UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09871
Cullen Funds Trust
(Exact name of registrant as specified in charter)
645 Fifth Avenue, New York, NY | 10022 |
(Address of principal executive offices) | (Zip code) |
Brooks Cullen
645 Fifth Avenue
New York, NY 10022
(Name and address of agent for service)
Registrant’s telephone number, including area code: (212) 843-0506
Date of fiscal year end: June 30
Date of reporting period: June 30, 2012
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 there under (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.
A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
The Proxy Voting Record for the Cullen Funds Trust is attached in this filing
Cullen High Dividend Equity Fund
Meeting Date Range: 01-Jul-2011 To 30-Jun-2012 | |||||||||||
Selected Accounts | |||||||||||
3M COMPANY | |||||||||||
Security: | 88579Y101 | Meeting Type: | Annual | ||||||||
Ticker: | MMM | Meeting Date: | 08-May-2012 | ||||||||
ISIN | US88579Y1010 | Vote Deadline Date: | 07-May-2012 | ||||||||
Agenda | 933562185 | Management | Total Ballot Shares: | 1932139.2112 | |||||||
Last Vote Date: | 21-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 580800 | 0 | 0 | 0 | |||||
11 | Ratify Appointment of Independent Auditors | For | 580800 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | 580800 | 0 | 0 | 0 | |||||
13 | Adopt Employee Stock Purchase Plan | For | 580800 | 0 | 0 | 0 | |||||
14 | Approve Stock Compensation Plan | For | 580800 | 0 | 0 | 0 | |||||
15 | S/H Proposal - Corporate Governance | Against | 0 | 580800 | 0 | 0 | |||||
16 | S/H Proposal - Political/Government | Against | 0 | 580800 | 0 | 0 | |||||
17 | S/H Proposal - Establish Independent Chairman | Against | 0 | 580800 | 0 | 0 | |||||
ABB LTD | |||||||||||
Security: | 000375204 | Meeting Type: | Annual | ||||||||
Ticker: | ABB | Meeting Date: | 26-Apr-2012 | ||||||||
ISIN | US0003752047 | Vote Deadline Date: | 19-Apr-2012 | ||||||||
Agenda | 933583381 | Management | Total Ballot Shares: | 1496800 | |||||||
Last Vote Date: | 31-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Receive Consolidated Financial Statements | For | 538100 | 0 | 0 | 0 | |||||
2 | Approve Remuneration of Directors and Auditors | For | 538100 | 0 | 0 | 0 | |||||
3 | Approve Discharge of Board and President | For | 538100 | 0 | 0 | 0 | |||||
4 | Approve Allocation of Dividends on Shares Held By Company | For | 538100 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 538100 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 538100 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 538100 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 538100 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 538100 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 538100 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 538100 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 538100 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 538100 | 0 | 0 | 0 | |||||
ALTRIA GROUP, INC. | |||||||||||
Security: | 02209S103 | Meeting Type: | Annual | ||||||||
Ticker: | MO | Meeting Date: | 17-May-2012 | ||||||||
ISIN | US02209S1033 | Vote Deadline Date: | 16-May-2012 | ||||||||
Agenda | 933581161 | Management | Total Ballot Shares: | 6475811 | |||||||
Last Vote Date: | 30-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 1991550 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | 1991550 | 0 | 0 | 0 | |||||
13 | 14A Executive Compensation | For | 1991550 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Political/Government | Against | 0 | 1991550 | 0 | 0 | |||||
ASTRAZENECA PLC | |||||||||||
Security: | 046353108 | Meeting Type: | Annual | ||||||||
Ticker: | AZN | Meeting Date: | 26-Apr-2012 | ||||||||
ISIN | US0463531089 | Vote Deadline Date: | 19-Apr-2012 | ||||||||
Agenda | 933579902 | Management | Total Ballot Shares: | 3833505.6899 | |||||||
Last Vote Date: | 29-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Miscellaneous Corporate Actions | For | 1080000 | 0 | 0 | 0 | |||||
2 | Dividends | For | 1080000 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | 1080000 | 0 | 0 | 0 | |||||
4 | Approve Remuneration of Directors and Auditors | For | 1080000 | 0 | 0 | 0 | |||||
5 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
6 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
7 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
8 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
9 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
10 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
11 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
12 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
13 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
14 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
15 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
16 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
17 | Election of Directors (Full Slate) | For | 1080000 | 0 | 0 | 0 | |||||
18 | Miscellaneous Corporate Actions | For | 1080000 | 0 | 0 | 0 | |||||
19 | Miscellaneous Corporate Actions | For | 1080000 | 0 | 0 | 0 | |||||
20 | Allot Securities | For | 1080000 | 0 | 0 | 0 | |||||
21 | Share Scheme | For | 1080000 | 0 | 0 | 0 | |||||
22 | Eliminate Pre-Emptive Rights | For | 1080000 | 0 | 0 | 0 | |||||
23 | Authorize Directors to Repurchase Shares | For | 1080000 | 0 | 0 | 0 | |||||
24 | Miscellaneous Corporate Actions | For | 1080000 | 0 | 0 | 0 | |||||
AT&T INC. | |||||||||||
Security: | 00206R102 | Meeting Type: | Annual | ||||||||
Ticker: | T | Meeting Date: | 27-Apr-2012 | ||||||||
ISIN | US00206R1023 | Vote Deadline Date: | 26-Apr-2012 | ||||||||
Agenda | 933559049 | Management | Total Ballot Shares: | 5805178.0618 | |||||||
Last Vote Date: | 08-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 1561800 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | 1561800 | 0 | 0 | 0 | |||||
13 | 14A Executive Compensation | For | 1561800 | 0 | 0 | 0 | |||||
14 | Approve Charter Amendment | For | 1561800 | 0 | 0 | 0 | |||||
15 | S/H Proposal - Political/Government | Against | 0 | 1561800 | 0 | 0 | |||||
16 | S/H Proposal - Corporate Governance | Against | 0 | 1561800 | 0 | 0 | |||||
17 | S/H Proposal - Establish Independent Chairman | Against | 0 | 1561800 | 0 | 0 | |||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||
Security: | 110122108 | Meeting Type: | Annual | ||||||||
Ticker: | BMY | Meeting Date: | 01-May-2012 | ||||||||
ISIN | US1101221083 | Vote Deadline Date: | 30-Apr-2012 | ||||||||
Agenda | 933567274 | Management | Total Ballot Shares: | 5866403.0996 | |||||||
Last Vote Date: | 20-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 1453850 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 1453850 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | 1453850 | 0 | 0 | 0 | |||||
15 | Approve Stock Compensation Plan | For | 1453850 | 0 | 0 | 0 | |||||
16 | S/H Proposal - Corporate Governance | Against | 0 | 1453850 | 0 | 0 | |||||
17 | S/H Proposal - Human Rights Related | Against | 0 | 1453850 | 0 | 0 | |||||
18 | S/H Proposal - Corporate Governance | Against | 0 | 1453850 | 0 | 0 | |||||
CHEVRON CORPORATION | |||||||||||
Security: | 166764100 | Meeting Type: | Annual | ||||||||
Ticker: | CVX | Meeting Date: | 30-May-2012 | ||||||||
ISIN | US1667641005 | Vote Deadline Date: | 29-May-2012 | ||||||||
Agenda | 933601913 | Management | Total Ballot Shares: | 1840663.2824 | |||||||
Last Vote Date: | 13-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 483000 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | 483000 | 0 | 0 | 0 | |||||
13 | 14A Executive Compensation | For | 483000 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Corporate Governance | Against | 0 | 483000 | 0 | 0 | |||||
15 | S/H Proposal - Establish Independent Chairman | Against | 0 | 483000 | 0 | 0 | |||||
16 | S/H Proposal - Political/Government | Against | 0 | 483000 | 0 | 0 | |||||
17 | S/H Proposal - Proxy Process/Statement | Against | 0 | 483000 | 0 | 0 | |||||
18 | S/H Proposal - Environmental | Against | 0 | 483000 | 0 | 0 | |||||
19 | S/H Proposal - Proxy Process/Statement | Against | 0 | 483000 | 0 | 0 | |||||
20 | S/H Proposal - Rights To Call Special Meeting | Against | 0 | 483000 | 0 | 0 | |||||
21 | S/H Proposal - Environmental | Against | 0 | 483000 | 0 | 0 | |||||
CONOCOPHILLIPS | |||||||||||
Security: | 20825C104 | Meeting Type: | Annual | ||||||||
Ticker: | COP | Meeting Date: | 09-May-2012 | ||||||||
ISIN | US20825C1045 | Vote Deadline Date: | 08-May-2012 | ||||||||
Agenda | 933579659 | Management | Total Ballot Shares: | 2674424.7318 | |||||||
Last Vote Date: | 29-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
15 | Election of Directors (Majority Voting) | For | 746670 | 0 | 0 | 0 | |||||
16 | Ratify Appointment of Independent Auditors | For | 746670 | 0 | 0 | 0 | |||||
17 | 14A Executive Compensation | For | 746670 | 0 | 0 | 0 | |||||
18 | S/H Proposal - Environmental | Against | 0 | 746670 | 0 | 0 | |||||
19 | S/H Proposal - Environmental | Against | 0 | 746670 | 0 | 0 | |||||
20 | S/H Proposal - Human Rights Related | Against | 0 | 746670 | 0 | 0 | |||||
21 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Against | 0 | 746670 | 0 | 0 | |||||
22 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Against | 0 | 746670 | 0 | 0 | |||||
DIAGEO PLC | |||||||||||
Security: | 25243Q205 | Meeting Type: | Annual | ||||||||
Ticker: | DEO | Meeting Date: | 19-Oct-2011 | ||||||||
ISIN | US25243Q2057 | Vote Deadline Date: | 10-Oct-2011 | ||||||||
Agenda | 933508650 | Management | Total Ballot Shares: | 2066664.645 | |||||||
Last Vote Date: | 21-Sep-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | 353100 | 0 | 0 | 0 | |||||
2 | Approve Remuneration of Directors and Auditors | For | 353100 | 0 | 0 | 0 | |||||
3 | Dividends | For | 353100 | 0 | 0 | 0 | |||||
4 | Election of Directors (Full Slate) | For | 353100 | 0 | 0 | 0 | |||||
5 | Election of Directors (Full Slate) | For | 353100 | 0 | 0 | 0 | |||||
6 | Election of Directors (Full Slate) | For | 353100 | 0 | 0 | 0 | |||||
7 | Election of Directors (Full Slate) | For | 353100 | 0 | 0 | 0 | |||||
8 | Election of Directors (Full Slate) | For | 353100 | 0 | 0 | 0 | |||||
9 | Election of Directors (Full Slate) | For | 353100 | 0 | 0 | 0 | |||||
10 | Election of Directors (Full Slate) | For | 353100 | 0 | 0 | 0 | |||||
11 | Election of Directors (Full Slate) | For | 353100 | 0 | 0 | 0 | |||||
12 | Election of Directors (Full Slate) | For | 353100 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 353100 | 0 | 0 | 0 | |||||
14 | Approve Remuneration of Directors and Auditors | For | 353100 | 0 | 0 | 0 | |||||
15 | Allot Securities | For | 353100 | 0 | 0 | 0 | |||||
16 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | For | 353100 | 0 | 0 | 0 | |||||
17 | Stock Repurchase Plan | For | 353100 | 0 | 0 | 0 | |||||
18 | Miscellaneous Corporate Actions | For | 353100 | 0 | 0 | 0 | |||||
19 | Miscellaneous Corporate Actions | For | 353100 | 0 | 0 | 0 | |||||
DOMINION RESOURCES, INC. | |||||||||||
Security: | 25746U109 | Meeting Type: | Annual | ||||||||
Ticker: | D | Meeting Date: | 08-May-2012 | ||||||||
ISIN | US25746U1097 | Vote Deadline Date: | 07-May-2012 | ||||||||
Agenda | 933571867 | Management | Total Ballot Shares: | 3024924.46 | |||||||
Last Vote Date: | 23-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 697600 | 0 | 0 | 0 | |||||
11 | Ratify Appointment of Independent Auditors | For | 697600 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | 697600 | 0 | 0 | 0 | |||||
13 | S/H Proposal - Environmental | Against | 0 | 697600 | 0 | 0 | |||||
14 | S/H Proposal - Environmental | Against | 0 | 697600 | 0 | 0 | |||||
15 | S/H Proposal - Environmental | Against | 0 | 697600 | 0 | 0 | |||||
16 | S/H Proposal - Environmental | Against | 0 | 697600 | 0 | 0 | |||||
17 | S/H Proposal - Environmental | Against | 0 | 697600 | 0 | 0 | |||||
18 | S/H Proposal - Environmental | Against | 0 | 697600 | 0 | 0 | |||||
E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||
Security: | 263534109 | Meeting Type: | Annual | ||||||||
Ticker: | DD | Meeting Date: | 25-Apr-2012 | ||||||||
ISIN | US2635341090 | Vote Deadline Date: | 24-Apr-2012 | ||||||||
Agenda | 933562731 | Management | Total Ballot Shares: | 3043231.7835 | |||||||
Last Vote Date: | 14-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 670000 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | 670000 | 0 | 0 | 0 | |||||
13 | 14A Executive Compensation | For | 670000 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Establish Independent Chairman | Against | 0 | 670000 | 0 | 0 | |||||
15 | S/H Proposal - Executive Compensation | Against | 0 | 670000 | 0 | 0 | |||||
ELI LILLY AND COMPANY | |||||||||||
Security: | 532457108 | Meeting Type: | Annual | ||||||||
Ticker: | LLY | Meeting Date: | 16-Apr-2012 | ||||||||
ISIN | US5324571083 | Vote Deadline Date: | 13-Apr-2012 | ||||||||
Agenda | 933555394 | Management | Total Ballot Shares: | 4666530.7194 | |||||||
Last Vote Date: | 01-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 1336800 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 1336800 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 1336800 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1336800 | 0 | 0 | 0 | |||||
5 | Ratify Appointment of Independent Auditors | For | 1336800 | 0 | 0 | 0 | |||||
6 | 14A Executive Compensation | For | 1336800 | 0 | 0 | 0 | |||||
7 | Amend Articles-Board Related | For | 1336800 | 0 | 0 | 0 | |||||
8 | Approve Charter Amendment | For | 1336800 | 0 | 0 | 0 | |||||
9 | S/H Proposal - Election of Directors By Majority Vote | Against | 0 | 1336800 | 0 | 0 | |||||
10 | S/H Proposal - Animal Rights | Against | 0 | 1336800 | 0 | 0 | |||||
GENERAL ELECTRIC COMPANY | |||||||||||
Security: | 369604103 | Meeting Type: | Annual | ||||||||
Ticker: | GE | Meeting Date: | 25-Apr-2012 | ||||||||
ISIN | US3696041033 | Vote Deadline Date: | 24-Apr-2012 | ||||||||
Agenda | 933564951 | Management | Total Ballot Shares: | 8718022.9263 | |||||||
Last Vote Date: | 24-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
15 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
16 | Election of Directors (Majority Voting) | For | 2586530 | 0 | 0 | 0 | |||||
17 | Ratify Appointment of Independent Auditors | For | 2586530 | 0 | 0 | 0 | |||||
18 | 14A Executive Compensation | For | 2586530 | 0 | 0 | 0 | |||||
19 | Amend Stock Compensation Plan | For | 2586530 | 0 | 0 | 0 | |||||
20 | Amend Cash/Stock Bonus Plan | For | 2586530 | 0 | 0 | 0 | |||||
21 | S/H Proposal - Adopt Cumulative Voting | Against | 0 | 2586530 | 0 | 0 | |||||
22 | S/H Proposal - Environmental | Against | 0 | 2586530 | 0 | 0 | |||||
23 | S/H Proposal - Establish Independent Chairman | Against | 0 | 2586530 | 0 | 0 | |||||
24 | S/H Proposal - Corporate Governance | Against | 2586530 | 0 | 0 | 0 | |||||
GENUINE PARTS COMPANY | |||||||||||
Security: | 372460105 | Meeting Type: | Annual | ||||||||
Ticker: | GPC | Meeting Date: | 23-Apr-2012 | ||||||||
ISIN | US3724601055 | Vote Deadline Date: | 20-Apr-2012 | ||||||||
Agenda | 933555421 | Management | Total Ballot Shares: | 2381587 | |||||||
Last Vote Date: | 01-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | |||||||||
DR. MARY B. BULLOCK | 486600 | 0 | 0 | 0 | |||||||
PAUL D. DONAHUE | 486600 | 0 | 0 | 0 | |||||||
JEAN DOUVILLE | 486600 | 0 | 0 | 0 | |||||||
THOMAS C. GALLAGHER | 486600 | 0 | 0 | 0 | |||||||
GEORGE C. 'JACK' GUYNN | 486600 | 0 | 0 | 0 | |||||||
JOHN R. HOLDER | 486600 | 0 | 0 | 0 | |||||||
JOHN D. JOHNS | 486600 | 0 | 0 | 0 | |||||||
MICHAEL M.E. JOHNS, MD | 486600 | 0 | 0 | 0 | |||||||
J. HICKS LANIER | 486600 | 0 | 0 | 0 | |||||||
R.C. LOUDERMILK, JR. | 486600 | 0 | 0 | 0 | |||||||
WENDY B. NEEDHAM | 486600 | 0 | 0 | 0 | |||||||
JERRY W. NIX | 486600 | 0 | 0 | 0 | |||||||
GARY W. ROLLINS | 486600 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | 486600 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | 486600 | 0 | 0 | 0 | |||||
H.J. HEINZ COMPANY | |||||||||||
Security: | 423074103 | Meeting Type: | Annual | ||||||||
Ticker: | HNZ | Meeting Date: | 30-Aug-2011 | ||||||||
ISIN | US4230741039 | Vote Deadline Date: | 29-Aug-2011 | ||||||||
Agenda | 933486311 | Management | Total Ballot Shares: | 3043445.174 | |||||||
Last Vote Date: | 06-Jul-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 533000 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 533000 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | 533000 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
15 | 14A Executive Compensation Vote Frequency | 1 Year | 0 | 0 | 533000 | 0 | 0 | ||||
HCP, INC. | |||||||||||
Security: | 40414L109 | Meeting Type: | Annual | ||||||||
Ticker: | HCP | Meeting Date: | 26-Apr-2012 | ||||||||
ISIN | US40414L1098 | Vote Deadline Date: | 25-Apr-2012 | ||||||||
Agenda | 933560573 | Management | Total Ballot Shares: | 3995922.3044 | |||||||
Last Vote Date: | 10-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 1070190 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 1070190 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 1070190 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1070190 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 1070190 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 1070190 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 1070190 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 1070190 | 0 | 0 | 0 | |||||
9 | Ratify Appointment of Independent Auditors | For | 1070190 | 0 | 0 | 0 | |||||
10 | 14A Executive Compensation | For | 1070190 | 0 | 0 | 0 | |||||
HEALTH CARE REIT, INC. | |||||||||||
Security: | 42217K106 | Meeting Type: | Annual | ||||||||
Ticker: | HCN | Meeting Date: | 03-May-2012 | ||||||||
ISIN | US42217K1060 | Vote Deadline Date: | 02-May-2012 | ||||||||
Agenda | 933580993 | Management | Total Ballot Shares: | 3035795.9662 | |||||||
Last Vote Date: | 30-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 784470 | 0 | 0 | 0 | |||||
11 | 14A Executive Compensation | For | 784470 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | 784470 | 0 | 0 | 0 | |||||
HSBC HOLDINGS PLC | |||||||||||
Security: | 404280406 | Meeting Type: | Annual | ||||||||
Ticker: | HBC | Meeting Date: | 25-May-2012 | ||||||||
ISIN | US4042804066 | Vote Deadline Date: | 16-May-2012 | ||||||||
Agenda | 933594625 | Management | Total Ballot Shares: | 3319319 | |||||||
Last Vote Date: | 07-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Receive Consolidated Financial Statements | For | 717335 | 0 | 0 | 0 | |||||
2 | Approve Remuneration of Directors and Auditors | For | 717335 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
15 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
16 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
17 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
18 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
19 | Election of Directors (Majority Voting) | For | 717335 | 0 | 0 | 0 | |||||
20 | Ratify Appointment of Independent Auditors | For | 717335 | 0 | 0 | 0 | |||||
21 | Allot Securities | For | 717335 | 0 | 0 | 0 | |||||
22 | Eliminate Pre-Emptive Rights | For | 717335 | 0 | 0 | 0 | |||||
23 | Stock Repurchase Plan | For | 717335 | 0 | 0 | 0 | |||||
24 | Approve Allocation of Dividends on Shares Held By Company | For | 717335 | 0 | 0 | 0 | |||||
25 | Approve Annual Meeting Date/Time Change | For | 717335 | 0 | 0 | 0 | |||||
INTEL CORPORATION | |||||||||||
Security: | 458140100 | Meeting Type: | Annual | ||||||||
Ticker: | INTC | Meeting Date: | 17-May-2012 | ||||||||
ISIN | US4581401001 | Vote Deadline Date: | 16-May-2012 | ||||||||
Agenda | 933577061 | Management | Total Ballot Shares: | 6735918.4234 | |||||||
Last Vote Date: | 28-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 2144010 | 0 | 0 | 0 | |||||
11 | Ratify Appointment of Independent Auditors | For | 2144010 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | 2144010 | 0 | 0 | 0 | |||||
13 | S/H Proposal - Political/Government | Against | 0 | 2144010 | 0 | 0 | |||||
JOHNSON & JOHNSON | |||||||||||
Security: | 478160104 | Meeting Type: | Annual | ||||||||
Ticker: | JNJ | Meeting Date: | 26-Apr-2012 | ||||||||
ISIN | US4781601046 | Vote Deadline Date: | 25-Apr-2012 | ||||||||
Agenda | 933562301 | Management | Total Ballot Shares: | 2860192.9486 | |||||||
Last Vote Date: | 24-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | 791150 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | 791150 | 0 | 0 | 0 | |||||
15 | Approve Stock Compensation Plan | For | 791150 | 0 | 0 | 0 | |||||
16 | Ratify Appointment of Independent Auditors | For | 791150 | 0 | 0 | 0 | |||||
17 | S/H Proposal - Establish Independent Chairman | Against | 0 | 791150 | 0 | 0 | |||||
18 | S/H Proposal - Political/Government | Against | 0 | 791150 | 0 | 0 | |||||
19 | S/H Proposal - Animal Rights | Against | 0 | 791150 | 0 | 0 | |||||
KIMBERLY-CLARK CORPORATION | |||||||||||
Security: | 494368103 | Meeting Type: | Annual | ||||||||
Ticker: | KMB | Meeting Date: | 03-May-2012 | ||||||||
ISIN | US4943681035 | Vote Deadline Date: | 02-May-2012 | ||||||||
Agenda | 933559657 | Management | Total Ballot Shares: | 2437706.9166 | |||||||
Last Vote Date: | 09-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 703030 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 703030 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | 703030 | 0 | 0 | 0 | |||||
KRAFT FOODS INC. | |||||||||||
Security: | 50075N104 | Meeting Type: | Annual | ||||||||
Ticker: | KFT | Meeting Date: | 23-May-2012 | ||||||||
ISIN | US50075N1046 | Vote Deadline Date: | 22-May-2012 | ||||||||
Agenda | 933593609 | Management | Total Ballot Shares: | 5302296.6934 | |||||||
Last Vote Date: | 07-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 1321940 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | 1321940 | 0 | 0 | 0 | |||||
13 | Approve Company Name Change | For | 1321940 | 0 | 0 | 0 | |||||
14 | Ratify Appointment of Independent Auditors | For | 1321940 | 0 | 0 | 0 | |||||
15 | S/H Proposal - Environmental | Against | 0 | 1321940 | 0 | 0 | |||||
16 | S/H Proposal - Environmental | Against | 0 | 1321940 | 0 | 0 | |||||
17 | S/H Proposal - Political/Government | Against | 0 | 1321940 | 0 | 0 | |||||
MERCK & CO., INC. | |||||||||||
Security: | 58933Y105 | Meeting Type: | Annual | ||||||||
Ticker: | MRK | Meeting Date: | 22-May-2012 | ||||||||
ISIN | US58933Y1055 | Vote Deadline Date: | 21-May-2012 | ||||||||
Agenda | 933595158 | Management | Total Ballot Shares: | 5069228.802 | |||||||
Last Vote Date: | 10-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 1464840 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 1464840 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | 1464840 | 0 | 0 | 0 | |||||
15 | S/H Proposal - Corporate Governance | Against | 0 | 1464840 | 0 | 0 | |||||
16 | S/H Proposal - Corporate Governance | Against | 0 | 1464840 | 0 | 0 | |||||
17 | S/H Proposal - Political/Government | Against | 0 | 1464840 | 0 | 0 | |||||
MICROSOFT CORPORATION | |||||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||||
Ticker: | MSFT | Meeting Date: | 15-Nov-2011 | ||||||||
ISIN | US5949181045 | Vote Deadline Date: | 14-Nov-2011 | ||||||||
Agenda | 933510706 | Management | Total Ballot Shares: | 5808473.229 | |||||||
Last Vote Date: | 28-Sep-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 1155850 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 1155850 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 1155850 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1155850 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 1155850 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 1155850 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 1155850 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 1155850 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 1155850 | 0 | 0 | 0 | |||||
10 | 14A Executive Compensation | For | 1155850 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
11 | 14A Executive Compensation Vote Frequency | 1 Year | 0 | 0 | 1155850 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
12 | Ratify Appointment of Independent Auditors | For | 1155850 | 0 | 0 | 0 | |||||
13 | S/H Proposal - Environmental | Against | 0 | 1155850 | 0 | 0 | |||||
NEXTERA ENERGY, INC. | |||||||||||
Security: | 65339F101 | Meeting Type: | Annual | ||||||||
Ticker: | NEE | Meeting Date: | 25-May-2012 | ||||||||
ISIN | US65339F1012 | Vote Deadline Date: | 24-May-2012 | ||||||||
Agenda | 933587555 | Management | Total Ballot Shares: | 2952745.761 | |||||||
Last Vote Date: | 04-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 748990 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 748990 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | 748990 | 0 | 0 | 0 | |||||
NOKIA CORPORATION | |||||||||||
Security: | 654902204 | Meeting Type: | Annual | ||||||||
Ticker: | NOK | Meeting Date: | 03-May-2012 | ||||||||
ISIN | US6549022043 | Vote Deadline Date: | 13-Apr-2012 | ||||||||
Agenda | 933559140 | Management | Total Ballot Shares: | 4960914 | |||||||
Last Vote Date: | 09-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Receive Directors' Report | For | 1273400 | 0 | 0 | 0 | |||||
2 | Authorize Payment of Directors' Fees | For | 1273400 | 0 | 0 | 0 | |||||
3 | Approve Director Liability Insurance | For | 1273400 | 0 | 0 | 0 | |||||
4 | Approve Remuneration of Directors and Auditors | For | 1273400 | 0 | 0 | 0 | |||||
5 | Fix Number of Directors and Elect | For | 1273400 | 0 | 0 | 0 | |||||
6 | Election of Directors | For | |||||||||
BRUCE BROWN | 1273400 | 0 | 0 | 0 | |||||||
STEPHEN ELOP | 1273400 | 0 | 0 | 0 | |||||||
HENNING KAGERMANN | 1273400 | 0 | 0 | 0 | |||||||
JOUKO KARVINEN | 1273400 | 0 | 0 | 0 | |||||||
HELGE LUND | 1273400 | 0 | 0 | 0 | |||||||
ISABEL MAREY-SEMPER | 1273400 | 0 | 0 | 0 | |||||||
MARTEN MICKOS | 1273400 | 0 | 0 | 0 | |||||||
ELIZABETH NELSON | 1273400 | 0 | 0 | 0 | |||||||
DAME MARJORIE SCARDINO | 1273400 | 0 | 0 | 0 | |||||||
RISTO SIILASMAA | 1273400 | 0 | 0 | 0 | |||||||
KARI STADIGH | 1273400 | 0 | 0 | 0 | |||||||
7 | Approve Remuneration of Directors and Auditors | For | 1273400 | 0 | 0 | 0 | |||||
8 | Ratify Appointment of Independent Auditors | For | 1273400 | 0 | 0 | 0 | |||||
9 | Approve Charter Amendment | For | 1273400 | 0 | 0 | 0 | |||||
PETROCHINA COMPANY LIMITED | |||||||||||
Security: | 71646E100 | Meeting Type: | Special | ||||||||
Ticker: | PTR | Meeting Date: | 20-Oct-2011 | ||||||||
ISIN | US71646E1001 | Vote Deadline Date: | 11-Oct-2011 | ||||||||
Agenda | 933509626 | Management | Total Ballot Shares: | 599333.5228 | |||||||
Last Vote Date: | 23-Sep-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Miscellaneous Corporate Actions | For | 229731 | 0 | 0 | 0 | |||||
2 | Elect Supervisory Board Member | For | 229731 | 0 | 0 | 0 | |||||
PETROCHINA COMPANY LIMITED | |||||||||||
Security: | 71646E100 | Meeting Type: | Annual | ||||||||
Ticker: | PTR | Meeting Date: | 23-May-2012 | ||||||||
ISIN | US71646E1001 | Vote Deadline Date: | 08-May-2012 | ||||||||
Agenda | 933619833 | Management | Total Ballot Shares: | 618635.5338 | |||||||
Last Vote Date: | 26-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Receive Directors' Report | For | 271700 | 0 | 0 | 0 | |||||
2 | Receive Directors' Report | For | 271700 | 0 | 0 | 0 | |||||
3 | Receive Consolidated Financial Statements | For | 271700 | 0 | 0 | 0 | |||||
4 | Approve Allocation of Dividends on Shares Held By Company | For | 271700 | 0 | 0 | 0 | |||||
5 | Approve Allocation of Dividends on Shares Held By Company | For | 271700 | 0 | 0 | 0 | |||||
6 | Ratify Appointment of Independent Auditors | For | 271700 | 0 | 0 | 0 | |||||
7 | Allot Securities | For | 271700 | 0 | 0 | 0 | |||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||
Security: | 718172109 | Meeting Type: | Annual | ||||||||
Ticker: | PM | Meeting Date: | 09-May-2012 | ||||||||
ISIN | US7181721090 | Vote Deadline Date: | 08-May-2012 | ||||||||
Agenda | 933572136 | Management | Total Ballot Shares: | 2300449.883 | |||||||
Last Vote Date: | 23-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 588500 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 588500 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | 588500 | 0 | 0 | 0 | |||||
15 | Approve Stock Compensation Plan | For | 588500 | 0 | 0 | 0 | |||||
16 | S/H Proposal - Establish Independent Chairman | Against | 0 | 588500 | 0 | 0 | |||||
17 | S/H Proposal - Corporate Governance | Against | 0 | 588500 | 0 | 0 | |||||
RAYTHEON COMPANY | |||||||||||
Security: | 755111507 | Meeting Type: | Annual | ||||||||
Ticker: | RTN | Meeting Date: | 31-May-2012 | ||||||||
ISIN | US7551115071 | Vote Deadline Date: | 30-May-2012 | ||||||||
Agenda | 933620343 | Management | Total Ballot Shares: | 1127611 | |||||||
Last Vote Date: | 27-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 921060 | 0 | 0 | 0 | |||||
11 | 14A Executive Compensation | For | 921060 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | 921060 | 0 | 0 | 0 | |||||
13 | S/H Proposal - Proxy Process/Statement | Against | 0 | 921060 | 0 | 0 | |||||
14 | S/H Proposal - Corporate Governance | Against | 0 | 921060 | 0 | 0 | |||||
15 | S/H Proposal - Proxy Process/Statement | Against | 0 | 921060 | 0 | 0 | |||||
ROYAL DUTCH SHELL PLC | |||||||||||
Security: | 780259107 | Meeting Type: | Annual | ||||||||
Ticker: | RDSB | Meeting Date: | 22-May-2012 | ||||||||
ISIN | US7802591070 | Vote Deadline Date: | 11-May-2012 | ||||||||
Agenda | 933613766 | Management | Total Ballot Shares: | 2565722 | |||||||
Last Vote Date: | 24-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Receive Directors' Report | For | 690550 | 0 | 0 | 0 | |||||
2 | Receive Directors' Report | For | 690550 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | 690550 | 0 | 0 | 0 | |||||
15 | Ratify Appointment of Independent Auditors | For | 690550 | 0 | 0 | 0 | |||||
16 | Ratify Appointment of Independent Auditors | For | 690550 | 0 | 0 | 0 | |||||
17 | Allot Securities | For | 690550 | 0 | 0 | 0 | |||||
18 | Eliminate Pre-Emptive Rights | For | 690550 | 0 | 0 | 0 | |||||
19 | Miscellaneous Corporate Actions | For | 690550 | 0 | 0 | 0 | |||||
20 | Miscellaneous Corporate Actions | For | 690550 | 0 | 0 | 0 | |||||
THE BOEING COMPANY | |||||||||||
Security: | 097023105 | Meeting Type: | Annual | ||||||||
Ticker: | BA | Meeting Date: | 30-Apr-2012 | ||||||||
ISIN | US0970231058 | Vote Deadline Date: | 27-Apr-2012 | ||||||||
Agenda | 933565977 | Management | Total Ballot Shares: | 1940120.0852 | |||||||
Last Vote Date: | 17-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 492010 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | 492010 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 492010 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Political/Government | Against | 0 | 492010 | 0 | 0 | |||||
15 | S/H Proposal - Corporate Governance | Against | 0 | 492010 | 0 | 0 | |||||
16 | S/H Proposal - Executive Compensation | Against | 0 | 492010 | 0 | 0 | |||||
17 | S/H Proposal - Executive Compensation | Against | 0 | 492010 | 0 | 0 | |||||
THE TRAVELERS COMPANIES, INC. | |||||||||||
Security: | 89417E109 | Meeting Type: | Annual | ||||||||
Ticker: | TRV | Meeting Date: | 23-May-2012 | ||||||||
ISIN | US89417E1091 | Vote Deadline Date: | 22-May-2012 | ||||||||
Agenda | 933596009 | Management | Total Ballot Shares: | 2518435.8757 | |||||||
Last Vote Date: | 13-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 765970 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | 765970 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | 765970 | 0 | 0 | 0 | |||||
15 | S/H Proposal - Political/Government | Against | 0 | 765970 | 0 | 0 | |||||
UNILEVER N.V. | |||||||||||
Security: | 904784709 | Meeting Type: | Special | ||||||||
Ticker: | UN | Meeting Date: | 16-Sep-2011 | ||||||||
ISIN | US9047847093 | Vote Deadline Date: | 08-Sep-2011 | ||||||||
Agenda | 933499584 | Management | Total Ballot Shares: | 5070972.1714 | |||||||
Last Vote Date: | 20-Aug-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Authorize Purchase of Assets | For | 837300 | 0 | 0 | 0 | |||||
UNILEVER N.V. | |||||||||||
Security: | 904784709 | Meeting Type: | Annual | ||||||||
Ticker: | UN | Meeting Date: | 09-May-2012 | ||||||||
ISIN | US9047847093 | Vote Deadline Date: | 01-May-2012 | ||||||||
Agenda | 933596720 | Management | Total Ballot Shares: | 5798813.6654 | |||||||
Last Vote Date: | 10-Apr-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Adopt Accounts for Past Year | For | 1395440 | 0 | 0 | 0 | |||||
2 | Approve Charter Amendment | For | 1395440 | 0 | 0 | 0 | |||||
3 | Approve Charter Amendment | For | 1395440 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
15 | Election of Directors (Majority Voting) | For | 1395440 | 0 | 0 | 0 | |||||
16 | Approve Charter Amendment | For | 1395440 | 0 | 0 | 0 | |||||
17 | Allot Securities | For | 1395440 | 0 | 0 | 0 | |||||
18 | Allot Securities | For | 1395440 | 0 | 0 | 0 | |||||
19 | Allot Securities | For | 1395440 | 0 | 0 | 0 | |||||
20 | Ratify Appointment of Independent Auditors | For | 1395440 | 0 | 0 | 0 | |||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security: | 92343V104 | Meeting Type: | Annual | ||||||||
Ticker: | VZ | Meeting Date: | 03-May-2012 | ||||||||
ISIN | US92343V1044 | Vote Deadline Date: | 02-May-2012 | ||||||||
Agenda | 933561739 | Management | Total Ballot Shares: | 4695887.5885 | |||||||
Last Vote Date: | 13-Mar-2012 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | 1119300 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | 1119300 | 0 | 0 | 0 | |||||
13 | 14A Executive Compensation | For | 1119300 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Political/Government | Against | 0 | 1119300 | 0 | 0 | |||||
15 | S/H Proposal - Political/Government | Against | 0 | 1119300 | 0 | 0 | |||||
16 | S/H Proposal - Executive Compensation | Against | 0 | 1119300 | 0 | 0 | |||||
17 | S/H Proposal - Proxy Process/Statement | Against | 0 | 1119300 | 0 | 0 | |||||
18 | S/H Proposal - Corporate Governance | Against | 0 | 1119300 | 0 | 0 | |||||
19 | Miscellaneous Shareholder Proposal | Against | 0 | 1119300 | 0 | 0 | |||||
VODAFONE GROUP PLC | |||||||||||
Security: | 92857W209 | Meeting Type: | Annual | ||||||||
Ticker: | VOD | Meeting Date: | 26-Jul-2011 | ||||||||
ISIN | US92857W2098 | Vote Deadline Date: | 19-Jul-2011 | ||||||||
Agenda | 933480648 | Management | Total Ballot Shares: | 6279252.334 | |||||||
Last Vote Date: | 24-Jun-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | Miscellaneous Corporate Actions | None | 975000 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | None | 975000 | 0 | 0 | 0 | |||||
3 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
4 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
5 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
6 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
7 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | None | 975000 | 0 | 0 | 0 | |||||
9 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
10 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
11 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
12 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
13 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
14 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
15 | Election of Directors (Full Slate) | None | 975000 | 0 | 0 | 0 | |||||
16 | Dividends | None | 975000 | 0 | 0 | 0 | |||||
17 | Miscellaneous Corporate Actions | None | 975000 | 0 | 0 | 0 | |||||
18 | Ratify Appointment of Independent Auditors | None | 975000 | 0 | 0 | 0 | |||||
19 | Approve Remuneration of Directors and Auditors | None | 975000 | 0 | 0 | 0 | |||||
20 | Allot Securities | None | 975000 | 0 | 0 | 0 | |||||
21 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | None | 975000 | 0 | 0 | 0 | |||||
22 | Authorize Directors to Repurchase Shares | None | 975000 | 0 | 0 | 0 | |||||
23 | Restore Right to Call a Special Meeting | None | 975000 | 0 | 0 | 0 |
Cullen International High Dividend Fund
Meeting Date Range: 01-Jul-2011 To 30-Jun-2012 | ||||||||||||
Selected Accounts | ||||||||||||
ABB LTD | ||||||||||||
Security: | 000375204 | Meeting Type: | Annual | |||||||||
Ticker: | ABB | Meeting Date: | 26-Apr-2012 | |||||||||
ISIN | US0003752047 | Vote Deadline Date: | 19-Apr-2012 | |||||||||
Agenda | 933583381 | Management | Total Ballot Shares: | 1496800 | ||||||||
Last Vote Date: | 31-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Receive Consolidated Financial Statements | For | 61450 | 0 | 0 | 0 | ||||||
2 | Approve Remuneration of Directors and Auditors | For | 61450 | 0 | 0 | 0 | ||||||
3 | Approve Discharge of Board and President | For | 61450 | 0 | 0 | 0 | ||||||
4 | Approve Allocation of Dividends on Shares Held By Company | For | 61450 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Majority Voting) | For | 61450 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Majority Voting) | For | 61450 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Majority Voting) | For | 61450 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Majority Voting) | For | 61450 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Majority Voting) | For | 61450 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Majority Voting) | For | 61450 | 0 | 0 | 0 | ||||||
11 | Election of Directors (Majority Voting) | For | 61450 | 0 | 0 | 0 | ||||||
12 | Election of Directors (Majority Voting) | For | 61450 | 0 | 0 | 0 | ||||||
13 | Ratify Appointment of Independent Auditors | For | 61450 | 0 | 0 | 0 | ||||||
ASTRAZENECA PLC | ||||||||||||
Security: | 046353108 | Meeting Type: | Annual | |||||||||
Ticker: | AZN | Meeting Date: | 26-Apr-2012 | |||||||||
ISIN | US0463531089 | Vote Deadline Date: | 19-Apr-2012 | |||||||||
Agenda | 933579902 | Management | Total Ballot Shares: | 3833505.6899 | ||||||||
Last Vote Date: | 29-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Miscellaneous Corporate Actions | For | 20000 | 0 | 0 | 0 | ||||||
2 | Dividends | For | 20000 | 0 | 0 | 0 | ||||||
3 | Ratify Appointment of Independent Auditors | For | 20000 | 0 | 0 | 0 | ||||||
4 | Approve Remuneration of Directors and Auditors | For | 20000 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
11 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
12 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
13 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
14 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
15 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
16 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
17 | Election of Directors (Full Slate) | For | 20000 | 0 | 0 | 0 | ||||||
18 | Miscellaneous Corporate Actions | For | 20000 | 0 | 0 | 0 | ||||||
19 | Miscellaneous Corporate Actions | For | 20000 | 0 | 0 | 0 | ||||||
20 | Allot Securities | For | 20000 | 0 | 0 | 0 | ||||||
21 | Share Scheme | For | 20000 | 0 | 0 | 0 | ||||||
22 | Eliminate Pre-Emptive Rights | For | 20000 | 0 | 0 | 0 | ||||||
23 | Authorize Directors to Repurchase Shares | For | 20000 | 0 | 0 | 0 | ||||||
24 | Miscellaneous Corporate Actions | For | 20000 | 0 | 0 | 0 | ||||||
BRITISH AMERICAN TOBACCO P.L.C. | ||||||||||||
Security: | 110448107 | Meeting Type: | Annual | |||||||||
Ticker: | BTI | Meeting Date: | 26-Apr-2012 | |||||||||
ISIN | US1104481072 | Vote Deadline Date: | 19-Apr-2012 | |||||||||
Agenda | 933585880 | Management | Total Ballot Shares: | 293274 | ||||||||
Last Vote Date: | 03-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Miscellaneous Corporate Actions | For | 28800 | 0 | 0 | 0 | ||||||
2 | Miscellaneous Corporate Actions | For | 28800 | 0 | 0 | 0 | ||||||
3 | Dividends | For | 28800 | 0 | 0 | 0 | ||||||
4 | Ratify Appointment of Independent Auditors | For | 28800 | 0 | 0 | 0 | ||||||
5 | Approve Remuneration of Directors and Auditors | For | 28800 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
11 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
12 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
13 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
14 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
15 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
16 | Election of Directors (Full Slate) | For | 28800 | 0 | 0 | 0 | ||||||
17 | Election of Directors (Majority Voting) | For | 28800 | 0 | 0 | 0 | ||||||
18 | Allot Securities | For | 28800 | 0 | 0 | 0 | ||||||
19 | Eliminate Pre-Emptive Rights | For | 28800 | 0 | 0 | 0 | ||||||
20 | Stock Repurchase Plan | For | 28800 | 0 | 0 | 0 | ||||||
21 | Miscellaneous Corporate Actions | For | 28800 | 0 | 0 | 0 | ||||||
CANADIAN OIL SANDS LIMITED | ||||||||||||
Security: | 13643E105 | Meeting Type: | Annual | |||||||||
Ticker: | COSWF | Meeting Date: | 30-Apr-2012 | |||||||||
ISIN | CA13643E1051 | Vote Deadline Date: | 25-Apr-2012 | |||||||||
Agenda | 933579178 | Management | Total Ballot Shares: | 661740.3564 | ||||||||
Last Vote Date: | 31-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Approve Remuneration of Directors and Auditors | For | 81700 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | ||||||||||
1 | C.E. (CHUCK) SHULTZ | 81700 | 0 | 0 | 0 | |||||||
2 | IAN A. BOURNE | 81700 | 0 | 0 | 0 | |||||||
3 | MARCEL R. COUTU | 81700 | 0 | 0 | 0 | |||||||
4 | GERALD W. GRANDEY | 81700 | 0 | 0 | 0 | |||||||
5 | DONALD J. LOWRY | 81700 | 0 | 0 | 0 | |||||||
6 | SARAH E. RAISS | 81700 | 0 | 0 | 0 | |||||||
7 | JOHN K. READ | 81700 | 0 | 0 | 0 | |||||||
8 | BRANT G. SANGSTER | 81700 | 0 | 0 | 0 | |||||||
9 | WESLEY R. TWISS | 81700 | 0 | 0 | 0 | |||||||
10 | JOHN B. ZAOZIRNY | 81700 | 0 | 0 | 0 | |||||||
3 | 14A Executive Compensation | For | 81700 | 0 | 0 | 0 | ||||||
DIAGEO PLC | ||||||||||||
Security: | 25243Q205 | Meeting Type: | Annual | |||||||||
Ticker: | DEO | Meeting Date: | 19-Oct-2011 | |||||||||
ISIN | US25243Q2057 | Vote Deadline Date: | 10-Oct-2011 | |||||||||
Agenda | 933508650 | Management | Total Ballot Shares: | 2066664.645 | ||||||||
Last Vote Date: | 21-Sep-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | 10100 | 0 | 0 | 0 | ||||||
2 | Approve Remuneration of Directors and Auditors | For | 10100 | 0 | 0 | 0 | ||||||
3 | Dividends | For | 10100 | 0 | 0 | 0 | ||||||
4 | Election of Directors (Full Slate) | For | 10100 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Full Slate) | For | 10100 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Full Slate) | For | 10100 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Full Slate) | For | 10100 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Full Slate) | For | 10100 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Full Slate) | For | 10100 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Full Slate) | For | 10100 | 0 | 0 | 0 | ||||||
11 | Election of Directors (Full Slate) | For | 10100 | 0 | 0 | 0 | ||||||
12 | Election of Directors (Full Slate) | For | 10100 | 0 | 0 | 0 | ||||||
13 | Ratify Appointment of Independent Auditors | For | 10100 | 0 | 0 | 0 | ||||||
14 | Approve Remuneration of Directors and Auditors | For | 10100 | 0 | 0 | 0 | ||||||
15 | Allot Securities | For | 10100 | 0 | 0 | 0 | ||||||
16 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | For | 10100 | 0 | 0 | 0 | ||||||
17 | Stock Repurchase Plan | For | 10100 | 0 | 0 | 0 | ||||||
18 | Miscellaneous Corporate Actions | For | 10100 | 0 | 0 | 0 | ||||||
19 | Miscellaneous Corporate Actions | For | 10100 | 0 | 0 | 0 | ||||||
HSBC HOLDINGS PLC | ||||||||||||
Security: | 404280406 | Meeting Type: | Annual | |||||||||
Ticker: | HBC | Meeting Date: | 25-May-2012 | |||||||||
ISIN | US4042804066 | Vote Deadline Date: | 16-May-2012 | |||||||||
Agenda | 933594625 | Management | Total Ballot Shares: | 3319319 | ||||||||
Last Vote Date: | 07-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Receive Consolidated Financial Statements | For | 9650 | 0 | 0 | 0 | ||||||
2 | Approve Remuneration of Directors and Auditors | For | 9650 | 0 | 0 | 0 | ||||||
3 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
4 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
11 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
12 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
13 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
14 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
15 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
16 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
17 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
18 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
19 | Election of Directors (Majority Voting) | For | 9650 | 0 | 0 | 0 | ||||||
20 | Ratify Appointment of Independent Auditors | For | 9650 | 0 | 0 | 0 | ||||||
21 | Allot Securities | For | 9650 | 0 | 0 | 0 | ||||||
22 | Eliminate Pre-Emptive Rights | For | 9650 | 0 | 0 | 0 | ||||||
23 | Stock Repurchase Plan | For | 9650 | 0 | 0 | 0 | ||||||
24 | Approve Allocation of Dividends on Shares Held By Company | For | 9650 | 0 | 0 | 0 | ||||||
25 | Approve Annual Meeting Date/Time Change | For | 9650 | 0 | 0 | 0 | ||||||
NOVARTIS AG | ||||||||||||
Security: | 66987V109 | Meeting Type: | Annual | |||||||||
Ticker: | NVS | Meeting Date: | 23-Feb-2012 | |||||||||
ISIN | US66987V1098 | Vote Deadline Date: | 14-Feb-2012 | |||||||||
Agenda | 933549125 | Management | Total Ballot Shares: | 406009 | ||||||||
Last Vote Date: | 02-Feb-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | 40500 | 0 | 0 | 0 | ||||||
2 | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | 40500 | 0 | 0 | 0 | ||||||
3 | Dividends | For | 40500 | 0 | 0 | 0 | ||||||
4 | Amend Articles/Charter to Reflect Changes in Capital | For | 40500 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Full Slate) | For | 40500 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Full Slate) | For | 40500 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Full Slate) | For | 40500 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Full Slate) | For | 40500 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Full Slate) | For | 40500 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Majority Voting) | For | 40500 | 0 | 0 | 0 | ||||||
11 | Ratify Appointment of Independent Auditors | For | 40500 | 0 | 0 | 0 | ||||||
12 | Miscellaneous Corporate Actions | For | 40500 | 0 | 0 | 0 | ||||||
PETROCHINA COMPANY LIMITED | ||||||||||||
Security: | 71646E100 | Meeting Type: | Special | |||||||||
Ticker: | PTR | Meeting Date: | 20-Oct-2011 | |||||||||
ISIN | US71646E1001 | Vote Deadline Date: | 11-Oct-2011 | |||||||||
Agenda | 933509626 | Management | Total Ballot Shares: | 599333.5228 | ||||||||
Last Vote Date: | 23-Sep-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Miscellaneous Corporate Actions | For | 16150 | 0 | 0 | 0 | ||||||
2 | Elect Supervisory Board Member | For | 16150 | 0 | 0 | 0 | ||||||
PETROCHINA COMPANY LIMITED | ||||||||||||
Security: | 71646E100 | Meeting Type: | Annual | |||||||||
Ticker: | PTR | Meeting Date: | 23-May-2012 | |||||||||
ISIN | US71646E1001 | Vote Deadline Date: | 08-May-2012 | |||||||||
Agenda | 933619833 | Management | Total Ballot Shares: | 618635.5338 | ||||||||
Last Vote Date: | 26-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Receive Directors' Report | For | 20700 | 0 | 0 | 0 | ||||||
2 | Receive Directors' Report | For | 20700 | 0 | 0 | 0 | ||||||
3 | Receive Consolidated Financial Statements | For | 20700 | 0 | 0 | 0 | ||||||
4 | Approve Allocation of Dividends on Shares Held By Company | For | 20700 | 0 | 0 | 0 | ||||||
5 | Approve Allocation of Dividends on Shares Held By Company | For | 20700 | 0 | 0 | 0 | ||||||
6 | Ratify Appointment of Independent Auditors | For | 20700 | 0 | 0 | 0 | ||||||
7 | Allot Securities | For | 20700 | 0 | 0 | 0 | ||||||
TOTAL S.A. | ||||||||||||
Security: | 89151E109 | Meeting Type: | Annual | |||||||||
Ticker: | TOT | Meeting Date: | 11-May-2012 | |||||||||
ISIN | US89151E1091 | Vote Deadline Date: | 03-May-2012 | |||||||||
Agenda | 933601038 | Management | Total Ballot Shares: | 314789.776 | ||||||||
Last Vote Date: | 12-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Receive Consolidated Financial Statements | For | 23750 | 0 | 0 | 0 | ||||||
2 | Receive Consolidated Financial Statements | For | 23750 | 0 | 0 | 0 | ||||||
3 | Approve Allocation of Dividends on Shares Held By Company | For | 23750 | 0 | 0 | 0 | ||||||
4 | Authorize Directors to Repurchase Shares | For | 23750 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Majority Voting) | For | 23750 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Majority Voting) | For | 23750 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Majority Voting) | For | 23750 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Majority Voting) | For | 23750 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Majority Voting) | For | 23750 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Majority Voting) | For | 23750 | 0 | 0 | 0 | ||||||
11 | Election of Directors (Majority Voting) | For | 23750 | 0 | 0 | 0 | ||||||
12 | Approve Charter Amendment | For | 23750 | 0 | 0 | 0 | ||||||
13 | Amend Articles/Charter to Reflect Changes in Capital | For | 23750 | 0 | 0 | 0 | ||||||
14 | Amend Articles/Charter to Reflect Changes in Capital | For | 23750 | 0 | 0 | 0 | ||||||
15 | Authorize Common Stock Increase | For | 23750 | 0 | 0 | 0 | ||||||
16 | Amend Articles/Charter to Reflect Changes in Capital | For | 23750 | 0 | 0 | 0 | ||||||
17 | Amend Articles/Charter to Reflect Changes in Capital | For | 23750 | 0 | 0 | 0 | ||||||
18 | Amend Articles/Charter to Reflect Changes in Capital | For | 23750 | 0 | 0 | 0 | ||||||
19 | Amend Articles/Charter to Reflect Changes in Capital | For | 23750 | 0 | 0 | 0 | ||||||
20 | S/H Proposal - Increase Disclosure of Executive Compensation | Against | 0 | 23750 | 0 | 0 | ||||||
21 | S/H Proposal - Corporate Governance | Against | 0 | 23750 | 0 | 0 | ||||||
UNILEVER N.V. | ||||||||||||
Security: | 904784709 | Meeting Type: | Special | |||||||||
Ticker: | UN | Meeting Date: | 16-Sep-2011 | |||||||||
ISIN | US9047847093 | Vote Deadline Date: | 08-Sep-2011 | |||||||||
Agenda | 933499584 | Management | Total Ballot Shares: | 5070972.1714 | ||||||||
Last Vote Date: | 20-Aug-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Authorize Purchase of Assets | For | 66650 | 0 | 0 | 0 | ||||||
UNILEVER N.V. | ||||||||||||
Security: | 904784709 | Meeting Type: | Annual | |||||||||
Ticker: | UN | Meeting Date: | 09-May-2012 | |||||||||
ISIN | US9047847093 | Vote Deadline Date: | 01-May-2012 | |||||||||
Agenda | 933596720 | Management | Total Ballot Shares: | 5798813.6654 | ||||||||
Last Vote Date: | 10-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Adopt Accounts for Past Year | For | 66650 | 0 | 0 | 0 | ||||||
2 | Approve Charter Amendment | For | 66650 | 0 | 0 | 0 | ||||||
3 | Approve Charter Amendment | For | 66650 | 0 | 0 | 0 | ||||||
4 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
11 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
12 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
13 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
14 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
15 | Election of Directors (Majority Voting) | For | 66650 | 0 | 0 | 0 | ||||||
16 | Approve Charter Amendment | For | 66650 | 0 | 0 | 0 | ||||||
17 | Allot Securities | For | 66650 | 0 | 0 | 0 | ||||||
18 | Allot Securities | For | 66650 | 0 | 0 | 0 | ||||||
19 | Allot Securities | For | 66650 | 0 | 0 | 0 | ||||||
20 | Ratify Appointment of Independent Auditors | For | 66650 | 0 | 0 | 0 | ||||||
VODAFONE GROUP PLC | ||||||||||||
Security: | 92857W209 | Meeting Type: | Annual | |||||||||
Ticker: | VOD | Meeting Date: | 26-Jul-2011 | |||||||||
ISIN | US92857W2098 | Vote Deadline Date: | 19-Jul-2011 | |||||||||
Agenda | 933480648 | Management | Total Ballot Shares: | 6279252.334 | ||||||||
Last Vote Date: | 24-Jun-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Miscellaneous Corporate Actions | None | 97800 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | None | 97800 | 0 | 0 | 0 | ||||||
3 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
4 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Majority Voting) | None | 97800 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
11 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
12 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
13 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
14 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
15 | Election of Directors (Full Slate) | None | 97800 | 0 | 0 | 0 | ||||||
16 | Dividends | None | 97800 | 0 | 0 | 0 | ||||||
17 | Miscellaneous Corporate Actions | None | 97800 | 0 | 0 | 0 | ||||||
18 | Ratify Appointment of Independent Auditors | None | 97800 | 0 | 0 | 0 | ||||||
19 | Approve Remuneration of Directors and Auditors | None | 97800 | 0 | 0 | 0 | ||||||
20 | Allot Securities | None | 97800 | 0 | 0 | 0 | ||||||
21 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | None | 97800 | 0 | 0 | 0 | ||||||
22 | Authorize Directors to Repurchase Shares | None | 97800 | 0 | 0 | 0 | ||||||
23 | Restore Right to Call a Special Meeting | None | 97800 | 0 | 0 | 0 |
Cullen Small Cap Value Fund
Meeting Date Range: 01-Jul-2011 To 30-Jun-2012 | ||||||||||||
Selected Accounts | ||||||||||||
ALLIANT TECHSYSTEMS INC. | ||||||||||||
Security: | 018804104 | Meeting Type: | Annual | |||||||||
Ticker: | ATK | Meeting Date: | 02-Aug-2011 | |||||||||
ISIN | US0188041042 | Vote Deadline Date: | 01-Aug-2011 | |||||||||
Agenda | 933482123 | Management | Total Ballot Shares: | 49385 | ||||||||
Last Vote Date: | 18-Jun-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | ROXANNE J. DECYK | 3050 | 0 | 0 | 0 | |||||||
2 | MARK W. DEYOUNG | 3050 | 0 | 0 | 0 | |||||||
3 | MARTIN C. FAGA | 3050 | 0 | 0 | 0 | |||||||
4 | RONALD R. FOGLEMAN | 3050 | 0 | 0 | 0 | |||||||
5 | APRIL H. FOLEY | 3050 | 0 | 0 | 0 | |||||||
6 | TIG H. KREKEL | 3050 | 0 | 0 | 0 | |||||||
7 | DOUGLAS L. MAINE | 3050 | 0 | 0 | 0 | |||||||
8 | ROMAN MARTINEZ IV | 3050 | 0 | 0 | 0 | |||||||
9 | MARK H. RONALD | 3050 | 0 | 0 | 0 | |||||||
10 | WILLIAM G. VAN DYKE | 3050 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | 3050 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
3 | 14A Executive Compensation Vote Frequency | 1 Year | 0 | 0 | 3050 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
4 | Approve Stock Compensation Plan | For | 3050 | 0 | 0 | 0 | ||||||
5 | Ratify Appointment of Independent Auditors | For | 3050 | 0 | 0 | 0 | ||||||
AVNET,INC. | ||||||||||||
Security: | 053807103 | Meeting Type: | Annual | |||||||||
Ticker: | AVT | Meeting Date: | 04-Nov-2011 | |||||||||
ISIN | US0538071038 | Vote Deadline Date: | 03-Nov-2011 | |||||||||
Agenda | 933506846 | Management | Total Ballot Shares: | 169611 | ||||||||
Last Vote Date: | 14-Sep-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | ELEANOR BAUM | 7700 | 0 | 0 | 0 | |||||||
2 | J. VERONICA BIGGINS | 7700 | 0 | 0 | 0 | |||||||
3 | RICHARD HAMADA | 7700 | 0 | 0 | 0 | |||||||
4 | EHUD HOUMINER | 7700 | 0 | 0 | 0 | |||||||
5 | JAMES A. LAWRENCE | 7700 | 0 | 0 | 0 | |||||||
6 | FRANK R. NOONAN | 7700 | 0 | 0 | 0 | |||||||
7 | RAY M. ROBINSON | 7700 | 0 | 0 | 0 | |||||||
8 | WILLIAM H. SCHUMANN III | 7700 | 0 | 0 | 0 | |||||||
9 | WILLIAM P. SULLIVAN | 7700 | 0 | 0 | 0 | |||||||
10 | ROY VALLEE | 7700 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | 7700 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
3 | 14A Executive Compensation Vote Frequency | 1 Year | 0 | 0 | 7700 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
4 | Amend Employee Stock Purchase Plan | For | 7700 | 0 | 0 | 0 | ||||||
5 | Ratify Appointment of Independent Auditors | For | 7700 | 0 | 0 | 0 | ||||||
BABCOCK & WILCOX CO | ||||||||||||
Security: | 05615F102 | Meeting Type: | Annual | |||||||||
Ticker: | BWC | Meeting Date: | 08-May-2012 | |||||||||
ISIN | US05615F1021 | Vote Deadline Date: | 07-May-2012 | |||||||||
Agenda | 933574851 | Management | Total Ballot Shares: | 136648 | ||||||||
Last Vote Date: | 27-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | THOMAS A. CHRISTOPHER | 10800 | 0 | 0 | 0 | |||||||
2 | ROBERT W. GOLDMAN | 10800 | 0 | 0 | 0 | |||||||
3 | STEPHEN G. HANKS | 10800 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | 10800 | 0 | 0 | 0 | ||||||
3 | Ratify Appointment of Independent Auditors | For | 10800 | 0 | 0 | 0 | ||||||
BANK OF THE OZARKS, INC. | ||||||||||||
Security: | 063904106 | Meeting Type: | Annual | |||||||||
Ticker: | OZRK | Meeting Date: | 17-Apr-2012 | |||||||||
ISIN | US0639041062 | Vote Deadline Date: | 16-Apr-2012 | |||||||||
Agenda | 933556031 | Management | Total Ballot Shares: | 149419 | ||||||||
Last Vote Date: | 02-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | GEORGE GLEASON | 9400 | 0 | 0 | 0 | |||||||
2 | MARK ROSS | 9400 | 0 | 0 | 0 | |||||||
3 | JEAN AREHART | 9400 | 0 | 0 | 0 | |||||||
4 | NICHOLAS BROWN | 9400 | 0 | 0 | 0 | |||||||
5 | RICHARD CISNE | 9400 | 0 | 0 | 0 | |||||||
6 | ROBERT EAST | 9400 | 0 | 0 | 0 | |||||||
7 | LINDA GLEASON | 9400 | 0 | 0 | 0 | |||||||
8 | HENRY MARIANI | 9400 | 0 | 0 | 0 | |||||||
9 | ROBERT PROOST | 9400 | 0 | 0 | 0 | |||||||
10 | R.L. QUALLS | 9400 | 0 | 0 | 0 | |||||||
11 | JOHN REYNOLDS | 9400 | 0 | 0 | 0 | |||||||
12 | KENNITH SMITH | 9400 | 0 | 0 | 0 | |||||||
13 | SHERECE WEST | 9400 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | 9400 | 0 | 0 | 0 | ||||||
3 | 14A Executive Compensation | For | 9400 | 0 | 0 | 0 | ||||||
BERRY PETROLEUM COMPANY | ||||||||||||
Security: | 085789105 | Meeting Type: | Annual | |||||||||
Ticker: | BRY | Meeting Date: | 16-May-2012 | |||||||||
ISIN | US0857891057 | Vote Deadline Date: | 15-May-2012 | |||||||||
Agenda | 933588913 | Management | Total Ballot Shares: | 85128 | ||||||||
Last Vote Date: | 05-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | R BUSCH III | 4350 | 0 | 0 | 0 | |||||||
2 | W BUSH | 4350 | 0 | 0 | 0 | |||||||
3 | S CROPPER | 4350 | 0 | 0 | 0 | |||||||
4 | J GAUL | 4350 | 0 | 0 | 0 | |||||||
5 | S HADDEN | 4350 | 0 | 0 | 0 | |||||||
6 | R HEINEMANN | 4350 | 0 | 0 | 0 | |||||||
7 | T JAMIESON | 4350 | 0 | 0 | 0 | |||||||
8 | J KELLER | 4350 | 0 | 0 | 0 | |||||||
9 | M REDDIN | 4350 | 0 | 0 | 0 | |||||||
10 | M YOUNG | 4350 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | 4350 | 0 | 0 | 0 | ||||||
3 | 14A Executive Compensation | For | 4350 | 0 | 0 | 0 | ||||||
BORGWARNER INC. | ||||||||||||
Security: | 099724106 | Meeting Type: | Annual | |||||||||
Ticker: | BWA | Meeting Date: | 25-Apr-2012 | |||||||||
ISIN | US0997241064 | Vote Deadline Date: | 24-Apr-2012 | |||||||||
Agenda | 933557970 | Management | Total Ballot Shares: | 101426 | ||||||||
Last Vote Date: | 07-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors (Majority Voting) | For | 1450 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | 1450 | 0 | 0 | 0 | ||||||
3 | Election of Directors (Majority Voting) | For | 1450 | 0 | 0 | 0 | ||||||
4 | Election of Directors (Majority Voting) | For | 1450 | 0 | 0 | 0 | ||||||
5 | Ratify Appointment of Independent Auditors | For | 1450 | 0 | 0 | 0 | ||||||
6 | 14A Executive Compensation | For | 1450 | 0 | 0 | 0 | ||||||
7 | Miscellaneous Corporate Actions | For | 1450 | 0 | 0 | 0 | ||||||
CANADIAN PACIFIC RAILWAY LIMITED | ||||||||||||
Security: | 13645T100 | Meeting Type: | Contested-Annual | |||||||||
Ticker: | CP | Meeting Date: | 17-May-2012 | |||||||||
ISIN | CA13645T1003 | Vote Deadline Date: | 16-May-2012 | |||||||||
Agenda | 933578203 | Opposition | Total Ballot Shares: | 60653 | ||||||||
Last Vote Date: | 19-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Ratify Appointment of Independent Auditors | For | 2250 | 0 | 0 | 0 | ||||||
2 | 14A Executive Compensation | Against | 0 | 2250 | 0 | 0 | ||||||
3 | Election of Directors (Majority Voting) | None | 2250 | 0 | 0 | 0 | ||||||
4 | Election of Directors (Majority Voting) | None | 2250 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Majority Voting) | None | 2250 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Majority Voting) | None | 2250 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Majority Voting) | None | 2250 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Majority Voting) | None | 2250 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Majority Voting) | None | 2250 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
11 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
12 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
13 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
14 | Election of Directors (Majority Voting) | None | 2250 | 0 | 0 | 0 | ||||||
15 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
16 | Election of Directors (Majority Voting) | None | 2250 | 0 | 0 | 0 | ||||||
17 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
18 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
19 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
20 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
21 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
22 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
23 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
24 | Election of Directors (Majority Voting) | None | 0 | 0 | 2250 | 0 | ||||||
CHARLES RIVER LABORATORIES INTL., INC. | ||||||||||||
Security: | 159864107 | Meeting Type: | Annual | |||||||||
Ticker: | CRL | Meeting Date: | 08-May-2012 | |||||||||
ISIN | US1598641074 | Vote Deadline Date: | 07-May-2012 | |||||||||
Agenda | 933584991 | Management | Total Ballot Shares: | 78214 | ||||||||
Last Vote Date: | 03-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | JAMES C. FOSTER | 6850 | 0 | 0 | 0 | |||||||
2 | ROBERT J. BERTOLINI | 6850 | 0 | 0 | 0 | |||||||
3 | STEPHEN D. CHUBB | 6850 | 0 | 0 | 0 | |||||||
4 | DEBORAH T. KOCHEVAR | 6850 | 0 | 0 | 0 | |||||||
5 | GEORGE E. MASSARO | 6850 | 0 | 0 | 0 | |||||||
6 | GEORGE M. MILNE, JR. | 6850 | 0 | 0 | 0 | |||||||
7 | C. RICHARD REESE | 6850 | 0 | 0 | 0 | |||||||
8 | SAMUEL O. THIER | 6850 | 0 | 0 | 0 | |||||||
9 | RICHARD F. WALLMAN | 6850 | 0 | 0 | 0 | |||||||
10 | WILLIAM H. WALTRIP | 6850 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | 6850 | 0 | 0 | 0 | ||||||
3 | Ratify Appointment of Independent Auditors | For | 6850 | 0 | 0 | 0 | ||||||
4 | S/H Proposal - Animal Rights | Against | 0 | 6850 | 0 | 0 | ||||||
CIMAREX ENERGY CO. | ||||||||||||
Security: | 171798101 | Meeting Type: | Annual | |||||||||
Ticker: | XEC | Meeting Date: | 16-May-2012 | |||||||||
ISIN | US1717981013 | Vote Deadline Date: | 15-May-2012 | |||||||||
Agenda | 933589028 | Management | Total Ballot Shares: | 53862 | ||||||||
Last Vote Date: | 05-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors (Majority Voting) | For | 3600 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | 3600 | 0 | 0 | 0 | ||||||
3 | Election of Directors (Majority Voting) | For | 3600 | 0 | 0 | 0 | ||||||
4 | 14A Executive Compensation | For | 3600 | 0 | 0 | 0 | ||||||
5 | Ratify Appointment of Independent Auditors | For | 3600 | 0 | 0 | 0 | ||||||
COMMUNITY HEALTH SYSTEMS, INC. | ||||||||||||
Security: | 203668108 | Meeting Type: | Annual | |||||||||
Ticker: | CYH | Meeting Date: | 15-May-2012 | |||||||||
ISIN | US2036681086 | Vote Deadline Date: | 14-May-2012 | |||||||||
Agenda | 933593433 | Management | Total Ballot Shares: | 146777 | ||||||||
Last Vote Date: | 07-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors (Majority Voting) | For | 12450 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | 12450 | 0 | 0 | 0 | ||||||
3 | Election of Directors (Majority Voting) | For | 12450 | 0 | 0 | 0 | ||||||
4 | Election of Directors (Majority Voting) | For | 12450 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Majority Voting) | For | 12450 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Majority Voting) | For | 12450 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Majority Voting) | For | 12450 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Majority Voting) | For | 12450 | 0 | 0 | 0 | ||||||
9 | 14A Executive Compensation | For | 12450 | 0 | 0 | 0 | ||||||
10 | Ratify Appointment of Independent Auditors | For | 12450 | 0 | 0 | 0 | ||||||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | ||||||||||||
Security: | 20441A102 | Meeting Type: | Annual | |||||||||
Ticker: | SBS | Meeting Date: | 23-Apr-2012 | |||||||||
ISIN | US20441A1025 | Vote Deadline Date: | 18-Apr-2012 | |||||||||
Agenda | 933605579 | Management | Total Ballot Shares: | 51863 | ||||||||
Last Vote Date: | 14-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Receive Directors' Report | For | 2170 | 0 | 0 | 0 | ||||||
2 | Approve Charter Amendment | For | 2170 | 0 | 0 | 0 | ||||||
3 | Receive Consolidated Financial Statements | For | 2170 | 0 | 0 | 0 | ||||||
4 | Approve Allocation of Dividends on Shares Held By Company | For | 2170 | 0 | 0 | 0 | ||||||
5 | Election of Directors | For | 2170 | 0 | 0 | 0 | ||||||
CRACKER BARREL OLD COUNTRY STORE INC | ||||||||||||
Security: | 22410J106 | Meeting Type: | Contested-Annual | |||||||||
Ticker: | CBRL | Meeting Date: | 20-Dec-2011 | |||||||||
ISIN | US22410J1060 | Vote Deadline Date: | 19-Dec-2011 | |||||||||
Agenda | 933525199 | Management | Total Ballot Shares: | 142992 | ||||||||
Last Vote Date: | 16-Dec-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | JAMES W. BRADFORD | 9900 | 0 | 0 | 0 | |||||||
2 | SANDRA B. COCHRAN | 9900 | 0 | 0 | 0 | |||||||
3 | ROBERT V. DALE | 9900 | 0 | 0 | 0 | |||||||
4 | RICHARD J. DOBKIN | 9900 | 0 | 0 | 0 | |||||||
5 | CHARLES E. JONES, JR. | 9900 | 0 | 0 | 0 | |||||||
6 | B.F. "JACK" LOWERY | 9900 | 0 | 0 | 0 | |||||||
7 | WILLIAM W. MCCARTEN | 9900 | 0 | 0 | 0 | |||||||
8 | MARTHA M. MITCHELL | 9900 | 0 | 0 | 0 | |||||||
9 | COLEMAN H. PETERSON | 9900 | 0 | 0 | 0 | |||||||
10 | ANDREA M. WEISS | 9900 | 0 | 0 | 0 | |||||||
11 | MICHAEL A. WOODHOUSE | 9900 | 0 | 0 | 0 | |||||||
2 | Ratify Shareholder Rights Plan | For | 9900 | 0 | 0 | 0 | ||||||
3 | 14A Executive Compensation | For | 9900 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
4 | 14A Executive Compensation Vote Frequency | 1 Year | 9900 | 0 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
5 | Approve Merger Agreement | For | 9900 | 0 | 0 | 0 | ||||||
6 | Ratify Appointment of Independent Auditors | For | 9900 | 0 | 0 | 0 | ||||||
CVB FINANCIAL CORP. | ||||||||||||
Security: | 126600105 | Meeting Type: | Annual | |||||||||
Ticker: | CVBF | Meeting Date: | 16-May-2012 | |||||||||
ISIN | US1266001056 | Vote Deadline Date: | 15-May-2012 | |||||||||
Agenda | 933585258 | Management | Total Ballot Shares: | 365720 | ||||||||
Last Vote Date: | 03-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | GEORGE A. BORBA | 26100 | 0 | 0 | 0 | |||||||
2 | JOHN A. BORBA | 26100 | 0 | 0 | 0 | |||||||
3 | ROBERT M. JACOBY, C.P.A | 26100 | 0 | 0 | 0 | |||||||
4 | RONALD O. KRUSE | 26100 | 0 | 0 | 0 | |||||||
5 | CHRISTOPHER D. MYERS | 26100 | 0 | 0 | 0 | |||||||
6 | JAMES C. SELEY | 26100 | 0 | 0 | 0 | |||||||
7 | SAN E. VACCARO | 26100 | 0 | 0 | 0 | |||||||
8 | D. LINN WILEY | 26100 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | 26100 | 0 | 0 | 0 | ||||||
HUBBELL INCORPORATED | ||||||||||||
Security: | 443510201 | Meeting Type: | Annual | |||||||||
Ticker: | HUBB | Meeting Date: | 08-May-2012 | |||||||||
ISIN | US4435102011 | Vote Deadline Date: | 07-May-2012 | |||||||||
Agenda | 933569975 | Management | Total Ballot Shares: | 47617 | ||||||||
Last Vote Date: | 22-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | LYNN J. GOOD | 3100 | 0 | 0 | 0 | |||||||
2 | ANTHONY J. GUZZI | 3100 | 0 | 0 | 0 | |||||||
3 | NEAL J. KEATING | 3100 | 0 | 0 | 0 | |||||||
4 | JOHN F. MALLOY | 3100 | 0 | 0 | 0 | |||||||
5 | ANDREW MCNALLY IV | 3100 | 0 | 0 | 0 | |||||||
6 | TIMOTHY H. POWERS | 3100 | 0 | 0 | 0 | |||||||
7 | G. JACKSON RATCLIFFE | 3100 | 0 | 0 | 0 | |||||||
8 | CARLOS A. RODRIGUEZ | 3100 | 0 | 0 | 0 | |||||||
9 | JOHN G. RUSSELL | 3100 | 0 | 0 | 0 | |||||||
10 | RICHARD J. SWIFT | 3100 | 0 | 0 | 0 | |||||||
11 | DANIEL S. VAN RIPER | 3100 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | 3100 | 0 | 0 | 0 | ||||||
HUDBAY MINERALS INC. | ||||||||||||
Security: | 443628102 | Meeting Type: | Annual and Special Meeting | |||||||||
Ticker: | HBM | Meeting Date: | 14-Jun-2012 | |||||||||
ISIN | CA4436281022 | Vote Deadline Date: | 11-Jun-2012 | |||||||||
Agenda | 933644278 | Management | Total Ballot Shares: | 267932 | ||||||||
Last Vote Date: | 24-May-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Approve Increase in Board Size | For | 22150 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | ||||||||||
1 | J. BRUCE BARRACLOUGH | 22150 | 0 | 0 | 0 | |||||||
2 | ROQUE BENAVIDES | 22150 | 0 | 0 | 0 | |||||||
3 | DAVID GAROFALO | 22150 | 0 | 0 | 0 | |||||||
4 | TOM A. GOODMAN | 22150 | 0 | 0 | 0 | |||||||
5 | ALAN R. HIBBEN | 22150 | 0 | 0 | 0 | |||||||
6 | W. WARREN HOLMES | 22150 | 0 | 0 | 0 | |||||||
7 | JOHN L. KNOWLES | 22150 | 0 | 0 | 0 | |||||||
8 | ALAN J. LENCZNER | 22150 | 0 | 0 | 0 | |||||||
9 | KENNETH G. STOWE | 22150 | 0 | 0 | 0 | |||||||
10 | G. WESLEY VOORHEIS | 22150 | 0 | 0 | 0 | |||||||
3 | Ratify Appointment of Independent Auditors | For | 22150 | 0 | 0 | 0 | ||||||
ITRON, INC. | ||||||||||||
Security: | 465741106 | Meeting Type: | Annual | |||||||||
Ticker: | ITRI | Meeting Date: | 04-May-2012 | |||||||||
ISIN | US4657411066 | Vote Deadline Date: | 03-May-2012 | |||||||||
Agenda | 933561664 | Management | Total Ballot Shares: | 103174 | ||||||||
Last Vote Date: | 13-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors (Majority Voting) | For | 6350 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | 6350 | 0 | 0 | 0 | ||||||
3 | Election of Directors (Majority Voting) | For | 6350 | 0 | 0 | 0 | ||||||
4 | 14A Executive Compensation | For | 6350 | 0 | 0 | 0 | ||||||
5 | Adopt Employee Stock Purchase Plan | For | 6350 | 0 | 0 | 0 | ||||||
6 | Ratify Appointment of Independent Auditors | For | 6350 | 0 | 0 | 0 | ||||||
ITT CORPORATION | ||||||||||||
Security: | 450911201 | Meeting Type: | Annual | |||||||||
Ticker: | ITT | Meeting Date: | 08-May-2012 | |||||||||
ISIN | US4509112011 | Vote Deadline Date: | 07-May-2012 | |||||||||
Agenda | 933578467 | Management | Total Ballot Shares: | 166734 | ||||||||
Last Vote Date: | 28-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
3 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
4 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
8 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
9 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
10 | Election of Directors (Majority Voting) | For | 10500 | 0 | 0 | 0 | ||||||
11 | Ratify Appointment of Independent Auditors | For | 10500 | 0 | 0 | 0 | ||||||
12 | 14A Executive Compensation | For | 10500 | 0 | 0 | 0 | ||||||
13 | S/H Proposal - Corporate Governance | Against | 0 | 10500 | 0 | 0 | ||||||
14 | S/H Proposal - Establish Independent Chairman | Against | 0 | 10500 | 0 | 0 | ||||||
15 | S/H Proposal - Human Rights Related | Against | 0 | 10500 | 0 | 0 | ||||||
JAKKS PACIFIC, INC. | ||||||||||||
Security: | 47012E106 | Meeting Type: | Annual | |||||||||
Ticker: | JAKK | Meeting Date: | 16-Sep-2011 | |||||||||
ISIN | US47012E1064 | Vote Deadline Date: | 15-Sep-2011 | |||||||||
Agenda | 933499724 | Management | Total Ballot Shares: | 172326 | ||||||||
Last Vote Date: | 23-Aug-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | STEPHEN G. BERMAN | 11350 | 0 | 0 | 0 | |||||||
2 | DAN ALMAGOR | 11350 | 0 | 0 | 0 | |||||||
3 | MARVIN W. ELLIN | 11350 | 0 | 0 | 0 | |||||||
4 | ROBERT E. GLICK | 11350 | 0 | 0 | 0 | |||||||
5 | MICHAEL G. MILLER | 11350 | 0 | 0 | 0 | |||||||
6 | MURRAY L. SKALA | 11350 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | 11350 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
3 | 14A Executive Compensation Vote Frequency | 1 Year | 0 | 0 | 11350 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
4 | Ratify Appointment of Independent Auditors | For | 11350 | 0 | 0 | 0 | ||||||
KBR, INC. | ||||||||||||
Security: | 48242W106 | Meeting Type: | Annual | |||||||||
Ticker: | KBR | Meeting Date: | 17-May-2012 | |||||||||
ISIN | US48242W1062 | Vote Deadline Date: | 16-May-2012 | |||||||||
Agenda | 933588305 | Management | Total Ballot Shares: | 130141 | ||||||||
Last Vote Date: | 04-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | W. FRANK BLOUNT | 6650 | 0 | 0 | 0 | |||||||
2 | LOREN K. CARROLL | 6650 | 0 | 0 | 0 | |||||||
3 | LINDA Z. COOK | 6650 | 0 | 0 | 0 | |||||||
4 | JACK B. MOORE | 6650 | 0 | 0 | 0 | |||||||
2 | Declassify Board | For | 6650 | 0 | 0 | 0 | ||||||
3 | Approve Charter Amendment | For | 6650 | 0 | 0 | 0 | ||||||
4 | Ratify Appointment of Independent Auditors | For | 6650 | 0 | 0 | 0 | ||||||
5 | 14A Executive Compensation | For | 6650 | 0 | 0 | 0 | ||||||
6 | Amend Stock Compensation Plan | For | 6650 | 0 | 0 | 0 | ||||||
LINCOLN ELECTRIC HOLDINGS, INC. | ||||||||||||
Security: | 533900106 | Meeting Type: | Annual | |||||||||
Ticker: | LECO | Meeting Date: | 26-Apr-2012 | |||||||||
ISIN | US5339001068 | Vote Deadline Date: | 25-Apr-2012 | |||||||||
Agenda | 933572922 | Management | Total Ballot Shares: | 78486 | ||||||||
Last Vote Date: | 24-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | HAROLD L. ADAMS | 5170 | 0 | 0 | 0 | |||||||
2 | CURTIS E. ESPELAND | 5170 | 0 | 0 | 0 | |||||||
3 | ROBERT J. KNOLL | 5170 | 0 | 0 | 0 | |||||||
4 | JOHN M. STROPKI, JR. | 5170 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | 5170 | 0 | 0 | 0 | ||||||
3 | 14A Executive Compensation | For | 5170 | 0 | 0 | 0 | ||||||
4 | Amend Stock Compensation Plan | For | 5170 | 0 | 0 | 0 | ||||||
NII HOLDINGS, INC. | ||||||||||||
Security: | 62913F201 | Meeting Type: | Annual | |||||||||
Ticker: | NIHD | Meeting Date: | 09-May-2012 | |||||||||
ISIN | US62913F2011 | Vote Deadline Date: | 08-May-2012 | |||||||||
Agenda | 933585094 | Management | Total Ballot Shares: | 250022 | ||||||||
Last Vote Date: | 03-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors (Majority Voting) | For | 15950 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | 15950 | 0 | 0 | 0 | ||||||
3 | 14A Executive Compensation | For | 15950 | 0 | 0 | 0 | ||||||
4 | Approve Stock Compensation Plan | For | 15950 | 0 | 0 | 0 | ||||||
5 | Ratify Appointment of Independent Auditors | For | 15950 | 0 | 0 | 0 | ||||||
OMNICARE, INC. | ||||||||||||
Security: | 681904108 | Meeting Type: | Annual | |||||||||
Ticker: | OCR | Meeting Date: | 23-May-2012 | |||||||||
ISIN | US6819041087 | Vote Deadline Date: | 22-May-2012 | |||||||||
Agenda | 933611267 | Management | Total Ballot Shares: | 123856 | ||||||||
Last Vote Date: | 24-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors (Majority Voting) | For | 8000 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | 8000 | 0 | 0 | 0 | ||||||
3 | Election of Directors (Majority Voting) | For | 8000 | 0 | 0 | 0 | ||||||
4 | Election of Directors (Majority Voting) | For | 8000 | 0 | 0 | 0 | ||||||
5 | Election of Directors (Majority Voting) | For | 8000 | 0 | 0 | 0 | ||||||
6 | Election of Directors (Majority Voting) | For | 8000 | 0 | 0 | 0 | ||||||
7 | Election of Directors (Majority Voting) | For | 8000 | 0 | 0 | 0 | ||||||
8 | 14A Executive Compensation | For | 8000 | 0 | 0 | 0 | ||||||
9 | Ratify Appointment of Independent Auditors | For | 8000 | 0 | 0 | 0 | ||||||
RALCORP HOLDINGS, INC. | ||||||||||||
Security: | 751028101 | Meeting Type: | Annual | |||||||||
Ticker: | RAH | Meeting Date: | 15-Feb-2012 | |||||||||
ISIN | US7510281014 | Vote Deadline Date: | 14-Feb-2012 | |||||||||
Agenda | 933545189 | Management | Total Ballot Shares: | 52380 | ||||||||
Last Vote Date: | 20-Jan-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | DAVID R. BANKS* | 3050 | 0 | 0 | 0 | |||||||
2 | JONATHAN E. BAUM** | 3050 | 0 | 0 | 0 | |||||||
3 | DAVID P. SKARIE** | 3050 | 0 | 0 | 0 | |||||||
4 | BARRY H. BERACHA# | 3050 | 0 | 0 | 0 | |||||||
5 | PATRICK J. MOORE# | 3050 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | 3050 | 0 | 0 | 0 | ||||||
3 | 14A Executive Compensation | For | 3050 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
4 | 14A Executive Compensation Vote Frequency | 1 Year | 0 | 0 | 3050 | 0 | 0 | |||||
RTI INTERNATIONAL METALS, INC. | ||||||||||||
Security: | 74973W107 | Meeting Type: | Annual | |||||||||
Ticker: | RTI | Meeting Date: | 27-Apr-2012 | |||||||||
ISIN | US74973W1071 | Vote Deadline Date: | 26-Apr-2012 | |||||||||
Agenda | 933584953 | Management | Total Ballot Shares: | 98822 | ||||||||
Last Vote Date: | 03-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | DANIEL I. BOOKER | 10150 | 0 | 0 | 0 | |||||||
2 | RONALD L. GALLATIN | 10150 | 0 | 0 | 0 | |||||||
3 | CHARLES C. GEDEON | 10150 | 0 | 0 | 0 | |||||||
4 | ROBERT M. HERNANDEZ | 10150 | 0 | 0 | 0 | |||||||
5 | DAWNE S. HICKTON | 10150 | 0 | 0 | 0 | |||||||
6 | EDITH E. HOLIDAY | 10150 | 0 | 0 | 0 | |||||||
7 | ROKUS L. VAN IPEREN | 10150 | 0 | 0 | 0 | |||||||
8 | BRYAN T. MOSS | 10150 | 0 | 0 | 0 | |||||||
9 | JAMES A. WILLIAMS | 10150 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | 10150 | 0 | 0 | 0 | ||||||
3 | 14A Executive Compensation | For | 10150 | 0 | 0 | 0 | ||||||
SPIRIT AEROSYSTEMS HOLDINGS INC | ||||||||||||
Security: | 848574109 | Meeting Type: | Annual | |||||||||
Ticker: | SPR | Meeting Date: | 01-May-2012 | |||||||||
ISIN | US8485741099 | Vote Deadline Date: | 30-Apr-2012 | |||||||||
Agenda | 933581224 | Management | Total Ballot Shares: | 214781 | ||||||||
Last Vote Date: | 30-Mar-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | CHARLES L. CHADWELL | 11150 | 0 | 0 | 0 | |||||||
2 | IVOR EVANS | 11150 | 0 | 0 | 0 | |||||||
3 | PAUL FULCHINO | 11150 | 0 | 0 | 0 | |||||||
4 | RICHARD GEPHARDT | 11150 | 0 | 0 | 0 | |||||||
5 | ROBERT JOHNSON | 11150 | 0 | 0 | 0 | |||||||
6 | RONALD KADISH | 11150 | 0 | 0 | 0 | |||||||
7 | TAWFIQ POPATIA | 11150 | 0 | 0 | 0 | |||||||
8 | FRANCIS RABORN | 11150 | 0 | 0 | 0 | |||||||
9 | JEFFREY L. TURNER | 11150 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | 11150 | 0 | 0 | 0 | ||||||
TIDEWATER INC. | ||||||||||||
Security: | 886423102 | Meeting Type: | Annual | |||||||||
Ticker: | TDW | Meeting Date: | 14-Jul-2011 | |||||||||
ISIN | US8864231027 | Vote Deadline Date: | 13-Jul-2011 | |||||||||
Agenda | 933476562 | Management | Total Ballot Shares: | 114822 | ||||||||
Last Vote Date: | 08-Jun-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | M. JAY ALLISON | 4300 | 0 | 0 | 0 | |||||||
2 | JAMES C. DAY | 4300 | 0 | 0 | 0 | |||||||
3 | RICHARD T. DU MOULIN | 4300 | 0 | 0 | 0 | |||||||
4 | MORRIS E. FOSTER | 4300 | 0 | 0 | 0 | |||||||
5 | J. WAYNE LEONARD | 4300 | 0 | 0 | 0 | |||||||
6 | JON C. MADONNA | 4300 | 0 | 0 | 0 | |||||||
7 | JOSEPH H. NETHERLAND | 4300 | 0 | 0 | 0 | |||||||
8 | RICHARD A. PATTAROZZI | 4300 | 0 | 0 | 0 | |||||||
9 | NICHOLAS J. SUTTON | 4300 | 0 | 0 | 0 | |||||||
10 | CINDY B. TAYLOR | 4300 | 0 | 0 | 0 | |||||||
11 | DEAN E. TAYLOR | 4300 | 0 | 0 | 0 | |||||||
12 | JACK E. THOMPSON | 4300 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | 4300 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
3 | 14A Executive Compensation Vote Frequency | 1 Year | 0 | 0 | 4300 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
4 | Ratify Appointment of Independent Auditors | For | 4300 | 0 | 0 | 0 | ||||||
VIEWPOINT FINANCIAL GROUP INC | ||||||||||||
Security: | 92672A101 | Meeting Type: | Annual | |||||||||
Ticker: | VPFG | Meeting Date: | 15-May-2012 | |||||||||
ISIN | US92672A1016 | Vote Deadline Date: | 14-May-2012 | |||||||||
Agenda | 933593041 | Management | Total Ballot Shares: | 242334 | ||||||||
Last Vote Date: | 06-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors | For | ||||||||||
1 | KEVIN J. HANIGAN | 16650 | 0 | 0 | 0 | |||||||
2 | ANTHONY J. LEVECCHIO | 16650 | 0 | 0 | 0 | |||||||
3 | V. KEITH SOCKWELL | 16650 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | 16650 | 0 | 0 | 0 | ||||||
3 | 14A Executive Compensation | For | 16650 | 0 | 0 | 0 | ||||||
4 | Approve Stock Compensation Plan | For | 16650 | 0 | 0 | 0 | ||||||
W. R. BERKLEY CORPORATION | ||||||||||||
Security: | 084423102 | Meeting Type: | Annual | |||||||||
Ticker: | WRB | Meeting Date: | 22-May-2012 | |||||||||
ISIN | US0844231029 | Vote Deadline Date: | 21-May-2012 | |||||||||
Agenda | 933597429 | Management | Total Ballot Shares: | 106884 | ||||||||
Last Vote Date: | 11-Apr-2012 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | Election of Directors (Majority Voting) | For | 7750 | 0 | 0 | 0 | ||||||
2 | Election of Directors (Majority Voting) | For | 7750 | 0 | 0 | 0 | ||||||
3 | Election of Directors (Majority Voting) | For | 7750 | 0 | 0 | 0 | ||||||
4 | Approve Stock Compensation Plan | For | 7750 | 0 | 0 | 0 | ||||||
5 | 14A Executive Compensation | For | 7750 | 0 | 0 | 0 | ||||||
6 | Ratify Appointment of Independent Auditors | For | 7750 | 0 | 0 | 0 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Cullen Funds Trust
By: | /s/ James P. Cullen |
Name: | James P. Cullen |
Title: | Trustee and President |
Date: | August 8, 2012 |