UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 11-K
FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS
AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One)
þ | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2010
OR
o | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File No.: 333-74483
A. Full title of the plan and the address of the plan, if different from that of the issuer named below:
Willis 401(k) Retirement Savings Plan
B. Name of issuer of the securities held pursuant to the plan and address of its principal executive office:
Willis North America Inc.
Attn: Adam Ciongoli
One World Financial Center
200 Liberty Street
New York, NY 10281-1003
(212) 915-8888
One World Financial Center
200 Liberty Street
New York, NY 10281-1003
(212) 915-8888
Willis 401(k) Retirement Savings Plan
Financial Statements as of December 31, 2010 and 2009, and for the Year Ended December 31, 2010, Supplemental Schedule as of December 31, 2010, and Report of Independent Registered Public Accounting Firm
WILLIS 401(k) RETIREMENT SAVINGS PLAN
TABLE OF CONTENTS
Page | ||||
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 1 | |||
FINANCIAL STATEMENTS: | ||||
Statements of Net Assets Available for Benefits as of December 31, 2010 and 2009 | 2 | |||
Statement of Changes in Net Assets Available for Benefits for the Year Ended December 31, 2010 | 3 | |||
Notes to Financial Statements as of December 31, 2010 and 2009, and for the Year Ended December 31, 2010 | 4—11 | |||
SUPPLEMENTAL SCHEDULE AS OF DECEMBER 31, 2010: | 12 | |||
Form 5500, Schedule H, Part IV, Line 4i — Schedule of Assets (Held at End of Year) | 13—31 |
NOTE: | All other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable. |
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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Benefits Committee
Willis North America Inc.
Nashville, Tennessee
Willis North America Inc.
Nashville, Tennessee
We have audited the accompanying statements of net assets available for benefits of the Willis 401(k) Retirement Savings Plan (the “Plan”) as of December 31, 2010 and 2009, and the related statement of changes in net assets available for benefits for the year ended December 31, 2010. These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on these financial statements based on our audits.
We conducted our audits in accordance with standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. Our audits included consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.
In our opinion, such financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2010 and 2009, and the changes in net assets available for benefits for the year ended December 31, 2010, in conformity with accounting principles generally accepted in the United States of America.
Our audits were conducted for the purpose of forming an opinion on the basic financial statements taken as a whole. The supplemental schedule of assets (held at end of year) as of December 31, 2010, is presented for the purpose of additional analysis and is not a required part of the basic financial statements, but is supplementary information required by the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. This supplemental schedule is the responsibility of the Plan’s management. Such supplemental schedule has been subjected to the auditing procedures applied in our audit of the basic 2010 financial statements and, in our opinion, is fairly stated in all material respects when considered in relation to the basic 2010 financial statements taken as a whole.
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June 24, 2011
Member of | ||
Deloitte Touche Tohmatsu Limited |
WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
AS OF DECEMBER 31, 2010 AND 2009
AS OF DECEMBER 31, 2010 AND 2009
2010 | 2009 | |||||||
ASSETS: | ||||||||
Participant-directed investments — at fair value | $ | 587,249,765 | $ | 521,231,595 | ||||
Total investments | 587,249,765 | 521,231,595 | ||||||
Receivables: | ||||||||
Notes receivable from participants | 8,685,427 | 8,999,947 | ||||||
Contributions receivable from participants | 977,960 | 5,359,981 | ||||||
Total receivables | 9,663,387 | 14,359,928 | ||||||
NET ASSETS AVAILABLE FOR BENEFITS AT FAIR VALUE | 596,913,152 | 535,591,523 | ||||||
ADJUSTMENT FROM FAIR VALUE TO CONTRACT VALUE FOR FULLY BENEFIT-RESPONSIVE STABLE VALUE FUNDS | (11,250,894 | ) | (7,263,004 | ) | ||||
NET ASSETS AVAILABLE FOR BENEFITS | $ | 585,662,258 | $ | 528,328,519 | ||||
See notes to financial statements.
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
FOR THE YEAR ENDED DECEMBER 31, 2010
FOR THE YEAR ENDED DECEMBER 31, 2010
ADDITIONS: | ||||
Contributions: | ||||
Participant contributions — pre-tax | $ | 41,251,286 | ||
Participant contributions — post-tax | 1,407,135 | |||
Total contributions | 42,658,421 | |||
Investment income: | ||||
Net appreciation in fair value of investments | 45,979,933 | |||
Dividends | 10,027,446 | |||
Interest | 5,125,270 | |||
Net investment income | 61,132,649 | |||
Interest income on notes receivable from participants | 478,090 | |||
DEDUCTIONS: | ||||
Benefits paid to participants | (46,733,505 | ) | ||
Administrative expenses | (201,916 | ) | ||
Total deductions | (46,935,421 | ) | ||
INCREASE IN NET ASSETS | 57,333,739 | |||
NET ASSETS AVAILABLE FOR BENEFITS: | ||||
Beginning of year | 528,328,519 | |||
End of year | $ | 585,662,258 | ||
See notes to financial statements.
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
NOTES TO FINANCIAL STATEMENTS
AS OF DECEMBER 31, 2010 AND 2009, AND FOR THE YEAR ENDED DECEMBER 31, 2010
AS OF DECEMBER 31, 2010 AND 2009, AND FOR THE YEAR ENDED DECEMBER 31, 2010
1. | DESCRIPTION OF THE PLAN | |
The following description of the Willis 401(k) Retirement Savings Plan (the “Plan”) provides only general information. Participants should refer to the Plan agreement for a complete description of the Plan’s provisions. | ||
General — The Plan is a defined contribution plan sponsored by Willis North America Inc. (the “Company” or “Employer”), a subsidiary of Willis Group Holdings PLC, and covers all eligible employees of the Company and its subsidiaries. The Benefits Committee of the Board of Directors of the Company controls and manages the operation and administration of the Plan. State Street Bank and Trust serves as the trustee of the Plan and Diversified Investment Advisors serves as the record keeper. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 (ERISA). | ||
Contributions — Full-time and part-time employees of the Company are eligible to participate in the Plan. Newly hired employees are automatically enrolled in the Plan after 60 days of service with a 3% pre-tax contribution rate of eligible compensation. Participants may elect to contribute between 1% and 99% of their eligible compensation as pretax and/or Roth 401(k) contributions, subject to Internal Revenue Service (IRS) limits. Eligible compensation consists of the participant’s base pay plus commissions and production incentives received during the calendar year. | ||
The company match was suspended in October 2009 for all Participants, and the suspension remained in effect throughout 2010. | ||
Participant Accounts — Individual accounts are maintained for each Plan participant. Each participant’s account is credited with the participant’s contribution, the Company’s matching contribution, and Plan earnings, and charged with withdrawals and an allocation of Plan losses, and administrative expenses. Allocations are based on participant earnings or account balances, as defined. The benefit to which a participant is entitled is the benefit that can be provided from the participant’s vested account. |
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Investments — Participants direct the investment of their contributions and Employer matching contributions into various investment options offered by the Plan. The Plan currently offers a variety of mutual funds, Willis Group Holdings PLC common stock, and stable value funds as investment options for participants. | ||
The Willis Stable Value Fund and Transamerica Financial Life Insurance Company (TFLIC) Stable 5 Fund are fully benefit-responsive and are invested in separate group annuity insurance contracts with TFLIC. In addition, participants have the option of transferring amounts from the above Plan offered funds into a self-directed brokerage account. | ||
Vesting — A participant’s contributions and earnings thereon are immediately vested. Employer contributions and earnings thereon are 25% vested after two years of service, 50% after three years, 75% after four years, and fully vested after five years of service with the Company, or a predecessor company, or as soon as the employee reaches the age of 65, dies, or becomes disabled, whichever occurs first. | ||
Participant Loans — Participants may borrow from their fund accounts up to a maximum of $50,000 or 50% of their account balance, whichever is less. The loans are secured by the balance in the participant’s account and bear interest at rates commensurate with local prevailing rates at the time funds are borrowed, as determined quarterly by the Plan administrator. Principal and interest is paid ratably through payroll deductions. Participant loans are classified as notes receivable and measured at the unpaid principal balance plus accrued but unpaid interest. | ||
Payment of Benefits — Participants are eligible for distributions upon retirement, disability, termination of service, or death. Special provisions allow for earlier distributions of participants’ contributions and earnings thereon, and vested Employer contributions and earnings thereon, as hardship withdrawals, subject to certain IRS regulations. Upon receiving a hardship withdrawal, a participant’s contributions to the Plan will automatically be suspended for a period of six months. Distributions of accounts can be in lump-sum amounts or installments. | ||
Forfeited Accounts — At December 31, 2010 and 2009, forfeited nonvested accounts totaled $198,439 and $573,808, respectively. During the year ended December 31, 2009, forfeiture amounts were used to offset employer contributions. During the year ended December 31, 2010, forfeiture amounts were used to reduce participant expenditures. | ||
Plan Termination — Although the Company has not expressed any intent to terminate the Plan, it may cease making contributions or terminate the Plan, at any time, subject to the provisions of ERISA. Upon full or partial termination of the Plan, the balance in each participant’s or retired participant’s accounts becomes nonforfeitable and each participant, retired participant, or beneficiary is entitled to receive any amounts then credited to his/her accounts in the trust, provided that the Company may elect to continue the trust and make payments therefrom, pursuant to the terms of the Plan. |
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2. | SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES | |
Basis of Accounting — The accompanying financial statements have been prepared in accordance with accounting principles generally accepted in the United States of America (GAAP). | ||
Investment Valuation and Income Recognition — The Plan’s investments are stated at fair value. Fair value of a financial instrument is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. Common Stock is valued at the closing price reported on the exchange on which traded on the last business day of the Plan year. Money market funds are stated at amortized cost, which approximates fair value. Shares of mutual funds are valued at the net asset value of shares held by the Plan at year-end. The stable value fund is stated at fair value and then adjusted to contract value as described below. Fair value of the stable fund is the net asset value of its underlying investments, and contract value is principal plus accrued interest. | ||
In accordance with GAAP, the stable value fund is included at fair value in participant-directed investments in the statements of net assets available for benefits, and an additional line item is presented representing the adjustment from fair value to contract value. The statement of changes in net assets available for benefits is presented on a contract value basis. | ||
Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. Dividends are recorded on the ex-dividend date. | ||
Management fees and operating expenses charged to the Plan for investments in the mutual funds and guaranteed investment contracts are deducted from income earned on a daily basis and are not separately reflected. Consequently, management fees and operating expenses are reflected as a reduction of investment return for such investments. | ||
Use of Estimates — The preparation of financial statements in conformity with GAAP requires management to make estimates and assumptions that affect the reported amounts of assets and changes therein and disclosure of contingent assets and liabilities. Actual results could differ from those estimates. | ||
Risks and Uncertainties — The Plan utilizes various investment instruments, including common stock, mutual funds, and a stable value fund. Investment securities, in general, are exposed to various risks, such as interest rate risk, credit risk, and overall market volatility. Due to the level of risk associated with certain investment securities, it is reasonably possible that changes in the values of investment securities will occur in the near term and that such change could materially affect the amounts reported in the financial statements. | ||
Notes Receivable from Participants — Notes receivable from participants are measured at their unpaid principal balance plus any accrued but unpaid interest. Delinquent participant loans are recorded as distributions based on the terms of the Plan document. |
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Administrative Expenses — Administrative expenses of the Plan are paid by the Plan as provided in the Plan document. | ||
Payment of Benefits — Benefit payments to participants are recorded upon distribution. All distribution payments are processed the same day, therefore, at December 31, 2010 and 2009 there were no amounts allocated to accounts of persons who have elected to withdraw from the Plan, but have not yet been paid. | ||
Excess Contributions Payable — The Plan is required to return contributions received during the Plan year in excess of the IRC limits. | ||
New Accounting Standards — ASU No. 2010-06, Fair Value Measurements and Disclosures — In January 2010, the Financial Accounting Standards Board (FASB) issued Accounting Standards Update (ASU) No. 2010-06, Fair Value Measurements and Disclosures, which amends ASC 820, Fair Value Measurements and Disclosures, adding new disclosure requirements for Levels 1 and 2, separate disclosures of purchases, sales, issuances, and settlements relating to Level 3 measurements and clarification of existing fair value disclosures. ASU No. 2010-06 is effective for periods beginning after December 15, 2009, except for the requirement to provide Level 3 activity of purchases, sales, issuances, and settlements on a gross basis, which will be effective for fiscal years beginning after December 15, 2010. The Plan prospectively adopted the new guidance in 2010, except for the Level 3 reconciliation disclosures, which are required in 2011. The adoption in 2010 did not materially affect, and the future adoption is not expected to materially affect, the Plan’s financial statements. | ||
ASU No. 2010-25, Reporting Loans to Participants by Defined Contribution Pension Plans — In September 2010, the FASB issued ASU No. 2010-25, Reporting Loans to Participants by Defined Contribution Pension Plans. The ASU requires that participant loans be classified as notes receivable rather than a plan investment and measured at unpaid principal balance plus accrued but unpaid interest rather than fair value. The Plan retrospectively adopted the new accounting in 2010. The adoption did not have a material effect on the Plan’s financial statements. | ||
3. | INVESTMENTS | |
Individual investments that represent greater than 5% of the Plan’s net assets available for benefits are as follows: |
As of December 31, 2010: | ||||
Willis Stable Value Fund (at contract value) | $ | 89,115,130 | ||
Pimco Total Return Fund | 60,962,053 | |||
Transamerica Partners Institutional Stock Index Fund | 47,115,826 | |||
American Funds Income Fund | 43,283,926 | |||
American Funds Growth Fund | 42,965,605 | |||
TFLIC Stable 5 Fund (at contract value) | 41,638,565 | |||
American Funds Europac | 40,405,659 | |||
American Funds Fundamental Investment Fund | 39,119,088 |
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As of December 31, 2009: | ||||
Willis Stable Value Fund (at contract value) | $ | 79,904,612 | ||
Pimco Total Return Fund | 52,885,502 | |||
Transamerica Partners Institutional Stock Index Fund | 44,261,905 | |||
TFLIC Stable 5 Fund (at contract value) | 47,790,737 | |||
American Funds Income Fund | 39,074,112 | |||
American Funds Growth Fund | 38,523,240 | |||
American Funds Europac | 36,604,390 | |||
American Funds Fundamental Investment Fund | 34,461,627 |
During the year ended December 31, 2010, the Plan’s investments (including gains and losses on investments bought and sold, as well as held during the year) appreciated in value by $45,979,933 as follows: |
Mutual funds | $ | 39,265,292 | ||
Common stock | 6,711,805 | |||
Corporate bonds | (5,332 | ) | ||
U.S. government securities | 8,168 | |||
Net appreciation in fair value of investments | $ | 45,979,933 | ||
4. | INVESTMENT CONTRACTS WITH INSURANCE COMPANY | |
The Plan has two fully benefit-responsive investment contracts with TFLIC. TFLIC maintains the contributions in a non-pooled separate account (Willis Stable Value Fund) and a pooled separate account (TFLIC Stable 5 Fund), which are credited with earnings on the underlying investments and charged for participant withdrawals and administrative expenses. The contracts are included in the financial statements at fair value and then adjusted to contract value. Contract value represents contributions made under the contract, plus earnings, less participant withdrawals and administrative expenses. Participants may ordinarily direct the withdrawal or transfer of all or a portion of their investment at contract value. | ||
The contracts have certain restrictions that impact the ability to collect the full contract value, for example, the Plan may not withdraw more than 20% of the beginning of the year balance of the contract without incurring a penalty. Plan management believes that the occurrence of events that would cause the Plan to transact at less than contract value is not probable. TFLIC may not terminate the contracts at any amount less than contract value. |
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TFLIC is contractually obligated to pay the principal and specified interest rate that is guaranteed to the Plan. The crediting interest rate is based on a formula agreed upon with TFLIC, but may not be less than 0%. Such interest rates are reviewed for resetting on a quarterly basis for the Willis Stable Value Fund and on an annual basis for the TFLIC Stable 5 Fund. The crediting rate of the contract will track current market yields on a trailing basis. |
2010 | 2009 | |||||||
Wills Stable Value Fund average yields: | ||||||||
Based on annualized earnings (1) | 7.62 | % | 5.95 | % | ||||
Based on interest rate credited to participants (2) | 3.21 | 3.51 | ||||||
TFLIC Stable 5 Fund average yields: | ||||||||
Based on annualized earnings (1) | 8.14 | % | 9.24 | % | ||||
Based on interest rate credited to participants (2) | 4.23 | 3.62 |
(1) | Computed by dividing the annualized actual earnings of the contract on the last day of the Plan year by the fair value of the investments on the same date. | |
(2) | Computed by dividing the annualized earnings credited to participants on the last day of the Plan year by the fair value of the investments on the same date. |
5. | FEDERAL INCOME TAX STATUS | |
The Plan has received a determination letter from the IRS dated May 14, 2008, stating that the Plan is qualified under Section 401(a) of the Internal Revenue Code (the “Code”) and therefore, the related trust is exempt from taxation. The Plan is required to operate in conformity with the Code to maintain its qualification. The Plan Administrator believes the Plan is currently designed and operated in compliance with the applicable requirements of the Code and, therefore, believes that the Plan is qualified and the related trust is tax exempt. | ||
GAAP requires Plan management to evaluate tax positions taken by the Plan and recognize a tax liability (or asset) if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The Plan administrator has analyzed the tax positions taken by the Plan, and has concluded that as of December 31, 2010, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. The Plan is subject to routine audits by taxing jurisdictions; and is currently under audit by the IRS for the 2009 tax year. The Plan administrator believes it is no longer subject to income tax examinations for years prior to December 31, 2007. | ||
6. | TRANSACTIONS WITH PARTIES-IN-INTEREST | |
Transactions with parties-in-interest include contributions from the Company, investments in certain funds managed by the recordkeeper of the Plan, and the investment contracts managed by TFLIC; therefore, these transactions qualify as exempt party-in-interest transactions. Administrative expenses of the Plan not borne by participants are paid by the Company. Such amounts paid by the Company in 2010 were not significant. |
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At December 31, 2010 and 2009, the Plan held 558,319 and 595,477 shares, respectively, of common stock of Willis Group Holdings PLC, with a fair value of $20,205,503 and $16,445,821, respectively.
7. FAIR VALUE MEASUREMENTS
ASC 820, Fair Value Measurements and Disclosures, provides a framework for measuring fair value. That framework provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value, as follows: Level 1, which refers to securities valued using unadjusted quoted prices from active markets for identical assets; Level 2, which refers to securities not traded on an active market but for which observable market inputs are readily available; and Level 3, which refers to securities valued based on significant unobservable inputs. Assets are classified in their entirety based on the lowest level of input that is significant to the fair value measurement. The Plan’s policy is to recognize significant transfers between levels at the end of the reporting period.
The following tables sets forth by level, within the fair value hierarchy, a summary of the Plan’s investments measured at fair value on a recurring basis as of December 31, 2010 and December 31, 2009:
Assets at Fair Value as of December 31, 2010 | ||||||||||||||||
Active Markets | Other | Significant | ||||||||||||||
for Identical | Observable | Unobservable | ||||||||||||||
Assets (Level 1) | Inputs (Level 2) | Inputs (Level 3) | Total | |||||||||||||
Mutual funds | ||||||||||||||||
Large Cap Stocks | ||||||||||||||||
Domestic | $ | 217,125,007 | $ | — | $ | — | $ | 217,125,007 | ||||||||
International | 40,405,659 | — | — | 40,405,659 | ||||||||||||
Mid/Small Cap Stocks | 74,786,279 | — | — | 74,786,279 | ||||||||||||
Bonds | ||||||||||||||||
Investment Grade | 60,962,053 | — | — | 60,962,053 | ||||||||||||
High Yield | 11,455,377 | — | — | 11,455,377 | ||||||||||||
Various Diversified Funds | 6,192,188 | — | — | 6,192,188 | ||||||||||||
Common Stocks | ||||||||||||||||
Willis Group Holdings plc | 20,205,503 | — | — | 20,205,503 | ||||||||||||
Other Common Stock | 9,266,882 | — | 9,266,882 | |||||||||||||
Guaranteed investment contracts | — | 142,004,589 | — | 142,004,589 | ||||||||||||
Money market funds | — | 3,609,727 | — | 3,609,727 | ||||||||||||
Other Financial Assets | 1,236,501 | — | — | 1,236,501 | ||||||||||||
Total assets at fair value | $ | 441,635,449 | $ | 145,614,316 | $ | — | $ | 587,249,765 | ||||||||
For the year ended December 31, 2010, there were no significant transfers in or out of Levels 1, 2 or 3.
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Assets at Fair Value as of December 31, 2009 | ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Mutual funds | $ | 358,324,586 | $ | — | $ | — | $ | 358,324,586 | ||||||||
Common stocks | 22,403,953 | — | — | 22,403,953 | ||||||||||||
Corporate bonds | 1,035,890 | — | — | 1,035,890 | ||||||||||||
U.S. government securities | 316,545 | — | — | 316,545 | ||||||||||||
Guaranteed investment contracts | — | 135,532,162 | — | 135,532,162 | ||||||||||||
Money market funds | — | 3,618,459 | — | 3,618,459 | ||||||||||||
Total assets at fair value | $ | 382,080,974 | $ | 139,150,621 | $ | — | $ | 521,231,595 | ||||||||
For the year ended December 31, 2009, there were no significant transfers in or out of Levels 1, 2 or 3.
8. SUBSEQUENT EVENTS
Subsequent events were evaluated through the date of the financial statement issuance. Based on this review, no significant event occurred that requires disclosure.
* * * * * *
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SUPPLEMENTAL SCHEDULE
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WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of | ||||||||||
investment including | ||||||||||
maturity date, rate | ||||||||||
of interest, | ||||||||||
�� | collateral, par, or | |||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
Mutual Funds | ||||||||||
Large Cap Stocks | ||||||||||
Domestic | ||||||||||
American Funds Growth Fund | Mutual Fund | $ | 42,965,605 | |||||||
American Funds Income Fund | Mutual Fund | 43,283,926 | ||||||||
American Funds Fundamental Investment Funds | Mutual Fund | 39,119,088 | ||||||||
Davis NY Venture Fund | Mutual Fund | 26,246,665 | ||||||||
MFS Value Fund | Mutual Fund | 18,393,897 | ||||||||
Transamerica Partners Stock Index Fund | Mutual Fund | 47,115,826 | ||||||||
Total | 217,125,007 | |||||||||
International | ||||||||||
American Funds Europacific | Mutual Fund | 40,405,659 | ||||||||
Total | 40,405,659 | |||||||||
Mid/Small Cap Stocks | ||||||||||
Baron Asset Fund | Mutual Fund | 18,930,996 | ||||||||
Wells Fargo Advantage Mid Cap Fund | Mutual Fund | 9,180,538 | ||||||||
Royce Value Plus | Mutual Fund | 24,256,746 | ||||||||
Columbia Small Cap Value Fund | Mutual Fund | 22,417,999 | ||||||||
Total | 74,786,279 | |||||||||
Bonds | ||||||||||
Investment Grade | ||||||||||
PIMCO Total Return Fund | Mutual Fund | 60,962,053 | ||||||||
Total | 60,962,053 | |||||||||
High Yield | ||||||||||
Transamerica Partners High Yield Fund | Mutual Fund | 11,455,377 | ||||||||
Total | 11,455,377 | |||||||||
Various Diversified Mutual Funds | ||||||||||
ABERDEEN GLOBAL SMALL CAP A | 395 | Mutual Fund | 9,077 | |||||||
AL FRANK FUND | 371 | Mutual Fund | 10,194 | |||||||
ALPINE DYNAMIC DIVIDEND FUND | 2,227 | Mutual Fund | 10,713 | |||||||
AMANA INCOME FUND | 221 | Mutual Fund | 7,033 | |||||||
AMERICAN BEACON INTL EQTY I | 444 | Mutual Fund | 7,258 | |||||||
AMERICAN CENTURY GOVT BOND F | 4,560 | Mutual Fund | 50,844 | |||||||
AMERICAN CENTURY GOVT BOND F | 1,477 | Mutual Fund | 16,471 | |||||||
AMERICAN CENTURY GROWTH INV CL | 305 | Mutual Fund | 7,870 | |||||||
AMERICAN CENTURY INTL BOND F | 2,075 | Mutual Fund | 28,631 | |||||||
AMERICAN FD FUNDAMENTAL INVEST | 81 | Mutual Fund | 2,960 | |||||||
AMERICAN FD GROWTH FUND OF AME | 4,547 | Mutual Fund | 137,515 | |||||||
AMERICAN FD INV CO OF AMERIC | 50 | Mutual Fund | 1,415 | |||||||
AMERICAN FD NEW PERSPE | 69 | Mutual Fund | 1,980 | |||||||
ARTIO GLOBAL EQTY FD INC CL | 300 | Mutual Fund | 11,748 | |||||||
ARTIO GLOBAL HIGH INCOME FUND | 293 | Mutual Fund | 3,113 | |||||||
ARTIO INTL EQUITY FUND II CL | 4,228 | Mutual Fund | 52,379 | |||||||
ARTISAN INTL FUND | 1,019 | Mutual Fund | 22,118 | |||||||
ARTISAN INTL VALUE FUND | 995 | Mutual Fund | 26,977 | |||||||
AUXIER FOCUS FUND INV | 173 | Mutual Fund | 2,628 | |||||||
BARON ASSET FUND | 134 | Mutual Fund | 7,427 | |||||||
BARON PARTNERS FUND | 1,805 | Mutual Fund | 37,134 | |||||||
BERWYN INCOME FUND | 2,375 | Mutual Fund | 31,494 | |||||||
BLACK OAK EMERGING TECHNO | 3,300 | Mutual Fund | 10,099 | |||||||
BLACKROCK GLOBAL ALLOCA | 442 | Mutual Fund | 8,591 | |||||||
BLACKROCK INTL OPPTY A | 734 | Mutual Fund | 24,578 | |||||||
BUFFALO SCIENCE AND TECH FUND | 129 | Mutual Fund | 1,968 | |||||||
BUFFALO SCIENCE AND TECH FUND | 794 | Mutual Fund | 12,106 | |||||||
BURNHAM FINANCIAL INDUST | 437 | Mutual Fund | 5,209 | |||||||
BURNHAM FINANCIAL SERVIC | 729 | Mutual Fund | 12,552 | |||||||
CALAMOS GROWTH FUND CL I | 1,029 | Mutual Fund | 59,804 | |||||||
CGM FOCUS FUND | 222 | Mutual Fund | 7,741 | |||||||
CGM FOCUS FUND | 179 | Mutual Fund | 6,229 | |||||||
CGM REALTY FUND | 392 | Mutual Fund | 10,514 | |||||||
COHEN & STEERS REALTY SHARES | 85 | Mutual Fund | 4,956 | |||||||
COHEN & STEERS REALTY SHARES | 304 | Mutual Fund | 17,798 | |||||||
COLUMBIA ENERGY & NAT RESOUR | 445 | Mutual Fund | 10,325 | |||||||
COLUMBIA VALUE & RESTRUCTURING | 633 | Mutual Fund | 31,996 | |||||||
CREDIT SUISSE COMMODITY RETURN | 460 | Mutual Fund | 4,298 | |||||||
CROFT LEOMINSTER VALUE | 1,034 | Mutual Fund | 24,141 |
13
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of | ||||||||||
investment including | ||||||||||
maturity date, rate | ||||||||||
of interest, | ||||||||||
collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
DFA FIVE YEAR GLOBAL FIXED | 3,175 | Mutual Fund | 34,543 | |||||||
DFA GLOBAL REAL ESTATE SECURI | 3,275 | Mutual Fund | 25,939 | |||||||
DFA INTL SMALL COMPANY PORTFO | 1,643 | Mutual Fund | 28,233 | |||||||
DFA REAL ESTATE SECURI | 1,555 | Mutual Fund | 33,531 | |||||||
DFA SLCTIVELY HEDGED GLOBAL | 1,917 | Mutual Fund | 19,825 | |||||||
DFA U.S. CORE EQUITY 2 PORTFO | 967 | Mutual Fund | 10,607 | |||||||
DFA U.S. LARGE CAP VALUE PORTF | 6,723 | Mutual Fund | 135,265 | |||||||
DFA U.S. LARGE CAP VALUE PORTF | 3,490 | Mutual Fund | 70,221 | |||||||
DFA U.S. LARGE CAP VALUE PORTF | 2,347 | Mutual Fund | 47,220 | |||||||
DFA U.S. LARGE CO PORTFO | 2,165 | Mutual Fund | 21,432 | |||||||
DFA U.S. SMALL CAP VALUE PORTF | 1,493 | Mutual Fund | 38,185 | |||||||
DFA U.S. SMALL CAP VALUE PORTF | 1,371 | Mutual Fund | 35,050 | |||||||
DFA US MICRO CAP PORT | 1,679 | Mutual Fund | 23,127 | |||||||
DIREXION MONTHLY 10 YR NOTE B | 131 | Mutual Fund | 1,200 | |||||||
DIREXION MONTHLY SMALL CAP BE | 84 | Mutual Fund | 937 | |||||||
DODGE & COX BALANCED FD | 40 | Mutual Fund | 2,827 | |||||||
DODGE & COX INTL STOCK FUND | 684 | Mutual Fund | 24,421 | |||||||
DODGE & COX INTL STOCK FUND | 169 | Mutual Fund | 6,034 | |||||||
DODGE & COX INTL STOCK FUND | 441 | Mutual Fund | 15,740 | |||||||
DODGE & COX INTL STOCK FUND | 662 | Mutual Fund | 23,637 | |||||||
DODGE & COX INTL STOCK FUND | 280 | Mutual Fund | 10,011 | |||||||
DODGE & COX INTL STOCK FUND | 49 | Mutual Fund | 1,741 | |||||||
DODGE & COX INTL STOCK FUND | 172 | Mutual Fund | 6,144 | |||||||
DODGE & COX STOCK FUND | 210 | Mutual Fund | 22,601 | |||||||
DODGE & COX STOCK FUND | 222 | Mutual Fund | 23,936 | |||||||
DODGE & COX STOCK FUND | 154 | Mutual Fund | 16,568 | |||||||
DODGE & COX STOCK FUND | 60 | Mutual Fund | 6,426 | |||||||
FAIRHOLME FUND | 947 | Mutual Fund | 33,687 | |||||||
FAIRHOLME FUND | 236 | Mutual Fund | 8,392 | |||||||
FAIRHOLME FUND | 676 | Mutual Fund | 24,069 | |||||||
FAIRHOLME FUND | 119 | Mutual Fund | 4,230 | |||||||
FAIRHOLME FUND | 2,434 | Mutual Fund | 86,612 | |||||||
FBR SMALL CAP FINANCIAL FUND I | 157 | Mutual Fund | 3,119 | |||||||
FEDERATED PRUDENT BEAR A | 304 | Mutual Fund | 1,440 | |||||||
FEDERATED PRUDENT BEAR A | 1,077 | Mutual Fund | 5,096 | |||||||
FEDERATED TOTAL RETURN BOND C | 667 | Mutual Fund | 7,436 | |||||||
FEDERATED TOTAL RETURN BOND C | 1,164 | Mutual Fund | 12,975 | |||||||
FEDERATED U.S. GOVT SEC FD 2-5 | 1,187 | Mutual Fund | 13,934 | |||||||
FELLOWS ENERGY LTD | 3,500 | Mutual Fund | 4 | |||||||
FIDELITY CANADA FUND | 880 | Mutual Fund | 51,198 | |||||||
FIDELITY CAPITAL APPREC | 509 | Mutual Fund | 12,890 | |||||||
FIDELITY CONTRA FUND | 165 | Mutual Fund | 11,179 | |||||||
FIDELITY INTL DISCOVERY FUND | 416 | Mutual Fund | 13,746 | |||||||
FIDELITY LATIN AMER FUND | 412 | Mutual Fund | 24,306 | |||||||
FIDELITY LATIN AMER FUND | 600 | Mutual Fund | 35,447 | |||||||
FIDELITY MAGELLAN FUND | 209 | Mutual Fund | 14,982 | |||||||
FIDELITY SLCT BROKERAGE & INVE | 70 | Mutual Fund | 3,684 | |||||||
FIDELITY SLCT CHEMICALS | 103 | Mutual Fund | 9,864 | |||||||
FIDELITY SLCT COMM EQUIPM | 56 | Mutual Fund | 1,476 | |||||||
FIDELITY SLCT HEALTH CARE F | 67 | Mutual Fund | 8,404 | |||||||
FIDELITY SLCT MATERIALS | 107 | Mutual Fund | 7,268 | |||||||
FIDELITY SLCT NAT RES | 960 | Mutual Fund | 33,423 | |||||||
FIDELITY SLCT NATURL GAS | 709 | Mutual Fund | 23,569 | |||||||
FIDELITY SLCT SOFTWARE & COMP | 40 | Mutual Fund | 3,523 | |||||||
FIDELITY SLCT TELECOM FUND | 32 | Mutual Fund | 1,471 | |||||||
FIDELITY SPARTAN 500 INDEX | 228 | Mutual Fund | 10,146 | |||||||
FIFTH STREET FINANCE CP ** PEN | 9,083 | Mutual Fund | 110,271 | |||||||
FIRST AMERICAN MID CAP SELECT | 24 | Mutual Fund | 247 | |||||||
FIRST AMERICAN REAL ESTATE | 638 | Mutual Fund | 11,479 | |||||||
FIRST AMERICAN SMALL CAP GROWT | 268 | Mutual Fund | 5,799 | |||||||
FIRST AMERICAN SMALL CAP SELEC | 226 | Mutual Fund | 2,989 | |||||||
FIRST EAGLE GLOBAL FUND CL A | 3,206 | Mutual Fund | 148,648 | |||||||
FIRSTHAND TECHNOLOGY VALUE | 9 | Mutual Fund | 267 | |||||||
FIRSTHAND TECHNOLOGY VALUE | 56 | Mutual Fund | 1,609 | |||||||
FPA NEW INCOME CL A | 4,631 | Mutual Fund | 50,248 | |||||||
GABELLI ASSET FUND AAA | 34 | Mutual Fund | 1,680 | |||||||
GABELLI EQUITY INCOME FUND C | 782 | Mutual Fund | 16,002 |
14
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of | ||||||||||
investment including | ||||||||||
maturity date, rate | ||||||||||
of interest, | ||||||||||
collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
GAMCO GOLD FUND CL AAA | 290 | Mutual Fund | 10,379 | |||||||
GAMCO WESTWOOD BALANCED FUND C | 1,373 | Mutual Fund | 14,654 | |||||||
HARBOR BOND FUND INST CL | 1,051 | Mutual Fund | 12,711 | |||||||
HARBOR CAP APPRECIATION FUND I | 1,415 | Mutual Fund | 51,974 | |||||||
HARBOR INTERNATIONAL FUND I | 91 | Mutual Fund | 5,450 | |||||||
HARBOR INTERNATIONAL FUND I | 554 | Mutual Fund | 33,258 | |||||||
HARDING LOEVNER EMERGING MARKE | 291 | Mutual Fund | 15,096 | |||||||
HARTFORD CAPITAL APPR FUND C | 654 | Mutual Fund | 22,641 | |||||||
HEARTLAND SELECT VALUE FUND I | 200 | Mutual Fund | 5,850 | |||||||
HEARTLAND VALUE PLUS FD INV CL | 273 | Mutual Fund | 8,148 | |||||||
HEARTLAND VALUE PLUS FD INV CL | 58 | Mutual Fund | 1,742 | |||||||
HUSSMAN STRATEGIC TOTAL RETURN | 1,234 | Mutual Fund | 14,964 | |||||||
ICON ENERGY FUND CL S | 514 | Mutual Fund | 10,293 | |||||||
INTREPID ALL CAP FD | 293 | Mutual Fund | 2,988 | |||||||
INTREPID SMALL CAP | 774 | Mutual Fund | 12,635 | |||||||
INVESCO TECHNOLOGY FD INV | 12 | Mutual Fund | 376 | |||||||
INVESCO TECHNOLOGY FD INV | 199 | Mutual Fund | 6,448 | |||||||
IQ ALPHA HEDGE STRATEGY INST C | 2,103 | Mutual Fund | 21,960 | |||||||
IVY ASSET STRATEGY FUND CL A | 450 | Mutual Fund | 10,982 | |||||||
IVY ASSET STRATEGY FUND CL I | 1,006 | Mutual Fund | 24,749 | |||||||
IVY GLOBAL NATURAL RESOUR | 939 | Mutual Fund | 20,296 | |||||||
JANUS BALANCED FD CL T | 376 | Mutual Fund | 9,428 | |||||||
JANUS CONTRARIAN FD CL T | 381 | Mutual Fund | 5,574 | |||||||
JANUS GROWTH & INCM CL T | 30 | Mutual Fund | 916 | |||||||
JANUS OVERSEAS FD CL T | 100 | Mutual Fund | 5,073 | |||||||
JANUS OVERSEAS FD CL T | 263 | Mutual Fund | 13,310 | |||||||
JANUS OVERSEAS FD CL T | 670 | Mutual Fund | 33,949 | |||||||
JANUS RESEARCH FD CL T | 125 | Mutual Fund | 3,670 | |||||||
JENSEN PORTFOLIO CLASS J | 268 | Mutual Fund | 7,263 | |||||||
JHANCOCK3 DISCIPLINED VALUE | 597 | Mutual Fund | 7,728 | |||||||
KINETICS PARADIGM FUND | 460 | Mutual Fund | 10,724 | |||||||
LAZARD EMERGING MARKETS PORTFO | 865 | Mutual Fund | 19,191 | |||||||
LAZARD EMERGING MARKETS PORTFO | 378 | Mutual Fund | 8,385 | |||||||
LEUTHOLD CORE INVESTMENT FUND | 451 | Mutual Fund | 7,610 | |||||||
LOOMIS SAYLES BOND CL I | 4,838 | Mutual Fund | 69,032 | |||||||
LOOMIS SAYLES BOND FUND CL R | 1,122 | Mutual Fund | 15,951 | |||||||
LOOMIS SAYLES GLOBAL BD FUND C | 465 | Mutual Fund | 7,662 | |||||||
LOOMIS SAYLES GLOBAL BD FUND C | 1,591 | Mutual Fund | 26,180 | |||||||
MANNING & NAPIER EQUITY SERIES | 579 | Mutual Fund | 11,167 | |||||||
MANNING & NAPIER WORLD OPPTY | 311 | Mutual Fund | 2,678 | |||||||
MARKETFIELD FD | 1,547 | Mutual Fund | 20,918 | |||||||
MARSICO GLOBAL FD | 607 | Mutual Fund | 6,729 | |||||||
MATTHEWS ASIAN GROWTH & INCOME | 1,410 | Mutual Fund | 25,430 | |||||||
MATTHEWS CHINA FUND | 119 | Mutual Fund | 3,495 | |||||||
MATTHEWS CHINA FUND | 251 | Mutual Fund | 7,367 | |||||||
MATTHEWS INDIA FUND | 1,215 | Mutual Fund | 26,100 | |||||||
MERGER FUND | 3,040 | Mutual Fund | 47,967 | |||||||
MERIDIAN GROWTH FUND | 41 | Mutual Fund | 1,831 | |||||||
MERIDIAN GROWTH FUND | 359 | Mutual Fund | 16,019 | |||||||
METROPOLITAN WEST TOTAL RETURN | 482 | Mutual Fund | 4,999 | |||||||
METROPOLITAN WEST TOTAL RETURN | 514 | Mutual Fund | 5,340 | |||||||
METROPOLITAN WEST TOTAL RETURN | 2,920 | Mutual Fund | 30,311 | |||||||
NEUBERGER BERMAN FOCUS FD INV | 113 | Mutual Fund | 2,216 | |||||||
NORTHERN SMALL CAP VALUE FUND | 192 | Mutual Fund | 2,916 | |||||||
OAKMARK EQUITY INCOME FD | 2,823 | Mutual Fund | 78,307 | |||||||
PARNASSUS EQUITY INCOME FUND I | 145 | Mutual Fund | 3,809 | |||||||
PARNASSUS EQUITY INCOME FUND I | 253 | Mutual Fund | 6,665 | |||||||
PAYDEN VALUE LEADERS FUND | 332 | Mutual Fund | 3,168 | |||||||
PERKINS MID CAP VALUE FD CL T | 190 | Mutual Fund | 4,282 | |||||||
PERKINS SMALL CAP VALUE FD CL | 65 | Mutual Fund | 1,546 | |||||||
PERMANENT PORTFOLIO | 230 | Mutual Fund | 10,524 | |||||||
PERRITT MICRO CAP OPPORT | 373 | Mutual Fund | 10,224 | |||||||
PERRITT MICRO CAP OPPORT | 1,312 | Mutual Fund | 35,995 | |||||||
PIMCO ALL ASSET CL D | 2,428 | Mutual Fund | 29,106 | |||||||
PIMCO COMMODITY REAL RETURN | 3,337 | Mutual Fund | 30,997 | |||||||
PIMCO DEVELOPING LOCAL MKTS F | 5,793 | Mutual Fund | 61,407 | |||||||
PIMCO DIVERSIFIED INCOME CL D | 448 | Mutual Fund | 5,124 |
15
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of | ||||||||||
investment including | ||||||||||
maturity date, rate | ||||||||||
of interest, | ||||||||||
collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
PIMCO TOTAL RETURN FUND CL D | 457 | Mutual Fund | 4,960 | |||||||
PIMCO TOTAL RETURN FUND CL D | 5,441 | Mutual Fund | 59,032 | |||||||
PIMCO TOTAL RETURN FUND CL D | 1,724 | Mutual Fund | 18,707 | |||||||
PIMCO TOTAL RETURN FUND CL D | 4,863 | Mutual Fund | 52,766 | |||||||
PIMCO TOTAL RETURN FUND INSTL | 6,011 | Mutual Fund | 65,215 | |||||||
RAINIER MID CAP EQUITY PORT O | 489 | Mutual Fund | 19,556 | |||||||
ROYCE LOW PRICED STOCK FUND S | 804 | Mutual Fund | 14,671 | |||||||
ROYCE PENNSYLVANIA MUTUA | 898 | Mutual Fund | 10,456 | |||||||
ROYCE PREMIER FUND INVEST | 3,902 | Mutual Fund | 79,408 | |||||||
ROYCE VALUE PLUS FUND SVC CL | 3,128 | Mutual Fund | 41,978 | |||||||
RS TECHNOLOGY FUND | 759 | Mutual Fund | 14,880 | |||||||
RYDEX NASDAQ-100 FUND INV CL | 122 | Mutual Fund | 1,767 | |||||||
SCHW US LCAP ETF | 352 | Mutual Fund | 10,532 | |||||||
SCHWAB DIVIDEND EQUITY FUND | 2,217 | Mutual Fund | 28,486 | |||||||
SCHWAB FINANCIAL SERVICES FUND | 698 | Mutual Fund | 7,311 | |||||||
SCHWAB GNMA FUND | 3,003 | Mutual Fund | 30,631 | |||||||
SCHWAB HEALTH CARE FUND | 250 | Mutual Fund | 3,961 | |||||||
SCHWAB INFLATION PROTEC | 6,909 | Mutual Fund | 74,131 | |||||||
SCHWAB INTL INDEX FUND | 646 | Mutual Fund | 11,129 | |||||||
SCHWAB MARKETTRACK CONSER | 467 | Mutual Fund | 6,201 | |||||||
SCHWAB S&P 500 INDEX FD | 1,155 | Mutual Fund | 22,602 | |||||||
SCHWAB S&P 500 INDEX FD | 466 | Mutual Fund | 9,123 | |||||||
SCHWAB SMALL CAP INDEX FUND | 646 | Mutual Fund | 13,634 | |||||||
SCHWAB SMALL CAP INDEX FUND | 239 | Mutual Fund | 5,048 | |||||||
SCHWAB US TREAS MONEY FD | 255,787 | Mutual Fund | 255,787 | |||||||
SCHWAB US TREAS MONEY FD | 55,032 | Mutual Fund | 55,032 | |||||||
SCHWAB US TREAS MONEY FD | 2,089 | Mutual Fund | 2,089 | |||||||
SCHWAB VALUE ADVANTAGE MONEY | 37,139 | Mutual Fund | 37,139 | |||||||
SCHWAB VALUE ADVANTAGE MONEY | 252,078 | Mutual Fund | 252,078 | |||||||
SELECTED AMERICAN SHARESCLASS | 1,886 | Mutual Fund | 78,150 | |||||||
SENOMYX INC ** PEN | 500 | Mutual Fund | 3,565 | |||||||
SEQUOIA FUND | 42 | Mutual Fund | 5,371 | |||||||
SOUND SHORE FUND INC | 1,789 | Mutual Fund | 56,924 | |||||||
STRATTON SMALL CAP VALUE FUND | 206 | Mutual Fund | 10,199 | |||||||
T ROWE PRICE EMERGING MARKET | 768 | Mutual Fund | 27,105 | |||||||
T ROWE PRICE EUROPEAN STOCK | 198 | Mutual Fund | 2,966 | |||||||
T ROWE PRICE HIGH YIELD FUND | 7,267 | Mutual Fund | 49,273 | |||||||
T ROWE PRICE INTL BOND FUND | 3,093 | Mutual Fund | 30,780 | |||||||
T ROWE PRICE LATIN AMERIC | 660 | Mutual Fund | 37,454 | |||||||
T ROWE PRICE LATIN AMERIC | 71 | Mutual Fund | 4,033 | |||||||
T ROWE PRICE MEDIA AND TELECO | 245 | Mutual Fund | 12,674 | |||||||
TEMPLETON FOREIGN FUND CL A | 974 | Mutual Fund | 6,797 | |||||||
TEMPLETON GLOBAL BOND FUND A | 3,359 | Mutual Fund | 45,543 | |||||||
TEMPLETON WORLD FUND CL A | 2,770 | Mutual Fund | 41,109 | |||||||
THE DELAFIELD FUND | 364 | Mutual Fund | 10,687 | |||||||
THE DELAFIELD FUND | 1,227 | Mutual Fund | 36,057 | |||||||
THIRD AVENUE REAL ESTATE VALUE | 401 | Mutual Fund | 9,283 | |||||||
THIRD AVENUE VALUE FD INSTL | 466 | Mutual Fund | 24,107 | |||||||
THORNBURG LTD TERM INCM FD CL | 902 | Mutual Fund | 11,821 | |||||||
TOCQUEVILLE FUND | 443 | Mutual Fund | 9,984 | |||||||
TOCQUEVILLE GOLD FUND | 46 | Mutual Fund | 3,953 | |||||||
TOCQUEVILLE GOLD FUND | 224 | Mutual Fund | 19,339 | |||||||
TWEEDY BROWNE GLOBAL VALUE | 37 | Mutual Fund | 884 | |||||||
VALUE LINE EMERGING OPPORT | 76 | Mutual Fund | 2,386 | |||||||
VANGUARD 500 INDEX FUND INVEST | 79 | Mutual Fund | 9,097 | |||||||
VANGUARD 500 INDEX FUND INVEST | 108 | Mutual Fund | 12,554 | |||||||
VANGUARD 500 INDEX FUND INVEST | 662 | Mutual Fund | 76,650 | |||||||
VANGUARD DEVELOPED MKTS INDEX | 8,069 | Mutual Fund | 81,170 | |||||||
VANGUARD DIVIDEND GROWTH FUND | 1,251 | Mutual Fund | 17,985 | |||||||
VANGUARD DIVIDEND GROWTH FUND | 3,268 | Mutual Fund | 47,001 | |||||||
VANGUARD EMERGING MKTS STOCK | 712 | Mutual Fund | 21,603 | |||||||
VANGUARD EMERGING MKTS STOCK | 529 | Mutual Fund | 16,035 | |||||||
VANGUARD HIGH YIELD CORP FUND | 1,214 | Mutual Fund | 6,918 | |||||||
VANGUARD HIGH YIELD CORP FUND | 5,126 | Mutual Fund | 29,216 | |||||||
VANGUARD INFLATION PROTEC | 1,399 | Mutual Fund | 18,188 | |||||||
VANGUARD INFLATION PROTEC | 4,067 | Mutual Fund | 52,868 | |||||||
VANGUARD INTL EXPLORER INVES | 1,638 | Mutual Fund | 27,310 |
16
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of | ||||||||||
investment including | ||||||||||
maturity date, rate | ||||||||||
of interest, | ||||||||||
collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
VANGUARD INTL GROWTH FD INVEST | 843 | Mutual Fund | 16,307 | |||||||
VANGUARD INTL GROWTH FD INVEST | 186 | Mutual Fund | 3,593 | |||||||
VANGUARD INTL VALUE FUND | 482 | Mutual Fund | 15,517 | |||||||
VANGUARD MID CAP GROWTH INDEX | 805 | Mutual Fund | 19,682 | |||||||
VANGUARD S/T INVESTMENT GRADE | 5,234 | Mutual Fund | 56,366 | |||||||
VANGUARD SHORT TERM BOND INDEX | 4,789 | Mutual Fund | 50,523 | |||||||
VANGUARD SMALL CAP GROWTH | 751 | Mutual Fund | 16,468 | |||||||
VANGUARD SMALL CAP INDEX FUND | 640 | Mutual Fund | 22,237 | |||||||
VANGUARD SMALL CAP VALUE INDEX | 314 | Mutual Fund | 5,031 | |||||||
VANGUARD TOTAL BD MARKET INDEX | 4,277 | Mutual Fund | 45,338 | |||||||
VANGUARD TOTAL BD MARKET INDEX | 3,015 | Mutual Fund | 31,957 | |||||||
VANGUARD TOTAL INTL STOCK | 973 | Mutual Fund | 15,330 | |||||||
VANGUARD TOTAL INTL STOCK | 839 | Mutual Fund | 13,220 | |||||||
VANGUARD TOTAL STOCK MKT INDEX | 827 | Mutual Fund | 26,095 | |||||||
VANGUARD TOTAL STOCK MKT INDEX | 242 | Mutual Fund | 7,625 | |||||||
VANGUARD TOTAL STOCK MKT INDEX | 357 | Mutual Fund | 11,254 | |||||||
VANGUARD VALUE INDEX FUND I | 593 | Mutual Fund | 12,320 | |||||||
VANGUARD WELLESLEY INCOME | 1,541 | Mutual Fund | 33,430 | |||||||
VANGUARD WELLINGTON FD INVEST | 513 | Mutual Fund | 15,958 | |||||||
VANGUARD WELLINGTON FD INVEST | 1,347 | Mutual Fund | 41,879 | |||||||
VANGUARD WINDSOR FUND INVEST | 1,011 | Mutual Fund | 13,662 | |||||||
VANGUARD WINDSOR II FD INVEST | 881 | Mutual Fund | 22,612 | |||||||
WASATCH EMRG MKT SMALL CAP FD | 820 | Mutual Fund | 2,107 | |||||||
WEITZ VALUE FUND | 858 | Mutual Fund | 24,398 | |||||||
WELLS FARGO ADVANTAGE DIVERS | 83 | Mutual Fund | 873 | |||||||
WELLS FARGO ADVANTAGE GROWTH | 247 | Mutual Fund | 7,903 | |||||||
WELLS FARGO ADVANTAGE PREMIE | 386 | Mutual Fund | 3,569 | |||||||
WESTCORE SELECT FUND RETAIL | 2,132 | Mutual Fund | 44,916 | |||||||
WHITE OAK SELECT GROWTH FUND | 247 | Mutual Fund | 9,791 | |||||||
WHITE OAK SELECT GROWTH FUND | 457 | Mutual Fund | 18,132 | |||||||
YACKTMAN FOCUSED FUND | 484 | Mutual Fund | 8,550 | |||||||
YACKTMAN FUND | 1,210 | Mutual Fund | 20,012 | |||||||
YACKTMAN FUND | 685 | Mutual Fund | 11,333 | |||||||
YACKTMAN FUND | 4,890 | Mutual Fund | 80,881 | |||||||
Total | 6,192,188 | |||||||||
Common Stocks | ||||||||||
Willis | ||||||||||
WILLIS STOCK FUND | 557,969 | Shares of Common Stock | 20,193,382 | |||||||
WILLIS GRP HLDGS PUBLICF | 350 | Shares of Common Stock | 12,121 | |||||||
Total | 20,205,503 | |||||||||
Other Common Stock | ||||||||||
1/100 BERKSHIRE HTWY CLA100 SH | 100 | Shares of Common Stock | 120,450 | |||||||
3M COMPANY | 50 | Shares of Common Stock | 4,315 | |||||||
3M COMPANY | 52 | Shares of Common Stock | 4,484 | |||||||
3M COMPANY | 631 | Shares of Common Stock | 54,441 | |||||||
A E S CORP | 100 | Shares of Common Stock | 1,218 | |||||||
A M R CORPORATION | 75 | Shares of Common Stock | 584 | |||||||
A T & T INC NEW | 426 | Shares of Common Stock | 12,507 | |||||||
A T & T INC NEW | 1,000 | Shares of Common Stock | 29,380 | |||||||
A T & T INC NEW | 200 | Shares of Common Stock | 5,876 | |||||||
A T & T INC NEW | 132 | Shares of Common Stock | 3,878 | |||||||
A T & T INC NEW | 46 | Shares of Common Stock | 1,364 | |||||||
A T & T INC NEW | 5 | Shares of Common Stock | 147 | |||||||
ABBOTT LABORATORIES | 100 | Shares of Common Stock | 4,791 | |||||||
ACTIONS SEMICNDCTOR ADRF** PEN | 3,000 | Shares of Common Stock | 6,450 | |||||||
AETNA INC NEW | 50 | Shares of Common Stock | 1,526 | |||||||
AGNICO-EAGLE MINES LTD F | 45 | Shares of Common Stock | 3,452 | |||||||
AIRGAS INC TENDER | 50 | Shares of Common Stock | 3,123 | |||||||
AKAMAI TECHNOLOGIES | 65 | Shares of Common Stock | 3,058 | |||||||
ALAMOS GOLD INC F | 400 | Shares of Common Stock | 7,616 | |||||||
ALBERTA STAR DEV CP NEWF | 200 | Shares of Common Stock | 113 | |||||||
ALCATEL LUCENT ADR FSPONSO | 585 | Shares of Common Stock | 1,732 | |||||||
ALCATEL LUCENT ADR FSPONSO | 10 | Shares of Common Stock | 30 | |||||||
ALCATEL LUCENT ADR FSPONSO | 136 | Shares of Common Stock | 403 | |||||||
ALLIED WORLD ASSURANCE F | 200 | Shares of Common Stock | 11,888 | |||||||
ALNYLAM PHARMACEUTICALS ** PEN | 500 | Shares of Common Stock | 4,930 | |||||||
ALPHA NATURAL RESOURCES ** PEN | 77 | Shares of Common Stock | 4,622 |
17
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of | ||||||||||
investment including | ||||||||||
maturity date, rate | ||||||||||
of interest, | ||||||||||
collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
ALPHA PRO TECH LTD F | 2,000 | Shares of Common Stock | 3,560 | |||||||
ALTRIA GROUP INC | 533 | Shares of Common Stock | 13,132 | |||||||
ALTRIA GROUP INC | 300 | Shares of Common Stock | 7,386 | |||||||
ALTRIA GROUP INC | 500 | Shares of Common Stock | 12,310 | |||||||
ALTRIA GROUP INC | 93 | Shares of Common Stock | 2,283 | |||||||
AMAZON COM INC | 25 | Shares of Common Stock | 4,500 | |||||||
AMAZON COM INC | 50 | Shares of Common Stock | 9,000 | |||||||
AMER SAFTY INS HLDG LTDF | 3,000 | Shares of Common Stock | 64,140 | |||||||
AMEREN CORPORATION | 800 | Shares of Common Stock | 22,552 | |||||||
AMERICAN INTL GROUP NEW | 50 | Shares of Common Stock | 2,881 | |||||||
AMERICAN INTL GROUP NEW | 50 | Shares of Common Stock | 2,881 | |||||||
AMERICAN INTL GROUP NEW | 25 | Shares of Common Stock | 1,441 | |||||||
AMERICAN INTL GROUP NEW | 105 | Shares of Common Stock | 6,050 | |||||||
AMERICAN INTL GROUP NEW | 327 | Shares of Common Stock | 18,842 | |||||||
AMERICAN INTL GROUP NEW | 18 | Shares of Common Stock | 1,037 | |||||||
AMERICAN INTL GROUP NEW | 100 | Shares of Common Stock | 5,762 | |||||||
AMERICAN INTL GROUP NEW | 25 | Shares of Common Stock | 1,441 | |||||||
AMERICAN INTL GROUP NEW | 4 | Shares of Common Stock | 230 | |||||||
AMERICAN INTL GROUP NEW | 63 | Shares of Common Stock | 3,630 | |||||||
AMERICAN SKIING CORP XXXPLAN O | 200 | Shares of Common Stock | 0 | |||||||
AMERICAN SKIING CORP XXXPLAN O | 690 | Shares of Common Stock | 0 | |||||||
AMERICAN SKIING CORP XXXPLAN O | 940 | Shares of Common Stock | 0 | |||||||
AMERICAN STATES WATER COHOLDIN | 165 | Shares of Common Stock | 5,685 | |||||||
AMPHENOL CORP CL A | 40 | Shares of Common Stock | 2,111 | |||||||
ANADARKO PETROLEUM CORP | 200 | Shares of Common Stock | 15,232 | |||||||
ANADYS PHARMACEUTICALS ** PEN | 1,000 | Shares of Common Stock | 1,420 | |||||||
ANNALY CAPITAL MGMT REIT | 3,000 | Shares of Common Stock | 53,760 | |||||||
ANTARES PHARMA INC | 1,000 | Shares of Common Stock | 1,700 | |||||||
AOL INC | 3 | Shares of Common Stock | 71 | |||||||
AOL INC | 9 | Shares of Common Stock | 213 | |||||||
AOL INC | 3 | Shares of Common Stock | 71 | |||||||
APOLLO GROUP INC CL A | 180 | Shares of Common Stock | 7,108 | |||||||
APPLE INC | 282 | Shares of Common Stock | 90,962 | |||||||
APPLE INC | 140 | Shares of Common Stock | 45,158 | |||||||
APPLE INC | 85 | Shares of Common Stock | 27,418 | |||||||
APPLE INC | 50 | Shares of Common Stock | 16,128 | |||||||
APPLE INC | 32 | Shares of Common Stock | 10,322 | |||||||
APPLE INC | 40 | Shares of Common Stock | 12,902 | |||||||
APPLE INC | 100 | Shares of Common Stock | 32,256 | |||||||
APPLIED MATERIALS INC | 1 | Shares of Common Stock | 20 | |||||||
APPLIED MATERIALS INC | 218 | Shares of Common Stock | 3,063 | |||||||
APPLIED MATERIALS INC | 300 | Shares of Common Stock | 4,215 | |||||||
APPLIED VISUAL SCIENCES | 6,000 | Shares of Common Stock | 1,980 | |||||||
ARADIGM CORP NEW | 180 | Shares of Common Stock | 30 | |||||||
ARCA BIOPHARMA INC | 250 | Shares of Common Stock | 793 | |||||||
ARCELOR MITTAL NY NEW FNEW YO | 125 | Shares of Common Stock | 4,766 | |||||||
ARCELOR MITTAL NY NEW FNEW YO | 35 | Shares of Common Stock | 1,335 | |||||||
ARCHER-DANIELS-MIDLND CO | 50 | Shares of Common Stock | 1,504 | |||||||
ASPEN INSURANCE HOLDINGS** PEN | 500 | Shares of Common Stock | 14,310 | |||||||
ATLAS CORPORATION | 103,000 | Shares of Common Stock | 1,545 | |||||||
ATLAS ENERGY INC | 290 | Shares of Common Stock | 12,751 | |||||||
ATMEL CORP | 3,046 | Shares of Common Stock | 37,527 | |||||||
ATMEL CORP | 2,000 | Shares of Common Stock | 24,640 | |||||||
ATP OIL & GAS CORP | 550 | Shares of Common Stock | 9,207 | |||||||
AUCTION MILLS INC NEW | 4 | Shares of Common Stock | 0 | |||||||
AUDIOVOX CP CL A | 100 | Shares of Common Stock | 863 | |||||||
AUTO DATA PROCESSING | 40 | Shares of Common Stock | 1,851 | |||||||
B M C SOFTWARE INC | 400 | Shares of Common Stock | 18,856 | |||||||
B2GOLD CORP F | 392 | Shares of Common Stock | 1,061 | |||||||
BAIDU COM INC ADR F** PEN | 75 | Shares of Common Stock | 7,240 | |||||||
BAIDU COM INC ADR F** PEN | 50 | Shares of Common Stock | 4,827 | |||||||
BANCO SANTANDR CENT ADRFSPONSO | 100 | Shares of Common Stock | 1,065 | |||||||
BANCO SANTANDR CENT ADRFSPONSO | 370 | Shares of Common Stock | 3,941 | |||||||
BANDERA GOLD LTD F | 500 | Shares of Common Stock | 123 | |||||||
BANK OF AMERICA CORP | 104 | Shares of Common Stock | 1,387 | |||||||
BANK OF AMERICA CORP | 1,001 | Shares of Common Stock | 13,350 | |||||||
BANK OF AMERICA CORP | 50 | Shares of Common Stock | 667 |
18
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of | ||||||||||
investment including | ||||||||||
maturity date, rate | ||||||||||
of interest, | ||||||||||
collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
BANK OF AMERICA CORP | 428 | Shares of Common Stock | 5,713 | |||||||
BANK OF AMERICA CORP | 343 | Shares of Common Stock | 4,576 | |||||||
BANK OF AMERICA CORP | 50 | Shares of Common Stock | 667 | |||||||
BANK OF AMERICA CORP | 300 | Shares of Common Stock | 4,002 | |||||||
BANK OF AMERICA CORP | 752 | Shares of Common Stock | 10,026 | |||||||
BANK OF AMERICA CORP | 135 | Shares of Common Stock | 1,806 | |||||||
BANNEKER INC NEW | 50 | Shares of Common Stock | 0 | |||||||
BARRETT BUSINESS SVCS | 758 | Shares of Common Stock | 11,789 | |||||||
BAYER A G SPONSORED ADRFSPONSO | 350 | Shares of Common Stock | 25,848 | |||||||
BAYSWATER URANIUM NEW F | 100 | Shares of Common Stock | 80 | |||||||
BB&T CORPORATION | 5 | Shares of Common Stock | 141 | |||||||
BEMIS CO INC | 330 | Shares of Common Stock | 10,778 | |||||||
BERKLEY W R CORPORATION | 104 | Shares of Common Stock | 2,836 | |||||||
BERKSHIRE HATHAWAY B NEWCLASS | 150 | Shares of Common Stock | 12,017 | |||||||
BERKSHIRE HATHAWAY B NEWCLASS | 40 | Shares of Common Stock | 3,204 | |||||||
BERKSHIRE HATHAWAY B NEWCLASS | 150 | Shares of Common Stock | 12,017 | |||||||
BERKSHIRE HATHAWAY B NEWCLASS | 50 | Shares of Common Stock | 4,006 | |||||||
BERKSHIRE HATHAWAY B NEWCLASS | 100 | Shares of Common Stock | 8,011 | |||||||
BERKSHIRE HATHAWAY B NEWCLASS | 20 | Shares of Common Stock | 1,602 | |||||||
BIOELECTRONICS CORP | 12,000 | Shares of Common Stock | 112 | |||||||
BIOPURE CORP CL A NEW | 16 | Shares of Common Stock | 0 | |||||||
BIOSANTE PHARMA INC NEW | 5,000 | Shares of Common Stock | 8,200 | |||||||
BIOSTAR PHARMACEUTICALS | 9,000 | Shares of Common Stock | 25,380 | |||||||
BIOSTAR PHARMACEUTICALS | 1,000 | Shares of Common Stock | 2,820 | |||||||
BLACK HILLS CORP | 800 | Shares of Common Stock | 24,000 | |||||||
BLACKSTONE GROUP LP ** PEN | 331 | Shares of Common Stock | 4,687 | |||||||
BONANZA OIL & GAS INC | 2,400 | Shares of Common Stock | 1 | |||||||
BOSTON SCIENTIFIC CORP | 1,000 | Shares of Common Stock | 7,570 | |||||||
BP PLC ADR FSPONSO | 40 | Shares of Common Stock | 1,767 | |||||||
BRINKS CO DUTCH | 303 | Shares of Common Stock | 8,147 | |||||||
BRINKS CO DUTCH | 39 | Shares of Common Stock | 1,040 | |||||||
BROOKFIELD INFRA PTNRS F | 483 | Shares of Common Stock | 10,170 | |||||||
BROOKS AUTOMATION NEW DUTCH | 31 | Shares of Common Stock | 281 | |||||||
BRUKER CORPORATION | 600 | Shares of Common Stock | 9,960 | |||||||
BUNGE LIMITED F | 1,475 | Shares of Common Stock | 96,658 | |||||||
C H ROBINSON WORLDWD NEW | 75 | Shares of Common Stock | 6,014 | |||||||
C S X CORP | 60 | Shares of Common Stock | 3,877 | |||||||
CADAN RESOURCES NEW F | 100 | Shares of Common Stock | 75 | |||||||
CALLON PETROLEUM CO | 500 | Shares of Common Stock | 2,960 | |||||||
CALPINE CORP NEW | 1,000 | Shares of Common Stock | 13,340 | |||||||
CALUMET SPECIALTY PROD ** PRI | 15 | Shares of Common Stock | 320 | |||||||
CANADIAN ZINC CORP F | 400 | Shares of Common Stock | 268 | |||||||
CAPITAL BANK CORP NEW | 203 | Shares of Common Stock | 506 | |||||||
CAPITALSOURCE INC ** PRI | 8,000 | Shares of Common Stock | 56,800 | |||||||
CAPSTONE MINING CORP F | 200 | Shares of Common Stock | 904 | |||||||
CATERPILLAR INC | 100 | Shares of Common Stock | 9,366 | |||||||
CATERPILLAR INC | 35 | Shares of Common Stock | 3,278 | |||||||
CATERPILLAR INC | 15 | Shares of Common Stock | 1,405 | |||||||
CELGENE CORP | 55 | Shares of Common Stock | 3,253 | |||||||
CENTRAL FD CDA LTD CLA FCLASS | 170 | Shares of Common Stock | 3,524 | |||||||
CENTRAL FD CDA LTD CLA FCLASS | 2,000 | Shares of Common Stock | 41,460 | |||||||
CENTURYLINK INC | 300 | Shares of Common Stock | 13,851 | |||||||
CENTURYLINK INC | 1,000 | Shares of Common Stock | 46,170 | |||||||
CENVEO INC | 5,500 | Shares of Common Stock | 29,370 | |||||||
CERNER CORP | 100 | Shares of Common Stock | 9,474 | |||||||
CERRO RESOURCES NL ORD F | 2,500 | Shares of Common Stock | 436 | |||||||
CERRO RESOURCES NL ORD F | 37,500 | Shares of Common Stock | 6,536 | |||||||
CHECK PT SOFTWARE TECH F | 200 | Shares of Common Stock | 9,252 | |||||||
CHESAPEAKE ENERGY CORP | 103 | Shares of Common Stock | 2,675 | |||||||
CHESAPEAKE ENERGY CORP | 10 | Shares of Common Stock | 259 | |||||||
CHESAPEAKE UTIL CORP | 100 | Shares of Common Stock | 4,152 | |||||||
CHEVRON CORPORATION | 100 | Shares of Common Stock | 9,125 | |||||||
CHEVRON CORPORATION | 70 | Shares of Common Stock | 6,388 | |||||||
CHINA ENERGY SVGS TECH TRADIN | 1,000 | Shares of Common Stock | 0 | |||||||
CHINA GERUI ADV MAT GP F | 1,000 | Shares of Common Stock | 5,880 | |||||||
CHINA JO-JO DRGSTORE NEW | 1,500 | Shares of Common Stock | 6,300 | |||||||
CHINA KANGTAI CACTUS BIO | 1,000 | Shares of Common Stock | 1,030 |
19
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of | ||||||||||
investment including | ||||||||||
maturity date, rate | ||||||||||
of interest, | ||||||||||
collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
CHINA SEC & SRVLLNCE NEWDELAWA | 4,000 | Shares of Common Stock | 21,320 | |||||||
CHINA TEL GROUP INC | 20,000 | Shares of Common Stock | 3,350 | |||||||
CHIPOTLE MEXICAN GRILL ** PEN | 25 | Shares of Common Stock | 5,317 | |||||||
CHIPOTLE MEXICAN GRILL ** PEN | 10 | Shares of Common Stock | 2,127 | |||||||
CHUBB CORPORATION | 200 | Shares of Common Stock | 11,928 | |||||||
CISCO SYSTEMS INC | 1,620 | Shares of Common Stock | 32,773 | |||||||
CISCO SYSTEMS INC | 400 | Shares of Common Stock | 8,092 | |||||||
CISCO SYSTEMS INC | 70 | Shares of Common Stock | 1,416 | |||||||
CISCO SYSTEMS INC | 400 | Shares of Common Stock | 8,092 | |||||||
CISCO SYSTEMS INC | 200 | Shares of Common Stock | 4,046 | |||||||
CISCO SYSTEMS INC | 196 | Shares of Common Stock | 3,965 | |||||||
CISCO SYSTEMS INC | 200 | Shares of Common Stock | 4,046 | |||||||
CISCO SYSTEMS INC | 300 | Shares of Common Stock | 6,069 | |||||||
CISCO SYSTEMS INC | 22 | Shares of Common Stock | 445 | |||||||
CISCO SYSTEMS INC | 125 | Shares of Common Stock | 2,529 | |||||||
CITADEL BROADCASTING CP | 15 | Shares of Common Stock | 0 | |||||||
CITADEL BROADCASTING CP | 4 | Shares of Common Stock | 0 | |||||||
CITADEL BROADCASTING CP | 8 | Shares of Common Stock | 0 | |||||||
CITIGROUP INC | 2,300 | Shares of Common Stock | 10,879 | |||||||
CITIGROUP INC | 2,300 | Shares of Common Stock | 10,879 | |||||||
CITIGROUP INC | 2,000 | Shares of Common Stock | 9,460 | |||||||
CITIGROUP INC | 250 | Shares of Common Stock | 1,183 | |||||||
CITIGROUP INC | 57,440 | Shares of Common Stock | 271,691 | |||||||
CITIGROUP INC | 1,690 | Shares of Common Stock | 7,994 | |||||||
CITIGROUP INC | 405 | Shares of Common Stock | 1,916 | |||||||
CITIGROUP INC | 400 | Shares of Common Stock | 1,892 | |||||||
CITIGROUP INC | 6,000 | Shares of Common Stock | 28,380 | |||||||
CITIGROUP INC | 200 | Shares of Common Stock | 946 | |||||||
CITIGROUP INC | 179 | Shares of Common Stock | 845 | |||||||
CITIGROUP INC | 850 | Shares of Common Stock | 4,021 | |||||||
CITIGROUP INC | 1,485 | Shares of Common Stock | 7,024 | |||||||
CITIGROUP INC | 3,700 | Shares of Common Stock | 17,501 | |||||||
CITRIX SYSTEMS INC | 200 | Shares of Common Stock | 13,682 | |||||||
CITRIX SYSTEMS INC | 15 | Shares of Common Stock | 1,026 | |||||||
COACH INC | 55 | Shares of Common Stock | 3,042 | |||||||
COCA COLA COMPANY | 100 | Shares of Common Stock | 6,577 | |||||||
COCA COLA COMPANY | 11 | Shares of Common Stock | 749 | |||||||
COCA COLA COMPANY | 58 | Shares of Common Stock | 3,797 | |||||||
COEUR D ALENE MINES NEW | 85 | Shares of Common Stock | 2,322 | |||||||
COGNIZANT TECH SOL CL A | 150 | Shares of Common Stock | 10,994 | |||||||
COLGATE-PALMOLIVE CO | 70 | Shares of Common Stock | 5,626 | |||||||
COLONIAL BANCGROUP INC REGIST | 725 | Shares of Common Stock | 5 | |||||||
COMCAST CORP NEW CL A | 102 | Shares of Common Stock | 2,234 | |||||||
COMCAST CORP NEW CL A | 16 | Shares of Common Stock | 352 | |||||||
COMDISCO HOLDING CO RTSRIGHTS | 150 | Shares of Common Stock | 19 | |||||||
COMPUTRZD THERML IMAGING | 1,000 | Shares of Common Stock | 2 | |||||||
COMPUTRZD THERML IMAGING | 100 | Shares of Common Stock | 0 | |||||||
CONAGRA FOODS INC | 10 | Shares of Common Stock | 226 | |||||||
CONOCOPHILLIPS | 800 | Shares of Common Stock | 54,480 | |||||||
CONOCOPHILLIPS | 50 | Shares of Common Stock | 3,405 | |||||||
CONOCOPHILLIPS | 430 | Shares of Common Stock | 29,283 | |||||||
CONOCOPHILLIPS | 6 | Shares of Common Stock | 383 | |||||||
CONS WATER CO INC ORD F | 529 | Shares of Common Stock | 4,851 | |||||||
CONSOL ENERGY INC | 104 | Shares of Common Stock | 5,078 | |||||||
CONTL PRECIOUS MINERALSF | 1,000 | Shares of Common Stock | 866 | |||||||
COPANO ENERGY LLC ** PEN | 17 | Shares of Common Stock | 570 | |||||||
CORN PRODUCTS INTL INC | 100 | Shares of Common Stock | 4,601 | |||||||
CORNING INC | 200 | Shares of Common Stock | 3,864 | |||||||
COSTCO WHSL CORP NEW | 90 | Shares of Common Stock | 6,499 | |||||||
COVIDIEN PLC F | 9 | Shares of Common Stock | 418 | |||||||
CPEX PHARMACEUTICALS INCTENDER | 10 | Shares of Common Stock | 243 | |||||||
CREE INC | 25 | Shares of Common Stock | 1,647 | |||||||
CROSSHAIR EXPL NEW F | 362 | Shares of Common Stock | 912 | |||||||
CYNOSURE INC ** PEN | 600 | Shares of Common Stock | 6,138 | |||||||
DECKERS OUTDOOR CORP | 105 | Shares of Common Stock | 8,373 | |||||||
DECODE GENETICS INC XXXPLAN O | 5,900 | Shares of Common Stock | 0 | |||||||
DEERE & CO | 75 | Shares of Common Stock | 6,229 |
20
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
DELL INC | 50 | Shares of Common Stock | 678 | |||||||
DELL INC | 200 | Shares of Common Stock | 2,710 | |||||||
DELL INC | 140 | Shares of Common Stock | 1,897 | |||||||
DELL INC | 100 | Shares of Common Stock | 1,355 | |||||||
DELL INC | 500 | Shares of Common Stock | 6,775 | |||||||
DELL INC | 100 | Shares of Common Stock | 1,355 | |||||||
DELL INC | 15 | Shares of Common Stock | 203 | |||||||
DEVL DIVERSIFIED RLTY REIT | 205 | Shares of Common Stock | 2,895 | |||||||
DEVON ENERGY CP NEW | 1,008 | Shares of Common Stock | 79,103 | |||||||
DHT HOLDINGS INC XXXCASH M | 200 | Shares of Common Stock | 930 | |||||||
DIREXION SHARES ETF NEW WITH S | 200 | Shares of Common Stock | 5,569 | |||||||
DIREXION SHS EXCH TRD FDDAILY | 200 | Shares of Common Stock | 3,122 | |||||||
DIREXION SHS EXCH TRD FDDAILY | 100 | Shares of Common Stock | 1,801 | |||||||
DISNEY WALT CO | 200 | Shares of Common Stock | 7,502 | |||||||
DISNEY WALT CO | 65 | Shares of Common Stock | 2,438 | |||||||
DISNEY WALT CO | 109 | Shares of Common Stock | 4,094 | |||||||
DITEM EXPLORATION INC F | 1,000 | Shares of Common Stock | 121 | |||||||
DOLLAR GENERAL CORP NEW ** PEN | 250 | Shares of Common Stock | 7,668 | |||||||
DORCHESTER MINERALS LP | 400 | Shares of Common Stock | 10,988 | |||||||
DOT HILL SYSTEMS CORP | 5,000 | Shares of Common Stock | 8,750 | |||||||
DOW CHEMICAL COMPANY | 210 | Shares of Common Stock | 7,169 | |||||||
DRYSHIPS INC F** PEN | 100 | Shares of Common Stock | 549 | |||||||
DU PONT E I DE NEMOUR&CO | 101 | Shares of Common Stock | 5,029 | |||||||
DU PONT E I DE NEMOUR&CO | 50 | Shares of Common Stock | 2,494 | |||||||
DUKE ENERGY CORP NEW | 300 | Shares of Common Stock | 5,343 | |||||||
DUKE ENERGY CORP NEW | 100 | Shares of Common Stock | 1,781 | |||||||
DUKE ENERGY CORP NEW | 2,560 | Shares of Common Stock | 45,594 | |||||||
E C U SILVER MINING INCF | 5,000 | Shares of Common Stock | 6,743 | |||||||
E M C CORP MASS | 420 | Shares of Common Stock | 9,618 | |||||||
E M C CORP MASS | 14 | Shares of Common Stock | 321 | |||||||
E M C CORP MASS | 175 | Shares of Common Stock | 4,008 | |||||||
EARTHLINK INC | 100 | Shares of Common Stock | 860 | |||||||
EASTMAN KODAK COMPANY | 111 | Shares of Common Stock | 596 | |||||||
EBAY INC | 100 | Shares of Common Stock | 2,783 | |||||||
ECHELON CORPORATION | 180 | Shares of Common Stock | 1,834 | |||||||
EDDIE BAUER HOLDINGS XXXBANKRU | 5,000 | Shares of Common Stock | 0 | |||||||
EDWARDS LIFESCIENCES CP | 80 | Shares of Common Stock | 6,467 | |||||||
EGA EMERGING GLOBAL ETF CONSUM | 1,500 | Shares of Common Stock | 34,965 | |||||||
EGA EMERGING GLOBAL ETF INDXX | 100 | Shares of Common Stock | 2,093 | |||||||
ELAN CORP PLC SPON ADR FSPONSO | 3,300 | Shares of Common Stock | 18,909 | |||||||
ELECTROGLAS CORP | 400 | Shares of Common Stock | 2 | |||||||
EMDEON INC ** PEN | 800 | Shares of Common Stock | 10,832 | |||||||
EMERSON ELECTRIC CO | 308 | Shares of Common Stock | 17,618 | |||||||
ENDEAVOUR INTL CORP NEW | 2,858 | Shares of Common Stock | 39,440 | |||||||
ENDURANCE SPECALTY HLDGF | 100 | Shares of Common Stock | 4,607 | |||||||
ENRON CORP XXXBANKRU | 1,400 | Shares of Common Stock | 0 | |||||||
ENTEGRIS INC DUTCH | 1,000 | Shares of Common Stock | 7,470 | |||||||
ENTERPRISE PRD PRTNRS LP | 270 | Shares of Common Stock | 11,235 | |||||||
ENTERPRISE PRD PRTNRS LP | 275 | Shares of Common Stock | 11,443 | |||||||
ENTMNT GAMING ASIA INC | 1,000 | Shares of Common Stock | 360 | |||||||
ERICSSON TEL ADR B NEW FCL B S | 120 | Shares of Common Stock | 1,384 | |||||||
E-TRADE FINANCIAL CP NEW | 2,000 | Shares of Common Stock | 32,000 | |||||||
EUROMAX RESOURCES LTD F | 55,000 | Shares of Common Stock | 15,774 | |||||||
EVOLVING SYSTEMS INC NEW | 1,000 | Shares of Common Stock | 8,320 | |||||||
EWORLD COMPANIES INC NEW | 625,000 | Shares of Common Stock | 63 | |||||||
EXACT SCIENCES CORP | 10,000 | Shares of Common Stock | 59,800 | |||||||
EXELIXIS INC | 2,500 | Shares of Common Stock | 20,525 | |||||||
EXELON CORPORATION | 208 | Shares of Common Stock | 8,644 | |||||||
EXELON CORPORATION | 300 | Shares of Common Stock | 12,492 | |||||||
EXPO HOLDING INC | 33,500 | Shares of Common Stock | 7 | |||||||
EXXON MOBIL CORPORATION | 300 | Shares of Common Stock | 21,936 | |||||||
EXXON MOBIL CORPORATION | 1 | Shares of Common Stock | 67 | |||||||
EXXON MOBIL CORPORATION | 139 | Shares of Common Stock | 10,134 | |||||||
EXXON MOBIL CORPORATION | 195 | Shares of Common Stock | 14,289 | |||||||
EXXON MOBIL CORPORATION | 10 | Shares of Common Stock | 731 | |||||||
EXXON MOBIL CORPORATION | 3 | Shares of Common Stock | 186 | |||||||
F5 NETWORKS INC | 30 | Shares of Common Stock | 3,905 |
21
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
FAIRPOINT COMMUN INC ** PEN | 1 | Shares of Common Stock | 0 | |||||||
FALCON OIL & GAS LTD F | 80,000 | Shares of Common Stock | 12,480 | |||||||
FASTENAL CO | 25 | Shares of Common Stock | 1,498 | |||||||
FASTENAL CO | 60 | Shares of Common Stock | 3,595 | |||||||
FIDELITY NATL FINL INC CLASS | 420 | Shares of Common Stock | 5,746 | |||||||
FIFTH THIRD BANCORP | 100 | Shares of Common Stock | 1,468 | |||||||
FIFTH THIRD BANCORP | 500 | Shares of Common Stock | 7,340 | |||||||
FINISH LINE INC CL A | 1,531 | Shares of Common Stock | 26,318 | |||||||
FIRST STATE BANCORP NM | 10,000 | Shares of Common Stock | 500 | |||||||
FIRST TR BICK INDEX ETF EMERGI | 517 | Shares of Common Stock | 16,989 | |||||||
FLAMEL TECH SA ADR FSPONSO | 1,000 | Shares of Common Stock | 6,840 | |||||||
FORD MOTOR COMPANY NEW TENDER | 180 | Shares of Common Stock | 3,022 | |||||||
FORD MOTOR COMPANY NEW TENDER | 200 | Shares of Common Stock | 3,358 | |||||||
FORD MOTOR COMPANY NEW TENDER | 225 | Shares of Common Stock | 3,780 | |||||||
FORD MOTOR COMPANY NEW TENDER | 1,000 | Shares of Common Stock | 16,790 | |||||||
FORD MOTOR COMPANY NEW TENDER | 13 | Shares of Common Stock | 218 | |||||||
FORTRESS INVESTMENT GP ** PEN | 300 | Shares of Common Stock | 1,710 | |||||||
FOUNTAIN HEALTHY AGING | 7,500 | Shares of Common Stock | 8 | |||||||
FREEPORT MCMORAN COPPER | 152 | Shares of Common Stock | 18,194 | |||||||
FREEPORT MCMORAN COPPER | 50 | Shares of Common Stock | 6,005 | |||||||
FREIGHTCAR AMERICA INC ** PEN | 403 | Shares of Common Stock | 11,669 | |||||||
FRONTIER COMMUNICATIONS | 500 | Shares of Common Stock | 4,865 | |||||||
FRONTIER COMMUNICATIONS | 15 | Shares of Common Stock | 146 | |||||||
FRONTIER COMMUNICATIONS | 24 | Shares of Common Stock | 234 | |||||||
FRONTIER OIL CORP | 50 | Shares of Common Stock | 901 | |||||||
FUTURELINK CORP NEW TRADIN | 18 | Shares of Common Stock | 0 | |||||||
GASCO ENERGY INC | 1,500 | Shares of Common Stock | 525 | |||||||
GENERAL ELECTRIC COMPANY | 280 | Shares of Common Stock | 5,121 | |||||||
GENERAL ELECTRIC COMPANY | 1,000 | Shares of Common Stock | 18,290 | |||||||
GENERAL ELECTRIC COMPANY | 500 | Shares of Common Stock | 9,145 | |||||||
GENERAL ELECTRIC COMPANY | 300 | Shares of Common Stock | 5,487 | |||||||
GENERAL ELECTRIC COMPANY | 500 | Shares of Common Stock | 9,145 | |||||||
GENERAL ELECTRIC COMPANY | 536 | Shares of Common Stock | 9,805 | |||||||
GENERAL ELECTRIC COMPANY | 208 | Shares of Common Stock | 3,804 | |||||||
GENERAL ELECTRIC COMPANY | 1,487 | Shares of Common Stock | 27,194 | |||||||
GENERAL ELECTRIC COMPANY | 576 | Shares of Common Stock | 10,544 | |||||||
GENERAL ELECTRIC COMPANY | 400 | Shares of Common Stock | 7,316 | |||||||
GENERAL ELECTRIC COMPANY | 67 | Shares of Common Stock | 1,231 | |||||||
GENERAL ELECTRIC COMPANY | 1,019 | Shares of Common Stock | 18,633 | |||||||
GENERAL ELECTRIC COMPANY | 400 | Shares of Common Stock | 7,316 | |||||||
GENERAL ELECTRIC COMPANY | 45 | Shares of Common Stock | 823 | |||||||
GENERAL ELECTRIC COMPANY | 103 | Shares of Common Stock | 1,876 | |||||||
GENERAL ELECTRIC COMPANY | 57 | Shares of Common Stock | 1,038 | |||||||
GENERAL GROWTH PPTYS NEW | 10,099 | Shares of Common Stock | 156,333 | |||||||
GENERAL MILLS INC | 80 | Shares of Common Stock | 2,847 | |||||||
GENERAL MILLS INC | 55 | Shares of Common Stock | 1,966 | |||||||
GENERAL MOTORS CO ** PEN | 100 | Shares of Common Stock | 3,686 | |||||||
GENERAL MOTORS CO ** PEN | 1,000 | Shares of Common Stock | 36,860 | |||||||
GENERAL MOTORS CO ** PEN | 250 | Shares of Common Stock | 9,215 | |||||||
GENSPERA INC | 75 | Shares of Common Stock | 154 | |||||||
GETTY REALTY CORP NEW REIT | 265 | Shares of Common Stock | 8,285 | |||||||
GLAXOSMITHKLINE PLC ADRFSPONSO | 300 | Shares of Common Stock | 11,766 | |||||||
GLOBAL ALUMINA CORP FDUTCH | 11,000 | Shares of Common Stock | 16,280 | |||||||
GLOBAL PEOPLELINE TELECO | 3 | Shares of Common Stock | 0 | |||||||
GOLD CANYON RES INC F | 5,250 | Shares of Common Stock | 12,047 | |||||||
GOLD CANYON RES INC F | 10,000 | Shares of Common Stock | 22,946 | |||||||
GOLD CANYON RES INC F | 15,000 | Shares of Common Stock | 34,419 | |||||||
GOLD FIELDS LTD NEW ADRFSPONSO | 477 | Shares of Common Stock | 8,648 | |||||||
GOLDCORP INC NEW FEXCHAN | 32 | Shares of Common Stock | 1,471 | |||||||
GOLDEN STAR RES LTD CDAF | 2,000 | Shares of Common Stock | 9,180 | |||||||
GOLDMAN SACHS GROUP INC | 35 | Shares of Common Stock | 5,927 | |||||||
GOOGLE INC ** PEN | 11 | Shares of Common Stock | 6,534 | |||||||
GOOGLE INC ** PEN | 10 | Shares of Common Stock | 5,940 | |||||||
GOOGLE INC ** PEN | 10 | Shares of Common Stock | 5,940 | |||||||
GOOGLE INC ** PEN | 10 | Shares of Common Stock | 5,940 | |||||||
GOOGLE INC ** PEN | 5 | Shares of Common Stock | 2,970 | |||||||
GRANDE PORTAGE RES LTD F | 75,000 | Shares of Common Stock | 10,193 |
22
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
GREEN EARTH TECHS INC | 5,000 | Shares of Common Stock | 1,750 | |||||||
GREENLAND MIN & EGY ORDF | 10,000 | Shares of Common Stock | 12,249 | |||||||
GUGGENHEIM EXCH TRD FD BRIC E | 159 | Shares of Common Stock | 7,343 | |||||||
GULF RESOURCES INC NEW | 1,713 | Shares of Common Stock | 18,312 | |||||||
GULF RESOURCES INC NEW | 225 | Shares of Common Stock | 2,405 | |||||||
HAIN CELESTIAL GROUP INC | 100 | Shares of Common Stock | 2,706 | |||||||
HALLIBURTON CO HLDG CO EXCHAN | 760 | Shares of Common Stock | 31,031 | |||||||
HARD TO TREAT DISEASES | 42,000 | Shares of Common Stock | 8 | |||||||
HATTERAS FINANCIAL CORP ** PEN | 634 | Shares of Common Stock | 19,183 | |||||||
HDFC BANK LIMITED ADR FSPONSO | 50 | Shares of Common Stock | 8,356 | |||||||
HEALTH CARE REIT INC REIT | 130 | Shares of Common Stock | 6,193 | |||||||
HEALTHSOUTH CORP NEW | 680 | Shares of Common Stock | 14,083 | |||||||
HECLA MINING COMPANY | 450 | Shares of Common Stock | 5,067 | |||||||
HELICOS BIOSCIENCES CORP** PEN | 520 | Shares of Common Stock | 61 | |||||||
HERBALIFE LTD F** PEN | 65 | Shares of Common Stock | 4,444 | |||||||
HERCULES OFFSHORE INC ** PEN | 2,000 | Shares of Common Stock | 6,960 | |||||||
HERSHEY COMPANY | 24 | Shares of Common Stock | 1,154 | |||||||
HESS CORPORATION | 45 | Shares of Common Stock | 3,444 | |||||||
HEWLETT-PACKARD COMPANY | 500 | Shares of Common Stock | 21,050 | |||||||
HEWLETT-PACKARD COMPANY | 100 | Shares of Common Stock | 4,210 | |||||||
HEWLETT-PACKARD COMPANY | 140 | Shares of Common Stock | 5,900 | |||||||
HOME DEPOT INC TENDER | 200 | Shares of Common Stock | 7,012 | |||||||
HOME DEPOT INC TENDER | 150 | Shares of Common Stock | 5,259 | |||||||
HOMEOWNERS CHOICE INC | 1,000 | Shares of Common Stock | 8,080 | |||||||
HUDSON CITY BANCORP INC | 500 | Shares of Common Stock | 6,370 | |||||||
HUDSON CITY BANCORP INC | 100 | Shares of Common Stock | 1,274 | |||||||
IAMGOLD CORPORATION FEXCHAN | 500 | Shares of Common Stock | 8,900 | |||||||
ICON PLC SPON ADR FSPONSO | 200 | Shares of Common Stock | 4,380 | |||||||
IMAGING DIAGNOSTIC SYS | 21,000 | Shares of Common Stock | 840 | |||||||
IMAX CORP F | 800 | Shares of Common Stock | 22,456 | |||||||
IMPACT SILVER CORP F | 1,000 | Shares of Common Stock | 1,751 | |||||||
INGERSOLL RAND CL A NEWFIRELAN | 28 | Shares of Common Stock | 1,312 | |||||||
INOVIO PHARMACEUTICALS | 1,000 | Shares of Common Stock | 1,150 | |||||||
INTEL CORP | 100 | Shares of Common Stock | 2,103 | |||||||
INTEL CORP | 100 | Shares of Common Stock | 2,103 | |||||||
INTEL CORP | 1,000 | Shares of Common Stock | 21,030 | |||||||
INTEL CORP | 500 | Shares of Common Stock | 10,515 | |||||||
INTEL CORP | 118 | Shares of Common Stock | 2,474 | |||||||
INTEL CORP | 117 | Shares of Common Stock | 2,462 | |||||||
INTEL CORP | 300 | Shares of Common Stock | 6,309 | |||||||
INTEL CORP | 188 | Shares of Common Stock | 3,955 | |||||||
INTELLIGENT COMM ENT NEW | 2,618 | Shares of Common Stock | 131 | |||||||
INTERCONTINENTALEXCHANGE** PEN | 15 | Shares of Common Stock | 1,787 | |||||||
INTERDIGITAL INC | 165 | Shares of Common Stock | 6,871 | |||||||
INTERIORS INC CL A | 25,709 | Shares of Common Stock | 26 | |||||||
INTERPHARM HOLDINGS INC | 1,000 | Shares of Common Stock | 13 | |||||||
INTL BUSINESS MACHINES | 46 | Shares of Common Stock | 6,751 | |||||||
INTL BUSINESS MACHINES | 25 | Shares of Common Stock | 3,669 | |||||||
INTL BUSINESS MACHINES | 250 | Shares of Common Stock | 36,690 | |||||||
INTL BUSINESS MACHINES | 164 | Shares of Common Stock | 24,098 | |||||||
INTL BUSINESS MACHINES | 27 | Shares of Common Stock | 3,994 | |||||||
INTL BUSINESS MACHINES | 20 | Shares of Common Stock | 2,935 | |||||||
INTUITIVE SURGICAL NEW | 8 | Shares of Common Stock | 2,062 | |||||||
INTUITIVE SURGICAL NEW | 10 | Shares of Common Stock | 2,578 | |||||||
INVESCO CONSTELLATION FD CL A | 998 | Shares of Common Stock | 23,247 | |||||||
INVESCO CONSTELLATION FD CL A | 1,245 | Shares of Common Stock | 29,005 | |||||||
IQ HEDGE MAC TRACKER ETFMACRO | 385 | Shares of Common Stock | 10,603 | |||||||
IRELAND BANK ADR FSPONSO | 4,000 | Shares of Common Stock | 10,600 | |||||||
ISCO INTERNATIONAL INXXXBANKRU | 53,770 | Shares of Common Stock | 0 | |||||||
ISHARES MSCI BRAZIL INDXBRAZIL | 80 | Shares of Common Stock | 6,192 | |||||||
ISHARES MSCI BRAZIL INDXBRAZIL | 114 | Shares of Common Stock | 8,824 | |||||||
ISHARES MSCI BRAZIL INDXBRAZIL | 400 | Shares of Common Stock | 30,960 | |||||||
ISHARES MSCI EMRG MKT FDWITH S | 177 | Shares of Common Stock | 8,440 | |||||||
ISHARES MSCI EMRG MKT FDWITH S | 40 | Shares of Common Stock | 1,906 | |||||||
ISHARES MSCI EMRG MKT FDWITH S | 550 | Shares of Common Stock | 26,214 | |||||||
ISHARES MSCI ETF ALL PE | 100 | Shares of Common Stock | 5,036 | |||||||
ISHARES MSCI GRMNY IDX GERMAN | 702 | Shares of Common Stock | 16,806 |
23
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
ISHARES MSCI MALAYSIA MALAYS | 637 | Shares of Common Stock | 9,165 | |||||||
ISHARES MSCI SWEDEN IDX SWEDEN | 280 | Shares of Common Stock | 8,744 | |||||||
ISHARES MSCI VAL IDX FD | 135 | Shares of Common Stock | 6,866 | |||||||
ISHARES RUSSELL MIDCAP WITH S | 175 | Shares of Common Stock | 9,907 | |||||||
ISHARES S&P GLOBAL S&P GL | 709 | Shares of Common Stock | 11,229 | |||||||
ISHARES S&P MIDCAP 400 S&P MI | 123 | Shares of Common Stock | 9,743 | |||||||
ISHARES S&P SMALLCAP 600S&P SM | 136 | Shares of Common Stock | 9,798 | |||||||
ISHARES S&P SMALLCAP 600S&P SM | 67 | Shares of Common Stock | 4,864 | |||||||
ISHARES S&P U S PFD FUNDS&P U | 256 | Shares of Common Stock | 9,933 | |||||||
ISHARES SILVER TRUST INDEX | 150 | Shares of Common Stock | 4,527 | |||||||
ISHARES SILVER TRUST INDEX | 350 | Shares of Common Stock | 10,563 | |||||||
ISHARES TR BARCLAYS TIPSBOND F | 45 | Shares of Common Stock | 4,838 | |||||||
ISHARES TR BARCLAYS TIPSBOND F | 45 | Shares of Common Stock | 4,838 | |||||||
ISHARES TR BARCLAYS TIPSBOND F | 342 | Shares of Common Stock | 36,772 | |||||||
ISHARES TR DJ US INDL US IND | 1,030 | Shares of Common Stock | 67,362 | |||||||
ISHARES TR LEHMAN BD FD LEHMAN | 42 | Shares of Common Stock | 3,549 | |||||||
ISHARES TR MSCI EAFE FD WITH S | 120 | Shares of Common Stock | 6,989 | |||||||
ISHARES TR MSCI EAFE FD WITH S | 313 | Shares of Common Stock | 18,198 | |||||||
ISHARES TR RUSSELL 1000 RUSSEL | 1,966 | Shares of Common Stock | 112,573 | |||||||
ISHARES TR RUSSELL 2000 RUSSEL | 150 | Shares of Common Stock | 13,147 | |||||||
ISHARES TR S&P SMALLCAP WITH S | 150 | Shares of Common Stock | 10,277 | |||||||
ISHARES TRUST IBOXX | 66 | Shares of Common Stock | 5,959 | |||||||
ISHARES TRUST INDEX FUNDWITH S | 225 | Shares of Common Stock | 9,695 | |||||||
ISHARES TRUST INDEX FUNDWITH S | 514 | Shares of Common Stock | 22,148 | |||||||
ISHARES TRUST MSCI E | 192 | Shares of Common Stock | 8,093 | |||||||
ISHARES TRUST S&P 500 S&P 50 | 69 | Shares of Common Stock | 8,711 | |||||||
ISHARES TRUST S&P 500 S&P 50 | 50 | Shares of Common Stock | 6,313 | |||||||
ISHARES TRUST S&P GL | 302 | Shares of Common Stock | 10,576 | |||||||
ISIS PHARMACEUTICALS INC | 600 | Shares of Common Stock | 6,072 | |||||||
ITC HOLDINGS CORP ** PEN | 140 | Shares of Common Stock | 8,677 | |||||||
JABIL CIRCUIT INC | 250 | Shares of Common Stock | 5,023 | |||||||
JABIL CIRCUIT INC | 0 | Shares of Common Stock | 0 | |||||||
JADE ART GROUP INC NEW | 45,000 | Shares of Common Stock | 7,875 | |||||||
JDS UNIPHASE CORP NEW | 2 | Shares of Common Stock | 29 | |||||||
JDS UNIPHASE CORP NEW | 176 | Shares of Common Stock | 2,548 | |||||||
JEDI MIND INC | 10,000 | Shares of Common Stock | 96 | |||||||
JOHNSON & JOHNSON | 200 | Shares of Common Stock | 12,370 | |||||||
JOHNSON & JOHNSON | 1 | Shares of Common Stock | 74 | |||||||
JPMORGAN CHASE & CO | 175 | Shares of Common Stock | 7,424 | |||||||
JPMORGAN CHASE & CO | 65 | Shares of Common Stock | 2,756 | |||||||
K V PHARMACEUTICAL CL A | 4,200 | Shares of Common Stock | 10,710 | |||||||
KANSAS CITY SOUTHERN | 300 | Shares of Common Stock | 14,358 | |||||||
KBR INC ** PEN | 55 | Shares of Common Stock | 1,676 | |||||||
KINDER MORGAN ENERGY LP UNIT L | 60 | Shares of Common Stock | 4,216 | |||||||
KINDER MORGAN ENERGY LP UNIT L | 128 | Shares of Common Stock | 8,970 | |||||||
KINDER MORGAN MGMT LLC | 245 | Shares of Common Stock | 16,393 | |||||||
KINDER MORGAN MGMT LLC | 1,150 | Shares of Common Stock | 76,917 | |||||||
KRAFT FOODS INC EXCHAN | 207 | Shares of Common Stock | 6,523 | |||||||
KRAFT FOODS INC EXCHAN | 274 | Shares of Common Stock | 8,640 | |||||||
KRAFT FOODS INC EXCHAN | 35 | Shares of Common Stock | 1,110 | |||||||
KRISPY KREME DOUGHNUT CP | 500 | Shares of Common Stock | 3,490 | |||||||
L INTERNATIONAL COMPUTERTRADIN | 200 | Shares of Common Stock | 0 | |||||||
L-1 IDENTITY SOLUTIONS | 200 | Shares of Common Stock | 2,382 | |||||||
LAB CP OF AMER HLDG NEW | 400 | Shares of Common Stock | 35,168 | |||||||
LADISH CO NEW | 100 | Shares of Common Stock | 4,862 | |||||||
LAS VEGAS SANDS CORP ** PEN | 145 | Shares of Common Stock | 6,663 | |||||||
LEVEL 3 COMMUNICATIONS | 1,500 | Shares of Common Stock | 1,470 | |||||||
LIGHTBRIDGE CORP | 517 | Shares of Common Stock | 2,771 | |||||||
LILLY ELI & COMPANY ODDLOT | 300 | Shares of Common Stock | 10,512 | |||||||
LIMITED BRANDS INC TENDER | 141 | Shares of Common Stock | 4,344 | |||||||
LONGTOP FINL TECH ADS F** PEN | 250 | Shares of Common Stock | 9,045 | |||||||
LOWES COMPANIES INC | 205 | Shares of Common Stock | 5,129 | |||||||
LOWES COMPANIES INC | 209 | Shares of Common Stock | 5,253 | |||||||
LSI CORPORATION | 4 | Shares of Common Stock | 24 | |||||||
LSI CORPORATION | 10 | Shares of Common Stock | 60 | |||||||
LSI CORPORATION | 2 | Shares of Common Stock | 12 | |||||||
M D U RESOURCES GROUP | 529 | Shares of Common Stock | 10,723 |
24
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
MAGELLAN MIDSTREAM PTNRS | 150 | Shares of Common Stock | 8,475 | |||||||
MARKEL CORP HOLDIN | 40 | Shares of Common Stock | 15,125 | |||||||
MARKET VECTORS ETF ** PEN | 30 | Shares of Common Stock | 1,730 | |||||||
MARKET VECTORS ETF TRUSTGOLD M | 1,043 | Shares of Common Stock | 64,103 | |||||||
MARSH & MC LENNAN CO INC | 46 | Shares of Common Stock | 1,258 | |||||||
MASTERCARD INC ** PEN | 10 | Shares of Common Stock | 2,241 | |||||||
MATTEL INCORPORATED | 259 | Shares of Common Stock | 6,589 | |||||||
MC DONALDS CORP EXCHAN | 2 | Shares of Common Stock | 161 | |||||||
MCG CAPITAL CORP | 7,450 | Shares of Common Stock | 51,927 | |||||||
MEADOWBROOK INSURANCE GP | 107 | Shares of Common Stock | 1,101 | |||||||
MEDCOHEALTH SOLUTIONS ODDLOT | 150 | Shares of Common Stock | 9,191 | |||||||
MEDCOHEALTH SOLUTIONS ODDLOT | 62 | Shares of Common Stock | 3,799 | |||||||
MEDTRONIC INC | 200 | Shares of Common Stock | 7,418 | |||||||
MEGA URANIUM LTD 12 WTSFWARRAN | 1,500 | Shares of Common Stock | 272 | |||||||
MEGA URANIUM LTD F | 14,000 | Shares of Common Stock | 15,358 | |||||||
MELA SCIENCES INC | 1,094 | Shares of Common Stock | 3,665 | |||||||
MELCO PBL ENTMT LTD ADRF**PEND | 650 | Shares of Common Stock | 4,134 | |||||||
MELCO PBL ENTMT LTD ADRF**PEND | 10,000 | Shares of Common Stock | 63,600 | |||||||
MERCK & CO INC NEW | 1,000 | Shares of Common Stock | 36,040 | |||||||
MERCK & CO INC NEW | 351 | Shares of Common Stock | 12,668 | |||||||
MERCK & CO INC NEW | 27 | Shares of Common Stock | 973 | |||||||
MERCK & CO INC NEW | 31 | Shares of Common Stock | 1,134 | |||||||
METANOR RESOURCES F | 1,000 | Shares of Common Stock | 448 | |||||||
METANOR RESOURCES F | 2,500 | Shares of Common Stock | 1,120 | |||||||
METANOR RESOURCES F | 5,000 | Shares of Common Stock | 2,239 | |||||||
METLIFE INC | 345 | Shares of Common Stock | 15,332 | |||||||
METRICOM INC NEW ^XXBANKRU | 100 | Shares of Common Stock | 0 | |||||||
MGM MIRAGE TENDER | 200 | Shares of Common Stock | 2,970 | |||||||
MGM MIRAGE TENDER | 42 | Shares of Common Stock | 624 | |||||||
MICROSOFT CORP DUTCH | 100 | Shares of Common Stock | 2,791 | |||||||
MICROSOFT CORP DUTCH | 1 | Shares of Common Stock | 15 | |||||||
MICROSOFT CORP DUTCH | 400 | Shares of Common Stock | 11,164 | |||||||
MICROSOFT CORP DUTCH | 55 | Shares of Common Stock | 1,540 | |||||||
MICROSOFT CORP DUTCH | 3,700 | Shares of Common Stock | 103,267 | |||||||
MICROSOFT CORP DUTCH | 1,000 | Shares of Common Stock | 27,910 | |||||||
MICROSOFT CORP DUTCH | 100 | Shares of Common Stock | 2,791 | |||||||
MICROSOFT CORP DUTCH | 1,200 | Shares of Common Stock | 33,492 | |||||||
MICROSOFT CORP DUTCH | 1 | Shares of Common Stock | 24 | |||||||
MICROSOFT CORP DUTCH | 600 | Shares of Common Stock | 16,746 | |||||||
MICROSOFT CORP DUTCH | 225 | Shares of Common Stock | 6,275 | |||||||
MICROSOFT CORP DUTCH | 300 | Shares of Common Stock | 8,373 | |||||||
MICROSOFT CORP DUTCH | 0 | Shares of Common Stock | 2 | |||||||
MICROSOFT CORP DUTCH | 60 | Shares of Common Stock | 1,675 | |||||||
MICROSOFT CORP DUTCH | 160 | Shares of Common Stock | 4,466 | |||||||
MICROSOFT CORP DUTCH | 112 | Shares of Common Stock | 3,137 | |||||||
MICROSOFT CORP DUTCH | 225 | Shares of Common Stock | 6,275 | |||||||
MIDDLEBY CORP THE | 100 | Shares of Common Stock | 8,442 | |||||||
MILLENNIUM CELL INC | 5,000 | Shares of Common Stock | 1 | |||||||
MIPS TECHNOLOGIES | 500 | Shares of Common Stock | 7,585 | |||||||
MOLSON COORS BREWING CLB | 14 | Shares of Common Stock | 703 | |||||||
MONSANTO CO NEW DEL | 1,000 | Shares of Common Stock | 69,640 | |||||||
MONTPELIER RE HLDGS LTD | 25,000 | Shares of Common Stock | 26,010 | |||||||
MONTPELIER RE HLDGS LTDF | 109 | Shares of Common Stock | 2,164 | |||||||
MORGAN STANLEY | 3,822 | Shares of Common Stock | 103,992 | |||||||
MOSAIC COMPANY | 150 | Shares of Common Stock | 11,454 | |||||||
MOSAIC COMPANY | 85 | Shares of Common Stock | 6,491 | |||||||
MOTOROLA INCORPORATED ODDLOT | 211 | Shares of Common Stock | 1,910 | |||||||
MOTORS LIQUIDATION CO | 118 | Shares of Common Stock | 11 | |||||||
MULTIMEDIA GAMES INC DUTCH | 1,000 | Shares of Common Stock | 5,580 | |||||||
MYLAN LABORATORIES INC DUTCH | 500 | Shares of Common Stock | 10,565 | |||||||
NAM TAI ELECTRONICS NEWF | 2,000 | Shares of Common Stock | 12,800 | |||||||
NATL SCIENTIFIC CORP | 250 | Shares of Common Stock | 3 | |||||||
NESTLE S A REG B ADR F1 ADR | 25 | Shares of Common Stock | 1,468 | |||||||
NETAPP INC | 95 | Shares of Common Stock | 5,221 | |||||||
NETFLIX INC | 15 | Shares of Common Stock | 2,636 | |||||||
NETSOL TECHNOLOGIES NEW | 750 | Shares of Common Stock | 1,403 | |||||||
NEW GOLD INC CDA 12 WTSFWARRAN | 7,000 | Shares of Common Stock | 634 |
25
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
NIKE INC CLASS B | 50 | Shares of Common Stock | 4,271 | |||||||
NN INC | 3,019 | Shares of Common Stock | 37,315 | |||||||
NORDIC AMERN TANKR SHPGF | 217 | Shares of Common Stock | 5,638 | |||||||
NORTEL NETWORKS CP NEW F | 100 | Shares of Common Stock | 1 | |||||||
NORTH AMERN DATACOM INC | 1,000 | Shares of Common Stock | 0 | |||||||
NOVAMED INC NEW | 133 | Shares of Common Stock | 1,533 | |||||||
NOVARTIS A G SPON ADR FSPONSO | 175 | Shares of Common Stock | 10,316 | |||||||
NUCOR CORP | 311 | Shares of Common Stock | 13,611 | |||||||
NUTRACEUTICAL INTL CORP | 100 | Shares of Common Stock | 1,419 | |||||||
NUVEEN FLTG RATE INCM FD | 120 | Shares of Common Stock | 1,417 | |||||||
NVIDIA CORP | 100 | Shares of Common Stock | 1,540 | |||||||
NYSE EURONEXT N V | 200 | Shares of Common Stock | 5,996 | |||||||
OAKWOOD HOMES CORP NEW TRADIN | 200 | Shares of Common Stock | 0 | |||||||
OBN HOLDINGS INC NEW | 200 | Shares of Common Stock | 11 | |||||||
OCCIDENTAL PETE CORP | 29 | Shares of Common Stock | 2,845 | |||||||
OMEGA NAV ENTERPRISES AF** PEN | 9,500 | Shares of Common Stock | 12,160 | |||||||
OMNICARE INC | 69 | Shares of Common Stock | 1,750 | |||||||
OMNICOM GROUP INC | 25 | Shares of Common Stock | 1,145 | |||||||
ORACLE CORPORATION | 200 | Shares of Common Stock | 6,260 | |||||||
ORACLE CORPORATION | 102 | Shares of Common Stock | 3,178 | |||||||
ORACLE CORPORATION | 102 | Shares of Common Stock | 3,178 | |||||||
ORACLE CORPORATION | 81 | Shares of Common Stock | 2,542 | |||||||
OSHKOSH CORP | 175 | Shares of Common Stock | 6,167 | |||||||
OXUS GOLD PLC WEF ORD F | 202,700 | Shares of Common Stock | 17,128 | |||||||
P I C O HOLDINGS INC NEW | 30 | Shares of Common Stock | 954 | |||||||
PALADIN ENERGY LTD ORD FCANADI | 1,000 | Shares of Common Stock | 5,053 | |||||||
PAN AMERICAN SILVER CP F | 200 | Shares of Common Stock | 8,242 | |||||||
PANERA BREAD CO CL A | 35 | Shares of Common Stock | 3,542 | |||||||
PARAMOUNT GOLD AND SILVRTRADIN | 10,000 | Shares of Common Stock | 39,900 | |||||||
PATRIOT COAL CORP | 1,500 | Shares of Common Stock | 29,055 | |||||||
PATRIOT NATL BANCORP INC | 3,300 | Shares of Common Stock | 6,930 | |||||||
PAYCHEX INC | 212 | Shares of Common Stock | 6,560 | |||||||
PCCW LIMITED NEW ORD F | 180 | Shares of Common Stock | 80 | |||||||
PEPSICO INCORPORATED | 200 | Shares of Common Stock | 13,066 | |||||||
PEPSICO INCORPORATED | 22 | Shares of Common Stock | 1,413 | |||||||
PETROLEO BRASILEIRO ADRFSA PET | 35 | Shares of Common Stock | 1,324 | |||||||
PFIZER INCORPORATED ODDLOT | 150 | Shares of Common Stock | 2,627 | |||||||
PFIZER INCORPORATED ODDLOT | 600 | Shares of Common Stock | 10,506 | |||||||
PFIZER INCORPORATED ODDLOT | 300 | Shares of Common Stock | 5,253 | |||||||
PFIZER INCORPORATED ODDLOT | 66 | Shares of Common Stock | 1,156 | |||||||
PFIZER INCORPORATED ODDLOT | 110 | Shares of Common Stock | 1,933 | |||||||
PFIZER INCORPORATED ODDLOT | 25 | Shares of Common Stock | 438 | |||||||
PFIZER INCORPORATED ODDLOT | 450 | Shares of Common Stock | 7,880 | |||||||
PFIZER INCORPORATED ODDLOT | 136 | Shares of Common Stock | 2,384 | |||||||
PHILIP MORRIS INTL INC | 300 | Shares of Common Stock | 17,559 | |||||||
PHILIP MORRIS INTL INC | 23 | Shares of Common Stock | 1,317 | |||||||
PHILLIPS-VAN HEUSEN CORP | 35 | Shares of Common Stock | 2,205 | |||||||
PHOTRONICS INC | 500 | Shares of Common Stock | 2,955 | |||||||
PIMCO CORPORATE OPPTY FD | 265 | Shares of Common Stock | 4,504 | |||||||
PIMCO EXCH TRADED FUND 15+ YR | 492 | Shares of Common Stock | 26,740 | |||||||
PIMCO EXCH TRADED FUND ENHANC | 167 | Shares of Common Stock | 16,819 | |||||||
PINETREE CAPITAL NEW F | 1,500 | Shares of Common Stock | 6,250 | |||||||
PINNACLE AIRLINES CORP — PEN | 150 | Shares of Common Stock | 1,185 | |||||||
PIPER JAFFRAY COS NEW ODDLOT | 1 | Shares of Common Stock | 35 | |||||||
PLAINS ALL AMERN PPLN LPUNIT L | 140 | Shares of Common Stock | 8,791 | |||||||
PLAINS ALL AMERN PPLN LPUNIT L | 200 | Shares of Common Stock | 12,558 | |||||||
PLUG POWER INC | 125 | Shares of Common Stock | 46 | |||||||
PLUM CREEK TIMBER CO REIT | 200 | Shares of Common Stock | 7,490 | |||||||
POWERSHARES GLOBAL WATER** PEN | 400 | Shares of Common Stock | 7,596 | |||||||
POWERSHRS DB AGRICULTRE DOUBLE | 400 | Shares of Common Stock | 5,628 | |||||||
POWERSHS DB COMMDTY INDX | 711 | Shares of Common Stock | 19,588 | |||||||
POWERSHS DB MULTI SECTORPOWERS | 220 | Shares of Common Stock | 11,992 | |||||||
POWERSHS DB US DOLLAR TRINDEX | 175 | Shares of Common Stock | 4,743 | |||||||
POWERSHS EXCH TRAD FD TRDYNAMI | 114 | Shares of Common Stock | 2,471 | |||||||
POWERSHS EXCH TRAD FD TRDYNAMI | 308 | Shares of Common Stock | 4,973 | |||||||
POWERSHS EXCH TRAD FD TRDYNAMI | 1,600 | Shares of Common Stock | 29,648 | |||||||
POWERSHS EXCH TRAD FD TRPOWERS | 443 | Shares of Common Stock | 5,956 |
26
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
POWERSHS EXCH TRAD FD TRPREFER | 4,000 | Shares of Common Stock | 56,480 | |||||||
POWERSHS EXCH TRAD FD TRPREFER | 6,000 | Shares of Common Stock | 84,720 | |||||||
POWERSHS QQQ TRUST SER 1 | 130 | Shares of Common Stock | 7,080 | |||||||
POWERSHS QQQ TRUST SER 1 | 320 | Shares of Common Stock | 17,452 | |||||||
PRECISION CASTPARTS CORP | 30 | Shares of Common Stock | 4,176 | |||||||
PRECISION DRILLING CORPF | 965 | Shares of Common Stock | 9,351 | |||||||
PRICELINE.COM INC NEW | — | Shares of Common Stock | 0 | |||||||
PRICELINE.COM INC NEW | 15 | Shares of Common Stock | 5,993 | |||||||
PROCTER & GAMBLE EXCHAN | 40 | Shares of Common Stock | 2,573 | |||||||
PROCTER & GAMBLE EXCHAN | 105 | Shares of Common Stock | 6,780 | |||||||
PROCTER & GAMBLE EXCHAN | 24 | Shares of Common Stock | 1,561 | |||||||
PROSHARES TRUST ETF ULTRAS | 4,800 | Shares of Common Stock | 177,792 | |||||||
PROSHARES TRUST ETF ULTRAS | 5,000 | Shares of Common Stock | 185,200 | |||||||
PROSHS ULTRASHORT DJ AIG** PEN | 200 | Shares of Common Stock | 2,034 | |||||||
PROSHS ULTRASHRT S&P 500 PROSHA | 350 | Shares of Common Stock | 8,316 | |||||||
PROXIM CORP CL A NEW CLASS | 15 | Shares of Common Stock | 0 | |||||||
PUMA EXPLORATION INC F | 2,750 | Shares of Common Stock | 830 | |||||||
PUMA EXPLORATION INC F | 3,900 | Shares of Common Stock | 1,177 | |||||||
QUALCOMM INC | 200 | Shares of Common Stock | 9,898 | |||||||
QUALCOMM INC | 340 | Shares of Common Stock | 16,827 | |||||||
QUALCOMM INC | 90 | Shares of Common Stock | 4,454 | |||||||
QUALMARK CORP | 400 | Shares of Common Stock | 80 | |||||||
R F MICRO DEVICES INC | 1,000 | Shares of Common Stock | 7,350 | |||||||
RAMBUS INC DEL | 484 | Shares of Common Stock | 9,912 | |||||||
RANGE RESOURCES CORP | 100 | Shares of Common Stock | 4,498 | |||||||
RARE ELEMENT RESOURCES F | 500 | Shares of Common Stock | 8,030 | |||||||
RAYTHEON COMPANY NEW ODD LO | 369 | Shares of Common Stock | 17,105 | |||||||
REALNETWORKS INC | 2,000 | Shares of Common Stock | 8,400 | |||||||
REALTY INCOME CORP REIT | 200 | Shares of Common Stock | 6,840 | |||||||
REDHAWK RESOURCES INC F | 2,000 | Shares of Common Stock | 1,671 | |||||||
RELIANCE STL & ALUMINUM | 1,415 | Shares of Common Stock | 72,286 | |||||||
RESEARCH IN MOTION LTD F | 100 | Shares of Common Stock | 5,813 | |||||||
RITE AID CORPORATION | 4,000 | Shares of Common Stock | 3,533 | |||||||
RITE AID CORPORATION | 100 | Shares of Common Stock | 88 | |||||||
ROCKWELL AUTOMATION INC | 9 | Shares of Common Stock | 645 | |||||||
ROCKWELL COLLINS INC | 9 | Shares of Common Stock | 524 | |||||||
ROVI CORPORATION | 76 | Shares of Common Stock | 4,713 | |||||||
ROVI CORPORATION | 85 | Shares of Common Stock | 5,271 | |||||||
ROWE T PRICE GROUP INC | 120 | Shares of Common Stock | 7,745 | |||||||
RYDEX ETF TRUST AUSTRA | 15 | Shares of Common Stock | 1,540 | |||||||
S P D R S&P 500 ETF TR EXPIRI | 345 | Shares of Common Stock | 43,384 | |||||||
SALESFORCE COM ** PEN | 65 | Shares of Common Stock | 8,580 | |||||||
SALESFORCE COM ** PEN | 45 | Shares of Common Stock | 5,940 | |||||||
SANDSTORM RES 14 WTSFWARRAN | 4,000 | Shares of Common Stock | 1,610 | |||||||
SANGUINE CORP NEW | 200 | Shares of Common Stock | 54 | |||||||
SAUER DANFOSS INC | 1,304 | Shares of Common Stock | 36,838 | |||||||
SCHEIN HENRY INC | 120 | Shares of Common Stock | 7,367 | |||||||
SCHW INTL EQ ETF | 356 | Shares of Common Stock | 9,858 | |||||||
SCHW US BRD MKT ETF | 351 | Shares of Common Stock | 10,676 | |||||||
SCHW US LCAP GRO ETF | 351 | Shares of Common Stock | 10,576 | |||||||
SCHW US LCAP VAL ETF | 352 | Shares of Common Stock | 9,951 | |||||||
SCHW US SCAP ETF | 351 | Shares of Common Stock | 12,049 | |||||||
SCOR ADR FSPONSO | 1,000 | Shares of Common Stock | 2,549 | |||||||
SEABRIDGE GOLD INC F | 350 | Shares of Common Stock | 10,738 | |||||||
SEACOAST BK CORP FLA COMMON | 100 | Shares of Common Stock | 146 | |||||||
SEALED AIR CORP NEW | 108 | Shares of Common Stock | 2,760 | |||||||
SECTOR SPDR ENGY SELECT SHARES | 1 | Shares of Common Stock | 68 | |||||||
SECTOR SPDR FINCL SELECTSHARES | 511 | Shares of Common Stock | 8,154 | |||||||
SECTOR SPDR FINCL SELECTSHARES | 351 | Shares of Common Stock | 5,602 | |||||||
SEVEN SEAS PETE NEW ORDFTRADIN | 2,000 | Shares of Common Stock | 0 | |||||||
SHOREHAM RESOURCES LTD F | 9,000 | Shares of Common Stock | 3,442 | |||||||
SIEMENS A G ADR F1 ADR | 25 | Shares of Common Stock | 3,106 | |||||||
SIEMENS A G ADR F1 ADR | 200 | Shares of Common Stock | 24,850 | |||||||
SILGAN HOLDINGS INC TENDER | 100 | Shares of Common Stock | 3,575 | |||||||
SILICON GRAPHICS INC XXXBANKRU | 1,000 | Shares of Common Stock | 0 | |||||||
SILVER WHEATON CORP F | 111 | Shares of Common Stock | 4,333 | |||||||
SILVER WHEATON CORP F | 277 | Shares of Common Stock | 10,814 |
27
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
SILVER WHEATON CORP F | 500 | Shares of Common Stock | 19,520 | |||||||
SILVERCORP METALS INC F | 250 | Shares of Common Stock | 3,208 | |||||||
SINO GAS INTL HLDGS | 450 | Shares of Common Stock | 176 | |||||||
SIRIUS XM RADIO INC | 10,000 | Shares of Common Stock | 16,301 | |||||||
SIRIUS XM RADIO INC | 100 | Shares of Common Stock | 163 | |||||||
SIRIUS XM RADIO INC | 100 | Shares of Common Stock | 163 | |||||||
SIRIUS XM RADIO INC | 5,000 | Shares of Common Stock | 8,151 | |||||||
SIRIUS XM RADIO INC | 169 | Shares of Common Stock | 275 | |||||||
SIRIUS XM RADIO INC | 2,000 | Shares of Common Stock | 3,260 | |||||||
SMAVE SOLUTIONS INC | 12 | Shares of Common Stock | 0 | |||||||
SMAVE SOLUTIONS INC | 3 | Shares of Common Stock | 0 | |||||||
SMITH & WESSON HLDG CORP | 628 | Shares of Common Stock | 2,349 | |||||||
SODASTREAM INTL ORD F** PEN | 50 | Shares of Common Stock | 1,579 | |||||||
SOLAR CAPITAL LTD ** PEN | 4,000 | Shares of Common Stock | 99,120 | |||||||
SONICBLUE INC | 700 | Shares of Common Stock | 1 | |||||||
SONY CORP ADR NEW F1 ADR | 100 | Shares of Common Stock | 3,571 | |||||||
SOUTHERN COPPER CORP | 99 | Shares of Common Stock | 4,812 | |||||||
SOUTHWEST AIRLINES CO | 100 | Shares of Common Stock | 1,298 | |||||||
SOUTHWEST AIRLINES CO | 50 | Shares of Common Stock | 649 | |||||||
SOUTHWEST AIRLINES CO | 500 | Shares of Common Stock | 6,490 | |||||||
SOUTHWEST AIRLINES CO | 967 | Shares of Common Stock | 12,553 | |||||||
SPDR GOLD TRUST SPDR G | 110 | Shares of Common Stock | 15,259 | |||||||
SPDR GOLD TRUST SPDR G | 65 | Shares of Common Stock | 9,017 | |||||||
SPDR GOLD TRUST SPDR G | 350 | Shares of Common Stock | 48,552 | |||||||
SPDR GOLD TRUST SPDR G | 30 | Shares of Common Stock | 4,162 | |||||||
SPDR GOLD TRUST SPDR G | 100 | Shares of Common Stock | 13,872 | |||||||
SPDR GOLD TRUST SPDR G | 1 | Shares of Common Stock | 139 | |||||||
SPDR INDEX SHARES FUND S&P EM | 995 | Shares of Common Stock | 56,725 | |||||||
SPDR KBW BANK ETF | 1,118 | Shares of Common Stock | 28,967 | |||||||
SPDR S&P CHINA ETF | 254 | Shares of Common Stock | 19,367 | |||||||
SPDR S&P DIVIDEND ETF | 770 | Shares of Common Stock | 40,025 | |||||||
SPDR S&P DIVIDEND ETF | 906 | Shares of Common Stock | 47,094 | |||||||
SPECTRA ENERGY CORP | 150 | Shares of Common Stock | 3,749 | |||||||
SPECTRA ENERGY CORP | 50 | Shares of Common Stock | 1,250 | |||||||
SPECTRA ENERGY CORP | 1,280 | Shares of Common Stock | 31,987 | |||||||
SPECTRASCIENCE INC NEW | 4,576 | Shares of Common Stock | 549 | |||||||
SPONGETECH DELIVERY SYS TRADIN | 1,000 | Shares of Common Stock | 0 | |||||||
SPONGETECH DELIVERY SYS TRADIN | 35,525 | Shares of Common Stock | 4 | |||||||
SPONGETECH DELIVERY SYS TRADIN | 700,000 | Shares of Common Stock | 70 | |||||||
SPROTT PHYS GLD TR ETN F | 1,000 | Shares of Common Stock | 12,345 | |||||||
STAR SCIENTIFIC INC | 550 | Shares of Common Stock | 1,073 | |||||||
STARBUCKS CORP | 164 | Shares of Common Stock | 5,273 | |||||||
STARBUCKS CORP | 105 | Shares of Common Stock | 3,374 | |||||||
STERICYCLE INC | 60 | Shares of Common Stock | 4,855 | |||||||
STERIS CORP | 250 | Shares of Common Stock | 9,115 | |||||||
STEWART ENTERPRISES CL A | 223 | Shares of Common Stock | 1,491 | |||||||
STRATEGIC MINING CORP | 83 | Shares of Common Stock | 12 | |||||||
STRATEGIC RESOURCES LTD | 2,500 | Shares of Common Stock | 18 | |||||||
SUNCOR ENERGY INC NEW F | 580 | Shares of Common Stock | 22,208 | |||||||
SUNESIS PHARMACEUTICALS ** PEN | 200 | Shares of Common Stock | 104 | |||||||
SUNTECH POWER HLDGS CO ** PEN | 47 | Shares of Common Stock | 376 | |||||||
SUNTRUST BANKS INC | 200 | Shares of Common Stock | 5,902 | |||||||
SUPERVALU INC | 75 | Shares of Common Stock | 722 | |||||||
SUREBEAM CORP TRADIN | 600 | Shares of Common Stock | 0 | |||||||
SYMMETRY MEDICAL INC ** PEN | 195 | Shares of Common Stock | 1,804 | |||||||
SYNOVUS FINANCIAL CORP | 2,400 | Shares of Common Stock | 6,336 | |||||||
SYNTEL INC | 2,000 | Shares of Common Stock | 95,600 | |||||||
SYSCO CORPORATION | 104 | Shares of Common Stock | 3,066 | |||||||
SYSCO CORPORATION | 100 | Shares of Common Stock | 2,940 | |||||||
T J X COS INC | 110 | Shares of Common Stock | 4,898 | |||||||
T R C COMPANIES INC | 105 | Shares of Common Stock | 368 | |||||||
TANZANIAN ROYALTY EXPL F | 3,000 | Shares of Common Stock | 21,900 | |||||||
TARGET CORPORATION | 680 | Shares of Common Stock | 40,912 | |||||||
TELE NORTE LESTE ADR FSPONSO | 1,400 | Shares of Common Stock | 20,580 | |||||||
TELLABS INC | 3,982 | Shares of Common Stock | 26,999 | |||||||
TEMPLETON GLOBAL INCM FD | 1,000 | Shares of Common Stock | 10,700 | |||||||
THE SOUTHERN COMPANY | 240 | Shares of Common Stock | 9,175 |
28
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
THE SOUTHERN COMPANY | 76 | Shares of Common Stock | 2,894 | |||||||
THOMPSON CREEK METALS F | 750 | Shares of Common Stock | 11,040 | |||||||
TIANRONG BLDG MAT HLDGS | 1,000 | Shares of Common Stock | 0 | |||||||
TIM HORTONS INC ** PEN | 352 | Shares of Common Stock | 14,527 | |||||||
TIME WARNER CABLE INC. | 8 | Shares of Common Stock | 528 | |||||||
TIME WARNER CABLE INC. | 25 | Shares of Common Stock | 1,651 | |||||||
TIME WARNER CABLE INC. | 8 | Shares of Common Stock | 528 | |||||||
TIME WARNER INC. | 33 | Shares of Common Stock | 1,062 | |||||||
TIME WARNER INC. | 100 | Shares of Common Stock | 3,217 | |||||||
TIME WARNER INC. | 37 | Shares of Common Stock | 1,180 | |||||||
TOTAL S A ADR F1 ADR | 170 | Shares of Common Stock | 9,092 | |||||||
TRANSCANADA CORP F | 250 | Shares of Common Stock | 9,510 | |||||||
TRANSOCEAN INC NEW F | 200 | Shares of Common Stock | 13,902 | |||||||
TRANSOCEAN INC NEW F | 175 | Shares of Common Stock | 12,164 | |||||||
TRANSOCEAN INC NEW F | 4 | Shares of Common Stock | 278 | |||||||
TRANSWITCH CORP NEW | 125 | Shares of Common Stock | 273 | |||||||
TRAVELCENTERS OF AMERICA LLC CO | 1,500 | Shares of Common Stock | 5,655 | |||||||
TRENWICK GROUP LTD ORD F | 700 | Shares of Common Stock | 0 | |||||||
TRINITY INDUSTRIES INC | 200 | Shares of Common Stock | 5,322 | |||||||
TRUEBLUE INC | 150 | Shares of Common Stock | 2,699 | |||||||
TRUSTCO BANK CORP N Y | 100 | Shares of Common Stock | 634 | |||||||
TYCO ELECTRONICS LTD F | 9 | Shares of Common Stock | 333 | |||||||
TYCO INTL LTD NEW F | 500 | Shares of Common Stock | 20,720 | |||||||
TYCO INTL LTD NEW F | 28 | Shares of Common Stock | 1,160 | |||||||
TYCO INTL LTD NEW F | 9 | Shares of Common Stock | 387 | |||||||
U S BANCORP DEL NEW | 100 | Shares of Common Stock | 2,697 | |||||||
U S G CORPORATION NEW | 330 | Shares of Common Stock | 5,554 | |||||||
U308 CORP F | 1,738 | Shares of Common Stock | 1,802 | |||||||
UNILEVER PLC ADR NEW FWITH S | 225 | Shares of Common Stock | 6,948 | |||||||
UNITED CONTL HLDGS INC | 105 | Shares of Common Stock | 2,501 | |||||||
UNITED CONTL HLDGS INC | 84 | Shares of Common Stock | 2,001 | |||||||
UNITED PARCEL SERVICE B CLASS | 180 | Shares of Common Stock | 13,069 | |||||||
UNITED RENTALS INC DUTCH | 1,647 | Shares of Common Stock | 37,469 | |||||||
UNITED TECHNOLOGIES CORP | 239 | Shares of Common Stock | 18,826 | |||||||
URANERZ ENERGY CORP | 600 | Shares of Common Stock | 2,394 | |||||||
US BIOTEC INC NEW | 196 | Shares of Common Stock | 0 | |||||||
USA FLORAL PRODS INC ^XXBANKRU | 400 | Shares of Common Stock | 0 | |||||||
V C A ANTECH INC | 250 | Shares of Common Stock | 5,823 | |||||||
VALE SA ADR FSPONSO | 250 | Shares of Common Stock | 8,643 | |||||||
VALERO ENERGY CORP NEW | 400 | Shares of Common Stock | 9,248 | |||||||
VANGUARD BOND INDEX FUNDTOTAL | 763 | Shares of Common Stock | 61,246 | |||||||
VANGUARD DIV APPRCIATION | 679 | Shares of Common Stock | 35,736 | |||||||
VANGUARD DIV APPRCIATION | 570 | Shares of Common Stock | 29,999 | |||||||
VANGUARD EMERGING MARKET | 200 | Shares of Common Stock | 9,629 | |||||||
VANGUARD EMERGING MARKET | 44 | Shares of Common Stock | 2,106 | |||||||
VANGUARD EMERGING MARKET | 656 | Shares of Common Stock | 31,595 | |||||||
VANGUARD GROWTH | 1,156 | Shares of Common Stock | 71,026 | |||||||
VANGUARD INTL EQTY INDEXFTSE A | 380 | Shares of Common Stock | 18,137 | |||||||
VANGUARD REIT | 1,095 | Shares of Common Stock | 60,630 | |||||||
VANGUARD REIT | 740 | Shares of Common Stock | 40,974 | |||||||
VANGUARD SMALL CAP GRWTH | 327 | Shares of Common Stock | 25,542 | |||||||
VANGUARD TOTAL STOCK MKTSTK MK | 850 | Shares of Common Stock | 55,191 | |||||||
VANGUARD TOTAL STOCK MKTSTK MK | 118 | Shares of Common Stock | 7,645 | |||||||
VERIZON COMMUNICATIONS | 125 | Shares of Common Stock | 4,473 | |||||||
VERIZON COMMUNICATIONS | 300 | Shares of Common Stock | 10,734 | |||||||
VERIZON COMMUNICATIONS | 200 | Shares of Common Stock | 7,156 | |||||||
VERIZON COMMUNICATIONS | 67 | Shares of Common Stock | 2,404 | |||||||
VERIZON COMMUNICATIONS | 1,000 | Shares of Common Stock | 35,780 | |||||||
VERIZON COMMUNICATIONS | 100 | Shares of Common Stock | 3,578 | |||||||
VESTA INSURANCE GROUP | 216 | Shares of Common Stock | 0 | |||||||
VESTAS WIND SYS A/S ADRF1 ADR | 2,000 | Shares of Common Stock | 21,114 | |||||||
VIE FINANCIAL GROUP NEW | 15 | Shares of Common Stock | 0 | |||||||
VIROPHARMA INC | 350 | Shares of Common Stock | 6,062 | |||||||
VISA INC ** PEN | 200 | Shares of Common Stock | 14,076 | |||||||
VISA INC ** PEN | 200 | Shares of Common Stock | 14,076 | |||||||
VISHAY INTERTECHNOLOGY | 2,510 | Shares of Common Stock | 36,847 | |||||||
VISHAY INTERTECHNOLOGY | 400 | Shares of Common Stock | 5,872 |
29
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Description of investment | ||||||||||
including maturity date, rate of | ||||||||||
interest, collateral, par, or | ||||||||||
Identity of issue, borrower, lessor, or similar party | maturity value | Current Value | ||||||||
VISHAY PRECISION GROUP | 28 | Shares of Common Stock | 528 | |||||||
VIVUS INC | 250 | Shares of Common Stock | 2,343 | |||||||
VMWARE INC ** PEN | 40 | Shares of Common Stock | 3,556 | |||||||
VODAFONE GROUP NEW ADR FSPONSO | 300 | Shares of Common Stock | 7,932 | |||||||
WABCO HOLDINGS INC. | 39 | Shares of Common Stock | 2,376 | |||||||
WAL-MART STORES INC | 274 | Shares of Common Stock | 14,765 | |||||||
WAL-MART STORES INC | 250 | Shares of Common Stock | 13,483 | |||||||
WAL-MART STORES INC | 11 | Shares of Common Stock | 614 | |||||||
WAL-MART STORES INC | 14 | Shares of Common Stock | 733 | |||||||
WALTER INVESTMENT MANAGEMENT CORP. | 2,185 | Shares of Common Stock | 39,203 | |||||||
WASTE MANAGEMENT INC DEL | 105 | Shares of Common Stock | 3,855 | |||||||
WASTE MANAGEMENT INC DEL | 500 | Shares of Common Stock | 18,435 | |||||||
WATSCO INC | 100 | Shares of Common Stock | 6,308 | |||||||
WEATHERFORD INTL LTD F | 150 | Shares of Common Stock | 3,420 | |||||||
WELLS FARGO & CO NEW | 13 | Shares of Common Stock | 403 | |||||||
WESTERN COPPER CORP F | 80 | Shares of Common Stock | 214 | |||||||
WESTERN REFINING INC ** PEN | 59 | Shares of Common Stock | 621 | |||||||
WESTERN UNION COMPANY | 302 | Shares of Common Stock | 5,612 | |||||||
WESTERN WATER CO ^XXBANKRU | 1,000 | Shares of Common Stock | 0 | |||||||
WEYERHAEUSER CO TENDER | 150 | Shares of Common Stock | 2,840 | |||||||
WILLIAMS COMPANIES | 2,046 | Shares of Common Stock | 50,583 | |||||||
WISDOMTREE DEFA EQUITY INCOME | 99 | Shares of Common Stock | 4,057 | |||||||
WISDOMTREE EMERGING ETF MKTS L | 312 | Shares of Common Stock | 16,228 | |||||||
WISDOMTREE EQUITY INC FDHI YIE | 147 | Shares of Common Stock | 5,721 | |||||||
WISDOMTREE INDIA EARNING | 663 | Shares of Common Stock | 17,497 | |||||||
WISDOMTREE MIDCAP DIVDNDMIDCAP | 46 | Shares of Common Stock | 2,331 | |||||||
WISDOMTREE SMALLCAP DIV SMALLC | 104 | Shares of Common Stock | 4,932 | |||||||
WISDOMTREE TRUST ** PEN | 40 | Shares of Common Stock | 2,417 | |||||||
WYNN RESORTS | 40 | Shares of Common Stock | 4,154 | |||||||
WYNN RESORTS | 100 | Shares of Common Stock | 10,384 | |||||||
XEROX CORP | 250 | Shares of Common Stock | 2,880 | |||||||
XEROX CORP | 211 | Shares of Common Stock | 2,433 | |||||||
XEROX CORP | 100 | Shares of Common Stock | 1,152 | |||||||
XL GROUP PLC F | 700 | Shares of Common Stock | 15,274 | |||||||
XL GROUP PLC F | 3,050 | Shares of Common Stock | 66,551 | |||||||
YAMANA GOLD INC F | 550 | Shares of Common Stock | 7,040 | |||||||
YAMANA GOLD INC F | 2,000 | Shares of Common Stock | 25,600 | |||||||
YORA INTL INC NEW | 275 | Shares of Common Stock | 0 | |||||||
ZION OIL & GAS INC ** PEN | 1,100 | Shares of Common Stock | 5,258 | |||||||
ZIONS BANCORP | 501 | Shares of Common Stock | 12,128 | |||||||
ZIX CORPORATION | 20 | Shares of Common Stock | 85 | |||||||
ZORAN CORP NEW | 1,000 | Shares of Common Stock | 8,800 | |||||||
Total | 9,266,882 | |||||||||
Guaranteed investment contracts | ||||||||||
WILLIS STABLE VALUE FUND | Group Annuity Insurance Contracts | 92,453,451 | ||||||||
TFLIC STABLE 5 FUND | Group Annuity Insurance Contracts | 49,551,138 | ||||||||
Total | 142,004,589 | |||||||||
Money Market Funds | ||||||||||
SCHWAB MONEY MARKET FUND | Money Market | 3,609,727 | ||||||||
Total | 3,609,727 | |||||||||
Other Financial Assets | ||||||||||
ALLY BANK 1.45%11CD FDI | 23,000 | Corporate Bonds | 23,064 | |||||||
AMER INTL GROUP5.375%11NOTES | 20,000 | Corporate Bonds | 20,550 | |||||||
AMERICAN EX CEN 1.7%11CD FDI | 30,000 | Corporate Bonds | 30,286 | |||||||
BARCLAYS BANK N 3.2%14CD FDI | 50,000 | Corporate Bonds | 51,956 | |||||||
BLOCK FINANCIAL 7.875%13NOTES | 23,000 | Corporate Bonds | 24,158 | |||||||
BMW NORTH AMER B 1.7%11CD FDI | 40,000 | Corporate Bonds | 40,382 | |||||||
BMW NORTH AMER B 2.4%12CD FDI | 25,000 | Corporate Bonds | 25,558 | |||||||
BP CAPITAL MKT 3.125%12FNOTES | 10,000 | Corporate Bonds | 10,220 | |||||||
CITIGROUP INC 5.10%11SR NOT | 10,000 | Corporate Bonds | 10,321 | |||||||
FCX 8.250 04/ 8.25%15 | 15,000 | Corporate Bonds | 15,825 | |||||||
FIRST UNITED BK 0.85%11CD FDI | 10,000 | Corporate Bonds | 10,008 | |||||||
GE CAPITAL FINL 2.5%11CD FDI | 50,000 | Corporate Bonds | 50,401 | |||||||
GE MONEY BANK N A 1.3%13CD FDI | 24,000 | Corporate Bonds | 24,006 | |||||||
GE MONEY BANK N A 2.3%14CD FDI | 10,000 | Corporate Bonds | 10,155 | |||||||
GENWORTH GL FD 5.125%11NOTES | 10,000 | Corporate Bonds | 10,084 | |||||||
GOLDMAN SACHS 5.70%12NOTES | 10,000 | Corporate Bonds | 10,694 |
30
WILLIS NORTH AMERICA, INC.
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
401(K) RETIREMENT SAVINGS PLAN
Employer Identification Number — 13-5654526
FORM 5500, SCHEDULE H, PART 1V, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2010
DECEMBER 31, 2010
Identity of issue, borrower, lessor, or similar party | Description of investment including maturity date, rate of interest, collateral, par, or maturity value | Current Value | ||||||||
GOLDMAN SACHS G 5.25%13NOTES | 25,000 | Corporate Bonds | 26,855 | |||||||
HARTFORD LF TRST 5.2%11NOTES | 10,000 | Corporate Bonds | 10,049 | |||||||
J P MORGAN CHASE 6.75%11GLBL N | 10,000 | Corporate Bonds | 10,033 | |||||||
MERRILL LYNCH 6.05%12SR UNS | 25,000 | Corporate Bonds | 26,523 | |||||||
PRUDENTIAL FINL 5.8%12NOTES | 25,000 | Corporate Bonds | 26,534 | |||||||
ROYAL CARIBBEA 6.875%13FSR NT | 5,000 | Corporate Bonds | 5,325 | |||||||
SOUTHWEST AIR 5.75%16BONDS | 10,000 | Corporate Bonds | 10,544 | |||||||
WASH MUTUAL FIN 6.875%11SR NOT | 10,000 | Corporate Bonds | 10,216 | |||||||
U S TREAS STRIP 0% 11/11INT PM | 12,000 | Principal amount due 11/15/2011 | 11,975 | |||||||
U S TREAS STRIP 0% 11/12INT PM | 12,000 | Principal amount due 11/15/2012 | 11,865 | |||||||
U S TREAS STRIP 0% 11/13INT PM | 12,000 | Principal amount due 11/15/2013 | 11,658 | |||||||
U S TREAS STRIP 0% 02/11INT PM | 53,000 | Principal amount due 2/15/2011 | 52,992 | |||||||
U S TREAS STRIP 0% 02/12INT PM | 53,000 | Principal amount due 2/15/2012 | 52,781 | |||||||
U S TREAS STRIP 0% 02/13INT PM | 53,000 | Principal amount due 2/15/2013 | 52,168 | |||||||
U S TREAS STRIP 0% 02/14INT PM | 12,000 | Principal amount due 2/15/2014 | 11,574 | |||||||
U S TREAS STRIP 0% 05/11INT PM | 12,000 | Principal amount due 5/15/2011 | 11,993 | |||||||
U S TREAS STRIP 0% 05/12INT PM | 12,000 | Principal amount due 5/15/2012 | 11,938 | |||||||
U S TREAS STRIP 0% 05/13INT PM | 12,000 | Principal amount due 5/15/2013 | 11,767 | |||||||
U S TREAS STRIP 0% 08/11INT PM | 12,000 | Principal amount due 8/15/2011 | 11,982 | |||||||
U S TREAS STRIP 0% 08/12INT PM | 12,000 | Principal amount due 8/15/2012 | 11,894 | |||||||
U S TREAS STRIP 0% 08/13INT PM | 12,000 | Principal amount due 8/15/2013 | 11,713 | |||||||
TFLIC General Account | General Insurance Assets | 263,328 | ||||||||
State Street Bank & Trust Co. Cash Reserve Account | Cash Reserve Account | 203,131 | ||||||||
Total | 1,236,501 | |||||||||
PARTICIPANT NOTES RECEIVABLE | Participant notes receivable bearing interest ranging from 4.25% to 11.03% and maturity dates from January 1, 2011 to September 1, 2025 | 8,685,427 | ||||||||
Total Investments at Fair Value | 595,935,192 | |||||||||
Adjustment from Fair Value to Contract Value for Stable Value Funds | (11,250,894 | ) | ||||||||
Total Investments at Contract Value | $ | 584,684,298 | ||||||||
31
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the Willis 401(k) Retirement Savings Plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
WILLIS 401(K) RETIREMENT SAVINGS PLAN | ||||
By: | /s/ Derrick Coggin | |||
Derrick Coggin | ||||
Vice President and Treasurer Willis North America Inc. |
Dated: June 29, 2011
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We consent to the incorporation by reference in Post Effective Amendment No. 1 to Registration Statement No. 333-67466 of Willis North America Inc. on Form S-8 of our report dated June 24, 2011, relating to the financial statements and supplemental schedule of the Willis 401(k) Retirement Savings Plan, appearing in this Annual Report on Form 11-K of the Willis 401(k) Retirement Savings Plan for the year ended December 31, 2010.
![(DELITTE SIGN)](https://capedge.com/proxy/11-K/0000950123-11-062676/g27616g2761601.gif)
Nashville, TN
June 24, 2011