UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
(Amendment No. 1)
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
SWK HOLDINGS CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
Delaware | 77-0435679 | |
(State of Incorporation or Organization) | (IRS Employer Identification No.) |
14755 Preston Road, Suite 105, Dallas, TX | 75254 | |
(Address of Principal Executive Offices) | (Zip Code) |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ¨
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. x
Securities Act registration statement file number to which this form relates: N/A
Securities to be registered pursuant to Section 12(b) of the Act:
Title Of Each Class To Be So Registered
| Name Of Each Exchange On Which Each Class Is To Be Registered
| |||
N/A | N/A | |||
Securities to be registered pursuant to Section 12(g) of the Act:
Preferred Stock Purchase Rights
(Title of Class)
Explanatory Note
This Form 8-A/A (Amendment No. 1) is being filed by SWK Holdings Corporation (the “Company”) to update the disclosure in the Company’s Registration Statement on Form 8-A filed with the Securities and Exchange Commission on April 18, 2016.
Item 1. | Description of Registrant’s Securities to be Registered. |
On April 8, 2019, the Company amended its Rights Agreement, dated April 8, 2019 (the “Rights Agreement”), with Computershare Trust Company, N.A., as Rights Agent, to extend the term of the Rights Agreement to April 8, 2022 (subject to earlier expiration as described in the Rights Agreement).
The summary of the terms of the amendment to the Rights Agreement is qualified in its entirety by the full text of the amendment, a copy of which is filed as Exhibit 4.01 hereto and incorporated herein by reference.
Item 2. | Exhibits. |
The following exhibits are filed as part of this registration statement:
Exhibit | Description | |
4.01 | Amendment No. 1 to Rights Agreement, dated as of April 8, 2019, by and between SWK Holdings Corporation and Computershare Trust Company, N.A. (incorporated by reference to Exhibit 4.01 to Form 8-K filed on April 8, 2019). | |
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: April 8, 2019
SWK HOLDINGS CORPORATION | ||
By: | /s/ Winston Black | |
Winston Black | ||
Chief Executive Officer |
EXHIBIT INDEX