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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 11-K
FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS
AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
(Mark One)
þ | ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2009
OR
o | TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission File No.: 333-74483
A. | Full title of the plan and the address of the plan, if different from that of the issuer named below: | ||
Willis 401(k) Retirement Savings Plan | |||
B. | Name of issuer of the securities held pursuant to the plan and address of its principal executive office: | ||
Willis North America Inc. | |||
Attn: Adam Ciongoli One World Financial Center 200 Liberty Street New York, NY 10281-1003 (212) 915-8888 |
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Willis 401(k) Retirement Savings Plan
Financial Statements as of December 31, 2009 and 2008, and for the Year Ended December 31, 2009, Supplemental Schedule as of December 31, 2009, and Report of Independent Registered Public Accounting Firm
WILLIS 401(k) RETIREMENT SAVINGS PLAN
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Page | ||||||||
1 | ||||||||
FINANCIAL STATEMENTS: | ||||||||
2 | ||||||||
3 | ||||||||
4–9 | ||||||||
10 | ||||||||
11–29 | ||||||||
EX-23 |
NOTE: | All other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable. |
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REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To The Benefits Committee
Willis North America Inc.
Nashville, Tennessee
Willis North America Inc.
Nashville, Tennessee
We have audited the accompanying statements of net assets available for benefits of the Willis 401(k) Retirement Savings Plan (the “Plan”) as of December 31, 2009 and 2008, and the related statement of changes in net assets available for benefits for the year ended December 31, 2009. These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on these financial statements based on our audits.
We conducted our audits in accordance with standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. Our audits included consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.
In our opinion, such financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2009 and 2008, and the changes in net assets available for benefits for the year ended December 31, 2009, in conformity with accounting principles generally accepted in the United States of America.
Our audits were conducted for the purpose of forming an opinion on the basic financial statements taken as a whole. The supplemental schedule of assets (held at end of year) as of December 31, 2009, is presented for the purpose of additional analysis and is not a required part of the basic financial statements, but is supplementary information required by the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. This supplemental schedule is the responsibility of the Plan’s management. Such supplemental schedule has been subjected to the auditing procedures applied in our audit of the basic 2009 financial statements and, in our opinion, is fairly stated in all material respects when considered in relation to the basic 2009 financial statements taken as a whole.
As discussed in Note 1 to the financial statements, on December 31, 2008, the Hilb Rogal & Hobbs (HRH) Retirement Savings Plan assets were transferred into the Plan.
June 25, 2010
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
AS OF DECEMBER 31, 2009 AND 2008
AS OF DECEMBER 31, 2009 AND 2008
2009 | 2008 | |||||||
ASSETS: | ||||||||
Participant-directed investments — at fair value | $ | 521,231,595 | $ | 418,065,989 | ||||
Participant loans receivable | 8,999,947 | 4,367,749 | ||||||
Contributions receivable | 5,359,981 | 967,632 | ||||||
Other receivable due to plan merger | — | 12,440,943 | ||||||
NET ASSETS AVAILABLE FOR BENEFITS AT FAIR VALUE | 535,591,523 | 435,842,313 | ||||||
ADJUSTMENTS FROM FAIR VALUE TO CONTRACT VALUE FOR FULLY BENEFIT-RESPONSIVE INVESTMENT CONTRACTS | (7,263,004 | ) | 1,735,020 | |||||
NET ASSETS AVAILABLE FOR BENEFITS | $ | 528,328,519 | $ | 437,577,333 | ||||
See notes to financial statements.
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
FOR THE YEAR ENDED DECEMBER 31, 2009
FOR THE YEAR ENDED DECEMBER 31, 2009
ADDITIONS: | ||||
Investment income: | ||||
Dividends | $ | 8,605,722 | ||
Interest | 4,847,740 | |||
Interest from participant loans | 569,415 | |||
Net realized and unrealized appreciation in fair value of investments | 73,765,667 | |||
Total investment income | 87,788,544 | |||
Contributions: | ||||
Contributions from participants — pre-tax | 43,991,879 | |||
Contributions from participants — post-tax | 1,026,654 | |||
Contributions from employer — net of forfeitures | 4,428,604 | |||
Total contributions | 49,447,137 | |||
Total additions | 137,235,681 | |||
DEDUCTIONS: | ||||
Benefits paid to participants | (46,258,865 | ) | ||
Plan expenses | (225,630 | ) | ||
Total deductions | (46,484,495 | ) | ||
INCREASE IN NET ASSETS | 90,751,186 | |||
NET ASSETS AVAILABLE FOR BENEFITS: | ||||
Beginning of year | 437,577,333 | |||
End of year | $ | 528,328,519 | ||
See notes to financial statements.
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WILLIS 401(k) RETIREMENT SAVINGS PLAN
NOTES TO FINANCIAL STATEMENTS
AS OF DECEMBER 31, 2009 AND 2008, AND FOR THE YEAR ENDED DECEMBER 31, 2009
AS OF DECEMBER 31, 2009 AND 2008, AND FOR THE YEAR ENDED DECEMBER 31, 2009
1. | DESCRIPTION OF THE PLAN | |
The following description of the Willis 401(k) Retirement Savings Plan (the “Plan”) provides only general information. Participants should refer to the Plan agreement for a complete description of the Plan’s provisions. | ||
General — The Plan is a defined contribution plan sponsored by Willis North America Inc. (the “Company” or “Employer”), a subsidiary of Willis Group Holdings plc, and covers all eligible employees of the Company and its subsidiaries. The Benefits Committee of the Board of Directors of the Company controls and manages the operation and administration of the Plan. State Street Bank and Trust serves as the trustee of the Plan and Diversified Investment Advisors serves as the record keeper. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974 (ERISA). | ||
Contributions — Full-time and part-time employees of the Company are eligible to participate in the Plan. Effective January 1, 2007, the Plan was amended to automatically enroll newly hired employees in the Plan at 3% of eligible compensation after 60 days of service. Participants may elect to contribute between 1% and 99% of their eligible compensation as pretax and/or Roth 401(k) contributions, subject to Internal Revenue Service (IRS) limits. | ||
For employees hired on or after January 1, 2007, the Employer matching contribution is 100% of participant contributions up to a maximum of 3% of the employee’s annual eligible compensation or $6,900. For employees hired prior to January 1, 2007, the Employer matching contribution is 100% of participant contributions up to a maximum of 3% of the employee’s annual eligible compensation or $5,300. Annual compensation shall mean the participant’s base pay plus commissions and production incentives received during the calendar year. The match is paid annually on the 12/31 payroll. | ||
In May 2009 and made effective January 1, 2009, the Company suspended the Employer match, except for Legacy HRH Associates. The Employer match for Legacy HRH Associates was not suspended until October 1, 2009 due to merger agreement requirements. | ||
Participant Accounts — Each participant’s account is credited with the participant’s contributions and allocations of (a) the Employer’s contribution and (b) Plan earnings, and charged with an allocation of administrative expenses. Allocations of earnings are made daily. | ||
Investments — Participants direct the investment of their contributions and Employer matching contributions into various investment options offered by the Plan. The Plan currently offers a variety of mutual funds, Willis Group Holdings plc common stock, and stable value funds as investment options for participants. | ||
The Willis Stable Value Fund and Transamerica Financial Life Insurance Company (TFLIC) Stable 5 Fund are fully benefit-responsive and are invested in separate group annuity insurance contracts with TFLIC. In addition, participants have the option of transferring amounts from the above types of funds into a self-directed brokerage account. |
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Payment of Benefits — Participants are eligible for distributions upon retirement, disability, termination of service, or death. Special provisions allow for earlier distributions of participants’ contributions and earnings thereon, and vested Employer contributions and earnings thereon, as hardship withdrawals, subject to certain IRS regulations. Upon receiving a hardship withdrawal, a participant’s contributions to the Plan will automatically be suspended for a period of six months. Distributions of accounts can be in lump-sum amounts or installments. | ||
Vesting — A participant’s contributions and earnings thereon are immediately vested. Employer contributions and earnings thereon are 25% vested after two years of service, 50% after three years, 75% after four years, and fully vested after five years of service with the Company, or a predecessor company, or as soon as the employee reaches the age of 65, dies, or becomes disabled, whichever occurs first. | ||
Participant Loans — Participants may borrow from their fund accounts up to a maximum of $50,000 or 50% of their account balance, whichever is less. The loans are secured by the balance in the participant’s account and bear interest at rates that range from 4.25% to 11.03%, which are commensurate with prevailing rates as determined by the Plan administrator at the date of each loan. Loan maturity dates range from January 1, 2010 to December 15, 2024. Principal and interest are paid ratably through payroll deductions. | ||
Forfeitures — Terminating participants forfeit all nonvested Employer contributions. The forfeitures are used to offset future Employer contributions. Forfeited nonvested accounts totaled $573,808 and $149,320 at December 31, 2009 and 2008, respectively. | ||
Plan Termination — Although the Company has not expressed any intent to terminate the Plan, it may cease making contributions or terminate the Plan, at any time, subject to the provisions of ERISA. Upon full or partial termination of the Plan, the balance in each participant’s or retired participant’s accounts becomes nonforfeitable and each participant, retired participant, or beneficiary is entitled to receive any amounts then credited to his/her accounts in the trust, provided that the Company may elect to continue the trust and make payments therefrom, pursuant to the terms of the Plan. | ||
Plan Merger — On June 8, 2008, Willis Group Holdings plc and Hilb Rogal & Hobbs Company (HRH) announced an Agreement and Plan of Merger, dated June 7, 2008, that provides, among other things, for HRH to be merged with a wholly owned subsidiary of Willis Group Holdings plc. The transaction closed on October 1, 2008, and on December 31, 2008, the net assets of the HRH Retirement Savings Plan were transferred into the Plan, to facilitate a merger of the two plans effective January 1, 2009. The transfer consisted of approximately $192 million of investments, $5 million of participant loans and $7 million of HRH employer matching contributions. The participant loans and HRH employer matching contributions were received into the Plan subsequent to December 31, 2008. Accordingly, these balances were reported as a receivable in the accompanying statement of net assets available for benefits as of December 31, 2008. | ||
2. | SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES | |
Basis of Accounting — The accompanying financial statements of the Plan have been prepared on the accrual basis of accounting in accordance with accounting principles generally accepted in the United States of America. | ||
Investment Valuation and Income Recognition — The fair value of investments in securities and in mutual funds is based upon closing market quotations as of the last business day of the Plan year. The fully benefit-responsive investment contracts are stated at fair value and then adjusted to contract value. |
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Fair value of the contracts are determined by the issuer based on the market value of the underlying investments, and contract value is principal plus accrued interest. Participant loans are valued at the outstanding loan balances, which approximate fair value. Purchases and sales of securities are recorded on a trade-date basis. The average cost method is used in determining the cost of investments sold. | ||
In accordance with Financial Accounting Standards Board (FASB) Accounting Standards Codification Topic (ASC) 962, Plan Accounting — Defined Contribution Plans (“ASC 962”), the statements of net assets available for benefits presents investment contracts at fair value as well as an additional line item showing an adjustment of fully benefit-responsive contracts from fair value to contract value. The statement of changes in net assets available for benefit is presented on a contract value—basis and is not affected by ASC 962. | ||
Purchases and sales of securities are recorded on a trade-date basis. Interest income is recorded on the accrual basis. | ||
Management fees and operating expenses charged to the Plan for investments in the mutual funds and guaranteed investment contracts are deducted from income earned on a daily basis and are not separately reflected. Consequently, management fees and operating expenses are reflected as a reduction of investment return for such investments. | ||
Use of Estimates — The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of net assets available for benefits and changes therein and disclosure of contingent assets and liabilities. Actual results could differ from those estimates. The Plan utilizes various investment instruments, including mutual funds and investment contracts. Investment securities, in general, are exposed to various risks, such as interest rate, credit, and overall market volatility. Due to the level of risk associated with certain investment securities, it is reasonably possible that changes in the values of investment securities will occur in the near term and such changes could materially affect the amounts reported in the financial statements. | ||
Payment of Benefits — Benefits are recorded when paid. | ||
New Accounting Pronouncements — The FASB’s Accounting Standards Codification (ASC) became effective on July 1, 2009. At that date, the ASC became FASB’s official source of authoritative U.S. generally accepted accounting principles (GAAP) applicable to all public and nonpublic nongovernmental entities, superseding existing guidance issued by the FASB, the American Institute of Certified Public Accountants (AICPA), the Emerging Issues Task Force (EITF) and other related literature. The FASB also issues Accounting Standards Updates (ASU). An ASU communicates amendments to the ASC. An ASU also provides information to help a user of GAAP understand how and why GAAP is changing and when the changes will be effective. | ||
In May 2009, the FASB issued ASC 855, Subsequent Events, (“ASC 855”) which establishes general standards of accounting for and disclosures of events that occur after the statement of financial condition date but before financial statements are issued or are available to be issued. ASC 855 is effective for financial periods ending after June 15, 2009 and was adopted by the Company at December 31, 2009. The adoption of ASC 855 did not have a material effect on the Company’s financial position, results of operations or cash flows. |
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3. | INVESTMENTS | |
Individual investments that represent greater than 5% of the Plan’s net assets are as follows: |
As of December 31, 2009: | ||||
Willis Stable Value Fund | $ | 79,904,612 | ||
Pimco Total Return Fund | 52,885,502 | |||
TFLIC Stable 5 Fund | 47,790,737 | |||
Transamerica Partners Institutional Stock Index Fund | 44,261,905 | |||
American Funds Income Fund | 39,074,112 | |||
American Funds Growth Fund | 38,523,240 | |||
American Funds Europac | 36,604,390 | |||
American Funds Fundamental Investment Fund | 34,461,627 | |||
As of December 31, 2008: | ||||
Willis Stable Value Fund | $ | 59,857,919 | ||
TFLIC Stable 5 Fund | 61,419,660 | |||
Pimco Total Return Fund | 40,614,920 | |||
American Funds Income Fund | 37,129,681 | |||
Transamerica Partners Institutional Stock Index Fund | 36,250,712 | |||
American Funds Growth Fund | 29,446,945 | |||
American Funds Fundamental Investment Fund | 25,981,498 |
During 2009, the Plan’s investments (including gains and losses on investments bought and sold, as well as held during the year) appreciated in value by $73,765,667 as follows: |
Mutual funds | $ | 70,545,976 | ||
Common stock | 3,205,524 | |||
Corporate bonds | 1,445 | |||
U.S. government securities | 12,722 | |||
Net appreciation in fair value of investments | $ | 73,765,667 | ||
4. | INVESTMENT CONTRACTS WITH INSURANCE COMPANY | |
The Plan has two fully benefit-responsive investment contracts with TFLIC. TFLIC maintains the contributions in a non-pooled separate account (Willis Stable Value Fund) and a pooled separate account (TFLIC Stable 5 Fund), which are credited with earnings on the underlying investments and charged for participant withdrawals and administrative expenses. The contracts are included in the financial statements at fair value and then adjusted to contract value. Contract value represents contributions made under the contract, plus earnings, less participant withdrawals and administrative expenses. Participants may ordinarily direct the withdrawal or transfer of all or a portion of their investment at contract value. The contracts have certain restrictions that impact the ability to collect the full contract value, for example, the Plan may not withdraw more than 25% of the beginning of the year balance of the contract without incurring a penalty. Plan management believes that the occurrence of events that would cause the Plan to transact at less than contract value is not probable. TFLIC may not terminate the contracts at any amount less than contract value. | ||
TFLIC is contractually obligated to pay the principal and specified interest rate that is guaranteed to the Plan. The crediting interest rate is based on a formula agreed upon with the issuer, but may not be less than 0%. Such interest rates are reviewed for resetting on a quarterly basis for the Willis Stable Value |
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Fund and on an annual basis for the TFLIC Stable 5 Fund. The crediting rate of the contract will track current market yields on a trailing basis. |
2009 | 2008 | |||||||
Wills Stable Value Fund average yields: | ||||||||
Based on annualized earnings (1) | 5.95 | % | 1.21 | % | ||||
Based on interest rate credited to participants (2) | 3.51 | 4.52 | ||||||
TFLIC Stable 5 Fund average yields: | ||||||||
Based on annualized earnings (1) | 9.24 | % | 3.43 | % | ||||
Based on interest rate credited to participants (2) | 3.62 | 4.19 |
(1) | Computed by dividing the annualized actual earnings of the contract on the last day of the Plan year by the fair value of the investments on the same date. | |
(2) | Computed by dividing the annualized earnings credited to participants on the last day of the Plan year by the fair value of the investments on the same date. |
5. | INCOME TAX STATUS | |
The Plan has received a determination letter from the IRS dated May 14, 2008, stating that the Plan is qualified under Section 401(a) of the Internal Revenue Code (the “Code”) and therefore, the related trust is exempt from taxation. The Plan is required to operate in conformity with the Code to maintain its qualification. The Plan Administrator believes the Plan is currently designed and operated in compliance with the applicable requirements of the Code and, therefore, believes that the Plan is qualified and the related trust is tax exempt. | ||
6. | TRANSACTIONS WITH PARTIES-IN-INTEREST | |
Transactions with parties-in-interest include contributions from the Company, investments in certain funds managed by the recordkeeper of the Plan, and the investment contracts managed by TFLIC, therefore, these transactions qualify as exempt party-in-interest transactions. Administrative expenses of the Plan not borne by participants are paid by the Company. Such amounts paid by the Company in 2009 were not significant. | ||
At December 31, 2009 and 2008, the Plan held 595,477 and 616,443 shares, respectively, of common stock of Willis Group Holdings plc, with a fair value of $16,445,821 and $16,131,685, respectively. | ||
7. | FAIR VALUE MEASUREMENTS | |
In accordance with ASC 820, Fair Value Measurements and Disclosures, the Plan classifies its investments into Level 1, which refers to securities valued using quoted prices from active markets for identical assets; Level 2, which refers to securities not traded on an active market but for which observable market inputs are readily available; and Level 3, which refers to securities valued based on significant unobservable inputs. Assets and liabilities are classified in their entirety based on the lowest level of input that is significant to the fair value measurement. | ||
The following is a description of the valuation methodologies used for assets measured at fair value: | ||
Mutual Funds — Valued at the net asset value (NAV) of shares held by the Plan at year end. |
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Common Stocks, Corporate Bonds, and U.S. Government Securities — Valued at the closing price reported on the active market on which the individual securities are traded. | ||
Guaranteed Investment Contracts — Valued at fair value determined by the issuer of the contracts based on the underlying investments of such contracts. | ||
Participant Loans — Valued at outstanding loan balance, which approximates fair value. | ||
The methods described above may produce a fair value calculation that may not be indicative of net realizable value or reflective of future fair values. Furthermore, while the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date. | ||
The following table sets forth by level, within the fair value hierarchy, a summary of the Plan’s assets measured at fair value on a recurring basis as of December 31, 2009 and December 31, 2008: |
Assets at Fair Value as of December 31, 2009 | ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Mutual funds | $ | 358,324,586 | $ | $ | $ | 358,324,586 | ||||||||||
Common stocks | 22,403,953 | 22,403,953 | ||||||||||||||
Corporate bonds | 1,035,890 | 1,035,890 | ||||||||||||||
U.S. government securities | 316,545 | 316,545 | ||||||||||||||
Guaranteed investment contracts | 135,532,162 | 135,532,162 | ||||||||||||||
Participant loans | 8,999,947 | 8,999,947 | ||||||||||||||
Money market funds | 3,618,459 | 3,618,459 | ||||||||||||||
Total assets at fair value | $ | 382,080,974 | $ | 148,150,568 | $ | $ | 530,231,542 | |||||||||
Assets at Fair Value as of December 31, 2008 | ||||||||||||||||
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Mutual funds | $ | 274,617,686 | $ | $ | $ | 274,617,686 | ||||||||||
Common stocks | 19,456,330 | 19,456,330 | ||||||||||||||
Corporate bonds | 1,157,818 | 1,157,818 | ||||||||||||||
U.S. government securities | 370,134 | 370,134 | ||||||||||||||
Guaranteed investment contracts | 119,542,559 | 119,542,559 | ||||||||||||||
Participant loans | 4,367,749 | 4,367,749 | ||||||||||||||
Money market funds | 2,921,462 | 2,921,462 | ||||||||||||||
Total assets at fair value | $ | 295,601,968 | $ | 126,831,770 | $ | $ | 422,433,738 | |||||||||
* * * * * *
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WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
WILLIS STABLE VALUE FUND | Group Annuity Insurance Contracts | $ | 79,904,612 | |||||||
TFLIC STABLE 5 FUND | Group Annuity Insurance Contracts | 47,790,737 | ||||||||
TFLIC General Account | General Insurance Assets | 573,808 | ||||||||
WILLIS STOCK FUND | Shares of Common Stock | 16,445,821 | ||||||||
AllianceBernstein International Value Fund | Mutual Fund | 2,114 | ||||||||
American Funds Europacific | Mutual Fund | 36,604,390 | ||||||||
American Funds Growth Fund | Mutual Fund | 38,523,240 | ||||||||
American Funds Income Fund | Mutual Fund | 39,074,112 | ||||||||
American Funds Fundamental Investment Funds | Mutual Fund | 34,461,627 | ||||||||
Baron Asset Fund | Mutual Fund | 14,929,127 | ||||||||
Columbia Small Cap Value Fund | Mutual Fund | 17,542,632 | ||||||||
Davis NY Venture Fund | Mutual Fund | 22,832,784 | ||||||||
MFS Value Fund | Mutual Fund | 15,609,071 | ||||||||
PIMCO Total Return Fund | Mutual Fund | 52,885,502 | ||||||||
Royce Value Plus | Mutual Fund | 20,356,942 | ||||||||
Transamerica Partners High Yield Fund | Mutual Fund | 9,295,324 | ||||||||
Transamerica Partners Stock Index Fund | Mutual Fund | 44,261,905 | ||||||||
Wells Fargo Advantage Mid Cap Fund | Mutual Fund | 7,195,083 | ||||||||
SCHWAB MONEY MARKET FUND | Money Market | 3,618,460 | ||||||||
ALLY BANK 1.45%11CD FDI | 23,000 | Corporate Bonds | 23,002 | |||||||
AMERICAN EX CEN 1.7%11CD FDI | 30,000 | Corporate Bonds | 29,760 | |||||||
BANK OF AMERICA 1.65%10CD FDI | 50,000 | Corporate Bonds | 50,054 | |||||||
BANK OF AMERICA 1.65%10CD FDI | 25,000 | Corporate Bonds | 25,035 | |||||||
BARCLAYS BANK N 3.2%14CD FDI | 50,000 | Corporate Bonds | 49,787 | |||||||
BEAL BANK NV N A 0.4%10CD FDI | 3,000 | Corporate Bonds | 2,996 | |||||||
BK OF CASCADES NA 2.0%10CD FDI | 50,000 | Corporate Bonds | 50,318 | |||||||
BMW NORTH AMER B 1.7%11CD FDI | 40,000 | Corporate Bonds | 39,672 | |||||||
BMW NORTH AMER B 2.4%12CD FDI | 25,000 | Corporate Bonds | 24,869 | |||||||
CAPITAL ONE NA BK 4.2%10CD FDI | 75,000 | Corporate Bonds | 77,024 | |||||||
CAPITAL ONE USA 4.0%10CD FDI | 30,000 | Corporate Bonds | 30,278 | |||||||
CENTENNIAL BANK 4.85%10CD FDI | 35,000 | Corporate Bonds | 36,119 | |||||||
CITY BANK WA N A 2.0%10CD FDI | 25,000 | Corporate Bonds | 25,090 | |||||||
CITY BANK WA N A 3.7%10CD FDI | 10,000 | Corporate Bonds | 10,013 | |||||||
DISCOVER BANK N A 4.2%10CD FDI | 50,000 | Corporate Bonds | 50,780 | |||||||
DISCOVER BANK NA 3.95%10CD FDI | 90,000 | Corporate Bonds | 92,264 | |||||||
FIRST UNITED BK 0.85%11CD FDI | 10,000 | Corporate Bonds | 9,940 | |||||||
FLUSHING SVGSBK 3.7%10CD FDI | 50,000 | Corporate Bonds | 50,520 | |||||||
GE CAPITAL FINL 2.5%11CD FDI | 50,000 | Corporate Bonds | 50,670 | |||||||
MORGAN STANLEY 4.15%10CD FDI | 50,000 | Corporate Bonds | 51,338 | |||||||
STERLING SVGS BK 1.75%10CD FDI | 50,000 | Corporate Bonds | 50,158 | |||||||
WESTERNBANK PR 4.95%10CD FDI | 50,000 | Corporate Bonds | 51,401 | |||||||
AMER INTL GROUP 4.7%10NOTES | 25,000 | Corporate Bonds | 25,063 | |||||||
AMER INTL GROUP 5.375%11NOTES | 10,000 | Corporate Bonds | 10,038 | |||||||
BEAR STEARNS COS 5.85%10NOTES | 10,000 | Corporate Bonds | 10,289 | |||||||
CITIGROUP INC | 10,000 | Corporate Bonds | 10,040 | |||||||
CITIGROUP INC 5.10%11SR NOT | 10,000 | Corporate Bonds | 10,363 | |||||||
FCX 8.250 04/ 8.25%15 | 15,000 | Corporate Bonds | 16,238 | |||||||
GENWORTH GL FD 5.125%11NOTES | 10,000 | Corporate Bonds | 10,140 | |||||||
GOLDMAN SACHS 5.70%12NOTES | 10,000 | Corporate Bonds | 10,783 | |||||||
HARTFORD LF TRST 5.2%11NOTES | 10,000 | Corporate Bonds | 10,286 | |||||||
J P MORGAN CHASE 6.75%11GLBL N | 10,000 | Corporate Bonds | 10,591 | |||||||
MERRILL LYNCH & C 4.5%10 | 10,000 | Corporate Bonds | 10,258 | |||||||
WASH MUTUAL FIN 6.875%11SR NOT | 10,000 | Corporate Bonds | 10,514 | |||||||
MERRILL LYNCH 4.79%10NOTES | 10,000 | Corporate Bonds | 10,201 | |||||||
ABERDEEN GLOBAL SMALL CAP A | 393 | Mutual Fund | 6,610 | |||||||
AIM TECHNOLOGY FUND INV | 12 | Mutual Fund | 311 | |||||||
AIM TECHNOLOGY FUND INV | 199 | Mutual Fund | 5,334 | |||||||
AKRE FOCUS FD RETAIL | 981 | Mutual Fund | 9,967 | |||||||
ALLIANCEBERNSTEIN INTL GROWTH | 1,748 | Mutual Fund | 24,612 |
11
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
ALLIANZ RCM WELLNESS D | 385 | Mutual Fund | 9,126 | |||||||
ALPINE DYNAMIC DIVIDEND FUND | 1,885 | Mutual Fund | 9,559 | |||||||
AMANA INCOME FUND | 218 | Mutual Fund | 6,267 | |||||||
AMERICAN BEACON INTL EQTY I | 444 | Mutual Fund | 6,951 | |||||||
AMERICAN CENTURY GOVT BOND F | 4,400 | Mutual Fund | 48,267 | |||||||
AMERICAN CENTURY INTL BOND F | 1,981 | Mutual Fund | 28,587 | |||||||
AMERICAN CENTURY INTL GROWTH | 1,304 | Mutual Fund | 12,843 | |||||||
AMERICAN CENTURY TARGET MAT 20 | 307 | Mutual Fund | 32,379 | |||||||
AMERICAN FD FUNDAMENTAL INVEST | 582 | Mutual Fund | 19,056 | |||||||
AMERICAN FD GROWTH FUND OF AME | 2,801 | Mutual Fund | 76,038 | |||||||
AMERICAN FD INV CO OF AMERIC | 49 | Mutual Fund | 1,277 | |||||||
AMERICAN FD NEW PERSPE | 68 | Mutual Fund | 1,756 | |||||||
ARTIO GLOBAL EQTY FD INC CL | 300 | Mutual Fund | 10,370 | |||||||
ARTISAN INTL FUND | 1,011 | Mutual Fund | 20,885 | |||||||
ARTISAN INTL VALUE FUND | 982 | Mutual Fund | 22,688 | |||||||
BARON ASSET FUND | 133 | Mutual Fund | 6,124 | |||||||
BARON PARTNERS FUND | 1,805 | Mutual Fund | 28,234 | |||||||
BLACKROCK INTL OPPTY A | 727 | Mutual Fund | 22,055 | |||||||
BUFFALO SCIENCE AND TECH FUND | 126 | Mutual Fund | 1,601 | |||||||
BURNHAM FINANCIAL INDUST | 563 | Mutual Fund | 6,625 | |||||||
CALAMOS GROWTH FUND CLASS | 412 | Mutual Fund | 18,317 | |||||||
CGM FOCUS FUND | 208 | Mutual Fund | 6,199 | |||||||
CGM FOCUS FUND | 222 | Mutual Fund | 6,620 | |||||||
CGM FOCUS FUND | 179 | Mutual Fund | 5,327 | |||||||
CHASE GROWTH FUND | 219 | Mutual Fund | 3,424 | |||||||
COHEN & STEERS REALTY SHARES | 297 | Mutual Fund | 13,998 | |||||||
COLUMBIA VALUE & RESTRUCTURING | 525 | Mutual Fund | 22,446 | |||||||
COLUMBIA VALUE & RESTRUCTURING | 625 | Mutual Fund | 26,734 | |||||||
COLUMBIA VALUE & RESTRUCTURING | 711 | Mutual Fund | 30,432 | |||||||
DAVIS NY VENTURE FD CL A | 899 | Mutual Fund | 27,842 | |||||||
DFA EMERGING MARKETS CORE E | 583 | Mutual Fund | 10,634 | |||||||
DFA FIVE YEAR GLOBAL FIXED | 2,974 | Mutual Fund | 32,804 | |||||||
DFA GLOBAL REAL ESTATE SECURI | 3,059 | Mutual Fund | 20,953 | |||||||
DFA INTL SMALL CAP VALUE PORTF | 191 | Mutual Fund | 2,877 | |||||||
DFA INTL SMALL COMPANY PORTFO | 1,601 | Mutual Fund | 22,785 | |||||||
DFA INTL SMALL COMPANY PORTFO | 269 | Mutual Fund | 3,823 | |||||||
DFA INTL VALUE PORTFOLIO | 688 | Mutual Fund | 11,729 | |||||||
DFA REAL ESTATE SECURI | 1,512 | Mutual Fund | 26,060 | |||||||
DFA U.S. LARGE CAP VALUE PORTF | 3,425 | Mutual Fund | 58,433 | |||||||
DFA U.S. LARGE CAP VALUE PORTF | 541 | Mutual Fund | 9,221 | |||||||
DFA U.S. LARGE CAP VALUE PORTF | 2,303 | Mutual Fund | 39,293 | |||||||
DFA U.S. SMALL CAP VALUE PORTF | 1,486 | Mutual Fund | 29,171 | |||||||
DFA U.S. SMALL CAP VALUE PORTF | 477 | Mutual Fund | 9,360 | |||||||
DFA U.S. SMALL CAP VALUE PORTF | 1,364 | Mutual Fund | 26,776 | |||||||
DFA US LARGE CO PORT | 568 | Mutual Fund | 18,639 | |||||||
DFA US MICRO CAP PORT | 1,668 | Mutual Fund | 17,615 | |||||||
DIREXION EMERGING MKTS BULL 2 | 173 | Mutual Fund | 10,732 | |||||||
DIREXION LATIN AMERICA BULL 2 | 93 | Mutual Fund | 5,308 | |||||||
DIREXION SMALL CAP BEAR 2.5X F | 843 | Mutual Fund | 1,879 | |||||||
DODGE & COX BALANCED FD | 40 | Mutual Fund | 2,577 | |||||||
DODGE & COX INTL STOCK FUND | 167 | Mutual Fund | 5,307 | |||||||
DODGE & COX INTL STOCK FUND | 435 | Mutual Fund | 13,845 | |||||||
DODGE & COX INTL STOCK FUND | 653 | Mutual Fund | 20,791 | |||||||
DODGE & COX INTL STOCK FUND | 101 | Mutual Fund | 3,206 | |||||||
DODGE & COX INTL STOCK FUND | 48 | Mutual Fund | 1,532 | |||||||
DODGE & COX INTL STOCK FUND | 170 | Mutual Fund | 5,405 | |||||||
DODGE & COX STOCK FUND | 154 | Mutual Fund | 14,781 | |||||||
DODGE & COX STOCK FUND | 202 | Mutual Fund | 19,400 | |||||||
DODGE & COX STOCK FUND | 59 | Mutual Fund | 5,662 |
12
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
FAIRHOLME FUND | 892 | Mutual Fund | 26,849 | |||||||
FAIRHOLME FUND | 322 | Mutual Fund | 9,698 | |||||||
FAIRHOLME FUND | 638 | Mutual Fund | 19,183 | |||||||
FAIRHOLME FUND | 112 | Mutual Fund | 3,371 | |||||||
FBR SMALL CAP FINANCIAL FUND I | 155 | Mutual Fund | 2,654 | |||||||
FEDERATED CAPITAL APPREC | 186 | Mutual Fund | 3,167 | |||||||
FEDERATED MARKET OPPORT | 187 | Mutual Fund | 1,906 | |||||||
FEDERATED PRUDENT BEAR A | 304 | Mutual Fund | 1,659 | |||||||
FEDERATED PRUDENT BEAR A | 1,077 | Mutual Fund | 5,872 | |||||||
FEDERATED TOTAL RETURN BOND C | 1,115 | Mutual Fund | 12,123 | |||||||
FEDERATED U.S. GOVT SEC FD 2-5 | 689 | Mutual Fund | 8,080 | |||||||
FELLOWS ENERGY LTD | 3,500 | Mutual Fund | 12 | |||||||
FIDELITY CANADA FUND | 867 | Mutual Fund | 42,021 | |||||||
FIDELITY CAPITAL APPREC | 508 | Mutual Fund | 10,893 | |||||||
FIDELITY INTL DISCOVERY FUND | 408 | Mutual Fund | 12,383 | |||||||
FIDELITY INTL DISCOVERY FUND | 544 | Mutual Fund | 16,505 | |||||||
FIDELITY LATIN AMER FUND | 402 | Mutual Fund | 20,865 | |||||||
FIDELITY LATIN AMER FUND | 587 | Mutual Fund | 30,429 | |||||||
FIDELITY MAGELLAN FUND | 207 | Mutual Fund | 13,329 | |||||||
FIDELITY SLCT BROKERAGE & INVE | 70 | Mutual Fund | 3,313 | |||||||
FIDELITY SLCT CHEMICALS | 35 | Mutual Fund | 2,627 | |||||||
FIDELITY SLCT COMM EQUIPM | 56 | Mutual Fund | 1,156 | |||||||
FIDELITY SLCT HEALTH CARE F | 67 | Mutual Fund | 7,185 | |||||||
FIDELITY SLCT NAT RES | 954 | Mutual Fund | 27,155 | |||||||
FIDELITY SLCT NATURL GAS | 702 | Mutual Fund | 22,144 | |||||||
FIDELITY SLCT SOFTWARE & COMP | 39 | Mutual Fund | 2,962 | |||||||
FIDELITY SLCT TELECOM FUND | 31 | Mutual Fund | 1,244 | |||||||
FIRST AMERICAN MID CAP SELECT | 24 | Mutual Fund | 201 | |||||||
FIRST AMERICAN SMALL CAP GROWT | 268 | Mutual Fund | 4,425 | |||||||
FIRST EAGLE GLOBAL FUND CL A | 3,162 | Mutual Fund | 126,423 | |||||||
FIRST EAGLE GOLD FUND CL A | 1,424 | Mutual Fund | 38,012 | |||||||
FIRSTHAND TECHNOLOGY VALUE | 9 | Mutual Fund | 283 | |||||||
FIRSTHAND TECHNOLOGY VALUE | 56 | Mutual Fund | 1,706 | |||||||
GABELLI ASSET FUND AAA | 34 | Mutual Fund | 1,365 | |||||||
GABELLI EQUITY INCOME FUND C | 767 | Mutual Fund | 13,682 | |||||||
GAMCO GOLD FUND CL AAA | 154 | Mutual Fund | 4,614 | |||||||
GAMCO WESTWOOD BALANCED FUND C | 1,354 | Mutual Fund | 13,428 | |||||||
GATEWAY FUND CL A | 9,718 | Mutual Fund | 245,373 | |||||||
HARBOR BOND FUND INST CL | 970 | Mutual Fund | 11,774 | |||||||
HARBOR INTERNATIONAL FUND I | 607 | Mutual Fund | 33,019 | |||||||
HARDING LOEVNER EMERGING MARKE | 290 | Mutual Fund | 12,479 | |||||||
HARTFORD CAPITAL APPR FUND C | 1,259 | Mutual Fund | 38,640 | |||||||
HARTFORD CAPITAL APPR FUND C | 819 | Mutual Fund | 25,128 | |||||||
HEARTLAND VALUE PLUS FD INV CL | 271 | Mutual Fund | 6,341 | |||||||
HUSSMAN STRATEGIC TOTAL RETURN | 1,234 | Mutual Fund | 14,767 | |||||||
ICON ENERGY FUND | 1,508 | Mutual Fund | 25,954 | |||||||
IVY ASSET STRATEGY FUND CL A | 449 | Mutual Fund | 10,005 | |||||||
IVY ASSET STRATEGY FUND CL I | 1,006 | Mutual Fund | 22,556 | |||||||
IVY GLOBAL NATURAL RESOUR | 939 | Mutual Fund | 17,366 | |||||||
JANUS BALANCED FD CL J | 2 | Mutual Fund | 40 | |||||||
JANUS GROWTH & INCM FD CL J | 30 | Mutual Fund | 843 | |||||||
JANUS OVERSEAS FD CL J | 60 | Mutual Fund | 2,548 | |||||||
JANUS OVERSEAS FD CL J | 263 | Mutual Fund | 11,158 | |||||||
JANUS OVERSEAS FD CL J | 863 | Mutual Fund | 36,663 | |||||||
JANUS RESEARCH FD CL J | 124 | Mutual Fund | 3,034 | |||||||
JENSEN PORTFOLIO CLASS J | 265 | Mutual Fund | 6,498 | |||||||
KINETICS PARADIGM FUND | 453 | Mutual Fund | 9,137 | |||||||
LAZARD EMERGING MARKETS PORTFO | 1,702 | Mutual Fund | 31,105 | |||||||
LAZARD EMERGING MARKETS PORTFO | 858 | Mutual Fund | 15,675 |
13
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
LAZARD EMERGING MARKETS PORTFO | 263 | Mutual Fund | 4,804 | |||||||
LEUTHOLD CORE INVESTMENT FUND | 449 | Mutual Fund | 7,346 | |||||||
LOOMIS SAYLES BOND FUND CL R | 1,059 | Mutual Fund | 14,079 | |||||||
LOOMIS SAYLES GLOBAL BD FUND C | 495 | Mutual Fund | 7,833 | |||||||
LOOMIS SAYLES GLOBAL BD FUND C | 1,225 | Mutual Fund | 19,399 | |||||||
MANNING & NAPIER EQUITY SERIES | 578 | Mutual Fund | 9,807 | |||||||
MARSICO GLOBAL FD | 507 | Mutual Fund | 4,587 | |||||||
MATTHEWS CHINA FUND | 118 | Mutual Fund | 3,019 | |||||||
MATTHEWS CHINA FUND | 216 | Mutual Fund | 5,504 | |||||||
MATTHEWS CHINA FUND | 405 | Mutual Fund | 10,324 | |||||||
MATTHEWS INDIA FUND | 2,209 | Mutual Fund | 35,984 | |||||||
MERIDIAN GROWTH FUND | 41 | Mutual Fund | 1,394 | |||||||
MERIDIAN GROWTH FUND | 359 | Mutual Fund | 12,194 | |||||||
NB FOCUS FUND INVESTOR CLASS | 113 | Mutual Fund | 1,988 | |||||||
NEUBERGER BERMAN SMALL CAP GR | 87 | Mutual Fund | 1,285 | |||||||
OAKMARK EQUITY INCOME FD | 3,841 | Mutual Fund | 98,092 | |||||||
PACIFIC ADV SMALL CAP FD CL A | 301 | Mutual Fund | 7,941 | |||||||
PARNASSUS EQUITY INCOME FUND I | 250 | Mutual Fund | 6,121 | |||||||
PAYDEN VALUE LEADERS FUND | 326 | Mutual Fund | 2,816 | |||||||
PERRITT MICRO CAP OPPORT | 1,453 | Mutual Fund | 31,506 | |||||||
PIMCO ALL ASSET CL D | 2,246 | Mutual Fund | 25,676 | |||||||
PIMCO COMMODITY REAL RETURN | 2,242 | Mutual Fund | 18,567 | |||||||
PIMCO DEVELOPING LOCAL MKTS F | 8,884 | Mutual Fund | 89,014 | |||||||
PIMCO STKSPLUS TR SHORT STRAT | 201 | Mutual Fund | 947 | |||||||
PIMCO TOTAL RETURN FUND CL D | 5,037 | Mutual Fund | 54,399 | |||||||
PIMCO TOTAL RETURN FUND CL D | 1,596 | Mutual Fund | 17,239 | |||||||
PIMCO TOTAL RETURN FUND CL D | 3,232 | Mutual Fund | 34,906 | |||||||
PIN OAK AGGRESSIVE STOCK FUND | 129 | Mutual Fund | 3,222 | |||||||
PRINCIPAL HIGH YIELD A | 2,129 | Mutual Fund | 16,539 | |||||||
PROXIM CORP CL A NEW CLASS | 15 | Mutual Fund | 0 | |||||||
ROYCE LOW PRICED STOCK FUND S | 845 | Mutual Fund | 11,879 | |||||||
ROYCE PENNSYLVANIA MUTUA | 893 | Mutual Fund | 8,442 | |||||||
ROYCE PREMIER FUND INVEST | 3,850 | Mutual Fund | 62,791 | |||||||
ROYCE VALUE PLUS FUND SVC CL | 3,120 | Mutual Fund | 35,068 | |||||||
RS TECHNOLOGY FUND | 734 | Mutual Fund | 10,929 | |||||||
RYDEX NASDAQ-100 FUND INV CL | 122 | Mutual Fund | 1,491 | |||||||
SCH MUNI MONEY FUND SWEEP | 24 | Mutual Fund | 24 | |||||||
SCHWAB DIVIDEND EQUITY FUND | 2,179 | Mutual Fund | 25,557 | |||||||
SCHWAB GNMA FUND | 3,003 | Mutual Fund | 30,180 | |||||||
SCHWAB GOVT MONEY FUND | 1,023 | Mutual Fund | 1,023 | |||||||
SCHWAB HEALTH CARE FUND | 247 | Mutual Fund | 3,609 | |||||||
SCHWAB HEALTH CARE FUND | 609 | Mutual Fund | 8,907 | |||||||
SCHWAB INTL INDEX FUND | 628 | Mutual Fund | 10,439 | |||||||
SCHWAB MARKETTRACK CONSER | 457 | Mutual Fund | 5,661 | |||||||
SCHWAB S&P 500 INDEX FD | 2,727 | Mutual Fund | 47,281 | |||||||
SCHWAB S&P 500 INDEX FD | 1,130 | Mutual Fund | 19,593 | |||||||
SCHWAB S&P 500 INDEX FD | 458 | Mutual Fund | 7,936 | |||||||
SCHWAB SMALL CAP INDEX FUND | 638 | Mutual Fund | 10,707 | |||||||
SCHWAB SMALL CAP INDEX FUND | 398 | Mutual Fund | 6,685 | |||||||
SCHWAB US TREAS MONEY FD | 57,642 | Mutual Fund | 57,642 | |||||||
SCHWAB US TREAS MONEY FD | 55,025 | Mutual Fund | 55,025 | |||||||
SCHWAB US TREAS MONEY FD | 989 | Mutual Fund | 989 | |||||||
SCHWAB VALUE ADVANTAGE MONEY | 8,291 | Mutual Fund | 8,291 | |||||||
SCHWAB VALUE ADVANTAGE MONEY | 37,136 | Mutual Fund | 37,136 | |||||||
SCHWAB VALUE ADVANTAGE MONEY | 287,052 | Mutual Fund | 287,052 | |||||||
SELECTED AMERICAN SHARESCLASS | 1,863 | Mutual Fund | 69,445 | |||||||
SOUND SHORE FUND INC | 603 | Mutual Fund | 17,235 | |||||||
SOUND SHORE FUND INC | 1,776 | Mutual Fund | 50,765 | |||||||
T ROWE PRICE CAPITAL APPREC | 305 | Mutual Fund | 5,533 |
14
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
T ROWE PRICE EMERGING MARKET | 759 | Mutual Fund | 22,825 | |||||||
T ROWE PRICE EUROPEAN STOCK | 194 | Mutual Fund | 2,727 | |||||||
T ROWE PRICE HIGH YIELD FUND | 30,297 | Mutual Fund | 194,509 | |||||||
T ROWE PRICE INTL BOND FUND | 2,965 | Mutual Fund | 29,267 | |||||||
T ROWE PRICE LATIN AMERIC | 654 | Mutual Fund | 31,610 | |||||||
T ROWE PRICE MEDIA AND TELECO | 244 | Mutual Fund | 9,996 | |||||||
TCW TOTAL RETURN BOND FUND N | 1,152 | Mutual Fund | 11,812 | |||||||
TEMPLETON FOREIGN FUND CL A | 956 | Mutual Fund | 6,264 | |||||||
TEMPLETON GLOBAL BOND FUND A | 3,176 | Mutual Fund | 40,304 | |||||||
TEMPLETON WORLD FUND CL A | 2,725 | Mutual Fund | 38,068 | |||||||
THE DELAFIELD FUND | 1,447 | Mutual Fund | 33,741 | |||||||
THIRD AVE REAL ESTATE VALUE | 385 | Mutual Fund | 7,882 | |||||||
THIRD AVENUE VALUE FUND | 457 | Mutual Fund | 21,171 | |||||||
THOMPSON PLUMB GROWTH FUND | 440 | Mutual Fund | 12,113 | |||||||
THORNBURG GLOBAL OPPTY FD INS | 1,753 | Mutual Fund | 23,636 | |||||||
THORNBURG INV INCOME BUILDE | 1,591 | Mutual Fund | 28,369 | |||||||
TOCQUEVILLE GOLD FUND | 167 | Mutual Fund | 9,613 | |||||||
TORRAY FUND | 660 | Mutual Fund | 17,660 | |||||||
TWEEDY BROWNE GLOBAL VALUE | 37 | Mutual Fund | 777 | |||||||
U.S. GLOBAL INVESTORS EASTER | 504 | Mutual Fund | 4,591 | |||||||
VALUE LINE EMERGING OPPORT | 76 | Mutual Fund | 1,969 | |||||||
VANGUARD 500 INDEX FUND INVEST | 77 | Mutual Fund | 7,917 | |||||||
VANGUARD 500 INDEX FUND INVEST | 106 | Mutual Fund | 10,925 | |||||||
VANGUARD 500 INDEX FUND INVEST | 650 | Mutual Fund | 66,703 | |||||||
VANGUARD DEVELOPED MKTS INDEX | 7,847 | Mutual Fund | 74,786 | |||||||
VANGUARD DIVIDEND GROWTH FUND | 1,621 | Mutual Fund | 21,344 | |||||||
VANGUARD EMERGING MKTS STOCK | 702 | Mutual Fund | 18,182 | |||||||
VANGUARD GROWTH & INCOME FUND | 634 | Mutual Fund | 14,833 | |||||||
VANGUARD HIGH YIELD CORP FUND | 6,504 | Mutual Fund | 35,578 | |||||||
VANGUARD INFLATION PROTEC | 1,365 | Mutual Fund | 17,131 | |||||||
VANGUARD INFLATION PROTEC | 3,446 | Mutual Fund | 43,243 | |||||||
VANGUARD INTL GROWTH FD INVEST | 830 | Mutual Fund | 14,099 | |||||||
VANGUARD INTL GROWTH FD INVEST | 183 | Mutual Fund | 3,107 | |||||||
VANGUARD INTL VALUE FUND | 472 | Mutual Fund | 14,460 | |||||||
VANGUARD SMALL CAP GROWTH | 749 | Mutual Fund | 12,600 | |||||||
VANGUARD TOTAL BD MARKET INDEX | 3,080 | Mutual Fund | 31,882 | |||||||
VANGUARD TOTAL INTL STOCK | 957 | Mutual Fund | 13,796 | |||||||
VANGUARD TOTAL INTL STOCK | 826 | Mutual Fund | 11,897 | |||||||
VANGUARD TOTAL STOCK MKT INDEX | 237 | Mutual Fund | 6,512 | |||||||
VANGUARD TOTAL STOCK MKT INDEX | 350 | Mutual Fund | 9,611 | |||||||
VANGUARD VALUE INDEX FUND I | 579 | Mutual Fund | 10,780 | |||||||
VANGUARD WELLESLEY INCOME | 999 | Mutual Fund | 20,341 | |||||||
VANGUARD WELLINGTON FD INVEST | 499 | Mutual Fund | 14,385 | |||||||
VANGUARD WELLINGTON FD INVEST | 955 | Mutual Fund | 27,563 | |||||||
VANGUARD WINDSOR FUND INVEST | 999 | Mutual Fund | 11,898 | |||||||
VANGUARD WINDSOR II FD INVEST | 863 | Mutual Fund | 20,442 | |||||||
WASATCH 1ST SOURCE INCOME | 1,385 | Mutual Fund | 17,561 | |||||||
WEITZ VALUE FUND | 858 | Mutual Fund | 20,341 | |||||||
WELLS FARGO ADVANTAGE GROWTH | 247 | �� | Mutual Fund | 6,265 | ||||||
WELLS FARGO ADVANTAGE INTL E | 83 | Mutual Fund | 797 | |||||||
WELLS FARGO ADVANTAGE LARGE | 65 | Mutual Fund | 3,229 | |||||||
WHITE OAK SELECT GROWTH FUND | 247 | Mutual Fund | 8,521 | |||||||
WHITE OAK SELECT GROWTH FUND | 457 | Mutual Fund | 15,780 | |||||||
WHITE OAK SELECT GROWTH FUND | 839 | Mutual Fund | 28,995 | |||||||
U S TREAS STRIP 0% 02/10INT PM | 12,000 | Principal amount due 2/15/2010 | 11,998 | |||||||
U S TREAS STRIP 0% 02/11INT PM | 53,000 | Principal amount due 2/15/2011 | 52,578 | |||||||
U S TREAS STRIP 0% 02/12INT PM | 53,000 | Principal amount due 2/15/2012 | 51,646 | |||||||
U S TREAS STRIP 0% 02/13INT PM | 53,000 | Principal amount due 2/15/2013 | 49,986 | |||||||
U S TREAS STRIP 0% 02/14INT PM | 12,000 | Principal amount due 2/15/2014 | 10,874 |
15
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
U S TREAS STRIP 0% 05/10INT PM | 12,000 | Principal amount due 5/15/2010 | 11,996 | |||||||
U S TREAS STRIP 0% 05/11INT PM | 12,000 | Principal amount due 5/15/2011 | 11,904 | |||||||
U S TREAS STRIP 0% 05/12INT PM | 12,000 | Principal amount due 5/15/2012 | 11,657 | |||||||
U S TREAS STRIP 0% 05/13INT PM | 12,000 | Principal amount due 5/15/2013 | 11,229 | |||||||
U S TREAS STRIP 0% 08/10INT PM | 12,000 | Principal amount due 8/15/2010 | 11,974 | |||||||
U S TREAS STRIP 0% 08/11INT PM | 12,000 | Principal amount due 8/15/2011 | 11,833 | |||||||
U S TREAS STRIP 0% 08/12INT PM | 12,000 | Principal amount due 8/15/2012 | 11,536 | |||||||
U S TREAS STRIP 0% 08/13INT PM | 12,000 | Principal amount due 8/15/2013 | 11,110 | |||||||
U S TREAS STRIP 0% 11/10INT PM | 12,000 | Principal amount due 11/15/2010 | 11,951 | |||||||
U S TREAS STRIP 0% 11/11INT PM | 12,000 | Principal amount due 11/15/2011 | 11,824 | |||||||
U S TREAS STRIP 0% 11/12INT PM | 12,000 | Principal amount due 11/15/2012 | 11,452 | |||||||
U S TREAS STRIP 0% 11/13INT PM | 12,000 | Principal amount due 11/15/2013 | 10,997 | |||||||
1/100 BERKSHIRE HTWY CLA100 SH | 100 | Shares of Common Stock | 99,200 | |||||||
3M COMPANY | 51 | Shares of Common Stock | 4,188 | |||||||
3M COMPANY | 516 | Shares of Common Stock | 42,684 | |||||||
A E S CORP | 100 | Shares of Common Stock | 1,331 | |||||||
A M R CORPORATION | 75 | Shares of Common Stock | 580 | |||||||
A T & T INC NEW | 132 | Shares of Common Stock | 3,700 | |||||||
A T & T INC NEW | 200 | Shares of Common Stock | 5,606 | |||||||
A T & T INC NEW | 400 | Shares of Common Stock | 11,212 | |||||||
A T & T INC NEW | 258 | Shares of Common Stock | 7,231 | |||||||
A T & T INC NEW | 1,000 | Shares of Common Stock | 28,030 | |||||||
A T & T INC NEW | 200 | Shares of Common Stock | 5,606 | |||||||
A T & T INC NEW | 44 | Shares of Common Stock | 1,222 | |||||||
A T & T INC NEW | 5 | Shares of Common Stock | 140 | |||||||
ABBOTT LABORATORIES | 500 | Shares of Common Stock | 26,995 | |||||||
ACTIONS SEMICNDCTOR ADRF** PEN | 2,000 | Shares of Common Stock | 4,820 | |||||||
AETNA INC NEW | 50 | Shares of Common Stock | 1,585 | |||||||
AIM CONSTELLATION FUND CL A | 998 | Shares of Common Stock | 20,193 | |||||||
AIM CONSTELLATION FUND CL A | 1,245 | Shares of Common Stock | 25,194 | |||||||
ALAMOS GOLD INC F | 400 | Shares of Common Stock | 4,792 | |||||||
ALBERTA STAR DEV CORP F | 1,000 | Shares of Common Stock | 150 | |||||||
ALCATEL LUCENT ADR FSPONSO | 5 | Shares of Common Stock | 17 | |||||||
ALCATEL LUCENT ADR FSPONSO | 585 | Shares of Common Stock | 1,942 | |||||||
ALCATEL LUCENT ADR FSPONSO | 10 | Shares of Common Stock | 33 | |||||||
ALCATEL LUCENT ADR FSPONSO | 136 | Shares of Common Stock | 452 | |||||||
ALCON INC F | 45 | Shares of Common Stock | 7,396 | |||||||
ALLIED IRISH BANKS ADR FSPONSO | 300 | Shares of Common Stock | 1,053 | |||||||
ALLIED WORLD ASSURANCE ** PEN | 200 | Shares of Common Stock | 9,214 | |||||||
ALNYLAM PHARMACEUTICALS ** PEN | 500 | Shares of Common Stock | 8,810 | |||||||
ALPHA NATURAL RESOURCES ** PEN | 77 | Shares of Common Stock | 3,340 | |||||||
ALTRIA GROUP INC | 500 | Shares of Common Stock | 9,815 | |||||||
ALTRIA GROUP INC | 300 | Shares of Common Stock | 5,889 | |||||||
ALTRIA GROUP INC | 24 | Shares of Common Stock | 472 | |||||||
AMAZON COM INC | 70 | Shares of Common Stock | 9,416 | |||||||
AMAZON COM INC | 230 | Shares of Common Stock | 30,940 | |||||||
AMAZON COM INC | 67 | Shares of Common Stock | 9,013 | |||||||
AMAZON COM INC | 60 | Shares of Common Stock | 8,071 | |||||||
AMER SAFTY INS HLDG LTDF | 3,000 | Shares of Common Stock | 43,350 | |||||||
AMERICAN EXPRESS COMPANY | 200 | Shares of Common Stock | 8,094 | |||||||
AMERICAN INTL GROUP NEW | 50 | Shares of Common Stock | 1,499 | |||||||
AMERICAN INTL GROUP NEW | 75 | Shares of Common Stock | 2,249 | |||||||
AMERICAN INTL GROUP NEW | 50 | Shares of Common Stock | 1,499 | |||||||
AMERICAN INTL GROUP NEW | 25 | Shares of Common Stock | 750 | |||||||
AMERICAN INTL GROUP NEW | 105 | Shares of Common Stock | 3,148 | |||||||
AMERICAN INTL GROUP NEW | 327 | Shares of Common Stock | 9,803 | |||||||
AMERICAN INTL GROUP NEW | 400 | Shares of Common Stock | 11,992 | |||||||
AMERICAN INTL GROUP NEW | 18 | Shares of Common Stock | 540 | |||||||
AMERICAN INTL GROUP NEW | 100 | Shares of Common Stock | 2,998 |
16
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
AMERICAN INTL GROUP NEW | 25 | Shares of Common Stock | 750 | |||||||
AMERICAN INTL GROUP NEW | 6 | Shares of Common Stock | 180 | |||||||
AMERICAN INTL GROUP NEW | 4 | Shares of Common Stock | 120 | |||||||
AMERICAN INTL GROUP NEW | 63 | Shares of Common Stock | 1,889 | |||||||
AMERICAN STATES WATER COHOLDIN | 160 | Shares of Common Stock | 5,666 | |||||||
AMGEN INCORPORATED | 80 | Shares of Common Stock | 4,526 | |||||||
AMGEN INCORPORATED | 100 | Shares of Common Stock | 5,657 | |||||||
AMPHENOL CORP CL A | 65 | Shares of Common Stock | 3,002 | |||||||
ANADARKO PETROLEUM CORP | 200 | Shares of Common Stock | 12,484 | |||||||
ANADYS PHARMACEUTICALS ** PEN | 2,000 | Shares of Common Stock | 4,220 | |||||||
ANTARES PHARMA INC | 2,000 | Shares of Common Stock | 2,280 | |||||||
AOL INC | 3 | Shares of Common Stock | 70 | |||||||
AOL INC | 9 | Shares of Common Stock | 210 | |||||||
AOL INC | 3 | Shares of Common Stock | 70 | |||||||
APOGEE MINERALS LTD F | 105,000 | Shares of Common Stock | 11,519 | |||||||
APOLLO GOLD CORPORATIONF | 2,000 | Shares of Common Stock | 880 | |||||||
APOLLO GROUP INC CL A | 40 | Shares of Common Stock | 2,423 | |||||||
APPLE INC | 262 | Shares of Common Stock | 55,212 | |||||||
APPLE INC | 100 | Shares of Common Stock | 21,073 | |||||||
APPLE INC | 52 | Shares of Common Stock | 10,958 | |||||||
APPLE INC | 32 | Shares of Common Stock | 6,743 | |||||||
APPLE INC | 45 | Shares of Common Stock | 9,483 | |||||||
APPLIED MATERIALS INC | 1 | Shares of Common Stock | 19 | |||||||
APPLIED MATERIALS INC | 213 | Shares of Common Stock | 2,974 | |||||||
APPLIED MATERIALS INC | 300 | Shares of Common Stock | 4,182 | |||||||
ARADIGM CORP NEW | 180 | Shares of Common Stock | 26 | |||||||
ARCA BIOPHARMA INC | 250 | Shares of Common Stock | 815 | |||||||
ARCELOR MITTAL NY NEW FNEW YO | 125 | Shares of Common Stock | 5,719 | |||||||
ARCELOR MITTAL NY NEW FNEW YO | 70 | Shares of Common Stock | 3,203 | |||||||
ARCHER-DANIELS-MIDLND CO | 50 | Shares of Common Stock | 1,566 | |||||||
ASHFORD 8.45% SER D PFD 8.45% | 2,000 | Shares of Common Stock | 36,160 | |||||||
ASPEN INSURANCE HOLDINGS** PEN | 500 | Shares of Common Stock | 12,725 | |||||||
ATLAS CORPORATION | 103,000 | Shares of Common Stock | 3,090 | |||||||
ATLAS ENERGY INC | 290 | Shares of Common Stock | 8,741 | |||||||
ATMEL CORP | 2,000 | Shares of Common Stock | 9,220 | |||||||
AUCXIS CORP | 200 | Shares of Common Stock | 0 | |||||||
AUDIOVOX CP CL A | 100 | Shares of Common Stock | 709 | |||||||
AUTO DATA PROCESSING | 40 | Shares of Common Stock | 1,713 | |||||||
AUTODESK INC | 300 | Shares of Common Stock | 7,623 | |||||||
B J SERVICES CO | 280 | Shares of Common Stock | 5,208 | |||||||
B M C SOFTWARE INC | 400 | Shares of Common Stock | 16,040 | |||||||
B2GOLD CORP F | 392 | Shares of Common Stock | 452 | |||||||
BAIDU COM INC ADR F** PEN | 5 | Shares of Common Stock | 2,056 | |||||||
BANDERA GOLD LTD F | 500 | Shares of Common Stock | 62 | |||||||
BANK OF AMERICA CORP | 104 | Shares of Common Stock | 1,562 | |||||||
BANK OF AMERICA CORP | 50 | Shares of Common Stock | 753 | |||||||
BANK OF AMERICA CORP | 1,001 | Shares of Common Stock | 15,070 | |||||||
BANK OF AMERICA CORP | 60 | Shares of Common Stock | 904 | |||||||
BANK OF AMERICA CORP | 427 | Shares of Common Stock | 6,432 | |||||||
BANK OF AMERICA CORP | 343 | Shares of Common Stock | 5,166 | |||||||
BANK OF AMERICA CORP | 50 | Shares of Common Stock | 753 | |||||||
BANK OF AMERICA CORP | 300 | Shares of Common Stock | 4,518 | |||||||
BANK OF AMERICA CORP | 100 | Shares of Common Stock | 1,506 | |||||||
BANK OF AMERICA CORP | 135 | Shares of Common Stock | 2,034 | |||||||
BAYER A G SPONSORED ADRFSPONSO | 350 | Shares of Common Stock | 28,102 | |||||||
BAYSWATER URANIUM NEW F | 1,000 | Shares of Common Stock | 95 | |||||||
BB&T CORPORATION | 11 | Shares of Common Stock | 282 | |||||||
BERKLEY W R CORPORATION | 102 | Shares of Common Stock | 2,521 | |||||||
BERKSHIRE HATHAWAY CL B | 1 | Shares of Common Stock | 3,286 |
17
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
BERKSHIRE HATHAWAY CL B | 1 | Shares of Common Stock | 3,286 | |||||||
BERKSHIRE HATHAWAY CL B | 2 | Shares of Common Stock | 6,572 | |||||||
BERKSHIRE HATHAWAY CL B | 10 | Shares of Common Stock | 32,860 | |||||||
BERKSHIRE HATHAWAY CL B | 3 | Shares of Common Stock | 9,858 | |||||||
BIOELECTRONICS CORP | 12,000 | Shares of Common Stock | 522 | |||||||
BIOPURE CORP CL A NEW | 16 | Shares of Common Stock | 0 | |||||||
BIOSANTE PHARMA INC NEW | 5,000 | Shares of Common Stock | 7,250 | |||||||
BIOSTAR PHARMACEUTICALS | 1,900 | Shares of Common Stock | 8,455 | |||||||
BLACKROCK INC | 15 | Shares of Common Stock | 3,483 | |||||||
BLACKSTONE GROUP LP ** PEN | 316 | Shares of Common Stock | 4,143 | |||||||
BOSTON SCIENTIFIC CORP | 1,000 | Shares of Common Stock | 9,000 | |||||||
BP PLC ADR FSPONSO | 150 | Shares of Common Stock | 8,696 | |||||||
BRINKS CO DUTCH | 38 | Shares of Common Stock | 925 | |||||||
BRINKS HOME SEC HOLDINGS | 37 | Shares of Common Stock | 1,208 | |||||||
BRISTOL-MYERS SQUIBB CO ODDLOT | 80 | Shares of Common Stock | 2,020 | |||||||
BROADCOM CORP CL A CLASS | 125 | Shares of Common Stock | 3,934 | |||||||
BROOKFIELD INFRA PTNRS F | 454 | Shares of Common Stock | 7,614 | |||||||
BROOKS AUTOMATION NEW DUTCH | 31 | Shares of Common Stock | 266 | |||||||
BRUKER CORPORATION | 600 | Shares of Common Stock | 7,236 | |||||||
BUNGE LIMITED F | 1,330 | Shares of Common Stock | 84,883 | |||||||
C H ROBINSON WORLDWD NEW | 95 | Shares of Common Stock | 5,579 | |||||||
C S X CORP | 60 | Shares of Common Stock | 2,909 | |||||||
CADAN RESOURCES NEW F | 100 | Shares of Common Stock | 86 | |||||||
CAL MAINE FOODS INC NEW | 200 | Shares of Common Stock | 6,816 | |||||||
CALLON PETROLEUM CO | 500 | Shares of Common Stock | 750 | |||||||
CALUMET SPECIALTY PROD ** PRI | 15 | Shares of Common Stock | 275 | |||||||
CANADIAN ZINC CORP F | 400 | Shares of Common Stock | 128 | |||||||
CAPITAL BANK CORP NEW | 199 | Shares of Common Stock | 770 | |||||||
CAPSTONE MINING CORP F | 200 | Shares of Common Stock | 536 | |||||||
CATERPILLAR INC | 100 | Shares of Common Stock | 5,699 | |||||||
CELADON GROUP INC | 200 | Shares of Common Stock | 2,170 | |||||||
CELGENE CORP | 70 | Shares of Common Stock | 3,898 | |||||||
CENTRAL FD CDA LTD CLA FCLASS | 170 | Shares of Common Stock | 2,343 | |||||||
CENTRAL FD CDA LTD CLA FCLASS | 2,000 | Shares of Common Stock | 27,560 | |||||||
CENVEO INC | 3,500 | Shares of Common Stock | 30,625 | |||||||
CERNER CORP | 100 | Shares of Common Stock | 8,244 | |||||||
CHESAPEAKE ENERGY CORP | 102 | Shares of Common Stock | 2,638 | |||||||
CHESAPEAKE ENERGY CORP | 10 | Shares of Common Stock | 259 | |||||||
CHESAPEAKE UTIL CORP | 100 | Shares of Common Stock | 3,205 | |||||||
CHEVRON CORPORATION | 200 | Shares of Common Stock | 15,398 | |||||||
CHEVRON CORPORATION | 70 | Shares of Common Stock | 5,389 | |||||||
CHINA KANGTAI CACTUS BIO | 80 | Shares of Common Stock | 217 | |||||||
CHINA NATURAL GAS NEW | 3,425 | Shares of Common Stock | 38,086 | |||||||
CHINA TEL GROUP INC | 10,000 | Shares of Common Stock | 18,000 | |||||||
CIRRUS LOGIC INC | 250 | Shares of Common Stock | 1,705 | |||||||
CISCO SYSTEMS INC | 150 | Shares of Common Stock | 3,591 | |||||||
CISCO SYSTEMS INC | 1,620 | Shares of Common Stock | 38,783 | |||||||
CISCO SYSTEMS INC | 400 | Shares of Common Stock | 9,576 | |||||||
CISCO SYSTEMS INC | 70 | Shares of Common Stock | 1,676 | |||||||
CISCO SYSTEMS INC | 400 | Shares of Common Stock | 9,576 | |||||||
CISCO SYSTEMS INC | 200 | Shares of Common Stock | 4,788 | |||||||
CISCO SYSTEMS INC | 400 | Shares of Common Stock | 9,576 | |||||||
CISCO SYSTEMS INC | 196 | Shares of Common Stock | 4,692 | |||||||
CISCO SYSTEMS INC | 200 | Shares of Common Stock | 4,788 | |||||||
CISCO SYSTEMS INC | 300 | Shares of Common Stock | 7,182 | |||||||
CISCO SYSTEMS INC | 130 | Shares of Common Stock | 3,112 | |||||||
CISCO SYSTEMS INC | 195 | Shares of Common Stock | 4,668 | |||||||
CISCO SYSTEMS INC | 22 | Shares of Common Stock | 527 | |||||||
CISCO SYSTEMS INC | 125 | Shares of Common Stock | 2,993 |
18
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
CITADEL BROADCASTING CP | 15 | Shares of Common Stock | 0 | |||||||
CITADEL BROADCASTING CP | 4 | Shares of Common Stock | 0 | |||||||
CITADEL BROADCASTING CP | 8 | Shares of Common Stock | 0 | |||||||
CITIGROUP INC | 800 | Shares of Common Stock | 2,648 | |||||||
CITIGROUP INC | 2,000 | Shares of Common Stock | 6,620 | |||||||
CITIGROUP INC | 10,000 | Shares of Common Stock | 33,100 | |||||||
CITIGROUP INC | 7,000 | Shares of Common Stock | 23,170 | |||||||
CITIGROUP INC | 400 | Shares of Common Stock | 1,324 | |||||||
CITIGROUP INC | 1,000 | Shares of Common Stock | 3,310 | |||||||
CITIGROUP INC | 55 | Shares of Common Stock | 182 | |||||||
CITIGROUP INC | 179 | Shares of Common Stock | 591 | |||||||
CITIGROUP INC | 850 | Shares of Common Stock | 2,814 | |||||||
CITIGROUP INC | 1,485 | Shares of Common Stock | 4,915 | |||||||
CITIGROUP INC | 1,100 | Shares of Common Stock | 3,641 | |||||||
CITRIX SYSTEMS INC | 200 | Shares of Common Stock | 8,322 | |||||||
CITRIX SYSTEMS INC | 15 | Shares of Common Stock | 624 | |||||||
CLAYMORE MLP OPPTY FUND | 240 | Shares of Common Stock | 4,306 | |||||||
COCA COLA COMPANY | 1,004 | Shares of Common Stock | 57,237 | |||||||
COCA COLA COMPANY | 100 | Shares of Common Stock | 5,700 | |||||||
COCA COLA COMPANY | 11 | Shares of Common Stock | 629 | |||||||
COCA COLA COMPANY | 56 | Shares of Common Stock | 3,191 | |||||||
COEUR D ALENE MINES NEW | 85 | Shares of Common Stock | 1,535 | |||||||
COEUR D ALENE MINES NEW | 100 | Shares of Common Stock | 1,806 | |||||||
COGNIZANT TECH SOL CL A | 90 | Shares of Common Stock | 4,080 | |||||||
COINSTAR INC | 50 | Shares of Common Stock | 1,389 | |||||||
COLGATE-PALMOLIVE CO | 70 | Shares of Common Stock | 5,751 | |||||||
COLONIAL BANCGROUP INC | 725 | Shares of Common Stock | 11 | |||||||
COMCAST CORP NEW CL A | 100 | Shares of Common Stock | 1,680 | |||||||
COMCAST CORP NEW CL A | 16 | Shares of Common Stock | 270 | |||||||
COMDISCO HOLDING CO RTSRIGHTS | 150 | Shares of Common Stock | 19 | |||||||
COMPASS DIVERSIFIED TR ** PEN | 2,000 | Shares of Common Stock | 25,520 | |||||||
COMPUTRZD THERML IMAGING | 1,000 | Shares of Common Stock | 1 | |||||||
COMPUTRZD THERML IMAGING | 100 | Shares of Common Stock | 0 | |||||||
CONAGRA FOODS INC | 10 | Shares of Common Stock | 231 | |||||||
CONOCOPHILLIPS | 50 | Shares of Common Stock | 2,554 | |||||||
CONOCOPHILLIPS | 800 | Shares of Common Stock | 40,856 | |||||||
CONOCOPHILLIPS | 200 | Shares of Common Stock | 10,214 | |||||||
CONOCOPHILLIPS | 430 | Shares of Common Stock | 21,960 | |||||||
CONOCOPHILLIPS | 5 | Shares of Common Stock | 276 | |||||||
CONSOL ENERGY INC | 103 | Shares of Common Stock | 5,135 | |||||||
CONTL AIRLINES CL B 1 VOTE | 100 | Shares of Common Stock | 1,792 | |||||||
CONTL AIRLINES CL B 1 VOTE | 80 | Shares of Common Stock | 1,434 | |||||||
CONTL PRECIOUS MINERALSF | 1,000 | Shares of Common Stock | 849 | |||||||
COPANO ENERGY LLC ** PEN | 15 | Shares of Common Stock | 370 | |||||||
CORN PRODUCTS INTL INC | 250 | Shares of Common Stock | 7,308 | |||||||
CORNING INC | 200 | Shares of Common Stock | 3,862 | |||||||
COSTCO WHSL CORP NEW | 50 | Shares of Common Stock | 2,978 | |||||||
COVIDIEN PLC F | 9 | Shares of Common Stock | 439 | |||||||
CPEX PHARMACEUTICALS INC | 10 | Shares of Common Stock | 110 | |||||||
CROSSHAIR EXPL & MININGF | 1,450 | Shares of Common Stock | 276 | |||||||
CYNOSURE INC ** PEN | 600 | Shares of Common Stock | 6,894 | |||||||
DECODE GENETICS INC F | 5,900 | Shares of Common Stock | 826 | |||||||
DEERE & CO | 100 | Shares of Common Stock | 5,409 | |||||||
DELL INC | 50 | Shares of Common Stock | 718 | |||||||
DELL INC | 200 | Shares of Common Stock | 2,872 | |||||||
DELL INC | 140 | Shares of Common Stock | 2,010 | |||||||
DELL INC | 100 | Shares of Common Stock | 1,436 | |||||||
DELL INC | 500 | Shares of Common Stock | 7,180 | |||||||
DELL INC | 252 | Shares of Common Stock | 3,619 |
19
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
DELL INC | 400 | Shares of Common Stock | 5,744 | |||||||
DELL INC | 100 | Shares of Common Stock | 1,436 | |||||||
DELL INC | 15 | Shares of Common Stock | 215 | |||||||
DELTATHREE INC | 200 | Shares of Common Stock | 74 | |||||||
DENISON MINES CORP F | 1,250 | Shares of Common Stock | 1,588 | |||||||
DEVL DIVERSIFIED RLTY REIT | 204 | Shares of Common Stock | 1,889 | |||||||
DIANA SHIPPING INC F** PEN | 2,000 | Shares of Common Stock | 28,960 | |||||||
DIREXION SHARES ETF NEW DAILY | 10 | Shares of Common Stock | 741 | |||||||
DIREXION SHARES ETF NEW DAILY | 200 | Shares of Common Stock | 3,886 | |||||||
DIREXION SHS EXCH TRD FD** PEN | 750 | Shares of Common Stock | 3,743 | |||||||
DIREXION SHS EXCH TRD FD** PEN | 150 | Shares of Common Stock | 5,952 | |||||||
DIREXION SHS EXCH TRD FD** PEN | 500 | Shares of Common Stock | 4,370 | |||||||
DIREXION SHS EXCH TRD FD** PEN | 450 | Shares of Common Stock | 4,437 | |||||||
DISNEY WALT CO | 200 | Shares of Common Stock | 6,450 | |||||||
DISNEY WALT CO | 200 | Shares of Common Stock | 6,450 | |||||||
DISNEY WALT CO | 65 | Shares of Common Stock | 2,096 | |||||||
DISNEY WALT CO | 200 | Shares of Common Stock | 6,450 | |||||||
DISNEY WALT CO | 108 | Shares of Common Stock | 3,481 | |||||||
DITEM EXPLORATION INC F | 1,000 | Shares of Common Stock | 67 | |||||||
DOLLAR GENERAL CORP NEW ** PEN | 250 | Shares of Common Stock | 5,608 | |||||||
DOW CHEMICAL COMPANY | 210 | Shares of Common Stock | 5,802 | |||||||
DRYSHIPS INC F** PEN | 100 | Shares of Common Stock | 582 | |||||||
DUKE ENERGY CORP NEW | 300 | Shares of Common Stock | 5,163 | |||||||
DUKE ENERGY CORP NEW | 100 | Shares of Common Stock | 1,721 | |||||||
DUKE ENERGY CORP NEW | 2,560 | Shares of Common Stock | 44,058 | |||||||
E C U SILVER MINING INCF | 1,000 | Shares of Common Stock | 706 | |||||||
E M C CORP MASS | 420 | Shares of Common Stock | 7,337 | |||||||
E M C CORP MASS | 200 | Shares of Common Stock | 3,494 | |||||||
E M C CORP MASS | 14 | Shares of Common Stock | 245 | |||||||
E M C CORP MASS | 175 | Shares of Common Stock | 3,057 | |||||||
EARTHLINK INC | 100 | Shares of Common Stock | 831 | |||||||
EASTMAN KODAK COMPANY | 111 | Shares of Common Stock | 469 | |||||||
EBAY INC | 100 | Shares of Common Stock | 2,353 | |||||||
ECHELON CORPORATION | 180 | Shares of Common Stock | 2,081 | |||||||
EDDIE BAUER HOLDINGS CP | 5,000 | Shares of Common Stock | 175 | |||||||
ELAN CORP PLC SPON ADR FSPONSO | 3,300 | Shares of Common Stock | 21,516 | |||||||
ELECTROGLAS CORP | 400 | Shares of Common Stock | 0 | |||||||
EMDEON INC ** PEN | 800 | Shares of Common Stock | 12,200 | |||||||
EMERSON ELECTRIC CO | 300 | Shares of Common Stock | 12,780 | |||||||
ENDURANCE SPECALTY HLDGF | 100 | Shares of Common Stock | 3,723 | |||||||
ENERGY TRANSFER PARTNERSUNITS | 500 | Shares of Common Stock | 22,485 | |||||||
ENTEGRIS INC DUTCH | 1,000 | Shares of Common Stock | 5,280 | |||||||
ENTERPRISE GRP HLDGS LP ** PEN | 180 | Shares of Common Stock | 7,015 | |||||||
ENTERPRISE PRD PRTNRS LP | 275 | Shares of Common Stock | 8,638 | |||||||
ERICSSON TEL ADR B NEW FCL B S | 120 | Shares of Common Stock | 1,103 | |||||||
E-TRADE FINANCIAL CORP | 25,000 | Shares of Common Stock | 44,000 | |||||||
EVOLVING SYSTEMS INC NEW | 1,000 | Shares of Common Stock | 6,250 | |||||||
EWORLD COMPANIES INC NEW | 625,000 | Shares of Common Stock | 188 | |||||||
EXELON CORPORATION | 50 | Shares of Common Stock | 2,444 | |||||||
EXPO HOLDING INC | 33,500 | Shares of Common Stock | 117 | |||||||
EXTREME NETWORKS INC DUTCH | 600 | Shares of Common Stock | 1,722 | |||||||
EXXON MOBIL CORPORATION | 70 | Shares of Common Stock | 4,773 | |||||||
EXXON MOBIL CORPORATION | 1 | Shares of Common Stock | 61 | |||||||
EXXON MOBIL CORPORATION | 75 | Shares of Common Stock | 5,136 | |||||||
EXXON MOBIL CORPORATION | 190 | Shares of Common Stock | 12,975 | |||||||
EXXON MOBIL CORPORATION | 10 | Shares of Common Stock | 682 | |||||||
EXXON MOBIL CORPORATION | 131 | Shares of Common Stock | 8,916 | |||||||
F5 NETWORKS INC | 399 | Shares of Common Stock | 21,135 | |||||||
FAIRPOINT COMMUN INC ** PEN | 1 | Shares of Common Stock | 0 |
20
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
FALCON OIL & GAS LTD F | 80,000 | Shares of Common Stock | 11,824 | |||||||
FANNIE MAE | 100 | Shares of Common Stock | 118 | |||||||
FIDELITY NATL FINL INC CLASS | 200 | Shares of Common Stock | 2,692 | |||||||
FIFTH THIRD BANCORP | 100 | Shares of Common Stock | 975 | |||||||
FINISH LINE INC CL A | 518 | Shares of Common Stock | 6,506 | |||||||
FIRST STATE BANCORP NM | 10,000 | Shares of Common Stock | 4,000 | |||||||
FLAMEL TECH SA ADR FSPONSO | 1,000 | Shares of Common Stock | 7,400 | |||||||
FORD MOTOR COMPANY NEW TENDER | 585 | Shares of Common Stock | 5,850 | |||||||
FORD MOTOR COMPANY NEW TENDER | 300 | Shares of Common Stock | 3,000 | |||||||
FORD MOTOR COMPANY NEW TENDER | 1,000 | Shares of Common Stock | 10,000 | |||||||
FORD MOTOR COMPANY NEW TENDER | 200 | Shares of Common Stock | 2,000 | |||||||
FORD MOTOR COMPANY NEW TENDER | 225 | Shares of Common Stock | 2,251 | |||||||
FOUNTAIN HEALTHY AGING | 7,500 | Shares of Common Stock | 41 | |||||||
FREEPORT MCMORAN COPPER | 100 | Shares of Common Stock | 8,029 | |||||||
FREEPORT MCMORAN COPPER | 30 | Shares of Common Stock | 2,409 | |||||||
FREIGHTCAR AMERICA INC ** PEN | 253 | Shares of Common Stock | 5,007 | |||||||
FRONTIER OIL CORP | 50 | Shares of Common Stock | 602 | |||||||
GABELLI GLOBAL GOLD TR | 500 | Shares of Common Stock | 8,165 | |||||||
GASCO ENERGY INC | 1,500 | Shares of Common Stock | 795 | |||||||
GENCORP INCORPORATED | 750 | Shares of Common Stock | 5,250 | |||||||
GENERAL ELECTRIC COMPANY | 500 | Shares of Common Stock | 7,565 | |||||||
GENERAL ELECTRIC COMPANY | 325 | Shares of Common Stock | 4,917 | |||||||
GENERAL ELECTRIC COMPANY | 280 | Shares of Common Stock | 4,236 | |||||||
GENERAL ELECTRIC COMPANY | 300 | Shares of Common Stock | 4,539 | |||||||
GENERAL ELECTRIC COMPANY | 500 | Shares of Common Stock | 7,565 | |||||||
GENERAL ELECTRIC COMPANY | 523 | Shares of Common Stock | 7,913 | |||||||
GENERAL ELECTRIC COMPANY | 203 | Shares of Common Stock | 3,070 | |||||||
GENERAL ELECTRIC COMPANY | 562 | Shares of Common Stock | 8,509 | |||||||
GENERAL ELECTRIC COMPANY | 400 | Shares of Common Stock | 6,052 | |||||||
GENERAL ELECTRIC COMPANY | 66 | Shares of Common Stock | 993 | |||||||
GENERAL ELECTRIC COMPANY | 5 | Shares of Common Stock | 77 | |||||||
GENERAL ELECTRIC COMPANY | 400 | Shares of Common Stock | 6,052 | |||||||
GENERAL ELECTRIC COMPANY | 45 | Shares of Common Stock | 681 | |||||||
GENERAL ELECTRIC COMPANY | 100 | Shares of Common Stock | 1,514 | |||||||
GENERAL ELECTRIC COMPANY | 55 | Shares of Common Stock | 837 | |||||||
GENERAL GROWTH PPTYS | 7,000 | Shares of Common Stock | 80,920 | |||||||
GENERAL MILLS INC | 200 | Shares of Common Stock | 14,162 | |||||||
GENERAL MILLS INC | 40 | Shares of Common Stock | 2,832 | |||||||
GENERAL MILLS INC | 27 | Shares of Common Stock | 1,912 | |||||||
GENERAL MOLY INC | 1,000 | Shares of Common Stock | 2,080 | |||||||
GETTY REALTY CORP NEW REIT | 245 | Shares of Common Stock | 5,766 | |||||||
GILEAD SCIENCES INC | 45 | Shares of Common Stock | 1,947 | |||||||
GLOBAL ALUMINA CORP FDUTCH | 11,000 | Shares of Common Stock | 5,555 | |||||||
GLOBAL PEOPLELINE TELECO | 3 | Shares of Common Stock | 0 | |||||||
GOLD CANYON RES INC F | 10,250 | Shares of Common Stock | 1,857 | |||||||
GOLD CANYON RES INC F | 10,000 | Shares of Common Stock | 1,812 | |||||||
GOLD CANYON RES INC F | 30,000 | Shares of Common Stock | 5,436 | |||||||
GOLD COAST MINING CORXXXN/C TO | 83 | Shares of Common Stock | 15 | |||||||
GOLD FIELDS LTD NEW ADRFSPONSO | 147 | Shares of Common Stock | 1,927 | |||||||
GOLDCORP INC NEW FEXCHAN | 32 | Shares of Common Stock | 1,259 | |||||||
GOLDMAN SACHS GROUP INC | 50 | Shares of Common Stock | 8,442 | |||||||
GOLDMAN SACHS GROUP INC | 25 | Shares of Common Stock | 4,221 | |||||||
GOLDMAN SACHS PFD PREASS | 169 | Shares of Common Stock | 7,478 | |||||||
GOLDSPRING INC | 2,000 | Shares of Common Stock | 14 | |||||||
GOOGLE INC ** PEN | 10 | Shares of Common Stock | 6,200 | |||||||
GOOGLE INC ** PEN | 30 | Shares of Common Stock | 18,599 | |||||||
GOOGLE INC ** PEN | 10 | Shares of Common Stock | 6,200 | |||||||
GREENLAND MIN & EGY ORDF | 10,000 | Shares of Common Stock | 5,216 | |||||||
GRUPO SIMEC S A B ADR FSPONSO | 585 | Shares of Common Stock | 4,914 |
21
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
GUARDIAN TECH INTL NEW | 6,000 | Shares of Common Stock | 960 | |||||||
GULF RESOURCES INC NEW | 2,713 | Shares of Common Stock | 31,634 | |||||||
HANESBRANDS INC | 700 | Shares of Common Stock | 16,877 | |||||||
HARD TO TREAT DISEASES | 42,000 | Shares of Common Stock | 206 | |||||||
HATTERAS FINANCIAL CORP ** PEN | 540 | Shares of Common Stock | 15,105 | |||||||
HDFC BANK LIMITED ADR FSPONSO | 50 | Shares of Common Stock | 6,504 | |||||||
HEALTHSOUTH CORP NEW | 680 | Shares of Common Stock | 12,764 | |||||||
HEIDRICK&STRUGGLES INTL | 1,000 | Shares of Common Stock | 31,240 | |||||||
HELICOS BIOSCIENCES CORP** PEN | 520 | Shares of Common Stock | 536 | |||||||
HERCULES OFFSHORE INC ** PEN | 2,000 | Shares of Common Stock | 9,560 | |||||||
HERSHEY COMPANY | 24 | Shares of Common Stock | 852 | |||||||
HEWLETT-PACKARD COMPANY | 100 | Shares of Common Stock | 5,151 | |||||||
HEWLETT-PACKARD COMPANY | 139 | Shares of Common Stock | 7,156 | |||||||
HOME DEPOT INC TENDER | 200 | Shares of Common Stock | 5,786 | |||||||
HOME DEPOT INC TENDER | 150 | Shares of Common Stock | 4,340 | |||||||
HOME DEPOT INC TENDER | 35 | Shares of Common Stock | 1,010 | |||||||
HOMEOWNERS CHOICE INC | 1,000 | Shares of Common Stock | 7,710 | |||||||
HUDSON CITY BANCORP INC | 500 | Shares of Common Stock | 6,865 | |||||||
HUDSON CITY BANCORP INC | 100 | Shares of Common Stock | 1,373 | |||||||
ICON PLC SPON ADR FSPONSO | 200 | Shares of Common Stock | 4,346 | |||||||
IMAGING DIAGNOSTIC SYS | 21,000 | Shares of Common Stock | 525 | |||||||
IMPACT SILVER CORP F | 1,000 | Shares of Common Stock | 1,116 | |||||||
INGERSOLL RAND CL A NEWFIRELAN | 28 | Shares of Common Stock | 995 | |||||||
INOVIO BIOMEDICAL CORP | 1,000 | Shares of Common Stock | 1,140 | |||||||
INTEL CORP | 100 | Shares of Common Stock | 2,040 | |||||||
INTEL CORP | 225 | Shares of Common Stock | 4,590 | |||||||
INTEL CORP | 1,000 | Shares of Common Stock | 20,400 | |||||||
INTEL CORP | 500 | Shares of Common Stock | 10,200 | |||||||
INTEL CORP | 114 | Shares of Common Stock | 2,327 | |||||||
INTEL CORP | 114 | Shares of Common Stock | 2,316 | |||||||
INTEL CORP | 300 | Shares of Common Stock | 6,120 | |||||||
INTEL CORP | 182 | Shares of Common Stock | 3,721 | |||||||
INTEL CORP | 260 | Shares of Common Stock | 5,304 | |||||||
INTELLIGENT COMM ENT | 258 | Shares of Common Stock | 361 | |||||||
INTERIORS INC CL A | 25,709 | Shares of Common Stock | 8 | |||||||
INTERPHARM HOLDINGS INC | 1,000 | Shares of Common Stock | 23 | |||||||
INTL BUSINESS MACHINES | 25 | Shares of Common Stock | 3,273 | |||||||
INTL BUSINESS MACHINES | 45 | Shares of Common Stock | 5,909 | |||||||
INTL BUSINESS MACHINES | 250 | Shares of Common Stock | 32,725 | |||||||
INTL BUSINESS MACHINES | 161 | Shares of Common Stock | 21,091 | |||||||
INTL BUSINESS MACHINES | 27 | Shares of Common Stock | 3,495 | |||||||
INTL BUSINESS MACHINES | 20 | Shares of Common Stock | 2,618 | |||||||
INTUITIVE SURGICAL NEW | 8 | Shares of Common Stock | 2,427 | |||||||
INTUITIVE SURGICAL NEW | 72 | Shares of Common Stock | 21,847 | |||||||
ISCO INTERNATIONAL INXXXBANKRU | 53,770 | Shares of Common Stock | 48 | |||||||
ISIS PHARMACEUTICALS INC | 600 | Shares of Common Stock | 6,666 | |||||||
ISIS PHARMACEUTICALS INC | 500 | Shares of Common Stock | 5,555 | |||||||
ITC HOLDINGS CORP ** PEN | 140 | Shares of Common Stock | 7,293 | |||||||
JACK IN THE BOX INC | 200 | Shares of Common Stock | 3,934 | |||||||
JACOBS ENGINEERING GROUP | 200 | Shares of Common Stock | 7,522 | |||||||
JDS UNIPHASE CORP NEW | 2 | Shares of Common Stock | 17 | |||||||
JDS UNIPHASE CORP NEW | 176 | Shares of Common Stock | 1,452 | |||||||
JEDI MIND INC | 10,000 | Shares of Common Stock | 590 | |||||||
JOHNSON & JOHNSON | 1 | Shares of Common Stock | 74 | |||||||
JPMORGAN CHASE & CO | 500 | Shares of Common Stock | 20,835 | |||||||
JPMORGAN CHASE & CO | 500 | Shares of Common Stock | 20,835 | |||||||
JPMORGAN CHASE & CO | 23 | Shares of Common Stock | 958 | |||||||
JPMORGAN CHASE & CO | 65 | Shares of Common Stock | 2,694 | |||||||
K V PHARMACEUTICAL CL A | 915 | Shares of Common Stock | 3,358 |
22
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
KANSAS CITY SOUTHERN | 300 | Shares of Common Stock | 9,987 | |||||||
KAYNE ANDERSON MLP INVT ** PEN | 704 | Shares of Common Stock | 17,633 | |||||||
KBR INC ** PEN | 55 | Shares of Common Stock | 1,045 | |||||||
KINDER MORGAN ENERGY LP UNIT L | 120 | Shares of Common Stock | 7,298 | |||||||
KINDER MORGAN MGMT LLC | 228 | Shares of Common Stock | 12,465 | |||||||
KINDER MORGAN MGMT LLC | 1,070 | Shares of Common Stock | 58,485 | |||||||
KKR FINANCIAL HLDGS LLC REIT | 280 | Shares of Common Stock | 1,624 | |||||||
KRAFT FOODS INC EXCHAN | 207 | Shares of Common Stock | 5,626 | |||||||
KRAFT FOODS INC EXCHAN | 264 | Shares of Common Stock | 7,174 | |||||||
KRAFT FOODS INC EXCHAN | 14 | Shares of Common Stock | 389 | |||||||
KRISPY KREME DOUGHNUT CP | 500 | Shares of Common Stock | 1,475 | |||||||
L INTERNATIONAL COMPUTERTRADIN | 200 | Shares of Common Stock | 0 | |||||||
L-1 IDENTITY SOLUTIONS | 200 | Shares of Common Stock | 1,498 | |||||||
LAB CP OF AMER HLDG NEW | 400 | Shares of Common Stock | 29,936 | |||||||
LADISH CO NEW | 100 | Shares of Common Stock | 1,505 | |||||||
LEVEL 3 COMMUNICATIONS | 1,500 | Shares of Common Stock | 2,295 | |||||||
LIFE TECHNOLOGIES CORP | 75 | Shares of Common Stock | 3,917 | |||||||
LIGHTBRIDGE CORP | 167 | Shares of Common Stock | 1,000 | |||||||
LIMITED BRANDS INC TENDER | 138 | Shares of Common Stock | 2,659 | |||||||
LINDSAY CORPORATION | 750 | Shares of Common Stock | 29,888 | |||||||
LONGTOP FINL TECH ADS F** PEN | 250 | Shares of Common Stock | 9,255 | |||||||
LOWES COMPANIES INC | 201 | Shares of Common Stock | 4,699 | |||||||
LOWES COMPANIES INC | 206 | Shares of Common Stock | 4,812 | |||||||
LSI CORPORATION | 4 | Shares of Common Stock | 24 | |||||||
LSI CORPORATION | 10 | Shares of Common Stock | 60 | |||||||
LSI CORPORATION | 2 | Shares of Common Stock | 12 | |||||||
M D U RESOURCES GROUP | 529 | Shares of Common Stock | 12,484 | |||||||
MAGELLAN MIDSTREAM PTNRS | 150 | Shares of Common Stock | 6,500 | |||||||
MARKEL CORP HOLDIN | 40 | Shares of Common Stock | 13,600 | |||||||
MARSH & MC LENNAN CO INC | 46 | Shares of Common Stock | 1,016 | |||||||
MARSHALL & ILSLEY CP NEW | 1,100 | Shares of Common Stock | 5,995 | |||||||
MASTERCARD INC ** PEN | 25 | Shares of Common Stock | 6,400 | |||||||
MATTEL INCORPORATED | 251 | Shares of Common Stock | 5,012 | |||||||
MC DONALDS CORP EXCHAN | 1,500 | Shares of Common Stock | 93,660 | |||||||
MC DONALDS CORP EXCHAN | 2 | Shares of Common Stock | 127 | |||||||
MCGRAW-HILL COS | 27 | Shares of Common Stock | 902 | |||||||
MEADOWBROOK INSURANCE GP | 106 | Shares of Common Stock | 783 | |||||||
MEDCOHEALTH SOLUTIONS ODDLOT | 100 | Shares of Common Stock | 6,391 | |||||||
MEDCOHEALTH SOLUTIONS ODDLOT | 62 | Shares of Common Stock | 3,962 | |||||||
MEGA URANIUM LTD 12 WTSFWARRAN | 1,500 | Shares of Common Stock | 157 | |||||||
MEGA URANIUM LTD F | 14,000 | Shares of Common Stock | 10,149 | |||||||
MELCO PBL ENTMT LTD ADRF**PEND | 10,000 | Shares of Common Stock | 33,600 | |||||||
MERCK & CO INC NEW | 337 | Shares of Common Stock | 12,327 | |||||||
MERCK & CO INC NEW | 27 | Shares of Common Stock | 987 | |||||||
MERCK & CO INC NEW | 75 | Shares of Common Stock | 2,741 | |||||||
MERCK & CO INC NEW | 30 | Shares of Common Stock | 1,104 | |||||||
METANOR RESOURCES F | 1,000 | Shares of Common Stock | 544 | |||||||
METANOR RESOURCES F | 2,500 | Shares of Common Stock | 1,359 | |||||||
METANOR RESOURCES F | 20,000 | Shares of Common Stock | 10,874 | |||||||
METLIFE INC | 275 | Shares of Common Stock | 9,721 | |||||||
MGM MIRAGE TENDER | 42 | Shares of Common Stock | 383 | |||||||
MICROSOFT CORP DUTCH | 100 | Shares of Common Stock | 3,048 | |||||||
MICROSOFT CORP DUTCH | 250 | Shares of Common Stock | 7,620 | |||||||
MICROSOFT CORP DUTCH | 101 | Shares of Common Stock | 3,077 | |||||||
MICROSOFT CORP DUTCH | 54 | Shares of Common Stock | 1,647 | |||||||
MICROSOFT CORP DUTCH | 3,000 | Shares of Common Stock | 91,440 | |||||||
MICROSOFT CORP DUTCH | 1,200 | Shares of Common Stock | 36,576 | |||||||
MICROSOFT CORP DUTCH | 1 | Shares of Common Stock | 26 | |||||||
MICROSOFT CORP DUTCH | 600 | Shares of Common Stock | 18,288 |
23
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
MICROSOFT CORP DUTCH | 150 | Shares of Common Stock | 4,572 | |||||||
MICROSOFT CORP DUTCH | 220 | Shares of Common Stock | 6,711 | |||||||
MICROSOFT CORP DUTCH | 300 | Shares of Common Stock | 9,144 | |||||||
MICROSOFT CORP DUTCH | 0 | Shares of Common Stock | 2 | |||||||
MICROSOFT CORP DUTCH | 200 | Shares of Common Stock | 6,096 | |||||||
MICROSOFT CORP DUTCH | 60 | Shares of Common Stock | 1,829 | |||||||
MICROSOFT CORP DUTCH | 160 | Shares of Common Stock | 4,877 | |||||||
MICROSOFT CORP DUTCH | 110 | Shares of Common Stock | 3,355 | |||||||
MICROSOFT CORP DUTCH | 220 | Shares of Common Stock | 6,711 | |||||||
MIDDLEBY CORP THE | 100 | Shares of Common Stock | 4,902 | |||||||
MILLENNIUM CELL INC | 5,000 | Shares of Common Stock | 3 | |||||||
MONSANTO CO NEW DEL | 1,000 | Shares of Common Stock | 81,750 | |||||||
MONTPELIER RE HLDGS LTDF | 106 | Shares of Common Stock | 1,840 | |||||||
MOSAIC COMPANY | 150 | Shares of Common Stock | 8,960 | |||||||
MOSAIC COMPANY | 90 | Shares of Common Stock | 5,376 | |||||||
MOTOROLA INCORPORATED ODDLOT | 211 | Shares of Common Stock | 1,634 | |||||||
MOTORS LIQUIDATION CO | 118 | Shares of Common Stock | 55 | |||||||
MULTIMEDIA GAMES INC DUTCH | 1,000 | Shares of Common Stock | 6,010 | |||||||
NAM TAI ELECTRONICS NEWF | 1,000 | Shares of Common Stock | 5,230 | |||||||
NATL SCIENTIFIC CORP | 250 | Shares of Common Stock | 0 | |||||||
NETAPP INC | 95 | Shares of Common Stock | 3,264 | |||||||
NETEASE.COM INC ADR FWITH S | 100 | Shares of Common Stock | 3,762 | |||||||
NEW GOLD INC CDA 12 WTSFWARRAN | 7,000 | Shares of Common Stock | 234 | |||||||
NEWMARKET CORPORATION ODD LO | 178 | Shares of Common Stock | 20,429 | |||||||
NIKE INC CLASS B | 50 | Shares of Common Stock | 3,304 | |||||||
NORDIC AMERN TANKR SHPGF | 204 | Shares of Common Stock | 6,121 | |||||||
NORTEL NETWORKS CP NEW F | 100 | Shares of Common Stock | 2 | |||||||
NORTH AMERN DATACOM INC | 1,000 | Shares of Common Stock | 0 | |||||||
NORTHPOINT COMMUN GROUP | 1,800 | Shares of Common Stock | 2 | |||||||
NOVAMED INC | 400 | Shares of Common Stock | 1,552 | |||||||
NOVARTIS A G SPON ADR FSPONSO | 175 | Shares of Common Stock | 9,525 | |||||||
NUCOR CORP | 300 | Shares of Common Stock | 13,995 | |||||||
NUTRACEUTICAL INTL CORP | 100 | Shares of Common Stock | 1,237 | |||||||
NUVEEN FLTG RATE INCM FD | 120 | Shares of Common Stock | 1,242 | |||||||
NYSE EURONEXT N V | 200 | Shares of Common Stock | 5,060 | |||||||
O S I SYSTEMS INC | 200 | Shares of Common Stock | 5,456 | |||||||
OBN HOLDINGS INC NEW | 200 | Shares of Common Stock | 10 | |||||||
OCEANFREIGHT INC ** PEN | 3,000 | Shares of Common Stock | 2,775 | |||||||
OMEGA NAV ENTERPRISES AF** PEN | 5,000 | Shares of Common Stock | 15,600 | |||||||
OMNICARE INC | 69 | Shares of Common Stock | 1,659 | |||||||
OMNICOM GROUP INC | 25 | Shares of Common Stock | 979 | |||||||
ON2 TECHNOLOGIES INC | 10,000 | Shares of Common Stock | 6,100 | |||||||
ORACLE CORPORATION | 200 | Shares of Common Stock | 4,906 | |||||||
ORACLE CORPORATION | 101 | Shares of Common Stock | 2,471 | |||||||
ORACLE CORPORATION | 101 | Shares of Common Stock | 2,471 | |||||||
ORACLE CORPORATION | 81 | Shares of Common Stock | 1,977 | |||||||
OXUS GOLD PLC WEF ORD F | 202,700 | Shares of Common Stock | 29,797 | |||||||
PALADIN ENERGY LTD ORD FCANADI | 1,000 | Shares of Common Stock | 3,759 | |||||||
PALM INC | 40 | Shares of Common Stock | 396 | |||||||
PAN AMERICAN SILVER CP F | 200 | Shares of Common Stock | 4,762 | |||||||
PATRIOT NATL BANCORP INC | 3,300 | Shares of Common Stock | 5,115 | |||||||
PAYCHEX INC | 203 | Shares of Common Stock | 6,224 | |||||||
PCCW LIMITED NEW ORD F | 180 | Shares of Common Stock | 43 | |||||||
PENN WEST ENERGY TRUST FTRUST | 500 | Shares of Common Stock | 8,800 | |||||||
PEPSI BOTTLING GROUP INC | 26 | Shares of Common Stock | 985 | |||||||
PEPSICO INCORPORATED | 200 | Shares of Common Stock | 12,160 | |||||||
PEPSICO INCORPORATED | 13 | Shares of Common Stock | 794 | |||||||
PETROBRAS ENERG NEW ADRFSPONSO | 233 | Shares of Common Stock | 3,642 | |||||||
PFIZER INCORPORATED ODDLOT | 600 | Shares of Common Stock | 10,914 |
24
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
PFIZER INCORPORATED ODDLOT | 66 | Shares of Common Stock | 1,201 | |||||||
PFIZER INCORPORATED ODDLOT | 106 | Shares of Common Stock | 1,922 | |||||||
PFIZER INCORPORATED ODDLOT | 25 | Shares of Common Stock | 455 | |||||||
PFIZER INCORPORATED ODDLOT | 450 | Shares of Common Stock | 8,186 | |||||||
PFIZER INCORPORATED ODDLOT | 130 | Shares of Common Stock | 2,371 | |||||||
PHILIP MORRIS INTL INC | 300 | Shares of Common Stock | 14,457 | |||||||
PHILIP MORRIS INTL INC | 21 | Shares of Common Stock | 1,036 | |||||||
PIMCO CORPORATE OPPTY FD | 244 | Shares of Common Stock | 3,520 | |||||||
PINETREE CAPITAL NEW F | 1,500 | Shares of Common Stock | 3,062 | |||||||
PINNACLE AIRLINES CORP — PEN | 150 | Shares of Common Stock | 1,032 | |||||||
PIPER JAFFRAY COS NEW ODDLOT | 1 | Shares of Common Stock | 51 | |||||||
PLAINS ALL AMERN PPLN LPUNIT L | 140 | Shares of Common Stock | 7,399 | |||||||
PLAINS ALL AMERN PPLN LPUNIT L | 200 | Shares of Common Stock | 10,570 | |||||||
PLUG POWER INC | 125 | Shares of Common Stock | 89 | |||||||
POINTER TELOCATION LTD F | 1,000 | Shares of Common Stock | 6,350 | |||||||
POST PROPERTIES INC REIT | 55 | Shares of Common Stock | 1,078 | |||||||
PRECISION DRILLING TR F | 965 | Shares of Common Stock | 6,996 | |||||||
PRICELINE.COM INC NEW | 97 | Shares of Common Stock | 21,186 | |||||||
PROCTER & GAMBLE EXCHAN | 200 | Shares of Common Stock | 12,126 | |||||||
PROCTER & GAMBLE EXCHAN | 40 | Shares of Common Stock | 2,425 | |||||||
PROCTER & GAMBLE EXCHAN | 102 | Shares of Common Stock | 6,201 | |||||||
PROCTER & GAMBLE EXCHAN | 24 | Shares of Common Stock | 1,428 | |||||||
PROGRESS ENERGY INC | 37 | Shares of Common Stock | 1,512 | |||||||
PROGRESS ENERGY INC | 422 | Shares of Common Stock | 17,287 | |||||||
PROSHS ULTRA SILVER ** PEN | 20 | Shares of Common Stock | 1,123 | |||||||
PROSHS ULTRASHORT BASIC BASIC | 350 | Shares of Common Stock | 2,972 | |||||||
PROSHS ULTRASHORT DJ AIG** PEN | 200 | Shares of Common Stock | 2,730 | |||||||
PROSHS ULTRASHORT REAL REAL E | 700 | Shares of Common Stock | 5,250 | |||||||
PUMA EXPLORATION INC F | 2,750 | Shares of Common Stock | 223 | |||||||
PUMA EXPLORATION INC F | 3,900 | Shares of Common Stock | 316 | |||||||
QUALCOMM INC | 200 | Shares of Common Stock | 9,252 | |||||||
QUALCOMM INC | 340 | Shares of Common Stock | 15,728 | |||||||
QUALCOMM INC | 115 | Shares of Common Stock | 5,320 | |||||||
QUALMARK CORP | 400 | Shares of Common Stock | 96 | |||||||
R F MICRO DEVICES INC | 1,000 | Shares of Common Stock | 4,770 | |||||||
RADIOSHACK CORPORATION | 100 | Shares of Common Stock | 1,950 | |||||||
RAMBUS INC DEL | 484 | Shares of Common Stock | 11,810 | |||||||
RANGE RESOURCES CORP | 100 | Shares of Common Stock | 4,985 | |||||||
RAYTHEON COMPANY NEW ODD LO | 359 | Shares of Common Stock | 18,487 | |||||||
REALNETWORKS INC | 2,000 | Shares of Common Stock | 7,420 | |||||||
REALTY INCOME CORP REIT | 400 | Shares of Common Stock | 10,364 | |||||||
REGIONS FINANCIAL CP NEW | 2,000 | Shares of Common Stock | 10,580 | |||||||
RESEARCH IN MOTION LTD F | 55 | Shares of Common Stock | 3,715 | |||||||
RESEARCH IN MOTION LTD F | 100 | Shares of Common Stock | 6,754 | |||||||
RESEARCH IN MOTION LTD F | 150 | Shares of Common Stock | 10,131 | |||||||
RITE AID CORPORATION | 100 | Shares of Common Stock | 151 | |||||||
RITE AID CORPORATION | 4,000 | Shares of Common Stock | 6,040 | |||||||
ROCKWELL AUTOMATION INC | 9 | Shares of Common Stock | 423 | |||||||
ROCKWELL COLLINS INC | 9 | Shares of Common Stock | 498 | |||||||
ROVI CORPORATION | 76 | Shares of Common Stock | 2,422 | |||||||
ROWE T PRICE GROUP INC | 60 | Shares of Common Stock | 3,195 | |||||||
SAFEGUARD SCIENT INC NEW | 166 | Shares of Common Stock | 1,711 | |||||||
SALESFORCE COM ** PEN | 170 | Shares of Common Stock | 12,541 | |||||||
SALESFORCE COM ** PEN | 45 | Shares of Common Stock | 3,320 | |||||||
SAN ANTON RESOURCE CP F | 1,000 | Shares of Common Stock | 234 | |||||||
SAN ANTON RESOURCE CP F | 15,000 | Shares of Common Stock | 3,506 | |||||||
SANGUINE CORP NEW | 200 | Shares of Common Stock | 44 | |||||||
SCHEIN HENRY INC | 120 | Shares of Common Stock | 6,312 | |||||||
SCOR ADR FSPONSO | 1,000 | Shares of Common Stock | 2,511 |
25
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
SCOR ADR FSPONSO | 1,230 | Shares of Common Stock | 3,088 | |||||||
SEABRIDGE GOLD INC F | 500 | Shares of Common Stock | 12,135 | |||||||
SEACOAST BK CORP FLA COMMON | 100 | Shares of Common Stock | 163 | |||||||
SEALED AIR CORP NEW | 106 | Shares of Common Stock | 2,319 | |||||||
SEQUENOM INC NEW | 1,000 | Shares of Common Stock | 4,140 | |||||||
SHOREHAM RESOURCES LTD F | 9,000 | Shares of Common Stock | 2,404 | |||||||
SIEMENS A G ADR F1 ADR | 200 | Shares of Common Stock | 18,340 | |||||||
SILGAN HOLDINGS INC | 50 | Shares of Common Stock | 2,876 | |||||||
SILVER STANDARD RES INCF | 400 | Shares of Common Stock | 8,748 | |||||||
SILVER WHEATON CORP F | 111 | Shares of Common Stock | 1,667 | |||||||
SILVER WHEATON CORP F | 277 | Shares of Common Stock | 4,161 | |||||||
SILVERCORP METALS INC F | 250 | Shares of Common Stock | 1,650 | |||||||
SINO GAS INTL HLDGS | 250 | Shares of Common Stock | 188 | |||||||
SIRIUS XM RADIO INC | 100 | Shares of Common Stock | 60 | |||||||
SIRIUS XM RADIO INC | 169 | Shares of Common Stock | 101 | |||||||
SOMANETICS CORP NEW | 150 | Shares of Common Stock | 2,633 | |||||||
SONICBLUE INC | 700 | Shares of Common Stock | 0 | |||||||
SONY CORP ADR NEW F1 ADR | 100 | Shares of Common Stock | 2,900 | |||||||
SOUTHWEST AIR 5.75%16BONDS | 10,000 | Shares of Common Stock | 9,703 | |||||||
SOUTHWEST AIRLINES CO | 100 | Shares of Common Stock | 1,143 | |||||||
SOUTHWEST AIRLINES CO | 966 | Shares of Common Stock | 11,037 | |||||||
SOUTHWEST WATER COMPANY | 850 | Shares of Common Stock | 5,007 | |||||||
SPECTRA ENERGY CORP | 150 | Shares of Common Stock | 3,077 | |||||||
SPECTRA ENERGY CORP | 50 | Shares of Common Stock | 1,026 | |||||||
SPECTRA ENERGY CORP | 1,280 | Shares of Common Stock | 26,253 | |||||||
SPECTRASCIENCE INC NEW | 4,576 | Shares of Common Stock | 1,830 | |||||||
SPONGETECH DELIVERY SYS TRADIN | 1,000 | Shares of Common Stock | 50 | |||||||
SPONGETECH DELIVERY SYS TRADIN | 35,525 | Shares of Common Stock | 1,776 | |||||||
SPONGETECH DELIVERY SYS TRADIN | 877,000 | Shares of Common Stock | 43,850 | |||||||
STARBUCKS CORP | 162 | Shares of Common Stock | 3,736 | |||||||
STARBUCKS CORP | 105 | Shares of Common Stock | 2,421 | |||||||
STERIS CORP | 250 | Shares of Common Stock | 6,993 | |||||||
STEWART ENTERPRISES CL A | 217 | Shares of Common Stock | 1,119 | |||||||
STRATEGIC RESOURCES LTD | 2,500 | Shares of Common Stock | 28 | |||||||
STRYKER CORP | 75 | Shares of Common Stock | 3,785 | |||||||
STRYKER CORP | 200 | Shares of Common Stock | 10,074 | |||||||
SUBURBAN PROPANE PRT L PUNIT R | 500 | Shares of Common Stock | 23,540 | |||||||
SUN MICROSYSTEMS INC NEW | 50 | Shares of Common Stock | 469 | |||||||
SUN MICROSYSTEMS INC NEW | 275 | Shares of Common Stock | 2,577 | |||||||
SUN MICROSYSTEMS INC NEW | 50 | Shares of Common Stock | 469 | |||||||
SUNCOR ENERGY INC NEW F | 580 | Shares of Common Stock | 20,480 | |||||||
SUNCOR ENERGY INC NEW F | 110 | Shares of Common Stock | 3,884 | |||||||
SUNESIS PHARMACEUTICALS ** PEN | 200 | Shares of Common Stock | 214 | |||||||
SUNSTONE HOTEL INVS INC NEW | 500 | Shares of Common Stock | 11,595 | |||||||
SUNTECH POWER HLDGS CO ** PEN | 47 | Shares of Common Stock | 782 | |||||||
SUNTRUST BANKS INC | 200 | Shares of Common Stock | 4,058 | |||||||
SUPERIOR ENERGY SERVICES | 200 | Shares of Common Stock | 4,858 | |||||||
SUPERVALU INC | 75 | Shares of Common Stock | 953 | |||||||
SYMMETRY MEDICAL INC ** PEN | 195 | Shares of Common Stock | 1,572 | |||||||
SYNTEL INC | 2,000 | Shares of Common Stock | 76,060 | |||||||
SYSCO CORPORATION | 101 | Shares of Common Stock | 2,818 | |||||||
T J X COS INC | 109 | Shares of Common Stock | 3,980 | |||||||
T R C COMPANIES INC | 105 | Shares of Common Stock | 314 | |||||||
TANZANIAN ROYALTY EXPL F | 7,037 | Shares of Common Stock | 24,559 | |||||||
TARGET CORPORATION | 471 | Shares of Common Stock | 22,798 | |||||||
THE CHARLES SCHWAB CORP | 285 | Shares of Common Stock | 5,364 | |||||||
THE SOUTHERN COMPANY | 72 | Shares of Common Stock | 2,395 | |||||||
TIANRONG BLDG MAT HLDGS | 1,000 | Shares of Common Stock | 0 | |||||||
TIM HORTONS INC ** PEN | 252 | Shares of Common Stock | 7,699 |
26
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
TRANSOCEAN INC NEW F | 175 | Shares of Common Stock | 14,490 | |||||||
TRANSOCEAN INC NEW F | 60 | Shares of Common Stock | 4,968 | |||||||
TRANSWITCH CORP NEW | 125 | Shares of Common Stock | 263 | |||||||
TRAVELERS COMPANIES INC | 38 | Shares of Common Stock | 1,899 | |||||||
TRENWICK GROUP LTD ORD F | 700 | Shares of Common Stock | 10 | |||||||
TRUEBLUE INC | 150 | Shares of Common Stock | 2,222 | |||||||
TRUSTCO BANK CORP N Y | 100 | Shares of Common Stock | 630 | |||||||
TUPPERWARE BRANDS CORP | 412 | Shares of Common Stock | 19,187 | |||||||
TYCO ELECTRONICS LTD F | 9 | Shares of Common Stock | 231 | |||||||
TYCO INTL LTD NEW F | 500 | Shares of Common Stock | 17,840 | |||||||
TYCO INTL LTD NEW F | 9 | Shares of Common Stock | 334 | |||||||
U S BANCORP DEL NEW | 100 | Shares of Common Stock | 2,251 | |||||||
U S BANCORP DEL NEW | 100 | Shares of Common Stock | 2,251 | |||||||
U S G CORPORATION NEW | 130 | Shares of Common Stock | 1,827 | |||||||
U S SILVER CORP F | 175,000 | Shares of Common Stock | 27,545 | |||||||
UNILEVER PLC ADR NEW FWITH S | 225 | Shares of Common Stock | 7,178 | |||||||
UNITED PARCEL SERVICE B CLASS | 175 | Shares of Common Stock | 10,037 | |||||||
UNITED STATES NAT GAS FDMASTER | 2,000 | Shares of Common Stock | 20,160 | |||||||
UNITED TECHNOLOGIES CORP | 233 | Shares of Common Stock | 16,207 | |||||||
UNITEDHEALTH GROUP INC | 200 | Shares of Common Stock | 6,104 | |||||||
URANERZ ENERGY CORP | 600 | Shares of Common Stock | 780 | |||||||
US BIOTEC INC NEW | 196 | Shares of Common Stock | 0 | |||||||
VALE SA ADR FSPONSO | 250 | Shares of Common Stock | 7,258 | |||||||
VARIAN MEDICAL SYSTEMS | 400 | Shares of Common Stock | 18,740 | |||||||
VERIZON COMMUNICATIONS | 200 | Shares of Common Stock | 6,626 | |||||||
VERIZON COMMUNICATIONS | 63 | Shares of Common Stock | 2,090 | |||||||
VERIZON COMMUNICATIONS | 350 | Shares of Common Stock | 11,596 | |||||||
VERIZON COMMUNICATIONS | 1,000 | Shares of Common Stock | 33,130 | |||||||
VESTA INSURANCE GROUP | 216 | Shares of Common Stock | 0 | |||||||
VESTAS WIND SYS A/S ADRF1 ADR | 2,000 | Shares of Common Stock | 40,745 | |||||||
VIE FINANCIAL GROUP NEW | 15 | Shares of Common Stock | 1 | |||||||
VISA INC ** PEN | 44 | Shares of Common Stock | 3,848 | |||||||
VISHAY INTERTECHNOLOGY | 400 | Shares of Common Stock | 3,340 | |||||||
VODAFONE GROUP NEW ADR FSPONSO | 300 | Shares of Common Stock | 6,927 | |||||||
WALGREEN COMPANY | 100 | Shares of Common Stock | 3,672 | |||||||
WAL-MART STORES INC | 100 | Shares of Common Stock | 5,345 | |||||||
WAL-MART STORES INC | 268 | Shares of Common Stock | 14,312 | |||||||
WAL-MART STORES INC | 500 | Shares of Common Stock | 26,725 | |||||||
WAL-MART STORES INC | 250 | Shares of Common Stock | 13,363 | |||||||
WAL-MART STORES INC | 11 | Shares of Common Stock | 596 | |||||||
WAL-MART STORES INC | 13 | Shares of Common Stock | 710 | |||||||
WASTE MANAGEMENT INC DEL | 101 | Shares of Common Stock | 3,411 | |||||||
WELLS FARGO & CO NEW | 99 | Shares of Common Stock | 2,672 | |||||||
WELLS FARGO & CO NEW | 13 | Shares of Common Stock | 351 | |||||||
WELLS FARGO & CO NEW | 600 | Shares of Common Stock | 16,194 | |||||||
WELLS FARGO & CO NEW | 28 | Shares of Common Stock | 759 | |||||||
WESTERN COPPER CORP F | 80 | Shares of Common Stock | 125 | |||||||
WESTERN POTASH CORP F | 250 | Shares of Common Stock | 110 | |||||||
WESTERN REFINING INC ** PEN | 500 | Shares of Common Stock | 2,355 | |||||||
WESTERN REFINING INC ** PEN | 2,059 | Shares of Common Stock | 9,696 | |||||||
WHOLE FOODS MARKET INC | 113 | Shares of Common Stock | 3,091 | |||||||
WILLIS GROUP HOLDINGS F | 648 | Shares of Common Stock | 17,094 | |||||||
WISDOMTREE DEFA EQUITY INCOME | 136 | Shares of Common Stock | 5,928 | |||||||
WISDOMTREE EQUITY INC FDHI YIE | 265 | Shares of Common Stock | 9,150 | |||||||
WISDOMTREE MIDCAP DIVDNDMIDCAP | 48 | Shares of Common Stock | 2,045 | |||||||
WISDOMTREE SMALLCAP DIV SMALLC | 194 | Shares of Common Stock | 7,529 | |||||||
WISDOMTREE TRUST ** PEN | 31 | Shares of Common Stock | 1,543 | |||||||
WORLD FUEL SERVICES CORP | 400 | Shares of Common Stock | 10,716 | |||||||
WYNN RESORTS | 500 | Shares of Common Stock | 29,115 |
27
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
XEROX CORP | 208 | Shares of Common Stock | 1,758 | |||||||
XL CAPITAL LTD A SHS F | 500 | Shares of Common Stock | 9,165 | |||||||
XL CAPITAL LTD A SHS F | 700 | Shares of Common Stock | 12,831 | |||||||
XL CAPITAL LTD A SHS F | 3,050 | Shares of Common Stock | 55,907 | |||||||
YAMANA GOLD INC F | 550 | Shares of Common Stock | 6,259 | |||||||
YAMANA GOLD INC F | 2,000 | Shares of Common Stock | 22,760 | |||||||
YANZHOU COAL MNG CO ADRFSPONSO | 2,580 | Shares of Common Stock | 56,321 | |||||||
ZEVOTEK INC | 30,000 | Shares of Common Stock | 303 | |||||||
ZION OIL & GAS INC ** PEN | 1,100 | Shares of Common Stock | 7,865 | |||||||
ZIX CORPORATION | 20 | Shares of Common Stock | 34 | |||||||
ZORAN CORP NEW | 1,000 | Shares of Common Stock | 11,050 | |||||||
IDEARC INC | 2 | Shares of Common Stock | 0 | |||||||
LULULEMON ATHLETICA INC. | 100 | Shares of Common Stock | 3,010 | |||||||
TIME WARNER CABLE INC | 8 | Shares of Common Stock | 331 | |||||||
TIME WARNER CABLE INC | 25 | Shares of Common Stock | 1,035 | |||||||
TIME WARNER CABLE INC | 8 | Shares of Common Stock | 331 | |||||||
TIME WARNER INC | 33 | Shares of Common Stock | 962 | |||||||
TIME WARNER INC | 100 | Shares of Common Stock | 2,914 | |||||||
TIME WARNER INC | 36 | Shares of Common Stock | 1,040 | |||||||
WABCO HOLDINGS INC | 39 | Shares of Common Stock | 1,006 | |||||||
CLAYMORE EXCH TRADED FD BNY BR | 157 | Units of Investment Trust | 6,678 | |||||||
CLAYMORE EXCH TRADED FD S&P GL | 662 | Units of Investment Trust | 12,203 | |||||||
ISHARES MSCI BRAZIL INDXBRAZIL | 107 | Units of Investment Trust | 7,979 | |||||||
ISHARES MSCI BRAZIL INDXBRAZIL | 200 | Units of Investment Trust | 14,922 | |||||||
ISHARES MSCI EMRG MKT FDWITH S | 173 | Units of Investment Trust | 7,190 | |||||||
ISHARES MSCI EMRG MKT FDWITH S | 538 | Units of Investment Trust | 22,332 | |||||||
ISHARES MSCI EMRG MKT FDWITH S | 706 | Units of Investment Trust | 29,312 | |||||||
ISHARES MSCI JPN IDX FD JAPAN | 832 | Units of Investment Trust | 8,102 | |||||||
ISHARES MSCI VAL IDX FD | 129 | Units of Investment Trust | 6,492 | |||||||
ISHARES S&P GLBL INDX FDGLOBAL | 379 | Units of Investment Trust | 22,835 | |||||||
ISHARES S&P MIDCAP 400 S&P MI | 120 | Units of Investment Trust | 7,898 | |||||||
ISHARES S&P SMALLCAP 600S&P SM | 134 | Units of Investment Trust | 7,821 | |||||||
ISHARES SILVER TRUST INDEX | 1,270 | Units of Investment Trust | 21,005 | |||||||
ISHARES SILVER TRUST INDEX | 350 | Units of Investment Trust | 5,789 | |||||||
ISHARES TR BARCLAYS TIPSBOND F | 45 | Units of Investment Trust | 4,676 | |||||||
ISHARES TR DJ US INDL US IND | 930 | Units of Investment Trust | 49,318 | |||||||
ISHARES TR LEHMAN BD FD LEHMAN | 42 | Units of Investment Trust | 3,469 | |||||||
ISHARES TR MSCI EAFE FD WITH S | 116 | Units of Investment Trust | 6,401 | |||||||
ISHARES TR MSCI EAFE FD WITH S | 302 | Units of Investment Trust | 16,668 | |||||||
ISHARES TR S&P SMALLCAP WITH S | 148 | Units of Investment Trust | 8,093 | |||||||
ISHARES TRUST INDEX FUNDWITH S | 225 | Units of Investment Trust | 9,509 | |||||||
ISHARES TRUST INDEX FUNDWITH S | 108 | Units of Investment Trust | 4,564 | |||||||
ISHARES TRUST MSCI E | 184 | Units of Investment Trust | 6,580 | |||||||
ISHARES TRUST S&P 500 S&P 50 | 67 | Units of Investment Trust | 7,528 | |||||||
ISHARES TRUST S&P 500 S&P 50 | 50 | Units of Investment Trust | 5,591 | |||||||
ISHARES TRUST S&P GL | 285 | Units of Investment Trust | 9,721 | |||||||
ISHARES TRUST S&P GLOBALS&P GL | 391 | Units of Investment Trust | 8,705 | |||||||
MARKET VECTORS ETF JUNIOR | 19 | Units of Investment Trust | 489 | |||||||
MARKET VECTORS ETF TRUSTGOLD M | 436 | Units of Investment Trust | 20,150 | |||||||
OIL SERVICE HOLDERS TR DEPOSI | 100 | Units of Investment Trust | 11,888 | |||||||
POWERSHARES GLOBAL WATER** PEN | 480 | Units of Investment Trust | 8,093 | |||||||
POWERSHRS DB AGRICULTRE DOUBLE | 500 | Units of Investment Trust | 5,375 | |||||||
POWERSHS DB COMMDTY INDX | 1,000 | Units of Investment Trust | 24,620 | |||||||
POWERSHS DB US DOLLAR TRINDEX | 175 | Units of Investment Trust | 4,820 | |||||||
POWERSHS EXCH TRAD FD TRDYNAMI | 90 | Units of Investment Trust | 1,508 | |||||||
POWERSHS EXCH TRAD FD TRDYNAMI | 331 | Units of Investment Trust | 4,189 | |||||||
POWERSHS EXCH TRAD FD TRPOWERS | 644 | Units of Investment Trust | 7,228 | |||||||
POWERSHS QQQ TRUST SER 1 | 130 | Units of Investment Trust | 5,948 | |||||||
POWERSHS QQQ TRUST SER 1 | 307 | Units of Investment Trust | 14,029 |
28
Table of Contents
WILLIS NORTH AMERICA INC.
WILLIS 401(K) RETIREMENT SAVINGS PLAN
WILLIS 401(K) RETIREMENT SAVINGS PLAN
FORM 5500, SCHEDULE H, PART IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
DECEMBER 31, 2009
DECEMBER 31, 2009
Description of investment including maturity date, | ||||||||||
Identity of issue, borrower, lessor, or similar party | rate of interest, collateral, par, or maturity value | Current Value | ||||||||
POWERSHS QQQ TRUST SER 1 | 318 | Units of Investment Trust | 14,562 | |||||||
RYDEX ETF TRUST AUSTRA | 15 | Units of Investment Trust | 1,351 | |||||||
S P D R TRUST UNIT SR 1 EXPIRI | 338 | Units of Investment Trust | 37,716 | |||||||
SECTOR SPDR ENGY SELECT SHARES | 224 | Units of Investment Trust | 12,774 | |||||||
SECTOR SPDR FINCL SELECTSHARES | 506 | Units of Investment Trust | 7,287 | |||||||
SECTOR SPDR FINCL SELECTSHARES | 248 | Units of Investment Trust | 3,570 | |||||||
SPDR GOLD TRUST SPDR G | 65 | Units of Investment Trust | 6,975 | |||||||
SPDR GOLD TRUST SPDR G | 30 | Units of Investment Trust | 3,219 | |||||||
SPDR GOLD TRUST SPDR G | 100 | Units of Investment Trust | 10,731 | |||||||
SPDR S&P CHINA ETF | 250 | Units of Investment Trust | 17,963 | |||||||
SPDR S&P DIVIDEND ETF | 711 | Units of Investment Trust | 32,884 | |||||||
UNITED STATES OIL FUND | 140 | Units of Investment Trust | 5,499 | |||||||
VANGUARD DIV APPRCIATION | 100 | Units of Investment Trust | 4,686 | |||||||
VANGUARD EMERGING MARKET | 300 | Units of Investment Trust | 12,300 | |||||||
VANGUARD EMERGING MARKET | 637 | Units of Investment Trust | 26,117 | |||||||
VANGUARD EMERGING MARKET | 1,000 | Units of Investment Trust | 41,000 | |||||||
VANGUARD GROWTH | 1,146 | Units of Investment Trust | 60,789 | |||||||
VANGUARD REIT | 326 | Units of Investment Trust | 14,602 | |||||||
VANGUARD SMALL CAP GRWTH | 461 | Units of Investment Trust | 27,574 | |||||||
VANGUARD TOTAL STOCK MKTSTK MK | 295 | Units of Investment Trust | 16,656 | |||||||
PARTICIPANT NOTES RECEIVABLE | Participant notes receivable bearing interest ranging from 4.25% to 11.03% and maturity dates from January 1, 2010 to December 15, 2024 | 8,999,947 | ||||||||
$ | 522,968,538 | |||||||||
29
Table of Contents
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the trustee has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.
WILLIS 401(K) RETIREMENT SAVINGS PLAN | ||||
By: | /s/ Susan Sztuka Gunn | |||
Susan Sztuka Gunn | ||||
Group Director – Human Resources Willis Group Holdings PLC | ||||
Dated: June 29, 2010