UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-10201
The Appleton Funds
(Exact name of registrant as specified in charter)
303 Broadway, Suite 900, Cincinnati, Ohio 45202
(Address of principal executive offices) (Zip code)
James I Ladge, 45 Milk Street, Eight Floor, Boston, Massachusetts 02109
(Name and address of agent for service)
Registrant’s telephone number, including area code: (513)878-4000
Date of fiscal year end: 12/31
Date of reporting period: 7/1/09 – 6/30/10
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.
Item 1. Proxy Voting Record
Meeting Date Range: 01-Jul-2009 To 30-Jun-2010 | |
Selected Accounts |
PRECISION CASTPARTS CORP. | ||||||||||
Security: | 740189105 | Meeting Type: | Annual | |||||||
Ticker: | PCP | Meeting Date: | 11-Aug-2009 | |||||||
ISIN | US7401891053 | Vote Deadline Date: | 10-Aug-2009 | |||||||
Agenda | 933116659 | Management | Total Ballot Shares: | 2925 | ||||||
Last Vote Date: | 03-Aug-2009 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | MARK DONEGAN | 2600 | 0 | 0 | 0 | |||||
2 | VERNON E. OECHSLE | 2600 | 0 | 0 | 0 | |||||
3 | RICK SCHMIDT | 2600 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 2600 | 0 | 0 | 0 |
ORACLE CORPORATION | ||||||||||
Security: | 68389X105 | Meeting Type: | Annual | |||||||
Ticker: | ORCL | Meeting Date: | 07-Oct-2009 | |||||||
ISIN | US68389X1054 | Vote Deadline Date: | 06-Oct-2009 | |||||||
Agenda | 933133528 | Management | Total Ballot Shares: | 72730 | ||||||
Last Vote Date: | 26-Aug-2009 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | JEFFREY S. BERG | 12500 | 0 | 0 | 0 | |||||
2 | H. RAYMOND BINGHAM | 12500 | 0 | 0 | 0 | |||||
3 | MICHAEL J. BOSKIN | 12500 | 0 | 0 | 0 | |||||
4 | SAFRA A. CATZ | 12500 | 0 | 0 | 0 | |||||
5 | BRUCE R. CHIZEN | 12500 | 0 | 0 | 0 | |||||
6 | GEORGE H. CONRADES | 12500 | 0 | 0 | 0 | |||||
7 | LAWRENCE J. ELLISON | 12500 | 0 | 0 | 0 | |||||
8 | HECTOR GARCIA-MOLINA | 12500 | 0 | 0 | 0 | |||||
9 | JEFFREY O. HENLEY | 12500 | 0 | 0 | 0 | |||||
10 | DONALD L. LUCAS | 12500 | 0 | 0 | 0 | |||||
11 | CHARLES E. PHILLIPS, JR | 12500 | 0 | 0 | 0 | |||||
12 | NAOMI O. SELIGMAN | 12500 | 0 | 0 | 0 | |||||
2 | PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF THE FISCAL YEAR 2010 EXECUTIVE BONUS PLAN. | For | 12500 | 0 | 0 | 0 | ||||
3 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2010. | For | 12500 | 0 | 0 | 0 | ||||
4 | STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS. | Against | 0 | 12500 | 0 | 0 | ||||
5 | STOCKHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Against | 0 | 12500 | 0 | 0 | ||||
6 | STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY. | Against | 0 | 12500 | 0 | 0 |
THE PROCTER & GAMBLE COMPANY | ||||||||||
Security: | 742718109 | Meeting Type: | Annual | |||||||
Ticker: | PG | Meeting Date: | 13-Oct-2009 | |||||||
ISIN | US7427181091 | Vote Deadline Date: | 12-Oct-2009 | |||||||
Agenda | 933134241 | Management | Total Ballot Shares: | 60430 | ||||||
Last Vote Date: | 26-Aug-2009 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | For | 3385 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: SCOTT D. COOK | For | 3385 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: RAJAT K. GUPTA | For | 3385 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: A.G. LAFLEY | For | 3385 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: CHARLES R. LEE | For | 3385 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: LYNN M. MARTIN | For | 3385 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | For | 3385 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | For | 3385 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | For | 3385 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: RALPH SNYDERMAN, M.D. | For | 3385 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | For | 3385 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | For | 3385 | 0 | 0 | 0 | ||||
13 | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | For | 3385 | 0 | 0 | 0 | ||||
14 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 3385 | 0 | 0 | 0 | ||||
15 | AMEND THE COMPANY'S CODE OF REGULATIONS | For | 3385 | 0 | 0 | 0 | ||||
16 | APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN | For | 3385 | 0 | 0 | 0 | ||||
17 | SHAREHOLDER PROPOSAL #1 - CUMULATIVE VOTING | Against | 0 | 3385 | 0 | 0 | ||||
18 | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | Against | 0 | 3385 | 0 | 0 |
CISCO SYSTEMS, INC. | ||||||||||
Security: | 17275R102 | Meeting Type: | Annual | |||||||
Ticker: | CSCO | Meeting Date: | 12-Nov-2009 | |||||||
ISIN | US17275R1023 | Vote Deadline Date: | 11-Nov-2009 | |||||||
Agenda | 933147262 | Management | Total Ballot Shares: | 74049 | ||||||
Last Vote Date: | 26-Oct-2009 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: CAROL A. BARTZ | For | 10000 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: M. MICHELE BURNS | For | 10000 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS | For | 10000 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: LARRY R. CARTER | For | 10000 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: JOHN T. CHAMBERS | For | 10000 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: BRIAN L. HALLA | For | 10000 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY | For | 10000 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH | For | 10000 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: RODERICK C. MCGEARY | For | 10000 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: MICHAEL K. POWELL | For | 10000 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: ARUN SARIN | For | 10000 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR: STEVEN M. WEST | For | 10000 | 0 | 0 | 0 | ||||
13 | ELECTION OF DIRECTOR: JERRY YANG | For | 10000 | 0 | 0 | 0 | ||||
14 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | For | 10000 | 0 | 0 | 0 | ||||
15 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | For | 10000 | 0 | 0 | 0 | ||||
16 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2010. | For | 10000 | 0 | 0 | 0 | ||||
17 | PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON HUMAN RIGHTS. | Against | 0 | 10000 | 0 | 0 | ||||
18 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE PROVIDED THE OPPORTUNITY, AT EACH ANNUAL MEETING OF SHAREHOLDERS, TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING. | Against | 0 | 10000 | 0 | 0 | ||||
19 | PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Against | 0 | 10000 | 0 | 0 |
MICROSOFT CORPORATION | ||||||||||
Security: | 594918104 | Meeting Type: | Annual | |||||||
Ticker: | MSFT | Meeting Date: | 19-Nov-2009 | |||||||
ISIN | US5949181045 | Vote Deadline Date: | 18-Nov-2009 | |||||||
Agenda | 933150310 | Management | Total Ballot Shares: | 51447 | ||||||
Last Vote Date: | 18-Nov-2009 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | For | 6000 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | For | 6000 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: DINA DUBLON | For | 6000 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | For | 6000 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: REED HASTINGS | For | 6000 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: MARIA KLAWE | For | 6000 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | For | 6000 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | For | 6000 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: HELMUT PANKE | For | 6000 | 0 | 0 | 0 | ||||
10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | For | 6000 | 0 | 0 | 0 | ||||
11 | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | For | 6000 | 0 | 0 | 0 | ||||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | 6000 | 0 | 0 | 0 | ||||
13 | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | Against | 0 | 6000 | 0 | 0 | ||||
14 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | Against | 0 | 6000 | 0 | 0 |
BHP BILLITON LIMITED | ||||||||||
Security: | 088606108 | Meeting Type: | Annual | |||||||
Ticker: | BHP | Meeting Date: | 26-Nov-2009 | |||||||
ISIN | US0886061086 | Vote Deadline Date: | 18-Nov-2009 | |||||||
Agenda | 933149329 | Management | Total Ballot Shares: | 27528 | ||||||
Last Vote Date: | 18-Nov-2009 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | TO RECEIVE THE 2009 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
2 | TO RE-ELECT MR CARLOS CORDEIRO AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
3 | TO RE-ELECT MR DAVID CRAWFORD AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
4 | TO RE-ELECT THE HON E GAIL DE PLANQUE AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
5 | TO RE-ELECT MR MARIUS KLOPPERS AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
6 | TO RE-ELECT MR DON ARGUS AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
7 | TO ELECT MR WAYNE MURDY AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
8 | TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
9 | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
10 | TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
11 | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||
12 | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON 30 APRIL 2010 | For | 3000 | 0 | 0 | 0 | ||||
13 | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON 17 JUNE 2010 | For | 3000 | 0 | 0 | 0 | ||||
14 | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON 15 SEPTEMBER 2010 | For | 3000 | 0 | 0 | 0 | ||||
15 | TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON 11 NOVEMBER 2010 | For | 3000 | 0 | 0 | 0 | ||||
16 | TO APPROVE THE 2009 REMUNERATION REPORT | For | 3000 | 0 | 0 | 0 | ||||
17 | TO APPROVE THE GRANT OF AWARDS TO MR MARIUS KLOPPERS UNDER THE GIS AND THE LTIP | For | 3000 | 0 | 0 | 0 |
VISA INC. | ||||||||||
Security: | 92826C839 | Meeting Type: | Annual | |||||||
Ticker: | V | Meeting Date: | 20-Jan-2010 | |||||||
ISIN | US92826C8394 | Vote Deadline Date: | 19-Jan-2010 | |||||||
Agenda | 933173281 | Management | Total Ballot Shares: | 38149 | ||||||
Last Vote Date: | 30-Dec-2009 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | ROBERT W. MATSCHULLAT | 3250 | 0 | 0 | 0 | |||||
2 | CATHY E. MINEHAN | 3250 | 0 | 0 | 0 | |||||
3 | DAVID J. PANG | 3250 | 0 | 0 | 0 | |||||
4 | WILLIAM S. SHANAHAN | 3250 | 0 | 0 | 0 | |||||
5 | JOHN A. SWAINSON | 3250 | 0 | 0 | 0 | |||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | For | 3250 | 0 | 0 | 0 |
THE SCOTTS MIRACLE-GRO CO. | ||||||||||
Security: | 810186106 | Meeting Type: | Annual | |||||||
Ticker: | SMG | Meeting Date: | 21-Jan-2010 | |||||||
ISIN | US8101861065 | Vote Deadline Date: | 20-Jan-2010 | |||||||
Agenda | 933173990 | Management | Total Ballot Shares: | 32800 | ||||||
Last Vote Date: | 30-Dec-2009 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | MARK R. BAKER | 6500 | 0 | 0 | 0 | |||||
2 | JOSEPH P. FLANNERY | 6500 | 0 | 0 | 0 | |||||
3 | K. HAGEDORN LITTLEFIELD | 6500 | 0 | 0 | 0 | |||||
4 | ADAM HANFT | 6500 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010. | For | 6500 | 0 | 0 | 0 |
DOLBY LABORATORIES, INC. | ||||||||||
Security: | 25659T107 | Meeting Type: | Annual | |||||||
Ticker: | DLB | Meeting Date: | 09-Feb-2010 | |||||||
ISIN | US25659T1079 | Vote Deadline Date: | 08-Feb-2010 | |||||||
Agenda | 933176869 | Management | Total Ballot Shares: | 16075 | ||||||
Last Vote Date: | 03-Feb-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTORS | For | ||||||||
1 | RAY DOLBY | 5050 | 0 | 0 | 0 | |||||
2 | KEVIN YEAMAN | 5050 | 0 | 0 | 0 | |||||
3 | PETER GOTCHER | 5050 | 0 | 0 | 0 | |||||
4 | NICHOLAS DONATIELLO, JR | 5050 | 0 | 0 | 0 | |||||
5 | TED W. HALL | 5050 | 0 | 0 | 0 | |||||
6 | BILL JASPER | 5050 | 0 | 0 | 0 | |||||
7 | SANFORD ROBERTSON | 5050 | 0 | 0 | 0 | |||||
8 | ROGER SIBONI | 5050 | 0 | 0 | 0 | |||||
9 | AVADIS TEVANIAN, JR | 5050 | 0 | 0 | 0 | |||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 24, 2010. | For | 5050 | 0 | 0 | 0 |
APPLE INC. | ||||||||||
Security: | 037833100 | Meeting Type: | Annual | |||||||
Ticker: | AAPL | Meeting Date: | 25-Feb-2010 | |||||||
ISIN | US0378331005 | Vote Deadline Date: | 24-Feb-2010 | |||||||
Agenda | 933180680 | Management | Total Ballot Shares: | 22568 | ||||||
Last Vote Date: | 16-Feb-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | WILLIAM V. CAMPBELL | 1550 | 0 | 0 | 0 | |||||
2 | MILLARD S. DREXLER | 1550 | 0 | 0 | 0 | |||||
3 | ALBERT A. GORE, JR. | 1550 | 0 | 0 | 0 | |||||
4 | STEVEN P. JOBS | 1550 | 0 | 0 | 0 | |||||
5 | ANDREA JUNG | 1550 | 0 | 0 | 0 | |||||
6 | A.D. LEVINSON, PH.D. | 1550 | 0 | 0 | 0 | |||||
7 | JEROME B. YORK | 1550 | 0 | 0 | 0 | |||||
2 | TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 EMPLOYEE STOCK PLAN. | For | 1550 | 0 | 0 | 0 | ||||
3 | TO APPROVE AMENDMENTS TO THE APPLE INC. 1997 DIRECTOR STOCK OPTION PLAN. | For | 1550 | 0 | 0 | 0 | ||||
4 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 1550 | 0 | 0 | 0 | ||||
5 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. THE BOARD OF DIRECTORS RECOMMENDS A VOTE "AGAINST" PROPOSALS 6 AND 7. | For | 1550 | 0 | 0 | 0 | ||||
6 | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED "SUSTAINABILITY REPORT," IF PROPERLY PRESENTED AT THE MEETING. | Against | 0 | 1550 | 0 | 0 | ||||
7 | TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED "AMEND CORPORATE BYLAWS ESTABLISHING A BOARD COMMITTEE ON SUSTAINABILITY," IF PROPERLY PRESENTED AT THE MEETING. | Against | 0 | 1550 | 0 | 0 |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||
Security: | 806857108 | Meeting Type: | Annual | |||||||
Ticker: | SLB | Meeting Date: | 07-Apr-2010 | |||||||
ISIN | AN8068571086 | Vote Deadline Date: | 06-Apr-2010 | |||||||
Agenda | 933201395 | Management | Total Ballot Shares: | 42716 | ||||||
Last Vote Date: | 31-Mar-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | P. CAMUS | 3500 | 0 | 0 | 0 | |||||
2 | J.S. GORELICK | 3500 | 0 | 0 | 0 | |||||
3 | A. GOULD | 3500 | 0 | 0 | 0 | |||||
4 | T. ISAAC | 3500 | 0 | 0 | 0 | |||||
5 | N. KUDRYAVTSEV | 3500 | 0 | 0 | 0 | |||||
6 | A. LAJOUS | 3500 | 0 | 0 | 0 | |||||
7 | M.E. MARKS | 3500 | 0 | 0 | 0 | |||||
8 | L.R. REIF | 3500 | 0 | 0 | 0 | |||||
9 | T.I. SANDVOLD | 3500 | 0 | 0 | 0 | |||||
10 | H. SEYDOUX | 3500 | 0 | 0 | 0 | |||||
11 | P. CURRIE | 3500 | 0 | 0 | 0 | |||||
12 | K.V. KAMATH | 3500 | 0 | 0 | 0 | |||||
2 | PROPOSAL TO ADOPT AND APPROVE FINANCIALS AND DIVIDENDS. | For | 3500 | 0 | 0 | 0 | ||||
3 | PROPOSAL TO APPROVE THE ADOPTION OF THE SCHLUMBERGER 2010 STOCK INCENTIVE PLAN. | For | 3500 | 0 | 0 | 0 | ||||
4 | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | For | 3500 | 0 | 0 | 0 | ||||
5 | PROPOSAL TO APPROVE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 3500 | 0 | 0 | 0 |
T. ROWE PRICE GROUP, INC. | ||||||||||
Security: | 74144T108 | Meeting Type: | Annual | |||||||
Ticker: | TROW | Meeting Date: | 14-Apr-2010 | |||||||
ISIN | US74144T1088 | Vote Deadline Date: | 13-Apr-2010 | |||||||
Agenda | 933196481 | Management | Total Ballot Shares: | 42078 | ||||||
Last Vote Date: | 31-Mar-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: EDWARD C. BERNARD | For | 5500 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: JAMES T. BRADY | For | 5500 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. | For | 5500 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | For | 5500 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | For | 5500 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: BRIAN C. ROGERS | For | 5500 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | For | 5500 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | For | 5500 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | For | 5500 | 0 | 0 | 0 | ||||
10 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | For | 5500 | 0 | 0 | 0 |
JOHNSON & JOHNSON | ||||||||||
Security: | 478160104 | Meeting Type: | Annual | |||||||
Ticker: | JNJ | Meeting Date: | 22-Apr-2010 | |||||||
ISIN | US4781601046 | Vote Deadline Date: | 21-Apr-2010 | |||||||
Agenda | 933205963 | Management | Total Ballot Shares: | 38544 | ||||||
Last Vote Date: | 29-Apr-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: MARY SUE COLEMAN | For | 3950 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: JAMES G. CULLEN | For | 3950 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | For | 3950 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | For | 3950 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: ANNE M. MULCAHY | For | 3950 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: LEO F. MULLIN | For | 3950 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | For | 3950 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: CHARLES PRINCE | For | 3950 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: DAVID SATCHER | For | 3950 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | For | 3950 | 0 | 0 | 0 | ||||
11 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | For | 3950 | 0 | 0 | 0 | ||||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Against | 0 | 3950 | 0 | 0 | ||||
13 | SPECIAL SHAREOWNER MEETINGS | Against | 0 | 3950 | 0 | 0 |
NEWMONT MINING CORPORATION | ||||||||||
Security: | 651639106 | Meeting Type: | Annual | |||||||
Ticker: | NEM | Meeting Date: | 23-Apr-2010 | |||||||
ISIN | US6516391066 | Vote Deadline Date: | 22-Apr-2010 | |||||||
Agenda | 933199297 | Management | Total Ballot Shares: | 22135 | ||||||
Last Vote Date: | 29-Apr-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | G.A. BARTON | 5100 | 0 | 0 | 0 | |||||
2 | V.A. CALARCO | 5100 | 0 | 0 | 0 | |||||
3 | J.A. CARRABBA | 5100 | 0 | 0 | 0 | |||||
4 | N. DOYLE | 5100 | 0 | 0 | 0 | |||||
5 | V.M. HAGEN | 5100 | 0 | 0 | 0 | |||||
6 | M.S. HAMSON | 5100 | 0 | 0 | 0 | |||||
7 | R.T. O'BRIEN | 5100 | 0 | 0 | 0 | |||||
8 | J.B. PRESCOTT | 5100 | 0 | 0 | 0 | |||||
9 | D.C. ROTH | 5100 | 0 | 0 | 0 | |||||
10 | J.V. TARANIK | 5100 | 0 | 0 | 0 | |||||
11 | S.R. THOMPSON | 5100 | 0 | 0 | 0 | |||||
2 | RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NEWMONT'S INDEPENDENT AUDITORS FOR 2010. | For | 5100 | 0 | 0 | 0 | ||||
3 | CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL REGARDING SPECIAL MEETINGS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT, IF PROPERLY INTRODUCED AT THE MEETING. | Against | 0 | 5100 | 0 | 0 | ||||
4 | CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL TO APPROVE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS IN A NON-CONTESTED ELECTION, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT, IF PROPERLY INTRODUCED AT THE MEETING. | Against | 0 | 5100 | 0 | 0 |
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||
Security: | 459200101 | Meeting Type: | Annual | |||||||
Ticker: | IBM | Meeting Date: | 27-Apr-2010 | |||||||
ISIN | US4592001014 | Vote Deadline Date: | 26-Apr-2010 | |||||||
Agenda | 933199653 | Management | Total Ballot Shares: | 28692 | ||||||
Last Vote Date: | 29-Apr-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: A.J.P. BELDA | For | 2675 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: C. BLACK | For | 2675 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: W.R. BRODY | For | 2675 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: K.I. CHENAULT | For | 2675 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: M.L. ESKEW | For | 2675 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: S.A. JACKSON | For | 2675 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: A.N. LIVERIS | For | 2675 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | For | 2675 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: T. NISHIMURO | For | 2675 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: J.W. OWENS | For | 2675 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: S.J. PALMISANO | For | 2675 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR: J.E. SPERO | For | 2675 | 0 | 0 | 0 | ||||
13 | ELECTION OF DIRECTOR: S. TAUREL | For | 2675 | 0 | 0 | 0 | ||||
14 | ELECTION OF DIRECTOR: L.H. ZAMBRANO | For | 2675 | 0 | 0 | 0 | ||||
15 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 2675 | 0 | 0 | 0 | ||||
16 | STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT | Against | 0 | 2675 | 0 | 0 | ||||
17 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING | Against | 0 | 2675 | 0 | 0 | ||||
18 | STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS | Against | 0 | 2675 | 0 | 0 | ||||
19 | STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Against | 0 | 2675 | 0 | 0 |
PRAXAIR, INC. | ||||||||||
Security: | 74005P104 | Meeting Type: | Annual | |||||||
Ticker: | PX | Meeting Date: | 27-Apr-2010 | |||||||
ISIN | US74005P1049 | Vote Deadline Date: | 26-Apr-2010 | |||||||
Agenda | 933201600 | Management | Total Ballot Shares: | 28796 | ||||||
Last Vote Date: | 29-Apr-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | STEPHEN F. ANGEL | 2325 | 0 | 0 | 0 | |||||
2 | NANCE K. DICCIANI | 2325 | 0 | 0 | 0 | |||||
3 | EDWARD G. GALANTE | 2325 | 0 | 0 | 0 | |||||
4 | CLAIRE W. GARGALLI | 2325 | 0 | 0 | 0 | |||||
5 | IRA D. HALL | 2325 | 0 | 0 | 0 | |||||
6 | RAYMOND W. LEBOEUF | 2325 | 0 | 0 | 0 | |||||
7 | LARRY D. MCVAY | 2325 | 0 | 0 | 0 | |||||
8 | WAYNE T. SMITH | 2325 | 0 | 0 | 0 | |||||
9 | ROBERT L. WOOD | 2325 | 0 | 0 | 0 | |||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | For | 2325 | 0 | 0 | 0 |
WELLS FARGO & COMPANY | ||||||||||
Security: | 949746101 | Meeting Type: | Annual | |||||||
Ticker: | WFC | Meeting Date: | 27-Apr-2010 | |||||||
ISIN | US9497461015 | Vote Deadline Date: | 26-Apr-2010 | |||||||
Agenda | 933204593 | Management | Total Ballot Shares: | 54064 | ||||||
Last Vote Date: | 29-Apr-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: JOHN D. BAKER II | For | 8200 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: JOHN S. CHEN | For | 8200 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: LLOYD H. DEAN | For | 8200 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: SUSAN E. ENGEL | For | 8200 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | For | 8200 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: DONALD M. JAMES | For | 8200 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: RICHARD D. MCCORMICK | For | 8200 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | For | 8200 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | For | 8200 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | For | 8200 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | For | 8200 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | For | 8200 | 0 | 0 | 0 | ||||
13 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | For | 8200 | 0 | 0 | 0 | ||||
14 | ELECTION OF DIRECTOR: ROBERT K. STEEL | For | 8200 | 0 | 0 | 0 | ||||
15 | ELECTION OF DIRECTOR: JOHN G. STUMPF | For | 8200 | 0 | 0 | 0 | ||||
16 | ELECTION OF DIRECTOR: SUSAN G. SWENSON | For | 8200 | 0 | 0 | 0 | ||||
17 | PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES. | For | 8200 | 0 | 0 | 0 | ||||
18 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9 BILLION. | For | 8200 | 0 | 0 | 0 | ||||
19 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2010. | For | 8200 | 0 | 0 | 0 | ||||
20 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | Against | 0 | 8200 | 0 | 0 | ||||
21 | STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Against | 0 | 8200 | 0 | 0 | ||||
22 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE CONTRIBUTIONS. | Against | 0 | 8200 | 0 | 0 | ||||
23 | STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS. | Against | 0 | 8200 | 0 | 0 |
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | ||||||||||
Security: | 833635105 | Meeting Type: | Annual | |||||||
Ticker: | SQM | Meeting Date: | 29-Apr-2010 | |||||||
ISIN | US8336351056 | Vote Deadline Date: | 23-Apr-2010 | |||||||
Agenda | 933249864 | Management | Total Ballot Shares: | 33665 | ||||||
Last Vote Date: | 29-Apr-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | MODIFY TRADE NAME, ADDRESS, CORPORATE PURPOSE, REFLECT EQUITY SUBSCRIBED AND PAID SHARES THAT MAKE UP SAID EQUITY, MAKE CORRECTIONS TO PUNCTUATION, TRANSCRIPTION OR WORDING IN ALL OF THE ARTICLES OF THE BY- LAWS, ADAPT BY-LAWS TO NORMS OF LAWS N 18,046 AND N 20,382, EXCLUDE REPEALED NORMS OF DECREE LAW N 3,500, OMIT REFERENCES TO THE STATE, STATEOWNED COMPANIES. | None | 0 | 0 | 0 | 5325 | ||||
2 | MODIFY ALL OF THE ARTICLES OF THE BY-LAWS TO REFLECT THE AGREEMENTS ADOPTED WITH THE PURPOSES PREVIOUSLY INDICATED. | None | 0 | 0 | 0 | 5325 | ||||
3 | ADOPT ALL OTHER AGREEMENTS NECESSARY TO EXECUTE THE RESOLUTIONS THAT THE SHAREHOLDERS' MEETING ADOPT IN RELATION TO THE ABOVE. | None | 0 | 0 | 0 | 5325 | ||||
4 | BALANCE SHEET, AUDITED FINANCIAL STATEMENTS, ANNUAL REPORT, REPORT OF ACCOUNTING INSPECTORS AND REPORT OF EXTERNAL AUDITORS. | None | 0 | 0 | 0 | 5325 | ||||
5 | APPOINTMENT OF THE EXTERNAL AUDITOR COMPANY - EXTERNAL AUDITORS - AND ACCOUNTING INSPECTORS OF COMPANY FOR 2010 BUSINESS YEAR. | None | 0 | 0 | 0 | 5325 | ||||
6 | OPERATIONS REFERRED TO IN ARTICLE 44 - IN FORCE DURING 2009 - OF LAW N 18,046 ("LAW OF CORPORATIONS" OF CHILE). | None | 0 | 0 | 0 | 5325 | ||||
7 | INVESTMENT AND FINANCING POLICIES. | None | 0 | 0 | 0 | 5325 | ||||
8 | NET INCOME FOR THE YEAR 2009, FINAL DIVIDEND DISTRIBUTION AND POLICY ON FUTURE DIVIDENDS. | None | 0 | 0 | 0 | 5325 | ||||
9 | EXPENSES OF THE BOARD OF DIRECTORS DURING THE 2009 BUSINESS YEAR. | None | 0 | 0 | 0 | 5325 | ||||
10 | COMPENSATION FOR THE MEMBERS OF THE BOARD. | None | 0 | 0 | 0 | 5325 | ||||
11 | ISSUES RELATED TO THE AUDIT AND DIRECTORS' COMMITTEES. | None | 0 | 0 | 0 | 5325 | ||||
12 | OTHER MATTERS THAT MAY CORRESPOND IN ACCORDANCE WITH THE LAW. | None | 0 | 0 | 0 | 5325 |
��
AFLAC INCORPORATED | ||||||||||
Security: | 001055102 | Meeting Type: | Annual | |||||||
Ticker: | AFL | Meeting Date: | 03-May-2010 | |||||||
ISIN | US0010551028 | Vote Deadline Date: | 30-Apr-2010 | |||||||
Agenda | 933206030 | Management | Total Ballot Shares: | 12180 | ||||||
Last Vote Date: | 29-Apr-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: DANIEL P. AMOS | For | 5500 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | For | 5500 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: PAUL S. AMOS II | For | 5500 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | For | 5500 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: KRISS CLONINGER III | For | 5500 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: JOE FRANK HARRIS | For | 5500 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | For | 5500 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | For | 5500 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | For | 5500 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: CHARLES B. KNAPP | For | 5500 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | For | 5500 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH | For | 5500 | 0 | 0 | 0 | ||||
13 | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | For | 5500 | 0 | 0 | 0 | ||||
14 | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | For | 5500 | 0 | 0 | 0 | ||||
15 | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | For | 5500 | 0 | 0 | 0 | ||||
16 | ELECTION OF DIRECTOR: TAKURO YOSHIDA | For | 5500 | 0 | 0 | 0 | ||||
17 | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT." | For | 5500 | 0 | 0 | 0 | ||||
18 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010. | For | 5500 | 0 | 0 | 0 |
EXPRESS SCRIPTS, INC. | ||||||||||
Security: | 302182100 | Meeting Type: | Annual | |||||||
Ticker: | ESRX | Meeting Date: | 05-May-2010 | |||||||
ISIN | US3021821000 | Vote Deadline Date: | 04-May-2010 | |||||||
Agenda | 933210659 | Management | Total Ballot Shares: | 20904 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: GARY G. BENANAV | For | 3050 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: FRANK J. BORELLI | For | 3050 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: MAURA C. BREEN | For | 3050 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | For | 3050 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | For | 3050 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: FRANK MERGENTHALER | For | 3050 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: WOODROW A MYERS, JR. MD | For | 3050 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | For | 3050 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: GEORGE PAZ | For | 3050 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | For | 3050 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | For | 3050 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR: BARRETT A. TOAN | For | 3050 | 0 | 0 | 0 | ||||
13 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2010. | For | 3050 | 0 | 0 | 0 | ||||
14 | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS. | Against | 0 | 3050 | 0 | 0 | ||||
15 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | Against | 0 | 3050 | 0 | 0 |
PEPSICO, INC. | ||||||||||
Security: | 713448108 | Meeting Type: | Annual | |||||||
Ticker: | PEP | Meeting Date: | 05-May-2010 | |||||||
ISIN | US7134481081 | Vote Deadline Date: | 04-May-2010 | |||||||
Agenda | 933213388 | Management | Total Ballot Shares: | 43354 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: S.L. BROWN | For | 3285 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: I.M. COOK | For | 3285 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: D. DUBLON | For | 3285 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: V.J. DZAU | For | 3285 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: R.L. HUNT | For | 3285 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: A. IBARGUEN | For | 3285 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: A.C. MARTINEZ | For | 3285 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: I.K. NOOYI | For | 3285 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | For | 3285 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: J.J. SCHIRO | For | 3285 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: L.G. TROTTER | For | 3285 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR: D. VASELLA | For | 3285 | 0 | 0 | 0 | ||||
13 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | For | 3285 | 0 | 0 | 0 | ||||
14 | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG-TERM INCENTIVE PLAN. | For | 3285 | 0 | 0 | 0 | ||||
15 | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | Against | 0 | 3285 | 0 | 0 | ||||
16 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | Against | 0 | 3285 | 0 | 0 | ||||
17 | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | Against | 0 | 3285 | 0 | 0 |
APACHE CORPORATION | ||||||||||
Security: | 037411105 | Meeting Type: | Annual | |||||||
Ticker: | APA | Meeting Date: | 06-May-2010 | |||||||
ISIN | US0374111054 | Vote Deadline Date: | 05-May-2010 | |||||||
Agenda | 933215065 | Management | Total Ballot Shares: | 8530 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | For | 2250 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM | For | 2250 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: F.H. MERELLI | For | 2250 | 0 | 0 | 0 | ||||
4 | RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT AUDITORS. | For | 2250 | 0 | 0 | 0 |
CHURCH & DWIGHT CO., INC. | ||||||||||
Security: | 171340102 | Meeting Type: | Annual | |||||||
Ticker: | CHD | Meeting Date: | 06-May-2010 | |||||||
ISIN | US1713401024 | Vote Deadline Date: | 05-May-2010 | |||||||
Agenda | 933213542 | Management | Total Ballot Shares: | 3060 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | BRADLEY C. IRWIN | 1550 | 0 | 0 | 0 | |||||
2 | JEFFREY A. LEVICK | 1550 | 0 | 0 | 0 | |||||
3 | ARTHUR B. WINKLEBLACK | 1550 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2010 CONSOLIDATED FINANCIAL STATEMENTS. | For | 1550 | 0 | 0 | 0 |
ECOLAB INC. | ||||||||||
Security: | 278865100 | Meeting Type: | Annual | |||||||
Ticker: | ECL | Meeting Date: | 06-May-2010 | |||||||
ISIN | US2788651006 | Vote Deadline Date: | 05-May-2010 | |||||||
Agenda | 933213390 | Management | Total Ballot Shares: | 52680 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | For | 4600 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: JOEL W. JOHNSON | For | 4600 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: C. SCOTT O'HARA | For | 4600 | 0 | 0 | 0 | ||||
4 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 4600 | 0 | 0 | 0 | ||||
5 | APPROVAL OF THE ECOLAB INC. 2010 STOCK INCENTIVE PLAN. | For | 4600 | 0 | 0 | 0 | ||||
6 | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS AS OF THE 2013 ANNUAL MEETING. | For | 4600 | 0 | 0 | 0 | ||||
7 | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF THE EXECUTIVES DISCLOSED IN THIS PROXY STATEMENT. | For | 4600 | 0 | 0 | 0 | ||||
8 | STOCKHOLDER PROPOSAL TO ADOPT A POLICY ON THE HUMAN RIGHT TO WATER. | Against | 0 | 4600 | 0 | 0 | ||||
9 | STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE BY-LAWS TO PROVIDE HOLDERS OF 10% OF OUTSTANDING SHARES THE POWER TO CALL A SPECIAL MEETING. | Against | 0 | 4600 | 0 | 0 |
VERIZON COMMUNICATIONS INC. | ||||||||||
Security: | 92343V104 | Meeting Type: | Annual | |||||||
Ticker: | VZ | Meeting Date: | 06-May-2010 | |||||||
ISIN | US92343V1044 | Vote Deadline Date: | 05-May-2010 | |||||||
Agenda | 933212451 | Management | Total Ballot Shares: | 75976 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: RICHARD L. CARRION | For | 9400 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: M. FRANCES KEETH | For | 9400 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: ROBERT W. LANE | For | 9400 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: SANDRA O. MOOSE | For | 9400 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | For | 9400 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | For | 9400 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: THOMAS H. O'BRIEN | For | 9400 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | For | 9400 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: HUGH B. PRICE | For | 9400 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | For | 9400 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: RODNEY E. SLATER | For | 9400 | 0 | 0 | 0 | ||||
12 | ELECTION OF DIRECTOR: JOHN W. SNOW | For | 9400 | 0 | 0 | 0 | ||||
13 | ELECTION OF DIRECTOR: JOHN R. STAFFORD | For | 9400 | 0 | 0 | 0 | ||||
14 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 9400 | 0 | 0 | 0 | ||||
15 | ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION | For | 9400 | 0 | 0 | 0 | ||||
16 | PROHIBIT GRANTING STOCK OPTIONS | Against | 0 | 9400 | 0 | 0 | ||||
17 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Against | 0 | 9400 | 0 | 0 | ||||
18 | PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS | Against | 0 | 9400 | 0 | 0 | ||||
19 | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Against | 0 | 9400 | 0 | 0 | ||||
20 | ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY | Against | 0 | 9400 | 0 | 0 | ||||
21 | SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH | Against | 0 | 9400 | 0 | 0 | ||||
22 | EXECUTIVE STOCK RETENTION REQUIREMENTS | Against | 0 | 9400 | 0 | 0 |
COLGATE-PALMOLIVE COMPANY | ||||||||||
Security: | 194162103 | Meeting Type: | Annual | |||||||
Ticker: | CL | Meeting Date: | 07-May-2010 | |||||||
ISIN | US1941621039 | Vote Deadline Date: | 06-May-2010 | |||||||
Agenda | 933208539 | Management | Total Ballot Shares: | 23341 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: JOHN T. CAHILL | For | 3750 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: IAN COOK | For | 3750 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: HELENE D. GAYLE | For | 3750 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | For | 3750 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | For | 3750 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: DAVID W. JOHNSON | For | 3750 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: RICHARD J. KOGAN | For | 3750 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: DELANO E. LEWIS | For | 3750 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: J. PEDRO REINHARD | For | 3750 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | For | 3750 | 0 | 0 | 0 | ||||
11 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 3750 | 0 | 0 | 0 | ||||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 3750 | 0 | 0 | 0 | ||||
13 | STOCKHOLDER PROPOSAL ON CHARITABLE CONTRIBUTIONS. | Against | 0 | 3750 | 0 | 0 | ||||
14 | STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. | Against | 0 | 3750 | 0 | 0 |
THE GOLDMAN SACHS GROUP, INC. | ||||||||||
Security: | 38141G104 | Meeting Type: | Annual | |||||||
Ticker: | GS | Meeting Date: | 07-May-2010 | |||||||
ISIN | US38141G1040 | Vote Deadline Date: | 06-May-2010 | |||||||
Agenda | 933232338 | Management | Total Ballot Shares: | 13074 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | For | 700 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: JOHN H. BRYAN | For | 700 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: GARY D. COHN | For | 700 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: CLAES DAHLBACK | For | 700 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | For | 700 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | For | 700 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: JAMES A. JOHNSON | For | 700 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: LOIS D. JULIBER | For | 700 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | For | 700 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: JAMES J. SCHIRO | For | 700 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | For | 700 | 0 | 0 | 0 | ||||
12 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2010 FISCAL YEAR | For | 700 | 0 | 0 | 0 | ||||
13 | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS | For | 700 | 0 | 0 | 0 | ||||
14 | APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING | For | 700 | 0 | 0 | 0 | ||||
15 | APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS | For | 700 | 0 | 0 | 0 | ||||
16 | SHAREHOLDER PROPOSAL A REPORT ON CUMULATIVE VOTING | Against | 0 | 700 | 0 | 0 | ||||
17 | SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER DERIVATIVES TRADING | Against | 0 | 700 | 0 | 0 | ||||
18 | SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO | Against | 0 | 700 | 0 | 0 | ||||
19 | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS | Against | 0 | 700 | 0 | 0 | ||||
20 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE | Against | 0 | 700 | 0 | 0 | ||||
21 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY | Against | 0 | 700 | 0 | 0 | ||||
22 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | Against | 0 | 700 | 0 | 0 |
3M COMPANY | ||||||||||
Security: | 88579Y101 | Meeting Type: | Annual | |||||||
Ticker: | MMM | Meeting Date: | 11-May-2010 | |||||||
ISIN | US88579Y1010 | Vote Deadline Date: | 10-May-2010 | |||||||
Agenda | 933208565 | Management | Total Ballot Shares: | 9910 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: LINDA G. ALVARADO | For | 3250 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | For | 3250 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: VANCE D. COFFMAN | For | 3250 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | For | 3250 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: W. JAMES FARRELL | For | 3250 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: HERBERT L. HENKEL | For | 3250 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: EDWARD M. LIDDY | For | 3250 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: ROBERT S. MORRISON | For | 3250 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: AULANA L. PETERS | For | 3250 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: ROBERT J. ULRICH | For | 3250 | 0 | 0 | 0 | ||||
11 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 3250 | 0 | 0 | 0 | ||||
12 | TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE PLAN AND TO APPROVE THE EXPANDED PERFORMANCE CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM INCENTIVE PLAN. | For | 3250 | 0 | 0 | 0 | ||||
13 | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | Against | 0 | 3250 | 0 | 0 |
AMERICAN TOWER CORPORATION | ||||||||||
Security: | 029912201 | Meeting Type: | Annual | |||||||
Ticker: | AMT | Meeting Date: | 12-May-2010 | |||||||
ISIN | US0299122012 | Vote Deadline Date: | 11-May-2010 | |||||||
Agenda | 933215116 | Management | Total Ballot Shares: | 32090 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | For | 3150 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: RONALD M. DYKES | For | 3150 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: CAROLYN F. KATZ | For | 3150 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | For | 3150 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: JOANN A. REED | For | 3150 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | For | 3150 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | For | 3150 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | For | 3150 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: SAMME L. THOMPSON | For | 3150 | 0 | 0 | 0 | ||||
10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | For | 3150 | 0 | 0 | 0 |
TUPPERWARE BRANDS CORPORATION | ||||||||||
Security: | 899896104 | Meeting Type: | Annual | |||||||
Ticker: | TUP | Meeting Date: | 12-May-2010 | |||||||
ISIN | US8998961044 | Vote Deadline Date: | 11-May-2010 | |||||||
Agenda | 933218477 | Management | Total Ballot Shares: | 44053 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: RITA BORNSTEIN, PH.D. | For | 5500 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: KRISS CLONINGER, III | For | 5500 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: E. V. GOINGS | For | 5500 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: JOE R. LEE | For | 5500 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: BOB MARBUT | For | 5500 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO | For | 5500 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: DAVID R. PARKER | For | 5500 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: JOYCE M. ROCHE | For | 5500 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: J. PATRICK SPAINHOUR | For | 5500 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: M. ANNE SZOSTAK | For | 5500 | 0 | 0 | 0 | ||||
11 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 5500 | 0 | 0 | 0 | ||||
12 | ADVISORY VOTE REGARDING THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | For | 5500 | 0 | 0 | 0 | ||||
13 | PROPOSAL TO APPROVE THE TUPPERWARE BRANDS CORPORATION 2010 INCENTIVE PLAN | For | 5500 | 0 | 0 | 0 |
JPMORGAN CHASE & CO. | ||||||||||
Security: | 46625H100 | Meeting Type: | Annual | |||||||
Ticker: | JPM | Meeting Date: | 18-May-2010 | |||||||
ISIN | US46625H1005 | Vote Deadline Date: | 17-May-2010 | |||||||
Agenda | 933226501 | Management | Total Ballot Shares: | 6706 | ||||||
Last Vote Date: | 11-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | For | 2750 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: STEPHEN B. BURKE | For | 2750 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: DAVID M. COTE | For | 2750 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: JAMES S. CROWN | For | 2750 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: JAMES DIMON | For | 2750 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: ELLEN V. FUTTER | For | 2750 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | For | 2750 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | For | 2750 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: DAVID C. NOVAK | For | 2750 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: LEE R. RAYMOND | For | 2750 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | For | 2750 | 0 | 0 | 0 | ||||
12 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 2750 | 0 | 0 | 0 | ||||
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | 2750 | 0 | 0 | 0 | ||||
14 | POLITICAL NON-PARTISANSHIP | Against | 0 | 2750 | 0 | 0 | ||||
15 | SPECIAL SHAREOWNER MEETINGS | Against | 0 | 2750 | 0 | 0 | ||||
16 | COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING | Against | 0 | 2750 | 0 | 0 | ||||
17 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Against | 0 | 2750 | 0 | 0 | ||||
18 | INDEPENDENT CHAIRMAN | Against | 0 | 2750 | 0 | 0 | ||||
19 | PAY DISPARITY | Against | 0 | 2750 | 0 | 0 | ||||
20 | SHARE RETENTION | Against | 0 | 2750 | 0 | 0 |
MCDONALD'S CORPORATION | ||||||||||
Security: | 580135101 | Meeting Type: | Annual | |||||||
Ticker: | MCD | Meeting Date: | 20-May-2010 | |||||||
ISIN | US5801351017 | Vote Deadline Date: | 19-May-2010 | |||||||
Agenda | 933232491 | Management | Total Ballot Shares: | 52766 | ||||||
Last Vote Date: | 17-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: WALTER E. MASSEY | For | 3175 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | For | 3175 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: ROGER W. STONE | For | 3175 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: MILES D. WHITE | For | 3175 | 0 | 0 | 0 | ||||
5 | APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2010. | For | 3175 | 0 | 0 | 0 | ||||
6 | SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Against | 0 | 3175 | 0 | 0 | ||||
7 | SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. | Against | 0 | 3175 | 0 | 0 | ||||
8 | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | Against | 0 | 3175 | 0 | 0 | ||||
9 | SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS. | Against | 0 | 3175 | 0 | 0 |
AMAZON.COM, INC. | ||||||||||
Security: | 023135106 | Meeting Type: | Annual | |||||||
Ticker: | AMZN | Meeting Date: | 25-May-2010 | |||||||
ISIN | US0231351067 | Vote Deadline Date: | 24-May-2010 | |||||||
Agenda | 933242480 | Management | Total Ballot Shares: | 13411 | ||||||
Last Vote Date: | 17-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | For | 800 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: TOM A. ALBERG | For | 800 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: JOHN SEELY BROWN | For | 800 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: WILLIAM B. GORDON | For | 800 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: ALAIN MONIE | For | 800 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: THOMAS O. RYDER | For | 800 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | For | 800 | 0 | 0 | 0 | ||||
8 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | 800 | 0 | 0 | 0 | ||||
9 | SHAREHOLDER PROPOSAL CALLING FOR THE COMPANY TO MAKE CERTAIN DISCLOSURES REGARDING CORPORATE POLITICAL CONTRIBUTIONS | Against | 0 | 800 | 0 | 0 |
AMPHENOL CORPORATION | ||||||||||
Security: | 032095101 | Meeting Type: | Annual | |||||||
Ticker: | APH | Meeting Date: | 26-May-2010 | |||||||
ISIN | US0320951017 | Vote Deadline Date: | 25-May-2010 | |||||||
Agenda | 933261973 | Management | Total Ballot Shares: | 22101 | ||||||
Last Vote Date: | 25-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | STANLEY L. CLARK | 6575 | 0 | 0 | 0 | |||||
2 | ANDREW E. LIETZ | 6575 | 0 | 0 | 0 | |||||
3 | MARTIN H. LOEFFLER | 6575 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY. | For | 6575 | 0 | 0 | 0 |
EXXON MOBIL CORPORATION | ||||||||||
Security: | 30231G102 | Meeting Type: | Annual | |||||||
Ticker: | XOM | Meeting Date: | 26-May-2010 | |||||||
ISIN | US30231G1022 | Vote Deadline Date: | 25-May-2010 | |||||||
Agenda | 933239267 | Management | Total Ballot Shares: | 84004 | ||||||
Last Vote Date: | 25-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | M.J. BOSKIN | 3450 | 0 | 0 | 0 | |||||
2 | P. BRABECK-LETMATHE | 3450 | 0 | 0 | 0 | |||||
3 | L.R. FAULKNER | 3450 | 0 | 0 | 0 | |||||
4 | J.S. FISHMAN | 3450 | 0 | 0 | 0 | |||||
5 | K.C. FRAZIER | 3450 | 0 | 0 | 0 | |||||
6 | W.W. GEORGE | 3450 | 0 | 0 | 0 | |||||
7 | M.C. NELSON | 3450 | 0 | 0 | 0 | |||||
8 | S.J. PALMISANO | 3450 | 0 | 0 | 0 | |||||
9 | S.S REINEMUND | 3450 | 0 | 0 | 0 | |||||
10 | R.W. TILLERSON | 3450 | 0 | 0 | 0 | |||||
11 | E.E. WHITACRE, JR. | 3450 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) | For | 3450 | 0 | 0 | 0 | ||||
3 | SPECIAL SHAREHOLDER MEETINGS (PAGE 54) | Against | 0 | 3450 | 0 | 0 | ||||
4 | INCORPORATE IN NORTH DAKOTA (PAGE 55) | Against | 0 | 3450 | 0 | 0 | ||||
5 | SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | Against | 0 | 3450 | 0 | 0 | ||||
6 | AMENDMENT OF EEO POLICY (PAGE 57) | Against | 0 | 3450 | 0 | 0 | ||||
7 | POLICY ON WATER (PAGE 59) | Against | 0 | 3450 | 0 | 0 | ||||
8 | WETLANDS RESTORATION POLICY (PAGE 60) | Against | 0 | 3450 | 0 | 0 | ||||
9 | REPORT ON CANADIAN OIL SANDS (PAGE 62) | Against | 0 | 3450 | 0 | 0 | ||||
10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 64) | Against | 0 | 3450 | 0 | 0 | ||||
11 | REPORT ON ENERGY TECHNOLOGY (PAGE 65) | Against | 0 | 3450 | 0 | 0 | ||||
12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) | Against | 0 | 3450 | 0 | 0 | ||||
13 | PLANNING ASSUMPTIONS (PAGE 69) | Against | 0 | 3450 | 0 | 0 |
CERNER CORPORATION | ||||||||||
Security: | 156782104 | Meeting Type: | Annual | |||||||
Ticker: | CERN | Meeting Date: | 28-May-2010 | |||||||
ISIN | US1567821046 | Vote Deadline Date: | 27-May-2010 | |||||||
Agenda | 933255487 | Management | Total Ballot Shares: | 34332 | ||||||
Last Vote Date: | 25-May-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | GERALD E BISBEE JR, PHD | 3925 | 0 | 0 | 0 | |||||
2 | LINDA M. DILLMAN | 3925 | 0 | 0 | 0 | |||||
2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2010. | For | 3925 | 0 | 0 | 0 | ||||
3 | RE-APPROVAL OF THE AMENDED AND RESTATED CERNER CORPORATION PERFORMANCE-BASED COMPENSATION PLAN. | For | 3925 | 0 | 0 | 0 |
PRICELINE.COM INCORPORATED | ||||||||||
Security: | 741503403 | Meeting Type: | Annual | |||||||
Ticker: | PCLN | Meeting Date: | 02-Jun-2010 | |||||||
ISIN | US7415034039 | Vote Deadline Date: | 01-Jun-2010 | |||||||
Agenda | 933266911 | Management | Total Ballot Shares: | 2920 | ||||||
Last Vote Date: | 02-Jun-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | JEFFERY H. BOYD | 900 | 0 | 0 | 0 | |||||
2 | RALPH M. BAHNA | 900 | 0 | 0 | 0 | |||||
3 | HOWARD W. BARKER, JR. | 900 | 0 | 0 | 0 | |||||
4 | JAN L. DOCTER | 900 | 0 | 0 | 0 | |||||
5 | JEFFREY E. EPSTEIN | 900 | 0 | 0 | 0 | |||||
6 | JAMES M. GUYETTE | 900 | 0 | 0 | 0 | |||||
7 | NANCY B. PERETSMAN | 900 | 0 | 0 | 0 | |||||
8 | CRAIG W. RYDIN | 900 | 0 | 0 | 0 | |||||
2 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2010. THE BOARD OF DIRECTORS RECOMMENDS TO VOTE "AGAINST" PROPOSAL 3 | For | 900 | 0 | 0 | 0 | ||||
3 | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL CONCERNING SPECIAL STOCKHOLDER MEETINGS. | Against | 0 | 900 | 0 | 0 |
THE TJX COMPANIES, INC. | ||||||||||
Security: | 872540109 | Meeting Type: | Annual | |||||||
Ticker: | TJX | Meeting Date: | 02-Jun-2010 | |||||||
ISIN | US8725401090 | Vote Deadline Date: | 01-Jun-2010 | |||||||
Agenda | 933267153 | Management | Total Ballot Shares: | 49000 | ||||||
Last Vote Date: | 02-Jun-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | For | 5150 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: ALAN M. BENNETT | For | 5150 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: DAVID A. BRANDON | For | 5150 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: BERNARD CAMMARATA | For | 5150 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: DAVID T. CHING | For | 5150 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: MICHAEL F. HINES | For | 5150 | 0 | 0 | 0 | ||||
7 | ELECTION OF DIRECTOR: AMY B. LANE | For | 5150 | 0 | 0 | 0 | ||||
8 | ELECTION OF DIRECTOR: CAROL MEYROWITZ | For | 5150 | 0 | 0 | 0 | ||||
9 | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | For | 5150 | 0 | 0 | 0 | ||||
10 | ELECTION OF DIRECTOR: WILLOW B. SHIRE | For | 5150 | 0 | 0 | 0 | ||||
11 | ELECTION OF DIRECTOR: FLETCHER H. WILEY | For | 5150 | 0 | 0 | 0 | ||||
12 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | For | 5150 | 0 | 0 | 0 | ||||
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Against | 0 | 5150 | 0 | 0 |
CATERPILLAR INC. | ||||||||||
Security: | 149123101 | Meeting Type: | Annual | |||||||
Ticker: | CAT | Meeting Date: | 09-Jun-2010 | |||||||
ISIN | US1491231015 | Vote Deadline Date: | 08-Jun-2010 | |||||||
Agenda | 933262709 | Management | Total Ballot Shares: | 47964 | ||||||
Last Vote Date: | 02-Jun-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | JOHN T. DILLON | 5575 | 0 | 0 | 0 | |||||
2 | JUAN GALLARDO | 5575 | 0 | 0 | 0 | |||||
3 | WILLIAM A. OSBORN | 5575 | 0 | 0 | 0 | |||||
4 | EDWARD B. RUST, JR. | 5575 | 0 | 0 | 0 | |||||
5 | SUSAN C. SCHWAB | 5575 | 0 | 0 | 0 | |||||
2 | RATIFY AUDITORS | For | 5575 | 0 | 0 | 0 | ||||
3 | AMEND 2006 LONG-TERM INCENTIVE PLAN | For | 5575 | 0 | 0 | 0 | ||||
4 | AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD | For | 5575 | 0 | 0 | 0 | ||||
5 | AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS | For | 5575 | 0 | 0 | 0 | ||||
6 | STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD | Against | 0 | 5575 | 0 | 0 | ||||
7 | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS | Against | 0 | 5575 | 0 | 0 | ||||
8 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | Against | 0 | 5575 | 0 | 0 |
DOLLAR TREE, INC. | ||||||||||
Security: | 256746108 | Meeting Type: | Annual | |||||||
Ticker: | DLTR | Meeting Date: | 17-Jun-2010 | |||||||
ISIN | US2567461080 | Vote Deadline Date: | 16-Jun-2010 | |||||||
Agenda | 933280668 | Management | Total Ballot Shares: | 15465 | ||||||
Last Vote Date: | 02-Jun-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | DIRECTOR | For | ||||||||
1 | H. RAY COMPTON | 4500 | 0 | 0 | 0 | |||||
2 | CONRAD M. HALL | 4500 | 0 | 0 | 0 | |||||
3 | LEMUEL E. LEWIS | 4500 | 0 | 0 | 0 | |||||
4 | BOB SASSER | 4500 | 0 | 0 | 0 | |||||
2 | MANAGEMENT PROPOSAL TO ELIMINATE CLASSIFIED BOARD OF DIRECTORS. | For | 4500 | 0 | 0 | 0 | ||||
3 | MANAGEMENT PROPOSAL TO INCREASE AUTHORIZED SHARES OF COMMON STOCK. | For | 4500 | 0 | 0 | 0 |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||
Security: | 881624209 | Meeting Type: | Annual | |||||||
Ticker: | TEVA | Meeting Date: | 29-Jun-2010 | |||||||
ISIN | US8816242098 | Vote Deadline Date: | 18-Jun-2010 | |||||||
Agenda | 933290532 | Management | Total Ballot Shares: | 43089 | ||||||
Last Vote Date: | 02-Jun-2010 | |||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||
1 | TO APPROVE THE BOARD OF DIRECTORS' RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2009, WHICH WAS PAID IN FOUR INSTALLMENTS AND AGGREGATED NIS 2.50 (APPROXIMATELY US$0.642, ACCORDING TO THE APPLICABLE EXCHANGE RATES) PER ORDINARY SHARE (OR ADS), BE DECLARED FINAL. | For | 4000 | 0 | 0 | 0 | ||||
2 | ELECTION OF DIRECTOR: MR. ABRAHAM E. COHEN | For | 4000 | 0 | 0 | 0 | ||||
3 | ELECTION OF DIRECTOR: MR. AMIR ELSTEIN | For | 4000 | 0 | 0 | 0 | ||||
4 | ELECTION OF DIRECTOR: PROF. ROGER KORNBERG | For | 4000 | 0 | 0 | 0 | ||||
5 | ELECTION OF DIRECTOR: PROF. MOSHE MANY | For | 4000 | 0 | 0 | 0 | ||||
6 | ELECTION OF DIRECTOR: MR. DAN PROPPER | For | 4000 | 0 | 0 | 0 | ||||
7 | TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2011 ANNUAL MEETING OF SHAREHOLDERS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THEIR COMPENSATION PROVIDED SUCH COMPENSATION IS ALSO APPROVED BY THE AUDIT COMMITTEE. | For | 4000 | 0 | 0 | 0 | ||||
8 | TO APPROVE THE COMPANY'S 2010 LONG-TERM EQUITY-BASED INCENTIVE PLAN. | For | 4000 | 0 | 0 | 0 | ||||
9 | APPROVE REMUNERATION OF DR. PHILLIP FROST, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD, EFFECTIVE AS OF MARCH 9, 2010, IN THE AMOUNT OF NIS EQUIVALENT OF USD 385,702 (AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS), PROVISION TO DR. FROST, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD, OF AN OFFICE AND SECRETARIAL SERVICES, AND, EFFECTIVE AS OF FEBRUARY 15, 2010, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | 4000 | 0 | 0 | 0 | ||||
10 | TO APPROVE THE REMUNERATION OF PROF. MOSHE MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF TEVA, EFFECTIVE AS OF MARCH 9, 2010, IN THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000 (AS OF MARCH 9, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS). AND THE PROVISION TO PROF. MANY, IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD, OF SECRETARIAL SERVICES. | For | 4000 | 0 | 0 | 0 | ||||
11 | TO APPROVE THE REMUNERATION OF PROF. ROGER KORNBERG, IN HIS CAPACITY AS A DIRECTOR OF TEVA, EFFECTIVE AS OF MAY 10, 2010, IN THE AMOUNT OF THE NIS EQUIVALENT OF USD 150,000 (AS OF MAY 10, 2010) PER ANNUM, PLUS VAT (AS APPLICABLE), AS ADJUSTED BY THE ISRAELI CONSUMER PRICE INDEX (IN ADDITION TO PER MEETING FEES PAID TO DIRECTORS). | For | 4000 | 0 | 0 | 0 | ||||
12 | TO APPROVE AN INCREASE IN THE REGISTERED SHARE CAPITAL OF THE COMPANY BY NIS 100,000,000 TO A TOTAL OF NIS 250,000,000 BY THE CREATION OF 1,000,000,000 ADDITIONAL ORDINARY SHARES OF PAR VALUE NIS 0.1 EACH, AND THE AMENDMENT OF THE COMPANY'S INCORPORATION DOCUMENTS ACCORDINGLY. | For | 4000 | 0 | 0 | 0 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): The Appleton Funds
By (Signatures and Title):
/s/ James I. Ladge
James I. Ladge, PresidentDate: August 13, 2010
By (Signatures and Title):
/s/ James I. Ladge
James I. Ladge, Chief Executive Officer
Date: August 13, 2010
*Print the name and title of each signing officer under his or her signature.