANY NEW TENDER | 585 | Shares of Common Stock | 1,340 | |||||||||
FORD MOTOR COMPANY NEW TENDER | 200 | Shares of Common Stock | 458 | |||||||||
FORD MOTOR COMPANY NEW TENDER | 10,000 | Shares of Common Stock | 22,900 | |||||||||
FORD MOTOR COMPANY NEW TENDER | 225 | Shares of Common Stock | 516 | |||||||||
FORWARD AIR CORPORATION | 200 | Shares of Common Stock | 4,854 | |||||||||
FOSTER WHEELER NEW ORD F | 1,000 | Shares of Common Stock | 23,380 | |||||||||
FOUNDATION COAL HLDGS IN** PEN | 71 | Shares of Common Stock | 997 | |||||||||
FREEPORT MCMORAN COPPER | 45 | Shares of Common Stock | 1,100 | |||||||||
FREEPORT MCMORAN COPPER | 200 | Shares of Common Stock | 4,888 | |||||||||
FREESEAS INC F | 1,500 | Shares of Common Stock | 2,085 | |||||||||
FRONTIER OIL CORP | 50 | Shares of Common Stock | 632 | |||||||||
GASCO ENERGY INC | 1,500 | Shares of Common Stock | 585 | |||||||||
GENERAL ELECTRIC COMPANY | 280 | Shares of Common Stock | 4,536 | |||||||||
GENERAL ELECTRIC COMPANY | 300 | Shares of Common Stock | 4,860 | |||||||||
GENERAL ELECTRIC COMPANY | 500 | Shares of Common Stock | 8,100 | |||||||||
GENERAL ELECTRIC COMPANY | 491 | Shares of Common Stock | 7,954 | |||||||||
GENERAL ELECTRIC COMPANY | 528 | Shares of Common Stock | 8,553 | |||||||||
GENERAL ELECTRIC COMPANY | 400 | Shares of Common Stock | 6,480 | |||||||||
GENERAL ELECTRIC COMPANY | 1,000 | Shares of Common Stock | 16,200 | |||||||||
GENERAL ELECTRIC COMPANY | 62 | Shares of Common Stock | 998 | |||||||||
GENERAL ELECTRIC COMPANY | 5 | Shares of Common Stock | 77 | |||||||||
GENERAL ELECTRIC COMPANY | 400 | Shares of Common Stock | 6,480 | |||||||||
GENERAL ELECTRIC COMPANY | 45 | Shares of Common Stock | 729 | |||||||||
GENERAL ELECTRIC COMPANY | 94 | Shares of Common Stock | 1,522 | |||||||||
GENERAL ELECTRIC COMPANY | 52 | Shares of Common Stock | 842 | |||||||||
GENERAL MILLS INC | 26 | Shares of Common Stock | 1,591 | |||||||||
GENERAL MOTORS CORP | 118 | Shares of Common Stock | 376 | |||||||||
GENERAL MOTORS CORP | 410 | Shares of Common Stock | 1,312 | |||||||||
GENTA INC NEW | 3 | Shares of Common Stock | 0 | |||||||||
GETTY REALTY CORP NEW REIT | 224 | Shares of Common Stock | 4,722 | |||||||||
GLOBAL ALUMINA CORP F | 11,000 | Shares of Common Stock | 5,550 | |||||||||
GLOBAL PEOPLELINE TELECO | 3 | Shares of Common Stock | — | |||||||||
GOLD CANYON RES INC F | 10,250 | Shares of Common Stock | 332 | |||||||||
GOLD CANYON RES INC F | 10,000 | Shares of Common Stock | 324 | |||||||||
GOLD CANYON RES INC F | 20,000 | Shares of Common Stock | 648 | |||||||||
GOLD COAST MINING CORP | 83 | Shares of Common Stock | 1 | |||||||||
GOLDCORP INC NEW FEXCHAN | 300 | Shares of Common Stock | 9,459 | |||||||||
GOLDCORP INC NEW FEXCHAN | 32 | Shares of Common Stock | 1,009 | |||||||||
GOLDMAN SACHS PFD PREASS | 169 | Shares of Common Stock | 6,085 | |||||||||
GOOGLE INC ** PEN | 10 | Shares of Common Stock | 3,077 | |||||||||
GOOGLE INC ** PEN | 2 | Shares of Common Stock | 615 |
(Continued)
- 18 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
GREY WOLF INC MERGER | 2,000 | Shares of Common Stock | $ | 6,820 | ||||||||
GUARDIAN TECH INTL NEW | 6,000 | Shares of Common Stock | 1,200 | |||||||||
GULF RESOURCES INC NEW | 14,350 | Shares of Common Stock | 4,305 | |||||||||
HANESBRANDS INC | 700 | Shares of Common Stock | 8,925 | |||||||||
HARMONIC INC | 2,300 | Shares of Common Stock | 12,903 | |||||||||
HARTFORD FINL SVCS GRP | 500 | Shares of Common Stock | 8,210 | |||||||||
HARTFORD FINL SVCS GRP | 435 | Shares of Common Stock | 7,143 | |||||||||
HARVEST ENERGY TRUST FTRUST | 140 | Shares of Common Stock | 1,228 | |||||||||
HARVEST ENERGY TRUST FTRUST | 2,000 | Shares of Common Stock | 17,540 | |||||||||
HEADWATERS INC | 1,500 | Shares of Common Stock | 10,125 | |||||||||
HEALTHSOUTH CORP NEW | 680 | Shares of Common Stock | 7,453 | |||||||||
HECLA MINING COMPANY | 1,000 | Shares of Common Stock | 2,800 | |||||||||
HEIDRICK&STRUGGLES INTL | 1,000 | Shares of Common Stock | 21,540 | |||||||||
HERCULES OFFSHORE INC ** PEN | 1,500 | Shares of Common Stock | 7,125 | |||||||||
HERSHEY COMPANY | 23 | Shares of Common Stock | 800 | |||||||||
HEWLETT-PACKARD COMPANY | 100 | Shares of Common Stock | 3,629 | |||||||||
HEWLETT-PACKARD COMPANY | 138 | Shares of Common Stock | 5,000 | |||||||||
HOME DEPOT INC TENDER | 150 | Shares of Common Stock | 3,453 | |||||||||
HOME DEPOT INC TENDER | 34 | Shares of Common Stock | 776 | |||||||||
HUDSON CITY BANCORP INC | 100 | Shares of Common Stock | 1,596 | |||||||||
HUMAN GENOME SCIENCES | 50 | Shares of Common Stock | 106 | |||||||||
I T T EDUC SVCS INC | 146 | Shares of Common Stock | 13,867 | |||||||||
ICON PLC SPON ADR FSPONSO | 200 | Shares of Common Stock | 3,938 | |||||||||
IDEARC, INC | 2 | Shares of Common Stock | — | |||||||||
IMAGING DIAGNOSTIC SYS | 21,000 | Shares of Common Stock | 441 | |||||||||
IMPACT SILVER CORP F | 1,000 | Shares of Common Stock | 348 | |||||||||
INFOCUS CORP | 1,000 | Shares of Common Stock | 789 | |||||||||
INGERSOLL RAND CO CL A FBERMUD | 27 | Shares of Common Stock | 477 | |||||||||
INGERSOLL RAND CO CL A FBERMUD | 200 | Shares of Common Stock | 3,470 | |||||||||
INOVIO BIOMEDICAL CORP | 1,000 | Shares of Common Stock | 520 | |||||||||
INTEL CORP | 100 | Shares of Common Stock | 1,466 | |||||||||
INTEL CORP | 1,000 | Shares of Common Stock | 14,660 | |||||||||
INTEL CORP | 500 | Shares of Common Stock | 7,330 | |||||||||
INTEL CORP | 110 | Shares of Common Stock | 1,617 | |||||||||
INTEL CORP | 110 | Shares of Common Stock | 1,609 | |||||||||
INTEL CORP | 300 | Shares of Common Stock | 4,398 | |||||||||
INTEL CORP | 530 | Shares of Common Stock | 7,770 | |||||||||
INTEL CORP | 176 | Shares of Common Stock | 2,585 | |||||||||
INTEL CORP | 260 | Shares of Common Stock | 3,812 | |||||||||
INTERIORS INC CL A | 25,709 | Shares of Common Stock | 21 | |||||||||
INTERPHARM HOLDINGS INC | 1,000 | Shares of Common Stock | 20 | |||||||||
INTL BUSINESS MACHINES | 25 | Shares of Common Stock | 2,104 | |||||||||
INTL BUSINESS MACHINES | 44 | Shares of Common Stock | 3,726 | |||||||||
INTL BUSINESS MACHINES | 250 | Shares of Common Stock | 21,040 | |||||||||
INTL BUSINESS MACHINES | 158 | Shares of Common Stock | 13,299 | |||||||||
INTL BUSINESS MACHINES | 26 | Shares of Common Stock | 2,204 | |||||||||
INTL BUSINESS MACHINES | 20 | Shares of Common Stock | 1,683 | |||||||||
INTUITIVE SURGICAL NEW | 8 | Shares of Common Stock | 1,016 | |||||||||
ISCO INTERNATIONAL INC | 53,770 | Shares of Common Stock | 1,613 | |||||||||
ISIS PHARMACEUTICALS INC | 600 | Shares of Common Stock | 8,508 | |||||||||
ITC HOLDINGS CORP ** PEN | 140 | Shares of Common Stock | 6,115 | |||||||||
JDS UNIPHASE CORP NEW | 2 | Shares of Common Stock | 7 | |||||||||
JDS UNIPHASE CORP NEW | 176 | Shares of Common Stock | 642 | |||||||||
JOHNSON & JOHNSON | 1 | Shares of Common Stock | 67 | |||||||||
JPMORGAN CHASE & CO | 63 | Shares of Common Stock | 2,000 | |||||||||
KAYNE ANDERSON MLP INVT ** PEN | 639 | Shares of Common Stock | 10,408 | |||||||||
KBR INC ** PEN | 200 | Shares of Common Stock | 3,040 | |||||||||
KBR INC ** PEN | 55 | Shares of Common Stock | 836 | |||||||||
KINDER MORGAN ENERGY LP UNIT L | 110 | Shares of Common Stock | 5,049 | |||||||||
KINDER MORGAN MGMT LLC | 208 | Shares of Common Stock | 8,317 | |||||||||
KNIGHT CAPITAL GROUP INC | 300 | Shares of Common Stock | 4,845 | |||||||||
KRAFT FOODS INC EXCHAN | 200 | Shares of Common Stock | 5,370 | |||||||||
KRAFT FOODS INC EXCHAN | 207 | Shares of Common Stock | 5,558 | |||||||||
KRAFT FOODS INC EXCHAN | 252 | Shares of Common Stock | 6,778 | |||||||||
KRAFT FOODS INC EXCHAN | 14 | Shares of Common Stock | 367 | |||||||||
KRISPY KREME DOUGHNUT CP | 500 | Shares of Common Stock | 840 |
(Continued)
- 19 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
L INTERNATIONAL COMPUTERTRADIN | 200 | Shares of Common Stock | $ | — | ||||||||
L-1 IDENTITY SOLUTIONS | 200 | Shares of Common Stock | 1,348 | |||||||||
LAB CP OF AMER HLDG NEW | 400 | Shares of Common Stock | 25,764 | |||||||||
LADISH CO NEW | 100 | Shares of Common Stock | 1,385 | |||||||||
LEGG MASON INC | 101 | Shares of Common Stock | 2,215 | |||||||||
LEVEL 3 COMMUNICATIONS | 12,000 | Shares of Common Stock | 8,400 | |||||||||
LEVEL 3 COMMUNICATIONS | 1,500 | Shares of Common Stock | 1,050 | |||||||||
LIMITED BRANDS INC TENDER | 212 | Shares of Common Stock | 2,125 | |||||||||
LIMITED BRANDS INC TENDER | 132 | Shares of Common Stock | 1,321 | |||||||||
LINDSAY CORPORATION | 750 | Shares of Common Stock | 23,843 | |||||||||
LLOYDS TSB GROUP ADR FSPONSO | 247 | Shares of Common Stock | 1,902 | |||||||||
LOWES COMPANIES INC | 202 | Shares of Common Stock | 4,353 | |||||||||
LSI CORPORATION | 2 | Shares of Common Stock | 7 | |||||||||
LSI CORPORATION | 4 | Shares of Common Stock | 13 | |||||||||
LSI CORPORATION | 10 | Shares of Common Stock | 33 | |||||||||
LSI CORPORATION | 2 | Shares of Common Stock | 7 | |||||||||
M D N INC F | 3,000 | Shares of Common Stock | 1,337 | |||||||||
M D U RESOURCES GROUP | 529 | Shares of Common Stock | 11,416 | |||||||||
MACROVISION SOLUTIONS CP | 76 | Shares of Common Stock | 961 | |||||||||
MAGELLAN MIDSTREAM PTNRS | 150 | Shares of Common Stock | 4,532 | |||||||||
MARKEL CORP HOLDIN | 40 | Shares of Common Stock | 11,960 | |||||||||
MARSH & MC LENNAN CO INC | 46 | Shares of Common Stock | 1,116 | |||||||||
MARSHALL & ILSLEY CP NEW | 100 | Shares of Common Stock | 1,364 | |||||||||
MASTERCARD INC ** PEN | 25 | Shares of Common Stock | 3,573 | |||||||||
MATTEL INCORPORATED | 242 | Shares of Common Stock | 3,870 | |||||||||
MC DONALDS CORP EXCHAN | 2 | Shares of Common Stock | 122 | |||||||||
MC DONALDS CORP EXCHAN | 150 | Shares of Common Stock | 9,329 | |||||||||
MCGRAW-HILL COS | 26 | Shares of Common Stock | 603 | |||||||||
MEADOWBROOK INSURANCE GP | 104 | Shares of Common Stock | 672 | |||||||||
MEDCOHEALTH SOLUTIONS ODDLOT | 62 | Shares of Common Stock | 2,598 | |||||||||
MEGA URANIUM LTD 12 WTSFWARRAN | 1,500 | Shares of Common Stock | 109 | |||||||||
MEGA URANIUM LTD F | 14,000 | Shares of Common Stock | 8,732 | |||||||||
MEMC ELECTRNC MATERIALS | 100 | Shares of Common Stock | 1,428 | |||||||||
MERCK & CO INC | 320 | Shares of Common Stock | 9,735 | |||||||||
MERCK & CO INC | 75 | Shares of Common Stock | 2,280 | |||||||||
MERCK & CO INC | 29 | Shares of Common Stock | 872 | |||||||||
MERCK & CO INC | 430 | Shares of Common Stock | 13,072 | |||||||||
MERRILL LYNCH & CO INC | 400 | Shares of Common Stock | 4,656 | |||||||||
METANOR RESOURCES F | 1,000 | Shares of Common Stock | 361 | |||||||||
METANOR RESOURCES F | 2,500 | Shares of Common Stock | 901 | |||||||||
MGM MIRAGE TENDER | 42 | Shares of Common Stock | 578 | |||||||||
MICROSOFT CORP DUTCH | 100 | Shares of Common Stock | 1,944 | |||||||||
MICROSOFT CORP DUTCH | 0 | Shares of Common Stock | 9 | |||||||||
MICROSOFT CORP DUTCH | 53 | Shares of Common Stock | 1,027 | |||||||||
MICROSOFT CORP DUTCH | 64 | Shares of Common Stock | 1,251 | |||||||||
MICROSOFT CORP DUTCH | 1,200 | Shares of Common Stock | 23,328 | |||||||||
MICROSOFT CORP DUTCH | 1 | Shares of Common Stock | 16 | |||||||||
MICROSOFT CORP DUTCH | 600 | Shares of Common Stock | 11,664 | |||||||||
MICROSOFT CORP DUTCH | 150 | Shares of Common Stock | 2,916 | |||||||||
MICROSOFT CORP DUTCH | 215 | Shares of Common Stock | 4,185 | |||||||||
MICROSOFT CORP DUTCH | 320 | Shares of Common Stock | 6,228 | |||||||||
MICROSOFT CORP DUTCH | 300 | Shares of Common Stock | 5,832 | |||||||||
MICROSOFT CORP DUTCH | 0 | Shares of Common Stock | 2 | |||||||||
MICROSOFT CORP DUTCH | 200 | Shares of Common Stock | 3,888 | |||||||||
MICROSOFT CORP DUTCH | 60 | Shares of Common Stock | 1,166 | |||||||||
MICROSOFT CORP DUTCH | 160 | Shares of Common Stock | 3,110 | |||||||||
MICROSOFT CORP DUTCH | 108 | Shares of Common Stock | 2,092 | |||||||||
MICROSOFT CORP DUTCH | 215 | Shares of Common Stock | 4,185 | |||||||||
MILLENNIUM CELL INC | 5,000 | Shares of Common Stock | 15 | |||||||||
MONSANTO CO NEW DEL | 1,000 | Shares of Common Stock | 70,350 | |||||||||
MONTPELIER RE HLDGS LTDF | 104 | Shares of Common Stock | 1,749 | |||||||||
MORGAN STANLEY | 550 | Shares of Common Stock | 8,822 | |||||||||
MOSAIC COMPANY | 17 | Shares of Common Stock | 588 | |||||||||
MOTOROLA INCORPORATED ODDLOT | 208 | Shares of Common Stock | 923 | |||||||||
MULTIMEDIA GAMES INC DUTCH | 1,000 | Shares of Common Stock | 2,380 | |||||||||
NATL SCIENTIFIC CORP | 250 | Shares of Common Stock | 1 |
(Continued)
- 20 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
NEW GOLD INC CDA 12 WTSFWARRAN | 7,000 | Shares of Common Stock | $ | 113 | ||||||||
NIKE INC CLASS B | 50 | Shares of Common Stock | 2,550 | |||||||||
NORTEL NETWORKS CP NEW F | 100 | Shares of Common Stock | 26 | |||||||||
NORTH AMERN DATACOM INC | 1,000 | Shares of Common Stock | — | |||||||||
NORTHPOINT COMMUN GROUP | 1,800 | Shares of Common Stock | 1 | |||||||||
NORTHROP GRUMMAN CORP | 100 | Shares of Common Stock | 4,504 | |||||||||
NOVAMED INC | 400 | Shares of Common Stock | 1,384 | |||||||||
NUTRACEUTICAL INTL CORP | 100 | Shares of Common Stock | 769 | |||||||||
NUVEEN FLTG RATE INCM FD | 120 | Shares of Common Stock | 725 | |||||||||
NUVELO INC NEW | 5,000 | Shares of Common Stock | 1,525 | |||||||||
NYFIX INC | 5,000 | Shares of Common Stock | 4,300 | |||||||||
OBN HOLDINGS INC NEW | 200 | Shares of Common Stock | 130 | |||||||||
OFFICE DEPOT INC | 3,000 | Shares of Common Stock | 8,940 | |||||||||
OMNICARE INC | 68 | Shares of Common Stock | 1,898 | |||||||||
OMNICOM GROUP INC | 25 | Shares of Common Stock | 673 | |||||||||
ON2 TECHNOLOGIES INC | 10,000 | Shares of Common Stock | 2,000 | |||||||||
ORACLE CORPORATION | 100 | Shares of Common Stock | 1,773 | |||||||||
ORACLE CORPORATION | 100 | Shares of Common Stock | 1,773 | |||||||||
ORACLE CORPORATION | 80 | Shares of Common Stock | 1,418 | |||||||||
OXUS GOLD PLC WEF ORD F | 202,700 | Shares of Common Stock | 16,155 | |||||||||
PACIFIC ETHANOL INC | 300 | Shares of Common Stock | 132 | |||||||||
PALADIN ENERGY LTD ORD FCANADI | 1,000 | Shares of Common Stock | 1,729 | |||||||||
PALM INC | 40 | Shares of Common Stock | 121 | |||||||||
PAN AMERICAN SILVER CP F | 200 | Shares of Common Stock | 3,414 | |||||||||
PCCW LIMITED NEW ORD F | 180 | Shares of Common Stock | 86 | |||||||||
PEPSI BOTTLING GROUP INC | 26 | Shares of Common Stock | 576 | |||||||||
PEPSICO INCORPORATED | 200 | Shares of Common Stock | 10,954 | |||||||||
PEPSICO INCORPORATED | 13 | Shares of Common Stock | 693 | |||||||||
PFIZER INCORPORATED ODDLOT | 300 | Shares of Common Stock | 5,313 | |||||||||
PFIZER INCORPORATED ODDLOT | 66 | Shares of Common Stock | 1,169 | |||||||||
PFIZER INCORPORATED ODDLOT | 100 | Shares of Common Stock | 1,771 | |||||||||
PFIZER INCORPORATED ODDLOT | 200 | Shares of Common Stock | 3,542 | |||||||||
PFIZER INCORPORATED ODDLOT | 25 | Shares of Common Stock | 443 | |||||||||
PFIZER INCORPORATED ODDLOT | 450 | Shares of Common Stock | 7,970 | |||||||||
PFIZER INCORPORATED ODDLOT | 612 | Shares of Common Stock | 10,835 | |||||||||
PFIZER INCORPORATED ODDLOT | 123 | Shares of Common Stock | 2,185 | |||||||||
PHILIP MORRIS INTL INC | 300 | Shares of Common Stock | 13,053 | |||||||||
PHILIP MORRIS INTL INC | 20 | Shares of Common Stock | 889 | |||||||||
PHILIP MORRIS INTL INC | 90 | Shares of Common Stock | 3,916 | |||||||||
PIMCO CORPORATE OPPTY FD | 214 | Shares of Common Stock | 2,243 | |||||||||
PINETREE CAPITAL NEW F | 1,500 | Shares of Common Stock | 996 | |||||||||
PINNACLE AIRLINES CORP — PEN | 150 | Shares of Common Stock | 255 | |||||||||
PIPER JAFFRAY COS NEW ODDLOT | 1 | Shares of Common Stock | 40 | |||||||||
PLAINS ALL AMERN PPLN LPUNIT L | 200 | Shares of Common Stock | 6,938 | |||||||||
PLUG POWER INC | 125 | Shares of Common Stock | 128 | |||||||||
POINTER TELOCATION LTD F | 1,000 | Shares of Common Stock | 4,100 | |||||||||
POWERSHARES DB CRUDE OIL DO | 500 | Shares of Common Stock | 1,134 | |||||||||
POWERSHARES DB CRUDE OIL DO | 5,000 | Shares of Common Stock | 11,341 | |||||||||
POWERSHARES EXCH TRAD FDGLOBAL | 25 | Shares of Common Stock | 293 | |||||||||
PRESCIENT APPLIED INTELL | 10 | Shares of Common Stock | — | |||||||||
PROCTER & GAMBLE EXCHAN | 40 | Shares of Common Stock | 2,473 | |||||||||
PROCTER & GAMBLE EXCHAN | 99 | Shares of Common Stock | 6,125 | |||||||||
PROCTER & GAMBLE EXCHAN | 23 | Shares of Common Stock | 1,411 | |||||||||
PROGRESS ENERGY INC | 35 | Shares of Common Stock | 1,376 | |||||||||
QUALCOMM INC | 200 | Shares of Common Stock | 7,166 | |||||||||
QUALCOMM INC | 11 | Shares of Common Stock | 384 | |||||||||
QUALCOMM INC | 340 | Shares of Common Stock | 12,182 | |||||||||
QUALCOMM INC | 100 | Shares of Common Stock | 3,583 | |||||||||
QUALMARK CORP | 400 | Shares of Common Stock | 66 | |||||||||
R F MICRO DEVICES INC | 1,000 | Shares of Common Stock | 780 | |||||||||
R H DONNELLEY CORP NEW | 500 | Shares of Common Stock | 185 | |||||||||
RAMBUS INC DEL | 484 | Shares of Common Stock | 7,705 | |||||||||
RAMCO GERSHENSON PPTY MDTRUST | 57 | Shares of Common Stock | 350 | |||||||||
RAYMOND JAMES FINL INC | 510 | Shares of Common Stock | 8,740 | |||||||||
RAYTHEON COMPANY NEW ODD LO | 350 | Shares of Common Stock | 17,854 | |||||||||
REALNETWORKS INC | 2,000 | Shares of Common Stock | 7,060 |
(Continued)
- 21 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
REGIONS FINANCIAL CP NEW | 3,500 | Shares of Common Stock | $ | 27,860 | ||||||||
RESEARCH IN MOTION LTD F | 400 | Shares of Common Stock | 16,232 | |||||||||
RESEARCH IN MOTION LTD F | 400 | Shares of Common Stock | 16,232 | |||||||||
RESEARCH IN MOTION LTD F | 220 | Shares of Common Stock | 8,928 | |||||||||
REVLON INC CL A NEW CLASS | 15 | Shares of Common Stock | 100 | |||||||||
RITE AID CORPORATION | 100 | Shares of Common Stock | 31 | |||||||||
ROCKWELL AUTOMATION INC | 9 | Shares of Common Stock | 290 | |||||||||
ROCKWELL COLLINS INC | 9 | Shares of Common Stock | 352 | |||||||||
S1 CORPORATION DUTCH | 382 | Shares of Common Stock | 3,014 | |||||||||
SAFEGUARD SCIENTIFIC INC | 1,000 | Shares of Common Stock | 690 | |||||||||
SAN ANTON RESOURCE CP F | 1,000 | Shares of Common Stock | 243 | |||||||||
SAN ANTON RESOURCE CP F | 15,000 | Shares of Common Stock | 3,645 | |||||||||
SANGUINE CORP NEW | 200 | Shares of Common Stock | 36 | |||||||||
SCHEIN HENRY INC | 120 | Shares of Common Stock | 4,403 | |||||||||
SCHERING PLOUGH CORP | 47 | Shares of Common Stock | 800 | |||||||||
SCOR ADR FSPONSO | 1,000 | Shares of Common Stock | 2,275 | |||||||||
SCOR ADR FSPONSO | 1,230 | Shares of Common Stock | 2,798 | |||||||||
SEABRIDGE GOLD INC F | 900 | Shares of Common Stock | 11,772 | |||||||||
SEACOAST BK CORP FLA COMMON | 100 | Shares of Common Stock | 660 | |||||||||
SEALED AIR CORP NEW | 103 | Shares of Common Stock | 1,542 | |||||||||
SHOREHAM RESOURCES LTD F | 9,000 | Shares of Common Stock | 474 | |||||||||
SILGAN HOLDINGS INC | 49 | Shares of Common Stock | 2,341 | |||||||||
SILVER WHEATON CORP F | 1,000 | Shares of Common Stock | 6,490 | |||||||||
SILVERSTONE RESOURCES F | 600 | Shares of Common Stock | 330 | |||||||||
SILVERSTONE RESOURCES F | 1,500 | Shares of Common Stock | 826 | |||||||||
SIRIUS XM RADIO INC | 100 | Shares of Common Stock | 12 | |||||||||
SIRIUS XM RADIO INC | 65,000 | Shares of Common Stock | 7,800 | |||||||||
SIRIUS XM RADIO INC | 170 | Shares of Common Stock | 20 | |||||||||
SIRIUS XM RADIO INC | 169 | Shares of Common Stock | 20 | |||||||||
SOMANETICS CORP NEW | 150 | Shares of Common Stock | 2,477 | |||||||||
SONICBLUE INC | 700 | Shares of Common Stock | 1 | |||||||||
SONY CORP ADR NEW F1 ADR | 100 | Shares of Common Stock | 2,187 | |||||||||
SOUTHERN COPPER CORP | 120 | Shares of Common Stock | 1,927 | |||||||||
SOUTHWEST AIRLINES CO | 100 | Shares of Common Stock | 862 | |||||||||
SOUTHWEST AIRLINES CO | 863 | Shares of Common Stock | 7,442 | |||||||||
SPECTRA ENERGY CORP | 150 | Shares of Common Stock | 2,361 | |||||||||
SPECTRA ENERGY CORP | 50 | Shares of Common Stock | 787 | |||||||||
SPECTRA ENERGY CORP | 1,280 | Shares of Common Stock | 20,147 | |||||||||
SPECTRASCIENCE INC NEW | 4,576 | Shares of Common Stock | 1,098 | |||||||||
STANDARD MOTOR PRODS INC | 600 | Shares of Common Stock | 2,076 | |||||||||
STARBUCKS CORP | 200 | Shares of Common Stock | 1,892 | |||||||||
STARBUCKS CORP | 162 | Shares of Common Stock | 1,533 | |||||||||
STEWART ENTERPRISES CL A | 212 | Shares of Common Stock | 638 | |||||||||
STRATEGIC RESOURCES LTD | 2,500 | Shares of Common Stock | 31 | |||||||||
STRAYER EDUCATION INC | 55 | Shares of Common Stock | 11,793 | |||||||||
STRYKER CORP | 80 | Shares of Common Stock | 3,196 | |||||||||
SUN MICROSYSTEMS INC NEW | 50 | Shares of Common Stock | 191 | |||||||||
SUN MICROSYSTEMS INC NEW | 275 | Shares of Common Stock | 1,051 | |||||||||
SUN MICROSYSTEMS INC NEW | 50 | Shares of Common Stock | 191 | |||||||||
SUN MICROSYSTEMS INC NEW | 499 | Shares of Common Stock | 1,906 | |||||||||
SUNCOR ENERGY INC F | 70 | Shares of Common Stock | 1,365 | |||||||||
SUNTECH POWER HLDGS CO ** PEN | 47 | Shares of Common Stock | 550 | |||||||||
SUNTRUST BANKS INC | 200 | Shares of Common Stock | 5,908 | |||||||||
SUPERVALU INC | 75 | Shares of Common Stock | 1,095 | |||||||||
SYMMETRY MEDICAL INC ** PEN | 195 | Shares of Common Stock | 1,554 | |||||||||
SYNTEL INC | 2,000 | Shares of Common Stock | 46,240 | |||||||||
T J X COS INC | 107 | Shares of Common Stock | 2,205 | |||||||||
T R C COMPANIES INC | 105 | Shares of Common Stock | 204 | |||||||||
TANZANIAN ROYALTY EXPL F | 180 | Shares of Common Stock | 765 | |||||||||
TANZANIAN ROYALTY EXPL F | 812 | Shares of Common Stock | 3,451 | |||||||||
TANZANIAN ROYALTY EXPL F | 14,000 | Shares of Common Stock | 59,500 | |||||||||
TARGET CORPORATION | 463 | Shares of Common Stock | 16,002 | |||||||||
TEMPLETON GLOBAL INCM FD | 1,000 | Shares of Common Stock | 7,770 | |||||||||
TESORO CORPORATION TENDER | 100 | Shares of Common Stock | 1,317 | |||||||||
TEVA PHARM INDS LTD ADRFWITH S | 150 | Shares of Common Stock | 6,386 | |||||||||
TEXAS INSTRUMENTS INC | 52 | Shares of Common Stock | 801 |
(Continued)
- 22 -
Table of Contents
WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
THE CHARLES SCHWAB CORP | 215 | Shares of Common Stock | $ | 3,477 | ||||||||
THE SOUTHERN COMPANY | 68 | Shares of Common Stock | 2,512 | |||||||||
THERMO FISHER SCIENTIFIC | 70 | Shares of Common Stock | 2,385 | |||||||||
THORATEC CORP | 516 | Shares of Common Stock | 16,765 | |||||||||
THORIUM POWER LTD | 5,000 | Shares of Common Stock | 720 | |||||||||
TIANRONG BLDG MAT HLDGS | 1,000 | Shares of Common Stock | — | |||||||||
TIME WARNER INC | 100 | Shares of Common Stock | 1,006 | |||||||||
TIME WARNER INC | 300 | Shares of Common Stock | 3,018 | |||||||||
TIME WARNER INC | 100 | Shares of Common Stock | 1,006 | |||||||||
TIME WARNER INC | 105 | Shares of Common Stock | 1,056 | |||||||||
TIME WARNER INC | 70 | Shares of Common Stock | 704 | |||||||||
TIVO INC | 100 | Shares of Common Stock | 716 | |||||||||
TRANSWITCH CORPORATION | 1,000 | Shares of Common Stock | 280 | |||||||||
TRAVELERS COMPANIES INC | 38 | Shares of Common Stock | 1,721 | |||||||||
TRENWICK GROUP LTD ORD F | 700 | Shares of Common Stock | 7 | |||||||||
TRINITY INDUSTRIES INC | 252 | Shares of Common Stock | 3,966 | |||||||||
TRINITY INDUSTRIES INC | 200 | Shares of Common Stock | 3,152 | |||||||||
TRUEBLUE INC | 150 | Shares of Common Stock | 1,436 | |||||||||
TRUSTCO BANK CORP N Y | 100 | Shares of Common Stock | 951 | |||||||||
TYCO ELECTRONICS LTD F | 9 | Shares of Common Stock | 149 | |||||||||
TYCO INTL LTD NEW F | 500 | Shares of Common Stock | 10,800 | |||||||||
TYCO INTL LTD NEW F | 9 | Shares of Common Stock | 199 | |||||||||
U S BANCORP DEL NEW | 100 | Shares of Common Stock | 2,501 | |||||||||
U S BANCORP DEL NEW | 100 | Shares of Common Stock | 2,501 | |||||||||
U S G CORPORATION NEW | 130 | Shares of Common Stock | 1,045 | |||||||||
UNITED PARCEL SERVICE B CLASS | 169 | Shares of Common Stock | 9,319 | |||||||||
UNITED TECHNOLOGIES CORP | 227 | Shares of Common Stock | 12,173 | |||||||||
UNITEDHEALTH GROUP INC | 200 | Shares of Common Stock | 5,320 | |||||||||
UNIVERSAL DISPLAY CORP | 100 | Shares of Common Stock | 945 | |||||||||
URANERZ ENERGY CORP | 600 | Shares of Common Stock | 372 | |||||||||
URANIUM PARTICIPATION F | 800 | Shares of Common Stock | 4,640 | |||||||||
US BIOTEC INC NEW | 196 | Shares of Common Stock | 4 | |||||||||
VALERO ENERGY CORP NEW | 200 | Shares of Common Stock | 4,328 | |||||||||
VARIAN MEDICAL SYSTEMS | 400 | Shares of Common Stock | 14,016 | |||||||||
VAXGEN INC | 100 | Shares of Common Stock | 43 | |||||||||
VERIZON COMMUNICATIONS | 59 | Shares of Common Stock | 2,014 | |||||||||
VESTA INSURANCE GROUP | 216 | Shares of Common Stock | — | |||||||||
VESTAS WIND SYS A/S ADRF1 ADR | 2,000 | Shares of Common Stock | 37,783 | |||||||||
VESTAS WIND SYS A/S ADRF1 ADR | 200 | Shares of Common Stock | 3,778 | |||||||||
VIE FINANCIAL GROUP NEW | 15 | Shares of Common Stock | — | |||||||||
VISA INC ** PEN | 44 | Shares of Common Stock | 2,308 | |||||||||
VISHAY INTERTECHNOLOGY | 400 | Shares of Common Stock | 1,368 | |||||||||
WABCO HOLDINGS INC | 39 | Shares of Common Stock | 616 | |||||||||
WACHOVIA CORP NEW | 500 | Shares of Common Stock | 2,770 | |||||||||
WACHOVIA CORP NEW | 67 | Shares of Common Stock | 371 | |||||||||
WALGREEN COMPANY | 150 | Shares of Common Stock | 3,701 | |||||||||
WAL-MART STORES INC | 262 | Shares of Common Stock | 14,714 | |||||||||
WAL-MART STORES INC | 250 | Shares of Common Stock | 14,015 | |||||||||
WAL-MART STORES INC | 11 | Shares of Common Stock | 612 | |||||||||
WAL-MART STORES INC | 13 | Shares of Common Stock | 730 | |||||||||
WELLS FARGO & CO NEW | 600 | Shares of Common Stock | 17,688 | |||||||||
WELLS FARGO & CO NEW | 27 | Shares of Common Stock | 800 | |||||||||
WESTERN COPPER CORP F | 80 | Shares of Common Stock | 16 | |||||||||
WESTERN REFINING INC ** PEN | 2,059 | Shares of Common Stock | 15,975 | |||||||||
WESTPOINT STEVENS INC | 201 | Shares of Common Stock | — | |||||||||
WHOLE FOODS MARKET INC | 100 | Shares of Common Stock | 944 | |||||||||
WHOLE FOODS MARKET INC | 113 | Shares of Common Stock | 1,063 | |||||||||
XEROX CORP | 203 | Shares of Common Stock | 1,617 | |||||||||
XL CAPITAL LTD A SHS F | 750 | Shares of Common Stock | 2,775 | |||||||||
XL CAPITAL LTD A SHS F | 3,050 | Shares of Common Stock | 11,285 | |||||||||
YAHOO INC | 48 | Shares of Common Stock | 586 | |||||||||
YAMANA GOLD INC F | 1,150 | Shares of Common Stock | 8,878 | |||||||||
YAMANA GOLD INC F | 300 | Shares of Common Stock | 2,316 | |||||||||
YAMANA GOLD INC F | 1,000 | Shares of Common Stock | 7,720 | |||||||||
YORA INTL INC NEW | 275 | Shares of Common Stock | — | |||||||||
ZION OIL & GAS INC ** PEN | 800 | Shares of Common Stock | 5,192 |
(Continued)
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2008
DECEMBER 31, 2008
Identity of issuer, borrower, | Description of investment including maturity date, | Current | ||||||||||
lessor, or similar party | rate of interest, collateral, par, or maturity value | Value | ||||||||||
ZIX CORPORATION | 20 | Shares of Common Stock | $ | 24 | ||||||||
ZORAN CORP NEW | 1,000 | Shares of Common Stock | 6,830 | |||||||||
CLAYMORE EXCH TRADED FD BNY BR | 151 | Units of investment Trusts | 3,479 | |||||||||
CLAYMORE EXCH TRADED FD S&P GL | 610 | Units of investment Trusts | 8,628 | |||||||||
ISHARES MSCI BRAZIL INDXBRAZIL | 102 | Units of investment Trusts | 3,579 | |||||||||
ISHARES MSCI EMRG MKT FDWITH S | 170 | Units of investment Trusts | 4,236 | |||||||||
ISHARES MSCI EMRG MKT FDWITH S | 527 | Units of investment Trusts | 13,158 | |||||||||
ISHARES MSCI EMRG MKT FDWITH S | 692 | Units of investment Trusts | 17,271 | |||||||||
ISHARES MSCI EMU INDX FDWITH S | 140 | Units of investment Trusts | 4,285 | |||||||||
ISHARES MSCI JPN IDX FD JAPAN | 821 | Units of investment Trusts | 7,865 | |||||||||
ISHARES MSCI VAL IDX FD | 125 | Units of investment Trusts | 5,071 | |||||||||
ISHARES S&P GLBL INDX FDGLOBAL | 379 | Units of investment Trusts | 19,003 | |||||||||
ISHARES S&P MIDCAP 400 S&P MI | 116 | Units of investment Trusts | 5,849 | |||||||||
ISHARES S&P SMALLCAP 600S&P SM | 131 | Units of investment Trusts | 6,374 | |||||||||
ISHARES SILVER TRUST INDEX | 1,270 | Units of investment Trusts | 14,224 | |||||||||
ISHARES SILVER TRUST INDEX | 350 | Units of investment Trusts | 3,920 | |||||||||
ISHARES TR BARCLAYS TIPSTIPS B | 153 | Units of investment Trusts | 15,207 | |||||||||
ISHARES TR MSCI EAFE FD WITH S | 112 | Units of investment Trusts | 5,030 | |||||||||
ISHARES TR MSCI EAFE FD WITH S | 292 | Units of investment Trusts | 13,097 | |||||||||
ISHARES TR MSCI EAFE FD WITH S | 53 | Units of investment Trusts | 2,395 | |||||||||
ISHARES TR S&P SMALLCAP WITH S | 146 | Units of investment Trusts | 6,412 | |||||||||
ISHARES TRUST INDEX FUNDWITH S | 225 | Units of investment Trusts | 6,545 | |||||||||
ISHARES TRUST INDEX FUNDWITH S | 108 | Units of investment Trusts | 3,142 | |||||||||
ISHARES TRUST MSCI E | 180 | Units of investment Trusts | 4,632 | |||||||||
ISHARES TRUST S&P 500 S&P 50 | 66 | Units of investment Trusts | 5,934 | |||||||||
MARKET VECTORS ETF TRUSTGOLD M | 435 | Units of investment Trusts | 14,738 | |||||||||
OIL SERVICE HOLDERS TR DEPOSI | 100 | Units of investment Trusts | 7,375 | |||||||||
OIL SERVICE HOLDERS TR DEPOSI | 200 | Units of investment Trusts | 14,750 | |||||||||
POWERSHARES GLOBAL WATER** PEN | 480 | Units of investment Trusts | 6,907 | |||||||||
POWERSHS QQQ TRUST SER 1 | 305 | Units of investment Trusts | 9,074 | |||||||||
POWERSHS QQQ TRUST SER 1 | 317 | Units of investment Trusts | 9,419 | |||||||||
PROSHS ULTRA REAL ESTATEREAL E | 366 | Units of investment Trusts | 2,344 | |||||||||
PROSHS ULTRASHORT DOW30 PROSHA | 100 | Units of investment Trusts | 5,356 | |||||||||
RYDEX ETF TRUST AUSTRA | 15 | Units of investment Trusts | 1,070 | |||||||||
S P D R TRUST UNIT SR 1 EXPIRI | 106 | Units of investment Trusts | 9,586 | |||||||||
S P D R TRUST UNIT SR 1 EXPIRI | 330 | Units of investment Trusts | 29,782 | |||||||||
SECTOR SPDR ENGY SELECT SHARES | 218 | Units of investment Trusts | 10,437 | |||||||||
SECTOR SPDR FINCL SELECTSHARES | 239 | Units of investment Trusts | 2,995 | |||||||||
SPDR DJ WILSHIRE INTL REAL E | 163 | Units of investment Trusts | 4,423 | |||||||||
SPDR GOLD TRUST SPDR G | 65 | Units of investment Trusts | 5,624 | |||||||||
SPDR GOLD TRUST SPDR G | 100 | Units of investment Trusts | 8,652 | |||||||||
SPDR S&P HOMEBUILDERS ETF | 61 | Units of investment Trusts | 728 | |||||||||
VANGUARD EMERGING MARKET | 410 | Units of investment Trusts | 9,664 | |||||||||
VANGUARD GROWTH | 1,130 | Units of investment Trusts | 44,666 | |||||||||
VANGUARD REIT | 108 | Units of investment Trusts | 3,946 | |||||||||
VANGUARD SMALL CAP GRWTH | 629 | Units of investment Trusts | 26,468 | |||||||||
VANGUARD TOTAL STOCK MKTSTK MK | 289 | Units of investment Trusts | 12,928 | |||||||||
* | PARTICIPANT NOTES RECEIVABLE | Participant notes receivable bearing interest ranging from 4.25% to 10.20% and maturity dates from January 15, 2009 to December 15, 2023 | 4,367,749 | |||||||||
$ | 424,168,756 | |||||||||||
* | Indicates party-in-interest | |||
Cost information is not required for participant-directed investments and, therefore, is not included. | (Concluded) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustee has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
WILLIS 401(K) RETIREMENT SAVINGS PLAN | ||||
By: | /s/ Susan Gunn | |||
Susan Gunn | ||||
Group Director – Human Resources Willis Group Holdings Limited | ||||
Dated: June 29, 2009