UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10201
The Appleton Funds
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100, Cincinnati, Ohio 45202
(Address of principal executive offices) (Zip code)
James I Ladge, 45 Milk Street, Eight Floor, Boston, Massachusetts 02109
(Name and address of agent for service)
Registrant’s telephone number, including area code: (513)878-4000
Date of fiscal year end: 12/31
Date of reporting period: 7/1/07 - 6/30/08
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.
Item 1. Proxy Voting Record
Proxy Voting Record
Meeting Date Range: 01-Aug-2007 To 31-Jul-2008 |
Selected Accounts |
PRECISION CASTPARTS CORP. | |||||
Security: | 740189105 | Meeting Type: | Annual | ||
Ticker: | PCP | Meeting Date: | 14-Aug-2007 | ||
ISIN | Vote Deadline Date: | 13-Aug-2007 | |||
Agenda | 932748986 | Management | Total Ballot Shares: | 14955 | |
Last Vote Date: | 30-Jul-2007 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | PETER R. BRIDENBAUGH | 2000 | 0 | 0 | 0 | ||
2 | STEVEN G. ROTHMEIER | 2000 | 0 | 0 | 0 | ||
3 | RICK SCHMIDT | 2000 | 0 | 0 | 0 | ||
4 | DANIEL J. MURPHY | 2000 | 0 | 0 | 0 | ||
2 | APPROVING THE EXECUTIVE PERFORMANCE INCENTIVE PLAN | For | 2000 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 1 of 42
Proxy Voting Record
THE PROCTER & GAMBLE COMPANY | |||||
Security: | 742718109 | Meeting Type: | Annual | ||
Ticker: | PG | Meeting Date: | 09-Oct-2007 | ||
ISIN | US7427181091 | Vote Deadline Date: | 08-Oct-2007 | ||
Agenda | 932766011 | Management | Total Ballot Shares: | 76715 | |
Last Vote Date: | 06-Sep-2007 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | RAJAT K. GUPTA | 4237 | 0 | 0 | 0 | ||
2 | A.G. LAFLEY | 4237 | 0 | 0 | 0 | ||
3 | LYNN M. MARTIN | 4237 | 0 | 0 | 0 | ||
4 | JOHNATHAN A. RODGERS | 4237 | 0 | 0 | 0 | ||
5 | JOHN F. SMITH, JR. | 4237 | 0 | 0 | 0 | ||
6 | RALPH SNYDERMAN, M.D. | 4237 | 0 | 0 | 0 | ||
7 | MARGARET C. WHITMAN | 4237 | 0 | 0 | 0 | ||
2 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 4237 | 0 | 0 | 0 | |
3 | SHAREHOLDER PROPOSAL #1 - AWARD NO FUTURE STOCK OPTIONS | Against | 0 | 4237 | 0 | 0 | |
4 | SHAREHOLDER PROPOSAL #2 - REPORT ON COMPANY POLICIES AND ACTIVITIES | Against | 0 | 4237 | 0 | 0 | |
5 | SHAREHOLDER PROPOSAL #3 - ANIMAL TESTING | Against | 0 | 4237 | 0 | 0 |
Monday, August 04, 2008
Page 2 of 42
Proxy Voting Record
ORACLE CORPORATION | |||||
Security: | 68389X105 | Meeting Type: | Annual | ||
Ticker: | ORCL | Meeting Date: | 02-Nov-2007 | ||
ISIN | US68389X1054 | Vote Deadline Date: | 01-Nov-2007 | ||
Agenda | 932772115 | Management | Total Ballot Shares: | 21900 | |
Last Vote Date: | 30-Oct-2007 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | JEFFREY O. HENLEY | 10000 | 0 | 0 | 0 | ||
2 | LAWRENCE J. ELLISON | 10000 | 0 | 0 | 0 | ||
3 | DONALD L. LUCAS | 10000 | 0 | 0 | 0 | ||
4 | MICHAEL J. BOSKIN | 10000 | 0 | 0 | 0 | ||
5 | JACK F. KEMP | 10000 | 0 | 0 | 0 | ||
6 | JEFFREY S. BERG | 10000 | 0 | 0 | 0 | ||
7 | SAFRA A. CATZ | 10000 | 0 | 0 | 0 | ||
8 | HECTOR GARCIA-MOLINA | 10000 | 0 | 0 | 0 | ||
9 | H. RAYMOND BINGHAM | 10000 | 0 | 0 | 0 | ||
10 | CHARLES E. PHILLIPS, JR | 10000 | 0 | 0 | 0 | ||
11 | NAOMI O. SELIGMAN | 10000 | 0 | 0 | 0 | ||
2 | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2008 EXECUTIVE BONUS PLAN. | For | 10000 | 0 | 0 | 0 | |
3 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2008. | For | 10000 | 0 | 0 | 0 | |
4 | STOCKHOLDER PROPOSAL ON THE AMENDMENT TO THE CORPORATE BYLAWS ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. | Against | 0 | 10000 | 0 | 0 | |
5 | STOCKHOLDER PROPOSAL ON AN OPEN SOURCE REPORT. | Against | 0 | 10000 | 0 | 0 |
Monday, August 04, 2008
Page 3 of 42
Proxy Voting Record
MICROSOFT CORPORATION | |||||
Security: | 594918104 | Meeting Type: | Annual | ||
Ticker: | MSFT | Meeting Date: | 13-Nov-2007 | ||
ISIN | US5949181045 | Vote Deadline Date: | 12-Nov-2007 | ||
Agenda | 932773713 | Management | Total Ballot Shares: | 57217 | |
Last Vote Date: | 05-Nov-2007 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: WILLIAM H. GATES, III | For | 6000 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | For | 6000 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: JAMES I. CASH JR., PHD | For | 6000 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: DINA DUBLON | For | 6000 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | For | 6000 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: REED HASTINGS | For | 6000 | 0 | 0 | 0 |
7 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | For | 6000 | 0 | 0 | 0 |
8 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | For | 6000 | 0 | 0 | 0 |
9 | ELECTION OF DIRECTOR: DR. HELMUT PANKE | For | 6000 | 0 | 0 | 0 |
10 | ELECTION OF DIRECTOR: JON A. SHIRLEY | For | 6000 | 0 | 0 | 0 |
11 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | For | 6000 | 0 | 0 | 0 |
12 | SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET CENSORSHIP. | Against | 0 | 6000 | 0 | 0 |
13 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON HUMAN RIGHTS. | Against | 0 | 6000 | 0 | 0 |
Monday, August 04, 2008
Page 4 of 42
Proxy Voting Record
RESPIRONICS, INC. | |||||
Security: | 761230101 | Meeting Type: | Annual | ||
Ticker: | RESP | Meeting Date: | 13-Nov-2007 | ||
ISIN | US7612301017 | Vote Deadline Date: | 12-Nov-2007 | ||
Agenda | 932781164 | Management | Total Ballot Shares: | 6775 | |
Last Vote Date: | 05-Nov-2007 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | DOUGLAS A. COTTER, PHD | 5775 | 0 | 0 | 0 | ||
2 | GERALD E. MCGINNIS | 5775 | 0 | 0 | 0 | ||
3 | CRAIG B. REYNOLDS | 5775 | 0 | 0 | 0 | ||
4 | CANDACE L. LITTELL | 5775 | 0 | 0 | 0 | ||
2 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2008. | For | 5775 | 0 | 0 | 0 |
Monday, August 04, 2008
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Proxy Voting Record
CISCO SYSTEMS, INC. | |||||
Security: | 17275R102 | Meeting Type: | Annual | ||
Ticker: | CSCO | Meeting Date: | 15-Nov-2007 | ||
ISIN | US17275R1023 | Vote Deadline Date: | 14-Nov-2007 | ||
Agenda | 932774119 | Management | Total Ballot Shares: | 61553 | |
Last Vote Date: | 05-Nov-2007 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: CAROL A. BARTZ | For | 9000 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: M. MICHELE BURNS | For | 9000 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | For | 9000 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: LARRY R. CARTER | For | 9000 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | For | 9000 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: BRIAN L. HALLA | For | 9000 | 0 | 0 | 0 |
7 | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | For | 9000 | 0 | 0 | 0 |
8 | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | For | 9000 | 0 | 0 | 0 |
9 | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | For | 9000 | 0 | 0 | 0 |
10 | ELECTION OF DIRECTOR: MICHAEL K. POWELL | For | 9000 | 0 | 0 | 0 |
11 | ELECTION OF DIRECTOR: STEVEN M. WEST | For | 9000 | 0 | 0 | 0 |
12 | ELECTION OF DIRECTOR: JERRY YANG | For | 9000 | 0 | 0 | 0 |
13 | TO APPROVE THE AMENDMENT AND EXTENSION OF THE 2005 STOCK INCENTIVE PLAN. | For | 9000 | 0 | 0 | 0 |
14 | TO APPROVE THE EXECUTIVE INCENTIVE PLAN WITH RESPECT TO CURRENT AND FUTURE COVERED EMPLOYEES AND EXECUTIVE OFFICERS. | For | 9000 | 0 | 0 | 0 |
15 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 26, 2008. | For | 9000 | 0 | 0 | 0 |
16 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS. | Against | 0 | 9000 | 0 | 0 |
17 | PROPOSAL SUBMITTED BY A SHAREHOLDER REQUESTING THAT THE BOARD ESTABLISH A PAY- FOR-SUPERIOR-PERFORMANCE STANDARD IN THE COMPANY'S EXECUTIVE COMPENSATION PLAN FOR SENIOR EXECUTIVES. | Against | 0 | 9000 | 0 | 0 |
Monday, August 04, 2008
Page 6 of 42
Proxy Voting Record
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
18 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE GIVEN THE OPPORTUNITY AT EACH ANNUAL MEETING OF SHAREHOLDERS TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Against | 0 | 9000 | 0 | 0 |
19 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Against | 0 | 9000 | 0 | 0 |
Monday, August 04, 2008
Page 7 of 42
Proxy Voting Record
THE WALT DISNEY COMPANY | ||||||
Security: | 254687106 | Meeting Type: | Annual | |||
Ticker: | DIS | Meeting Date: | 06-Mar-2008 | |||
ISIN | US2546871060 | Vote Deadline Date: | 05-Mar-2008 | |||
Agenda | 932808883 | Management | Total Ballot Shares: | 110168 | ||
Last Vote Date: | 10-Mar-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | For | 8000 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: JOHN E. BRYSON | For | 8000 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: JOHN S. CHEN | For | 8000 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | For | 8000 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: ROBERT A. IGER | For | 8000 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: STEVEN P. JOBS | For | 8000 | 0 | 0 | 0 |
7 | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | For | 8000 | 0 | 0 | 0 |
8 | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | For | 8000 | 0 | 0 | 0 |
9 | ELECTION OF DIRECTOR: MONICA C. LOZANO | For | 8000 | 0 | 0 | 0 |
10 | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | For | 8000 | 0 | 0 | 0 |
11 | ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. | For | 8000 | 0 | 0 | 0 |
12 | ELECTION OF DIRECTOR: ORIN C. SMITH | For | 8000 | 0 | 0 | 0 |
13 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2008. | For | 8000 | 0 | 0 | 0 |
14 | TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN. | For | 8000 | 0 | 0 | 0 |
15 | TO APPROVE THE TERMS OF THE AMENDED AND RESTATED 2002 EXECUTIVE PERFORMANCE PLAN. | For | 8000 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 8 of 42
Proxy Voting Record
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||
Security: | 806857108 | Meeting Type: | Annual | |||
Ticker: | SLB | Meeting Date: | 09-Apr-2008 | |||
ISIN | AN8068571086 | Vote Deadline Date: | 08-Apr-2008 | |||
Agenda | 932819052 | Management | Total Ballot Shares: | 33680 | ||
Last Vote Date: | 03-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | P. CAMUS | 2500 | 0 | 0 | 0 | ||
2 | J.S. GORELICK | 2500 | 0 | 0 | 0 | ||
3 | A. GOULD | 2500 | 0 | 0 | 0 | ||
4 | T. ISAAC | 2500 | 0 | 0 | 0 | ||
5 | N. KUDRYAVTSEV | 2500 | 0 | 0 | 0 | ||
6 | A. LAJOUS | 2500 | 0 | 0 | 0 | ||
7 | M.E. MARKS | 2500 | 0 | 0 | 0 | ||
8 | D. PRIMAT | 2500 | 0 | 0 | 0 | ||
9 | L.R. REIF | 2500 | 0 | 0 | 0 | ||
10 | T.I. SANDVOLD | 2500 | 0 | 0 | 0 | ||
11 | N. SEYDOUX | 2500 | 0 | 0 | 0 | ||
12 | L.G. STUNTZ | 2500 | 0 | 0 | 0 | ||
2 | ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS | For | 2500 | 0 | 0 | 0 | |
3 | APPROVAL OF ADOPTION OF THE SCHLUMBERGER 2008 STOCK INCENTIVE PLAN | For | 2500 | 0 | 0 | 0 | |
4 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 2500 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 9 of 42
Proxy Voting Record
THE GOLDMAN SACHS GROUP, INC. | |||||
Security: | 38141G104 | Meeting Type: | Annual | ||
Ticker: | GS | Meeting Date: | 10-Apr-2008 | ||
ISIN | US38141G1040 | Vote Deadline Date: | 09-Apr-2008 | ||
Agenda | 932820358 | Management | Total Ballot Shares: | 3210 | |
Last Vote Date: | 03-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF LLOYD C. BLANKFEIN TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
2 | ELECTION OF JOHN H. BRYAN TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
3 | ELECTION OF GARY D. COHN TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
4 | ELECTION OF CLAES DAHLBACK TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
5 | ELECTION OF STEPHEN FRIEDMAN TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
6 | ELECTION OF WILLIAM W. GEORGE TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
7 | ELECTION OF RAJAT K. GUPTA TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
8 | ELECTION OF JAMES A. JOHNSON TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
9 | ELECTION OF LOIS D. JULIBER TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
10 | ELECTION OF EDWARD M. LIDDY TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
11 | ELECTION OF RUTH J. SIMMONS TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
12 | ELECTION OF JON WINKELRIED TO THE BOARD OF DIRECTORS | For | 1200 | 0 | 0 | 0 |
13 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2008 FISCAL YEAR | For | 1200 | 0 | 0 | 0 |
14 | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS | Against | 0 | 1200 | 0 | 0 |
15 | SHAREHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Against | 0 | 1200 | 0 | 0 |
Monday, August 04, 2008
Page 10 of 42
Proxy Voting Record
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
16 | SHAREHOLDER PROPOSAL REQUESTING A SUSTAINABILITY REPORT | Against | 0 | 1200 | 0 | 0 |
Monday, August 04, 2008
Page 11 of 42
Proxy Voting Record
AMETEK, INC. | |||||
Security: | 031100100 | Meeting Type: | Annual | ||
Ticker: | AME | Meeting Date: | 22-Apr-2008 | ||
ISIN | US0311001004 | Vote Deadline Date: | 21-Apr-2008 | ||
Agenda | 932826968 | Management | Total Ballot Shares: | 30898 | |
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | SHELDON S. GORDON | 7000 | 0 | 0 | 0 | ||
2 | FRANK S. HERMANCE | 7000 | 0 | 0 | 0 | ||
3 | DAVID P. STEINMANN | 7000 | 0 | 0 | 0 | ||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2008. | For | 7000 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 12 of 42
Proxy Voting Record
METLIFE, INC. | |||||||
Security: | 59156R108 | Meeting Type: | Annual | ||||
Ticker: | MET | Meeting Date: | 22-Apr-2008 | ||||
ISIN | US59156R1086 | Vote Deadline Date: | 21-Apr-2008 | ||||
Agenda | 932829558 | Management | Total Ballot Shares: | 67362 | |||
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | SYLVIA MATHEWS BURWELL | 4500 | 0 | 0 | 0 | ||
2 | EDUARDO CASTRO-WRIGHT | 4500 | 0 | 0 | 0 | ||
3 | CHERYL W. GRISE | 4500 | 0 | 0 | 0 | ||
4 | WILLIAM C. STEERE, JR. | 4500 | 0 | 0 | 0 | ||
5 | LULU C. WANG | 4500 | 0 | 0 | 0 | ||
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2008 | For | 4500 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 13 of 42
Proxy Voting Record
PRAXAIR, INC. | |||||
Security: | 74005P104 | Meeting Type: | Annual | ||
Ticker: | PX | Meeting Date: | 22-Apr-2008 | ||
ISIN | US74005P1049 | Vote Deadline Date: | 21-Apr-2008 | ||
Agenda | 932828443 | Management | Total Ballot Shares: | 39921 | |
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | NANCE K. DICCIANI | 3500 | 0 | 0 | 0 | ||
2 | EDWARD G. GALANTE | 3500 | 0 | 0 | 0 | ||
3 | IRA D. HALL | 3500 | 0 | 0 | 0 | ||
4 | RAYMOND W. LEBOEUF | 3500 | 0 | 0 | 0 | ||
5 | LARRY D. MCVAY | 3500 | 0 | 0 | 0 | ||
6 | WAYNE T. SMITH | 3500 | 0 | 0 | 0 | ||
7 | H. MITCHELL WATSON, JR. | 3500 | 0 | 0 | 0 | ||
8 | ROBERT L. WOOD | 3500 | 0 | 0 | 0 | ||
2 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION REGARDING THE ELECTION OF DIRECTORS BY MAJORITY VOTE. | For | 3500 | 0 | 0 | 0 | |
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | For | 3500 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 14 of 42
Proxy Voting Record
BANK OF AMERICA CORPORATION | |||||
Security: | 060505104 | Meeting Type: | Annual | ||
Ticker: | BAC | Meeting Date: | 23-Apr-2008 | ||
ISIN | US0605051046 | Vote Deadline Date: | 22-Apr-2008 | ||
Agenda | 932828253 | Management | Total Ballot Shares: | 91186 | |
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: WILLIAM BARNET, III | For | 6500 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | For | 6500 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: JOHN T. COLLINS | For | 6500 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: GARY L. COUNTRYMAN | For | 6500 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: TOMMY R. FRANKS | For | 6500 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | For | 6500 | 0 | 0 | 0 |
7 | ELECTION OF DIRECTOR: KENNETH D. LEWIS | For | 6500 | 0 | 0 | 0 |
8 | ELECTION OF DIRECTOR: MONICA C. LOZANO | For | 6500 | 0 | 0 | 0 |
9 | ELECTION OF DIRECTOR: WALTER E. MASSEY | For | 6500 | 0 | 0 | 0 |
10 | ELECTION OF DIRECTOR: THOMAS J. MAY | For | 6500 | 0 | 0 | 0 |
11 | ELECTION OF DIRECTOR: PATRICIA E. MITCHELL | For | 6500 | 0 | 0 | 0 |
12 | ELECTION OF DIRECTOR: THOMAS M. RYAN | For | 6500 | 0 | 0 | 0 |
13 | ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. | For | 6500 | 0 | 0 | 0 |
14 | ELECTION OF DIRECTOR: MEREDITH R. SPANGLER | For | 6500 | 0 | 0 | 0 |
15 | ELECTION OF DIRECTOR: ROBERT L. TILLMAN | For | 6500 | 0 | 0 | 0 |
16 | ELECTION OF DIRECTOR: JACKIE M. WARD | For | 6500 | 0 | 0 | 0 |
17 | RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 | For | 6500 | 0 | 0 | 0 |
18 | STOCKHOLDER PROPOSAL - STOCK OPTIONS | Against | 0 | 6500 | 0 | 0 |
19 | STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC COMP | Against | 0 | 6500 | 0 | 0 |
20 | STOCKHOLDER PROPOSAL - DETERMINATION OF CEO COMP | Against | 0 | 6500 | 0 | 0 |
21 | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING | Against | 0 | 6500 | 0 | 0 |
22 | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | Against | 0 | 6500 | 0 | 0 |
Monday, August 04, 2008
Page 15 of 42
Proxy Voting Record
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
23 | STOCKHOLDER PROPOSAL - SPECIAL SHAREHOLDER MEETINGS | Against | 0 | 6500 | 0 | 0 |
24 | STOCKHOLDER PROPOSAL - EQUATOR PRINCIPLES | Against | 0 | 6500 | 0 | 0 |
25 | STOCKHOLDER PROPOSAL - HUMAN RIGHTS | Against | 0 | 6500 | 0 | 0 |
Monday, August 04, 2008
Page 16 of 42
Proxy Voting Record
GENERAL ELECTRIC COMPANY | |||||
Security: | 369604103 | Meeting Type: | Annual | ||
Ticker: | GE | Meeting Date: | 23-Apr-2008 | ||
ISIN | US3696041033 | Vote Deadline Date: | 22-Apr-2008 | ||
Agenda | 932823481 | Management | Total Ballot Shares: | 56825 | |
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | For | 8850 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: SIR WILLIAM M. CASTELL | For | 8850 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: ANN M. FUDGE | For | 8850 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: CLAUDIO X. GONZALEZ | For | 8850 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | For | 8850 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | For | 8850 | 0 | 0 | 0 |
7 | ELECTION OF DIRECTOR: ANDREA JUNG | For | 8850 | 0 | 0 | 0 |
8 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | For | 8850 | 0 | 0 | 0 |
9 | ELECTION OF DIRECTOR: ROBERT W. LANE | For | 8850 | 0 | 0 | 0 |
10 | ELECTION OF DIRECTOR: RALPH S. LARSEN | For | 8850 | 0 | 0 | 0 |
11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | For | 8850 | 0 | 0 | 0 |
12 | ELECTION OF DIRECTOR: JAMES J. MULVA | For | 8850 | 0 | 0 | 0 |
13 | ELECTION OF DIRECTOR: SAM NUNN | For | 8850 | 0 | 0 | 0 |
14 | ELECTION OF DIRECTOR: ROGER S. PENSKE | For | 8850 | 0 | 0 | 0 |
15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | For | 8850 | 0 | 0 | 0 |
16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | For | 8850 | 0 | 0 | 0 |
17 | RATIFICATION OF KPMG | For | 8850 | 0 | 0 | 0 |
18 | CUMULATIVE VOTING | Against | 0 | 8850 | 0 | 0 |
19 | SEPARATE THE ROLES OF CEO AND CHAIRMAN | Against | 0 | 8850 | 0 | 0 |
20 | RECOUP UNEARNED MANAGEMENT BONUSES | Against | 0 | 8850 | 0 | 0 |
21 | CURB OVER-EXTENDED DIRECTORS | Against | 0 | 8850 | 0 | 0 |
22 | REPORT ON CHARITABLE CONTRIBUTIONS | Against | 0 | 8850 | 0 | 0 |
23 | GLOBAL WARMING REPORT | Against | 0 | 8850 | 0 | 0 |
24 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Against | 0 | 8850 | 0 | 0 |
Monday, August 04, 2008
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MEMC ELECTRONIC MATERIALS, INC. | |||||
Security: | 552715104 | Meeting Type: | Annual | ||
Ticker: | WFR | Meeting Date: | 23-Apr-2008 | ||
ISIN | US5527151048 | Vote Deadline Date: | 22-Apr-2008 | ||
Agenda | 932828556 | Management | Total Ballot Shares: | 21105 | |
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | PETER BLACKMORE | 3000 | 0 | 0 | 0 | ||
2 | NABEEL GAREEB | 3000 | 0 | 0 | 0 | ||
3 | MARSHALL TURNER | 3000 | 0 | 0 | 0 | ||
2 | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. | For | 3000 | 0 | 0 | 0 |
Monday, August 04, 2008
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AT&T INC. | |||||
Security: | 00206R102 | Meeting Type: | Annual | ||
Ticker: | T | Meeting Date: | 25-Apr-2008 | ||
ISIN | US00206R1023 | Vote Deadline Date: | 24-Apr-2008 | ||
Agenda | 932822578 | Management | Total Ballot Shares: | 62605 | |
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | For | 8000 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III | For | 8000 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: GILBERT F. AMELIO | For | 8000 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | For | 8000 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | For | 8000 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: AUGUST A. BUSCH III | For | 8000 | 0 | 0 | 0 |
7 | ELECTION OF DIRECTOR: JAMES P. KELLY | For | 8000 | 0 | 0 | 0 |
8 | ELECTION OF DIRECTOR: JON C. MADONNA | For | 8000 | 0 | 0 | 0 |
9 | ELECTION OF DIRECTOR: LYNN M. MARTIN | For | 8000 | 0 | 0 | 0 |
10 | ELECTION OF DIRECTOR: JOHN B. MCCOY | For | 8000 | 0 | 0 | 0 |
11 | ELECTION OF DIRECTOR: MARY S. METZ | For | 8000 | 0 | 0 | 0 |
12 | ELECTION OF DIRECTOR: JOYCE M. ROCHE | For | 8000 | 0 | 0 | 0 |
13 | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON | For | 8000 | 0 | 0 | 0 |
14 | ELECTION OF DIRECTOR: PATRICIA P. UPTON | For | 8000 | 0 | 0 | 0 |
15 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | For | 8000 | 0 | 0 | 0 |
16 | REPORT ON POLITICAL CONTRIBUTIONS. | Against | 0 | 8000 | 0 | 0 |
17 | PENSION CREDIT POLICY. | Against | 0 | 8000 | 0 | 0 |
18 | LEAD INDEPENDENT DIRECTOR BYLAW. | Against | 0 | 8000 | 0 | 0 |
19 | SERP POLICY | Against | 0 | 8000 | 0 | 0 |
20 | ADVISORY VOTE ON COMPENSATION | Against | 0 | 8000 | 0 | 0 |
Monday, August 04, 2008
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KELLOGG COMPANY | |||||
Security: | 487836108 | Meeting Type: | Annual | ||
Ticker: | K | Meeting Date: | 25-Apr-2008 | ||
ISIN | US4878361082 | Vote Deadline Date: | 24-Apr-2008 | ||
Agenda | 932822629 | Management | Total Ballot Shares: | 6690 | |
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | DAVID MACKAY | 5750 | 0 | 0 | 0 | ||
2 | STERLING SPEIRN | 5750 | 0 | 0 | 0 | ||
3 | JOHN ZABRISKIE | 5750 | 0 | 0 | 0 | ||
2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008 | For | 5750 | 0 | 0 | 0 | |
3 | SHAREOWNER PROPOSAL TO ENACT A MAJORITY VOTE REQUIREMENT | Against | 0 | 5750 | 0 | 0 |
Monday, August 04, 2008
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HONEYWELL INTERNATIONAL INC. | |||||
Security: | 438516106 | Meeting Type: | Annual | ||
Ticker: | HON | Meeting Date: | 28-Apr-2008 | ||
ISIN | US4385161066 | Vote Deadline Date: | 25-Apr-2008 | ||
Agenda | 932823253 | Management | Total Ballot Shares: | 15480 | |
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: GORDON M. BETHUNE | For | 4025 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: JAIME CHICO PARDO | For | 4025 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: DAVID M. COTE | For | 4025 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: D. SCOTT DAVIS | For | 4025 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: LINNET F. DEILY | For | 4025 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: CLIVE R. HOLLICK | For | 4025 | 0 | 0 | 0 |
7 | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | For | 4025 | 0 | 0 | 0 |
8 | ELECTION OF DIRECTOR: ERIC K. SHINSEKI | For | 4025 | 0 | 0 | 0 |
9 | ELECTION OF DIRECTOR: JOHN R. STAFFORD | For | 4025 | 0 | 0 | 0 |
10 | ELECTION OF DIRECTOR: MICHAEL W. WRIGHT | For | 4025 | 0 | 0 | 0 |
11 | APPROVAL OF INDEPENDENT ACCOUNTANTS | For | 4025 | 0 | 0 | 0 |
12 | AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION - RIGHT TO CALL A SPECIAL MEETING OF SHAREOWNERS | For | 4025 | 0 | 0 | 0 |
13 | PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE | Against | 0 | 4025 | 0 | 0 |
Monday, August 04, 2008
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WELLS FARGO & COMPANY | |||||
Security: | 949746101 | Meeting Type: | Annual | ||
Ticker: | WFC | Meeting Date: | 29-Apr-2008 | ||
ISIN | US9497461015 | Vote Deadline Date: | 28-Apr-2008 | ||
Agenda | 932823897 | Management | Total Ballot Shares: | 83352 | |
Last Vote Date: | 24-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: JOHN S. CHEN | For | 8000 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: LLOYD H. DEAN | For | 8000 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: SUSAN E. ENGEL | For | 8000 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | For | 8000 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: ROBERT L. JOSS | For | 8000 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | For | 8000 | 0 | 0 | 0 |
7 | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | For | 8000 | 0 | 0 | 0 |
8 | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | For | 8000 | 0 | 0 | 0 |
9 | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | For | 8000 | 0 | 0 | 0 |
10 | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | For | 8000 | 0 | 0 | 0 |
11 | ELECTION OF DIRECTOR: DONALD B. RICE | For | 8000 | 0 | 0 | 0 |
12 | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | For | 8000 | 0 | 0 | 0 |
13 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | For | 8000 | 0 | 0 | 0 |
14 | ELECTION OF DIRECTOR: JOHN G. STUMPF | For | 8000 | 0 | 0 | 0 |
15 | ELECTION OF DIRECTOR: SUSAN G. SWENSON | For | 8000 | 0 | 0 | 0 |
16 | ELECTION OF DIRECTOR: MICHAEL W. WRIGHT | For | 8000 | 0 | 0 | 0 |
17 | PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2008. | For | 8000 | 0 | 0 | 0 |
18 | PROPOSAL TO APPROVE THE PERFORMANCE-BASED COMPENSATION POLICY. | For | 8000 | 0 | 0 | 0 |
19 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN. | For | 8000 | 0 | 0 | 0 |
20 | PROPOSAL REGARDING A BY-LAWS AMENDMENT TO REQUIRE AN INDEPENDENT CHAIRMAN. | Against | 0 | 8000 | 0 | 0 |
21 | PROPOSAL REGARDING AN EXECUTIVE COMPENSATION ADVISORY VOTE. | Against | 0 | 8000 | 0 | 0 |
Monday, August 04, 2008
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Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
22 | PROPOSAL REGARDING A "PAY-FOR-SUPERIOR- PERFORMANCE" COMPENSATION PLAN. | Against | 0 | 8000 | 0 | 0 |
23 | PROPOSAL REGARDING HUMAN RIGHTS ISSUES IN INVESTMENT POLICIES. | Against | 0 | 8000 | 0 | 0 |
24 | PROPOSAL REGARDING A NEUTRAL SEXUAL ORIENTATION EMPLOYMENT POLICY. | Against | 0 | 8000 | 0 | 0 |
25 | PROPOSAL REGARDING A REPORT ON RACIAL DISPARITIES IN MORTGAGE LENDING. | Against | 0 | 8000 | 0 | 0 |
Monday, August 04, 2008
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ECOLAB INC. | |||||
Security: | 278865100 | Meeting Type: | Annual | ||
Ticker: | ECL | Meeting Date: | 02-May-2008 | ||
ISIN | US2788651006 | Vote Deadline Date: | 01-May-2008 | ||
Agenda | 932832492 | Management | Total Ballot Shares: | 80200 | |
Last Vote Date: | 29-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF CLASS I DIRECTOR: DOUGLAS M. BAKER, JR. | For | 5950 | 0 | 0 | 0 |
2 | ELECTION OF CLASS I DIRECTOR: BARBARA J. BECK | For | 5950 | 0 | 0 | 0 |
3 | ELECTION OF CLASS I DIRECTOR: STEFAN HAMELMANN | For | 5950 | 0 | 0 | 0 |
4 | ELECTION OF CLASS I DIRECTOR: JERRY W. LEVIN | For | 5950 | 0 | 0 | 0 |
5 | ELECTION OF CLASS I DIRECTOR: ROBERT L. LUMPKINS | For | 5950 | 0 | 0 | 0 |
6 | RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 5950 | 0 | 0 | 0 |
7 | STOCKHOLDER PROPOSAL TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS. | Against | 0 | 5950 | 0 | 0 |
Monday, August 04, 2008
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AGRIUM INC. | |||||
Security: | 008916108 | Meeting Type: | Annual | ||
Ticker: | AGU | Meeting Date: | 07-May-2008 | ||
ISIN | CA0089161081 | Vote Deadline Date: | 02-May-2008 | ||
Agenda | 932843712 | Management | Total Ballot Shares: | 43425 | |
Last Vote Date: | 29-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | RALPH S. CUNNINGHAM | 4300 | 0 | 0 | 0 | ||
2 | D. GRANT DEVINE | 4300 | 0 | 0 | 0 | ||
3 | GERMAINE GIBARA | 4300 | 0 | 0 | 0 | ||
4 | RUSSELL K. GIRLING | 4300 | 0 | 0 | 0 | ||
5 | SUSAN A. HENRY | 4300 | 0 | 0 | 0 | ||
6 | RUSSELL J. HORNER | 4300 | 0 | 0 | 0 | ||
7 | A. ANNE MCLELLAN | 4300 | 0 | 0 | 0 | ||
8 | DEREK G. PANNELL | 4300 | 0 | 0 | 0 | ||
9 | FRANK W. PROTO | 4300 | 0 | 0 | 0 | ||
10 | MICHAEL M. WILSON | 4300 | 0 | 0 | 0 | ||
11 | VICTOR J. ZALESCHUK | 4300 | 0 | 0 | 0 | ||
2 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | For | 4300 | 0 | 0 | 0 |
Monday, August 04, 2008
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PEPSICO, INC. | |||||
Security: | 713448108 | Meeting Type: | Annual | ||
Ticker: | PEP | Meeting Date: | 07-May-2008 | ||
ISIN | US7134481081 | Vote Deadline Date: | 06-May-2008 | ||
Agenda | 932832125 | Management | Total Ballot Shares: | 57272 | |
Last Vote Date: | 01-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: I.M. COOK | For | 4000 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: D. DUBLON | For | 4000 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: V.J. DZAU | For | 4000 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: R.L. HUNT | For | 4000 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: A. IBARGUEN | For | 4000 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: A.C. MARTINEZ | For | 4000 | 0 | 0 | 0 |
7 | ELECTION OF DIRECTOR: I.K. NOOYI | For | 4000 | 0 | 0 | 0 |
8 | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | For | 4000 | 0 | 0 | 0 |
9 | ELECTION OF DIRECTOR: J.J. SCHIRO | For | 4000 | 0 | 0 | 0 |
10 | ELECTION OF DIRECTOR: L.G. TROTTER | For | 4000 | 0 | 0 | 0 |
11 | ELECTION OF DIRECTOR: D. VASELLA | For | 4000 | 0 | 0 | 0 |
12 | ELECTION OF DIRECTOR: M.D. WHITE | For | 4000 | 0 | 0 | 0 |
13 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | For | 4000 | 0 | 0 | 0 |
14 | SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING REPORT (PROXY STATEMENT P. 43) | Against | 0 | 4000 | 0 | 0 |
15 | SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED PRODUCTS REPORT (PROXY STATEMENT P. 45) | Against | 0 | 4000 | 0 | 0 |
16 | SHAREHOLDER PROPOSAL - RIGHT TO WATER POLICY (PROXY STATEMENT P. 46) | Against | 0 | 4000 | 0 | 0 |
17 | SHAREHOLDER PROPOSAL - GLOBAL WARMING REPORT (PROXY STATEMENT P. 48) | Against | 0 | 4000 | 0 | 0 |
18 | SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION (PROXY STATEMENT P. 49) | Against | 0 | 4000 | 0 | 0 |
Monday, August 04, 2008
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VEOLIA ENVIRONNEMENT | |||||
Security: | 92334N103 | Meeting Type: | Annual | ||
Ticker: | VE | Meeting Date: | 07-May-2008 | ||
ISIN | US92334N1037 | Vote Deadline Date: | 29-Apr-2008 | ||
Agenda | 932875353 | Management | Total Ballot Shares: | 36599 | |
Last Vote Date: | 29-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | FIRST RESOLUTION APPROVAL OF THE REPORTS AND PARENT COMPANY FINANCIAL STATEMENTS FOR THE 2007 FINANCIAL YEAR | For | 3500 | 0 | 0 | 0 |
2 | SECOND RESOLUTION APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2007 FINANCIAL YEAR | For | 3500 | 0 | 0 | 0 |
3 | THIRD RESOLUTION APPROVAL OF THE EXPENSES AND CHARGES REFERRED TO IN ARTICLE 39-4 OF THE CODE GENERAL DES IMPORTS | For | 3500 | 0 | 0 | 0 |
4 | FOURTH RESOLUTION ALLOCATION OF INCOME AND DATE OF PAYMENT OF DIVIDENDS | For | 3500 | 0 | 0 | 0 |
5 | FIFTH RESOLUTION APPROVAL OF REGULATED AGREEMENTS AND UNDERTAKINGS | For | 3500 | 0 | 0 | 0 |
6 | SIXTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S OWN SHARES | For | 3500 | 0 | 0 | 0 |
7 | SEVENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR NEGOTIABLE SECURITIES CONVERTIBLE INTO THE COMPANY'S SHARES IMMEDIATELY OR IN THE FUTURE AND/OR NEGOTIABLE SECURITIES CARRYING A RIGHT TO THE ALLOCATION OF DEBT SECURITIES - WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS | For | 3500 | 0 | 0 | 0 |
8 | EIGHTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES AND/OR NEGOTIABLE SECURITIES CONVERTIBLE INTO THE COMPANY'S SHARES AND/OR NEGOTIABLE SECURITIES CARRYING A RIGHT TO THE ALLOCATION OF DEBT SECURITIES - WHILE CANCELLING PREFERENTIAL SUBSCRIPTION RIGHTS | For | 3500 | 0 | 0 | 0 |
Monday, August 04, 2008
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Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
9 | NINTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ISSUE SHARES OR NEGOTIABLE SECURITIES CONVERTIBLE INTO SHARES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS TO PAY FOR CAPITAL CONTRIBUTIONS IN KIND CONSISTING OF CAPITAL SECURITIES OR NEGOTIABLE SECURITIES CONVERTIBLE INTO SHARES | For | 3500 | 0 | 0 | 0 |
10 | TENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY THE CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR OTHERWISE | For | 3500 | 0 | 0 | 0 |
11 | ELEVENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | For | 3500 | 0 | 0 | 0 |
12 | TWELFTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR NEGOTIABLE SECURITIES CONVERTIBLE INTO SHARES, RESERVED FOR MEMBERS OF EMPLOYEE SAVINGS PLANS, WHILE CANCELLING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF SUCH MEMBERS | For | 3500 | 0 | 0 | 0 |
13 | THIRTEENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WHILE CANCELLING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF A CATEGORY OF BENEFICIARIES | For | 3500 | 0 | 0 | 0 |
14 | FOURTEENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO GRANT OPTIONS TO SUBSCRIBE OR PURCHASE SHARES | For | 3500 | 0 | 0 | 0 |
15 | FIFTEENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF TREASURY SHARES | For | 3500 | 0 | 0 | 0 |
16 | SIXTEENTH RESOLUTION AUTHORIZATION FOR THE BOARD OF DIRECTORS TO DECIDE, DURING THE PERIOD OF A TAKEOVER BID, TO ISSUE WARRANTS WITH PREFERENTIAL RIGHTS TO SUBSCRIBE THE COMPANY'S SHARES, INCLUDING THEIR FREE ALLOCATION TO ALL THE COMPANY'S SHAREHOLDERS | For | 3500 | 0 | 0 | 0 |
Monday, August 04, 2008
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Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
17 | SEVENTEENTH RESOLUTION AMENDMENT TO THE ARTICLES OF ASSOCIATION | For | 3500 | 0 | 0 | 0 |
18 | EIGHTEENTH RESOLUTION AMENDMENT OF THE ARTICLES OF ASSOCIATION | For | 3500 | 0 | 0 | 0 |
19 | NINETEENTH RESOLUTION AMENDMENT OF THE ARTICLES OF ASSOCIATION | For | 3500 | 0 | 0 | 0 |
20 | TWENTIETH RESOLUTION AMENDMENT OF THE ARTICLES OF ASSOCIATION | For | 3500 | 0 | 0 | 0 |
21 | TWENTY-FIRST AMENDMENT OF THE ARTICLES OF ASSOCIATION | For | 3500 | 0 | 0 | 0 |
22 | TWENTY-SECOND POWERS TO CARRY OUT FORMALITIES | For | 3500 | 0 | 0 | 0 |
Monday, August 04, 2008
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NOKIA CORPORATION | |||||
Security: | 654902204 | Meeting Type: | Annual | ||
Ticker: | NOK | Meeting Date: | 08-May-2008 | ||
ISIN | US6549022043 | Vote Deadline Date: | 18-Apr-2008 | ||
Agenda | 932829825 | Management | Total Ballot Shares: | 73338 | |
Last Vote Date: | 14-Apr-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | APPROVAL OF THE ANNUAL ACCOUNTS. | For | 8000 | 0 | 0 | 0 | |
2 | APPROVAL OF THE DISTRIBUTION OF THE PROFIT FOR THE YEAR, PAYMENT OF DIVIDEND. | For | 8000 | 0 | 0 | 0 | |
3 | APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS, AND THE PRESIDENT, FROM LIABILITY. | For | 8000 | 0 | 0 | 0 | |
4 | APPROVAL OF THE REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS. | For | 8000 | 0 | 0 | 0 | |
5 | APPROVAL OF THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS. | For | 8000 | 0 | 0 | 0 | |
6 | DIRECTOR | For | |||||
1 | GEORG EHRNROOTH | 8000 | 0 | 0 | 0 | ||
2 | LALITA D. GUPTE | 8000 | 0 | 0 | 0 | ||
3 | BENGT HOLMSTROM | 8000 | 0 | 0 | 0 | ||
4 | HENNING KAGERMANN | 8000 | 0 | 0 | 0 | ||
5 | OLLI-PEKKA KALLASVUO | 8000 | 0 | 0 | 0 | ||
6 | PER KARLSSON | 8000 | 0 | 0 | 0 | ||
7 | JORMA OLLILA | 8000 | 0 | 0 | 0 | ||
8 | MARJORIE SCARDINO | 8000 | 0 | 0 | 0 | ||
9 | RISTO SIILASMAA | 8000 | 0 | 0 | 0 | ||
10 | KEIJO SUILA | 8000 | 0 | 0 | 0 | ||
7 | APPROVAL OF THE AUDITOR REMUNERATION. | For | 8000 | 0 | 0 | 0 | |
8 | APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL YEAR 2008. | For | 8000 | 0 | 0 | 0 | |
9 | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE NOKIA SHARES. | For | 8000 | 0 | 0 | 0 |
Monday, August 04, 2008
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Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
10 | MARK THE "FOR" BOX IF YOU WISH TO INSTRUCT NOKIA'S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 11. | None | 0 | 0 | 0 | 8000 |
Monday, August 04, 2008
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MCDERMOTT INTERNATIONAL, INC. | |||||
Security: | 580037109 | Meeting Type: | Annual | ||
Ticker: | MDR | Meeting Date: | 09-May-2008 | ||
ISIN | PA5800371096 | Vote Deadline Date: | 08-May-2008 | ||
Agenda | 932853814 | Management | Total Ballot Shares: | 26330 | |
Last Vote Date: | 13-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | ROGER A. BROWN | 3525 | 0 | 0 | 0 | ||
2 | OLIVER D. KINGSLEY, JR. | 3525 | 0 | 0 | 0 | ||
3 | BRUCE W. WILKINSON | 3525 | 0 | 0 | 0 | ||
2 | APPROVE AMENDMENT TO ARTICLES OF INCORPORATION TO CHANGE THE PERIOD WITHIN WHICH OUR BOARD OF DIRECTORS MAY SET A RECORD DATE OF A MEETING OF STOCKHOLDERS. | For | 3525 | 0 | 0 | 0 | |
3 | RATIFICATION OF APPOINTMENT OF MCDERMOTT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2008. | For | 3525 | 0 | 0 | 0 |
Monday, August 04, 2008
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SMITH INTERNATIONAL, INC. | |||||
Security: | 832110100 | Meeting Type: | Annual | ||
Ticker: | SII | Meeting Date: | 13-May-2008 | ||
ISIN | US8321101003 | Vote Deadline Date: | 12-May-2008 | ||
Agenda | 932865112 | Management | Total Ballot Shares: | 7540 | |
Last Vote Date: | 13-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | LOREN K. CARROLL | 3650 | 0 | 0 | 0 | ||
2 | DOD A. FRASER | 3650 | 0 | 0 | 0 | ||
2 | APPROVAL OF THIRD AMENDED AND RESTATED 1989 LONG-TERM INCENTIVE COMPENSATION PLAN | For | 3650 | 0 | 0 | 0 | |
3 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION | For | 3650 | 0 | 0 | 0 | |
4 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 3650 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 33 of 42
Proxy Voting Record
ANSYS, INC. | |||||
Security: | 03662Q105 | Meeting Type: | Annual | ||
Ticker: | ANSS | Meeting Date: | 14-May-2008 | ||
ISIN | US03662Q1058 | Vote Deadline Date: | 13-May-2008 | ||
Agenda | 932847633 | Management | Total Ballot Shares: | 43950 | |
Last Vote Date: | 13-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | JAMES E. CASHMAN 2011 | 6000 | 0 | 0 | 0 | ||
2 | W.R. MCDERMOTT 2011 | 6000 | 0 | 0 | 0 | ||
3 | JOHN F. SMITH 2011 | 6000 | 0 | 0 | 0 | ||
2 | RATIFY SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 6000 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 34 of 42
Proxy Voting Record
HENRY SCHEIN, INC. | |||||
Security: | 806407102 | Meeting Type: | Annual | ||
Ticker: | HSIC | Meeting Date: | 14-May-2008 | ||
ISIN | US8064071025 | Vote Deadline Date: | 13-May-2008 | ||
Agenda | 932849562 | Management | Total Ballot Shares: | 43022 | |
Last Vote Date: | 14-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | STANLEY M. BERGMAN | 4500 | 0 | 0 | 0 | ||
2 | GERALD A. BENJAMIN | 4500 | 0 | 0 | 0 | ||
3 | JAMES P. BRESLAWSKI | 4500 | 0 | 0 | 0 | ||
4 | MARK E. MLOTEK | 4500 | 0 | 0 | 0 | ||
5 | STEVEN PALADINO | 4500 | 0 | 0 | 0 | ||
6 | BARRY J. ALPERIN | 4500 | 0 | 0 | 0 | ||
7 | PAUL BRONS | 4500 | 0 | 0 | 0 | ||
8 | M.A. HAMBURG, M.D. | 4500 | 0 | 0 | 0 | ||
9 | DONALD J. KABAT | 4500 | 0 | 0 | 0 | ||
10 | PHILIP A. LASKAWY | 4500 | 0 | 0 | 0 | ||
11 | KARYN MASHIMA | 4500 | 0 | 0 | 0 | ||
12 | NORMAN S. MATTHEWS | 4500 | 0 | 0 | 0 | ||
13 | LOUIS W. SULLIVAN, M.D. | 4500 | 0 | 0 | 0 | ||
2 | PROPOSAL TO RATIFY THE SELECTION OF BDO SEIDMAN, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2008. | For | 4500 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 35 of 42
Proxy Voting Record
TRANSOCEAN INC | |||||
Security: | G90073100 | Meeting Type: | Annual | ||
Ticker: | RIG | Meeting Date: | 16-May-2008 | ||
ISIN | KYG900731004 | Vote Deadline Date: | 15-May-2008 | ||
Agenda | 932847188 | Management | Total Ballot Shares: | 9736 | |
Last Vote Date: | 14-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: JON A. MARSHALL | For | 2200 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: MARTIN B. MCNAMARA | For | 2200 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: ROBERT E. ROSE | For | 2200 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: IAN C. STRACHAN | For | 2200 | 0 | 0 | 0 |
5 | APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | For | 2200 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 36 of 42
Proxy Voting Record
AMPHENOL CORPORATION | |||||
Security: | 032095101 | Meeting Type: | Annual | ||
Ticker: | APH | Meeting Date: | 21-May-2008 | ||
ISIN | US0320951017 | Vote Deadline Date: | 20-May-2008 | ||
Agenda | 932884441 | Management | Total Ballot Shares: | 50515 | |
Last Vote Date: | 21-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | RONALD P. BADIE | 7750 | 0 | 0 | 0 | ||
2 | DEAN H. SECORD | 7750 | 0 | 0 | 0 | ||
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY. | For | 7750 | 0 | 0 | 0 | |
3 | RATIFICATION AND APPROVAL OF THE AMENDED 2004 STOCK OPTION PLAN FOR DIRECTORS OF AMPHENOL CORPORATION. | For | 7750 | 0 | 0 | 0 |
Monday, August 04, 2008
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Proxy Voting Record
MCDONALD'S CORPORATION | |||||
Security: | 580135101 | Meeting Type: | Annual | ||
Ticker: | MCD | Meeting Date: | 22-May-2008 | ||
ISIN | US5801351017 | Vote Deadline Date: | 21-May-2008 | ||
Agenda | 932851264 | Management | Total Ballot Shares: | 62175 | |
Last Vote Date: | 21-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action |
1 | ELECTION OF DIRECTOR: RALPH ALVAREZ | For | 5200 | 0 | 0 | 0 |
2 | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | For | 5200 | 0 | 0 | 0 |
3 | ELECTION OF DIRECTOR: RICHARD H. LENNY | For | 5200 | 0 | 0 | 0 |
4 | ELECTION OF DIRECTOR: CARY D. MCMILLAN | For | 5200 | 0 | 0 | 0 |
5 | ELECTION OF DIRECTOR: SHEILA A. PENROSE | For | 5200 | 0 | 0 | 0 |
6 | ELECTION OF DIRECTOR: JAMES A. SKINNER | For | 5200 | 0 | 0 | 0 |
7 | APPROVAL OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 5200 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 38 of 42
Proxy Voting Record
EXXON MOBIL CORPORATION | |||||
Security: | 30231G102 | Meeting Type: | Annual | ||
Ticker: | XOM | Meeting Date: | 28-May-2008 | ||
ISIN | US30231G1022 | Vote Deadline Date: | 27-May-2008 | ||
Agenda | 932858232 | Management | Total Ballot Shares: | 119963 | |
Last Vote Date: | 27-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | M.J. BOSKIN | 4400 | 0 | 0 | 0 | ||
2 | L.R. FAULKNER | 4400 | 0 | 0 | 0 | ||
3 | W.W. GEORGE | 4400 | 0 | 0 | 0 | ||
4 | J.R. HOUGHTON | 4400 | 0 | 0 | 0 | ||
5 | R.C. KING | 4400 | 0 | 0 | 0 | ||
6 | M.C. NELSON | 4400 | 0 | 0 | 0 | ||
7 | S.J. PALMISANO | 4400 | 0 | 0 | 0 | ||
8 | S.S REINEMUND | 4400 | 0 | 0 | 0 | ||
9 | W.V. SHIPLEY | 4400 | 0 | 0 | 0 | ||
10 | R.W. TILLERSON | 4400 | 0 | 0 | 0 | ||
11 | E.E. WHITACRE, JR. | 4400 | 0 | 0 | 0 | ||
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 47) | For | 4400 | 0 | 0 | 0 | |
3 | SHAREHOLDER PROPOSALS PROHIBITED (PAGE 49) | Against | 0 | 4400 | 0 | 0 | |
4 | DIRECTOR NOMINEE QUALIFICATIONS (PAGE 49) | Against | 0 | 4400 | 0 | 0 | |
5 | BOARD CHAIRMAN AND CEO (PAGE 50) | Against | 0 | 4400 | 0 | 0 | |
6 | SHAREHOLDER RETURN POLICY (PAGE 52) | Against | 0 | 4400 | 0 | 0 | |
7 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 53) | Against | 0 | 4400 | 0 | 0 | |
8 | EXECUTIVE COMPENSATION REPORT (PAGE 55) | Against | 0 | 4400 | 0 | 0 | |
9 | INCENTIVE PAY RECOUPMENT (PAGE 57) | Against | 0 | 4400 | 0 | 0 | |
10 | CORPORATE SPONSORSHIPS REPORT (PAGE 58) | Against | 0 | 4400 | 0 | 0 | |
11 | POLITICAL CONTRIBUTIONS REPORT (PAGE 60) | Against | 0 | 4400 | 0 | 0 | |
12 | AMENDMENT OF EEO POLICY (PAGE 61) | Against | 0 | 4400 | 0 | 0 | |
13 | COMMUNITY ENVIRONMENTAL IMPACT (PAGE 63) | Against | 0 | 4400 | 0 | 0 | |
14 | ANWR DRILLING REPORT (PAGE 65) | Against | 0 | 4400 | 0 | 0 |
Monday, August 04, 2008
Page 39 of 42
Proxy Voting Record
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
15 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 66) | Against | 0 | 4400 | 0 | 0 | |
16 | CO2 INFORMATION AT THE PUMP (PAGE 68) | Against | 0 | 4400 | 0 | 0 | |
17 | CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 69) | Against | 0 | 4400 | 0 | 0 | |
18 | ENERGY TECHNOLOGY REPORT (PAGE 70) | Against | 0 | 4400 | 0 | 0 | |
19 | RENEWABLE ENERGY POLICY (PAGE 71) | Against | 0 | 4400 | 0 | 0 |
Monday, August 04, 2008
Page 40 of 42
Proxy Voting Record
CATERPILLAR INC. | |||||
Security: | 149123101 | Meeting Type: | Annual | ||
Ticker: | CAT | Meeting Date: | 11-Jun-2008 | ||
ISIN | US1491231015 | Vote Deadline Date: | 10-Jun-2008 | ||
Agenda | 932886736 | Management | Total Ballot Shares: | 46920 | |
Last Vote Date: | 03-Jun-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | W. FRANK BLOUNT | 3750 | 0 | 0 | 0 | ||
2 | JOHN R. BRAZIL | 3750 | 0 | 0 | 0 | ||
3 | EUGENE V. FIFE | 3750 | 0 | 0 | 0 | ||
4 | GAIL D. FOSLER | 3750 | 0 | 0 | 0 | ||
5 | PETER A. MAGOWAN | 3750 | 0 | 0 | 0 | ||
2 | RATIFY AUDITORS | For | 3750 | 0 | 0 | 0 | |
3 | STOCKHOLDER PROPOSAL-ANNUAL ELECTION OF DIRECTORS | Against | 0 | 3750 | 0 | 0 | |
4 | STOCKHOLDER PROPOSAL-DIRECTOR ELECTION MAJORITY VOTE STANDARD | Against | 0 | 3750 | 0 | 0 | |
5 | STOCKHOLDER PROPOSAL-FOREIGN MILITARY SALES | Against | 0 | 3750 | 0 | 0 |
Monday, August 04, 2008
Page 41 of 42
Proxy Voting Record
COLCHESTER STREET TRUST | |||||
Security: | 192826501 | Meeting Type: | Special | ||
Ticker: | FMYXX | Meeting Date: | 18-Jun-2008 | ||
ISIN | US1928265016 | Vote Deadline Date: | 17-Jun-2008 | ||
Agenda | 932816981 | Management | Total Ballot Shares: | 1756680 | |
Last Vote Date: | 13-May-2008 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |
1 | DIRECTOR | For | |||||
1 | JAMES C. CURVEY | 1756680 | 0 | 0 | 0 | ||
2 | ALBERT R. GAMPER, JR. | 1756680 | 0 | 0 | 0 | ||
3 | GEORGE H. HEILMEIER | 1756680 | 0 | 0 | 0 | ||
4 | ARTHUR E. JOHNSON | 1756680 | 0 | 0 | 0 | ||
5 | EDWARD C. JOHNSON 3D | 1756680 | 0 | 0 | 0 | ||
6 | JAMES H. KEYES | 1756680 | 0 | 0 | 0 | ||
7 | MARIE L. KNOWLES | 1756680 | 0 | 0 | 0 | ||
8 | KENNETH L. WOLFE | 1756680 | 0 | 0 | 0 |
Monday, August 04, 2008
Page 42 of 42
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) The Appleton Funds
By (Signatures and Title)*/s/ James I. Ladge
James I. Ladge, President
Date: August 6, 2008
By (Signatures and Title)* /s/ James I. Ladge
James I. Ladge, Chief Executive Officer
Date: August 6, 2008
*Print the name and title of each signing officer under his or her signature.