| | Investment Company Report |
| | | VODAFONE GROUP PLC |
| | Security | | 92857W209 | | Meeting Type | Annual |
| | Ticker Symbol | | VOD | | Meeting Date | 24-Jul-2012 | |
| | ISIN | | US92857W2098 | | Agenda | 933661123 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1 | TO RECEIVE THE COMPANY'S ACCOUNTS
AND REPORTS OF THE DIRECTORS AND
THE AUDITOR FOR THE YEAR ENDED 31
MARCH 2012 | | Management | For | | |
| | 2 | TO RE-ELECT GERARD KLEISTERLEE AS A
DIRECTOR (MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE) | | Management | For | | |
| | 3 | TO RE-ELECT VITTORIO COLAO AS A
DIRECTOR | | Management | For | | |
| | 4 | TO RE-ELECT ANDY HALFORD AS A
DIRECTOR | | Management | For | | |
| | 5 | TO RE-ELECT STEPHEN PUSEY AS A
DIRECTOR | | Management | For | | |
| | 6 | TO RE-ELECT RENEE JAMES AS A
DIRECTOR | | Management | For | | |
| | 7 | TO RE-ELECT ALAN JEBSON AS A DIRECTOR
(MEMBER OF THE AUDIT AND RISK
COMMITTEE) | | Management | For | | |
| | 8 | TO RE-ELECT SAMUEL JONAH AS A
DIRECTOR (MEMBER OF THE
REMUNERATION COMMITTEE) | | Management | For | | |
| | 9 | TO RE-ELECT NICK LAND AS A DIRECTOR
(MEMBER OF THE AUDIT AND RISK
COMMITTEE) | | Management | For | | |
| | 10 | TO RE-ELECT ANNE LAUVERGEON AS A
DIRECTOR (MEMBER OF THE AUDIT AND
RISK COMMITTEE) | | Management | For | | |
| | 11 | TO RE-ELECT LUC VANDEVELDE AS A
DIRECTOR (MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE AND
MEMBER OF THE REMUNERATION
COMMITTEE) | | Management | For | | |
| | 12 | TO RE-ELECT ANTHONY WATSON AS A
DIRECTOR (MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE AND
MEMBER OF THE REMUNERATION
COMMITTEE) | | Management | For | | |
| | 13 | TO RE-ELECT PHILIP YEA AS A DIRECTOR
(MEMBER OF THE REMUNERATION
COMMITTEE) | | Management | For | | |
| | 14 | TO APPROVE A FINAL DIVIDEND OF 6.47
PENCE PER ORDINARY SHARE | | Management | For | | |
| | 15 | TO APPROVE THE REMUNERATION REPORT
OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2012 | | Management | For | | |
| | 16 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | | Management | For | | |
| | 17 | TO AUTHORISE THE AUDIT & RISK
COMMITTEE TO DETERMINE THE
REMUNERATION OF THE AUDITOR | | Management | For | | |
| | 18 | TO AUTHORISE THE DIRECTORS TO ALLOT
SHARES | | Management | For | | |
| | S19 | TO AUTHORISE THE DIRECTORS TO DIS-
APPLY PRE-EMPTION RIGHTS | | Management | For | | |
| | S20 | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES (SECTION 701,
COMPANIES ACT 2006) | | Management | For | | |
| | 21 | TO AUTHORISE POLITICAL DONATIONS AND
EXPENDITURE | | Management | For | | |
| | S22 | TO AUTHORISE THE CALLING OF A
GENERAL MEETING OTHER THAN AN
ANNUAL GENERAL MEETING ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE | | Management | For | | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,743,250 | 0 | 19-Jun-2012 | 19-Jun-2012 |
| | | H.J. HEINZ COMPANY |
| | Security | | 423074103 | | Meeting Type | Annual |
| | Ticker Symbol | | HNZ | | Meeting Date | 28-Aug-2012 | |
| | ISIN | | US4230741039 | | Agenda | 933666010 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: W.R. JOHNSON | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: C.E. BUNCH | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: J.G. DROSDICK | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: E.E. HOLIDAY | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: C. KENDLE | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: D.R. O'HARE | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: N. PELTZ | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: D.H. REILLEY | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: L.C. SWANN | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: T.J. USHER | | Management | For | For | |
| | 1L. | ELECTION OF DIRECTOR: M.F. WEINSTEIN | | Management | For | For | |
| | 2. | RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | | Management | For | For | |
| | 3. | APPROVAL OF THE H.J. HEINZ COMPANY
FY2013 STOCK INCENTIVE PLAN | | Management | For | For | |
| | 4. | RE-APPROVAL OF THE PERFORMANCE
MEASURES INCLUDED IN THE H.J. HEINZ
COMPANY FY03 STOCK INCENTIVE PLAN | | Management | For | For | |
| | 5. | ADVISORY APPROVAL OF THE COMPANY'S
NAMED EXECUTIVE OFFICER
COMPENSATION | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 816,150 | 0 | 03-Jul-2012 | 03-Jul-2012 |
| | | DIAGEO PLC |
| | Security | | 25243Q205 | | Meeting Type | Annual |
| | Ticker Symbol | | DEO | | Meeting Date | 17-Oct-2012 | |
| | ISIN | | US25243Q2057 | | Agenda | 933687418 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1. | REPORT AND ACCOUNTS 2012. | | Management | For | For | |
| | 2. | DIRECTORS' REMUNERATION REPORT 2012. | | Management | For | For | |
| | 3. | DECLARATION OF FINAL DIVIDEND. | | Management | For | For | |
| | 4. | RE-ELECTION OF PB BRUZELIUS AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 5. | RE-ELECTION OF LM DANON AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 6. | RE-ELECTION OF LORD DAVIES AS A
DIRECTOR. (AUDIT, NOMINATION,
REMUNERATION(CHAIRMAN OF THE
COMMITTEE)) | | Management | For | For | |
| | 7. | RE-ELECTION OF BD HOLDEN AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 8. | RE-ELECTION OF DR FB HUMER AS A
DIRECTOR. (NOMINATION COMMITTEE
(CHAIRMAN OF THE COMMITTEE)) | | Management | For | For | |
| | 9. | RE-ELECTION OF D MAHLAN AS A
DIRECTOR. (EXECUTIVE COMMITTEE) | | Management | For | For | |
| | 10. | RE-ELECTION OF PG SCOTT AS A
DIRECTOR. (AUDIT(CHAIRMAN OF THE
COMMITTEE), NOMINATION, REMUNERATION
COMMITTEE) | | Management | For | For | |
| | 11. | RE-ELECTION OF HT STITZER AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 12. | RE-ELECTION OF PS WALSH AS A
DIRECTOR. (EXECUTIVE
COMMITTEE(CHAIRMAN OF THE
COMMITTEE)) | | Management | For | For | |
| | 13. | ELECTION OF HO KWONPING AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 14. | ELECTION OF IM MENEZES AS A DIRECTOR.
(EXECUTIVE COMMITTEE) | | Management | For | For | |
| | 15. | RE-APPOINTMENT OF AUDITOR. | | Management | For | For | |
| | 16. | REMUNERATION OF AUDITOR. | | Management | For | For | |
| | 17. | AUTHORITY TO ALLOT SHARES. | | Management | For | For | |
| | 18. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | | Management | For | For | |
| | 19. | AUTHORITY TO PURCHASE OWN ORDINARY
SHARES. | | Management | For | For | |
| | 20. | AUTHORITY TO MAKE POLITICAL
DONATIONS AND/OR TO INCUR POLITICAL
EXPENDITURE IN THE EU. | | Management | For | For | |
| | 21. | REDUCED NOTICE OF A GENERAL MEETING
OTHER THAN AN ANNUAL GENERAL
MEETING. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 445,000 | 0 | 13-Sep-2012 | 13-Sep-2012 |
| | | CISCO SYSTEMS, INC. |
| | Security | | 17275R102 | | Meeting Type | Annual |
| | Ticker Symbol | | CSCO | | Meeting Date | 15-Nov-2012 | |
| | ISIN | | US17275R1023 | | Agenda | 933691708 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: MARC BENIOFF | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: M. MICHELE
BURNS | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL D.
CAPELLAS | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: LARRY R. CARTER | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: JOHN T.
CHAMBERS | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: DR. JOHN L.
HENNESSY | | Management | For | For | |
| | 1I | ELECTION OF DIRECTOR: DR. KRISTINA M.
JOHNSON | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: RICHARD M.
KOVACEVICH | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: RODERICK C.
MCGEARY | | Management | For | For | |
| | 1L. | ELECTION OF DIRECTOR: ARUN SARIN | | Management | For | For | |
| | 1M. | ELECTION OF DIRECTOR: STEVEN M. WEST | | Management | For | For | |
| | 2. | APPROVAL OF AMENDMENT AND
RESTATEMENT OF THE EXECUTIVE
INCENTIVE PLAN. | | Management | For | For | |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION. | | Management | For | For | |
| | 4. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
2013. | | Management | For | For | |
| | 5. | APPROVAL TO HAVE CISCO'S BOARD ADOPT
A POLICY TO HAVE AN INDEPENDENT
BOARD CHAIRMAN WHENEVER POSSIBLE. | | Shareholder | Against | For | |
| | 6. | APPROVAL TO REQUEST CISCO
MANAGEMENT TO PREPARE A REPORT ON
"CONFLICT MINERALS" IN CISCO'S SUPPLY
CHAIN. | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,673,000 | 0 | 27-Sep-2012 | 27-Sep-2012 |
| | | MICROSOFT CORPORATION |
| | Security | | 594918104 | | Meeting Type | Annual |
| | Ticker Symbol | | MSFT | | Meeting Date | 28-Nov-2012 | |
| | ISIN | | US5949181045 | | Agenda | 933691784 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1. | ELECTION OF DIRECTOR: STEVEN A.
BALLMER | | Management | For | For | |
| | 2. | ELECTION OF DIRECTOR: DINA DUBLON | | Management | For | For | |
| | 3. | ELECTION OF DIRECTOR: WILLIAM H. GATES
III | | Management | For | For | |
| | 4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | | Management | For | For | |
| | 5. | ELECTION OF DIRECTOR: STEPHEN J.
LUCZO | | Management | For | For | |
| | 6. | ELECTION OF DIRECTOR: DAVID F.
MARQUARDT | | Management | For | For | |
| | 7. | ELECTION OF DIRECTOR: CHARLES H.
NOSKI | | Management | For | For | |
| | 8. | ELECTION OF DIRECTOR: HELMUT PANKE | | Management | For | For | |
| | 9. | ELECTION OF DIRECTOR: JOHN W.
THOMPSON | | Management | For | For | |
| | 10. | ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION (THE BOARD
RECOMMENDS A VOTE FOR THIS
PROPOSAL) | | Management | For | For | |
| | 11. | APPROVAL OF EMPLOYEE STOCK
PURCHASE PLAN (THE BOARD
RECOMMENDS A VOTE FOR THIS
PROPOSAL) | | Management | For | For | |
| | 12. | RATIFICATION OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT AUDITOR FOR
FISCAL YEAR 2013 (THE BOARD
RECOMMENDS A VOTE FOR THIS
PROPOSAL) | | Management | For | For | |
| | 13. | SHAREHOLDER PROPOSAL - ADOPT
CUMULATIVE VOTING (THE BOARD
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL) | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 2,109,450 | 0 | 17-Oct-2012 | 17-Oct-2012 |
| | | GENUINE PARTS COMPANY |
| | Security | | 372460105 | | Meeting Type | Annual |
| | Ticker Symbol | | GPC | | Meeting Date | 22-Apr-2013 | |
| | ISIN | | US3724601055 | | Agenda | 933737554 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | | Management | |
| | 1 | DR. MARY B. BULLOCK | | For | For | |
| | 2 | PAUL D. DONAHUE | | For | For | |
| | 3 | JEAN DOUVILLE | | For | For | |
| | 4 | THOMAS C. GALLAGHER | | For | For | |
| | 5 | GEORGE C. "JACK" GUYNN | | For | For | |
| | 6 | JOHN R. HOLDER | | For | For | |
| | 7 | JOHN D. JOHNS | | For | For | |
| | 8 | MICHAEL M.E. JOHNS, MD | | For | For | |
| | 9 | R.C. LOUDERMILK, JR. | | For | For | |
| | 10 | WENDY B. NEEDHAM | | For | For | |
| | 11 | JERRY W. NIX | | For | For | |
| | 12 | GARY W. ROLLINS | | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | |
| | 3. | RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 598,890 | 0 | 28-Feb-2013 | 28-Feb-2013 |
| | | E. I. DU PONT DE NEMOURS AND COMPANY |
| | Security | | 263534109 | | Meeting Type | Annual |
| | Ticker Symbol | | DD | | Meeting Date | 24-Apr-2013 | |
| | ISIN | | US2635341090 | | Agenda | 933745145 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: LAMBERTO
ANDREOTTI | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: RICHARD H.
BROWN | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: ROBERT A.
BROWN | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: BERTRAND P.
COLLOMB | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: CURTIS J.
CRAWFORD | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: ALEXANDER M.
CUTLER | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: ELEUTHERE I. DU
PONT | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: MARILLYN A.
HEWSON | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: LOIS D. JULIBER | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: LEE M. THOMAS | | Management | For | For | |
| | 2. | ON RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | | Management | For | For | |
| | 3. | TO APPROVE, BY ADVISORY VOTE,
EXECUTIVE COMPENSATION | | Management | For | For | |
| | 4. | ON INDEPENDENT BOARD CHAIR | | Shareholder | Against | For | |
| | 5. | ON LOBBYING REPORT | | Shareholder | Against | For | |
| | 6. | ON GENETICALLY ENGINEERED SEED | | Shareholder | Against | For | |
| | 7. | ON EXECUTIVE COMPENSATION REPORT | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 832,600 | 0 | 16-Mar-2013 | 16-Mar-2013 |
| | | GENERAL ELECTRIC COMPANY |
| | Security | | 369604103 | | Meeting Type | Annual |
| | Ticker Symbol | | GE | | Meeting Date | 24-Apr-2013 | |
| | ISIN | | US3696041033 | | Agenda | 933750196 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | A1 | ELECTION OF DIRECTOR: W. GEOFFREY
BEATTIE | | Management | For | For | |
| | A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | | Management | For | For | |
| | A3 | ELECTION OF DIRECTOR: JAMES I. CASH,
JR. | | Management | For | For | |
| | A4 | ELECTION OF DIRECTOR: FRANCISCO
D'SOUZA | | Management | For | For | |
| | A5 | ELECTION OF DIRECTOR: MARIJN E.
DEKKERS | | Management | For | For | |
| | A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | | Management | For | For | |
| | A7 | ELECTION OF DIRECTOR: SUSAN
HOCKFIELD | | Management | For | For | |
| | A8 | ELECTION OF DIRECTOR: JEFFREY R.
IMMELT | | Management | For | For | |
| | A9 | ELECTION OF DIRECTOR: ANDREA JUNG | | Management | For | For | |
| | A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | | Management | For | For | |
| | A11 | ELECTION OF DIRECTOR: RALPH S. LARSEN | | Management | For | For | |
| | A12 | ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS | | Management | For | For | |
| | A13 | ELECTION OF DIRECTOR: JAMES J. MULVA | | Management | For | For | |
| | A14 | ELECTION OF DIRECTOR: MARY L.
SCHAPIRO | | Management | For | For | |
| | A15 | ELECTION OF DIRECTOR: ROBERT J.
SWIERINGA | | Management | For | For | |
| | A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | | Management | For | For | |
| | A17 | ELECTION OF DIRECTOR: DOUGLAS A.
WARNER III | | Management | For | For | |
| | B1 | ADVISORY APPROVAL OF OUR NAMED
EXECUTIVES' COMPENSATION | | Management | For | For | |
| | B2 | RATIFICATION OF SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | | Management | For | For | |
| | C1 | CESSATION OF ALL STOCK OPTIONS AND
BONUSES | | Shareholder | Against | For | |
| | C2 | DIRECTOR TERM LIMITS | | Shareholder | Against | For | |
| | C3 | INDEPENDENT CHAIRMAN | | Shareholder | Against | For | |
| | C4 | RIGHT TO ACT BY WRITTEN CONSENT | | Shareholder | Against | For | |
| | C5 | EXECUTIVES TO RETAIN SIGNIFICANT
STOCK | | Shareholder | Against | For | |
| | C6 | MULTIPLE CANDIDATE ELECTIONS | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 3,111,500 | 0 | 19-Mar-2013 | 19-Mar-2013 |
| | | HCP, INC. |
| | Security | | 40414L109 | | Meeting Type | Annual |
| | Ticker Symbol | | HCP | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | US40414L1098 | | Agenda | 933742327 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JAMES F.
FLAHERTY III | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: CHRISTINE N.
GARVEY | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: DAVID B. HENRY | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: LAURALEE E.
MARTIN | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL D.
MCKEE | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: PETER L. RHEIN | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: KENNETH B.
ROATH | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: JOSEPH P.
SULLIVAN | | Management | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS HCP'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013. | | Management | For | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,175,880 | 0 | 15-Mar-2013 | 15-Mar-2013 |
| | | JOHNSON & JOHNSON |
| | Security | | 478160104 | | Meeting Type | Annual |
| | Ticker Symbol | | JNJ | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | US4781601046 | | Agenda | 933745068 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: MARY SUE
COLEMAN | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL M.E.
JOHNS | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: SUSAN L.
LINDQUIST | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: ANNE M.
MULCAHY | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: A. EUGENE
WASHINGTON | | Management | For | For | |
| | 1L. | ELECTION OF DIRECTOR: RONALD A.
WILLIAMS | | Management | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | |
| | 3. | RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013 | | Management | For | For | |
| | 4. | SHAREHOLDER PROPOSAL - EXECUTIVES
TO RETAIN SIGNIFICANT STOCK | | Shareholder | Against | For | |
| | 5. | SHAREHOLDER PROPOSAL ON POLITICAL
CONTRIBUTIONS AND CORPORATE VALUES | | Shareholder | Against | For | |
| | 6. | SHAREHOLDER PROPOSAL ON
INDEPENDENT BOARD CHAIRMAN | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 950,430 | 0 | 13-Mar-2013 | 13-Mar-2013 |
| | | ASTRAZENECA PLC |
| | Security | | 046353108 | | Meeting Type | Annual |
| | Ticker Symbol | | AZN | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | US0463531089 | | Agenda | 933755918 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1. | TO RECEIVE THE COMPANY'S ACCOUNTS
AND THE REPORTS OF THE DIRECTORS
AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2012 | | Management | For | For | |
| | 2. | TO CONFIRM DIVIDENDS | | Management | For | For | |
| | 3. | TO RE-APPOINT KPMG AUDIT PLC, LONDON
AS AUDITOR | | Management | For | For | |
| | 4. | TO AUTHORISE THE DIRECTORS TO AGREE
TO THE REMUNERATION OF THE AUDITOR | | Management | For | For | |
| | 5A. | RE-ELECTION OF DIRECTOR: LEIF
JOHANSSON | | Management | For | For | |
| | 5B. | RE-ELECTION OF DIRECTOR: PASCAL
SORIOT | | Management | For | For | |
| | 5C. | RE-ELECTION OF DIRECTOR: SIMON LOWTH | | Management | For | For | |
| | 5D. | RE-ELECTION OF DIRECTOR: GENEVIEVE
BERGER | | Management | For | For | |
| | 5E. | RE-ELECTION OF DIRECTOR: BRUCE
BURLINGTON | | Management | For | For | |
| | 5F. | RE-ELECTION OF DIRECTOR: GRAHAM
CHIPCHASE | | Management | For | For | |
| | 5G. | RE-ELECTION OF DIRECTOR: JEAN-PHILIPPE
COURTOIS | | Management | For | For | |
| | 5H. | RE-ELECTION OF DIRECTOR: RUDY
MARKHAM | | Management | For | For | |
| | 5I. | RE-ELECTION OF DIRECTOR: NANCY
ROTHWELL | | Management | For | For | |
| | 5J. | RE-ELECTION OF DIRECTOR: SHRITI
VADERA | | Management | For | For | |
| | 5K. | RE-ELECTION OF DIRECTOR: JOHN VARLEY | | Management | For | For | |
| | 5L. | RE-ELECTION OF DIRECTOR: MARCUS
WALLENBERG | | Management | For | For | |
| | 6. | TO APPROVE THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2012 | | Management | For | For | |
| | 7. | TO AUTHORISE LIMITED EU POLITICAL
DONATIONS | | Management | For | For | |
| | 8. | TO AUTHORISE THE DIRECTORS TO ALLOT
SHARES | | Management | For | For | |
| | 9. | TO AUTHORISE THE DIRECTORS TO
DISAPPLY PRE-EMPTION RIGHTS | | Management | For | For | |
| | 10. | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES | | Management | For | For | |
| | 11. | TO REDUCE THE NOTICE PERIOD FOR
GENERAL MEETINGS | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,240,550 | 0 | 26-Mar-2013 | 26-Mar-2013 |
| | | AT&T INC. |
| | Security | | 00206R102 | | Meeting Type | Annual |
| | Ticker Symbol | | T | | Meeting Date | 26-Apr-2013 | |
| | ISIN | | US00206R1023 | | Agenda | 933744016 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: RANDALL L.
STEPHENSON | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: GILBERT F.
AMELIO | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: REUBEN V.
ANDERSON | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: JAMES H.
BLANCHARD | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: JAIME CHICO
PARDO | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: SCOTT T. FORD | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: JAMES P. KELLY | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: JON C. MADONNA | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: MICHAEL B.
MCCALLISTER | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: JOHN B. MCCOY | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | | Management | For | For | |
| | 1L. | ELECTION OF DIRECTOR: MATTHEW K.
ROSE | | Management | For | For | |
| | 1M. | ELECTION OF DIRECTOR: LAURA D'ANDREA
TYSON | | Management | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT AUDITORS. | | Management | For | For | |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | | Management | For | For | |
| | 4. | APPROVE STOCK PURCHASE AND
DEFERRAL PLAN. | | Management | For | For | |
| | 5. | POLITICAL CONTRIBUTIONS REPORT. | | Shareholder | Against | For | |
| | 6. | LEAD BATTERIES REPORT. | | Shareholder | Against | For | |
| | 7. | COMPENSATION PACKAGES. | | Shareholder | Against | For | |
| | 8. | INDEPENDENT BOARD CHAIRMAN. | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,953,100 | 0 | 12-Mar-2013 | 12-Mar-2013 |
| | | THE BOEING COMPANY |
| | Security | | 097023105 | | Meeting Type | Annual |
| | Ticker Symbol | | BA | | Meeting Date | 29-Apr-2013 | |
| | ISIN | | US0970231058 | | Agenda | 933747315 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: DAVID L.
CALHOUN | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: ARTHUR D.
COLLINS, JR. | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: KENNETH M.
DUBERSTEIN | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: EDMUND P.
GIAMBASTIANI, JR. | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: LAWRENCE W.
KELLNER | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: W. JAMES
MCNERNEY, JR. | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: SUSAN C.
SCHWAB | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: RONALD A.
WILLIAMS | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: MIKE S.
ZAFIROVSKI | | Management | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | For | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR 2013. | | Management | For | For | |
| | 4. | FUTURE EXTRAORDINARY RETIREMENT
BENEFITS. | | Shareholder | Against | For | |
| | 5. | ACTION BY WRITTEN CONSENT. | | Shareholder | Against | For | |
| | 6. | EXECUTIVES TO RETAIN SIGNIFICANT
STOCK. | | Shareholder | Against | For | |
| | 7. | INDEPENDENT BOARD CHAIRMAN. | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 597,700 | 0 | 16-Mar-2013 | 16-Mar-2013 |
| | | H.J. HEINZ COMPANY |
| | Security | | 423074103 | | Meeting Type | Special |
| | Ticker Symbol | | HNZ | | Meeting Date | 30-Apr-2013 | |
| | ISIN | | US4230741039 | | Agenda | 933766377 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1. | TO APPROVE AND ADOPT THE MERGER
AGREEMENT DATED AS OF FEBRUARY 13,
2013, AS AMENDED BY THE AMENDMENT TO
AGREEMENT AND PLAN OF MERGER, DATED
AS OF MARCH 4, 2013, AND AS MAY BE
FURTHER AMENDED FROM TIME TO TIME,
AMONG H.J. HEINZ COMPANY, HAWK
ACQUISITION HOLDING CORPORATION AND
HAWK ACQUISITION SUB, INC. | | Management | For | For | |
| | 2. | TO ADJOURN THE SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES IN FAVOR OF THE PROPOSAL TO
APPROVE AND ADOPT THE MERGER
AGREEMENT IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF SUCH
ADJOURNMENT TO APPROVE AND ADOPT
PROPOSAL 1. | | Management | For | For | |
| | 3. | TO APPROVE, ON A NON-BINDING,
ADVISORY BASIS, CERTAIN COMPENSATION
THAT WILL OR MAY BE PAID BY H.J. HEINZ
COMPANY TO ITS NAMED EXECUTIVE
OFFICERS THAT IS BASED ON OR
OTHERWISE RELATES TO THE MERGER. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 939,730 | 0 | 30-Mar-2013 | 30-Mar-2013 |
| | | KIMBERLY-CLARK CORPORATION |
| | Security | | 494368103 | | Meeting Type | Annual |
| | Ticker Symbol | | KMB | | Meeting Date | 02-May-2013 | |
| | ISIN | | US4943681035 | | Agenda | 933742214 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JOHN R. ALM | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: JOHN F.
BERGSTROM | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: ABELARDO E. BRU | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: ROBERT W.
DECHERD | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS J. FALK | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: FABIAN T. GARCIA | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: MAE C. JEMISON,
M.D. | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: JAMES M.
JENNESS | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: NANCY J. KARCH | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: IAN C. READ | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: LINDA JOHNSON
RICE | | Management | For | For | |
| | 1L. | ELECTION OF DIRECTOR: MARC J. SHAPIRO | | Management | For | For | |
| | 2. | RATIFICATION OF AUDITORS | | Management | For | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 764,080 | 0 | 12-Mar-2013 | 12-Mar-2013 |
| | | HEALTH CARE REIT, INC. |
| | Security | | 42217K106 | | Meeting Type | Annual |
| | Ticker Symbol | | HCN | | Meeting Date | 02-May-2013 | |
| | ISIN | | US42217K1060 | | Agenda | 933765084 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: WILLIAM C.
BALLARD, JR. | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: GEORGE L.
CHAPMAN | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: THOMAS J.
DEROSA | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: JEFFREY H.
DONAHUE | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: PETER J. GRUA | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: FRED S. KLIPSCH | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: SHARON M.
OSTER | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: JEFFREY R.
OTTEN | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: JUDITH C. PELHAM | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: R. SCOTT
TRUMBULL | | Management | For | For | |
| | 2. | APPROVAL OF THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT
PURSUANT TO THE COMPENSATION
DISCLOSURE RULES OF THE SEC. | | Management | For | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR 2013. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 946,870 | 0 | 29-Mar-2013 | 29-Mar-2013 |
| | | DOMINION RESOURCES, INC. |
| | Security | | 25746U109 | | Meeting Type | Annual |
| | Ticker Symbol | | D | | Meeting Date | 03-May-2013 | |
| | ISIN | | US25746U1097 | | Agenda | 933752289 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: WILLIAM P. BARR | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: PETER W. BROWN,
M.D. | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: HELEN E. DRAGAS | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: JAMES O. ELLIS,
JR. | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS F.
FARRELL II | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: JOHN W. HARRIS | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: ROBERT S.
JEPSON, JR. | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: MARK J. KINGTON | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: PAMELA J. ROYAL,
M.D. | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: ROBERT H.
SPILMAN, JR. | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: MICHAEL E.
SZYMANCZYK | | Management | For | For | |
| | 1L. | ELECTION OF DIRECTOR: DAVID A.
WOLLARD | | Management | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT AUDITORS FOR 2013 | | Management | For | For | |
| | 3. | ADVISORY VOTE ON APPROVAL OF
EXECUTIVE COMPENSATION (SAY ON PAY) | | Management | For | For | |
| | 4. | APPROVAL OF AMENDMENT TO BYLAWS TO
ALLOW SHAREHOLDERS TO CALL SPECIAL
MEETINGS | | Management | For | For | |
| | 5. | REPORT ON FUTURE POLICY TO END USE
OF MOUNTAINTOP REMOVAL COAL | | Shareholder | Against | For | |
| | 6. | SUSTAINABILITY AS A PERFORMANCE
MEASURE FOR EXECUTIVE COMPENSATION | | Shareholder | Against | For | |
| | 7. | POLICY RELATED TO MINIMIZING STORAGE
OF NUCLEAR WASTE IN SPENT FUEL POOLS | | Shareholder | Against | For | |
| | 8. | REPORT ON THE FINANCIAL RISKS TO
DOMINION POSED BY CLIMATE CHANGE | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 697,600 | 0 | 20-Mar-2013 | 20-Mar-2013 |
| | | ELI LILLY AND COMPANY |
| | Security | | 532457108 | | Meeting Type | Annual |
| | Ticker Symbol | | LLY | | Meeting Date | 06-May-2013 | |
| | ISIN | | US5324571083 | | Agenda | 933750057 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: R. ALVAREZ | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: W. BISCHOFF | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: R.D. HOOVER | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: F.G.
PRENDERGAST | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: K.P. SEIFERT | | Management | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT BY
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR
2013. | | Management | For | For | |
| | 3. | APPROVE, BY NON-BINDING VOTE,
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS. | | Management | For | For | |
| | 4. | REAPPROVE MATERIAL TERMS OF THE
PERFORMANCE GOALS FOR THE 2002 LILLY
STOCK PLAN. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,619,300 | 0 | 26-Mar-2013 | 26-Mar-2013 |
| | | PHILIP MORRIS INTERNATIONAL INC. |
| | Security | | 718172109 | | Meeting Type | Annual |
| | Ticker Symbol | | PM | | Meeting Date | 08-May-2013 | |
| | ISIN | | US7181721090 | | Agenda | 933754182 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: HAROLD BROWN | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: MATHIS
CABIALLAVETTA | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: ANDRE
CALANTZOPOULOS | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: LOUIS C.
CAMILLERI | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: J. DUDLEY
FISHBURN | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: JENNIFER LI | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: GRAHAM MACKAY | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: SERGIO
MARCHIONNE | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: KALPANA
MORPARIA | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: LUCIO A. NOTO | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: ROBERT B. POLET | | Management | For | For | |
| | 1L. | ELECTION OF DIRECTOR: CARLOS SLIM
HELU | | Management | For | For | |
| | 1M. | ELECTION OF DIRECTOR: STEPHEN M.
WOLF | | Management | For | For | |
| | 2. | RATIFICATION OF THE SELECTION OF
INDEPENDENT AUDITORS | | Management | For | For | |
| | 3. | ADVISORY RESOLUTION APPROVING
EXECUTIVE COMPENSATION | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 609,500 | 0 | 29-Mar-2013 | 29-Mar-2013 |
| | | BCE INC. |
| | Security | | 05534B760 | | Meeting Type | Annual |
| | Ticker Symbol | | BCE | | Meeting Date | 09-May-2013 | |
| | ISIN | | CA05534B7604 | | Agenda | 933759598 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 01 | DIRECTOR | | Management | |
| | 1 | B.K. ALLEN | | For | For | |
| | 2 | A. BÉRARD | | For | For | |
| | 3 | R.A. BRENNEMAN | | For | For | |
| | 4 | S. BROCHU | | For | For | |
| | 5 | R.E. BROWN | | For | For | |
| | 6 | G.A. COPE | | For | For | |
| | 7 | D.F. DENISON | | For | For | |
| | 8 | A.S. FELL | | For | For | |
| | 9 | E.C. LUMLEY | | For | For | |
| | 10 | T.C. O'NEILL | | For | For | |
| | 11 | J. PRENTICE | | For | For | |
| | 12 | R.C. SIMMONDS | | For | For | |
| | 13 | C. TAYLOR | | For | For | |
| | 14 | P.R. WEISS | | For | For | |
| | 02 | APPOINTMENT OF DELOITTE LLP AS
AUDITORS. | | Management | For | For | |
| | 03 | RESOLVED, ON AN ADVISORY BASIS AND
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE 2013
MANAGEMENT PROXY CIRCULAR DATED
MARCH 7, 2013 DELIVERED IN ADVANCE OF
THE 2013 ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF BCE INC. | | Management | For | For | |
| | 4A | PROPOSAL NO. 1 EQUITY RATIO | | Shareholder | Against | For | |
| | 4B | PROPOSAL NO. 2 CRITICAL MASS OF
QUALIFIED WOMEN ON BOARD OF
DIRECTORS | | Shareholder | Against | For | |
| | 4C | PROPOSAL NO. 3 POST-EXECUTIVE
COMPENSATION ADVISORY VOTE
DISCLOSURE | | Shareholder | Against | For | |
| | 4D | PROPOSAL NO. 4 RISK MANAGEMENT
COMMITTEE | | Shareholder | Against | For | |
| | 4E | PROPOSAL NO. 5 DIVERSITY POLICIES AND
INITIATIVES | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,552,750 | 0 | 28-Mar-2013 | 28-Mar-2013 |
| | | 3M COMPANY |
| | Security | | 88579Y101 | | Meeting Type | Annual |
| | Ticker Symbol | | MMM | | Meeting Date | 14-May-2013 | |
| | ISIN | | US88579Y1010 | | Agenda | 933754966 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: LINDA G.
ALVARADO | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: VANCE D.
COFFMAN | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL L.
ESKEW | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: W. JAMES
FARRELL | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: HERBERT L.
HENKEL | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: MUHTAR KENT | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: ROBERT S.
MORRISON | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: AULANA L.
PETERS | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: INGE G. THULIN | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | | Management | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | | Management | For | For | |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | | Management | For | For | |
| | 4. | STOCKHOLDER PROPOSAL ON ACTION BY
WRITTEN CONSENT. | | Shareholder | Against | For | |
| | 5. | STOCKHOLDER PROPOSAL ON PROHIBITING
POLITICAL SPENDING FROM CORPORATE
TREASURY FUNDS. | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 709,600 | 0 | 28-Mar-2013 | 28-Mar-2013 |
| | | CONOCOPHILLIPS |
| | Security | | 20825C104 | | Meeting Type | Annual |
| | Ticker Symbol | | COP | | Meeting Date | 14-May-2013 | |
| | ISIN | | US20825C1045 | | Agenda | 933764842 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: RICHARD L.
ARMITAGE | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: RICHARD H.
AUCHINLECK | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR. | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: JODY L. FREEMAN | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: GAY HUEY EVANS | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: RYAN M. LANCE | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: MOHD H. MARICAN | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: ROBERT A.
NIBLOCK | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE,
JR. | | Management | For | For | |
| | 2. | TO RATIFY APPOINTMENT OF ERNST &
YOUNG LLP AS CONOCOPHILLIPS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013. | | Management | For | For | |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | | Management | For | For | |
| | 4. | REPORT ON GRASSROOTS LOBBYING
EXPENDITURES. | | Shareholder | Against | For | |
| | 5. | GREENHOUSE GAS REDUCTION TARGETS. | | Shareholder | Against | For | |
| | 6. | GENDER IDENTITY NON-DISCRIMINATION. | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,362,000 | 0 | 29-Mar-2013 | 29-Mar-2013 |
| | | DIAMOND OFFSHORE DRILLING, INC. |
| | Security | | 25271C102 | | Meeting Type | Annual |
| | Ticker Symbol | | DO | | Meeting Date | 15-May-2013 | |
| | ISIN | | US25271C1027 | | Agenda | 933772902 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A | ELECTION OF DIRECTOR: JAMES S. TISCH | | Management | For | For | |
| | 1B | ELECTION OF DIRECTOR: LAWRENCE R.
DICKERSON | | Management | For | For | |
| | 1C | ELECTION OF DIRECTOR: JOHN R. BOLTON | | Management | For | For | |
| | 1D | ELECTION OF DIRECTOR: CHARLES L.
FABRIKANT | | Management | For | For | |
| | 1E | ELECTION OF DIRECTOR: PAUL G. GAFFNEY
II | | Management | For | For | |
| | 1F | ELECTION OF DIRECTOR: EDWARD
GREBOW | | Management | For | For | |
| | 1G | ELECTION OF DIRECTOR: HERBERT C.
HOFMANN | | Management | For | For | |
| | 1H | ELECTION OF DIRECTOR: CLIFFORD M.
SOBEL | | Management | For | For | |
| | 1I | ELECTION OF DIRECTOR: ANDREW H. TISCH | | Management | For | For | |
| | 1J | ELECTION OF DIRECTOR: RAYMOND S.
TROUBH | | Management | For | For | |
| | 2 | RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR FISCAL
YEAR 2013. | | Management | For | For | |
| | 3 | TO APPROVE, ON AN ADVISORY BASIS,
EXECUTIVE COMPENSATION. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 614,000 | 0 | 06-Apr-2013 | 06-Apr-2013 |
| | | UNILEVER N.V. |
| | Security | | 904784709 | | Meeting Type | Annual |
| | Ticker Symbol | | UN | | Meeting Date | 15-May-2013 | |
| | ISIN | | US9047847093 | | Agenda | 933776253 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 2. | TO ADOPT THE ANNUAL ACCOUNTS AND
APPROPRIATION OF THE PROFIT FOR THE
2012 FINANCIAL YEAR. | | Management | For | For | |
| | 3. | TO DISCHARGE THE EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | |
| | 4. | TO DISCHARGE THE NON-EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | |
| | 5. | TO RE-APPOINT MR P G J M POLMAN AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 6. | TO RE-APPOINT MR R J-M S HUET AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 7. | TO RE-APPOINT PROFESSOR L O FRESCO
AS A NON-EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 8. | TO RE-APPOINT MS A M FUDGE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 9. | TO RE-APPOINT MR C E GOLDEN AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 10. | TO RE-APPOINT DR B E GROTE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 11. | TO RE-APPOINT MS H NYASULU AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 12. | TO RE-APPOINT THE RT HON SIR MALCOLM
RIFKIND MP AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | |
| | 13. | TO RE-APPOINT MR K J STORM AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 14. | TO RE-APPOINT MR M TRESCHOW AS A
NON-EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 15. | TO RE-APPOINT MR P S WALSH AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 16. | TO APPOINT MRS L M CHA AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 17. | TO APPOINT MS M MA AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | |
| | 18. | TO APPOINT MR J RISHTON AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 19. | TO APPOINT PRICEWATERHOUSECOOPERS
ACCOUNTANTS N.V. AS THE AUDITOR FOR
THE 2013 FINANCIAL YEAR. | | Management | For | For | |
| | 20. | TO DESIGNATE THE BOARD OF DIRECTORS
AS THE COMPANY BODY AUTHORISED TO
ISSUE SHARES IN THE COMPANY. | | Management | For | For | |
| | 21. | TO AUTHORISE THE BOARD OF DIRECTORS
TO PURCHASE ORDINARY SHARES AND
DEPOSITARY RECEIPTS THEREOF IN THE
SHARE CAPITAL OF THE COMPANY. | | Management | For | For | |
| | 22. | TO REDUCE THE CAPITAL WITH RESPECT
TO SHARES AND DEPOSITARY RECEIPTS
THEREOF HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,395,440 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| | | UNILEVER N.V. |
| | Security | | 904784709 | | Meeting Type | Annual |
| | Ticker Symbol | | UN | | Meeting Date | 15-May-2013 | |
| | ISIN | | US9047847093 | | Agenda | 933802729 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 2. | TO ADOPT THE ANNUAL ACCOUNTS AND
APPROPRIATION OF THE PROFIT FOR THE
2012 FINANCIAL YEAR. | | Management | For | For | |
| | 3. | TO DISCHARGE THE EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | |
| | 4. | TO DISCHARGE THE NON-EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | |
| | 5. | TO RE-APPOINT MR P G J M POLMAN AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 6. | TO RE-APPOINT MR R J-M S HUET AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 7. | TO RE-APPOINT PROFESSOR L O FRESCO
AS A NON-EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 8. | TO RE-APPOINT MS A M FUDGE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 9. | TO RE-APPOINT MR C E GOLDEN AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 10. | TO RE-APPOINT DR B E GROTE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 11. | TO RE-APPOINT MS H NYASULU AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 12. | TO RE-APPOINT THE RT HON SIR MALCOLM
RIFKIND MP AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | |
| | 13. | TO RE-APPOINT MR K J STORM AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 14. | TO RE-APPOINT MR M TRESCHOW AS A
NON-EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 15. | TO RE-APPOINT MR P S WALSH AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 16. | TO APPOINT MRS L M CHA AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 17. | TO APPOINT MS M MA AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | |
| | 18. | TO APPOINT MR J RISHTON AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 19. | TO APPOINT PRICEWATERHOUSECOOPERS
ACCOUNTANTS N.V. AS THE AUDITOR FOR
THE 2013 FINANCIAL YEAR. | | Management | For | For | |
| | 20. | TO DESIGNATE THE BOARD OF DIRECTORS
AS THE COMPANY BODY AUTHORISED TO
ISSUE SHARES IN THE COMPANY. | | Management | For | For | |
| | 21. | TO AUTHORISE THE BOARD OF DIRECTORS
TO PURCHASE ORDINARY SHARES AND
DEPOSITARY RECEIPTS THEREOF IN THE
SHARE CAPITAL OF THE COMPANY. | | Management | For | For | |
| | 22. | TO REDUCE THE CAPITAL WITH RESPECT
TO SHARES AND DEPOSITARY RECEIPTS
THEREOF HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,395,440 | 0 | 23-Apr-2013 | 23-Apr-2013 |
| | | INTEL CORPORATION |
| | Security | | 458140100 | | Meeting Type | Annual |
| | Ticker Symbol | | INTC | | Meeting Date | 16-May-2013 | |
| | ISIN | | US4581401001 | | Agenda | 933758611 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: CHARLENE
BARSHEFSKY | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: REED E. HUNDT | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: JAMES D.
PLUMMER | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: DAVID S.
POTTRUCK | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: FRANK D. YEARY | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | | Management | For | For | |
| | 2. | RATIFICATION OF SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE CURRENT YEAR | | Management | For | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | | Management | For | For | |
| | 4. | APPROVAL OF AMENDMENT AND
EXTENSION OF THE 2006 EQUITY INCENTIVE
PLAN | | Management | For | For | |
| | 5. | STOCKHOLDER PROPOSAL TITLED
"EXECUTIVES TO RETAIN SIGNIFICANT
STOCK" | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 2,668,000 | 0 | 04-Apr-2013 | 04-Apr-2013 |
| | | ALTRIA GROUP, INC. |
| | Security | | 02209S103 | | Meeting Type | Annual |
| | Ticker Symbol | | MO | | Meeting Date | 16-May-2013 | |
| | ISIN | | US02209S1033 | | Agenda | 933764979 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: GERALD L.
BALILES | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: MARTIN J.
BARRINGTON | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN
III | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: DINYAR S.
DEVITRE | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: THOMAS F.
FARRELL II | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: THOMAS W.
JONES | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: DEBRA J. KELLY-
ENNIS | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: W. LEO KIELY III | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: KATHRYN B.
MCQUADE | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: GEORGE MUNOZ | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | | Management | For | For | |
| | 2. | RATIFICATION OF THE SELECTION OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | | Management | For | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS | | Management | For | For | |
| | 4. | SHAREHOLDER PROPOSAL - DISCLOSURE
OF LOBBYING POLICIES AND PRACTICES | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 2,218,950 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| | | MONDELEZ INTL, INC |
| | Security | | 609207105 | | Meeting Type | Annual |
| | Ticker Symbol | | MDLZ | | Meeting Date | 21-May-2013 | |
| | ISIN | | US6092071058 | | Agenda | 933759625 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: STEPHEN F.
BOLLENBACH | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: LEWIS W.K.
BOOTH | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: MARK D.
KETCHUM | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: JORGE S.
MESQUITA | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: FREDRIC G.
REYNOLDS | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: IRENE B.
ROSENFELD | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: PATRICK T.
SIEWERT | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | | Management | For | For | |
| | 1J | ELECTION OF DIRECTOR: RATAN N. TATA | | Management | For | For | |
| | 1K | ELECTION OF DIRECTOR: J.F. VAN
BOXMEER | | Management | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | | Management | For | For | |
| | 3. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR 2013 | | Management | For | For | |
| | 4. | SHAREHOLDER PROPOSAL: REPORT ON
EXTENDED PRODUCER RESPONSIBILITY | | Shareholder | Against | For | |
| | 5 | SHAREHOLDER PROPOSAL:
SUSTAINABILITY REPORT ON GENDER
EQUALITY IN THE COMPANY'S SUPPLY
CHAIN | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,155,480 | 0 | 04-Apr-2013 | 04-Apr-2013 |
| | | JPMORGAN CHASE & CO. |
| | Security | | 46625H100 | | Meeting Type | Annual |
| | Ticker Symbol | | JPM | | Meeting Date | 21-May-2013 | |
| | ISIN | | US46625H1005 | | Agenda | 933779728 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JAMES A. BELL | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: CRANDALL C.
BOWLES | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: STEPHEN B.
BURKE | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: JAMES DIMON | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: ELLEN V. FUTTER | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: LABAN P.
JACKSON, JR. | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: WILLIAM C.
WELDON | | Management | For | For | |
| | 2. | RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | | Management | For | For | |
| | 3. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION | | Management | For | For | |
| | 4. | AMENDMENT TO THE FIRM'S RESTATED
CERTIFICATE OF INCORPORATION TO
AUTHORIZE SHAREHOLDER ACTION BY
WRITTEN CONSENT | | Management | For | For | |
| | 5. | REAPPROVAL OF KEY EXECUTIVE
PERFORMANCE PLAN | | Management | For | For | |
| | 6. | REQUIRE SEPARATION OF CHAIRMAN AND
CEO | | Shareholder | Against | For | |
| | 7. | REQUIRE EXECUTIVES TO RETAIN
SIGNIFICANT STOCK UNTIL REACHING
NORMAL RETIREMENT AGE | | Shareholder | Against | For | |
| | 8. | ADOPT PROCEDURES TO AVOID HOLDING
OR RECOMMENDING INVESTMENTS THAT
CONTRIBUTE TO HUMAN RIGHTS
VIOLATIONS | | Shareholder | Against | For | |
| | 9. | DISCLOSE FIRM PAYMENTS USED DIRECTLY
OR INDIRECTLY FOR LOBBYING, INCLUDING
SPECIFIC AMOUNTS AND RECIPIENTS'
NAMES | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,261,630 | 0 | 12-Apr-2013 | 12-Apr-2013 |
| | | ROYAL DUTCH SHELL PLC |
| | Security | | 780259107 | | Meeting Type | Annual |
| | Ticker Symbol | | RDSB | | Meeting Date | 21-May-2013 | |
| | ISIN | | US7802591070 | | Agenda | 933802476 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1 | ADOPTION OF ANNUAL REPORT &
ACCOUNTS | | Management | For | For | |
| | 2 | APPROVAL OF REMUNERATION REPORT | | Management | For | For | |
| | 3 | RE-APPOINTMENT OF JOSEF ACKERMANN
AS A DIRECTOR OF THE COMPANY | | Management | For | For | |
| | 4 | RE-APPOINTMENT OF GUY ELLIOTT AS A
DIRECTOR OF THE COMPANY | | Management | For | For | |
| | 5 | RE-APPOINTMENT OF SIMON HENRY AS A
DIRECTOR OF THE COMPANY | | Management | For | For | |
| | 6 | RE-APPOINTMENT OF CHARLES O.
HOLLIDAY AS A DIRECTOR OF THE
COMPANY | | Management | For | For | |
| | 7 | RE-APPOINTMENT OF GERARD
KLEISTERLEE AS A DIRECTOR OF THE
COMPANY | | Management | For | For | |
| | 8 | RE-APPOINTMENT OF JORMA OLLILA AS A
DIRECTOR OF THE COMPANY | | Management | For | For | |
| | 9 | RE-APPOINTMENT OF SIR NIGEL
SHEINWALD AS A DIRECTOR OF THE
COMPANY | | Management | For | For | |
| | 10 | RE-APPOINTMENT OF LINDA G. STUNTZ AS A
DIRECTOR OF THE COMPANY | | Management | For | For | |
| | 11 | RE-APPOINTMENT OF PETER VOSER AS A
DIRECTOR OF THE COMPANY | | Management | For | For | |
| | 12 | RE-APPOINTMENT OF HANS WIJERS AS A
DIRECTOR OF THE COMPANY | | Management | For | For | |
| | 13 | RE-APPOINTMENT OF GERRIT ZALM AS A
DIRECTOR OF THE COMPANY | | Management | For | For | |
| | 14 | RE-APPOINTMENT OF AUDITORS | | Management | For | For | |
| | 15 | REMUNERATION OF AUDITORS | | Management | For | For | |
| | 16 | AUTHORITY TO ALLOT SHARES | | Management | For | For | |
| | 17 | DISAPPLICATION OF PRE-EMPTION RIGHTS | | Management | For | For | |
| | 18 | AUTHORITY TO PURCHASE OWN SHARES | | Management | For | For | |
| | 19 | AUTHORITY FOR CERTAIN DONATIONS AND
EXPENDITURE | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,001,040 | 0 | 23-Apr-2013 | 23-Apr-2013 |
| | | KRAFT FOODS GROUP, INC. |
| | Security | | 50076Q106 | | Meeting Type | Annual |
| | Ticker Symbol | | KRFT | | Meeting Date | 22-May-2013 | |
| | ISIN | | US50076Q1067 | | Agenda | 933755499 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ABELARDO E. BRU | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: JEANNE P.
JACKSON | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: E. FOLLIN SMITH | | Management | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | |
| | 3. | ADVISORY VOTE ON THE FREQUENCY OF
AN EXECUTIVE COMPENSATION VOTE. | | Management | 3 Years | Against | |
| | 4. | APPROVAL OF THE MATERIAL TERMS FOR
PERFORMANCE-BASED AWARDS UNDER
THE KRAFT FOODS GROUP, INC. 2012
PERFORMANCE INCENTIVE PLAN. | | Management | For | For | |
| | 5. | RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 28, 2013. | | Management | For | For | |
| | 6. | SHAREHOLDER PROPOSAL: LABEL
GENETICALLY ENGINEERED PRODUCTS. | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 597,773 | 0 | 06-Apr-2013 | 06-Apr-2013 |
| | | THE TRAVELERS COMPANIES, INC. |
| | Security | | 89417E109 | | Meeting Type | Annual |
| | Ticker Symbol | | TRV | | Meeting Date | 22-May-2013 | |
| | ISIN | | US89417E1091 | | Agenda | 933777887 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: ALAN L. BELLER | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: JOHN H. DASBURG | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: JANET M. DOLAN | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: KENNETH M.
DUBERSTEIN | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: JAY S. FISHMAN | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: PATRICIA L.
HIGGINS | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: THOMAS R.
HODGSON | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: WILLIAM J. KANE | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: CLEVE L.
KILLINGSWORTH JR. | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: DONALD J.
SHEPARD | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: LAURIE J.
THOMSEN | | Management | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS TRAVELERS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2013. | | Management | For | For | |
| | 3. | NON-BINDING VOTE TO APPROVE
EXECUTIVE COMPENSATION. | | Management | For | For | |
| | 4. | AMENDMENT TO ARTICLES OF
INCORPORATION TO PROVIDE ADDITIONAL
AUTHORITY TO ISSUE PREFERRED STOCK. | | Management | For | For | |
| | 5. | SHAREHOLDER PROPOSAL RELATING TO
POLITICAL CONTRIBUTIONS AND
EXPENDITURES, IF PRESENTED AT THE
ANNUAL MEETING OF SHAREHOLDERS. | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 925,230 | 0 | 11-Apr-2013 | 11-Apr-2013 |
| | | NEXTERA ENERGY, INC. |
| | Security | | 65339F101 | | Meeting Type | Annual |
| | Ticker Symbol | | NEE | | Meeting Date | 23-May-2013 | |
| | ISIN | | US65339F1012 | | Agenda | 933777205 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: SHERRY S.
BARRAT | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT M. BEALL,
II | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: JAMES L.
CAMAREN | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: KENNETH B. DUNN | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: LEWIS HAY, III | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: TONI JENNINGS | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: JAMES L. ROBO | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM H.
SWANSON | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: MICHAEL H.
THAMAN | | Management | For | For | |
| | 1L. | ELECTION OF DIRECTOR: HANSEL E.
TOOKES, II | | Management | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF
DELOITTE & TOUCHE LLP AS NEXTERA
ENERGY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | For | For | |
| | 3. | APPROVAL, AS REQUIRED BY INTERNAL
REVENUE CODE SECTION 162(M), OF THE
MATERIAL TERMS FOR PAYMENT OF
PERFORMANCE-BASED ANNUAL INCENTIVE
COMPENSATION UNDER THE NEXTERA
ENERGY, INC. 2013 EXECUTIVE ANNUAL
INCENTIVE PLAN. | | Management | For | For | |
| | 4. | APPROVAL, BY NON-BINDING ADVISORY
VOTE, OF NEXTERA ENERGY'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE PROXY
STATEMENT. | | Management | For | For | |
| | 5. | SHAREHOLDER PROPOSAL-POLICY
REGARDING STORAGE OF NUCLEAR
WASTE. | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 775,940 | 0 | 09-Apr-2013 | 09-Apr-2013 |
| | | PETROCHINA COMPANY LIMITED |
| | Security | | 71646E100 | | Meeting Type | Annual |
| | Ticker Symbol | | PTR | | Meeting Date | 23-May-2013 | |
| | ISIN | | US71646E1001 | | Agenda | 933802692 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1 | TO CONSIDER AND APPROVE THE REPORT
OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2012. | | Management | For | For | |
| | 2 | TO CONSIDER AND APPROVE THE REPORT
OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2012. | | Management | For | For | |
| | 3 | TO CONSIDER AND APPROVE THE AUDITED
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR 2012. | | Management | For | For | |
| | 4 | TO CONSIDER AND APPROVE THE
DECLARATION AND PAYMENT OF THE FINAL
DIVIDEND IN THE AMOUNT AND IN THE
MANNER RECOMMENDED BY BOARD. | | Management | For | For | |
| | 5 | TO CONSIDER AND APPROVE THE
AUTHORISATION OF THE BOARD OF
DIRECTORS TO DETERMINE THE
DISTRIBUTION OF INTERIM DIVIDENDS. | | Management | For | For | |
| | 6 | TO CONSIDER AND APPROVE THE
APPOINTMENT OF KPMG HUAZHEN AND
KPMG AS THE DOMESTIC AND
INTERNATIONAL AUDITORS OF THE
COMPANY. | | Management | For | For | |
| | 7A | TO CONSIDER AND APPROVE THE
ELECTION OF MR. LI QINGYI AS THE
SUPERVISOR OF THE COMPANY. | | Management | For | For | |
| | 7B | TO CONSIDER AND APPROVE THE
ELECTION OF MR. FAN FUCHUN AS THE
INDEPENDENT SUPERVISOR OF THE
COMPANY. | | Management | For | For | |
| | S8 | TO CONSIDER AND APPROVE, BY WAY OF
SPECIAL RESOLUTION, CERTAIN
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY. | | Management | For | For | |
| | S9 | TO CONSIDER AND APPROVE, BY WAY OF
SPECIAL RESOLUTION, TO
UNCONDITIONALLY GRANT A GENERAL
MANDATE TO DETERMINE AND HANDLE THE
ISSUE OF DEBT FINANCING INSTRUMENTS
OF THE COMPANY WITH THE OUTSTANDING
BALANCE AMOUNT OF UP TO RMB100
BILLION, UPON SUCH TERMS AND
CONDITIONS TO BE DETERMINED BY THE
BOARD OF DIRECTORS. | | Management | For | For | |
| | S10 | TO GRANT A GENERAL MANDATE TO THE
BOARD TO SEPARATELY OR
CONCURRENTLY ISSUE, ALLOT AND DEAL
WITH ADDITIONAL DOMESTIC SHARES AND
OVERSEAS LISTED FOREIGN SHARES IN
THE COMPANY. | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 271,700 | 0 | 23-Apr-2013 | 23-Apr-2013 |
| | | HSBC HOLDINGS PLC |
| | Security | | 404280406 | | Meeting Type | Annual |
| | Ticker Symbol | | HBC | | Meeting Date | 24-May-2013 | |
| | ISIN | | US4042804066 | | Agenda | 933785656 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1. | TO RECEIVE THE ANNUAL REPORT AND
ACCOUNTS 2012 | | Management | For | For | |
| | 2. | TO APPROVE THE DIRECTORS'
REMUNERATION REPORT FOR 2012 | | Management | For | For | |
| | 3A. | TO RE-ELECT S A CATZ A DIRECTOR | | Management | For | For | |
| | 3B. | TO RE-ELECT L M L CHA A DIRECTOR | | Management | For | For | |
| | 3C. | TO RE-ELECT M K T CHEUNG A DIRECTOR | | Management | For | For | |
| | 3D. | TO ELECT J B COMEY A DIRECTOR | | Management | For | For | |
| | 3E. | TO RE-ELECT J D COOMBE A DIRECTOR | | Management | For | For | |
| | 3F. | TO RE-ELECT J FABER A DIRECTOR | | Management | For | For | |
| | 3G. | TO RE-ELECT R A FAIRHEAD A DIRECTOR | | Management | For | For | |
| | 3H. | TO ELECT R FASSBIND A DIRECTOR | | Management | For | For | |
| | 3I. | TO RE-ELECT D J FLINT A DIRECTOR | | Management | For | For | |
| | 3J. | TO RE-ELECT S T GULLIVER A DIRECTOR | | Management | For | For | |
| | 3K. | TO RE-ELECT J W J HUGHES-HALLETT A
DIRECTOR | | Management | For | For | |
| | 3L. | TO RE-ELECT W S H LAIDLAW A DIRECTOR | | Management | For | For | |
| | 3M. | TO RE-ELECT J P LIPSKY A DIRECTOR | | Management | For | For | |
| | 3N. | TO RE-ELECT J R LOMAX A DIRECTOR | | Management | For | For | |
| | 3O. | TO RE-ELECT I J MACKAY A DIRECTOR | | Management | For | For | |
| | 3P. | TO RE-ELECT SIR SIMON ROBERTSON A
DIRECTOR | | Management | For | For | |
| | 3Q. | TO RE-ELECT J L THORNTON A DIRECTOR | | Management | For | For | |
| | 4. | TO REAPPOINT THE AUDITOR AT
REMUNERATION TO BE DETERMINED BY
THE GROUP AUDIT COMMITTEE | | Management | For | For | |
| | 5. | TO AUTHORISE THE DIRECTORS TO ALLOT
SHARES | | Management | For | For | |
| | S6. | TO DISAPPLY PRE-EMPTION RIGHTS
(SPECIAL RESOLUTION) | | Management | For | For | |
| | 7. | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN ORDINARY SHARES | | Management | For | For | |
| | S8. | TO APPROVE GENERAL MEETINGS (OTHER
THAN ANNUAL GENERAL MEETINGS) BEING
CALLED ON 14 CLEAR DAYS' NOTICE
(SPECIAL RESOLUTION) | | Management | For | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,291,380 | 0 | 11-Apr-2013 | 11-Apr-2013 |
| | | MERCK & CO., INC. |
| | Security | | 58933Y105 | | Meeting Type | Annual |
| | Ticker Symbol | | MRK | | Meeting Date | 28-May-2013 | |
| | ISIN | | US58933Y1055 | | Agenda | 933782319 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: KENNETH C.
FRAZIER | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: THOMAS H.
GLOCER | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: WILLIAM B.
HARRISON JR. | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: C. ROBERT
KIDDER | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: CARLOS E.
REPRESAS | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: PATRICIA F.
RUSSO | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: CRAIG B.
THOMPSON | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: WENDELL P.
WEEKS | | Management | For | For | |
| | 1L. | ELECTION OF DIRECTOR: PETER C.
WENDELL | | Management | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2013. | | Management | For | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | |
| | 4. | SHAREHOLDER PROPOSAL CONCERNING
SHAREHOLDERS' RIGHT TO ACT BY
WRITTEN CONSENT. | | Shareholder | Against | For | |
| | 5. | SHAREHOLDER PROPOSAL CONCERNING
SPECIAL SHAREOWNER MEETINGS. | | Shareholder | Against | For | |
| | 6. | SHAREHOLDER PROPOSAL CONCERNING A
REPORT ON CHARITABLE AND POLITICAL
CONTRIBUTIONS. | | Shareholder | Against | For | |
| | 7. | SHAREHOLDER PROPOSAL CONCERNING A
REPORT ON LOBBYING ACTIVITIES. | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,731,110 | 0 | 16-Apr-2013 | 16-Apr-2013 |
| | | CHEVRON CORPORATION |
| | Security | | 166764100 | | Meeting Type | Annual |
| | Ticker Symbol | | CVX | | Meeting Date | 29-May-2013 | |
| | ISIN | | US1667641005 | | Agenda | 933786874 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: L.F. DEILY | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: R.E. DENHAM | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: A.P. GAST | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: E. HERNANDEZ | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: G.L. KIRKLAND | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: C.W. MOORMAN | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: K.W. SHARER | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: J.G. STUMPF | | Management | For | For | |
| | 1I. | ELECTION OF DIRECTOR: R.D. SUGAR | | Management | For | For | |
| | 1J. | ELECTION OF DIRECTOR: C. WARE | | Management | For | For | |
| | 1K. | ELECTION OF DIRECTOR: J.S. WATSON | | Management | For | For | |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | | Management | For | For | |
| | 3. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | |
| | 4. | APPROVAL OF AMENDMENTS TO LONG-
TERM INCENTIVE PLAN | | Management | For | For | |
| | 5. | SHALE ENERGY OPERATIONS | | Shareholder | Against | For | |
| | 6. | OFFSHORE OIL WELLS | | Shareholder | Against | For | |
| | 7. | CLIMATE RISK | | Shareholder | Against | For | |
| | 8. | LOBBYING DISCLOSURE | | Shareholder | Against | For | |
| | 9. | CESSATION OF USE OF CORPORATE FUNDS
FOR POLITICAL PURPOSES | | Shareholder | Against | For | |
| | 10. | CUMULATIVE VOTING | | Shareholder | Against | For | |
| | 11. | SPECIAL MEETINGS | | Shareholder | Against | For | |
| | 12. | INDEPENDENT DIRECTOR WITH
ENVIRONMENTAL EXPERTISE | | Shareholder | Against | For | |
| | 13. | COUNTRY SELECTION GUIDELINES | | Shareholder | Against | For | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 647,200 | 0 | 12-Apr-2013 | 12-Apr-2013 |
| | | RAYTHEON COMPANY |
| | Security | | 755111507 | | Meeting Type | Annual |
| | Ticker Symbol | | RTN | | Meeting Date | 30-May-2013 | |
| | ISIN | | US7551115071 | | Agenda | 933806967 - Management |
| | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | |
| | 1A. | ELECTION OF DIRECTOR: JAMES E.
CARTWRIGHT | | Management | For | For | |
| | 1B. | ELECTION OF DIRECTOR: VERNON E. CLARK | | Management | For | For | |
| | 1C. | ELECTION OF DIRECTOR: STEPHEN J.
HADLEY | | Management | For | For | |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL C.
RUETTGERS | | Management | For | For | |
| | 1E. | ELECTION OF DIRECTOR: RONALD L.
SKATES | | Management | For | For | |
| | 1F. | ELECTION OF DIRECTOR: WILLIAM R.
SPIVEY | | Management | For | For | |
| | 1G. | ELECTION OF DIRECTOR: LINDA G. STUNTZ | | Management | For | For | |
| | 1H. | ELECTION OF DIRECTOR: WILLIAM H.
SWANSON | | Management | For | For | |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION | | Management | For | For | |
| | 3. | RATIFICATION OF INDEPENDENT AUDITORS | | Management | For | For | |
| | 4. | SHAREHOLDER PROPOSAL REGARDING
POLITICAL EXPENDITURES | | Shareholder | Against | For | |
| | 5. | SHAREHOLDER PROPOSAL REGARDING
ACTION BY WRITTEN CONSENT | | Shareholder | For | Against | |
| | 6. | SHAREHOLDER PROPOSAL REGARDING
SUPPLEMENTAL EXECUTIVE RETIREMENT
PLANS | | Shareholder | Against | For | |
| | 7. | SHAREHOLDER PROPOSAL REGARDING
ACCELERATED VESTING OF EQUITY
AWARDS UPON A CHANGE IN CONTROL | | Shareholder | For | Against | |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888335 | | 000888335 | 000888335 | BNY MELLON | 1,321,000 | 0 | 16-May-2013 | 16-May-2013 |
| | Investment Company Report |
| | | VODAFONE GROUP PLC |
| | Security | | 92857W209 | | Meeting Type | Annual |
| | Ticker Symbol | | VOD | | Meeting Date | 24-Jul-2012 | |
| | ISIN | | US92857W2098 | | Agenda | 933661123 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | TO RECEIVE THE COMPANY'S ACCOUNTS
AND REPORTS OF THE DIRECTORS AND
THE AUDITOR FOR THE YEAR ENDED 31
MARCH 2012 | | Management | For | | |
| | 2 | TO RE-ELECT GERARD KLEISTERLEE AS A
DIRECTOR (MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE) | | Management | For | | |
| | 3 | TO RE-ELECT VITTORIO COLAO AS A
DIRECTOR | | Management | For | | |
| | 4 | TO RE-ELECT ANDY HALFORD AS A
DIRECTOR | | Management | For | | |
| | 5 | TO RE-ELECT STEPHEN PUSEY AS A
DIRECTOR | | Management | For | | |
| | 6 | TO RE-ELECT RENEE JAMES AS A
DIRECTOR | | Management | For | | |
| | 7 | TO RE-ELECT ALAN JEBSON AS A DIRECTOR
(MEMBER OF THE AUDIT AND RISK
COMMITTEE) | | Management | For | | |
| | 8 | TO RE-ELECT SAMUEL JONAH AS A
DIRECTOR (MEMBER OF THE
REMUNERATION COMMITTEE) | | Management | For | | |
| | 9 | TO RE-ELECT NICK LAND AS A DIRECTOR
(MEMBER OF THE AUDIT AND RISK
COMMITTEE) | | Management | For | | |
| | 10 | TO RE-ELECT ANNE LAUVERGEON AS A
DIRECTOR (MEMBER OF THE AUDIT AND
RISK COMMITTEE) | | Management | For | | |
| | 11 | TO RE-ELECT LUC VANDEVELDE AS A
DIRECTOR (MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE AND
MEMBER OF THE REMUNERATION
COMMITTEE) | | Management | For | | |
| | 12 | TO RE-ELECT ANTHONY WATSON AS A
DIRECTOR (MEMBER OF THE NOMINATIONS
AND GOVERNANCE COMMITTEE AND
MEMBER OF THE REMUNERATION
COMMITTEE) | | Management | For | | |
| | 13 | TO RE-ELECT PHILIP YEA AS A DIRECTOR
(MEMBER OF THE REMUNERATION
COMMITTEE) | | Management | For | | |
| | 14 | TO APPROVE A FINAL DIVIDEND OF 6.47
PENCE PER ORDINARY SHARE | | Management | For | | |
| | 15 | TO APPROVE THE REMUNERATION REPORT
OF THE BOARD FOR THE YEAR ENDED 31
MARCH 2012 | | Management | For | | |
| | 16 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | | Management | For | | |
| | 17 | TO AUTHORISE THE AUDIT & RISK
COMMITTEE TO DETERMINE THE
REMUNERATION OF THE AUDITOR | | Management | For | | |
| | 18 | TO AUTHORISE THE DIRECTORS TO ALLOT
SHARES | | Management | For | | |
| | S19 | TO AUTHORISE THE DIRECTORS TO DIS-
APPLY PRE-EMPTION RIGHTS | | Management | For | | |
| | S20 | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES (SECTION 701,
COMPANIES ACT 2006) | | Management | For | | |
| | 21 | TO AUTHORISE POLITICAL DONATIONS AND
EXPENDITURE | | Management | For | | |
| | S22 | TO AUTHORISE THE CALLING OF A
GENERAL MEETING OTHER THAN AN
ANNUAL GENERAL MEETING ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE | | Management | For | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 103,800 | 0 | 19-Jun-2012 | 19-Jun-2012 |
| | | SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE |
| | Security | | Y79985209 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 27-Jul-2012 | |
| | ISIN | | SG1T75931496 | | Agenda | 703950344 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | The Proposed Renewal of the Share Purchase
Mandate | | Management | For | For | |
| | 2 | The Proposed Adoption of the SingTel
Performance Share Plan 2012 | | Management | For | For | |
| | 3 | The Proposed Approval for Participation by the
Relevant Person in the SingTel Performance
Share Plan 2012 for the purposes of the Listing
Rules of ASX Limited | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 995,000 | 0 | 03-Jul-2012 | 20-Jul-2012 |
| | | SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE |
| | Security | | Y79985209 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 27-Jul-2012 | |
| | ISIN | | SG1T75931496 | | Agenda | 703951562 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive and adopt the Financial Statements
for the financial year ended 31 March 2012, the
Directors' Report and the Auditors' Report
thereon | | Management | For | For | |
| | 2 | To declare a final dividend of 9.0 cents per share
in respect of the financial year ended 31 March
2012 | | Management | For | For | |
| | 3 | To re-elect the following Director who retires by
rotation in accordance with Article 97 of the
Company's Articles of Association and who,
being eligible, offers herself for re-election: Ms
Chua Sock Koong | | Management | For | For | |
| | 4 | To re-elect the following Director who retires by
rotation in accordance with Article 97 of the
Company's Articles of Association and who,
being eligible, offers herself for re-election: Mrs
Fang Ai Lian | | Management | For | For | |
| | 5 | To re-elect the following Director who retires by
rotation in accordance with Article 97 of the
Company's Articles of Association and who,
being eligible, offers himself for re-election: Mr
Kaikhushru Shiavax Nargolwala | | Management | For | For | |
| | 6 | To re-elect the following Director who retires by
rotation in accordance with Article 97 of the
Company's Articles of Association and who,
being eligible, offers himself for re-election: Mr
Ong Peng Tsin | | Management | For | For | |
| | 7 | To re-elect Mr Bobby Chin Yoke Choong who
ceases to hold office in accordance with Article
103 of the Company's Articles of Association and
who, being eligible, offers himself for re-election | | Management | For | For | |
| | 8 | To approve payment of Directors' fees by the
Company of up to SGD 2,710,000 for the
financial year ending 31 March 2013 (2012: up to
SGD 2,650,000; increase: SGD 60,000) | | Management | For | For | |
| | 9 | To re-appoint Auditors and to authorise the
Directors to fix their remuneration | | Management | For | For | |
| | 10 | That authority be and is hereby given to the
Directors to: (i) (1) issue shares in the capital of
the Company ("shares") whether by way of rights,
bonus or otherwise; and/or (2) make or grant
offers, agreements or options (collectively,
"Instruments") that might or would require shares
to be issued, including but not limited to the
creation and issue of (as well as adjustments to)
warrants, debentures or other instruments
convertible into shares, at any time and upon
such terms and conditions and for such purposes
and to such persons as the Directors may in their
absolute discretion deem fit; and (ii)
(notwithstanding the authority conferred by this
Resolution may have ceased to be in force) issue
CONTD | | Management | For | For | |
| | CONT | CONTD shares in pursuance of any Instrument
made or granted by the Directors-while this
Resolution was in force, provided that: (I) the
aggregate number-of shares to be issued
pursuant to this Resolution (including shares to
be-issued in pursuance of Instruments made or
granted pursuant to this-Resolution) does not
exceed 50 per cent of the total number of issued
shares-(excluding treasury shares) in the capital
of the Company (as calculated in-accordance
with sub-paragraph (II) below), of which the
aggregate number of-shares to be issued other
than on a pro rata basis to shareholders of the-
Company (including shares to be issued in
pursuance of Instruments made or-granted
pursuant to this Resolution) does not exceed 5
per cent of the total-number of issued shares
(excluding treasury shares) in the capital of the-
Company CONTD | | Non-Voting | | | |
| | CONT | CONTD (as calculated in accordance with sub-
paragraph (II) below); (II)-(subject to such
manner of calculation as may be prescribed by
the Singapore-Exchange Securities Trading
Limited ("SGX-ST")) for the purpose of-
determining the aggregate number of shares that
may be issued under-sub-paragraph (I) above,
the percentage of issued shares shall be based
on-the total number of issued shares (excluding
treasury shares) in the capital-of the Company at
the time this Resolution is passed, after adjusting
for:-(a) new shares arising from the conversion or
exercise of any convertible-securities or share
options or vesting of share awards which are
outstanding-or subsisting at the time this
Resolution is passed; and (b) any subsequent-
bonus issue or consolidation or sub-division of
shares; (III) in exercising-the authority CONTD | | Non-Voting | | | |
| | CONT | CONTD conferred by this Resolution, the
Company shall comply with the-provisions of the
Listing Manual of the SGX-ST and the rules of
any other-stock exchange on which the shares of
the Company may for the time being be-listed or
quoted ("Other Exchange") for the time being in
force (unless such-compliance has been waived
by the SGX-ST or, as the case may be, the
Other-Exchange) and the Articles of Association
for the time being of the Company;-and (IV)
(unless revoked or varied by the Company in
general meeting) the-authority conferred by this
Resolution shall continue in force until the-
conclusion of the next Annual General Meeting of
the Company or the date by-which the next
Annual General Meeting of the Company is
required by law to be-held, whichever is the
earlier | | Non-Voting | | | |
| | 11 | That approval be and is hereby given to the
Directors to grant awards in accordance with the
provisions of the SingTel Performance Share
Plan ("Share Plan") and to allot and issue from
time to time such number of shares in the capital
of the Company as may be required to be issued
pursuant to the vesting of awards under the
Share Plan, provided that: (i) the aggregate
number of new shares to be issued pursuant to | | Management | For | For | | |
| | the exercise of options granted under the
Singapore Telecom Share Option Scheme 1999
("1999 Scheme") and the vesting of awards
granted or to be granted under the Share Plan
shall not exceed 5 per cent of the total number of
issued shares (excluding treasury shares) in the
capital of the Company from time to time; and (ii)
the aggregate number of new shares under
awards to be granted pursuant to the Share Plan
CONTD | |
| | CONT | CONTD during the period commencing from the
date of this Annual General-Meeting of the
Company and ending on the date of the next
Annual General-Meeting of the Company or the
date by which the next Annual General Meeting-
of the Company is required by law to be held,
whichever is the earlier, shall-not exceed 0.5 per
cent of the total number of issued shares
(excluding-treasury shares) in the capital of the
Company from time to time | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 995,000 | 0 | 04-Jul-2012 | 20-Jul-2012 |
| | | FRASER & NEAVE LTD |
| | Security | | Y2642C155 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 28-Sep-2012 | |
| | ISIN | | SG1T58930911 | | Agenda | 704046590 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approval of the Proposed Disposal of the
Company's Interests in Asia Pacific Breweries
Limited ("APBL") and Asia Pacific Investment Pte
Ltd ("APIPL") | | Management | For | For | |
| | 2 | Approval of the Proposed Capital Reduction | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT IN THIS MEETING
THERE IS NO OPTION FOR "ABSTAIN"
VOTING. THA-NK YOU. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF Y-OU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLES-S YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 497,000 | 0 | 07-Sep-2012 | 21-Sep-2012 |
| | | DIAGEO PLC |
| | Security | | 25243Q205 | | Meeting Type | Annual |
| | Ticker Symbol | | DEO | | Meeting Date | 17-Oct-2012 | |
| | ISIN | | US25243Q2057 | | Agenda | 933687418 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1. | REPORT AND ACCOUNTS 2012. | | Management | For | For | |
| | 2. | DIRECTORS' REMUNERATION REPORT 2012. | | Management | For | For | |
| | 3. | DECLARATION OF FINAL DIVIDEND. | | Management | For | For | |
| | 4. | RE-ELECTION OF PB BRUZELIUS AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 5. | RE-ELECTION OF LM DANON AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 6. | RE-ELECTION OF LORD DAVIES AS A
DIRECTOR. (AUDIT, NOMINATION,
REMUNERATION(CHAIRMAN OF THE
COMMITTEE)) | | Management | For | For | |
| | 7. | RE-ELECTION OF BD HOLDEN AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 8. | RE-ELECTION OF DR FB HUMER AS A
DIRECTOR. (NOMINATION COMMITTEE
(CHAIRMAN OF THE COMMITTEE)) | | Management | For | For | |
| | 9. | RE-ELECTION OF D MAHLAN AS A
DIRECTOR. (EXECUTIVE COMMITTEE) | | Management | For | For | |
| | 10. | RE-ELECTION OF PG SCOTT AS A
DIRECTOR. (AUDIT(CHAIRMAN OF THE
COMMITTEE), NOMINATION, REMUNERATION
COMMITTEE) | | Management | For | For | |
| | 11. | RE-ELECTION OF HT STITZER AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 12. | RE-ELECTION OF PS WALSH AS A
DIRECTOR. (EXECUTIVE
COMMITTEE(CHAIRMAN OF THE
COMMITTEE)) | | Management | For | For | |
| | 13. | ELECTION OF HO KWONPING AS A
DIRECTOR. (AUDIT, NOMINATION &
REMUNERATION COMMITTEE) | | Management | For | For | |
| | 14. | ELECTION OF IM MENEZES AS A DIRECTOR.
(EXECUTIVE COMMITTEE) | | Management | For | For | |
| | 15. | RE-APPOINTMENT OF AUDITOR. | | Management | For | For | |
| | 16. | REMUNERATION OF AUDITOR. | | Management | For | For | |
| | 17. | AUTHORITY TO ALLOT SHARES. | | Management | For | For | |
| | 18. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | | Management | For | For | |
| | 19. | AUTHORITY TO PURCHASE OWN ORDINARY
SHARES. | | Management | For | For | |
| | 20. | AUTHORITY TO MAKE POLITICAL
DONATIONS AND/OR TO INCUR POLITICAL
EXPENDITURE IN THE EU. | | Management | For | For | |
| | 21. | REDUCED NOTICE OF A GENERAL MEETING
OTHER THAN AN ANNUAL GENERAL
MEETING. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 10,100 | 0 | 13-Sep-2012 | 13-Sep-2012 |
| | | TREASURY WINE ESTATES LTD, SOUTHBANK VIC |
| | Security | | Q9194S107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 22-Oct-2012 | |
| | ISIN | | AU000000TWE9 | | Agenda | 704062152 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS
MEETING FOR PROPOSALS 2, 7 AND 8 AND
VOTES-CAST BY ANY INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE-PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED-BENEFIT OR
EXPECT TO OBTAIN FUTURE BENEFIT YOU
SHOULD NOT VOTE (OR VOTE-"ABSTAIN")
ON THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT-YOU
HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE-
RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSALS (2, 7 AND 8),-
YOU ACKNOWLEDGE THAT YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN-BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY
WITH THE-VOTING EXCLUSION. | | Non-Voting | | | |
| | 2 | Remuneration Report | | Management | For | For | |
| | 3 | Re-election of Director - Peter Hearl | | Management | For | For | |
| | 4 | Re-election of Director - Garry Hounsell | | Management | For | For | |
| | 5 | Re-election of Director - Ed Chan | | Management | For | For | |
| | 6 | Re-election of Director - Michael Cheek | | Management | For | For | |
| | 7 | Grant of Performance Rights to Chief Executive
Officer | | Management | For | For | |
| | 8 | Approval of an increase in total amount of Non-
Executive Directors' fees | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 641,250 | 0 | 20-Sep-2012 | 17-Oct-2012 |
| | | SMITHS GROUP PLC, LONDON |
| | Security | | G82401111 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 20-Nov-2012 | |
| | ISIN | | GB00B1WY2338 | | Agenda | 704087293 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Adoption of Report and Accounts | | Management | For | For | |
| | 2 | Approval of Directors Remuneration Report | | Management | For | For | |
| | 3 | Declaration of final dividend | | Management | For | For | |
| | 4 | Re-election of Mr B F J Angelici as a director | | Management | For | For | |
| | 5 | Re-election of Mr P Bowman as a director | | Management | For | For | |
| | 6 | Re-election of Mr D H Brydon as a director | | Management | For | For | |
| | 7 | Re-election of Mr D J Challen as a director | | Management | For | For | |
| | 8 | Election of Ms T D Fratto as a director | | Management | For | For | |
| | 9 | Re-election of Ms A C Quinn as a director | | Management | For | For | |
| | 10 | Re-election of Sir Kevin Tebbit as a director | | Management | For | For | |
| | 11 | Re-election of Mr P A Turner as a director | | Management | For | For | |
| | 12 | Reappointment of PricewaterhouseCoopers LLP
as auditors | | Management | For | For | |
| | 13 | Auditors remuneration | | Management | For | For | |
| | 14 | Authority to issue shares pursuant to Section 551
of Companies Act 2006 | | Management | For | For | |
| | 15 | Authority to disapply pre-emption rights | | Management | For | For | |
| | 16 | Authority to make market purchases of shares | | Management | For | For | |
| | 17 | Authority to call general meetings other than
annual general meetings on not less than 14
clear days notice | | Management | For | For | |
| | 18 | Authority to make political donations and
expenditure | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 253,150 | 0 | 13-Oct-2012 | 14-Nov-2012 |
| | | SONIC HEALTHCARE LIMITED |
| | Security | | Q8563C107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 22-Nov-2012 | |
| | ISIN | | AU000000SHL7 | | Agenda | 704118694 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS
MEETING FOR PROPOSAL 2 AND VOTES
CAST BY ANY-INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S-WILL BE
DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR-
EXPECT TO OBTAIN FUTURE BENEFIT YOU
SHOULD NOT VOTE (OR VOTE "ABSTAIN")
ON-THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT YOU
HAVE-OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT-PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON PROPOSAL (2), YOU
ACKNOWLEDGE THAT-YOU HAVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING-OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY
WITH THE VOTING EXCLUSION. | | Non-Voting | | | |
| | 1 | Re-election of Mr Colin Jackson as a Director of
the Company | | Management | For | For | |
| | 2 | Adoption of the Remuneration Report | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 265,000 | 0 | 24-Oct-2012 | 15-Nov-2012 |
| | | BHP BILLITON LTD, MELBOURNE VIC |
| | Security | | Q1498M100 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 29-Nov-2012 | |
| | ISIN | | AU000000BHP4 | | Agenda | 704060766 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive the financial statements for BHP
Billiton Limited and BHP Billiton Plc for the year
ended 30 June 2012, together with the Directors'
Report and the Auditor's Report, as set out in the
Annual Report | | Management | For | For | |
| | 2 | To elect Pat Davies as a Director of each of BHP
Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 3 | To re-elect Malcolm Broomhead as a Director of
each of BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 4 | To re-elect Sir John Buchanan as a Director of
each of BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 5 | To re-elect Carlos Cordeiro as a Director of each
of BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 6 | To re-elect David Crawford as a Director of each
of BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 7 | To re-elect Carolyn Hewson as a Director of each
of BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 8 | To re-elect Marius Kloppers as a Director of each
of BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 9 | To re-elect Lindsay Maxsted as a Director of
each of BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 10 | To re-elect Wayne Murdy as a Director of each of
BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 11 | To re-elect Keith Rumble as a Director of each of
BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 12 | To re-elect John Schubert as a Director of each
of BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 13 | To re-elect Shriti Vadera as a Director of each of
BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 14 | To re-elect Jac Nasser as a Director of each of
BHP Billiton Limited and BHP Billiton Plc | | Management | For | For | |
| | 15 | That KPMG Audit Plc be reappointed as the
auditor of BHP Billiton Plc and that the Directors
be authorised to agree their remuneration | | Management | For | For | |
| | 16 | General authority to issue shares in BHP Billiton
Plc | | Management | For | For | |
| | 17 | Issuing shares in BHP Billiton Plc for cash | | Management | For | For | |
| | 18 | Repurchase of shares in BHP Billiton Plc (and
cancellation of shares in BHP Billiton Plc
purchased by BHP Billiton Limited) | | Management | For | For | |
| | 19 | Remuneration Report | | Management | For | For | |
| | 20 | Approval of grant of Long-Term Incentive
Performance Shares to Executive Director | | Management | For | For | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS
MEETING FOR PROPOSALS 19, 20 AND
VOTES CAST BY-ANY INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/-S WILL BE
DISREGARDED BY THE COMPANY. HENCE,
IF YOU HAVE OBTAINED BENEFIT OR E-
XPECT TO OBTAIN FUTURE BENEFIT YOU
SHOULD NOT VOTE (OR VOTE "ABSTAIN") | | Non-Voting | | | | |
| | ON THE-RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU ACKNOWLEDGE THAT YOU
HAVE OBTAINED B-ENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S.-BY VOTING (FOR
OR AGAINST) ON PROPOSAL (19 AND 20),
YOU ACKNOWLEDGE THAT YOU H-AVE NOT
OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF TH-E
RELEVANT PROPOSAL/S AND YOU COMPLY
WITH THE VOTING EXCLUSION. | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO RECEIPT OF COMMENT. IF YOU
HAVE ALR-EADY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECID-E TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK
YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 102,500 | 0 | 14-Nov-2012 | 23-Nov-2012 |
| | | SIEMENS AG, MUENCHEN |
| | Security | | D69671218 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 23-Jan-2013 | |
| | ISIN | | DE0007236101 | | Agenda | 704206855 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTI-ON WITH SPECIFIC ITEMS OF
THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTIT-LED TO EXERCISE
YOUR VOTING RIGHTS. FURTHER, YOUR
VOTING RIGHT MIGHT BE EXCLUD-ED WHEN
YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU
HAV-E NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT-TO THE
GERMAN SECURITIES TRADING ACT
(WHPG). FOR QUESTIONS IN THIS REGARD
PLE-ASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF
YOU DO NO-T HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST,
OR ANOTHER EXCLUSIO-N FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
THANK YOU. | | Non-Voting | | | |
| | This is a general meeting for registered shares.
For German registered shares,-the shares have
to be registered within the company's
shareholder book. Depen-ding on the processing
of the local sub custodian if a client wishes to
withdr-aw its voting instruction due to intentions
to trade/lend their stock, a Take-No Action vote
must be received by the vote deadline as
displayed on ProxyEdge-to facilitate de-
registration of shares from the company's
shareholder book.-Any Take No Action votes
received after the vote deadline will only be
forward-ed and processed on a best effort basis.
Please contact your client services r-
epresentative if you require further information.
Thank you. | | Non-Voting | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED
UNTIL 08.01.2013. FURTHER INFORMATION
ON CO-UNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO-THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU
WISH TO ACT ON THESE ITE-MS, YOU WILL
NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT-THE
COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | |
| | 1. | To receive and consider the adopted Annual
Financial Statements of Siemens AG-and the
approved Consolidated Financial Statements,
together with the Combined-Management Report
of Siemens AG and the Siemens Group,
including the Explanat-ory Report on the
information required pursuant to Section 289 (4)
and (5) and-Section 315 (4) of the German
Commercial Code (HGB) as of September 30,
2012,-as well as the Report of the Supervisory
Board, the Corporate Governance Repo-rt, the
Compensation Report, and the Compliance
Report for fiscal year 2012 | | Non-Voting | | | |
| | 2. | To resolve on the appropriation of net income of
Siemens AG to pay a dividend | | Management | For | For | |
| | 3. | To ratify the acts of the members of the
Managing Board | | Management | For | For | |
| | 4. | To ratify the acts of the members of the
Supervisory Board | | Management | For | For | |
| | 5. | To resolve on the appointment of Ernst & Young
GmbH Wirtschaftsprufungsgesellschaft, Stuttgart
as the independent auditors for the audit of the
Annual Financial Statements and the
Consolidated Financial Statements and for the
review of the Interim Financial Statements | | Management | For | For | |
| | 6 A. | To resolve on the election of new member to the
Supervisory Board: Dr. Josef Ackermann | | Management | For | For | |
| | 6 B. | To resolve on the election of new member to the
Supervisory Board: Gerd von Brandenstein | | Management | For | For | |
| | 6 C. | To resolve on the election of new member to the
Supervisory Board: Dr. Gerhard Cromme | | Management | For | For | |
| | 6 D. | To resolve on the election of new member to the
Supervisory Board: Michael Diekmann | | Management | For | For | |
| | 6 E. | To resolve on the election of new member to the
Supervisory Board: Dr. Hans Michael Gaul | | Management | For | For | |
| | 6 F. | To resolve on the election of new member to the
Supervisory Board: Prof. Dr. Peter Gruss | | Management | For | For | |
| | 6 G. | To resolve on the election of new member to the
Supervisory Board: Dr. Nicola Leibinger-
Kammueller | | Management | For | For | |
| | 6 H. | To resolve on the election of new member to the
Supervisory Board: Gerard Mestrallet | | Management | For | For | |
| | 6 I. | To resolve on the election of new member to the
Supervisory Board: Gueler Sabanci | | Management | For | For | |
| | 6 J. | To resolve on the election of new member to the
Supervisory Board: Werner Wenning | | Management | For | For | |
| | 7. | To resolve on the approval of a settlement
agreement with a former member of the
Managing Board | | Management | For | For | |
| | 8. | To resolve on the approval of the Spin-off and
Transfer Agreement between Siemens AG and
OSRAM Licht AG, Munich, dated November 28,
2012 | | Management | For | For | |
| | PLEASE NOTE THAT THE DISCLOSURE OF
THE BENEFICIAL OWNER DATA WILL BE
REQUIRED-WHEN EXCEEDING A CERTAIN
LIMIT OF SHARE HOLDINGS OF THE
STATUTORY SHARE CAPITA-L. THEREFORE
BROADRIDGE WILL BE DISCLOSING THE
BENEFICIAL OWNER DATA FOR ALL V-OTED
ACCOUNTS TO THE RESPECTIVE LOCAL
SUB CUSTODIAN. PLEASE NOTE THAT
DEPENDIN-G ON THE PROCESSING OF THE | | Non-Voting | | | | |
| | LOCAL SUB CUSTODIAN BLOCKING MAY
APPLY. THE VOTE DE-ADLINE AS DISPLAYED
ON PROXYEDGE IS SUBJECT TO CHANGE
AND WILL BE UPDATED AS S-OON AS
BROADRIDGE HAS OBTAINED ALL LOCAL
SUB CUSTODIANS' CONFIRMATIONS
REGARDI-NG THEIR DEADLINE FOR
INSTRUCTIONS. FOR ANY QUERIES PLEASE
CONTACT YOUR CLIENT-SERVICES
REPRESENTATIVE. THANK YOU. | |
| | PLEASE NOTE THAT THIS IS A REVISION
DUE TO RECEIPT OF ADDITIONAL COMMENT
AND C-HANGE IN BLOCKING INDICATOR
FROM "N" TO "Y". IF YOU HAVE ALREADY
SENT IN YOUR-VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR OR-IGINAL
INSTRUCTIONS. THANK YOU. | | Non-Voting | | | |
| | Please be advised that the major German
custodian banks - BNP Paribas, Bank of-New
York Mellon, Citi and Deutsche Bank - as well as
Siemens AG should like t-o clarify that voted
shares are NOT blocked for trading purposes i.e.
they are-only unavailable for settlement. In order
to deliver/settle a voted position-before the 17
January 2013 start of business, a voting
instruction cancellatio-n and de-register request
simply needs to be sent to your Custodian. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 50,800 | 0 | 08-Jan-2013 | 16-Jan-2013 |
| | | FRASER & NEAVE LTD |
| | Security | | Y2642C155 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 29-Jan-2013 | |
| | ISIN | | SG1T58930911 | | Agenda | 704225401 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive and adopt the report of the directors
and audited financial statements for the year
ended 30 September 2012 | | Management | For | For | |
| | 2 | To approve a final tax-exempt (one-tier) dividend
of 12.0 cents per share in respect of the year
ended 30 September 2012 | | Management | For | For | |
| | 3.a | That Ms Maria Mercedes Corrales, who retires by
rotation, be and is hereby re-appointed as a
director of the Company | | Management | For | For | |
| | 3.b | That Mr Lee Hsien Yang, who retires by rotation,
be and is hereby re-appointed as a Director of
the Company | | Management | For | For | |
| | 3.c | That Mr Nicky Tan Ng Kuang, who retires by
rotation, be and is hereby re-appointed as a
Director of the Company | | Management | For | For | |
| | 4 | To approve directors' fees of SGD 2,900,000
payable by the company for the year ending 30
September 2013 (last year: SGD 2,900,000) | | Management | For | For | |
| | 5 | To re-appoint auditors for the ensuing year and
authorise the directors to fix their remuneration | | Management | For | For | |
| | 6 | That authority be and is hereby given to the
directors of the company to: (a) (i) issue shares in
the capital of the company ("shares") whether by
way of rights or bonus; and/or (ii) make or grant
offers, agreements or options (collectively,
"instruments") that might or would require shares
to be issued, including but not limited to the
creation and issue of (as well as adjustments to)
warrants, debentures or other instruments
convertible into shares, on a pro rata basis to
shareholders of the company at any time and
upon such terms and conditions and for such
purposes as the directors may in their absolute
discretion deem fit; and (b) (notwithstanding the
authority conferred by this resolution may have
ceased to be in force) issue shares in pursuance
of any instrument made or granted by the
directors while this CONTD | | Management | For | For | |
| | CONT | CONTD resolution was in force, provided that: (1)
the aggregate number of-shares to be issued
pursuant to this resolution (including shares to
be-issued in pursuance of instruments made or
granted pursuant to this-resolution) does not
exceed 50% of the total number of issued shares
in the-capital of the company, excluding treasury
shares (as calculated in-accordance with sub-
paragraph (2) below); (2) (subject to such
manner of-calculation as may be prescribed by
the Singapore exchange securities trading-limited | | Non-Voting | | | | |
| | ("SGX-ST")) for the purpose of determining the
aggregate number of-shares that may be issued
under sub-paragraph (1) above, the total number
of-issued shares, excluding treasury shares, shall
be based on the total number-of issued shares in
the capital of the company, excluding treasury
shares, at-the time this CONTD | |
| | CONT | CONTD resolution is passed, after adjusting for:
(i) new shares arising from-the conversion or
exercise of any convertible securities or share
options or-vesting of share awards which are
outstanding or subsisting at the time this-
resolution is passed; and (ii) any subsequent
bonus issue, consolidation or-subdivision of
shares; (3) in exercising the authority conferred
by this-resolution, the company shall comply with
the provisions of the listing-manual of the SGX-
ST for the time being in force (unless such
compliance has-been waived by the SGX-ST)
and the articles of association for the time being-
of the company; and (4) (unless revoked or
varied by the company in general-meeting) the
authority conferred by this resolution shall
continue in force-until the conclusion of the next
annual general meeting of the company or-
CONTD | | Non-Voting | | | |
| | CONT | CONTD the date by which the next annual
general meeting of the company is-required by
law to be held, whichever is the earlier | | Non-Voting | | | |
| | 7 | That approval be and is hereby given to the
directors of the company to allot and issue from
time to time such number of ordinary shares in
the capital of the company as may be required to
be issued pursuant to the exercise of options
under the Fraser and Neave, Limited Executives'
share option scheme 1999 (the "1999 scheme"),
provided that the aggregate number of ordinary
shares to be issued pursuant to the 1999 scheme
shall not exceed 15% of the total number of
issued ordinary shares in the capital of the
company, excluding treasury shares, from time to
time | | Management | For | For | |
| | 8 | That approval be and is hereby given to the
directors of the company to: (a) grant awards in
accordance with the provisions of the F&N
restricted share plan (the "Restricted Share
Plan") and/or the F&N performance share plan
(the "Performance Share Plan"); and (b) allot and
issue such number of ordinary shares in the
capital of the company as may be required to be
delivered pursuant to the vesting of awards under
the restricted share plan and/or the performance
share plan, provided that the aggregate number
of new ordinary shares allotted and issued and/or
to be allotted and issued, when aggregated with
existing ordinary shares in the capital of the
company (including shares held in treasury)
delivered and/or to be delivered, pursuant to the
restricted share plan and the performance share
plan, shall not exceed 10% of CONTD | | Management | For | For | |
| | CONT | CONTD the total number of issued ordinary
shares in the capital of the-company, excluding
treasury shares, from time to time | | Non-Voting | | | |
| | 9 | That authority be and is hereby given to the
directors of the company to allot and issue from
time to time such number of ordinary shares in
the capital of the company as may be required to
be allotted and issued pursuant to the Fraser and
Neave, Limited scrip dividend scheme | | Management | For | For | |
| | 10 | That: (a) for the purposes of sections 76C and
76E of the companies act, chapter 50 of
Singapore (the "companies act"), the exercise by
the directors of the company of all the powers of
the company to purchase or otherwise acquire
issued ordinary shares in the capital of the
company (the "shares") not exceeding in
aggregate the maximum percentage (as
hereafter defined), at such price or prices as may
be determined by the directors from time to time
up to the maximum price (as hereafter defined),
whether by way of: (i) market purchase(s) on the
SGX-ST transacted through the SGX-ST trading
system and/or any other securities exchange on
which the shares may for the time being be listed
and quoted ("Other Exchange"); and/or (ii) off-
market purchase(s) (if effected otherwise than on
the SGX-ST or, as the case may be, other
CONTD | | Management | For | For | |
| | CONT | CONTD exchange) in accordance with any equal
access scheme(s) as may be-determined or
formulated by the directors as they consider fit,
which-scheme(s) shall satisfy all the conditions
prescribed by the companies act,-and otherwise
in accordance with all other laws and regulations
and rules of-the SGX-ST or, as the case may be,
other exchange as may for the time being-be
applicable, be and is hereby authorised and
approved generally and-unconditionally (the
"share purchase mandate"); (b) unless varied or
revoked-by the company in general meeting, the
authority conferred on the directors-of the
company pursuant to the share purchase
mandate may be exercised by the-directors at
any time and from time to time during the period
commencing from-the date of the passing of this
resolution and expiring on the earliest of:-(i)
CONTD | | Non-Voting | | | |
| | CONT | CONTD the date on which the next annual
general meeting of the company is-held; (ii) the
date by which the next annual general meeting of
the company-is required by law to be held; and
(iii) the date on which purchases and-acquisitions
of shares pursuant to the share purchase
mandate are carried out-to the full extent
mandated; (c) in this resolution: "Average Closing
Price"-means the average of the closing market
prices of a share over the five-consecutive
market days on which the shares are transacted
on the SGX-ST or,-as the case may be, other
exchange, immediately preceding the date of the-
market purchase by the company or, as the case
may be, the date of the making-of the offer
pursuant to the off-market purchase, and deemed
to be adjusted,-in accordance with the listing
rules of the SGX-ST, tor any corporate action-
CONTD | | Non-Voting | | | |
| | CONT | CONTD that occurs after the relevant five-day
period; "date of the making of-the offer" means
the date on which the company makes an offer
for the-purchase or acquisition of shares from
holders of shares, stating therein the-relevant
terms of the equal access scheme for effecting
the off-market-purchase; "Market Day" means a
day on which the SGX-ST is open for trading in-
securities; "Maximum Percentage" means that
number of issued shares-representing 7% of the
issued shares as at the date of the passing of
this-resolution (excluding any shares which are
held as treasury shares as at that-date); and
"Maximum Price" in relation to a share to be
purchased or-acquired, means the purchase
price (excluding related brokerage, commission,-
applicable goods and services tax, stamp duties,
clearance fees and other-related expenses)
CONTD | | Non-Voting | | | |
| | CONT | CONTD which shall not exceed 105% of the
average closing price of the shares;-and (d) the
directors of the company and/or any of them be
and are hereby-authorised to complete and do all
such acts and things (including executing-such
documents as may be required) as they and/or
he may consider expedient-or necessary to give
effect to the transactions contemplated and/or-
authorised by this resolution | | Non-Voting | | | |
| | 11 | To transact any other business which may
properly be brought forward | | Management | For | Against | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
ONLY-FOR ALL RESOLUTIONS. THANK YOU. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO RECEIPT OF ADDITIONAL
COMMENT. IF Y-OU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY FORM UNLES-S YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 287,000 | 0 | 09-Jan-2013 | 22-Jan-2013 |
| | | NOVARTIS AG |
| | Security | | 66987V109 | | Meeting Type | Annual |
| | Ticker Symbol | | NVS | | Meeting Date | 22-Feb-2013 | |
| | ISIN | | US66987V1098 | | Agenda | 933730081 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | APPROVAL OF THE ANNUAL REPORT, THE
FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS
FOR THE BUSINESS YEAR 2012 | | Management | For | For | |
| | 2 | DISCHARGE FROM LIABILITY OF THE
MEMBERS OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE COMMITTEE | | Management | For | For | |
| | 3 | APPROPRIATION OF AVAILABLE EARNINGS
OF NOVARTIS AG AND DECLARATION OF
DIVIDEND | | Management | For | For | |
| | 4 | CONSULTATIVE VOTE ON THE
COMPENSATION SYSTEM | | Management | For | For | |
| | 5.1 | ELECTION OF VERENA A. BRINER, M.D., FOR
A THREE-YEAR TERM | | Management | For | For | |
| | 5.2 | ELECTION OF JOERG REINHARDT, PH.D.,
FOR A TERM OF OFFICE BEGINNING ON
AUGUST 1, 2013 AND ENDING ON THE DAY
OF AGM IN 2016 | | Management | For | For | |
| | 5.3 | ELECTION OF CHARLES L. SAWYERS, M.D.,
FOR A THREE-YEAR TERM | | Management | For | For | |
| | 5.4 | ELECTION OF WILLIAM T. WINTERS FOR A
THREE-YEAR TERM | | Management | For | For | |
| | 6 | APPOINTMENT OF THE AUDITOR | | Management | For | For | |
| | 7 | ADDITIONAL AND/OR COUNTER-PROPOSALS
PRESENTED AT THE MEETING | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 102,350 | 0 | 30-Jan-2013 | 30-Jan-2013 |
| | | KT&G CORPORATION, TAEJON |
| | Security | | Y49904108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 28-Feb-2013 | |
| | ISIN | | KR7033780008 | | Agenda | 704264148 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approval of financial statement | | Management | For | For | |
| | 2 | Amendment of articles of incorporation | | Management | For | For | |
| | 3 | Election of representative director: Min Yeong Jin | | Management | For | For | |
| | 4 | Election of outside directors: Gim Deuk Hwi and
Jo Gyu Ha | | Management | For | For | |
| | 5 | Election of audit committee member: Jo Gyu Ha | | Management | For | For | |
| | 6 | Approval of remuneration for director | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 53,545 | 0 | 08-Feb-2013 | 18-Feb-2013 |
| | | PRIMARIS RETAIL REAL ESTATE INVESTMENT TRUST |
| | Security | | 74157U109 | | Meeting Type | Special General Meeting |
| | Ticker Symbol | | | | Meeting Date | 22-Mar-2013 | |
| | ISIN | | CA74157U1093 | | Agenda | 704301833 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THIS MEETING
MENTIONS DISSENTER'S RIGHTS, PLEASE
REFER TO THE-MANAGEMENT
INFORMATION CIRCULAR FOR DETAILS | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
ONLY-FOR 1 RESOLUTION. THANK YOU. | | Non-Voting | | | |
| | 1 | The special resolution (the "Special Resolution"),
the full text of which is set forth in Appendix "A" of
the accompanying management information
circular dated February 19, 2013 (the
"Information Circular"), approving certain
transactions, including a plan of arrangement
under Section 193 of the Business Corporations
Act (Alberta), involving Primaris, PRR
Investments Inc., H&R Real Estate Investment
Trust, H&R Finance Trust, KS Acquisition II LP,
OPB Finance Trust II, RioCan Real Estate
Investment Trust, KingSett Canadian Real Estate
Income Fund LP, KingSett Real Estate Growth
LP No. 4 and the Primaris Unitholders, all as
more particularly described in the Information
Circular | | Management | For | For | |
| | 2 | To vote in their discretion on such other business
as may properly be brought before the meeting
(including any amendment or Variation of the
Special Resolution) or any adjournment or
postponement thereof | | Management | For | Against | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 114,550 | 0 | 06-Mar-2013 | 18-Mar-2013 |
| | | INDUSTRIAS PENOLES SAB DE CV |
| | Security | | P55409141 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 10-Apr-2013 | |
| | ISIN | | MXP554091415 | | Agenda | 704345861 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | I.I | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report from the board of directors | | Management | For | For | |
| | I.II | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report from the general director,
accompanied by the opinion of the outside
auditor | | Management | For | For | |
| | I.III | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The individual and consolidated financial
statements for the 2012 fiscal year | | Management | For | For | |
| | I.IV | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report regarding the main accounting and
information policies and criteria followed in the
preparation of the financial information | | Management | For | For | |
| | I.V | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report from the audit and corporate
practices committee | | Management | For | For | |
| | I.VI | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report regarding the fulfillment of the tax
obligations of the company | | Management | For | For | |
| | II | Resolutions regarding the allocation of results | | Management | For | For | |
| | III | Resolution regarding the amount that can be
allocated to the purchase of shares of the
company in accordance with the terms of that
which is provided for in article 56, part iv, of the
securities market law | | Management | For | For | |
| | IV | Designation or, if deemed appropriate, ratification
of the members of the board of directors,
classification of their independence in
accordance with the terms of the securities
market law and determination of their
compensation | | Management | For | For | |
| | V | Designation or, if deemed appropriate, ratification
of the chairperson of the audit and corporate
practices committee | | Management | For | For | |
| | VI | Designation of special delegates of the general
meeting | | Management | For | For | |
| | VII | Reading and, if deemed appropriate, approval of
the general meeting minutes | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 108,200 | 0 | 26-Mar-2013 | 05-Apr-2013 |
| | | PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK |
| | Security | | Y71474137 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 19-Apr-2013 | |
| | ISIN | | ID1000099104 | | Agenda | 704378644 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approval of the Company's Annual Report for the
2012 financial year, including the Board of
Commissioners' Supervisory Report | | Management | For | For | |
| | 2 | Ratification of the Company's financial
statements and Partnership and Community
Development Program (Program Kemitraan dan
Bina lingkungan), Annual Report for the 2012
financial year and acquittal and discharge of all
members of the Board of Directors and the Board
of Commissioners | | Management | For | For | |
| | 3 | Appropriation of the Company's net income for
the 2012 financial year | | Management | For | For | |
| | 4 | Determination of remuneration for members of
the Board of Directors and the Board of
Commissioner for the 2013 financial year | | Management | For | For | |
| | 5 | Appointment of a Public Accounting Firm to audit
the Company's financial statements for the 2013
financial year, including audit of internal control
over financial reporting and appointment of a
Public Accounting Firm to audit the financial
statement of the Partnership and Community
Development Program for the 2013 financial year | | Management | For | For | |
| | 6 | Changes to the Plan for the Use of the
Company's Treasury Stock from Share Buy Back
I through IV | | Management | For | For | |
| | 7 | Change of nomenclature title of the Board of
Directors other than President Director and
Finance Director and reaffirmation of the
structure of the Board of Directors as stipulated in
Annual General Meeting of Shareholders on May
11, 2012 | | Management | For | For | |
| | 8 | Ratification of Minister of State-Owned Enterprise
Regulation Number PER-12/MBU/2012, dated
August 12, 2012 on Supporting Body for the
Board of Commissioners in State-Owned
Enterprise | | Management | For | For | |
| | 9 | Amendment to the Company's Articles of
Association in relation to: (i) stock-split of the
Company's series A and series B shares, and (ii)
provision of Partnership and Community
Development Program in the Company's Working
Plan and Budgeting | | Management | For | For | |
| | 10 | Changes in Composition of Board of the
Company | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 6,500,000 | 0 | 05-Apr-2013 | 18-Apr-2013 |
| | | GDF SUEZ SA, PARIS |
| | Security | | F42768105 | | Meeting Type | MIX |
| | Ticker Symbol | | | | Meeting Date | 23-Apr-2013 | |
| | ISIN | | FR0010208488 | | Agenda | 704384344 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 168611 DUE TO
ADDITION OF-RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND-YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS
AVAILABLE BY CLIC-KING ON THE MATERIAL
URL LINKS: http://www.journal-
officiel.gouv.fr//pdf/2013/-
0311/201303111300591.pdf AND
https://balo.journal-officiel.gouv.fr/pdf/2013/04-
05/201304051301066.pdf | | Non-Voting | | | |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET
THAT THE ONLY VALID VOTE OPTIONS ARE
"FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN"
WILL BE TREATED AS AN "AGAINST" VOTE. | | Non-Voting | | | |
| | CMMT | THE FOLLOWING APPLIES TO NON-
RESIDENT SHAREOWNERS ONLY: PROXY
CARDS: VOTING IN-STRUCTIONS WILL BE
FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DAT-E. IN
CAPACITY AS REGISTERED INTERMEDIARY,
THE GLOBAL CUSTODIANS WILL SIGN THE-
PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST
MORE INFO-RMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | |
| | O.1 | Approval of the transactions and annual
corporate financial statements for the financial
year ended December 31, 2012 | | Management | For | For | |
| | O.2 | Approval of the consolidated financial statements
for the financial year ended December 31, 2012 | | Management | For | For | |
| | O.3 | Allocation of income and setting the dividend for
the financial year 2012 | | Management | For | For | |
| | O.4 | Approval of the regulated agreements pursuant
to Article L.225-38 of the Commercial Code | | Management | For | For | |
| | O.5 | Authorization to be granted to the Board of
Directors to trade in Company's shares | | Management | For | For | |
| | O.6 | Ratification of the appointment of Mrs. Ann-
Kristin Achleitner as Board member | | Management | For | For | |
| | O.7 | Appointment of Mr. Jonathan Reynolds as Board
member representing employee shareholders
pursuant to Article 13.3 2 of the bylaws | | Management | For | For | |
| | O.8 | Appointment of Mrs. Caroline Simon as Board
member representing employee shareholders
pursuant to Article 13.3 2 of the bylaws | | Management | For | For | |
| | A | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: Given the
unfavorable economic environment, and to
minimize the use of debt while increasing the
capacity of the Group's investment, proposal to
replace the dividend set under the 3rd resolution
by dividends for the financial year 2012 set at
EUR 083 per share, including the interim
dividend of EUR 0.83 per share already paid on
October 25, 2012 | | Shareholder | Against | For | |
| | E.9 | Delegation of authority to the Board of Directors
to decide to increase share capital by issuing
shares with cancellation of preferential
subscription rights in favor of employees
participating in GDF SUEZ Group savings plans | | Management | For | For | |
| | E.10 | Delegation of authority to the Board of Directors
to decide to increase share capital by issuing
shares with cancellation of preferential
subscription rights in favor of any entities formed
within the framework of the implementation of the
GDF SUEZ Group International Employee Share
Ownership | | Management | For | For | |
| | E.11 | Authorization to be granted to the Board of
Directors to carry out free allocations of existing
shares of the Company to employees of the
Company and employees and corporate officers
of the companies of the Group (with the
exception of corporate officers of the Company) | | Management | For | For | |
| | E.12 | Authorization to be granted to the Board of
Directors to carry out free allocations of existing
shares of the Company to some employees of
the Company and some employees and
corporate officers of affiliated companies or
groups(with the exception of corporate officers of
the Company) | | Management | For | For | |
| | E.13 | Amendment to Article 13.3 1 of the bylaws
(Composition of the Board of Directors) | | Management | For | For | |
| | E.14 | Powers to carry out decisions of the General
Meeting and legal formalities | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 205,400 | 0 | 06-Apr-2013 | 12-Apr-2013 |
| | | MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG |
| | Security | | D55535104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | DE0008430026 | | Agenda | 704323384 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | Please note that for Registered Share meetings
in Germany there is now a requi-rement that any
shareholder who holds an aggregate total of 3
per cent or more-of the outstanding share capital
must register under their beneficial owner d-etails
before the appropriate deadline to be able to
vote. Failure to comply w-ith the declaration
requirements as stipulated in section 21 of the
Securities-Trade Act (WpHG) may prevent the
shareholder from voting at the general meeti-ngs.
Therefore, your custodian may request that we
register beneficial owner d-ata for all voted
accounts to the respective sub custodian. If you
require fur-ther information with regard to
whether such BO registration will be conducted-
for your custodian's accounts, please contact
your CSR for more information. | | Non-Voting | | | |
| | The sub custodians have also advised that voted
shares are not blocked for tra-ding purposes i.e.
they are only unavailable for settlement. In order
to deliv-er/settle a voted position before the
deregistration date a voting instruction-
cancellation and de-registration request needs to
be sent to your CSR or Cust-odian. Failure to de-
register the shares before settlement date could
result i-n the settlement being delayed. Please
also be aware that although some issuer-s permit
the deregistration of shares at deregistration
date, some shares may-remain registered up
until meeting date. If you are considering settling
a tra-ded voted position prior to the meeting date
of this event, please contact you-r CSR or
custodian to ensure your shares have been
deregistered. | | Non-Voting | | | |
| | The Vote/Registration Deadline as displayed on
ProxyEdge is subject to change-and will be
updated as soon as Broadridge receives
confirmation from the sub c-ustodians regarding
their instruction deadline. For any queries please
contact-your Client Services Representative. | | Non-Voting | | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTI-ON WITH SPECIFIC ITEMS OF
THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTIT-LED TO EXERCISE
YOUR VOTING RIGHTS. FURTHER, YOUR
VOTING RIGHT MIGHT BE EXCLUD-ED WHEN
YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU
HAV-E NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT-TO THE
GERMAN SECURITIES TRADING ACT
(WHPG). FOR QUESTIONS IN THIS REGARD | | Non-Voting | | | | |
| | PLE-ASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF
YOU DO NO-T HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST,
OR ANOTHER EXCLUSIO-N FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
THANK YOU. | |
| | COUNTER PROPOSALS MAY BE SUBMITTED
UNTIL 10 APR 2013. FURTHER INFORMATION
ON C-OUNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER T-O THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU
WISH TO ACT ON THESE IT-EMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY A-T
THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT O-N PROXYEDGE. | | Non-Voting | | | |
| | 1.a | Submission of the report of the Supervisory
Board and the corporate governance-report
including the remuneration report for the financial
year 2012 | | Non-Voting | | | |
| | 1.b | Submission of the adopted Company financial
statements and management report f-or the
financial year 2012, the approved consolidated
financial statements and-management report for
the Group for the financial year 2012, and the
explanat-ory report on the information in
accordance with Sections 289 PARA. 4 and 315-
PARA. 4 of the German Commercial Code | | Non-Voting | | | |
| | 2. | Resolution on the appropriation of the net
retained profits from the financial year 2012 | | Management | For | For | |
| | 3. | Resolution to approve the actions of the Board of
Management | | Management | For | For | |
| | 4. | Resolution to approve the actions of the
Supervisory Board | | Management | For | For | |
| | 5. | Resolution to approve the remuneration system
for the Board of Management | | Management | For | For | |
| | 6. | Resolution to appoint a member of the
Supervisory Board: Prof. Dr. Dr. Ann-Kristin
Achleitner | | Management | For | For | |
| | 7. | Resolution to amend Article 15 of the Articles of
Association (remuneration of the Supervisory
Board) | | Management | For | For | |
| | 8. | Resolution to cancel the existing authorisation for
increasing the share capital under "Authorised
Capital Increase 2009", to replace this with a new
authorisation "Authorised Capital Increase 2013",
and to amend Article 4 of the Articles of
Association | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 35,200 | 0 | 15-Mar-2013 | 11-Apr-2013 |
| | | UNITED OVERSEAS BANK LTD, SINGAPORE |
| | Security | | V96194127 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | SG1M31001969 | | Agenda | 704370321 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive the Financial Statements, the
Directors' Report and the Auditors' Report for the
year ended 31 December 2012 | | Management | For | For | |
| | 2 | To declare a final one-tier tax-exempt dividend of
40 cents and a special one-tier tax-exempt
dividend of ten cents per ordinary share for the
year ended 31 December 2012 | | Management | For | For | |
| | 3 | To approve Directors' fees of SGD1,815,000 for
2012 (2011: SGD1,670,000) | | Management | For | For | |
| | 4 | To approve a fee of SGD2,250,000 (2011:
SGD2,250,000) to the Chairman of the Bank, Dr
Wee Cho Yaw, for the period from January 2012
to December 2012 | | Management | For | For | |
| | 5 | To re-appoint Ernst & Young LLP as Auditors of
the Company and authorise the Directors to fix
their remuneration | | Management | For | For | |
| | 6 | To re-elect Mr Wee Ee Cheong as a director | | Management | For | For | |
| | 7 | To re-elect Mr Franklin Leo Lavin as a director | | Management | For | For | |
| | 8 | To re-elect Mr James Koh Cher Siang as a
director | | Management | For | For | |
| | 9 | To re-elect Mr Ong Yew Huat as a director | | Management | For | For | |
| | 10 | That pursuant to Section 153(6) of the
Companies Act, Chapter 50 of Singapore, Dr
Wee Cho Yaw be and is hereby re-appointed as
a Director of the Company to hold such office
until the next Annual General Meeting (AGM) of
the Company | | Management | For | For | |
| | 11 | That pursuant to Section 153(6) of the
Companies Act, Chapter 50 of Singapore,
Professor Cham Tao Soon be and is hereby re-
appointed as a Director of the Company to hold
such office until the next Annual General Meeting
(AGM) of the Company | | Management | For | For | |
| | 12 | That authority be and is hereby given to the
Directors to: (a) (i) issue ordinary shares in the
capital of the Company (Shares) whether by way
of rights, bonus or otherwise; and/or (ii) make or
grant offers, agreements or options (collectively,
Instruments) that might or would require Shares
to be issued, including but not limited to the
creation and issue of (as well as adjustments to)
warrants, debentures or other instruments
convertible into Shares, at any time and upon
such terms and conditions and for such purposes
and to such persons as the Directors may in their
absolute discretion deem fit; and (b)
(notwithstanding the authority conferred by this
Resolution may have ceased to be in force) issue
Shares in pursuance of any Instrument made or
granted by the Directors while this Resolution
was in force, provided that: CONTD | | Management | For | For | |
| | CONT | CONTD : (1) the aggregate number of ordinary
shares to be issued pursuant to-this Resolution
(including Shares to be issued in pursuance of
Instruments-made or granted pursuant to this
Resolution) does not exceed 50 per cent of-the
total number of issued Shares, excluding treasury
shares, in the capital-of the Company (as
calculated in accordance with paragraph (2)
below), of-which the aggregate number of Shares
to be issued other than on a pro-rata-basis to
shareholders of the Company (including Shares
to be issued in-pursuance of Instruments made
or granted pursuant to this Resolution) does-not
exceed 20 per cent of the total number of issued
shares, excluding-treasury shares, in the capital
of the Company (as calculated in accordance-
with paragraph (2) below); (2) (subject to such
manner of calculation as may-be CONTD | | Non-Voting | | | |
| | CONT | CONTD prescribed by the Singapore Exchange
Securities Trading Limited-(SGX-ST)) for the
purpose of determining the aggregate number of
Shares that-may be issued under paragraph (1)
above, the percentage of issued Shares-shall be
based on the total number of issued shares,
excluding treasury-shares, in the capital of the
Company at the time this Resolution is passed,-
after adjusting for: (i) new ordinary Shares arising
from the conversion or-exercise of any
convertible securities or share options or vesting
of share-awards which are outstanding or
subsisting at the time this Resolution is-passed;
and (ii) any subsequent bonus issue,
consolidation or subdivision of-Shares; (3) in
exercising the authority conferred by this
Resolution, the-Company shall comply with the
provisions of the Listing Manual of the SGX-ST-
for the CONTD | | Non-Voting | | | |
| | CONT | CONTD time being in force (unless such
compliance has been waived by the-SGX-ST)
and the Articles of Association for the time being
of the Company;-and (4) (unless revoked or
varied by the Company in a general meeting) the-
authority conferred by this Resolution shall
continue in force until the-conclusion of the next
AGM of the Company or the date by which the
next AGM-of the Company is required by law to
be held, whichever is earlier | | Non-Voting | | | |
| | 13 | That authority be and is hereby given to the
Directors to allot and issue from time to time such
number of ordinary Shares as may be required to
be allotted and issued pursuant to the UOB Scrip
Dividend Scheme | | Management | For | For | |
| | 14 | That (a) authority be and is hereby given to the
Directors to: (i) allot and issue any of the
preference shares referred to in Articles 7A, 7B,
7C, 7D, 7E and/or 7F of the Articles of
Association of the Company; and/or (ii) make or
grant offers, agreements or options that might or
would require the preference shares referred to in
sub-paragraph (i) above to be issued, at any time
and upon such terms and conditions and for such
purposes and to such persons as the Directors
may in their absolute discretion deem fit and | | Management | For | For | | |
| | (notwithstanding that the authority conferred by
this Resolution may have ceased to be in force)
to issue the preference shares referred to in
subparagraph (i) above in connection with any
offers, agreements or options made or granted by
the Directors while this Resolution is in force; (b)
the Directors be CONTD | |
| | CONT | CONTD authorised to do all such things and
execute all such documents as they-may
consider necessary or appropriate to give effect
to this Resolution as-they may deem fit; and (c)
(unless revoked or varied by the Company in a-
general meeting) the authority conferred by this
Resolution shall continue in-force until the
conclusion of the next AGM of the Company or
the date by-which the next AGM of the Company
is required by law to be held, whichever is-earlier | | Non-Voting | | | |
| | 15 | That (a) for the purposes of Sections 76C and
76E of the Companies Act, the exercise by the
Directors of the Company of all the powers of the
Company to purchase or otherwise acquire
issued ordinary shares in the capital of the
Company not exceeding in aggregate the
Maximum Limit (as hereafter defined) at such
price or prices as may be determined by the
Directors from time to time up to the Maximum
Price (as hereafter defined), whether by way of:
(i) market purchase(s) (Market Purchase) on the
SGX-ST; and/or (ii) off-market purchase(s) (Off-
Market Purchase) (if effected otherwise than on
the SGX-ST) in accordance with any equal
access scheme(s) as may be determined or
formulated by the Directors as they consider fit,
which scheme(s) shall satisfy all the conditions
prescribed by the Companies Act, and otherwise
in CONTD | | Management | For | For | |
| | CONT | CONTD accordance with all other laws,
regulations and rules of the SGX-ST as-may for
the time being be applicable, be and is hereby
authorised and-approved generally and
unconditionally (the Share Purchase Mandate);
(b) the-authority conferred on the Directors
pursuant to the Share Purchase Mandate-may be
exercised by the Directors at any time and from
time to time during-the period commencing from
the date of the passing of this Resolution and-
expiring on the earliest of: (i) the date on which
the next AGM of the-Company is held or required
by law to be held; (ii) the date on which the-
purchases or acquisitions of Shares pursuant to
the Share Purchase Mandate-are carried out to
the full extent mandated; or (iii) the date on which
the-authority conferred by the Share Purchase
Mandate is revoked or varied by the-Company
CONTD | | Non-Voting | | | |
| | CONT | CONTD in a general meeting; (c) in this
Resolution 15: "Relevant Period"-means the
period commencing from the date on which the
last AGM of the-Company was held and expiring
on the date the next AGM of the Company is
held-or is required by law to be held, whichever is
the earlier, after the date of-this Resolution;
"Maximum Limit" means that number of Shares
representing-five per cent of the total number of
issued Shares (excluding any Shares-which are | | Non-Voting | | | | |
| | held as treasury shares) as at the date of the
passing of this-Resolution unless the Company
has effected a reduction of the share capital-of
the Company in accordance with the applicable
provisions of the Companies-Act, at any time
during the Relevant Period, in which event the
issued Shares-shall be taken to be the total
number of the issued Shares as altered by such-
CONTD | |
| | CONT | CONTD capital reduction (excluding any Shares
which are held as treasury-shares as at that
date); and "Maximum Price" in relation to a Share
to be-purchased or acquired, means the
purchase price (excluding brokerage,-
commission, applicable goods and services tax
and other related expenses)-which shall not
exceed: (i) in the case of a Market Purchase, 105
per cent of-the Average Closing Price of the
Shares; and (ii) in the case of an-Off-Market
Purchase, 110 per cent of the Average Closing
Price of the Shares,-where: "Average Closing
Price" means the average of the last dealt prices
of-the Shares over the five consecutive market
days on which the Shares were-transacted on the
SGX-ST immediately preceding the date of the
Market-Purchase by the Company or, as the
case may be, the date of the making of the-offer
pursuant to CONTD | | Non-Voting | | | |
| | CONT | CONTD the Off-Market Purchase, and deemed to
be adjusted in accordance with-the listing rules of
the SGX-ST for any corporate action which
occurs after-the relevant five-day period; and
"date of the making of the offer" means the-date
on which the Company announces its intention to
make an offer for an-Off-Market Purchase,
stating therein the purchase price (which shall not
be-more than the Maximum Price calculated on
the foregoing basis) for each Share-and the
relevant terms of the equal access scheme for
effecting the-Off-Market Purchase; and (d) the
Directors and/or any of them be and are-hereby
authorised to complete and do all such acts and
things (including-executing such documents as
may be required) as they and/or he may
consider-expedient or necessary to give effect to
the transactions contemplated and/or-CONTD | | Non-Voting | | | |
| | CONT | CONTD authorised by this Resolution | | Non-Voting | | | |
| | PLEASE NOTE THAT THIS IS A REVISION
DUE TO MODIFICATION OF TEXT IN
RESOLUTION-15. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FO-RM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 486,500 | 0 | 03-Apr-2013 | 18-Apr-2013 |
| | | ASTRAZENECA PLC |
| | Security | | 046353108 | | Meeting Type | Annual |
| | Ticker Symbol | | AZN | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | US0463531089 | | Agenda | 933755918 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1. | TO RECEIVE THE COMPANY'S ACCOUNTS
AND THE REPORTS OF THE DIRECTORS
AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2012 | | Management | For | For | |
| | 2. | TO CONFIRM DIVIDENDS | | Management | For | For | |
| | 3. | TO RE-APPOINT KPMG AUDIT PLC, LONDON
AS AUDITOR | | Management | For | For | |
| | 4. | TO AUTHORISE THE DIRECTORS TO AGREE
TO THE REMUNERATION OF THE AUDITOR | | Management | For | For | |
| | 5A. | RE-ELECTION OF DIRECTOR: LEIF
JOHANSSON | | Management | For | For | |
| | 5B. | RE-ELECTION OF DIRECTOR: PASCAL
SORIOT | | Management | For | For | |
| | 5C. | RE-ELECTION OF DIRECTOR: SIMON LOWTH | | Management | For | For | |
| | 5D. | RE-ELECTION OF DIRECTOR: GENEVIEVE
BERGER | | Management | For | For | |
| | 5E. | RE-ELECTION OF DIRECTOR: BRUCE
BURLINGTON | | Management | For | For | |
| | 5F. | RE-ELECTION OF DIRECTOR: GRAHAM
CHIPCHASE | | Management | For | For | |
| | 5G. | RE-ELECTION OF DIRECTOR: JEAN-PHILIPPE
COURTOIS | | Management | For | For | |
| | 5H. | RE-ELECTION OF DIRECTOR: RUDY
MARKHAM | | Management | For | For | |
| | 5I. | RE-ELECTION OF DIRECTOR: NANCY
ROTHWELL | | Management | For | For | |
| | 5J. | RE-ELECTION OF DIRECTOR: SHRITI
VADERA | | Management | For | For | |
| | 5K. | RE-ELECTION OF DIRECTOR: JOHN VARLEY | | Management | For | For | |
| | 5L. | RE-ELECTION OF DIRECTOR: MARCUS
WALLENBERG | | Management | For | For | |
| | 6. | TO APPROVE THE DIRECTORS'
REMUNERATION REPORT FOR THE YEAR
ENDED 31 DECEMBER 2012 | | Management | For | For | |
| | 7. | TO AUTHORISE LIMITED EU POLITICAL
DONATIONS | | Management | For | For | |
| | 8. | TO AUTHORISE THE DIRECTORS TO ALLOT
SHARES | | Management | For | For | |
| | 9. | TO AUTHORISE THE DIRECTORS TO
DISAPPLY PRE-EMPTION RIGHTS | | Management | For | For | |
| | 10. | TO AUTHORISE THE COMPANY TO
PURCHASE ITS OWN SHARES | | Management | For | For | |
| | 11. | TO REDUCE THE NOTICE PERIOD FOR
GENERAL MEETINGS | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 54,150 | 0 | 26-Mar-2013 | 26-Mar-2013 |
| | | ABB LTD |
| | Security | | 000375204 | | Meeting Type | Annual |
| | Ticker Symbol | | ABB | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | US0003752047 | | Agenda | 933769854 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 2.1 | APPROVAL OF THE ANNUAL REPORT, THE
CONSOLIDATED FINANCIAL STATEMENTS,
AND THE ANNUAL FINANCIAL STATEMENTS
FOR 2012 | | Management | For | For | |
| | 2.2 | CONSULTATIVE VOTE ON THE 2012
REMUNERATION REPORT | | Management | For | For | |
| | 3 | DISCHARGE OF THE BOARD OF DIRECTORS
AND THE PERSONS ENTRUSTED WITH
MANAGEMENT | | Management | For | For | |
| | 4 | APPROPRIATION OF AVAILABLE EARNINGS
AND DISTRIBUTION OF CAPITAL
CONTRIBUTION RESERVE | | Management | For | For | |
| | 5 | RENEWAL OF AUTHORIZED SHARE CAPITAL | | Management | For | For | |
| | 6.1 | RE-ELECTION TO THE BOARD OF DIRECTOR:
ROGER AGNELLI | | Management | For | For | |
| | 6.2 | RE-ELECTION TO THE BOARD OF DIRECTOR:
LOUIS R. HUGHES | | Management | For | For | |
| | 6.3 | RE-ELECTION TO THE BOARD OF DIRECTOR:
HANS ULRICH MARKI | | Management | For | For | |
| | 6.4 | RE-ELECTION TO THE BOARD OF DIRECTOR:
MICHEL DE ROSEN | | Management | For | For | |
| | 6.5 | RE-ELECTION TO THE BOARD OF DIRECTOR:
MICHAEL TRESCHOW | | Management | For | For | |
| | 6.6 | RE-ELECTION TO THE BOARD OF DIRECTOR:
JACOB WALLENBERG | | Management | For | For | |
| | 6.7 | RE-ELECTION TO THE BOARD OF DIRECTOR:
YING YEH | | Management | For | For | |
| | 6.8 | RE-ELECTION TO THE BOARD OF DIRECTOR:
HUBERTUS VON GRUNBERG | | Management | For | For | |
| | 7 | RE-ELECTION OF THE AUDITORS ERNST &
YOUNG AG | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 322,300 | 0 | 02-Apr-2013 | 02-Apr-2013 |
| | | BRITISH AMERICAN TOBACCO P.L.C. |
| | Security | | 110448107 | | Meeting Type | Annual |
| | Ticker Symbol | | BTI | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | US1104481072 | | Agenda | 933774209 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | O1 | RECEIPT OF THE 2012 REPORT AND
ACCOUNTS | | Management | For | For | |
| | O2 | APPROVAL OF THE 2012 REMUNERATION
REPORT | | Management | For | For | |
| | O3 | DECLARATION OF THE FINAL DIVIDEND FOR
2012 | | Management | For | For | |
| | O4 | REAPPOINTMENT OF THE AUDITORS | | Management | For | For | |
| | O5 | AUTHORITY FOR THE DIRECTORS TO
AGREE THE AUDITORS' REMUNERATION | | Management | For | For | |
| | O6 | RE-ELECTION OF RICHARD BURROWS AS A
DIRECTOR (BOARD COMMITTEE
MEMBERSHIP: NOMINATIONS) | | Management | For | For | |
| | O7 | RE-ELECTION OF JOHN DALY AS A
DIRECTOR | | Management | For | For | |
| | O8 | RE-ELECTION OF KAREN DE SEGUNDO AS A
DIRECTOR (BOARD COMMITTEE
MEMBERSHIPS: CORPORATE SOCIAL
RESPONSIBILITY, NOMINATIONS) | | Management | For | For | |
| | O9 | RE-ELECTION OF NICANDRO DURANTE AS A
DIRECTOR | | Management | For | For | |
| | O10 | RE-ELECTION OF ANN GODBEHERE AS A
DIRECTOR (BOARD COMMITTEE
MEMBERSHIPS: AUDIT, NOMINATIONS,
REMUNERATION) | | Management | For | For | |
| | O11 | RE-ELECTION OF CHRISTINE MORIN-POSTEL
AS A DIRECTOR (BOARD COMMITTEE
MEMBERSHIPS: CORPORATE SOCIAL
RESPONSIBILITY, NOMINATIONS,
REMUNERATION) | | Management | For | For | |
| | O12 | RE-ELECTION OF GERRY MURPHY AS A
DIRECTOR (BOARD COMMITTEE
MEMBERSHIPS: NOMINATIONS,
REMUNERATION) | | Management | For | For | |
| | O13 | RE-ELECTION OF KIERAN POYNTER AS A
DIRECTOR (BOARD COMMITTEE
MEMBERSHIPS: AUDIT, NOMINATIONS,
REMUNERATION) | | Management | For | For | |
| | O14 | RE-ELECTION OF ANTHONY RUYS AS A
DIRECTOR (BOARD COMMITTEE
MEMBERSHIPS: AUDIT, NOMINATIONS) | | Management | For | For | |
| | O15 | RE-ELECTION OF BEN STEVENS AS A
DIRECTOR | | Management | For | For | |
| | O16 | ELECTION OF RICHARD TUBB AS A
DIRECTOR WHO HAS BEEN APPOINTED
SINCE THE LAST ANNUAL GENERAL
MEETING (BOARD COMMITTEE
MEMBERSHIPS: NOMINATIONS, CORPORATE
SOCIAL RESPONSIBILITY) | | Management | For | For | |
| | O17 | RENEWAL OF THE DIRECTORS' AUTHORITY
TO ALLOT SHARES | | Management | For | For | |
| | S18 | RENEWAL OF THE DIRECTORS' AUTHORITY
TO DISAPPLY PRE-EMPTION RIGHTS | | Management | For | For | |
| | S19 | AUTHORITY FOR THE COMPANY TO
PURCHASE ITS OWN SHARES | | Management | For | For | |
| | O20 | AUTHORITY TO MAKE DONATIONS TO
POLITICAL ORGANISATIONS AND TO INCUR
POLITICAL EXPENDITURE | | Management | For | For | |
| | S21 | NOTICE PERIOD FOR GENERAL MEETINGS | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 62,400 | 0 | 04-Apr-2013 | 04-Apr-2013 |
| | | BAYER AG, LEVERKUSEN |
| | Security | | D0712D163 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 26-Apr-2013 | |
| | ISIN | | DE000BAY0017 | | Agenda | 704304031 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | Please note that for Registered Share meetings
in Germany there is now a requi-rement that any
shareholder who holds an aggregate total of 3
per cent or more-of the outstanding share capital
must register under their beneficial owner d-etails
before the appropriate deadline to be able to
vote. Failure to comply w-ith the declaration
requirements as stipulated in section 21 of the
Securities-Trade Act (WpHG) may prevent the
shareholder from voting at the general meeti-ngs.
Therefore, your custodian may request that we
register beneficial owner d-ata for all voted
accounts to the respective sub custodian. If you
require fur-ther information with regard to
whether such BO registration will be conducted-
for your custodians accounts, please contact your
CSR for more information.-Please also have a
look at the following link:
https://materials.proxyvote.com-
/Approved/99999Z/19840101/OTHER_153994.P
DF | | Non-Voting | | | |
| | The sub custodians have also advised that voted
shares are not blocked for tra-ding purposes i.e.
they are only unavailable for settlement. In order
to deliv-er/settle a voted position before the
deregistration date a voting instruction-
cancellation and de-registration request needs to
be sent to your CSR or Cust-odian. Failure to de-
register the shares before settlement date could
result i-n the settlement being delayed. If you are
considering settling a traded voted-position prior
to the meeting date of this event, please contact
your CSR or-custodian to ensure your shares
have been deregistered. | | Non-Voting | | | |
| | The Vote/Registration Deadline as displayed on
ProxyEdge is subject to change-and will be
updated as soon as Broadridge receives
confirmation from the sub c-ustodians regarding
their instruction deadline. For any queries please
contac-t your Client Services Representative. | | Non-Voting | | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTI-ON WITH SPECIFIC ITEMS OF
THE AGENDA FOR THE GENERAL MEETING
YOU ARE NOT ENTIT-LED TO EXERCISE
YOUR VOTING RIGHTS. FURTHER, YOUR
VOTING RIGHT MIGHT BE EXCLUD-ED WHEN
YOUR SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS AND YOU
HAV-E NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS
NOTIFICATIONS PURSUANT-TO THE
GERMAN SECURITIES TRADING ACT
(WHPG). FOR QUESTIONS IN THIS REGARD | | Non-Voting | | | | |
| | PLE-ASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE FOR CLARIFICATION. IF
YOU DO NO-T HAVE ANY INDICATION
REGARDING SUCH CONFLICT OF INTEREST,
OR ANOTHER EXCLUSIO-N FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
THANK YOU. | |
| | COUNTER PROPOSALS MAY BE SUBMITTED
UNTIL 11.04.2013. FURTHER INFORMATION
ON CO-UNTER PROPOSALS CAN BE FOUND
DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO-THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU
WISH TO ACT ON THESE ITE-MS, YOU WILL
NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES DIRECTLY AT-THE
COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON-PROXYEDGE. | | Non-Voting | | | |
| | 1. | Presentation of the adopted annual financial
statements and the approved consolidated
financial statements, the Combined Management
Report, the report of the Supervisory Board, the
explanatory report by the Board of Management
on takeover-related information and the proposal
by the Board of Management on the use of the
distributable profit for the fiscal year 2012.
Resolution on the use of the distributable profit. | | Management | For | For | |
| | 2. | Ratification of the actions of the members of the
Board of Management | | Management | For | For | |
| | 3. | Ratification of the actions of the members of the
Supervisory Board | | Management | For | For | |
| | 4. | Approval of the Control and Profit and Loss
Transfer Agreement between the Company and
Bayer Beteiligungsverwaltung Goslar GmbH | | Management | For | For | |
| | 5. | Election of the auditor of the financial statements
and for the review of the half-yearly financial
report | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 64,350 | 0 | 07-Mar-2013 | 12-Apr-2013 |
| | | CANADIAN OIL SANDS LIMITED |
| | Security | | 13643E105 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | | COSWF | | Meeting Date | 30-Apr-2013 | |
| | ISIN | | CA13643E1051 | | Agenda | 933762343 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 01 | APPOINTING PRICEWATERHOUSECOOPERS
LLP AS THE AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AT
A REMUNERATION TO BE FIXED BY THE
BOARD OF DIRECTORS OF THE
CORPORATION. | | Management | For | For | |
| | 02 | DIRECTOR | | Management | |
| | 1 | C.E. (CHUCK) SHULTZ | | For | For | |
| | 2 | IAN A. BOURNE | | For | For | |
| | 3 | MARCEL R. COUTU | | For | For | |
| | 4 | GERALD W. GRANDEY | | For | For | |
| | 5 | ARTHUR N. KORPACH | | For | For | |
| | 6 | DONALD J. LOWRY | | For | For | |
| | 7 | SARAH E. RAISS | | For | For | |
| | 8 | JOHN K. READ | | For | For | |
| | 9 | BRANT G. SANGSTER | | For | For | |
| | 10 | WESLEY R. TWISS | | For | For | |
| | 11 | JOHN B. ZAOZIRNY | | For | For | |
| | 03 | THE ORDINARY RESOLUTION, THE FULL
TEXT OF WHICH IS SET FORTH IN THE
CIRCULAR, TO APPROVE THE AMENDMENT
AND CONTINUATION OF THE SHAREHOLDER
RIGHTS PLAN. | | Management | For | For | |
| | 04 | THE ORDINARY RESOLUTION, THE FULL
TEXT OF WHICH IS SET FORTH IN THE
CIRCULAR, TO APPROVE AND CONFIRM THE
ADVANCE NOTICE BY-LAW AMENDMENT. | | Management | For | For | |
| | 05 | THE ORDINARY RESOLUTION, THE FULL
TEXT OF WHICH IS SET FORTH IN THE
CIRCULAR, TO APPROVE AND CONFIRM THE
ENHANCED QUORUM BY-LAW AMENDMENT. | | Management | For | For | |
| | 06 | THE ORDINARY RESOLUTION, THE FULL
TEXT OF WHICH IS SET FORTH IN THE
CIRCULAR, TO APPROVE AND AUTHORIZE
THE GRANT AND ISSUANCE OF ALL
UNALLOCATED OPTIONS UNDER THE NEW
OPTION PLAN. | | Management | For | For | |
| | 07 | THE ORDINARY RESOLUTION, THE FULL
TEXT OF WHICH IS SET FORTH IN THE
CIRCULAR, TO APPROVE THE AMENDMENTS
TO THE TRANSITION OPTION PLAN. | | Management | For | For | |
| | 08 | TO ACCEPT THE CORPORATION'S
APPROACH TO EXECUTIVE COMPENSATION
AS DISCLOSED IN THE CIRCULAR. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 145,500 | 0 | 03-Apr-2013 | 03-Apr-2013 |
| | | GLAXOSMITHKLINE PLC, BRENTFORD MIDDLESEX |
| | Security | | G3910J112 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 01-May-2013 | |
| | ISIN | | GB0009252882 | | Agenda | 704337597 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive and adopt the Directors' Report and
the Financial Statements for the year ended 31
December 2012 | | Management | For | For | |
| | 2 | To approve the Remuneration Report for the year
ended 31 December 2012 | | Management | For | For | |
| | 3 | To elect Lynn Elsenhans as a Director | | Management | For | For | |
| | 4 | To elect Jing Ulrich as a Director | | Management | For | For | |
| | 5 | To elect Hans Wijers as a Director | | Management | For | For | |
| | 6 | To re-elect Sir Christopher Gent as a Director | | Management | For | For | |
| | 7 | To re-elect Sir Andrew Witty as a Director | | Management | For | For | |
| | 8 | To re-elect Professor Sir Roy Anderson as a
Director | | Management | For | For | |
| | 9 | To re-elect Dr Stephanie Burns as a Director | | Management | For | For | |
| | 10 | To re-elect Stacey Cartwright as a Director | | Management | For | For | |
| | 11 | To re-elect Simon Dingemans as a Director | | Management | For | For | |
| | 12 | To re-elect Judy Lewent as a Director | | Management | For | For | |
| | 13 | To re-elect Sir Deryck Maughan as a Director | | Management | For | For | |
| | 14 | To re-elect Dr Daniel Podolsky as a Director | | Management | For | For | |
| | 15 | To re-elect Dr Moncef Slaoui as a Director | | Management | For | For | |
| | 16 | To re-elect Tom de Swaan as a Director | | Management | For | For | |
| | 17 | To re-elect Sir Robert Wilson as a Director | | Management | For | For | |
| | 18 | To authorise the Audit & Risk Committee to re-
appoint PricewaterhouseCoopers LLP as the
auditors to the company to hold office from the
end of the meeting to the end of the next meeting
at which accounts are laid before the company | | Management | For | For | |
| | 19 | To authorise the Audit & Risk Committee to
determine the remuneration of the auditors | | Management | For | For | |
| | 20 | Donations to political organizations and political
expenditure | | Management | For | For | |
| | 21 | Authority to allot shares | | Management | For | For | |
| | 22 | Disapplication of pre-emption rights | | Management | For | For | |
| | 23 | Purchase of own shares by the company | | Management | For | For | |
| | 24 | Exemption from statement of the name of the
senior statutory auditor in published copies of the
auditors' reports | | Management | For | For | |
| | 25 | Reduced notice of a general meeting other than
an Annual General Meeting | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 325,750 | 0 | 21-Mar-2013 | 08-May-2013 |
| | | RECKITT BENCKISER GROUP PLC, SLOUGH |
| | Security | | G74079107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 02-May-2013 | |
| | ISIN | | GB00B24CGK77 | | Agenda | 704365813 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | That the Company's accounts and the reports of
the Directors and the Auditors for the year ended
31 December 2012 be received | | Management | For | For | |
| | 2 | That the Directors' Remuneration Report for the
year ended 31 December 2012 be approved | | Management | For | For | |
| | 3 | That the final dividend recommended by the
Directors of 78p per ordinary share for the year
ended 31 December 2012 be declared payable
and paid on 30 May 2013 to all Shareholders on
the register at the close of business on 22
February 2013 | | Management | For | For | |
| | 4 | That Adrian Bellamy (member of the Nomination
and Remuneration Committees) be re-elected as
a Director | | Management | For | For | |
| | 5 | That Peter Harf (member of the Nomination
Committee) be re-elected as a Director | | Management | For | For | |
| | 6 | That Richard Cousins (member of the
Remuneration Committee) be re-elected as a
Director | | Management | For | For | |
| | 7 | That Kenneth Hydon (member of the Audit and
Nomination Committees) be re-elected as a
Director | | Management | For | For | |
| | 8 | That Rakesh Kapoor (member of the Nomination
Committee) be re-elected as a Director | | Management | For | For | |
| | 9 | That Andre Lacroix (member of the Audit
Committee) be re-elected as a Director | | Management | For | For | |
| | 10 | That Graham MacKay (member of the
Nomination and Remuneration Committees) be
re-elected as a Director | | Management | For | For | |
| | 11 | That Judith Sprieser (member of the Nomination
and Remuneration Committees) be re-elected as
a Director | | Management | For | For | |
| | 12 | That Warren Tucker (member of the Audit
Committee) be re-elected as a Director | | Management | For | For | |
| | 13 | That Adrian Hennah, who was appointed to the
Board since the date of the last AGM, be elected
as a Director | | Management | For | For | |
| | 14 | That PricewaterhouseCoopers LLP be re-
appointed Auditors of the Company to hold office
until the conclusion of the next general meeting
at which accounts are laid before the Company | | Management | For | For | |
| | 15 | That the Directors be authorised to fix the
remuneration of the Auditors | | Management | For | For | |
| | 16 | That in accordance with s366 and s367 of the
Companies Act 2006 (the 2006 Act) the
Company and any UK registered company which
is or becomes a subsidiary of the Company
during the period to which this resolution relates
be authorised to: a) make political donations to
political parties and/or independent election
candidates up to a total aggregate amount of
GBP 50,000; b) make political donations to
political organisations other than political parties | | Management | For | For | | |
| | up to a total aggregate amount of GBP 50,000;
and c) incur political expenditure up to a total
aggregate amount of GBP 50,000 during the
period from the date of this resolution until the
conclusion of the next AGM of the Company in
2014, provided that the total aggregate amount of
all such donations and expenditure incurred by
the Company and its UK subsidiaries in such
period shall not exceed GBP 50,000. For the
purpose of this resolution, the terms 'political
donations', 'political parties', 'independent
election candidates', 'political organisations' and
'political expenditure' have the meanings set out
in s363 to s365 of the 2006 Act | |
| | 17 | That the Directors be generally and
unconditionally authorised to exercise all the
powers of the Company to allot shares or grant
rights to subscribe for or convert any security into
shares of the Company: a) up to a nominal
amount of GBP 21,000,000 (such amount to be
reduced by the nominal amount allotted or
granted under paragraph (b) below in excess of
such sum); and b) comprising equity securities
(as defined in s560(1) of the 2006 Act) up to a
nominal amount of GBP 47,800,000 (such
amount to be reduced by any allotments or
grants made under paragraph (a) above) in
connection with an offer by way of a rights issue:
i) to Shareholders in proportion (as nearly as may
be practicable) to their existing holdings; and ii) to
holders of other equity securities as required by
the rights of those securities or as the Directors
otherwise consider necessary, and so that the
Directors may impose any limits or restrictions
and make any arrangements which it considers
necessary or appropriate to deal with treasury
shares, fractional entitlements, record dates,
legal, regulatory or practical problems in, or
under the laws of, any territory or any other
matter, such authorities to apply until the end of
next year's AGM (or, if earlier, until the close of
business on 30 June 2014), but, in each case, so
that the Company may make offers and enter into
agreements during the relevant period which
would, or might, require shares to be allotted or
rights to subscribe for or convert securities into
shares to be granted after the authority ends and
the Directors may allot shares or grant rights to
subscribe for or convert securities into shares
under any such offer or agreement as if the
authority had not ended | | Management | For | For | |
| | 18 | That if resolution 17 is passed, the Directors be
given power to allot equity securities (as defined
in the 2006 Act) for cash under the authority
given by that resolution and/or to sell ordinary
shares held by the Company as treasury shares
for cash as if s561 of the 2006 Act did not apply
to any such allotment or sale, such power to be
limited: a) to the allotment of equity securities and
sale of treasury shares for cash in connection
with an offer of, or invitation to apply for, equity
securities (but in the case of the authority granted
under paragraph (b) of resolution 17, by way of a
rights issue only): i) to Shareholders in proportion
(as nearly as may be practicable) to their existing | | Management | For | For | | |
| | holdings; and ii ) to holders of other equity
securities, as required by the rights of those
securities or, as the Directors otherwise consider
necessary, and so that the Directors may impose
any limits or restrictions and make any
arrangements which they consider necessary or
appropriate to deal with treasury shares,
fractional entitlements, record dates, legal,
regulatory or practical problems in, or under the
laws of, any territory or any other matter; and b)
in the case of the authority granted under
paragraph (a) of this resolution and/or in the case
of any transfer of treasury shares which is treated
as an allotment of equity securities under s560(3)
of the 2006 Act, to the allotment (otherwise than
under paragraph (a) above) of equity securities
up to a nominal amount of GBP 3,500,000 such
power to apply until the end of next year's AGM
(or, if earlier, until the close of business on 30
June 2014) but during this period the Company
may make offers, and enter into agreements,
which would, or might, require equity securities to
be allotted (and treasury shares to be sold) after
the power ends and the Directors may allot equity
securities under any such offer or agreement as if
the power had not expired | |
| | 19 | That the Company be and it is hereby generally
and unconditionally authorised for the purposes
of s701 of the 2006 Act to make market
purchases (within the meaning of s693(4) of the
2006 Act) of ordinary shares of 10p each in the
capital of the Company (ordinary shares)
provided that: a) the maximum number of
ordinary shares which may be purchased is
73,000,000 ordinary shares (representing less
than 10% of the Company's issued ordinary
share capital as at 8 March 2013); b) the
maximum price at which ordinary shares may be
purchased is an amount equal to the higher of (i)
5% above the average of the middle market
quotations for the ordinary shares as taken from
the London Stock Exchange Daily Official List for
the five business days preceding the date of
purchase; and (ii) that stipulated by article 5(1) of
the EU Buyback and Stabilisation Regulations
2003 (No. 2273/2003); and the minimum price is
10p per ordinary share, in both cases exclusive
of expenses; c) the authority to purchase
conferred by this resolution shall expire on the
earlier of 30 June 2014 or on the date of the
AGM of the Company in 2014 save that the
Company may, before such expiry, enter into a
contract to purchase ordinary shares under which
such purchase will or may be completed or
executed wholly or partly after the expiration of
this authority and may make a purchase of
ordinary shares in pursuance of any such
contract; and d) all ordinary shares purchased
pursuant to the said authority shall be either: i)
cancelled immediately upon completion of the
purchase; or ii) held, sold, transferred or
otherwise dealt with as treasury shares in
accordance with the provisions of the 2006 Act | | Management | For | For | |
| | 20 | That a general meeting other than an AGM may
be called on not less than 14 clear days' notice | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 98,400 | 0 | 30-Mar-2013 | 15-May-2013 |
| | | SANOFI SA, PARIS |
| | Security | | F5548N101 | | Meeting Type | MIX |
| | Ticker Symbol | | | | Meeting Date | 03-May-2013 | |
| | ISIN | | FR0000120578 | | Agenda | 704317684 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET
THAT THE ONLY VALID VOTE OPTIONS ARE
"FOR"-AND "AGAINST" A VOTE OF "ABSTAIN"
WILL BE TREATED AS AN "AGAINST" VOTE. | | Non-Voting | | | |
| | CMMT | THE FOLLOWING APPLIES TO NON-
RESIDENT SHAREOWNERS ONLY: PROXY
CARDS: VOTING-INSTRUCTIONS WILL BE
FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE-DATE. IN CAPACITY
AS REGISTERED INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN-THE
PROXY CARDS AND FORWARD THEM TO
THE LOCAL CUSTODIAN. IF YOU REQUEST
MORE-INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS
AVAILABLE BY-CLICKING ON THE MATERIAL
URL LINK:-https://balo.journal-
officiel.gouv.fr/pdf/2013/0311/201303111300671.
pdf .PLEAS-E NOTE THAT THIS IS A REVISION
DUE TO ADDITION OF URL LINK:
https://balo.journ-al-
officiel.gouv.fr/pdf/2013/0412/201304121301265.
pdf. IF YOU HAVE ALREADY SEN-T IN YOUR
VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLESS YOU DECIDE TO AME-
ND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU. | | Non-Voting | | | |
| | O.1 | Approval of the corporate financial statements for
the financial year 2012 | | Management | For | For | |
| | O.2 | Approval of the consolidated financial statements
for the financial year 2012 | | Management | For | For | |
| | O.3 | Allocation of income and setting the dividend | | Management | For | For | |
| | O.4 | Appointment of Mrs. Fabienne Lecorvaisier as
Board member | | Management | For | For | |
| | O.5 | Authorization to be granted to the Board of
Directors to trade in Company's shares | | Management | For | For | |
| | E.6 | Delegation of authority to be granted to the Board
of Directors to decide to issue shares and/or
securities giving access to capital of the
Company and/or entitling to the allotment of
debts securities while maintaining preferential
subscription rights | | Management | For | For | |
| | E.7 | Delegation of authority to be granted to the Board
of Directors to decide to issue shares and/or
securities giving access to capital of the
Company and/or entitling to the allotment of
debts securities with cancellation of preferential
subscription rights by public offering | | Management | For | For | |
| | E.8 | Authorization to the Board of Directors to issue
shares or securities giving access to capital
without preferential subscription rights, in
consideration for in-kind contributions of equity
securities or securities giving access to capital | | Management | For | For | |
| | E.9 | Delegation of authority to be granted to the Board
of Directors to increase the number of issuable
securities in case of capital increase with or
without preferential subscription rights | | Management | For | For | |
| | E.10 | Delegation of authority to be granted to the Board
of Directors to decide to increase share capital by
incorporation of reserves, profits, premiums or
other amounts | | Management | For | For | |
| | E.11 | Delegation of authority to be granted to the Board
of Directors to decide to issue shares or
securities giving access to capital reserved for
members of savings plans with cancellation of
preferential subscription rights in favor of the
latter | | Management | For | For | |
| | E.12 | Delegation of authority to be granted to the Board
of Directors to carry out free allocations of shares
existing or to be issued without preferential
subscription rights in favor of employees and
corporate officers of the Company or affiliated
companies or groups | | Management | For | For | |
| | E.13 | Delegation of authority to be granted to the Board
of Directors to grant share subscription or
purchase options without preferential subscription
rights | | Management | For | For | |
| | E.14 | Delegation to be granted to the Board of
Directors to reduce share capital by cancellation
of treasury shares | | Management | For | For | |
| | E.15 | Powers to carry out all legal formalities | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 74,000 | 0 | 12-Mar-2013 | 24-Apr-2013 |
| | | UNILEVER N.V. |
| | Security | | 904784709 | | Meeting Type | Annual |
| | Ticker Symbol | | UN | | Meeting Date | 15-May-2013 | |
| | ISIN | | US9047847093 | | Agenda | 933776253 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 2. | TO ADOPT THE ANNUAL ACCOUNTS AND
APPROPRIATION OF THE PROFIT FOR THE
2012 FINANCIAL YEAR. | | Management | For | For | |
| | 3. | TO DISCHARGE THE EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | |
| | 4. | TO DISCHARGE THE NON-EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | |
| | 5. | TO RE-APPOINT MR P G J M POLMAN AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 6. | TO RE-APPOINT MR R J-M S HUET AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 7. | TO RE-APPOINT PROFESSOR L O FRESCO
AS A NON-EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 8. | TO RE-APPOINT MS A M FUDGE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 9. | TO RE-APPOINT MR C E GOLDEN AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 10. | TO RE-APPOINT DR B E GROTE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 11. | TO RE-APPOINT MS H NYASULU AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 12. | TO RE-APPOINT THE RT HON SIR MALCOLM
RIFKIND MP AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | |
| | 13. | TO RE-APPOINT MR K J STORM AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 14. | TO RE-APPOINT MR M TRESCHOW AS A
NON-EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 15. | TO RE-APPOINT MR P S WALSH AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 16. | TO APPOINT MRS L M CHA AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 17. | TO APPOINT MS M MA AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | |
| | 18. | TO APPOINT MR J RISHTON AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 19. | TO APPOINT PRICEWATERHOUSECOOPERS
ACCOUNTANTS N.V. AS THE AUDITOR FOR
THE 2013 FINANCIAL YEAR. | | Management | For | For | |
| | 20. | TO DESIGNATE THE BOARD OF DIRECTORS
AS THE COMPANY BODY AUTHORISED TO
ISSUE SHARES IN THE COMPANY. | | Management | For | For | |
| | 21. | TO AUTHORISE THE BOARD OF DIRECTORS
TO PURCHASE ORDINARY SHARES AND
DEPOSITARY RECEIPTS THEREOF IN THE
SHARE CAPITAL OF THE COMPANY. | | Management | For | For | |
| | 22. | TO REDUCE THE CAPITAL WITH RESPECT
TO SHARES AND DEPOSITARY RECEIPTS
THEREOF HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 191,000 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| | | UNILEVER N.V. |
| | Security | | 904784709 | | Meeting Type | Annual |
| | Ticker Symbol | | UN | | Meeting Date | 15-May-2013 | |
| | ISIN | | US9047847093 | | Agenda | 933802729 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 2. | TO ADOPT THE ANNUAL ACCOUNTS AND
APPROPRIATION OF THE PROFIT FOR THE
2012 FINANCIAL YEAR. | | Management | For | For | |
| | 3. | TO DISCHARGE THE EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | |
| | 4. | TO DISCHARGE THE NON-EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | |
| | 5. | TO RE-APPOINT MR P G J M POLMAN AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 6. | TO RE-APPOINT MR R J-M S HUET AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 7. | TO RE-APPOINT PROFESSOR L O FRESCO
AS A NON-EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 8. | TO RE-APPOINT MS A M FUDGE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 9. | TO RE-APPOINT MR C E GOLDEN AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 10. | TO RE-APPOINT DR B E GROTE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 11. | TO RE-APPOINT MS H NYASULU AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 12. | TO RE-APPOINT THE RT HON SIR MALCOLM
RIFKIND MP AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | |
| | 13. | TO RE-APPOINT MR K J STORM AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 14. | TO RE-APPOINT MR M TRESCHOW AS A
NON-EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 15. | TO RE-APPOINT MR P S WALSH AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 16. | TO APPOINT MRS L M CHA AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 17. | TO APPOINT MS M MA AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | |
| | 18. | TO APPOINT MR J RISHTON AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | |
| | 19. | TO APPOINT PRICEWATERHOUSECOOPERS
ACCOUNTANTS N.V. AS THE AUDITOR FOR
THE 2013 FINANCIAL YEAR. | | Management | For | For | |
| | 20. | TO DESIGNATE THE BOARD OF DIRECTORS
AS THE COMPANY BODY AUTHORISED TO
ISSUE SHARES IN THE COMPANY. | | Management | For | For | |
| | 21. | TO AUTHORISE THE BOARD OF DIRECTORS
TO PURCHASE ORDINARY SHARES AND
DEPOSITARY RECEIPTS THEREOF IN THE
SHARE CAPITAL OF THE COMPANY. | | Management | For | For | |
| | 22. | TO REDUCE THE CAPITAL WITH RESPECT
TO SHARES AND DEPOSITARY RECEIPTS
THEREOF HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 191,000 | 0 | 23-Apr-2013 | 23-Apr-2013 |
| | | TOTAL S.A. |
| | Security | | 89151E109 | | Meeting Type | Annual |
| | Ticker Symbol | | TOT | | Meeting Date | 17-May-2013 | |
| | ISIN | | US89151E1091 | | Agenda | 933802387 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | O1 | APPROVAL OF PARENT COMPANY
FINANCIAL STATEMENTS DATED DECEMBER
31, 2012. | | Management | For | For | |
| | O2 | APPROVAL OF CONSOLIDATED FINANCIAL
STATEMENTS DATED DECEMBER 31, 2012. | | Management | For | For | |
| | O3 | ALLOCATION OF EARNINGS, DECLARATION
OF DIVIDEND. | | Management | For | For | |
| | O4 | AUTHORIZATION FOR THE BOARD OF
DIRECTORS TO TRADE IN SHARES OF THE
COMPANY. | | Management | For | For | |
| | O5 | RENEWAL OF THE APPOINTMENT OF MR.
THIERRY DESMAREST AS A DIRECTOR. | | Management | For | For | |
| | O6 | RENEWAL OF THE APPOINTMENT OF MR.
GUNNAR BROCK AS A DIRECTOR. | | Management | For | For | |
| | O7 | RENEWAL OF THE APPOINTMENT OF MR.
GERARD LAMARCHE AS A DIRECTOR. | | Management | For | For | |
| | Z | APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE
SHAREHOLDERS: TO VOTE FOR CANDIDATE:
MR. CHARLES KELLER*-ELECT FOR TO VOTE
FOR CANDIDATE: MR. PHILIPPE
MARCHANDISE*-ELECT AGAINST | | Management | For | For | |
| | O10 | DETERMINATION OF THE TOTAL AMOUNT
OF DIRECTORS COMPENSATION. | | Management | For | For | |
| | E11 | AUTHORIZATION TO THE BOARD OF
DIRECTORS TO GRANT SUBSCRIPTION OR
PURCHASE OPTIONS FOR THE COMPANY'S
SHARES TO CERTAIN EMPLOYEES OF THE
GROUP AS WELL AS TO THE MANAGEMENT
OF THE COMPANY OR OF OTHER GROUP
COMPANIES, ENTAILING SHAREHOLDERS'
WAIVER OF THEIR PREEMPTIVE RIGHT TO
SUBSCRIBE THE SHARES ISSUED AS A
RESULT OF THE EXERCISE OF
SUBSCRIPTION OPTIONS. | | Management | For | For | |
| | E12 | DELEGATION OF AUTHORITY GRANTED TO
THE BOARD OF DIRECTORS TO INCREASE
SHARE CAPITAL UNDER THE CONDITIONS
PROVIDED IN ARTICLES L. 3332-18 AND
FOLLOWING THE FRENCH LABOUR CODE,
WHICH ENTAILS SHAREHOLDERS' WAIVER
OF THEIR PREEMPTIVE RIGHT TO
SUBSCRIBE THE SHARES ISSUED DUE TO
THE SUBSCRIPTION OF SHARES BY GROUP
EMPLOYEES. | | Management | For | For | |
| | O13 | ESTABLISHMENT OF AN INDEPENDENT
ETHICS COMMITTEE. | | Shareholder | Against | For | |
| | O14 | COMPONENTS OF THE COMPENSATION OF
CORPORATE OFFICERS AND EMPLOYEES
THAT ARE LINKED TO INDUSTRIAL SAFETY
INDICATORS. | | Shareholder | Against | For | |
| | O15 | TOTAL'S COMMITMENT TO THE DIVERSITY
LABEL. | | Shareholder | Against | For | |
| | O16 | EMPLOYEE REPRESENTATIVE ON THE
COMPENSATION COMMITTEE. | | Shareholder | Against | For | |
| | E17 | EXPANSION OF INDIVIDUAL SHARE
OWNERSHIP (LOYALTY DIVIDEND). | | Shareholder | Against | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 131,200 | 0 | 23-Apr-2013 | 23-Apr-2013 |
| | | PETROCHINA COMPANY LIMITED |
| | Security | | 71646E100 | | Meeting Type | Annual |
| | Ticker Symbol | | PTR | | Meeting Date | 23-May-2013 | |
| | ISIN | | US71646E1001 | | Agenda | 933802692 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | TO CONSIDER AND APPROVE THE REPORT
OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2012. | | Management | For | For | |
| | 2 | TO CONSIDER AND APPROVE THE REPORT
OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2012. | | Management | For | For | |
| | 3 | TO CONSIDER AND APPROVE THE AUDITED
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE YEAR 2012. | | Management | For | For | |
| | 4 | TO CONSIDER AND APPROVE THE
DECLARATION AND PAYMENT OF THE FINAL
DIVIDEND IN THE AMOUNT AND IN THE
MANNER RECOMMENDED BY BOARD. | | Management | For | For | |
| | 5 | TO CONSIDER AND APPROVE THE
AUTHORISATION OF THE BOARD OF
DIRECTORS TO DETERMINE THE
DISTRIBUTION OF INTERIM DIVIDENDS. | | Management | For | For | |
| | 6 | TO CONSIDER AND APPROVE THE
APPOINTMENT OF KPMG HUAZHEN AND
KPMG AS THE DOMESTIC AND
INTERNATIONAL AUDITORS OF THE
COMPANY. | | Management | For | For | |
| | 7A | TO CONSIDER AND APPROVE THE
ELECTION OF MR. LI QINGYI AS THE
SUPERVISOR OF THE COMPANY. | | Management | For | For | |
| | 7B | TO CONSIDER AND APPROVE THE
ELECTION OF MR. FAN FUCHUN AS THE
INDEPENDENT SUPERVISOR OF THE
COMPANY. | | Management | For | For | |
| | S8 | TO CONSIDER AND APPROVE, BY WAY OF
SPECIAL RESOLUTION, CERTAIN
AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY. | | Management | For | For | |
| | S9 | TO CONSIDER AND APPROVE, BY WAY OF
SPECIAL RESOLUTION, TO
UNCONDITIONALLY GRANT A GENERAL
MANDATE TO DETERMINE AND HANDLE THE
ISSUE OF DEBT FINANCING INSTRUMENTS
OF THE COMPANY WITH THE OUTSTANDING
BALANCE AMOUNT OF UP TO RMB100
BILLION, UPON SUCH TERMS AND
CONDITIONS TO BE DETERMINED BY THE
BOARD OF DIRECTORS. | | Management | For | For | |
| | S10 | TO GRANT A GENERAL MANDATE TO THE
BOARD TO SEPARATELY OR
CONCURRENTLY ISSUE, ALLOT AND DEAL
WITH ADDITIONAL DOMESTIC SHARES AND
OVERSEAS LISTED FOREIGN SHARES IN
THE COMPANY. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 39,800 | 0 | 23-Apr-2013 | 23-Apr-2013 |
| | | RIOCAN REAL ESTATE INVESTMENT TRUST |
| | Security | | 766910103 | | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | | RIOCF | | Meeting Date | 05-Jun-2013 | |
| | ISIN | | CA7669101031 | | Agenda | 933809507 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 01 | DIRECTOR | | Management | |
| | 1 | BONNIE BROOKS | | For | For | |
| | 2 | CLARE R. COPELAND | | For | For | |
| | 3 | RAYMOND M. GELGOOT | | For | For | |
| | 4 | PAUL GODFREY, C.M. | | For | For | |
| | 5 | DALE H. LASTMAN | | For | For | |
| | 6 | SHARON SALLOWS | | For | For | |
| | 7 | EDWARD SONSHINE, O.ONT. | | For | For | |
| | 8 | CHARLES WINOGRAD | | For | For | |
| | 02 | THE RE-APPOINTMENT OF ERNST & YOUNG
LLP AS AUDITORS OF THE TRUST AND
AUTHORIZATION OF THE TRUST'S BOARD
OF TRUSTEES TO FIX THE AUDITORS'
REMUNERATION; | | Management | For | For | |
| | 03 | THE ORDINARY RESOLUTION SET FORTH IN
APPENDIX "A" TO THE MANAGEMENT
INFORMATION CIRCULAR (THE "CIRCULAR")
AUTHORIZING AND APPROVING CERTAIN
AMENDMENTS TO THE AMENDED AND
RESTATED DECLARATION OF TRUST MADE
AS OF MARCH 30, 2012 (THE "AMENDED AND
RESTATED DECLARATION OF TRUST") TO
IMPLEMENT A POLICY REQUIRING ADVANCE
NOTICE TO BE GIVEN TO THE TRUST OF
UNITHOLDER PROPOSALS RELATING TO
THE NOMINATION OF TRUSTEES; | | Management | For | For | |
| | 04 | THE ORDINARY RESOLUTION SET FORTH IN
APPENDIX "B" TO THE CIRCULAR
AUTHORIZING AND APPROVING CERTAIN
AMENDMENTS TO THE AMENDED AND
RESTATED DECLARATION OF TRUST TO
MORE CLOSELY ALIGN CERTAIN
PROVISIONS OF THE AMENDED AND
RESTATED DECLARATION OF TRUST WITH
CORRESPONDING PROVISIONS APPLICABLE
TO CORPORATIONS GOVERNED BY THE
CANADA BUSINESS CORPORATIONS ACT. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 000888333 | BNY MELLON | 174,100 | 0 | 07-May-2013 | 07-May-2013 |
| | | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU |
| | Security | | Y84629107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 11-Jun-2013 | |
| | ISIN | | TW0002330008 | | Agenda | 704561251 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 159010 DUE TO
DELETION OF-RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AN-D YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IN CASES WHERE THE
CLIENT INSTRUCTS US TO VOTE AGAINST
ANY PR-OPOSAL TO BE DISCUSSED AT A
SHAREHOLDERS MEETING AND THE VOTING
WITH RESPECT T-O SUCH PROPOSAL IS
DONE BY BALLOT, WE OR OUR DESIGNEE
WILL FILL OUT THE BALLOT-IN RESPECT OF
SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWE-VER, IF
THE VOTING AT THE SHAREHOLDERS
MEETING IS DONE BY ACCLAMATION,
WE/OUR-DESIGNEE WILL NOT TAKE ANY
ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK Y-OU | | Non-Voting | | | |
| | A.1 | The 2012 business operations | | Non-Voting | | | |
| | A.2 | The 2012 audited reports | | Non-Voting | | | |
| | A.3 | The status of the local corporate bonds | | Non-Voting | | | |
| | B.1 | The 2012 business reports and financial
statements | | Management | For | For | |
| | B.2 | The 2012 profit distribution. proposed cash
dividend: TWD3 per share | | Management | For | For | |
| | B.3 | The revision to the procedures of asset
acquisition or disposal, monetary loans,
endorsement and guarantee | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888333 | CULLEN
INTERNATIONAL
HIGH DIVIDEND
FUND | 888333 | BNY MELLON | 1,302,229 | 0 | 30-May-2013 | 05-Jun-2013 |
| | Investment Company Report |
| | | INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI |
| | Security | | Y3990B112 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 05-Nov-2012 | |
| | ISIN | | CNE1000003G1 | | Agenda | 704059369 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY NOTICE ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/SEH
K/2012/0913/L-TN20120913631.pdf AND
http://www.hkexnews.hk/listedco/listconews/sehk/
2012/091-3/LTN20120913639.pdf | | Non-Voting | | | |
| | 1 | To consider and approve the proposed
amendments to the Articles of Association of
Industrial and Commercial Bank of China Limited
as set out in Appendix I to the circular of the
Bank dated 14 September 2012 and to authorize
the Chairman and the President to make further
adjustments or amendments according to the
regulators' recommendations on amendments | | Management | For | For | |
| | 2 | To consider and approve the 2012-2014 Capital
Planning of Industrial and Commercial Bank of
China as set out in Appendix II to the circular of
the Bank dated 14 September 2012 | | Management | For | For | |
| | 3 | To consider and approve the appointment of
KPMG Huazhen as external auditors of the Bank
for 2013 and to fix the aggregate audit fees for
2013 at RMB133.6 million, among which
RMB77.51 million will be paid for annual audit,
RMB35.48 million for interim review, RMB4.64
million each for agreed-upon procedures of
financial information of the first and third quarters
and RMB11.33 million for internal control audit | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO ADDITION OF URL LINK AND
POSTPONEME-NT OF MEETING DATE FROM
2 NOV 2012 TO 5 NOV 2012. IF YOU HAVE
ALREADY SENT IN-YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM
UNLESS YOU DECIDE TO AMEND YO-UR
ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 43,000 | 0 | 15-Sep-2012 | |
| | | CNOOC LTD, HONG KONG |
| | Security | | Y1662W117 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 21-Nov-2012 | |
| | ISIN | | HK0883013259 | | Agenda | 704120447 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY ARE AVAILABLE BY CLICKING
ON THE-URL LINKS:
http://www.hkexnews.hk/listedco/listconews/sehk/
2012/1024/LTN20121-024278.pdf AND
http://www.hkexnews.hk/listedco/listconews/sehk/
2012/1024/LTN20-121024289.pdf | | Non-Voting | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET
THAT A VOTE OF "ABSTAIN" WILL BE
TREATED-THE SAME AS A "TAKE NO
ACTION" VOTE. | | Non-Voting | | | |
| | 1 | To approve, ratify and confirm the Non-exempt
Revised Caps, as described in the Circular of the
Company dated 24 October 2012 | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 6,000 | 0 | 25-Oct-2012 | 19-Nov-2012 |
| | | SASOL LIMITED |
| | Security | | 803866300 | | Meeting Type | Annual |
| | Ticker Symbol | | SSL | | Meeting Date | 30-Nov-2012 | |
| | ISIN | | US8038663006 | | Agenda | 933707640 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1A. | ELECTION OF DIRECTOR, RETIRING IN
TERMS OF ARTICLE 75(D) AND 75(E) OF THE
COMPANY'S EXISTING MEMORANDUM OF
INCORPORATION: C BEGGS | | Management | For | | |
| | 1B. | ELECTION OF DIRECTOR, RETIRING IN
TERMS OF ARTICLE 75(D) AND 75(E) OF THE
COMPANY'S EXISTING MEMORANDUM OF
INCORPORATION: DE CONSTABLE | | Management | For | | |
| | 1C. | ELECTION OF DIRECTOR, RETIRING IN
TERMS OF ARTICLE 75(D) AND 75(E) OF THE
COMPANY'S EXISTING MEMORANDUM OF
INCORPORATION: HG DIJKGRAAF | | Management | For | | |
| | 1D. | ELECTION OF DIRECTOR, RETIRING IN
TERMS OF ARTICLE 75(D) AND 75(E) OF THE
COMPANY'S EXISTING MEMORANDUM OF
INCORPORATION: MSV GANTSHO | | Management | For | | |
| | 1E. | ELECTION OF DIRECTOR, RETIRING IN
TERMS OF ARTICLE 75(D) AND 75(E) OF THE
COMPANY'S EXISTING MEMORANDUM OF
INCORPORATION: IN MKHIZE | | Management | For | | |
| | 2. | TO ELECT JE SCHREMPP, WHO RETIRED IN
TERMS OF ARTICLE 75(I) AND WAS
THEREAFTER RE-APPOINTED BY THE
BOARD AS A DIRECTOR IN TERMS OF
ARTICLE 75(H) OF THE COMPANY'S
EXISTING MEMORANDUM OF
INCORPORATION. | | Management | For | | |
| | 3A. | ELECTION OF DIRECTOR, RETIRING IN
TERMS OF ARTICLE 75(H) OF THE
COMPANY'S EXISTING MEMORANDUM OF
INCORPORATION: ZM MKHIZE | | Management | For | | |
| | 3B. | ELECTION OF DIRECTOR, RETIRING IN
TERMS OF ARTICLE 75(H) OF THE
COMPANY'S EXISTING MEMORANDUM OF
INCORPORATION: PJ ROBERTSON | | Management | For | | |
| | 3C. | ELECTION OF DIRECTOR, RETIRING IN
TERMS OF ARTICLE 75(H) OF THE
COMPANY'S EXISTING MEMORANDUM OF
INCORPORATION: S WESTWELL | | Management | For | | |
| | 4. | TO RE-APPOINT THE AUDITORS, KPMG INC.,
TO ACT AS THE AUDITORS OF THE
COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING. | | Management | For | | |
| | 5A. | ELECTION OF MEMBERS OF THE AUDIT
COMMITTEE: C BEGGS | | Management | For | | |
| | 5B. | ELECTION OF MEMBERS OF THE AUDIT
COMMITTEE: HG DIJKGRAAF | | Management | For | | |
| | 5C. | ELECTION OF MEMBERS OF THE AUDIT
COMMITTEE: MSV GANTSHO | | Management | For | | |
| | 5D. | ELECTION OF MEMBERS OF THE AUDIT
COMMITTEE: MJN NJEKE | | Management | For | | |
| | 5E. | ELECTION OF MEMBERS OF THE AUDIT
COMMITTEE: S WESTWELL | | Management | For | | |
| | 6. | ADVISORY ENDORSEMENT - TO ENDORSE,
ON A NON-BINDING ADVISORY BASIS, THE
COMPANY'S REMUNERATION POLICY
(EXCLUDING THE REMUNERATION OF THE
NON-EXECUTIVE DIRECTORS FOR THEIR
SERVICES AS DIRECTORS AND MEMBERS
OF BOARD COMMITTEES AND THE AUDIT
COMMITTEE) AND ITS IMPLEMENTATION. | | Management | For | | |
| | S1. | TO APPROVE THE REMUNERATION
PAYABLE TO NON-EXECUTIVE DIRECTORS
OF THE COMPANY FOR THEIR SERVICES AS
DIRECTORS FOR THE PERIOD 1 JULY 2012
UNTIL THIS RESOLUTION IS REPLACED. | | Management | For | | |
| | S2. | AUTHORISE THE BOARD TO GRANT
AUTHORITY TO COMPANY TO PROVIDE:
FINANCIAL ASSISTANCE AS CONTEMPLATED
IN SECTION 44 OF THE ACT; AND DIRECT OR
INDIRECT FINANCIAL ASSISTANCE AS
CONTEMPLATED IN SECTION 45 OF ACT TO
ITS RELATED AND INTER-RELATED
COMPANIES AND/OR CORPORATIONS,
AND/OR TO MEMBERS OF SUCH RELATED
OR INTER-RELATED COMPANIES AND/OR
CORPORATIONS AND/OR TO DIRECTORS OR
PRESCRIBED OFFICERS OR OF A RELATED
OR INTER-RELATED COMPANY AND/OR TO
PERSONS RELATED TO SUCH COMPANIES,
CORPORATIONS, MEMBERS, DIRECTORS
AND/OR PRESCRIBED OFFICERS. | | Management | For | | |
| | S3. | TO APPROVE THE ADOPTION OF A NEW
MEMORANDUM OF INCORPORATION FOR
THE COMPANY. | | Management | For | | |
| | S4. | TO AUTHORISE THE BOARD TO APPROVE
THE GENERAL REPURCHASE BY THE
COMPANY OR PURCHASE BY ANY OF ITS
SUBSIDIARIES, OF ANY OF THE COMPANY'S
ORDINARY SHARES AND/OR SASOL BEE
ORDINARY SHARES. | | Management | For | | |
| | S5. | TO AUTHORISE THE BOARD TO APPROVE
THE PURCHASE BY THE COMPANY (AS PART
OF A GENERAL REPURCHASE IN
ACCORDANCE WITH SPECIAL RESOLUTION
NUMBER 4), OF ITS ISSUED SHARES FROM A
DIRECTOR AND/OR A PRESCRIBED OFFICER
OF THE COMPANY, AND/OR PERSONS
RELATED TO A DIRECTOR OR PRESCRIBED
OFFICER OF THE COMPANY. | | Management | For | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 520 | 0 | 14-Nov-2012 | 14-Nov-2012 |
| | | BIDVEST GROUP LTD |
| | Security | | S1201R162 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 04-Dec-2012 | |
| | ISIN | | ZAE000117321 | | Agenda | 704148851 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1.O.1 | To accept the audited financial statements for the
year ended 20120630 | | Management | For | For | |
| | 2.O.2 | To re-appoint Deloitte and Touche as the
independent external auditor and lead audit
partner for the ensuing year | | Management | For | For | |
| | 3O3.1 | Re-election of PC Baloyi as a director | | Management | For | For | |
| | 4O3.2 | Re-election of EK Diack as a director | | Management | For | For | |
| | 5O3.3 | Re-election of AK Maditsi as a director | | Management | For | For | |
| | 6O3.4 | Re-election of L Phalatse as a director | | Management | For | For | |
| | 7O3.5 | Re-election of MC Ramaphosa as a director who
retires by rotation | | Management | For | For | |
| | 8O3.6 | Re-election of D Masson as a director who retires
by rotation | | Management | For | For | |
| | 9O3.7 | Re-election of T Slabbert as a director who
retires by rotation | | Management | For | For | |
| | 10O41 | Election of PC Baloyi as a member of the Group
s audit committee | | Management | For | For | |
| | 11O42 | Election of EK Diack as a member of the Group s
audit committee | | Management | For | For | |
| | 12O43 | Election of D Masson as a member of the Group
s audit committee | | Management | For | For | |
| | 13O44 | Election of NG Payne as a member of the Group
s audit committee | | Management | For | For | |
| | 14O.5 | Ratification of appointment of social and ethics
committee | | Management | For | For | |
| | 15O.6 | Endorsement of Bidvest remuneration policy non
binding advisory note | | Management | For | For | |
| | 16O.7 | General authority to directors to allot and issue
authorised but unissued ordinary shares | | Management | For | For | |
| | 17O.8 | General authority to issue shares for cash | | Management | For | For | |
| | 18O.9 | Payment of dividend by way of pro rata reduction
of share capital or share premium | | Management | For | For | |
| | 19O10 | Creation and Issue of convertible debentures | | Management | For | For | |
| | 20S.1 | General authority to acquire (repurchase) shares | | Management | For | For | |
| | 21S.2 | Approval of non-executive directors remuneration
2012 / 2013 | | Management | For | For | |
| | 22S.3 | General authority to provide financial assistance
to directors, prescribed officers, employee share
scheme beneficiaries and related or inter-related
companies and corporations | | Management | For | For | |
| | 23S.4 | Adoption of new Memorandum of Incorporation
(MOI) | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO CHANGE IN MEETING DATE FROM
26 NOV-2012 TO 04 DEC 2012. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RET-URN THIS PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THA-NK YOU. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT RESOLUTION NO. 4 IS
BEING CARRIED OVER ONTO SECOND CALL
HOWEV-ER VOTING INSTRUCTIONS FROM
FIRST CALL WILL BE CARRIED OVER ONTO
SECOND CALL.-THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 1,700 | 0 | 01-Nov-2012 | 20-Nov-2012 |
| | | ECOPETROL S A |
| | Security | | 279158109 | | Meeting Type | Special |
| | Ticker Symbol | | EC | | Meeting Date | 06-Dec-2012 | |
| | ISIN | | US2791581091 | | Agenda | 933710407 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 4. | APPROVAL OF THE AGENDA | | Management | For | Against | |
| | 5. | APPOINTMENT OF THE PRESIDENT FOR THE
MEETING | | Management | For | Against | |
| | 6. | APPOINTMENT OF THE COMMISSION IN
CHARGE OF SCRUTINIZING ELECTIONS AND
POLLING | | Management | For | Against | |
| | 7. | APPOINTMENT OF THE COMMISSION IN
CHARGE OF REVIEWING AND APPROVING
THE MINUTES OF THE MEETING | | Management | For | Against | |
| | 8. | ELECTION OF THE BOARD OF DIRECTORS
(ORIGINATED IN THE FOURTH POSITION
VACANCY DUE TO THE RECENT
APPOINTMENT OF MR. FEDERICO RENGIFO
VELEZ AS MINISTER OF MINES AND
ENERGY) | | Management | For | Against | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 540 | 0 | 21-Nov-2012 | 21-Nov-2012 |
| | | GREAT WALL MOTOR CO LTD |
| | Security | | Y2882P106 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 11-Dec-2012 | |
| | ISIN | | CNE100000338 | | Agenda | 704123405 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
IS AVAILABLE BY CLICKING ON THE URL-
LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2012/1025/LTN20121025390.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2012/1025/LTN20121025396.pdf | | Non-Voting | | | |
| | 1 | To approve and confirm the following proposed
amendments to the Articles of Association of the
Company ("Articles of Association") and to
authorize any one director or the company
secretary of the Company to execute all such
documents and/or do all such acts as he/she may
deem necessary or expedient and in the interest
of the Company in order to effect the proposed
amendments, comply with the changes in the
PRC laws and regulations, and satisfy the
requirements (if any) of the relevant PRC
authorities, and to deal with other related issues
arising from the amendments to the Articles of
Association: 1. Clause 3 of Article 2 of the
original Articles of Association which reads "The
business licence number: 1300001002263" shall
be amended to read as: "The business licence
number of the Company: 130000400000628".
CONTD | | Management | For | For | |
| | CONT | CONTD 2. Clause 1 of Article 188 of the original
Articles of Association-which reads "The dividend
shall be distributed by the Company once a
year,-and shall be decided by the ordinary
resolution by the shareholders' general-meeting.
After the resolution on the profit distribution plan
is made, the-Board of Directors shall, within two
months after the shareholders' general-meeting,
complete the distribution of the dividend (or
shares)." shall be-amended to read as: "Dividend
of the Company shall be decided by an ordinary-
resolution at shareholders' general meeting. After
adoption of the resolution-on profit distribution,
the Board of Directors shall complete the-
distribution of the dividend (or shares) within two
months after the-shareholders' general meeting."
3. Article 189 of the CONTD | | Non-Voting | | | |
| | CONT | CONTD original Articles of Association which
reads "The profit distribution-of the Company
should put emphasis on the reasonable
investment return to the-shareholders and profit
distribution policies shall be implemented on a-
continuous and steady basis. The Company may
distribute cash interim-dividend. The Company
may distribute dividend in the form of: (1) cash;
or-(2) shares." shall be amended to read as: "The
profit distribution policy of-the Company is as
follows: (1) The Company shall adopt a | | Non-Voting | | | | |
| | continuous and-steady profit distribution policy
with an emphasis on providing reasonable-
investment return to its investors and maintaining
the sustainable-development of the Company. (2)
The Company may distribute dividend in the-form
of: 1. cash; or 2. shares. (3) The Company shall
distribute its-distributable profits CONTD | |
| | CONT | CONTD on an annual basis and may distribute
interim dividend. (4) The Company-shall give
priority to distribute its dividend in cash. Subject
to-satisfactory operating results with sufficient
cash flow for its normal-business operation and
sustainable development in the absence of
major-investment plan or substantial capital
expenditures, the Company intends to-distribute
not less than 10% of the net profits attributable to
shareholders-of the relevant year as cash
dividends if it records profits for the annual-
reporting period and has positive accumulated
undistributed profits. Without-jeopardizing the
reasonable share capital and shareholding
structure, the-Company may distribute dividends
in shares when the valuation of its shares-is at a
reasonable level with a view to providing
investment return to its-CONTD | | Non-Voting | | | |
| | CONT | CONTD shareholders and sharing its corporate
value. Proposal on share-distribution shall be
passed by the Board of Directors of the Company
before-submitting to the shareholders' general
meeting for approval. (5) The profit-distribution
policy and the dividend distribution proposal shall
be prepared,-considered and passed by the
Board of Directors before submitting to the-
shareholders' general meeting for approval.
Independent directors shall-explicitly give their
views on cash dividend distribution proposal of
the-Company. The Board of Directors and the
shareholders' general meeting shall-fully take into
account the opinions of the independent directors
and public-investors when considering and
approving the profit distribution policy and-the
dividend distribution proposal. (6) If the Company
adjusts or changes its-CONTD | | Non-Voting | | | |
| | CONT | CONTD profit distribution policy in response to
the economic environment or-its operations, the
adjusted or changed profit distribution policy
shall-comply with the relevant requirements of
the CSRC and stock exchanges. Any-proposed
adjustments or changes to the profit distribution
policy and any-proposal that no profit distribution
proposal can be formulated in accordance-with
the cash profit distribution policy shall be
considered and passed by-the Board of Directors
of the Company before submitting to the
shareholders'-general meeting for approval. Such
proposals shall be passed by more than-two-
thirds of voting rights held by the shareholders
present at such-shareholders' general meeting.
When the above proposals are being considered-
at the meetings of the Board of Directors,
independent directors shall CONTD | | Non-Voting | | | |
| | CONT | CONTD explicitly give their views on the above
proposals. (7) If the Board of-Directors of the
Company does not propose a cash profit
distribution, it-shall disclose the reasons thereof
in its periodical reports which shall-contain the
independent opinions of the independent
directors. (8) If the-fund of the Company is
misappropriated by any shareholder, the
Company shall-deduct the cash dividend
distributable to such shareholder to repay the
fund-misappropriated." 4. Others Other clauses
of the Articles of Association-remain unchanged.
If any number of the chapters and clauses of the
Articles-of Association is affected due to the
addition, deletion or re-arrangement of-certain
clauses of the Articles of Association, the
numbers of the chapters-and clauses of the
Articles of Association shall be renumbered or
descended-CONTD | | Non-Voting | | | |
| | CONT | CONTD and the cross references to the numbers
of the chapters and clauses of-the Articles of
Association shall be correspondingly changed | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 21,000 | 0 | 26-Oct-2012 | 05-Dec-2012 |
| | | OIL CO LUKOIL |
| | Security | | 677862104 | | Meeting Type | Special |
| | Ticker Symbol | | LUKOY | | Meeting Date | 18-Dec-2012 | |
| | ISIN | | US6778621044 | | Agenda | 933710154 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | ON THE PAYMENT (DECLARATION) OF
DIVIDENDS BASED ON THE RESULTS OF
THE CORRESPONDING REPORTING PERIOD
OF THE 2012 FINANCIAL YEAR, ALL AS MORE
FULLY DESCRIBED IN THE PROXY
STATEMENT. | | Management | For | For | |
| | 2 | APPROVAL OF A NEW VERSION OF THE
REGULATIONS ON THE PROCEDURE FOR
PREPARING AND HOLDING THE GENERAL
SHAREHOLDERS MEETING OF OAO
"LUKOIL", ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 920 | 0 | 21-Nov-2012 | 21-Nov-2012 |
| | | AFRICAN BANK INVESTMENTS LTD |
| | Security | | S01035112 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 05-Feb-2013 | |
| | ISIN | | ZAE000030060 | | Agenda | 704216616 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1.o.1 | The election of L Kirkinis as a director | | Management | For | For | |
| | 2.o.2 | The election of N Adams as a director | | Management | For | For | |
| | 3.o.3 | The election of N Nalliah as a director | | Management | For | For | |
| | 4.o.4 | The election of S Sithole as a director | | Management | For | For | |
| | 5.o.5 | The re-appointment of auditors: Deloitte Touche | | Management | For | For | |
| | 6.o.6 | Advisory vote on remuneration policy | | Management | For | For | |
| | 7.s.1 | Remuneration payable to non executive directors | | Management | For | For | |
| | 8.s.2 | Adoption of a revised MOI | | Management | For | For | |
| | 9.s.3 | Financial assistance to related companies | | Management | For | For | |
| | 10.s4 | Financial asistance to BEE companies | | Management | For | For | |
| | 11.s5 | General repurchases | | Management | For | For | |
| | 12.o7 | General issue of shares for cash | | Management | For | For | |
| | 13.o8 | Directors authority to implement special and
ordinary resolutions | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO CHANGE IN THE NUMBERING OF
THE RESO-LUTIONS AND RECEIPT OF
AUDITORS NAME. IF YOU HAVE ALREADY
SENT IN YOUR VOTES,-PLEASE DO NOT
RETURN THIS PROXY FORM UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL-
INSTRUCTIONS. THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 9,900 | 0 | 17-Jan-2013 | 29-Jan-2013 |
| | | REUNERT LTD |
| | Security | | S69566156 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 12-Feb-2013 | |
| | ISIN | | ZAE000057428 | | Agenda | 704224132 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | O.1 | Re-election of director - JC van der Horst | | Management | For | For | |
| | O.2 | Re-election of director - TS Munday | | Management | For | For | |
| | O.3 | Re-election of director - TJ Motsohi | | Management | For | For | |
| | O.4 | Re-election of director - YZ Cuba | | Management | For | For | |
| | O.5 | Re-election as Audit Committee member - R van
Rooyen | | Management | For | For | |
| | O.6 | Re-election as Audit Committee member - YZ
Cuba | | Management | For | For | |
| | O.7 | Re-election as Audit Committee member - SD
Jagoe | | Management | For | For | |
| | O.8 | Re-election as Audit Committee member - TS
Munday | | Management | For | For | |
| | O.9 | Reappointment of external auditors - Deloitte and
PJ Smit | | Management | For | For | |
| | O.10 | Approval of Reunert Remuneration Policy | | Management | For | For | |
| | O.11 | Ratification relating to personal financial interest
arising from multiple offices in the Reunert group | | Management | For | For | |
| | S.12 | Approval of issue of shares in terms of the
Reunert 1985 Share Option Scheme Reunert
1988 Share Purchase Scheme and the Reunert
2006 Share Option Scheme | | Management | For | For | |
| | S.13 | Approval of proposed Reunert Conditional Share
Plan 2012 | | Management | For | For | |
| | S.14 | Conversion of par value shares to no par value | | Management | For | For | |
| | S.15 | Adoption of a new Memorandum of Incorporation
in substitution for the existing memorandum of
incorporation | | Management | For | For | |
| | S.16 | General authority to repurchase shares | | Management | For | For | |
| | S.17 | Directors Remuneration | | Management | For | For | |
| | S.18 | Financial assistance to entities related or inter
related to the company | | Management | For | For | |
| | O.19 | Signature of documents and authority of directors | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 1,000 | 0 | 05-Jan-2013 | 06-Feb-2013 |
| | | REUNERT LTD |
| | Security | | S69566156 | | Meeting Type | MIX |
| | Ticker Symbol | | | | Meeting Date | 12-Feb-2013 | |
| | ISIN | | ZAE000057428 | | Agenda | 704225590 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Amendment of the rights, privileges and
conditions attaching to the Preference Shares | | Management | For | For | |
| | 2 | Right to redeem Preference Shares at the option
of Reunert at ZAR 2.00 per Preference Share | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 1,000 | 0 | 09-Jan-2013 | 06-Feb-2013 |
| | | KT&G CORPORATION, TAEJON |
| | Security | | Y49904108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 28-Feb-2013 | |
| | ISIN | | KR7033780008 | | Agenda | 704264148 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approval of financial statement | | Management | For | For | |
| | 2 | Amendment of articles of incorporation | | Management | For | For | |
| | 3 | Election of representative director: Min Yeong Jin | | Management | For | For | |
| | 4 | Election of outside directors: Gim Deuk Hwi and
Jo Gyu Ha | | Management | For | For | |
| | 5 | Election of audit committee member: Jo Gyu Ha | | Management | For | For | |
| | 6 | Approval of remuneration for director | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 900 | 0 | 08-Feb-2013 | 18-Feb-2013 |
| | | HYUNDAI MOTOR CO LTD, SEOUL |
| | Security | | Y38472109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 15-Mar-2013 | |
| | ISIN | | KR7005380001 | | Agenda | 704284429 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approval of financial statements | | Management | For | For | |
| | 2 | Election of director Jeong Ui Seon, Gim Chung
Ho , Nam Seong Il, I Yu Jae | | Management | For | For | |
| | 3 | Election of audit committee member Nam Seong
Il | | Management | For | For | |
| | 4 | Amendment of articles of incorporation | | Management | For | For | |
| | 5 | Approval of remuneration for director | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 340 | 0 | 28-Feb-2013 | 05-Mar-2013 |
| | | INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI |
| | Security | | Y3990B112 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 20-Mar-2013 | |
| | ISIN | | CNE1000003G1 | | Agenda | 704249425 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
IS AVAILABLE BY CLICKING ON THE URL-
LINKS:-
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0128/LTN20130128352.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0128/LTN20130128343.pdf | | Non-Voting | | | |
| | 1 | To consider and approve the election of Sir
Malcolm Christopher McCarthy as an
independent non-executive director of the Bank | | Management | For | For | |
| | 2 | To consider and approve the election of Mr.
Kenneth Patrick Chung as an independent non-
executive director of the Bank | | Management | For | For | |
| | 3 | To consider and approve the Bank's 2013 fixed
assets investment budget | | Management | For | For | |
| | 4 | To approve the issue of eligible tier-2 capital
instruments on the terms and conditions as set
out in the circular dated 29 January 2013 | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 18,000 | 0 | 29-Jan-2013 | 15-Mar-2013 |
| | | ECOPETROL S A |
| | Security | | 279158109 | | Meeting Type | Annual |
| | Ticker Symbol | | EC | | Meeting Date | 21-Mar-2013 | |
| | ISIN | | US2791581091 | | Agenda | 933738291 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 4. | APPROVAL OF THE AGENDA | | Management | For | For | |
| | 5. | APPOINTMENT OF THE MEETING'S
PRESIDENT | | Management | For | For | |
| | 6. | APPOINTMENT OF THE COMMISSION IN
CHARGE OF SCRUTINIZING ELECTIONS AND
POLLING | | Management | For | For | |
| | 7. | APPOINTMENT OF THE COMMISSION IN
CHARGE OF REVIEWING AND APPROVING
THE MINUTES OF THE MEETING | | Management | For | For | |
| | 13. | APPROVAL OF REPORTS PRESENTED BY
THE MANAGEMENT, AND THE EXTERNAL
AUDITOR AND APPROVAL OF FINANCIAL
STATEMENTS | | Management | For | For | |
| | 14. | APPROVAL OF PROPOSAL FOR DIVIDEND
DISTRIBUTION | | Management | For | For | |
| | 15. | ELECTION OF THE EXTERNAL AUDITOR AND
ASSIGNMENT OF REMUNERATION | | Management | For | For | |
| | 16. | ELECTION OF THE BOARD OF DIRECTORS
AND ASSIGNMENT OF REMUNERATION | | Management | For | For | |
| | 17. | APPROVAL OF AMENDMENTS OF
ECOPETROL S.A.'S BYLAWS | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 1,000 | 0 | 01-Mar-2013 | 01-Mar-2013 |
| | | PINAR SUT MAMULLERI SANAYII AS |
| | Security | | M7926C105 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 25-Mar-2013 | |
| | ISIN | | TRAPNSUT91A5 | | Agenda | 704298593 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | IMPORTANT MARKET PROCESSING
REQUIREMENT: POWER OF ATTORNEY
(POA) REQUIREMENTS-VARY BY
CUSTODIAN. GLOBAL CUSTODIANS MAY
HAVE A POA IN PLACE WHICH WOULD-
ELIMINATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE
OF-THIS ARRANGEMENT, AN INDIVIDUAL
BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU-HAVE ANY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. THANK-YOU. | | Non-Voting | | | |
| | 1 | Opening and election of the chairmanship council | | Management | For | For | |
| | 2 | Granting authorization to the chairman council for
signing the meeting minutes | | Management | For | For | |
| | 3 | Election of the independent auditing firm
regarding Turkish commercial code | | Management | For | For | |
| | 4 | Approval for the amendments made to the board
membership during the year regarding 363th
article of the Turkish commercial code | | Management | For | For | |
| | 5 | Deliberation and decision for the amendment
made to the 16th article of the articles of the
association which is about general meeting for
incorporated businesses via electronic general
meeting system regarding authorization from
capital markets of board and Turkish Commercial
Code | | Management | For | For | |
| | 6 | Wishes and opinions | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 18,000 | 0 | 05-Mar-2013 | 20-Mar-2013 |
| | | CS LOXINFO PUBLIC CO LTD |
| | Security | | Y1822C142 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 28-Mar-2013 | |
| | ISIN | | TH0772A10Z17 | | Agenda | 704313472 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | IN THE SITUATION WHERE THE CHAIRMAN
OF THE MEETING SUDDENLY CHANGE THE
AGENDA-AND/OR ADD NEW AGENDA
DURING THE MEETING,WE WILL VOTE THAT
AGENDA AS ABSTAIN. | | Non-Voting | | | |
| | 1 | Matters to be informed | | Management | For | For | |
| | 2 | To consider and adopt the minutes of the annual
general meeting of shareholders for 2012, held
on March 29, 2012 | | Management | For | For | |
| | 3 | To acknowledge the board of directors report on
the company's operating results for 2012 | | Management | For | For | |
| | 4 | To consider and approve the balance sheet
(statements of financial position) and statements
of income for the year ended December 31, 2012 | | Management | For | For | |
| | 5 | To consider and approve the appropriation of the
net profit for the dividend payments | | Management | For | For | |
| | 6 | To consider and approve the appointment of the
company's external auditors and fix their
remuneration for 2013 | | Management | For | For | |
| | 7A1 | To consider and approve the appointment of
director to replace those who will retire by
rotation in 2013: Prof. Wongkulpat Snidvongs Na
Ayudhya | | Management | For | For | |
| | 7A2 | To consider and approve the appointment of
director to replace those who will retire by
rotation in 2013: MS. Suphajee Suthumpun | | Management | For | For | |
| | 7A3 | To consider and approve the appointment of
director to replace those who will retire by
rotation in 2013: MR. Anant Kaewruamvongs | | Management | For | For | |
| | 7B | To consider and approve fixing of the authorized
directors | | Management | For | For | |
| | 8 | To consider and approve the remuneration of the
company's board of directors for 2013 | | Management | For | For | |
| | 9 | To consider and approve the decrease of the
company's registered capital | | Management | For | For | |
| | 10 | To consider and approve the amendment of
memorandum of association clause 4 in
consistent with the decrease of the company's
registered capital | | Management | For | For | |
| | 11 | To consider and approve the notification the
prohibition of acts that appear to be dominated by
foreigner (required by law and regulation) as
follows: as the company has telecom operation
license type iii, the company has the duty as the
licensee under the notification of the national
broadcasting and telecommunications
commission (NBTC) on determination of the
prohibitions of the business domination by
foreigner which was published in the government | | Management | For | For | | |
| | gazette on 23 July 2012. The company therefore
has to submit the letter to confirm the prohibitive
characters in connection with foreign dominance
as appeared in attachment 1, and is required to
propose to the annual general meeting of
shareholder for approval before submitting to the
NBTC | |
| | 12 | Others business (if any) | | Management | For | Against | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 159,200 | 0 | 09-Mar-2013 | 27-Mar-2013 |
| | | PT INDO TAMBANGRAYA MEGAH TBK |
| | Security | | Y71244100 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 28-Mar-2013 | |
| | ISIN | | ID1000108509 | | Agenda | 704329437 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approval on company's annual report for book
year 2012 | | Management | For | For | |
| | 2 | Ratification on financial statement report for book
year 2012 | | Management | For | For | |
| | 3 | Appropriation of company's profit for book year
2012 | | Management | For | For | |
| | 4 | Appointment of public accountant for book year
2013 | | Management | For | For | |
| | 5 | Determination of remuneration package for
company's board for book year 2013 | | Management | For | For | |
| | 6 | Changing in the composition of company's board | | Management | For | For | |
| | 7 | Other: Report of fund utilization from initial public
offering (IPO) in 2007 | | Management | For | Against | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 20,000 | 0 | 19-Mar-2013 | 27-Mar-2013 |
| | | MAJOR CINEPLEX GROUP PUBLIC CO LTD |
| | Security | | Y54190130 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 03-Apr-2013 | |
| | ISIN | | TH0671010Z16 | | Agenda | 704273743 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | IN THE SITUATION WHERE THE CHAIRMAN
OF THE MEETING SUDDENLY CHANGE THE
AGENDA-AND/OR ADD NEW AGENDA
DURING THE MEETING,WE WILL VOTE THAT
AGENDA AS ABSTAIN. | | Non-Voting | | | |
| | 1 | To consider approving the minutes of the annual
general meeting of shareholders of the year 2012
held on 3 April 2012 | | Management | For | For | |
| | 2 | To acknowledge the company's operating
performance in the year 2012 | | Management | For | For | |
| | 3 | To consider approving the balance sheet and the
statement of income for the year ended
December 31, 2012 | | Management | For | For | |
| | 4 | To consider the appropriation of profit to pay
dividend for year 2012 | | Management | For | For | |
| | 5.1 | To consider the Election of Director to replace
those retiring by rotation: Mr. Somchainuk
Engtrakul | | Management | For | For | |
| | 5.2 | To consider the Election of Director to replace
those retiring by rotation: Mr. Vicha Poolvaraluck | | Management | For | For | |
| | 5.3 | To consider the Election of Director to replace
those retiring by rotation: Mr. Wichai Poolworaluk | | Management | For | For | |
| | 6 | To consider fixing remuneration and meeting
allowance for directors for 2013 | | Management | For | For | |
| | 7 | To consider appointing an auditor and fix the
audit fee for 2013 | | Management | For | For | |
| | 8 | To consider and approve the reduction of the
company's registered capital amount of THB
8,234,643 by canceling the company's un-issued
ordinary shares amount of 8,234,643 shares at
the par value of THB 1 per share | | Management | For | For | |
| | 9 | To consider and approve the amendment of
clause 4 of the company's memorandum of
association to be in line with the reduction | | Management | For | For | |
| | 10 | To consider and approve the issuance of
debenture | | Management | For | For | |
| | 11 | Other business (if any) | | Management | For | Against | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 226,000 | 0 | 19-Feb-2013 | 02-Apr-2013 |
| | | INTERGROUP FINANCIAL SERVICES CORP |
| | Security | | P5626F102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 08-Apr-2013 | |
| | ISIN | | PAP5626F1020 | | Agenda | 704331254 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE IN THE EVENT THE MEETING
DOES NOT REACH QUORUM, THERE WILL
BE A SE-COND CALL ON 09 APR 2013. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THE SUB CANNOT
OFFER PROXY SERVICES AS THE ISSUER
DOES NOT AL-LOW THIRD PARTY
REPRESENTATION. | | Non-Voting | | | |
| | 1 | Election or removal of members of the board of
directors | | Non-Voting | | | |
| | 2 | Approval of the corporate management, financial
statements and annual report | | Non-Voting | | | |
| | 3 | Dividend policy | | Non-Voting | | | |
| | 4 | Distribution or allocation of profit | | Non-Voting | | | |
| | 5 | Designation of outside auditors and
establishment of compensation or-delegation of
this authority to the board of directors | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO MODIFICATION OF TEXT OF THE
COMMENT-S. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 5,500 | 0 | | |
| | | INDUSTRIAS PENOLES SAB DE CV |
| | Security | | P55409141 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 10-Apr-2013 | |
| | ISIN | | MXP554091415 | | Agenda | 704345861 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | I.I | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report from the board of directors | | Management | For | For | |
| | I.II | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report from the general director,
accompanied by the opinion of the outside
auditor | | Management | For | For | |
| | I.III | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The individual and consolidated financial
statements for the 2012 fiscal year | | Management | For | For | |
| | I.IV | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report regarding the main accounting and
information policies and criteria followed in the
preparation of the financial information | | Management | For | For | |
| | I.V | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report from the audit and corporate
practices committee | | Management | For | For | |
| | I.VI | In accordance with the applicable provisions of
the general mercantile companies law, securities
market law and income tax law, presentation,
discussion and, if deemed appropriate, approval
of: The report regarding the fulfillment of the tax
obligations of the company | | Management | For | For | |
| | II | Resolutions regarding the allocation of results | | Management | For | For | |
| | III | Resolution regarding the amount that can be
allocated to the purchase of shares of the
company in accordance with the terms of that
which is provided for in article 56, part iv, of the
securities market law | | Management | For | For | |
| | IV | Designation or, if deemed appropriate, ratification
of the members of the board of directors,
classification of their independence in
accordance with the terms of the securities
market law and determination of their
compensation | | Management | For | For | |
| | V | Designation or, if deemed appropriate, ratification
of the chairperson of the audit and corporate
practices committee | | Management | For | For | |
| | VI | Designation of special delegates of the general
meeting | | Management | For | For | |
| | VII | Reading and, if deemed appropriate, approval of
the general meeting minutes | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 3,550 | 0 | 26-Mar-2013 | 05-Apr-2013 |
| | | GRUPO FINANCIERO SANTANDER MEXICO |
| | Security | | 40053C105 | | Meeting Type | Annual |
| | Ticker Symbol | | BSMX | | Meeting Date | 18-Apr-2013 | |
| | ISIN | | US40053C1053 | | Agenda | 933768028 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | A1 | EXAMINATION AND APPROVAL OF THE
BOARD OF DIRECTORS REPORT
CORRESPONDING TO THE 2012 FISCAL
YEAR OF THE COMPANY, INCLUDING: (I) THE
FINANCIAL STATEMENTS UNDER THE
CRITERIA NATIONAL BANKING AND
SECURITIES COMMISSION (COMISION
NACIONAL BANCARIA Y DE VALORES) AND
FINANCIAL REPORTING STANDARDS (IFRS),
AND (II) THE INDEPENDENT AUDITORS
REPORT. | | Management | For | For | |
| | A2 | PROPOSAL AND, IF APPLICABLE, APPROVAL
OF THE APPLICATION OF THE COMPANY'S
RESULTS FOR THE YEAR. | | Management | For | For | |
| | A3 | REPORT ON COMPLIANCE WITH THE TAX
OBLIGATIONS OF THE COMPANY FOR THE
2011 FISCAL YEAR. | | Management | For | For | |
| | A4 | PROPOSAL AND, IF APPLICABLE, APPROVAL
FOR THE PAYMENT OF A CASH DIVIDEND TO
SHAREHOLDERS OF THE COMPANY. | | Management | For | For | |
| | A5 | REPORT OF THE EXECUTIVE CHAIRMAN
AND CHIEF EXECUTIVE OFFICER OF THE
PROGRESS OF THE COMPANY DURING THE
2012 FISCAL YEAR. | | Management | For | For | |
| | A6 | OPINION OF THE BOARD OF DIRECTORS
REGARDING THE CONTENT OF THE REPORT
SUBMITTED BY THE EXECUTIVE CHAIRMAN
AND CHIEF EXECUTIVE OFFICER. | | Management | For | For | |
| | A7 | REPORT OF THE BOARD OF DIRECTORS ON
MAJOR POLICIES AND ACCOUNTING
CRITERIA AND INFORMATION. | | Management | For | For | |
| | A8 | REPORT OF THE BOARD OF DIRECTORS
REGARDING THE ACTIVITIES OF THE AUDIT
COMMITTEE AND CORPORATE PRACTICES
COMMITTEE DURING THE 2012 FISCAL
YEAR. | | Management | For | For | |
| | A9 | REPORT OF OPERATIONS AND ACTIVITIES
IN WHICH THE COMPANY HAS
PARTICIPATED. | | Management | For | For | |
| | A10 | APPOINTMENT AND RE-ELECTION, AS
APPLICABLE, OF SHARES CLASSES "B" AND
"F" MEMBERS AND ALTERNATE MEMBERS
OF THE BOARD OF DIRECTORS AND
APPROVAL OF THE STRUCTURE OF BOARD
MEMBERS REMUNERATION. | | Management | For | For | |
| | A11 | APPOINTMENT AND RE-ELECTION, AS
APPLICABLE, OF THE PRESIDENTS OF THE
AUDIT COMMITTEE AND CORPORATE
PRACTICES, NOMINATION AND
COMPENSATION COMMITTEE. | | Management | For | For | |
| | A12 | APPOINTMENT OF DELEGATES IN ORDER
TO ENACT THE RESOLUTIONS ADOPTED AT
THE MEETING AND, IF APPLICABLE, TO
FORMALIZE SUCH RESOLUTIONS. | | Management | For | For | |
| | S13 | APPOINTMENT AND RE-ELECTION, AS
APPLICABLE, OF SHARES CLASS "B"
MEMBERS OF THE BOARD OF DIRECTORS. | | Management | For | For | |
| | S14 | APPOINTMENT OF DELEGATES IN ORDER
TO ENACT THE RESOLUTIONS ADOPTED AT
THE MEETING AND, IF APPLICABLE, TO
FORMALIZE SUCH RESOLUTIONS. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 8,570 | 0 | 03-Apr-2013 | 03-Apr-2013 |
| | | PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK |
| | Security | | Y71474137 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 19-Apr-2013 | |
| | ISIN | | ID1000099104 | | Agenda | 704378644 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approval of the Company's Annual Report for the
2012 financial year, including the Board of
Commissioners' Supervisory Report | | Management | For | For | |
| | 2 | Ratification of the Company's financial
statements and Partnership and Community
Development Program (Program Kemitraan dan
Bina lingkungan), Annual Report for the 2012
financial year and acquittal and discharge of all
members of the Board of Directors and the Board
of Commissioners | | Management | For | For | �� |
| | 3 | Appropriation of the Company's net income for
the 2012 financial year | | Management | For | For | |
| | 4 | Determination of remuneration for members of
the Board of Directors and the Board of
Commissioner for the 2013 financial year | | Management | For | For | |
| | 5 | Appointment of a Public Accounting Firm to audit
the Company's financial statements for the 2013
financial year, including audit of internal control
over financial reporting and appointment of a
Public Accounting Firm to audit the financial
statement of the Partnership and Community
Development Program for the 2013 financial year | | Management | For | For | |
| | 6 | Changes to the Plan for the Use of the
Company's Treasury Stock from Share Buy Back
I through IV | | Management | For | For | |
| | 7 | Change of nomenclature title of the Board of
Directors other than President Director and
Finance Director and reaffirmation of the
structure of the Board of Directors as stipulated in
Annual General Meeting of Shareholders on May
11, 2012 | | Management | For | For | |
| | 8 | Ratification of Minister of State-Owned Enterprise
Regulation Number PER-12/MBU/2012, dated
August 12, 2012 on Supporting Body for the
Board of Commissioners in State-Owned
Enterprise | | Management | For | For | |
| | 9 | Amendment to the Company's Articles of
Association in relation to: (i) stock-split of the
Company's series A and series B shares, and (ii)
provision of Partnership and Community
Development Program in the Company's Working
Plan and Budgeting | | Management | For | For | |
| | 10 | Changes in Composition of Board of the
Company | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 164,000 | 0 | 05-Apr-2013 | 18-Apr-2013 |
| | | COMPANHIA DE SANEAMENTO BASICO DO ESTADO |
| | Security | | 20441A102 | | Meeting Type | Annual |
| | Ticker Symbol | | SBS | | Meeting Date | 22-Apr-2013 | |
| | ISIN | | US20441A1025 | | Agenda | 933780959 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | E1. | RATIFICATION OF CODEC (STATE COUNCIL
FOR PROTECTION OF CAPITAL OF THE
STATE OF SAO PAULO) OPINION NO
003/2013 DEALING WITH THE
COMPENSATION ADJUSTMENT OF
OFFICERS, MEMBERS OF THE BOARD OF
DIRECTORS AND FISCAL COUNCIL OF
COMPANIES CONTROLLED BY THE STATE
GOVERNMENT. | | Management | For | For | |
| | E2. | RESOLUTION ON THE SPLIT OF THE
COMPANY COMMON SHARES THROUGH
WHICH EACH COMMON SHARE WILL BE
THEN REPRESENTED BY THREE (3)
COMMON SHARES, AT THE RATIO OF 1:3. | | Management | For | For | |
| | E3. | AMENDMENT TO THE CAPUT OF ARTICLE 3
OF THE COMPANY'S BYLAWS, WITHOUT ANY
ALTERATION IN THE FINANCIAL AMOUNT OF
SHARE CAPITAL, AS A RESULT OF THE SPLIT
OF THE COMPANY COMMON SHARES,
PURSUANT TO ITEM II ABOVE. | | Management | For | For | |
| | A1. | ANALYSIS OF THE MANAGEMENT ANNUAL
REPORT; RESOLUTION ON THE FINANCIAL
STATEMENTS, NAMELY: BALANCE SHEET
AND RELATED STATEMENTS OF INCOME,
STATEMENTS OF CHANGES IN
SHAREHOLDERS' EQUITY, STATEMENTS OF
CASH FLOWS, STATEMENTS OF VALUE
ADDED AND NOTES TO THE FINANCIAL
STATEMENTS, ACCOMPANIED BY REPORTS
OF INDEPENDENT AUDITORS AND FISCAL
COUNCIL. | | Management | For | For | |
| | A2. | RESOLUTION ON THE ALLOCATION OF NET
INCOME FOR 2012. | | Management | For | For | |
| | A3. | ELECTION OF MEMBERS OF THE BOARD,
SITTING AND ALTERNATE MEMBERS OF THE
FISCAL COUNCIL AND DEFINITION OF THEIR
COMPENSATION. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 910 | 0 | 09-Apr-2013 | 09-Apr-2013 |
| | | DEUTSCHE BANK MEXICO SA INSTITUCION DE BANCA MULTI |
| | Security | | P40612106 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 23-Apr-2013 | |
| | ISIN | | MXCFFU000001 | | Agenda | 704438604 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | I | Reading, discussion and, if deemed appropriate,
approval of the report from the manager of the
trust regarding the activities carried out during the
fiscal year that ended on December 31, 2012,
including the reading and, if deemed appropriate,
approval of the report from the technical
committee of the trust, in accordance with that
which is established in article 28, part iv, line E of
the securities market law | | Management | For | For | |
| | II | Presentation, discussion and, if deemed
appropriate, approval of the annual report on the
activities carried out by the audit committee and
the practices committee, in accordance with
article 43, parts I and II, of the securities market
law, as well as of the report from the nominations
committee | | Management | For | For | |
| | III | Reading, discussion and, if deemed appropriate,
approval of the report from the administrator of
the trust regarding the obligation contained in
article 44, part XI, of the securities market law
and article 172 of the general mercantile
companies law, except for line B, of the
mentioned article | | Management | For | For | |
| | IV | Reading, discussion and, if deemed appropriate,
approval of the report from the manager of the
trust regarding the obligation contained in article
172, line B, of the general mercantile companies
law, in which are contained the main accounting
and information policies and criteria followed in
the preparation of the financial information, in
relation to the reports from the outside auditor of
the trust regarding the mentioned fiscal year, as
well as the opinion of the technical committee
regarding the content of that report | | Management | For | For | |
| | V | Presentation, discussion and, if deemed
appropriate, approval of the report regarding the
fulfillment of the tax obligations during the fiscal
year that ended on December 31, 2012, in
accordance with article 86, part XX, of the
income tax law | | Management | For | For | |
| | VI | Presentation, discussion and, if deemed
appropriate, approval of the financial statements
of the trust for the fiscal year that ended on
December 31, 2012, and allocation of the results
in the mentioned fiscal year | | Management | For | For | |
| | VII | Proposal, discussion and, if deemed appropriate,
resignation, appointment and or ratification of the
members of the technical committee, after
classification, if deemed appropriate, of the
independence of the independent members | | Management | For | For | |
| | VIII | Proposal, discussion and, if deemed appropriate,
approval of the compensation for the
independent members of the technical committee | | Management | For | For | |
| | IX | Proposal, discussion and, if deemed appropriate,
resignation, appointment and or ratification of the
members of the practices committee, audit
committee and of the nominations committee of
the trust | | Management | For | For | |
| | X | If deemed appropriate, designation of special
delegates from the annual general meeting of
holders | | Management | For | For | |
| | XI | Drafting, reading and approval of the minutes of
the annual general meeting of holders | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 52,070 | 0 | 19-Apr-2013 | 23-Apr-2013 |
| | | DEUTSCHE BANK MEXICO SA INSTITUCION DE BANCA MULTI |
| | Security | | P40612106 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 23-Apr-2013 | |
| | ISIN | | MXCFFU000001 | | Agenda | 704441459 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | I.A | Presentation, discussion and, if deemed
appropriate, approval of the plan to amend
section 9, 10, 11 and 13 of the trust and any
other applicable term, in order that the
investments of the trust can be approved by: the
administrator of the trust up to the amount of
USD 250 million per real property | | Management | For | For | |
| | I.B | Presentation, discussion and, if deemed
appropriate, approval of the plan to amend
section 9, 10, 11 and 13 of the trust and any
other applicable term, in order that the
investments of the trust can be approved by: the
technical committee for investments from USD
250 million per real property up to 20 percent of
the equity value of the trust | | Management | For | For | |
| | I.C | Presentation, discussion and, if deemed
appropriate, approval of the plan to amend
section 9, 10, 11 and 13 of the trust and any
other applicable term, in order that the
investments of the trust can be approved by: the
general meeting of holders for investments of
greater than 20 percent of the equity value of the
trust | | Management | For | For | |
| | II | Presentation, discussion and, if deemed
appropriate, approval of the plan for the
amendment of the sections of the trust that are
applicable, in order that the trust of control that
represents 10 percent of the CBFIS in circulation
can have a significant influence in the decision
making of the trust | | Management | For | For | |
| | III | Drafting, reading and approval of the minutes of
the extraordinary general meeting of holders | | Management | For | For | |
| | IV | If deemed appropriate, designation of special
delegates from the extraordinary general meeting
of holders | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 52,070 | 0 | 19-Apr-2013 | 23-Apr-2013 |
| | | DEUTSCHE BANK MEXICO SA INSTITUCION DE BANCA MULTI |
| | Security | | P40612106 | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 23-Apr-2013 | |
| | ISIN | | MXCFFU000001 | | Agenda | 704442540 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | I | Presentation of the report on the activities related
to the acquisition of the real estate portfolio called
G30 | | Management | For | For | |
| | II | Approval for the allocation of the CBFIS issued
due to the acquisition of the G30 portfolio, for the
payment of the real property called Tepotzotlan | | Management | For | For | |
| | III | Analysis, discussion and, if deemed appropriate,
approval of the proposal to carry out the
acquisition of a real estate portfolio consisting of
49 commercial properties, so that they become
part of the assets of the trust and, if deemed
appropriate, approval for the issuance of CBFIS
that would give an as consideration for the
acquisition of the mentioned portfolio, in
accordance with the terms of that which is
provided for in the trust, as well as in the
applicable legislation | | Management | For | For | |
| | IV | Analysis, discussion and, if deemed appropriate,
approval to carry out the issuance of CBFIS that
would be held in the treasury of the trust, in
accordance with the terms of that which is
provided for in the trust, as well as in the
applicable law | | Management | For | For | |
| | V | Presentation, discussion and, if deemed
appropriate, approval of the proposal to establish
a social assistance foundation, under the name
of Fundacion Fibra Uno, or any other | | Management | For | For | |
| | VI | Presentation, discussion and, if deemed
appropriate, approval of the program of
incentives for results obtained, in favor of the
trust advisor | | Management | For | For | |
| | VII | Drafting, reading and approval of the minutes of
the annual general meeting of holders | | Management | For | For | |
| | VIII | If deemed appropriate, designation of special
delegates from the annual general meeting of
holders | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 52,070 | 0 | 19-Apr-2013 | 23-Apr-2013 |
| | | PT LIPPO KARAWACI TBK |
| | Security | | Y7129W186 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 24-Apr-2013 | |
| | ISIN | | ID1000108905 | | Agenda | 704332105 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approval on ratification of financial report for
book year ended on 31 Dec 2012 , the other
financial report of the company, including
financial report consolidation and company profit
report comprehensive consolidation for book year
ended on 31 Dec 2012, board of commissioners
supervisory report as well as to grant acquit et
discharged to the board of directors and
commissioners | | Management | For | For | |
| | 2 | Approval on utilization of company profit for book
year ended on 31 Dec 2012 | | Management | For | For | |
| | 3 | Appoint of independent public accountant to audit
company's books for book year ended on 31 Dec
2013 and authorize the board directors to
determine their honorarium | | Management | For | For | |
| | 4 | Determine and or appointment on the board of
commissioners and board of directors structure
including independent commissioners as well as
honorarium and the other allowance of the board
of commissioners as well as the remuneration
and the other allowance of the board of directors | | Management | For | For | |
| | 5 | Approval to liability realization the use of proceed
fund from rights issue III | | Management | For | For | |
| | 6 | Approval to change article of association | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO CHANGE IN TEXT OF RESOLUTION
1. IF-YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS
PROXY FORM UNLE-SS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 1,370,000 | 0 | 20-Mar-2013 | 23-Apr-2013 |
| | | ZENITH BANK PLC, LAGOS |
| | Security | | V9T871109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 24-Apr-2013 | |
| | ISIN | | NGZENITHBNK9 | | Agenda | 704385170 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive and adopt the Audited Accounts for
the financial year ended 31st December, 2012,
the Reports of the Directors, Auditors and Audit
Committee thereon | | Management | For | For | |
| | 2 | To declare a dividend | | Management | For | For | |
| | 3 | To elect/re-elect Directors | | Management | For | For | |
| | 4 | To authorize the Directors to fix the remuneration
of the Auditors | | Management | For | For | |
| | 5 | To elect members of the Audit Committee | | Management | For | For | |
| | 6 | To approve the remuneration of the Directors for
the year ending December 31, 2013 | | Management | For | For | |
| | 7 | That Chief Mrs Chinyere Edith Asika, who has
attained the age of 70 years be elected as an
independent Director of the Bank | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 1,900,500 | 0 | 09-Apr-2013 | 12-Apr-2013 |
| | | SOUTHERN COPPER CORPORATION |
| | Security | | 84265V105 | | Meeting Type | Annual |
| | Ticker Symbol | | SCCO | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | US84265V1052 | | Agenda | 933768763 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1. | DIRECTOR | | Management | |
| | 1 | G. LARREA MOTA-VELASCO | | For | For | |
| | 2 | OSCAR GONZALEZ ROCHA | | For | For | |
| | 3 | EMILIO CARRILLO GAMBOA | | For | For | |
| | 4 | ALFREDO CASAR PEREZ | | For | For | |
| | 5 | LUIS CASTELAZO MORALES | | For | For | |
| | 6 | E.C. SANCHEZ MEJORADA | | For | For | |
| | 7 | X.G. DE QUEVEDO TOPETE | | For | For | |
| | 8 | D. MUNIZ QUINTANILLA | | For | For | |
| | 9 | L.M. PALOMINO BONILLA | | For | For | |
| | 10 | G.P. CIFUENTES | | For | For | |
| | 11 | JUAN REBOLLEDO GOUT | | For | For | |
| | 12 | CARLOS RUIZ SACRISTAN | | For | For | |
| | 2. | RATIFY THE AUDIT COMMITTEE'S
SELECTION OF GALAZ, YAMAZAKI, RUIZ
URQUIZA, S.C., MEMBER FIRM OF DELOITTE
TOUCHE TOHMATSU LIMITED, AS
INDEPENDENT ACCOUNTANTS FOR 2013. | | Management | For | For | |
| | 3. | APPROVE, BY NON-BINDING VOTE,
EXECUTIVE COMPENSATION. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 345 | 0 | 02-Apr-2013 | 02-Apr-2013 |
| | | CIELO S A |
| | Security | | 171778202 | | Meeting Type | Annual |
| | Ticker Symbol | | CIOXY | | Meeting Date | 26-Apr-2013 | |
| | ISIN | | US1717782023 | | Agenda | 933770009 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | A1 | RECEIVE THE MANAGEMENT'S ACCOUNTS,
EXAMINE, DISCUSS AND VOTE ON THE
MANAGEMENT REPORT AND THE
ACCOUNTING AND FINANCIAL STATEMENTS,
TOGETHER WITH THE INDEPENDENT
AUDITORS' REPORT, THE FISCAL COUNCIL'S
REPORT AND THE AUDIT COMMITTEE
REPORT, FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2012. | | Management | For | | |
| | A2 | RESOLVE ON THE ALLOCATION OF NET
INCOME FOR THE YEAR, WHICH WILL
RATIFY THE AMOUNT OF REMUNERATION
TO BE DISTRIBUTED AND THE APPROVAL OF
THE CAPITAL BUDGET PROPOSAL. | | Management | For | | |
| | A3 | ELECT THE MEMBERS OF THE FISCAL
COUNCIL AND RESOLVE ON THE PROPOSAL
FOR THE TOTAL COMPENSATION OF THE
MANAGERS. | | Management | For | | |
| | E4 | RESOLVE ON INCREASING THE COMPANY'S
CAPITAL STOCK FROM THE CURRENT
AMOUNT OF R$500,000,000.00 TO
R$1,000,000,000.00, OR AN INCREASE OF
R$500,000,000.00, WITH A BONUS SHARE
ISSUE, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT. | | Management | For | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 1,450 | 0 | 02-Apr-2013 | 02-Apr-2013 |
| | | COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV |
| | Security | | 20441W203 | | Meeting Type | Special |
| | Ticker Symbol | | ABV | | Meeting Date | 29-Apr-2013 | |
| | ISIN | | US20441W2035 | | Agenda | 933796875 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | O3 | ELECTION OF MEMBERS OF THE
COMPANY'S FISCAL COUNCIL AND THEIR
RESPECTIVE ALTERNATES. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 5,800 | 0 | 18-Apr-2013 | 18-Apr-2013 |
| | | TENARIS, S.A. |
| | Security | | 88031M109 | | Meeting Type | Annual |
| | Ticker Symbol | | TS | | Meeting Date | 02-May-2013 | |
| | ISIN | | US88031M1099 | | Agenda | 933776239 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | A1. | CONSIDERATION OF THE CONSOLIDATED
MANAGEMENT REPORT AND RELATED
MANAGEMENT CERTIFICATIONS ON THE
COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR
ENDED 31 DECEMBER 2012, AND ON THE
ANNUAL ACCOUNTS AS AT 31 DECEMBER
2012, AND OF THE INDEPENDENT AUDITORS'
REPORTS ON SUCH CONSOLIDATED
FINANCIAL STATEMENTS AND ANNUAL
ACCOUNTS. | | Management | For | | |
| | A2. | APPROVAL OF THE COMPANY'S
CONSOLIDATED FINANCIAL STATEMENTS
AS OF AND FOR THE YEAR ENDED 31
DECEMBER 2012. | | Management | For | | |
| | A3. | APPROVAL OF THE COMPANY'S ANNUAL
ACCOUNTS AS AT 31 DECEMBER 2012. | | Management | For | | |
| | A4. | ALLOCATION OF RESULTS AND APPROVAL
OF DIVIDEND PAYMENT FOR THE YEAR
ENDED 31 DECEMBER 2012. | | Management | For | | |
| | A5. | DISCHARGE OF THE MEMBERS OF THE
BOARD OF DIRECTORS FOR THE EXERCISE
OF THEIR MANDATE DURING THE YEAR
ENDED 31 DECEMBER 2012. | | Management | For | | |
| | A6. | ELECTION OF MEMBERS OF THE BOARD OF
DIRECTORS. | | Management | For | | |
| | A7. | COMPENSATION OF MEMBERS OF THE
BOARD OF DIRECTORS. | | Management | For | | |
| | A8. | APPOINTMENT OF THE INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
31 DECEMBER 2013, AND APPROVAL OF
THEIR FEES. | | Management | For | | |
| | A9. | AUTHORIZATION TO THE BOARD OF
DIRECTORS TO CAUSE THE DISTRIBUTION
OF ALL SHAREHOLDER COMMUNICATIONS,
INCLUDING ITS SHAREHOLDER MEETING
AND PROXY MATERIALS AND ANNUAL
REPORTS TO SHAREHOLDERS, BY SUCH
ELECTRONIC MEANS AS IS PERMITTED BY
ANY APPLICABLE LAWS OR REGULATIONS. | | Management | For | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 2,910 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| | | TENARIS, S.A. |
| | Security | | 88031M109 | | Meeting Type | Annual |
| | Ticker Symbol | | TS | | Meeting Date | 02-May-2013 | |
| | ISIN | | US88031M1099 | | Agenda | 933802539 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | A1. | CONSIDERATION OF THE CONSOLIDATED
MANAGEMENT REPORT AND RELATED
MANAGEMENT CERTIFICATIONS ON THE
COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS AS OF AND FOR THE YEAR
ENDED 31 DECEMBER 2012, AND ON THE
ANNUAL ACCOUNTS AS AT 31 DECEMBER
2012, AND OF THE INDEPENDENT AUDITORS'
REPORTS ON SUCH CONSOLIDATED
FINANCIAL STATEMENTS AND ANNUAL
ACCOUNTS. | | Management | For | | |
| | A2. | APPROVAL OF THE COMPANY'S
CONSOLIDATED FINANCIAL STATEMENTS
AS OF AND FOR THE YEAR ENDED 31
DECEMBER 2012. | | Management | For | | |
| | A3. | APPROVAL OF THE COMPANY'S ANNUAL
ACCOUNTS AS AT 31 DECEMBER 2012. | | Management | For | | |
| | A4. | ALLOCATION OF RESULTS AND APPROVAL
OF DIVIDEND PAYMENT FOR THE YEAR
ENDED 31 DECEMBER 2012. | | Management | For | | |
| | A5. | DISCHARGE OF THE MEMBERS OF THE
BOARD OF DIRECTORS FOR THE EXERCISE
OF THEIR MANDATE DURING THE YEAR
ENDED 31 DECEMBER 2012. | | Management | For | | |
| | A6. | ELECTION OF MEMBERS OF THE BOARD OF
DIRECTORS. | | Management | For | | |
| | A7. | COMPENSATION OF MEMBERS OF THE
BOARD OF DIRECTORS. | | Management | For | | |
| | A8. | APPOINTMENT OF THE INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
31 DECEMBER 2013, AND APPROVAL OF
THEIR FEES. | | Management | For | | |
| | A9. | AUTHORIZATION TO THE BOARD OF
DIRECTORS TO CAUSE THE DISTRIBUTION
OF ALL SHAREHOLDER COMMUNICATIONS,
INCLUDING ITS SHAREHOLDER MEETING
AND PROXY MATERIALS AND ANNUAL
REPORTS TO SHAREHOLDERS, BY SUCH
ELECTRONIC MEANS AS IS PERMITTED BY
ANY APPLICABLE LAWS OR REGULATIONS. | | Management | For | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 2,910 | 0 | 23-Apr-2013 | 23-Apr-2013 |
| | | STANDARD CHARTERED PLC, LONDON |
| | Security | | G84228157 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 08-May-2013 | |
| | ISIN | | GB0004082847 | | Agenda | 704375092 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive the company's annual report and
accounts for the financial year ended 31Dec2012
together with the reports of the directors and
auditors | | Management | For | For | |
| | 2 | To Declare a final dividend of 56.77 US cents per
ordinary share for the year ended 31Dec2012 | | Management | For | For | |
| | 3 | To approve the directors' remuneration report for
the year ended 31Dec2012, as set out on pages
160 to 185 of the annual report and accounts | | Management | For | For | |
| | 4 | To elect, Mr O P Bhatt who has been appointed
as a non-executive director by the board since
the last AGM of the company | | Management | For | For | |
| | 5 | To elect, Dr L C Y Cheung who has been
appointed as a nonexecutive director by the
board since the last AGM of the company | | Management | For | For | |
| | 6 | To elect, Mrs M Ewing who has been appointed
as a non-executive director by the board since
the last AGM of the company | | Management | For | For | |
| | 7 | To elect, Dr L H Thunell who has been appointed
as a nonexecutive director by the board since the
last AGM of the company | | Management | For | For | |
| | 8 | To re-elect Mr S P Bertamini, an executive
director | | Management | For | For | |
| | 9 | To re-elect Mr J S Bindra, an executive director | | Management | For | For | |
| | 10 | To re-elect Mr J F T Dundas, a non-executive
director | | Management | For | For | |
| | 11 | To re-elect Dr Han Seung-soo KBE, a non-
executive director | | Management | For | For | |
| | 12 | To re-elect Mr S J Lowth, a non-executive
director | | Management | For | For | |
| | 13 | To re-elect Mr R H P Markham, a non-executive
director | | Management | For | For | |
| | 14 | To re-elect Ms R Markland, a non-executive
director | | Management | For | For | |
| | 15 | To re-elect Mr R H Meddings, an executive
director | | Management | For | For | |
| | 16 | To re-elect Mr J G H Paynter, a non-executive
director | | Management | For | For | |
| | 17 | To re-elect Sir John Peace, as chairman | | Management | For | For | |
| | 18 | To re-elect Mr A M G Rees, an executive director | | Management | For | For | |
| | 19 | To re-elect Mr P A Sands, an executive director | | Management | For | For | |
| | 20 | To re-elect Mr V Shankar, an executive director | | Management | For | For | |
| | 21 | To re-elect Mr P D Skinner, a non-executive
director | | Management | For | For | |
| | 22 | To re-elect Mr O H J Stocken, a non-executive
director | | Management | For | For | |
| | 23 | To re-appoint KPMG Audit Plc as auditor to the
company from the end of the AGM until the end
of next year's AGM | | Management | For | For | |
| | 24 | To authorise the board to set the auditor's fees | | Management | For | For | |
| | 25 | To authorise the company and its subsidiaries to
make political donations | | Management | For | For | |
| | 26 | To authorise the board to allot shares | | Management | For | For | |
| | 27 | To extend the authority to allot shares | | Management | For | For | |
| | 28 | To authorise the board to allot equity securities | | Management | For | For | |
| | 29 | To authorise the company to buy back its
ordinary shares | | Management | For | For | |
| | 30 | To authorise the company to buy back its
preference shares | | Management | For | For | |
| | 31 | That a general meeting other than an annual
general meeting may be called on not less than
14 clear days' notice | | Management | For | For | |
| | 32 | That the rules of the standard chartered 2013
sharesave plan | | Management | For | For | |
| | PLEASE NOTE THAT THIS IS A REVISION
DUE MODIFICATION OF TEXT IN
RESOLUTION NO'-S 2 AND 23. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT RETURN THIS-PROXY FORM UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 10,150 | 0 | 07-May-2013 | 07-May-2013 |
| | | GREAT WALL MOTOR CO LTD |
| | Security | | Y2882P106 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 10-May-2013 | |
| | ISIN | | CNE100000338 | | Agenda | 704341243 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0321/LTN20130321483.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0321/LTN20130321497.pdf | | Non-Voting | | | |
| | 1 | To consider and approve the audited financial
statements of the Company for the year
2012(details stated in the annual report of the
Company for the year 2012) | | Management | For | For | |
| | 2 | To consider and approve the Report of the
Directors for the year 2012 (details stated in the
annual report of the Company for the year 2012) | | Management | For | For | |
| | 3 | To consider and approve the profit distribution
proposal for the year 2012 (details stated in the
circular of the Company dated 21 March 2013) | | Management | For | For | |
| | 4 | To consider and approve the annual report of the
Company for the year 2012 and its summary
report (published on the Company's website:
www.gwm.com.cn) | | Management | For | For | |
| | 5 | To consider and approve the Report of the
Independent Directors for the year 2012
(published on the Company's website:
www.gwm.com.cn) | | Management | For | For | |
| | 6 | To consider and approve the Report of the
Supervisory Committee for the year 2012 (details
stated in the annual report of the Company for
the year 2012) | | Management | For | For | |
| | 7 | To consider and approve the strategies of the
Company for the year 2013 (details stated in the
circular of the Company dated 21 March 2013) | | Management | For | For | |
| | 8 | To consider and approve the re-appointment of
Deloitte Touche Tohmatsu Certified Public
Accountants LLP as the Company's external
auditor for the year ending 31 December 2013,
the term of such re-appointment shall commence
from the date on which this resolution is passed
until the date of the next annual general meeting,
and to authorise the board of directors (the
"Board") of the Company to fix its remunerations
(details stated in the circular dated 21 March
2013) | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 13,000 | 0 | 22-Mar-2013 | 06-May-2013 |
| | | AIA GROUP LTD, HONG KONG |
| | Security | | Y002A1105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 10-May-2013 | |
| | ISIN | | HK0000069689 | | Agenda | 704345152 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET
THAT A VOTE OF "ABSTAIN" WILL BE
TREATED-THE SAME AS A "TAKE NO
ACTION" VOTE. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0325/LTN20130325281.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0325/LTN20130325275.pdf | | Non-Voting | | | |
| | 1 | To receive the audited consolidated financial
statements of the Company, the Report of the
Directors and the Independent Auditor's Report
for the year ended 30 November 2012 | | Management | For | For | |
| | 2 | To declare a final dividend of 24.67 Hong Kong
cents per share for the year ended 30 November
2012 | | Management | For | For | |
| | 3 | To re-elect Mr. Barry Chun-Yuen Cheung as
Independent Non-executive Director of the
Company | | Management | For | For | |
| | 4 | To re-elect Mr. George Yong-Boon Yeo as
Independent Non-executive Director of the
Company | | Management | For | For | |
| | 5 | To re-elect Dr. Narongchai Akrasanee as
Independent Non-executive Director of the
Company | | Management | For | For | |
| | 6 | To re-elect Dr. Qin Xiao as Independent Non-
executive Director of the Company | | Management | For | For | |
| | 7 | To re-elect Mr. Mark Edward Tucker as Executive
Director of the Company | | Management | For | For | |
| | 8 | To re-appoint PricewaterhouseCoopers as
auditor of the Company for the term from passing
of this resolution until the conclusion of the next
annual general meeting and to authorise the
board of directors of the Company to fix its
remuneration | | Management | For | For | |
| | 9.A | To grant a general mandate to the Directors to
allot, issue, grant and deal with additional shares
of the Company, not exceeding 10 per cent of the
issued share capital of the Company at the date
of this Resolution, and the discount for any
shares to be issued shall not exceed 10 per cent
to the Benchmarked Price | | Management | For | For | |
| | 9.B | To grant a general mandate to the Directors to
repurchase shares of the Company, not
exceeding 10 per cent of the issued share capital
of the Company at the date of this Resolution | | Management | For | For | |
| | 9.C | To grant a general mandate to the Directors to
allot, issue and deal with additional shares of the
Company under the restricted share unit scheme
adopted by the Company on 28 September 2010
(as amended) | | Management | For | For | |
| | 10 | To approve the amendments to the Articles of
Association of the Company: Articles 101 and
105 | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 65,000 | 0 | 07-May-2013 | 08-May-2013 |
| | | STELLA INTERNATIONAL HOLDINGS LTD |
| | Security | | G84698102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 10-May-2013 | |
| | ISIN | | KYG846981028 | | Agenda | 704382819 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST'-ONLY FOR ALL RESOLUTIONS.
THANK YOU. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0403/LTN20130403977.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0403/LTN20130403925.pdf | | Non-Voting | | | |
| | 1 | To receive and approve the audited consolidated
financial statements of the Company and its
subsidiaries and the reports of the directors
("Directors") and auditors ("Auditors") of the
Company for the year ended 31 December 2012 | | Management | For | For | |
| | 2 | To declare a final dividend for the year ended 31
December 2012 | | Management | For | For | |
| | 3.i | To re-elect Mr. Chan Fu Keung, William as
independent non-executive Director | | Management | For | For | |
| | 3.ii | To re-elect Mr. Yue Chao-Tang, Thomas as
independent non-executive Director | | Management | For | For | |
| | 3.iii | To re-elect Mr. Chiang Jeh-Chung, Jack as
executive Director | | Management | For | For | |
| | 3.iv | To re-elect Mr. Chen Li-Ming, Lawrence as
executive Director | | Management | For | For | |
| | 3.v | To re-elect Mr. Chi Lo-Jen as executive Director | | Management | For | For | |
| | 3.vi | To authorise the board ("Board") of Directors to
fix the remuneration of the Directors | | Management | For | For | |
| | 4 | To re-appoint Deloitte Touche Tohmatsu as the
Auditors for the year ending 31 December 2013
and to authorise the Board to fix their
remuneration | | Management | For | For | |
| | 5 | To grant a general and unconditional mandate to
the Directors to allot, issue and deal with
additional shares in the Company not exceeding
10% of the aggregate nominal amount of the
share capital of the Company in issue as at the
date of the passing of the relevant resolution | | Management | For | For | |
| | 6 | To grant a general and unconditional mandate to
the Directors to repurchase shares in the
Company not exceeding 10% of the aggregate
nominal amount of share capital of the Company
in issue as at the date of the passing of the
relevant resolution | | Management | For | For | |
| | 7 | To add the aggregate nominal amount of the
shares which are repurchased by the Company
pursuant to resolution numbered 6 to the
aggregate nominal amount of the shares which
may be allotted, issued and dealt with pursuant to
resolution numbered 5 | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 85,000 | 0 | 04-May-2013 | 08-May-2013 |
| | | PINAR SUT MAMULLERI SANAYII AS |
| | Security | | M7926C105 | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 15-May-2013 | |
| | ISIN | | TRAPNSUT91A5 | | Agenda | 704453478 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | IMPORTANT MARKET PROCESSING
REQUIREMENT: POWER OF ATTORNEY
(POA) REQUIREMENTS-VARY BY
CUSTODIAN. GLOBAL CUSTODIANS MAY
HAVE A POA IN PLACE WHICH WOULD ELIMI-
NATE THE NEED FOR THE INDIVIDUAL
BENEFICIAL OWNER POA. IN THE ABSENCE
OF THIS-ARRANGEMENT, AN INDIVIDUAL
BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE A-NY QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. THANK YOU. | | Non-Voting | | | |
| | 1 | Opening and election of the chairmanship council | | Management | For | For | |
| | 2 | Granting authorization to the chairmanship
council for signing the meeting minutes | | Management | For | For | |
| | 3 | Reading and deliberation of the annual activity
report prepared by board of directors for 2012 | | Management | For | For | |
| | 4 | Reading and deliberation of auditors and
independent audit report for 2012 | | Management | For | For | |
| | 5 | Reading and deliberation of financial statements
of fiscal year 2012 | | Management | For | For | |
| | 6 | Absolving of board of directors members | | Management | For | For | |
| | 7 | Absolving of auditors from their activities in 2012 | | Management | For | For | |
| | 8 | As per the permissions granted by capital market
board and TR ministry of trade and customs the
amendment of articles
2,3,5,7,6,8,9,10,11,12,13,17,19,20,21,22,23,24,2
7,28,29,32,33 and annulment of articles
14,15,18,25,26,31 and temporary article from
articles of association | | Management | For | For | |
| | 9 | Determination of number of board members and
term of office, election of board members and
determination of independent board members | | Management | For | For | |
| | 10 | Determination of wage, bonus and attendance
fee of board members | | Management | For | For | |
| | 11 | Informing the shareholders about the pledges,
warrants and mortgages given to third parties by
the company and benefits obtained in
accordance with capital market board regulations | | Management | For | For | |
| | 12 | Informing the shareholders about donations
made in 2012 and approval of the upper limit set
by the general board | | Management | For | For | |
| | 13 | Informing the general assembly about the
transaction with concerned parties in 2012 within
the scope of capital market board regulations | | Management | For | For | |
| | 14 | Reading and approval of the internal directive for
the general board prepared in accordance with
article 419 of the Turkish commercial code | | Management | For | For | |
| | 15 | Discussion and decision on annual profit | | Management | For | For | |
| | 16 | Submitting the dividend policy for 2012 and
following years to the general board's approval | | Management | For | For | |
| | 17 | Authorizing the board members with the powers
set out in articles 395 and 396 of the Turkish
commercial code | | Management | For | For | |
| | 18 | Comments and wishes | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO MODIFICATION OF TEXT IN
RESOLUTION-8. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FOR-M UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 26,000 | 0 | 04-May-2013 | 13-May-2013 |
| | | DEUTSCHE BANK MEXICO SA INSTITUCION DE BANCA MULTI |
| | Security | | P40612106 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 20-May-2013 | |
| | ISIN | | MXCFFU000001 | | Agenda | 704500215 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 190396 DUE TO
POSTPONEMENT-OF MEETING DATE FROM
23 APR 2013 TO 20 MAY 2013 AND CHANGE
IN RECORD DATE FRO-M 15 APR 2013 TO 10
MAY 2013. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL-BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON
THIS MEETING NOTICE. THANK Y-OU. | | Non-Voting | | | |
| | I.i | Presentation, discussion, and as the case may
be, approval of the draft of amendment to
clauses ninth, tenth, eleventh and thirtieth of the
trust and any other applicable term, so the trust's
investments are approved by: the trust's
administrator up to an amount not exceeding
USD 250,000,000.00 (two hundred fifty million
dollars), or 5% (five percent) of the value of the
trust property, for the real estate property,
whichever the lesser is | | Management | For | For | |
| | I.ii | Presentation, discussion, and as the case may
be, approval of the draft of amendment to
clauses ninth, tenth, eleventh and thirtieth of the
trust and any other applicable term, so the trust's
investments are approved by: the technical
committee for investments exceeding USD
250,000,000.00 (two hundred fifty million dollars)
or 5% (five percent) of the value of the trust
property, for the real estate property, whichever
the lesser is and up to 20% (twenty percent) of
the value of the trust property | | Management | For | For | |
| | I.iii | Presentation, discussion, and as the case may
be, approval of the draft of amendment to
clauses ninth, tenth, eleventh and thirtieth of the
trust and any other applicable term, so the trust's
investments are approved by: the holders'
meeting for investments exceeding 20% (twenty
percent) of the value of the trust property | | Management | For | For | |
| | II | Presentation, discussion, and as the case may
be, approval of the draft to amend the applicable
clauses of the trust, so the control trust holds
10% (ten percent) of the CBFIS outstanding, may
have a significant influence in the trust's decision
making | | Management | For | For | |
| | III | Designation of special delegates to the holders'
general extraordinary meeting | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 64,850 | 0 | 11-May-2013 | 15-May-2013 |
| | | TELEVISION BROADCASTS LTD |
| | Security | | Y85830126 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 22-May-2013 | |
| | ISIN | | HK0000139300 | | Agenda | 704438262 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0418/LTN20130418691.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0418/LTN20130418654.pdf | | Non-Voting | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET
THAT A VOTE OF "ABSTAIN" WILL BE
TREATED-THE SAME AS A "TAKE NO
ACTION" VOTE. | | Non-Voting | | | |
| | 1 | To receive the Audited Financial Statements, the
Report of the Directors and the Independent
Auditor's Report for the year ended 31 December
2012 | | Management | For | For | |
| | 2 | To declare a final dividend for the year ended 31
December 2012 | | Management | For | For | |
| | 3.i | To elect Director: Mr. Raymond Or Ching Fai | | Management | For | For | |
| | 4.i | To re-elect retiring Director: Dr. Norman Leung
Nai Pang | | Management | For | For | |
| | 4.ii | To re-elect retiring Director: Mr. Mark Lee Po On | | Management | For | For | |
| | 4.iii | To re-elect retiring Director: Mr. Edward Cheng
Wai Sun | | Management | For | For | |
| | 5 | To approve an increase in Director's fee | | Management | For | For | |
| | 6 | To re-appoint Auditor and authorise Directors to
fix its remuneration | | Management | For | For | |
| | 7 | To give a general mandate to Directors to issue
additional shares | | Management | For | For | |
| | 8 | To give a general mandate to Directors to
repurchase issued shares | | Management | For | For | |
| | 9 | To extend the authority given to the Directors
under Resolution (7) to shares repurchased
under the authority under Resolution (8) | | Management | For | For | |
| | 10 | To extend the book close period from 30 days to
60 days | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 17,500 | 0 | 19-Apr-2013 | 15-May-2013 |
| | | TURKCELL ILETISIM HIZMETLERI A.S. |
| | Security | | 900111204 | | Meeting Type | Annual |
| | Ticker Symbol | | TKC | | Meeting Date | 22-May-2013 | |
| | ISIN | | US9001112047 | | Agenda | 933822808 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | OPENING AND ELECTION OF THE
PRESIDENCY BOARD. | | Management | For | For | |
| | 2 | AUTHORIZING THE PRESIDENCY BOARD TO
SIGN THE MINUTES OF THE MEETING. | | Management | For | For | |
| | 6 | REVIEW, DISCUSSION AND APPROVAL OF
THE BALANCE SHEETS AND PROFITS/LOSS
STATEMENTS RELATING TO FISCAL YEARS
2010. | | Management | For | For | |
| | 7 | DISCUSSION OF AND DECISION ON THE
BOARD OF DIRECTORS' PROPOSAL
CONCERNING THE DISTRIBUTION OF
DIVIDEND FOR YEAR 2010 AND
DETERMINATION OF THE DIVIDEND
DISTRIBUTION DATE. | | Management | For | For | |
| | 8 | RELEASE OF THE BOARD MEMBER, COLIN J.
WILLIAMS, FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY IN THE
YEAR 2010. | | Management | For | For | |
| | 9 | RELEASE OF THE STATUTORY AUDITORS
INDIVIDUALLY FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2010. | | Management | For | For | |
| | 13 | REVIEW, DISCUSSION AND APPROVAL OF
THE BALANCE SHEETS AND PROFITS/LOSS
STATEMENTS RELATING TO FISCAL YEARS
2011. | | Management | For | For | |
| | 14 | DISCUSSION OF AND DECISION ON THE
BOARD OF DIRECTORS' PROPOSAL
CONCERNING THE DISTRIBUTION OF
DIVIDEND FOR YEAR 2011 AND
DETERMINATION OF THE DIVIDEND
DISTRIBUTION DATE. | | Management | For | For | |
| | 15 | RELEASE OF THE BOARD MEMBERS
INDIVIDUALLY FROM THE ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2011. | | Management | For | For | |
| | 16 | RELEASE OF THE STATUTORY AUDITORS
INDIVIDUALLY FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2011. | | Management | For | For | |
| | 19 | DISCUSSION OF AND APPROVAL OF THE
ELECTION OF THE INDEPENDENT AUDIT
FIRM APPOINTED BY THE BOARD OF
DIRECTORS PURSUANT TO THE CAPITAL
MARKETS LEGISLATION FOR AUDITING OF
THE ACCOUNTS AND FINANCIALS OF THE
YEAR 2012. | | Management | For | For | |
| | 21 | REVIEW, DISCUSSION AND APPROVAL OF
THE BALANCE SHEETS AND PROFITS/LOSS
STATEMENTS RELATING TO FISCAL YEARS
2012. | | Management | For | For | |
| | 22 | DISCUSSION OF AND DECISION ON THE
BOARD OF DIRECTORS' PROPOSAL
CONCERNING THE DISTRIBUTION OF
DIVIDEND FOR YEAR 2012 AND
DETERMINATION OF THE DIVIDEND
DISTRIBUTION DATE. | | Management | For | For | |
| | 23 | RELEASE OF THE BOARD MEMBERS
INDIVIDUALLY FROM THE ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2012. | | Management | For | For | |
| | 24 | RELEASE OF THE STATUTORY AUDITORS
INDIVIDUALLY FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2012. | | Management | For | For | |
| | 25 | SUBJECT TO THE APPROVAL OF THE
MINISTRY OF CUSTOMS AND TRADE AND
CAPITAL MARKETS BOARD; DISCUSSION OF
AND VOTING ON THE AMENDMENT OF
ARTICLES 3, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15,
16, 17, 18, 19, 21, 24, 25 AND 26 TO THE
ARTICLES OF ASSOCIATION OF THE
COMPANY. | | Management | For | For | |
| | 26 | IN ACCORDANCE WITH ARTICLE 363 OF TCC,
SUBMITTAL AND APPROVAL OF THE BOARD
MEMBERS ELECTED BY THE BOARD OF
DIRECTORS DUE TO VACANCIES IN THE
BOARD OCCURRED IN THE YEAR 2012. | | Management | For | For | |
| | 27 | ELECTION OF NEW BOARD MEMBERS IN
ACCORDANCE WITH RELATED LEGISLATION
AND DETERMINATION OF THE NEWLY
ELECTED BOARD MEMBERS' TERM OF
OFFICE. | | Management | For | For | |
| | 28 | DETERMINATION OF THE GROSS MONTHLY
FEES OF THE MEMBERS OF THE BOARD OF
DIRECTORS. | | Management | For | For | |
| | 29 | DISCUSSION OF AND APPROVAL OF THE
ELECTION OF THE INDEPENDENT AUDIT
FIRM APPOINTED BY THE BOARD OF
DIRECTORS PURSUANT TO TCC AND THE
CAPITAL MARKETS LEGISLATION FOR
AUDITING OF THE ACCOUNTS AND
FINANCIALS OF THE YEAR 2013. | | Management | For | For | |
| | 30 | DISCUSSION OF AND APPROVAL OF
INTERNAL GUIDE ON GENERAL ASSEMBLY
RULES OF PROCEDURES PREPARED BY
THE BOARD OF DIRECTORS. | | Management | For | For | |
| | 31 | DECISION PERMITTING THE BOARD
MEMBERS TO, DIRECTLY OR ON BEHALF OF
OTHERS, BE ACTIVE IN AREAS FALLING
WITHIN OR OUTSIDE THE SCOPE OF THE
COMPANY'S OPERATIONS AND TO
PARTICIPATE IN COMPANIES OPERATING IN
THE SAME BUSINESS AND TO PERFORM
OTHER ACTS IN COMPLIANCE WITH
ARTICLES 395 AND 396 OF THE TURKISH
COMMERCIAL CODE. | | Management | For | For | |
| | 32 | DISCUSSION OF AND APPROVAL OF
"DIVIDEND POLICY" OF COMPANY
PURSUANT TO THE CORPORATE
GOVERNANCE PRINCIPLES. | | Management | For | For | |
| | 34 | INFORMING THE GENERAL ASSEMBLY ON
THE DONATION AND CONTRIBUTION MADE
IN THE YEARS 2011 AND 2012; DISCUSSION
OF AND DECISION ON THE LIMIT OF THE
DONATIONS TO BE MADE IN THE YEAR 2013;
AND DISCUSSION AND APPROVAL OF
DONATION AMOUNT WHICH HAS BEEN
REALIZED FROM THE BEGINNING OF THE
YEAR 2013 TO DATE OF GENERAL
ASSEMBLY. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 13,150 | 0 | 10-May-2013 | 10-May-2013 |
| | 997CTAG | CULLEN EM
MARKETS HIGH
DIV FD | 997CTAG | STATE STREET
BANK & TRUST
CO | 13,150 | 0 | 10-May-2013 | 10-May-2013 |
| | | PETROCHINA CO LTD, BEIJING |
| | Security | | Y6883Q104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 23-May-2013 | |
| | ISIN | | CNE1000003W8 | | Agenda | 704451094 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 174630 DUE TO
RECEIPT OF P-AST RECORD DATE. ALL
VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDE-D AND YOU
WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING O-N THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0402/LTN-201304021116.pdf AND
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0402-/LTN201304021152.pdf | | Non-Voting | | | |
| | 1 | To consider and approve the Report of the Board
of Directors of the Company for the year 2012 | | Management | For | For | |
| | 2 | To consider and approve the Report of the
Supervisory Committee of the Company for the
year 2012 | | Management | For | For | |
| | 3 | To consider and approve the Audited Financial
Statements of the Company for the year 2012 | | Management | For | For | |
| | 4 | To consider and approve the declaration and
payment of the final dividend for the year ended
31 December 2012 in the amount and in the
manner recommended by the Board of Directors | | Management | For | For | |
| | 5 | To consider and approve the authorisation of the
Board of Directors to determine the distribution of
interim dividends for the year 2013 | | Management | For | For | |
| | 6 | To consider and approve the appointment of
KPMG Huazhen and KPMG as the domestic and
international auditors of the Company,
respectively, for the year 2013 and to authorise
the Board of Directors to determine their
remuneration | | Management | For | For | |
| | 7(a) | To consider and approve the election of Mr. Li
Qingyi as the Supervisor of the Company | | Management | For | For | |
| | 7(b) | To consider and approve the election of Mr. Fan
Fuchun as the independent Supervisor of the
Company | | Management | For | For | |
| | 8 | To consider and approve, by way of special
resolution, certain amendments to the articles of
association of the Company: article 10, 162 | | Management | For | For | |
| | 9 | To consider and approve, by way of special
resolution, to unconditionally grant a general
mandate to determine and handle the issue of
debt financing instruments of the Company with
the outstanding balance amount of up to
RMB100 billion, upon such terms and conditions
to be determined by the Board of Directors | | Management | For | For | |
| | 10 | To consider and approve, by way of special
resolution, to grant a general mandate to the
Board of Directors to separately or concurrently
issue, allot and deal with additional domestic
shares and overseas listed foreign shares in the
Company not exceeding 20% of each of its
existing domestic shares and overseas listed
foreign shares of the Company in issue | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 131,000 | 0 | 24-Apr-2013 | 16-May-2013 |
| | | POWSZECHNY ZAKLAD UBEZPIECZEN SA |
| | Security | | X6919T107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 23-May-2013 | |
| | ISIN | | PLPZU0000011 | | Agenda | 704458896 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER
SIGNED POWER OF-ATTORNEY (POA) IS
REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING-INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY
CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS,
PLEASE CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | | Non-Voting | | | |
| | 1 | Opening of the meeting | | Management | For | For | |
| | 2 | Election of the chairman | | Management | For | For | |
| | 3 | Statement of meeting's legal validity and its ability
to adopt resolutions | | Management | For | For | |
| | 4 | Approval of the agenda | | Management | For | For | |
| | 5 | Evaluation of financial report for year ended on
31 Dec 2012 | | Management | For | For | |
| | 6 | Evaluation of management board report on
company activity in 2012 | | Management | For | For | |
| | 7 | Evaluation of consolidated financial report of
capital group for 2012 | | Management | For | For | |
| | 8 | Evaluation of management board report on
capital group activity in 2012 | | Management | For | For | |
| | 9 | Evaluation of supervisory board report on the
assessment of financial report for 2012,
management boar d report on PZU SA activity in
2012 and management board motion concerning
the distribution of profit for 2012 | | Management | For | For | |
| | 10 | Evaluation of supervisory board report on its
activity in 2012 | | Management | For | For | |
| | 11 | Approval of PZU SA financial rep ort for 2012 | | Management | For | For | |
| | 12 | Approval of management board rep ort on PZU
SA activity in 2012 | | Management | For | For | |
| | 13 | Approval of consolidated financial report of
capital group for 2012 | | Management | For | For | |
| | 14 | Approval of management board report on capital
group activity in 20 12 | | Management | For | For | |
| | 15 | Adoption of the resolution on distribution of profit
for 2012 | | Management | For | For | |
| | 16 | Adoption of resolutions on granting the fulfillment
of duties by members of management board in
2012 | | Management | For | For | |
| | 17 | Adoption of resolutions on granting the fulfillment
of duties by supervisory board members in 2012 | | Management | For | For | |
| | 18 | The closure of the meeting | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 1,100 | 0 | 07-May-2013 | 07-May-2013 |
| | | AXIATA GROUP BHD |
| | Security | | Y0488A101 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 23-May-2013 | |
| | ISIN | | MYL6888OO001 | | Agenda | 704471200 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive the Audited Financial Statements for
the financial year ended 31 December 2012
together with the Report of the Directors and the
Auditors thereon | | Management | For | For | |
| | 2 | To declare a final tax exempt dividend under
single tier system of 15 sen per ordinary share for
the financial year ended 31 December 2012 | | Management | For | For | |
| | 3 | To declare a special tax exempt dividend under
single tier system of 12 sen per ordinary share for
the financial year ended 31 December 2012 | | Management | For | For | |
| | 4 | To re-elect the following Director who retire by
rotation pursuant to Article 93 of the Company's
Articles of Association and who being eligible,
offer themselves for re-election: Dato' Sri
Jamaludin Ibrahim | | Management | For | For | |
| | 5 | To re-elect the following Director who retire by
rotation pursuant to Article 93 of the Company's
Articles of Association and who being eligible,
offer themselves for re-election: Tan Sri Ghazzali
Sheikh Abdul Khalid | | Management | For | For | |
| | 6 | To re-elect the following Director who is
appointed to the Board during the year and retire
pursuant to Article 99 (ii) of the Company's
Articles of Association and being eligible, offer
himself for re-election: Dato' Abdul Rahman
Ahmad | | Management | For | For | |
| | 7 | To re-elect the following Director who is
appointed to the Board during the year and retire
pursuant to Article 99 (ii) of the Company's
Articles of Association and being eligible, offer
himself for re-election: Bella Ann Almeida | | Management | For | For | |
| | 8 | To approve the Directors' fees of
RM1,680,000.00 payable to the Non-Executive
Directors for the financial year ended 31
December 2012 | | Management | For | For | |
| | 9 | To approve the payment of Directors' fees of
RM30,000.00 per month for the Non-Executive
Chairman and RM20,000.00 per month for each
Non-Executive Director with effect from 1
January 2013 until the next Annual General
Meeting of the Company | | Management | For | For | |
| | 10 | To re-appoint Messrs PricewaterhouseCoopers
having consented to act as the Auditors of the
Company for the financial year ending 31
December 2013 and to authorise the Directors to
fix their remuneration | | Management | For | For | |
| | 11 | Proposed shareholders' mandate for recurrent
related party transactions of a revenue or trading
nature | | Management | For | For | |
| | 12 | Proposed grant of entitlements to, and allotment
and issue of, ordinary shares of nominal value of
RM 1.00 each in the company to dato' sri
jamaludin ibrahim, managing director/president &
group chief executive officer of the company
("proposed grant") | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 108,000 | 0 | 07-May-2013 | 17-May-2013 |
| | | MTN GROUP LTD, FAIRLANDS |
| | Security | | S8039R108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 28-May-2013 | |
| | ISIN | | ZAE000042164 | | Agenda | 704442324 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1O1.1 | Re-election of AT Mikati as a director | | Management | For | For | |
| | 2O1.2 | Re-election of RS Dabengwa as a director | | Management | For | For | |
| | 3O1.3 | Re-election of NI Patel as a director | | Management | For | For | |
| | 4O1.4 | Re-election of AF van Biljon as a director | | Management | For | For | |
| | 5O1.5 | Re-election of JHN Strydom as a director | | Management | For | For | |
| | 6O1.6 | Election of F Titi as a director | | Management | For | For | |
| | 7O2.1 | To elect AF van Biljon as a member of the audit
committee | | Management | For | For | |
| | 8O2.2 | To elect NP Mageza as a member of the audit
committee | | Management | For | For | |
| | 9O2.3 | To elect J van Rooyen as a member of the audit
committee | | Management | For | For | |
| | 10O24 | To elect MJN Njeke as a member of the audit
committee | | Management | For | For | |
| | 11O.3 | Re-appoint PricewaterhouseCoopers Inc and
SizweNtsalubaGobodo Inc as Joint Auditors of
the Company | | Management | For | For | |
| | 12O.4 | General authority for directors to allot and issue
ordinary shares | | Management | For | For | |
| | 13 | Endorsement of the remuneration philosophy | | Management | For | For | |
| | 14S.1 | To approve the remuneration increase payable to
non executive directors | | Management | For | For | |
| | 15S.2 | To adopt the new memorandum of incorporation
of the Company | | Management | For | For | |
| | 16S.3 | To approve an authority for the Company and or
any of its subsidiaries to repurchase or purchase
as the case may be shares in the Company | | Management | For | For | |
| | 17S.4 | To approve the granting of financial assistance
by the Company to its subsidiaries and other
related and inter related companies and
corporations and to directors prescribed officers
and other persons participating in share or other
employee incentive schemes | | Management | For | For | |
| | 18S.5 | To approve the granting of financial assistance in
relation to MTN Zakhele RF Limited transaction | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS.-IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS PROXY FORM-UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 12,650 | 0 | 07-May-2013 | 23-May-2013 |
| | | BOC HONG KONG (HOLDINGS) LTD |
| | Security | | Y0920U103 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 28-May-2013 | |
| | ISIN | | HK2388011192 | | Agenda | 704456082 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0412/LTN20130412297.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0412/LTN20130412283.pdf | | Non-Voting | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET
THAT A VOTE OF "ABSTAIN" WILL BE
TREATED-THE SAME AS A "TAKE NO
ACTION" VOTE. | | Non-Voting | | | |
| | 1 | To receive and consider the audited Statement of
Accounts and the Reports of Directors and of the
Auditor of the Company for the year ended 31
December 2012 | | Management | For | For | |
| | 2 | To declare a final dividend of HKD 0.693 per
share for the year ended 31 December 2012 | | Management | For | For | |
| | 3a | To re-elect Mr. LI Lihui as a Director of the
Company | | Management | For | For | |
| | 3b | To re-elect Mr. Gao Yingxin as a Director of the
Company | | Management | For | For | |
| | 3c | To re-elect Mr. Shan Weijian as a Director of the
Company | | Management | For | For | |
| | 3d | To re-elect Mr. Ning Gaoning as a Director of the
Company | | Management | For | For | |
| | 4 | To appoint Messrs. Ernst & Young as Auditor of
the Company and authorise the Board of
Directors or a duly authorised Committee of the
Board to determine the remuneration of the
Auditor | | Management | For | For | |
| | 5 | To grant a general mandate to the Board of
Directors to allot, issue and deal with additional
shares in the Company, not exceeding 20% or, in
the case of issue of shares solely for cash and
unrelated to any asset acquisition, not exceeding
5% of the aggregate nominal amount of the
issued share capital of the Company as at the
date of passing this Resolution | | Management | For | For | |
| | 6 | To grant a general mandate to the Board of
Directors to repurchase shares in the Company,
not exceeding 10% of the aggregate nominal
amount of the issued share capital of the
Company as at the date of passing this
Resolution | | Management | For | For | |
| | 7 | Conditional on the passing of Resolutions 5 and
6, to extend the general mandate granted by
Resolution 5 by adding thereto of an amount
representing the aggregate nominal amount of
the issued share capital of the Company
purchased under the general mandate granted
pursuant to Resolution 6 | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 47,000 | 0 | 07-May-2013 | 24-May-2013 |
| | | LAFARGE CEMENT WAPCO NIGERIA PLC |
| | Security | | V2856X104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 28-May-2013 | |
| | ISIN | | NGWAPCO00002 | | Agenda | 704461754 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive the Audited Financial Statements for
the year ended 31st December 2012, the reports
of the Directors, Auditors and Audit Committee
thereon | | Management | For | For | |
| | 2 | To declare a dividend | | Management | For | For | |
| | 3 | To elect/re-elect retiring Directors | | Management | For | For | |
| | 4 | To authorize the Directors to fix the remuneration
of the External Auditors | | Management | For | For | |
| | 5 | To elect members of the Audit Committee | | Management | For | For | |
| | 6 | To approve the remuneration of the Directors | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 430,000 | 0 | 30-Apr-2013 | 16-May-2013 |
| | | PT RAMAYANA LESTARI SENTOSA TBK |
| | Security | | Y7134V157 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 29-May-2013 | |
| | ISIN | | ID1000099500 | | Agenda | 704453733 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approval on annual report for book year 2012 | | Management | For | For | |
| | 2 | Ratification on financial statement report and
commissioner's report for book year 2012 | | Management | For | For | |
| | 3 | Appropriation of company's profit for book year
2012 | | Management | For | For | |
| | 4 | Appointment of public accountant for book year
2013 | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 680,000 | 0 | 03-May-2013 | 23-May-2013 |
| | | CHINA MOBILE (HONG KONG) LIMITED |
| | Security | | 16941M109 | | Meeting Type | Annual |
| | Ticker Symbol | | CHL | | Meeting Date | 30-May-2013 | |
| | ISIN | | US16941M1099 | | Agenda | 933812720 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1. | TO RECEIVE AND CONSIDER THE AUDITED
FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND
AUDITORS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR ENDED 31
DECEMBER 2012. | | Management | For | For | |
| | 2. | TO DECLARE A FINAL DIVIDEND FOR THE
YEAR ENDED 31 DECEMBER 2012. | | Management | For | For | |
| | 3A. | TO RE-ELECT THE MR. LI YUE AS A
DIRECTOR OF THE COMPANY. | | Management | For | For | |
| | 3B. | TO RE-ELECT THE MR. XUE TAOHAI AS A
DIRECTOR OF THE COMPANY. | | Management | For | For | |
| | 3C. | TO RE-ELECT THE MADAM HUANG WENLIN
AS A DIRECTOR OF THE COMPANY | | Management | For | For | |
| | 4. | APPOINT MESSRS
PRICEWATERHOUSECOOPERS AND
PRICEWATERHOUSECOOPERS ZHONG TIAN
CPAS LIMITED AS AUDITORS OF COMPANY
AND ITS SUBSIDIARIES FOR HONG KONG
FINANCIAL REPORTING AND U.S. FINANCIAL
REPORTING PURPOSES, RESPECTIVELY,
AND TO AUTHORISE THE DIRECTORS TO FIX
THEIR REMUNERATION. | | Management | For | For | |
| | 5. | GENERAL MANDATE TO DIRECTORS TO
REPURCHASE SHARES IN COMPANY NOT
EXCEEDING 10% OF AGGREGATE NOMINAL
AMT. OF ISSUED SHARE CAPITAL. | | Management | For | For | |
| | 6. | TO GIVE A GENERAL MANDATE TO THE
DIRECTORS TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES IN THE
COMPANY NOT EXCEEDING 20% OF THE
AGGREGATE NOMINAL AMOUNT OF
EXISTING ISSUED SHARE CAPITAL. | | Management | For | For | |
| | 7. | TO EXTEND THE GENERAL MANDATE
GRANTED TO THE DIRECTORS TO ISSUE,
ALLOT AND DEAL WITH SHARES BY THE
NUMBER OF SHARES REPURCHASED. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 1,700 | 0 | 01-May-2013 | 01-May-2013 |
| | | PACIFIC RUBIALES ENERGY CORP. |
| | Security | | 69480U206 | | Meeting Type | Annual |
| | Ticker Symbol | | PEGFF | | Meeting Date | 30-May-2013 | |
| | ISIN | | CA69480U2065 | | Agenda | 933818481 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 01 | TO SET THE NUMBER OF DIRECTORS AT
TWELVE (12) | | Management | For | For | |
| | 02 | DIRECTOR | | Management | |
| | 1 | JOSÉ FRANCISCO ARATA | | For | For | |
| | 2 | MIGUEL DE LA CAMPA | | For | For | |
| | 3 | GERMAN EFROMOVICH | | For | For | |
| | 4 | SERAFINO IACONO | | For | For | |
| | 5 | AUGUSTO LOPEZ | | For | For | |
| | 6 | HERNAN MARTINEZ | | For | For | |
| | 7 | DENNIS MILLS | | For | For | |
| | 8 | RONALD PANTIN | | For | For | |
| | 9 | VICTOR RIVERA | | For | For | |
| | 10 | MIGUEL RODRIGUEZ | | For | For | |
| | 11 | FRANCISCO SOLÉ | | For | For | |
| | 12 | NEIL WOODYER | | For | For | |
| | 03 | APPOINTMENT OF ERNST & YOUNG LLP AS
AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION. | | Management | For | For | |
| | 04 | TO RATIFY, CONFIRM, AUTHORIZE AND
APPROVE THE ADVANCE NOTICE POLICY,
AS DESCRIBED IN THE MANAGEMENT
PROXY CIRCULAR DATED APRIL 25, 2013. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 9,000 | 0 | 09-May-2013 | 09-May-2013 |
| | | SBERBANK OF RUSSIA OJSC, MOSCOW |
| | Security | | 80585Y308 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 31-May-2013 | |
| | ISIN | | US80585Y3080 | | Agenda | 704476933 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Approve the annual report for 2012 | | Management | For | For | |
| | 2 | Approve the annual report for 2012, including the
balance sheet and the profit and loss statement
(disclosure forms) | | Management | For | For | |
| | 3 | 3.1. Approve distribution of profits for 2012; 3.2
Pay dividends on ordinary shares of RUB 2.57
per one share, and on preferred shares of RUB
3.20 per one share | | Management | For | For | |
| | 4 | Approve Ernst & Young Vneshaudit CJSC as the
auditor for 2013 and the Q1, 2014 | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT CUMULATIVE VOTING
APPLIES TO THIS RESOLUTION REGARDING
THE-ELECTION OF DIRECTORS. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS-MEETING. PLEASE NOTE THAT ONLY A
VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED.-PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU
HAVE ANY QUESTIONS. | | Non-Voting | | | |
| | 5.1 | To elect the member of the Board of Directors:
Gref Herman Oskarovich | | Management | For | For | |
| | 5.2 | To elect the member of the Board of Directors:
Guriev Sergei Maratovich | | Management | For | For | |
| | 5.3 | To elect the member of the Board of Directors:
Dmitriev Mikhail Egonovich | | Management | For | For | |
| | 5.4 | To elect the member of the Board of Directors:
Zlatkis Bella Ilinichna | | Management | For | For | |
| | 5.5 | To elect the member of the Board of Directors:
Ivanova Nadezhda Yurievna | | Management | For | For | |
| | 5.6 | To elect the member of the Board of Directors:
Ignatiev Sergei Mikhailovich | | Management | For | For | |
| | 5.7 | To elect the member of the Board of Directors:
Kudrin Alexey Leonidovich | | Management | For | For | |
| | 5.8 | To elect the member of the Board of Directors:
Lomakin-Rumyantsev Ilya Vadimovich | | Management | For | For | |
| | 5.9 | To elect the member of the Board of Directors:
Luntovsky Georgy Ivanovich | | Management | For | For | |
| | 5.10 | To elect the member of the Board of Directors:
Matovnikov Mikhail Yurievich | | Management | For | For | |
| | 5.11 | To elect the member of the Board of Directors:
Mau Vladimir Alexandrovich | | Management | For | For | |
| | 5.12 | To elect the member of the Board of Directors:
Moiseev Alexey Vladimirovich | | Management | For | For | |
| | 5.13 | To elect the member of the Board of Directors:
Profumo Alessandro | | Management | For | For | |
| | 5.14 | To elect the member of the Board of Directors:
Sinelnikov-Murylev Sergei Germanovich | | Management | For | For | |
| | 5.15 | To elect the member of the Board of Directors:
Tulin Dmitry Vladislavovich | | Management | For | For | |
| | 5.16 | To elect the member of the Board of Directors:
Ulukaev Alexei Valentinovich | | Management | For | For | |
| | 5.17 | To elect the member of the Board of Directors:
Freeman Ronald | | Management | For | For | |
| | 5.18 | To elect the member of the Board of Directors:
Shvetsov Sergei Anatolievich | | Management | For | For | |
| | 5.19 | To elect the member of the Board of Directors:
Egilmez Ahmet Mahfi | | Management | For | For | |
| | 6.1 | Elect the member of the Auditing Committee:
Borodina Natalia Petrovna | | Management | For | For | |
| | 6.2 | Elect the member of the Auditing Committee:
Volkov Vladimir Mikhailovich | | Management | For | For | |
| | 6.3 | Elect the member of the Auditing Committee:
Dolzhnikov Maxim Leonidovich | | Management | For | For | |
| | 6.4 | Elect the member of the Auditing Committee:
Isakhanova Yulia Yurievna | | Management | For | For | |
| | 6.5 | Elect the member of the Auditing Committee:
Minenko Alexei Evgenievich | | Management | For | For | |
| | 6.6 | Elect the member of the Auditing Committee:
Polyakova Olga Vasilievna | | Management | For | For | |
| | 6.7 | Elect the member of the Auditing Committee:
Revina Natalia Vladimirovna | | Management | For | For | |
| | 7 | 7. 1. Pay remuneration to the members of the
Supervisory Board of Sberbank of Russia OJSC
subject to their consent in accordance with the
laws of the Russian Federation: - RUB 4.2
million each for discharge of duties of a member
of the Supervisory Board - RUB 420 thousand
each for discharge of duties of a member of a
committee of the Supervisory Board - RUB 840
thousand each for discharge of duties of the
Chairperson of a committee of the Supervisory
Board - RUB 1.26 million for discharge of duties
of the Chairman of the Supervisory Board.
Determine that remuneration for discharge of
duties in each capacity is summed up if a
member of the Supervisory Board acts in
different capacities. 7.2. To compensate
expenses incurred in discharging the functions of
members of the Supervisory Board of Sberbank
of Russia to CONTD | | Management | For | For | |
| | CONT | CONTD members of the Supervisory Board of
the Bank. 7.3. Pay remuneration to-the
Chairman of the Audit Commission of Sberbank
of Russia OJSC in the amount-of RUB 1 million,
and to the members of the Audit Commission in
the amount of-RUB 750,000, subject to their
consent in accordance with the laws of the-
Russian Federation | | Non-Voting | | | |
| | 8 | 8.1 Approve the Regulation on Remuneration
and Compensation Paid to Members of the
Supervisory Board of Sberbank of Russia. 8.2
Approve the amount of basic remuneration at 4.2
million rubles | | Management | For | For | |
| | 9 | Approve the new version of the Bank's Charter.
Authorize the CEO, Chairman of the
Management Board of the Bank to sign the
documents required for state registration of the
new version of the Bank's Charter | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO CHANGE IN SPELLING OF
DIRECTOR'S NA-ME IN RESOLUTION 5.8. IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT RE-TURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. TH-ANK
YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 18,000 | 0 | 22-May-2013 | 22-May-2013 |
| | | URALKALIY OJSC, BEREZNIKI |
| | Security | | 91688E206 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 04-Jun-2013 | |
| | ISIN | | US91688E2063 | | Agenda | 704508437 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 199109 DUE TO
ADDITION OF-RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AN-D YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU. | | Non-Voting | | | |
| | 1 | To approve the Procedure of the Annual General
Meeting of Shareholders of OJSC "Uralkali" | | Management | For | For | |
| | 2 | To approve the Annual Report of OJSC "Uralkali"
for the year 2012 | | Management | For | For | |
| | 3 | To approve the annual financial statements of
OJSC "Uralkali" for 2012 | | Management | For | For | |
| | 4 | To approve the distribution of profits of OJSC
"Uralkali" based on the results of 2012: 1. To pay
dividends for 2012 in the amount of 3.9 rubles
per one common share of OJSC "Uralkali"; 2. To
pay remuneration to the members of the Revision
Commission in the amount of 287.4 thousand
rubles | | Management | For | For | |
| | 5.1 | To elect the following individual to the Revision
Commission of OJSC "Uralkali": Lydia Nikonova | | Management | For | For | |
| | 5.2 | To elect the following individual to the Revision
Commission of OJSC "Uralkali": Alexandra
Orlova | | Management | For | For | |
| | 5.3 | To elect the following individual to the Revision
Commission of OJSC "Uralkali": Marina Parieva | | Management | For | For | |
| | 5.4 | To elect the following individual to the Revision
Commission of OJSC "Uralkali": Artem Tkachev | | Management | For | For | |
| | 5.5 | To elect the following individual to the Revision
Commission of OJSC "Uralkali": Ksenia Tola | | Management | For | For | |
| | 6 | To approve the new edition of the Charter of
OJSC "Uralkali" | | Management | For | For | |
| | 7 | To approve the new edition of the Regulations on
the Board of Directors of OJSC "Uralkali" | | Management | For | For | |
| | 8 | To approve the new edition of the Regulations on
the General Meeting of Shareholder of OJSC
"Uralkali" | | Management | For | For | |
| | 9 | To approve the new edition of the Regulations on
the Revision Commission of OJSC "Uralkali" | | Management | For | For | |
| | 10 | To approve the new edition of the Regulations on
Remuneration and Reimbursement of the
Members of the Board of Directors of OJSC
"Uralkali" | | Management | For | For | |
| | 11 | To approve the new edition of the Regulations on
the Management Board of OJSC "Uralkali" | | Management | For | For | |
| | 12 | To establish the price of the property-amount of
obligations of OJSC "Uralkali (hereinafter the
Company), which is the subject matter of the
related party transaction (series of interrelated
transactions),-Deed of Indemnity-executed by
OJSC "Uralkali" with each member of the Board
of Directors of OJSC "Uralkali" (hereinafter the | | Management | For | For | | |
| | Deed)-as follows: the price of the property
(amount of obligations of the Company) per each
interrelated transaction is based on the fact that
the maximum amount of indemnity granted by the
Company under each Deed may not exceed (50)
million US dollars and that the total amount of
indemnity is less than two (2) percent of the
balance-sheet value of the assets of the
Company according to the financial statements of
the Company as of the last reporting date | |
| | 13 | To approve the Deeds of Indemnity executed by
OJSC "Uralkali" with each member of the Board
of Directors of OJSC "Uralkali" as interrelated
related party transactions on the following
principle conditions: 1. Parties to the transaction:
member of the Board of Directors of OJSC
"Uralkali" (Indemnified Party) and OJSC "Uralkali"
(Company); 2. Beneficiary (beneficiaries) under
the transaction: member of the Board of Directors
of OJSC "Uralkali"; 3. Price of transaction:
payments under each Deed may not exceed fifty
(50) million US dollars; 4. Subject matter of
transaction: the Company must compensate the
Indemnified Party for all costs and losses
(including amounts of claims, losses, other
reasonable costs and expenses) borne by the
Indemnified Party in connection with any claims,
demands, lawsuits, investigations, proceedings
and liability arising from the fact that the
Indemnified Party acted in the official capacity as
a member of the Board of Directors of the
Company and a member of a committee
(committees) of the Board of Directors of the
Company. 5. Validity of agreement (Deed): from
the moment when the Indemnified Party is
appointed to the Board of Directors of the
Company until the moment of termination of the
Deed by the parties (the period is unlimited). The
provisions of the Deed of Indemnity remain valid
after termination/resignation of the Indemnified
Party from the Board of Directors; for the
avoidance of any doubt the provisions of the
Deed of Indemnity shall be applicable only to the
period of time during which the Indemnified Party
acted in the official capacity as a member of the
Board of Directors | | Management | For | For | |
| | 14.1 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion
between OJSC "Uralkali" (Customer) and Open
Joint Stock Company "Ural Science and
Research and Project Institute of Galurgia"
(Contractor) of contractor agreements (including
contractor agreements for project and research
work), non-gratis services agreements,
agreements for research and development work, | | Management | For | For | | |
| | experimental development work and
technological work as related-party transactions
and as transactions which may be concluded in
the future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated transactions
may not exceed 1,100 million rubles | |
| | 14.2 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion
between OJSC "Uralkali" (Customer) and Closed
Joint Stock Company "VNII Galurgii" (Contractor)
of contractor agreements (including contractor
agreements for project and research work), non-
gratis services agreements, agreements for
research and development work, experimental
development work and technological work as
related-party transactions and as transactions
which may be concluded in the future in the
normal course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 550
million rubles | | Management | For | For | |
| | 14.3 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion
between OJSC "Uralkali" (Contractor) and Closed
Joint Stock Company "Solikamsk Construction
Trust" (Contractor) of contractor agreements and
non-gratis services agreements as related-party
transactions and as transactions which may be
concluded in the future in the normal course of
business of OJSC "Uralkali" and to establish that
the maximum amount of the indicated
transactions may not exceed 620 million rubles.4.
Period of insurance: from 25 July 2012 until 24
July 2013 | | Management | For | For | |
| | 14.4 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
non-gratis services agreements between OJSC
"Uralkali" (Customer) and Closed Joint Stock
Company "Registrator Intraco" (Contractor) as
related-party transactions and as transactions
which may be concluded in the future in the
normal course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 9 million
rubles | | Management | For | For | |
| | 14.5 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
contractor agreements and non-gratis services | | Management | For | For | | |
| | agreements between OJSC "Uralkali" (Customer)
and Limited Liability Company Security Agency
"Sheriff-Berezniki" (Contractor) as related-party
transactions and as transactions which may be
concluded in the future in the normal course of
business of OJSC "Uralkali" and to establish that
the maximum amount of the indicated
transactions may not exceed 155 million rubles | |
| | 14.6 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
lease agreements between OJSC "Uralkali"
(Lessor) and Closed Joint Stock Company
"Solikamsk Construction Trust" (Lessee) as
related-party transactions and as transactions
which may be concluded in the future in the
normal course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 5 million
rubles | | Management | For | For | |
| | 14.7 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
lease agreements between OJSC "Uralkali"
(Lessor) and Open Joint Stock Company "Ural
Science and Research and Project Institute of
Galurgia" (Lessee) as related-party transactions
and as transactions which may be concluded in
the future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated transactions
may not exceed 1.5 million rubles | | Management | For | For | |
| | 14.8 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
lease agreements between OJSC "Uralkali"
(Lessor) and Limited Liability Company "Silvinit-
Transport" (Lessee) as related-party transactions
and as transactions which may be concluded in
the future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated transactions
may not exceed 0.05 million rubles | | Management | For | For | |
| | 14.9 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
lease agreements between OJSC "Uralkali"
(Lessee) and Open Joint Stock Company "Ural | | Management | For | For | | |
| | Science and Research and Project Institute of
Galurgia" (Lessor) as related-party transactions
and as transactions which may be concluded in
the future in the normal course of business of
OJSC "Uralkali" and to establish that the
maximum amount of the indicated transactions
may not exceed 1 million rubles | |
| | 14.10 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
sale and purchase agreements and supply
agreements between OJSC "Uralkali" (Seller,
Supplier) and Closed Joint Stock Company
"Solikamsk Construction Trust" (Buyer) as
related-party transactions and as transactions
which may be concluded in the future in the
normal course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 5 million
rubles | | Management | For | For | |
| | 14.11 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
sale and purchase agreements and supply
agreements between OJSC "Uralkali" (Seller,
Supplier) and Closed Joint Stock Company
"Belarusian Potash Company" (Buyer) as related-
party transactions and as transactions which may
be concluded in the future in the normal course of
business of OJSC "Uralkali" and to establish that
the maximum amount of the indicated
transactions may not exceed 97 000 million
rubles | | Management | For | For | |
| | 14.12 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
sale and purchase agreements and supply
agreements between OJSC "Uralkali" (Seller,
Supplier) and Open Joint Stock Company
"Solikamsk Magnesium Plant" (Buyer) as related-
party transactions and as transactions which may
be concluded in the future in the normal course of
business of OJSC "Uralkali" and to establish that
the maximum amount of the indicated
transactions may not exceed 700 million rubles | | Management | For | For | |
| | 14.13 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
sale and purchase agreements and supply
agreements between OJSC "Uralkali" (Buyer)
and Open Joint Stock Company "Kopeisk | | Management | For | For | | |
| | Machine-Building Plant" (Seller, Supplier) as
related-party transactions and as transactions
which may be concluded in the future in the
normal course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 1 700
million rubles | |
| | 14.14 | On approval of transactions which may be
concluded by OJSC "Uralkali" in the course of its
ordinary operations (pursuant to the procedure
indicated under Cl. 6, Article 83 of the Federal
Law "On Joint Stock Companies") as related
party transactions: To approve the conclusion of
loan agreements between OJSC "Uralkali"
(Lender) and Closed Joint Stock Company
"Solikamsk Construction Trust" (Borrower) as
related-party transactions and as transactions
which may be concluded in the future in the
normal course of business of OJSC "Uralkali" and
to establish that the maximum amount of the
indicated transactions may not exceed 150
million rubles | | Management | For | For | |
| | 14.15 | Approve Related-Party Transactions Re: Capital
Contributions to Subsidiaries | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT CUMULATIVE VOTING
APPLIES TO THIS RESOLUTION REGARDING
THE EL-ECTION OF DIRECTORS. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING.-PLEASE NOTE THAT ONLY A
VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CON-TACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU
HAVE ANY QUESTIONS. | | Non-Voting | | | |
| | 15.1 | Election of the member of the Board of Directors
of OJSC "Uralkali": Anton Averin | | Management | For | For | |
| | 15.2 | Election of the member of the Board of Directors
of OJSC "Uralkali": Vladislav Baumgertner | | Management | For | For | |
| | 15.3 | Election of the member of the Board of Directors
of OJSC "Uralkali": Alexander Voloshin | | Management | For | For | |
| | 15.4 | Election of the member of the Board of Directors
of OJSC "Uralkali": Anna Kolonchina | | Management | For | For | |
| | 15.5 | Election of the member of the Board of Directors
of OJSC "Uralkali": Alexander Malakh | | Management | For | For | |
| | 15.6 | Election of the member of the Board of Directors
of OJSC "Uralkali": Vladislav Mamulkin | | Management | For | For | |
| | 15.7 | Election of the member of the Board of Directors
of OJSC "Uralkali": Robert John Margetts | | Management | For | For | |
| | 15.8 | Election of the member of the Board of Directors
of OJSC "Uralkali": Paul James Ostling | | Management | For | For | |
| | 15.9 | Election of the member of the Board of Directors
of OJSC "Uralkali": Gordon Holden Sage | | Management | For | For | |
| | 16 | To approve Closed Joint Stock Company
"PricewaterhouseCoopers Audit" as auditor of the
financial statements of OJSC "Uralkali" prepared
in compliance with the International Financial
Reporting Standards (IFRS) for 2013 | | Management | For | For | |
| | 17 | To approve Closed Joint Stock Company
"PricewaterhouseCoopers Audit" as auditor of the
IFRS financial statements of OJSC "Uralkali"
prepared in compliance with the requirements of
the Federal Law "On Consolidated Financial
Statements" N 208-FZ for 2013 | | Management | For | For | |
| | 18 | To approve Limited Liability Company Audit Firm
"BAT-Audit" as auditor of the financial statements
of OJSC "Uralkali" prepared in compliance with
the Russian Standards of Accounting (RSA) for
2013 | | Management | For | For | |
| | 19.1 | To establish the price of services under the
insurance agreement-corporate directors and
officers liability policy with the total limit of liability
in the amount of 100 000 000 (One hundred
million) US dollars-as an amount not exceeding
235 000 (Two hundred thirty five thousand) US
dollars | | Management | For | For | |
| | 19.2 | To establish the price of services under the
directors and officers liability insurance
agreement in view of public offering of securities
with the total limit of liability in the amount of 50
000 000 (Fifty million) US dollars as 180 000
(One hundred eighty thousand) US dollars | | Management | For | For | |
| | 20.1 | To approve the insurance agreement-Corporate
Guard Directors and Officer Liability Insurance
Policy (hereinafter the Insurance Agreement)-as
a related-party transaction on the following
conditions, as specified | | Management | For | For | |
| | 20.2 | To approve the insurance agreement-Public
Offering of Securities Insurance (hereinafter-
Insurance Agreement)-as a related-party
transaction on the following conditions, as
specified | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 3,750 | 0 | 22-May-2013 | 22-May-2013 |
| | | MINING AND METALLURGICAL COMPANY NORILSK NICKEL JS |
| | Security | | 46626D108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 06-Jun-2013 | |
| | ISIN | | US46626D1081 | | Agenda | 704506041 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 199808 DUE TO
RECEIPT OF D-IRECTOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED-AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU. | | Non-Voting | | | |
| | 1 | Approve MMC Norilsk Nickel's 2012 Annual
Report | | Management | For | For | |
| | 2 | Approve MMC Norilsk Nickel's 2012 Annual
Accounting Statements including Profit and Loss
Statement | | Management | For | For | |
| | 3 | Approve MMC Norilsk Nickel's 2012 consolidated
financial statements prepared in accordance with
International Financial Reporting Standards | | Management | For | For | |
| | 4 | Approve distribution of profits and losses of
OJSC MMC Norilsk Nickel for 2012 in
accordance with the Board of Directors'
recommendation specified in the report of the
Board of Directors of OJSC MMC Norilsk Nickel
with motivated position of the Company's Board
of Directors regarding the agenda of the Annual
General Meeting of shareholders to be held on
June 6, 2013. Pay dividends of RUB 400.83 per
ordinary share of OJSC MMC Norilsk Nickel in
cash, based on the results of 2012 operations | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT CUMULATIVE VOTING
APPLIES TO THIS RESOLUTION REGARDING
THE EL-ECTION OF DIRECTORS. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING.-PLEASE NOTE THAT ONLY A
VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CON-TACT YOUR
CLIENT SERVICE REPRESENTATIVE IF YOU
HAVE ANY QUESTIONS. | | Non-Voting | | | |
| | 5.1 | To elect the following member of the Board of
Directors: Barbashev Sergey Valentinovich | | Management | For | For | |
| | 5.2 | To elect the following member of the Board of
Directors: Bashkirov Alexey Vladimirovich | | Management | For | For | |
| | 5.3 | To elect the following member of the Board of
Directors: Bratukhin Sergey Borisovich | | Management | For | For | |
| | 5.4 | To elect the following member of the Board of
Directors: Bougrov Andrey Yevgenyevich | | Management | For | For | |
| | 5.5 | To elect the following member of the Board of
Directors: Zakharova Marianna Alexandrovna | | Management | For | For | |
| | 5.6 | To elect the following member of the Board of
Directors: Matvienko Valery Alexandrovich | | Management | For | For | |
| | 5.7 | To elect the following member of the Board of
Directors: Mishakov Stalbek Stepanovich | | Management | For | For | |
| | 5.8 | To elect the following member of the Board of
Directors: Penny Gareth | | Management | For | For | |
| | 5.9 | To elect the following member of the Board of
Directors: Prinsloo Cornelis Johannes Gerhardus | | Management | For | For | |
| | 5.10 | To elect the following member of the Board of
Directors: Sokov Maxim Mikhailovich | | Management | For | For | |
| | 5.11 | To elect the following member of the Board of
Directors: Solovyev Vladislav Alexandrovich | | Management | For | For | |
| | 5.12 | To elect the following member of the Board of
Directors: Chemezov Sergey Viktorovich | | Management | For | For | |
| | 5.13 | To elect the following member of the Board of
Directors: Edwards Robert | | Management | For | For | |
| | 6.1 | To elect the following member of the Revision
Commission: Voznenko Petr Valerievich | | Management | For | For | |
| | 6.2 | To elect the following member of the Revision
Commission: Gololobova Natalya Vladimirovna | | Management | For | For | |
| | 6.3 | To elect the following member of the Revision
Commission: Pershinkov Dmitry Viktorovich | | Management | For | For | |
| | 6.4 | To elect the following member of the Revision
Commission: Svanidze Georgiy Eduardovich | | Management | For | For | |
| | 6.5 | To elect the following member of the Revision
Commission: Shilkov Vladimir Nikolaevich | | Management | For | For | |
| | 7 | Approve Rosexpertiza LLC as Auditor of MMC
Norilsk Nickel's 2013 accounting statements
prepared in accordance with Russian Accounting
Standards | | Management | For | For | |
| | 8 | Approve CJSC KPMG as Auditor of MMC Norilsk
Nickel's 2013 consolidated annual financial
statements prepared in accordance with
International Financial Reporting Standards | | Management | For | For | |
| | 9 | Approve Remuneration of Directors | | Management | For | For | |
| | 10 | To approve interrelated transactions, which are
interested party transactions for all members of
OJSC MMC Norilsk Nickel's Board of Directors
and Management Board, a subject of which is an
obligation of OJSC MMC Norilsk Nickel to
indemnify members of the Board of Directors and
Management Board for damages that they may
suffer in connection with their appointment to
corresponding positions, in the amount not
exceeding USD 115,000,000 (one hundred
fifteen million US dollars) for each member | | Management | For | For | |
| | 11 | To approve the transaction, to which all members
of MMC Norilsk Nickel Board of Directors and
Management Board are interested parties and
the subject of which is MMC Norilsk Nickel's
liability to indemnify members of MMC Norilsk
Nickel Board of Directors and Management
Board acting as beneficiaries to the transaction,
by a Russian insurance company for the term of
1 year with the indemnification limit of USD
200,000,000 (two hundred million), the limit of
USD 6,000,000 (six million) in excess of the total
limit for Independent Directors, and the limit of
USD 25,000,000 (twenty five million) for
additional coverage of the principal agreement, at
a premium not exceeding USD 1,200,000 (one
million two hundred thousand) | | Management | For | For | |
| | 12 | To reduce the Company's share capital by RUB
13, 911,346 to RUB 158, 245, 476 via
cancellation of 13,911,346 ordinary shares of the
Company with the par value of RUB 1 per share,
acquired by the Company as a result of
liquidation of Corvest Limited | | Management | For | For | |
| | 13 | To approve amended Charter of the Company as
per Annex 1 | | Management | For | For | |
| | 14.1 | To approve interested party transaction between
MMC Norilsk Nickel and CJSC NORMETIMPEX
(additional agreement No. 1 to Commission
Agreement No. HH/1001-2009 of 21.12.2009).
Information on the subject, price and other
material terms of the transaction are specified in
Annex 2 | | Management | For | For | |
| | 14.2 | To approve interested party transaction between
MMC Norilsk Nickel and CJSC NORMETIMPEX
(order to Commission Agreement No. HH/1001-
2009 of 21.12.2009). Information on the subject,
price and other material terms of the transaction
are specified in Annex 3 and 4 | | Management | For | For | |
| | 15 | To approve interested party transaction between
MMC Norilsk Nickel and OJSC Sberbank of
Russia, that may be carried out in the future as
part of MMC Norilsk Nickel's ordinary course of
business. Information on the subject, price and
other material terms of the transaction are
specified in Annex 5 | | Management | For | For | |
| | 16 | To approve interested party transaction between
MMC Norilsk Nickel and OJSC Sberbank of
Russia and /or SIB (Cyprus) Limited, and /or
Sberbank CIB (UK) Limited, and /or Sberbank
(Switzerland) AG, that may be carried out in the
future as part of MMC Norilsk Nickel's ordinary
course of business. Information on the subject,
price and other material terms of the transaction
are specified in Annex 6 | | Management | For | For | |
| | 17 | To approve interested party transaction between
MMC Norilsk Nickel and Kola MMC that may be
carried out in the future as part of MMC Norilsk
Nickel's ordinary course of business. Information
on the subject, price and other material terms of
the transaction are specified in Annex 7 | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO RECEIPT COMPLETE NAMES OF
DIRECTORS-AND REVISION COMMISSION
MEMBERS. THANK YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 4,000 | 0 | 22-May-2013 | 22-May-2013 |
| | | INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI |
| | Security | | Y3990B112 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 07-Jun-2013 | |
| | ISIN | | CNE1000003G1 | | Agenda | 704530105 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 191480 DUE TO
ADDITION OF-RESOLUTIONS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AN-D YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING O-N THE URL LINKS:
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0422/LTN-20130422685.pdf,
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0422/LTN-20130422652.pdf,
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0522/LTN-20130522542.pdf and
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0522/-LTN20130522548.pdf | | Non-Voting | | | |
| | 1 | To consider and approve the 2012 Work Report
of the Board of Directors of the Bank | | Management | For | For | |
| | 2 | To consider and approve the 2012 Work Report
of the Board of Supervisors of the Bank | | Management | For | For | |
| | 3 | To consider and approve the Bank's 2012
audited accounts | | Management | For | For | |
| | 4 | To consider and approve the Bank's 2012 profit
distribution plan | | Management | For | For | |
| | 5 | To consider and approve the proposal on
launching the engagement of accounting firm for
2013 | | Management | For | For | |
| | 6 | To consider and approve the appointment of Mr.
Yi Huiman as an executive director of the Bank | | Management | For | For | |
| | 7 | To consider and approve the appointment of Mr.
Luo Xi as an executive director of the Bank | | Management | For | For | |
| | 8 | To consider and approve the appointment of Mr.
Liu Lixian as an executive director of the Bank | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 228,000 | 0 | 23-May-2013 | 05-Jun-2013 |
| | | PACIFIC HOSPITAL SUPPLY CO LTD |
| | Security | | Y6610N101 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 11-Jun-2013 | |
| | ISIN | | TW0004126008 | | Agenda | 704512537 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT IN CASES WHERE THE
CLIENT INSTRUCTS US TO VOTE AGAINST
ANY-PROPOSAL TO BE DISCUSSED AT A
SHAREHOLDERS MEETING AND THE VOTING
WITH-RESPECT TO SUCH PROPOSAL IS
DONE BY BALLOT, WE OR OUR DESIGNEE
WILL FILL OUT-THE BALLOT IN RESPECT OF
SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS-INSTRUCTIONS. HOWEVER, IF
THE VOTING AT THE SHAREHOLDERS
MEETING IS DONE BY-ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY
ACTION IN RESPECT OF THE-RELEVANT
PROPOSAL. THANK YOU | | Non-Voting | | | |
| | A1 | The 2012 business operations and financial
statements | | Non-Voting | | | |
| | A2 | The 2012 audited reports | | Non-Voting | | | |
| | A3 | To establish the code of behavior guide criteria
and the procedures of-business with integrity | | Non-Voting | | | |
| | A4 | The revision to the rules of the board meeting | | Non-Voting | | | |
| | B1 | The 2012 business reports and financial
statements | | Management | For | For | |
| | B2 | The 2012 profit distribution. Proposed cash
dividend: TWD4 per share | | Management | For | For | |
| | B3 | The revision to the procedures of endorsement
and guarantee | | Management | For | For | |
| | B4 | The revision to the procedures of monetary loans | | Management | For | For | |
| | B51 | The election of the director : Chung Jen | | Management | For | For | |
| | B52 | The election of the director : Chung An Ting | | Management | For | For | |
| | B53 | The election of the director : Chan Chih Chun | | Management | For | For | |
| | B54 | The election of the independent director: Chou
Kuei Chieh | | Management | For | For | |
| | B55 | The election of the independent director: Wu
Yuan Ning | | Management | For | For | |
| | B56 | The election of the supervisor: Chang Ming Chih | | Management | For | For | |
| | B57 | The election of the supervisor: Ching Fu Yi | | Management | For | For | |
| | B58 | The election of the supervisor: Chen He Fu | | Management | For | For | |
| | B6 | The proposal to release non-competition
restriction on the directors | | Management | For | For | |
| | B7 | Extraordinary motions | | Management | For | Against | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 76,000 | 0 | 18-May-2013 | 07-Jun-2013 |
| | | TAIWAN SEMICONDUCTOR MFG. CO. LTD. |
| | Security | | 874039100 | | Meeting Type | Annual |
| | Ticker Symbol | | TSM | | Meeting Date | 11-Jun-2013 | |
| | ISIN | | US8740391003 | | Agenda | 933825474 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1) | TO ACCEPT 2012 BUSINESS REPORT AND
FINANCIAL STATEMENTS. | | Management | For | | |
| | 2) | TO APPROVE THE PROPOSAL FOR
DISTRIBUTION OF 2012 PROFITS. | | Management | For | | |
| | 3) | TO REVISE THE FOLLOWING INTERNAL
RULES: A) PROCEDURES FOR ACQUISITION
OR DISPOSAL OF ASSETS; B) PROCEDURES
FOR LENDING FUNDS TO OTHER PARTIES;
C) PROCEDURES FOR ENDORSEMENT AND
GUARANTEE. | | Management | For | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 11,450 | 0 | 15-May-2013 | 15-May-2013 |
| | | PHILIPPINE LONG DISTANCE TELEPHONE CO |
| | Security | | 718252109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 14-Jun-2013 | |
| | ISIN | | PH7182521093 | | Agenda | 704573218 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 201812 DUE TO
CHANGE IN VO-TING STATUS. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AN-D YOU WILL
NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU. | | Non-Voting | | | |
| | 1 | Call to order | | Non-Voting | | | |
| | 2 | Certification of service of notice and quorum | | Non-Voting | | | |
| | 3 | President's report | | Non-Voting | | | |
| | 4 | Approval of the audited financial statements for
the fiscal year ended 31 December 2012
contained in the company's 2012 annual report | | Management | For | For | |
| | 5 | Election of Director: Artemio V. Panganiban
(Independent Director) | | Management | For | For | |
| | 6 | Election of Director: Pedro E. Roxas
(Independent Director) | | Management | For | For | |
| | 7 | Election of Director: Alfred V. Ty (Independent
Director) | | Management | For | For | |
| | 8 | Election of Director: Helen Y. Dee | | Management | For | For | |
| | 9 | Election of Director: Ray C. Espinosa | | Management | For | For | |
| | 10 | Election of Director: James L. Go | | Management | For | For | |
| | 11 | Election of Director: Setsuya Kimura | | Management | For | For | |
| | 12 | Election of Director: Napoleon L. Nazareno | | Management | For | For | |
| | 13 | Election of Director: Manuel V. Pangilinan | | Management | For | For | |
| | 14 | Election of Director: Hideaki Ozaki | | Management | For | For | |
| | 15 | Election of Director: MA. Lourdes C. Rausa-Chan | | Management | For | For | |
| | 16 | Election of Director: Juan B. Santos | | Management | For | For | |
| | 17 | Election of Director: Tony Tan Caktiong | | Management | For | For | |
| | 18 | Approval of the following corporate actions: (a)
decrease in the company's authorized capital
stock from nine billion three hundred ninety five
million pesos (PHP 9,395,000,000), divided into
two classes consisting of (a) preferred capital
stock sub-classified into: one hundred fifty million
(150,000,000) shares of voting preferred stock of
the par value of one peso (PHP 1.00) each and
eight hundred seven million five hundred
thousand (807,500,000) shares of non-voting
serial preferred stock of the par value of ten
pesos (PHP 10.00) each, and (b) two hundred
thirty four million (234,000,000) shares of
common capital stock of the par value of Five
Pesos (PHP 5.00) each to five billion one
hundred ninety five million pesos (PHP
5,195,000,000), divided into two classes | | Management | For | For | | |
| | consisting of (a) preferred capital stock sub-
classified into: one hundred fifty million
(150,000,000) shares of voting preferred stock of
the par value of One Peso (PHP 1.00) each and
three hundred eighty seven million five hundred
thousand (387,500,000) shares of non-voting
serial preferred stock of the par value of ten
pesos (PHP 10.00), each and (b) two hundred
thirty four million (234,000,000) shares of
common capital stock of the par value of five
pesos (PHP 5.00) each (b) corresponding
amendments to the seventh article of the articles
of incorporation of the company | |
| | 19 | Other business as may properly come before the
meeting and at any adjournment-thereof | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS A REVISION
DUE TO CHANGE IN TEXT OF COMMENT.
THANK YO-U. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 3,105 | 0 | 01-Jun-2013 | 06-Jun-2013 |
| | | SILICONWARE PRECISION INDUSTRIES CO LTD. |
| | Security | | 827084864 | | Meeting Type | Annual |
| | Ticker Symbol | | SPIL | | Meeting Date | 14-Jun-2013 | |
| | ISIN | | US8270848646 | | Agenda | 933826793 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 3.1 | TO ACCEPT FY 2012 BUSINESS REPORT AND
FINANCIAL STATEMENTS | | Management | For | | |
| | 3.2 | TO APPROVE THE PROPOSAL OF FY 2012
PROFIT DISTRIBUTION | | Management | For | | |
| | 4.1 | TO DISCUSS AND APPROVE THE PROPOSAL
OF CASH DISTRIBUTION OF CAPITAL
RESERVE | | Management | For | | |
| | 4.2 | TO DISCUSS AND APPROVE THE PROPOSED
AMENDMENTS TO THE COMPANY'S
"ARTICLES OF THE INCORPORATION" | | Management | For | | |
| | 4.3 | TO DISCUSS AND APPROVE THE PROPOSED
AMENDMENTS TO THE COMPANY'S
"PROCEDURES FOR ELECTION OF
DIRECTORS AND SUPERVISORS" AND
RENAME AS "PROCEDURES FOR ELECTION
OF DIRECTORS" | | Management | For | | |
| | 4.4 | TO DISCUSS AND APPROVE THE PROPOSED
AMENDMENTS TO THE COMPANY'S
"PROCEDURES FOR ENDORSEMENTS AND
GUARANTEES" | | Management | For | | |
| | 4.5 | TO DISCUSS AND APPROVE THE PROPOSED
AMENDMENTS TO THE COMPANY'S
"PROCEDURES FOR ACQUISITION AND
DISPOSAL OF ASSETS" | | Management | For | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 21,020 | 0 | 16-May-2013 | 16-May-2013 |
| | | KINSUS INTERCONNECT TECHNOLOGY CORP |
| | Security | | Y4804T109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 17-Jun-2013 | |
| | ISIN | | TW0003189007 | | Agenda | 704521322 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT IN CASES WHERE THE
CLIENT INSTRUCTS US TO VOTE AGAINST
ANY-PROPOSAL TO BE DISCUSSED AT A
SHAREHOLDERS MEETING AND THE VOTING
WITH-RESPECT TO SUCH PROPOSAL IS
DONE BY BALLOT, WE OR OUR DESIGNEE
WILL FILL OUT-THE BALLOT IN RESPECT OF
SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS-INSTRUCTIONS. HOWEVER, IF
THE VOTING AT THE SHAREHOLDERS
MEETING IS DONE BY-ACCLAMATION,
WE/OUR DESIGNEE WILL NOT TAKE ANY
ACTION IN RESPECT OF THE-RELEVANT
PROPOSAL. THANK YOU | | Non-Voting | | | |
| | A.1 | The 2012 business operations | | Non-Voting | | | |
| | A.2 | The 2012 audited reports | | Non-Voting | | | |
| | A.3 | The revision of the rules of the board meeting | | Non-Voting | | | |
| | A.4 | The adoption of IFRS for the adjustment of profit
distribution and special-reserve | | Non-Voting | | | |
| | B.1 | The 2012 business reports and financial
statements | | Management | For | For | |
| | B.2 | The 2012 profit distribution | | Management | For | For | |
| | B.3 | The revision to the procedures of monetary loans | | Management | For | For | |
| | B.4 | The revision to the procedures of endorsement
and guarantee | | Management | For | For | |
| | B.5 | The revision to the rules of the shareholder
meeting | | Management | For | For | |
| | B.6 | Other issues and extraordinary motions | | Management | For | Against | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 888367 | BNY MELLON | 55,000 | 0 | 23-May-2013 | 13-Jun-2013 |
| | | ECOBANK TRANSNATIONAL INCORPORATED, LOME |
| | Security | | V00005104 | | Meeting Type | MIX |
| | Ticker Symbol | | | | Meeting Date | 20-Jun-2013 | |
| | ISIN | | TG0000000132 | | Agenda | 704592737 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | Adoption of 2012 Accounts | | Management | For | For | |
| | 2 | Appropriation of the Profits | | Management | For | For | |
| | 3.A | Re-election of Director: Mr. Andre Siaka | | Management | For | For | |
| | 3.B | Re-election of Director: Dr. Babatunde Ademola
Ajibade | | Management | For | For | |
| | 3.C | Re-election of Director: Mr. Kwasi Boatin | | Management | For | For | |
| | 3.D | Re-election of Director: Mr. Paulo Gomes | | Management | For | For | |
| | 3.E | Re-election of Director: Mr. Sipho Mseleku | | Management | For | For | |
| | 3.F | Re-election of Director: Mr. Isyaku Umar | | Management | For | For | |
| | 3.G | Re-election of Director: Mrs. Laurence do Rego | | Management | For | For | |
| | 4.A | Ratification of the Co-option of Director: Mr.
Thierry Tanoh | | Management | For | For | |
| | 4.B | Ratification of the Co-option of Director: Dr.
Daniel Mmushi Matjila | | Management | For | For | |
| | 4.C | Ratification of the Co-option of Director: Mr.
Patrick Akinwuntan | | Management | For | For | |
| | 4.D | Ratification of the Co-option of Director: Mr. Eddy
Ogbogu | | Management | For | For | |
| | 5 | Re-appointment of the Joint Auditors | | Management | For | For | |
| | 6 | Amendments to the Company's Articles of
Association | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 2,100,000 | 0 | 08-Jun-2013 | 10-Jun-2013 |
| | | CHINA SHENHUA ENERGY COMPANY LTD |
| | Security | | Y1504C113 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 21-Jun-2013 | |
| | ISIN | | CNE1000002R0 | | Agenda | 704462124 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
FOR-ALL RESOLUTIONS. THANK YOU. | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL-
LINKS:http://www.hkexnews.hk/listedco/listconew
s/sehk/2013/0426/LTN20130426141-6.pdf AND-
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0426/LTN201304261412.pdf | | Non-Voting | | | |
| | 1 | To consider and, if thought fit, to approve the
report of the board of directors of the Company
for the year ended 31 December 2012 | | Management | For | For | |
| | 2 | To consider and, if thought fit, to approve the
report of the board of supervisors of the
Company for the year ended 31 December 2012 | | Management | For | For | |
| | 3 | To consider and, if thought fit, to approve the
audited financial statements of the Company for
the year ended 31 December 2012 | | Management | For | For | |
| | 4 | To consider and, if thought fit, to approve the
Company's profit distribution plan for the year
ended 31 December 2012: i.e. final dividend for
the year ended 31 December 2012 in the amount
of RMB0.96 per share (inclusive of tax) be
declared and distributed, the aggregate amount
of which is approximately RMB19,094 billion, and
to authorise a committee comprising of Dr. Zhang
Xiwu, Dr. Zhang Yuzhuo and Dr. Ling Wen to
implement the above mentioned profit distribution
plan and to deal with matters in relation to tax
with-holding as required by relevant laws,
regulations and regulatory authorities | | Management | For | For | |
| | 5 | To consider and, if thought fit, to approve the
remuneration of the directors and supervisors of
the Company for the year ended 31 December
2012: i.e. aggregate remuneration of the
executive directors is in the amount of
RMB1,950,975.55; aggregate remuneration of
the non-executive directors is in the amount of
RMB1,350,000, of which the aggregate
remuneration of the independent nonexecutive
directors is in the amount of RMB1,350,000, the
nonexecutive directors (other than the
independent non-executive directors) are
remunerated by Shenhua Group Corporation
Limited and are not remunerated by the
Company in cash; remuneration of the
supervisors is in the amount of RMB2,032,514.92 | | Management | For | For | |
| | 6 | To consider and, if thought fit, to approve the
appointment of Deloitte Touche Tohmatsu and
Deloitte Touche Tohmatsu CPA Ltd. as the
international and PRC auditors respectively of the
Company and to authorise a committee
comprising of Mr. Zhang Xiwu, Mr. Zhang
Yuzhuo, Mr. Ling Wen and Mr. Gong Huazhang,
all being directors of the Company, to determine
their 2013 remuneration | | Management | For | For | |
| | 7 | To consider and, if thought fit, to approve the
revision of annual cap under the Current Mutual
Coal Supply Agreement for the year ending 31
December 2013 | | Management | For | For | |
| | 8 | To consider and, if thought fit, to approve the
Supplementary Agreement to the Current
Financial Services Agreement and the revision of
certain annual caps under the Current Financial
Services Agreement for the year ending 31
December 2013 | | Management | For | For | |
| | 9 | To consider and, if thought fit, to approve the
Mutual Coal Supply Agreement, the proposed
annual caps in relation thereto and the
transactions contemplated thereunder | | Management | For | For | |
| | 10 | To consider and, if thought fit, to approve the
Mutual Supplies and Services Agreement, the
proposed annual caps in relation thereto and the
transactions contemplated thereunder | | Management | For | For | |
| | 11 | To consider and, if thought fit, to approve the
Financial Services Agreement, the proposed
annual caps in relation hereto and the
transactions contemplated thereunder | | Management | For | For | |
| | 12 | To consider and, if thought fit, to approve the
change of use of a portion of the proceeds from
the A Share offering | | Management | For | For | |
| | 13 | To consider and, if thought fit, to approve the
amendments to the Articles of Association of the
Company (details of which are set out in the
announcement dated 24 August 2012 and the
circular dated 9 April 2013 and to authorise a
committee comprising of Dr. Zhang Xiwu, Dr.
Zhang Yuzhuo and Dr. Ling Wen, all being
Directors of the Company, to, after passing of this
resolution, carry out further amendments to the
Articles of Association of the Company as they
may consider necessary and appropriate at the
request of relevant regulatory authorities from
time to time in the course of filing the Articles of
Association with such regulatory authorities | | Management | For | For | |
| | 14 | To consider and, if thought fit, to:- (1) approve a
general mandate to the board of directors to, by
reference to market conditions and in accordance
with needs of the Company, to allot, issue and
deal with, either separately or concurrently,
additional domestic shares (A shares) and
overseas-listed foreign invested shares (H
shares) not exceeding 20% of each of the
number of domestic shares (A shares) and the
number of overseas-listed foreign invested
shares (H shares) in issue at the time of passing
this resolution at annual general meeting. | | Management | For | For | | |
| | Pursuant to PRC laws and regulations, the
Company will seek further approval from its
shareholders in general meeting for each
issuance of domestic shares (A shares) even
where this general mandate is approved. (2) the
board of directors be authorised to (including but
not limited CONTD | |
| | CONT | CONTD to the following):- (i) formulate and
implement detailed issuance plan,-including but
not limited to the class of shares to be issued,
pricing-mechanism and/or issuance price
(including price range), number of shares to-be
issued, allottees and use of proceeds, time of
issuance, period of-issuance and whether to
issue shares to existing shareholders; (ii)
approve-and execute, on behalf of the Company,
agreements related to share issuance,-including
but not limited to underwriting agreement and
engagement agreements-of professional
advisers; (iii) approve and execute, on behalf of
the-Company, documents related to share
issuance for submission to regulatory-authorities,
and to carry out approval procedures required by
regulatory-authorities and venues in which the
Company is listed; (iv) amend, as-required by
CONTD | | Non-Voting | | | |
| | CONT | CONTD regulatory authorities within or outside
China, agreements and-statutory documents
referred to in (ii) and (iii) above; (v) engage the-
services of professional advisers for share
issuance related matters, and to-approve and
execute all acts, deeds, documents or other
matters necessary,-appropriate or required for
share issuance; (vi) increase the registered-
capital of the Company after share issuance, and
to make corresponding-amendments to the
articles of association of the Company relating to
share-capital and shareholdings etc, and to carry
out statutory registrations and-filings within and
outside China. The above general mandate will
expire on-the earlier of ("Relevant Period"):- (a)
the conclusion of the annual general-meeting of
the Company for 2013; (b) the expiration of a
period of twelve-months following CONTD | | Non-Voting | | | |
| | CONT | CONTD the passing of this special resolution at
the annual general meeting-for 2012; or (c) the
date on which the authority conferred by this
special-resolution is revoked or varied by a
special resolution of shareholders at a-general
meeting, except where the board of directors has
resolved to issue-domestic shares (A shares) or
overseas-listed foreign invested shares (H-
shares) during the Relevant Period and the share
issuance is to be continued-or implemented after
the Relevant Period | | Non-Voting | | | |
| | 15 | To consider and, if thought fit, to approve the
following general mandate to repurchase
domestic shares (A shares) and overseaslisted
foreign invested shares (H shares):- (1) approve
a general mandate to the board of directors to, by
reference to market conditions and in accordance
with needs of the Company, to repurchase
domestic shares (A shares) not exceeding 10%
of the number of domestic shares (A shares) in
issue at the time when this resolution is passed | | Management | For | For | | |
| | at annual general meeting and the relevant
resolutions are passed at class meetings of
shareholders. Pursuant to PRC laws and
regulations, and for repurchases of domestic
shares (A shares), the Company will seek further
approval from its shareholders in general meeting
for each repurchase of domestic shares (A
shares) even where the general mandate is
granted, but CONTD | |
| | CONT | CONTD will not be required to seek shareholders'
approval at class meetings-of domestic share (A
share) shareholders or overseas-listed foreign
invested-share (H share) shareholders. (2)
approve a general mandate to the board of-
directors to, by reference to market conditions
and in accordance with needs-of the Company,
to repurchase overseas-listed foreign invested
shares (H-shares) not exceeding 10% of the
number of overseas-listed foreign invested-
shares (H shares) in issue at the time when this
resolution is passed at-annual general meeting
and the relevant resolutions are passed at class-
meetings of shareholders. (3) the board of
directors be authorised to-(including but not
limited to the following):- (i) formulate and
implement-detailed repurchase plan, including
but not limited to repurchase price,-number of
CONTD | | Non-Voting | | | |
| | CONT | CONTD shares to repurchase, time of
repurchase and period of repurchase etc;-(ii)
notify creditors in accordance with the PRC
Company Law and articles of-association of the
Company; (iii) open overseas share accounts
and to carry-out related change of foreign
exchange registration procedures; (iv) carry-out
relevant approval procedures required by
regulatory authorities and-venues in which the
Company is listed, and to carry out filings with
the-China Securities Regulatory Commission; (v)
carry out cancelation procedures-for repurchased
shares, decrease registered capital, and to make-
corresponding amendments to the articles of
association of the Company-relating to share
capital and shareholdings etc, and to carry out
statutory-registrations and filings within and
outside China; (vi) approve and execute,-on
behalf of CONTD | | Non-Voting | | | |
| | CONT | CONTD the Company, documents and matters
related to share repurchase. The-above general
mandate will expire on the earlier of ("Relevant
Period"):- (a)-the conclusion of the annual
general meeting of the Company for 2013; (b)
the-expiration of a period of twelve months
following the passing of this special-resolution at
the annual general meeting for 2012, the first A
shareholders'-class meeting in 2013 and the first
H shareholders' class meeting in 2013; or-(c) the
date on which the authority conferred by this
special resolution is-revoked or varied by a
special resolution of shareholders at a general-
meeting, or a special resolution of shareholders
at a class meeting of-domestic share (A share)
shareholders or a class meeting of overseas-
listed-foreign invested share (H share)
shareholders, except where the board of-CONTD | | Non-Voting | | | |
| | CONT | CONTD directors has resolved to repurchase
domestic shares (A shares) or-overseas-listed
foreign invested shares (H shares) during the
Relevant Period-and the share repurchase is to
be continued or implemented after the Relevant-
Period | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 8,000 | 0 | 07-May-2013 | 18-Jun-2013 |
| | | CHINA SHENHUA ENERGY COMPANY LTD |
| | Security | | Y1504C113 | | Meeting Type | Class Meeting |
| | Ticker Symbol | | | | Meeting Date | 21-Jun-2013 | |
| | ISIN | | CNE1000002R0 | | Agenda | 704466792 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0426/LTN201304261428.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/sehk/
2013/0426/LTN201304261424.pdf | | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST'-ONLY FOR ALL RESOLUTIONS.
THANK YOU. | | Non-Voting | | | |
| | 1 | To consider and, if thought fit, to approve the
following general mandate to repurchase
domestic shares (A shares) and overseas-listed
foreign invested shares (H shares):- (1) approve
a general mandate to the board of directors to, by
reference to market conditions and in accordance
with needs of the Company, to repurchase
domestic shares (A shares) not exceeding 10%
of the number of domestic shares (A shares) in
issue at the time when this resolution is passed
at annual general meeting and the relevant
resolutions are passed at class meetings of
shareholders. Pursuant to PRC laws and
regulations, and for repurchases of domestic
shares (A shares), the Company will seek further
approval from its shareholders in general meeting
for each repurchase of domestic shares (A
shares) even where the general mandate is
granted, but CONTD | | Management | For | For | |
| | CONT | CONTD will not be required to seek shareholders'
approval at class meetings-of domestic share (A
share) shareholders or overseas-listed foreign
invested-share (H share) shareholders. (2)
approve a general mandate to the board of-
directors to, by reference to market conditions
and in accordance with needs-of the Company,
to repurchase overseas-listed foreign invested
shares (H-shares) not exceeding 10% of the
number of overseas-listed foreign invested-
shares (H shares) in issue at the time when this
resolution is passed at-annual general meeting
and the relevant resolutions are passed at class-
meetings of shareholders. (3) the board of
directors be authorised to-(including but not
limited to the following):- (i) formulate and
implement-detailed repurchase plan, including
but not limited to repurchase price,-number of
CONTD | | Non-Voting | | | |
| | CONT | CONTD shares to repurchase, time of
repurchase and period of repurchase etc;-(ii)
notify creditors in accordance with the PRC
Company Law and articles of-association of the
Company; (iii) open overseas share accounts
and to carry-out related change of foreign
exchange registration procedures; (iv) carry-out
relevant approval procedures required by
regulatory authorities and-venues in which the
Company is listed, and to carry out filings with
the-China Securities Regulatory Commission; (v)
carry out cancelation procedures-for repurchased
shares, decrease registered capital, and to make-
corresponding amendments to the articles of
association of the Company-relating to share
capital and shareholdings etc, and to carry out
statutory-registrations and filings within and
outside China; (vi) approve and execute,-on
behalf of CONTD | | Non-Voting | | | |
| | CONT | CONTD the Company, documents and matters
related to share repurchase. The-above general
mandate will expire on the earlier of ("Relevant
Period"):- (a)-the conclusion of the annual
general meeting of the Company for 2013; (b)
the-expiration of a period of twelve months
following the passing of this special-resolution at
the annual general meeting for 2012, the first A
shareholders'-class meeting in 2013 and the first
H shareholders' class meeting in 2013; or-(c) the
date on which the authority conferred by this
special resolution is-revoked or varied by a
special resolution of shareholders at a general-
meeting, or a special resolution of shareholders
at a class meeting of-domestic share (A share)
shareholders or a class meeting of overseas-
listed-foreign invested share (H share)
shareholders, except where the board of-CONTD | | Non-Voting | | | |
| | CONT | CONTD directors has resolved to repurchase
domestic shares (A shares) or-overseas-listed
foreign invested shares (H shares) during the
Relevant Period-and the share repurchase is to
be continued or implemented after the Relevant-
Period | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 8,000 | 0 | 07-May-2013 | 18-Jun-2013 |
| | | TURKCELL ILETISIM HIZMETLERI A.S. |
| | Security | | 900111204 | | Meeting Type | Annual |
| | Ticker Symbol | | TKC | | Meeting Date | 24-Jun-2013 | |
| | ISIN | | US9001112047 | | Agenda | 933849119 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | OPENING AND ELECTION OF THE
PRESIDENCY BOARD | | Management | For | For | |
| | 2 | AUTHORIZING THE PRESIDENCY BOARD TO
SIGN THE MINUTES OF THE MEETING | | Management | For | For | |
| | 6 | REVIEW, DISCUSSION AND APPROVAL OF
THE BALANCE SHEETS AND PROFITS/LOSS
STATEMENTS RELATING TO FISCAL YEARS
2010 | | Management | For | For | |
| | 7 | DISCUSSION OF AND DECISION ON THE
BOARD OF DIRECTORS' PROPOSAL
CONCERNING THE DISTRIBUTION OF
DIVIDEND FOR YEAR 2010 AND
DETERMINATION OF THE DIVIDEND
DISTRIBUTION DATE | | Management | For | For | |
| | 8 | RELEASE OF THE BOARD MEMBER, COLIN J.
WILLIAMS, FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY IN THE
YEAR 2010 | | Management | For | For | |
| | 9 | RELEASE OF THE STATUTORY AUDITORS
INDIVIDUALLY FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2010 | | Management | For | For | |
| | 13 | REVIEW, DISCUSSION AND APPROVAL OF
THE BALANCE SHEETS AND PROFITS/LOSS
STATEMENTS RELATING TO FISCAL YEARS
2011 | | Management | For | For | |
| | 14 | DISCUSSION OF AND DECISION ON THE
BOARD OF DIRECTORS' PROPOSAL
CONCERNING THE DISTRIBUTION OF
DIVIDEND FOR YEAR 2011 AND
DETERMINATION OF THE DIVIDEND
DISTRIBUTION DATE | | Management | For | For | |
| | 15 | RELEASE OF THE BOARD MEMBERS
INDIVIDUALLY FROM THE ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2011 | | Management | For | For | |
| | 16 | RELEASE OF THE STATUTORY AUDITORS
INDIVIDUALLY FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2011 | | Management | For | For | |
| | 19 | DISCUSSION OF AND APPROVAL OF THE
ELECTION OF THE INDEPENDENT AUDIT
FIRM APPOINTED BY THE BOARD OF
DIRECTORS PURSUANT TO THE CAPITAL
MARKETS LEGISLATION FOR AUDITING OF
THE ACCOUNTS AND FINANCIALS OF THE
YEAR 2012 | | Management | For | For | |
| | 21 | REVIEW, DISCUSSION AND APPROVAL OF
THE BALANCE SHEETS AND PROFITS/LOSS
STATEMENTS RELATING TO FISCAL YEARS
2012 | | Management | For | For | |
| | 22 | DISCUSSION OF AND DECISION ON THE
BOARD OF DIRECTORS' PROPOSAL
CONCERNING THE DISTRIBUTION OF
DIVIDEND FOR YEAR 2012 AND
DETERMINATION OF THE DIVIDEND
DISTRIBUTION DATE | | Management | For | For | |
| | 23 | RELEASE OF THE BOARD MEMBERS
INDIVIDUALLY FROM THE ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2012 | | Management | For | For | |
| | 24 | RELEASE OF THE STATUTORY AUDITORS
INDIVIDUALLY FROM ACTIVITIES AND
OPERATIONS OF THE COMPANY
PERTAINING TO THE YEARS 2012 | | Management | For | For | |
| | 25 | SUBJECT TO THE APPROVAL OF THE
MINISTRY OF CUSTOM AND COMMERCIAL
AND CAPITAL MARKETS BOARD;
DISCUSSION OF AND VOTING ON THE
AMENDMENT OF ARTICLES 3, 4, 6, 7, 8, 9, 10,
11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 24, 25 AND
26 TO THE ARTICLES OF ASSOCIATION OF
THE COMPANY | | Management | For | For | |
| | 26 | IN ACCORDANCE WITH ARTICLE 363 OF TCC,
SUBMITTAL AND APPROVAL OF THE BOARD
MEMBERS ELECTED BY THE BOARD OF
DIRECTORS DUE TO VACANCIES IN THE
BOARD OCCURRED IN THE YEAR 2012 | | Management | For | For | |
| | 27 | ELECTION OF NEW BOARD MEMBERS IN
ACCORDANCE WITH RELATED LEGISLATION
AND DETERMINATION OF THE NEWLY
ELECTED BOARD MEMBERS' TERM OF
OFFICE | | Management | For | For | |
| | 28 | DETERMINATION OF THE GROSS MONTHLY
FEES OF THE MEMBERS OF THE BOARD OF
DIRECTORS | | Management | For | For | |
| | 29 | DISCUSSION OF AND APPROVAL OF THE
ELECTION OF THE INDEPENDENT AUDIT
FIRM APPOINTED BY THE BOARD OF
DIRECTORS PURSUANT TO TCC AND THE
CAPITAL MARKETS LEGISLATION FOR
AUDITING OF THE ACCOUNTS AND
FINANCIALS OF THE YEAR 2013 | | Management | For | For | |
| | 30 | DISCUSSION OF AND APPROVAL OF
INTERNAL GUIDE ON GENERAL ASSEMBLY
RULES OF PROCEDURES PREPARED BY
THE BOARD OF DIRECTORS | | Management | For | For | |
| | 31 | DECISION PERMITTING THE BOARD
MEMBERS TO, DIRECTLY OR ON BEHALF OF
OTHERS, BE ACTIVE IN AREAS FALLING
WITHIN OR OUTSIDE THE SCOPE OF THE
COMPANY'S OPERATIONS AND TO
PARTICIPATE IN COMPANIES OPERATING IN
THE SAME BUSINESS AND TO PERFORM
OTHER ACTS IN COMPLIANCE WITH
ARTICLES 395 AND 396 OF THE TURKISH
COMMERCIAL CODE | | Management | For | For | |
| | 32 | DISCUSSION OF AND APPROVAL OF
"DIVIDEND POLICY" OF COMPANY
PURSUANT TO THE CORPORATE
GOVERNANCE PRINCIPLES | | Management | For | For | |
| | 34 | INFORMING THE GENERAL ASSEMBLY ON
THE DONATION AND CONTRIBUTION MADE
IN THE YEARS 2011 AND 2012; DISCUSSION
OF AND DECISION ON THE LIMIT OF THE
DONATIONS TO BE MADE IN THE YEAR 2013;
AND DISCUSSION AND APPROVAL OF
DONATION AMOUNT WHICH HAS BEEN
REALIZED FROM THE BEGINNING OF THE
YEAR 2013 TO DATE OF GENERAL
ASSEMBLY | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 997CTAG | CULLEN EM
MARKETS HIGH
DIV FD | 997CTAG | STATE STREET
BANK & TRUST
CO | 16,900 | 0 | 14-Jun-2013 | 14-Jun-2013 |
| | | ASCENDAS INDIA TRUST |
| | Security | | Y0259C104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 25-Jun-2013 | |
| | ISIN | | SG1V35936920 | | Agenda | 704572937 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To receive and adopt the Report of the Trustee-
Manager, Statement by the Trustee- Manager
and Audited Financial Statements of a-iTrust, for
the financial year ended 31 March 2013, together
with the Auditors' Report thereon | | Management | For | For | |
| | 2 | To re-appoint Messrs Ernst & Young LLP ("EY")
as Independent Auditor of a-iTrust, to hold office
until the conclusion of the next Annual General
Meeting ("AGM") of a-iTrust and to authorise the
directors of the Trustee-Manager to fix their
remuneration | | Management | For | For | |
| | 3 | That pursuant to Section 36 of the Singapore
Business Trusts Act, Cap. 31A (the "BTA"), Rule
806 of the Listing Manual of the Singapore
Exchange Securities Limited (the "SGX-ST"), and
Clause 6.1.1 of the trust deed dated 7 December
2004 (as amended) constituting a-iTrust (the
"Trust Deed"), the Trustee-Manager be
authorised and empowered to: (a) (i) issue units
of a-iTrust ("Units") whether by way of rights,
bonus or otherwise; and/or (ii) make or grant
offers, agreements or options (collectively,
"Instruments") that might or would require Units
to be issued, including but not limited to the
creation and issue of (as well as adjustments to)
securities, warrants, debentures or other
instruments convertible into Units, at any time
and upon such terms and conditions and for such
purposes and to such persons as the Trustee-
CONTD | | Management | For | For | |
| | CONT | CONTD Manager may in its absolute discretion
deem fit; and (b) issue Units in-pursuance of any
Instrument made or granted by the Trustee-
Manager while this-Resolution was in force
(notwithstanding that the authority conferred by
this-Resolution may have ceased to be in force at
the time such Units are issued),-provided that: (1)
the aggregate number of Units to be issued
pursuant to-this Resolution (including Units to be
issued pursuant to Instruments made or-granted
under this Resolution) shall not exceed fifty per
cent (50%) of the-total number of issued Units
(excluding treasury Units, if any) calculated in-
accordance with subparagraph (2) below, of
which the aggregate number of-Units to be
issued other than on a pro rata basis to
Unitholders (including-Units to be issued
pursuant to Instruments made or granted under
CONTD | | Non-Voting | | | |
| | CONT | CONTD this Resolution), shall not exceed twenty
per cent (20%) of the total-number of issued
Units (excluding treasury Units, if any); (2)
subject to-such manner of calculation as may be
prescribed by the SGX-ST for the purpose-of
determining the aggregate number of Units that
may be issued under-sub-paragraph (1) above,
the percentage of issued Units shall be
calculated-based on the total number of issued
Units (excluding treasury Units) at the-time this
Resolution is passed, after adjusting for: (a) any
new Units-arising from the conversion or exercise
of any Instruments which are-outstanding or
subsisting at the time this Resolution is passed;
and (b) any-subsequent bonus issue,
consolidation or subdivision of Units; (3) in-
exercising the authority conferred by this
Resolution, the Trustee-Manager-shall comply
with CONTD | | Non-Voting | | | |
| | CONT | CONTD the provisions of the Listing Manual of
the SGX-ST for the time being-in force (unless
such compliance has been waived by the SGX-
ST), the Trust-Deed and the BTA; (4) unless
revoked or varied by the Unitholders in a-general
meeting, the authority conferred by this
Resolution shall continue in-force until (i) the
conclusion of the next AGM or (ii) the date by
which the-next AGM is required by applicable
regulations to be held, whichever is-earlier; (5)
where the terms of the issue of the Instruments
provide for-adjustment to the number of
Instruments or Units into which the Instruments-
may be converted, in the event of rights or any
other events, the-Trustee-Manager is authorised
to issue additional Instruments notwithstanding-
that the authority conferred by this Resolution
may have ceased to be in-force at the time
CONTD | | Non-Voting | | | |
| | CONT | CONTD the Instruments are issued; and (6) the
Trustee-Manager be and is-hereby authorised to
complete and do all such acts and things
(including-executing all such documents as may
be required) as the Trustee-Manager may-
consider expedient or necessary or in the
interests of a-iTrust to give-effect to the authority
conferred by this Resolution | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 179,000 | 0 | 01-Jun-2013 | 18-Jun-2013 |
| | | CHUNGHWA TELECOM CO. LTD. |
| | Security | | 17133Q502 | | Meeting Type | Consent |
| | Ticker Symbol | | CHT | | Meeting Date | 25-Jun-2013 | |
| | ISIN | | US17133Q5027 | | Agenda | 933842076 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1. | RATIFICATION OF 2012 BUSINESS REPORT
AND FINANCIAL STATEMENTS | | Management | | | |
| | 2. | RATIFICATION OF THE PROPOSAL FOR THE
DISTRIBUTION OF 2012 EARNINGS | | Management | | | |
| | 3. | THE PROPOSAL FOR A CASH DISTRIBUTION
FROM CAPITAL SURPLUS | | Management | | | |
| | 4. | REVISION OF THE "ARTICLES OF
INCORPORATION" | | Management | | | |
| | 5. | REVISION OF THE "PROCEDURES FOR
ACQUISITION OR DISPOSAL OF ASSETS" | | Management | | | |
| | 6. | REVISION OF THE "PROCEDURES FOR
LENDING OF CAPITAL TO OTHERS" | | Management | | | |
| | 7. | REVISION OF THE "OPERATIONAL
PROCEDURES FOR ENDORSEMENTS AND
GUARANTEES" | | Management | | | |
| | 8A. | ELECTION OF DIRECTOR: YEN-SUNG LEE
(REPRESENTATIVE OF MOTC) | | Management | | | |
| | 8B. | ELECTION OF DIRECTOR: MU-PIAO SHIH
(REPRESENTATIVE OF MOTC) | | Management | | | |
| | 8C. | ELECTION OF DIRECTOR: YU-FEN HONG
(REPRESENTATIVE OF MOTC) | | Management | | | |
| | 8D. | ELECTION OF DIRECTOR: JIH-CHU LEE
(REPRESENTATIVE OF MOTC) | | Management | | | |
| | 8E. | ELECTION OF DIRECTOR: GORDON S. CHEN
(REPRESENTATIVE OF MOTC) | | Management | | | |
| | 8F. | ELECTION OF DIRECTOR: YI-BING LIN
(REPRESENTATIVE OF MOTC) | | Management | | | |
| | 8G. | ELECTION OF DIRECTOR: SU-GHEN HUANG
(REPRESENTATIVE OF MOTC) | | Management | | | |
| | 8H. | ELECTION OF DIRECTOR: SHIH-PENG TSAI
(REPRESENTATIVE OF MOTC) | | Management | | | |
| | 8I. | ELECTION OF INDEPENDENT DIRECTOR:
CHUNG-YU WANG | | Management | | | |
| | 8J. | ELECTION OF INDEPENDENT DIRECTOR:
ZSE-HONG TSAI | | Management | | | |
| | 8K. | ELECTION OF INDEPENDENT DIRECTOR:
REBECCA CHUNG-FERN WU | | Management | | | |
| | 8L. | ELECTION OF INDEPENDENT DIRECTOR:
TAIN-JY CHEN | | Management | | | |
| | 8M. | ELECTION OF INDEPENDENT DIRECTOR:
YUN-TSAI CHOU | | Management | | | |
| | 9.1 | PROPOSAL TO RELEASE THE NON-
COMPETE RESTRICTIONS ON THE 7TH
TERM OF DIRECTOR: TAIN-JY CHEN
(INDEPENDENT DIRECTOR) | | Management | | | |
| | 9.2 | PROPOSAL TO RELEASE THE NON-
COMPETE RESTRICTIONS ON THE 7TH
TERM OF DIRECTOR: JIH-CHU LEE
(REPRESENTATIVE OF MOTC) | | Management | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 780 | 0 | | |
| | | GREAT WALL MOTOR CO LTD |
| | Security | | Y2882P106 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | | Meeting Date | 26-Jun-2013 | |
| | ISIN | | CNE100000338 | | Agenda | 704501255 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0510/LTN20130510418.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEH
K/2013/0510/LTN20130510425.pdf | | Non-Voting | | | |
| | 1 | To consider and approve the absorption and
merger of Baoding Xinchang Auto Parts
Company Limited, Baoding Great Wall Botai
Electrical Appliance Manufacturing Co., Ltd and
Baoding Xincheng Automotive Development
Company Limited in accordance with the
proposal set out in Appendix I to the circular of
the Company dated 10 May 2013, and to
authorize the Board to implement and/or give
effect to the absorption and merger, to execute
all necessary documents and agreements and to
do all such things deemed by them to be
incidental to, ancillary to or in connection with the
absorption and merger, and to approve, ratify and
confirm all such actions of the Board in relation to
the absorption and merger | | Management | For | For | |
| | 2 | To consider and approve the adjustment on use
of proceeds and the reallocation of remaining
proceeds from certain projects to other projects
of the Company in accordance with the proposal
set out in Appendix II to the circular of the
Company dated 10 May 2013 | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 13,000 | 0 | 11-May-2013 | 20-Jun-2013 |
| | | ADVANCED SEMICONDUCTOR ENGINEERING, INC. |
| | Security | | 00756M404 | | Meeting Type | Annual |
| | Ticker Symbol | | ASX | | Meeting Date | 26-Jun-2013 | |
| | ISIN | | US00756M4042 | | Agenda | 933837873 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 2.1 | RATIFICATION OF THE COMPANY'S 2012
FINAL FINANCIAL STATEMENTS. | | Management | For | | |
| | 2.2 | RATIFICATION OF 2012 EARNINGS
DISTRIBUTION PROPOSAL. | | Management | For | | |
| | 3.1 | TO DISCUSS WHETHER TO CONSECUTIVELY
OR SIMULTANEOUSLY SELECT ONE OF OR
COMBINE CASH CAPITAL INCREASE BY
ISSUING COMMON SHARES AND GDR,
DOMESTIC CASH CAPITAL INCREASE BY
ISSUING COMMON SHARES, AND PRIVATELY
OFFERED FOREIGN CONVERTIBLE
CORPORATE BONDS. | | Management | For | | |
| | 3.2 | DISCUSSIONS OF REVISION OF THE
PROCEDURES FOR LENDING FUNDS TO
OTHER PARTIES. | | Management | For | | |
| | 3.3 | DISCUSSIONS OF REVISION OF THE
PROCEDURES OF MAKING OF
ENDORSEMENT AND GUARANTEES. | | Management | For | | |
| | 3.4 | DISCUSSIONS OF REVISION OF THE
COMPANY'S ARTICLES OF INCORPORATION. | | Management | For | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888367 | CULLEN
EMERGING
MARKETS HIGH
DIVIDEND FUND | 000888367 | BNY MELLON | 32,700 | 0 | 30-May-2013 | 30-May-2013 |
| | | OIL COMPANY LUKOIL OJSC, MOSCOW |
| | Security | | 677862104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 27-Jun-2013 | |
| | ISIN | | US6778621044 | | Agenda | 704511585 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To approve the Annual Report of Oao "Lukoil" for
2012 and the annual financial statements,
including the income statement of the Company,
and the distribution of profits for the 2012
financial year as follows | | Management | For | For | |
| | CMMT | PLEASE NOTE THAT CUMULATIVE VOTING
APPLIES TO THIS RESOLUTION REGARDING
THE EL-ECTION OF DIRECTORS. ALSO NOTE
THAT 11 OUT OF 12 DIRECTORS WILL BE
ELECTED FOR-THIS MEETING. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR
THIS MEETING. PLEAS-E NOTE THAT ONLY A
VOTE "FOR" THE DIRECTOR WILL BE
CUMULATED. PLEASE CONTACT Y-OUR
CLIENT SERVICE REPRESENTATIVE IF YOU
HAVE ANY QUESTIONS. | | Non-Voting | | | |
| | 2.1 | To elect member of the Board of Directors of Oao
"Lukoil": Alekperov, Vagit Yusufovich | | Management | For | For | |
| | 2.2 | To elect member of the Board of Directors of Oao
"Lukoil": Blazheev, Victor Vladimirovich | | Management | For | For | |
| | 2.3 | To elect member of the Board of Directors of Oao
"Lukoil": Fedun, Leonid Arnoldovich | | Management | For | For | |
| | 2.4 | To elect member of the Board of Directors of Oao
"Lukoil": Grayfer, Valery Isaakovich | | Management | For | For | |
| | 2.5 | To elect member of the Board of Directors of Oao
"Lukoil": Ivanov, Igor Sergeevich | | Management | For | For | |
| | 2.6 | To elect member of the Board of Directors of Oao
"Lukoil": Maganov, Ravil Ulfatovich | | Management | For | For | |
| | 2.7 | To elect member of the Board of Directors of Oao
"Lukoil": Matzke, Richard | | Management | For | For | |
| | 2.8 | To elect member of the Board of Directors of Oao
"Lukoil": Mikhailov, Sergei Anatolievich | | Management | For | For | |
| | 2.9 | To elect member of the Board of Directors of Oao
"Lukoil": Mobius, Mark | | Management | For | For | |
| | 2.10 | To elect member of the Board of Directors of Oao
"Lukoil": Moscato, Guglielmo Antonio Claudio | | Management | For | For | |
| | 2.11 | To elect member of the Board of Directors of Oao
"Lukoil": Nikolaev, Nikolai Mikhailovich | | Management | For | For | |
| | 2.12 | To elect member of the Board of Directors of Oao
"Lukoil": Pictet, Ivan | | Management | For | For | |
| | 3.1 | To elect the Audit Commission from the list of
candidate approved by the Board of Directors of
Oao "Lukoil" on 4 February 2013: Maksimov,
Mikhail Borisovich | | Management | For | For | |
| | 3.2 | To elect the Audit Commission from the list of
candidate approved by the Board of Directors of
Oao "Lukoil" on 4 February 2013: Nikitenko,
Vladimir Nikolaevich | | Management | For | For | |
| | 3.3 | To elect the Audit Commission from the list of
candidate approved by the Board of Directors of
Oao "Lukoil" on 4 February 2013: Surkov,
Aleksandr Viktorovich | | Management | For | For | |
| | 4.1 | To pay remuneration and reimburse expenses to
members of the Board of Directors of Oao
"Lukoil" pursuant to the appendix hereto | | Management | For | For | |
| | 4.2 | To deem it appropriate to retain the amounts of
remuneration for members of the Board of
Directors of Oao "Lukoil" established by decision
of the Annual General Shareholders Meeting of
Oao "Lukoil" of 23 June 2011 (Minutes No. 1) | | Management | For | For | |
| | 5.1 | To pay remuneration to each of the members of
the Audit Commission of Oao "Lukoil" in the
amount established by decision of the Annual
General Shareholders Meeting of Oao "Lukoil" of
23 June 2011 (Minutes No. 1) - 2,730,000
roubles | | Management | For | For | |
| | 5.2 | To deem it appropriate to retain the amounts of
remuneration for members of the Audit
Commission of Oao "Lukoil" established by
decision of the Annual General Shareholders
Meeting of Oao "Lukoil" of 23 June 2011(Minutes
No. 1) | | Management | For | For | |
| | 6 | To approve the independent auditor of Oao
"Lukoil"-Closed Joint Stock Company KPMG | | Management | For | For | |
| | 7 | To approve Amendments and addenda to the
Charter of Open Joint Stock Company "Oil
company "Lukoil", pursuant to the appendix
hereto | | Management | For | For | |
| | 8 | To approve an interested-party transaction-Policy
(contract) on insuring the liability of directors,
officers and corporations between Oao "Lukoil"
and Oao Kapital Strakhovanie, on the terms and
conditions indicated in the appendix hereto | | Management | For | For | |
| | PLEASE NOTE THAT THIS IS A REVISION
DUE TO CHANGE IN TEXT OF RESOLUTION
2.4 AN-D 3.1 TO 3.3 AND ADDITION OF TEXT
IN CUMULATIVE VOTING COMMENT. IF YOU
HAVE AL-READY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECI-DE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK
YOU. | | Non-Voting | | | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 1,000 | 0 | 22-May-2013 | 11-Jun-2013 |
| | | OIL CO LUKOIL |
| | Security | | 677862104 | | Meeting Type | Consent |
| | Ticker Symbol | | LUKOY | | Meeting Date | 27-Jun-2013 | |
| | ISIN | | US6778621044 | | Agenda | 933831934 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | TO APPROVE THE ANNUAL REPORT OF OAO
"LUKOIL" FOR 2012 AND THE ANNUAL
FINANCIAL STATEMENTS, INCLUDING THE
INCOME STATEMENT OF THE COMPANY,
AND THE DISTRIBUTION OF PROFITS FOR
THE 2012 FINANCIAL YEAR, ALL AS MORE
FULLY DESCRIBED IN THE PROXY
STATEMENT. | | Management | For | For | |
| | 2A | ELECTION OF DIRECTOR: ALEKPEROV,
VAGIT YUSUFOVICH | | Management | For | | |
| | 2B | ELECTION OF DIRECTOR: BLAZHEEV,
VICTOR VLADIMIROVICH | | Management | For | | |
| | 2C | ELECTION OF DIRECTOR: FEDUN, LEONID
ARNOLDOVICH | | Management | For | | |
| | 2D | ELECTION OF DIRECTOR: GRAYFER,
VALERY ISAAKOVICH | | Management | For | | |
| | 2E | ELECTION OF DIRECTOR: IVANOV, IGOR
SERGEEVICH | | Management | For | | |
| | 2F | ELECTION OF DIRECTOR: MAGANOV, RAVIL
ULFATOVICH | | Management | For | | |
| | 2G | ELECTION OF DIRECTOR: MATZKE, RICHARD | | Management | For | | |
| | 2H | ELECTION OF DIRECTOR: MIKHAILOV,
SERGEI ANATOLIEVICH | | Management | For | | |
| | 2I | ELECTION OF DIRECTOR: MOBIUS, MARK | | Management | For | | |
| | 2J | ELECTION OF DIRECTOR: MOSCATO,
GUGLIELMO ANTONIO CLAUDIO | | Management | For | | |
| | 2K | ELECTION OF DIRECTOR: NIKOLAEV,
NIKOLAI MIKHAILOVICH | | Management | For | | |
| | 2L | ELECTION OF DIRECTOR: PICTET, IVAN | | Management | No Action | | |
| | 3.1 | TO ELECT THE AUDIT COMMISSION FROM
THE LIST OF CANDIDATES APPROVED BY
THE BOARD OF DIRECTORS OF OAO
"LUKOIL" ON 4 FEBRUARY 2013 (MINUTES
NO. 4): MAKSIMOV, MIKHAIL BORISOVICH | | Management | For | For | |
| | 3.2 | TO ELECT THE AUDIT COMMISSION FROM
THE LIST OF CANDIDATES APPROVED BY
THE BOARD OF DIRECTORS OF OAO
"LUKOIL" ON 4 FEBRUARY 2013 (MINUTES
NO. 4): NIKITENKO, VLADIMIR NIKOLAEVICH | | Management | For | For | |
| | 3.3 | TO ELECT THE AUDIT COMMISSION FROM
THE LIST OF CANDIDATES APPROVED BY
THE BOARD OF DIRECTORS OF OAO
"LUKOIL" ON 4 FEBRUARY 2013 (MINUTES
NO. 4): SURKOV, ALEKSANDR VIKTOROVICH | | Management | For | For | |
| | 4.1 | TO PAY REMUNERATION AND REIMBURSE
EXPENSES TO MEMBERS OF THE BOARD OF
DIRECTORS OF OAO "LUKOIL" PURSUANT
TO THE APPENDIX HERETO. | | Management | For | For | |
| | 4.2 | TO DEEM IT APPROPRIATE TO RETAIN THE
AMOUNTS OF REMUNERATION FOR
MEMBERS OF THE BOARD OF DIRECTORS
OF OAO "LUKOIL" ESTABLISHED BY
DECISION OF THE ANNUAL GENERAL
SHAREHOLDERS MEETING OF OAO "LUKOIL"
OF 23 JUNE 2011 (MINUTES NO. 1). | | Management | For | For | |
| | 5.1 | TO PAY REMUNERATION TO EACH OF THE
MEMBERS OF THE AUDIT COMMISSION OF
OAO "LUKOIL" IN THE AMOUNT
ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF
OAO "LUKOIL" OF 23 JUNE 2011 (MINUTES
NO. 1) - 2,730,000 ROUBLES. | | Management | For | For | |
| | 5.2 | TO DEEM IT APPROPRIATE TO RETAIN THE
AMOUNTS OF REMUNERATION FOR
MEMBERS OF THE AUDIT COMMISSION OF
OAO "LUKOIL" ESTABLISHED BY DECISION
OF THE ANNUAL GENERAL SHAREHOLDERS
MEETING OF OAO "LUKOIL" OF 23 JUNE
2011(MINUTES NO. 1). | | Management | For | For | |
| | 6 | TO APPROVE THE INDEPENDENT AUDITOR
OF OAO "LUKOIL"- CLOSED JOINT STOCK
COMPANY KPMG. | | Management | For | For | |
| | 7 | TO APPROVE AMENDMENTS AND ADDENDA
TO THE CHARTER OF OPEN JOINT STOCK
COMPANY "OIL COMPANY "LUKOIL",
PURSUANT TO THE APPENDIX HERETO. | | Management | For | For | |
| | 8 | TO APPROVE AN INTERESTED-PARTY
TRANSACTION - POLICY (CONTRACT) ON
INSURING THE LIABILITY OF DIRECTORS,
OFFICERS AND CORPORATIONS BETWEEN
OAO "LUKOIL" AND OAO KAPITAL
STRAKHOVANIE, ON THE TERMS AND
CONDITIONS INDICATED IN THE APPENDIX
HERETO. | | Management | For | For | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 997CTAG | CULLEN EM
MARKETS HIGH
DIV FD | 997CTAG | STATE STREET
BANK & TRUST
CO | 3,000 | 0 | 03-Jun-2013 | 03-Jun-2013 |
| | | RICHARD PIERIS & CO PLC |
| | Security | | Y7285D105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | | Meeting Date | 28-Jun-2013 | |
| | ISIN | | LK0143N00004 | | Agenda | 704606005 - Management |
| | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Type | Vote | For/Against
Management | | | |
| | 1 | To consider the report of the directors and the
statement of accounts for the year ended 31
March 2013 with the report of the auditors
thereon | | Management | For | For | |
| | 2 | To reelect Mr.Viville Perera who retires by
rotation in terms of article 85 at the annual
general meeting, a director | | Management | For | For | |
| | 3 | To elect Dr.Anura Ekanayake who retires in
terms of article 91 as a director | | Management | For | For | |
| | 4 | To re appoint M/s. Ernst and Young chartered
accountants as auditors of the company and to
authorize the directors to determine their
remuneration | | Management | For | For | |
| | 5 | To authorize the directors to determine
contributions to charities | | Management | For | For | |
| | 6 | To consider any other business of which due
notice has been given | | Management | For | Against | |
| | | Account
Number | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | CTAG | CTAG | | STATE STREET
BANK | 1,984,102 | 0 | 12-Jun-2013 | 24-Jun-2013 |
| | Vote Summary |
| | | ORACLE CORPORATION |
| | Security | | 68389X105 | | Meeting Type | Annual |
| | Ticker Symbol | | ORCL | | Meeting Date | 07-Nov-2012 | |
| | ISIN | | US68389X1054 | | Agenda | 933690302 - Management |
| | Record Date | | 10-Sep-2012 | | Holding Recon Date | 10-Sep-2012 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 06-Nov-2012 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1 | DIRECTOR | | Management | |
| | 1 | JEFFREY S. BERG | | For | For | | None |
| | 2 | H. RAYMOND BINGHAM | | For | For | | None |
| | 3 | MICHAEL J. BOSKIN | | For | For | | None |
| | 4 | SAFRA A. CATZ | | For | For | | None |
| | 5 | BRUCE R. CHIZEN | | For | For | | None |
| | 6 | GEORGE H. CONRADES | | For | For | | None |
| | 7 | LAWRENCE J. ELLISON | | For | For | | None |
| | 8 | HECTOR GARCIA-MOLINA | | For | For | | None |
| | 9 | JEFFREY O. HENLEY | | For | For | | None |
| | 10 | MARK V. HURD | | For | For | | None |
| | 11 | DONALD L. LUCAS | | For | For | | None |
| | 12 | NAOMI O. SELIGMAN | | For | For | | None |
| | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | | None |
| | 3 | APPROVAL OF INCREASE IN SHARES UNDER
THE DIRECTORS' STOCK PLAN. | | Management | For | For | | None |
| | 4 | RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2013. | | Management | For | For | | None |
| | 5 | STOCKHOLDER PROPOSAL REGARDING
MULTIPLE PERFORMANCE METRICS. | | Shareholder | Against | For | | None |
| | 6 | STOCKHOLDER PROPOSAL REGARDING
INDEPENDENT BOARD CHAIRMAN. | | Shareholder | Against | For | | None |
| | 7 | STOCKHOLDER PROPOSAL REGARDING
EQUITY RETENTION POLICY. | | Shareholder | Against | For | | None |
| | 8 | STOCKHOLDER PROPOSAL REGARDING
EQUITY ACCELERATION UPON A CHANGE IN
CONTROL OF ORACLE. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 3,350 | 0 | 22-Sep-2012 | 22-Sep-2012 |
| | | CISCO SYSTEMS, INC. |
| | Security | | 17275R102 | | Meeting Type | Annual |
| | Ticker Symbol | | CSCO | | Meeting Date | 15-Nov-2012 | |
| | ISIN | | US17275R1023 | | Agenda | 933691708 - Management |
| | Record Date | | 17-Sep-2012 | | Holding Recon Date | 17-Sep-2012 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 14-Nov-2012 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: CAROL A. BARTZ | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: MARC BENIOFF | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: M. MICHELE
BURNS | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL D.
CAPELLAS | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: LARRY R. CARTER | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: JOHN T.
CHAMBERS | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: BRIAN L. HALLA | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: DR. JOHN L.
HENNESSY | | Management | For | For | | None |
| | 1I | ELECTION OF DIRECTOR: DR. KRISTINA M.
JOHNSON | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: RICHARD M.
KOVACEVICH | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: RODERICK C.
MCGEARY | | Management | For | For | | None |
| | 1L. | ELECTION OF DIRECTOR: ARUN SARIN | | Management | For | For | | None |
| | 1M. | ELECTION OF DIRECTOR: STEVEN M. WEST | | Management | For | For | | None |
| | 2. | APPROVAL OF AMENDMENT AND
RESTATEMENT OF THE EXECUTIVE
INCENTIVE PLAN. | | Management | For | For | | None |
| | 3. | APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION. | | Management | For | For | | None |
| | 4. | RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
2013. | | Management | For | For | | None |
| | 5. | APPROVAL TO HAVE CISCO'S BOARD ADOPT
A POLICY TO HAVE AN INDEPENDENT
BOARD CHAIRMAN WHENEVER POSSIBLE. | | Shareholder | Against | For | | None |
| | 6. | APPROVAL TO REQUEST CISCO
MANAGEMENT TO PREPARE A REPORT ON
"CONFLICT MINERALS" IN CISCO'S SUPPLY
CHAIN. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 8,700 | 0 | 27-Sep-2012 | 27-Sep-2012 |
| | | MICROSOFT CORPORATION |
| | Security | | 594918104 | | Meeting Type | Annual |
| | Ticker Symbol | | MSFT | | Meeting Date | 28-Nov-2012 | |
| | ISIN | | US5949181045 | | Agenda | 933691784 - Management |
| | Record Date | | 14-Sep-2012 | | Holding Recon Date | 14-Sep-2012 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 27-Nov-2012 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1. | ELECTION OF DIRECTOR: STEVEN A.
BALLMER | | Management | For | For | | None |
| | 2. | ELECTION OF DIRECTOR: DINA DUBLON | | Management | For | For | | None |
| | 3. | ELECTION OF DIRECTOR: WILLIAM H. GATES
III | | Management | For | For | | None |
| | 4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | | Management | For | For | | None |
| | 5. | ELECTION OF DIRECTOR: STEPHEN J.
LUCZO | | Management | For | For | | None |
| | 6. | ELECTION OF DIRECTOR: DAVID F.
MARQUARDT | | Management | For | For | | None |
| | 7. | ELECTION OF DIRECTOR: CHARLES H.
NOSKI | | Management | For | For | | None |
| | 8. | ELECTION OF DIRECTOR: HELMUT PANKE | | Management | For | For | | None |
| | 9. | ELECTION OF DIRECTOR: JOHN W.
THOMPSON | | Management | For | For | | None |
| | 10. | ADVISORY VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION (THE BOARD
RECOMMENDS A VOTE FOR THIS
PROPOSAL) | | Management | For | For | | None |
| | 11. | APPROVAL OF EMPLOYEE STOCK
PURCHASE PLAN (THE BOARD
RECOMMENDS A VOTE FOR THIS
PROPOSAL) | | Management | For | For | | None |
| | 12. | RATIFICATION OF DELOITTE & TOUCHE LLP
AS OUR INDEPENDENT AUDITOR FOR
FISCAL YEAR 2013 (THE BOARD
RECOMMENDS A VOTE FOR THIS
PROPOSAL) | | Management | For | For | | None |
| | 13. | SHAREHOLDER PROPOSAL - ADOPT
CUMULATIVE VOTING (THE BOARD
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL) | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 5,500 | 0 | 17-Oct-2012 | 17-Oct-2012 |
| | | JOHNSON CONTROLS, INC. |
| | Security | | 478366107 | | Meeting Type | Annual |
| | Ticker Symbol | | JCI | | Meeting Date | 23-Jan-2013 | |
| | ISIN | | US4783661071 | | Agenda | 933717639 - Management |
| | Record Date | | 15-Nov-2012 | | Holding Recon Date | 15-Nov-2012 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Jan-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1. | DIRECTOR | | Management | |
| | 1 | DAVID P. ABNEY | | For | For | | None |
| | 2 | JULIE L. BUSHMAN | | For | For | | None |
| | 3 | EUGENIO CLARIOND | | For | For | | None |
| | 4 | JEFFREY A. JOERRES | | For | For | | None |
| | 2. | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS AS
INDEPENDENT AUDITORS FOR 2013. | | Management | For | For | | None |
| | 3. | APPROVE THE PROPOSED RESTATEMENT
OF THE RESTATED ARTICLES OF
INCORPORATION. | | Management | For | For | | None |
| | 4. | APPROVE THE JOHNSON CONTROLS, INC.
2012 OMNIBUS INCENTIVE PLAN. | | Management | For | For | | None |
| | 5. | APPROVE ON AN ADVISORY BASIS NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | For | For | | None |
| | 6. | CONSIDER A SHAREHOLDER PROPOSAL
FOR AN INDEPENDENT CHAIR OF THE
BOARD OF DIRECTORS. | | Shareholder | Against | For | | None |
| | 7. | CONSIDER A SHAREHOLDER PROPOSAL TO
PERMIT SHAREHOLDER ACTION BY
WRITTEN CONSENT. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 11,820 | 0 | 11-Dec-2012 | 11-Dec-2012 |
| | | NOVARTIS AG |
| | Security | | 66987V109 | | Meeting Type | Annual |
| | Ticker Symbol | | NVS | | Meeting Date | 22-Feb-2013 | |
| | ISIN | | US66987V1098 | | Agenda | 933730081 - Management |
| | Record Date | | 22-Jan-2013 | | Holding Recon Date | 22-Jan-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 14-Feb-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1 | APPROVAL OF THE ANNUAL REPORT, THE
FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS
FOR THE BUSINESS YEAR 2012 | | Management | For | For | | None |
| | 2 | DISCHARGE FROM LIABILITY OF THE
MEMBERS OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE COMMITTEE | | Management | For | For | | None |
| | 3 | APPROPRIATION OF AVAILABLE EARNINGS
OF NOVARTIS AG AND DECLARATION OF
DIVIDEND | | Management | For | For | | None |
| | 4 | CONSULTATIVE VOTE ON THE
COMPENSATION SYSTEM | | Management | For | For | | None |
| | 5.1 | ELECTION OF VERENA A. BRINER, M.D., FOR
A THREE-YEAR TERM | | Management | For | For | | None |
| | 5.2 | ELECTION OF JOERG REINHARDT, PH.D.,
FOR A TERM OF OFFICE BEGINNING ON
AUGUST 1, 2013 AND ENDING ON THE DAY
OF AGM IN 2016 | | Management | For | For | | None |
| | 5.3 | ELECTION OF CHARLES L. SAWYERS, M.D.,
FOR A THREE-YEAR TERM | | Management | For | For | | None |
| | 5.4 | ELECTION OF WILLIAM T. WINTERS FOR A
THREE-YEAR TERM | | Management | For | For | | None |
| | 6 | APPOINTMENT OF THE AUDITOR | | Management | For | For | | None |
| | 7 | ADDITIONAL AND/OR COUNTER-PROPOSALS
PRESENTED AT THE MEETING | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 13,950 | 0 | 30-Jan-2013 | 30-Jan-2013 |
| | | THE WALT DISNEY COMPANY |
| | Security | | 254687106 | | Meeting Type | Annual |
| | Ticker Symbol | | DIS | | Meeting Date | 06-Mar-2013 | |
| | ISIN | | US2546871060 | | Agenda | 933727109 - Management |
| | Record Date | | 07-Jan-2013 | | Holding Recon Date | 07-Jan-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 05-Mar-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: FRED H.
LANGHAMMER | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: MONICA C.
LOZANO | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: SHERYL K.
SANDBERG | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: ORIN C. SMITH | | Management | For | For | | None |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S REGISTERED PUBLIC
ACCOUNTANTS FOR 2013. | | Management | For | For | | None |
| | 3. | TO APPROVE THE TERMS OF THE
COMPANY'S AMENDED AND RESTATED 2002
EXECUTIVE PERFORMANCE PLAN, AS
AMENDED. | | Management | For | For | | None |
| | 4. | TO APPROVE THE ADVISORY RESOLUTION
ON EXECUTIVE COMPENSATION. | | Management | For | For | | None |
| | 5. | TO APPROVE THE SHAREHOLDER
PROPOSAL RELATING TO PROXY ACCESS. | | Shareholder | Against | For | | None |
| | 6. | TO APPROVE THE SHAREHOLDER
PROPOSAL RELATING TO FUTURE
SEPARATION OF CHAIRMAN AND CHIEF
EXECUTIVE OFFICER. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 12,500 | 0 | 19-Jan-2013 | 19-Jan-2013 |
| | | COVIDIEN PLC |
| | Security | | G2554F113 | | Meeting Type | Annual |
| | Ticker Symbol | | COV | | Meeting Date | 20-Mar-2013 | |
| | ISIN | | IE00B68SQD29 | | Agenda | 933727779 - Management |
| | Record Date | | 10-Jan-2013 | | Holding Recon Date | 10-Jan-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 19-Mar-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A) | ELECTION OF DIRECTOR: JOSE E. ALMEIDA | | Management | For | For | | None |
| | 1B) | ELECTION OF DIRECTOR: JOY A.
AMUNDSON | | Management | For | For | | None |
| | 1C) | ELECTION OF DIRECTOR: CRAIG ARNOLD | | Management | For | For | | None |
| | 1D) | ELECTION OF DIRECTOR: ROBERT H. BRUST | | Management | For | For | | None |
| | 1E) | ELECTION OF DIRECTOR: JOHN M.
CONNORS, JR. | | Management | For | For | | None |
| | 1F) | ELECTION OF DIRECTOR: CHRISTOPHER J.
COUGHLIN | | Management | For | For | | None |
| | 1G) | ELECTION OF DIRECTOR: RANDALL J.
HOGAN, III | | Management | For | For | | None |
| | 1H) | ELECTION OF DIRECTOR: MARTIN D.
MADAUS | | Management | For | For | | None |
| | 1I) | ELECTION OF DIRECTOR: DENNIS H.
REILLEY | | Management | For | For | | None |
| | 1J) | ELECTION OF DIRECTOR: JOSEPH A.
ZACCAGNINO | | Management | For | For | | None |
| | 2 | APPOINT THE INDEPENDENT AUDITORS AND
AUTHORIZE THE AUDIT COMMITTEE TO SET
THE AUDITORS' REMUNERATION. | | Management | For | For | | None |
| | 3 | ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | | Management | For | For | | None |
| | 4 | APPROVE THE AMENDED AND RESTATED
COVIDIEN STOCK AND INCENTIVE PLAN. | | Management | For | For | | None |
| | 5 | AUTHORIZE THE COMPANY AND/OR ANY
SUBSIDIARY TO MAKE MARKET PURCHASES
OF COMPANY SHARES. | | Management | For | For | | None |
| | S6 | AUTHORIZE THE PRICE RANGE AT WHICH
THE COMPANY CAN REISSUE SHARES IT
HOLDS AS TREASURY SHARES. | | Management | For | For | | None |
| | S7 | AMEND ARTICLES OF ASSOCIATION TO
EXPAND THE AUTHORITY TO EXECUTE
INSTRUMENTS OF TRANSFER. | | Management | For | For | | None |
| | 8 | ADVISORY VOTE ON THE CREATION OF
MALLINCKRODT DISTRIBUTABLE RESERVES. | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 11,820 | 0 | 25-Jan-2013 | 25-Jan-2013 |
| | | BB&T CORPORATION |
| | Security | | 054937107 | | Meeting Type | Annual |
| | Ticker Symbol | | BBT | | Meeting Date | 23-Apr-2013 | |
| | ISIN | | US0549371070 | | Agenda | 933742985 - Management |
| | Record Date | | 20-Feb-2013 | | Holding Recon Date | 20-Feb-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1. | DIRECTOR | | Management | |
| | 1 | JOHN A. ALLISON IV | | For | For | | None |
| | 2 | JENNIFER S. BANNER | | For | For | | None |
| | 3 | K. DAVID BOYER, JR. | | For | For | | None |
| | 4 | ANNA R. CABLIK | | For | For | | None |
| | 5 | RONALD E. DEAL | | For | For | | None |
| | 6 | JAMES A. FAULKNER | | For | For | | None |
| | 7 | I. PATRICIA HENRY | | For | For | | None |
| | 8 | JOHN P. HOWE III, M.D. | | For | For | | None |
| | 9 | ERIC C. KENDRICK | | For | For | | None |
| | 10 | KELLY S. KING | | For | For | | None |
| | 11 | LOUIS B. LYNN | | For | For | | None |
| | 12 | EDWARD C. MILLIGAN | | For | For | | None |
| | 13 | CHARLES A. PATTON | | For | For | | None |
| | 14 | NIDO R. QUBEIN | | For | For | | None |
| | 15 | TOLLIE W. RICH, JR. | | For | For | | None |
| | 16 | THOMAS E. SKAINS | | For | For | | None |
| | 17 | THOMAS N. THOMPSON | | For | For | | None |
| | 18 | EDWIN H. WELCH, PH.D. | | For | For | | None |
| | 19 | STEPHEN T. WILLIAMS | | For | For | | None |
| | 2. | TO RATIFY THE REAPPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2013. | | Management | For | For | | None |
| | 3. | TO VOTE ON AN ADVISORY RESOLUTION TO
APPROVE BB&T'S OVERALL PAY-FOR-
PERFORMANCE EXECUTIVE
COMPENSATION PROGRAM, COMMONLY
REFERRED TO AS A "SAY ON PAY" VOTE. | | Management | For | For | | None |
| | 4. | TO VOTE ON A SHAREHOLDER PROPOSAL
REQUESTING REPORTS WITH RESPECT TO
BB&T'S POLITICAL CONTRIBUTIONS AND
RELATED POLICIES AND PROCEDURES. | | Shareholder | Against | For | | None |
| | 5. | TO VOTE ON A SHAREHOLDER PROPOSAL
REGARDING MAJORITY VOTING IN
DIRECTOR ELECTIONS. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 20,850 | 0 | 13-Mar-2013 | 13-Mar-2013 |
| | | BB&T CORPORATION |
| | Security | | 054937107 | | Meeting Type | Special |
| | Ticker Symbol | | BBT | | Meeting Date | 23-Apr-2013 | |
| | ISIN | | US0549371070 | | Agenda | 933743355 - Management |
| | Record Date | | 01-Mar-2013 | | Holding Recon Date | 01-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 01 | TO APPROVE AMENDMENTS TO THE
RESTATED ARTICLES OF INCORPORATION,
AS AMENDED, OF BB&T TO CHANGE THE
PAYMENT DATES OF ITS PREFERRED
STOCK DIVIDENDS TO CONFORM WITH THE
PAYMENT DATE OF ITS COMMON STOCK
DIVIDENDS AND CONFORM PREFERRED
STOCK RECORD DATES. | | Management | For | For | | None |
| | 02 | TO APPROVE THE ADJOURNMENT OF THE
SPECIAL MEETING FOR ANY REASON. | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 20,850 | 0 | 13-Mar-2013 | 13-Mar-2013 |
| | | WELLS FARGO & COMPANY |
| | Security | | 949746101 | | Meeting Type | Annual |
| | Ticker Symbol | | WFC | | Meeting Date | 23-Apr-2013 | |
| | ISIN | | US9497461015 | | Agenda | 933743696 - Management |
| | Record Date | | 26-Feb-2013 | | Holding Recon Date | 26-Feb-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | | Management | For | For | | None |
| | 1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | | Management | For | For | | None |
| | 1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | | Management | For | For | | None |
| | 1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | | Management | For | For | | None |
| | 1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | | Management | For | For | | None |
| | 1F) | ELECTION OF DIRECTOR: ENRIQUE
HERNANDEZ, JR. | | Management | For | For | | None |
| | 1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | | Management | For | For | | None |
| | 1H) | ELECTION OF DIRECTOR: CYNTHIA H.
MILLIGAN | | Management | For | For | | None |
| | 1I) | ELECTION OF DIRECTOR: FEDERICO F.
PENA | | Management | For | For | | None |
| | 1J) | ELECTION OF DIRECTOR: HOWARD V.
RICHARDSON | | Management | For | For | | None |
| | 1K) | ELECTION OF DIRECTOR: JUDITH M.
RUNSTAD | | Management | For | For | | None |
| | 1L) | ELECTION OF DIRECTOR: STEPHEN W.
SANGER | | Management | For | For | | None |
| | 1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | | Management | For | For | | None |
| | 1N) | ELECTION OF DIRECTOR: SUSAN G.
SWENSON | | Management | For | For | | None |
| | 2. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION. | | Management | For | For | | None |
| | 3. | PROPOSAL TO APPROVE THE COMPANY'S
AMENDED AND RESTATED LONG-TERM
INCENTIVE COMPENSATION PLAN. | | Management | For | For | | None |
| | 4. | PROPOSAL TO RATIFY THE APPOINTMENT
OF KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013. | | Management | For | For | | None |
| | 5. | STOCKHOLDER PROPOSAL TO ADOPT A
POLICY REQUIRING AN INDEPENDENT
CHAIRMAN. | | Shareholder | Against | For | | None |
| | 6. | STOCKHOLDER PROPOSAL TO PROVIDE A
REPORT ON THE COMPANY'S LOBBYING
POLICIES AND PRACTICES. | | Shareholder | Against | For | | None |
| | 7. | STOCKHOLDER PROPOSAL TO REVIEW AND
REPORT ON INTERNAL CONTROLS OVER
THE COMPANY'S MORTGAGE SERVICING
AND FORECLOSURE PRACTICES. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 19,200 | 0 | 15-Mar-2013 | 15-Mar-2013 |
| | | METLIFE, INC. |
| | Security | | 59156R108 | | Meeting Type | Annual |
| | Ticker Symbol | | MET | | Meeting Date | 23-Apr-2013 | |
| | ISIN | | US59156R1086 | | Agenda | 933758368 - Management |
| | Record Date | | 01-Mar-2013 | | Holding Recon Date | 01-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 22-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1.1 | ELECTION OF DIRECTOR: R. GLENN
HUBBARD | | Management | For | For | | None |
| | 1.2 | ELECTION OF DIRECTOR: STEVEN A.
KANDARIAN | | Management | For | For | | None |
| | 1.3 | ELECTION OF DIRECTOR: JOHN M. KEANE | | Management | For | For | | None |
| | 1.4 | ELECTION OF DIRECTOR: ALFRED F. KELLY,
JR. | | Management | For | For | | None |
| | 1.5 | ELECTION OF DIRECTOR: JAMES M. KILTS | | Management | For | For | | None |
| | 1.6 | ELECTION OF DIRECTOR: CATHERINE R.
KINNEY | | Management | For | For | | None |
| | 1.7 | ELECTION OF DIRECTOR: HUGH B. PRICE | | Management | For | For | | None |
| | 1.8 | ELECTION OF DIRECTOR: KENTON J.
SICCHITANO | | Management | For | For | | None |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR 2013 | | Management | For | For | | None |
| | 3. | ADVISORY VOTE TO APPROVE THE
COMPENSATION PAID TO THE COMPANY'S
NAMED EXECUTIVE OFFICERS | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 13,480 | 0 | 26-Mar-2013 | 26-Mar-2013 |
| | | NEWMONT MINING CORPORATION |
| | Security | | 651639106 | | Meeting Type | Annual |
| | Ticker Symbol | | NEM | | Meeting Date | 24-Apr-2013 | |
| | ISIN | | US6516391066 | | Agenda | 933744559 - Management |
| | Record Date | | 25-Feb-2013 | | Holding Recon Date | 25-Feb-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 23-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: B.R. BROOK | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: J.K. BUCKNOR | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: V.A. CALARCO | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: J.A. CARRABBA | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: N. DOYLE | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: G.J. GOLDBERG | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: V.M. HAGEN | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: J. NELSON | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: D.C. ROTH | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: S.R. THOMPSON | | Management | For | For | | None |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
2013. | | Management | For | For | | None |
| | 3. | ADVISORY RESOLUTION TO APPROVE
NAMED EXECUTIVE OFFICER
COMPENSATION. | | Management | For | For | | None |
| | 4. | APPROVE THE 2013 STOCK INCENTIVE
PLAN. | | Management | For | For | | None |
| | 5. | APPROVE THE PERFORMANCE PAY PLAN. | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 8,500 | 0 | 13-Mar-2013 | 13-Mar-2013 |
| | | BORGWARNER INC. |
| | Security | | 099724106 | | Meeting Type | Annual |
| | Ticker Symbol | | BWA | | Meeting Date | 24-Apr-2013 | |
| | ISIN | | US0997241064 | | Agenda | 933744698 - Management |
| | Record Date | | 01-Mar-2013 | | Holding Recon Date | 01-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 23-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1.1 | ELECTION OF DIRECTOR: JERE A.
DRUMMOND | | Management | For | For | | None |
| | 1.2 | ELECTION OF DIRECTOR: JOHN R.
MCKERNAN, JR. | | Management | For | For | | None |
| | 1.3 | ELECTION OF DIRECTOR: ERNEST J. NOVAK,
JR. | | Management | For | For | | None |
| | 1.4 | ELECTION OF DIRECTOR: JAMES R.
VERRIER | | Management | For | For | | None |
| | 2. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR
2013. | | Management | For | For | | None |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION AS DISCLOSED
IN THE PROXY STATEMENT. | | Management | For | For | | None |
| | 4. | STOCKHOLDER PROPOSAL CONCERNING
DECLASSIFICATION OF THE COMPANY'S
BOARD OF DIRECTORS. | | Shareholder | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 4,750 | 0 | 24-Apr-2013 | 16-Mar-2013 |
| | | CITIGROUP INC. |
| | Security | | 172967424 | | Meeting Type | Annual |
| | Ticker Symbol | | C | | Meeting Date | 24-Apr-2013 | |
| | ISIN | | US1729674242 | | Agenda | 933746375 - Management |
| | Record Date | | 25-Feb-2013 | | Holding Recon Date | 25-Feb-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 23-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: MICHAEL L.
CORBAT | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: FRANZ B. HUMER | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: ROBERT L. JOSS | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL E.
O'NEILL | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: JUDITH RODIN | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: ROBERT L. RYAN | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: ANTHONY M.
SANTOMERO | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: JOAN E. SPERO | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM S.
THOMPSON, JR. | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: ERNESTO
ZEDILLO PONCE DE LEON | | Management | For | For | | None |
| | 2. | PROPOSAL TO RATIFY THE SELECTION OF
KPMG LLP AS CITI'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2013. | | Management | For | For | | None |
| | 3. | ADVISORY APPROVAL OF CITI'S 2012
EXECUTIVE COMPENSATION. | | Management | For | For | | None |
| | 4. | AMENDMENT TO THE CITIGROUP 2009
STOCK INCENTIVE PLAN (RELATING TO
DIVIDEND EQUIVALENTS). | | Management | For | For | | None |
| | 5. | STOCKHOLDER PROPOSAL REQUESTING
THAT EXECUTIVES RETAIN A SIGNIFICANT
PORTION OF THEIR STOCK UNTIL REACHING
NORMAL RETIREMENT AGE. | | Shareholder | Against | For | | None |
| | 6. | STOCKHOLDER PROPOSAL REQUESTING A
REPORT ON LOBBYING AND GRASSROOTS
LOBBYING CONTRIBUTIONS. | | Shareholder | Against | For | | None |
| | 7. | STOCKHOLDER PROPOSAL REQUESTING
THAT THE BOARD INSTITUTE A POLICY TO
MAKE IT MORE PRACTICAL TO DENY
INDEMNIFICATION FOR DIRECTORS. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 10,600 | 0 | 15-Mar-2013 | 15-Mar-2013 |
| | | JOHNSON & JOHNSON |
| | Security | | 478160104 | | Meeting Type | Annual |
| | Ticker Symbol | | JNJ | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | US4781601046 | | Agenda | 933745068 - Management |
| | Record Date | | 26-Feb-2013 | | Holding Recon Date | 26-Feb-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 24-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: MARY SUE
COLEMAN | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: MICHAEL M.E.
JOHNS | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: SUSAN L.
LINDQUIST | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: ANNE M.
MULCAHY | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: A. EUGENE
WASHINGTON | | Management | For | For | | None |
| | 1L. | ELECTION OF DIRECTOR: RONALD A.
WILLIAMS | | Management | For | For | | None |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION | | Management | For | For | | None |
| | 3. | RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013 | | Management | For | For | | None |
| | 4. | SHAREHOLDER PROPOSAL - EXECUTIVES
TO RETAIN SIGNIFICANT STOCK | | Shareholder | Against | For | | None |
| | 5. | SHAREHOLDER PROPOSAL ON POLITICAL
CONTRIBUTIONS AND CORPORATE VALUES | | Shareholder | Against | For | | None |
| | 6. | SHAREHOLDER PROPOSAL ON
INDEPENDENT BOARD CHAIRMAN | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 3,100 | 0 | 13-Mar-2013 | 13-Mar-2013 |
| | | ABB LTD |
| | Security | | 000375204 | | Meeting Type | Annual |
| | Ticker Symbol | | ABB | | Meeting Date | 25-Apr-2013 | |
| | ISIN | | US0003752047 | | Agenda | 933769854 - Management |
| | Record Date | | 22-Mar-2013 | | Holding Recon Date | 22-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 18-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 2.1 | APPROVAL OF THE ANNUAL REPORT, THE
CONSOLIDATED FINANCIAL STATEMENTS,
AND THE ANNUAL FINANCIAL STATEMENTS
FOR 2012 | | Management | For | For | | None |
| | 2.2 | CONSULTATIVE VOTE ON THE 2012
REMUNERATION REPORT | | Management | For | For | | None |
| | 3 | DISCHARGE OF THE BOARD OF DIRECTORS
AND THE PERSONS ENTRUSTED WITH
MANAGEMENT | | Management | For | For | | None |
| | 4 | APPROPRIATION OF AVAILABLE EARNINGS
AND DISTRIBUTION OF CAPITAL
CONTRIBUTION RESERVE | | Management | For | For | | None |
| | 5 | RENEWAL OF AUTHORIZED SHARE CAPITAL | | Management | For | For | | None |
| | 6.1 | RE-ELECTION TO THE BOARD OF DIRECTOR:
ROGER AGNELLI | | Management | For | For | | None |
| | 6.2 | RE-ELECTION TO THE BOARD OF DIRECTOR:
LOUIS R. HUGHES | | Management | For | For | | None |
| | 6.3 | RE-ELECTION TO THE BOARD OF DIRECTOR:
HANS ULRICH MARKI | | Management | For | For | | None |
| | 6.4 | RE-ELECTION TO THE BOARD OF DIRECTOR:
MICHEL DE ROSEN | | Management | For | For | | None |
| | 6.5 | RE-ELECTION TO THE BOARD OF DIRECTOR:
MICHAEL TRESCHOW | | Management | For | For | | None |
| | 6.6 | RE-ELECTION TO THE BOARD OF DIRECTOR:
JACOB WALLENBERG | | Management | For | For | | None |
| | 6.7 | RE-ELECTION TO THE BOARD OF DIRECTOR:
YING YEH | | Management | For | For | | None |
| | 6.8 | RE-ELECTION TO THE BOARD OF DIRECTOR:
HUBERTUS VON GRUNBERG | | Management | For | For | | None |
| | 7 | RE-ELECTION OF THE AUDITORS ERNST &
YOUNG AG | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 30,350 | 0 | 02-Apr-2013 | 02-Apr-2013 |
| | | AT&T INC. |
| | Security | | 00206R102 | | Meeting Type | Annual |
| | Ticker Symbol | | T | | Meeting Date | 26-Apr-2013 | |
| | ISIN | | US00206R1023 | | Agenda | 933744016 - Management |
| | Record Date | | 27-Feb-2013 | | Holding Recon Date | 27-Feb-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 25-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: RANDALL L.
STEPHENSON | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: GILBERT F.
AMELIO | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: REUBEN V.
ANDERSON | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: JAMES H.
BLANCHARD | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: JAIME CHICO
PARDO | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: SCOTT T. FORD | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: JAMES P. KELLY | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: JON C. MADONNA | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: MICHAEL B.
MCCALLISTER | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: JOHN B. MCCOY | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | | Management | For | For | | None |
| | 1L. | ELECTION OF DIRECTOR: MATTHEW K.
ROSE | | Management | For | For | | None |
| | 1M. | ELECTION OF DIRECTOR: LAURA D'ANDREA
TYSON | | Management | For | For | | None |
| | 2. | RATIFICATION OF APPOINTMENT OF
INDEPENDENT AUDITORS. | | Management | For | For | | None |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | | Management | For | For | | None |
| | 4. | APPROVE STOCK PURCHASE AND
DEFERRAL PLAN. | | Management | For | For | | None |
| | 5. | POLITICAL CONTRIBUTIONS REPORT. | | Shareholder | Against | For | | None |
| | 6. | LEAD BATTERIES REPORT. | | Shareholder | Against | For | | None |
| | 7. | COMPENSATION PACKAGES. | | Shareholder | Against | For | | None |
| | 8. | INDEPENDENT BOARD CHAIRMAN. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 18,150 | 0 | 12-Mar-2013 | 12-Mar-2013 |
| | | THE BOEING COMPANY |
| | Security | | 097023105 | | Meeting Type | Annual |
| | Ticker Symbol | | BA | | Meeting Date | 29-Apr-2013 | |
| | ISIN | | US0970231058 | | Agenda | 933747315 - Management |
| | Record Date | | 01-Mar-2013 | | Holding Recon Date | 01-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 26-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: DAVID L.
CALHOUN | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: ARTHUR D.
COLLINS, JR. | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: KENNETH M.
DUBERSTEIN | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: EDMUND P.
GIAMBASTIANI, JR. | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: LAWRENCE W.
KELLNER | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: W. JAMES
MCNERNEY, JR. | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: SUSAN C.
SCHWAB | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: RONALD A.
WILLIAMS | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: MIKE S.
ZAFIROVSKI | | Management | For | For | | None |
| | 2. | ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | For | For | | None |
| | 3. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR 2013. | | Management | For | For | | None |
| | 4. | FUTURE EXTRAORDINARY RETIREMENT
BENEFITS. | | Shareholder | Against | For | | None |
| | 5. | ACTION BY WRITTEN CONSENT. | | Shareholder | Against | For | | None |
| | 6. | EXECUTIVES TO RETAIN SIGNIFICANT
STOCK. | | Shareholder | Against | For | | None |
| | 7. | INDEPENDENT BOARD CHAIRMAN. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 8,750 | 0 | 16-Mar-2013 | 16-Mar-2013 |
| | | THE CHUBB CORPORATION |
| | Security | | 171232101 | | Meeting Type | Annual |
| | Ticker Symbol | | CB | | Meeting Date | 30-Apr-2013 | |
| | ISIN | | US1712321017 | | Agenda | 933747430 - Management |
| | Record Date | | 04-Mar-2013 | | Holding Recon Date | 04-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 29-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A) | ELECTION OF DIRECTOR: ZOE BAIRD
BUDINGER | | Management | For | For | | None |
| | 1B) | ELECTION OF DIRECTOR: SHEILA P. BURKE | | Management | For | For | | None |
| | 1C) | ELECTION OF DIRECTOR: JAMES I. CASH,
JR. | | Management | For | For | | None |
| | 1D) | ELECTION OF DIRECTOR: JOHN D.
FINNEGAN | | Management | For | For | | None |
| | 1E) | ELECTION OF DIRECTOR: LAWRENCE W.
KELLNER | | Management | For | For | | None |
| | 1F) | ELECTION OF DIRECTOR: MARTIN G.
MCGUINN | | Management | For | For | | None |
| | 1G) | ELECTION OF DIRECTOR: LAWRENCE M.
SMALL | | Management | For | For | | None |
| | 1H) | ELECTION OF DIRECTOR: JESS SODERBERG | | Management | For | For | | None |
| | 1I) | ELECTION OF DIRECTOR: DANIEL E.
SOMERS | | Management | For | For | | None |
| | 1J) | ELECTION OF DIRECTOR: WILLIAM C.
WELDON | | Management | For | For | | None |
| | 1K) | ELECTION OF DIRECTOR: JAMES M.
ZIMMERMAN | | Management | For | For | | None |
| | 1L) | ELECTION OF DIRECTOR: ALFRED W.
ZOLLAR | | Management | For | For | | None |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITOR. | | Management | For | For | | None |
| | 3. | ADVISORY VOTE ON THE COMPENSATION
PAID TO THE CORPORATION'S NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | None |
| | 4. | SHAREHOLDER PROPOSAL REGARDING
POLITICAL CONTRIBUTIONS AND RELATED
EXPENDITURES. | | Shareholder | Against | For | | None |
| | 5. | SHAREHOLDER PROPOSAL REGARDING
PREPARATION OF AN ANNUAL
SUSTAINABILITY REPORT. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 6,150 | 0 | 16-Mar-2013 | 16-Mar-2013 |
| | | SUNCOR ENERGY INC. |
| | Security | | 867224107 | | Meeting Type | Annual |
| | Ticker Symbol | | SU | | Meeting Date | 30-Apr-2013 | |
| | ISIN | | CA8672241079 | | Agenda | 933754118 - Management |
| | Record Date | | 04-Mar-2013 | | Holding Recon Date | 04-Mar-2013 | |
| | City / | Country | | / | Canada | | Vote Deadline Date | 25-Apr-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 01 | DIRECTOR | | Management | |
| | 1 | MEL E. BENSON | | For | For | | None |
| | 2 | DOMINIC D'ALESSANDRO | | For | For | | None |
| | 3 | JOHN T. FERGUSON | | For | For | | None |
| | 4 | W. DOUGLAS FORD | | For | For | | None |
| | 5 | PAUL HASELDONCKX | | For | For | | None |
| | 6 | JOHN R. HUFF | | For | For | | None |
| | 7 | JACQUES LAMARRE | | For | For | | None |
| | 8 | MAUREEN MCCAW | | For | For | | None |
| | 9 | MICHAEL W. O'BRIEN | | For | For | | None |
| | 10 | JAMES W. SIMPSON | | For | For | | None |
| | 11 | EIRA M. THOMAS | | For | For | | None |
| | 12 | STEVEN W. WILLIAMS | | For | For | | None |
| | 02 | RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
AS SUCH. | | Management | For | For | | None |
| | 03 | TO APPROVE THE INCREASE IN THE
NUMBER OF COMMON SHARES OF SUNCOR
ENERGY INC. RESERVED FOR ISSUANCE
PURSUANT TO THE SUNCOR ENERGY INC.
STOCK OPTION PLAN BY AN ADDITIONAL
23,000,000 COMMON SHARES, AS
DESCRIBED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR. | | Management | For | For | | None |
| | 04 | TO ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY
CIRCULAR. | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 20,150 | 0 | 02-Apr-2013 | 02-Apr-2013 |
| | | CSX CORPORATION |
| | Security | | 126408103 | | Meeting Type | Annual |
| | Ticker Symbol | | CSX | | Meeting Date | 08-May-2013 | |
| | ISIN | | US1264081035 | | Agenda | 933753306 - Management |
| | Record Date | | 08-Mar-2013 | | Holding Recon Date | 08-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 07-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: D.M. ALVARADO | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: J.B. BREAUX | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: P.L. CARTER | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: S.T. HALVERSON | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: E.J. KELLY, III | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: G.H. LAMPHERE | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: J.D. MCPHERSON | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: T.T. O'TOOLE | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: D.M. RATCLIFFE | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: D.J. SHEPARD | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: M.J. WARD | | Management | For | For | | None |
| | 1L. | ELECTION OF DIRECTOR: J.C. WATTS, JR. | | Management | For | For | | None |
| | 1M. | ELECTION OF DIRECTOR: J.S. WHISLER | | Management | For | For | | None |
| | 2. | THE RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013. | | Management | For | For | | None |
| | 3. | TO CONSIDER AN ADVISORY RESOLUTION
TO APPROVE COMPENSATION FOR THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 30,450 | 0 | 27-Mar-2013 | 27-Mar-2013 |
| | | 3M COMPANY |
| | Security | | 88579Y101 | | Meeting Type | Annual |
| | Ticker Symbol | | MMM | | Meeting Date | 14-May-2013 | |
| | ISIN | | US88579Y1010 | | Agenda | 933754966 - Management |
| | Record Date | | 15-Mar-2013 | | Holding Recon Date | 15-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 13-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: LINDA G.
ALVARADO | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: VANCE D.
COFFMAN | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: MICHAEL L.
ESKEW | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: W. JAMES
FARRELL | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: HERBERT L.
HENKEL | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: MUHTAR KENT | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: ROBERT S.
MORRISON | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: AULANA L.
PETERS | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: INGE G. THULIN | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | | Management | For | For | | None |
| | 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS 3M'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | | Management | For | For | | None |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | | Management | For | For | | None |
| | 4. | STOCKHOLDER PROPOSAL ON ACTION BY
WRITTEN CONSENT. | | Shareholder | Against | For | | None |
| | 5. | STOCKHOLDER PROPOSAL ON PROHIBITING
POLITICAL SPENDING FROM CORPORATE
TREASURY FUNDS. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 5,670 | 0 | 28-Mar-2013 | 28-Mar-2013 |
| | | CONOCOPHILLIPS |
| | Security | | 20825C104 | | Meeting Type | Annual |
| | Ticker Symbol | | COP | | Meeting Date | 14-May-2013 | |
| | ISIN | | US20825C1045 | | Agenda | 933764842 - Management |
| | Record Date | | 15-Mar-2013 | | Holding Recon Date | 15-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 13-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: RICHARD L.
ARMITAGE | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: RICHARD H.
AUCHINLECK | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: JAMES E.
COPELAND, JR. | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: JODY L. FREEMAN | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: GAY HUEY EVANS | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: RYAN M. LANCE | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: MOHD H. MARICAN | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: ROBERT A.
NIBLOCK | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE,
JR. | | Management | For | For | | None |
| | 2. | TO RATIFY APPOINTMENT OF ERNST &
YOUNG LLP AS CONOCOPHILLIPS'
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013. | | Management | For | For | | None |
| | 3. | ADVISORY APPROVAL OF EXECUTIVE
COMPENSATION. | | Management | For | For | | None |
| | 4. | REPORT ON GRASSROOTS LOBBYING
EXPENDITURES. | | Shareholder | Against | For | | None |
| | 5. | GREENHOUSE GAS REDUCTION TARGETS. | | Shareholder | Against | For | | None |
| | 6. | GENDER IDENTITY NON-DISCRIMINATION. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 11,220 | 0 | 29-Mar-2013 | 29-Mar-2013 |
| | | HALLIBURTON COMPANY |
| | Security | | 406216101 | | Meeting Type | Annual |
| | Ticker Symbol | | HAL | | Meeting Date | 15-May-2013 | |
| | ISIN | | US4062161017 | | Agenda | 933767317 - Management |
| | Record Date | | 18-Mar-2013 | | Holding Recon Date | 18-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 14-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: A.M. BENNETT | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: J.R. BOYD | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: M. CARROLL | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: N.K. DICCIANI | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: M.S. GERBER | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: J.C. GRUBISICH | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: A.S. JUM'AH | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: D.J. LESAR | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: R.A. MALONE | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: J.L. MARTIN | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: D.L. REED | | Management | For | For | | None |
| | 2. | PROPOSAL FOR RATIFICATION OF THE
SELECTION OF AUDITORS. | | Management | For | For | | None |
| | 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | | Management | For | For | | None |
| | 4. | PROPOSAL TO AMEND AND RESTATE THE
HALLIBURTON COMPANY STOCK AND
INCENTIVE PLAN. | | Management | For | For | | None |
| | 5. | PROPOSAL ON HUMAN RIGHTS POLICY. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 20,650 | 0 | 03-Apr-2013 | 03-Apr-2013 |
| | | UNILEVER N.V. |
| | Security | | 904784709 | | Meeting Type | Annual |
| | Ticker Symbol | | UN | | Meeting Date | 15-May-2013 | |
| | ISIN | | US9047847093 | | Agenda | 933776253 - Management |
| | Record Date | | 25-Mar-2013 | | Holding Recon Date | 25-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 07-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 2. | TO ADOPT THE ANNUAL ACCOUNTS AND
APPROPRIATION OF THE PROFIT FOR THE
2012 FINANCIAL YEAR. | | Management | For | For | | None |
| | 3. | TO DISCHARGE THE EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | | None |
| | 4. | TO DISCHARGE THE NON-EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | | None |
| | 5. | TO RE-APPOINT MR P G J M POLMAN AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 6. | TO RE-APPOINT MR R J-M S HUET AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 7. | TO RE-APPOINT PROFESSOR L O FRESCO
AS A NON-EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 8. | TO RE-APPOINT MS A M FUDGE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 9. | TO RE-APPOINT MR C E GOLDEN AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 10. | TO RE-APPOINT DR B E GROTE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 11. | TO RE-APPOINT MS H NYASULU AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 12. | TO RE-APPOINT THE RT HON SIR MALCOLM
RIFKIND MP AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | | None |
| | 13. | TO RE-APPOINT MR K J STORM AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 14. | TO RE-APPOINT MR M TRESCHOW AS A
NON-EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 15. | TO RE-APPOINT MR P S WALSH AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 16. | TO APPOINT MRS L M CHA AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 17. | TO APPOINT MS M MA AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | | None |
| | 18. | TO APPOINT MR J RISHTON AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 19. | TO APPOINT PRICEWATERHOUSECOOPERS
ACCOUNTANTS N.V. AS THE AUDITOR FOR
THE 2013 FINANCIAL YEAR. | | Management | For | For | | None |
| | 20. | TO DESIGNATE THE BOARD OF DIRECTORS
AS THE COMPANY BODY AUTHORISED TO
ISSUE SHARES IN THE COMPANY. | | Management | For | For | | None |
| | 21. | TO AUTHORISE THE BOARD OF DIRECTORS
TO PURCHASE ORDINARY SHARES AND
DEPOSITARY RECEIPTS THEREOF IN THE
SHARE CAPITAL OF THE COMPANY. | | Management | For | For | | None |
| | 22. | TO REDUCE THE CAPITAL WITH RESPECT
TO SHARES AND DEPOSITARY RECEIPTS
THEREOF HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL. | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 5,750 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| | | UNILEVER N.V. |
| | Security | | 904784709 | | Meeting Type | Annual |
| | Ticker Symbol | | UN | | Meeting Date | 15-May-2013 | |
| | ISIN | | US9047847093 | | Agenda | 933802729 - Management |
| | Record Date | | 17-Apr-2013 | | Holding Recon Date | 17-Apr-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 07-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 2. | TO ADOPT THE ANNUAL ACCOUNTS AND
APPROPRIATION OF THE PROFIT FOR THE
2012 FINANCIAL YEAR. | | Management | For | For | | None |
| | 3. | TO DISCHARGE THE EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | | None |
| | 4. | TO DISCHARGE THE NON-EXECUTIVE
DIRECTORS IN OFFICE IN THE 2012
FINANCIAL YEAR FOR THE FULFILMENT OF
THEIR TASK. | | Management | For | For | | None |
| | 5. | TO RE-APPOINT MR P G J M POLMAN AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 6. | TO RE-APPOINT MR R J-M S HUET AS AN
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 7. | TO RE-APPOINT PROFESSOR L O FRESCO
AS A NON-EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 8. | TO RE-APPOINT MS A M FUDGE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 9. | TO RE-APPOINT MR C E GOLDEN AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 10. | TO RE-APPOINT DR B E GROTE AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 11. | TO RE-APPOINT MS H NYASULU AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 12. | TO RE-APPOINT THE RT HON SIR MALCOLM
RIFKIND MP AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | | None |
| | 13. | TO RE-APPOINT MR K J STORM AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 14. | TO RE-APPOINT MR M TRESCHOW AS A
NON-EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 15. | TO RE-APPOINT MR P S WALSH AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 16. | TO APPOINT MRS L M CHA AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 17. | TO APPOINT MS M MA AS A NON-EXECUTIVE
DIRECTOR. | | Management | For | For | | None |
| | 18. | TO APPOINT MR J RISHTON AS A NON-
EXECUTIVE DIRECTOR. | | Management | For | For | | None |
| | 19. | TO APPOINT PRICEWATERHOUSECOOPERS
ACCOUNTANTS N.V. AS THE AUDITOR FOR
THE 2013 FINANCIAL YEAR. | | Management | For | For | | None |
| | 20. | TO DESIGNATE THE BOARD OF DIRECTORS
AS THE COMPANY BODY AUTHORISED TO
ISSUE SHARES IN THE COMPANY. | | Management | For | For | | None |
| | 21. | TO AUTHORISE THE BOARD OF DIRECTORS
TO PURCHASE ORDINARY SHARES AND
DEPOSITARY RECEIPTS THEREOF IN THE
SHARE CAPITAL OF THE COMPANY. | | Management | For | For | | None |
| | 22. | TO REDUCE THE CAPITAL WITH RESPECT
TO SHARES AND DEPOSITARY RECEIPTS
THEREOF HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL. | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 5,750 | 0 | 23-Apr-2013 | 23-Apr-2013 |
| | | KBR, INC. |
| | Security | | 48242W106 | | Meeting Type | Annual |
| | Ticker Symbol | | KBR | | Meeting Date | 16-May-2013 | |
| | ISIN | | US48242W1062 | | Agenda | 933771051 - Management |
| | Record Date | | 27-Mar-2013 | | Holding Recon Date | 27-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 15-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1. | DIRECTOR | | Management | |
| | 1 | W. FRANK BLOUNT | | For | For | | None |
| | 2 | LOREN K. CARROLL | | For | For | | None |
| | 3 | LINDA Z. COOK | | For | For | | None |
| | 4 | JEFFREY E. CURTISS | | For | For | | None |
| | 5 | JACK B. MOORE | | For | For | | None |
| | 6 | WILLIAM P. UTT | | For | For | | None |
| | 2. | RATIFY THE APPOINTMENT OF KPMG LLP AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE
CONSOLIDATED FINANCIAL STATEMENTS
FOR KBR, INC. AS OF AND FOR THE YEAR
ENDING DECEMBER 31, 2013. | | Management | For | For | | None |
| | 3. | ADVISORY VOTE TO APPROVE KBR'S
NAMED EXECUTIVE OFFICERS'
COMPENSATION. | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 14,730 | 0 | 06-Apr-2013 | 06-Apr-2013 |
| | | AETNA INC. |
| | Security | | 00817Y108 | | Meeting Type | Annual |
| | Ticker Symbol | | AET | | Meeting Date | 17-May-2013 | |
| | ISIN | | US00817Y1082 | | Agenda | 933769260 - Management |
| | Record Date | | 15-Mar-2013 | | Holding Recon Date | 15-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 16-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: FERNANDO
AGUIRRE | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: MARK T.
BERTOLINI | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: FRANK M. CLARK | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: BETSY Z. COHEN | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: MOLLY J. COYE,
M.D. | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: ROGER N. FARAH | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: BARBARA
HACKMAN FRANKLIN | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: JEFFREY E.
GARTEN | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: ELLEN M.
HANCOCK | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: RICHARD J.
HARRINGTON | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: EDWARD J.
LUDWIG | | Management | For | For | | None |
| | 1L. | ELECTION OF DIRECTOR: JOSEPH P.
NEWHOUSE | | Management | For | For | | None |
| | 2. | APPROVAL OF THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM | | Management | For | For | | None |
| | 3. | APPROVAL OF THE PROPOSED
AMENDMENT TO THE AMENDED AETNA INC.
2010 STOCK INCENTIVE PLAN | | Management | For | For | | None |
| | 4. | APPROVAL OF THE COMPANY'S EXECUTIVE
COMPENSATION ON A NON-BINDING
ADVISORY BASIS | | Management | For | For | | None |
| | 5. | SHAREHOLDER PROPOSAL ON
INDEPENDENT BOARD CHAIR | | Shareholder | Against | For | | None |
| | 6. | SHAREHOLDER PROPOSAL ON SIMPLE
MAJORITY VOTE | | Shareholder | Against | For | | None |
| | 7. | SHAREHOLDER PROPOSAL ON POLITICAL
CONTRIBUTIONS - BOARD OVERSIGHT | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 17,130 | 0 | 06-Apr-2013 | 06-Apr-2013 |
| | | THE ALLSTATE CORPORATION |
| | Security | | 020002101 | | Meeting Type | Annual |
| | Ticker Symbol | | ALL | | Meeting Date | 21-May-2013 | |
| | ISIN | | US0200021014 | | Agenda | 933779540 - Management |
| | Record Date | | 22-Mar-2013 | | Holding Recon Date | 22-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 20-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: F. DUANE
ACKERMAN | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: ROBERT D. BEYER | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: KERMIT R.
CRAWFORD | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: JACK M.
GREENBERG | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: HERBERT L.
HENKEL | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: RONALD T. LEMAY | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: ANDREA
REDMOND | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: H. JOHN RILEY, JR. | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: JOHN W. ROWE | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: JUDITH A.
SPRIESER | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: MARY ALICE
TAYLOR | | Management | For | For | | None |
| | 1L. | ELECTION OF DIRECTOR: THOMAS J.
WILSON | | Management | For | For | | None |
| | 2. | ADVISORY VOTE TO APPROVE THE
EXECUTIVE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS. | | Management | For | For | | None |
| | 3. | APPROVE THE 2013 EQUITY INCENTIVE
PLAN. | | Management | For | For | | None |
| | 4. | RATIFICATION OF THE APPOINTMENT OF
DELOITTE & TOUCHE LLP AS ALLSTATE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR 2013. | | Management | For | For | | None |
| | 5. | STOCKHOLDER PROPOSAL ON EQUITY
RETENTION BY SENIOR EXECUTIVES. | | Shareholder | Against | For | | None |
| | 6. | STOCKHOLDER PROPOSAL ON REPORTING
LOBBYING EXPENDITURES. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 8,600 | 0 | 11-Apr-2013 | 11-Apr-2013 |
| | | JPMORGAN CHASE & CO. |
| | Security | | 46625H100 | | Meeting Type | Annual |
| | Ticker Symbol | | JPM | | Meeting Date | 21-May-2013 | |
| | ISIN | | US46625H1005 | | Agenda | 933779728 - Management |
| | Record Date | | 22-Mar-2013 | | Holding Recon Date | 22-Mar-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 20-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: JAMES A. BELL | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: CRANDALL C.
BOWLES | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: STEPHEN B.
BURKE | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: JAMES DIMON | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: TIMOTHY P.
FLYNN | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: ELLEN V. FUTTER | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: LABAN P.
JACKSON, JR. | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: WILLIAM C.
WELDON | | Management | For | For | | None |
| | 2. | RATIFICATION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | | Management | For | For | | None |
| | 3. | ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION | | Management | For | For | | None |
| | 4. | AMENDMENT TO THE FIRM'S RESTATED
CERTIFICATE OF INCORPORATION TO
AUTHORIZE SHAREHOLDER ACTION BY
WRITTEN CONSENT | | Management | For | For | | None |
| | 5. | REAPPROVAL OF KEY EXECUTIVE
PERFORMANCE PLAN | | Management | For | For | | None |
| | 6. | REQUIRE SEPARATION OF CHAIRMAN AND
CEO | | Shareholder | Against | For | | None |
| | 7. | REQUIRE EXECUTIVES TO RETAIN
SIGNIFICANT STOCK UNTIL REACHING
NORMAL RETIREMENT AGE | | Shareholder | Against | For | | None |
| | 8. | ADOPT PROCEDURES TO AVOID HOLDING
OR RECOMMENDING INVESTMENTS THAT
CONTRIBUTE TO HUMAN RIGHTS
VIOLATIONS | | Shareholder | Against | For | | None |
| | 9. | DISCLOSE FIRM PAYMENTS USED DIRECTLY
OR INDIRECTLY FOR LOBBYING, INCLUDING
SPECIFIC AMOUNTS AND RECIPIENTS'
NAMES | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 16,650 | 0 | 12-Apr-2013 | 12-Apr-2013 |
| | | ROYAL DUTCH SHELL PLC |
| | Security | | 780259107 | | Meeting Type | Annual |
| | Ticker Symbol | | RDSB | | Meeting Date | 21-May-2013 | |
| | ISIN | | US7802591070 | | Agenda | 933802476 - Management |
| | Record Date | | 11-Apr-2013 | | Holding Recon Date | 11-Apr-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 10-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1 | ADOPTION OF ANNUAL REPORT &
ACCOUNTS | | Management | For | For | | None |
| | 2 | APPROVAL OF REMUNERATION REPORT | | Management | For | For | | None |
| | 3 | RE-APPOINTMENT OF JOSEF ACKERMANN
AS A DIRECTOR OF THE COMPANY | | Management | For | For | | None |
| | 4 | RE-APPOINTMENT OF GUY ELLIOTT AS A
DIRECTOR OF THE COMPANY | | Management | For | For | | None |
| | 5 | RE-APPOINTMENT OF SIMON HENRY AS A
DIRECTOR OF THE COMPANY | | Management | For | For | | None |
| | 6 | RE-APPOINTMENT OF CHARLES O.
HOLLIDAY AS A DIRECTOR OF THE
COMPANY | | Management | For | For | | None |
| | 7 | RE-APPOINTMENT OF GERARD
KLEISTERLEE AS A DIRECTOR OF THE
COMPANY | | Management | For | For | | None |
| | 8 | RE-APPOINTMENT OF JORMA OLLILA AS A
DIRECTOR OF THE COMPANY | | Management | For | For | | None |
| | 9 | RE-APPOINTMENT OF SIR NIGEL
SHEINWALD AS A DIRECTOR OF THE
COMPANY | | Management | For | For | | None |
| | 10 | RE-APPOINTMENT OF LINDA G. STUNTZ AS A
DIRECTOR OF THE COMPANY | | Management | For | For | | None |
| | 11 | RE-APPOINTMENT OF PETER VOSER AS A
DIRECTOR OF THE COMPANY | | Management | For | For | | None |
| | 12 | RE-APPOINTMENT OF HANS WIJERS AS A
DIRECTOR OF THE COMPANY | | Management | For | For | | None |
| | 13 | RE-APPOINTMENT OF GERRIT ZALM AS A
DIRECTOR OF THE COMPANY | | Management | For | For | | None |
| | 14 | RE-APPOINTMENT OF AUDITORS | | Management | For | For | | None |
| | 15 | REMUNERATION OF AUDITORS | | Management | For | For | | None |
| | 16 | AUTHORITY TO ALLOT SHARES | | Management | For | For | | None |
| | 17 | DISAPPLICATION OF PRE-EMPTION RIGHTS | | Management | For | For | | None |
| | 18 | AUTHORITY TO PURCHASE OWN SHARES | | Management | For | For | | None |
| | 19 | AUTHORITY FOR CERTAIN DONATIONS AND
EXPENDITURE | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 9,150 | 0 | 23-Apr-2013 | 23-Apr-2013 |
| | | THERMO FISHER SCIENTIFIC INC. |
| | Security | | 883556102 | | Meeting Type | Annual |
| | Ticker Symbol | | TMO | | Meeting Date | 22-May-2013 | |
| | ISIN | | US8835561023 | | Agenda | 933783056 - Management |
| | Record Date | | 01-Apr-2013 | | Holding Recon Date | 01-Apr-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 21-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: JUDY C. LEWENT | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: JIM P. MANZI | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: LARS R.
SORENSEN | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: MARC N. CASPER | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: NELSON J. CHAI | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: TYLER JACKS | | Management | For | For | | None |
| | 2. | AN ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | | Management | For | For | | None |
| | 3. | APPROVAL AND ADOPTION OF THE THERMO
FISHER SCIENTIFIC 2013 STOCK INCENTIVE
PLAN. | | Management | For | For | | None |
| | 4. | APPROVAL AND ADOPTION OF THE THERMO
FISHER SCIENTIFIC 2013 ANNUAL INCENTIVE
PLAN. | | Management | For | For | | None |
| | 5. | RATIFICATION OF THE AUDIT COMMITTEE'S
SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
2013. | | Management | For | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 10,900 | 0 | 13-Apr-2013 | 13-Apr-2013 |
| | | MERCK & CO., INC. |
| | Security | | 58933Y105 | | Meeting Type | Annual |
| | Ticker Symbol | | MRK | | Meeting Date | 28-May-2013 | |
| | ISIN | | US58933Y1055 | | Agenda | 933782319 - Management |
| | Record Date | | 01-Apr-2013 | | Holding Recon Date | 01-Apr-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 24-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: KENNETH C.
FRAZIER | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: THOMAS H.
GLOCER | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: WILLIAM B.
HARRISON JR. | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: C. ROBERT
KIDDER | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: ROCHELLE B.
LAZARUS | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: CARLOS E.
REPRESAS | | Management | For | For | | None |
| | 1I. | ELECTION OF DIRECTOR: PATRICIA F.
RUSSO | | Management | For | For | | None |
| | 1J. | ELECTION OF DIRECTOR: CRAIG B.
THOMPSON | | Management | For | For | | None |
| | 1K. | ELECTION OF DIRECTOR: WENDELL P.
WEEKS | | Management | For | For | | None |
| | 1L. | ELECTION OF DIRECTOR: PETER C.
WENDELL | | Management | For | For | | None |
| | 2. | RATIFICATION OF THE APPOINTMENT OF
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2013. | | Management | For | For | | None |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | | None |
| | 4. | SHAREHOLDER PROPOSAL CONCERNING
SHAREHOLDERS' RIGHT TO ACT BY
WRITTEN CONSENT. | | Shareholder | Against | For | | None |
| | 5. | SHAREHOLDER PROPOSAL CONCERNING
SPECIAL SHAREOWNER MEETINGS. | | Shareholder | Against | For | | None |
| | 6. | SHAREHOLDER PROPOSAL CONCERNING A
REPORT ON CHARITABLE AND POLITICAL
CONTRIBUTIONS. | | Shareholder | Against | For | | None |
| | 7. | SHAREHOLDER PROPOSAL CONCERNING A
REPORT ON LOBBYING ACTIVITIES. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 15,150 | 0 | 16-Apr-2013 | 16-Apr-2013 |
| | | RAYTHEON COMPANY |
| | Security | | 755111507 | | Meeting Type | Annual |
| | Ticker Symbol | | RTN | | Meeting Date | 30-May-2013 | |
| | ISIN | | US7551115071 | | Agenda | 933806967 - Management |
| | Record Date | | 09-Apr-2013 | | Holding Recon Date | 09-Apr-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 29-May-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1A. | ELECTION OF DIRECTOR: JAMES E.
CARTWRIGHT | | Management | For | For | | None |
| | 1B. | ELECTION OF DIRECTOR: VERNON E. CLARK | | Management | For | For | | None |
| | 1C. | ELECTION OF DIRECTOR: STEPHEN J.
HADLEY | | Management | For | For | | None |
| | 1D. | ELECTION OF DIRECTOR: MICHAEL C.
RUETTGERS | | Management | For | For | | None |
| | 1E. | ELECTION OF DIRECTOR: RONALD L.
SKATES | | Management | For | For | | None |
| | 1F. | ELECTION OF DIRECTOR: WILLIAM R.
SPIVEY | | Management | For | For | | None |
| | 1G. | ELECTION OF DIRECTOR: LINDA G. STUNTZ | | Management | For | For | | None |
| | 1H. | ELECTION OF DIRECTOR: WILLIAM H.
SWANSON | | Management | For | For | | None |
| | 2. | ADVISORY VOTE ON EXECUTIVE
COMPENSATION | | Management | For | For | | None |
| | 3. | RATIFICATION OF INDEPENDENT AUDITORS | | Management | For | For | | None |
| | 4. | SHAREHOLDER PROPOSAL REGARDING
POLITICAL EXPENDITURES | | Shareholder | Against | For | | None |
| | 5. | SHAREHOLDER PROPOSAL REGARDING
ACTION BY WRITTEN CONSENT | | Shareholder | For | Against | | None |
| | 6. | SHAREHOLDER PROPOSAL REGARDING
SUPPLEMENTAL EXECUTIVE RETIREMENT
PLANS | | Shareholder | Against | For | | None |
| | 7. | SHAREHOLDER PROPOSAL REGARDING
ACCELERATED VESTING OF EQUITY
AWARDS UPON A CHANGE IN CONTROL | | Shareholder | For | Against | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 11,500 | 0 | 16-May-2013 | 16-May-2013 |
| | | DEVON ENERGY CORPORATION |
| | Security | | 25179M103 | | Meeting Type | Annual |
| | Ticker Symbol | | DVN | | Meeting Date | 05-Jun-2013 | |
| | ISIN | | US25179M1036 | | Agenda | 933803086 - Management |
| | Record Date | | 08-Apr-2013 | | Holding Recon Date | 08-Apr-2013 | |
| | City / | Country | | / | United States | | Vote Deadline Date | 04-Jun-2013 | |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | | Type | Vote | For/Against
Management | Preferred Provider
Recommendation |
| | 1. | DIRECTOR | | Management | |
| | 1 | ROBERT H. HENRY | | For | For | | None |
| | 2 | JOHN A. HILL | | For | For | | None |
| | 3 | MICHAEL M. KANOVSKY | | For | For | | None |
| | 4 | ROBERT A. MOSBACHER, JR | | For | For | | None |
| | 5 | J. LARRY NICHOLS | | For | For | | None |
| | 6 | DUANE C. RADTKE | | For | For | | None |
| | 7 | MARY P. RICCIARDELLO | | For | For | | None |
| | 8 | JOHN RICHELS | | For | For | | None |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | | Management | For | For | | None |
| | 3. | RATIFY THE APPOINTMENT OF THE
COMPANY'S INDEPENDENT AUDITORS FOR
2013. | | Management | For | For | | None |
| | 4. | REPORT DISCLOSING LOBBYING POLICIES
AND PRACTICES. | | Shareholder | Against | For | | None |
| | 5. | MAJORITY VOTE STANDARD FOR DIRECTOR
ELECTIONS. | | Shareholder | Against | For | | None |
| | 6. | RIGHT TO ACT BY WRITTEN CONSENT. | | Shareholder | Against | For | | None |
| | | Account
Number | | | Account Name | | Internal
Account | Custodian | Ballot Shares | | Unavailable
Shares | | Vote
Date | Date
Confirmed |
| | 000888366 | | CULLEN VALUE
FUND | 000888366 | BNY MELLON | 10,750 | 0 | 25-Apr-2013 | 25-Apr-2013 |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
