UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-09871
CULLEN FUNDS TRUST
(exact name of registrant as specified in charter)
645 Fifth Avenue, New York, NY 10022
(Address of principal executive offices) (Zip code)
Brooks Cullen
645 Fifth Avenue
New York, NY 10022
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: 212-644-1800
Date of fiscal year end: June 30
Date of reporting period: July 1, 2014 - June 30, 2015
Item 1 – Proxy Voting Record.
Cullen High Dividend Equity Fund
Meeting Date Range: 01-Jul-2014 To 30-Jun-2015 | |||||||||||
Selected Accounts | |||||||||||
VODAFONE GROUP PLC | |||||||||||
Security: | 92857W308 | Meeting Type: | Annual | ||||||||
Ticker: | VOD | Meeting Date: | 29-Jul-2014 | ||||||||
ISIN | US92857W3088 | Vote Deadline Date: | 17-Jul-2014 | ||||||||
Agenda | 934046740 | Management | Total Ballot Shares: | 6208620 | |||||||
Last Vote Date: | 13-Jun-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Receive Directors' Report | For | None | 1266000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
13 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
14 | Election of Directors (Majority Voting) | For | None | 1266000 | 0 | 0 | 0 | ||||
15 | Dividends | For | None | 1266000 | 0 | 0 | 0 | ||||
16 | Miscellaneous Compensation Plans | For | None | 1266000 | 0 | 0 | 0 | ||||
17 | Miscellaneous Compensation Plans | For | None | 1266000 | 0 | 0 | 0 | ||||
18 | Approve Stock Compensation Plan | For | None | 1266000 | 0 | 0 | 0 | ||||
19 | Ratify Appointment of Independent Auditors | For | None | 1266000 | 0 | 0 | 0 | ||||
20 | Ratify Appointment of Independent Auditors | For | None | 1266000 | 0 | 0 | 0 | ||||
21 | Allot Securities | For | None | 1266000 | 0 | 0 | 0 | ||||
22 | Eliminate Pre-Emptive Rights | For | None | 1266000 | 0 | 0 | 0 | ||||
23 | Stock Repurchase Plan | For | None | 1266000 | 0 | 0 | 0 | ||||
24 | Approve Charter Amendment | For | None | 1266000 | 0 | 0 | 0 | ||||
25 | Approve Charter Amendment | For | None | 1266000 | 0 | 0 | 0 | ||||
DIAGEO PLC | |||||||||||
Security: | 25243Q205 | Meeting Type: | Annual | ||||||||
Ticker: | DEO | Meeting Date: | 18-Sep-2014 | ||||||||
ISIN | US25243Q2057 | Vote Deadline Date: | 10-Sep-2014 | ||||||||
Agenda | 934068657 | Management | Total Ballot Shares: | 1588380.5937 | |||||||
Last Vote Date: | 02-Sep-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Adopt Accounts for Past Year | For | None | 445000 | 0 | 0 | 0 | ||||
2 | Miscellaneous Corporate Actions | For | None | 445000 | 0 | 0 | 0 | ||||
3 | Miscellaneous Corporate Actions | For | None | 445000 | 0 | 0 | 0 | ||||
4 | Dividends | For | None | 445000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Full Slate) | For | None | 445000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Full Slate) | For | None | 445000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Full Slate) | For | None | 445000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Full Slate) | For | None | 445000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Full Slate) | For | None | 445000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Full Slate) | For | None | 445000 | 0 | 0 | 0 | ||||
11 | Election of Directors (Full Slate) | For | None | 445000 | 0 | 0 | 0 | ||||
12 | Election of Directors (Full Slate) | For | None | 445000 | 0 | 0 | 0 | ||||
13 | Election of Directors (Full Slate) | For | None | 445000 | 0 | 0 | 0 | ||||
14 | Election of Directors (Majority Voting) | For | None | 445000 | 0 | 0 | 0 | ||||
15 | Election of Directors (Majority Voting) | For | None | 445000 | 0 | 0 | 0 | ||||
16 | Ratify Appointment of Independent Auditors | For | None | 445000 | 0 | 0 | 0 | ||||
17 | Ratify Appointment of Independent Auditors | For | None | 445000 | 0 | 0 | 0 | ||||
18 | Allot Securities | For | None | 445000 | 0 | 0 | 0 | ||||
19 | Eliminate Pre-Emptive Rights | For | None | 445000 | 0 | 0 | 0 | ||||
20 | Stock Repurchase Plan | For | None | 445000 | 0 | 0 | 0 | ||||
21 | Miscellaneous Corporate Actions | For | None | 445000 | 0 | 0 | 0 | ||||
22 | Approve Stock Compensation Plan | For | None | 445000 | 0 | 0 | 0 | ||||
SYMANTEC CORPORATION | |||||||||||
Security: | 871503108 | Meeting Type: | Annual | ||||||||
Ticker: | SYMC | Meeting Date: | 28-Oct-2014 | ||||||||
ISIN | US8715031089 | Vote Deadline Date: | 27-Oct-2014 | ||||||||
Agenda | 934073127 | Management | Total Ballot Shares: | 5579721.506 | |||||||
Last Vote Date: | 09-Sep-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 578816 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 578816 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 578816 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 578816 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 578816 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 578816 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 578816 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 578816 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 578816 | 0 | 0 | 0 | ||||
10 | Ratify Appointment of Independent Auditors | For | None | 578816 | 0 | 0 | 0 | ||||
11 | 14A Executive Compensation | For | None | 578816 | 0 | 0 | 0 | ||||
CISCO SYSTEMS, INC. | |||||||||||
Security: | 17275R102 | Meeting Type: | Annual | ||||||||
Ticker: | CSCO | Meeting Date: | 20-Nov-2014 | ||||||||
ISIN | US17275R1023 | Vote Deadline Date: | 19-Nov-2014 | ||||||||
Agenda | 934082215 | Management | Total Ballot Shares: | 10879590.369 | |||||||
Last Vote Date: | 01-Oct-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 3353520 | 0 | 0 | 0 | ||||
11 | Amend Employee Stock Purchase Plan | For | None | 3353520 | 0 | 0 | 0 | ||||
12 | 14A Executive Compensation | For | None | 3353520 | 0 | 0 | 0 | ||||
13 | Ratify Appointment of Independent Auditors | For | None | 3353520 | 0 | 0 | 0 | ||||
14 | S/H Proposal - Political/Government | Against | None | 0 | 3353520 | 0 | 0 | ||||
15 | S/H Proposal - Access To Proxy | Against | None | 0 | 3353520 | 0 | 0 | ||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 3353520 | 0 | 0 | ||||
MICROSOFT CORPORATION | |||||||||||
Security: | 594918104 | Meeting Type: | Annual | ||||||||
Ticker: | MSFT | Meeting Date: | 03-Dec-2014 | ||||||||
ISIN | US5949181045 | Vote Deadline Date: | 02-Dec-2014 | ||||||||
Agenda | 934087708 | Management | Total Ballot Shares: | 6467815.9199 | |||||||
Last Vote Date: | 17-Oct-2014 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 1600000 | 0 | 0 | 0 | ||||
11 | 14A Executive Compensation | For | None | 1600000 | 0 | 0 | 0 | ||||
12 | Ratify Appointment of Independent Auditors | For | None | 1600000 | 0 | 0 | 0 | ||||
13 | S/H Proposal - Access To Proxy | Against | None | 0 | 1600000 | 0 | 0 | ||||
GENERAL ELECTRIC COMPANY | |||||||||||
Security: | 369604103 | Meeting Type: | Annual | ||||||||
Ticker: | GE | Meeting Date: | 22-Apr-2015 | ||||||||
ISIN | US3696041033 | Vote Deadline Date: | 21-Apr-2015 | ||||||||
Agenda | 934135864 | Management | Total Ballot Shares: | 10162978.45 | |||||||
Last Vote Date: | 11-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
13 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
14 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
15 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
16 | Election of Directors (Majority Voting) | For | None | 3227500 | 0 | 0 | 0 | ||||
17 | 14A Executive Compensation | For | None | 3227500 | 0 | 0 | 0 | ||||
18 | Ratify Appointment of Independent Auditors | For | None | 3227500 | 0 | 0 | 0 | ||||
19 | S/H Proposal - Adopt Cumulative Voting | Against | None | 0 | 3227500 | 0 | 0 | ||||
20 | S/H Proposal - Corporate Governance | Against | None | 0 | 3227500 | 0 | 0 | ||||
21 | S/H Proposal - Corporate Governance | Against | None | 0 | 3227500 | 0 | 0 | ||||
22 | Miscellaneous Shareholder Proposal | Against | None | 0 | 3227500 | 0 | 0 | ||||
23 | S/H Proposal - Corporate Governance | Against | None | 0 | 3227500 | 0 | 0 | ||||
JOHNSON & JOHNSON | |||||||||||
Security: | 478160104 | Meeting Type: | Annual | ||||||||
Ticker: | JNJ | Meeting Date: | 23-Apr-2015 | ||||||||
ISIN | US4781601046 | Vote Deadline Date: | 22-Apr-2015 | ||||||||
Agenda | 934134761 | Management | Total Ballot Shares: | 2877194.6588 | |||||||
Last Vote Date: | 12-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 811900 | 0 | 0 | 0 | ||||
12 | 14A Executive Compensation | For | None | 811900 | 0 | 0 | 0 | ||||
13 | Ratify Appointment of Independent Auditors | For | None | 811900 | 0 | 0 | 0 | ||||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 811900 | 0 | 0 | ||||
15 | S/H Proposal - Political/Government | Against | None | 0 | 811900 | 0 | 0 | ||||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 811900 | 0 | 0 | ||||
PFIZER INC. | |||||||||||
Security: | 717081103 | Meeting Type: | Annual | ||||||||
Ticker: | PFE | Meeting Date: | 23-Apr-2015 | ||||||||
ISIN | US7170811035 | Vote Deadline Date: | 22-Apr-2015 | ||||||||
Agenda | 934135927 | Management | Total Ballot Shares: | 6244692.1561 | |||||||
Last Vote Date: | 13-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 1714550 | 0 | 0 | 0 | ||||
12 | Ratify Appointment of Independent Auditors | For | None | 1714550 | 0 | 0 | 0 | ||||
13 | 14A Executive Compensation | For | None | 1714550 | 0 | 0 | 0 | ||||
14 | S/H Proposal - Political/Government | Against | None | 0 | 1714550 | 0 | 0 | ||||
ASTRAZENECA PLC | |||||||||||
Security: | 046353108 | Meeting Type: | Annual | ||||||||
Ticker: | AZN | Meeting Date: | 24-Apr-2015 | ||||||||
ISIN | US0463531089 | Vote Deadline Date: | 15-Apr-2015 | ||||||||
Agenda | 934156438 | Management | Total Ballot Shares: | 2781473.668 | |||||||
Last Vote Date: | 27-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Receive Consolidated Financial Statements | For | None | 683250 | 0 | 0 | 0 | ||||
2 | Dividends | For | None | 683250 | 0 | 0 | 0 | ||||
3 | Ratify Appointment of Independent Auditors | For | None | 683250 | 0 | 0 | 0 | ||||
4 | Miscellaneous Compensation Plans | For | None | 683250 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
13 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
14 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
15 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
16 | Election of Directors (Majority Voting) | For | None | 683250 | 0 | 0 | 0 | ||||
17 | Receive Consolidated Financial Statements | For | None | 683250 | 0 | 0 | 0 | ||||
18 | Approve Charter Amendment | For | None | 683250 | 0 | 0 | 0 | ||||
19 | Allot Securities | For | None | 683250 | 0 | 0 | 0 | ||||
20 | Eliminate Pre-Emptive Rights | For | None | 683250 | 0 | 0 | 0 | ||||
21 | Approve Charter Amendment | For | None | 683250 | 0 | 0 | 0 | ||||
22 | Approve Charter Amendment | For | None | 683250 | 0 | 0 | 0 | ||||
23 | Approve Charter Amendment | For | None | 683250 | 0 | 0 | 0 | ||||
AT&T INC. | |||||||||||
Security: | 00206R102 | Meeting Type: | Annual | ||||||||
Ticker: | T | Meeting Date: | 24-Apr-2015 | ||||||||
ISIN | US00206R1023 | Vote Deadline Date: | 23-Apr-2015 | ||||||||
Agenda | 934134064 | Management | Total Ballot Shares: | 6729333.9314 | |||||||
Last Vote Date: | 11-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 2065000 | 0 | 0 | 0 | ||||
13 | Ratify Appointment of Independent Auditors | For | None | 2065000 | 0 | 0 | 0 | ||||
14 | 14A Executive Compensation | For | None | 2065000 | 0 | 0 | 0 | ||||
15 | S/H Proposal - Political/Government | Against | None | 0 | 2065000 | 0 | 0 | ||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 2065000 | 0 | 0 | ||||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 2065000 | 0 | 0 | ||||
HSBC HOLDINGS PLC | |||||||||||
Security: | 404280406 | Meeting Type: | Annual | ||||||||
Ticker: | HSBC | Meeting Date: | 24-Apr-2015 | ||||||||
ISIN | US4042804066 | Vote Deadline Date: | 15-Apr-2015 | ||||||||
Agenda | 934156488 | Management | Total Ballot Shares: | 5837367.957 | |||||||
Last Vote Date: | 27-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Adopt Accounts for Past Year | For | None | 1291380 | 0 | 0 | 0 | ||||
2 | Receive Directors' Report | For | None | 1291380 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1291380 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1291380 | 0 | 0 | 0 | ||||
5 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
6 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
7 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
8 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
9 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
10 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
11 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
12 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
13 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
14 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
15 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
16 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
17 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
18 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
19 | Election of Directors (Full Slate) | For | None | 1291380 | 0 | 0 | 0 | ||||
20 | Ratify Appointment of Independent Auditors | For | None | 1291380 | 0 | 0 | 0 | ||||
21 | Approve Remuneration of Directors and Auditors | For | None | 1291380 | 0 | 0 | 0 | ||||
22 | Allot Securities | For | None | 1291380 | 0 | 0 | 0 | ||||
23 | Eliminate Pre-Emptive Rights | For | None | 1291380 | 0 | 0 | 0 | ||||
24 | Authorize Directors to Repurchase Shares | For | None | 1291380 | 0 | 0 | 0 | ||||
25 | Miscellaneous Corporate Actions | For | None | 1291380 | 0 | 0 | 0 | ||||
26 | Allot Relevant Securities | For | None | 1291380 | 0 | 0 | 0 | ||||
27 | Eliminate Pre-Emptive Rights | For | None | 1291380 | 0 | 0 | 0 | ||||
28 | Miscellaneous Corporate Actions | For | None | 1291380 | 0 | 0 | 0 | ||||
29 | Miscellaneous Corporate Actions | For | None | 1291380 | 0 | 0 | 0 | ||||
GENUINE PARTS COMPANY | |||||||||||
Security: | 372460105 | Meeting Type: | Annual | ||||||||
Ticker: | GPC | Meeting Date: | 27-Apr-2015 | ||||||||
ISIN | US3724601055 | Vote Deadline Date: | 24-Apr-2015 | ||||||||
Agenda | 934132452 | Management | Total Ballot Shares: | 2054688.0406 | |||||||
Last Vote Date: | 03-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors | For | None | ||||||||
DR. MARY B. BULLOCK | 598890 | 0 | 0 | 0 | |||||||
PAUL D. DONAHUE | 598890 | 0 | 0 | 0 | |||||||
JEAN DOUVILLE | 598890 | 0 | 0 | 0 | |||||||
GARY P. FAYARD | 598890 | 0 | 0 | 0 | |||||||
THOMAS C. GALLAGHER | 598890 | 0 | 0 | 0 | |||||||
JOHN R. HOLDER | 598890 | 0 | 0 | 0 | |||||||
JOHN D. JOHNS | 598890 | 0 | 0 | 0 | |||||||
R.C. LOUDERMILK, JR. | 598890 | 0 | 0 | 0 | |||||||
WENDY B. NEEDHAM | 598890 | 0 | 0 | 0 | |||||||
JERRY W. NIX | 598890 | 0 | 0 | 0 | |||||||
GARY W. ROLLINS | 598890 | 0 | 0 | 0 | |||||||
E.JENNER WOOD III | 598890 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 598890 | 0 | 0 | 0 | ||||
3 | Approve Stock Compensation Plan | For | None | 598890 | 0 | 0 | 0 | ||||
4 | Ratify Appointment of Independent Auditors | For | None | 598890 | 0 | 0 | 0 | ||||
THE BOEING COMPANY | |||||||||||
Security: | 097023105 | Meeting Type: | Annual | ||||||||
Ticker: | BA | Meeting Date: | 27-Apr-2015 | ||||||||
ISIN | US0970231058 | Vote Deadline Date: | 24-Apr-2015 | ||||||||
Agenda | 934137717 | Management | Total Ballot Shares: | 674595.1192 | |||||||
Last Vote Date: | 14-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 187600 | 0 | 0 | 0 | ||||
11 | 14A Executive Compensation | For | None | 187600 | 0 | 0 | 0 | ||||
12 | Ratify Appointment of Independent Auditors | For | None | 187600 | 0 | 0 | 0 | ||||
13 | S/H Proposal - Executive Compensation | Against | None | 0 | 187600 | 0 | 0 | ||||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 187600 | 0 | 0 | ||||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 187600 | 0 | 0 | ||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 187600 | 0 | 0 | ||||
METLIFE, INC. | |||||||||||
Security: | 59156R108 | Meeting Type: | Annual | ||||||||
Ticker: | MET | Meeting Date: | 28-Apr-2015 | ||||||||
ISIN | US59156R1086 | Vote Deadline Date: | 27-Apr-2015 | ||||||||
Agenda | 934151402 | Management | Total Ballot Shares: | 4127103.5253 | |||||||
Last Vote Date: | 25-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 1294000 | 0 | 0 | 0 | ||||
13 | Adopt Supermajority Requirements | For | None | 1294000 | 0 | 0 | 0 | ||||
14 | Adopt Supermajority Requirements | For | None | 1294000 | 0 | 0 | 0 | ||||
15 | Ratify Appointment of Independent Auditors | For | None | 1294000 | 0 | 0 | 0 | ||||
16 | 14A Executive Compensation | For | None | 1294000 | 0 | 0 | 0 | ||||
UNILEVER N.V. | |||||||||||
Security: | 904784709 | Meeting Type: | Annual | ||||||||
Ticker: | UN | Meeting Date: | 29-Apr-2015 | ||||||||
ISIN | US9047847093 | Vote Deadline Date: | 17-Apr-2015 | ||||||||
Agenda | 934164043 | Management | Total Ballot Shares: | 8278926.4709 | |||||||
Last Vote Date: | 01-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Approve Allocation of Dividends on Shares Held By Company | For | None | 1395440 | 0 | 0 | 0 | ||||
2 | Approve Charter Amendment | For | None | 1395440 | 0 | 0 | 0 | ||||
3 | Approve Charter Amendment | For | None | 1395440 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
13 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
14 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
15 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
16 | Election of Directors (Majority Voting) | For | None | 1395440 | 0 | 0 | 0 | ||||
17 | Ratify Appointment of Independent Auditors | For | None | 1395440 | 0 | 0 | 0 | ||||
18 | Approve Charter Amendment | For | None | 1395440 | 0 | 0 | 0 | ||||
19 | Allot Securities | For | None | 1395440 | 0 | 0 | 0 | ||||
20 | Allot Securities | For | None | 1395440 | 0 | 0 | 0 | ||||
BCE INC. | |||||||||||
Security: | 05534B760 | Meeting Type: | Annual | ||||||||
Ticker: | BCE | Meeting Date: | 30-Apr-2015 | ||||||||
ISIN | CA05534B7604 | Vote Deadline Date: | 28-Apr-2015 | ||||||||
Agenda | 934152125 | Management | Total Ballot Shares: | 6573806.3262 | |||||||
Last Vote Date: | 01-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | ||||||||
B.K. ALLEN | 1827700 | 0 | 0 | 0 | |||||||
R.A. BRENNEMAN | 1827700 | 0 | 0 | 0 | |||||||
S. BROCHU | 1827700 | 0 | 0 | 0 | |||||||
R.E. BROWN | 1827700 | 0 | 0 | 0 | |||||||
G.A. COPE | 1827700 | 0 | 0 | 0 | |||||||
D.F. DENISON | 1827700 | 0 | 0 | 0 | |||||||
R.P. DEXTER | 1827700 | 0 | 0 | 0 | |||||||
I. GREENBERG | 1827700 | 0 | 0 | 0 | |||||||
G.M. NIXON | 1827700 | 0 | 0 | 0 | |||||||
T.C. O'NEILL | 1827700 | 0 | 0 | 0 | |||||||
R.C. SIMMONDS | 1827700 | 0 | 0 | 0 | |||||||
C. TAYLOR | 1827700 | 0 | 0 | 0 | |||||||
P.R. WEISS | 1827700 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 1827700 | 0 | 0 | 0 | ||||
3 | 14A Executive Compensation | For | None | 1827700 | 0 | 0 | 0 | ||||
4 | Approve Charter Amendment | For | None | 1827700 | 0 | 0 | 0 | ||||
5 | S/H Proposal - Corporate Governance | Against | None | 0 | 1827700 | 0 | 0 | ||||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 1827700 | 0 | 0 | ||||
7 | S/H Proposal - Corporate Governance | Against | None | 0 | 1827700 | 0 | 0 | ||||
CORNING INCORPORATED | |||||||||||
Security: | 219350105 | Meeting Type: | Annual | ||||||||
Ticker: | GLW | Meeting Date: | 30-Apr-2015 | ||||||||
ISIN | US2193501051 | Vote Deadline Date: | 29-Apr-2015 | ||||||||
Agenda | 934138199 | Management | Total Ballot Shares: | 3941430.119 | |||||||
Last Vote Date: | 11-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
13 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
14 | Election of Directors (Majority Voting) | For | None | 870000 | 0 | 0 | 0 | ||||
15 | Ratify Appointment of Independent Auditors | For | None | 870000 | 0 | 0 | 0 | ||||
16 | 14A Executive Compensation | For | None | 870000 | 0 | 0 | 0 | ||||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 870000 | 0 | 0 | ||||
HALYARD HEALTH, INC. | |||||||||||
Security: | 40650V100 | Meeting Type: | Annual | ||||||||
Ticker: | HYH | Meeting Date: | 30-Apr-2015 | ||||||||
ISIN | US40650V1008 | Vote Deadline Date: | 29-Apr-2015 | ||||||||
Agenda | 934148291 | Management | Total Ballot Shares: | 226615 | |||||||
Last Vote Date: | 21-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors | For | None | ||||||||
GARY D. BLACKFORD | 73125 | 0 | 0 | 0 | |||||||
PATRICK J. O'LEARY | 73125 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 73125 | 0 | 0 | 0 | ||||
3 | 14A Executive Compensation | For | None | 73125 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||
4 | 14A Executive Compensation Vote Frequency | None | 0 | 0 | 73125 | 0 | 0 | ||||
HCP, INC. | |||||||||||
Security: | 40414L109 | Meeting Type: | Annual | ||||||||
Ticker: | HCP | Meeting Date: | 30-Apr-2015 | ||||||||
ISIN | US40414L1098 | Vote Deadline Date: | 29-Apr-2015 | ||||||||
Agenda | 934144293 | Management | Total Ballot Shares: | 4784064.2347 | |||||||
Last Vote Date: | 18-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 1175880 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 1175880 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1175880 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1175880 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 1175880 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 1175880 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 1175880 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 1175880 | 0 | 0 | 0 | ||||
9 | Ratify Appointment of Independent Auditors | For | None | 1175880 | 0 | 0 | 0 | ||||
10 | 14A Executive Compensation | For | None | 1175880 | 0 | 0 | 0 | ||||
11 | S/H Proposal - Access To Proxy | Against | None | 0 | 1175880 | 0 | 0 | ||||
KIMBERLY-CLARK CORPORATION | |||||||||||
Security: | 494368103 | Meeting Type: | Annual | ||||||||
Ticker: | KMB | Meeting Date: | 30-Apr-2015 | ||||||||
ISIN | US4943681035 | Vote Deadline Date: | 29-Apr-2015 | ||||||||
Agenda | 934134898 | Management | Total Ballot Shares: | 1865635.1163 | |||||||
Last Vote Date: | 18-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 585000 | 0 | 0 | 0 | ||||
12 | Ratify Appointment of Independent Auditors | For | None | 585000 | 0 | 0 | 0 | ||||
13 | 14A Executive Compensation | For | None | 585000 | 0 | 0 | 0 | ||||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 585000 | 0 | 0 | ||||
ELI LILLY AND COMPANY | |||||||||||
Security: | 532457108 | Meeting Type: | Annual | ||||||||
Ticker: | LLY | Meeting Date: | 04-May-2015 | ||||||||
ISIN | US5324571083 | Vote Deadline Date: | 01-May-2015 | ||||||||
Agenda | 934139216 | Management | Total Ballot Shares: | 3897861.2022 | |||||||
Last Vote Date: | 24-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 1110000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 1110000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1110000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1110000 | 0 | 0 | 0 | ||||
5 | 14A Executive Compensation | For | None | 1110000 | 0 | 0 | 0 | ||||
6 | Ratify Appointment of Independent Auditors | For | None | 1110000 | 0 | 0 | 0 | ||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||
Security: | 718172109 | Meeting Type: | Annual | ||||||||
Ticker: | PM | Meeting Date: | 06-May-2015 | ||||||||
ISIN | US7181721090 | Vote Deadline Date: | 05-May-2015 | ||||||||
Agenda | 934145738 | Management | Total Ballot Shares: | 2680035.1534 | |||||||
Last Vote Date: | 27-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 705850 | 0 | 0 | 0 | ||||
13 | Ratify Appointment of Independent Auditors | For | None | 705850 | 0 | 0 | 0 | ||||
14 | 14A Executive Compensation | For | None | 705850 | 0 | 0 | 0 | ||||
15 | S/H Proposal - Political/Government | Against | None | 0 | 705850 | 0 | 0 | ||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 705850 | 0 | 0 | ||||
HEALTH CARE REIT, INC. | |||||||||||
Security: | 42217K106 | Meeting Type: | Annual | ||||||||
Ticker: | HCN | Meeting Date: | 07-May-2015 | ||||||||
ISIN | US42217K1060 | Vote Deadline Date: | 06-May-2015 | ||||||||
Agenda | 934150373 | Management | Total Ballot Shares: | 3387606.2847 | |||||||
Last Vote Date: | 28-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 946870 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 946870 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 946870 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 946870 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 946870 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 946870 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 946870 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 946870 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 946870 | 0 | 0 | 0 | ||||
10 | Ratify Appointment of Independent Auditors | For | None | 946870 | 0 | 0 | 0 | ||||
11 | 14A Executive Compensation | For | None | 946870 | 0 | 0 | 0 | ||||
3M COMPANY | |||||||||||
Security: | 88579Y101 | Meeting Type: | Annual | ||||||||
Ticker: | MMM | Meeting Date: | 12-May-2015 | ||||||||
ISIN | US88579Y1010 | Vote Deadline Date: | 11-May-2015 | ||||||||
Agenda | 934147162 | Management | Total Ballot Shares: | 1602110.4794 | |||||||
Last Vote Date: | 26-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 491000 | 0 | 0 | 0 | ||||
11 | Ratify Appointment of Independent Auditors | For | None | 491000 | 0 | 0 | 0 | ||||
12 | 14A Executive Compensation | For | None | 491000 | 0 | 0 | 0 | ||||
CONOCOPHILLIPS | |||||||||||
Security: | 20825C104 | Meeting Type: | Annual | ||||||||
Ticker: | COP | Meeting Date: | 12-May-2015 | ||||||||
ISIN | US20825C1045 | Vote Deadline Date: | 11-May-2015 | ||||||||
Agenda | 934150804 | Management | Total Ballot Shares: | 3618119.9702 | |||||||
Last Vote Date: | 28-Mar-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 890000 | 0 | 0 | 0 | ||||
12 | Ratify Appointment of Independent Auditors | For | None | 890000 | 0 | 0 | 0 | ||||
13 | 14A Executive Compensation | For | None | 890000 | 0 | 0 | 0 | ||||
14 | S/H Proposal - Political/Government | Against | None | 0 | 890000 | 0 | 0 | ||||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 890000 | 0 | 0 | ||||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 890000 | 0 | 0 | ||||
17 | S/H Proposal - Access To Proxy | Against | None | 0 | 890000 | 0 | 0 | ||||
E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||
Security: | 263534109 | Meeting Type: | Contested-Annual | ||||||||
Ticker: | DD | Meeting Date: | 13-May-2015 | ||||||||
ISIN | US2635341090 | Vote Deadline Date: | 12-May-2015 | ||||||||
Agenda | 934154092 | Management | Total Ballot Shares: | 7430033.5572 | |||||||
Last Vote Date: | 07-May-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors | For | None | ||||||||
LAMBERTO ANDREOTTI | 2225600 | 0 | 0 | 0 | |||||||
EDWARD D. BREEN | 2225600 | 0 | 0 | 0 | |||||||
ROBERT A. BROWN | 2225600 | 0 | 0 | 0 | |||||||
ALEXANDER M. CUTLER | 2225600 | 0 | 0 | 0 | |||||||
ELEUTHERE I. DU PONT | 2225600 | 0 | 0 | 0 | |||||||
JAMES L. GALLOGLY | 2225600 | 0 | 0 | 0 | |||||||
MARILLYN A. HEWSON | 2225600 | 0 | 0 | 0 | |||||||
LOIS D. JULIBER | 0 | 0 | 2225600 | 0 | |||||||
ELLEN J. KULLMAN | 2225600 | 0 | 0 | 0 | |||||||
ULF M. SCHNEIDER | 2225600 | 0 | 0 | 0 | |||||||
LEE M. THOMAS | 2225600 | 0 | 0 | 0 | |||||||
PATRICK J. WARD | 2225600 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 2225600 | 0 | 0 | 0 | ||||
3 | 14A Executive Compensation | For | None | 2225600 | 0 | 0 | 0 | ||||
4 | S/H Proposal - Political/Government | Against | None | 0 | 2225600 | 0 | 0 | ||||
5 | S/H Proposal - Environmental | Against | None | 0 | 2225600 | 0 | 0 | ||||
6 | S/H Proposal - Environmental | Against | None | 0 | 2225600 | 0 | 0 | ||||
7 | S/H Proposal - Corporate Governance | Against | None | 2225600 | 0 | 0 | 0 | ||||
DIAMOND OFFSHORE DRILLING, INC. | |||||||||||
Security: | 25271C102 | Meeting Type: | Annual | ||||||||
Ticker: | DO | Meeting Date: | 19-May-2015 | ||||||||
ISIN | US25271C1027 | Vote Deadline Date: | 18-May-2015 | ||||||||
Agenda | 934170402 | Management | Total Ballot Shares: | 3900882.8678 | |||||||
Last Vote Date: | 07-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 930000 | 0 | 0 | 0 | ||||
12 | Ratify Appointment of Independent Auditors | For | None | 930000 | 0 | 0 | 0 | ||||
13 | 14A Executive Compensation | For | None | 930000 | 0 | 0 | 0 | ||||
JPMORGAN CHASE & CO. | |||||||||||
Security: | 46625H100 | Meeting Type: | Annual | ||||||||
Ticker: | JPM | Meeting Date: | 19-May-2015 | ||||||||
ISIN | US46625H1005 | Vote Deadline Date: | 18-May-2015 | ||||||||
Agenda | 934169916 | Management | Total Ballot Shares: | 4570951.1433 | |||||||
Last Vote Date: | 09-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 1346000 | 0 | 0 | 0 | ||||
12 | 14A Executive Compensation | For | None | 1346000 | 0 | 0 | 0 | ||||
13 | Ratify Appointment of Independent Auditors | For | None | 1346000 | 0 | 0 | 0 | ||||
14 | Amend Stock Compensation Plan | For | None | 1346000 | 0 | 0 | 0 | ||||
15 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 1346000 | 0 | 0 | ||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 1346000 | 0 | 0 | ||||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 1346000 | 0 | 0 | ||||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 1346000 | 0 | 0 | ||||
19 | S/H Proposal - Executive Compensation | Against | None | 0 | 1346000 | 0 | 0 | ||||
20 | S/H Proposal - Executive Compensation | Against | None | 0 | 1346000 | 0 | 0 | ||||
ROYAL DUTCH SHELL PLC | |||||||||||
Security: | 780259107 | Meeting Type: | Annual | ||||||||
Ticker: | RDSB | Meeting Date: | 19-May-2015 | ||||||||
ISIN | US7802591070 | Vote Deadline Date: | 06-May-2015 | ||||||||
Agenda | 934193020 | Management | Total Ballot Shares: | 4228719.4155 | |||||||
Last Vote Date: | 17-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Receive Consolidated Financial Statements | For | None | 968100 | 0 | 0 | 0 | ||||
2 | Receive Consolidated Financial Statements | For | None | 968100 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
13 | Election of Directors (Majority Voting) | For | None | 968100 | 0 | 0 | 0 | ||||
14 | Ratify Appointment of Independent Auditors | For | None | 968100 | 0 | 0 | 0 | ||||
15 | Miscellaneous Compensation Plans | For | None | 968100 | 0 | 0 | 0 | ||||
16 | Allot Securities | For | None | 968100 | 0 | 0 | 0 | ||||
17 | Eliminate Pre-Emptive Rights | For | None | 968100 | 0 | 0 | 0 | ||||
18 | Approve Charter Amendment | For | None | 968100 | 0 | 0 | 0 | ||||
19 | Miscellaneous Compensation Plans | For | None | 968100 | 0 | 0 | 0 | ||||
20 | Approve Charter Amendment | For | None | 968100 | 0 | 0 | 0 | ||||
21 | Approve Charter Amendment | For | None | 968100 | 0 | 0 | 0 | ||||
ALTRIA GROUP, INC. | |||||||||||
Security: | 02209S103 | Meeting Type: | Annual | ||||||||
Ticker: | MO | Meeting Date: | 20-May-2015 | ||||||||
ISIN | US02209S1033 | Vote Deadline Date: | 19-May-2015 | ||||||||
Agenda | 934170438 | Management | Total Ballot Shares: | 5556031.8203 | |||||||
Last Vote Date: | 10-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 1444600 | 0 | 0 | 0 | ||||
12 | Approve Stock Compensation Plan | For | None | 1444600 | 0 | 0 | 0 | ||||
13 | Approve Stock Compensation Plan | For | None | 1444600 | 0 | 0 | 0 | ||||
14 | Ratify Appointment of Independent Auditors | For | None | 1444600 | 0 | 0 | 0 | ||||
15 | 14A Executive Compensation | For | None | 1444600 | 0 | 0 | 0 | ||||
16 | S/H Proposal - Tobacco | Against | None | 0 | 1444600 | 0 | 0 | ||||
17 | S/H Proposal - Tobacco | Against | None | 0 | 1444600 | 0 | 0 | ||||
18 | S/H Proposal - Tobacco | Against | None | 0 | 1444600 | 0 | 0 | ||||
THE TRAVELERS COMPANIES, INC. | |||||||||||
Security: | 89417E109 | Meeting Type: | Annual | ||||||||
Ticker: | TRV | Meeting Date: | 20-May-2015 | ||||||||
ISIN | US89417E1091 | Vote Deadline Date: | 19-May-2015 | ||||||||
Agenda | 934165273 | Management | Total Ballot Shares: | 2483915.0361 | |||||||
Last Vote Date: | 16-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 925230 | 0 | 0 | 0 | ||||
13 | Ratify Appointment of Independent Auditors | For | None | 925230 | 0 | 0 | 0 | ||||
14 | 14A Executive Compensation | For | None | 925230 | 0 | 0 | 0 | ||||
15 | S/H Proposal - Political/Government | Against | None | 0 | 925230 | 0 | 0 | ||||
CNOOC LIMITED | |||||||||||
Security: | 126132109 | Meeting Type: | Annual | ||||||||
Ticker: | CEO | Meeting Date: | 21-May-2015 | ||||||||
ISIN | US1261321095 | Vote Deadline Date: | 13-May-2015 | ||||||||
Agenda | 934205433 | Management | Total Ballot Shares: | 1316791 | |||||||
Last Vote Date: | 25-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Receive Consolidated Financial Statements | For | Abstain | 134200 | 0 | 0 | 0 | ||||
2 | Dividends | For | Abstain | 134200 | 0 | 0 | 0 | ||||
3 | Election of Directors (Full Slate) | For | Abstain | 134200 | 0 | 0 | 0 | ||||
4 | Election of Directors (Full Slate) | For | Abstain | 134200 | 0 | 0 | 0 | ||||
5 | Election of Directors (Full Slate) | For | Abstain | 134200 | 0 | 0 | 0 | ||||
6 | Approve Remuneration of Directors and Auditors | For | Abstain | 134200 | 0 | 0 | 0 | ||||
7 | Ratify Appointment of Independent Auditors | For | Abstain | 134200 | 0 | 0 | 0 | ||||
8 | Stock Repurchase Plan | For | Abstain | 134200 | 0 | 0 | 0 | ||||
9 | Allot Relevant Securities | For | Abstain | 134200 | 0 | 0 | 0 | ||||
10 | Allot Relevant Securities | For | Abstain | 134200 | 0 | 0 | 0 | ||||
INTEL CORPORATION | |||||||||||
Security: | 458140100 | Meeting Type: | Annual | ||||||||
Ticker: | INTC | Meeting Date: | 21-May-2015 | ||||||||
ISIN | US4581401001 | Vote Deadline Date: | 20-May-2015 | ||||||||
Agenda | 934160766 | Management | Total Ballot Shares: | 7831240.3589 | |||||||
Last Vote Date: | 16-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 2087500 | 0 | 0 | 0 | ||||
12 | Ratify Appointment of Independent Auditors | For | None | 2087500 | 0 | 0 | 0 | ||||
13 | 14A Executive Compensation | For | None | 2087500 | 0 | 0 | 0 | ||||
14 | Amend Stock Compensation Plan | For | None | 2087500 | 0 | 0 | 0 | ||||
15 | Adopt Employee Stock Purchase Plan | For | None | 2087500 | 0 | 0 | 0 | ||||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 2087500 | 0 | 0 | ||||
17 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 2087500 | 0 | 0 | ||||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 2087500 | 0 | 0 | ||||
NEXTERA ENERGY, INC. | |||||||||||
Security: | 65339F101 | Meeting Type: | Annual | ||||||||
Ticker: | NEE | Meeting Date: | 21-May-2015 | ||||||||
ISIN | US65339F1012 | Vote Deadline Date: | 20-May-2015 | ||||||||
Agenda | 934163306 | Management | Total Ballot Shares: | 2472356.5824 | |||||||
Last Vote Date: | 01-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
13 | Election of Directors (Majority Voting) | For | None | 712350 | 0 | 0 | 0 | ||||
14 | Ratify Appointment of Independent Auditors | For | None | 712350 | 0 | 0 | 0 | ||||
15 | 14A Executive Compensation | For | None | 712350 | 0 | 0 | 0 | ||||
16 | Eliminate Supermajority Requirements | For | None | 712350 | 0 | 0 | 0 | ||||
17 | Adopt Supermajority Requirements | For | None | 712350 | 0 | 0 | 0 | ||||
18 | Eliminate Supermajority Requirements | For | None | 712350 | 0 | 0 | 0 | ||||
19 | Approve Charter Amendment | For | None | 712350 | 0 | 0 | 0 | ||||
20 | Approve Charter Amendment | For | None | 712350 | 0 | 0 | 0 | ||||
21 | S/H Proposal - Political/Government | Against | None | 0 | 712350 | 0 | 0 | ||||
22 | S/H Proposal - Corporate Governance | Against | None | 0 | 712350 | 0 | 0 | ||||
MERCK & CO., INC. | |||||||||||
Security: | 58933Y105 | Meeting Type: | Annual | ||||||||
Ticker: | MRK | Meeting Date: | 26-May-2015 | ||||||||
ISIN | US58933Y1055 | Vote Deadline Date: | 22-May-2015 | ||||||||
Agenda | 934177393 | Management | Total Ballot Shares: | 5161990.4171 | |||||||
Last Vote Date: | 14-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 1477700 | 0 | 0 | 0 | ||||
13 | 14A Executive Compensation | For | None | 1477700 | 0 | 0 | 0 | ||||
14 | Ratify Appointment of Independent Auditors | For | None | 1477700 | 0 | 0 | 0 | ||||
15 | Amend Stock Compensation Plan | For | None | 1477700 | 0 | 0 | 0 | ||||
16 | Amend Stock Compensation Plan | For | None | 1477700 | 0 | 0 | 0 | ||||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 1477700 | 0 | 0 | ||||
18 | S/H Proposal - Executive Compensation | Against | None | 0 | 1477700 | 0 | 0 | ||||
CHEVRON CORPORATION | |||||||||||
Security: | 166764100 | Meeting Type: | Annual | ||||||||
Ticker: | CVX | Meeting Date: | 27-May-2015 | ||||||||
ISIN | US1667641005 | Vote Deadline Date: | 26-May-2015 | ||||||||
Agenda | 934174575 | Management | Total Ballot Shares: | 2120291.1505 | |||||||
Last Vote Date: | 10-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
11 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
12 | Election of Directors (Majority Voting) | For | None | 647200 | 0 | 0 | 0 | ||||
13 | Ratify Appointment of Independent Auditors | For | None | 647200 | 0 | 0 | 0 | ||||
14 | 14A Executive Compensation | For | None | 647200 | 0 | 0 | 0 | ||||
15 | S/H Proposal - Report on Charitable Contributions | Against | None | 0 | 647200 | 0 | 0 | ||||
16 | S/H Proposal - Corporate Governance | Against | None | 0 | 647200 | 0 | 0 | ||||
17 | S/H Proposal - Political/Government | Against | None | 0 | 647200 | 0 | 0 | ||||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 647200 | 0 | 0 | ||||
19 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Against | None | 0 | 647200 | 0 | 0 | ||||
20 | S/H Proposal - Environmental | Against | None | 0 | 647200 | 0 | 0 | ||||
21 | S/H Proposal - Access To Proxy | Against | None | 0 | 647200 | 0 | 0 | ||||
22 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 647200 | 0 | 0 | ||||
23 | S/H Proposal - Environmental | Against | None | 0 | 647200 | 0 | 0 | ||||
24 | S/H Proposal - Corporate Governance | Against | None | 0 | 647200 | 0 | 0 | ||||
RAYTHEON COMPANY | |||||||||||
Security: | 755111507 | Meeting Type: | Annual | ||||||||
Ticker: | RTN | Meeting Date: | 28-May-2015 | ||||||||
ISIN | US7551115071 | Vote Deadline Date: | 27-May-2015 | ||||||||
Agenda | 934200572 | Management | Total Ballot Shares: | 2531470.3587 | |||||||
Last Vote Date: | 28-Apr-2015 | ||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
1 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
2 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
3 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
4 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
5 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
6 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
7 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
8 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
9 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
10 | Election of Directors (Majority Voting) | For | None | 742150 | 0 | 0 | 0 | ||||
11 | 14A Executive Compensation | For | None | 742150 | 0 | 0 | 0 | ||||
12 | Amend Stock Compensation Plan | For | None | 742150 | 0 | 0 | 0 | ||||
13 | Ratify Appointment of Independent Auditors | For | None | 742150 | 0 | 0 | 0 | ||||
14 | S/H Proposal - Political/Government | Against | None | 0 | 742150 | 0 | 0 | ||||
15 | S/H Proposal - Political/Government | Against | None | 0 | 742150 | 0 | 0 | ||||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 742150 | 0 | 0 |
Cullen International High Dividend Fund
Meeting Date Range: 01-Jul-2014 To 30-Jun-2015 | ||||||||||||
Selected Accounts | ||||||||||||
ALSTOM SA, PARIS | ||||||||||||
Security: | F0259M475 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 01-Jul-2014 | ||||||||||
ISIN | FR0010220475 | Vote Deadline Date: | 20-Jun-2014 | |||||||||
Agenda | 705286171 | Management | Total Ballot Shares: | 6550 | ||||||||
Last Vote Date: | 14-May-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | ||||||||
2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | ||||||||
3 | 13 JUN 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2014/0512/201405121401849.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL: http://www.journal- officiel.gouv.fr//pdf/2014/0613/201406131403034.pdf. MODIFICATION TO TEXT OF RESOLUTION E.22. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
4 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS AND TRANSACTIONS FOR THE FINANCIAL YEAR ENDED ON MARCH 31ST, 2014 | For | None | 6550 | 0 | 0 | 0 | |||||
5 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND TRANSACTIONS FOR THE FINANCIAL YEAR ENDED ON MARCH 31ST, 2014 | For | None | 6550 | 0 | 0 | 0 | |||||
6 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED ON MARCH 31ST, 2014 | For | None | 6550 | 0 | 0 | 0 | |||||
7 | SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS AND COMMITMENTS | For | None | 6550 | 0 | 0 | 0 | |||||
8 | RENEWAL OF TERM OF THE COMPANY BOUYGUES AS DIRECTOR | For | None | 6550 | 0 | 0 | 0 | |||||
9 | RENEWAL OF TERM OF MR. OLIVIER BOUYGUES AS DIRECTOR | For | None | 6550 | 0 | 0 | 0 | |||||
10 | RENEWAL OF TERM OF MRS. KATRINA LANDIS AS DIRECTOR | For | None | 6550 | 0 | 0 | 0 | |||||
11 | RENEWAL OF TERM OF MR. LALITA GUPTE AS DIRECTOR | For | None | 6550 | 0 | 0 | 0 | |||||
12 | APPOINTMENT OF MRS. BI YONG CHUNGUNCO AS DIRECTOR | For | None | 6550 | 0 | 0 | 0 | |||||
13 | ADVISORY REVIEW OF SHAREHOLDERS ON THE COMPENSATION OWED OR PAID TO MR. PATRICK KRON, FOR THE 2013/14 FINANCIAL YEAR | For | None | 6550 | 0 | 0 | 0 | |||||
14 | SETTING THE AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE BOARD OF DIRECTORS | For | None | 6550 | 0 | 0 | 0 | |||||
15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY'S SHARES | For | None | 6550 | 0 | 0 | 0 | |||||
16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING SHARES AND ANY SECURITIES ENTITLING IMMEDIATELY OR IN THE FUTURE TO SHARES OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS AND/OR BY INCORPORATING PROFITS, RESERVES, PREMIUMS OR OTHERWISE, FOR A MAXIMUM NOMINAL | For | None | 6550 | 0 | 0 | 0 | |||||
AMOUNT OF CAPITAL INCREASE OF EUR 1,080 MILLION, OR APPROXIMATELY 50% OF CAPITAL ON MARCH 31ST, 2014, WITH DEDUCTION OF THE AMOUNTS WHICH MAY BE ISSUED UNDER THE FOURTEENTH TO NINETEENTH RESOLUTIONS OF THIS MEETING FROM THIS TOTAL CEILING | ||||||||||||
17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING SHARES AND ANY SECURITIES ENTITLING IMMEDIATELY AND/OR IN THE FUTURE TO SHARES OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERING FOR A MAXIMUM NOMINAL AMOUNT OF CAPITAL INCREASE OF EUR 215 MILLION, OR APPROXIMATELY 10% OF CAPITAL ON MARCH 31ST, 2014 (TOTAL CEILING FOR ISSUANCES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS), WITH DEDUCTION OF THIS AMOUNT FROM THE TOTAL CEILING SET UNDER THE THIRTEENTH RESOLUTION OF THIS MEETING AND DEDUCTION OF THE AMOUNTS WHICH MAY BE ISSUED UNDER THE FIFTEENTH, SIXTEENTH AND SEVENTEENTH RESOLUTIONS OF THIS MEETING FROM THIS AMOUNT | For | None | 6550 | 0 | 0 | 0 | |||||
18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING SHARES AND ANY SECURITIES ENTITLING IMMEDIATELY AND/OR IN THE FUTURE TO SHARES OF THE COMPANY OR ANY OF ITS SUBSIDIARIES WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE FOR A MAXIMUM NOMINAL AMOUNT OF CAPITAL INCREASE OF EUR 215 MILLION, OR APPROXIMATELY 10% OF CAPITAL ON MARCH 31ST, 2014 (TOTAL CEILING FOR ISSUANCES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS), WITH DEDUCTION | For | None | 6550 | 0 | 0 | 0 | |||||
OF THIS AMOUNT FROM THE TOTAL CEILING SET UNDER THE THIRTEENTH RESOLUTION OF THIS MEETING AND DEDUCTION OF THE AMOUNTS WHICH MAY BE ISSUED UNDER THE FOURTEENTH, SIXTEENTH AND SEVENTEENTH RESOLUTIONS OF THIS MEETING FROM THIS AMOUNT | ||||||||||||
19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN CASE OF CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, UP TO 15% OF THE INITIAL ISSUANCE AND THE CAPITAL INCREASE CEILINGS APPLICABLE TO THE INITIAL ISSUANCE | For | None | 6550 | 0 | 0 | 0 | |||||
20 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UP TO 10%, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL WITH DEDUCTION OF THIS AMOUNT FROM THE TOTAL CEILING SET UNDER THE THIRTEENTH RESOLUTIONS OF THIS MEETING AND FROM THE AMOUNTS THAT MAY BE ISSUED UNDER THE FOURTEENTH AND FIFTEENTH RESOLUTIONS OF THIS MEETING | For | None | 6550 | 0 | 0 | 0 | |||||
21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN, UP TO 2% OF CAPITAL WITH DEDUCTION OF THIS AMOUNT FROM THE AMOUNT SET UNDER THE THIRTEENTH RESOLUTION | For | None | 6550 | 0 | 0 | 0 | |||||
22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF A CATEGORY OF BENEFICIARIES, ALLOWING EMPLOYEES OF FOREIGN SUBSIDIARIES OF | For | None | 6550 | 0 | 0 | 0 | |||||
THE GROUP TO BENEFIT FROM AN EMPLOYEE SAVINGS PLAN SIMILAR TO THE ONE REFERRED TO IN THE PREVIOUS RESOLUTION UP TO 0.5% OF CAPITAL WITH DEDUCTION OF THIS AMOUNT FROM THOSE SET UNDER THE EIGHTEENTH AND THIRTEENTH RESOLUTIONS | ||||||||||||
23 | AMENDMENT TO ARTICLE 15.3 OF THE BYLAWS TO INTRODUCE A PROVISION TO PRESERVE SINGLE VOTING RIGHTS | For | None | 6550 | 0 | 0 | 0 | |||||
24 | ADDING A NEW ARTICLE 18 "GENERAL MEETINGS OF BONDHOLDERS" AND RENUMBERING ACCORDINGLY ARTICLES 18 TO 23 OF THE BYLAW CURRENTLY IN EFFECT | For | None | 6550 | 0 | 0 | 0 | |||||
25 | POWERS TO IMPLEMENT THE DECISION OF THIS MEETING AND ALL LEGAL FORMALITIES | For | None | 6550 | 0 | 0 | 0 | |||||
SSE PLC, PERTH | ||||||||||||
Security: | G8842P102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-Jul-2014 | ||||||||||
ISIN | GB0007908733 | Vote Deadline Date: | 03-Jul-2014 | |||||||||
Agenda | 705411407 | Management | Total Ballot Shares: | 442440 | ||||||||
Last Vote Date: | 18-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RECEIVE THE REPORT AND ACCOUNTS | For | None | 432400 | 0 | 0 | 0 | |||||
2 | APPROVE THE 2014 REMUNERATION POLICY | For | None | 432400 | 0 | 0 | 0 | |||||
3 | APPROVE THE 2014 REMUNERATION REPORT | For | None | 432400 | 0 | 0 | 0 | |||||
4 | DECLARE A FINAL DIVIDEND | For | None | 432400 | 0 | 0 | 0 | |||||
5 | RE-APPOINT LORD SMITH OF KELVIN | For | None | 432400 | 0 | 0 | 0 | |||||
6 | RE-APPOINT ALISTAIR PHILLIPS-DAVIES | For | None | 432400 | 0 | 0 | 0 | |||||
7 | RE-APPOINT GREGOR ALEXANDER | For | None | 432400 | 0 | 0 | 0 | |||||
8 | RE-APPOINT JEREMY BEETON | For | None | 432400 | 0 | 0 | 0 | |||||
9 | RE-APPOINT KATIE BICKERSTAFFE | For | None | 432400 | 0 | 0 | 0 | |||||
10 | RE-APPOINT SUE BRUCE | For | None | 432400 | 0 | 0 | 0 | |||||
11 | RE-APPOINT RICHARD GILLINGWATER | For | None | 432400 | 0 | 0 | 0 | |||||
12 | RE-APPOINT PETER LYNAS | For | None | 432400 | 0 | 0 | 0 | |||||
13 | RE-APPOINT KPMG LLP AS AUDITOR | For | None | 432400 | 0 | 0 | 0 | |||||
14 | AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION | For | None | 432400 | 0 | 0 | 0 | |||||
15 | AUTHORISE ALLOTMENT OF SHARES | For | None | 432400 | 0 | 0 | 0 | |||||
16 | TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 432400 | 0 | 0 | 0 | |||||
17 | TO EMPOWER THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | For | None | 432400 | 0 | 0 | 0 | |||||
18 | TO APPROVE 14 DAYS' NOTICE OF GENERAL MEETINGS | For | None | 432400 | 0 | 0 | 0 | |||||
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE | ||||||||||||
Security: | Y79985209 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Jul-2014 | ||||||||||
ISIN | SG1T75931496 | Vote Deadline Date: | 18-Jul-2014 | |||||||||
Agenda | 705431461 | Management | Total Ballot Shares: | 4195000 | ||||||||
Last Vote Date: | 27-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THE PROPOSED RENEWAL OF THE SHARE PURCHASE MANDATE | For | None | 4195000 | 0 | 0 | 0 | |||||
2 | THE PROPOSED ALTERATIONS TO THE SINGTEL PERFORMANCE SHARE PLAN 2012 | For | None | 4195000 | 0 | 0 | 0 | |||||
3 | THE PROPOSED APPROVAL FOR PARTICIPATION BY THE RELEVANT EXECUTIVE DIRECTOR IN THE SINGTEL PERFORMANCE SHARE PLAN 2012 FOR THE PURPOSES OF THE LISTING RULES OF ASX LIMITED | For | None | 4195000 | 0 | 0 | 0 | |||||
4 | THE PROPOSED APPROVAL FOR PARTICIPATION BY THE RELEVANT NON- EXECUTIVE DIRECTOR IN THE SINGTEL PERFORMANCE SHARE PLAN 2012 FOR THE PURPOSES OF THE LISTING RULES OF ASX LIMITED | For | None | 4195000 | 0 | 0 | 0 | |||||
SINGAPORE TELECOMMUNICATIONS LTD, SINGAPORE | ||||||||||||
Security: | Y79985209 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 25-Jul-2014 | ||||||||||
ISIN | SG1T75931496 | Vote Deadline Date: | 18-Jul-2014 | |||||||||
Agenda | 705431853 | Management | Total Ballot Shares: | 4195000 | ||||||||
Last Vote Date: | 28-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2014, THE DIRECTORS' REPORT AND THE AUDITORS' REPORT THEREON | For | None | 4195000 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND OF 10.0 CENTS PER SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2014 | For | None | 4195000 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE BY ROTATION IN ACCORDANCE WITH ARTICLE 97 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE- ELECTION: MR PETER ONG BOON KWEE (NON-INDEPENDENT MEMBER OF THE AUDIT COMMITTEE) | For | None | 4195000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE BY ROTATION IN ACCORDANCE WITH ARTICLE 97 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE- ELECTION: MR LOW CHECK KIAN | For | None | 4195000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MS CHRISTINA HON KWEE FONG (MRS CHRISTINA ONG) (INDEPENDENT MEMBER OF THE AUDIT COMMITTEE) WHO CEASES TO HOLD OFFICE IN ACCORDANCE WITH ARTICLE 103 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, OFFERS HERSELF FOR RE- ELECTION | For | None | 4195000 | 0 | 0 | 0 | |||||
6 | TO APPROVE PAYMENT OF DIRECTORS' FEES BY THE COMPANY OF UP TO SGD 2,950,000 FOR THE FINANCIAL YEAR ENDING 31 MARCH 2015 (2014: UP TO SGD 2,710,000; INCREASE: SGD 240,000) | For | None | 4195000 | 0 | 0 | 0 | |||||
7 | TO RE-APPOINT AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 4195000 | 0 | 0 | 0 | |||||
8 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO: (I) (1) ISSUE SHARES IN THE CAPITAL OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (2) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (II) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT: (I) CONTD | For | None | 4195000 | 0 | 0 | 0 | |||||
9 | CONTD THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) IN THE CAPITAL OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (II) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO | None | None | Non Voting | ||||||||
THIS RESOLUTION) DOES NOT EXCEED 5% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) IN THE CAPITAL OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (II) BELOW); (II) (SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY THE CONTD | ||||||||||||
10 | CONTD SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST")) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (I) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) IN THE CAPITAL OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE OR CONSOLIDATION OR SUB-DIVISION OF SHARES; (III) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST, THE LISTING RULES OF ASX CONTD | None | None | Non Voting | ||||||||
11 | CONTD LIMITED ("ASX") AND THE RULES OF ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES OF THE COMPANY MAY FOR THE TIME BEING BE LISTED OR QUOTED ("OTHER EXCHANGE") FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST, ASX OR, AS THE CASE MAY BE, THE OTHER EXCHANGE) AND THE ARTICLES OF ASSOCIATION FOR THE TIME BEING OF THE COMPANY; AND (IV) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER | None | None | Non Voting | ||||||||
12 | THAT APPROVAL BE AND IS HEREBY GIVEN TO THE DIRECTORS TO GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE SINGTEL PERFORMANCE SHARE PLAN 2012 ("SINGTEL PSP 2012") AND TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF FULLY PAID-UP SHARES AS MAY BE REQUIRED TO BE DELIVERED PURSUANT TO THE VESTING OF AWARDS UNDER THE SINGTEL PSP 2012, PROVIDED THAT: (I) THE AGGREGATE NUMBER OF NEW SHARES TO BE ISSUED PURSUANT TO THE VESTING OF AWARDS GRANTED OR TO BE GRANTED UNDER THE SINGTEL PSP 2012 SHALL NOT EXCEED 5% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) FROM TIME TO TIME; AND (II) THE AGGREGATE NUMBER OF NEW SHARES UNDER AWARDS TO BE GRANTED PURSUANT TO THE SINGTEL PSP 2012 DURING THE PERIOD COMMENCING FROM THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY AND ENDING ON THE DATE OF THE NEXT CONTD | For | None | 4195000 | 0 | 0 | 0 | |||||
13 | CONTD ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER, SHALL NOT EXCEED 0.5% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) FROM TIME TO TIME | None | None | Non Voting | ||||||||
VODAFONE GROUP PLC | ||||||||||||
Security: | 92857W308 | Meeting Type: | Annual | |||||||||
Ticker: | VOD | Meeting Date: | 29-Jul-2014 | |||||||||
ISIN | US92857W3088 | Vote Deadline Date: | 17-Jul-2014 | |||||||||
Agenda | 934046740 | Management | Total Ballot Shares: | 6208620 | ||||||||
Last Vote Date: | 13-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE COMPANY'S ACCOUNTS, THE STRATEGIC REPORT AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 160000 | 0 | 0 | 0 | |||||
2 | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
4 | TO ELECT NICK READ AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
6 | TO ELECT SIR CRISPIN DAVIS AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
7 | TO ELECT DAME CLARA FURSE AS A DIRECTOR, WITH EFFECT FROM 1 SEPTEMBER 2014 | For | None | 160000 | 0 | 0 | 0 | |||||
8 | TO ELECT VALERIE GOODING AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT RENEE JAMES AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT OMID KORDESTANI AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
12 | TO RE-ELECT NICK LAND AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
14 | TO RE-ELECT PHILIP YEA AS A DIRECTOR | For | None | 160000 | 0 | 0 | 0 | |||||
15 | TO DECLARE A FINAL DIVIDEND OF 7.47 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 160000 | 0 | 0 | 0 | |||||
16 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 160000 | 0 | 0 | 0 | |||||
17 | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 160000 | 0 | 0 | 0 | |||||
18 | TO APPROVE THE VODAFONE GLOBAL INCENTIVE PLAN RULES | For | None | 160000 | 0 | 0 | 0 | |||||
19 | TO CONFIRM PWC'S APPOINTMENT AS AUDITOR | For | None | 160000 | 0 | 0 | 0 | |||||
20 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 160000 | 0 | 0 | 0 | |||||
21 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 160000 | 0 | 0 | 0 | |||||
22 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | For | None | 160000 | 0 | 0 | 0 | |||||
23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | For | None | 160000 | 0 | 0 | 0 | |||||
24 | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | For | None | 160000 | 0 | 0 | 0 | |||||
25 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN AGMS) ON 14 CLEAR DAYS' NOTICE | For | None | 160000 | 0 | 0 | 0 | |||||
NORTH ATLANTIC DRILLING | ||||||||||||
Security: | G6613P202 | Meeting Type: | Annual | |||||||||
Ticker: | NADL | Meeting Date: | 19-Sep-2014 | |||||||||
ISIN | BMG6613P2022 | Vote Deadline Date: | 18-Sep-2014 | |||||||||
Agenda | 934063760 | Management | Total Ballot Shares: | 1628282.8 | ||||||||
Last Vote Date: | 09-Aug-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF THE COMPANY. | For | None | 737700 | 0 | 0 | 0 | |||||
2 | TO RE-ELECT KATE BLANKENSHIP AS A DIRECTOR OF THE COMPANY. | For | None | 737700 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT PAUL M. LEAND, JR. AS A DIRECTOR OF THE COMPANY. | For | None | 737700 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT CECILIE FREDRIKSEN AS A DIRECTOR OF THE COMPANY. | For | None | 737700 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT HARALD THORSTEIN AS A DIRECTOR OF THE COMPANY. | For | None | 737700 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT GEORGINA E. SOUSA AS A DIRECTOR OF THE COMPANY. | For | None | 737700 | 0 | 0 | 0 | |||||
7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS, AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION. | For | None | 737700 | 0 | 0 | 0 | |||||
8 | TO APPROVE THE REMUNERATION OF THE COMPANY'S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US$400,000.00 FOR THE YEAR ENDED DECEMBER 31, 2014. | For | None | 737700 | 0 | 0 | 0 | |||||
SMITHS GROUP PLC, LONDON | ||||||||||||
Security: | G82401111 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Nov-2014 | ||||||||||
ISIN | GB00B1WY2338 | Vote Deadline Date: | 04-Nov-2014 | |||||||||
Agenda | 705606260 | Management | Total Ballot Shares: | 323820 | ||||||||
Last Vote Date: | 14-Oct-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ADOPTION OF REPORT AND ACCOUNTS | For | None | 319000 | 0 | 0 | 0 | |||||
2 | APPROVAL OF THE DIRECTORS REMUNERATION POLICY | For | None | 319000 | 0 | 0 | 0 | |||||
3 | APPROVAL OF DIRECTORS REMUNERATION REPORT | For | None | 319000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF 27.5 PENCE PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 JULY 2014 AS RECOMMENDED BY THE DIRECTORS | For | None | 319000 | 0 | 0 | 0 | |||||
5 | RE-ELECTION OF MR B.F.J. ANGELICI AS A DIRECTOR | For | None | 319000 | 0 | 0 | 0 | |||||
6 | RE-ELECTION OF MR P. BOWMAN AS A DIRECTOR | For | None | 319000 | 0 | 0 | 0 | |||||
7 | RE-ELECTION OF SIR GEORGE BUCKLEY AS A DIRECTOR | For | None | 319000 | 0 | 0 | 0 | |||||
8 | RE-ELECTION OF MR D.J. CHALLEN AS A DIRECTOR | For | None | 319000 | 0 | 0 | 0 | |||||
9 | RE-ELECTION OF MS T.D. FRATTO AS A DIRECTOR | For | None | 319000 | 0 | 0 | 0 | |||||
10 | RE-ELECTION OF MS A.C. QUINN AS A DIRECTOR | For | None | 319000 | 0 | 0 | 0 | |||||
11 | RE-ELECTION OF SIR KEVIN TEBBIT AS A DIRECTOR | For | None | 319000 | 0 | 0 | 0 | |||||
12 | RE-ELECTION OF MR P.A. TURNER AS A DIRECTOR | For | None | 319000 | 0 | 0 | 0 | |||||
13 | ELECTION OF MR W.C. SEEGER AS A DIRECTOR | For | None | 319000 | 0 | 0 | 0 | |||||
14 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | For | None | 319000 | 0 | 0 | 0 | |||||
15 | AUDITORS REMUNERATION | For | None | 319000 | 0 | 0 | 0 | |||||
16 | AUTHORITY TO ISSUE SHARES PURSUANT TO SECTION 551 OF COMPANIES ACT 2006 | For | None | 319000 | 0 | 0 | 0 | |||||
17 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 319000 | 0 | 0 | 0 | |||||
18 | AUTHORITY TO MAKE MARKET PURCHASES OF SHARES | For | None | 319000 | 0 | 0 | 0 | |||||
19 | AUTHORITY TO CALL GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | For | None | 319000 | 0 | 0 | 0 | |||||
20 | AUTHORITY TO MAKE POLITICAL DONATIONS AND EXPENDITURE | For | None | 319000 | 0 | 0 | 0 | |||||
21 | APPROVAL OF THE US EMPLOYEE SHARE PURCHASE PLAN | For | None | 319000 | 0 | 0 | 0 | |||||
22 | 16 OCT 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
BHP BILLITON LTD, MELBOURNE VIC | ||||||||||||
Security: | Q1498M100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Nov-2014 | ||||||||||
ISIN | AU000000BHP4 | Vote Deadline Date: | 06-Nov-2014 | |||||||||
Agenda | 705579603 | Management | Total Ballot Shares: | 268070 | ||||||||
Last Vote Date: | 26-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 7, 8, 9, 10 AND 11 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | None | None | Non Voting | ||||||||
2 | TO RECEIVE THE 2014 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
3 | TO REAPPOINT KPMG LLP AS THE AUDITOR OF BHP BILLITON PLC | For | None | 264500 | 0 | 0 | 0 | |||||
4 | TO AUTHORISE THE RISK AND AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR OF BHP BILLITON PLC | For | None | 264500 | 0 | 0 | 0 | |||||
5 | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC | For | None | 264500 | 0 | 0 | 0 | |||||
6 | TO APPROVE THE AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC FOR CASH | For | None | 264500 | 0 | 0 | 0 | |||||
7 | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC | For | None | 264500 | 0 | 0 | 0 | |||||
8 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | For | None | 264500 | 0 | 0 | 0 | |||||
9 | TO APPROVE THE 2014 REMUNERATION REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS' REMUNERATION POLICY | For | None | 264500 | 0 | 0 | 0 | |||||
10 | TO APPROVE THE 2014 REMUNERATION REPORT | For | None | 264500 | 0 | 0 | 0 | |||||
11 | TO APPROVE LEAVING ENTITLEMENTS | For | None | 264500 | 0 | 0 | 0 | |||||
12 | TO APPROVE GRANTS TO ANDREW MACKENZIE | For | None | 264500 | 0 | 0 | 0 | |||||
13 | TO ELECT MALCOLM BRINDED AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
14 | TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
15 | TO RE-ELECT SIR JOHN BUCHANAN AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
16 | TO RE-ELECT CARLOS CORDEIRO AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
17 | TO RE-ELECT PAT DAVIES AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
18 | TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
19 | TO RE-ELECT ANDREW MACKENZIE AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
20 | TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
21 | TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
22 | TO RE-ELECT KEITH RUMBLE AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
23 | TO RE-ELECT JOHN SCHUBERT AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
24 | TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
25 | TO RE-ELECT JAC NASSER AS A DIRECTOR OF BHP BILLITON | For | None | 264500 | 0 | 0 | 0 | |||||
26 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: TO ELECT IAN DUNLOP AS A DIRECTOR OF BHP BILLITON | Against | None | 0 | 264500 | 0 | 0 | |||||
SONIC HEALTHCARE LIMITED, MACQUARIE PARK | ||||||||||||
Security: | Q8563C107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Nov-2014 | ||||||||||
ISIN | AU000000SHL7 | Vote Deadline Date: | 06-Nov-2014 | |||||||||
Agenda | 705637518 | Management | Total Ballot Shares: | 912105 | ||||||||
Last Vote Date: | 23-Oct-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 5, 6, 7, 8, 9 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | None | None | Non Voting | ||||||||
2 | RE-ELECTION OF MR PETER CAMPBELL, CHAIRMAN, AS A DIRECTOR OF THE COMPANY FOR ONE YEAR | For | None | 845000 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF MR LOU PANACCIO, AS A DIRECTOR OF THE COMPANY | For | None | 845000 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER, AS A DIRECTOR OF THE COMPANY | For | None | 845000 | 0 | 0 | 0 | |||||
5 | ELECTION OF PROFESSOR MARK COMPTON, AS A DIRECTOR OF THE COMPANY | For | None | 845000 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE REMUNERATION REPORT | For | None | 845000 | 0 | 0 | 0 | |||||
7 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED EMPLOYEE OPTION PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | For | None | 845000 | 0 | 0 | 0 | |||||
8 | APPROVAL OF THE ISSUE OF SECURITIES UNDER THE SONIC HEALTHCARE LIMITED PERFORMANCE RIGHTS PLAN AS AN EXCEPTION TO ASX LISTING RULE 7.1 | For | None | 845000 | 0 | 0 | 0 | |||||
9 | APPROVAL OF LONG TERM INCENTIVES FOR DR COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | For | None | 845000 | 0 | 0 | 0 | |||||
10 | APPROVAL OF LONG TERM INCENTIVES FOR MR CHRIS WILKS, FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER | For | None | 845000 | 0 | 0 | 0 | |||||
RECKITT BENCKISER GROUP PLC, SLOUGH | ||||||||||||
Security: | G74079107 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 11-Dec-2014 | ||||||||||
ISIN | GB00B24CGK77 | Vote Deadline Date: | 27-Nov-2014 | |||||||||
Agenda | 705707935 | Management | Total Ballot Shares: | 135745 | ||||||||
Last Vote Date: | 19-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THAT: (I) UPON THE RECOMMENDATION AND CONDITIONAL ON THE APPROVAL OF THE DIRECTORS OF THE COMPANY AND IMMEDIATELY PRIOR TO THE ORDINARY SHARES ("INDIVIOR ORDINARY SHARES") OF INDIVIOR PLC ("INDIVIOR") (WHICH ARE ISSUED AND TO BE ISSUED TO HOLDERS OF ORDINARY SHARES OF THE COMPANY, EXCLUDING SHARES HELD IN TREASURY, ("RB ORDINARY SHARES") IN CONNECTION WITH THE DEMERGER (AS DEFINED BELOW)) BEING ADMITTED TO THE PREMIUM LISTING SEGMENT OF THE OFFICIAL LIST OF THE UK LISTING AUTHORITY AND TO TRADING ON THE MAIN MARKET FOR LISTED SECURITIES OF THE LONDON STOCK EXCHANGE ("ADMISSION"), A DIVIDEND IN SPECIE ON THE RB ORDINARY SHARES EQUAL TO THE AGGREGATE BOOK VALUE OF THE COMPANY'S INTEREST IN ITS SUBSIDIARY, RBP GLOBAL HOLDINGS LIMITED, AS AT THE DEMERGER RECORD TIME BE AND IS HEREBY DECLARED PAYABLE TO HOLDERS OF RB ORDINARY CONTD | For | None | 133450 | 0 | 0 | 0 | |||||
2 | CONTD SHARES ON THE REGISTER OF MEMBERS OF THE COMPANY AT 6.00 P.M. (LONDON TIME) ON MONDAY 22 DECEMBER 2014 (OR SUCH OTHER TIME OR DATE AS THE DIRECTORS OF THE COMPANY MAY DETERMINE) (THE "DEMERGER RECORD TIME"), SUCH DIVIDEND TO BE SATISFIED BY THE TRANSFER IMMEDIATELY PRIOR TO ADMISSION BY THE COMPANY TO INDIVIOR OF THE ENTIRE ISSUED SHARE CAPITAL OF RBP GLOBAL HOLDINGS LIMITED IN CONSIDERATION FOR WHICH INDIVIOR HAS AGREED TO ALLOT AND ISSUE THE INDIVIOR ORDINARY SHARES, EFFECTIVE IMMEDIATELY PRIOR | None | None | Non Voting | ||||||||
TO ADMISSION AND CREDITED AS FULLY PAID, TO SUCH SHAREHOLDERS IN THE PROPORTION OF ONE INDIVIOR ORDINARY SHARE FOR EACH RB ORDINARY SHARE THEN HELD BY SUCH SHAREHOLDERS (SAVE THAT, IN RESPECT OF THE TWO INITIAL SUBSCRIBERS IN INDIVIOR (EACH OF WHOM IS, AND WILL AT THE DEMERGER RECORD TIME CONTINUE TO BE, A SHAREHOLDER IN CONTD | ||||||||||||
3 | CONTD THE COMPANY), THE NUMBER OF INDIVIOR ORDINARY SHARES TO BE ALLOTTED AND ISSUED TO EACH OF THEM WILL BE REDUCED BY THE NUMBER OF INDIVIOR ORDINARY SHARES ALREADY HELD BY THEM AT THE DEMERGER RECORD TIME) SO THAT IMMEDIATELY PRIOR TO ADMISSION ALL HOLDERS OF RB ORDINARY SHARES (INCLUDING THE TWO INITIAL SUBSCRIBERS IN INDIVIOR) WILL HOLD ONE INDIVIOR ORDINARY SHARE FOR EACH RB ORDINARY SHARE HELD AT THE DEMERGER RECORD TIME; AND (II) THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ANY OF ITS SUBSIDIARIES AS THEY CONSIDER NECESSARY OR EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO THE DEMERGER (AS DEFINED IN THE CIRCULAR TO SHAREHOLDERS PUBLISHED BY THE COMPANY AND DATED 17 NOVEMBER 2014 (THE "RB SHAREHOLDER CIRCULAR")) WITH CONTD | None | None | Non Voting | ||||||||
4 | CONTD SUCH AMENDMENTS, MODIFICATIONS, VARIATIONS OR REVISIONS THERETO AS ARE NOT OF A MATERIAL NATURE | None | None | Non Voting | ||||||||
OIL CO LUKOIL | ||||||||||||
Security: | 677862104 | Meeting Type: | Special | |||||||||
Ticker: | LUKOY | Meeting Date: | 12-Dec-2014 | |||||||||
ISIN | US6778621044 | Vote Deadline Date: | 02-Dec-2014 | |||||||||
Agenda | 934099260 | Management | Total Ballot Shares: | 888868 | ||||||||
Last Vote Date: | 13-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO PAY DIVIDENDS ON ORDINARY SHARES OF OAO "LUKOIL" BASED ON THE RESULTS OF THE FIRST NINE MONTHS OF THE 2014 FINANCIAL YEAR IN THE AMOUNT OF 60 ROUBLES PER ORDINARY SHARE. TO SET 26 DECEMBER 2014 AS THE DATE ON WHICH PERSONS ENTITLED TO RECEIVE DIVIDENDS BASED ON THE RESULTS OF THE FIRST NINE MONTHS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING. | For | None | 64950 | 0 | 0 | 0 | |||||
OIL COMPANY LUKOIL OJSC, MOSCOW | ||||||||||||
Security: | 677862104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 12-Dec-2014 | ||||||||||
ISIN | US6778621044 | Vote Deadline Date: | 02-Dec-2014 | |||||||||
Agenda | 705695091 | Management | Total Ballot Shares: | 23600 | ||||||||
Last Vote Date: | 11-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ON THE PAYMENT (DECLARATION) OF DIVIDENDS BASED ON THE RESULTS OF THE FIRST NINE MONTHS OF THE 2014 FINANCIAL YEAR: TO PAY DIVIDENDS ON ORDINARY SHARES OF OAO "LUKOIL" BASED ON THE RESULTS OF THE FIRST NINE MONTHS OF THE 2014 FINANCIAL YEAR IN THE AMOUNT OF 60 ROUBLES PER ORDINARY SHARE. TO SET 26 DECEMBER 2014 AS THE DATE ON WHICH PERSONS ENTITLED TO RECEIVE DIVIDENDS BASED ON THE RESULTS OF THE FIRST NINE MONTHS OF THE 2014 FINANCIAL YEAR WILL BE DETERMINED. THE DIVIDENDS BE PAID USING MONETARY FUNDS FROM THE ACCOUNT OF OAO "LUKOIL" AS FOLLOWS: -DIVIDEND PAYMENTS TO NOMINEE SHAREHOLDERS AND TRUST MANAGERS WHO ARE PROFESSIONAL MARKET PARTICIPANTS REGISTERED IN THE SHAREHOLDER REGISTER OF OAO "LUKOIL" TO BE MADE NOT LATER THAN 19 JANUARY 2015, -DIVIDEND PAYMENTS TO OTHER PERSONS REGISTERED IN THE SHAREHOLDER REGISTER OF CONTD | For | None | 19600 | 0 | 0 | 0 | |||||
2 | CONTD OAO "LUKOIL" TO BE MADE NOT LATER THAN 9 FEBRUARY 2015. THE COSTS ON THE TRANSFER OF DIVIDENDS, REGARDLESS OF THE MEANS, WILL BE PAID BY OAO LUKOIL | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING. | None | None | Non Voting | ||||||||
4 | 25 NOV 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE PARTIAL VOTING TAG TO 'N' AND SPLIT VOTING TAG TO 'N'. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
GLAXOSMITHKLINE PLC, BRENTFORD | ||||||||||||
Security: | G3910J112 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Dec-2014 | ||||||||||
ISIN | GB0009252882 | Vote Deadline Date: | 04-Dec-2014 | |||||||||
Agenda | 705713801 | Management | Total Ballot Shares: | 456555 | ||||||||
Last Vote Date: | 25-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO APPROVE THE PROPOSED MAJOR TRANSACTION WITH NOVARTIS AG | For | None | 446650 | 0 | 0 | 0 | |||||
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK, BANDUNG | ||||||||||||
Security: | Y71474145 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Dec-2014 | ||||||||||
ISIN | ID1000129000 | Vote Deadline Date: | 10-Dec-2014 | |||||||||
Agenda | 705739083 | Management | Total Ballot Shares: | 40180300 | ||||||||
Last Vote Date: | 05-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | CHANGES OF THE COMPOSITION OF THE BOARD | For | None | 29250000 | 0 | 0 | 0 | |||||
SIEMENS AG, MUENCHEN | ||||||||||||
Security: | D69671218 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Jan-2015 | ||||||||||
ISIN | DE0007236101 | Vote Deadline Date: | 09-Jan-2015 | |||||||||
Agenda | 705749882 | Management | Total Ballot Shares: | 65565 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please note that by judgement of OLG Cologne rendered on June 6, 2012, any shareholder who holds an aggregate total of 3 percent or more of the outstanding share capital must register under their beneficial owner details before the appropriate deadline to be able to vote. Failure to comply with the declaration requirements as stipulated in section 21 of the Securities Trade Act (WpHG) may prevent the shareholder from voting at the general meetings. Therefore, your custodian may request that we register beneficial owner data for all voted accounts with the respective sub custodian. If you require further information whether or not such BO registration will be conducted for your custodians accounts, please contact your CSR. | None | None | Non Voting | ||||||||
2 | The sub-custodian banks optimized their processes and established solutions, which do not require share blocking. Registered shares will be deregistered according to trading activities or at the deregistration date by the sub custodians. In order to deliver/settle a voted position before the deregistration date a voting instruction cancellation and de- registration request needs to be sent. Please contact your CSR for further information. | None | None | Non Voting | ||||||||
3 | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change and will be updated as soon as Broadridge receives confirmation from the sub custodians regarding their instruction deadline. For any queries please contact your Client Services Representative. | None | None | Non Voting | ||||||||
4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN | None | None | Non Voting | ||||||||
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | ||||||||||||
5 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.01.2015. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
6 | To receive and consider the adopted Annual Financial Statements of Siemens AG and the approved Consolidated Financial Statements, together with the Combined Management Report of Siemens AG and the Siemens Group, including the Explanatory Report on the information required pursuant to Section 289 (4) and (5) and Section 315 (4) of the German Commercial Code (HGB) as of September 30, 2014, as well as the Report of the Supervisory Board, the Corporate Governance Report, the Compensation Report and the Compliance Report for fiscal year 2014 | None | None | Non Voting | ||||||||
7 | To resolve on the appropriation of the net income of Siemens AG to pay a dividend | For | None | 64150 | 0 | 0 | 0 | |||||
8 | To ratify the acts of the members of the Managing Board | For | None | 64150 | 0 | 0 | 0 | |||||
9 | To ratify the acts of the members of the Supervisory Board | For | None | 64150 | 0 | 0 | 0 | |||||
10 | To resolve on the approval of the system of Managing Board compensation | For | None | 64150 | 0 | 0 | 0 | |||||
11 | To resolve on the appointment of independent auditors for the audit of the Annual Financial Statements and the Consolidated Financial Statements and for the review of the Interim Financial Statements | For | None | 64150 | 0 | 0 | 0 | |||||
12 | To resolve on by-elections to the Supervisory Board: Dr. Ellen Anna Nathalie von Siemens | For | None | 64150 | 0 | 0 | 0 | |||||
13 | To resolve on by-elections to the Supervisory Board: Dr.-Ing. Dr.-Ing. E.h. Norbert Reithofer | For | None | 64150 | 0 | 0 | 0 | |||||
14 | To resolve on the authorization to repurchase and use Siemens shares pursuant to Section 71 (1) no. 8 of the German Stock Corporation Act (AktG) and to exclude shareholders' subscription and tender rights | For | None | 64150 | 0 | 0 | 0 | |||||
15 | To resolve on the authorization to use derivatives in connection with the repurchase of Siemens shares pursuant to Section 71 (1) no. 8 of the German Stock Corporation Act (AktG), and to exclude shareholders' subscription and tender rights | For | None | 64150 | 0 | 0 | 0 | |||||
16 | To resolve on the creation of a new authorization of the Managing Board to issue convertible bonds and / or warrant bonds and exclude shareholders' subscription rights, and on the creation of a Conditional Capital 2015 and related amendments to the Articles of Association | For | None | 64150 | 0 | 0 | 0 | |||||
17 | To resolve on the approval of a settlement agreement with a former member of the Managing Board | For | None | 64150 | 0 | 0 | 0 | |||||
18 | To resolve on amendments to the Articles of Association in order to modernize provisions of the Articles of Association and make them more flexible | For | None | 64150 | 0 | 0 | 0 | |||||
19 | To resolve on the approval of a control and profit- and-loss transfer agreement between Siemens AG and a subsidiary | For | None | 64150 | 0 | 0 | 0 | |||||
IMPERIAL TOBACCO GROUP PLC, BRISTOL | ||||||||||||
Security: | G4721W102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Jan-2015 | ||||||||||
ISIN | GB0004544929 | Vote Deadline Date: | 14-Jan-2015 | |||||||||
Agenda | 705751356 | Management | Total Ballot Shares: | 290175 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ANNUAL REPORT AND ACCOUNTS | For | None | 283450 | 0 | 0 | 0 | |||||
2 | DIRECTORS REMUNERATION REPORT | For | None | 283450 | 0 | 0 | 0 | |||||
3 | DIRECTORS REMUNERATION POLICY | For | None | 283450 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND | For | None | 283450 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DR K M BURNETT | For | None | 283450 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MRS A J COOPER | For | None | 283450 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR D J HAINES | For | None | 283450 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR M H C HERLIHY | For | None | 283450 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT MR M R PHILLIPS | For | None | 283450 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT MR O R TANT | For | None | 283450 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT MR M D WILLIAMSON | For | None | 283450 | 0 | 0 | 0 | |||||
12 | TO ELECT MRS K WITTS | For | None | 283450 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT MR M I WYMAN | For | None | 283450 | 0 | 0 | 0 | |||||
14 | REAPPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS LLP | For | None | 283450 | 0 | 0 | 0 | |||||
15 | REMUNERATION OF AUDITORS | For | None | 283450 | 0 | 0 | 0 | |||||
16 | DONATIONS TO POLITICAL ORGANISATION | For | None | 283450 | 0 | 0 | 0 | |||||
17 | AUTHORITY TO ALLOT SECURITIES | For | None | 283450 | 0 | 0 | 0 | |||||
18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 283450 | 0 | 0 | 0 | |||||
19 | PURCHASE OF OWN SHARES | For | None | 283450 | 0 | 0 | 0 | |||||
20 | NOTICE PERIOD FOR GENERAL MEETINGS | For | None | 283450 | 0 | 0 | 0 | |||||
21 | 17 DEC 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITORS NAME IN RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
IMPERIAL TOBACCO GROUP PLC, BRISTOL | ||||||||||||
Security: | G4721W102 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Jan-2015 | ||||||||||
ISIN | GB0004544929 | Vote Deadline Date: | 14-Jan-2015 | |||||||||
Agenda | 705751368 | Management | Total Ballot Shares: | 290175 | ||||||||
Last Vote Date: | 17-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVE ACQUISITION OF CERTAIN US CIGARETTE AND E-CIGARETTE BRANDS AND ASSETS | For | None | 283450 | 0 | 0 | 0 | |||||
NOVARTIS AG | ||||||||||||
Security: | 66987V109 | Meeting Type: | Annual | |||||||||
Ticker: | NVS | Meeting Date: | 27-Feb-2015 | |||||||||
ISIN | US66987V1098 | Vote Deadline Date: | 19-Feb-2015 | |||||||||
Agenda | 934123681 | Management | Total Ballot Shares: | 1855267 | ||||||||
Last Vote Date: | 04-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF THE ANNUAL REPORT OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | For | None | 147550 | 0 | 0 | 0 | |||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | For | None | 147550 | 0 | 0 | 0 | |||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | For | None | 147550 | 0 | 0 | 0 | |||||
4 | REDUCTION OF SHARE CAPITAL | For | None | 147550 | 0 | 0 | 0 | |||||
5 | REVISION OF THE ARTICLES OF INCORPORATION | For | None | 147550 | 0 | 0 | 0 | |||||
6 | VOTES ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2015 ANNUAL GENERAL MEETING TO THE 2016 ANNUAL GENERAL MEETING | For | None | 147550 | 0 | 0 | 0 | |||||
7 | VOTES ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2016 | For | None | 147550 | 0 | 0 | 0 | |||||
8 | VOTES ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2014 COMPENSATION REPORT | For | None | 147550 | 0 | 0 | 0 | |||||
9 | RE-ELECTION OF JOERG REINHARDT, PH.D., AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | For | None | 147550 | 0 | 0 | 0 | |||||
10 | RE-ELECTION OF DIMITRI AZAR, M.D. | For | None | 147550 | 0 | 0 | 0 | |||||
11 | RE-ELECTION OF VERENA A. BRINER, M.D. | For | None | 147550 | 0 | 0 | 0 | |||||
12 | RE-ELECTION OF SRIKANT DATAR, PH.D. | For | None | 147550 | 0 | 0 | 0 | |||||
13 | RE-ELECTION OF ANN FUDGE | For | None | 147550 | 0 | 0 | 0 | |||||
14 | RE-ELECTION OF PIERRE LANDOLT, PH.D. | For | None | 147550 | 0 | 0 | 0 | |||||
15 | RE-ELECTION OF ANDREAS VON PLANTA, PH.D. | For | None | 147550 | 0 | 0 | 0 | |||||
16 | RE-ELECTION OF CHARLES L. SAWYERS, M.D. | For | None | 147550 | 0 | 0 | 0 | |||||
17 | RE-ELECTION OF ENRICO VANNI, PH.D. | For | None | 147550 | 0 | 0 | 0 | |||||
18 | RE-ELECTION OF WILLIAM T. WINTERS | For | None | 147550 | 0 | 0 | 0 | |||||
19 | ELECTION OF NANCY C. ANDREWS, M.D., PH.D. | For | None | 147550 | 0 | 0 | 0 | |||||
20 | RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 147550 | 0 | 0 | 0 | |||||
21 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 147550 | 0 | 0 | 0 | |||||
22 | RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 147550 | 0 | 0 | 0 | |||||
23 | ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | For | None | 147550 | 0 | 0 | 0 | |||||
24 | RE-ELECTION OF THE STATUTORY AUDITOR | For | None | 147550 | 0 | 0 | 0 | |||||
25 | RE-ELECTION OF THE INDEPENDENT PROXY | For | None | 147550 | 0 | 0 | 0 | |||||
26 | P58679L INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING | None | None | 147550 | 0 | 0 | 0 | |||||
AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | ||||||||||||
JAPAN TOBACCO INC. | ||||||||||||
Security: | J27869106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Mar-2015 | ||||||||||
ISIN | JP3726800000 | Vote Deadline Date: | 04-Mar-2015 | |||||||||
Agenda | 705847501 | Management | Total Ballot Shares: | 337990 | ||||||||
Last Vote Date: | 27-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Approve Appropriation of Surplus | For | None | 333200 | 0 | 0 | 0 | |||||
3 | Appoint a Corporate Auditor Nakamura, Futoshi | For | None | 333200 | 0 | 0 | 0 | |||||
4 | Appoint a Corporate Auditor Kojima, Tomotaka | For | None | 333200 | 0 | 0 | 0 | |||||
5 | Appoint a Corporate Auditor Imai, Yoshinori | For | None | 333200 | 0 | 0 | 0 | |||||
6 | Appoint a Corporate Auditor Obayashi, Hiroshi | For | None | 333200 | 0 | 0 | 0 | |||||
7 | Appoint a Substitute Corporate Auditor Masaki, Michio | For | None | 333200 | 0 | 0 | 0 | |||||
8 | Shareholder Proposal: Approve Appropriation of Surplus | Against | None | 0 | 333200 | 0 | 0 | |||||
9 | Shareholder Proposal: Approve Purchase of Own Shares | Against | None | 0 | 333200 | 0 | 0 | |||||
KIRIN HOLDINGS COMPANY,LIMITED | ||||||||||||
Security: | 497350108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Mar-2015 | ||||||||||
ISIN | JP3258000003 | Vote Deadline Date: | 11-Mar-2015 | |||||||||
Agenda | 705863771 | Management | Total Ballot Shares: | 512935 | ||||||||
Last Vote Date: | 05-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Approve Appropriation of Surplus | For | None | 505000 | 0 | 0 | 0 | |||||
3 | Appoint a Director Miyake, Senji | For | None | 505000 | 0 | 0 | 0 | |||||
4 | Appoint a Director Isozaki, Yoshinori | For | None | 505000 | 0 | 0 | 0 | |||||
5 | Appoint a Director Nishimura, Keisuke | For | None | 505000 | 0 | 0 | 0 | |||||
6 | Appoint a Director Ito, Akihiro | For | None | 505000 | 0 | 0 | 0 | |||||
7 | Appoint a Director Nonaka, Junichi | For | None | 505000 | 0 | 0 | 0 | |||||
8 | Appoint a Director Miyoshi, Toshiya | For | None | 505000 | 0 | 0 | 0 | |||||
9 | Appoint a Director Miki, Shigemitsu | For | None | 505000 | 0 | 0 | 0 | |||||
10 | Appoint a Director Arima, Toshio | For | None | 505000 | 0 | 0 | 0 | |||||
11 | Appoint a Director Arakawa, Shoshi | For | None | 505000 | 0 | 0 | 0 | |||||
12 | Appoint a Corporate Auditor Ishihara, Motoyasu | For | None | 505000 | 0 | 0 | 0 | |||||
13 | Appoint a Corporate Auditor Mori, Masakatsu | For | None | 505000 | 0 | 0 | 0 | |||||
14 | Approve Payment of Bonuses to Corporate Officers | For | None | 505000 | 0 | 0 | 0 | |||||
ZURICH INSURANCE GROUP AG, ZUERICH | ||||||||||||
Security: | H9870Y105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 01-Apr-2015 | ||||||||||
ISIN | CH0011075394 | Vote Deadline Date: | 26-Mar-2015 | |||||||||
Agenda | 705875459 | Management | Total Ballot Shares: | 25735 | ||||||||
Last Vote Date: | 07-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | APPROVAL OF THE ANNUAL REPORT, THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2014 | For | None | 25735 | 0 | 0 | 0 | |||||
3 | ADVISORY VOTE ON THE REMUNERATION REPORT 2014 | For | None | 25735 | 0 | 0 | 0 | |||||
4 | APPROPRIATION OF AVAILABLE EARNINGS FOR 2014 | For | None | 25735 | 0 | 0 | 0 | |||||
5 | APPROPRIATION OF CAPITAL CONTRIBUTION RESERVE: CHF 17.00 per Share | For | None | 25735 | 0 | 0 | 0 | |||||
6 | DISCHARGE OF MEMBERS OF THE BOARD OF DIRECTORS AND OF THE GROUP EXECUTIVE COMMITTEE | For | None | 25735 | 0 | 0 | 0 | |||||
7 | RE-ELECTION OF MR. TOM DE SWAAN AS CHAIRMAN OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
8 | RE-ELECTION OF Ms. SUSAN BIES AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
9 | RE-ELECTION OF DAME ALISON CARNWATH AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
10 | RE-ELECTION OF MR. RAFAEL DEL PINO AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
11 | RE-ELECTION OF MR. THOMAS K. ESCHER AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
12 | RE-ELECTION OF MR. CHRISTOPH FRANZ AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
13 | RE-ELECTION OF MR. FRED KINDLE AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
14 | RE-ELECTION OF MS. MONICA MAECHLER AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
15 | RE-ELECTION OF MR. DON NICOLAISEN AS MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
16 | ELECTION OF MS. JOAN AMBLE AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
17 | ELECTION OF MR. KISHORE MAHBUBANI AS A MEMBER OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
18 | RE-ELECTION OF DAME ALISON CARNWATH AS MEMBER OF THE REMUNERATION COMMITTEE | For | None | 25735 | 0 | 0 | 0 | |||||
19 | RE-ELECTION OF MR. TOM DE SWAAN AS MEMBER OF THE REMUNERATION COMMITTEE | For | None | 25735 | 0 | 0 | 0 | |||||
20 | RE-ELECTION OF MR. RAFAEL DEL PINO AS MEMBER OF THE REMUNERATION COMMITTEE | For | None | 25735 | 0 | 0 | 0 | |||||
21 | RE-ELECTION OF MR. THOMAS K. ESCHER AS MEMBER OF THE REMUNERATION COMMITTEE | For | None | 25735 | 0 | 0 | 0 | |||||
22 | ELECTION OF MR. CHRISTOPH FRANZ AS MEMBER OF THE REMUNERATION COMMITTEE | For | None | 25735 | 0 | 0 | 0 | |||||
23 | RE-ELECTION OF MR. LIC. IUR. ANDREAS G. KELLER, ATTORNEY AT LAW, AS INDEPENDENT VOTING RIGHTS REPRESENTATIVE | For | None | 25735 | 0 | 0 | 0 | |||||
24 | RE-ELECTION OF AUDITORS / PRICEWATERHOUSECOOPERS LTD, ZURICH | For | None | 25735 | 0 | 0 | 0 | |||||
25 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS | For | None | 25735 | 0 | 0 | 0 | |||||
26 | APPROVAL OF THE REMUNERATION OF THE GROUP EXECUTIVE COMMITTEE | For | None | 25735 | 0 | 0 | 0 | |||||
27 | AMENDMENT TO THE ARTICLES OF INCORPORATION (ARTICLE 10 CLAUSE 4 AND ARTICLE 30 PARA. 2) | For | None | 25735 | 0 | 0 | 0 | |||||
28 | 10 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT IN RESOLUTION 2.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
RTL GROUP SA, LUXEMBOURG | ||||||||||||
Security: | L80326108 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Apr-2015 | ||||||||||
ISIN | LU0061462528 | Vote Deadline Date: | 30-Mar-2015 | |||||||||
Agenda | 705894322 | Management | Total Ballot Shares: | 135849 | ||||||||
Last Vote Date: | 17-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | REPORTS OF THE BOARD OF DIRECTORS AND OF THE APPROVED STATUTORY AUDITOR | None | None | Non Voting | ||||||||
2 | APPROVAL OF THE 2014 STATUTORY ACCOUNTS | For | None | 134064 | 0 | 0 | 0 | |||||
3 | APPROVAL OF THE 2014 CONSOLIDATED ACCOUNTS | For | None | 134064 | 0 | 0 | 0 | |||||
4 | ALLOCATION OF RESULTS: TAKING INTO CONSIDERATION THE INTERIM DIVIDEND DECIDED AT THE BOARD OF DIRECTORS MEETING OF 20 AUGUST 2014 AND PAID ON 4 SEPTEMBER 2014 OF EUR 2.00.- PER SHARE, THE GENERAL MEETING OF SHAREHOLDERS, ON A PROPOSAL FROM THE BOARD OF DIRECTORS, AND IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 31 OF THE ARTICLES OF INCORPORATION AS AMENDED, DECIDES TO DISTRIBUTE A FINAL GROSS DIVIDEND TO SHAREHOLDERS FIXED AT EUR 3.50.- PER SHARE, TO BE DEDUCTED FROM THE PROFIT FOR THE YEAR 2014, AND FROM THE RESULT BROUGHT FORWARD | For | None | 134064 | 0 | 0 | 0 | |||||
5 | DISCHARGE TO THE DIRECTORS | For | None | 134064 | 0 | 0 | 0 | |||||
6 | DISCHARGE TO THE APPROVED STATUTORY AUDITOR | For | None | 134064 | 0 | 0 | 0 | |||||
7 | RATIFICATION OF THE CO-OPTATION OF A NON-EXECUTIVE DIRECTOR: THE GENERAL MEETING OF SHAREHOLDERS RATIFIES AND CONFIRMS THE APPOINTMENT AS DIRECTOR OF MR. THOMAS GOTZ, WHOSE BUSINESS ADDRESS IS D-33311 GUTERSLOH, CARL BERTELSMANN STRASSE 270, CO-OPTED AT THE BOARD MEETING OF 4 MARCH 2015, | For | None | 134064 | 0 | 0 | 0 | |||||
FOLLOWING THE RESIGNATION OF MRS. JUDITH HARTMANN. THIS APPOINTMENT BECAME EFFECTIVE IMMEDIATELY, FOR A TERM OF OFFICE EXPIRING AT THE END OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS RULING ON THE 2014 ACCOUNTS | ||||||||||||
8 | RENEWAL OF THE TERM OF OFFICE OF THE EXECUTIVE DIRECTOR: MRS. ANKE SCHAFERKORDT | For | None | 134064 | 0 | 0 | 0 | |||||
9 | RENEWAL OF THE TERM OF OFFICE OF THE EXECUTIVE DIRECTOR: MR. GUILLAUME DE POSCH | For | None | 134064 | 0 | 0 | 0 | |||||
10 | RENEWAL OF THE TERM OF OFFICE OF THE EXECUTIVE DIRECTOR: MR. ELMAR HEGGEN | For | None | 134064 | 0 | 0 | 0 | |||||
11 | RENEWAL OF THE TERM OF OFFICE OF THE NON-EXECUTIVE DIRECTOR: ACHIM BERG | For | None | 134064 | 0 | 0 | 0 | |||||
12 | RENEWAL OF THE TERM OF OFFICE OF THE NON-EXECUTIVE DIRECTOR: THOMAS GOTZ | For | None | 134064 | 0 | 0 | 0 | |||||
13 | RENEWAL OF THE TERM OF OFFICE OF THE NON-EXECUTIVE DIRECTOR: BERND KUNDRUN | For | None | 134064 | 0 | 0 | 0 | |||||
14 | RENEWAL OF THE TERM OF OFFICE OF THE NON-EXECUTIVE DIRECTOR: JONATHAN F. MILLER | For | None | 134064 | 0 | 0 | 0 | |||||
15 | RENEWAL OF THE TERM OF OFFICE OF THE NON-EXECUTIVE DIRECTOR: THOMAS RABE | For | None | 134064 | 0 | 0 | 0 | |||||
16 | RENEWAL OF THE TERM OF OFFICE OF THE NON-EXECUTIVE DIRECTOR: JACQUES SANTER | For | None | 134064 | 0 | 0 | 0 | |||||
17 | RENEWAL OF THE TERM OF OFFICE OF THE NON-EXECUTIVE DIRECTOR: ROLF SCHMIDT- HOLTZ | For | None | 134064 | 0 | 0 | 0 | |||||
18 | RENEWAL OF THE TERM OF OFFICE OF THE NON-EXECUTIVE DIRECTOR: JAMES SINGH | For | None | 134064 | 0 | 0 | 0 | |||||
19 | RENEWAL OF THE TERM OF OFFICE OF THE NON-EXECUTIVE DIRECTOR: MARTIN TAYLOR | For | None | 134064 | 0 | 0 | 0 | |||||
20 | RENEWAL OF THE TERM OF OFFICE OF THE APPROVED STATUTORY AUDITOR OF THE STATUTORY ACCOUNTS AND OF THE CONSOLIDATED FINANCIAL STATEMENTS | For | None | 134064 | 0 | 0 | 0 | |||||
21 | 18 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
NESTLE SA, CHAM UND VEVEY | ||||||||||||
Security: | H57312649 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Apr-2015 | ||||||||||
ISIN | CH0038863350 | Vote Deadline Date: | 01-Apr-2015 | |||||||||
Agenda | 705899651 | Management | Total Ballot Shares: | 153995 | ||||||||
Last Vote Date: | 19-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2014 | For | None | 150350 | 0 | 0 | 0 | |||||
3 | ACCEPTANCE OF THE COMPENSATION REPORT 2014 (ADVISORY VOTE) | For | None | 150350 | 0 | 0 | 0 | |||||
4 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | For | None | 150350 | 0 | 0 | 0 | |||||
5 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2014 | For | None | 150350 | 0 | 0 | 0 | |||||
6 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PETER BRABECK- LETMATHE | For | None | 150350 | 0 | 0 | 0 | |||||
7 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR PAUL BULCKE | For | None | 150350 | 0 | 0 | 0 | |||||
8 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR ANDREAS KOOPMANN | For | None | 150350 | 0 | 0 | 0 | |||||
9 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR BEAT HESS | For | None | 150350 | 0 | 0 | 0 | |||||
10 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR DANIEL BOREL | For | None | 150350 | 0 | 0 | 0 | |||||
11 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR STEVEN G. HOCH | For | None | 150350 | 0 | 0 | 0 | |||||
12 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS NAINA LAL KIDWAI | For | None | 150350 | 0 | 0 | 0 | |||||
13 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR JEAN-PIERRE ROTH | For | None | 150350 | 0 | 0 | 0 | |||||
14 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS ANN M. VENEMAN | For | None | 150350 | 0 | 0 | 0 | |||||
15 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES | For | None | 150350 | 0 | 0 | 0 | |||||
16 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS EVA CHENG | For | None | 150350 | 0 | 0 | 0 | |||||
17 | ELECTION TO THE BOARD OF DIRECTORS: MS RUTH KHASAYA ONIANG'O | For | None | 150350 | 0 | 0 | 0 | |||||
18 | ELECTION TO THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER | For | None | 150350 | 0 | 0 | 0 | |||||
19 | ELECTION TO THE BOARD OF DIRECTORS: MR RENATO FASSBIND | For | None | 150350 | 0 | 0 | 0 | |||||
20 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: MR PETER BRABECK-LETMATHE | For | None | 150350 | 0 | 0 | 0 | |||||
21 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT HESS | For | None | 150350 | 0 | 0 | 0 | |||||
22 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR DANIEL BOREL | For | None | 150350 | 0 | 0 | 0 | |||||
23 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR ANDREAS KOOPMANN | For | None | 150350 | 0 | 0 | 0 | |||||
24 | ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: MR JEAN- PIERRE ROTH | For | None | 150350 | 0 | 0 | 0 | |||||
25 | ELECTION OF THE STATUTORY AUDITOR: KPMG SA, GENEVA BRANCH | For | None | 150350 | 0 | 0 | 0 | |||||
26 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | For | None | 150350 | 0 | 0 | 0 | |||||
27 | APPROVAL OF COMPENSATION: TOTAL COMPENSATION OF THE BOARD OF DIRECTORS | For | None | 150350 | 0 | 0 | 0 | |||||
28 | APPROVAL OF COMPENSATION: TOTAL COMPENSATION OF THE EXECUTIVE BOARD | For | None | 150350 | 0 | 0 | 0 | |||||
29 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | For | None | 150350 | 0 | 0 | 0 | |||||
30 | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE FOR THE PROPOSAL MADE BY THE BOARD OF DIRECTORS (IN RESPONSE TO SUCH SHAREHOLDER'S PROPOSAL): (YES=IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS, NO=AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS, ABSTAIN=ABSTENTION) | For | None | 150350 | 0 | 0 | 0 | |||||
31 | IMPORTANT: WITHOUT SPECIFIC INSTRUCTIONS ON HOW TO VOTE REGARDING ONE OR SEVERAL ITEMS LISTED ABOVE, I HEREWITH INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE IN FAVOUR OF THE PROPOSALS OF THE BOARD OF DIRECTORS WITH REGARD TO THE ITEMS LISTED ON THE AGENDA AND WITH REGARD TO ANY NEW OR MODIFIED PROPOSAL DURING THE GENERAL MEETING. | None | None | Non Voting | ||||||||
32 | 31 MAR 2015: IMPORTANT CLARIFICATION ON ITEM 7: INVESTORS WHO WANT TO VOTE AGAINST NEW PROPOSALS INTRODUCED BY SHAREHOLDERS AT THE MEETING SHOULD, ON NESTLE'S PROXY FORM, EITHER MARK THE FIRST BOX AND VOTE FOR THE PROPOSALS FROM THE BOARD (WHICH WILL ALWAYS REJECT SUCH NEW PROPOSALS), OR ABSTAIN | None | None | Non Voting | ||||||||
ORKLA ASA, OSLO | ||||||||||||
Security: | R67787102 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Apr-2015 | ||||||||||
ISIN | NO0003733800 | Vote Deadline Date: | 02-Apr-2015 | |||||||||
Agenda | 705934722 | Management | Total Ballot Shares: | 847890 | ||||||||
Last Vote Date: | 28-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | ||||||||
3 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. | None | None | Non Voting | ||||||||
4 | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | None | None | Non Voting | ||||||||
5 | ELECTION OF MEETING CHAIR | For | None | 829350 | 0 | 0 | 0 | |||||
6 | APPROVAL OF THE FINANCIAL STATEMENTS FOR 2014, INCLUDING DISTRIBUTION OF A DIVIDEND : FOR 2014 OF NOK 2.50 PER SHARE, EXCEPT FOR SHARES OWNED BY THE GROUP | For | None | 829350 | 0 | 0 | 0 | |||||
7 | ADVISORY VOTE ON THE BOARD OF DIRECTORS' GUIDELINES FOR THE REMUNERATION OF THE EXECUTIVE MANAGEMENT FOR THE COMING FINANCIAL YEAR | For | None | 829350 | 0 | 0 | 0 | |||||
8 | APPROVAL OF GUIDELINES FOR SHARE- RELATED INCENTIVE ARRANGEMENTS FOR THE COMING FINANCIAL YEAR | For | None | 829350 | 0 | 0 | 0 | |||||
9 | AUTHORISATION TO ACQUIRE TREASURY SHARES TO BE UTILISED TO FULFIL EXISTING EMPLOYEE INCENTIVE ARRANGEMENTS AND INCENTIVE ARRANGEMENTS ADOPTED BY THE GENERAL MEETING IN ACCORDANCE WITH ITEM 3.3 OF THE AGENDA | For | None | 829350 | 0 | 0 | 0 | |||||
10 | AUTHORISATION TO ACQUIRE TREASURY SHARES TO BE UTILISED TO ACQUIRE SHARES FOR CANCELLATION | For | None | 829350 | 0 | 0 | 0 | |||||
11 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: STEIN ERIK HAGEN | For | None | 829350 | 0 | 0 | 0 | |||||
12 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: GRACE REKSTEN SKAUGEN | For | None | 829350 | 0 | 0 | 0 | |||||
13 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: INGRID JONASSON BLANK | For | None | 829350 | 0 | 0 | 0 | |||||
14 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: LISBETH VALTHER PALLESEN | For | None | 829350 | 0 | 0 | 0 | |||||
15 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS: LARS DAHLGREN | For | None | 829350 | 0 | 0 | 0 | |||||
16 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: NILS K. SELTE | For | None | 829350 | 0 | 0 | 0 | |||||
17 | ELECTION OF THE CHAIR OF THE BOARD OF DIRECTORS: STEIN ERIK HAGEN | For | None | 829350 | 0 | 0 | 0 | |||||
18 | ELECTION OF THE DEPUTY CHAIR OF THE BOARD OF DIRECTORS: GRACE REKSTEN SKAUGEN | For | None | 829350 | 0 | 0 | 0 | |||||
19 | ELECTION OF MEMBER OF THE NOMINATION COMMITTEE NILS-HENRIK PETTERSSON | For | None | 829350 | 0 | 0 | 0 | |||||
20 | REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | For | None | 829350 | 0 | 0 | 0 | |||||
21 | REMUNERATION OF MEMBERS OF THE NOMINATION COMMITTEE | For | None | 829350 | 0 | 0 | 0 | |||||
22 | APPROVAL OF THE AUDITOR'S FEE | For | None | 829350 | 0 | 0 | 0 | |||||
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK, BANDUNG | ||||||||||||
Security: | Y71474145 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-Apr-2015 | ||||||||||
ISIN | ID1000129000 | Vote Deadline Date: | 08-Apr-2015 | |||||||||
Agenda | 705919186 | Management | Total Ballot Shares: | 10502500 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF THE COMPANY'S ANNUAL REPORT FOR THE 2014 FINANCIAL YEAR, INCLUDING THE BOARD OF COMMISSIONERS SUPERVISORY REPORT | For | None | 1620000 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF THE COMPANY FINANCIAL STATEMENTS AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM ANNUAL REPORT FOR THE 2014 FINANCIAL YEAR AND ACQUITTAL AND DISCHARGE OF ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE BOARD OF COMMISSIONERS | For | None | 1620000 | 0 | 0 | 0 | |||||
3 | APPROPRIATION OF THE COMPANY'S NET INCOME FOR THE 2014 FINANCIAL YEAR | For | None | 1620000 | 0 | 0 | 0 | |||||
4 | DETERMINATION OF REMUNERATION FOR MEMBERS OF THE BOARD OF DIRECTORS AND THE BOARD OF COMMISSIONERS FOR THE 2014 FINANCIAL YEAR | For | None | 1620000 | 0 | 0 | 0 | |||||
5 | APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENT FOR THE 2015 FINANCIAL YEAR, INCLUDING AUDIT OF INTERNAL CONTROL OVER FINANCIAL REPORTING AND APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR THE 2015 FINANCIAL YEAR | For | None | 1620000 | 0 | 0 | 0 | |||||
6 | CHANGE ARTICLE OF ASSOCIATION | For | None | 1620000 | 0 | 0 | 0 | |||||
7 | DELEGATION OF AUTHORITY TO THE BOARD OF COMMISSIONERS FOR USE OR DIVERSION OF COMPANY'S TREASURY STOCK FROM SHARE BUY BACK III AND IV | For | None | 1620000 | 0 | 0 | 0 | |||||
8 | CHANGE IN COMPOSITION OF THE BOARD OF THE COMPANY | For | None | 1620000 | 0 | 0 | 0 | |||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | ||||||||||||
Security: | D55535104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Apr-2015 | ||||||||||
ISIN | DE0008430026 | Vote Deadline Date: | 07-Apr-2015 | |||||||||
Agenda | 705891720 | Management | Total Ballot Shares: | 41135 | ||||||||
Last Vote Date: | 14-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT BY JUDGEMENT OF OLG COLOGNE RENDERED ON JUNE 6, 2012, ANY SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF 3 PERCENT OR MORE OF THE OUTSTANDING SHARE CAPITAL MUST REGISTER UNDER THEIR BENEFICIAL OWNER DETAILS BEFORE THE APPROPRIATE DEADLINE TO BE ABLE TO VOTE. FAILURE TO COMPLY WITH THE DECLARATION REQUIREMENTS AS STIPULATED IN SECTION 21 OF THE SECURITIES TRADE ACT (WPHG) MAY PREVENT THE SHAREHOLDER FROM VOTING AT THE GENERAL MEETINGS. THEREFORE, YOUR CUSTODIAN MAY REQUEST THAT WE REGISTER BENEFICIAL OWNER DATA FOR ALL VOTED ACCOUNTS WITH THE RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE FURTHER INFORMATION WHETHER OR NOT SUCH BO REGISTRATION WILL BE CONDUCTED FOR YOUR CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR CSR. | None | None | Non Voting | ||||||||
2 | THE SUB CUSTODIANS HAVE ADVISED THAT VOTED SHARES ARE NOT BLOCKED FOR TRADING PURPOSES I.E. THEY ARE ONLY UNAVAILABLE FOR SETTLEMENT. REGISTERED SHARES WILL BE DEREGISTERED AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. | None | None | Non Voting | ||||||||
3 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | None | None | Non Voting | ||||||||
4 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 08.04.2015. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | None | None | Non Voting | ||||||||
5 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | None | None | Non Voting | ||||||||
6 | A) SUBMISSION OF THE REPORT OF THE SUPERVISORY BOARD, THE CORPORATE GOVERNANCE REPORT AND THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2014 B) SUBMISSION OF THE ADOPTED COMPANY FINANCIAL STATEMENTS AND MANAGEMENT REPORT FOR THE FINANCIAL YEAR 2014, THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS AND MANAGEMENT REPORT FOR THE GROUP FOR THE FINANCIAL YEAR 2014, AND THE EXPLANATORY REPORT ON THE INFORMATION PURSUANT TO SECTION 289 (4) AND SECTION 315 (4) OF THE GERMAN COMMERCIAL CODE (HGB) | None | None | Non Voting | ||||||||
7 | RESOLUTION ON THE APPROPRIATION OF THE NET RETAINED PROFITS FROM THE FINANCIAL YEAR 2014: PAYMENT OF A DIVIDEND OF EUR 7.75 | For | None | 40300 | 0 | 0 | 0 | |||||
8 | RESOLUTION TO APPROVE THE ACTIONS OF THE BOARD OF MANAGEMENT | For | None | 40300 | 0 | 0 | 0 | |||||
9 | RESOLUTION TO APPROVE THE ACTIONS OF THE SUPERVISORY BOARD | For | None | 40300 | 0 | 0 | 0 | |||||
10 | RESOLUTION TO APPROVE THE REMUNERATION SYSTEM FOR THE BOARD OF MANAGEMENT | For | None | 40300 | 0 | 0 | 0 | |||||
11 | RESOLUTION TO AUTHORISE THE BUY-BACK AND UTILISATION OF OWN SHARES AS WELL AS THE OPTION TO EXCLUDE SUBSCRIPTION AND TENDER RIGHTS | For | None | 40300 | 0 | 0 | 0 | |||||
12 | RESOLUTION TO AUTHORISE THE BUY-BACK OF OWN SHARES USING DERIVATIVES, AS WELL AS THE OPTION TO EXCLUDE SUBSCRIPTION AND TENDER RIGHTS | For | None | 40300 | 0 | 0 | 0 | |||||
13 | RESOLUTION TO AUTHORISE THE ISSUE OF CONVERTIBLE BONDS, BONDS WITH WARRANTS, PROFIT PARTICIPATION RIGHTS OR PROFIT PARTICIPATION CERTIFICATES (OR COMBINATIONS OF SUCH INSTRUMENTS) WITH THE OPTION OF EXCLUDING SUBSCRIPTION RIGHTS; TO CANCEL CONTINGENT CAPITAL INCREASE 2010; TO CREATE A NEW CONTINGENT CAPITAL INCREASE (CONTINGENT CAPITAL INCREASE 2015); AND TO MAKE THE RELEVANT AMENDMENT TO THE ARTICLES OF ASSOCIATION: ARTICLE 4 (3) | For | None | 40300 | 0 | 0 | 0 | |||||
14 | RESOLUTION TO CANCEL THE EXISTING AUTHORISATION FOR INCREASING THE SHARE CAPITAL UNDER "AUTHORISED CAPITAL INCREASE 2011", TO REPLACE THIS WITH A NEW AUTHORISATION "AUTHORISED CAPITAL INCREASE 2015" FOR THE ISSUE OF EMPLOYEE SHARES, AND TO MAKE THE RELEVANT AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ARTICLE 4 (2) | For | None | 40300 | 0 | 0 | 0 | |||||
15 | RESOLUTION TO AMEND ARTICLE 17 SENTENCE 2 OF THE ARTICLES OF ASSOCIATION (REPRESENTATION OF THE COMPANY) | For | None | 40300 | 0 | 0 | 0 | |||||
ASTRAZENECA PLC | ||||||||||||
Security: | 046353108 | Meeting Type: | Annual | |||||||||
Ticker: | AZN | Meeting Date: | 24-Apr-2015 | |||||||||
ISIN | US0463531089 | Vote Deadline Date: | 15-Apr-2015 | |||||||||
Agenda | 934156438 | Management | Total Ballot Shares: | 2781473.668 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 67750 | 0 | 0 | 0 | |||||
2 | TO CONFIRM DIVIDENDS | For | None | 67750 | 0 | 0 | 0 | |||||
3 | TO RE-APPOINT KPMG LLP, LONDON AS AUDITOR | For | None | 67750 | 0 | 0 | 0 | |||||
4 | TO AUTHORISE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | For | None | 67750 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: LEIF JOHANSSON | For | None | 67750 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: PASCAL SORIOT | For | None | 67750 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: MARC DUNOYER | For | None | 67750 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: CORI BARGMANN | For | None | 67750 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: GENEVIEVE BERGER | For | None | 67750 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: BRUCE BURLINGTON | For | None | 67750 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: ANN CAIRNS | For | None | 67750 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: GRAHAM CHIPCHASE | For | None | 67750 | 0 | 0 | 0 | |||||
13 | ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS | For | None | 67750 | 0 | 0 | 0 | |||||
14 | ELECTION OF DIRECTOR: RUDY MARKHAM | For | None | 67750 | 0 | 0 | 0 | |||||
15 | ELECTION OF DIRECTOR: SHRITI VADERA | For | None | 67750 | 0 | 0 | 0 | |||||
16 | ELECTION OF DIRECTOR: MARCUS WALLENBERG | For | None | 67750 | 0 | 0 | 0 | |||||
17 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 67750 | 0 | 0 | 0 | |||||
18 | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | For | None | 67750 | 0 | 0 | 0 | |||||
19 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 67750 | 0 | 0 | 0 | |||||
20 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 67750 | 0 | 0 | 0 | |||||
21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | For | None | 67750 | 0 | 0 | 0 | |||||
22 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | For | None | 67750 | 0 | 0 | 0 | |||||
23 | TO ADOPT NEW ARTICLES OF ASSOCIATION | For | None | 67750 | 0 | 0 | 0 | |||||
HSBC HOLDINGS PLC, LONDON | ||||||||||||
Security: | G4634U169 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Apr-2015 | ||||||||||
ISIN | GB0005405286 | Vote Deadline Date: | 17-Apr-2015 | |||||||||
Agenda | 705904541 | Management | Total Ballot Shares: | 460133 | ||||||||
Last Vote Date: | 21-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS 2014 | For | None | 460133 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | For | None | 460133 | 0 | 0 | 0 | |||||
3 | TO ELECT PHILLIP AMEEN AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
4 | TO ELECT HEIDI MILLER AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT KATHLEEN CASEY AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT SAFRA CATZ AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT LAURA CHA AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT LORD EVANS OF WEARDALE AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT JOACHIM FABER AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT RONA FAIRHEAD AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT DOUGLAS FLINT AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
12 | TO RE-ELECT STUART GULLIVER AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT SAM LAIDLAW AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
14 | TO RE-ELECT JOHN LIPSKY AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
15 | TO RE-ELECT RACHEL LOMAX AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
16 | TO RE-ELECT IAIN MACKAY AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
17 | TO RE-ELECT MARC MOSES AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
18 | TO RE-ELECT SIR SIMON ROBERTSON AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
19 | TO RE-ELECT JONATHAN SYMONDS AS A DIRECTOR | For | None | 460133 | 0 | 0 | 0 | |||||
20 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | For | None | 460133 | 0 | 0 | 0 | |||||
21 | TO AUTHORISE THE GROUP AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 460133 | 0 | 0 | 0 | |||||
22 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | None | 460133 | 0 | 0 | 0 | |||||
23 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | For | None | 460133 | 0 | 0 | 0 | |||||
24 | TO AUTHORISE THE DIRECTORS TO ALLOT ANY REPURCHASED SHARES | For | None | 460133 | 0 | 0 | 0 | |||||
25 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | For | None | 460133 | 0 | 0 | 0 | |||||
26 | TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES IN RELATION TO CONTINGENT CONVERTIBLE SECURITIES | For | None | 460133 | 0 | 0 | 0 | |||||
27 | TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE ISSUE OF CONTINGENT CONVERTIBLE SECURITIES (SPECIAL RESOLUTION) | For | None | 460133 | 0 | 0 | 0 | |||||
28 | TO EXTEND THE FINAL DATE ON WHICH OPTIONS MAY BE GRANTED UNDER UK SHARESAVE | For | None | 460133 | 0 | 0 | 0 | |||||
29 | TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) BEING CALLED ON 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) | For | None | 460133 | 0 | 0 | 0 | |||||
UNITED OVERSEAS BANK LTD, SINGAPORE | ||||||||||||
Security: | Y9T10P105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Apr-2015 | ||||||||||
ISIN | SG1M31001969 | Vote Deadline Date: | 17-Apr-2015 | |||||||||
Agenda | 705948632 | Management | Total Ballot Shares: | 536500 | ||||||||
Last Vote Date: | 02-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 536500 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL ONE-TIER TAX-EXEMPT DIVIDEND OF 50 CENTS PER ORDINARY SHARE AND A SPECIAL ONE-TIER TAX- EXEMPT DIVIDEND OF FIVE CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 536500 | 0 | 0 | 0 | |||||
3 | TO APPROVE DIRECTORS' FEES OF SGD 2,070,000 FOR 2014 (2013: SGD 2,055,000) | For | None | 536500 | 0 | 0 | 0 | |||||
4 | TO APPROVE AN ADVISORY FEE OF SGD 800,000 TO DR WEE CHO YAW, THE CHAIRMAN EMERITUS AND ADVISER, FOR THE PERIOD FROM JANUARY 2014 TO DECEMBER 2014 (2013: SGD 800,000) | For | None | 536500 | 0 | 0 | 0 | |||||
5 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | For | None | 536500 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR HSIEH FU HUA | For | None | 536500 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT THE FOLLOWING DIRECTOR: MR WEE EE CHEONG | For | None | 536500 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT THE FOLLOWING DIRECTOR: MRS LIM HWEE HUA | For | None | 536500 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT DR WEE CHO YAW UNDER SECTION 153(6) OF THE COMPANIES ACT, CAP 50, TO HOLD OFFICE FROM THE DATE OF THIS ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING | For | None | 536500 | 0 | 0 | 0 | |||||
10 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO: (A) (I) ISSUE ORDINARY SHARES IN THE CAPITAL OF THE COMPANY (SHARES) WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, INSTRUMENTS) THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE, PROVIDED CONTD | For | None | 536500 | 0 | 0 | 0 | |||||
11 | CONTD THAT: (1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES, EXCLUDING TREASURY SHARES, IN THE CAPITAL OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO-RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 20 PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES, EXCLUDING TREASURY SHARES, IN THE CAPITAL OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED CONTD | None | None | Non Voting | ||||||||
12 | CONTD BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (SGX-ST)) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES, EXCLUDING TREASURY SHARES, IN THE CAPITAL OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (I) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (II) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (CONTD | None | None | Non Voting | ||||||||
13 | CONTD UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE ARTICLES OF ASSOCIATION FOR THE TIME BEING OF THE COMPANY; AND (4) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE DATE BY WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS EARLIER | None | None | Non Voting | ||||||||
14 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES AS MAY BE REQUIRED TO BE ALLOTTED AND ISSUED PURSUANT TO THE UOB SCRIP DIVIDEND SCHEME | For | None | 536500 | 0 | 0 | 0 | |||||
15 | THAT: (A) FOR THE PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, THE EXERCISE BY THE DIRECTORS OF THE COMPANY OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE | For | None | 536500 | 0 | 0 | 0 | |||||
DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET PURCHASE(S) (MARKET PURCHASE) ON THE SGX-ST; AND/OR (II) OFF-MARKET PURCHASE(S) (OFF-MARKET PURCHASE) (IF EFFECTED OTHERWISE THAN ON SGX-ST) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS AS THEY CONSIDER FIT, WHICH SCHEME(S) SHALL SATISFY ALL THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN CONTD | ||||||||||||
16 | CONTD ACCORDANCE WITH ALL OTHER LAWS, REGULATIONS AND RULES OF SGX-ST AS MAY FOR THE TIME BEING BE APPLICABLE, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (SHARE PURCHASE MANDATE); (B) THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO THE SHARE PURCHASE MANDATE MAY BE EXERCISED BY THE DIRECTORS AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING (AGM) OF THE COMPANY IS HELD OR REQUIRED BY LAW TO BE HELD; (II) THE DATE ON WHICH THE PURCHASES OR ACQUISITIONS OF SHARES PURSUANT TO THE SHARE PURCHASE MANDATE ARE CARRIED OUT TO THE FULL EXTENT MANDATED; OR (III) THE DATE ON WHICH THE AUTHORITY CONFERRED BY THE SHARE PURCHASE MANDATE IS REVOKED OR VARIED CONTD | None | None | Non Voting | ||||||||
17 | CONTD BY THE COMPANY IN A GENERAL MEETING; (C) IN THIS RESOLUTION 12: "RELEVANT PERIOD" MEANS THE PERIOD COMMENCING FROM THE DATE ON WHICH THE LAST AGM OF THE COMPANY WAS HELD AND EXPIRING ON THE DATE THE NEXT AGM OF THE COMPANY IS HELD OR IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER, AFTER THE DATE OF THIS RESOLUTION; "MAXIMUM LIMIT" MEANS THAT NUMBER OF SHARES REPRESENTING FIVE PER CENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING ANY SHARES WHICH ARE HELD AS TREASURY SHARES) AS AT THE DATE OF THE PASSING OF THIS RESOLUTION UNLESS THE | None | None | Non Voting | ||||||||
COMPANY HAS EFFECTED A REDUCTION OF THE SHARE CAPITAL OF THE COMPANY IN ACCORDANCE WITH THE APPLICABLE PROVISIONS OF THE COMPANIES ACT, AT ANY TIME DURING THE RELEVANT PERIOD, IN WHICH EVENT THE ISSUED SHARES SHALL BE TAKEN TO BE THE TOTAL NUMBER OF THE ISSUED SHARES AS CONTD | ||||||||||||
18 | CONTD ALTERED BY SUCH CAPITAL REDUCTION (EXCLUDING ANY SHARES WHICH ARE HELD AS TREASURY SHARES AS AT THAT DATE); AND "MAXIMUM PRICE" IN RELATION TO A SHARE TO BE PURCHASED OR ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING BROKERAGE, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED: (I) IN THE CASE OF A MARKET PURCHASE, 105 PER CENT OF THE AVERAGE CLOSING PRICE OF THE SHARES; AND (II) IN THE CASE OF AN OFF-MARKET PURCHASE, 110 PER CENT OF THE AVERAGE CLOSING PRICE OF THE SHARES, WHERE: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE LAST DEALT PRICES OF THE SHARES OVER THE FIVE CONSECUTIVE MARKET DAYS ON WHICH THE SHARES WERE TRANSACTED ON THE SGX-ST IMMEDIATELY PRECEDING THE DATE OF THE MARKET PURCHASE BY THE COMPANY OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE CONTD | None | None | Non Voting | ||||||||
19 | CONTD OFFER PURSUANT TO THE OFF-MARKET PURCHASE, AND DEEMED TO BE ADJUSTED IN ACCORDANCE WITH THE LISTING RULES OF THE SGX-ST FOR ANY CORPORATE ACTION WHICH OCCURS AFTER THE RELEVANT FIVE-DAY PERIOD; AND "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE COMPANY ANNOUNCES ITS INTENTION TO MAKE AN OFFER FOR AN OFF-MARKET PURCHASE, STATING THEREIN THE PURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE CALCULATED ON THE FOREGOING BASIS) FOR EACH SHARE AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF- MARKET PURCHASE; AND (D) THE DIRECTORS | None | None | Non Voting | ||||||||
AND/OR ANY OF THEM BE AND ARE HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTD | ||||||||||||
20 | CONTD CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | None | None | Non Voting | ||||||||
GDF SUEZ S.A, COURBEVOIE | ||||||||||||
Security: | F42768105 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 28-Apr-2015 | ||||||||||
ISIN | FR0010208488 | Vote Deadline Date: | 14-Apr-2015 | |||||||||
Agenda | 705908107 | Management | Total Ballot Shares: | 259445 | ||||||||
Last Vote Date: | 24-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | ||||||||
2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | ||||||||
3 | 10 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2015/0323/201503231500630.pdf. THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2015/0410/201504101500992.pdf AND RECEIPT OF ARTICLE NOS. FOR RESOLUTION NO. E.23. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
4 | APPROVAL OF THE TRANSACTIONS AND ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | For | None | 251750 | 0 | 0 | 0 | |||||
5 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | For | None | 251750 | 0 | 0 | 0 | |||||
6 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND OF EUR 1 SHARE FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | For | None | 251750 | 0 | 0 | 0 | |||||
7 | APPROVAL OF THE REGULATED AGREEMENTS PURSUANT TO ARTICLE L.225- 38 OF THE COMMERCIAL CODE | For | None | 251750 | 0 | 0 | 0 | |||||
8 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY'S SHARES | For | None | 251750 | 0 | 0 | 0 | |||||
9 | RATIFICATION OF THE COOPTATION OF MRS. ISABELLE KOCHER AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
10 | RENEWAL OF TERM OF MRS. ANN-KRISTIN ACHLEITNER AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
11 | RENEWAL OF TERM OF MR. EDMOND ALPHANDERY AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
12 | RENEWAL OF TERM OF MR. ALDO CARDOSO AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
13 | RENEWAL OF TERM OF MRS. FRANCOISE MALRIEU AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
14 | APPOINTMENT OF MRS. BARBARA KUX AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
15 | APPOINTMENT OF MRS. MARIE-JOSE NADEAU AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
16 | APPOINTMENT OF MR. BRUNO BEZARD AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
17 | APPOINTMENT OF MRS. MARI-NOELLE JEGO- LAVEISSIERE AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
18 | APPOINTMENT OF MRS. STEPHANE PALLEZ AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
19 | APPOINTMENT OF MRS. CATHERINE GUILLOUARD AS DIRECTOR | For | None | 251750 | 0 | 0 | 0 | |||||
20 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. GERARD MESTRALLET, PRESIDENT AND CEO, FOR THE 2014 FINANCIAL YEAR | For | None | 251750 | 0 | 0 | 0 | |||||
21 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. JEAN-FRANCOIS CIRELLI, VICE-PRESIDENT AND MANAGING DIRECTOR FOR THE 2014 FINANCIAL YEAR (UNTIL NOVEMBER 11, 2014.) | For | None | 251750 | 0 | 0 | 0 | |||||
22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF EMPLOYEES WHO ARE MEMBERS OF GDF SUEZ GROUP SAVINGS PLANS | For | None | 251750 | 0 | 0 | 0 | |||||
23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES ENTITLING TO EQUITY SECURITIES TO BE ISSUED WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF ANY ENTITY WHOSE SOLE PURPOSE IS TO SUBSCRIBE FOR, HOLD AND SELL SHARES OR OTHER FINANCIAL INSTRUMENTS AS PART OF THE IMPLEMENTATION OF THE GDF SUEZ GROUP INTERNATIONAL EMPLOYEE STOCK OWNERSHIP PLAN | For | None | 251750 | 0 | 0 | 0 | |||||
24 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE SHARES, ON THE ONE HAND TO ALL EMPLOYEES AND CORPORATE OFFICERS OF COMPANIES OF THE GROUP (WITH THE EXCEPTION OF CORPORATE OFFICERS OF THE COMPANY), AND ON THE OTHER HAND, TO EMPLOYEES PARTICIPATING IN A GDF SUEZ GROUP INTERNATIONAL EMPLOYEE STOCK OWNERSHIP PLAN | For | None | 251750 | 0 | 0 | 0 | |||||
25 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE SHARES TO SOME EMPLOYEES AND CORPORATE OFFICERS OF COMPANIES OF THE GROUP (WITH THE EXCEPTION OF CORPORATE OFFICERS OF THE COMPANY.) | For | None | 251750 | 0 | 0 | 0 | |||||
26 | UPDATING THE BYLAWS: 1, 2, 6, 13.1, 13.2, 18, 19, 20.1 AND 20.2 | For | None | 251750 | 0 | 0 | 0 | |||||
27 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS "VOTING RIGHTS ATTACHED TO SHARES | For | None | 251750 | 0 | 0 | 0 | |||||
28 | AMENDMENT TO ARTICLE 16, PARAGRAPH 3 OF THE BYLAWS "CHAIRMAN AND VICE- CHAIRMAN OF THE BOARD OF DIRECTORS" | For | None | 251750 | 0 | 0 | 0 | |||||
29 | POWERS TO CARRY OUT DECISIONS OF THE GENERAL MEETING AND FORMALITIES | For | None | 251750 | 0 | 0 | 0 | |||||
REXAM | ||||||||||||
Security: | ADPV26963 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2015 | ||||||||||
ISIN | GB00BMHTPY25 | Vote Deadline Date: | 17-Apr-2015 | |||||||||
Agenda | 706038141 | Management | Total Ballot Shares: | 575719 | ||||||||
Last Vote Date: | 17-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 562808 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 67 TO 73 OF THIS REPORT) FOR THE FINANCIAL YEAR ENDED 2014, AS SET OUT ON PAGES 65 TO 83 OF THE ANNUAL REPORT 2014 | For | None | 562808 | 0 | 0 | 0 | |||||
3 | TO DECLARE THE 2014 FINAL DIVIDEND: 11.9 PENCE PER ORDINARY SHARE OF 80 5/14 PENCE | For | None | 562808 | 0 | 0 | 0 | |||||
4 | TO ELECT CARL-PETER FORSTER AS A DIRECTOR | For | None | 562808 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT STUART CHAMBERS AS A DIRECTOR | For | None | 562808 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT GRAHAM CHIPCHASE AS A DIRECTOR | For | None | 562808 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT DAVID ROBBIE AS A DIRECTOR | For | None | 562808 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT JOHN LANGSTON AS A DIRECTOR | For | None | 562808 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT LEO OOSTERVEER AS A DIRECTOR | For | None | 562808 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT ROS RIVAZ AS A DIRECTOR | For | None | 562808 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT JOHANNA WATEROUS AS A DIRECTOR | For | None | 562808 | 0 | 0 | 0 | |||||
12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP (PWC) AS THE COMPANY'S AUDITORS | For | None | 562808 | 0 | 0 | 0 | |||||
13 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO SET PWC'S REMUNERATION | For | None | 562808 | 0 | 0 | 0 | |||||
14 | THAT (A) THE DIRECTORS BE AUTHORISED TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (I) IN ACCORDANCE WITH ARTICLE 7 OF THE COMPANY'S ARTICLES OF ASSOCIATION (THE ARTICLES) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 188,828,500 (SUCH AMOUNT TO BE REDUCED BY THE NOMINAL AMOUNT OF ANY EQUITY SECURITIES (AS DEFINED IN ARTICLE 8 OF THE ARTICLES) ALLOTTED UNDER PARAGRAPH (II) BELOW IN EXCESS OF GBP 188,828,500); AND (II) COMPRISING EQUITY SECURITIES (AS DEFINED IN ARTICLE 8 OF THE ARTICLES) UP TO A MAXIMUM NOMINAL AMOUNT OF GBP 377,657,000 (SUCH AMOUNT TO BE REDUCED BY ANY SHARES ALLOTTED OR RIGHTS GRANTED UNDER PARAGRAPH (I) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE (AS DEFINED IN ARTICLE 8 OF THE ARTICLES); (B) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY 2016; AND (C) ALL PREVIOUS UNUTILISED AUTHORITIES UNDER SECTION 551 OF THE COMPANIES ACT 2006 (CA 2006) SHALL CEASE TO HAVE EFFECT (SAVE TO THE EXTENT THAT THE SAME ARE EXERCISABLE PURSUANT TO SECTION 551(7) OF THE CA 2006 BY REASON OF ANY OFFER OR AGREEMENT MADE PRIOR TO THE DATE OF THIS RESOLUTION WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO BE GRANTED ON OR AFTER THAT DATE) | For | None | 562808 | 0 | 0 | 0 | |||||
15 | THAT (A) IN ACCORDANCE WITH ARTICLE 8 OF THE ARTICLES, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES FOR CASH; (B) THE POWER UNDER PARAGRAPH (A) ABOVE (OTHER THAN IN CONNECTION WITH A RIGHTS ISSUE, AS DEFINED IN ARTICLE 8 OF THE ARTICLES) SHALL BE LIMITED TO THE | For | None | 562808 | 0 | 0 | 0 | |||||
ALLOTMENT OF EQUITY SECURITIES HAVING A NOMINAL AMOUNT NOT EXCEEDING IN AGGREGATE GBP 28,324,000; (C) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY 2016; AND (D) ALL PREVIOUS UNUTILISED AUTHORITIES UNDER SECTIONS 570 AND 573 OF THE CA 2006 SHALL CEASE TO HAVE EFFECT | ||||||||||||
16 | THAT, IN ACCORDANCE WITH THE CA 2006, THE COMPANY IS GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693 OF THE CA 2006) OF ORDINARY SHARES OF 80 5/14 PENCE EACH (SHARES) IN THE CAPITAL OF THE COMPANY ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS OF THE COMPANY MAY DETERMINE, PROVIDED THAT: (A) THE MAXIMUM NUMBER OF SHARES THAT MAY BE PURCHASED PURSUANT TO THIS AUTHORITY IS 70,495,000; (B) THE MAXIMUM PRICE WHICH MAY BE PAID FOR ANY SHARE PURCHASED PURSUANT TO THIS AUTHORITY SHALL NOT BE MORE THAN THE HIGHER OF AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET PRICES SHOWN IN THE QUOTATIONS FOR THE SHARES IN THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT SHARE IS PURCHASED AND THE AMOUNT STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND STABILISATION REGULATION 2003. THE MINIMUM PRICE WHICH MAY BE PAID FOR ANY SUCH SHARE SHALL BE 80 5/14 PENCE (IN EACH CASE EXCLUSIVE OF EXPENSES PAYABLE BY THE COMPANY IN CONNECTION WITH THE PURCHASE); (C) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE PASSING OF THIS | For | None | 562808 | 0 | 0 | 0 | |||||
RESOLUTION OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 1 JULY 2016 UNLESS RENEWED OR REVOKED BEFORE THAT TIME, BUT THE COMPANY MAY MAKE A CONTRACT OR CONTRACTS TO PURCHASE SHARES UNDER THIS AUTHORITY BEFORE ITS EXPIRY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THIS AUTHORITY, AND MAY MAKE A PURCHASE OF SHARES PURSUANT TO ANY SUCH CONTRACT; AND (D) ALL EXISTING AUTHORITIES FOR THE COMPANY TO MAKE MARKET PURCHASES OF SHARES ARE REVOKED, EXCEPT IN RELATION TO THE PURCHASE OF SHARES UNDER A CONTRACT OR CONTRACTS CONCLUDED BEFORE THE DATE OF THIS RESOLUTION AND WHICH HAS OR HAVE NOT YET BEEN EXECUTED | ||||||||||||
17 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | For | None | 562808 | 0 | 0 | 0 | |||||
ASSECO POLAND S.A., WARSZAWA | ||||||||||||
Security: | X02540130 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Apr-2015 | ||||||||||
ISIN | PLSOFTB00016 | Vote Deadline Date: | 06-Apr-2015 | |||||||||
Agenda | 705940852 | Management | Total Ballot Shares: | 156012 | ||||||||
Last Vote Date: | 31-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN | For | None | 63042 | 0 | 0 | 0 | |||||
3 | STATEMENT OF THE MEETING'S LEGAL VALIDITY AND IT'S ABILITY TO ADOPT RESOLUTIONS. ELECTION OF SCRUTINY COMMITTEE | For | None | 63042 | 0 | 0 | 0 | |||||
4 | APPROVAL OF THE AGENDA | For | None | 63042 | 0 | 0 | 0 | |||||
5 | PRESENTATION OF REPORT ON THE ACTIVITIES OF THE COMPANY IN 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
6 | PRESENTATION OF FINANCIAL REPORT FOR 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
7 | PRESENTATION OF AUDITOR REPORT | For | None | 63042 | 0 | 0 | 0 | |||||
8 | PRESENTATION OF SUPERVISORY BOARD REPORT ON ITS ACTIVITIES IN 2014 AND COMPANY SITUATION IN 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
9 | APPROVAL OF REPORT ON THE COMPANIES ACTIVITIES IN 2014 AND FINANCIAL REPORT FOR 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
10 | PRESENTATION OF CONSOLIDATED FINANCIAL REPORT FOR THE CAPITAL GROUP FOR 2014 AND REPORT OF THE ACTIVITIES OF THE CAPITAL GROUP IN 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
11 | PRESENTATION OF AUDITOR REPORT FOR THE CAPITAL GROUP | For | None | 63042 | 0 | 0 | 0 | |||||
12 | APPROVAL OF CONSOLIDATED FINANCIAL REPORT FOR THE CAPITAL GROUP FOR 2014 AND REPORT ON THE ACTIVITIES OF THE CAPITAL GROUP IN 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
13 | APPROVAL OF THE DISCHARGE OF DUTIES BY MANAGEMENT BOARD MEMBERS IN 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
14 | APPROVAL OF THE DISCHARGE OF DUTIES BY SUPERVISORY BOARD MEMBERS IN 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
15 | APPROVAL OF PROFIT DISTRIBUTION | For | None | 63042 | 0 | 0 | 0 | |||||
16 | APPROVAL OF THE MANAGEMENT BOARD STATEMENT CONCERNING THE ACTIVITIES OF THE COMPANY POSTINFO SP ZOO FROM 01 TO 02 JANUARY 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
17 | APPROVAL OF THE DISCHARGE OF DUTIES OF POSTINFO SP ZOO MANAGEMENT BOARD IN 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
18 | APPROVAL OF THE DISCHARGE OF DUTIES OF POSTINFO SP ZOO SUPERVISORY BOARD IN 2014 | For | None | 63042 | 0 | 0 | 0 | |||||
19 | APPROVAL OF THE SALE OF PROPERTY BELONGING TO THE COMPANY | For | None | 63042 | 0 | 0 | 0 | |||||
20 | CLOSING OF THE MEETING | None | None | Non Voting | ||||||||
BRITISH AMERICAN TOBACCO P.L.C. | ||||||||||||
Security: | 110448107 | Meeting Type: | Annual | |||||||||
Ticker: | BTI | Meeting Date: | 29-Apr-2015 | |||||||||
ISIN | US1104481072 | Vote Deadline Date: | 21-Apr-2015 | |||||||||
Agenda | 934170779 | Management | Total Ballot Shares: | 1087868 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RECEIPT OF THE 2014 ANNUAL REPORT AND ACCOUNTS | For | None | 99750 | 0 | 0 | 0 | |||||
2 | APPROVAL OF THE 2014 DIRECTORS' REMUNERATION REPORT | For | None | 99750 | 0 | 0 | 0 | |||||
3 | DECLARATION OF THE FINAL DIVIDEND FOR 2014 | For | None | 99750 | 0 | 0 | 0 | |||||
4 | APPOINTMENT OF THE AUDITORS | For | None | 99750 | 0 | 0 | 0 | |||||
5 | AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE THE AUDITORS' REMUNERATION | For | None | 99750 | 0 | 0 | 0 | |||||
6 | RE-ELECTION OF RICHARD BURROWS AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: NOMINATIONS) | For | None | 99750 | 0 | 0 | 0 | |||||
7 | RE-ELECTION OF KAREN DE SEGUNDO AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS) | For | None | 99750 | 0 | 0 | 0 | |||||
8 | RE-ELECTION OF NICANDRO DURANTE AS A DIRECTOR | For | None | 99750 | 0 | 0 | 0 | |||||
9 | RE-ELECTION OF ANN GODBEHERE AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: AUDIT, NOMINATIONS, REMUNERATION) | For | None | 99750 | 0 | 0 | 0 | |||||
10 | RE-ELECTION OF SAVIO KWAN AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS) | For | None | 99750 | 0 | 0 | 0 | |||||
11 | RE-ELECTION OF CHRISTINE MORIN-POSTEL AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: AUDIT, NOMINATIONS, REMUNERATION) | For | None | 99750 | 0 | 0 | 0 | |||||
12 | RE-ELECTION OF GERRY MURPHY AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: NOMINATIONS, REMUNERATION) | For | None | 99750 | 0 | 0 | 0 | |||||
13 | RE-ELECTION OF KIERAN POYNTER AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: AUDIT, NOMINATIONS, REMUNERATION) | For | None | 99750 | 0 | 0 | 0 | |||||
14 | RE-ELECTION OF BEN STEVENS AS A DIRECTOR | For | None | 99750 | 0 | 0 | 0 | |||||
15 | RE-ELECTION OF RICHARD TUBB AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS) | For | None | 99750 | 0 | 0 | 0 | |||||
16 | ELECTION OF SUE FARR AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS) WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | For | None | 99750 | 0 | 0 | 0 | |||||
17 | ELECTION OF PEDRO MALAN AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: CORPORATE SOCIAL RESPONSIBILITY, NOMINATIONS) WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | For | None | 99750 | 0 | 0 | 0 | |||||
18 | ELECTION OF DIMITRI PANAYOTOPOULOS AS A DIRECTOR (BOARD COMMITTEE MEMBERSHIPS: NOMINATIONS, REMUNERATION) WHO HAS BEEN APPOINTED SINCE THE LAST ANNUAL GENERAL MEETING | For | None | 99750 | 0 | 0 | 0 | |||||
19 | RENEWAL OF THE DIRECTORS' AUTHORITY TO ALLOT SHARES | For | None | 99750 | 0 | 0 | 0 | |||||
20 | RENEWAL OF THE DIRECTORS' AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 99750 | 0 | 0 | 0 | |||||
21 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | For | None | 99750 | 0 | 0 | 0 | |||||
22 | AUTHORITY TO MAKE DONATIONS TO POLITICAL ORGANIZATIONS AND TO INCUR POLITICAL EXPENDITURE | For | None | 99750 | 0 | 0 | 0 | |||||
23 | NOTICE PERIOD FOR GENERAL MEETINGS | For | None | 99750 | 0 | 0 | 0 | |||||
UNILEVER N.V. | ||||||||||||
Security: | 904784709 | Meeting Type: | Annual | |||||||||
Ticker: | UN | Meeting Date: | 29-Apr-2015 | |||||||||
ISIN | US9047847093 | Vote Deadline Date: | 17-Apr-2015 | |||||||||
Agenda | 934164043 | Management | Total Ballot Shares: | 8278926.4709 | ||||||||
Last Vote Date: | 01-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ADOPTION OF THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2014 FINANCIAL YEAR. | For | None | 236000 | 0 | 0 | 0 | |||||
2 | DISCHARGE OF EXECUTIVE DIRECTORS. | For | None | 236000 | 0 | 0 | 0 | |||||
3 | DISCHARGE OF NON-EXECUTIVE DIRECTORS. | For | None | 236000 | 0 | 0 | 0 | |||||
4 | RE-APPOINT OF EXECUTIVE DIRECTOR: MR P G J M POLMAN | For | None | 236000 | 0 | 0 | 0 | |||||
5 | RE-APPOINT OF EXECUTIVE DIRECTOR: MR R J-M S HUET | For | None | 236000 | 0 | 0 | 0 | |||||
6 | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MRS L M CHA | For | None | 236000 | 0 | 0 | 0 | |||||
7 | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: PROFESSOR L O FRESCO | For | None | 236000 | 0 | 0 | 0 | |||||
8 | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MS A M FUDGE | For | None | 236000 | 0 | 0 | 0 | |||||
9 | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MS M MA | For | None | 236000 | 0 | 0 | 0 | |||||
10 | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MS H NYASULU | For | None | 236000 | 0 | 0 | 0 | |||||
11 | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR J RISHTON | For | None | 236000 | 0 | 0 | 0 | |||||
12 | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR F SIJBESMA | For | None | 236000 | 0 | 0 | 0 | |||||
13 | RE-APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR M TRESCHOW | For | None | 236000 | 0 | 0 | 0 | |||||
14 | APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR N S ANDERSEN | For | None | 236000 | 0 | 0 | 0 | |||||
15 | APPOINTMENT OF NON-EXECUTIVE DIRECTOR: MR V COLAO | For | None | 236000 | 0 | 0 | 0 | |||||
16 | APPOINTMENT OF NON-EXECUTIVE DIRECTOR: DR J HARTMANN | For | None | 236000 | 0 | 0 | 0 | |||||
17 | APPOINTMENT OF THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2015 FINANCIAL YEAR. | For | None | 236000 | 0 | 0 | 0 | |||||
18 | DESIGNATION OF THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED IN RESPECT OF THE ISSUE OF SHARES IN THE SHARE CAPITAL OF THE COMPANY AND TO RESTRICT OR EXCLUDE THE STATUTORY PRE-EMPTION RIGHTS THAT ACCRUE TO SHAREHOLDERS UPON ISSUE OF SHARES. | For | None | 236000 | 0 | 0 | 0 | |||||
19 | AUTHORISATION OF THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | For | None | 236000 | 0 | 0 | 0 | |||||
20 | CAPITAL REDUCTION WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | For | None | 236000 | 0 | 0 | 0 | |||||
ABB LTD | ||||||||||||
Security: | 000375204 | Meeting Type: | Annual | |||||||||
Ticker: | ABB | Meeting Date: | 30-Apr-2015 | |||||||||
ISIN | US0003752047 | Vote Deadline Date: | 23-Apr-2015 | |||||||||
Agenda | 934175236 | Management | Total Ballot Shares: | 1845671 | ||||||||
Last Vote Date: | 08-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2014 | For | None | 128500 | 0 | 0 | 0 | |||||
2 | CONSULTATIVE VOTE ON THE 2014 COMPENSATION REPORT | For | None | 128500 | 0 | 0 | 0 | |||||
3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | For | None | 128500 | 0 | 0 | 0 | |||||
4 | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION OF CAPITAL CONTRIBUTION RESERVE | For | None | 128500 | 0 | 0 | 0 | |||||
5 | CAPITAL REDUCTION THROUGH NOMINAL VALUE REPAYMENT | For | None | 128500 | 0 | 0 | 0 | |||||
6 | AMENDMENT TO THE ARTICLES OF INCORPORATION RELATED TO THE CAPITAL REDUCTION | For | None | 128500 | 0 | 0 | 0 | |||||
7 | RENEWAL OF AUTHORIZED SHARE CAPITAL | For | None | 128500 | 0 | 0 | 0 | |||||
8 | BINDING VOTE ON THE TOTAL COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E. FROM THE 2015 ANNUAL GENERAL MEETING TO THE 2016 ANNUAL GENERAL MEETING | For | None | 128500 | 0 | 0 | 0 | |||||
9 | BINDING VOTE ON THE TOTAL COMPENSATION OF THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I.E. 2016 | For | None | 128500 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: ROGER AGNELLI | For | None | 128500 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: MATTI ALAHUHTA | For | None | 128500 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: DAVID CONSTABLE | For | None | 128500 | 0 | 0 | 0 | |||||
13 | ELECTION OF DIRECTOR: LOUIS R. HUGHES | For | None | 128500 | 0 | 0 | 0 | |||||
14 | ELECTION OF DIRECTOR: MICHEL DE ROSEN | For | None | 128500 | 0 | 0 | 0 | |||||
15 | ELECTION OF DIRECTOR: JACOB WALLENBERG | For | None | 128500 | 0 | 0 | 0 | |||||
16 | ELECTION OF DIRECTOR: YING YEH | For | None | 128500 | 0 | 0 | 0 | |||||
17 | ELECTION OF DIRECTOR AND CHAIRMAN: PETER VOSER | For | None | 128500 | 0 | 0 | 0 | |||||
18 | ELECTION TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE | For | None | 128500 | 0 | 0 | 0 | |||||
19 | ELECTION TO THE COMPENSATION COMMITTEE: MICHEL DE ROSEN | For | None | 128500 | 0 | 0 | 0 | |||||
20 | ELECTION TO THE COMPENSATION COMMITTEE: YING YEH | For | None | 128500 | 0 | 0 | 0 | |||||
21 | RE-ELECTION OF THE INDEPENDENT PROXY DR. HANS ZEHNDER | For | None | 128500 | 0 | 0 | 0 | |||||
22 | RE-ELECTION OF THE AUDITORS ERNST & YOUNG AG | For | None | 128500 | 0 | 0 | 0 | |||||
BCE INC. | ||||||||||||
Security: | 05534B760 | Meeting Type: | Annual | |||||||||
Ticker: | BCE | Meeting Date: | 30-Apr-2015 | |||||||||
ISIN | CA05534B7604 | Vote Deadline Date: | 28-Apr-2015 | |||||||||
Agenda | 934152125 | Management | Total Ballot Shares: | 6573806.3262 | ||||||||
Last Vote Date: | 01-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
B.K. ALLEN | 246300 | 0 | 0 | 0 | ||||||||
R.A. BRENNEMAN | 246300 | 0 | 0 | 0 | ||||||||
S. BROCHU | 246300 | 0 | 0 | 0 | ||||||||
R.E. BROWN | 246300 | 0 | 0 | 0 | ||||||||
G.A. COPE | 246300 | 0 | 0 | 0 | ||||||||
D.F. DENISON | 246300 | 0 | 0 | 0 | ||||||||
R.P. DEXTER | 246300 | 0 | 0 | 0 | ||||||||
I. GREENBERG | 246300 | 0 | 0 | 0 | ||||||||
G.M. NIXON | 246300 | 0 | 0 | 0 | ||||||||
T.C. O'NEILL | 246300 | 0 | 0 | 0 | ||||||||
R.C. SIMMONDS | 246300 | 0 | 0 | 0 | ||||||||
C. TAYLOR | 246300 | 0 | 0 | 0 | ||||||||
P.R. WEISS | 246300 | 0 | 0 | 0 | ||||||||
2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS. | For | None | 246300 | 0 | 0 | 0 | |||||
3 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE 2015 MANAGEMENT PROXY CIRCULAR DATED MARCH 5, 2015 DELIVERED IN ADVANCE OF THE 2015 ANNUAL MEETING OF SHAREHOLDERS OF BCE. | For | None | 246300 | 0 | 0 | 0 | |||||
4 | RESOLVED, AS AN ORDINARY RESOLUTION, THAT THE AMENDMENTS TO BY-LAW ONE OF THE CORPORATION, IN THE FORM ADOPTED BY THE BOARD OF DIRECTORS OF BCE INC. ON FEBRUARY 5, 2015 AND REFLECTED IN THE AMENDED AND RESTATED BY-LAW ONE OF THE CORPORATION ATTACHED AS SCHEDULE A TO THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION DATED MARCH 5, 2015, BE AND ARE HEREBY CONFIRMED. | For | None | 246300 | 0 | 0 | 0 | |||||
5 | PROPOSAL NO. 1 DIRECTOR QUALIFICATIONS. | Against | None | 0 | 246300 | 0 | 0 | |||||
6 | PROPOSAL NO. 2 GENDER EQUALITY. | Against | None | 0 | 246300 | 0 | 0 | |||||
7 | PROPOSAL NO. 3 BUSINESS AND PRICING PRACTICES. | Against | None | 0 | 246300 | 0 | 0 | |||||
SANOFI SA, PARIS | ||||||||||||
Security: | F5548N101 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 04-May-2015 | ||||||||||
ISIN | FR0000120578 | Vote Deadline Date: | 20-Apr-2015 | |||||||||
Agenda | 705887543 | Management | Total Ballot Shares: | 135030 | ||||||||
Last Vote Date: | 12-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | ||||||||
2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | ||||||||
3 | 14 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2015/0311/201503111500474.pdf . THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2015/0413/201504131501041.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
4 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | For | None | 133000 | 0 | 0 | 0 | |||||
5 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | For | None | 133000 | 0 | 0 | 0 | |||||
6 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND | For | None | 133000 | 0 | 0 | 0 | |||||
7 | AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL CODE | For | None | 133000 | 0 | 0 | 0 | |||||
8 | RENEWAL OF TERM OF MR. SERGE WEINBERG AS DIRECTOR | For | None | 133000 | 0 | 0 | 0 | |||||
9 | RENEWAL OF TERM OF MR. SUET-FERN LEE AS DIRECTOR | For | None | 133000 | 0 | 0 | 0 | |||||
10 | RATIFICATION OF THE COOPTATION OF MRS. BONNIE BASSLER AS DIRECTOR | For | None | 133000 | 0 | 0 | 0 | |||||
11 | RENEWAL OF TERM OF MRS. BONNIE BASSLER AS DIRECTOR | For | None | 133000 | 0 | 0 | 0 | |||||
12 | RATIFICATION OF THE COOPTATION OF MR. OLIVIER BRANDICOURT AS DIRECTOR | For | None | 133000 | 0 | 0 | 0 | |||||
13 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | For | None | 133000 | 0 | 0 | 0 | |||||
14 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. CHRISTOPHER VIEHBACHER, CEO, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 | For | None | 133000 | 0 | 0 | 0 | |||||
15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY'S SHARES | For | None | 133000 | 0 | 0 | 0 | |||||
16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 133000 | 0 | 0 | 0 | |||||
17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERING | For | None | 133000 | 0 | 0 | 0 | |||||
18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANY OTHER COMPANY WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA PRIVATE PLACEMENT | For | None | 133000 | 0 | 0 | 0 | |||||
19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE DEBT SECURITIES GIVING ACCESS TO CAPITAL OF SUBSIDIARIES OF THE COMPANY AND/OR ANY OTHER COMPANIES | For | None | 133000 | 0 | 0 | 0 | |||||
20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF ISSUANCE OF COMMON SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, ANY SUBSIDIARIES AND/OR ANY OTHER COMPANY WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | For | None | 133000 | 0 | 0 | 0 | |||||
21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY, ANY SUBSIDIARY AND/OR ANOTHER COMPANY WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS | For | None | 133000 | 0 | 0 | 0 | |||||
22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS | For | None | 133000 | 0 | 0 | 0 | |||||
23 | DELEGATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | For | None | 133000 | 0 | 0 | 0 | |||||
24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY RESERVED FOR MEMBERS OF SAVINGS PLANS WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF THE LATTER | For | None | 133000 | 0 | 0 | 0 | |||||
25 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT FREE ALLOTMENTS OF EXISTING SHARES OR SHARES TO BE ISSUED TO EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | For | None | 133000 | 0 | 0 | 0 | |||||
26 | AMENDMENT TO ARTICLE 7 OF THE BYLAWS | For | None | 133000 | 0 | 0 | 0 | |||||
27 | AMENDMENT TO ARTICLE 19 OF THE BYLAWS | For | None | 133000 | 0 | 0 | 0 | |||||
28 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | For | None | 133000 | 0 | 0 | 0 | |||||
BHP BILLITON LTD, MELBOURNE VIC | ||||||||||||
Security: | Q1498M100 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 06-May-2015 | ||||||||||
ISIN | AU000000BHP4 | Vote Deadline Date: | 22-Apr-2015 | |||||||||
Agenda | 705897950 | Management | Total Ballot Shares: | 129430 | ||||||||
Last Vote Date: | 10-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO APPROVE THE DEMERGER OF SOUTH32 FROM BHP BILLITON | For | None | 124500 | 0 | 0 | 0 | |||||
BAE SYSTEMS PLC, LONDON | ||||||||||||
Security: | G06940103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 07-May-2015 | ||||||||||
ISIN | GB0002634946 | Vote Deadline Date: | 23-Apr-2015 | |||||||||
Agenda | 705942565 | Management | Total Ballot Shares: | 1534765 | ||||||||
Last Vote Date: | 31-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | REPORT AND ACCOUNTS | For | None | 1510200 | 0 | 0 | 0 | |||||
2 | REMUNERATION REPORT | For | None | 1510200 | 0 | 0 | 0 | |||||
3 | FINAL DIVIDEND | For | None | 1510200 | 0 | 0 | 0 | |||||
4 | RE-ELECT SIR ROGER CARR | For | None | 1510200 | 0 | 0 | 0 | |||||
5 | RE-ELECT JERRY DEMURO | For | None | 1510200 | 0 | 0 | 0 | |||||
6 | RE-ELECT HARRIET GREEN | For | None | 1510200 | 0 | 0 | 0 | |||||
7 | RE-ELECT CHRISTOPHER GRIGG | For | None | 1510200 | 0 | 0 | 0 | |||||
8 | RE-ELECT IAN KING | For | None | 1510200 | 0 | 0 | 0 | |||||
9 | RE-ELECT PETER LYNAS | For | None | 1510200 | 0 | 0 | 0 | |||||
10 | RE-ELECT PAULA ROSPUT REYNOLDS | For | None | 1510200 | 0 | 0 | 0 | |||||
11 | RE-ELECT NICHOLAS ROSE | For | None | 1510200 | 0 | 0 | 0 | |||||
12 | RE-ELECT CARL SYMON | For | None | 1510200 | 0 | 0 | 0 | |||||
13 | RE-ELECT IAN TYLER | For | None | 1510200 | 0 | 0 | 0 | |||||
14 | REAPPOINTMENT OF AUDITORS: KPMG LLP | For | None | 1510200 | 0 | 0 | 0 | |||||
15 | REMUNERATION OF AUDITORS | For | None | 1510200 | 0 | 0 | 0 | |||||
16 | POLITICAL DONATIONS UP TO SPECIFIED LIMITS | For | None | 1510200 | 0 | 0 | 0 | |||||
17 | AUTHORITY TO ALLOT NEW SHARES | For | None | 1510200 | 0 | 0 | 0 | |||||
18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | For | None | 1510200 | 0 | 0 | 0 | |||||
19 | PURCHASE OWN SHARES | For | None | 1510200 | 0 | 0 | 0 | |||||
20 | NOTICE OF GENERAL MEETINGS | For | None | 1510200 | 0 | 0 | 0 | |||||
21 | 03 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
GLAXOSMITHKLINE PLC, BRENTFORD | ||||||||||||
Security: | G3910J112 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 07-May-2015 | ||||||||||
ISIN | GB0009252882 | Vote Deadline Date: | 23-Apr-2015 | |||||||||
Agenda | 705934140 | Management | Total Ballot Shares: | 456995 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE 2014 ANNUAL REPORT | For | None | 446650 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE ANNUAL REMUNERATION REPORT | For | None | 446650 | 0 | 0 | 0 | |||||
3 | TO ELECT SIR PHILIP HAMPTON AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
4 | TO ELECT URS ROHNER AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT JUDY LEWENT AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
12 | TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
14 | TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
15 | TO RE-ELECT HANS WIJERS AS A DIRECTOR | For | None | 446650 | 0 | 0 | 0 | |||||
16 | TO RE-APPOINT AUDITORS | For | None | 446650 | 0 | 0 | 0 | |||||
17 | TO DETERMINE REMUNERATION OF AUDITORS | For | None | 446650 | 0 | 0 | 0 | |||||
18 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | For | None | 446650 | 0 | 0 | 0 | |||||
19 | TO AUTHORISE ALLOTMENT OF SHARES | For | None | 446650 | 0 | 0 | 0 | |||||
20 | TO DISAPPLY PRE-EMPTION RIGHTS | For | None | 446650 | 0 | 0 | 0 | |||||
21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | For | None | 446650 | 0 | 0 | 0 | |||||
22 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | For | None | 446650 | 0 | 0 | 0 | |||||
23 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | For | None | 446650 | 0 | 0 | 0 | |||||
24 | TO APPROVE THE GSK SHARE VALUE PLAN | For | None | 446650 | 0 | 0 | 0 | |||||
MANULIFE FINANCIAL CORPORATION | ||||||||||||
Security: | 56501R106 | Meeting Type: | Annual | |||||||||
Ticker: | MFC | Meeting Date: | 07-May-2015 | |||||||||
ISIN | CA56501R1064 | Vote Deadline Date: | 04-May-2015 | |||||||||
Agenda | 934148556 | Management | Total Ballot Shares: | 2636172 | ||||||||
Last Vote Date: | 24-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
JOSEPH P. CARON | 641050 | 0 | 0 | 0 | ||||||||
JOHN M. CASSADAY | 641050 | 0 | 0 | 0 | ||||||||
SUSAN F. DABARNO | 641050 | 0 | 0 | 0 | ||||||||
RICHARD B. DEWOLFE | 641050 | 0 | 0 | 0 | ||||||||
SHEILA S. FRASER | 641050 | 0 | 0 | 0 | ||||||||
DONALD A. GULOIEN | 641050 | 0 | 0 | 0 | ||||||||
LUTHER S. HELMS | 641050 | 0 | 0 | 0 | ||||||||
TSUN-YAN HSIEH | 641050 | 0 | 0 | 0 | ||||||||
P. THOMAS JENKINS | 641050 | 0 | 0 | 0 | ||||||||
DONALD R. LINDSAY | 641050 | 0 | 0 | 0 | ||||||||
JOHN R.V. PALMER | 641050 | 0 | 0 | 0 | ||||||||
C. JAMES PRIEUR | 641050 | 0 | 0 | 0 | ||||||||
ANDREA S. ROSEN | 641050 | 0 | 0 | 0 | ||||||||
LESLEY D. WEBSTER | 641050 | 0 | 0 | 0 | ||||||||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS | For | None | 641050 | 0 | 0 | 0 | |||||
3 | ADVISORY RESOLUTION ACCEPTING APPROACH TO EXECUTIVE COMPENSATION. | For | None | 641050 | 0 | 0 | 0 | |||||
UBS GROUP AG, ZUERICH | ||||||||||||
Security: | H892U1882 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 07-May-2015 | ||||||||||
ISIN | CH0244767585 | Vote Deadline Date: | 22-Apr-2015 | |||||||||
Agenda | 705957441 | Management | Total Ballot Shares: | 644300 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | APPROVAL OF ANNUAL REPORT AND UBS GROUP AG CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | For | None | 633450 | 0 | 0 | 0 | |||||
3 | ADVISORY VOTE ON THE UBS GROUP AG COMPENSATION REPORT 2014 | For | None | 633450 | 0 | 0 | 0 | |||||
4 | APPROPRIATION OF RESULTS AND DISTRIBUTION OF ORDINARY DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVE | For | None | 633450 | 0 | 0 | 0 | |||||
5 | SUPPLEMENTARY DISTRIBUTION OF A DIVIDEND OUT OF CAPITAL CONTRIBUTION RESERVE UPON THE COMPLETION OF THE ACQUISITION OF ALL SHARES IN UBS AG | For | None | 633450 | 0 | 0 | 0 | |||||
6 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2014 | For | None | 633450 | 0 | 0 | 0 | |||||
7 | APPROVAL OF THE AGGREGATE AMOUNT OF VARIABLE COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2014 | For | None | 633450 | 0 | 0 | 0 | |||||
8 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2016 | For | None | 633450 | 0 | 0 | 0 | |||||
9 | RE-ELECTION OF AXEL A. WEBER AS CHAIRMAN OF THE BOARD OF DIRECTORS | For | None | 633450 | 0 | 0 | 0 | |||||
10 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MICHEL DEMARE | For | None | 633450 | 0 | 0 | 0 | |||||
11 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DAVID SIDWELL | For | None | 633450 | 0 | 0 | 0 | |||||
12 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: RETO FRANCIONI | For | None | 633450 | 0 | 0 | 0 | |||||
13 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANN F. GODBEHERE | For | None | 633450 | 0 | 0 | 0 | |||||
14 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: AXEL P. LEHMANN | For | None | 633450 | 0 | 0 | 0 | |||||
15 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: WILLIAM G. PARRETT | For | None | 633450 | 0 | 0 | 0 | |||||
16 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ISABELLE ROMY | For | None | 633450 | 0 | 0 | 0 | |||||
17 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: BEATRICE WEDER DI MAURO | For | None | 633450 | 0 | 0 | 0 | |||||
18 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JOSEPH YAM | For | None | 633450 | 0 | 0 | 0 | |||||
19 | ELECTION OF A NEW MEMBER TO THE BOARD OF DIRECTORS: JES STALEY | For | None | 633450 | 0 | 0 | 0 | |||||
20 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: ANN F. GODBEHERE | For | None | 633450 | 0 | 0 | 0 | |||||
21 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: MICHEL DEMARE | For | None | 633450 | 0 | 0 | 0 | |||||
22 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: RETO FRANCIONI | For | None | 633450 | 0 | 0 | 0 | |||||
23 | ELECTION OF MEMBER OF THE HUMAN RESOURCES AND COMPENSATION COMMITTEE: JES STALEY | For | None | 633450 | 0 | 0 | 0 | |||||
24 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2015 ANNUAL GENERAL MEETING TO THE 2016 ANNUAL GENERAL MEETING | For | None | 633450 | 0 | 0 | 0 | |||||
25 | RE-ELECTION OF THE INDEPENDENT PROXY, ADB ALTORFER DUSS AND BEILSTEIN AG, ZURICH | For | None | 633450 | 0 | 0 | 0 | |||||
26 | RE-ELECTION OF THE AUDITORS, ERNST AND YOUNG LTD, BASEL | For | None | 633450 | 0 | 0 | 0 | |||||
27 | RE-ELECTION OF THE SPECIAL AUDITORS, BDO AG, ZURICH | For | None | 633450 | 0 | 0 | 0 | |||||
28 | 10 APR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
BNP PARIBAS SA, PARIS | ||||||||||||
Security: | F1058Q238 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 13-May-2015 | ||||||||||
ISIN | FR0000131104 | Vote Deadline Date: | 29-Apr-2015 | |||||||||
Agenda | 705886008 | Management | Total Ballot Shares: | 196660 | ||||||||
Last Vote Date: | 12-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | ||||||||
2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | ||||||||
3 | 03 APR 2015: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2015/0311/201503111500497.pdf. THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK: http://www.journal- officiel.gouv.fr//pdf/2015/0403/201504031500879.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
4 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | For | None | 194150 | 0 | 0 | 0 | |||||
5 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | For | None | 194150 | 0 | 0 | 0 | |||||
6 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2014 AND DIVIDEND DISTRIBUTION | For | None | 194150 | 0 | 0 | 0 | |||||
7 | SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE AGREEMENTS AND COMMITMENTS PURSUANT TO ARTICLES L.225-38 ET SEQ. OF THE COMMERCIAL CODE | For | None | 194150 | 0 | 0 | 0 | |||||
8 | AUTHORIZATION FOR THE COMPANY BNP PARIBAS TO REPURCHASE ITS OWN SHARES | For | None | 194150 | 0 | 0 | 0 | |||||
9 | RENEWAL OF TERM OF MR. PIERRE ANDRE DE CHALENDAR AS DIRECTOR | For | None | 194150 | 0 | 0 | 0 | |||||
10 | RENEWAL OF TERM OF MR. DENIS KESSLER AS DIRECTOR | For | None | 194150 | 0 | 0 | 0 | |||||
11 | RENEWAL OF TERM OF MRS. LAURENCE PARISOT AS DIRECTOR | For | None | 194150 | 0 | 0 | 0 | |||||
12 | RATIFICATION OF THE COOPTATION OF MR. JEAN LEMIERRE AS DIRECTOR | For | None | 194150 | 0 | 0 | 0 | |||||
13 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID FOR THE 2014 FINANCIAL YEAR TO MR. JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF DIRECTORS FROM DECEMBER 1, 2014. RECOMMENDATION OF SECTION 24.3 OF THE AFEP-MEDEF CODE | For | None | 194150 | 0 | 0 | 0 | |||||
14 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR. JEAN-LAURENT BONNAFE, CEO, FOR THE 2014 FINANCIAL YEAR. RECOMMENDATION OF SECTION 24.3 OF THE AFEP-MEDEF CODE | For | None | 194150 | 0 | 0 | 0 | |||||
15 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR. PHILIPPE BORDENAVE, MANAGING DIRECTOR, FOR THE 2014 FINANCIAL YEAR. RECOMMENDATION OF SECTION 24.3 OF THE AFEP-MEDEF CODE | For | None | 194150 | 0 | 0 | 0 | |||||
16 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID TO MR. FRANCOIS VILLEROY DE GALHAU, MANAGING DIRECTOR, FOR THE 2014 FINANCIAL YEAR. RECOMMENDATION OF SECTION 24.3 OF THE AFEP-MEDEF CODE | For | None | 194150 | 0 | 0 | 0 | |||||
17 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID FOR THE 2014 FINANCIAL YEAR TO MR. BAUDOUIN PROT, CHAIRMAN OF THE BOARD OF DIRECTORS UNTIL DECEMBER 1, 2014. RECOMMENDATION OF SECTION 24.3 OF THE AFEP-MEDEF CODE | For | None | 194150 | 0 | 0 | 0 | |||||
18 | ADVISORY VOTE ON THE COMPENSATION OWED OR PAID FOR THE 2014 FINANCIAL YEAR TO MR. CHODRON DE COURCEL, MANAGING DIRECTOR UNTIL JUNE 30, 2014. RECOMMENDATION OF SECTION 24.3 OF THE AFEP-MEDEF CODE | For | None | 194150 | 0 | 0 | 0 | |||||
19 | ADVISORY VOTE ON THE COMPENSATION OF ANY KIND PAID TO THE EFFECTIVE OFFICERS AND CERTAIN CATEGORIES OF EMPLOYEES FOR THE 2014 FINANCIAL YEAR PURSUANT TO ARTICLE L.511-73 OF THE MONETARY AND FINANCIAL CODE | For | None | 194150 | 0 | 0 | 0 | |||||
20 | SETTING THE CEILING FOR THE VARIABLE PART OF THE COMPENSATION OF EFFECTIVE OFFICERS AND CERTAIN CATEGORIES OF EMPLOYEES PURSUANT TO ARTICLE L.511-78 OF THE MONETARY AND FINANCIAL CODE | For | None | 194150 | 0 | 0 | 0 | |||||
21 | AMENDMENT TO THE BYLAWS RELATED TO THE REFORM REGARDING DOUBLE VOTING RIGHT IMPLEMENTED PURSUANT TO LAW NO.2014-384 OF MARCH 9, 2014 TO RECLAIM ACTUAL ECONOMY | For | None | 194150 | 0 | 0 | 0 | |||||
22 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELLATION OF SHARES | For | None | 194150 | 0 | 0 | 0 | |||||
23 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | For | None | 194150 | 0 | 0 | 0 | |||||
ROYAL DUTCH SHELL PLC, LONDON | ||||||||||||
Security: | G7690A118 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-May-2015 | ||||||||||
ISIN | GB00B03MM408 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 706050921 | Management | Total Ballot Shares: | 196605 | ||||||||
Last Vote Date: | 22-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2014, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED | For | None | 194300 | 0 | 0 | 0 | |||||
2 | THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 91 TO 98 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2014, BE APPROVED | For | None | 194300 | 0 | 0 | 0 | |||||
3 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
4 | THAT GUY ELLIOTT BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
5 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
6 | THAT SIMON HENRY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
7 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
8 | THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
9 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
10 | THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
11 | THAT HANS WIJERS BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
12 | THAT PATRICIA A. WOERTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
13 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
14 | THAT PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | For | None | 194300 | 0 | 0 | 0 | |||||
15 | THAT THE BOARD BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2015 | For | None | 194300 | 0 | 0 | 0 | |||||
16 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 147 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2016, AND THE END OF THE NEXT AGM OF THE COMPANY (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT CONTD | For | None | 194300 | 0 | 0 | 0 | |||||
17 | CONTD SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | None | None | Non Voting | ||||||||
18 | THAT IF RESOLUTION 16 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR CONTD | For | None | 194300 | 0 | 0 | 0 | |||||
19 | CONTD RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 17 AND/OR IN THE CASE OF ANY SALE OF TREASURY SHARES FOR CASH, TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF EUR 22 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2016, AND THE END OF THE NEXT AGM OF THE COMPANY BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, CONTD | None | None | Non Voting | ||||||||
20 | CONTD REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS, AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | None | None | Non Voting | ||||||||
21 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH POWER TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 633 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE CONTD | For | None | 194300 | 0 | 0 | 0 | |||||
22 | CONTD PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2016, AND THE END OF THE NEXT AGM OF THE COMPANY BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE POWER ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE POWER HAD NOT ENDED | None | None | Non Voting | ||||||||
23 | THAT THE DIRECTORS BE AUTHORISED, PURSUANT TO ARTICLE 125 OF THE COMPANY'S ARTICLES OF ASSOCIATION, TO OFFER ORDINARY SHAREHOLDERS (EXCLUDING ANY SHAREHOLDER HOLDING SHARES AS TREASURY SHARES) THE RIGHT TO CHOOSE TO RECEIVE EXTRA SHARES, CREDITED AS FULLY PAID-UP, INSTEAD OF SOME OR ALL OF ANY CASH DIVIDEND OR DIVIDENDS WHICH MAY BE DECLARED OR PAID AT ANY TIME AFTER THE DATE OF THE PASSING OF THIS RESOLUTION AND UP TO THE DATE OF THE COMPANY'S AGM IN 2018 | For | None | 194300 | 0 | 0 | 0 | |||||
24 | THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE UK COMPANIES ACT 2006 AND IN SUBSTITUTION FOR ANY PREVIOUS AUTHORITIES GIVEN TO THE COMPANY (AND ITS SUBSIDIARIES), THE COMPANY (AND ALL COMPANIES THAT ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT) BE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM; AND (B) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM. IN THE PERIOD FOR WHICH THIS AUTHORITY HAS EFFECT, IT SHALL PERMIT DONATIONS AND EXPENDITURE BY THE COMPANY AND ITS SUBSIDIARIES TO A MAXIMUM AMOUNT OF GBP 1,600,000, BUT USE OF THE AUTHORITY SHALL ALWAYS BE LIMITED AS ABOVE. THIS AUTHORITY SHALL CONTINUE FOR THE PERIOD ENDING ON MAY 18, 2019 OR THE DATE OF THE COMPANY'S AGM IN 2019, WHICHEVER IS THE EARLIER | For | None | 194300 | 0 | 0 | 0 | |||||
25 | ON DECEMBER 22, 2014, THE COMPANY RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE FOLLOWING RESOLUTION AT THE COMPANY'S 2015 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION IS GIVEN ON PAGE 10: STRATEGIC RESILIENCE FOR 2035 AND BEYOND | For | None | 194300 | 0 | 0 | 0 | |||||
STATOIL ASA, STAVANGER | ||||||||||||
Security: | R8413J103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 19-May-2015 | ||||||||||
ISIN | NO0010096985 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 706100170 | Management | Total Ballot Shares: | 125240 | ||||||||
Last Vote Date: | 01-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | None | Non Voting | ||||||||
3 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. | None | None | Non Voting | ||||||||
4 | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | None | None | Non Voting | ||||||||
5 | OPENING OF THE ANNUAL GENERAL MEETING BY THE CHAIR OF THE CORPORATE ASSEMBLY | None | None | Non Voting | ||||||||
6 | REGISTRATION OF ATTENDING SHAREHOLDERS AND PROXIES | None | None | Non Voting | ||||||||
7 | ELECTION OF CHAIR FOR THE MEETING: THE BOARD OF DIRECTORS PROPOSES THAT THE GENERAL MEETING ELECTS THE CHAIR OF THE CORPORATE ASSEMBLY, OLAUG SVARVA, AS CHAIR OF THE MEETING | For | None | 122000 | 0 | 0 | 0 | |||||
8 | APPROVAL OF THE NOTICE AND THE AGENDA | For | None | 122000 | 0 | 0 | 0 | |||||
9 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | For | None | 122000 | 0 | 0 | 0 | |||||
10 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOIL ASA AND THE STATOIL GROUP FOR 2014, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF 4Q 2014 DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A 4Q 2014 DIVIDEND OF NOK 1.80 PER SHARE, IMPLYING A TOTAL DIVIDEND OF NOK 7.20 PER SHARE FOR 2014. THE 4Q 2014 DIVIDEND ACCRUES TO THE SHAREHOLDERS AS OF 19 MAY 2015, WITH EXPECTED DIVIDEND PAYMENT ON 29 MAY 2015. THE EXPECTED PAYMENT DATE FOR DIVIDENDS IN USD TO US ADR (AMERICAN DEPOSITORY RECEIPTS) HOLDERS IS 4 JUNE 2015. THE SHARES WILL BE TRADED EX- DIVIDEND ON THE OSLO STOCK EXCHANGE FROM 20 MAY 2015. FOR US ADR HOLDERS, THE EX-DIVIDEND DATE WILL BE 19 MAY 2015 | For | None | 122000 | 0 | 0 | 0 | |||||
11 | PROPOSAL FROM SHAREHOLDERS REGARDING STATOIL'S STRATEGIC RESILIENCE FOR 2035 AND BEYOND | For | None | 122000 | 0 | 0 | 0 | |||||
12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDERS REGARDING STATOIL'S REPORTING | Against | None | 0 | 122000 | 0 | 0 | |||||
13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER REGARDING STATOIL'S STRATEGY | Against | None | 0 | 122000 | 0 | 0 | |||||
14 | REPORT ON CORPORATE GOVERNANCE | For | None | 122000 | 0 | 0 | 0 | |||||
15 | DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT | For | None | 122000 | 0 | 0 | 0 | |||||
16 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2014 | For | None | 122000 | 0 | 0 | 0 | |||||
17 | ELECTION OF NEW DEPUTY MEMBER OF THE NOMINATION COMMITTEE: AS A PERSONAL DEPUTY MEMBER FOR ELISABETH BERGE, THE NOMINATION COMMITTEE NOMINATES THE FOLLOWING MEMBER OF THE NOMINATION COMMITTEE UNTIL THE ANNUAL GENERAL MEETING IN 2016: BJORN STALE HAAVIK, DIRECTOR, MINISTRY OF PETROLEUM AND ENERGY | For | None | 122000 | 0 | 0 | 0 | |||||
18 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY | For | None | 122000 | 0 | 0 | 0 | |||||
19 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE | For | None | 122000 | 0 | 0 | 0 | |||||
20 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2014 | For | None | 122000 | 0 | 0 | 0 | |||||
21 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET TO CONTINUE OPERATION OF THE SHARE SAVINGS PLAN FOR EMPLOYEES | For | None | 122000 | 0 | 0 | 0 | |||||
22 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT | For | None | 122000 | 0 | 0 | 0 | |||||
CNOOC LTD, HONG KONG | ||||||||||||
Security: | Y1662W117 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-May-2015 | ||||||||||
ISIN | HK0883013259 | Vote Deadline Date: | 07-May-2015 | |||||||||
Agenda | 705997572 | Management | Total Ballot Shares: | 7838900 | ||||||||
Last Vote Date: | 10-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 09/LTN20150409027.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 09/LTN20150409033.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 5405000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 5405000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. WU GUANGQI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 5405000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. YANG HUA AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 5405000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. TSE HAU YIN, ALOYSIUS WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 5405000 | 0 | 0 | 0 | |||||
8 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | For | None | 5405000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 5405000 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 5405000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 5405000 | 0 | 0 | 0 | |||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 5405000 | 0 | 0 | 0 | |||||
DEUTSCHE TELEKOM AG, BONN | ||||||||||||
Security: | D2035M136 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-May-2015 | ||||||||||
ISIN | DE0005557508 | Vote Deadline Date: | 06-May-2015 | |||||||||
Agenda | 706005990 | Management | Total Ballot Shares: | 676290 | ||||||||
Last Vote Date: | 14-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT BY JUDGEMENT OF OLG COLOGNE RENDERED ON JUNE 6, 2012, ANY SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF 3 PERCENT OR MORE OF THE OUTSTANDING SHARE CAPITAL MUST REGISTER UNDER THEIR BENEFICIAL OWNER DETAILS BEFORE THE APPROPRIATE DEADLINE TO BE ABLE TO VOTE. FAILURE TO COMPLY WITH THE DECLARATION REQUIREMENTS AS STIPULATED IN SECTION 21 OF THE SECURITIES TRADE ACT (WPHG) MAY PREVENT THE SHAREHOLDER FROM VOTING AT THE GENERAL MEETINGS. THEREFORE, YOUR CUSTODIAN MAY REQUEST THAT WE REGISTER BENEFICIAL OWNER DATA FOR ALL VOTED ACCOUNTS WITH THE RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE FURTHER INFORMATION WHETHER OR NOT SUCH BO REGISTRATION WILL BE CONDUCTED FOR YOUR CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR CSR. | None | None | Non Voting | ||||||||
2 | THE SUB CUSTODIANS HAVE ADVISED THAT VOTED SHARES ARE NOT BLOCKED FOR TRADING PURPOSES I.E. THEY ARE ONLY UNAVAILABLE FOR SETTLEMENT. REGISTERED SHARES WILL BE DEREGISTERED AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. | None | None | Non Voting | ||||||||
3 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | None | None | Non Voting | ||||||||
4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | None | None | Non Voting | ||||||||
5 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 06 MAY 2015. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
6 | SUBMISSIONS TO THE SHAREHOLDERS' MEETING PURSUANT TO SECTION 176 (1) SENTENCE 1 OF THE GERMAN STOCK CORPORATION ACT (AKTIENGESETZ-AKTG) | None | None | Non Voting | ||||||||
7 | RESOLUTION ON THE APPROPRIATION OF NET INCOME: THE NET INCOME OF EUR 4,666,823,501.86 POSTED IN THE 2014 FINANCIAL YEAR SHALL BE USED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.50 PER NO PAR VALUE SHARE CARRYING DIVIDEND RIGHTS WITH MATURITY DATE ON JUNE 17, 2015 = EUR 2,257,346,821.00 AND CARRY FORWARD THE REMAINING BALANCE TO UNAPPROPRIATED NET INCOME = EUR 2,409,476,680.86 | For | None | 661410 | 0 | 0 | 0 | |||||
8 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2014 FINANCIAL YEAR | For | None | 661410 | 0 | 0 | 0 | |||||
9 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2014 FINANCIAL YEAR | For | None | 661410 | 0 | 0 | 0 | |||||
10 | RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE GROUP AUDITOR FOR THE 2015 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT (SECTION 37W, SECTION 37Y NO. 2 GERMAN SECURITIES TRADING ACT (WERTPAPIERHANDELSGESETZ-WPHG) IN THE 2015 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT | For | None | 661410 | 0 | 0 | 0 | |||||
11 | ELECTION OF A SUPERVISORY BOARD MEMBER: THE CURRENT TERM OF OFFICE FOR DR. WULF H. BERNOTAT, MEMBER OF THE SUPERVISORY BOARD ELECTED BY THE SHAREHOLDERS' MEETING, EXPIRES AT THE END OF THE SHAREHOLDERS' MEETING ON MAY 21, 2015. DR. WULF H. BERNOTAT IS TO BE ELECTED TO A FURTHER TERM OF OFFICE ON THE SUPERVISORY BOARD BY THE SHAREHOLDERS' MEETING | For | None | 661410 | 0 | 0 | 0 | |||||
12 | ELECTION OF A SUPERVISORY BOARD MEMBER: SUPERVISORY BOARD MEMBER DR. H. C. BERNHARD WALTER PASSED AWAY ON JANUARY 11, 2015. A NEW MEMBER WAS THEN APPOINTED TO THE SUPERVISORY BOARD BY COURT ORDER, HOWEVER, THIS MEMBER HAS SINCE RESIGNED HIS SEAT. THE SHAREHOLDERS' MEETING IS NOW TO ELECT PROF. DR. MICHAEL KASCHKE AS A SUPERVISORY BOARD MEMBER. AN APPLICATION FOR THE APPOINTMENT OF PROF. DR. MICHAEL KASCHKE BY COURT ORDER FOR THE PERIOD UP TO THE END OF THE SHAREHOLDERS' MEETING ON MAY 21, 2015 HAS ALREADY BEEN MADE | For | None | 661410 | 0 | 0 | 0 | |||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERM | ||||||||||||
Security: | F61824144 | Meeting Type: | MIX | |||||||||
Ticker: | Meeting Date: | 22-May-2015 | ||||||||||
ISIN | FR0000121261 | Vote Deadline Date: | 08-May-2015 | |||||||||
Agenda | 705878392 | Management | Total Ballot Shares: | 105180 | ||||||||
Last Vote Date: | 12-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | None | Non Voting | ||||||||
2 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2015/0309/201503091500420.pdf | None | None | Non Voting | ||||||||
4 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | For | None | 103100 | 0 | 0 | 0 | |||||
5 | ALLOCATION OF INCOME FOR THE 2014 FINANCIAL YEAR AND SETTING THE DIVIDEND OF EUR 2.50 PER SHARE | For | None | 103100 | 0 | 0 | 0 | |||||
6 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | For | None | 103100 | 0 | 0 | 0 | |||||
7 | PRESENTATION OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS PURSUANT TO ARTICLE L.226-10 OF THE COMMERCIAL CODE AND ACKNOWLEDGEMENT OF ABSENCE OF NEW AGREEMENTS | For | None | 103100 | 0 | 0 | 0 | |||||
8 | AUTHORIZATION TO BE GRANTED TO THE CHAIRMAN OF THE EXECUTIVE BOARD TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES IN ACCORDANCE WITH A SHARE BUYBACK PROGRAM WITH A MINIMUM PURCHASE PRICE OF 140 EUROS PER SHARES, EXCEPT DURING PERIODS OF PUBLIC OFFERING | For | None | 103100 | 0 | 0 | 0 | |||||
9 | ADVISORY REVIEW OF THE COMPENSATION OWED OR PAID TO MR. JEAN-DOMINIQUE SENARD, CHAIRMAN OF THE EXECUTIVE BOARD FOR THE 2014 FINANCIAL YEAR | For | None | 103100 | 0 | 0 | 0 | |||||
10 | RENEWAL OF TERM OF MRS. BARBARA DALIBARD AS SUPERVISORY BOARD MEMBER | For | None | 103100 | 0 | 0 | 0 | |||||
11 | APPOINTMENT OF MRS. ARUNA JAYANTHI AS SUPERVISORY BOARD MEMBER | For | None | 103100 | 0 | 0 | 0 | |||||
12 | AUTHORIZATION TO BE GRANTED TO THE CHAIRMAN OF THE EXECUTIVE BOARD TO REDUCE CAPITAL BY CANCELLATION OF SHARES | For | None | 103100 | 0 | 0 | 0 | |||||
13 | AMENDMENT TO THE BYLAWS REGARDING THE CHANGE OF THE DATE FOR ESTABLISHING THE LIST OF PERSONS ENTITLED TO PARTICIPATE IN GENERAL MEETINGS OF SHAREHOLDERS - ARTICLE 22 | For | None | 103100 | 0 | 0 | 0 | |||||
14 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | For | None | 103100 | 0 | 0 | 0 | |||||
BAYER AG, LEVERKUSEN | ||||||||||||
Security: | D0712D163 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2015 | ||||||||||
ISIN | DE000BAY0017 | Vote Deadline Date: | 12-May-2015 | |||||||||
Agenda | 705949343 | Management | Total Ballot Shares: | 59024 | ||||||||
Last Vote Date: | 02-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please note that by judgement of OLG Cologne rendered on June 6, 2012, any shareholder who holds an aggregate total of 3 percent or more of the outstanding share capital must register under their beneficial owner details before the appropriate deadline to be able to vote. Failure to comply with the declaration requirements as stipulated in section 21 of the Securities Trade Act (WpHG) may prevent the shareholder from voting at the general meetings. Therefore, your custodian may request that we register beneficial owner data for all voted accounts with the respective sub custodian. If you require further information whether or not such BO registration will be conducted for your custodians accounts, please contact your CSR. | None | None | Non Voting | ||||||||
2 | The sub-custodian banks optimized their processes and established solutions, which do not require share blocking. Registered shares will be deregistered according to trading activities or at the deregistration date by the sub custodians. In order to deliver/settle a voted position before the deregistration date a voting instruction cancellation and de- registration request needs to be sent. Please contact your CSR for further information. | None | None | Non Voting | ||||||||
3 | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change and will be updated as soon as Broadridge receives confirmation from the sub custodians regarding their instruction deadline. For any queries please contact your Client Services Representative. | None | None | Non Voting | ||||||||
4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN | None | None | Non Voting | ||||||||
SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | ||||||||||||
5 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.05.2015. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
6 | Presentation of the adopted annual financial statements 3 and the approved consolidated financial statements, the Combined Management Report, the report of the Supervisory Board, the explanatory report by the Board of Management on takeover-related information, and the proposal by the Board of Management on the use of the distributable profit for the fiscal year 2014, and resolution on the use of the distributable profit | For | None | 58189 | 0 | 0 | 0 | |||||
7 | Ratification of the actions of the members of the Board of Management | For | None | 58189 | 0 | 0 | 0 | |||||
8 | Ratification of the actions of the members of the Supervisory Board | For | None | 58189 | 0 | 0 | 0 | |||||
9 | Supervisory Board election: Prof. Dr. Dr. h.c. mult. Otmar D. Wiestler | For | None | 58189 | 0 | 0 | 0 | |||||
10 | Amendment of the Object of the Company (Section 2, Paragraph 1 of the Articles of Incorporation) | For | None | 58189 | 0 | 0 | 0 | |||||
11 | Election of the auditor of the financial statements and for the review of the half-yearly financial report: PricewaterhouseCoopers Aktiengesellschaft | For | None | 58189 | 0 | 0 | 0 | |||||
DEUTSCHE POST AG, BONN | ||||||||||||
Security: | D19225107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2015 | ||||||||||
ISIN | DE0005552004 | Vote Deadline Date: | 12-May-2015 | |||||||||
Agenda | 706039078 | Management | Total Ballot Shares: | 244660 | ||||||||
Last Vote Date: | 18-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please note that by judgement of OLG Cologne rendered on June 6, 2012, any shareholder who holds an aggregate total of 3 percent or more of the outstanding share capital must register under their beneficial owner details before the appropriate deadline to be able to vote. Failure to comply with the declaration requirements as stipulated in section 21 of the Securities Trade Act (WpHG) may prevent the shareholder from voting at the general meetings. Therefore, your custodian may request that we register beneficial owner data for all voted accounts with the respective sub custodian. If you require further information whether or not such BO registration will be conducted for your custodians accounts, please contact your CSR. | None | None | Non Voting | ||||||||
2 | The sub-custodian banks optimized their processes and established solutions, which do not require share blocking. Registered shares will be deregistered according to trading activities or at the deregistration date by the sub custodians. In order to deliver/settle a voted position before the deregistration date a voting instruction cancellation and de- registration request needs to be sent. Please contact your CSR for further information. | None | None | Non Voting | ||||||||
3 | The Vote/Registration Deadline as displayed on ProxyEdge is subject to change and will be updated as soon as Broadridge receives confirmation from the sub custodians regarding their instruction deadline. For any queries please contact your Client Services Representative. | None | None | Non Voting | ||||||||
4 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN | None | None | Non Voting | ||||||||
SECURITIES TRADING ACT (WpHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | ||||||||||||
5 | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12.05.2015. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | None | None | Non Voting | ||||||||
6 | Presentation of the adopted annual financial statements and approved consolidated financial statements, of the management reports for the Company and the Group with the explanatory report on information in accordance with Sections 289 (4), 315 (4) of the German Commercial Code (Handelsgesetzbuch, "HGB") and in accordance with Section 289 (5) HGB and of the report by the Supervisory Board for fiscal year 2014. | None | None | Non Voting | ||||||||
7 | Appropriation of available net earnings | For | None | 241250 | 0 | 0 | 0 | |||||
8 | Approval of the actions of the members of the Board of Management | For | None | 241250 | 0 | 0 | 0 | |||||
9 | Approval of the actions of the members of the Supervisory Board | For | None | 241250 | 0 | 0 | 0 | |||||
10 | Appointment of the independent auditors for fiscal year 2015 and the independent auditors for the audit review of the Group's condensed financial statements and the interim management report as of June 30, 2015: PricewaterhouseCoopers AG | For | None | 241250 | 0 | 0 | 0 | |||||
11 | Election to the Supervisory Board: Mr. Roland Oetker | For | None | 241250 | 0 | 0 | 0 | |||||
12 | Amendment to the Articles of Association | For | None | 241250 | 0 | 0 | 0 | |||||
MTN GROUP LTD, FAIRLANDS | ||||||||||||
Security: | S8039R108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2015 | ||||||||||
ISIN | ZAE000042164 | Vote Deadline Date: | 14-May-2015 | |||||||||
Agenda | 706129372 | Management | Total Ballot Shares: | 644365 | ||||||||
Last Vote Date: | 07-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RE-ELECTION OF A HARPER AS DIRECTOR | For | None | 425500 | 0 | 0 | 0 | |||||
2 | RE-ELECTION OF NP MAGEZA AS A DIRECTOR | For | None | 425500 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF MLD MAROLE AS A DIRECTOR | For | None | 425500 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF JHN STRYDOM AS A DIRECTOR | For | None | 425500 | 0 | 0 | 0 | |||||
5 | RE-ELECTION OF AF VAN BILJON AS A DIRECTOR | For | None | 425500 | 0 | 0 | 0 | |||||
6 | ELECTION OF KC RAMON AS A DIRECTOR | For | None | 425500 | 0 | 0 | 0 | |||||
7 | TO ELECT KC RAMON AS A MEMBER OF THE AUDIT COMMITTEE | For | None | 425500 | 0 | 0 | 0 | |||||
8 | TO ELECT NP MAGEZA AS A MEMBER OF THE AUDIT COMMITTEE | For | None | 425500 | 0 | 0 | 0 | |||||
9 | TO ELECT MJN NJEKE AS A MEMBER OF THE AUDIT COMMITTEE | For | None | 425500 | 0 | 0 | 0 | |||||
10 | TO ELECT J VAN ROOYEN AS A MEMBER OF THE AUDIT COMMITTEE | For | None | 425500 | 0 | 0 | 0 | |||||
11 | RE-APPOINTMENT OF JOINT INDEPENDENT AUDITORS: PRICEWATERHOUSECOOPERS INC. AND SIZWENTSALUBAGOBODO INC. | For | None | 425500 | 0 | 0 | 0 | |||||
12 | GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES | For | None | 425500 | 0 | 0 | 0 | |||||
13 | GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES FOR CASH | For | None | 425500 | 0 | 0 | 0 | |||||
14 | ENDORSEMENT OF THE REMUNERATION PHILOSOPHY (POLICY) | For | None | 425500 | 0 | 0 | 0 | |||||
15 | TO APPROVE THE REMUNERATION PAYABLE TO NON-EXECUTIVE DIRECTORS | For | None | 425500 | 0 | 0 | 0 | |||||
16 | TO APPROVE A GENERAL AUTHORITY FOR THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES TO REPURCHASE OR PURCHASE, AS THE CASE MAY BE, SHARES IN THE COMPANY | For | None | 425500 | 0 | 0 | 0 | |||||
17 | TO APPROVE THE GRANTING OF FINANCIAL ASSISTANCE BY THE COMPANY TO ITS SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED COMPANIES AND CORPORATIONS AND TO DIRECTORS, PRESCRIBED OFFICERS AND OTHER PERSONS PARTICIPATING IN SHARE OR OTHER EMPLOYEE INCENTIVE SCHEMES | For | None | 425500 | 0 | 0 | 0 | |||||
18 | TO APPROVE THE AMENDMENTS TO THE PERFORMANCE SHARE PLAN 2010 RULES | For | None | 425500 | 0 | 0 | 0 | |||||
TOTAL S.A. | ||||||||||||
Security: | 89151E109 | Meeting Type: | Annual | |||||||||
Ticker: | TOT | Meeting Date: | 29-May-2015 | |||||||||
ISIN | US89151E1091 | Vote Deadline Date: | 20-May-2015 | |||||||||
Agenda | 934220461 | Management | Total Ballot Shares: | 1437332.7551 | ||||||||
Last Vote Date: | 08-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENTS OF THE PARENT COMPANY FOR THE 2014 FISCAL YEAR. | For | None | 100400 | 0 | 0 | 0 | |||||
2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FISCAL YEAR. | For | None | 100400 | 0 | 0 | 0 | |||||
3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND AND OPTION FOR THE PAYMENT OF THE REMAINING DIVIDEND FOR THE 2014 FISCAL YEAR IN NEW SHARES. | For | None | 100400 | 0 | 0 | 0 | |||||
4 | OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS FOR THE 2015 FISCAL YEAR IN NEW SHARES-DELEGATION OF POWERS TO THE BOARD OF DIRECTORS. | For | None | 100400 | 0 | 0 | 0 | |||||
5 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY. | For | None | 100400 | 0 | 0 | 0 | |||||
6 | RENEWAL OF THE APPOINTMENT OF MR. PATRICK ARTUS AS A DIRECTOR. | For | None | 100400 | 0 | 0 | 0 | |||||
7 | RENEWAL OF THE APPOINTMENT OF MS. ANNE-MARIE IDRAC AS A DIRECTOR. | For | None | 100400 | 0 | 0 | 0 | |||||
8 | APPOINTMENT OF MR. PATRICK POUYANNE AS A DIRECTOR. | For | None | 100400 | 0 | 0 | 0 | |||||
9 | COMMITMENTS UNDER ARTICLE L. 225-42-1 OF THE FRENCH COMMERCIAL CODE CONCERNING MR. PATRICK POUYANNE. | For | None | 100400 | 0 | 0 | 0 | |||||
10 | ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2014 TO MR. THIERRY DESMAREST CHAIRMAN OF THE COMPANY SINCE OCTOBER 22, 2014. | For | None | 100400 | 0 | 0 | 0 | |||||
11 | ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2014 TO MR. PATRICK POUYANNE, CHIEF EXECUTIVE OFFICER OF THE COMPANY SINCE OCTOBER 22, 2014. | For | None | 100400 | 0 | 0 | 0 | |||||
12 | ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2014 TO MR. CHRISTOPHE DE MARGERIE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER UNTIL OCTOBER 20, 2014. | For | None | 100400 | 0 | 0 | 0 | |||||
13 | RECOMMENDATION TO THE BOARD OF DIRECTORS FOR FAIR PROFIT-SHARING BETWEEN SHAREHOLDERS AND EMPLOYEES. (PLEASE REFER TO RESOLUTION A IN THE NOTICE OF MEETING). | Against | None | 100400 | 0 | 0 | 0 | |||||
BOC HONG KONG (HOLDINGS) LTD, HONG KONG | ||||||||||||
Security: | Y0920U103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 16-Jun-2015 | ||||||||||
ISIN | HK2388011192 | Vote Deadline Date: | 02-Jun-2015 | |||||||||
Agenda | 705999348 | Management | Total Ballot Shares: | 2374900 | ||||||||
Last Vote Date: | 11-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 10/LTN20150410571.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 10/LTN20150410561.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED STATEMENT OF ACCOUNTS AND THE REPORTS OF DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2330500 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.575 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2330500 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. CHEN SIQING AS A DIRECTOR OF THE COMPANY | For | None | 2330500 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. KOH BENG SENG AS A DIRECTOR OF THE COMPANY | For | None | 2330500 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. TUNG SAVIO WAI-HOK AS A DIRECTOR OF THE COMPANY | For | None | 2330500 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MDM. CHENG EVA AS A DIRECTOR OF THE COMPANY | For | None | 2330500 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT MR. LI JIUZHONG AS A DIRECTOR OF THE COMPANY | For | None | 2330500 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | For | None | 2330500 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20% OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 2330500 | 0 | 0 | 0 | |||||
12 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 2330500 | 0 | 0 | 0 | |||||
13 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO OF THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | For | None | 2330500 | 0 | 0 | 0 | |||||
HONDA MOTOR CO.,LTD. | ||||||||||||
Security: | J22302111 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-Jun-2015 | ||||||||||
ISIN | JP3854600008 | Vote Deadline Date: | 01-Jun-2015 | |||||||||
Agenda | 706205211 | Management | Total Ballot Shares: | 343300 | ||||||||
Last Vote Date: | 29-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Approve Appropriation of Surplus | For | None | 337000 | 0 | 0 | 0 | |||||
3 | Appoint a Director Ike, Fumihiko | For | None | 337000 | 0 | 0 | 0 | |||||
4 | Appoint a Director Ito, Takanobu | For | None | 337000 | 0 | 0 | 0 | |||||
5 | Appoint a Director Iwamura, Tetsuo | For | None | 337000 | 0 | 0 | 0 | |||||
6 | Appoint a Director Fukuo, Koichi | For | None | 337000 | 0 | 0 | 0 | |||||
7 | Appoint a Director Matsumoto, Yoshiyuki | For | None | 337000 | 0 | 0 | 0 | |||||
8 | Appoint a Director Yamane, Yoshi | For | None | 337000 | 0 | 0 | 0 | |||||
9 | Appoint a Director Hachigo, Takahiro | For | None | 337000 | 0 | 0 | 0 | |||||
10 | Appoint a Director Yoshida, Masahiro | For | None | 337000 | 0 | 0 | 0 | |||||
11 | Appoint a Director Takeuchi, Kohei | For | None | 337000 | 0 | 0 | 0 | |||||
12 | Appoint a Director Kuroyanagi, Nobuo | For | None | 337000 | 0 | 0 | 0 | |||||
13 | Appoint a Director Kunii, Hideko | For | None | 337000 | 0 | 0 | 0 | |||||
14 | Appoint a Director Aoyama, Shinji | For | None | 337000 | 0 | 0 | 0 | |||||
15 | Appoint a Director Kaihara, Noriya | For | None | 337000 | 0 | 0 | 0 | |||||
16 | Appoint a Director Igarashi, Masayuki | For | None | 337000 | 0 | 0 | 0 | |||||
17 | Appoint a Corporate Auditor Takaura, Hideo | For | None | 337000 | 0 | 0 | 0 | |||||
18 | Appoint a Corporate Auditor Tamura, Mayumi | For | None | 337000 | 0 | 0 | 0 | |||||
RIOCAN REAL ESTATE INVESTMENT TRUST | ||||||||||||
Security: | 766910103 | Meeting Type: | Annual and Special Meeting | |||||||||
Ticker: | RIOCF | Meeting Date: | 17-Jun-2015 | |||||||||
ISIN | CA7669101031 | Vote Deadline Date: | 12-Jun-2015 | |||||||||
Agenda | 934222910 | Management | Total Ballot Shares: | 770981.695 | ||||||||
Last Vote Date: | 13-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | WITH RESPECT TO THE ELECTION OF THE TRUSTEES OF THE TRUST: BONNIE BROOKS | For | None | 147450 | 0 | 0 | 0 | |||||
2 | CLARE R. COPELAND | For | None | 147450 | 0 | 0 | 0 | |||||
3 | RAYMOND M. GELGOOT | For | None | 147450 | 0 | 0 | 0 | |||||
4 | PAUL GODFREY, C.M., O.ONT | For | None | 147450 | 0 | 0 | 0 | |||||
5 | DALE H. LASTMAN | For | None | 147450 | 0 | 0 | 0 | |||||
6 | JANE MARSHALL | For | None | 147450 | 0 | 0 | 0 | |||||
7 | SHARON SALLOWS | For | None | 147450 | 0 | 0 | 0 | |||||
8 | EDWARD SONSHINE, O.ONT., Q.C. | For | None | 147450 | 0 | 0 | 0 | |||||
9 | LUC VANNESTE | For | None | 147450 | 0 | 0 | 0 | |||||
10 | CHARLES M. WINOGRAD | For | None | 147450 | 0 | 0 | 0 | |||||
11 | THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE TRUST AND AUTHORIZATION OF THE TRUST'S BOARD OF TRUSTEES TO FIX THE AUDITORS' REMUNERATION | For | None | 147450 | 0 | 0 | 0 | |||||
12 | THE ORDINARY RESOLUTION SET FORTH IN APPENDIX "A" TO THE MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR") AUTHORIZING AND APPROVING AN AMENDMENT TO THE TRUST'S 2013 AMENDED AND RESTATED UNIT OPTION PLAN TO INCREASE THE MAXIMUM NUMBER OF UNITS AVAILABLE FOR GRANT UNDER OPTIONS AND TO MAKE CERTAIN ANCILLARY AMENDMENTS | For | None | 147450 | 0 | 0 | 0 | |||||
13 | THE ORDINARY RESOLUTION SET FORTH IN APPENDIX "B" TO THE CIRCULAR AUTHORIZING AND APPROVING CERTAIN AMENDMENTS TO THE AMENDED AND RESTATED DECLARATION OF TRUST MADE AS OF JUNE 5, 2013 (THE "DECLARATION OF TRUST") DESIGNED TO FURTHER ALIGN THE DECLARATION OF TRUST WITH EVOLVING GOVERNANCE BEST PRACTICES | For | None | 147450 | 0 | 0 | 0 | |||||
14 | THE NON-BINDING SAY-ON-PAY ADVISORY RESOLUTION SET FORTH IN THE CIRCULAR ON THE TRUST'S APPROACH TO EXECUTIVE COMPENSATION. | For | None | 147450 | 0 | 0 | 0 | |||||
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | ||||||||||||
Security: | J59396101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 26-Jun-2015 | ||||||||||
ISIN | JP3735400008 | Vote Deadline Date: | 10-Jun-2015 | |||||||||
Agenda | 706216593 | Management | Total Ballot Shares: | 196790 | ||||||||
Last Vote Date: | 01-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Please reference meeting materials. | None | None | Non Voting | ||||||||
2 | Approve Appropriation of Surplus | For | None | 192100 | 0 | 0 | 0 | |||||
3 | Amend Articles to: Adopt Reduction of Liability System for Non-Executive Directors and Corporate Auditors, Adopt the Company to make distributions of surplus to foreign shareholders and other shareholders who were restricted from being entered or registered on the Company's register of shareholders | For | None | 192100 | 0 | 0 | 0 | |||||
4 | Appoint a Director Hiroi, Takashi | For | None | 192100 | 0 | 0 | 0 | |||||
5 | Appoint a Corporate Auditor Kosaka, Kiyoshi | For | None | 192100 | 0 | 0 | 0 | |||||
6 | Appoint a Corporate Auditor Ide, Akiko | For | None | 192100 | 0 | 0 | 0 | |||||
7 | Appoint a Corporate Auditor Tomonaga, Michiko | For | None | 192100 | 0 | 0 | 0 | |||||
8 | Appoint a Corporate Auditor Ochiai, Seiichi | For | None | 192100 | 0 | 0 | 0 | |||||
9 | Appoint a Corporate Auditor Iida, Takashi | For | None | 192100 | 0 | 0 | 0 |
Cullen Small Cap Value Fund
Meeting Date Range: 01-Jul-2014 To 30-Jun-2015 | ||||||||||||
Selected Accounts | ||||||||||||
TIDEWATER INC. | ||||||||||||
Security: | 886423102 | Meeting Type: | Annual | |||||||||
Ticker: | TDW | Meeting Date: | 31-Jul-2014 | |||||||||
ISIN | US8864231027 | Vote Deadline Date: | 30-Jul-2014 | |||||||||
Agenda | 934051335 | Management | Total Ballot Shares: | 93738 | ||||||||
Last Vote Date: | 25-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | M. JAY ALLISON | 5850 | 0 | 0 | 0 | |||||||
2 | JAMES C. DAY | 5850 | 0 | 0 | 0 | |||||||
3 | RICHARD T. DU MOULIN | 5850 | 0 | 0 | 0 | |||||||
4 | MORRIS E. FOSTER | 5850 | 0 | 0 | 0 | |||||||
5 | J. WAYNE LEONARD | 5850 | 0 | 0 | 0 | |||||||
6 | RICHARD A. PATTAROZZI | 5850 | 0 | 0 | 0 | |||||||
7 | JEFFREY M. PLATT | 5850 | 0 | 0 | 0 | |||||||
8 | ROBERT L. POTTER | 5850 | 0 | 0 | 0 | |||||||
9 | NICHOLAS J. SUTTON | 5850 | 0 | 0 | 0 | |||||||
10 | CINDY B. TAYLOR | 5850 | 0 | 0 | 0 | |||||||
11 | JACK E. THOMPSON | 5850 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 5850 | 0 | 0 | 0 | |||||
3 | Approve Stock Compensation Plan | For | None | 5850 | 0 | 0 | 0 | |||||
4 | Ratify Appointment of Independent Auditors | For | None | 5850 | 0 | 0 | 0 | |||||
ALERE INC. | ||||||||||||
Security: | 01449J105 | Meeting Type: | Annual | |||||||||
Ticker: | ALR | Meeting Date: | 21-Aug-2014 | |||||||||
ISIN | US01449J1051 | Vote Deadline Date: | 20-Aug-2014 | |||||||||
Agenda | 934058707 | Management | Total Ballot Shares: | 179675 | ||||||||
Last Vote Date: | 18-Jul-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 10470 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 10470 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 10470 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 10470 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 10470 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 10470 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 10470 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 10470 | 0 | 0 | 0 | |||||
9 | Authorize Common Stock Increase | For | None | 10470 | 0 | 0 | 0 | |||||
10 | Adopt Employee Stock Purchase Plan | For | None | 10470 | 0 | 0 | 0 | |||||
11 | Approve Charter Amendment | For | None | 10470 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | None | 10470 | 0 | 0 | 0 | |||||
13 | 14A Executive Compensation | For | None | 10470 | 0 | 0 | 0 | |||||
AVNET,INC. | ||||||||||||
Security: | 053807103 | Meeting Type: | Annual | |||||||||
Ticker: | AVT | Meeting Date: | 06-Nov-2014 | |||||||||
ISIN | US0538071038 | Vote Deadline Date: | 05-Nov-2014 | |||||||||
Agenda | 934078507 | Management | Total Ballot Shares: | 172235 | ||||||||
Last Vote Date: | 26-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 8900 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 8900 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 8900 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 8900 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 8900 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 8900 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 8900 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 8900 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 8900 | 0 | 0 | 0 | |||||
10 | 14A Executive Compensation | For | None | 8900 | 0 | 0 | 0 | |||||
11 | Ratify Appointment of Independent Auditors | For | None | 8900 | 0 | 0 | 0 | |||||
CRACKER BARREL OLD COUNTRY STORE INC | ||||||||||||
Security: | 22410J106 | Meeting Type: | Annual | |||||||||
Ticker: | CBRL | Meeting Date: | 13-Nov-2014 | |||||||||
ISIN | US22410J1060 | Vote Deadline Date: | 12-Nov-2014 | |||||||||
Agenda | 934082289 | Management | Total Ballot Shares: | 15012 | ||||||||
Last Vote Date: | 04-Oct-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | JAMES W. BRADFORD | 850 | 0 | 0 | 0 | |||||||
2 | THOMAS H. BARR | 850 | 0 | 0 | 0 | |||||||
3 | SANDRA B. COCHRAN | 850 | 0 | 0 | 0 | |||||||
4 | GLENN A. DAVENPORT | 850 | 0 | 0 | 0 | |||||||
5 | RICHARD J. DOBKIN | 850 | 0 | 0 | 0 | |||||||
6 | NORMAN E. JOHNSON | 850 | 0 | 0 | 0 | |||||||
7 | WILLIAM W. MCCARTEN | 850 | 0 | 0 | 0 | |||||||
8 | COLEMAN H. PETERSON | 850 | 0 | 0 | 0 | |||||||
9 | ANDREA M. WEISS | 850 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 850 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 850 | 0 | 0 | 0 | |||||
ASCENA RETAIL GROUP, INC. | ||||||||||||
Security: | 04351G101 | Meeting Type: | Annual | |||||||||
Ticker: | ASNA | Meeting Date: | 11-Dec-2014 | |||||||||
ISIN | US04351G1013 | Vote Deadline Date: | 10-Dec-2014 | |||||||||
Agenda | 934094741 | Management | Total Ballot Shares: | 328099 | ||||||||
Last Vote Date: | 04-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | DAVID JAFFE | 20150 | 0 | 0 | 0 | |||||||
2 | KLAUS EPPLER | 20150 | 0 | 0 | 0 | |||||||
3 | KATE BUGGELN | 20150 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 20150 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 20150 | 0 | 0 | 0 | |||||
SONIC AUTOMOTIVE, INC. | ||||||||||||
Security: | 83545G102 | Meeting Type: | Annual | |||||||||
Ticker: | SAH | Meeting Date: | 14-Apr-2015 | |||||||||
ISIN | US83545G1022 | Vote Deadline Date: | 13-Apr-2015 | |||||||||
Agenda | 934132604 | Management | Total Ballot Shares: | 113255 | ||||||||
Last Vote Date: | 04-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | O. BRUTON SMITH | 9700 | 0 | 0 | 0 | |||||||
2 | B. SCOTT SMITH | 9700 | 0 | 0 | 0 | |||||||
3 | DAVID BRUTON SMITH | 9700 | 0 | 0 | 0 | |||||||
4 | WILLIAM I. BELK | 9700 | 0 | 0 | 0 | |||||||
5 | WILLIAM R. BROOKS | 9700 | 0 | 0 | 0 | |||||||
6 | BERNARD C. BYRD, JR. | 9700 | 0 | 0 | 0 | |||||||
7 | VICTOR H. DOOLAN | 9700 | 0 | 0 | 0 | |||||||
8 | JOHN W. HARRIS III | 9700 | 0 | 0 | 0 | |||||||
9 | ROBERT HELLER | 9700 | 0 | 0 | 0 | |||||||
10 | R. EUGENE TAYLOR | 9700 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 9700 | 0 | 0 | 0 | |||||
3 | 14A Executive Compensation | For | None | 9700 | 0 | 0 | 0 | |||||
4 | Amend Stock Compensation Plan | For | None | 9700 | 0 | 0 | 0 | |||||
SPIRIT AEROSYSTEMS HOLDINGS INC | ||||||||||||
Security: | 848574109 | Meeting Type: | Annual | |||||||||
Ticker: | SPR | Meeting Date: | 22-Apr-2015 | |||||||||
ISIN | US8485741099 | Vote Deadline Date: | 21-Apr-2015 | |||||||||
Agenda | 934148188 | Management | Total Ballot Shares: | 88531 | ||||||||
Last Vote Date: | 21-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | CHARLES L. CHADWELL | 6350 | 0 | 0 | 0 | |||||||
2 | PAUL FULCHINO | 6350 | 0 | 0 | 0 | |||||||
3 | RICHARD GEPHARDT | 6350 | 0 | 0 | 0 | |||||||
4 | ROBERT JOHNSON | 6350 | 0 | 0 | 0 | |||||||
5 | RONALD KADISH | 6350 | 0 | 0 | 0 | |||||||
6 | CHRISTOPHER E. KUBASIK | 6350 | 0 | 0 | 0 | |||||||
7 | LARRY A. LAWSON | 6350 | 0 | 0 | 0 | |||||||
8 | JOHN L. PLUEGER | 6350 | 0 | 0 | 0 | |||||||
9 | FRANCIS RABORN | 6350 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 6350 | 0 | 0 | 0 | |||||
3 | Approve Charter Amendment | For | None | 6350 | 0 | 0 | 0 | |||||
AGCO CORPORATION | ||||||||||||
Security: | 001084102 | Meeting Type: | Annual | |||||||||
Ticker: | AGCO | Meeting Date: | 23-Apr-2015 | |||||||||
ISIN | US0010841023 | Vote Deadline Date: | 22-Apr-2015 | |||||||||
Agenda | 934155296 | Management | Total Ballot Shares: | 41668 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 4500 | 0 | 0 | 0 | |||||
11 | 14A Executive Compensation | For | None | 4500 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | None | 4500 | 0 | 0 | 0 | |||||
THE BABCOCK & WILCOX COMPANY | ||||||||||||
Security: | 05615F102 | Meeting Type: | Annual | |||||||||
Ticker: | BWC | Meeting Date: | 01-May-2015 | |||||||||
ISIN | US05615F1021 | Vote Deadline Date: | 30-Apr-2015 | |||||||||
Agenda | 934142910 | Management | Total Ballot Shares: | 80305 | ||||||||
Last Vote Date: | 21-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | JAN A. BERTSCH | 9000 | 0 | 0 | 0 | |||||||
2 | THOMAS A. CHRISTOPHER | 9000 | 0 | 0 | 0 | |||||||
3 | STEPHEN G. HANKS | 9000 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 9000 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 9000 | 0 | 0 | 0 | |||||
HUBBELL INCORPORATED | ||||||||||||
Security: | 443510201 | Meeting Type: | Annual | |||||||||
Ticker: | HUBB | Meeting Date: | 05-May-2015 | |||||||||
ISIN | US4435102011 | Vote Deadline Date: | 04-May-2015 | |||||||||
Agenda | 934145093 | Management | Total Ballot Shares: | 12648 | ||||||||
Last Vote Date: | 19-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | CARLOS M. CARDOSO | 1670 | 0 | 0 | 0 | |||||||
2 | ANTHONY J. GUZZI | 1670 | 0 | 0 | 0 | |||||||
3 | NEAL J. KEATING | 1670 | 0 | 0 | 0 | |||||||
4 | JOHN F. MALLOY | 1670 | 0 | 0 | 0 | |||||||
5 | DAVID G. NORD | 1670 | 0 | 0 | 0 | |||||||
6 | CARLOS A. RODRIGUEZ | 1670 | 0 | 0 | 0 | |||||||
7 | JOHN G. RUSSELL | 1670 | 0 | 0 | 0 | |||||||
8 | STEVEN R. SHAWLEY | 1670 | 0 | 0 | 0 | |||||||
9 | RICHARD J. SWIFT | 1670 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 1670 | 0 | 0 | 0 | |||||
3 | Amend Stock Compensation Plan | For | None | 1670 | 0 | 0 | 0 | |||||
ASSURED GUARANTY LTD. | ||||||||||||
Security: | G0585R106 | Meeting Type: | Annual | |||||||||
Ticker: | AGO | Meeting Date: | 06-May-2015 | |||||||||
ISIN | BMG0585R1060 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 934140245 | Management | Total Ballot Shares: | 108174 | ||||||||
Last Vote Date: | 28-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | FRANCISCO L. BORGES* | 8600 | 0 | 0 | 0 | |||||||
2 | G. LAWRENCE BUHL* | 8600 | 0 | 0 | 0 | |||||||
3 | STEPHEN A. COZEN* | 8600 | 0 | 0 | 0 | |||||||
4 | DOMINIC J. FREDERICO* | 8600 | 0 | 0 | 0 | |||||||
5 | BONNIE L. HOWARD* | 8600 | 0 | 0 | 0 | |||||||
6 | PATRICK W. KENNY* | 8600 | 0 | 0 | 0 | |||||||
7 | SIMON W. LEATHES* | 8600 | 0 | 0 | 0 | |||||||
8 | MICHAEL T. O'KANE* | 8600 | 0 | 0 | 0 | |||||||
9 | YUKIKO OMURA* | 8600 | 0 | 0 | 0 | |||||||
10 | HOWARD W. ALBERT# | 8600 | 0 | 0 | 0 | |||||||
11 | ROBERT A. BAILENSON# | 8600 | 0 | 0 | 0 | |||||||
12 | RUSSELL B. BREWER II# | 8600 | 0 | 0 | 0 | |||||||
13 | GARY BURNET# | 8600 | 0 | 0 | 0 | |||||||
14 | STEPHEN DONNARUMMA# | 8600 | 0 | 0 | 0 | |||||||
15 | DOMINIC J. FREDERICO# | 8600 | 0 | 0 | 0 | |||||||
16 | JAMES M. MICHENER# | 8600 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 8600 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 8600 | 0 | 0 | 0 | |||||
4 | Ratify Appointment of Independent Auditors | For | None | 8600 | 0 | 0 | 0 | |||||
NATIONAL BANK HOLDINGS CORP | ||||||||||||
Security: | 633707104 | Meeting Type: | Annual | |||||||||
Ticker: | NBHC | Meeting Date: | 06-May-2015 | |||||||||
ISIN | US6337071046 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 934162455 | Management | Total Ballot Shares: | 94874 | ||||||||
Last Vote Date: | 01-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | FRANK V. CAHOUET | 11450 | 0 | 0 | 0 | |||||||
2 | RALPH W. CLERMONT | 11450 | 0 | 0 | 0 | |||||||
3 | ROBERT E. DEAN | 11450 | 0 | 0 | 0 | |||||||
4 | FRED J. JOSEPH | 11450 | 0 | 0 | 0 | |||||||
5 | G. TIMOTHY LANEY | 11450 | 0 | 0 | 0 | |||||||
6 | MICHO F. SPRING | 11450 | 0 | 0 | 0 | |||||||
7 | BURNEY S. WARREN, III | 11450 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 11450 | 0 | 0 | 0 | |||||
3 | 14A Executive Compensation | For | None | 11450 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
4 | 14A Executive Compensation Vote Frequency | None | 0 | 0 | 11450 | 0 | 0 | |||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
5 | Approve Stock Compensation Plan | For | None | 11450 | 0 | 0 | 0 | |||||
ITT CORPORATION | ||||||||||||
Security: | 450911201 | Meeting Type: | Annual | |||||||||
Ticker: | ITT | Meeting Date: | 08-May-2015 | |||||||||
ISIN | US4509112011 | Vote Deadline Date: | 07-May-2015 | |||||||||
Agenda | 934151363 | Management | Total Ballot Shares: | 30460 | ||||||||
Last Vote Date: | 28-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 4150 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 4150 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 4150 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 4150 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 4150 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 4150 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 4150 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 4150 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 4150 | 0 | 0 | 0 | |||||
10 | Ratify Appointment of Independent Auditors | For | None | 4150 | 0 | 0 | 0 | |||||
11 | 14A Executive Compensation | For | None | 4150 | 0 | 0 | 0 | |||||
BILL BARRETT CORPORATION | ||||||||||||
Security: | 06846N104 | Meeting Type: | Annual | |||||||||
Ticker: | BBG | Meeting Date: | 12-May-2015 | |||||||||
ISIN | US06846N1046 | Vote Deadline Date: | 11-May-2015 | |||||||||
Agenda | 934164500 | Management | Total Ballot Shares: | 233007 | ||||||||
Last Vote Date: | 02-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | CARIN M. BARTH | 27600 | 0 | 0 | 0 | |||||||
2 | KEVIN O. MEYERS | 27600 | 0 | 0 | 0 | |||||||
3 | JIM W. MOGG | 27600 | 0 | 0 | 0 | |||||||
4 | WILLIAM F. OWENS | 27600 | 0 | 0 | 0 | |||||||
5 | EDMUND P. SEGNER, III | 27600 | 0 | 0 | 0 | |||||||
6 | RANDY I. STEIN | 27600 | 0 | 0 | 0 | |||||||
7 | MICHAEL E. WILEY | 27600 | 0 | 0 | 0 | |||||||
8 | R. SCOT WOODALL | 27600 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 27600 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 27600 | 0 | 0 | 0 | |||||
CIMAREX ENERGY CO. | ||||||||||||
Security: | 171798101 | Meeting Type: | Annual | |||||||||
Ticker: | XEC | Meeting Date: | 14-May-2015 | |||||||||
ISIN | US1717981013 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 934150359 | Management | Total Ballot Shares: | 22176 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 1460 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 1460 | 0 | 0 | 0 | |||||
3 | 14A Executive Compensation | For | None | 1460 | 0 | 0 | 0 | |||||
4 | Ratify Appointment of Independent Auditors | For | None | 1460 | 0 | 0 | 0 | |||||
5 | S/H Proposal - Access To Proxy | Against | None | 0 | 1460 | 0 | 0 | |||||
KBR, INC. | ||||||||||||
Security: | 48242W106 | Meeting Type: | Annual | |||||||||
Ticker: | KBR | Meeting Date: | 14-May-2015 | |||||||||
ISIN | US48242W1062 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 934162861 | Management | Total Ballot Shares: | 139565 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | MARK E. BALDWIN | 10700 | 0 | 0 | 0 | |||||||
2 | JAMES R. BLACKWELL | 10700 | 0 | 0 | 0 | |||||||
3 | STUART J.B. BRADIE | 10700 | 0 | 0 | 0 | |||||||
4 | LOREN K. CARROLL | 10700 | 0 | 0 | 0 | |||||||
5 | JEFFREY E. CURTISS | 10700 | 0 | 0 | 0 | |||||||
6 | UMBERTO DELLA SALA | 10700 | 0 | 0 | 0 | |||||||
7 | LESTER L. LYLES | 10700 | 0 | 0 | 0 | |||||||
8 | JACK B. MOORE | 10700 | 0 | 0 | 0 | |||||||
9 | RICHARD J. SLATER | 10700 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 10700 | 0 | 0 | 0 | |||||
3 | 14A Executive Compensation | For | None | 10700 | 0 | 0 | 0 | |||||
BANK OF THE OZARKS, INC. | ||||||||||||
Security: | 063904106 | Meeting Type: | Annual | |||||||||
Ticker: | OZRK | Meeting Date: | 18-May-2015 | |||||||||
ISIN | US0639041062 | Vote Deadline Date: | 15-May-2015 | |||||||||
Agenda | 934154585 | Management | Total Ballot Shares: | 31312 | ||||||||
Last Vote Date: | 28-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | GEORGE GLEASON | 4630 | 0 | 0 | 0 | |||||||
2 | DAN THOMAS | 4630 | 0 | 0 | 0 | |||||||
3 | NICHOLAS BROWN | 4630 | 0 | 0 | 0 | |||||||
4 | RICHARD CISNE | 4630 | 0 | 0 | 0 | |||||||
5 | ROBERT EAST | 4630 | 0 | 0 | 0 | |||||||
6 | CATHERINE B. FREEDBERG | 4630 | 0 | 0 | 0 | |||||||
7 | LINDA GLEASON | 4630 | 0 | 0 | 0 | |||||||
8 | PETER KENNY | 4630 | 0 | 0 | 0 | |||||||
9 | WILLIAM KOEFOED, JR. | 4630 | 0 | 0 | 0 | |||||||
10 | HENRY MARIANI | 4630 | 0 | 0 | 0 | |||||||
11 | ROBERT PROOST | 4630 | 0 | 0 | 0 | |||||||
12 | R.L. QUALLS | 4630 | 0 | 0 | 0 | |||||||
13 | JOHN REYNOLDS | 4630 | 0 | 0 | 0 | |||||||
14 | TYLER VANCE | 4630 | 0 | 0 | 0 | |||||||
15 | S. WEST-SCANTLEBURY | 4630 | 0 | 0 | 0 | |||||||
16 | ROSS WHIPPLE | 4630 | 0 | 0 | 0 | |||||||
2 | Amend Stock Option Plan | For | None | 4630 | 0 | 0 | 0 | |||||
3 | Adopt Non-Employee Director Plan | For | None | 4630 | 0 | 0 | 0 | |||||
4 | Ratify Appointment of Independent Auditors | For | None | 4630 | 0 | 0 | 0 | |||||
5 | 14A Executive Compensation | For | None | 4630 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
6 | 14A Executive Compensation Vote Frequency | None | 0 | 0 | 4630 | 0 | 0 | |||||
LEGACYTEXAS FINANCIAL GROUP, INC. | ||||||||||||
Security: | 52471Y106 | Meeting Type: | Annual | |||||||||
Ticker: | LTXB | Meeting Date: | 18-May-2015 | |||||||||
ISIN | US52471Y1064 | Vote Deadline Date: | 15-May-2015 | |||||||||
Agenda | 934190062 | Management | Total Ballot Shares: | 55272 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | KEVIN J. HANIGAN | 7800 | 0 | 0 | 0 | |||||||
2 | ANTHONY J. LEVECCHIO | 7800 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 7800 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 7800 | 0 | 0 | 0 | |||||
CVB FINANCIAL CORP. | ||||||||||||
Security: | 126600105 | Meeting Type: | Annual | |||||||||
Ticker: | CVBF | Meeting Date: | 20-May-2015 | |||||||||
ISIN | US1266001056 | Vote Deadline Date: | 19-May-2015 | |||||||||
Agenda | 934168370 | Management | Total Ballot Shares: | 89315 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | GEORGE A. BORBA, JR. | 15100 | 0 | 0 | 0 | |||||||
2 | STEPHEN A. DEL GUERCIO | 15100 | 0 | 0 | 0 | |||||||
3 | ROBERT M. JACOBY, C.P.A | 15100 | 0 | 0 | 0 | |||||||
4 | CHRISTOPHER D. MYERS | 15100 | 0 | 0 | 0 | |||||||
5 | RAYMOND V. O'BRIEN III | 15100 | 0 | 0 | 0 | |||||||
6 | HAL W. OSWALT | 15100 | 0 | 0 | 0 | |||||||
7 | SAN E. VACCARO | 15100 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 15100 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 15100 | 0 | 0 | 0 | |||||
HUDBAY MINERALS INC. | ||||||||||||
Security: | 443628102 | Meeting Type: | Annual and Special Meeting | |||||||||
Ticker: | HBM | Meeting Date: | 22-May-2015 | |||||||||
ISIN | CA4436281022 | Vote Deadline Date: | 19-May-2015 | |||||||||
Agenda | 934200039 | Management | Total Ballot Shares: | 288845 | ||||||||
Last Vote Date: | 23-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | DAVID GAROFALO | 34100 | 0 | 0 | 0 | |||||||
2 | IGOR A. GONZALES | 34100 | 0 | 0 | 0 | |||||||
3 | TOM A. GOODMAN | 34100 | 0 | 0 | 0 | |||||||
4 | ALAN R. HIBBEN | 34100 | 0 | 0 | 0 | |||||||
5 | W. WARREN HOLMES | 34100 | 0 | 0 | 0 | |||||||
6 | SARAH B. KAVANAGH | 34100 | 0 | 0 | 0 | |||||||
7 | CARIN S. KNICKEL | 34100 | 0 | 0 | 0 | |||||||
8 | ALAN J. LENCZNER | 34100 | 0 | 0 | 0 | |||||||
9 | KENNETH G. STOWE | 34100 | 0 | 0 | 0 | |||||||
10 | MICHAEL T. WAITES | 34100 | 0 | 0 | 0 | |||||||
2 | Approve Remuneration of Directors and Auditors | For | None | 34100 | 0 | 0 | 0 | |||||
3 | Miscellaneous Corporate Actions | For | None | 34100 | 0 | 0 | 0 | |||||
LUXFER HOLDINGS PLC | ||||||||||||
Security: | 550678106 | Meeting Type: | Annual | |||||||||
Ticker: | LXFR | Meeting Date: | 28-May-2015 | |||||||||
ISIN | US5506781062 | Vote Deadline Date: | 15-May-2015 | |||||||||
Agenda | 934214545 | Management | Total Ballot Shares: | 147192 | ||||||||
Last Vote Date: | 02-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Adopt Accounts for Past Year | For | None | 20300 | 0 | 0 | 0 | |||||
2 | Election of Directors (Full Slate) | For | None | 20300 | 0 | 0 | 0 | |||||
3 | Election of Directors (Full Slate) | For | None | 20300 | 0 | 0 | 0 | |||||
4 | Election of Directors (Full Slate) | For | None | 20300 | 0 | 0 | 0 | |||||
5 | Election of Directors (Full Slate) | For | None | 20300 | 0 | 0 | 0 | |||||
6 | Election of Directors (Full Slate) | For | None | 20300 | 0 | 0 | 0 | |||||
7 | Election of Directors (Full Slate) | For | None | 20300 | 0 | 0 | 0 | |||||
8 | Ratify Appointment of Independent Auditors | For | None | 20300 | 0 | 0 | 0 | |||||
9 | Approve Remuneration of Directors and Auditors | For | None | 20300 | 0 | 0 | 0 | |||||
10 | Approve Remuneration of Directors and Auditors | For | None | 20300 | 0 | 0 | 0 | |||||
OMNICARE, INC. | ||||||||||||
Security: | 681904108 | Meeting Type: | Annual | |||||||||
Ticker: | OCR | Meeting Date: | 01-Jun-2015 | |||||||||
ISIN | US6819041087 | Vote Deadline Date: | 29-May-2015 | |||||||||
Agenda | 934195810 | Management | Total Ballot Shares: | 26400 | ||||||||
Last Vote Date: | 21-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 3470 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 3470 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 3470 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 3470 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 3470 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 3470 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 3470 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 3470 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 3470 | 0 | 0 | 0 | |||||
10 | 14A Executive Compensation | For | None | 3470 | 0 | 0 | 0 | |||||
11 | Ratify Appointment of Independent Auditors | For | None | 3470 | 0 | 0 | 0 | |||||
APPROACH RESOURCES, INC. | ||||||||||||
Security: | 03834A103 | Meeting Type: | Annual | |||||||||
Ticker: | AREX | Meeting Date: | 02-Jun-2015 | |||||||||
ISIN | US03834A1034 | Vote Deadline Date: | 01-Jun-2015 | |||||||||
Agenda | 934195884 | Management | Total Ballot Shares: | 189572 | ||||||||
Last Vote Date: | 21-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | JAMES H. BRANDI | 20300 | 0 | 0 | 0 | |||||||
2 | JAMES C. CRAIN | 20300 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 20300 | 0 | 0 | 0 | |||||
3 | Amend Stock Compensation Plan | For | None | 20300 | 0 | 0 | 0 | |||||
4 | Amend Stock Compensation Plan | For | None | 20300 | 0 | 0 | 0 | |||||
5 | Ratify Appointment of Independent Auditors | For | None | 20300 | 0 | 0 | 0 | |||||
W. R. BERKLEY CORPORATION | ||||||||||||
Security: | 084423102 | Meeting Type: | Annual | |||||||||
Ticker: | WRB | Meeting Date: | 02-Jun-2015 | |||||||||
ISIN | US0844231029 | Vote Deadline Date: | 01-Jun-2015 | |||||||||
Agenda | 934196038 | Management | Total Ballot Shares: | 44647 | ||||||||
Last Vote Date: | 21-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 4370 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 4370 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 4370 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 4370 | 0 | 0 | 0 | |||||
5 | Amend Stock Compensation Plan | For | None | 4370 | 0 | 0 | 0 | |||||
6 | Amend Director Stock Option Plan | For | None | 4370 | 0 | 0 | 0 | |||||
7 | 14A Executive Compensation | For | None | 4370 | 0 | 0 | 0 | |||||
8 | Ratify Appointment of Independent Auditors | For | None | 4370 | 0 | 0 | 0 | |||||
FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||||
Security: | 31620R303 | Meeting Type: | Annual | |||||||||
Ticker: | FNF | Meeting Date: | 17-Jun-2015 | |||||||||
ISIN | US31620R3030 | Vote Deadline Date: | 16-Jun-2015 | |||||||||
Agenda | 934215369 | Management | Total Ballot Shares: | 69036 | ||||||||
Last Vote Date: | 08-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | FRANK P. WILLEY | 6180 | 0 | 0 | 0 | |||||||
2 | WILLIE D. DAVIS | 6180 | 0 | 0 | 0 | |||||||
3 | JOHN D. ROOD | 6180 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 6180 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 6180 | 0 | 0 | 0 | |||||
4 | S/H Proposal - Access To Proxy | Against | None | 0 | 6180 | 0 | 0 | |||||
FIDELITY NATIONAL FINANCIAL, INC. | ||||||||||||
Security: | 31620R402 | Meeting Type: | Annual | |||||||||
Ticker: | FNFV | Meeting Date: | 17-Jun-2015 | |||||||||
ISIN | US31620R4020 | Vote Deadline Date: | 16-Jun-2015 | |||||||||
Agenda | 934215369 | Management | Total Ballot Shares: | 72458 | ||||||||
Last Vote Date: | 08-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | FRANK P. WILLEY | 9392 | 0 | 0 | 0 | |||||||
2 | WILLIE D. DAVIS | 9392 | 0 | 0 | 0 | |||||||
3 | JOHN D. ROOD | 9392 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 9392 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 9392 | 0 | 0 | 0 | |||||
4 | S/H Proposal - Access To Proxy | Against | None | 0 | 9392 | 0 | 0 | |||||
LSB INDUSTRIES, INC. | ||||||||||||
Security: | 502160104 | Meeting Type: | Annual | |||||||||
Ticker: | LXU | Meeting Date: | 25-Jun-2015 | |||||||||
ISIN | US5021601043 | Vote Deadline Date: | 24-Jun-2015 | |||||||||
Agenda | 934216070 | Management | Total Ballot Shares: | 66179 | ||||||||
Last Vote Date: | 05-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | LOUIS S. MASSIMO* | 7900 | 0 | 0 | 0 | |||||||
2 | ANDREW K. MITTAG* | 7900 | 0 | 0 | 0 | |||||||
3 | BARRY H. GOLSEN# | 7900 | 0 | 0 | 0 | |||||||
4 | MARRAN H. OGILVIE# | 7900 | 0 | 0 | 0 | |||||||
5 | RICHARD W. ROEDEL# | 7900 | 0 | 0 | 0 | |||||||
6 | RICHARD S. SANDERS, JR# | 7900 | 0 | 0 | 0 | |||||||
7 | LYNN F. WHITE# | 7900 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 7900 | 0 | 0 | 0 | |||||
3 | 14A Executive Compensation | For | None | 7900 | 0 | 0 | 0 |
Cullen Value Fund
Meeting Date Range: 01-Jul-2014 To 30-Jun-2015 | ||||||||||||
Selected Accounts | ||||||||||||
MALLINCKRODT PLC | ||||||||||||
Security: | G5785G107 | Meeting Type: | Special | |||||||||
Ticker: | MNK | Meeting Date: | 14-Aug-2014 | |||||||||
ISIN | IE00BBGT3753 | Vote Deadline Date: | 13-Aug-2014 | |||||||||
Agenda | 934058113 | Management | Total Ballot Shares: | 11316 | ||||||||
Last Vote Date: | 16-Jul-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Approve Merger Agreement | For | None | 1477 | 0 | 0 | 0 | |||||
MEDTRONIC, INC. | ||||||||||||
Security: | 585055106 | Meeting Type: | Annual | |||||||||
Ticker: | MDT | Meeting Date: | 21-Aug-2014 | |||||||||
ISIN | US5850551061 | Vote Deadline Date: | 20-Aug-2014 | |||||||||
Agenda | 934055232 | Management | Total Ballot Shares: | 101540 | ||||||||
Last Vote Date: | 12-Jul-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | RICHARD H. ANDERSON | 13250 | 0 | 0 | 0 | |||||||
2 | SCOTT C. DONNELLY | 13250 | 0 | 0 | 0 | |||||||
3 | OMAR ISHRAK | 13250 | 0 | 0 | 0 | |||||||
4 | SHIRLEY ANN JACKSON PHD | 13250 | 0 | 0 | 0 | |||||||
5 | MICHAEL O. LEAVITT | 13250 | 0 | 0 | 0 | |||||||
6 | JAMES T. LENEHAN | 13250 | 0 | 0 | 0 | |||||||
7 | DENISE M. O'LEARY | 13250 | 0 | 0 | 0 | |||||||
8 | KENDALL J. POWELL | 13250 | 0 | 0 | 0 | |||||||
9 | ROBERT C. POZEN | 13250 | 0 | 0 | 0 | |||||||
10 | PREETHA REDDY | 13250 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 13250 | 0 | 0 | 0 | |||||
3 | 14A Executive Compensation | For | None | 13250 | 0 | 0 | 0 | |||||
4 | Adopt Employee Stock Purchase Plan | For | None | 13250 | 0 | 0 | 0 | |||||
5 | Amend Articles-Board Related | For | None | 13250 | 0 | 0 | 0 | |||||
6 | Adopt Majority Vote for Directors | For | None | 13250 | 0 | 0 | 0 | |||||
7 | Amend Articles-Board Related | For | None | 13250 | 0 | 0 | 0 | |||||
8 | Approve Charter Amendment | For | None | 13250 | 0 | 0 | 0 | |||||
ORACLE CORPORATION | ||||||||||||
Security: | 68389X105 | Meeting Type: | Annual | |||||||||
Ticker: | ORCL | Meeting Date: | 05-Nov-2014 | |||||||||
ISIN | US68389X1054 | Vote Deadline Date: | 04-Nov-2014 | |||||||||
Agenda | 934078153 | Management | Total Ballot Shares: | 186663 | ||||||||
Last Vote Date: | 25-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | JEFFREY S. BERG | 20200 | 0 | 0 | 0 | |||||||
2 | H. RAYMOND BINGHAM | 20200 | 0 | 0 | 0 | |||||||
3 | MICHAEL J. BOSKIN | 20200 | 0 | 0 | 0 | |||||||
4 | SAFRA A. CATZ | 20200 | 0 | 0 | 0 | |||||||
5 | BRUCE R. CHIZEN | 20200 | 0 | 0 | 0 | |||||||
6 | GEORGE H. CONRADES | 20200 | 0 | 0 | 0 | |||||||
7 | LAWRENCE J. ELLISON | 20200 | 0 | 0 | 0 | |||||||
8 | HECTOR GARCIA-MOLINA | 20200 | 0 | 0 | 0 | |||||||
9 | JEFFREY O. HENLEY | 20200 | 0 | 0 | 0 | |||||||
10 | MARK V. HURD | 20200 | 0 | 0 | 0 | |||||||
11 | NAOMI O. SELIGMAN | 20200 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 20200 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 20200 | 0 | 0 | 0 | |||||
4 | S/H Proposal - Corporate Governance | Against | None | 0 | 20200 | 0 | 0 | |||||
5 | S/H Proposal - Corporate Governance | Against | None | 0 | 20200 | 0 | 0 | |||||
6 | S/H Proposal - Corporate Governance | Against | None | 0 | 20200 | 0 | 0 | |||||
7 | S/H Proposal - Access To Proxy | Against | None | 0 | 20200 | 0 | 0 | |||||
CISCO SYSTEMS, INC. | ||||||||||||
Security: | 17275R102 | Meeting Type: | Annual | |||||||||
Ticker: | CSCO | Meeting Date: | 20-Nov-2014 | |||||||||
ISIN | US17275R1023 | Vote Deadline Date: | 19-Nov-2014 | |||||||||
Agenda | 934082215 | Management | Total Ballot Shares: | 10879590.369 | ||||||||
Last Vote Date: | 01-Oct-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 32600 | 0 | 0 | 0 | |||||
11 | Amend Employee Stock Purchase Plan | For | None | 32600 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | None | 32600 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | None | 32600 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Political/Government | Against | None | 0 | 32600 | 0 | 0 | |||||
15 | S/H Proposal - Access To Proxy | Against | None | 0 | 32600 | 0 | 0 | |||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 32600 | 0 | 0 | |||||
MICROSOFT CORPORATION | ||||||||||||
Security: | 594918104 | Meeting Type: | Annual | |||||||||
Ticker: | MSFT | Meeting Date: | 03-Dec-2014 | |||||||||
ISIN | US5949181045 | Vote Deadline Date: | 02-Dec-2014 | |||||||||
Agenda | 934087708 | Management | Total Ballot Shares: | 6467815.9199 | ||||||||
Last Vote Date: | 17-Oct-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 21100 | 0 | 0 | 0 | |||||
11 | 14A Executive Compensation | For | None | 21100 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | None | 21100 | 0 | 0 | 0 | |||||
13 | S/H Proposal - Access To Proxy | Against | None | 0 | 21100 | 0 | 0 | |||||
COVIDIEN PLC | ||||||||||||
Security: | G2554F105 | Meeting Type: | Special | |||||||||
Ticker: | Meeting Date: | 06-Jan-2015 | ||||||||||
ISIN | Vote Deadline Date: | 05-Jan-2015 | ||||||||||
Agenda | 934104554 | Management | Total Ballot Shares: | 91150 | ||||||||
Last Vote Date: | 25-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Share Scheme | For | None | 11820 | 0 | 0 | 0 | |||||
COVIDIEN PLC | ||||||||||||
Security: | G2554F113 | Meeting Type: | Special | |||||||||
Ticker: | COV | Meeting Date: | 06-Jan-2015 | |||||||||
ISIN | IE00B68SQD29 | Vote Deadline Date: | 05-Jan-2015 | |||||||||
Agenda | 934104542 | Management | Total Ballot Shares: | 91310 | ||||||||
Last Vote Date: | 25-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Share Scheme | For | None | 11820 | 0 | 0 | 0 | |||||
2 | Miscellaneous Corporate Actions | For | None | 11820 | 0 | 0 | 0 | |||||
3 | Allot Securities | For | None | 11820 | 0 | 0 | 0 | |||||
4 | Approve Charter Amendment | For | None | 11820 | 0 | 0 | 0 | |||||
5 | Miscellaneous Corporate Actions | For | None | 11820 | 0 | 0 | 0 | |||||
6 | 14A Executive Compensation | For | None | 11820 | 0 | 0 | 0 | |||||
MEDTRONIC, INC. | ||||||||||||
Security: | 585055106 | Meeting Type: | Special | |||||||||
Ticker: | MDT | Meeting Date: | 06-Jan-2015 | |||||||||
ISIN | US5850551061 | Vote Deadline Date: | 05-Jan-2015 | |||||||||
Agenda | 934104364 | Management | Total Ballot Shares: | 103356 | ||||||||
Last Vote Date: | 25-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Approve Merger Agreement | For | None | 13250 | 0 | 0 | 0 | |||||
2 | Miscellaneous Corporate Actions | For | None | 13250 | 0 | 0 | 0 | |||||
3 | 14A Executive Compensation | For | None | 13250 | 0 | 0 | 0 | |||||
4 | Approve Motion to Adjourn Meeting | For | None | 13250 | 0 | 0 | 0 | |||||
JOHNSON CONTROLS, INC. | ||||||||||||
Security: | 478366107 | Meeting Type: | Annual | |||||||||
Ticker: | JCI | Meeting Date: | 28-Jan-2015 | |||||||||
ISIN | US4783661071 | Vote Deadline Date: | 27-Jan-2015 | |||||||||
Agenda | 934108603 | Management | Total Ballot Shares: | 12965 | ||||||||
Last Vote Date: | 06-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | NATALIE A. BLACK | 11820 | 0 | 0 | 0 | |||||||
2 | RAYMOND L. CONNER | 11820 | 0 | 0 | 0 | |||||||
3 | RICHARD GOODMAN | 11820 | 0 | 0 | 0 | |||||||
4 | WILLIAM H. LACY | 11820 | 0 | 0 | 0 | |||||||
5 | ALEX A. MOLINAROLI | 11820 | 0 | 0 | 0 | |||||||
6 | MARK P. VERGNANO | 11820 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 11820 | 0 | 0 | 0 | |||||
3 | 14A Executive Compensation | For | None | 11820 | 0 | 0 | 0 | |||||
NOVARTIS AG | ||||||||||||
Security: | 66987V109 | Meeting Type: | Annual | |||||||||
Ticker: | NVS | Meeting Date: | 27-Feb-2015 | |||||||||
ISIN | US66987V1098 | Vote Deadline Date: | 19-Feb-2015 | |||||||||
Agenda | 934123681 | Management | Total Ballot Shares: | 1855267 | ||||||||
Last Vote Date: | 04-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Receive Consolidated Financial Statements | For | None | 9600 | 0 | 0 | 0 | |||||
2 | Miscellaneous Corporate Actions | For | None | 9600 | 0 | 0 | 0 | |||||
3 | Dividends | For | None | 9600 | 0 | 0 | 0 | |||||
4 | Amend Articles/Charter to Reflect Changes in Capital | For | None | 9600 | 0 | 0 | 0 | |||||
5 | Approve Article Amendments | For | None | 9600 | 0 | 0 | 0 | |||||
6 | Miscellaneous Compensation Plans | For | None | 9600 | 0 | 0 | 0 | |||||
7 | Miscellaneous Compensation Plans | For | None | 9600 | 0 | 0 | 0 | |||||
8 | Miscellaneous Compensation Plans | For | None | 9600 | 0 | 0 | 0 | |||||
9 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
10 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
11 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
12 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
13 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
14 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
15 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
16 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
17 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
18 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
19 | Election of Directors (Majority Voting) | For | None | 9600 | 0 | 0 | 0 | |||||
20 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
21 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
22 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
23 | Election of Directors (Full Slate) | For | None | 9600 | 0 | 0 | 0 | |||||
24 | Ratify Appointment of Independent Auditors | For | None | 9600 | 0 | 0 | 0 | |||||
25 | Miscellaneous Corporate Actions | For | None | 9600 | 0 | 0 | 0 | |||||
26 | Miscellaneous Corporate Actions | None | None | 9600 | 0 | 0 | 0 | |||||
THE WALT DISNEY COMPANY | ||||||||||||
Security: | 254687106 | Meeting Type: | Annual | |||||||||
Ticker: | DIS | Meeting Date: | 12-Mar-2015 | |||||||||
ISIN | US2546871060 | Vote Deadline Date: | 11-Mar-2015 | |||||||||
Agenda | 934118666 | Management | Total Ballot Shares: | 70535 | ||||||||
Last Vote Date: | 17-Jan-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 6900 | 0 | 0 | 0 | |||||
11 | Ratify Appointment of Independent Auditors | For | None | 6900 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | None | 6900 | 0 | 0 | 0 | |||||
13 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 6900 | 0 | 0 | |||||
14 | S/H Proposal - Executive Compensation | Against | None | 0 | 6900 | 0 | 0 | |||||
MALLINCKRODT PLC | ||||||||||||
Security: | G5785G107 | Meeting Type: | Annual | |||||||||
Ticker: | MNK | Meeting Date: | 19-Mar-2015 | |||||||||
ISIN | IE00BBGT3753 | Vote Deadline Date: | 18-Mar-2015 | |||||||||
Agenda | 934120700 | Management | Total Ballot Shares: | 11220 | ||||||||
Last Vote Date: | 24-Jan-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 1477 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | None | 1477 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | None | 1477 | 0 | 0 | 0 | |||||
15 | Approve Stock Compensation Plan | For | None | 1477 | 0 | 0 | 0 | |||||
16 | Stock Repurchase Plan | For | None | 1477 | 0 | 0 | 0 | |||||
17 | Miscellaneous Corporate Actions | For | None | 1477 | 0 | 0 | 0 | |||||
18 | Miscellaneous Corporate Actions | For | None | 1477 | 0 | 0 | 0 | |||||
HALLIBURTON COMPANY | ||||||||||||
Security: | 406216101 | Meeting Type: | Special | |||||||||
Ticker: | HAL | Meeting Date: | 27-Mar-2015 | |||||||||
ISIN | US4062161017 | Vote Deadline Date: | 26-Mar-2015 | |||||||||
Agenda | 934128073 | Management | Total Ballot Shares: | 134543 | ||||||||
Last Vote Date: | 21-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Stock Conversion | For | None | 20650 | 0 | 0 | 0 | |||||
2 | Approve Motion to Adjourn Meeting | For | None | 20650 | 0 | 0 | 0 | |||||
JOHNSON & JOHNSON | ||||||||||||
Security: | 478160104 | Meeting Type: | Annual | |||||||||
Ticker: | JNJ | Meeting Date: | 23-Apr-2015 | |||||||||
ISIN | US4781601046 | Vote Deadline Date: | 22-Apr-2015 | |||||||||
Agenda | 934134761 | Management | Total Ballot Shares: | 2877194.6588 | ||||||||
Last Vote Date: | 12-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 3100 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | None | 3100 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | None | 3100 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Corporate Governance | Against | None | 0 | 3100 | 0 | 0 | |||||
15 | S/H Proposal - Political/Government | Against | None | 0 | 3100 | 0 | 0 | |||||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 3100 | 0 | 0 | |||||
PFIZER INC. | ||||||||||||
Security: | 717081103 | Meeting Type: | Annual | |||||||||
Ticker: | PFE | Meeting Date: | 23-Apr-2015 | |||||||||
ISIN | US7170811035 | Vote Deadline Date: | 22-Apr-2015 | |||||||||
Agenda | 934135927 | Management | Total Ballot Shares: | 6244692.1561 | ||||||||
Last Vote Date: | 13-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 19250 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | None | 19250 | 0 | 0 | 0 | |||||
13 | 14A Executive Compensation | For | None | 19250 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Political/Government | Against | None | 0 | 19250 | 0 | 0 | |||||
AT&T INC. | ||||||||||||
Security: | 00206R102 | Meeting Type: | Annual | |||||||||
Ticker: | T | Meeting Date: | 24-Apr-2015 | |||||||||
ISIN | US00206R1023 | Vote Deadline Date: | 23-Apr-2015 | |||||||||
Agenda | 934134064 | Management | Total Ballot Shares: | 6729333.9314 | ||||||||
Last Vote Date: | 11-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 11450 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | None | 11450 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | None | 11450 | 0 | 0 | 0 | |||||
15 | S/H Proposal - Political/Government | Against | None | 0 | 11450 | 0 | 0 | |||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 11450 | 0 | 0 | |||||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 11450 | 0 | 0 | |||||
THE BOEING COMPANY | ||||||||||||
Security: | 097023105 | Meeting Type: | Annual | |||||||||
Ticker: | BA | Meeting Date: | 27-Apr-2015 | |||||||||
ISIN | US0970231058 | Vote Deadline Date: | 24-Apr-2015 | |||||||||
Agenda | 934137717 | Management | Total Ballot Shares: | 674595.1192 | ||||||||
Last Vote Date: | 14-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 4400 | 0 | 0 | 0 | |||||
11 | 14A Executive Compensation | For | None | 4400 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | None | 4400 | 0 | 0 | 0 | |||||
13 | S/H Proposal - Executive Compensation | Against | None | 0 | 4400 | 0 | 0 | |||||
14 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 4400 | 0 | 0 | |||||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 4400 | 0 | 0 | |||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 4400 | 0 | 0 | |||||
BB&T CORPORATION | ||||||||||||
Security: | 054937107 | Meeting Type: | Annual | |||||||||
Ticker: | BBT | Meeting Date: | 28-Apr-2015 | |||||||||
ISIN | US0549371070 | Vote Deadline Date: | 27-Apr-2015 | |||||||||
Agenda | 934141261 | Management | Total Ballot Shares: | 26403 | ||||||||
Last Vote Date: | 17-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
15 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
16 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
17 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
18 | Election of Directors (Majority Voting) | For | None | 20850 | 0 | 0 | 0 | |||||
19 | Ratify Appointment of Independent Auditors | For | None | 20850 | 0 | 0 | 0 | |||||
20 | 14A Executive Compensation | For | None | 20850 | 0 | 0 | 0 | |||||
21 | S/H Proposal - Political/Government | Against | None | 0 | 20850 | 0 | 0 | |||||
22 | S/H Proposal - Executive Compensation | Against | None | 0 | 20850 | 0 | 0 | |||||
CITIGROUP INC. | ||||||||||||
Security: | 172967424 | Meeting Type: | Annual | |||||||||
Ticker: | C | Meeting Date: | 28-Apr-2015 | |||||||||
ISIN | US1729674242 | Vote Deadline Date: | 27-Apr-2015 | |||||||||
Agenda | 934141160 | Management | Total Ballot Shares: | 63631 | ||||||||
Last Vote Date: | 19-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | None | 10600 | 0 | 0 | 0 | |||||
14 | Ratify Appointment of Independent Auditors | For | None | 10600 | 0 | 0 | 0 | |||||
15 | 14A Executive Compensation | For | None | 10600 | 0 | 0 | 0 | |||||
16 | Amend Stock Compensation Plan | For | None | 10600 | 0 | 0 | 0 | |||||
17 | S/H Proposal - Access To Proxy | For | None | 0 | 10600 | 0 | 0 | |||||
18 | S/H Proposal - Political/Government | Against | None | 0 | 10600 | 0 | 0 | |||||
19 | S/H Proposal - Corporate Governance | Against | None | 0 | 10600 | 0 | 0 | |||||
20 | S/H Proposal - Corporate Governance | Against | None | 0 | 10600 | 0 | 0 | |||||
21 | S/H Proposal - Compensation Discussion and Analysis | Against | None | 0 | 10600 | 0 | 0 | |||||
METLIFE, INC. | ||||||||||||
Security: | 59156R108 | Meeting Type: | Annual | |||||||||
Ticker: | MET | Meeting Date: | 28-Apr-2015 | |||||||||
ISIN | US59156R1086 | Vote Deadline Date: | 27-Apr-2015 | |||||||||
Agenda | 934151402 | Management | Total Ballot Shares: | 4127103.5253 | ||||||||
Last Vote Date: | 25-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 13480 | 0 | 0 | 0 | |||||
13 | Adopt Supermajority Requirements | For | None | 13480 | 0 | 0 | 0 | |||||
14 | Adopt Supermajority Requirements | For | None | 13480 | 0 | 0 | 0 | |||||
15 | Ratify Appointment of Independent Auditors | For | None | 13480 | 0 | 0 | 0 | |||||
16 | 14A Executive Compensation | For | None | 13480 | 0 | 0 | 0 | |||||
THE CHUBB CORPORATION | ||||||||||||
Security: | 171232101 | Meeting Type: | Annual | |||||||||
Ticker: | CB | Meeting Date: | 28-Apr-2015 | |||||||||
ISIN | US1712321017 | Vote Deadline Date: | 27-Apr-2015 | |||||||||
Agenda | 934136828 | Management | Total Ballot Shares: | 92293 | ||||||||
Last Vote Date: | 14-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | None | 6150 | 0 | 0 | 0 | |||||
15 | Ratify Appointment of Independent Auditors | For | None | 6150 | 0 | 0 | 0 | |||||
16 | 14A Executive Compensation | For | None | 6150 | 0 | 0 | 0 | |||||
17 | S/H Proposal - Environmental | Against | None | 0 | 6150 | 0 | 0 | |||||
WELLS FARGO & COMPANY | ||||||||||||
Security: | 949746101 | Meeting Type: | Annual | |||||||||
Ticker: | WFC | Meeting Date: | 28-Apr-2015 | |||||||||
ISIN | US9497461015 | Vote Deadline Date: | 27-Apr-2015 | |||||||||
Agenda | 934141374 | Management | Total Ballot Shares: | 512614 | ||||||||
Last Vote Date: | 18-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
15 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
16 | Election of Directors (Majority Voting) | For | None | 19200 | 0 | 0 | 0 | |||||
17 | 14A Executive Compensation | For | None | 19200 | 0 | 0 | 0 | |||||
18 | Ratify Appointment of Independent Auditors | For | None | 19200 | 0 | 0 | 0 | |||||
19 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 19200 | 0 | 0 | |||||
20 | S/H Proposal - Political/Government | Against | None | 0 | 19200 | 0 | 0 | |||||
BORGWARNER INC. | ||||||||||||
Security: | 099724106 | Meeting Type: | Annual | |||||||||
Ticker: | BWA | Meeting Date: | 29-Apr-2015 | |||||||||
ISIN | US0997241064 | Vote Deadline Date: | 28-Apr-2015 | |||||||||
Agenda | 934137995 | Management | Total Ballot Shares: | 134060 | ||||||||
Last Vote Date: | 21-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 9500 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 9500 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 9500 | 0 | 0 | 0 | |||||
4 | Amend Stock Compensation Plan | For | None | 9500 | 0 | 0 | 0 | |||||
5 | Ratify Appointment of Independent Auditors | For | None | 9500 | 0 | 0 | 0 | |||||
6 | 14A Executive Compensation | For | None | 9500 | 0 | 0 | 0 | |||||
7 | Adopt Supermajority Requirements | For | None | 9500 | 0 | 0 | 0 | |||||
8 | Approve Charter Amendment | For | None | 9500 | 0 | 0 | 0 | |||||
9 | S/H Proposal - Corporate Governance | Against | None | 0 | 9500 | 0 | 0 | |||||
UNILEVER N.V. | ||||||||||||
Security: | 904784709 | Meeting Type: | Annual | |||||||||
Ticker: | UN | Meeting Date: | 29-Apr-2015 | |||||||||
ISIN | US9047847093 | Vote Deadline Date: | 17-Apr-2015 | |||||||||
Agenda | 934164043 | Management | Total Ballot Shares: | 8278926.4709 | ||||||||
Last Vote Date: | 01-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Approve Allocation of Dividends on Shares Held By Company | For | None | 5750 | 0 | 0 | 0 | |||||
2 | Approve Charter Amendment | For | None | 5750 | 0 | 0 | 0 | |||||
3 | Approve Charter Amendment | For | None | 5750 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
15 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
16 | Election of Directors (Majority Voting) | For | None | 5750 | 0 | 0 | 0 | |||||
17 | Ratify Appointment of Independent Auditors | For | None | 5750 | 0 | 0 | 0 | |||||
18 | Approve Charter Amendment | For | None | 5750 | 0 | 0 | 0 | |||||
19 | Allot Securities | For | None | 5750 | 0 | 0 | 0 | |||||
20 | Allot Securities | For | None | 5750 | 0 | 0 | 0 | |||||
ABB LTD | ||||||||||||
Security: | 000375204 | Meeting Type: | Annual | |||||||||
Ticker: | ABB | Meeting Date: | 30-Apr-2015 | |||||||||
ISIN | US0003752047 | Vote Deadline Date: | 23-Apr-2015 | |||||||||
Agenda | 934175236 | Management | Total Ballot Shares: | 1845671 | ||||||||
Last Vote Date: | 08-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Receive Consolidated Financial Statements | For | None | 30350 | 0 | 0 | 0 | |||||
2 | Miscellaneous Compensation Plans | For | None | 30350 | 0 | 0 | 0 | |||||
3 | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | None | 30350 | 0 | 0 | 0 | |||||
4 | Amend Articles/Charter to Reflect Changes in Capital | For | None | 30350 | 0 | 0 | 0 | |||||
5 | Amend Articles/Charter to Reflect Changes in Capital | For | None | 30350 | 0 | 0 | 0 | |||||
6 | Amend Articles/Charter to Reflect Changes in Capital | For | None | 30350 | 0 | 0 | 0 | |||||
7 | Amend Articles/Charter to Reflect Changes in Capital | For | None | 30350 | 0 | 0 | 0 | |||||
8 | Miscellaneous Compensation Plans | For | None | 30350 | 0 | 0 | 0 | |||||
9 | Miscellaneous Compensation Plans | For | None | 30350 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 30350 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 30350 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 30350 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | None | 30350 | 0 | 0 | 0 | |||||
14 | Election of Directors (Majority Voting) | For | None | 30350 | 0 | 0 | 0 | |||||
15 | Election of Directors (Majority Voting) | For | None | 30350 | 0 | 0 | 0 | |||||
16 | Election of Directors (Majority Voting) | For | None | 30350 | 0 | 0 | 0 | |||||
17 | Election of Directors (Majority Voting) | For | None | 30350 | 0 | 0 | 0 | |||||
18 | Election of Directors (Full Slate) | For | None | 30350 | 0 | 0 | 0 | |||||
19 | Election of Directors (Full Slate) | For | None | 30350 | 0 | 0 | 0 | |||||
20 | Election of Directors (Full Slate) | For | None | 30350 | 0 | 0 | 0 | |||||
21 | Election of Directors (Full Slate) | For | None | 30350 | 0 | 0 | 0 | |||||
22 | Ratify Appointment of Independent Auditors | For | None | 30350 | 0 | 0 | 0 | |||||
SUNCOR ENERGY INC. | ||||||||||||
Security: | 867224107 | Meeting Type: | Annual | |||||||||
Ticker: | SU | Meeting Date: | 30-Apr-2015 | |||||||||
ISIN | CA8672241079 | Vote Deadline Date: | 27-Apr-2015 | |||||||||
Agenda | 934148366 | Management | Total Ballot Shares: | 127985 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | |||||||||
1 | MEL E. BENSON | 20150 | 0 | 0 | 0 | |||||||
2 | JACYNTHE CÔTÉ | 20150 | 0 | 0 | 0 | |||||||
3 | DOMINIC D'ALESSANDRO | 20150 | 0 | 0 | 0 | |||||||
4 | W. DOUGLAS FORD | 20150 | 0 | 0 | 0 | |||||||
5 | JOHN D. GASS | 20150 | 0 | 0 | 0 | |||||||
6 | JOHN R. HUFF | 20150 | 0 | 0 | 0 | |||||||
7 | MAUREEN MCCAW | 20150 | 0 | 0 | 0 | |||||||
8 | MICHAEL W. O'BRIEN | 20150 | 0 | 0 | 0 | |||||||
9 | JAMES W. SIMPSON | 20150 | 0 | 0 | 0 | |||||||
10 | EIRA M. THOMAS | 20150 | 0 | 0 | 0 | |||||||
11 | STEVEN W. WILLIAMS | 20150 | 0 | 0 | 0 | |||||||
12 | MICHAEL M. WILSON | 20150 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 20150 | 0 | 0 | 0 | |||||
3 | Approve Charter Amendment | For | None | 20150 | 0 | 0 | 0 | |||||
4 | Miscellaneous Corporate Actions | For | None | 20150 | 0 | 0 | 0 | |||||
5 | 14A Executive Compensation | For | None | 20150 | 0 | 0 | 0 | |||||
CSX CORPORATION | ||||||||||||
Security: | 126408103 | Meeting Type: | Annual | |||||||||
Ticker: | CSX | Meeting Date: | 06-May-2015 | |||||||||
ISIN | US1264081035 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 934147821 | Management | Total Ballot Shares: | 33895 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | None | 30450 | 0 | 0 | 0 | |||||
14 | Ratify Appointment of Independent Auditors | For | None | 30450 | 0 | 0 | 0 | |||||
15 | 14A Executive Compensation | For | None | 30450 | 0 | 0 | 0 | |||||
16 | Amend Stock Compensation Plan | For | None | 30450 | 0 | 0 | 0 | |||||
3M COMPANY | ||||||||||||
Security: | 88579Y101 | Meeting Type: | Annual | |||||||||
Ticker: | MMM | Meeting Date: | 12-May-2015 | |||||||||
ISIN | US88579Y1010 | Vote Deadline Date: | 11-May-2015 | |||||||||
Agenda | 934147162 | Management | Total Ballot Shares: | 1602110.4794 | ||||||||
Last Vote Date: | 26-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 5670 | 0 | 0 | 0 | |||||
11 | Ratify Appointment of Independent Auditors | For | None | 5670 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | None | 5670 | 0 | 0 | 0 | |||||
CONOCOPHILLIPS | ||||||||||||
Security: | 20825C104 | Meeting Type: | Annual | |||||||||
Ticker: | COP | Meeting Date: | 12-May-2015 | |||||||||
ISIN | US20825C1045 | Vote Deadline Date: | 11-May-2015 | |||||||||
Agenda | 934150804 | Management | Total Ballot Shares: | 3618119.9702 | ||||||||
Last Vote Date: | 28-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 11220 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | None | 11220 | 0 | 0 | 0 | |||||
13 | 14A Executive Compensation | For | None | 11220 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Political/Government | Against | None | 0 | 11220 | 0 | 0 | |||||
15 | S/H Proposal - Corporate Governance | Against | None | 0 | 11220 | 0 | 0 | |||||
16 | S/H Proposal - Executive Compensation | Against | None | 0 | 11220 | 0 | 0 | |||||
17 | S/H Proposal - Access To Proxy | Against | None | 0 | 11220 | 0 | 0 | |||||
KBR, INC. | ||||||||||||
Security: | 48242W106 | Meeting Type: | Annual | |||||||||
Ticker: | KBR | Meeting Date: | 14-May-2015 | |||||||||
ISIN | US48242W1062 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 934162861 | Management | Total Ballot Shares: | 139565 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | MARK E. BALDWIN | 14730 | 0 | 0 | 0 | |||||||
2 | JAMES R. BLACKWELL | 14730 | 0 | 0 | 0 | |||||||
3 | STUART J.B. BRADIE | 14730 | 0 | 0 | 0 | |||||||
4 | LOREN K. CARROLL | 14730 | 0 | 0 | 0 | |||||||
5 | JEFFREY E. CURTISS | 14730 | 0 | 0 | 0 | |||||||
6 | UMBERTO DELLA SALA | 14730 | 0 | 0 | 0 | |||||||
7 | LESTER L. LYLES | 14730 | 0 | 0 | 0 | |||||||
8 | JACK B. MOORE | 14730 | 0 | 0 | 0 | |||||||
9 | RICHARD J. SLATER | 14730 | 0 | 0 | 0 | |||||||
2 | Ratify Appointment of Independent Auditors | For | None | 14730 | 0 | 0 | 0 | |||||
3 | 14A Executive Compensation | For | None | 14730 | 0 | 0 | 0 | |||||
AETNA INC. | ||||||||||||
Security: | 00817Y108 | Meeting Type: | Annual | |||||||||
Ticker: | AET | Meeting Date: | 15-May-2015 | |||||||||
ISIN | US00817Y1082 | Vote Deadline Date: | 14-May-2015 | |||||||||
Agenda | 934160146 | Management | Total Ballot Shares: | 87730 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | None | 11050 | 0 | 0 | 0 | |||||
14 | Ratify Appointment of Independent Auditors | For | None | 11050 | 0 | 0 | 0 | |||||
15 | 14A Executive Compensation | For | None | 11050 | 0 | 0 | 0 | |||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 11050 | 0 | 0 | |||||
17 | S/H Proposal - Executive Compensation | Against | None | 0 | 11050 | 0 | 0 | |||||
JPMORGAN CHASE & CO. | ||||||||||||
Security: | 46625H100 | Meeting Type: | Annual | |||||||||
Ticker: | JPM | Meeting Date: | 19-May-2015 | |||||||||
ISIN | US46625H1005 | Vote Deadline Date: | 18-May-2015 | |||||||||
Agenda | 934169916 | Management | Total Ballot Shares: | 4570951.1433 | ||||||||
Last Vote Date: | 09-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 12600 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | None | 12600 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | None | 12600 | 0 | 0 | 0 | |||||
14 | Amend Stock Compensation Plan | For | None | 12600 | 0 | 0 | 0 | |||||
15 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 12600 | 0 | 0 | |||||
16 | S/H Proposal - Political/Government | Against | None | 0 | 12600 | 0 | 0 | |||||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 12600 | 0 | 0 | |||||
18 | S/H Proposal - Corporate Governance | Against | None | 0 | 12600 | 0 | 0 | |||||
19 | S/H Proposal - Executive Compensation | Against | None | 0 | 12600 | 0 | 0 | |||||
20 | S/H Proposal - Executive Compensation | Against | None | 0 | 12600 | 0 | 0 | |||||
ROYAL DUTCH SHELL PLC | ||||||||||||
Security: | 780259107 | Meeting Type: | Annual | |||||||||
Ticker: | RDSB | Meeting Date: | 19-May-2015 | |||||||||
ISIN | US7802591070 | Vote Deadline Date: | 06-May-2015 | |||||||||
Agenda | 934193020 | Management | Total Ballot Shares: | 4228719.4155 | ||||||||
Last Vote Date: | 17-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Receive Consolidated Financial Statements | For | None | 6830 | 0 | 0 | 0 | |||||
2 | Receive Consolidated Financial Statements | For | None | 6830 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
13 | Election of Directors (Majority Voting) | For | None | 6830 | 0 | 0 | 0 | |||||
14 | Ratify Appointment of Independent Auditors | For | None | 6830 | 0 | 0 | 0 | |||||
15 | Miscellaneous Compensation Plans | For | None | 6830 | 0 | 0 | 0 | |||||
16 | Allot Securities | For | None | 6830 | 0 | 0 | 0 | |||||
17 | Eliminate Pre-Emptive Rights | For | None | 6830 | 0 | 0 | 0 | |||||
18 | Approve Charter Amendment | For | None | 6830 | 0 | 0 | 0 | |||||
19 | Miscellaneous Compensation Plans | For | None | 6830 | 0 | 0 | 0 | |||||
20 | Approve Charter Amendment | For | None | 6830 | 0 | 0 | 0 | |||||
21 | Approve Charter Amendment | For | None | 6830 | 0 | 0 | 0 | |||||
THE ALLSTATE CORPORATION | ||||||||||||
Security: | 020002101 | Meeting Type: | Annual | |||||||||
Ticker: | ALL | Meeting Date: | 19-May-2015 | |||||||||
ISIN | US0200021014 | Vote Deadline Date: | 18-May-2015 | |||||||||
Agenda | 934167176 | Management | Total Ballot Shares: | 99466 | ||||||||
Last Vote Date: | 07-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 8600 | 0 | 0 | 0 | |||||
11 | 14A Executive Compensation | For | None | 8600 | 0 | 0 | 0 | |||||
12 | Ratify Appointment of Independent Auditors | For | None | 8600 | 0 | 0 | 0 | |||||
13 | S/H Proposal - Corporate Governance | Against | None | 0 | 8600 | 0 | 0 | |||||
HALLIBURTON COMPANY | ||||||||||||
Security: | 406216101 | Meeting Type: | Annual | |||||||||
Ticker: | HAL | Meeting Date: | 20-May-2015 | |||||||||
ISIN | US4062161017 | Vote Deadline Date: | 19-May-2015 | |||||||||
Agenda | 934172658 | Management | Total Ballot Shares: | 132738 | ||||||||
Last Vote Date: | 08-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 20650 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | None | 20650 | 0 | 0 | 0 | |||||
14 | 14A Executive Compensation | For | None | 20650 | 0 | 0 | 0 | |||||
15 | Amend Stock Compensation Plan | For | None | 20650 | 0 | 0 | 0 | |||||
16 | Amend Employee Stock Purchase Plan | For | None | 20650 | 0 | 0 | 0 | |||||
THERMO FISHER SCIENTIFIC INC. | ||||||||||||
Security: | 883556102 | Meeting Type: | Annual | |||||||||
Ticker: | TMO | Meeting Date: | 20-May-2015 | |||||||||
ISIN | US8835561023 | Vote Deadline Date: | 19-May-2015 | |||||||||
Agenda | 934172785 | Management | Total Ballot Shares: | 49333 | ||||||||
Last Vote Date: | 11-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 7750 | 0 | 0 | 0 | |||||
12 | 14A Executive Compensation | For | None | 7750 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | None | 7750 | 0 | 0 | 0 | |||||
CNOOC LIMITED | ||||||||||||
Security: | 126132109 | Meeting Type: | Annual | |||||||||
Ticker: | CEO | Meeting Date: | 21-May-2015 | |||||||||
ISIN | US1261321095 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 934205433 | Management | Total Ballot Shares: | 1316791 | ||||||||
Last Vote Date: | 25-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Receive Consolidated Financial Statements | For | Abstain | 4900 | 0 | 0 | 0 | |||||
2 | Dividends | For | Abstain | 4900 | 0 | 0 | 0 | |||||
3 | Election of Directors (Full Slate) | For | Abstain | 4900 | 0 | 0 | 0 | |||||
4 | Election of Directors (Full Slate) | For | Abstain | 4900 | 0 | 0 | 0 | |||||
5 | Election of Directors (Full Slate) | For | Abstain | 4900 | 0 | 0 | 0 | |||||
6 | Approve Remuneration of Directors and Auditors | For | Abstain | 4900 | 0 | 0 | 0 | |||||
7 | Ratify Appointment of Independent Auditors | For | Abstain | 4900 | 0 | 0 | 0 | |||||
8 | Stock Repurchase Plan | For | Abstain | 4900 | 0 | 0 | 0 | |||||
9 | Allot Relevant Securities | For | Abstain | 4900 | 0 | 0 | 0 | |||||
10 | Allot Relevant Securities | For | Abstain | 4900 | 0 | 0 | 0 | |||||
MERCK & CO., INC. | ||||||||||||
Security: | 58933Y105 | Meeting Type: | Annual | |||||||||
Ticker: | MRK | Meeting Date: | 26-May-2015 | |||||||||
ISIN | US58933Y1055 | Vote Deadline Date: | 22-May-2015 | |||||||||
Agenda | 934177393 | Management | Total Ballot Shares: | 5161990.4171 | ||||||||
Last Vote Date: | 14-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
11 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
12 | Election of Directors (Majority Voting) | For | None | 15150 | 0 | 0 | 0 | |||||
13 | 14A Executive Compensation | For | None | 15150 | 0 | 0 | 0 | |||||
14 | Ratify Appointment of Independent Auditors | For | None | 15150 | 0 | 0 | 0 | |||||
15 | Amend Stock Compensation Plan | For | None | 15150 | 0 | 0 | 0 | |||||
16 | Amend Stock Compensation Plan | For | None | 15150 | 0 | 0 | 0 | |||||
17 | S/H Proposal - Corporate Governance | Against | None | 0 | 15150 | 0 | 0 | |||||
18 | S/H Proposal - Executive Compensation | Against | None | 0 | 15150 | 0 | 0 | |||||
RAYTHEON COMPANY | ||||||||||||
Security: | 755111507 | Meeting Type: | Annual | |||||||||
Ticker: | RTN | Meeting Date: | 28-May-2015 | |||||||||
ISIN | US7551115071 | Vote Deadline Date: | 27-May-2015 | |||||||||
Agenda | 934200572 | Management | Total Ballot Shares: | 2531470.3587 | ||||||||
Last Vote Date: | 28-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
2 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
3 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
4 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
5 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
6 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
7 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
8 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
9 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
10 | Election of Directors (Majority Voting) | For | None | 11500 | 0 | 0 | 0 | |||||
11 | 14A Executive Compensation | For | None | 11500 | 0 | 0 | 0 | |||||
12 | Amend Stock Compensation Plan | For | None | 11500 | 0 | 0 | 0 | |||||
13 | Ratify Appointment of Independent Auditors | For | None | 11500 | 0 | 0 | 0 | |||||
14 | S/H Proposal - Political/Government | Against | None | 0 | 11500 | 0 | 0 | |||||
15 | S/H Proposal - Political/Government | Against | None | 0 | 11500 | 0 | 0 | |||||
16 | S/H Proposal - Establish Independent Chairman | Against | None | 0 | 11500 | 0 | 0 | |||||
DEVON ENERGY CORPORATION | ||||||||||||
Security: | 25179M103 | Meeting Type: | Annual | |||||||||
Ticker: | DVN | Meeting Date: | 03-Jun-2015 | |||||||||
ISIN | US25179M1036 | Vote Deadline Date: | 02-Jun-2015 | |||||||||
Agenda | 934194313 | Management | Total Ballot Shares: | 74580 | ||||||||
Last Vote Date: | 22-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Directors | For | None | |||||||||
1 | BARBARA M. BAUMANN | 10750 | 0 | 0 | 0 | |||||||
2 | JOHN E. BETHANCOURT | 10750 | 0 | 0 | 0 | |||||||
3 | ROBERT H. HENRY | 10750 | 0 | 0 | 0 | |||||||
4 | MICHAEL M. KANOVSKY | 10750 | 0 | 0 | 0 | |||||||
5 | ROBERT A. MOSBACHER, JR | 10750 | 0 | 0 | 0 | |||||||
6 | J. LARRY NICHOLS | 10750 | 0 | 0 | 0 | |||||||
7 | DUANE C. RADTKE | 10750 | 0 | 0 | 0 | |||||||
8 | MARY P. RICCIARDELLO | 10750 | 0 | 0 | 0 | |||||||
9 | JOHN RICHELS | 10750 | 0 | 0 | 0 | |||||||
2 | 14A Executive Compensation | For | None | 10750 | 0 | 0 | 0 | |||||
3 | Ratify Appointment of Independent Auditors | For | None | 10750 | 0 | 0 | 0 | |||||
4 | Approve Stock Compensation Plan | For | None | 10750 | 0 | 0 | 0 | |||||
5 | S/H Proposal - Access To Proxy | Against | None | 0 | 10750 | 0 | 0 | |||||
6 | S/H Proposal - Environmental | Against | None | 0 | 10750 | 0 | 0 | |||||
7 | S/H Proposal - Corporate Governance | Against | None | 0 | 10750 | 0 | 0 | |||||
8 | S/H Proposal - Environmental | Against | None | 0 | 10750 | 0 | 0 |
Cullen Emerging Markets High Dividend Fund
Meeting Date Range: 01-Jul-2014 To 30-Jun-2015 | ||||||||||||
Selected Accounts | ||||||||||||
LENOVO GROUP LTD, HONG KONG | ||||||||||||
Security: | Y5257Y107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Jul-2014 | ||||||||||
ISIN | HK0992009065 | Vote Deadline Date: | 26-Jun-2014 | |||||||||
Agenda | 705337992 | Management | Total Ballot Shares: | 1670000 | ||||||||
Last Vote Date: | 30-May-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 29/LTN20140529208.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/05 29/LTN20140529198.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS FOR THE YEAR ENDED MARCH 31, 2014 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITOR THEREON | For | None | 1670000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE ISSUED SHARES FOR THE YEAR ENDED MARCH 31, 2014 | For | None | 1670000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. ZHU LINAN AS DIRECTOR | For | None | 1670000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. NOBUYUKI IDEI AS DIRECTOR | For | None | 1670000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. WILLIAM O. GRABE AS DIRECTOR | For | None | 1670000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MS. MA XUEZHENG AS DIRECTOR | For | None | 1670000 | 0 | 0 | 0 | |||||
9 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX DIRECTORS' FEES | For | None | 1670000 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX AUDITOR'S REMUNERATION | For | None | 1670000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | For | None | 1670000 | 0 | 0 | 0 | |||||
12 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES IN ISSUE OF THE COMPANY | For | None | 1670000 | 0 | 0 | 0 | |||||
13 | TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES OF THE COMPANY BY ADDING THE NUMBER OF THE SHARES BOUGHT BACK | For | None | 1670000 | 0 | 0 | 0 | |||||
14 | TO APPROVE THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 1670000 | 0 | 0 | 0 | |||||
LAFARGE AFRICA PLC, IKEJA | ||||||||||||
Security: | V2856X104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 09-Jul-2014 | ||||||||||
ISIN | NGWAPCO00002 | Vote Deadline Date: | 30-Jun-2014 | |||||||||
Agenda | 705403537 | Management | Total Ballot Shares: | 980298 | ||||||||
Last Vote Date: | 13-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENT FOR THE YEAR ENDED 31ST DECEMBER 2013, THE REPORT OF DIRECTORS, AUDITORS AND AUDIT COMMITTEE THEREON | For | None | 980298 | 0 | 0 | 0 | |||||
2 | TO DECLARE A DIVIDEND | For | None | 980298 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT DIRECTOR: MR. JEAN- CHRISTOPHE BARBANT | For | None | 980298 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT DIRECTOR: MR. GUILLAUME ROUX | For | None | 980298 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DIRECTOR: CHIEF (DR.) JOSEPH SANUSI CON | For | None | 980298 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT DIRECTOR: MR. JEAN-CARLOS ANGULO | For | None | 980298 | 0 | 0 | 0 | |||||
7 | TO ELECT A DIRECTOR: MR. THIERRY METRO | For | None | 980298 | 0 | 0 | 0 | |||||
8 | TO AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF THE EXTERNAL AUDITORS | For | None | 980298 | 0 | 0 | 0 | |||||
9 | TO ELECT MEMBERS OF THE AUDIT COMMITTEE | For | None | 980298 | 0 | 0 | 0 | |||||
10 | ACQUISITION OF SHARES IN LAFARGE SOUTH AFRICA HOLDINGS (PTY) LIMITED | For | None | 980298 | 0 | 0 | 0 | |||||
11 | ACQUISITION OF AN INTEREST IN UNITED CEMENT COMPANY OF NIGERIA LIMITED THROUGH EGYPTIAN CEMENT HOLDINGS B.V | For | None | 980298 | 0 | 0 | 0 | |||||
12 | ACQUISITION OF SHARES IN ASHAKACEM PLC | For | None | 980298 | 0 | 0 | 0 | |||||
13 | ACQUISITION OF SHARES IN ATLAS CEMENT COMPANY LIMITED | For | None | 980298 | 0 | 0 | 0 | |||||
14 | APPROVAL OF PUBLIC OFFER OF SHARES | For | None | 980298 | 0 | 0 | 0 | |||||
15 | LISTING OF ADDITIONAL SHARES ON THE NIGERIAN STOCK EXCHANGE | For | None | 980298 | 0 | 0 | 0 | |||||
16 | APPROVAL OF INCREASE IN AUTHORIZED SHARE CAPITAL | For | None | 980298 | 0 | 0 | 0 | |||||
17 | APPROVAL OF AMENDMENT OF THE ARTICLES OF ASSOCIATION FOR THE INCREASE IN THE NUMBER OF DIRECTORS : ARTICLE NO. 82 | For | None | 980298 | 0 | 0 | 0 | |||||
18 | APPROVAL OF AMENDMENT OF ARTICLE 57 OF THE ARTICLES OF ASSOCIATION | For | None | 980298 | 0 | 0 | 0 | |||||
19 | APPROVAL OF CHANGE OF NAME OF THE COMPANY: LAFARGE AFRICA PLC | For | None | 980298 | 0 | 0 | 0 | |||||
20 | DIRECTORS AUTHORITY | For | None | 980298 | 0 | 0 | 0 | |||||
21 | 19 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RESOLUTIONS S.8, S.10. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
ASCENDAS INDIA TRUST | ||||||||||||
Security: | Y0259C104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Jul-2014 | ||||||||||
ISIN | SG1V35936920 | Vote Deadline Date: | 03-Jul-2014 | |||||||||
Agenda | 705405315 | Management | Total Ballot Shares: | 1369000 | ||||||||
Last Vote Date: | 13-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THE AGGREGATE LEVERAGE COMPUTATION AMENDMENT | For | None | 1369000 | 0 | 0 | 0 | |||||
ASCENDAS INDIA TRUST | ||||||||||||
Security: | Y0259C104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Jul-2014 | ||||||||||
ISIN | SG1V35936920 | Vote Deadline Date: | 03-Jul-2014 | |||||||||
Agenda | 705405327 | Management | Total Ballot Shares: | 1369000 | ||||||||
Last Vote Date: | 13-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE-MANAGER, STATEMENT BY THE TRUSTEE-MANAGER AND AUDITED FINANCIAL STATEMENTS OF A-ITRUST, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2014, TOGETHER WITH THE AUDITORS' REPORT THEREON | For | None | 1369000 | 0 | 0 | 0 | |||||
2 | TO RE-APPOINT MESSRS ERNST & YOUNG LLP ("EY") AS INDEPENDENT AUDITOR OF A- ITRUST, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING ("AGM") OF A-ITRUST AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE-MANAGER TO FIX THEIR REMUNERATION | For | None | 1369000 | 0 | 0 | 0 | |||||
3 | THAT PURSUANT TO SECTION 36 OF THE SINGAPORE BUSINESS TRUSTS ACT, CAP. 31A (THE "BTA"), RULE 806 OF THE LISTING MANUAL OF THE SINGAPORE EXCHANGE SECURITIES LIMITED (THE "SGX-ST"), AND CLAUSE 6.1.1 OF THE AMENDED AND RESTATED TRUST DEED DATED 28 JUNE 2007 CONSTITUTING A-ITRUST (THE "TRUST DEED"), THE TRUSTEE-MANAGER BE AUTHORISED AND EMPOWERED TO: A) I) ISSUE UNITS OF A-ITRUST ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO | For | None | 1369000 | 0 | 0 | 0 | |||||
THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE TRUSTEE-CONTD | ||||||||||||
4 | CONTD MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND B) ISSUE UNITS IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE TRUSTEE-MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED PURSUANT TO INSTRUMENTS MADE OR GRANTED UNDER THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT (50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) CALCULATED IN ACCORDANCE WITH SUBPARAGRAPH (2) BELOW, OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS (INCLUDING UNITS TO BE ISSUED PURSUANT TO INSTRUMENTS MADE OR GRANTED UNDER CONTD | None | None | Non Voting | ||||||||
5 | CONTD THIS RESOLUTION), SHALL NOT EXCEED TWENTY PER CENT (20%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY); (2) SUBJECT TO SUCH MARINER OF CALCULATION AS MAY BE PRESCRIBED BY THE SGX- ST FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED UNITS SHALL BE CALCULATED BASED ON THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY | None | None | Non Voting | ||||||||
INSTRUMENTS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE TRUSTEE-MANAGER SHALL COMPLY WITH CONTD | ||||||||||||
6 | CONTD THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX- ST), THE TRUST DEED AND THE BTA; (4) UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING, THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT AGM OR (II) THE DATE BY WHICH THE NEXT AGM IS REQUIRED BY APPLICABLE REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (5) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED, IN THE EVENT OF RIGHTS OR ANY OTHER EVENTS, THE TRUSTEE-MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME CONTD | None | None | Non Voting | ||||||||
7 | CONTD THE INSTRUMENTS ARE ISSUED; AND (6) THE TRUSTEE-MANAGER BE AND IS HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE TRUSTEE-MANAGER MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF A-ITRUST TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | None | None | Non Voting | ||||||||
PEGAS NONWOVENS SA, LUXEMBOURG | ||||||||||||
Security: | L7576N105 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Jul-2014 | ||||||||||
ISIN | LU0275164910 | Vote Deadline Date: | 02-Jul-2014 | |||||||||
Agenda | 705431079 | Management | Total Ballot Shares: | 57292 | ||||||||
Last Vote Date: | 27-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 07-JUL-2014: PLEASE NOTE THAT THIS IS A POSTPONEMENT OF ITEMS 1, 11, 12.1, 12.2, 13 AND 14 OF THE ORIGINAL AGENDA OF THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS THAT WAS HELD ON 16 JUNE 2014. | None | None | Non Voting | ||||||||
2 | THE MEETING ELECTS ALDO SCHUURMAN AS THE CHAIRMAN OF THE MEETING. THE MEETING AUTHORISES THE CHAIRMAN, IN THE NAME AND ON BEHALF OF THE MEETING, TO APPOINT THE SCRUTINEER AND SECRETARY AMONGST THE PERSONS PRESENT AT THE MEETING. ALTERNATIVELY, IN CASE OF IMPEDIMENTS OF ALDO SCHUURMAN PROPOSED TO ACT AS CHAIRMAN, THE MEETING AUTHORISES THE CHAIRMAN OF THE BOARD OF DIRECTORS OR, IN CASE OF HIS ABSENCE, ANY OTHER MEMBER OF THE BOARD OF DIRECTORS PRESENT AT THE MEETING, ACTING INDIVIDUALLY, TO APPOINT, IN THE NAME AND ON THE BEHALF OF THE MEETING, THE MEMBERS OF THE BUREAU AMONGST THE PERSONS PRESENT AT THE MEETING | For | None | 42292 | 0 | 0 | 0 | |||||
3 | THE MEETING RESOLVES TO CONVERT 230,735 PHANTOM OPTIONS GRANTED IN 2010-2013 BY PEGAS TO THE DIRECTORS AND SENIOR MANAGEMENT OF PEGAS AND/OR ITS AFFILIATES INTO 230,735 WARRANTS. EACH WARRANT, WHEN EXERCISED, WILL GRANT THE HOLDER THE RIGHT TO RECEIVE (I) ONE SHARE IN PEGAS FOR A STRIKE PRICE CORRESPONDING TO CZK 473.-, REPRESENTING THE PEGAS'S SHARE PRICE ON THE PRAGUE STOCK EXCHANGE (THE "PSE") AS OF 15 DECEMBER | For | None | 42292 | 0 | 0 | 0 | |||||
2009 INCREASED BY 10%, OR (II) A PAYMENT IN CASH AMOUNTING TO THE FINAL PRICE OF ONE SHARE OF PEGAS ON THE PRAGUE STOCK EXCHANGE ON THE BUSINESS DAY PRECEDING THE EXERCISE DATE, LESS CZK 473.-REPRESENTING THE PEGAS'S SHARE PRICE ON THE PSE AS OF 15 DECEMBER 2009 INCREASED BY 10%. ALL THE WARRANTS WILL VEST IMMEDIATELY FROM THEIR GRANTING DATE AND WILL HAVE THE SAME EXERCISE PERIOD THAT INITIALLY PLANNED FOR THE PHANTOM OPTIONS. THE MEETING AUTHORIZES AND EMPOWERS THE BOARD OF DIRECTORS TO EVIDENCE AND EXECUTE THE CONVERSION OF THE 230,735 PHANTOM OPTIONS INTO 230,735 WARRANTS BY THE SIGNATURE OF AGREEMENTS OR ANY OTHER DOCUMENTS WHICH MIGHT BE REQUIRED OR NECESSARY FOR THAT PURPOSE | ||||||||||||
4 | THE MEETING RESOLVES TO ISSUE 230,735 NEW WARRANTS (REPRESENTING 2.5% OF THE PEGAS'S SHARE CAPITAL) TO THE DIRECTORS AND SENIOR MANAGEMENT OF PEGAS AND/OR ITS AFFILIATES COLLECTIVELY, FOR A SUBSCRIPTION PRICE OF CZK 5.89 PER NEW WARRANT TO BE PAID IN CASH BY THE DIRECTORS, IT BEING UNDERSTOOD THAT THE BOARD OF DIRECTORS OF PEGAS WILL DECIDE HOW THE NEW WARRANTS WILL BE DIVIDED AMONG THE DIRECTORS AND SENIOR MANAGEMENT OF PEGAS AND/OR ITS AFFILIATES. EACH NEW WARRANT, WHEN EXERCISED, WILL ENTITLE THE HOLDER TO EITHER RECEIVE (I) ONE SHARE IN PEGAS FOR A STRIKE PRICE CORRESPONDING TO CZK 588.16 (REPRESENTING THE AVERAGE OF PEGAS'S SHARE PRICE ON THE PRAGUE STOCK EXCHANGE FROM 1 OCTOBER 2013 TO 31 DECEMBER 2013) LESS ALL THE DIVIDENDS WHICH HAVE BEEN VALIDLY DECLARED BY PEGAS, PER PEGAS'S SHARE, FOR THE RELEVANT FINANCIAL YEAR(S) (I.E. THE FINANCIAL YEAR 2014 FOR THE NEW WARRANTS TO BE VESTED IN 2014, THE FINANCIAL YEARS 2014 AND 2015 FOR THE | For | None | 42292 | 0 | 0 | 0 | |||||
NEW WARRANTS TO BE VESTED IN 2015 AND THE FINANCIAL YEARS 2014, 2015 AND 2016 FOR THE NEW WARRANTS TO BE VESTED IN 2016), OR (II) A PAYMENT IN CASH AMOUNTING TO THE FINAL PRICE OF ONE SHARE OF PEGAS ON THE PRAGUE STOCK EXCHANGE ON THE BUSINESS DAY PRECEDING THE EXERCISE DATE, PLUS ALL THE DIVIDENDS WHICH HAVE BEEN VALIDLY DECLARED BY PEGAS, PER PEGAS'S SHARE, FOR THE RELEVANT FINANCIAL YEAR(S) (I.E. THE FINANCIAL YEAR 2014 FOR THE NEW WARRANTS TO BE VESTED IN 2014, THE FINANCIAL YEARS 2014 AND 2015 FOR THE NEW WARRANTS TO BE VESTED IN 2015 AND THE FINANCIAL YEARS 2014, 2015 AND 2016 FOR THE NEW WARRANTS TO BE VESTED IN 2016), LESS THE STRIKE PRICE OF CZK 588.16 (REPRESENTING THE AVERAGE OF PEGAS'S SHARE PRICE ON THE PRAGUE STOCK EXCHANGE FROM OCTOBER 1, 2013 TO DECEMBER 31, 2013). THE MEETING AUTHORIZES AND EMPOWERS THE BOARD OF DIRECTORS TO EVIDENCE AND EXECUTE THE ISSUANCE OF NEW WARRANTS BY THE SIGNATURE OF AGREEMENTS OR ANY OTHER DOCUMENTS WHICH MIGHT BE REQUIRED OR NECESSARY FOR THAT PURPOSE, AND TO ALLOCATE THE 230,735 NEW WARRANTS BETWEEN THE DIRECTORS AND SENIOR MANAGEMENT OF PEGAS AND/OR ITS AFFILIATES IN ACCORDANCE WITH CRITERIA DETERMINED BY, AND AT THE DISCRETION OF, THE BOARD OF THE DIRECTORS | ||||||||||||
5 | THE MEETING RESOLVES TO EXCLUDE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS IN CONNECTION WITH THE ISSUE OF 230,735 WARRANTS MENTIONED ABOVE | For | None | 42292 | 0 | 0 | 0 | |||||
6 | THE MEETING RESOLVES TO AMEND AND REPLACE THE EXISTING ARTICLES 5.2, 5.3, 5.4, 5.5, 6.5, 7 (IN ITS ENTIRETY), 17.2 AND 18.3 OF THE ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE DOCUMENT SUBMITTED TO THE MEETING | For | None | 42292 | 0 | 0 | 0 | |||||
7 | THE MEETING RESOLVES TO AUTHORISE THE BOARD OF DIRECTORS OF PEGAS TO EXCLUDE OR LIMIT SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS WITH RESPECT TO THE ISSUE OF NEW SECURITIES WITHIN THE NEW AUTHORISED CAPITAL AS SET OUT IN THE AMENDED ARTICLES OF ASSOCIATION | For | None | 42292 | 0 | 0 | 0 | |||||
8 | 07-JUL-2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF RESOLUTION NUMBER IN POSTPONEMENT OF ITEMS COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
SATS LTD, SINGAPORE | ||||||||||||
Security: | Y7992U101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Jul-2014 | ||||||||||
ISIN | SG1I52882764 | Vote Deadline Date: | 16-Jul-2014 | |||||||||
Agenda | 705418540 | Management | Total Ballot Shares: | 645000 | ||||||||
Last Vote Date: | 26-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' REPORT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2014 AND THE AUDITOR'S REPORT THEREON | For | None | 645000 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL ORDINARY TAX- EXEMPT (ONE-TIER) DIVIDEND OF 8 CENTS PER SHARE FOR THE FINANCIAL YEAR ENDED 31 MARCH 2014 | For | None | 645000 | 0 | 0 | 0 | |||||
3 | TO RE-APPOINT MR DAVID ZALMON BAFFSKY AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50 OF SINGAPORE (THE "COMPANIES ACT"), TO HOLD SUCH OFFICE FROM THE DATE OF THIS ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING | For | None | 645000 | 0 | 0 | 0 | |||||
4 | TO RE-APPOINT MR NIHAL VIJAYA DEVADAS KAVIRATNE CBE AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, TO HOLD SUCH OFFICE FROM THE DATE OF THIS ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING | For | None | 645000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR LEO YIP SENG CHEONG, WHO WILL RETIRE BY ROTATION IN ACCORDANCE WITH ARTICLE 83 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, WILL OFFER HIMSELF FOR RE-ELECTION AS A DIRECTOR OF THE COMPANY | For | None | 645000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR KOH POH TIONG, WHO WILL RETIRE BY ROTATION IN ACCORDANCE WITH ARTICLE 83 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, WILL OFFER HIMSELF FOR RE-ELECTION AS A DIRECTOR OF THE COMPANY | For | None | 645000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MS EULEEN GOH YIU KIANG, WHO WILL RETIRE IN ACCORDANCE WITH ARTICLE 90 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, WILL OFFER HERSELF FOR RE- ELECTION AS A DIRECTOR OF THE COMPANY | For | None | 645000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR YAP CHEE MENG, WHO WILL RETIRE IN ACCORDANCE WITH ARTICLE 90 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND WHO, BEING ELIGIBLE, WILL OFFER HIMSELF FOR RE- ELECTION AS A DIRECTOR OF THE COMPANY | For | None | 645000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT MESSRS ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 645000 | 0 | 0 | 0 | |||||
10 | TO APPROVE PAYMENT OF DIRECTORS' FEES OF UP TO SGD 1,300,000 FOR THE FINANCIAL YEAR ENDING 31 MARCH 2015 (2014: UP TO SGD 1,300,000) | For | None | 645000 | 0 | 0 | 0 | |||||
11 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO: (A) (I) ISSUE SHARES IN THE CAPITAL OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR | For | None | 645000 | 0 | 0 | 0 | |||||
ABSOLUTE DISCRETION DEEM FIT; AND (B) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENTS MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, CONTD | ||||||||||||
12 | CONTD PROVIDED THAT: (I) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50 PERCENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) IN THE CAPITAL OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (II) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 5 PERCENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) IN THE CAPITAL OF THE COMPANY (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (II) BELOW); (II) (SUBJECT TO SUCH MANNER OF CALCULATION AS CONTD | None | None | Non Voting | ||||||||
13 | CONTD MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST")) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (I) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) IN THE CAPITAL OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (AA) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR EMPLOYEE SHARE OPTIONS OR VESTING OF SHARE AWARDS | None | None | Non Voting | ||||||||
WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (BB) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES; (III) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE CONTD | ||||||||||||
14 | CONTD SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND (IV) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER | None | None | Non Voting | ||||||||
15 | THAT: (A) (I) PURSUANT TO RULE 14.1 OF THE RULES OF THE SATS PERFORMANCE SHARE PLAN ("PERFORMANCE SHARE PLAN"), THE EXTENSION OF THE DURATION OF THE PERFORMANCE SHARE PLAN FOR A PERIOD OF 10 YEARS FROM 19 JULY 2015 TO 18 JULY 2025 (BOTH DATES INCLUSIVE) BE AND IS HEREBY APPROVED; AND (II) PURSUANT TO RULE 14.1 OF THE RULES OF THE SATS RESTRICTED SHARE PLAN ("RESTRICTED SHARE PLAN"), THE EXTENSION OF THE DURATION OF THE RESTRICTED SHARE PLAN FOR A PERIOD OF 10 YEARS FROM 19 JULY 2015 TO 18 JULY 2025 (BOTH DATES INCLUSIVE) BE AND IS HEREBY APPROVED; AND (B) THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO: (I) GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE PERFORMANCE SHARE PLAN AND/OR THE RESTRICTED SHARE PLAN; AND (II) ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY ("CONTD | For | None | 645000 | 0 | 0 | 0 | |||||
16 | CONTD SHARES") AS MAY BE REQUIRED TO BE ISSUED PURSUANT TO THE EXERCISE OF OPTIONS UNDER THE SATS EMPLOYEE SHARE OPTION PLAN ("SHARE OPTION PLAN") AND/OR SUCH NUMBER OF FULLY PAID SHARES AS MAY BE REQUIRED TO BE ISSUED PURSUANT TO THE VESTING OF AWARDS UNDER THE PERFORMANCE SHARE PLAN AND/OR THE RESTRICTED SHARE PLAN (THE SHARE OPTION PLAN, THE PERFORMANCE SHARE PLAN AND THE RESTRICTED SHARE PLAN, TOGETHER THE "SHARE PLANS"), PROVIDED THAT: (AA) THE AGGREGATE NUMBER OF NEW SHARES TO BE ALLOTTED AND ISSUED PURSUANT TO THE SHARE PLANS SHALL NOT EXCEED 15 PERCENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) FROM TIME TO TIME; AND (BB) THE AGGREGATE NUMBER OF SHARES UNDER AWARDS TO BE GRANTED PURSUANT TO THE PERFORMANCE SHARE PLAN AND/OR THE RESTRICTED SHARE PLAN DURING THE PERIOD COMMENCING FROM THE DATE CONTD | None | None | Non Voting | ||||||||
17 | CONTD OF THIS ANNUAL GENERAL MEETING OF THE COMPANY AND ENDING ON THE DATE OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER, SHALL NOT EXCEED 1 PERCENT OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES) FROM TIME TO TIME | None | None | Non Voting | ||||||||
18 | THAT: (A) APPROVAL BE AND IS HEREBY GIVEN, FOR THE PURPOSES OF CHAPTER 9 OF THE LISTING MANUAL ("CHAPTER 9") OF THE SGX-ST, FOR THE COMPANY, ITS SUBSIDIARIES AND ASSOCIATED COMPANIES THAT ARE ENTITIES AT RISK (AS THAT TERM IS USED IN CHAPTER 9), OR ANY OF THEM, TO ENTER INTO ANY OF THE TRANSACTIONS FALLING WITHIN THE TYPES OF INTERESTED PERSON TRANSACTIONS DESCRIBED IN THE APPENDIX TO THE LETTER TO SHAREHOLDERS DATED 25 JUNE 2014 (THE "LETTER TO SHAREHOLDERS") WITH ANY PARTY WHO IS OF THE CLASS OF INTERESTED PERSONS DESCRIBED IN THE APPENDIX TO THE LETTER TO SHAREHOLDERS, PROVIDED THAT SUCH | For | None | 645000 | 0 | 0 | 0 | |||||
TRANSACTIONS ARE MADE ON NORMAL COMMERCIAL TERMS AND IN ACCORDANCE WITH THE REVIEW PROCEDURES FOR SUCH INTERESTED PERSON TRANSACTIONS; (B) THE APPROVAL GIVEN IN PARAGRAPH (A) ABOVE (THE "IPT MANDATE") SHALL, UNLESS REVOKED OR VARIED CONTD | ||||||||||||
19 | CONTD BY THE COMPANY IN GENERAL MEETING, CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; AND (C) THE DIRECTORS OF THE COMPANY AND/OR ANY OF THEM BE AND ARE HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF THE COMPANY TO GIVE EFFECT TO THE IPT MANDATE AND/OR THIS RESOLUTION | None | None | Non Voting | ||||||||
20 | THAT: (A) FOR THE PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, THE EXERCISE BY THE DIRECTORS OF THE COMPANY OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED SHARES NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE DIRECTORS OF THE COMPANY FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (I) MARKET PURCHASE(S) ON THE SGX- ST; AND/OR (II) OFF-MARKET PURCHASE(S) (IF EFFECTED OTHERWISE THAN ON THE SGX-ST) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS OF THE COMPANY AS THEY CONSIDER FIT, WHICH SCHEME(S) SHALL SATISFY ALL THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN ACCORDANCE WITH ALL OTHER LAWS AND REGULATIONS AND CONTD | For | None | 645000 | 0 | 0 | 0 | |||||
21 | CONTD RULES OF THE SGX-ST AS MAY FOR THE TIME BEING BE APPLICABLE, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "SHARE PURCHASE MANDATE"); (B) UNLESS VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, THE AUTHORITY CONFERRED ON THE DIRECTORS OF THE COMPANY PURSUANT TO THE SHARE PURCHASE MANDATE MAY BE EXERCISED BY THE DIRECTORS OF THE COMPANY AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (I) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS HELD; (II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD; AND (III) THE DATE ON WHICH PURCHASES AND ACQUISITIONS OF SHARES PURSUANT TO THE SHARE PURCHASE MANDATE ARE CARRIED OUT TO THE FULL CONTD | None | None | Non Voting | ||||||||
22 | CONTD EXTENT MANDATED; (C) IN THIS RESOLUTION: "MAXIMUM LIMIT" MEANS THAT NUMBER OF ISSUED SHARES REPRESENTING 2 PERCENT OF THE ISSUED SHARES AS AT THE DATE OF THE PASSING OF THIS RESOLUTION (EXCLUDING ANY SHARES WHICH ARE HELD AS TREASURY SHARES AS AT THAT DATE); AND "MAXIMUM PRICE" IN RELATION TO A SHARE TO BE PURCHASED OR ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING RELATED BROKERAGE, COMMISSION, APPLICABLE GOODS AND SERVICES TAX, STAMP DUTIES, CLEARANCE FEES AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED, IN THE CASE OF BOTH A MARKET PURCHASE OF A SHARE AND AN OFF-MARKET PURCHASE OF A SHARE, 105 PERCENT OF THE AVERAGE CLOSING PRICE OF THE SHARES; WHERE: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE LAST DEALT PRICES OF A SHARE FOR THE FIVE CONSECUTIVE TRADING DAYS ON WHICH THE SHARES ARE TRANSACTED ON THE SGX-CONTD | None | None | Non Voting | ||||||||
23 | CONTD ST IMMEDIATELY PRECEDING THE DATE OF THE MARKET PURCHASE BY THE COMPANY OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET PURCHASE, AND DEEMED TO BE ADJUSTED IN ACCORDANCE WITH THE LISTING RULES OF THE SGX-ST FOR ANY CORPORATE ACTION THAT OCCURS | None | None | Non Voting | ||||||||
AFTER THE RELEVANT FIVE-DAY PERIOD; AND "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE COMPANY ANNOUNCES ITS INTENTION TO MAKE AN OFFER FOR THE PURCHASE OR ACQUISITION OF SHARES FROM HOLDERS OF SHARES, STATING THEREIN THE PURCHASE PRICE (WHICH SHALL NOT BE MORE THAN THE MAXIMUM PRICE CALCULATED ON THE BASIS SET OUT HEREIN) FOR EACH SHARE AND THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET PURCHASE; AND (D) THE DIRECTORS OF THE COMPANY AND/OR ANY OF THEM BE AND ARE HEREBY AUTHORISED TO COMPLETE CONTD | ||||||||||||
24 | CONTD AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | None | None | Non Voting | ||||||||
25 | TO TRANSACT ANY OTHER BUSINESS WHICH MAY ARISE AND CAN BE TRANSACTED AT AN ANNUAL GENERAL MEETING | Abstain | None | 645000 | 0 | 0 | 0 | |||||
RELIGARE HEALTH TRUST, SINGAPORE | ||||||||||||
Security: | Y72378105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Jul-2014 | ||||||||||
ISIN | SG2F26986156 | Vote Deadline Date: | 17-Jul-2014 | |||||||||
Agenda | 705450954 | Management | Total Ballot Shares: | 1870000 | ||||||||
Last Vote Date: | 05-Jul-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE REPORT OF THE RELIGARE HEALTH TRUST TRUSTEE MANAGER PTE. LTD. ("TRUSTEE-MANAGER"), STATEMENT BY THE TRUSTEE- MANAGER AND THE AUDITED FINANCIAL STATEMENTS OF RHT AND ITS SUBSIDIARIES FOR THE FINANCIAL YEAR ENDED 31 MARCH 2014 TOGETHER WITH THE AUDITORS' REPORT THEREON | For | None | 1870000 | 0 | 0 | 0 | |||||
2 | TO RE-APPOINT MESSRS ERNST & YOUNG LLP AS AUDITORS OF RHT AND TO AUTHORISE THE TRUSTEE-MANAGER TO FIX THEIR REMUNERATION | For | None | 1870000 | 0 | 0 | 0 | |||||
3 | PROPOSED UNIT ISSUE MANDATE | For | None | 1870000 | 0 | 0 | 0 | |||||
SABMILLER PLC, WOKING SURREY | ||||||||||||
Security: | G77395104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Jul-2014 | ||||||||||
ISIN | GB0004835483 | Vote Deadline Date: | 18-Jul-2014 | |||||||||
Agenda | 705430584 | Management | Total Ballot Shares: | 45250 | ||||||||
Last Vote Date: | 26-Jun-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2014 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS THEREIN | For | None | 45250 | 0 | 0 | 0 | |||||
2 | TO RECEIVE AND IF THOUGHT FIT APPROVE THE DIRECTORS REMUNERATION REPORT 2014 OTHER THAN THE DIRECTORS REMUNERATION POLICY | For | None | 45250 | 0 | 0 | 0 | |||||
3 | TO RECEIVE AND IF THOUGHT FIT APPROVE THE DIRECTORS REMUNERATION POLICY CONTAINED IN THE ANNUAL REPORT FOR THE YEAR ENDED 31 MARCH 2014 | For | None | 45250 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR M H ARMOUR AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR G C BIBLE AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR A J CLARK AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR D S DEVITRE AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR G R ELLIOTT AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT MS L M S KNOX AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT MR P J MANSER AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT MR J A MANZONI AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
12 | TO RE-ELECT DR D F MOYO AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT MR C A PEREZ DAVILA AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
14 | TO RE-ELECT MR A SANTO DOMINGO DAVILA AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
15 | TO RE-ELECT MS H A WEIR AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
16 | TO RE-ELECT MR H A WILLARD AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
17 | TO RE-ELECT MR J S WILSON AS A DIRECTOR OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
18 | TO DECLARE A FINAL DIVIDEND OF 80 US CENTS PER SHARE | For | None | 45250 | 0 | 0 | 0 | |||||
19 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING | For | None | 45250 | 0 | 0 | 0 | |||||
20 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | None | 45250 | 0 | 0 | 0 | |||||
21 | TO GIVE A GENERAL POWER AND AUTHORITY TO THE DIRECTORS TO ALLOT SHARES | For | None | 45250 | 0 | 0 | 0 | |||||
22 | TO ADOPT THE SABMILLER PLC EMPLOYEE SHARE PURCHASE PLAN | For | None | 45250 | 0 | 0 | 0 | |||||
23 | TO ADOPT THE SABMILLER PLC SHARESAVE PLAN | For | None | 45250 | 0 | 0 | 0 | |||||
24 | TO AUTHORISE THE DIRECTORS TO ESTABLISH SUPPLEMENTS OR APPENDICES TO THE SABMILLER PLC EMPLOYEE SHARE PURCHASE PLAN OR THE SABMILLER PLC SHARESAVE PLAN | For | None | 45250 | 0 | 0 | 0 | |||||
25 | TO GIVE A GENERAL POWER AND AUTHORITY TO THE DIRECTORS TO ALLOT SHARES FOR CASH OTHERWISE THAN PRO RATA TO ALL SHAREHOLDERS | For | None | 45250 | 0 | 0 | 0 | |||||
26 | TO GIVE A GENERAL AUTHORITY TO THE DIRECTORS TO MAKE MARKET PURCHASES OF ORDINARY SHARES OF US 0.10 DOLLARS EACH IN THE CAPITAL OF THE COMPANY | For | None | 45250 | 0 | 0 | 0 | |||||
27 | TO APPROVE THE CALLING OF GENERAL MEETINGS OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS NOTICE | For | None | 45250 | 0 | 0 | 0 | |||||
28 | 27 JUN 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | None | None | Non Voting | ||||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||
Security: | 881624209 | Meeting Type: | Annual | |||||||||
Ticker: | TEVA | Meeting Date: | 30-Jul-2014 | |||||||||
ISIN | US8816242098 | Vote Deadline Date: | 23-Jul-2014 | |||||||||
Agenda | 934055422 | Management | Total Ballot Shares: | 227162.3219 | ||||||||
Last Vote Date: | 08-Jul-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO APPOINT DAN PROPPER AS DIRECTOR, TO SERVE UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | For | Abstain | 41500 | 0 | 0 | 0 | |||||
2 | TO APPOINT ORY SLONIM AS DIRECTOR, TO SERVE UNTIL THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | For | Abstain | 41500 | 0 | 0 | 0 | |||||
3 | TO APPOINT MR. JOSEPH (YOSSI) NITZANI TO SERVE AS A STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS, FOLLOWING THE EXPIRATION OF HIS SECOND TERM OF SERVICE ON SEPTEMBER 25, 2014, AND TO APPROVE HIS REMUNERATION AND BENEFITS. | For | Abstain | 41500 | 0 | 0 | 0 | |||||
4 | TO APPOINT MR. JEAN-MICHEL HALFON TO SERVE AS A STATUTORY INDEPENDENT DIRECTOR FOR A TERM OF THREE YEARS, COMMENCING FOLLOWING MEETING, AND TO APPROVE HIS REMUNERATION & BENEFITS. | For | Abstain | 41500 | 0 | 0 | 0 | |||||
5 | TO APPROVE THE ANNUAL CASH BONUS OBJECTIVES FOR THE COMPANY'S PRESIDENT & CHIEF EXECUTIVE OFFICER FOR 2014 AND GOING FORWARD. | For | Abstain | 41500 | 0 | 0 | 0 | |||||
6 | TO APPROVE ANNUAL EQUITY AWARDS FOR THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER FOR EACH YEAR COMMENCING IN 2015. | For | Abstain | 41500 | 0 | 0 | 0 | |||||
7 | TO APPROVE THE PURCHASE OF DIRECTORS' AND OFFICERS' LIABILITY INSURANCE WITH ANNUAL COVERAGE OF UP TO $600 MILLION. | For | Abstain | 41500 | 0 | 0 | 0 | |||||
8 | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2015 ANNUAL MEETING OF SHAREHOLDERS. | For | Abstain | 41500 | 0 | 0 | 0 | |||||
BANK OF NEW YORK MELLON SA INSTITUCION DE BANCA MU | ||||||||||||
Security: | P1565C150 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Aug-2014 | ||||||||||
ISIN | MXCFTE0B0005 | Vote Deadline Date: | 13-Aug-2014 | |||||||||
Agenda | 705494716 | Management | Total Ballot Shares: | 1078058 | ||||||||
Last Vote Date: | 07-Aug-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF CERTAIN AMENDMENTS TO THE TRUST, TO THE SECURITY AND TO CERTAIN OTHER DOCUMENTS TO REFLECT THE RECENT CHANGES TO THE SECURITIES MARKET LAW AND TO THE PROVISIONS OF A GENERAL NATURE THAT ARE APPLICABLE TO SECURITIES ISSUERS AND OTHER SECURITIES MARKET PARTICIPANTS, AMONG OTHER THINGS | For | None | 821058 | 0 | 0 | 0 | |||||
2 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL TO CHANGE THE MANNER OF CALCULATING THE COMMISSION FOR ADVISING THAT IS PAYABLE TO THE ADVISOR IN RELATION TO PROPERTIES THAT MAKE UP PART OF THE ASSETS OF THE TRUST FOR LESS THAN A COMPLETE PAYMENT PERIOD OF THE COMMISSION FOR ADVISING IN ACCORDANCE WITH THE TERMS OF THE AGREEMENT FOR ADVISING AND INVESTMENT ADMINISTRATION SERVICES THAT WAS ENTERED INTO BETWEEN THE ADVISOR, THE TRUSTEE AND THE SUBSIDIARY | For | None | 821058 | 0 | 0 | 0 | |||||
3 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, AUTHORIZATION, AS A RESULT OF THE AMENDMENTS THAT ARE MADE BASED ON THAT WHICH IS DEALT WITH IN THE AGENDA, TO CARRY OUT ALL THE STEPS THAT ARE RELATED TO UPDATING THE REGISTRATION OF THE | For | None | 821058 | 0 | 0 | 0 | |||||
CERTIFICATES IN THE NATIONAL SECURITIES REGISTRY BEFORE THE NATIONAL BANKING AND SECURITIES COMMISSION, AND TO CARRY OUT THE RESPECTIVE EXCHANGE OF THE SECURITY IN S.D. INDEVAL, INSITUCION PARA EL DEPOSITO DE VALORES, S.A. DE C.V | ||||||||||||
4 | DESIGNATION OF DELEGATES TO CARRY OUT THE RESOLUTIONS THAT ARE PASSED AT THE EXTRAORDINARY GENERAL MEETING OF HOLDERS | For | None | 821058 | 0 | 0 | 0 | |||||
BANK OF NEW YORK MELLON SA INSTITUCION DE BANCA MU | ||||||||||||
Security: | P1565C150 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Aug-2014 | ||||||||||
ISIN | MXCFTE0B0005 | Vote Deadline Date: | 13-Aug-2014 | |||||||||
Agenda | 705496025 | Management | Total Ballot Shares: | 1078058 | ||||||||
Last Vote Date: | 08-Aug-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PRESENTATION BY THE ADMINISTRATOR OF THE REPORT AND CORRECTIVE PLAN TO REDUCE THE LEVEL OF DEBT OF FIBRA TO LESS THAN 50 PERCENT | For | None | 821058 | 0 | 0 | 0 | |||||
2 | DESIGNATION OF DELEGATES TO CARRY OUT THE RESOLUTIONS THAT ARE PASSED AT THE ANNUAL GENERAL MEETING OF HOLDERS | For | None | 821058 | 0 | 0 | 0 | |||||
BANK OF NEW YORK MELLON SA INSTITUCION DE BANCA MU | ||||||||||||
Security: | P1565C150 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 01-Sep-2014 | ||||||||||
ISIN | MXCFTE0B0005 | Vote Deadline Date: | 27-Aug-2014 | |||||||||
Agenda | 705510572 | Management | Total Ballot Shares: | 1078058 | ||||||||
Last Vote Date: | 22-Aug-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF CERTAIN AMENDMENTS TO THE TRUST, TO THE SECURITY AND TO CERTAIN OTHER DOCUMENTS TO REFLECT THE RECENT CHANGES TO THE SECURITIES MARKET LAW AND TO THE PROVISIONS OF A GENERAL NATURE THAT ARE APPLICABLE TO SECURITIES ISSUERS AND OTHER SECURITIES MARKET PARTICIPANTS, AMONG OTHER THINGS | For | None | 821058 | 0 | 0 | 0 | |||||
2 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL TO CHANGE THE MANNER OF CALCULATING THE COMMISSION FOR ADVISING THAT IS PAYABLE TO THE ADVISOR IN RELATION TO PROPERTIES THAT MAKE UP PART OF THE ASSETS OF THE TRUST FOR LESS THAN A COMPLETE PAYMENT PERIOD OF THE COMMISSION FOR ADVISING IN ACCORDANCE WITH THE TERMS OF THE AGREEMENT FOR ADVISING AND INVESTMENT ADMINISTRATION SERVICES THAT WAS ENTERED INTO BETWEEN THE ADVISOR, THE TRUSTEE AND THE SUBSIDIARY | For | None | 821058 | 0 | 0 | 0 | |||||
3 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, AUTHORIZATION, AS A RESULT OF THE AMENDMENTS THAT ARE MADE BASED ON THAT WHICH IS DEALT WITH IN THE AGENDA, TO CARRY OUT ALL THE STEPS THAT ARE RELATED TO UPDATING THE REGISTRATION OF THE | For | None | 821058 | 0 | 0 | 0 | |||||
CERTIFICATES IN THE NATIONAL SECURITIES REGISTRY BEFORE THE NATIONAL BANKING AND SECURITIES COMMISSION, AND TO CARRY OUT THE RESPECTIVE EXCHANGE OF THE SECURITY IN S.D. INDEVAL, INSITUCION PARA EL DEPOSITO DE VALORES, S.A. DE C.V | ||||||||||||
4 | DESIGNATION OF DELEGATES TO CARRY OUT THE RESOLUTIONS THAT ARE PASSED AT THE EXTRAORDINARY GENERAL MEETING OF HOLDERS | For | None | 821058 | 0 | 0 | 0 | |||||
5 | 25 AUG 2014: PLEASE NOTE THAT THIS IS A POSTPONEMENT OF THE MEETING HELD ON 18 AUG 2014. | None | None | Non Voting | ||||||||
6 | 25 AUG 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
BANK OF NEW YORK MELLON SA INSTITUCION DE BANCA MU | ||||||||||||
Security: | P1565C150 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 01-Sep-2014 | ||||||||||
ISIN | MXCFTE0B0005 | Vote Deadline Date: | 27-Aug-2014 | |||||||||
Agenda | 705510584 | Management | Total Ballot Shares: | 1078058 | ||||||||
Last Vote Date: | 22-Aug-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, RATIFICATION OF THE LEVERAGE GUIDELINES AND OF THE INVESTMENT GUIDELINES OF THE TRUST | For | None | 821058 | 0 | 0 | 0 | |||||
2 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF AN ADDITIONAL ISSUANCE OF 280 MILLION CBFIS, FROM HERE ONWARDS REFERRED TO AS THE ADDITIONAL CERTIFICATES, IN ACCORDANCE WITH THAT WHICH IS ESTABLISHED IN SECTIONS 3.2 AND 3.4, LINE H, OF THE TRUST, WHICH ARE TO BE USED TO CARRY OUT ACQUISITIONS OF ASSETS, TO BE OFFERED AND OR PLACED PUBLICLY OR PRIVATELY WITHIN AND OR OUTSIDE OF MEXICO AND FOR THE FULFILLMENT OF ANY OF THE PURPOSES OF THE TRUST, IN ACCORDANCE WITH THAT WHICH IS DETERMINED BY THE SUBSIDIARY | For | None | 821058 | 0 | 0 | 0 | |||||
3 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, AUTHORIZATION TO CARRY OUT AN UPDATE OF THE REGISTRATION OF THE CERTIFICATES IN THE NATIONAL SECURITIES REGISTRY BEFORE THE NATIONAL BANKING AND SECURITIES COMMISSION, AND TO CARRY OUT THE RESPECTIVE EXCHANGE OF THE SECURITY IN S.D. INDEVAL INSTITUCION PARA EL DEPOSITO DE VALORES, S.A. DE C.V., DERIVING FROM THE CHANGE IN THE NUMBER OF CERTIFICATES IN CIRCULATION DUE TO THE ISSUANCE OF THE ADDITIONAL CERTIFICATES | For | None | 821058 | 0 | 0 | 0 | |||||
4 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL TO INSTRUCT THE JOINT REPRESENTATIVE AND OR THE TRUSTEE TO CARRY OUT THE ACTS THAT ARE NECESSARY AND OR CONVENIENT TO FULFILL THE RESOLUTIONS THAT ARE PASSED BASED ON THAT WHICH IS CONTAINED IN THIS AGENDA, INCLUDING TO CARRY OUT THE ACTS THAT ARE NECESSARY AND OR CONVENIENT TO IMPLEMENT THE DECISIONS THAT ARE MADE BY THE SUBSIDIARY IN ACCORDANCE WITH THE AUTHORITY THAT IS GRANTED TO IT BY THE GENERAL MEETING | For | None | 821058 | 0 | 0 | 0 | |||||
5 | DESIGNATION OF DELEGATES TO CARRY OUT THE RESOLUTIONS THAT ARE PASSED AT THE ANNUAL GENERAL MEETING OF HOLDERS | For | None | 821058 | 0 | 0 | 0 | |||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD, BEIJI | ||||||||||||
Security: | Y3990B112 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Sep-2014 | ||||||||||
ISIN | CNE1000003G1 | Vote Deadline Date: | 15-Sep-2014 | |||||||||
Agenda | 705492041 | Management | Total Ballot Shares: | 211000 | ||||||||
Last Vote Date: | 05-Aug-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/08 04/LTN201408041563.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/08 04/LTN201408041483.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF GENERAL MANDATE TO ISSUE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 211000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TYPE OF PREFERENCE SHARES TO BE ISSUED | For | None | 211000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: ISSUE SIZE | For | None | 211000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: METHOD OF ISSUANCE | For | None | 211000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: PAR VALUE AND ISSUE PRICE | For | None | 211000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: MATURITY | For | None | 211000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TARGET INVESTORS | For | None | 211000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: LOCK-UP PERIOD | For | None | 211000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TERMS OF DISTRIBUTION OF DIVIDENDS | For | None | 211000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TERMS OF MANDATORY CONVERSION | For | None | 211000 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TERMS OF CONDITIONAL REDEMPTION | For | None | 211000 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: RESTRICTIONS ON VOTING RIGHTS | For | None | 211000 | 0 | 0 | 0 | |||||
14 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: RESTORATION OF VOTING RIGHTS | For | None | 211000 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 211000 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: RATING | For | None | 211000 | 0 | 0 | 0 | |||||
17 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: SECURITY | For | None | 211000 | 0 | 0 | 0 | |||||
18 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: USE OF PROCEEDS FROM THE ISSUANCE OF THE OFFSHORE PREFERENCE SHARES | For | None | 211000 | 0 | 0 | 0 | |||||
19 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TRANSFER | For | None | 211000 | 0 | 0 | 0 | |||||
20 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: RELATIONSHIP BETWEEN OFFSHORE AND DOMESTIC ISSUANCE | For | None | 211000 | 0 | 0 | 0 | |||||
21 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: THE VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE OF THE OFFSHORE PREFERENCE SHARES | For | None | 211000 | 0 | 0 | 0 | |||||
22 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: THE APPLICATION AND APPROVAL PROCEDURES TO BE COMPLETED FOR THE ISSUANCE | For | None | 211000 | 0 | 0 | 0 | |||||
23 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF OFFSHORE PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: MATTERS RELATING TO AUTHORISATION | For | None | 211000 | 0 | 0 | 0 | |||||
24 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TYPE OF PREFERENCE SHARES TO BE ISSUED | For | None | 211000 | 0 | 0 | 0 | |||||
25 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: NUMBER OF PREFERENCE SHARES TO BE ISSUED AND ISSUE SIZE | For | None | 211000 | 0 | 0 | 0 | |||||
26 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: METHOD OF ISSUANCE | For | None | 211000 | 0 | 0 | 0 | |||||
27 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: PAR VALUE AND ISSUE PRICE | For | None | 211000 | 0 | 0 | 0 | |||||
28 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: MATURITY | For | None | 211000 | 0 | 0 | 0 | |||||
29 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TARGET INVESTORS | For | None | 211000 | 0 | 0 | 0 | |||||
30 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: LOCK-UP PERIOD | For | None | 211000 | 0 | 0 | 0 | |||||
31 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TERMS OF DISTRIBUTION OF DIVIDENDS | For | None | 211000 | 0 | 0 | 0 | |||||
32 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TERMS OF MANDATORY CONVERSION | For | None | 211000 | 0 | 0 | 0 | |||||
33 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TERMS OF CONDITIONAL REDEMPTION | For | None | 211000 | 0 | 0 | 0 | |||||
34 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: RESTRICTIONS ON VOTING RIGHTS | For | None | 211000 | 0 | 0 | 0 | |||||
35 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: RESTORATION OF VOTING RIGHTS | For | None | 211000 | 0 | 0 | 0 | |||||
36 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: ORDER OF DISTRIBUTION OF RESIDUAL ASSETS AND BASIS FOR LIQUIDATION | For | None | 211000 | 0 | 0 | 0 | |||||
37 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: RATING | For | None | 211000 | 0 | 0 | 0 | |||||
38 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: SECURITY | For | None | 211000 | 0 | 0 | 0 | |||||
39 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: USE OF PROCEEDS FROM THE ISSUANCE OF THE DOMESTIC PREFERENCE SHARES | For | None | 211000 | 0 | 0 | 0 | |||||
40 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: TRANSFER | For | None | 211000 | 0 | 0 | 0 | |||||
41 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: RELATIONSHIP BETWEEN DOMESTIC AND OFFSHORE ISSUANCE | For | None | 211000 | 0 | 0 | 0 | |||||
42 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: THE VALIDITY PERIOD OF THE RESOLUTION IN RESPECT OF THE ISSUANCE OF THE DOMESTIC PREFERENCE SHARES | For | None | 211000 | 0 | 0 | 0 | |||||
43 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: THE APPLICATION AND APPROVAL PROCEDURES TO BE COMPLETED FOR THE ISSUANCE | For | None | 211000 | 0 | 0 | 0 | |||||
44 | TO CONSIDER AND INDIVIDUALLY APPROVE EACH OF THE FOLLOWING ITEMS OF THE PROPOSAL IN RESPECT OF ISSUANCE OF DOMESTIC PREFERENCE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED: MATTERS RELATING TO AUTHORISATION | For | None | 211000 | 0 | 0 | 0 | |||||
45 | TO CONSIDER AND APPROVE THE PROPOSAL ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 211000 | 0 | 0 | 0 | |||||
46 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF CAPITAL PLANNING FOR 2015 TO 2017 OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA | For | None | 211000 | 0 | 0 | 0 | |||||
47 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF THE IMPACT ON MAIN FINANCIAL INDICATORS FROM DILUTION OF CURRENT RETURNS BY ISSUANCE OF PREFERENCE SHARES AND THE REMEDIAL MEASURES TO BE ADOPTED BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | For | None | 211000 | 0 | 0 | 0 | |||||
48 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF FORMULATION OF SHAREHOLDER RETURN PLAN FOR 2014 TO 2016 OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA | For | None | 211000 | 0 | 0 | 0 | |||||
49 | TO CONSIDER AND APPROVE THE PROPOSAL IN RESPECT OF PAYMENT OF REMUNERATION TO DIRECTORS AND SUPERVISORS FOR 2013 | For | None | 211000 | 0 | 0 | 0 | |||||
SILICON MOTION TECHNOLOGY CORP. | ||||||||||||
Security: | 82706C108 | Meeting Type: | Annual | |||||||||
Ticker: | SIMO | Meeting Date: | 24-Sep-2014 | |||||||||
ISIN | US82706C1080 | Vote Deadline Date: | 15-Sep-2014 | |||||||||
Agenda | 934069180 | Management | Total Ballot Shares: | 426442 | ||||||||
Last Vote Date: | 22-Aug-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO ELECT MR. HAN-PING D. SHIEH AS A DIRECTOR OF THE COMPANY. | For | None | 90150 | 0 | 0 | 0 | |||||
2 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | For | None | 90150 | 0 | 0 | 0 | |||||
AMBEV S.A. | ||||||||||||
Security: | 02319V103 | Meeting Type: | Special | |||||||||
Ticker: | ABEV | Meeting Date: | 01-Oct-2014 | |||||||||
ISIN | US02319V1035 | Vote Deadline Date: | 26-Sep-2014 | |||||||||
Agenda | 934077896 | Management | Total Ballot Shares: | 1337788.4799 | ||||||||
Last Vote Date: | 18-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO EXAMINE, DISCUSS AND APPROVE ALL THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION OF MERGER OF LONDRINA BEBIDAS LTDA. WITH AND INTO AMBEV S.A., ENTERED INTO BY AND AMONG THE COMPANY'S MANAGERS AND BY THE QUOTAHOLDER OF LONDRINA BEBIDAS LTDA. ("LONDRINA BEBIDAS") ("PROTOCOL AND JUSTIFICATION" AND "MERGER", RESPECTIVELY) | For | None | 286600 | 0 | 0 | 0 | |||||
2 | TO RATIFY THE RETENTION OF THE SPECIALIZED FIRM APSIS CONSULTORIA EMPRESARIAL LTDA. ("APSIS") TO PREPARE THE VALUATION REPORT OF THE NET EQUITY OF LONDRINA BEBIDAS, BASED ON ITS BOOK VALUE, FOR PURPOSES OF SECTIONS 227 AND 8 OF LAW NO. 6,404/76 ("VALUATION REPORT") | For | None | 286600 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE VALUATION REPORT | For | None | 286600 | 0 | 0 | 0 | |||||
4 | TO APPROVE THE MERGER | For | None | 286600 | 0 | 0 | 0 | |||||
5 | TO AMEND THE FIRST PART OF ARTICLE 5 OF THE COMPANY'S BY-LAWS IN ORDER TO REFLECT POSSIBLE CAPITAL INCREASES APPROVED WITHIN THE LIMIT OF THE AUTHORIZED CAPITAL AND CONFIRMED BY THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS UNTIL THE DATE OF THE EXTRAORDINARY GENERAL SHAREHOLDERS' MEETING | For | None | 286600 | 0 | 0 | 0 | |||||
6 | TO AUTHORIZE THE COMPANY'S EXECUTIVE COMMITTEE TO PERFORM ALL ACTS NECESSARY FOR THE CONSUMMATION OF THE MERGER | For | None | 286600 | 0 | 0 | 0 | |||||
7 | TO AMEND AND RESTATE THE COMPANY'S BY-LAWS, IN ACCORDANCE WITH COMPANY'S MANAGEMENT PROPOSAL | For | None | 286600 | 0 | 0 | 0 | |||||
PETROCHINA CO LTD, BEIJING | ||||||||||||
Security: | Y6883Q104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Oct-2014 | ||||||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 22-Oct-2014 | |||||||||
Agenda | 705561810 | Management | Total Ballot Shares: | 2050000 | ||||||||
Last Vote Date: | 11-Sep-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 10/LTN20140910380.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2014/09 10/LTN20140910362.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE FOLLOWING RESOLUTION IN RESPECT OF CONTINUING CONNECTED TRANSACTIONS: "THAT, AS SET OUT IN THE CIRCULAR DATED 10 SEPTEMBER 2014 ISSUED BY THE COMPANY TO ITS SHAREHOLDERS (THE "CIRCULAR"): THE NEW COMPREHENSIVE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND CHINA NATIONAL PETROLEUM CORPORATION BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED AND THE EXECUTION OF THE NEW COMPREHENSIVE AGREEMENT BY MR YU YIBO FOR AND ON BEHALF OF THE COMPANY BE AND IS HEREBY APPROVED, RATIFIED AND CONFIRMED; MR YU YIBO BE AND IS HEREBY AUTHORISED TO MAKE ANY AMENDMENT TO THE NEW COMPREHENSIVE AGREEMENT AS HE THINKS DESIRABLE AND NECESSARY AND TO DO ALL SUCH FURTHER ACTS AND THINGS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT CONTD | For | None | 2050000 | 0 | 0 | 0 | |||||
3 | CONTD AND/OR GIVE EFFECT TO THE TERMS OF SUCH TRANSACTIONS; AND THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS AND THE PROPOSED CAPS OF THE NON-EXEMPT CONTINUING CONNECTED TRANSACTIONS UNDER THE NEW COMPREHENSIVE AGREEMENT, WHICH THE COMPANY EXPECTS TO OCCUR IN THE ORDINARY AND USUAL COURSE OF BUSINESS OF THE COMPANY AND ITS SUBSIDIARIES, AS THE CASE MAY BE, AND TO BE CONDUCTED ON NORMAL COMMERCIAL TERMS, BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED | None | None | Non Voting | ||||||||
4 | TO CONSIDER AND APPROVE MR. ZHANG BIYI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2050000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE MR. JIANG LIFU AS SUPERVISOR OF THE COMPANY | For | None | 2050000 | 0 | 0 | 0 | |||||
6 | 12 SEP 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE TO 26 SEP 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
MMI HOLDINGS LIMITED, GAUTENG | ||||||||||||
Security: | S5143R107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Nov-2014 | ||||||||||
ISIN | ZAE000149902 | Vote Deadline Date: | 12-Nov-2014 | |||||||||
Agenda | 705588981 | Management | Total Ballot Shares: | 1055250 | ||||||||
Last Vote Date: | 03-Oct-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECT LOUIS VON ZEUNER AS DIRECTOR | For | None | 1055250 | 0 | 0 | 0 | |||||
2 | RE-ELECT FATIMA JAKOET AS DIRECTOR | For | None | 1055250 | 0 | 0 | 0 | |||||
3 | RE-ELECT JOHNSON NJEKE AS DIRECTOR | For | None | 1055250 | 0 | 0 | 0 | |||||
4 | RE-ELECT NIEL KRIGE AS DIRECTOR | For | None | 1055250 | 0 | 0 | 0 | |||||
5 | RE-ELECT VUYISA NKONYENI AS DIRECTOR | For | None | 1055250 | 0 | 0 | 0 | |||||
6 | RE-ELECT SIZWE NXASANA AS DIRECTOR | For | None | 1055250 | 0 | 0 | 0 | |||||
7 | REAPPOINT PRICEWATERHOUSECOOPERS INC AS AUDITORS OF THE COMPANY AND APPOINT ANDREW TAYLOR AS THE DESIGNATED AUDIT PARTNER | For | None | 1055250 | 0 | 0 | 0 | |||||
8 | RE-ELECT FRANS TRUTER AS MEMBER OF THE AUDIT COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
9 | RE-ELECT SYD MULLER AS MEMBER OF THE AUDIT COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
10 | RE-ELECT FATIMA JAKOET AS MEMBER OF THE AUDIT COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
11 | ELECT LOUIS VON ZEUNER AS MEMBER OF THE AUDIT COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
12 | APPROVE REMUNERATION POLICY | For | None | 1055250 | 0 | 0 | 0 | |||||
13 | AUTHORISE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | For | None | 1055250 | 0 | 0 | 0 | |||||
14 | APPROVE REMUNERATION OF CHAIRPERSON OF THE BOARD | For | None | 1055250 | 0 | 0 | 0 | |||||
15 | APPROVE REMUNERATION OF DEPUTY CHAIRPERSON OF THE BOARD | For | None | 1055250 | 0 | 0 | 0 | |||||
16 | APPROVE REMUNERATION OF BOARD MEMBER | For | None | 1055250 | 0 | 0 | 0 | |||||
17 | APPROVE REMUNERATION OF CHAIRPERSON OF AUDIT COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
18 | APPROVE REMUNERATION OF MEMBER OF AUDIT COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
19 | APPROVE REMUNERATION OF CHAIRPERSON OF ACTUARIAL COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
20 | APPROVE REMUNERATION OF MEMBER OF ACTUARIAL COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
21 | APPROVE REMUNERATION OF CHAIRPERSON OF REMUNERATION COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
22 | APPROVE REMUNERATION OF MEMBER OF REMUNERATION COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
23 | APPROVE REMUNERATION OF CHAIRPERSON OF RISK, CAPITAL AND COMPLIANCE COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
24 | APPROVE REMUNERATION OF MEMBER OF RISK, CAPITAL AND COMPLIANCE COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
25 | APPROVE REMUNERATION OF CHAIRPERSON OF SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
26 | APPROVE REMUNERATION OF MEMBER OF SOCIAL, ETHICS AND TRANSFORMATION COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
27 | APPROVE REMUNERATION OF CHAIRPERSON OF NOMINATIONS COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
28 | APPROVE REMUNERATION OF MEMBER OF NOMINATIONS COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
29 | APPROVE REMUNERATION OF CHAIRPERSON OF FAIR PRACTICES COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
30 | APPROVE REMUNERATION OF MEMBER OF FAIR PRACTICES COMMITTEE | For | None | 1055250 | 0 | 0 | 0 | |||||
31 | APPROVE REMUNERATION OF CHAIRPERSON OF BOARD FOR SEGMENTS AND THE PRODUCT HOUSE | For | None | 1055250 | 0 | 0 | 0 | |||||
32 | APPROVE REMUNERATION OF MEMBER OF BOARD FOR SEGMENTS AND THE PRODUCT HOUSE | For | None | 1055250 | 0 | 0 | 0 | |||||
33 | APPROVE REMUNERATION OF CHAIRPERSON OF DIVISIONAL AUDIT PANEL | For | None | 1055250 | 0 | 0 | 0 | |||||
34 | APPROVE REMUNERATION OF MEMBER OF DIVISIONAL AUDIT PANEL | For | None | 1055250 | 0 | 0 | 0 | |||||
35 | APPROVE REMUNERATION OF AD HOC COMMITTEE MEMBERS (HOURLY) | For | None | 1055250 | 0 | 0 | 0 | |||||
36 | APPROVE FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 OF THE COMPANIES ACT | For | None | 1055250 | 0 | 0 | 0 | |||||
37 | APPROVE FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE COMPANIES ACT | For | None | 1055250 | 0 | 0 | 0 | |||||
38 | AUTHORISE REPURCHASE OF UP TO 20 PERCENT OF ISSUED SHARE CAPITAL | For | None | 1055250 | 0 | 0 | 0 | |||||
BIDVEST GROUP LTD | ||||||||||||
Security: | S1201R162 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 24-Nov-2014 | ||||||||||
ISIN | ZAE000117321 | Vote Deadline Date: | 19-Nov-2014 | |||||||||
Agenda | 705659653 | Management | Total Ballot Shares: | 115650 | ||||||||
Last Vote Date: | 30-Oct-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RE-APPOINT THE EXTERNAL AUDITORS: RESOLVED THAT THE RE-APPOINTMENT OF DELOITTE & TOUCHE, AS NOMINATED BY THE GROUP'S AUDIT COMMITTEE, AS THE INDEPENDENT EXTERNAL AUDITOR OF THE GROUP. IT IS NOTED THAT MR MARK HOLME IS THE INDIVIDUAL REGISTERED AUDITOR WHO WILL UNDERTAKE THE AUDIT FOR THE FINANCIAL YEAR ENDING JUNE 30 2015, BEING THE DESIGNATED AUDITOR | For | None | 115650 | 0 | 0 | 0 | |||||
2 | RE-ELECTION OF DIRECTOR APPOINTED DURING THE YEAR: NT MADISA | For | None | 115650 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF DIRECTOR APPOINTED DURING THE YEAR: FN MANTASHE | For | None | 115650 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF DIRECTOR APPOINTED DURING THE YEAR: S MASINGA | For | None | 115650 | 0 | 0 | 0 | |||||
5 | RE-ELECTION OF DIRECTOR RETIRING BY ROTATION AND AVAILABLE FOR RE- ELECTION: DDB BAND | For | None | 115650 | 0 | 0 | 0 | |||||
6 | RE-ELECTION OF DIRECTOR RETIRING BY ROTATION AND AVAILABLE FOR RE- ELECTION: DE CLEASBY | For | None | 115650 | 0 | 0 | 0 | |||||
7 | RE-ELECTION OF DIRECTOR RETIRING BY ROTATION AND AVAILABLE FOR RE- ELECTION: AW DAWE | For | None | 115650 | 0 | 0 | 0 | |||||
8 | RE-ELECTION OF DIRECTOR RETIRING BY ROTATION AND AVAILABLE FOR RE- ELECTION: D MASSON | For | None | 115650 | 0 | 0 | 0 | |||||
9 | RE-ELECTION OF DIRECTOR RETIRING BY ROTATION AND AVAILABLE FOR RE- ELECTION: LP RALPHS | For | None | 115650 | 0 | 0 | 0 | |||||
10 | RE-ELECTION OF DIRECTOR RETIRING BY ROTATION AND AVAILABLE FOR RE- ELECTION: T SLABBERT | For | None | 115650 | 0 | 0 | 0 | |||||
11 | ELECTION OF AUDIT COMMITTEE MEMBER: PC BALOYI | For | None | 115650 | 0 | 0 | 0 | |||||
12 | ELECTION OF AUDIT COMMITTEE MEMBER: EK DIACK | For | None | 115650 | 0 | 0 | 0 | |||||
13 | ELECTION OF AUDIT COMMITTEE MEMBER: S MASINGA | For | None | 115650 | 0 | 0 | 0 | |||||
14 | ELECTION OF AUDIT COMMITTEE MEMBER: NG PAYNE | For | None | 115650 | 0 | 0 | 0 | |||||
15 | ENDORSEMENT OF BIDVEST REMUNERATION POLICY - NON-BINDING ADVISORY NOTE: "PART 1 - POLICY ON BASE PACKAGE AND BENEFITS" | For | None | 115650 | 0 | 0 | 0 | |||||
16 | ENDORSEMENT OF BIDVEST REMUNERATION POLICY - NON-BINDING ADVISORY NOTE: "PART 1 - POLICY ON SHORT-TERM INCENTIVES" | For | None | 115650 | 0 | 0 | 0 | |||||
17 | ENDORSEMENT OF BIDVEST REMUNERATION POLICY - NON-BINDING ADVISORY NOTE: "PART 1 - POLICY ON LONG-TERM INCENTIVES" | For | None | 115650 | 0 | 0 | 0 | |||||
18 | GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND ISSUE AUTHORISED BUT UNISSUED ORDINARY SHARES | For | None | 115650 | 0 | 0 | 0 | |||||
19 | GENERAL AUTHORITY TO ISSUE SHARES FOR CASH | For | None | 115650 | 0 | 0 | 0 | |||||
20 | PAYMENT OF DIVIDEND BY WAY OF PRO RATA REDUCTION OF SHARE CAPITAL OR SHARE PREMIUM | For | None | 115650 | 0 | 0 | 0 | |||||
21 | CREATION AND ISSUE OF CONVERTIBLE DEBENTURES | For | None | 115650 | 0 | 0 | 0 | |||||
22 | DIRECTORS' AUTHORITY TO IMPLEMENT SPECIAL AND ORDINARY RESOLUTIONS | For | None | 115650 | 0 | 0 | 0 | |||||
23 | GENERAL AUTHORITY TO ACQUIRE (REPURCHASE) SHARES | For | None | 115650 | 0 | 0 | 0 | |||||
24 | APPROVAL OF NON-EXECUTIVE DIRECTORS' REMUNERATION - 2014/2015 | For | None | 115650 | 0 | 0 | 0 | |||||
25 | GENERAL AUTHORITY TO PROVIDE DIRECT OR INDIRECT FINANCIAL ASSISTANCE TO ALL RELATED AND INERT-RELATED ENTITIES | For | None | 115650 | 0 | 0 | 0 | |||||
GRUPO FINANCIERO SANTANDER MEXICO | ||||||||||||
Security: | 40053C105 | Meeting Type: | Special | |||||||||
Ticker: | BSMX | Meeting Date: | 27-Nov-2014 | |||||||||
ISIN | US40053C1053 | Vote Deadline Date: | 21-Nov-2014 | |||||||||
Agenda | 934101673 | Management | Total Ballot Shares: | 532437 | ||||||||
Last Vote Date: | 20-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSAL AND, IF APPLICABLE, APPROVAL FOR THE PAYMENT OF A CASH DIVIDEND TO SHAREHOLDERS OF THE COMPANY. | For | Abstain | 110700 | 0 | 0 | 0 | |||||
2 | APPOINTMENT OF DELEGATES IN ORDER TO ENACT THE RESOLUTIONS ADOPTED AT THE MEETING AND, IF APPLICABLE, TO FORMALIZE SUCH RESOLUTIONS. | For | Abstain | 110700 | 0 | 0 | 0 | |||||
DEUTSCHE BANK MEXICO SA INSTITUCION DE BANCA MULTI | ||||||||||||
Security: | P3515D163 | Meeting Type: | Special General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Dec-2014 | ||||||||||
ISIN | MXCFFU000001 | Vote Deadline Date: | 05-Dec-2014 | |||||||||
Agenda | 705733613 | Management | Total Ballot Shares: | 781850 | ||||||||
Last Vote Date: | 02-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE AMENDMENT OF THE BYLAWS OF TRUST F.1401, FOR THE FULFILLMENT OF THE LAW THAT IS APPLICABLE TO REAL PROPERTY INFRASTRUCTURE TRUSTS, OR FIBRAS | For | None | 781850 | 0 | 0 | 0 | |||||
2 | DESIGNATION OF SPECIAL DELEGATES OF THE GENERAL MEETING OF HOLDERS | For | None | 781850 | 0 | 0 | 0 | |||||
MINING AND METALLURGICAL COMPANY NORILSK NICKEL JS | ||||||||||||
Security: | 46626D108 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 11-Dec-2014 | ||||||||||
ISIN | US46626D1081 | Vote Deadline Date: | 26-Nov-2014 | |||||||||
Agenda | 705702517 | Management | Total Ballot Shares: | 128400 | ||||||||
Last Vote Date: | 15-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | 1. TO PAY OUT DIVIDEND ON ORDINARY REGISTERED OJSC MMC NORILSK NICKEL SHARES FOR 9 MONTHS OF 2014 FY IN CASH IN THE AMOUNT OF RUB 762.34 PER ONE ORDINARY REGISTERED SHARE E.G. FROM RETAINED EARNINGS OF PRIOR YEARS. 2. TO SET THE DEADLINE FOR DRAFTING THE LIST OF ENTITIES ENTITLED TO DIVIDEND ON DECEMBER 22ND, 2014 | For | None | 128400 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE INTERESTED PARTY TRANSACTION BETWEEN THE COMPANY AND CJSC NORMETIMPEX (AMENDMENTS TO ORDER OF JUNE 25TH, 2013 TO COMMISSION AGREEMENT NO NN/1001-2009 DD.21.12.2009. MATERIAL TERMS OF THE TRANSACTION CAN BE FOUND IN THE APPENDIX | For | None | 128400 | 0 | 0 | 0 | |||||
3 | 04 DEC 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN SPLIT VOTE TAG. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
OIL CO LUKOIL | ||||||||||||
Security: | 677862104 | Meeting Type: | Special | |||||||||
Ticker: | LUKOY | Meeting Date: | 12-Dec-2014 | |||||||||
ISIN | US6778621044 | Vote Deadline Date: | 02-Dec-2014 | |||||||||
Agenda | 934099260 | Management | Total Ballot Shares: | 888868 | ||||||||
Last Vote Date: | 13-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO PAY DIVIDENDS ON ORDINARY SHARES OF OAO "LUKOIL" BASED ON THE RESULTS OF THE FIRST NINE MONTHS OF THE 2014 FINANCIAL YEAR IN THE AMOUNT OF 60 ROUBLES PER ORDINARY SHARE. TO SET 26 DECEMBER 2014 AS THE DATE ON WHICH PERSONS ENTITLED TO RECEIVE DIVIDENDS BASED ON THE RESULTS OF THE FIRST NINE MONTHS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING. | For | None | 14000 | 0 | 0 | 0 | |||||
OIL COMPANY LUKOIL OJSC, MOSCOW | ||||||||||||
Security: | 677862104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 12-Dec-2014 | ||||||||||
ISIN | US6778621044 | Vote Deadline Date: | 02-Dec-2014 | |||||||||
Agenda | 705695091 | Management | Total Ballot Shares: | 23600 | ||||||||
Last Vote Date: | 11-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ON THE PAYMENT (DECLARATION) OF DIVIDENDS BASED ON THE RESULTS OF THE FIRST NINE MONTHS OF THE 2014 FINANCIAL YEAR: TO PAY DIVIDENDS ON ORDINARY SHARES OF OAO "LUKOIL" BASED ON THE RESULTS OF THE FIRST NINE MONTHS OF THE 2014 FINANCIAL YEAR IN THE AMOUNT OF 60 ROUBLES PER ORDINARY SHARE. TO SET 26 DECEMBER 2014 AS THE DATE ON WHICH PERSONS ENTITLED TO RECEIVE DIVIDENDS BASED ON THE RESULTS OF THE FIRST NINE MONTHS OF THE 2014 FINANCIAL YEAR WILL BE DETERMINED. THE DIVIDENDS BE PAID USING MONETARY FUNDS FROM THE ACCOUNT OF OAO "LUKOIL" AS FOLLOWS: -DIVIDEND PAYMENTS TO NOMINEE SHAREHOLDERS AND TRUST MANAGERS WHO ARE PROFESSIONAL MARKET PARTICIPANTS REGISTERED IN THE SHAREHOLDER REGISTER OF OAO "LUKOIL" TO BE MADE NOT LATER THAN 19 JANUARY 2015, -DIVIDEND PAYMENTS TO OTHER PERSONS REGISTERED IN THE SHAREHOLDER REGISTER OF CONTD | For | None | 4000 | 0 | 0 | 0 | |||||
2 | CONTD OAO "LUKOIL" TO BE MADE NOT LATER THAN 9 FEBRUARY 2015. THE COSTS ON THE TRANSFER OF DIVIDENDS, REGARDLESS OF THE MEANS, WILL BE PAID BY OAO LUKOIL | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING. | None | None | Non Voting | ||||||||
4 | 25 NOV 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE PARTIAL VOTING TAG TO 'N' AND SPLIT VOTING TAG TO 'N'. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP | ||||||||||||
Security: | X3232T104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Dec-2014 | ||||||||||
ISIN | GRS419003009 | Vote Deadline Date: | 12-Dec-2014 | |||||||||
Agenda | 705722610 | Management | Total Ballot Shares: | 216150 | ||||||||
Last Vote Date: | 27-Nov-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN A REPETITIVE MEETING ON 30 DEC 2014. ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU | None | None | Non Voting | ||||||||
2 | APPROVAL OF THE DISTRIBUTION OF THE COMPANY'S TAX EXEMPT RESERVES IN ACCORDANCE WITH THE PROVISIONS OF ARTICLE 72 OF LAW 4172/2013, AS IN FORCE | For | None | 216150 | 0 | 0 | 0 | |||||
3 | ANNOUNCEMENT - NOTIFICATION OF THE INTERIM DIVIDEND DISTRIBUTION FOR THE FISCAL YEAR 2014 | None | None | Non Voting | ||||||||
4 | 27 NOV 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 13 DEC TO 12 DEC 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK, BANDUNG | ||||||||||||
Security: | Y71474145 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 19-Dec-2014 | ||||||||||
ISIN | ID1000129000 | Vote Deadline Date: | 10-Dec-2014 | |||||||||
Agenda | 705739083 | Management | Total Ballot Shares: | 40180300 | ||||||||
Last Vote Date: | 05-Dec-2014 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | CHANGES OF THE COMPOSITION OF THE BOARD | For | None | 10495000 | 0 | 0 | 0 | |||||
KCELL JSC, ALMATY | ||||||||||||
Security: | 48668G205 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 03-Feb-2015 | ||||||||||
ISIN | US48668G2057 | Vote Deadline Date: | 22-Jan-2015 | |||||||||
Agenda | 705782565 | Management | Total Ballot Shares: | 4212 | ||||||||
Last Vote Date: | 20-Jan-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 04 FEB 2015. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | None | None | Non Voting | ||||||||
2 | THE ELECTION OF THE CHAIRMAN AND SECRETARY OF THE GENERAL MEETING OF SHAREHOLDERS AND THE APPROVAL OF THE FORM OF VOTING | For | None | 4212 | 0 | 0 | 0 | |||||
3 | THE APPROVAL OF THE AGENDA OF THE GENERAL MEETING OF SHAREHOLDERS | For | None | 4212 | 0 | 0 | 0 | |||||
4 | TO AMEND THE CHARTER OF KCELL JSC AS FOLLOWS: 1. TO AMEND THE FIRST SENTENCE OF PARAGRAPH 35 OF THE CHARTER OF KCELL JSC TO READ AS FOLLOWS: "THE BOARD OF DIRECTORS SHALL CONSIST OF NOT MORE THAN 7 MEMBERS". 2. TO AUTHORIZE THE CHIEF EXECUTIVE OFFICER OF KCELL JSC TO SIGN AMENDMENTS TO THE CHARTER OF KCELL JSC AND ENSURE THAT ALL THE NECESSARY ACTIONS ARE TAKEN IN THE AUTHORIZED STATE BODIES OF THE REPUBLIC OF KAZAKHSTAN IN CONNECTION WITH AMENDMENTS TO THE CHARTER OF KCELL JSC, WITH THE RIGHT OF FURTHER DELEGATION OF GRANTED AUTHORITIES TO OTHER PERSONS | For | None | 4212 | 0 | 0 | 0 | |||||
5 | IN ADDITION TO THE MEMBERS OF THE BOARD OF DIRECTORS OF KCELL JSC ELECTED BY THE ANNUAL GENERAL MEETING OF SHAREHOLDERS ON 21 MAY 2014 (AGM), TO ELECT MR. DOUGLAS GORDON LUBBE, REPRESENTATIVE OF THE SHAREHOLDER FINTUR HOLDINGS BV, AS THE MEMBER OF THE BOARD OF DIRECTORS OF KCELL JSC. THE TERM OF OFFICE OF SUCH NEWLY ELECTED MEMBER OF THE BOARD OF DIRECTORS SHALL EXPIRE CONCURRENTLY WITH THAT OF THE BOARD OF DIRECTORS. AGM DECISIONS CONCERNING THE TERM OF OFFICE OF THE BOARD OF DIRECTORS, THE SIZE AND TERMS OF REMUNERATION AND REIMBURSEMENT OF EXPENSES TO THE BOARD OF DIRECTORS MEMBERS FOR THE PERFORMANCE OF THEIR DUTIES SHALL REMAIN UNCHANGED | For | None | 4212 | 0 | 0 | 0 | |||||
6 | 22 JAN 2015: PLEASE NOTE THAT HOLDERS ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING. | None | None | Non Voting | ||||||||
7 | 22 JAN 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
KT&G CORPORATION, TAEJON | ||||||||||||
Security: | Y49904108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Feb-2015 | ||||||||||
ISIN | KR7033780008 | Vote Deadline Date: | 12-Feb-2015 | |||||||||
Agenda | 705817801 | Management | Total Ballot Shares: | 18400 | ||||||||
Last Vote Date: | 06-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 18400 | 0 | 0 | 0 | |||||
2 | AMENDMENT OF ARTICLES OF INCORPORATION: ARTICLES: 25, 26, 28, 30, 31, 32, 32-2, 34, 36, 38-2, 43-2 | For | None | 18400 | 0 | 0 | 0 | |||||
3 | ELECTION OF OUTSIDE DIRECTOR GIM IN HO | For | None | 18400 | 0 | 0 | 0 | |||||
4 | ELECTION OF OUTSIDE DIRECTOR SON TAE GYU | For | None | 18400 | 0 | 0 | 0 | |||||
5 | ELECTION OF OUTSIDE DIRECTOR CHOE GYEONG WON | For | None | 18400 | 0 | 0 | 0 | |||||
6 | ELECTION OF AUDIT COMMITTEE MEMBER SON TAE GYU | For | None | 18400 | 0 | 0 | 0 | |||||
7 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 18400 | 0 | 0 | 0 | |||||
8 | AMENDMENT OF ARTICLES ON RETIREMENT ALLOWANCE FOR DIRECTOR | For | None | 18400 | 0 | 0 | 0 | |||||
9 | 12 FEB 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ARTICLE NUMBERS IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
HYUNDAI MOTOR CO LTD, SEOUL | ||||||||||||
Security: | Y38472109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Mar-2015 | ||||||||||
ISIN | KR7005380001 | Vote Deadline Date: | 03-Mar-2015 | |||||||||
Agenda | 705837334 | Management | Total Ballot Shares: | 1590 | ||||||||
Last Vote Date: | 24-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 1590 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTORS: YUN GAP HAN, I DONG GYU, I BYEONG GUK | For | None | 1590 | 0 | 0 | 0 | |||||
3 | ELECTION OF AUDIT COMMITTEE MEMBERS: I DONG GYU, I BYEONG GUK | For | None | 1590 | 0 | 0 | 0 | |||||
4 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 1590 | 0 | 0 | 0 | |||||
CIBANCO SA INSTITUCION DE BANCA MULTIPLE, MEXICO | ||||||||||||
Security: | P2R51T187 | Meeting Type: | Special General Meeting | |||||||||
Ticker: | Meeting Date: | 17-Mar-2015 | ||||||||||
ISIN | MXCFTE0B0005 | Vote Deadline Date: | 11-Mar-2015 | |||||||||
Agenda | 705870221 | Management | Total Ballot Shares: | 1690808 | ||||||||
Last Vote Date: | 05-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE AUDITED ANNUAL FINANCIAL STATEMENTS FOR THE 2014 FISCAL YEAR, BEING MINDFUL OF THAT WHICH IS PROVIDED FOR IN LINE A, SUBSECTION I, OF SECTION 4.3 OF THE TRUST | For | None | 1383808 | 0 | 0 | 0 | |||||
2 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE ANNUAL REPORT TO DECEMBER 31, 2014, BEING MINDFUL OF THAT WHICH IS PROVIDED FOR IN LINE A, SUBSECTION II, OF SECTION 4.3 OF THE TRUST | For | None | 1383808 | 0 | 0 | 0 | |||||
3 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPOINTMENT, RATIFICATION AND OR REMOVAL OF THE MEMBERS OF THE TECHNICAL COMMITTEE, BEING MINDFUL OF THAT WHICH IS PROVIDED FOR IN LINE A, SUBSECTION III, OF SECTION 4.3 OF THE TRUST | For | None | 1383808 | 0 | 0 | 0 | |||||
4 | DESIGNATION OF A DELEGATE OR DELEGATES TO CARRY OUT THE RESOLUTIONS THAT ARE PASSED AT THE GENERAL MEETING | For | None | 1383808 | 0 | 0 | 0 | |||||
ARCELIK AS, ISTANBUL | ||||||||||||
Security: | M1490L104 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Mar-2015 | ||||||||||
ISIN | TRAARCLK91H5 | Vote Deadline Date: | 18-Mar-2015 | |||||||||
Agenda | 705847753 | Management | Total Ballot Shares: | 557000 | ||||||||
Last Vote Date: | 27-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK YOU. | None | None | Non Voting | ||||||||
2 | TO ATTEND A MEETING, THE ATTENDEE(S) MUST PRESENT A POA ISSUED BY THE BENEFICIAL OWNER, NOTARISED BY A TURKISH NOTARY. | None | None | Non Voting | ||||||||
3 | PLEASE VOTE EITHER '' FOR'' OR ''AGAINST'' ON THE AGENDA ITEMS. ''ABSTAIN'' IS NOT RECOGNIZED IN THE TURKISH MARKET AND IS CONSIDERED AS ''AGAINST''. THANK YOU. | None | None | Non Voting | ||||||||
4 | OPENING AND ELECTION OF THE CHAIRMAN OF THE MEETING | For | None | 557000 | 0 | 0 | 0 | |||||
5 | READING, DISCUSSING AND APPROVING THE 2014 ANNUAL REPORT PREPARED BY THE COMPANY BOARD OF DIRECTORS | For | None | 557000 | 0 | 0 | 0 | |||||
6 | READING THE SUMMARY OF INDEPENDENT AUDIT REPORT FOR 2014 ACCOUNTING PERIOD | For | None | 557000 | 0 | 0 | 0 | |||||
7 | READING, DISCUSSING AND APPROVING THE FINANCIAL STATEMENTS RELATED TO THE 2014 ACCOUNTING PERIOD | For | None | 557000 | 0 | 0 | 0 | |||||
8 | ACQUITTAL OF EACH MEMBER OF THE BOARD OF DIRECTORS IN RELATION TO THE ACTIVITIES OF COMPANY IN 2014 | For | None | 557000 | 0 | 0 | 0 | |||||
9 | ACCEPTANCE, ACCEPTANCE AFTER AMENDMENT OR REFUSAL OF THE OFFER OF THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE COMPANY'S PROFIT DISTRIBUTION POLICY REGARDING THE DISTRIBUTION OF THE PROFITS OF 2014 AND THE DATE OF THE DISTRIBUTION OF PROFITS | For | None | 557000 | 0 | 0 | 0 | |||||
10 | DETERMINING THE NUMBER AND DUTY TERM OF THE MEMBERS OF THE BOARD OF DIRECTORS, MAKING ELECTIONS IN ACCORDANCE WITH THE DETERMINED NUMBER OF MEMBERS, SELECTING THE INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS | For | None | 557000 | 0 | 0 | 0 | |||||
11 | INFORMING AND APPROVAL OF THE SHAREHOLDERS ABOUT THE REMUNERATION POLICY FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND TOP MANAGERS AND THE PAYMENTS MADE WITHIN THE SCOPE OF THE POLICY IN ACCORDANCE WITH THE CORPORATE GOVERNANCE PRINCIPLES | For | None | 557000 | 0 | 0 | 0 | |||||
12 | DETERMINING MONTHLY GROSS SALARIES OF THE MEMBERS OF THE BOARD OF DIRECTORS | For | None | 557000 | 0 | 0 | 0 | |||||
13 | APPROVAL OF THE INDEPENDENT AUDITING INSTITUTION SELECTED BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH THE TURKISH COMMERCIAL CODE AND THE CAPITAL MARKETS BOARD REGULATIONS | For | None | 557000 | 0 | 0 | 0 | |||||
14 | INFORMING THE SHAREHOLDERS ABOUT THE DONATIONS MADE BY THE COMPANY IN 2014 AND DETERMINING AN UPPER LIMIT FOR DONATIONS TO BE MADE IN 2015 | For | None | 557000 | 0 | 0 | 0 | |||||
15 | INFORMING THE SHAREHOLDERS ABOUT THE COLLATERALS, PLEDGES, MORTGAGES AND SURETY GRANTED IN FAVOR OF THIRD PARTIES AND THE INCOME AND BENEFITS OBTAINED IN 2014 BY THE COMPANY AND SUBSIDIARIES IN ACCORDANCE WITH CAPITAL MARKETS BOARD REGULATIONS | For | None | 557000 | 0 | 0 | 0 | |||||
16 | AUTHORISING THE SHAREHOLDERS HOLDING MANAGEMENT CAPACITY, THE MEMBERS OF THE BOARD OF DIRECTORS, TOP MANAGERS AND THEIR SPOUSES AND RELATIVES BY BLOOD AND MARRIAGE UP TO THE SECOND DEGREE WITHIN THE FRAMEWORK OF THE ARTICLES 395TH AND 396TH OF TURKISH COMMERCIAL CODE AND INFORMING SHAREHOLDERS ABOUT TRANSACTIONS PERFORMED WITHIN THE SCOPE DURING 2014 AS PER THE CORPORATE GOVERNANCE COMMUNIQUE OF CAPITAL MARKETS BOARD | For | None | 557000 | 0 | 0 | 0 | |||||
17 | WISHES AND OPINIONS | For | None | 557000 | 0 | 0 | 0 | |||||
ASCENDAS INDIA TRUST | ||||||||||||
Security: | Y0259C104 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Mar-2015 | ||||||||||
ISIN | SG1V35936920 | Vote Deadline Date: | 20-Mar-2015 | |||||||||
Agenda | 705886692 | Management | Total Ballot Shares: | 1767000 | ||||||||
Last Vote Date: | 12-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | THE PROPOSED ACQUISITION OF CYBERVALE AS AN INTERESTED PERSON TRANSACTION | For | None | 1767000 | 0 | 0 | 0 | |||||
KT CORP, SEONGNAM | ||||||||||||
Security: | Y49915104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-Mar-2015 | ||||||||||
ISIN | KR7030200000 | Vote Deadline Date: | 17-Mar-2015 | |||||||||
Agenda | 705846307 | Management | Total Ballot Shares: | 11000 | ||||||||
Last Vote Date: | 26-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF FINANCIAL STATEMENTS | For | None | 11000 | 0 | 0 | 0 | |||||
2 | AMENDMENT OF ARTICLES OF INCORPORATION | For | None | 11000 | 0 | 0 | 0 | |||||
3 | ELECTION OF INSIDE DIRECTOR CANDIDATE: LIM HEON MOON | For | None | 11000 | 0 | 0 | 0 | |||||
4 | ELECTION OF INSIDE DIRECTOR CANDIDATE: PARK JEONG TAE | For | None | 11000 | 0 | 0 | 0 | |||||
5 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: JANG SEOK KWON | For | None | 11000 | 0 | 0 | 0 | |||||
6 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: JEONG DONG WOOK | For | None | 11000 | 0 | 0 | 0 | |||||
7 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: HYUN DAE WON | For | None | 11000 | 0 | 0 | 0 | |||||
8 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: PARK DAE KEUN | For | None | 11000 | 0 | 0 | 0 | |||||
9 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: JEONG DONG WOOK | For | None | 11000 | 0 | 0 | 0 | |||||
10 | APPROVAL OF REMUNERATION FOR DIRECTOR | For | None | 11000 | 0 | 0 | 0 | |||||
11 | 16 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE MEETING TIME FROM 1000 HRS TO 0900 HRS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU | ||||||||||||
Security: | P1R0U2138 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Mar-2015 | ||||||||||
ISIN | BRBVMFACNOR3 | Vote Deadline Date: | 23-Mar-2015 | |||||||||
Agenda | 705858580 | Management | Total Ballot Shares: | 235800 | ||||||||
Last Vote Date: | 04-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
4 | TO EXAMINE, DISCUSS AND VOTE THE FINANCIAL STATEMENTS RELATING TO FISCAL YEAR ENDING DECEMBER 31, 2014 | For | None | 235800 | 0 | 0 | 0 | |||||
5 | TO APPROVE THE DISTRIBUTION OF NET PROFITS FROM THE 2014 FISCAL YEAR AND TO PAY COMPANY DIVIDENDS | For | None | 235800 | 0 | 0 | 0 | |||||
6 | TO ELECT OF THE MEMBERS OF THE BOARD OF DIRECTORS: NOTE. ANDRE SANTOS ESTEVES, ANTONIO CARLOS QUINTELLA, CHARLES PETER CAREY, CLAUDIO LUIZ DA SILVA HADDA, DENISE PAULI PAVARINA, EDUARDO MAZZILLI DE VASSIMON, JOSE DE MENEZES BERENGUER NETO, LUIZ ANTONIO DE SAMPAIO CAMPOS, LUIZ FERNANDO FIGUEIREDO, LUIZ NELSON GUEDES DE CARVALHO AND PEDRO PULLEN PARENTE. CANDIDATES NOMINATED BY THE MANAGEMENT | For | None | 235800 | 0 | 0 | 0 | |||||
7 | TO SET THE REMUNERATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND FOR THE EXECUTIVE COMMITTEE RELATED TO 2015 FISCAL YEAR | For | None | 235800 | 0 | 0 | 0 | |||||
HATTON NATIONAL BANK PLC | ||||||||||||
Security: | Y31147104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Mar-2015 | ||||||||||
ISIN | LK0078N00002 | Vote Deadline Date: | 24-Mar-2015 | |||||||||
Agenda | 705870966 | Management | Total Ballot Shares: | 1503734 | ||||||||
Last Vote Date: | 05-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND CONSIDER THE ANNUAL REPORT OF THE BOARD OF DIRECTORS ALONG WITH THE FINANCIAL STATEMENTS OF THE BANK FOR THE YEAR ENDED 31ST DECEMBER 2014 AND THE AUDITORS REPORT THEREON | For | None | 1503734 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND OF RS. 7.00 PER SHARE FOR THE YEAR 2014 TO THE SHAREHOLDERS AS RECOMMENDED BY THE DIRECTORS AND THEREAFTER TO CONSIDER AND IF THOUGHT FIT TO PASS THE FOLLOWING RESOLUTION. ORDINARY RESOLUTION. IT IS HEREBY RESOLVED THAT A FINAL DIVIDEND OF RS. 7.00 PER SHARE ON BOTH VOTING AND NON VOTING SHARES OF THE BANK FOR THE FINANCIAL YEAR ENDED 31.12.2014 SHALL BE DECLARED | For | None | 1503734 | 0 | 0 | 0 | |||||
3 | TO REELECT DR RANEE JAYAMAHA WHO RETIRES AT THE ANNUAL GENERAL MEETING AS A DIRECTOR OF THE BANK IN TERMS OF ARTICLE 34 OF THE ARTICLES OF ASSOCIATION OF THE BANK | For | None | 1503734 | 0 | 0 | 0 | |||||
4 | TO REELECT MISS DSC JAYAWARDENA WHO RETIRES AT THE ANNUAL GENERAL MEETING AS A DIRECTOR OF THE BANK IN TERMS OF ARTICLE 34 OF THE ARTICLES OF ASSOCIATION OF THE BANK | For | None | 1503734 | 0 | 0 | 0 | |||||
5 | TO REELECT MR R S CAPTAIN. WHO RETIRES AT THE ANNUAL GENERAL MEETING AS A DIRECTOR OF THE BANK IN TERMS OF ARTICLE 34 OF THE ARTICLES OF ASSOCIATION OF THE BANK | For | None | 1503734 | 0 | 0 | 0 | |||||
6 | TO REELECT MR DA CABRAAL, AS A DIRECTOR OF THE BANK IN TERMS OF ARTICLE 36 OF THE ARTICLES OF ASSOCIATION OF THE BANK | For | None | 1503734 | 0 | 0 | 0 | |||||
7 | TO REAPPOINT MESSRS ERNST AND YOUNG CHARTERED ACCOUNTANTS AS THE BANKS AUDITORS FOR THE ENSUING YEAR AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 1503734 | 0 | 0 | 0 | |||||
8 | TO AUTHORISE THE DIRECTORS TO DETERMINE PAYMENTS FOR THE YEAR 2015 FOR CHARITABLE AND OTHER PURPOSES | For | None | 1503734 | 0 | 0 | 0 | |||||
ELBIT SYSTEMS LTD, HAIFA | ||||||||||||
Security: | M3760D101 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 31-Mar-2015 | ||||||||||
ISIN | IL0010811243 | Vote Deadline Date: | 25-Mar-2015 | |||||||||
Agenda | 705878912 | Management | Total Ballot Shares: | 37289 | ||||||||
Last Vote Date: | 10-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A FOREIGN CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A FOREIGN SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE A FOREIGN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A,B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY | None | None | Non Voting | ||||||||
2 | REAPPROVE GRANT OF LETTERS OF INDEMNIFICATION TO M. FEDERMANN AND D. FEDERMANN, DIRECTORS AND DIRECT OR INDIRECT CONTROLLING SHAREHOLDERS | For | None | 37289 | 0 | 0 | 0 | |||||
3 | 11 MAR 2015: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM AGM TO EGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
MAJOR CINEPLEX GROUP PUBLIC CO LTD, CHATUCHAK | ||||||||||||
Security: | Y54190130 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 02-Apr-2015 | ||||||||||
ISIN | TH0671010Z16 | Vote Deadline Date: | 30-Mar-2015 | |||||||||
Agenda | 705826684 | Management | Total Ballot Shares: | 2468400 | ||||||||
Last Vote Date: | 17-Feb-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO CONSIDER APPROVING THE MINUTES OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS OF THE YEAR 2014 HELD ON 3 APRIL 2014 | For | None | 2468400 | 0 | 0 | 0 | |||||
2 | TO ACKNOWLEDGE THE COMPANY'S OPERATING PERFORMANCE IN THE YEAR 2014 | For | None | 2468400 | 0 | 0 | 0 | |||||
3 | TO CONSIDER APPROVING THE BALANCE SHEET AND THE STATEMENT OF INCOME FOR THE YEAR ENDED DECEMBER 31, 2014 | For | None | 2468400 | 0 | 0 | 0 | |||||
4 | TO CONSIDER THE APPROPRIATION OF PROFIT TO PAY DIVIDEND FOR YEAR 2014 | For | None | 2468400 | 0 | 0 | 0 | |||||
5 | TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE THOSE RETIRING BY ROTATION: MRS. PARADEE POOLVARALUCK | For | None | 2468400 | 0 | 0 | 0 | |||||
6 | TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE THOSE RETIRING BY ROTATION: MR. VERAWAT ONGVASITH | For | None | 2468400 | 0 | 0 | 0 | |||||
7 | TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE THOSE RETIRING BY ROTATION: MR. VALLOP TANGTRONGCHITR | For | None | 2468400 | 0 | 0 | 0 | |||||
8 | TO CONSIDER THE ELECTION OF DIRECTOR TO REPLACE THOSE RETIRING BY ROTATION: MR. SATIAN POOPRASERT | For | None | 2468400 | 0 | 0 | 0 | |||||
9 | TO CONSIDER FIXING REMUNERATION AND MEETING ALLOWANCE FOR DIRECTORS FOR 2015 | For | None | 2468400 | 0 | 0 | 0 | |||||
10 | TO CONSIDER APPOINTING AN AUDITOR AND FIX THE AUDIT FEE FOR 2015 | For | None | 2468400 | 0 | 0 | 0 | |||||
11 | OTHER BUSINESS (IF ANY) | Abstain | None | 2468400 | 0 | 0 | 0 | |||||
12 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | None | None | Non Voting | ||||||||
PT PERUSAHAAN GAS NEGARA (PERSERO) TBK, JARKATA | ||||||||||||
Security: | Y7136Y118 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 06-Apr-2015 | ||||||||||
ISIN | ID1000111602 | Vote Deadline Date: | 27-Mar-2015 | |||||||||
Agenda | 705895134 | Management | Total Ballot Shares: | 4260500 | ||||||||
Last Vote Date: | 17-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 429631 DUE TO ADDITION OF RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | APPROVAL OF THE ANNUAL REPORT ON THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR THE FINANCIAL YEAR ENDED ON 31 DEC 2014 | For | None | 4260500 | 0 | 0 | 0 | |||||
3 | RATIFICATION OF THE ANNUAL REPORT ON THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR THE FINANCIAL BOOK YEAR 2014 AS WELL AS TO GRANT ACQUIT ET DE CHARGE TO THE BOARD OF DIRECTORS AND COMMISSIONERS FOR BOOK YEAR 2014 | For | None | 4260500 | 0 | 0 | 0 | |||||
4 | DETERMINE UTILIZATION OF COMPANY PROFIT INCLUDING DIVIDEND DISTRIBUTION FOR BOOK YEAR 2014 | For | None | 4260500 | 0 | 0 | 0 | |||||
5 | DETERMINE SALARY, OTHER BENEFITS FOR THE BOARD OF DIRECTORS AND COMMISSIONERS FOR BOOK YEAR 2015 AND TANTIEM 2014 | For | None | 4260500 | 0 | 0 | 0 | |||||
6 | APPOINTMENT OF PUBLIC ACCOUNTANT TO AUDIT COMPANY'S BOOKS AND FINANCIAL REPORT OF PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR BOOK YEAR 2015 | For | None | 4260500 | 0 | 0 | 0 | |||||
7 | APPROVAL TO CHANGE ARTICLE OF ASSOCIATION | For | None | 4260500 | 0 | 0 | 0 | |||||
8 | APPROVAL TO CHANGE MANAGEMENT STRUCTURE | For | None | 4260500 | 0 | 0 | 0 | |||||
BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU | ||||||||||||
Security: | P1R0U2138 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 13-Apr-2015 | ||||||||||
ISIN | BRBVMFACNOR3 | Vote Deadline Date: | 06-Apr-2015 | |||||||||
Agenda | 705862159 | Management | Total Ballot Shares: | 235800 | ||||||||
Last Vote Date: | 04-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | None | None | Non Voting | ||||||||
3 | TO VOTE REGARDING THE AMENDMENT OF THE FOLLOWING ARTICLES OF THE CORPORATE BYLAWS OF BM AND FBOVESPA, IN ACCORDANCE WITH THE PROPOSAL FROM MANAGEMENT, A. TO AMEND ARTICLE 1, TO INCLUDE A NEW PARAGRAPH IN COMPLIANCE WITH THAT WHICH IS PROVIDED FOR IN ITEM 8.1 OF THE NEW RULES FOR THE LISTING OF ISSUERS AND ADMISSION FOR TRADING OF SECURITIES THAT WERE ISSUED BY THE BM AND FBOVESPA, B. TO AMEND ARTICLE 5 IN ORDER TO REFLECT THE CANCELLATION OF 85 MILLION SHARES ISSUED BY THE COMPANY, WITHOUT A REDUCTION IN ITS SHARE CAPITAL, AS APPROVED BY THE BOARD OF DIRECTORS AT A MEETING THAT WAS HELD ON FEBRUARY 10, 2015, C. IN KEEPING WITH THE BEST CORPORATE GOVERNANCE PRACTICES, TO GIVE NEW WORDING TO C.1. PARAGRAPH 4, LINE B, OF ARTICLE 22, C.2. LINE B OF ARTICLE 29, C.3. LINE C OF ARTICLE 47, C.4. LINES D CONTD | For | None | 235800 | 0 | 0 | 0 | |||||
4 | CONTD AND F OF THE SOLE PARAGRAPH OF ARTICLE 50, AS WELL AS TO INCLUDE C.5. A LINE E IN PARAGRAPH FOUR OF ARTICLE 22, AND C.6. A PARAGRAPH 1 IN ARTICLE 32, D. TO AMEND LINE B OF PARAGRAPH 6 OF ARTICLE 22 IN ORDER TO INCREASE THE CAPITAL LIMIT OF THE COMPANY THAT CHARACTERIZES A MEMBER OF THE BOARD OF DIRECTORS AS BEING INDEPENDENT, FROM FIVE PERCENT TO SEVEN PERCENT, E. TO GIVE NEW WORDING TO LINE C OF ARTICLE 30, IN SUCH A WAY AS TO MAKE IT COMPATIBLE WITH THE RULES ISSUED BY THE BM AND FBOVESPA, F. TO AMEND THE AUTHORITY AND NAME OF THE CURRENT RISK COMMITTEE, GIVING NEW WORDING TO F.1. LINE D OF ARTICLE 45, F.2. LINES A, B, AND C OF PARAGRAPH 1 OF ARTICLE 51, AND F.3. TO INCLUDE LINES D, E, F AND G IN PARAGRAPH 1 OF ARTICLE 51, G. TO AMEND THE MAIN PART AND PARAGRAPH 1 OF ARTICLE OF CONTD | None | None | Non Voting | ||||||||
5 | CONTD ARTICLE 51, AND F.3. TO INCLUDE LINES D, E, F AND G IN PARAGRAPH 1 OF ARTICLE 51, G. TO AMEND THE MAIN PART AND PARAGRAPH 1 OF ARTICLE 46 AND TO INCLUDE A NEW PARAGRAPH 2, IN SUCH A WAY AS TO ALLOW THE PARTICIPATION OF AN ADDITIONAL INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS ON THE AUDIT COMMITTEE, H. TO AMEND H.1. THE SOLE PARAGRAPH OF ARTICLE 1, H.2. LINES C AND D OF PARAGRAPH 4 OF ARTICLE 22, H.3. THE SOLE PARAGRAPH OF ARTICLE 32, H.4. THE MAIN PART OF ARTICLE 34, H.5. LINE 1 OF ARTICLE 35, H.6. THE MAIN PART AND PARAGRAPHS 2 AND 5 OF ARTICLE 46, H.7. PARAGRAPH 1 OF ARTICLE 51 FOR THE PURPOSES OF RENUMBERING, ADJUSTMENTS TO WORDING AND ADJUSTMENTS OR INCLUSIONS OF CROSS REFERENCES | None | None | Non Voting | ||||||||
6 | 31 MAR 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE MEETING DATE FROM 30 MAR 2015 TO 13 APR 2015 AND MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | None | Non Voting | ||||||||
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK, BANDUNG | ||||||||||||
Security: | Y71474145 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-Apr-2015 | ||||||||||
ISIN | ID1000129000 | Vote Deadline Date: | 08-Apr-2015 | |||||||||
Agenda | 705919186 | Management | Total Ballot Shares: | 10502500 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | APPROVAL OF THE COMPANY'S ANNUAL REPORT FOR THE 2014 FINANCIAL YEAR, INCLUDING THE BOARD OF COMMISSIONERS SUPERVISORY REPORT | For | None | 8625000 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF THE COMPANY FINANCIAL STATEMENTS AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM ANNUAL REPORT FOR THE 2014 FINANCIAL YEAR AND ACQUITTAL AND DISCHARGE OF ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE BOARD OF COMMISSIONERS | For | None | 8625000 | 0 | 0 | 0 | |||||
3 | APPROPRIATION OF THE COMPANY'S NET INCOME FOR THE 2014 FINANCIAL YEAR | For | None | 8625000 | 0 | 0 | 0 | |||||
4 | DETERMINATION OF REMUNERATION FOR MEMBERS OF THE BOARD OF DIRECTORS AND THE BOARD OF COMMISSIONERS FOR THE 2014 FINANCIAL YEAR | For | None | 8625000 | 0 | 0 | 0 | |||||
5 | APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE COMPANY'S FINANCIAL STATEMENT FOR THE 2015 FINANCIAL YEAR, INCLUDING AUDIT OF INTERNAL CONTROL OVER FINANCIAL REPORTING AND APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENT OF THE PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FOR THE 2015 FINANCIAL YEAR | For | None | 8625000 | 0 | 0 | 0 | |||||
6 | CHANGE ARTICLE OF ASSOCIATION | For | None | 8625000 | 0 | 0 | 0 | |||||
7 | DELEGATION OF AUTHORITY TO THE BOARD OF COMMISSIONERS FOR USE OR DIVERSION OF COMPANY'S TREASURY STOCK FROM SHARE BUY BACK III AND IV | For | None | 8625000 | 0 | 0 | 0 | |||||
8 | CHANGE IN COMPOSITION OF THE BOARD OF THE COMPANY | For | None | 8625000 | 0 | 0 | 0 | |||||
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP | ||||||||||||
Security: | X3232T104 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 20-Apr-2015 | ||||||||||
ISIN | GRS419003009 | Vote Deadline Date: | 15-Apr-2015 | |||||||||
Agenda | 705974699 | Management | Total Ballot Shares: | 216150 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE AN A REPETITIVE MEETING ON 04 MAY 2015 (AND B REPETITIVE MEETING ON 15 MAY 2015). ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE CARRIED OVER TO THE SECOND CALL. ALL VOTES RECEIVED ON THIS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THE REPETITIVE MEETING. THANK YOU | None | None | Non Voting | ||||||||
2 | SUBMISSION AND APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS AND OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FIFTEENTH (15TH) FISCAL YEAR (FROM THE 1ST OF JANUARY 2014 TO THE 31ST OF DECEMBER 2014) AND OF THE RELEVANT DIRECTORS' REPORT AND AUDITORS' REPORT | For | None | 216150 | 0 | 0 | 0 | |||||
3 | APPROVAL OF THE DISTRIBUTION OF EARNINGS FOR THE FIFTEENTH (15TH) FISCAL YEAR (FROM THE 1ST OF JANUARY 2014 TO 31ST OF DECEMBER 2014) | For | None | 216150 | 0 | 0 | 0 | |||||
4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE STATUTORY AUDITORS OF THE COMPANY FROM ANY LIABILITY FOR COMPENSATION FOR THE REALIZED (MANAGEMENT) FOR THE FIFTEENTH (15TH) FISCAL YEAR (FROM THE 1ST OF JANUARY 2014 TO THE 31ST OF DECEMBER 2014), AND APPROVAL OF MANAGEMENT AND REPRESENTATION ACTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY | For | None | 216150 | 0 | 0 | 0 | |||||
5 | APPROVAL OF COMPENSATION AND REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FIFTEENTH (15TH) FISCAL YEAR (FROM THE 1ST OF JANUARY 2014 TO THE 31ST OF DECEMBER 2014) PURSUANT TO ARTICLE 24 OF CODIFIED LAW 2190/1920, AS IN FORCE | For | None | 216150 | 0 | 0 | 0 | |||||
6 | PRE-APPROVAL OF THE COMPENSATION AND REMUNERATION OF THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS FOR THE CURRENT SIXTEENTH (16TH)FISCAL YEAR (FROM THE 1ST OF JANUARY 2015 TO THE 31ST OF DECEMBER 2015) PURSUANT TO ARTICLE 24 OF CODIFIED LAW 2190/1920, AS IN FORCE | For | None | 216150 | 0 | 0 | 0 | |||||
7 | SELECTION OF CERTIFIED AUDITORS FOR THE AUDIT OF THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE CURRENT SIXTEENTH (16TH)FISCAL YEAR (FROM THE 1ST OF JANUARY 2015 TO THE 31ST OF DECEMBER 2015) AND THE ISSUANCE OF THE ANNUAL TAX REPORT | For | None | 216150 | 0 | 0 | 0 | |||||
8 | PROVISION OF PERMISSION PURSUANT TO ARTICLE 23, PARAGRAPH 1 OF CODIFIED LAW 2190/1920, AS IN FORCE, TO THE BOARD OF DIRECTORS' MEMBERS AND THE OFFICERS OF THE COMPANY'S GENERAL DIRECTORATES AND DIVISIONS FOR THEIR PARTICIPATION IN THE BOARDS OF DIRECTORS OR IN THE MANAGEMENT OF THE GROUP'S SUBSIDIARIES AND AFFILIATES, AS DEFINED IN ARTICLE 42E, PARAGRAPH 5 OF CODIFIED LAW 2190/1920 | For | None | 216150 | 0 | 0 | 0 | |||||
9 | PROVISION OF SPECIFIC PERMISSION FOR THE CONCLUSION OF EXECUTED CONTRACTS OF THE COMPANY WITH RELATED PARTIES ACCORDING TO THE PROVISIONS OF PAR. 4 OF ARTICLE 23A OF CODIFIED LAW 2190/1920, AS IN FORCE | For | None | 216150 | 0 | 0 | 0 | |||||
10 | PROVISION OF SPECIFIC PERMISSION FOR THE CONCLUSION OF CONTRACTS THAT HAVE BEEN NEGOTIATED WITH RELATED PARTIES BUT HAVE NOT YET BEEN SIGNED PENDING THE APPROVAL OF THE GENERAL MEETING ACCORDING TO THE SPECIFIC PROVISIONS OF PAR. 3 OF ARTICLE 23A OF CODIFIED LAW 2190/1920, AS IN FORCE, RELATIVE TO THE FRAME SERVICES AGREEMENT WITH NEUROSOFT S.A | For | None | 216150 | 0 | 0 | 0 | |||||
11 | PROVISION OF SPECIFIC PERMISSION FOR THE CONCLUSION OF CONTRACTS THAT HAVE BEEN NEGOTIATED WITH RELATED PARTIES BUT HAVE NOT YET BEEN SIGNED PENDING THE APPROVAL OF THE GENERAL MEETING ACCORDING TO THE SPECIFIC PROVISIONS OF PAR. 3 OF ARTICLE 23A OF CODIFIED LAW 2190/1920, AS IN FORCE, RELATIVE TO THE AGREEMENT FOR THE PROVISION OF CONSULTING SERVICES WITH EMERGING MARKETS CAPITAL, A.S. (A COMPANY ASSOCIATED WITH MR. JIRI SMEJC) | For | None | 216150 | 0 | 0 | 0 | |||||
12 | PROVISION OF APPROVAL FOR THE ACQUISITION OF THE COMPANY'S OWN SHARES, PURSUANT TO ARTICLE 16 OF CODIFIED LAW 2190/1920, AS IN FORCE | For | None | 216150 | 0 | 0 | 0 | |||||
INDUSTRIAS PENOLES SAB DE CV, MEXICO | ||||||||||||
Security: | P55409141 | Meeting Type: | Ordinary General Meeting | |||||||||
Ticker: | Meeting Date: | 21-Apr-2015 | ||||||||||
ISIN | MXP554091415 | Vote Deadline Date: | 15-Apr-2015 | |||||||||
Agenda | 705977520 | Management | Total Ballot Shares: | 22160 | ||||||||
Last Vote Date: | 07-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IN ACCORDANCE WITH THE APPLICABLE PROVISIONS OF THE GENERAL MERCANTILE COMPANIES LAW, THE SECURITIES MARKET LAW AND THE INCOME TAX LAW, THE PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF I. THE REPORT FROM THE BOARD OF DIRECTORS, II. THE REPORT FROM THE GENERAL DIRECTOR, ACCOMPANIED BY THE OPINION OF THE OUTSIDE AUDITOR, III. THE INDIVIDUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FISCAL YEAR, IV. THE REPORT REGARDING THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA THAT WERE FOLLOWED IN THE PREPARATION OF THE FINANCIAL INFORMATION, V. THE REPORT FROM THE AUDIT AND CORPORATE PRACTICES COMMITTEE, AND VI. THE REPORT REGARDING THE FULFILLMENT OF THE TAX OBLIGATIONS OF THE COMPANY | For | None | 22160 | 0 | 0 | 0 | |||||
2 | RESOLUTIONS REGARDING THE ALLOCATION OF RESULTS | For | None | 22160 | 0 | 0 | 0 | |||||
3 | RESOLUTION REGARDING THE AMOUNT THAT CAN BE ALLOCATED TO SHARE BUYBACKS IN ACCORDANCE WITH THE TERMS OF THAT WHICH IS PROVIDED FOR IN ARTICLE 56, PART IV, OF THE SECURITIES MARKET LAW | For | None | 22160 | 0 | 0 | 0 | |||||
4 | DESIGNATION OR, IF DEEMED APPROPRIATE, RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, CLASSIFICATION OF THEIR INDEPENDENCE IN ACCORDANCE WITH THE TERMS OF THE SECURITIES MARKET LAW AND THE DETERMINATION OF THEIR COMPENSATION | For | None | 22160 | 0 | 0 | 0 | |||||
5 | DESIGNATION OR, IF DEEMED APPROPRIATE, RATIFICATION OF THE CHAIRPERSON OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE | For | None | 22160 | 0 | 0 | 0 | |||||
6 | DESIGNATION OF SPECIAL DELEGATES OF THE GENERAL MEETING | For | None | 22160 | 0 | 0 | 0 | |||||
7 | READING AND, IF DEEMED APPROPRIATE, APPROVAL OF THE GENERAL MEETING MINUTES | For | None | 22160 | 0 | 0 | 0 | |||||
ASIAN PAY TELEVISION TRUST, SINGAPORE | ||||||||||||
Security: | Y0362V106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Apr-2015 | ||||||||||
ISIN | SG2F77993036 | Vote Deadline Date: | 16-Apr-2015 | |||||||||
Agenda | 705979170 | Management | Total Ballot Shares: | 3510000 | ||||||||
Last Vote Date: | 07-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE-MANAGER, STATEMENT BY THE TRUSTEE-MANAGER AND THE AUDITED FINANCIAL STATEMENTS OF APTT GROUP FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 AND THE AUDITOR'S REPORT THEREON | For | None | 3510000 | 0 | 0 | 0 | |||||
2 | TO RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITOR OF APTT TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE-MANAGER TO FIX ITS REMUNERATION | For | None | 3510000 | 0 | 0 | 0 | |||||
3 | GENERAL MANDATE TO ISSUE UNITS IN APTT (UNITS) | For | None | 3510000 | 0 | 0 | 0 | |||||
DEUTSCHE BANK MEXICO SA INSTITUCION DE BANCA MULTI | ||||||||||||
Security: | P3515D163 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 28-Apr-2015 | ||||||||||
ISIN | MXCFFU000001 | Vote Deadline Date: | 23-Apr-2015 | |||||||||
Agenda | 706021881 | Management | Total Ballot Shares: | 1062800 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PRESENTATION BY THE TECHNICAL COMMITTEE OF THE REPORTS THAT ARE REFERRED TO IN ARTICLE 28, PART IV, OF THE SECURITIES MARKET LAW, WHICH ARE THE FOLLOWING: REPORTS FROM THE AUDIT COMMITTEE, CORPORATE PRACTICES COMMITTEE AND NOMINATIONS COMMITTEE IN ACCORDANCE WITH ARTICLE 43 OF THE SECURITIES MARKET LAW | For | None | 1062800 | 0 | 0 | 0 | |||||
2 | PRESENTATION BY THE TECHNICAL COMMITTEE OF THE REPORTS THAT ARE REFERRED TO IN ARTICLE 28, PART IV, OF THE SECURITIES MARKET LAW, WHICH ARE THE FOLLOWING: REPORTS FROM THE TECHNICAL COMMITTEE OF THE TRUST IN ACCORDANCE WITH ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW | For | None | 1062800 | 0 | 0 | 0 | |||||
3 | PRESENTATION BY THE TECHNICAL COMMITTEE OF THE REPORTS THAT ARE REFERRED TO IN ARTICLE 28, PART IV, OF THE SECURITIES MARKET LAW, WHICH ARE THE FOLLOWING: REPORT FROM THE ADMINISTRATOR OF THE TRUST, F1 MANAGEMENT, S.C., IN ACCORDANCE WITH ARTICLE 44, PART XI, OF THE SECURITIES MARKET LAW, INCLUDING THE FAVORABLE OPINION OF THE TECHNICAL COMMITTEE REGARDING THAT REPORT | For | None | 1062800 | 0 | 0 | 0 | |||||
4 | PRESENTATION BY THE TECHNICAL COMMITTEE OF THE REPORTS THAT ARE REFERRED TO IN ARTICLE 28, PART IV, OF THE SECURITIES MARKET LAW, WHICH ARE THE FOLLOWING: REPORT ON THE TRANSACTIONS AND ACTIVITIES IN WHICH THE TECHNICAL COMMITTEE HAS INTERVENED DURING THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2014, IN ACCORDANCE WITH THAT WHICH IS PROVIDED FOR IN THE SECURITIES MARKET LAW | For | None | 1062800 | 0 | 0 | 0 | |||||
5 | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE REPORT FROM THE AUDITOR REGARDING THE FULFILLMENT OF THE TAX OBLIGATIONS DURING THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2014, IN ACCORDANCE WITH ARTICLE 76, PART XIX, OF THE INCOME TAX LAW | For | None | 1062800 | 0 | 0 | 0 | |||||
6 | PRESENTATION, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE FINANCIAL STATEMENTS OF THE TRUST FOR THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2014, AND THE ALLOCATION OF THE RESULTS FROM THE MENTIONED FISCAL YEAR | For | None | 1062800 | 0 | 0 | 0 | |||||
7 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, RESIGNATION, APPOINTMENT AND RATIFICATION OF THE MEMBERS OF THE TECHNICAL COMMITTEE AFTER THE CLASSIFICATION, IF DEEMED APPROPRIATE, OF THE INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS | For | None | 1062800 | 0 | 0 | 0 | |||||
8 | PROPOSAL, DISCUSSION AND, IF DEEMED APPROPRIATE, APPROVAL OF THE COMPENSATION FOR THE INDEPENDENT MEMBERS OF THE TECHNICAL COMMITTEE | For | None | 1062800 | 0 | 0 | 0 | |||||
9 | IF DEEMED APPROPRIATE, DESIGNATION OF SPECIAL DELEGATES OF THE ANNUAL GENERAL MEETING OF HOLDERS | For | None | 1062800 | 0 | 0 | 0 | |||||
10 | DRAFTING, READING AND APPROVAL OF THE MINUTES OF THE ANNUAL GENERAL MEETING OF HOLDERS | For | None | 1062800 | 0 | 0 | 0 | |||||
GRUPO FINANCIERO SANTANDER MEXICO | ||||||||||||
Security: | 40053C105 | Meeting Type: | Annual | |||||||||
Ticker: | BSMX | Meeting Date: | 28-Apr-2015 | |||||||||
ISIN | US40053C1053 | Vote Deadline Date: | 23-Apr-2015 | |||||||||
Agenda | 934195264 | Management | Total Ballot Shares: | 745145 | ||||||||
Last Vote Date: | 18-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | SUBMISSION OF THE BOARD OF DIRECTORS REPORT IN RESPECT TO THE COMPANY'S PERFORMANCE, DURING THE FISCAL YEAR ENDED AS OF DECEMBER 31, 2014, INCLUDING: (I) THE FINANCIAL STATEMENTS UNDER THE CNBV AND IFR'S CRITERIA, ON SUCH DATE, AND (II) THE EXTERNAL AUDITOR'S REPORT. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
2 | PROPOSAL AND, AS THE CASE MAY BE, APPROVAL IN RESPECT TO THE ALLOCATION OF PROFITS. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
3 | COMPANY'S CEO AND GENERAL DIRECTOR REPORT ON THE BUSINESS STATUS, CORRESPONDING TO FISCAL YEAR 2014. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
4 | REPORT IN RESPECT TO THE OPINION ISSUED BY THE BOARD OF DIRECTORS ON THE CONTENT OF THE COMPANY'S CEO AND GENERAL DIRECTOR REPORT. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
5 | BOARD OF DIRECTORS' REPORT ON THE MAIN ACCOUNTING AND INFORMATION POLICIES AND CRITERIA. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
6 | REPORT IN RESPECT TO THE COMPLIANCE WITH THE TAX OBLIGATIONS TO BE DISCHARGED BY THE COMPANY IN FISCAL YEAR 2013. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
7 | REPORT ON THE TRANSACTIONS AND ACTIVITIES IN WHICH THE COMPANY PARTICIPATED. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
8 | BOARD OF DIRECTORS' REPORT IN RESPECT TO THE ACTIVITIES DEVELOPED BY THE COMPANY'S AUDIT COMMITTEE AND THE CORPORATE PRACTICES, NOMINATIONS AND COMPENSATIONS COMMITTEE, DURING FISCAL YEAR 2014. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
9 | APPOINTMENT AND, AS THE CASE MAY BE, RATIFICATION OF THE REGULAR AND ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS, CORRESPONDING TO SERIES "F" AND "B" SHARES REPRESENTING THE CAPITAL STOCK. DETERMINATION OF COMPENSATIONS THERETO. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
10 | PROPOSAL AND, IF APPLICABLE, APPROVAL FOR THE PAYMENT OF A CASH DIVIDEND TO SHAREHOLDERS OF THE COMPANY. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
11 | DESIGNATION OF SPECIAL DELEGATES TO FORMALIZE AND COMPLY WITH THE RESOLUTIONS ADOPTED BY THE MEETING. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
12 | APPOINTMENT AND, AS THE CASE MAY BE, RATIFICATION OF THE MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS, REPRESENTING SERIES "B" SHARES, REPRESENTING THE COMPANY'S CAPITAL STOCK. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
13 | DESIGNATION OF SPECIAL DELEGATES TO FORMALIZE AND COMPLY WITH THE RESOLUTIONS ADOPTED BY THE MEETING. | For | Abstain | 180700 | 0 | 0 | 0 | |||||
AMBEV S.A. | ||||||||||||
Security: | 02319V103 | Meeting Type: | Annual | |||||||||
Ticker: | ABEV | Meeting Date: | 29-Apr-2015 | |||||||||
ISIN | US02319V1035 | Vote Deadline Date: | 23-Apr-2015 | |||||||||
Agenda | 934193537 | Management | Total Ballot Shares: | 1360184.4799 | ||||||||
Last Vote Date: | 17-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH EXAMINATION, DISCUSSION AND VOTING ON THE FINANCIAL STATEMENTS RELATED TO THE FISCAL YEAR ENDED DECEMBER 31, 2014. | For | None | 307750 | 0 | 0 | 0 | |||||
2 | ALLOCATION OF THE NET PROFITS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 AND RATIFICATION OF THE PAYMENT OF INTEREST ON OWN CAPITAL AND DISTRIBUTION OF DIVIDENDS, RELATED TO THE FISCAL YEAR ENDED ON DECEMBER 31, 2014, APPROVED BY THE BOARD OF DIRECTORS AT MEETINGS HELD ON MARCH 25, 2014, JULY 14, 2014, ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | For | None | 307750 | 0 | 0 | 0 | |||||
3 | ELECTION OF THE MEMBERS OF THE COMPANY'S FISCAL COUNCIL AND THEIR RESPECTIVE ALTERNATES FOR A TERM IN OFFICE UNTIL THE ORDINARY GENERAL MEETING TO BE HELD IN 2016. | For | None | 307750 | 0 | 0 | 0 | |||||
4 | RATIFICATION OF THE AMOUNTS PAID OUT AS COMPENSATION TO THE MANAGEMENT AND TO THE MEMBERS OF THE FISCAL COUNCIL OF THE COMPANY DURING THE FISCAL YEAR ENDED DECEMBER 31, 2014 AND ESTABLISHING THE OVERALL COMPENSATION OF THE MANAGEMENT AND OF THE MEMBERS OF THE FISCAL COUNCIL FOR THE FISCAL YEAR OF 2015. | For | None | 307750 | 0 | 0 | 0 | |||||
5 | BY VIRTUE OF THE CAPITAL INCREASES APPROVED BY THE COMPANY'S BOARD OF DIRECTORS WITHIN THE LIMIT OF THE AUTHORIZED CAPITAL, AND RATIFIED UNTIL THE DATE OF THE ORDINARY AND EXTRAORDINARY ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | For | None | 307750 | 0 | 0 | 0 | |||||
ASSECO POLAND S.A., WARSZAWA | ||||||||||||
Security: | X02540130 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 29-Apr-2015 | ||||||||||
ISIN | PLSOFTB00016 | Vote Deadline Date: | 06-Apr-2015 | |||||||||
Agenda | 705940852 | Management | Total Ballot Shares: | 156012 | ||||||||
Last Vote Date: | 31-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | OPENING OF THE MEETING AND ELECTION OF THE CHAIRMAN | For | None | 81000 | 0 | 0 | 0 | |||||
3 | STATEMENT OF THE MEETING'S LEGAL VALIDITY AND IT'S ABILITY TO ADOPT RESOLUTIONS. ELECTION OF SCRUTINY COMMITTEE | For | None | 81000 | 0 | 0 | 0 | |||||
4 | APPROVAL OF THE AGENDA | For | None | 81000 | 0 | 0 | 0 | |||||
5 | PRESENTATION OF REPORT ON THE ACTIVITIES OF THE COMPANY IN 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
6 | PRESENTATION OF FINANCIAL REPORT FOR 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
7 | PRESENTATION OF AUDITOR REPORT | For | None | 81000 | 0 | 0 | 0 | |||||
8 | PRESENTATION OF SUPERVISORY BOARD REPORT ON ITS ACTIVITIES IN 2014 AND COMPANY SITUATION IN 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
9 | APPROVAL OF REPORT ON THE COMPANIES ACTIVITIES IN 2014 AND FINANCIAL REPORT FOR 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
10 | PRESENTATION OF CONSOLIDATED FINANCIAL REPORT FOR THE CAPITAL GROUP FOR 2014 AND REPORT OF THE ACTIVITIES OF THE CAPITAL GROUP IN 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
11 | PRESENTATION OF AUDITOR REPORT FOR THE CAPITAL GROUP | For | None | 81000 | 0 | 0 | 0 | |||||
12 | APPROVAL OF CONSOLIDATED FINANCIAL REPORT FOR THE CAPITAL GROUP FOR 2014 AND REPORT ON THE ACTIVITIES OF THE CAPITAL GROUP IN 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
13 | APPROVAL OF THE DISCHARGE OF DUTIES BY MANAGEMENT BOARD MEMBERS IN 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
14 | APPROVAL OF THE DISCHARGE OF DUTIES BY SUPERVISORY BOARD MEMBERS IN 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
15 | APPROVAL OF PROFIT DISTRIBUTION | For | None | 81000 | 0 | 0 | 0 | |||||
16 | APPROVAL OF THE MANAGEMENT BOARD STATEMENT CONCERNING THE ACTIVITIES OF THE COMPANY POSTINFO SP ZOO FROM 01 TO 02 JANUARY 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
17 | APPROVAL OF THE DISCHARGE OF DUTIES OF POSTINFO SP ZOO MANAGEMENT BOARD IN 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
18 | APPROVAL OF THE DISCHARGE OF DUTIES OF POSTINFO SP ZOO SUPERVISORY BOARD IN 2014 | For | None | 81000 | 0 | 0 | 0 | |||||
19 | APPROVAL OF THE SALE OF PROPERTY BELONGING TO THE COMPANY | For | None | 81000 | 0 | 0 | 0 | |||||
20 | CLOSING OF THE MEETING | None | None | Non Voting | ||||||||
BANK POLSKA KASA OPIEKI S.A., WARSZAWA | ||||||||||||
Security: | X0R77T117 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Apr-2015 | ||||||||||
ISIN | PLPEKAO00016 | Vote Deadline Date: | 14-Apr-2015 | |||||||||
Agenda | 705955889 | Management | Total Ballot Shares: | 50000 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | None | Non Voting | ||||||||
2 | OPENING OF THE ORDINARY GENERAL MEETING OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA | None | None | Non Voting | ||||||||
3 | ELECTION OF THE CHAIRMAN OF THE ORDINARY GENERAL MEETING OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA | For | None | 50000 | 0 | 0 | 0 | |||||
4 | CONCLUDING CORRECTNESS OF CONVENING THE ORDINARY GENERAL MEETING OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA AND ITS CAPACITY TO ADOPT BINDING RESOLUTIONS | For | None | 50000 | 0 | 0 | 0 | |||||
5 | ELECTION OF THE VOTING COMMISSION | For | None | 50000 | 0 | 0 | 0 | |||||
6 | ADOPTION OF THE AGENDA OF THE ORDINARY GENERAL MEETING OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA | For | None | 50000 | 0 | 0 | 0 | |||||
7 | CONSIDERATION OF THE MANAGEMENT BOARDS REPORT ON THE ACTIVITIES OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA FOR THE YEAR 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
8 | CONSIDERATION OF THE UNCONSOLIDATED FINANCIAL STATEMENTS OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA FOR THE PERIOD ENDED ON 31 DECEMBER 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
9 | CONSIDERATION OF THE MANAGEMENT BOARDS REPORT ON THE ACTIVITIES OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA GROUP FOR THE YEAR 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
10 | CONSIDERATION OF THE CONSOLIDATED FINANCIAL STATEMENTS OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA GROUP FOR THE PERIOD ENDED ON 31 DECEMBER 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
11 | CONSIDERATION OF THE MOTION OF THE MANAGEMENT BOARD OF THE BANK ON DISTRIBUTION OF THE NET PROFIT OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA FOR THE YEAR 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
12 | CONSIDERATION OF THE REPORT OF THE SUPERVISORY BOARD OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA ON ITS ACTIVITY IN 2014 AND THE RESULTS OF THE PERFORMED ASSESSMENT OF THE REPORTS ON THE ACTIVITIES OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA AND OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA GROUP FOR THE YEAR 2014, FINANCIAL STATEMENTS OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA AND OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA GROUP FOR THE PERIOD ENDED ON 31 DECEMBER 2014, AND OF THE MOTION OF THE MANAGEMENT BOARD OF THE BANK ON THE DISTRIBUTION OF THE NET PROFIT OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA FOR THE YEAR 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
13 | ADOPTION OF THE RESOLUTIONS ON: APPROVING THE MANAGEMENT BOARDS REPORT ON THE ACTIVITIES OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA FOR THE YEAR 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
14 | ADOPTION OF THE RESOLUTIONS ON: APPROVING THE UNCONSOLIDATED FINANCIAL STATEMENTS OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA FOR THE PERIOD ENDED ON 31 DECEMBER 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
15 | ADOPTION OF THE RESOLUTIONS ON: APPROVING THE MANAGEMENT BOARDS REPORT ON THE ACTIVITIES OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA GROUP FOR THE YEAR 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
16 | ADOPTION OF THE RESOLUTIONS ON: APPROVING THE CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA GROUP FOR THE PERIOD ENDED ON 31 DECEMBER 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
17 | ADOPTION OF THE RESOLUTIONS ON: DISTRIBUTION OF THE NET PROFIT OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA FOR THE YEAR 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
18 | ADOPTION OF THE RESOLUTIONS ON: APPROVING THE REPORT OF THE SUPERVISORY BOARD OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA ON ITS ACTIVITY IN 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
19 | ADOPTION OF THE RESOLUTIONS ON: APPROVING THE PERFORMANCE OF DUTIES BY MEMBERS OF THE SUPERVISORY BOARD OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA IN 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
20 | ADOPTION OF THE RESOLUTIONS ON: APPROVING THE PERFORMANCE OF DUTIES BY MEMBERS OF THE MANAGEMENT BOARD OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA IN 2014 | For | None | 50000 | 0 | 0 | 0 | |||||
21 | PRESENTATION OF INFORMATION CONCERNING CORPORATE GOVERNANCE RULES FOR SUPERVISED INSTITUTIONS AND THEIR APPLICATION BY THE BANK, AND ADOPTION OF THE RESOLUTION ON ADOPTION FOR APPLICATION OF CORPORATE GOVERNANCE RULES FOR SUPERVISED INSTITUTIONS | For | None | 50000 | 0 | 0 | 0 | |||||
22 | CONSIDERATION OF THE MOTION AND ADOPTION OF THE RESOLUTION ON AMENDING THE STATUTE OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA | For | None | 50000 | 0 | 0 | 0 | |||||
23 | CONSIDERATION OF THE MOTION AND ADOPTION OF THE RESOLUTION ON ESTABLISHING THE UNIFORM TEXT OF THE STATUTE OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA | For | None | 50000 | 0 | 0 | 0 | |||||
24 | CONSIDERATION OF THE MOTION REGARDING CHANGES IN THE COMPOSITION OF THE SUPERVISORY BOARD OF THE BANK AND ADOPTION OF RESOLUTIONS ON CHANGES IN THE COMPOSITION OF THE SUPERVISORY BOARD OF THE BANK | For | None | 50000 | 0 | 0 | 0 | |||||
25 | CONSIDERATION OF THE MOTION ON THE CHANGE OF THE METHOD OF CALCULATION OF REMUNERATION FOR MEMBERS OF THE SUPERVISORY BOARD, INCLUDING MEMBERS OF THE AUDIT COMMITTEE, TOGETHER WITH DETERMINATION OF THE ANNUAL AMOUNTS, AND ADOPTION OF THE RESOLUTION ON THE CHANGE OF REMUNERATION FOR MEMBERS OF THE SUPERVISORY BOARD | For | None | 50000 | 0 | 0 | 0 | |||||
26 | CLOSING OF THE ORDINARY GENERAL MEETING OF BANK POLSKA KASA OPIEKI SPOLKAAKCYJNA | None | None | Non Voting | ||||||||
VALUE PARTNERS GROUP LTD | ||||||||||||
Security: | G93175100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Apr-2015 | ||||||||||
ISIN | KYG931751005 | Vote Deadline Date: | 24-Apr-2015 | |||||||||
Agenda | 705916116 | Management | Total Ballot Shares: | 3554850 | ||||||||
Last Vote Date: | 26-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/03 25/LTN20150325383.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/03 25/LTN20150325340.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2947850 | 0 | 0 | 0 | |||||
4 | TO DECLARE FINAL AND SPECIAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2947850 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DATO' CHEAH CHENG HYE AS AN EXECUTIVE DIRECTOR | For | None | 2947850 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MS. HUNG YEUK YAN RENEE AS AN EXECUTIVE DIRECTOR | For | None | 2947850 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. NOBUO OYAMA AS AN INDEPENDENT NONEXECUTIVE DIRECTOR | For | None | 2947850 | 0 | 0 | 0 | |||||
8 | TO FIX THE DIRECTORS' REMUNERATION | For | None | 2947850 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | For | None | 2947850 | 0 | 0 | 0 | |||||
10 | TO APPROVE THE GENERAL MANDATE TO ALLOT AND ISSUE ADDITIONAL SHARES OF THE COMPANY | For | None | 2947850 | 0 | 0 | 0 | |||||
11 | TO APPROVE THE GENERAL MANDATE REPURCHASE ISSUED SHARES OF THE COMPANY | For | None | 2947850 | 0 | 0 | 0 | |||||
12 | TO APPROVE THE GENERAL MANDATE TO ALLOT AND ISSUE THE SHARES REPURCHASED BY THE COMPANY | For | None | 2947850 | 0 | 0 | 0 | |||||
AIA GROUP LTD, HONG KONG | ||||||||||||
Security: | Y002A1105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 08-May-2015 | ||||||||||
ISIN | HK0000069689 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 705919059 | Management | Total Ballot Shares: | 715000 | ||||||||
Last Vote Date: | 27-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/032 6/LTN20150326471.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/032 6/LTN20150326503.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 30 NOVEMBER 2014 | For | None | 715000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF 34.00 HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 30 NOVEMBER 2014 | For | None | 715000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT PROFESSOR LAWRENCE JUEN-YEE LAU AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 715000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. CHUNG-KONG CHOW AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 715000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. JOHN BARRIE HARRISON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 715000 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY FOR THE TERM FROM PASSING OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | For | None | 715000 | 0 | 0 | 0 | |||||
9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE, GRANT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE AGGREGATE NUMBER OF SHARES IN THE COMPANY IN ISSUE AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | For | None | 715000 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE AGGREGATE NUMBER OF SHARES IN THE COMPANY IN ISSUE AT THE DATE OF THIS RESOLUTION | For | None | 715000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY UNDER THE RESTRICTED SHARE UNIT SCHEME ADOPTED BY THE COMPANY ON 28 SEPTEMBER 2010 (AS AMENDED) | For | None | 715000 | 0 | 0 | 0 | |||||
GREAT WALL MOTOR CO LTD | ||||||||||||
Security: | Y2882P106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 12-May-2015 | ||||||||||
ISIN | CNE100000338 | Vote Deadline Date: | 05-May-2015 | |||||||||
Agenda | 705906230 | Management | Total Ballot Shares: | 454000 | ||||||||
Last Vote Date: | 21-Mar-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/2015/032 0/LTN20150320423.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2015/032 0/LTN20150320403.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL REPORT OF THE COMPANY FOR THE YEAR 2014 (DETAILS STATED IN THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2014) | For | None | 454000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD FOR THE YEAR 2014 (DETAILS STATED IN THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2014) | For | None | 454000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PROPOSAL FOR THE YEAR 2014 (DETAILS STATED IN THE CIRCULAR OF THE COMPANY DATED 20 MARCH 2015) | For | None | 454000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2014 AND ITS SUMMARY REPORT (PUBLISHED ON THE COMPANY'S WEBSITE: WWW.GWM.COM.CN) | For | None | 454000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE REPORT OF THE INDEPENDENT DIRECTORS FOR THE YEAR 2014 (PUBLISHED ON THE COMPANY'S WEBSITE: WWW.GWM.COM.CN) | For | None | 454000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2014 (DETAILS STATED IN THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2014) | For | None | 454000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE STRATEGIES OF THE COMPANY FOR THE YEAR 2015 (DETAILS STATED IN THE CIRCULAR OF THE COMPANY DATED 20 MARCH 2015) | For | None | 454000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE COMPANY'S EXTERNAL AUDITOR FOR THE YEAR ENDING 31 DECEMBER 2015, THE TERM OF SUCH RE- APPOINTMENT SHALL COMMENCE FROM THE DATE ON WHICH THIS RESOLUTION IS PASSED UNTIL THE DATE OF THE NEXT AGM, AND TO AUTHORISE THE BOARD OF DIRECTORS (THE "BOARD") OF THE COMPANY TO FIX ITS REMUNERATIONS (DETAILS STATED IN THE CIRCULAR DATED 20 MARCH 2015) | For | None | 454000 | 0 | 0 | 0 | |||||
10 | "TO APPROVE AND CONFIRM THE FOLLOWING PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY ("ARTICLES OF ASSOCIATION") AND TO AUTHORIZE ANY ONE DIRECTOR OR THE COMPANY SECRETARY OF THE COMPANY TO EXECUTE ALL SUCH DOCUMENTS AND/OR DO ALL SUCH ACTS AS HE/SHE MAY DEEM NECESSARY OR EXPEDIENT AND IN THE INTEREST OF THE COMPANY IN ORDER TO EFFECT THE PROPOSED AMENDMENTS, COMPLY WITH THE CHANGES IN THE PRC LAWS AND REGULATIONS, AND SATISFY THE REQUIREMENTS (IF ANY) OF THE RELEVANT PRC AUTHORITIES, AND TO DEAL WITH OTHER RELATED ISSUES ARISING FROM THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ARTICLE 12 OF THE ORIGINAL ARTICLES OF ASSOCIATION WHICH READS AS: "THE COMPANY'S SCOPE OF BUSINESS SHALL BE CONSISTENT WITH AND SUBJECT TO THAT APPROVED BY THE AUTHORITY RESPONSIBLE FOR COMPANY REGISTRATIONS. THE COMPANY'S CONTD | For | None | 454000 | 0 | 0 | 0 | |||||
11 | CONTD SCOPE OF BUSINESS IS AS FOLLOWS: MANUFACTURING OF AUTOMOBILES AND COMPONENTS THEREOF; PRODUCTION, DEVELOPMENT, DESIGN, PROCESSING AGENCY AND SALE OF ACCESSORIES AND PROVISION OF AFTER- SALE SERVICES AND CONSULTATION SERVICES THEREOF; MANUFACTURING OF ELECTRONIC AND MECHANICAL EQUIPMENTS (EXCEPT FOR THOSE RESTRICTED OR PROHIBITED BY THE STATE FROM FOREIGN INVESTMENT AND THOSE WITH SPECIAL LIMITATIONS); PROCESSING AND MANUFACTURING OF MOULDS; REPAIR AND MAINTENANCE OF AUTOMOBILES; GENERAL CARGO FREIGHT TRANSPORTATION AND SPECIAL TRANSPORTATION; STORAGE AND LOGISTICS (A LICENCE IS REQUIRED FOR OPERATION IN THE EVENT OF AN ADMINISTRATIVE PERMIT INVOLVED); EXPORT OF COMPONENTS AND ACCESSORIES OF AUTOMOBILES MANUFACTURED AND PURCHASED BY THE COMPANY; IMPORT AND EXPORT OF GOODS AND TECHNIQUES (EXCLUDING THOSE DISTRIBUTED CONTD | None | None | Non Voting | ||||||||
12 | CONTD AND OPERATED EXCLUSIVELY BY THE STATE AND EXCEPT FOR THOSE RESTRICTED BY THE STATE); LEASING OUT SELF-OWNED BUILDINGS AND EQUIPMENT." SHALL BE AMENDED TO READ AS: "THE COMPANY'S SCOPE OF BUSINESS SHALL BE CONSISTENT WITH AND SUBJECT TO THAT APPROVED BY THE AUTHORITY RESPONSIBLE FOR COMPANY REGISTRATIONS. THE COMPANY'S SCOPE OF BUSINESS IS AS FOLLOWS: MANUFACTURING OF AUTOMOBILES AND COMPONENTS THEREOF; PRODUCTION, DEVELOPMENT, DESIGN, RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES, PROCESSING AGENCY AND SALE OF ACCESSORIES AND PROVISION OF AFTERSALE SERVICES AND CONSULTATION SERVICES THEREOF; INFORMATION TECHNOLOGY SERVICES; MANUFACTURING OF ELECTRONIC AND MECHANICAL EQUIPMENTS (EXCEPT FOR THOSE RESTRICTED OR PROHIBITED BY THE STATE FROM FOREIGN INVESTMENT AND THOSE WITH SPECIAL LIMITATIONS); PROCESSING AND CONTD | None | None | Non Voting | ||||||||
13 | CONTD MANUFACTURING OF MOULDS; REPAIR AND MAINTENANCE OF AUTOMOBILES; GENERAL CARGO FREIGHT TRANSPORTATION AND SPECIAL TRANSPORTATION; STORAGE AND LOGISTICS (A LICENCE IS REQUIRED FOR OPERATION IN THE EVENT OF AN ADMINISTRATIVE PERMIT INVOLVED); EXPORT OF COMPONENTS AND ACCESSORIES OF AUTOMOBILES MANUFACTURED AND PURCHASED BY THE COMPANY; IMPORT AND EXPORT OF GOODS AND TECHNIQUES (EXCLUDING THOSE DISTRIBUTED AND OPERATED EXCLUSIVELY BY THE STATE AND EXCEPT FOR THOSE RESTRICTED BY THE STATE); LEASING OUT SELF-OWNED BUILDINGS AND EQUIPMENT."" | None | None | Non Voting | ||||||||
14 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE PROPOSED GRANT OF THE FOLLOWING MANDATE TO THE BOARD: (1) AN UNCONDITIONAL GENERAL MANDATE TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY, WHETHER A SHARES OR H SHARES. SUCH UNCONDITIONAL GENERAL MANDATE CAN BE EXERCISED ONCE OR MORE THAN ONCE DURING THE RELEVANT PERIOD, SUBJECT TO THE FOLLOWING CONDITIONS: (A) SUCH MANDATE SHALL NOT EXTEND BEYOND THE RELEVANT PERIOD SAVE THAT THE BOARD MAY DURING THE RELEVANT PERIOD MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS WHICH MIGHT REQUIRE THE EXERCISE OF SUCH POWERS AFTER THE RELEVANT PERIOD; (B) THE AGGREGATE NOMINAL AMOUNT OF SHARES, WHETHER A SHARES OR H SHARES ALLOTTED, ISSUED AND DEALT WITH OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED, ISSUED AND DEALT WITH BY THE BOARD PURSUANT TO CONTD | For | None | 454000 | 0 | 0 | 0 | |||||
15 | CONTD SUCH MANDATE, SHALL NOT EXCEED: (I) 20%, BEING 401,848,600 A SHARES, OF THE AGGREGATE NOMINAL AMOUNT OF A SHARES IN ISSUE; AND (II) 20%, BEING 206,636,000 H SHARES, OF THE AGGREGATE NOMINAL AMOUNT OF H SHARES IN ISSUE, IN EACH CASE AS OF THE DATE OF THIS RESOLUTION; AND (C) THE BOARD SHALL ONLY EXERCISE ITS POWER UNDER SUCH MANDATE IN ACCORDANCE WITH THE COMPANY LAW OF THE PRC | None | None | Non Voting | ||||||||
AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED (AS THE SAME MAY BE AMENDED FROM TIME TO TIME) AND ONLY IF ALL NECESSARY APPROVALS FROM THE CHINA SECURITIES REGULATORY COMMISSION AND/OR OTHER RELEVANT PRC GOVERNMENTAL AUTHORITIES ARE OBTAINED; AND (2) CONTINGENT ON THE BOARD RESOLVING TO ISSUE SHARES PURSUANT TO SUB- PARAGRAPH (1) OF THIS RESOLUTION, THE BOARD BE AUTHORISED TO: (A) APPROVE, EXECUTE CONTD | ||||||||||||
16 | CONTD AND DO OR PROCURE TO BE EXECUTED AND DONE, ALL SUCH DOCUMENTS, DEEDS AND THINGS AS IT MAY CONSIDER NECESSARY IN CONNECTION WITH THE ISSUE OF SUCH NEW SHARES INCLUDING (WITHOUT LIMITATION): (I) DETERMINE THE CLASS AND NUMBER OF SHARES TO BE ISSUED; (II) DETERMINE THE ISSUE PRICE OF THE NEW SHARES; (III) DETERMINE THE OPENING AND CLOSING DATES OF THE NEW ISSUE; (IV) DETERMINE THE USE OF PROCEEDS OF THE NEW ISSUE; (V) DETERMINE THE CLASS AND NUMBER OF NEW SHARES (IF ANY) TO BE ISSUED TO THE EXISTING SHAREHOLDERS; (VI) MAKE OR GRANT SUCH OFFERS, AGREEMENTS AND OPTIONS AS MAY BE NECESSARY IN THE EXERCISE OF SUCH POWERS; AND (VII) IN THE CASE OF AN OFFER OR PLACEMENT OF SHARES TO THE SHAREHOLDERS OF THE COMPANY, EXCLUDE SHAREHOLDERS OF THE COMPANY WHO ARE RESIDENT OUTSIDE THE PRC OR THE HONG KONG SPECIAL ADMINISTRATIVE CONTD | None | None | Non Voting | ||||||||
17 | CONTD REGION OF THE PRC ON ACCOUNT OF PROHIBITIONS OR REQUIREMENTS UNDER OVERSEAS LAWS OR REGULATIONS OR FOR SOME OTHER REASON(S) WHICH THE BOARD CONSIDERS EXPEDIENT; (B) INCREASE THE REGISTERED CAPITAL OF THE COMPANY IN ACCORDANCE WITH THE ACTUAL INCREASE OF CAPITAL BY ISSUING SHARES PURSUANT TO SUB-PARAGRAPH (1) OF THIS RESOLUTION, REGISTER THE INCREASED CAPITAL WITH THE RELEVANT AUTHORITIES IN THE PRC AND MAKE SUCH AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE INCREASE IN THE REGISTERED | None | None | Non Voting | ||||||||
CAPITAL OF THE COMPANY; AND (C) MAKE ALL NECESSARY FILINGS AND REGISTRATIONS WITH THE RELEVANT PRC, HONG KONG AND/OR OTHER AUTHORITIES. FOR THE PURPOSE OF THIS RESOLUTION: "A SHARES" MEANS DOMESTIC SHARES IN THE SHARE CAPITAL OF THE COMPANY, WITH A NOMINAL VALUE OF RMB1.00 EACH, WHICH CONTD | ||||||||||||
18 | CONTD ARE SUBSCRIBED FOR AND TRADED IN RENMINBI BY THE PRC INVESTORS; "BOARD" MEANS THE BOARD OF DIRECTORS OF THE COMPANY; "H SHARES" MEANS THE OVERSEAS LISTED FOREIGN SHARES IN THE SHARE CAPITAL OF THE COMPANY, WITH A NOMINAL VALUE OF RMB1.00 EACH, WHICH ARE SUBSCRIBED FOR AND TRADED IN HONG KONG DOLLARS; AND "RELEVANT PERIOD" MEANS THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL WHICHEVER IS THE EARLIEST OF: (A) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY FOLLOWING THE PASSING OF THIS RESOLUTION; OR (B) THE EXPIRATION OF THE 12-MONTH PERIOD FOLLOWING THE PASSING OF THIS RESOLUTION; OR (C) THE DATE ON WHICH THE AUTHORITY SET OUT IN THIS RESOLUTION IS REVOKED OR VARIED BY A SPECIAL RESOLUTION OF THE SHAREHOLDERS IN A GENERAL MEETING | None | None | Non Voting | ||||||||
AXIATA GROUP BHD | ||||||||||||
Security: | Y0488A101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-May-2015 | ||||||||||
ISIN | MYL6888OO001 | Vote Deadline Date: | 14-May-2015 | |||||||||
Agenda | 706085316 | Management | Total Ballot Shares: | 572500 | ||||||||
Last Vote Date: | 29-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE AUDITORS THEREON | For | None | 572500 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL TAX EXEMPT DIVIDEND UNDER SINGLE TIER SYSTEM OF 14 SEN PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | For | None | 572500 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT TAN SRI DATO' AZMAN HJ MOKHTAR WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 93 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE- ELECTION | For | None | 572500 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT DAVID LAU NAI PEK WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 93 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION | For | None | 572500 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DATO' ABDUL RAHMAN AHMAD WHO RETIRES BY ROTATION PURSUANT TO ARTICLE 93 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION | For | None | 572500 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT DR MUHAMAD CHATIB BASRI WHO WAS APPOINTED TO THE BOARD DURING THE YEAR AND RETIRES PURSUANT TO ARTICLE 99(II) OF THE COMPANY'S ARTICLES OF ASSOCIATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE- ELECTION | For | None | 572500 | 0 | 0 | 0 | |||||
7 | TO APPROVE THE PAYMENT OF THE FOLLOWING DIRECTORS' FEES WITH EFFECT FROM THE 23RD ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY:- I) DIRECTORS' FEES OF RM30,000.00 PER MONTH FOR THE NON-EXECUTIVE CHAIRMAN (NEC) AND RM20,000.00 PER MONTH FOR EACH NON-EXECUTIVE DIRECTOR (NED); II) DIRECTORS' FEES OF RM4,000.00 PER MONTH FOR THE NEC AND RM2,000.00 PER MONTH FOR EACH OF THE NEDS WHO ARE MEMBERS OF THE BOARD AUDIT COMMITTEE; III) DIRECTORS' FEES OF RM1,200.00 PER MONTH FOR THE NEC AND RM800.00 PER MONTH FOR EACH OF THE NEDS WHO ARE MEMBERS OF THE BOARD NOMINATION COMMITTEE; AND IV) DIRECTORS' FEES OF RM1,200.00 PER MONTH FOR THE NEC AND RM800.00 PER MONTH FOR EACH OF THE NEDS WHO ARE MEMBERS OF THE BOARD REMUNERATION COMMITTEE; (EACH OF THE FOREGOING PAYMENTS BEING EXCLUSIVE OF THE OTHERS) | For | None | 572500 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS HAVING CONSENTED TO ACT AS THE AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2015 AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 572500 | 0 | 0 | 0 | |||||
9 | PROPOSED SHAREHOLDERS' MANDATE FOR RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE | For | None | 572500 | 0 | 0 | 0 | |||||
10 | PROPOSED RENEWAL OF THE AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE NEW ORDINARY SHARES OF RM1.00 EACH IN THE COMPANY (AXIATA SHARES) IN RELATION TO THE DIVIDEND REINVESTMENT SCHEME THAT PROVIDES THE SHAREHOLDERS OF THE COMPANY THE OPTION TO ELECT TO REINVEST THEIR CASH DIVIDEND ENTITLEMENTS IN NEW AXIATA SHARES (DRS) | For | None | 572500 | 0 | 0 | 0 | |||||
11 | AUTHORITY UNDER SECTION 132D OF THE COMPANIES ACT, 1965 FOR DIRECTORS TO ALLOT AND ISSUE SHARES IN THE COMPANY | For | None | 572500 | 0 | 0 | 0 | |||||
CATHAY PACIFIC AIRWAYS LTD, HONG KONG | ||||||||||||
Security: | Y11757104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-May-2015 | ||||||||||
ISIN | HK0293001514 | Vote Deadline Date: | 15-May-2015 | |||||||||
Agenda | 705983585 | Management | Total Ballot Shares: | 900000 | ||||||||
Last Vote Date: | 09-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 08/LTN20150408987.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 08/LTN201504081009.pdf | None | None | Non Voting | ||||||||
3 | TO RE-ELECT MARTIN JAMES MURRAY AS A DIRECTOR | For | None | 900000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT SHIU IAN SAI CHEUNG AS A DIRECTOR | For | None | 900000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT ZHAO XIAOHANG AS A DIRECTOR | For | None | 900000 | 0 | 0 | 0 | |||||
6 | TO ELECT MARTIN CUBBON AS A DIRECTOR | For | None | 900000 | 0 | 0 | 0 | |||||
7 | TO ELECT SAMUEL COMPTON SWIRE AS A DIRECTOR | For | None | 900000 | 0 | 0 | 0 | |||||
8 | TO RE-APPOINT KPMG AS AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | For | None | 900000 | 0 | 0 | 0 | |||||
9 | TO GRANT A GENERAL MANDATE FOR SHARE BUY-BACK | For | None | 900000 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY | For | None | 900000 | 0 | 0 | 0 | |||||
TELEVISION BROADCASTS LTD | ||||||||||||
Security: | Y85830126 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 20-May-2015 | ||||||||||
ISIN | HK0000139300 | Vote Deadline Date: | 13-May-2015 | |||||||||
Agenda | 706073892 | Management | Total Ballot Shares: | 359500 | ||||||||
Last Vote Date: | 24-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 452847 DUE TO ADDITION OF RESOLUTION 3.V. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
3 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 15/LTN201504151205.pdf, http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 23/LTN20150423089.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 23/LTN20150423083.pdf | None | None | Non Voting | ||||||||
4 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORTS FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 359500 | 0 | 0 | 0 | |||||
5 | TO DECLARE DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2014: FINAL DIVIDEND | For | None | 359500 | 0 | 0 | 0 | |||||
6 | TO DECLARE DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2014: SPECIAL DIVIDEND | For | None | 359500 | 0 | 0 | 0 | |||||
7 | TO ELECT THE FOLLOWING RETIRING DIRECTOR: MR. CHEONG SHIN KEONG | For | None | 359500 | 0 | 0 | 0 | |||||
8 | TO ELECT THE FOLLOWING RETIRING DIRECTOR: DR. WILLIAM LO WING YAN | For | None | 359500 | 0 | 0 | 0 | |||||
9 | TO ELECT THE FOLLOWING RETIRING DIRECTOR: PROFESSOR CAROLINE WANG CHIA-LING | For | None | 359500 | 0 | 0 | 0 | |||||
10 | TO ELECT THE FOLLOWING RETIRING DIRECTOR: DR. ALLAN ZEMAN | For | None | 359500 | 0 | 0 | 0 | |||||
11 | TO ELECT THE FOLLOWING RETIRING DIRECTOR: MR. THOMAS HUI TO | For | None | 359500 | 0 | 0 | 0 | |||||
12 | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: Ms. MONA FONG | For | None | 359500 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: MR. ANTHONY LEE HSIEN PIN | For | None | 359500 | 0 | 0 | 0 | |||||
14 | TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR: MR. CHEN WEN CHI | For | None | 359500 | 0 | 0 | 0 | |||||
15 | TO APPROVE THE CHAIRMAN'S FEE | For | None | 359500 | 0 | 0 | 0 | |||||
16 | TO APPROVE AN INCREASE IN DIRECTOR'S FEE | For | None | 359500 | 0 | 0 | 0 | |||||
17 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND AUTHORISE DIRECTORS TO FIX ITS REMUNERATION | For | None | 359500 | 0 | 0 | 0 | |||||
18 | TO GRANT A GENERAL MANDATE TO DIRECTORS TO ISSUE ADDITIONAL SHARES | For | None | 359500 | 0 | 0 | 0 | |||||
19 | TO GRANT A GENERAL MANDATE TO DIRECTORS TO REPURCHASE ISSUED SHARES | For | None | 359500 | 0 | 0 | 0 | |||||
20 | TO EXTEND THE AUTHORITY GIVEN TO THE DIRECTORS UNDER RESOLUTION (8) TO SHARES REPURCHASED UNDER THE AUTHORITY UNDER RESOLUTION (9) | For | None | 359500 | 0 | 0 | 0 | |||||
21 | TO EXTEND THE BOOK CLOSE PERIOD FROM 30 DAYS TO 60 DAYS | For | None | 359500 | 0 | 0 | 0 | |||||
22 | TO ADOPT THE NEW ARTICLES OF ASSOCIATION AS THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 359500 | 0 | 0 | 0 | |||||
CNOOC LTD, HONG KONG | ||||||||||||
Security: | Y1662W117 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 21-May-2015 | ||||||||||
ISIN | HK0883013259 | Vote Deadline Date: | 07-May-2015 | |||||||||
Agenda | 705997572 | Management | Total Ballot Shares: | 7838900 | ||||||||
Last Vote Date: | 10-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 09/LTN20150409027.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 09/LTN20150409033.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITORS' REPORT THEREON FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2352000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 2352000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. WU GUANGQI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2352000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. YANG HUA AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2352000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. TSE HAU YIN, ALOYSIUS WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | For | None | 2352000 | 0 | 0 | 0 | |||||
8 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF EACH OF THE DIRECTORS | For | None | 2352000 | 0 | 0 | 0 | |||||
9 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS THE INDEPENDENT AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES, AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | For | None | 2352000 | 0 | 0 | 0 | |||||
10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE CAPITAL OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 2352000 | 0 | 0 | 0 | |||||
11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY WHICH WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH POWER, WHICH SHALL NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 2352000 | 0 | 0 | 0 | |||||
12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND SIMILAR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY BY THE AGGREGATE NUMBER OF SHARES BOUGHT BACK, WHICH SHALL NOT EXCEED 10% OF THE AGGREGATE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING OF THIS RESOLUTION | For | None | 2352000 | 0 | 0 | 0 | |||||
LAFARGE AFRICA PLC, IKEJA | ||||||||||||
Security: | V2856X104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-May-2015 | ||||||||||
ISIN | NGWAPCO00002 | Vote Deadline Date: | 07-May-2015 | |||||||||
Agenda | 706021780 | Management | Total Ballot Shares: | 2980298 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO LAY THE AUDITED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31ST DECEMBER 2014, THE REPORTS OF THE DIRECTORS, AUDITORS AND AUDIT COMMITTEE THERE ON | For | None | 2980298 | 0 | 0 | 0 | |||||
2 | TO DECLARE A DIVIDEND | For | None | 2980298 | 0 | 0 | 0 | |||||
3 | TO APPROVE THE APPOINTMENT OF THE FOLLOWING DIRECTOR: MR ANDERS KRISTIANSSON EXECUTIVE DIRECTOR | For | None | 2980298 | 0 | 0 | 0 | |||||
4 | TO APPROVE THE APPOINTMENT OF THE FOLLOWING DIRECTOR: MRS ADEPEJU ADEBAYO EXECUTIVE DIRECTOR | For | None | 2980298 | 0 | 0 | 0 | |||||
5 | TO APPROVE THE APPOINTMENT OF THE FOLLOWING DIRECTOR: DR SHAMSUDDEEN USMAN, CON NON EXECUTIVE DIRECTOR | For | None | 2980298 | 0 | 0 | 0 | |||||
6 | TO APPROVE THE APPOINTMENT OF THE FOLLOWING DIRECTOR: MRS ELENDA OSIMA DOKUNBO NON EXECUTIVE DIRECTOR | For | None | 2980298 | 0 | 0 | 0 | |||||
7 | TO APPROVE THE APPOINTMENT OF THE FOLLOWING DIRECTOR: MRS ADENIKE OGUNLESI NON EXECUTIVE DIRECTOR | For | None | 2980298 | 0 | 0 | 0 | |||||
8 | TO APPROVE THE APPOINTMENT OF THE FOLLOWING DIRECTOR: ALHAJI UMARU KWAIRANGA NON EXECUTIVE DIRECTOR | For | None | 2980298 | 0 | 0 | 0 | |||||
9 | TO RE ELECT THE FOLLOWING DIRECTOR: MR JOE HUDSON | For | None | 2980298 | 0 | 0 | 0 | |||||
10 | TO RE ELECT THE FOLLOWING DIRECTOR: MR ADEBODE ADEFIOYE | For | None | 2980298 | 0 | 0 | 0 | |||||
11 | TO RE ELECT THE FOLLOWING DIRECTOR: MS SYLVIE ROCHIER | For | None | 2980298 | 0 | 0 | 0 | |||||
12 | TO RE ELECT THE FOLLOWING DIRECTOR: MRS OLUDEWA EDODO THORPE | For | None | 2980298 | 0 | 0 | 0 | |||||
13 | TO AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF THE EXTERNAL AUDITORS | For | None | 2980298 | 0 | 0 | 0 | |||||
14 | TO ELECT MEMBERS OF THE AUDIT COMMITTEE | For | None | 2980298 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND IF THOUGHT FIT TO PASS THE FOLLOWING AS ORDINARY RESOLUTION TO APPROVE THE REMUNERATION OF THE DIRECTORS | For | None | 2980298 | 0 | 0 | 0 | |||||
CHINA EVERBRIGHT LTD | ||||||||||||
Security: | Y1421G106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2015 | ||||||||||
ISIN | HK0165000859 | Vote Deadline Date: | 21-May-2015 | |||||||||
Agenda | 706045716 | Management | Total Ballot Shares: | 684000 | ||||||||
Last Vote Date: | 21-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420491.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/042 0/LTN20150420478.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 684000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.33 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 684000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DR. LIU JUN AS AN EXECUTIVE DIRECTOR | For | None | 684000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. CHEN SHUANG AS AN EXECUTIVE DIRECTOR | For | None | 684000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. WANG WEIMIN AS A NON- EXECUTIVE DIRECTOR | For | None | 684000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR. SETO GIN CHUNG, JOHN (WHO HAS SERVED AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR FOR MORE THAN 9 YEARS) AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 684000 | 0 | 0 | 0 | |||||
9 | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF DIRECTORS FOR THE YEAR ENDING 31 DECEMBER 2015 | For | None | 684000 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT KPMG AS AUDITORS AND TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF AUDITORS | For | None | 684000 | 0 | 0 | 0 | |||||
11 | TO APPROVE THE GENERAL MANDATE TO ISSUE SHARES OF THE COMPANY - ORDINARY RESOLUTION AS SET OUT IN ITEM 5 IN THE NOTICE OF ANNUAL GENERAL MEETING | For | None | 684000 | 0 | 0 | 0 | |||||
12 | TO APPROVE THE GENERAL MANDATE TO BUY BACK SHARES - ORDINARY RESOLUTION AS SET OUT IN ITEM 6 IN THE NOTICE OF ANNUAL GENERAL MEETING | For | None | 684000 | 0 | 0 | 0 | |||||
13 | TO APPROVE THE EXTENSION OF THE GENERAL MANDATE TO ISSUE SHARES OF THE COMPANY - ORDINARY RESOLUTION AS SET OUT IN ITEM 7 IN THE NOTICE OF ANNUAL GENERAL MEETING | For | None | 684000 | 0 | 0 | 0 | |||||
CHINA MERCHANTS HOLDINGS (INTERNATIONAL) CO LTD | ||||||||||||
Security: | Y1489Q103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2015 | ||||||||||
ISIN | HK0144000764 | Vote Deadline Date: | 21-May-2015 | |||||||||
Agenda | 706072814 | Management | Total Ballot Shares: | 1030000 | ||||||||
Last Vote Date: | 24-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 23/LTN20150423282.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 23/LTN20150423294.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2014 TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT | For | None | 1030000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF 0.55 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 IN SCRIP FORM WITH CASH OPTION | For | None | 1030000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT MR. LI XIAOPENG AS A DIRECTOR | For | None | 1030000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR. SU XINGANG AS A DIRECTOR | For | None | 1030000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT MR. YU LIMING AS A DIRECTOR | For | None | 1030000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT MR. WANG HONG AS A DIRECTOR | For | None | 1030000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT MR. BONG SHU YING FRANCIS AS A DIRECTOR | For | None | 1030000 | 0 | 0 | 0 | |||||
10 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | For | None | 1030000 | 0 | 0 | 0 | |||||
11 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | For | None | 1030000 | 0 | 0 | 0 | |||||
12 | TO GRANT A MANDATE TO THE DIRECTORS TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME AS SET OUT IN ITEM 5A OF THE AGM NOTICE | For | None | 1030000 | 0 | 0 | 0 | |||||
13 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT SHARES AS SET OUT IN ITEM 5B OF THE AGM NOTICE | For | None | 1030000 | 0 | 0 | 0 | |||||
14 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS FOR THE BUY-BACK OF SHARES AS SET OUT IN ITEM 5C OF THE AGM NOTICE | For | None | 1030000 | 0 | 0 | 0 | |||||
15 | TO ADD THE NUMBER OF THE SHARES BOUGHT BACK UNDER RESOLUTION NO. 5C TO THE MANDATE GRANTED TO THE DIRECTORS UNDER RESOLUTION NO. 5B | For | None | 1030000 | 0 | 0 | 0 | |||||
MTN GROUP LTD, FAIRLANDS | ||||||||||||
Security: | S8039R108 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 27-May-2015 | ||||||||||
ISIN | ZAE000042164 | Vote Deadline Date: | 14-May-2015 | |||||||||
Agenda | 706129372 | Management | Total Ballot Shares: | 644365 | ||||||||
Last Vote Date: | 07-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | RE-ELECTION OF A HARPER AS DIRECTOR | For | None | 210900 | 0 | 0 | 0 | |||||
2 | RE-ELECTION OF NP MAGEZA AS A DIRECTOR | For | None | 210900 | 0 | 0 | 0 | |||||
3 | RE-ELECTION OF MLD MAROLE AS A DIRECTOR | For | None | 210900 | 0 | 0 | 0 | |||||
4 | RE-ELECTION OF JHN STRYDOM AS A DIRECTOR | For | None | 210900 | 0 | 0 | 0 | |||||
5 | RE-ELECTION OF AF VAN BILJON AS A DIRECTOR | For | None | 210900 | 0 | 0 | 0 | |||||
6 | ELECTION OF KC RAMON AS A DIRECTOR | For | None | 210900 | 0 | 0 | 0 | |||||
7 | TO ELECT KC RAMON AS A MEMBER OF THE AUDIT COMMITTEE | For | None | 210900 | 0 | 0 | 0 | |||||
8 | TO ELECT NP MAGEZA AS A MEMBER OF THE AUDIT COMMITTEE | For | None | 210900 | 0 | 0 | 0 | |||||
9 | TO ELECT MJN NJEKE AS A MEMBER OF THE AUDIT COMMITTEE | For | None | 210900 | 0 | 0 | 0 | |||||
10 | TO ELECT J VAN ROOYEN AS A MEMBER OF THE AUDIT COMMITTEE | For | None | 210900 | 0 | 0 | 0 | |||||
11 | RE-APPOINTMENT OF JOINT INDEPENDENT AUDITORS: PRICEWATERHOUSECOOPERS INC. AND SIZWENTSALUBAGOBODO INC. | For | None | 210900 | 0 | 0 | 0 | |||||
12 | GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES | For | None | 210900 | 0 | 0 | 0 | |||||
13 | GENERAL AUTHORITY FOR DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES FOR CASH | For | None | 210900 | 0 | 0 | 0 | |||||
14 | ENDORSEMENT OF THE REMUNERATION PHILOSOPHY (POLICY) | For | None | 210900 | 0 | 0 | 0 | |||||
15 | TO APPROVE THE REMUNERATION PAYABLE TO NON-EXECUTIVE DIRECTORS | For | None | 210900 | 0 | 0 | 0 | |||||
16 | TO APPROVE A GENERAL AUTHORITY FOR THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES TO REPURCHASE OR PURCHASE, AS THE CASE MAY BE, SHARES IN THE COMPANY | For | None | 210900 | 0 | 0 | 0 | |||||
17 | TO APPROVE THE GRANTING OF FINANCIAL ASSISTANCE BY THE COMPANY TO ITS SUBSIDIARIES AND OTHER RELATED AND INTER-RELATED COMPANIES AND CORPORATIONS AND TO DIRECTORS, PRESCRIBED OFFICERS AND OTHER PERSONS PARTICIPATING IN SHARE OR OTHER EMPLOYEE INCENTIVE SCHEMES | For | None | 210900 | 0 | 0 | 0 | |||||
18 | TO APPROVE THE AMENDMENTS TO THE PERFORMANCE SHARE PLAN 2010 RULES | For | None | 210900 | 0 | 0 | 0 | |||||
CHINA MOBILE (HONG KONG) LIMITED | ||||||||||||
Security: | 16941M109 | Meeting Type: | Annual | |||||||||
Ticker: | CHL | Meeting Date: | 28-May-2015 | |||||||||
ISIN | US16941M1099 | Vote Deadline Date: | 19-May-2015 | |||||||||
Agenda | 934207451 | Management | Total Ballot Shares: | 176421 | ||||||||
Last Vote Date: | 28-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2014. | For | None | 40300 | 0 | 0 | 0 | |||||
2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014. | For | None | 40300 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT MR. XUE TAOHAI AS EXECUTIVE DIRECTOR OF THE COMPANY. | For | None | 40300 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR. FRANK WONG KWONG SHING AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | For | None | 40300 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DR. MOSES CHENG MO CHI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. | For | None | 40300 | 0 | 0 | 0 | |||||
6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION. | For | None | 40300 | 0 | 0 | 0 | |||||
7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE. | For | None | 40300 | 0 | 0 | 0 | |||||
8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE. | For | None | 40300 | 0 | 0 | 0 | |||||
9 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE. | For | None | 40300 | 0 | 0 | 0 | |||||
WIN SEMICONDUCTORS CORP, KUEI-SHAN HSIANG | ||||||||||||
Security: | Y9588T100 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 03-Jun-2015 | ||||||||||
ISIN | TW0003105003 | Vote Deadline Date: | 26-May-2015 | |||||||||
Agenda | 706131389 | Management | Total Ballot Shares: | 2800000 | ||||||||
Last Vote Date: | 08-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | ||||||||
2 | THE 2014 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 2800000 | 0 | 0 | 0 | |||||
3 | THE 2014 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 0.2 PER SHARE | For | None | 2800000 | 0 | 0 | 0 | |||||
4 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 2800000 | 0 | 0 | 0 | |||||
5 | THE REVISION TO THE PROCEDURES OF THE ELECTION OF THE DIRECTORS AND SUPERVISORS | For | None | 2800000 | 0 | 0 | 0 | |||||
6 | THE PROPOSAL OF CAPITAL REDUCTION BY CASH RETURN | For | None | 2800000 | 0 | 0 | 0 | |||||
7 | THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTORS | For | None | 2800000 | 0 | 0 | 0 | |||||
PHILIPPINE LONG DISTANCE TELEPHONE CO | ||||||||||||
Security: | 718252109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 09-Jun-2015 | ||||||||||
ISIN | PH7182521093 | Vote Deadline Date: | 28-May-2015 | |||||||||
Agenda | 705959750 | Management | Total Ballot Shares: | 17305 | ||||||||
Last Vote Date: | 16-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | CALL TO ORDER | For | None | 17305 | 0 | 0 | 0 | |||||
2 | CERTIFICATION OF SERVICE OF NOTICE AND QUORUM | For | None | 17305 | 0 | 0 | 0 | |||||
3 | PRESIDENTS REPORT | For | None | 17305 | 0 | 0 | 0 | |||||
4 | APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 CONTAINED IN THE COMPANY'S 2014 ANNUAL REPORT ACCOMPANYING THIS NOTICE AND AGENDA | For | None | 17305 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: HELEN Y. DEE | For | None | 17305 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: RAY C. ESPINOSA | For | None | 17305 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: JAMES L. GO | For | None | 17305 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: SETSUYA KIMURA | For | None | 17305 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: NAPOLEON L. NAZARENO | For | None | 17305 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: HIDEAKI OZAKI | For | None | 17305 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: MANUEL V. PANGILINAN | For | None | 17305 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: MA. LOURDES C. RAUSA-CHAN | For | None | 17305 | 0 | 0 | 0 | |||||
13 | ELECTION OF DIRECTOR: JUAN B. SANTOS | For | None | 17305 | 0 | 0 | 0 | |||||
14 | ELECTION OF DIRECTOR: TONY TAN CAKTIONG | For | None | 17305 | 0 | 0 | 0 | |||||
15 | ELECTION OF DIRECTOR: ARTEMIO V. PANGANIBAN (INDEPENDENT DIRECTOR) | For | None | 17305 | 0 | 0 | 0 | |||||
16 | ELECTION OF DIRECTOR: PEDRO E. ROXAS (INDEPENDENT DIRECTOR) | For | None | 17305 | 0 | 0 | 0 | |||||
17 | ELECTION OF DIRECTOR: ALFRED V. TY (INDEPENDENT DIRECTOR) | For | None | 17305 | 0 | 0 | 0 | |||||
18 | OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND AT ANY ADJOURNMENTS THEREOF | Abstain | None | 17305 | 0 | 0 | 0 | |||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||
Security: | 874039100 | Meeting Type: | Annual | |||||||||
Ticker: | TSM | Meeting Date: | 09-Jun-2015 | |||||||||
ISIN | US8740391003 | Vote Deadline Date: | 02-Jun-2015 | |||||||||
Agenda | 934224700 | Management | Total Ballot Shares: | 674251 | ||||||||
Last Vote Date: | 13-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO ACCEPT 2014 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 141250 | 0 | 0 | 0 | |||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2014 PROFITS | For | None | 141250 | 0 | 0 | 0 | |||||
3 | DIRECTOR | For | None | |||||||||
MORRIS CHANG* | 141250 | 0 | 0 | 0 | ||||||||
F.C. TSENG* | 141250 | 0 | 0 | 0 | ||||||||
JOHNSEE LEE* | 141250 | 0 | 0 | 0 | ||||||||
SIR PETER L. BONFIELD$ | 141250 | 0 | 0 | 0 | ||||||||
STAN SHIH$ | 141250 | 0 | 0 | 0 | ||||||||
THOMAS J. ENGIBOUS$ | 141250 | 0 | 0 | 0 | ||||||||
KOK-CHOO CHEN$ | 141250 | 0 | 0 | 0 | ||||||||
MICHAEL R. SPLINTER$ | 141250 | 0 | 0 | 0 | ||||||||
VALUE PARTNERS GROUP LTD | ||||||||||||
Security: | G93175100 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 09-Jun-2015 | ||||||||||
ISIN | KYG931751005 | Vote Deadline Date: | 01-Jun-2015 | |||||||||
Agenda | 706190888 | Management | Total Ballot Shares: | 3104850 | ||||||||
Last Vote Date: | 22-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/052 1/LTN20150521359.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/052 1/LTN20150521318.pdf | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | None | None | Non Voting | ||||||||
3 | TO REFRESH THE SCHEME MANDATE LIMIT OF THE SHARE OPTION SCHEME OF THE COMPANY TO 7% OF THE SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THE MEETING | For | None | 2497850 | 0 | 0 | 0 | |||||
PACIFIC HOSPITAL SUPPLY CO LTD | ||||||||||||
Security: | Y6610N101 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 10-Jun-2015 | ||||||||||
ISIN | TW0004126008 | Vote Deadline Date: | 04-Jun-2015 | |||||||||
Agenda | 706172715 | Management | Total Ballot Shares: | 244000 | ||||||||
Last Vote Date: | 19-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | ||||||||
2 | TO RECOGNIZE THE 2014 BUSINESS REPORTS AND FINANCIAL STATEMENTS | For | None | 244000 | 0 | 0 | 0 | |||||
3 | TO RECOGNIZE THE 2014 PROFIT DISTRIBUTION PROPOSED CASH DIVIDEND: TWD 2.5 PER SHARE | For | None | 244000 | 0 | 0 | 0 | |||||
4 | TO DISCUSS THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 244000 | 0 | 0 | 0 | |||||
5 | TO DISCUSS THE REVISION TO THE RULES OF SHAREHOLDER MEETING | For | None | 244000 | 0 | 0 | 0 | |||||
6 | TO DISCUSS THE REVISION TO THE PROCEDURES OF DIRECTORS AND SUPERVISOR ELECTION | For | None | 244000 | 0 | 0 | 0 | |||||
7 | TO DISCUSS THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | For | None | 244000 | 0 | 0 | 0 | |||||
8 | EXTRAORDINARY MOTIONS | Abstain | None | 244000 | 0 | 0 | 0 | |||||
MEDIATEK INCORPORATION | ||||||||||||
Security: | Y5945U103 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 12-Jun-2015 | ||||||||||
ISIN | TW0002454006 | Vote Deadline Date: | 04-Jun-2015 | |||||||||
Agenda | 706181954 | Management | Total Ballot Shares: | 130000 | ||||||||
Last Vote Date: | 20-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | ||||||||
2 | ADOPTION OF THE 2014 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 130000 | 0 | 0 | 0 | |||||
3 | ADOPTION OF THE PROPOSAL FOR DISTRIBUTION OF 2014 PROFITS. PROPOSED CASH DIVIDEND: TWD 22 PER SHARE | For | None | 130000 | 0 | 0 | 0 | |||||
4 | AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION | For | None | 130000 | 0 | 0 | 0 | |||||
5 | AMENDMENT TO PROCEDURES GOVERNING THE ACQUISITION OR DISPOSITION OF ASSETS, OPERATING PROCEDURES OF OUTWARD LOANS TO OTHERS, AND OPERATING PROCEDURES OF THE COMPANY'S ENDORSEMENT/GUARANTEE | For | None | 130000 | 0 | 0 | 0 | |||||
6 | AMENDMENT TO THE COMPANY'S RULES FOR ELECTION OF DIRECTORS AND SUPERVISORS | For | None | 130000 | 0 | 0 | 0 | |||||
7 | THE ELECTION OF THE DIRECTOR:MING CHIEH TSAI, SHAREHOLDER NO. 1 | For | None | 130000 | 0 | 0 | 0 | |||||
8 | THE ELECTION OF THE DIRECTOR:CHING CHIANG HSIEH, SHAREHOLDER NO. 11 | For | None | 130000 | 0 | 0 | 0 | |||||
9 | THE ELECTION OF THE DIRECTOR:CHEN YAO HSUN,SHAREHOLDER NO. 109274 | For | None | 130000 | 0 | 0 | 0 | |||||
10 | THE ELECTION OF THE DIRECTOR:LIEN FANG CHIN,SHAREHOLDER NO. F102831XXX | For | None | 130000 | 0 | 0 | 0 | |||||
11 | THE ELECTION OF THE INDEPENDENT DIRECTOR:CHUNG YU WU,SHAREHOLDER NO. Q101799XXX | For | None | 130000 | 0 | 0 | 0 | |||||
12 | THE ELECTION OF THE INDEPENDENT DIRECTOR:PING HENG CHANG, SHAREHOLDER NO. A102501XXX | For | None | 130000 | 0 | 0 | 0 | |||||
13 | THE ELECTION OF THE INDEPENDENT DIRECTOR:TIEN CHIH CHEN, SHAREHOLDER NO. F100078XXX | For | None | 130000 | 0 | 0 | 0 | |||||
14 | TO SUSPEND THE NON-COMPETITION RESTRICTION ON THE COMPANY'S NEWLY ELECTED DIRECTORS | For | None | 130000 | 0 | 0 | 0 | |||||
PEGAS NONWOVENS SA, LUXEMBOURG | ||||||||||||
Security: | L7576N105 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Jun-2015 | ||||||||||
ISIN | LU0275164910 | Vote Deadline Date: | 26-May-2015 | |||||||||
Agenda | 706165621 | Management | Total Ballot Shares: | 68703 | ||||||||
Last Vote Date: | 20-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF THE SCRUTINY COMMITTEE (BUREAU) OF THE MEETING | For | None | 42292 | 0 | 0 | 0 | |||||
2 | PRESENTATION AND DISCUSSION OF THE REPORT OF THE AUDITORS REGARDING THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 AND OF THE REPORT OF THE BOARD OF DIRECTORS OF PEGAS ON THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | For | None | 42292 | 0 | 0 | 0 | |||||
3 | APPROVAL OF THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 | For | None | 42292 | 0 | 0 | 0 | |||||
4 | ALLOCATION OF THE NET RESULTS OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 AND DISTRIBUTION OF A DIVIDEND IN THE AMOUNT OF EUR 10,613,810, I.E. EUR 1.15 PER SHARE | For | None | 42292 | 0 | 0 | 0 | |||||
5 | DISCHARGE OF THE LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDITORS OF PEGAS FOR, AND IN CONNECTION WITH, THE FINANCIAL YEAR ENDED 31 DECEMBER 2014: THE MEETING RESOLVES TO GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING, AND IN CONNECTION WITH, THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 (I.E. FROM 1 JANUARY 2014 UNTIL 31 DECEMBER 2014) | For | None | 42292 | 0 | 0 | 0 | |||||
6 | DISCHARGE OF THE LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDITORS OF PEGAS FOR, AND IN CONNECTION WITH, THE FINANCIAL YEAR ENDED 31 DECEMBER 2014: THE MEETING FURTHER RESOLVES TO GIVE DISCHARGE TO DELOITTE AUDIT, SOCIETE A RESPONSABILITE LIMITEE, THE INDEPENDENT AUDITOR ("REVISEUR D'ENTREPRISES") OF PEGAS FOR THE PERFORMANCE OF ITS DUTIES DURING, AND IN CONNECTION WITH, THE FINANCIAL YEAR ENDED 31 DECEMBER 2014 (I.E. FROM 1 JANUARY 2014 UNTIL 31 DECEMBER 2014) | For | None | 42292 | 0 | 0 | 0 | |||||
7 | APPOINTMENT OF A LUXEMBOURG INDEPENDENT AUDITOR ("REVISEUR D'ENTREPRISES") TO REVIEW THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2015: THE MEETING RESOLVES TO APPOINT DELOITTE AUDIT, SOCIETE A RESPONSABILITE LIMITEE AS THE INDEPENDENT AUDITOR ("REVISEUR D'ENTREPRISES") OF PEGAS FOR A TERM ENDING AT THE ANNUAL GENERAL MEETING OF THE SHAREHOLDERS TO BE HELD IN 2016, TO REVIEW THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS AS AT 31 DECEMBER 2015 | For | None | 42292 | 0 | 0 | 0 | |||||
8 | APPROVAL OF A REMUNERATION POLICY FOR NONEXECUTIVE DIRECTORS FOR THE FINANCIAL YEAR 2015 | For | None | 42292 | 0 | 0 | 0 | |||||
9 | APPROVAL OF A REMUNERATION POLICY FOR EXECUTIVE DIRECTORS FOR THE FINANCIAL YEAR 2015 | For | None | 42292 | 0 | 0 | 0 | |||||
10 | MISCELLANEOUS | None | None | Non Voting | ||||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD, BE | ||||||||||||
Security: | Y69790106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 15-Jun-2015 | ||||||||||
ISIN | CNE1000003X6 | Vote Deadline Date: | 09-Jun-2015 | |||||||||
Agenda | 706032149 | Management | Total Ballot Shares: | 271000 | ||||||||
Last Vote Date: | 17-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 16/LTN201504161067.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 16/LTN201504161091.pdf | None | None | Non Voting | ||||||||
2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY (THE "BOARD") FOR THE YEAR ENDED DECEMBER 31, 2014 | For | None | 271000 | 0 | 0 | 0 | |||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY (THE "SUPERVISORY COMMITTEE") FOR THE YEAR ENDED DECEMBER 31, 2014 | For | None | 271000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE ANNUAL REPORT AND ITS SUMMARY OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2014 | For | None | 271000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE REPORT OF THE AUDITORS AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2014 | For | None | 271000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE BOARD TO RE- AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 271000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. SUN JIANYI AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. REN HUICHUAN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LEE YUANSIONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE THE RE- ELECTION OF Ms. CAI FANGFANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
13 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. FAN MINGCHUN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
14 | TO CONSIDER AND APPROVE THE RE- ELECTION OF Ms. LIN LIJUN AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
15 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. SOOPAKIJ CHEARAVANONT AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
16 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. YANG XIAOPING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
17 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. LU HUA AS A NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
18 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WOO KA BIU JACKSON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
19 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. STEPHEN THOMAS MELDRUM AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
20 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. YIP DICKY PETER AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
21 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. WONG OSCAR SAI HUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
22 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. SUN DONGDONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
23 | TO CONSIDER AND APPROVE THE ELECTION OF MR. GE MING AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 10TH SESSION OF THE BOARD | For | None | 271000 | 0 | 0 | 0 | |||||
24 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. GU LIJI AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 8TH SESSION OF THE SUPERVISORY COMMITTEE | For | None | 271000 | 0 | 0 | 0 | |||||
25 | TO CONSIDER AND APPROVE THE RE- ELECTION OF MR. PENG ZHIJIAN AS AN INDEPENDENT SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 8TH SESSION OF THE SUPERVISORY COMMITTEE | For | None | 271000 | 0 | 0 | 0 | |||||
26 | TO CONSIDER AND APPROVE THE RE- ELECTION OF Ms. ZHANG WANGJIN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 8TH SESSION OF THE SUPERVISORY COMMITTEE | For | None | 271000 | 0 | 0 | 0 | |||||
27 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN FOR THE YEAR ENDED DECEMBER 31, 2014: IT IS PROPOSED TO DISTRIBUTE A CASH DIVIDEND OF RMB0.50 (TAX INCLUSIVE) PER SHARE OF THE COMPANY, IN A TOTAL AMOUNT OF RMB4,570,060,352.50 BASED ON ITS TOTAL SHARE CAPITAL OF 9,140,120,705 SHARES OF THE COMPANY; IT IS PROPOSED TO ISSUE A TOTAL OF 9,140,120,705 BONUS SHARES, IN A TOTAL AMOUNT OF RMB9,140,120,705, BY WAY OF CONVERSION OF CAPITAL RESERVE OF THE COMPANY ON THE BASIS OF TEN (10) BONUS SHARES FOR EVERY TEN (10) EXISTING SHARES OF THE COMPANY | For | None | 271000 | 0 | 0 | 0 | |||||
28 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | For | None | 271000 | 0 | 0 | 0 | |||||
29 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE H SHARES OF THE COMPANY IN ISSUE AND AUTHORIZE THE BOARD TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES | For | None | 271000 | 0 | 0 | 0 | |||||
SILICONWARE PRECISION INDUSTRIES CO LTD. | ||||||||||||
Security: | 827084864 | Meeting Type: | Annual | |||||||||
Ticker: | SPIL | Meeting Date: | 16-Jun-2015 | |||||||||
ISIN | US8270848646 | Vote Deadline Date: | 05-Jun-2015 | |||||||||
Agenda | 934232620 | Management | Total Ballot Shares: | 1268451 | ||||||||
Last Vote Date: | 22-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | ADOPTION BY THE MEETING OF FY 2014 BUSINESS REPORT AND FINANCIAL STATEMENTS. | For | Abstain | 340300 | 0 | 0 | 0 | |||||
2 | ADOPTION BY THE MEETING OF FY 2014 PROFIT DISTRIBUTION PLAN. | For | Abstain | 340300 | 0 | 0 | 0 | |||||
KING YUAN ELECTRONICS CO LTD | ||||||||||||
Security: | Y4801V107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 17-Jun-2015 | ||||||||||
ISIN | TW0002449006 | Vote Deadline Date: | 09-Jun-2015 | |||||||||
Agenda | 706194836 | Management | Total Ballot Shares: | 2000000 | ||||||||
Last Vote Date: | 26-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | ||||||||
2 | 2014 ANNUAL BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 2000000 | 0 | 0 | 0 | |||||
3 | 2014 PROFIT DISTRIBUTION.CASH DIVIDEND: TWD 1.5 PER SHARE | For | None | 2000000 | 0 | 0 | 0 | |||||
4 | THE PROPOSED CASH DISTRIBUTION FROM CAPITAL ACCOUNT : TWD 0.3 PER SHARE | For | None | 2000000 | 0 | 0 | 0 | |||||
BAOXIN AUTO GROUP LIMITED, GRAND CAYMAN | ||||||||||||
Security: | G08909106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Jun-2015 | ||||||||||
ISIN | KYG089091063 | Vote Deadline Date: | 11-Jun-2015 | |||||||||
Agenda | 706072826 | Management | Total Ballot Shares: | 3140000 | ||||||||
Last Vote Date: | 12-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 23/LTN20150423087.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/04 23/LTN20150423081.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2014 | For | None | 3140000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.05 PER ORDINARY SHARE FOR THE YEAR ENDED DECEMBER 31, 2014 | For | None | 3140000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT THE RETIRING DIRECTOR: YANG AIHUA AS AN EXECUTIVE DIRECTOR | For | None | 3140000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE RETIRING DIRECTOR: YANG HANSONG AS AN EXECUTIVE DIRECTOR | For | None | 3140000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT THE RETIRING DIRECTOR: YANG ZEHUA AS AN EXECUTIVE DIRECTOR | For | None | 3140000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT THE RETIRING DIRECTOR: HUA XIUZHEN AS AN EXECUTIVE DIRECTOR | For | None | 3140000 | 0 | 0 | 0 | |||||
9 | TO RE-ELECT THE RETIRING DIRECTOR: ZHAO HONGLIANG AS AN EXECUTIVE DIRECTOR | For | None | 3140000 | 0 | 0 | 0 | |||||
10 | TO RE-ELECT THE RETIRING DIRECTOR: LU LINKUI AS A NON-EXECUTIVE DIRECTOR | For | None | 3140000 | 0 | 0 | 0 | |||||
11 | TO RE-ELECT THE RETIRING DIRECTOR: DIAO JIANSHEN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 3140000 | 0 | 0 | 0 | |||||
12 | TO RE-ELECT THE RETIRING DIRECTOR: WANG KEYI AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 3140000 | 0 | 0 | 0 | |||||
13 | TO RE-ELECT THE RETIRING DIRECTOR: CHAN WAN TSUN ADRIAN ALAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 3140000 | 0 | 0 | 0 | |||||
14 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE RESPECTIVE DIRECTORS' REMUNERATION | For | None | 3140000 | 0 | 0 | 0 | |||||
15 | TO RE-APPOINT ERNST & YOUNG AS THE COMPANY'S AUDITORS AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 3140000 | 0 | 0 | 0 | |||||
16 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES NOT EXCEEDING 20% OF THE AGGREGATE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 3140000 | 0 | 0 | 0 | |||||
17 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION | For | None | 3140000 | 0 | 0 | 0 | |||||
18 | CONDITIONAL UPON THE PASSING OF RESOLUTIONS NUMBERED 5 AND NUMBERED 6 SET OUT IN THE NOTICE CONVENING THIS MEETING, THE TOTAL NUMBER OF SHARES IN THE COMPANY WHICH ARE REPURCHASED OR OTHERWISE ACQUIRED BY THE COMPANY PURSUANT TO RESOLUTION NUMBERED 6 SHALL BE ADDED TO THE AGGREGATE NUMBER OF SHARES WHICH MAY BE ISSUED PURSUANT TO RESOLUTION NUMBERED 5 | For | None | 3140000 | 0 | 0 | 0 | |||||
CHINA EVERBRIGHT LTD | ||||||||||||
Security: | Y1421G106 | Meeting Type: | ExtraOrdinary General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Jun-2015 | ||||||||||
ISIN | HK0165000859 | Vote Deadline Date: | 15-Jun-2015 | |||||||||
Agenda | 706231317 | Management | Total Ballot Shares: | 534000 | ||||||||
Last Vote Date: | 03-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/060 2/LTN20150602724.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/060 2/LTN20150602694.pdf | None | None | Non Voting | ||||||||
3 |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| For | None | 534000 | 0 | 0 | 0 | |||||
4 |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| For | None | 534000 | 0 | 0 | 0 | |||||
5 |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| For | None | 534000 | 0 | 0 | 0 | |||||
DEEDS AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE IN RELATION THERETO AND THE MAKING OF ANY CHANGES, MODIFICATIONS, AMENDMENTS, WAIVERS, VARIATIONS OR EXTENSIONS OF SUCH TERMS AND CONDITIONS AS THEY THINK FIT) | ||||||||||||
SJM HOLDINGS LTD | ||||||||||||
Security: | Y8076V106 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 18-Jun-2015 | ||||||||||
ISIN | HK0880043028 | Vote Deadline Date: | 15-Jun-2015 | |||||||||
Agenda | 705943959 | Management | Total Ballot Shares: | 199000 | ||||||||
Last Vote Date: | 01-Apr-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/033 1/LTN20150331952.pdf http://www.hkexnews.hk/listedco/listconews/sehk/2015/033 1/LTN20150331942.pdf | None | None | Non Voting | ||||||||
3 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2014 | For | None | 199000 | 0 | 0 | 0 | |||||
4 | TO DECLARE A FINAL DIVIDEND OF HK62 CENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2014 TO THE SHAREHOLDERS OF THE COMPANY | For | None | 199000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY: DR. HO HUNG SUN, STANLEY AS AN EXECUTIVE DIRECTOR | For | None | 199000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY: MR. SHUM HONG KUEN, DAVID AS AN EXECUTIVE DIRECTOR | For | None | 199000 | 0 | 0 | 0 | |||||
7 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY: HON. SHEK LAI HIM, ABRAHAM AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | For | None | 199000 | 0 | 0 | 0 | |||||
8 | TO RE-ELECT THE FOLLOWING DIRECTOR OF THE COMPANY: MR. TSE HAU YIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | For | None | 199000 | 0 | 0 | 0 | |||||
9 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION FOR EACH OF THE DIRECTORS OF THE COMPANY | For | None | 199000 | 0 | 0 | 0 | |||||
10 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU, CERTIFIED PUBLIC ACCOUNTANTS, AS THE AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | For | None | 199000 | 0 | 0 | 0 | |||||
11 | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO GRANT OPTIONS UNDER THE SHARE OPTION SCHEME AND TO ALLOT AND ISSUE SHARES OF THE COMPANY AS AND WHEN ANY OPTIONS WHICH HAVE BEEN GRANTED PRIOR TO THE DATE OF THIS RESOLUTION OR MAY BE GRANTED UNDER THE SHARE OPTION SCHEME ARE EXERCISED IN THE MANNER AS DESCRIBED IN THE CIRCULAR OF THE COMPANY DATED 1 APRIL 2015 | For | None | 199000 | 0 | 0 | 0 | |||||
12 | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS OF THE COMPANY TO PURCHASE THE SHARES OF THE COMPANY IN THE MANNER AS DESCRIBED IN THE CIRCULAR OF THE COMPANY DATED 1 APRIL 2015 | For | None | 199000 | 0 | 0 | 0 | |||||
CTCI CORP, TAIPEI CITY | ||||||||||||
Security: | Y18229107 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 22-Jun-2015 | ||||||||||
ISIN | TW0009933002 | Vote Deadline Date: | 11-Jun-2015 | |||||||||
Agenda | 706210135 | Management | Total Ballot Shares: | 998000 | ||||||||
Last Vote Date: | 30-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | ||||||||
2 | ADOPTION OF THE COMPANY 2014 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | None | 998000 | 0 | 0 | 0 | |||||
3 | ADOPTION OF THE COMPANY DISTRIBUTION OF 2014 PROFITS. PROPOSED CASH DIVIDEND: TWD 2.24 PER SHARE | For | None | 998000 | 0 | 0 | 0 | |||||
ADVANCED SEMICONDUCTOR ENGINEERING INC, KAOHSIUNG | ||||||||||||
Security: | Y00153109 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Jun-2015 | ||||||||||
ISIN | TW0002311008 | Vote Deadline Date: | 12-Jun-2015 | |||||||||
Agenda | 706205843 | Management | Total Ballot Shares: | 960000 | ||||||||
Last Vote Date: | 29-May-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU | None | None | Non Voting | ||||||||
2 | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A 'NO VOTE'. | None | None | Non Voting | ||||||||
3 | THE 2014 FINANCIAL STATEMENTS | For | None | 960000 | 0 | 0 | 0 | |||||
4 | THE 2014 PROFIT DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD2 PER SHARE | For | None | 960000 | 0 | 0 | 0 | |||||
5 | THE PROPOSAL OF CAPITAL INJECTION BY ISSUING NEW SHARES TO PARTICIPATE THE GLOBAL DEPOSITARY RECEIPT GDR ISSUANCE. THE LOCAL RIGHTS ISSUE OR OVERSEAS CONVERTIBLE BONDS VIA PRIVATE PLACEMENT | For | None | 960000 | 0 | 0 | 0 | |||||
6 | THE REVISION TO THE PROCEDURES OF ASSET ACQUISITION OR DISPOSAL | For | None | 960000 | 0 | 0 | 0 | |||||
7 | THE REVISION TO THE PROCEDURES OF MONETARY LOANS | For | None | 960000 | 0 | 0 | 0 | |||||
8 | THE REVISION TO THE PROCEDURES OF ENDORSEMENT AND GUARANTEE | For | None | 960000 | 0 | 0 | 0 | |||||
9 | THE REVISION TO THE ARTICLES OF INCORPORATION | For | None | 960000 | 0 | 0 | 0 | |||||
10 | THE ELECTION OF THE INDEPENDENT DIRECTOR: YOU SHENG FU, SHAREHOLDER NO. H101915XXX | For | None | 960000 | 0 | 0 | 0 | |||||
11 | THE ELECTION OF THE INDEPENDENT DIRECTOR: XU DA LIN, SHAREHOLDER NO. 1943040XXX | For | None | 960000 | 0 | 0 | 0 | |||||
12 | THE ELECTION OF THE INDEPENDENT DIRECTOR: HE MEI YUE, SHAREHOLDER NO. Q200495XXX | For | None | 960000 | 0 | 0 | 0 | |||||
13 | THE ELECTION OF THE NON-NOMINATED DIRECTOR: REPRESENTATIVE, ASE ENTERPRISES LTD. JASON C.S. CHANG | For | None | 960000 | 0 | 0 | 0 | |||||
14 | THE ELECTION OF THE NON-NOMINATED DIRECTOR: RICHARD H.P. CHANG | For | None | 960000 | 0 | 0 | 0 | |||||
15 | THE ELECTION OF THE NON-NOMINATED DIRECTOR:REPRESENTATIVE, ASE ENTERPRISES LTD. TIEN WU | For | None | 960000 | 0 | 0 | 0 | |||||
16 | THE ELECTION OF THE NON-NOMINATED DIRECTOR: REPRESENTATIVE, ASE ENTERPRISES LTD. JOSEPH TUNG | For | None | 960000 | 0 | 0 | 0 | |||||
17 | THE ELECTION OF THE NON-NOMINATED DIRECTOR: REPRESENTATIVE, ASE ENTERPRISES LTD. RAYMOND LO | For | None | 960000 | 0 | 0 | 0 | |||||
18 | THE ELECTION OF THE NON-NOMINATED DIRECTOR: REPRESENTATIVE, ASE ENTERPRISES LTD. JEFFERY CHEN | For | None | 960000 | 0 | 0 | 0 | |||||
19 | THE ELECTION OF THE NON-NOMINATED DIRECTOR: REPRESENTATIVE, ASE ENTERPRISES LTD. T.S. CHEN | For | None | 960000 | 0 | 0 | 0 | |||||
20 | THE ELECTION OF THE NON-NOMINATED DIRECTOR: RUTHERFORD CHANG | For | None | 960000 | 0 | 0 | 0 | |||||
21 | THE PROPOSAL TO RELEASE NON- COMPETITION RESTRICTION ON THE DIRECTORS | For | None | 960000 | 0 | 0 | 0 | |||||
PETROCHINA CO LTD, BEIJING | ||||||||||||
Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 23-Jun-2015 | ||||||||||
ISIN | CNE1000003W8 | Vote Deadline Date: | 16-Jun-2015 | |||||||||
Agenda | 706236052 | Management | Total Ballot Shares: | 2024000 | ||||||||
Last Vote Date: | 04-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 449512 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | None | None | Non Voting | ||||||||
2 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: http://www.hkexnews.hk/listedco/listconews/sehk/2015/040 8/LTN20150408914.pdf AND http://www.hkexnews.hk/listedco/listconews/sehk/2015/040 8/LTN201504081030.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 03/LTN20150603529.pdf AND http://www.hkexnews.hk/listedco/listconews/SEHK/2015/06 03/LTN20150603577.pdf | None | None | Non Voting | ||||||||
3 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2014 | For | None | 2024000 | 0 | 0 | 0 | |||||
4 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2014 | For | None | 2024000 | 0 | 0 | 0 | |||||
5 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2014 | For | None | 2024000 | 0 | 0 | 0 | |||||
6 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2014 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS | For | None | 2024000 | 0 | 0 | 0 | |||||
7 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS FOR THE YEAR 2015 | For | None | 2024000 | 0 | 0 | 0 | |||||
8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF KPMG HUAZHEN AND KPMG, AS THE DOMESTIC AND INTERNATIONAL AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR 2015 AND TO AUTHORISE THE BOARD OF DIRECTORS TO DETERMINE THEIR REMUNERATION | For | None | 2024000 | 0 | 0 | 0 | |||||
9 | TO CONSIDER AND APPROVE THE ELECTION OF MR ZHAO ZHENGZHANG AS DIRECTOR OF THE COMPANY | For | None | 2024000 | 0 | 0 | 0 | |||||
10 | TO CONSIDER AND APPROVE THE ELECTION OF MR WANG YILIN AS DIRECTOR OF THE COMPANY | For | None | 2024000 | 0 | 0 | 0 | |||||
11 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF ITS EXISTING DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES OF THE COMPANY IN ISSUE | For | None | 2024000 | 0 | 0 | 0 | |||||
12 | TO CONSIDER AND APPROVE, BY WAY OF SPECIAL RESOLUTION, TO UNCONDITIONALLY GRANT A GENERAL MANDATE TO DETERMINE AND HANDLE THE ISSUE OF DEBT FINANCING INSTRUMENTS OF THE COMPANY WITH THE OUTSTANDING BALANCE AMOUNT OF UP TO RMB150 BILLION, UPON SUCH TERMS AND CONDITIONS TO BE DETERMINED BY THE BOARD OF DIRECTORS | For | None | 2024000 | 0 | 0 | 0 | |||||
ASCENDAS INDIA TRUST | ||||||||||||
Security: | Y0259C104 | Meeting Type: | Annual General Meeting | |||||||||
Ticker: | Meeting Date: | 30-Jun-2015 | ||||||||||
ISIN | SG1V35936920 | Vote Deadline Date: | 23-Jun-2015 | |||||||||
Agenda | 706231329 | Management | Total Ballot Shares: | 1942700 | ||||||||
Last Vote Date: | 03-Jun-2015 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE-MANAGER, STATEMENT BY THE TRUSTEE-MANAGER AND AUDITED FINANCIAL STATEMENTS OF A-ITRUST, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2015, TOGETHER WITH THE AUDITORS' REPORT THEREON | For | None | 1942700 | 0 | 0 | 0 | |||||
2 | TO RE-APPOINT MESSRS ERNST & YOUNG LLP ("EY") AS INDEPENDENT AUDITOR OF A- ITRUST, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING ("AGM") OF A-ITRUST AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE-MANAGER TO FIX THEIR REMUNERATION | For | None | 1942700 | 0 | 0 | 0 | |||||
3 | THAT PURSUANT TO SECTION 36 OF THE SINGAPORE BUSINESS TRUSTS ACT, CAP. 31A (THE "BTA"), RULE 806 OF THE LISTING MANUAL OF THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED (THE "SGX- ST"), AND CLAUSE 6.1.1 OF THE AMENDED AND RESTATED TRUST DEED DATED 28 JUNE 2007 CONSTITUTING A-ITRUST (THE "TRUST DEED"), THE TRUSTEE-MANAGER BE AUTHORISED AND EMPOWERED TO: (A) (I) ISSUE UNITS OF A-ITRUST ("UNITS") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE UNITS TO BE ISSUED, INCLUDING BUT NOT LIMITED TO | For | None | 1942700 | 0 | 0 | 0 | |||||
THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) SECURITIES, WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO UNITS, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS CONTD | ||||||||||||
4 | CONTD THE TRUSTEE-MANAGER MAY IN ITS ABSOLUTE DISCRETION DEEM FIT; AND (B) ISSUE UNITS IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE TRUSTEE-MANAGER WHILE THIS RESOLUTION WAS IN FORCE (NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME SUCH UNITS ARE ISSUED), PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED PURSUANT TO INSTRUMENTS MADE OR GRANTED UNDER THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT (50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) CALCULATED IN ACCORDANCE WITH SUBPARAGRAPH (2) BELOW, OF WHICH THE AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO UNITHOLDERS (INCLUDING UNITS TO BE ISSUED PURSUANT TO INSTRUMENTS MADE OR CONTD | None | None | Non Voting | ||||||||
5 | CONTD GRANTED UNDER THIS RESOLUTION), SHALL NOT EXCEED TWENTY PER CENT (20%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY); (2) SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY THE SGX-ST FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED UNITS SHALL BE CALCULATED BASED ON THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY | None | None | Non Voting | ||||||||
INSTRUMENTS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE TRUSTEE-MANAGER SHALL CONTD | ||||||||||||
6 | CONTD COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST), THE TRUST DEED AND THE BTA; (4) UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL MEETING, THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I) THE CONCLUSION OF THE NEXT AGM OR (II) THE DATE BY WHICH THE NEXT AGM IS REQUIRED BY APPLICABLE REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (5) WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED, IN THE EVENT OF RIGHTS OR ANY OTHER EVENTS, THE TRUSTEE-MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE CONTD | None | None | Non Voting | ||||||||
7 | CONTD AT THE TIME THE INSTRUMENTS ARE ISSUED; AND (6) THE TRUSTEE-MANAGER BE AND IS HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE TRUSTEE-MANAGER MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF A-ITRUST TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | None | None | Non Voting |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Cullen Funds Trust | ||
By: | /s/ James P. Cullen | |
James P. Cullen | ||
Chief Executive Officer | ||
Date: | August 14, 2015 |