UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-10201
The Appleton Funds
(Exact name of registrant as specified in charter)
45 Milk Street
Boston, Massachusetts 02109
(Address of principal executive offices) (Zip code)
James I. Ladge
45 Milk Street
Boston, Massachusetts 02109
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (617) 338-0700
Date of fiscal year end: December 31
Date of reporting period: July 1, 2011 to June 30, 2012
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. | Proxy Voting Record |
Proxy Voting Record
Meeting Date Range: 01-Jul-2011 To 30-Jun-2012
Selected Accounts
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||
Security: | 881624209 | Meeting Type: | Annual | |||||||
Ticker: | TEVA | Meeting Date: | 19-Sep-2011 | |||||||
ISIN | US8816242098 | Vote Deadline Date: | 08-Sep-2011 | |||||||
Agenda | 933499104 | Management | Total Ballot Shares: | 34175 | ||||||
Last Vote Date: | 08-Sep-2011 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | APPROVE RESOLUTION OF THE BOARD TO DECLARE & DISTRIBUTE CASH DIVIDEND FOR YEAR DECEMBER 31, 2010, PAID IN FOUR INSTALLMENTS IN AN AGGREGATE AMOUNT OF NIS 2.90 PER ORDINARY SHARE (OR ADS). | For | 4000 | 0 | 0 | 0 | ||||||
2 | TO APPOINT MR. CHAIM HURVITZ TO THE BOARD OF DIRECTORS. | For | 4000 | 0 | 0 | 0 | ||||||
3 | TO APPOINT MR. ORY SLONIM TO THE BOARD OF DIRECTORS. | For | 4000 | 0 | 0 | 0 | ||||||
4 | TO APPOINT MR. DAN SUESSKIND TO THE BOARD OF DIRECTORS. | For | 4000 | 0 | 0 | 0 | ||||||
5 | APPOINT MR. JOSEPH (YOSSI) NITZANI AS A STATUTORY INDEPENDENT DIRECTOR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | 4000 | 0 | 0 | 0 | ||||||
6 | APPOINT PROF. DAFNA SCHWARTZ AS A STATUTORY INDEPENDENT DIRECTOR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | 4000 | 0 | 0 | 0 | ||||||
7 | APPOINT KESSELMAN & KESSELMAN, MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | 4000 | 0 | 0 | 0 | ||||||
8 | TO APPROVE THE PURCHASE OF DIRECTORS’ & OFFICERS’ LIABILITY INSURANCE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | 4000 | 0 | 0 | 0 | ||||||
9 | TO APPROVE AN INCREASE IN THE REMUNERATION FOR PROF. MOSHE MANY IN HIS CAPACITY AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | 4000 | 0 | 0 | 0 |
Page 1 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
10 | APPROVE REIMBURSEMENT OF EXPENSES TO DR. PHILLIP FROST, CHAIRMAN OF BOARD, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | 4000 | 0 | 0 | 0 |
Page 2 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
ORACLE CORPORATION | ||||||||||
Security: | 68389X105 | Meeting Type: | Annual | |||||||
Ticker: | ORCL | Meeting Date: | 12-Oct-2011 | |||||||
ISIN | US68389X1054 | Vote Deadline Date: | 11-Oct-2011 | |||||||
Agenda | 933499813 | Management | Total Ballot Shares: | 71355 | ||||||
Last Vote Date: | 04-Oct-2011 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||||
1 | DIRECTOR | For | ||||||||||||
1 JEFFREY S. BERG | 11100 | 0 | 0 | 0 | ||||||||||
2 H. RAYMOND BINGHAM | 11100 | 0 | 0 | 0 | ||||||||||
3 MICHAEL J. BOSKIN | 11100 | 0 | 0 | 0 | ||||||||||
4 SAFRA A. CATZ | 11100 | 0 | 0 | 0 | ||||||||||
5 BRUCE R. CHIZEN | 11100 | 0 | 0 | 0 | ||||||||||
6 GEORGE H. CONRADES | 11100 | 0 | 0 | 0 | ||||||||||
7 LAWRENCE J. ELLISON | 11100 | 0 | 0 | 0 | ||||||||||
8 HECTOR GARCIA-MOLINA | 11100 | 0 | 0 | 0 | ||||||||||
9 JEFFREY O. HENLEY | 11100 | 0 | 0 | 0 | ||||||||||
10 MARK V. HURD | 11100 | 0 | 0 | 0 | ||||||||||
11 DONALD L. LUCAS | 11100 | 0 | 0 | 0 | ||||||||||
12 NAOMI O. SELIGMAN | 11100 | 0 | 0 | 0 | ||||||||||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 11100 | 0 | 0 | 0 | ||||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||||
3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION. | None | 0 | 0 | 0 | 0 | 0 | |||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||||
4 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FISCAL 2012. | For | 11100 | 0 | 0 | 0 | ||||||||
5 | ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Against | 0 | 11100 | 0 | 0 |
Page 3 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
PERRIGO COMPANY | ||||||||||
Security: | 714290103 | Meeting Type: | Annual | |||||||
Ticker: | PRGO | Meeting Date: | 26-Oct-2011 | |||||||
ISIN | US7142901039 | Vote Deadline Date: | 25-Oct-2011 | |||||||
Agenda | 933508496 | Management | Total Ballot Shares: | 19685 | ||||||
Last Vote Date: | 04-Oct-2011 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||||
1 | DIRECTOR | For | ||||||||||||
1 GARY K. KUNKLE, JR. | 2400 | 0 | 0 | 0 | ||||||||||
2 HERMAN MORRIS, JR. | 2400 | 0 | 0 | 0 | ||||||||||
3 BEN-ZION ZILBERFARB | 2400 | 0 | 0 | 0 | ||||||||||
2 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | For | 2400 | 0 | 0 | 0 | ||||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||||
3 | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | 1 Year | 2400 | 0 | 0 | 0 | 0 | |||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||||
4 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | For | 2400 | 0 | 0 | 0 |
Page 4 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
BHP BILLITON LIMITED | ||||||||||
Security: | 088606108 | Meeting Type: | Annual | |||||||
Ticker: | BHP | Meeting Date: | 17-Nov-2011 | |||||||
ISIN | US0886061086 | Vote Deadline Date: | 09-Nov-2011 | |||||||
Agenda | 933510504 | Management | Total Ballot Shares: | 25549 | ||||||
Last Vote Date: | 07-Nov-2011 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | TO RECEIVE THE 2011 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
2 | TO ELECT LINDSAY MAXSTED AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
3 | TO ELECT SHRITI VADERA AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
4 | TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
5 | TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
6 | TO RE-ELECT CARLOS CORDEIRO AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
7 | TO RE-ELECT DAVID CRAWFORD AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
8 | TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
9 | TO RE-ELECT MARIUS KLOPPERS AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
10 | TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
11 | TO RE-ELECT KEITH RUMBLE AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
12 | TO RE-ELECT JOHN SCHUBERT AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
13 | TO RE-ELECT JACQUES NASSER AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
14 | TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
15 | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 |
Page 5 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
16 | TO APPROVE THE AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC FOR CASH | For | 3000 | 0 | 0 | 0 | ||||||
17 | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | ||||||
18 | TO APPROVE THE 2011 REMUNERATION REPORT | �� | For | 3000 | 0 | 0 | 0 | |||||
19 | TO APPROVE TERMINATION BENEFITS FOR GROUP MANAGEMENT COMMITTEE MEMBERS | For | 3000 | 0 | 0 | 0 | ||||||
20 | TO APPROVE THE GRANT OF AWARDS TO MARIUS KLOPPERS UNDER THE GIS AND THE LTIP | For | 3000 | 0 | 0 | 0 |
Page 6 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
AMERICAN TOWER CORPORATION | ||||||||||
Security: | 029912201 | Meeting Type: | Special | |||||||
Ticker: | AMT | Meeting Date: | 29-Nov-2011 | |||||||
ISIN | US0299122012 | Vote Deadline Date: | 28-Nov-2011 | |||||||
Agenda | 933516037 | Management | Total Ballot Shares: | 37628 | ||||||
Last Vote Date: | 07-Nov-2011 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 24, 2011, BETWEEN AMERICAN TOWER CORPORATION AND AMERICAN TOWER REIT, INC., WHICH IS PART OF THE REORGANIZATION OF AMERICAN TOWER’S OPERATIONS THROUGH WHICH AMERICAN TOWER INTENDS TO QUALIFY AS A REIT FOR FEDERAL INCOME TAX PURPOSES. | For | 4750 | 0 | 0 | 0 | ||||||
2 | PROPOSAL TO PERMIT THE BOARD OF DIRECTORS OF AMERICAN TOWER CORPORATION TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | For | 4750 | 0 | 0 | 0 |
Page 7 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
EXPRESS SCRIPTS, INC. | ||||||||||
Security: | 302182100 | Meeting Type: | Special | |||||||
Ticker: | ESRX | Meeting Date: | 21-Dec-2011 | |||||||
ISIN | US3021821000 | Vote Deadline Date: | 20-Dec-2011 | |||||||
Agenda | 933528397 | Management | Total Ballot Shares: | 44465 | ||||||
Last Vote Date: | 09-Dec-2011 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 20, 2011, AS AMENDED ON NOVEMBER 7, 2011 AND AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG EXPRESS SCRIPTS, INC., MEDCO HEALTH SOLUTIONS, INC., ARISTOTLE HOLDING, INC., ARISTOTLE MERGER SUB, INC., AND PLATO MERGER SUB, INC. | For | 6100 | 0 | 0 | 0 | ||||||
2 | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING BY EXPRESS SCRIPTS STOCKHOLDERS (IF IT IS NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT). | For | 6100 | 0 | 0 | 0 |
Page 8 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
COSTCO WHOLESALE CORPORATION | ||||||||||
Security: | 22160K105 | Meeting Type: | Annual | |||||||
Ticker: | COST | Meeting Date: | 26-Jan-2012 | |||||||
ISIN | US22160K1051 | Vote Deadline Date: | 25-Jan-2012 | |||||||
Agenda | 933536344 | Management | Total Ballot Shares: | 26136 | ||||||
Last Vote Date: | 04-Jan-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 JAMES D. SINEGAL | 3500 | 0 | 0 | 0 | ||||||||
2 JEFFREY H. BROTMAN | 3500 | 0 | 0 | 0 | ||||||||
3 RICHARD A. GALANTI | 3500 | 0 | 0 | 0 | ||||||||
4 DANIEL J. EVANS | 3500 | 0 | 0 | 0 | ||||||||
5 JEFFREY S. RAIKES | 3500 | 0 | 0 | 0 | ||||||||
2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | For | 3500 | 0 | 0 | 0 | ||||||
3 | AMENDMENT OF COMPANY’S FIFTH RESTATED STOCK INCENTIVE PLAN. | For | 3500 | 0 | 0 | 0 | ||||||
4 | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | For | 3500 | 0 | 0 | 0 |
Page 9 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
VISA INC. | ||||||||||
Security: | 92826C839 | Meeting Type: | Annual | |||||||
Ticker: | V | Meeting Date: | 31-Jan-2012 | |||||||
ISIN | US92826C8394 | Vote Deadline Date: | 30-Jan-2012 | |||||||
Agenda | 933536205 | Management | Total Ballot Shares: | 32986 | ||||||
Last Vote Date: | 04-Jan-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: GARY P. COUGHLAN | For | 3250 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: MARY B. CRANSTON | For | 3250 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | For | 3250 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | For | 3250 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: CATHY E. MINEHAN | For | 3250 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | For | 3250 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: DAVID J. PANG | For | 3250 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS | For | 3250 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN | For | 3250 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: JOHN A. SWAINSON | For | 3250 | 0 | 0 | 0 | ||||||
11 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | For | 3250 | 0 | 0 | 0 | ||||||
12 | TO APPROVE THE VISA INC. 2007 EQUITY INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | For | 3250 | 0 | 0 | 0 | ||||||
13 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | For | 3250 | 0 | 0 | 0 |
Page 10 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
VARIAN MEDICAL SYSTEMS, INC. | ||||||||||
Security: | 92220P105 | Meeting Type: | Annual | |||||||
Ticker: | VAR | Meeting Date: | 09-Feb-2012 | |||||||
ISIN | US92220P1057 | Vote Deadline Date: | 08-Feb-2012 | |||||||
Agenda | 933537815 | Management | Total Ballot Shares: | 10875 | ||||||
Last Vote Date: | 01-Feb-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 TIMOTHY E. GUERTIN | 4200 | 0 | 0 | 0 | ||||||||
2 DAVID J. ILLINGWORTH | 4200 | 0 | 0 | 0 | ||||||||
3 R. NAUMANN-ETIENNE | 4200 | 0 | 0 | 0 | ||||||||
2 | TO APPROVE THE COMPENSATION OF THE VARIAN MEDICAL SYSTEMS, INC. NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | For | 4200 | 0 | 0 | 0 | ||||||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE VARIAN MEDICAL SYSTEMS, INC. 2005 OMNIBUS STOCK PLAN. | For | 4200 | 0 | 0 | 0 | ||||||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VARIAN MEDICAL SYSTEMS, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | For | 4200 | 0 | 0 | 0 |
Page 11 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
APPLE INC. | ||||||||||
Security: | 037833100 | Meeting Type: | Annual | |||||||
Ticker: | AAPL | Meeting Date: | 23-Feb-2012 | |||||||
ISIN | US0378331005 | Vote Deadline Date: | 22-Feb-2012 | |||||||
Agenda | 933542474 | Management | Total Ballot Shares: | 18379 | ||||||
Last Vote Date: | 01-Feb-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 WILLIAM V. CAMPBELL | 1145 | 0 | 0 | 0 | ||||||||
2 TIMOTHY D. COOK | 1145 | 0 | 0 | 0 | ||||||||
3 MILLARD S. DREXLER | 1145 | 0 | 0 | 0 | ||||||||
4 AL GORE | 1145 | 0 | 0 | 0 | ||||||||
5 ROBERT A. IGER | 1145 | 0 | 0 | 0 | ||||||||
6 ANDREA JUNG | 1145 | 0 | 0 | 0 | ||||||||
7 ARTHUR D. LEVINSON | 1145 | 0 | 0 | 0 | ||||||||
8 RONALD D. SUGAR | 1145 | 0 | 0 | 0 | ||||||||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | For | 1145 | 0 | 0 | 0 | ||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 1145 | 0 | 0 | 0 | ||||||
4 | A SHAREHOLDER PROPOSAL ENTITLED “CONFLICT OF INTEREST REPORT” | Against | 0 | 1145 | 0 | 0 | ||||||
5 | A SHAREHOLDER PROPOSAL ENTITLED “SHAREHOLDER SAY ON DIRECTOR PAY” | Against | 0 | 1145 | 0 | 0 | ||||||
6 | A SHAREHOLDER PROPOSAL ENTITLED “REPORT ON POLITICAL CONTRIBUTIONS AND EXPENDITURES” | Against | 0 | 1145 | 0 | 0 | ||||||
7 | A SHAREHOLDER PROPOSAL ENTITLED “ADOPT A MAJORITY VOTING STANDARD FOR DIRECTOR ELECTIONS” | Against | 0 | 1145 | 0 | 0 |
Page 12 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
DEERE & COMPANY | ||||||||||
Security: | 244199105 | Meeting Type: | Annual | |||||||
Ticker: | DE | Meeting Date: | 29-Feb-2012 | |||||||
ISIN | US2441991054 | Vote Deadline Date: | 28-Feb-2012 | |||||||
Agenda | 933543692 | Management | Total Ballot Shares: | 8415 | ||||||
Last Vote Date: | 01-Feb-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | For | 3000 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: VANCE D. COFFMAN | For | 3000 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | For | 3000 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: DIPAK C. JAIN | For | 3000 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: CLAYTON M. JONES | For | 3000 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: JOACHIM MILBERG | For | 3000 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: RICHARD B. MYERS | For | 3000 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: THOMAS H. PATRICK | For | 3000 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: SHERRY M. SMITH | For | 3000 | 0 | 0 | 0 | ||||||
10 | NON-BINDING VOTE ON EXECUTIVE COMPENSATION | For | 3000 | 0 | 0 | 0 | ||||||
11 | APPROVAL OF THE NONEMPLOYEE DIRECTOR STOCK OWNERSHIP PLAN | For | 3000 | 0 | 0 | 0 | ||||||
12 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DEERE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2012 | For | 3000 | 0 | 0 | 0 |
Page 13 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
THE BANK OF NOVA SCOTIA | ||||||||||
Security: | 064149107 | Meeting Type: | Annual | |||||||
Ticker: | BNS | Meeting Date: | 03-Apr-2012 | |||||||
ISIN | CA0641491075 | Vote Deadline Date: | 30-Mar-2012 | |||||||
Agenda | 933553441 | Management | Total Ballot Shares: | 40530 | ||||||
Last Vote Date: | 07-Mar-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 RONALD A. BRENNEMAN | 4400 | 0 | 0 | 0 | ||||||||
2 C.J. CHEN | 4400 | 0 | 0 | 0 | ||||||||
3 DAVID A. DODGE | 4400 | 0 | 0 | 0 | ||||||||
4 N. ASHLEIGH EVERETT | 4400 | 0 | 0 | 0 | ||||||||
5 JOHN C. KERR | 4400 | 0 | 0 | 0 | ||||||||
6 JOHN T. MAYBERRY | 4400 | 0 | 0 | 0 | ||||||||
7 THOMAS C. O’NEILL | 4400 | 0 | 0 | 0 | ||||||||
8 INDIRA V. SAMARASEKERA | 4400 | 0 | 0 | 0 | ||||||||
9 SUSAN L. SEGAL | 4400 | 0 | 0 | 0 | ||||||||
10 ALLAN C. SHAW | 4400 | 0 | 0 | 0 | ||||||||
11 PAUL D. SOBEY | 4400 | 0 | 0 | 0 | ||||||||
12 BARBARA S. THOMAS | 4400 | 0 | 0 | 0 | ||||||||
13 RICHARD E. WAUGH | 4400 | 0 | 0 | 0 | ||||||||
2 | APPOINTMENT OF KPMG LLP AS AUDITORS. | For | 4400 | 0 | 0 | 0 | ||||||
3 | ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. | For | 4400 | 0 | 0 | 0 | ||||||
4 | SHAREHOLDER PROPOSAL 1. | Against | 0 | 4400 | 0 | 0 | ||||||
5 | SHAREHOLDER PROPOSAL 2. | Against | 0 | 4400 | 0 | 0 | ||||||
6 | SHAREHOLDER PROPOSAL 3. | Against | 0 | 4400 | 0 | 0 |
Page 14 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||
Security: | 806857108 | Meeting Type: | Annual | |||||||
Ticker: | SLB | Meeting Date: | 11-Apr-2012 | |||||||
ISIN | AN8068571086 | Vote Deadline Date: | 10-Apr-2012 | |||||||
Agenda | 933556827 | Management | Total Ballot Shares: | 40957 | ||||||
Last Vote Date: | 07-Mar-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: PETER L.S. CURRIE | For | 3500 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: TONY ISAAC | For | 3500 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: K. VAMAN KAMATH | For | 3500 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: PAAL KIBSGAARD | For | 3500 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | For | 3500 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: ADRIAN LAJOUS | For | 3500 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: MICHAEL E. MARKS | For | 3500 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: ELIZABETH A. MOLER | For | 3500 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | For | 3500 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: L. RAFAEL REIF | For | 3500 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: TORE I. SANDVOLD | For | 3500 | 0 | 0 | 0 | ||||||
12 | ELECTION OF DIRECTOR: HENRI SEYDOUX | For | 3500 | 0 | 0 | 0 | ||||||
13 | TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | 3500 | 0 | 0 | 0 | ||||||
14 | TO APPROVE THE COMPANY’S 2011 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | For | 3500 | 0 | 0 | 0 | ||||||
15 | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 3500 | 0 | 0 | 0 | ||||||
16 | TO APPROVE AMENDMENTS TO THE COMPANY’S 2004 STOCK AND DEFERRAL PLAN FOR NON-EMPLOYEE DIRECTORS TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE AND MAKE CERTAIN TECHNICAL CHANGES. | For | 3500 | 0 | 0 | 0 |
Page 15 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||
Security: | 459200101 | Meeting Type: | Annual | |||||||
Ticker: | IBM | Meeting Date: | 24-Apr-2012 | |||||||
ISIN | US4592001014 | Vote Deadline Date: | 23-Apr-2012 | |||||||
Agenda | 933564204 | Management | Total Ballot Shares: | 27434 | ||||||
Last Vote Date: | 03-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: A. J. P. BELDA | For | 1950 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: W. R. BRODY | For | 1950 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: K. I. CHENAULT | For | 1950 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: M. L. ESKEW | For | 1950 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: D. N. FARR | For | 1950 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: S. A. JACKSON | For | 1950 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: A. N. LIVERIS | For | 1950 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: W. J. MCNERNEY, JR. | For | 1950 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: J. W. OWENS | For | 1950 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: S. J. PALMISANO | For | 1950 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: V. M. ROMETTY | For | 1950 | 0 | 0 | 0 | ||||||
12 | ELECTION OF DIRECTOR: J. E. SPERO | For | 1950 | 0 | 0 | 0 | ||||||
13 | ELECTION OF DIRECTOR: S. TAUREL | For | 1950 | 0 | 0 | 0 | ||||||
14 | ELECTION OF DIRECTOR: L. H. ZAMBRANO | For | 1950 | 0 | 0 | 0 | ||||||
15 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | For | 1950 | 0 | 0 | 0 | ||||||
16 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | For | 1950 | 0 | 0 | 0 | ||||||
17 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 73) | Against | 0 | 1950 | 0 | 0 | ||||||
18 | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS - TRADE ASSOCIATIONS POLICY (PAGE 74) | Against | 0 | 1950 | 0 | 0 | ||||||
19 | STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 75) | Against | 0 | 1950 | 0 | 0 |
Page 16 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
PRAXAIR, INC. | ||||||||||
Security: | 74005P104 | Meeting Type: | Annual | |||||||
Ticker: | PX | Meeting Date: | 24-Apr-2012 | |||||||
ISIN | US74005P1049 | Vote Deadline Date: | 23-Apr-2012 | |||||||
Agenda | 933562729 | Management | Total Ballot Shares: | 23894 | ||||||
Last Vote Date: | 03-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 STEPHEN F. ANGEL | 2175 | 0 | 0 | 0 | ||||||||
2 OSCAR BERNARDES | 2175 | 0 | 0 | 0 | ||||||||
3 BRET K. CLAYTON | 2175 | 0 | 0 | 0 | ||||||||
4 NANCE K. DICCIANI | 2175 | 0 | 0 | 0 | ||||||||
5 EDWARD G. GALANTE | 2175 | 0 | 0 | 0 | ||||||||
6 CLAIRE W. GARGALLI | 2175 | 0 | 0 | 0 | ||||||||
7 IRA D. HALL | 2175 | 0 | 0 | 0 | ||||||||
8 RAYMOND W. LEBOEUF | 2175 | 0 | 0 | 0 | ||||||||
9 LARRY D. MCVAY | 2175 | 0 | 0 | 0 | ||||||||
10 WAYNE T. SMITH | 2175 | 0 | 0 | 0 | ||||||||
11 ROBERT L. WOOD | 2175 | 0 | 0 | 0 | ||||||||
2 | TO APPROVE AMENDMENTS TO PRAXAIR’S RESTATED CERTIFICATE OF INCORPORATION TO PERMIT SHAREHOLDERS TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. | For | 2175 | 0 | 0 | 0 | ||||||
3 | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR’S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2012 PROXY STATEMENT. | For | 2175 | 0 | 0 | 0 | ||||||
4 | A SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING POLICIES AND CONTRIBUTIONS. | Against | 0 | 2175 | 0 | 0 | ||||||
5 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | For | 2175 | 0 | 0 | �� | 0 |
Page 17 of 43 | Friday, July 27, 2012 |
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WELLS FARGO & COMPANY | ||||||||||
Security: | 949746101 | Meeting Type: | Annual | |||||||
Ticker: | WFC | Meeting Date: | 24-Apr-2012 | |||||||
ISIN | US9497461015 | Vote Deadline Date: | 23-Apr-2012 | |||||||
Agenda | 933560369 | Management | Total Ballot Shares: | 71097 | ||||||
Last Vote Date: | 03-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: JOHN D. BAKER II | For | 7700 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: ELAINE L. CHAO | For | 7700 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: JOHN S. CHEN | For | 7700 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: LLOYD H. DEAN | For | 7700 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: SUSAN E. ENGEL | For | 7700 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | For | 7700 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: DONALD M. JAMES | For | 7700 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | For | 7700 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | For | 7700 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: FEDERICO F. PENA | For | 7700 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | For | 7700 | 0 | 0 | 0 | ||||||
12 | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | For | 7700 | 0 | 0 | 0 | ||||||
13 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | For | 7700 | 0 | 0 | 0 | ||||||
14 | ELECTION OF DIRECTOR: JOHN G. STUMPF | For | 7700 | 0 | 0 | 0 | ||||||
15 | ELECTION OF DIRECTOR: SUSAN G. SWENSON | For | 7700 | 0 | 0 | 0 | ||||||
16 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES’ COMPENSATION. | For | 7700 | 0 | 0 | 0 | ||||||
17 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2012. | For | 7700 | 0 | 0 | 0 | ||||||
18 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Against | 0 | 7700 | 0 | 0 | ||||||
19 | STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS. | Against | 0 | 7700 | 0 | 0 |
Page 18 of 43 | Friday, July 27, 2012 |
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Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
20 | STOCKHOLDER PROPOSAL TO AMEND THE COMPANY’S BY-LAWS TO ALLOW STOCKHOLDERS TO NOMINATE DIRECTOR CANDIDATES FOR INCLUSION IN THE COMPANY’S PROXY MATERIALS. | Against | 0 | 7700 | 0 | 0 | ||||||
21 | STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS. | Against | 0 | 7700 | 0 | 0 |
Page 19 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
E. I. DU PONT DE NEMOURS AND COMPANY | ||||||||||
Security: | 263534109 | Meeting Type: | Annual | |||||||
Ticker: | DD | Meeting Date: | 25-Apr-2012 | |||||||
ISIN | US2635341090 | Vote Deadline Date: | 24-Apr-2012 | |||||||
Agenda | 933562731 | Management | Total Ballot Shares: | 60063 | ||||||
Last Vote Date: | 03-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | For | 4500 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: RICHARD H. BROWN | For | 4500 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: ROBERT A. BROWN | For | 4500 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | For | 4500 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | For | 4500 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | For | 4500 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | For | 4500 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | For | 4500 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: LOIS D. JULIBER | For | 4500 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | For | 4500 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: LEE M. THOMAS | For | 4500 | 0 | 0 | 0 | ||||||
12 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 4500 | 0 | 0 | 0 | ||||||
13 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | For | 4500 | 0 | 0 | 0 | ||||||
14 | ON INDEPENDENT CHAIR | Against | 0 | 4500 | 0 | 0 | ||||||
15 | ON EXECUTIVE COMPENSATION REPORT | Against | 0 | 4500 | 0 | 0 |
Page 20 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
GENERAL ELECTRIC COMPANY | ||||||||||
Security: | 369604103 | Meeting Type: | Annual | |||||||
Ticker: | GE | Meeting Date: | 25-Apr-2012 | |||||||
ISIN | US3696041033 | Vote Deadline Date: | 24-Apr-2012 | |||||||
Agenda | 933564951 | Management | Total Ballot Shares: | 120369 | ||||||
Last Vote Date: | 03-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | For | 13000 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | For | 13000 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: ANN M. FUDGE | For | 13000 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | For | 13000 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | For | 13000 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: ANDREA JUNG | For | 13000 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY | For | 13000 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: ROBERT W. LANE | For | 13000 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: RALPH S. LARSEN | For | 13000 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | For | 13000 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: JAMES J. MULVA | For | 13000 | 0 | 0 | 0 | ||||||
12 | ELECTION OF DIRECTOR: SAM NUNN | For | 13000 | 0 | 0 | 0 | ||||||
13 | ELECTION OF DIRECTOR: ROGER S. PENSKE | For | 13000 | 0 | 0 | 0 | ||||||
14 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA | For | 13000 | 0 | 0 | 0 | ||||||
15 | ELECTION OF DIRECTOR: JAMES S. TISCH | For | 13000 | 0 | 0 | 0 | ||||||
16 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III | For | 13000 | 0 | 0 | 0 | ||||||
17 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 13000 | 0 | 0 | 0 | ||||||
18 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | For | 13000 | 0 | 0 | 0 | ||||||
19 | APPROVAL OF AN AMENDMENT TO THE GE 2007 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES | For | 13000 | 0 | 0 | 0 | ||||||
20 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS | For | 13000 | 0 | 0 | 0 | ||||||
21 | CUMULATIVE VOTING | Against | 0 | 13000 | 0 | 0 | ||||||
22 | NUCLEAR ACTIVITIES | Against | 0 | 13000 | 0 | 0 |
Page 21 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
23 | INDEPENDENT BOARD CHAIRMAN | Against | 13000 | 0 | 0 | 0 | ||||||
24 | SHAREOWNER ACTION BY WRITTEN CONSENT | Against | 0 | 13000 | 0 | 0 |
Page 22 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
W.W. GRAINGER, INC. | ||||||||||
Security: | 384802104 | Meeting Type: | Annual | |||||||
Ticker: | GWW | Meeting Date: | 25-Apr-2012 | |||||||
ISIN | US3848021040 | Vote Deadline Date: | 24-Apr-2012 | |||||||
Agenda | 933564800 | Management | Total Ballot Shares: | 3730 | ||||||
Last Vote Date: | 03-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 BRIAN P. ANDERSON | 1600 | 0 | 0 | 0 | ||||||||
2 WILBUR H. GANTZ | 1600 | 0 | 0 | 0 | ||||||||
3 V. ANN HAILEY | 1600 | 0 | 0 | 0 | ||||||||
4 WILLIAM K. HALL | 1600 | 0 | 0 | 0 | ||||||||
5 STUART L. LEVENICK | 1600 | 0 | 0 | 0 | ||||||||
6 JOHN W. MCCARTER, JR. | 1600 | 0 | 0 | 0 | ||||||||
7 NEIL S. NOVICH | 1600 | 0 | 0 | 0 | ||||||||
8 MICHAEL J. ROBERTS | 1600 | 0 | 0 | 0 | ||||||||
9 GARY L. ROGERS | 1600 | 0 | 0 | 0 | ||||||||
10 JAMES T. RYAN | 1600 | 0 | 0 | 0 | ||||||||
11 E. SCOTT SANTI | 1600 | 0 | 0 | 0 | ||||||||
12 JAMES D. SLAVIK | 1600 | 0 | 0 | 0 | ||||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2012. | For | 1600 | 0 | 0 | 0 | ||||||
3 | SAY ON PAY: ADVISORY PROPOSAL TO APPROVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | For | 1600 | 0 | 0 | 0 |
Page 23 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
EMC CORPORATION | ||||||||||
Security: | 268648102 | Meeting Type: | Annual | |||||||
Ticker: | EMC | Meeting Date: | 01-May-2012 | |||||||
ISIN | US2686481027 | Vote Deadline Date: | 30-Apr-2012 | |||||||
Agenda | 933561501 | Management | Total Ballot Shares: | 69131 | ||||||
Last Vote Date: | 03-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: MICHAEL W. BROWN | For | 10000 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | For | 10000 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: GAIL DEEGAN | For | 10000 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: JAMES S. DISTASIO | For | 10000 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: JOHN R. EGAN | For | 10000 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: EDMUND F. KELLY | For | 10000 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: WINDLE B. PRIEM | For | 10000 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: PAUL SAGAN | For | 10000 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: DAVID N. STROHM | For | 10000 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | For | 10000 | 0 | 0 | 0 | ||||||
11 | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012, AS DESCRIBED IN EMC’S PROXY STATEMENT. | For | 10000 | 0 | 0 | 0 | ||||||
12 | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC’S PROXY STATEMENT. | For | 10000 | 0 | 0 | 0 |
Page 24 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
UNDER ARMOUR, INC. | ||||||||||
Security: | 904311107 | Meeting Type: | Annual | |||||||
Ticker: | UA | Meeting Date: | 01-May-2012 | |||||||
ISIN | US9043111072 | Vote Deadline Date: | 30-Apr-2012 | |||||||
Agenda | 933563911 | Management | Total Ballot Shares: | 17705 | ||||||
Last Vote Date: | 03-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 KEVIN A. PLANK | 3200 | 0 | 0 | 0 | ||||||||
2 BYRON K. ADAMS, JR. | 3200 | 0 | �� | 0 | 0 | |||||||
3 DOUGLAS E. COLTHARP | 3200 | 0 | 0 | 0 | ||||||||
4 ANTHONY W. DEERING | 3200 | 0 | 0 | 0 | ||||||||
5 A.B. KRONGARD | 3200 | 0 | 0 | 0 | ||||||||
6 WILLIAM R. MCDERMOTT | 3200 | 0 | 0 | 0 | ||||||||
7 HARVEY L. SANDERS | 3200 | 0 | 0 | 0 | ||||||||
8 THOMAS J. SIPPEL | 3200 | 0 | 0 | 0 | ||||||||
2 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE “EXECUTIVE COMPENSATION” SECTION OF THE PROXY STATEMENT, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND TABLES. | For | 3200 | 0 | 0 | 0 | ||||||
3 | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED 2005 OMNIBUS LONG-TERM INCENTIVE PLAN RELATED TO PERFORMANCE BASED EQUITY AWARDS. | For | 3200 | 0 | 0 | 0 | ||||||
4 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 3200 | 0 | 0 | 0 |
Page 25 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
PEPSICO, INC. | ||||||||||
Security: | 713448108 | Meeting Type: | Annual | |||||||
Ticker: | PEP | Meeting Date: | 02-May-2012 | |||||||
ISIN | US7134481081 | Vote Deadline Date: | 01-May-2012 | |||||||
Agenda | 933566842 | Management | Total Ballot Shares: | 42115 | ||||||
Last Vote Date: | 30-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: S.L. BROWN | For | 3700 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: I.M. COOK | For | 3700 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: D. DUBLON | For | 3700 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: V.J. DZAU | For | 3700 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: R.L. HUNT | For | 3700 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: A. IBARGUEN | For | 3700 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: I.K. NOOYI | For | 3700 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | For | 3700 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: J.J. SCHIRO | For | 3700 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: L.G. TROTTER | For | 3700 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: D. VASELLA | For | 3700 | 0 | 0 | 0 | ||||||
12 | ELECTION OF DIRECTOR: A. WEISSER | For | 3700 | 0 | 0 | 0 | ||||||
13 | RATIFY THE APPOINTMENT KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2012. | For | 3700 | 0 | 0 | 0 | ||||||
14 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | For | 3700 | 0 | 0 | 0 | ||||||
15 | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER OUR 2007 LONG-TERM INCENTIVE PLAN. | For | 3700 | 0 | 0 | 0 | ||||||
16 | SHAREHOLDER PROPOSAL - LOBBYING PRACTICES REPORT. | Against | 0 | 3700 | 0 | 0 | ||||||
17 | SHAREHOLDER PROPOSAL - FORMATION OF RISK OVERSIGHT COMMITTEE. | Against | 0 | 3700 | 0 | 0 | ||||||
18 | SHAREHOLDER PROPOSAL - CHAIRMAN OF THE BOARD SHALL BE AN INDEPENDENT DIRECTOR. | Against | 0 | 3700 | 0 | 0 |
Page 26 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
CHURCH & DWIGHT CO., INC. | ||||||||||
Security: | 171340102 | Meeting Type: | Annual | |||||||
Ticker: | CHD | Meeting Date: | 03-May-2012 | |||||||
ISIN | US1713401024 | Vote Deadline Date: | 02-May-2012 | |||||||
Agenda | 933570168 | Management | Total Ballot Shares: | 15189 | ||||||
Last Vote Date: | 30-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: T. ROSIE ALBRIGHT | For | 5600 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: RAVICHANDRA K. SALIGRAM | For | 5600 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: ROBERT K. SHEARER | For | 5600 | 0 | 0 | 0 | ||||||
4 | APPROVAL OF OUR AMENDED AND RESTATED ANNUAL INCENTIVE PLAN. | For | 5600 | 0 | 0 | 0 | ||||||
5 | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | 5600 | 0 | 0 | 0 | ||||||
6 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | For | 5600 | 0 | 0 | 0 |
Page 27 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
VERIZON COMMUNICATIONS INC. | ||||||||||
Security: | 92343V104 | Meeting Type: | Annual | |||||||
Ticker: | VZ | Meeting Date: | 03-May-2012 | |||||||
ISIN | US92343V1044 | Vote Deadline Date: | 02-May-2012 | |||||||
Agenda | 933561739 | Management | Total Ballot Shares: | 77910 | ||||||
Last Vote Date: | 30-Apr-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: RICHARD L. CARRION | For | 7150 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: MELANIE L. HEALEY | For | 7150 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: M. FRANCES KEETH | For | 7150 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: ROBERT W. LANE | For | 7150 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | For | 7150 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: SANDRA O. MOOSE | For | 7150 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: JOSEPH NEUBAUER | For | 7150 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | For | 7150 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | For | 7150 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: HUGH B. PRICE | For | 7150 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: RODNEY E. SLATER | For | 7150 | 0 | 0 | 0 | ||||||
12 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 7150 | 0 | 0 | 0 | ||||||
13 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | For | 7150 | 0 | 0 | 0 | ||||||
14 | DISCLOSURE OF PRIOR GOVERNMENT SERVICE | Against | 0 | 7150 | 0 | 0 | ||||||
15 | DISCLOSURE OF LOBBYING ACTIVITIES | Against | 0 | 7150 | 0 | 0 | ||||||
16 | VESTING OF PERFORMANCE STOCK UNITS | Against | 0 | 7150 | 0 | 0 | ||||||
17 | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Against | 0 | 7150 | 0 | 0 | ||||||
18 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Against | 0 | 7150 | 0 | 0 | ||||||
19 | NETWORK NEUTRALITY FOR WIRELESS BROADBAND | Against | 0 | 7150 | 0 | 0 |
Page 28 of 43 | Friday, July 27, 2012 |
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KRAFT FOODS INC. | ||||||||||
Security: | 50075N104 | Meeting Type: | Annual | |||||||
Ticker: | KFT | Meeting Date: | 23-May-2012 | |||||||
ISIN | US50075N1046 | Vote Deadline Date: | 22-May-2012 | |||||||
Agenda | 933593609 | Management | Total Ballot Shares: | 47675 | ||||||
Last Vote Date: | 30-May-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: MYRA M. HART | For | 6000 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: PETER B. HENRY | For | 6000 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: LOIS D. JULIBER | For | 6000 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: MARK D. KETCHUM | For | 6000 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | For | 6000 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | For | 6000 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: JORGE S. MESQUITA | For | 6000 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: JOHN C. POPE | For | 6000 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | For | 6000 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | For | 6000 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | For | 6000 | 0 | 0 | 0 | ||||||
12 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | 6000 | 0 | 0 | 0 | ||||||
13 | APPROVAL OF AMENDMENT TO CHANGE COMPANY NAME. | For | 6000 | 0 | 0 | 0 | ||||||
14 | RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS. | For | 6000 | 0 | 0 | 0 | ||||||
15 | SHAREHOLDER PROPOSAL: SUSTAINABLE FORESTRY REPORT. | Against | 0 | 6000 | 0 | 0 | ||||||
16 | SHAREHOLDER PROPOSAL:REPORT ON EXTENDED PRODUCER RESPONSIBILITY. | Against | 0 | 6000 | 0 | 0 | ||||||
17 | SHAREHOLDER PROPOSAL: REPORT ON LOBBYING. | Against | 0 | 6000 | 0 | 0 |
Page 29 of 43 | Friday, July 27, 2012 |
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MCDONALD’S CORPORATION | ||||||||||
Security: | 580135101 | Meeting Type: | Annual | |||||||
Ticker: | MCD | Meeting Date: | 24-May-2012 | |||||||
ISIN | US5801351017 | Vote Deadline Date: | 23-May-2012 | |||||||
Agenda | 933595247 | Management | Total Ballot Shares: | 47112 | ||||||
Last Vote Date: | 30-May-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: ROBERT A. ECKERT | For | 3175 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | For | 3175 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: JEANNE P. JACKSON | For | 3175 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: ANDREW J. MCKENNA | For | 3175 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: DONALD THOMPSON | For | 3175 | 0 | 0 | 0 | ||||||
6 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | 3175 | 0 | 0 | 0 | ||||||
7 | APPROVAL OF THE 2012 OMNIBUS STOCK OWNERSHIP PLAN. | For | 3175 | 0 | 0 | 0 | ||||||
8 | APPROVAL OF DECLASSIFICATION OF THE BOARD OF DIRECTORS. | For | 3175 | 0 | 0 | 0 | ||||||
9 | APPROVAL OF SHAREHOLDERS’ RIGHT TO CALL SPECIAL MEETINGS. | For | 3175 | 0 | 0 | 0 | ||||||
10 | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2012. | For | 3175 | 0 | 0 | 0 | ||||||
11 | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A NUTRITION REPORT. | Against | 0 | 3175 | 0 | 0 |
Page 30 of 43 | Friday, July 27, 2012 |
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THE GOLDMAN SACHS GROUP, INC. | ||||||||||
Security: | 38141G104 | Meeting Type: | Annual | |||||||
Ticker: | GS | Meeting Date: | 24-May-2012 | |||||||
ISIN | US38141G1040 | Vote Deadline Date: | 23-May-2012 | |||||||
Agenda | 933600125 | Management | Total Ballot Shares: | 15746 | ||||||
Last Vote Date: | 30-May-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | For | 2400 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: M. MICHELE BURNS | For | 2400 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: GARY D. COHN | For | 2400 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: CLAES DAHLBACK | For | 2400 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | For | 2400 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | For | 2400 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: JAMES A. JOHNSON | For | 2400 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | For | 2400 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: JAMES J. SCHIRO | For | 2400 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: DEBORA L. SPAR | For | 2400 | 0 | 0 | 0 | ||||||
11 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) | For | 2400 | 0 | 0 | 0 | ||||||
12 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012 | For | 2400 | 0 | 0 | 0 | ||||||
13 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Against | 0 | 2400 | 0 | 0 | ||||||
14 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | Against | 0 | 2400 | 0 | 0 | ||||||
15 | SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING EXPENDITURES | Against | 0 | 2400 | 0 | 0 |
Page 31 of 43 | Friday, July 27, 2012 |
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EXPRESS SCRIPTS HOLDING COMPANY | ||||||||||
Security: | 30219G108 | Meeting Type: | Annual | |||||||
Ticker: | ESRX | Meeting Date: | 30-May-2012 | |||||||
ISIN | US30219G1085 | Vote Deadline Date: | 29-May-2012 | |||||||
Agenda | 933610001 | Management | Total Ballot Shares: | 41985 | ||||||
Last Vote Date: | 30-May-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: GARY G. BENANAV | For | 6100 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: MAURA C. BREEN | For | 6100 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | For | 6100 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | For | 6100 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | For | 6100 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: FRANK MERGENTHALER | For | 6100 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD | For | 6100 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | For | 6100 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: GEORGE PAZ | For | 6100 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: MYRTLE S. POTTER | For | 6100 | 0 | 0 | 0 | ||||||
11 | ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH | For | 6100 | 0 | 0 | 0 | ||||||
12 | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | For | 6100 | 0 | 0 | 0 | ||||||
13 | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | For | 6100 | 0 | 0 | 0 | ||||||
14 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY’S CURRENT FISCAL YEAR. | For | 6100 | 0 | 0 | 0 | ||||||
15 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | For | 6100 | 0 | 0 | 0 | ||||||
16 | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS. | Against | 0 | 6100 | 0 | 0 | ||||||
17 | STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT. | Against | 0 | 6100 | 0 | 0 |
Page 32 of 43 | Friday, July 27, 2012 |
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EXXON MOBIL CORPORATION | ||||||||||
Security: | 30231G102 | Meeting Type: | Annual | |||||||
Ticker: | XOM | Meeting Date: | 30-May-2012 | |||||||
ISIN | US30231G1022 | Vote Deadline Date: | 29-May-2012 | |||||||
Agenda | 933600086 | Management | Total Ballot Shares: | 88153 | ||||||
Last Vote Date: | 30-May-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 M.J. BOSKIN | 4360 | 0 | 0 | 0 | ||||||||
2 P. BRABECK-LETMATHE | 4360 | 0 | 0 | 0 | ||||||||
3 L.R. FAULKNER | 4360 | 0 | 0 | 0 | ||||||||
4 J.S. FISHMAN | 4360 | 0 | 0 | 0 | ||||||||
5 H.H. FORE | 4360 | 0 | 0 | 0 | ||||||||
6 K.C. FRAZIER | 4360 | 0 | 0 | 0 | ||||||||
7 W.W. GEORGE | 4360 | 0 | 0 | 0 | ||||||||
8 S.J. PALMISANO | 4360 | 0 | 0 | 0 | ||||||||
9 S.S REINEMUND | 4360 | 0 | 0 | 0 | ||||||||
10 R.W. TILLERSON | 4360 | 0 | 0 | 0 | ||||||||
11 E.E. WHITACRE, JR. | 4360 | 0 | 0 | 0 | ||||||||
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 61) | For | 4360 | 0 | 0 | 0 | ||||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 62) | For | 4360 | 0 | 0 | 0 | ||||||
4 | INDEPENDENT CHAIRMAN (PAGE 64) | Against | 0 | 4360 | 0 | 0 | ||||||
5 | MAJORITY VOTE FOR DIRECTORS (PAGE 65) | Against | 0 | 4360 | 0 | 0 | ||||||
6 | REPORT ON POLITICAL CONTRIBUTIONS (PAGE 66) | Against | 0 | 4360 | 0 | 0 | ||||||
7 | AMENDMENT OF EEO POLICY (PAGE 67) | Against | 0 | 4360 | 0 | 0 | ||||||
8 | REPORT ON NATURAL GAS PRODUCTION (PAGE 69) | Against | 0 | 4360 | 0 | 0 | ||||||
9 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 71) | Against | 0 | 4360 | 0 | 0 |
Page 33 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
ROPER INDUSTRIES, INC. | ||||||||||
Security: | 776696106 | Meeting Type: | Annual | |||||||
Ticker: | ROP | Meeting Date: | 04-Jun-2012 | |||||||
ISIN | US7766961061 | Vote Deadline Date: | 01-Jun-2012 | |||||||
Agenda | 933623731 | Management | Total Ballot Shares: | 23397 | ||||||
Last Vote Date: | 30-May-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 ROBERT D. JOHNSON | 3250 | 0 | 0 | 0 | ||||||||
2 ROBERT E. KNOWLING, JR. | 3250 | 0 | 0 | 0 | ||||||||
3 WILBUR J. PREZZANO | 3250 | 0 | 0 | 0 | ||||||||
2 | TO CONSIDER, ON A NON-BINDING, ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | 3250 | 0 | 0 | 0 | ||||||
3 | TO APPROVE AN AMENDMENT TO THE ROPER INDUSTRIES, INC. 2006 INCENTIVE PLAN TO INCREASE THE SHARES AVAILABLE AND TO RE- APPROVE THE QUALIFIED BUSINESS CRITERIA FOR PERFORMANCE-BASED AWARDS. | For | 3250 | 0 | 0 | 0 | ||||||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | For | 3250 | 0 | 0 | 0 |
Page 34 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||
Security: | 192446102 | Meeting Type: | Annual | |||||||
Ticker: | CTSH | Meeting Date: | 05-Jun-2012 | |||||||
ISIN | US1924461023 | Vote Deadline Date: | 04-Jun-2012 | |||||||
Agenda | 933614390 | Management | Total Ballot Shares: | 23654 | ||||||
Last Vote Date: | 30-May-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: FRANCISCO D’SOUZA | For | 3600 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: JOHN N. FOX, JR. | For | 3600 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: THOMAS M. WENDEL | For | 3600 | 0 | 0 | 0 | ||||||
4 | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K. | For | 3600 | 0 | 0 | 0 | ||||||
5 | TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED AND TO AMEND AND RESTATE OUR AMENDED AND RESTATED BY-LAWS, AS AMENDED, TO PROVIDE HOLDERS OF TWENTY- FIVE PERCENT (25%) OF THE COMPANY’S OUTSTANDING SHARES OF CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE, UPON SATISFACTION OF CERTAIN CONDITIONS, THE POWER TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | For | 3600 | 0 | 0 | 0 | ||||||
6 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | For | 3600 | 0 | 0 | 0 | ||||||
7 | TO ACT ON A STOCKHOLDER PROPOSAL TO DECLASSIFY THE COMPANY’S BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Against | 0 | 3600 | 0 | 0 |
Page 35 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
PRICELINE.COM INCORPORATED | ||||||||||
Security: | 741503403 | Meeting Type: | Annual | |||||||
Ticker: | PCLN | Meeting Date: | 07-Jun-2012 | |||||||
ISIN | US7415034039 | Vote Deadline Date: | 06-Jun-2012 | |||||||
Agenda | 933610847 | Management | Total Ballot Shares: | 2350 | ||||||
Last Vote Date: | 30-May-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 JEFFERY H. BOYD | 500 | 0 | 0 | 0 | ||||||||
2 RALPH M. BAHNA | 500 | 0 | 0 | 0 | ||||||||
3 HOWARD W. BARKER, JR. | 500 | 0 | 0 | 0 | ||||||||
4 JAN L. DOCTER | 500 | 0 | 0 | 0 | ||||||||
5 JEFFREY E. EPSTEIN | 500 | 0 | 0 | 0 | ||||||||
6 JAMES M. GUYETTE | 500 | 0 | 0 | 0 | ||||||||
7 NANCY B. PERETSMAN | 500 | 0 | 0 | 0 | ||||||||
8 CRAIG W. RYDIN | 500 | 0 | 0 | 0 | ||||||||
2 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2012. | For | 500 | 0 | 0 | 0 | ||||||
3 | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO OUR NAMED EXECUTIVE OFFICERS. | For | 500 | 0 | 0 | 0 | ||||||
4 | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL ON STOCKHOLDER ACTION BY WRITTEN CONSENT. | Against | 0 | 500 | 0 | �� | 0 |
Page 36 of 43 | Friday, July 27, 2012 |
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CATERPILLAR INC. | ||||||||||
Security: | 149123101 | Meeting Type: | Annual | |||||||
Ticker: | CAT | Meeting Date: | 13-Jun-2012 | |||||||
ISIN | US1491231015 | Vote Deadline Date: | 12-Jun-2012 | |||||||
Agenda | 933623933 | Management | Total Ballot Shares: | 40437 | ||||||
Last Vote Date: | 04-Jun-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 DAVID L. CALHOUN | 4575 | 0 | 0 | 0 | ||||||||
2 DANIEL M. DICKINSON | 4575 | 0 | 0 | 0 | ||||||||
3 EUGENE V. FIFE | 4575 | 0 | 0 | 0 | ||||||||
4 JUAN GALLARDO | 4575 | 0 | 0 | 0 | ||||||||
5 DAVID R. GOODE | 4575 | 0 | 0 | 0 | ||||||||
6 JESSE J. GREENE, JR. | 4575 | 0 | 0 | 0 | ||||||||
7 JON M. HUNTSMAN, JR. | 4575 | 0 | 0 | 0 | ||||||||
8 PETER A. MAGOWAN | 4575 | 0 | 0 | 0 | ||||||||
9 DENNIS A. MUILENBURG | 4575 | 0 | 0 | 0 | ||||||||
10 DOUGLAS R. OBERHELMAN | 4575 | 0 | 0 | 0 | ||||||||
11 WILLIAM A. OSBORN | 4575 | 0 | 0 | 0 | ||||||||
12 CHARLES D. POWELL | 4575 | 0 | 0 | 0 | ||||||||
13 EDWARD B. RUST, JR. | 4575 | 0 | 0 | 0 | ||||||||
14 SUSAN C. SCHWAB | 4575 | 0 | 0 | 0 | ||||||||
15 JOSHUA I. SMITH | 4575 | 0 | 0 | 0 | ||||||||
16 MILES D. WHITE | 4575 | 0 | 0 | 0 | ||||||||
2 | RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012 | For | 4575 | 0 | 0 | 0 | ||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 4575 | 0 | 0 | 0 | ||||||
4 | AMEND RESTATED CERTIFICATE OF INCORPORATION AND BYLAWS TO PROVIDE STOCKHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS. | For | 4575 | 0 | 0 | 0 | ||||||
5 | AMEND BYLAW ADVANCE NOTICE PROVISIONS. | For | 4575 | 0 | 0 | 0 | ||||||
6 | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS AND EXPENSES. | Against | 0 | 4575 | 0 | 0 |
Page 37 of 43 | Friday, July 27, 2012 |
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Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
7 | STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD. | Against | 0 | 4575 | 0 | 0 | ||||||
8 | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS. | Against | 0 | 4575 | 0 | 0 | ||||||
9 | STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT. | Against | 0 | 4575 | 0 | 0 |
Page 38 of 43 | Friday, July 27, 2012 |
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THE TJX COMPANIES, INC. | ||||||||||
Security: | 872540109 | Meeting Type: | Annual | |||||||
Ticker: | TJX | Meeting Date: | 13-Jun-2012 | |||||||
ISIN | US8725401090 | Vote Deadline Date: | 12-Jun-2012 | |||||||
Agenda | 933628995 | Management | Total Ballot Shares: | 98083 | ||||||
Last Vote Date: | 04-Jun-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: ZEIN ABDALLA | For | 8750 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | For | 8750 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: ALAN M. BENNETT | For | 8750 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: BERNARD CAMMARATA | For | 8750 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: DAVID T. CHING | For | 8750 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: MICHAEL F. HINES | For | 8750 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: AMY B. LANE | For | 8750 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: CAROL MEYROWITZ | For | 8750 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | For | 8750 | 0 | 0 | 0 | ||||||
10 | ELECTION OF DIRECTOR: WILLOW B. SHIRE | For | 8750 | 0 | 0 | 0 | ||||||
11 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 8750 | 0 | 0 | 0 | ||||||
12 | APPROVAL OF MATERIAL TERMS OF EXECUTIVE OFFICER PERFORMANCE GOALS UNDER CASH INCENTIVE PLANS. | For | 8750 | 0 | 0 | 0 | ||||||
13 | ADVISORY APPROVAL OF TJX’S EXECUTIVE COMPENSATION. | For | 8750 | 0 | 0 | 0 |
Page 39 of 43 | Friday, July 27, 2012 |
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CONTINENTAL RESOURCES, INC. | ||||||||||
Security: | 212015101 | Meeting Type: | Annual | |||||||
Ticker: | CLR | Meeting Date: | 14-Jun-2012 | |||||||
ISIN | US2120151012 | Vote Deadline Date: | 13-Jun-2012 | |||||||
Agenda | 933626749 | Management | Total Ballot Shares: | 6645 | ||||||
Last Vote Date: | 04-Jun-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 LON MCCAIN | 3200 | 0 | 0 | 0 | ||||||||
2 MARK E. MONROE | 3200 | 0 | 0 | 0 | ||||||||
3 EDWARD T. SCHAFER | 3200 | 0 | 0 | 0 | ||||||||
2 | RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 3200 | 0 | 0 | 0 |
Page 40 of 43 | Friday, July 27, 2012 |
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AMERICAN TOWER CORPORATION | ||||||||||
Security: | 03027X100 | Meeting Type: | Annual | |||||||
Ticker: | AMT | Meeting Date: | 19-Jun-2012 | |||||||
ISIN | US03027X1000 | Vote Deadline Date: | 18-Jun-2012 | |||||||
Agenda | 933622246 | Management | Total Ballot Shares: | 37625 | ||||||
Last Vote Date: | 04-Jun-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | For | 4750 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: RONALD M. DYKES | For | 4750 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: CAROLYN F. KATZ | For | 4750 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | For | 4750 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: JOANN A. REED | For | 4750 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | For | 4750 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | For | 4750 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | For | 4750 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: SAMME L. THOMPSON | For | 4750 | 0 | 0 | 0 | ||||||
10 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | For | 4750 | 0 | 0 | 0 | ||||||
11 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY’S EXECUTIVE COMPENSATION. | For | 4750 | 0 | 0 | 0 | ||||||
12 | TO REQUIRE EXECUTIVES TO RETAIN A SIGNIFICANT PERCENTAGE OF STOCK ACQUIRED THROUGH EQUITY PAY PROGRAMS UNTIL ONE YEAR FOLLOWING TERMINATION OF THEIR EMPLOYMENT. | Against | 0 | 4750 | 0 | 0 |
Page 41 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
GOOGLE INC. | ||||||||||
Security: | 38259P508 | Meeting Type: | Annual | |||||||
Ticker: | GOOG | Meeting Date: | 21-Jun-2012 | |||||||
ISIN | US38259P5089 | Vote Deadline Date: | 20-Jun-2012 | |||||||
Agenda | 933632968 | Management | Total Ballot Shares: | 2185 | ||||||
Last Vote Date: | 04-Jun-2012 |
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 LARRY PAGE | 550 | 0 | 0 | 0 | ||||||||
2 SERGEY BRIN | 550 | 0 | 0 | 0 | ||||||||
3 ERIC E. SCHMIDT | 550 | 0 | 0 | 0 | ||||||||
4 L. JOHN DOERR | 550 | 0 | 0 | 0 | ||||||||
5 DIANE B. GREENE | 550 | 0 | 0 | 0 | ||||||||
6 JOHN L. HENNESSY | 550 | 0 | 0 | 0 | ||||||||
7 ANN MATHER | 550 | 0 | 0 | 0 | ||||||||
8 PAUL S. OTELLINI | 550 | 0 | 0 | 0 | ||||||||
9 K. RAM SHRIRAM | 550 | 0 | 0 | 0 | ||||||||
10 SHIRLEY M. TILGHMAN | 550 | 0 | 0 | 0 | ||||||||
2 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | For | 550 | 0 | 0 | 0 | ||||||
3 | THE APPROVAL OF THE ADOPTION OF GOOGLE’S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO GOOGLE’S THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES. | For | 550 | 0 | 0 | 0 | ||||||
4 | THE APPROVAL OF THE ADOPTION OF GOOGLE’S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO GOOGLE’S THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 6 BILLION TO 9 BILLION. | For | 550 | 0 | 0 | 0 |
Page 42 of 43 | Friday, July 27, 2012 |
Proxy Voting Record
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
5 | THE APPROVAL OF THE ADOPTION OF GOOGLE’S FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO GOOGLE’S THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE TREATMENT OF SHARES OF CLASS A COMMON STOCK IN A MANNER THAT IS AT LEAST AS FAVORABLE AS THE SHARES OF CLASS B COMMON STOCK. | For | 550 | 0 | 0 | 0 | ||||||
6 | THE APPROVAL OF GOOGLE’S 2012 STOCK PLAN. | For | 550 | 0 | 0 | 0 | ||||||
7 | THE APPROVAL OF GOOGLE’S 2012 INCENTIVE COMPENSATION PLAN FOR EMPLOYEES AND CONSULTANTS OF MOTOROLA MOBILITY. | For | 550 | 0 | 0 | 0 | ||||||
8 | A STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Against | 0 | 550 | 0 | 0 | ||||||
9 | A STOCKHOLDER PROPOSAL REGARDING MANDATORY ARBITRATION OF CERTAIN SHAREHOLDER CLAIMS, IF PROPERLY PRESENTED AT THE MEETING. | Against | 0 | 550 | 0 | 0 | ||||||
10 | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Against | 0 | 550 | 0 | 0 |
Page 43 of 43 | Friday, July 27, 2012 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Appleton Funds
By: | /s/ James I. Ladge | |
James I. Ladge | ||
President |
Date: August 17, 2012