UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-10201
The Appleton Funds
(Exact name of registrant as specified in charter)
303 Broadway, Suite 900, Cincinnati, Ohio 45202
(Address of principal executive offices) (Zip code)
James I Ladge, 45 Milk Street, Eight Floor, Boston, Massachusetts 02109
(Name and address of agent for service)
Registrant’s telephone number, including area code: (513) 878-4000
Date of fiscal year end: 12/31
Date of reporting period: 7/1/10 – 6/30/11
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, N.W., Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §3507.
Item 1. Proxy Voting Record
Meeting Date Range: 01-Aug-2010 To 31-Jul-2011 | ||
Selected Accounts |
PRECISION CASTPARTS CORP. | ||||||||||||
Security: | 740189105 | Meeting Type: | Annual | |||||||||
Ticker: | PCP | Meeting Date: | 10-Aug-2010 | |||||||||
ISIN | US7401891053 | Vote Deadline Date: | 09-Aug-2010 | |||||||||
Agenda | 933303478 | Management | Total Ballot Shares: | 2925 | ||||||||
Last Vote Date: | 09-Aug-2010 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | DANIEL J. MURPHY | 2600 | 0 | 0 | 0 | |||||||
2 | STEVEN G. ROTHMEIER | 2600 | 0 | 0 | 0 | |||||||
3 | RICHARD L. WAMBOLD | 2600 | 0 | 0 | 0 | |||||||
4 | TIMOTHY A. WICKS | 2600 | 0 | 0 | 0 | |||||||
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 2600 | 0 | 0 | 0 | ||||||
3 | SHAREHOLDER PROPOSAL REGARDING CLASSIFIED BOARD STRUCTURE | Against | 0 | 2600 | 0 | 0 |
ORACLE CORPORATION | ||||||||||||
Security: | 68389X105 | Meeting Type: | Annual | |||||||||
Ticker: | ORCL | Meeting Date: | 06-Oct-2010 | |||||||||
ISIN | US68389X1054 | Vote Deadline Date: | 05-Oct-2010 | |||||||||
Agenda | 933328189 | Management | Total Ballot Shares: | 71821 | ||||||||
Last Vote Date: | 05-Oct-2010 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | JEFFREY S. BERG | 11100 | 0 | 0 | 0 | |||||||
2 | H. RAYMOND BINGHAM | 11100 | 0 | 0 | 0 | |||||||
3 | MICHAEL J. BOSKIN | 11100 | 0 | 0 | 0 | |||||||
4 | SAFRA A. CATZ | 11100 | 0 | 0 | 0 | |||||||
5 | BRUCE R. CHIZEN | 11100 | 0 | 0 | 0 | |||||||
6 | GEORGE H. CONRADES | 11100 | 0 | 0 | 0 | |||||||
7 | LAWRENCE J. ELLISON | 11100 | 0 | 0 | 0 | |||||||
8 | HECTOR GARCIA-MOLINA | 11100 | 0 | 0 | 0 | |||||||
9 | JEFFREY O. HENLEY | 11100 | 0 | 0 | 0 | |||||||
10 | MARK V. HURD | 11100 | 0 | 0 | 0 | |||||||
11 | DONALD L. LUCAS | 11100 | 0 | 0 | 0 | |||||||
12 | NAOMI O. SELIGMAN | 11100 | 0 | 0 | 0 | |||||||
2 | APPROVE THE ORACLE CORPORATION EXECUTIVE BONUS PLAN. | For | 11100 | 0 | 0 | 0 | ||||||
3 | APPROVE THE ORACLE CORPORATION AMENDED AND RESTATED 2000 LONG-TERM EQUITY INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 419,020,418 SHARES. | For | 11100 | 0 | 0 | 0 | ||||||
4 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2011. | For | 11100 | 0 | 0 | 0 | ||||||
5 | ACT ON A STOCKHOLDER PROPOSAL TO AMEND THE CORPORATE BYLAWS TO ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY. | Against | 0 | 11100 | 0 | 0 | ||||||
6 | ACT ON A STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING IN DIRECTOR ELECTIONS. | Against | 0 | 11100 | 0 | 0 | ||||||
7 | ACT ON A STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION. | Against | 0 | 11100 | 0 | 0 |
BHP BILLITON LIMITED | |||||||||||
Security: | 088606108 | Meeting Type: | Annual | ||||||||
Ticker: | BHP | Meeting Date: | 16-Nov-2010 | ||||||||
ISIN | US0886061086 | Vote Deadline Date: | 08-Nov-2010 | ||||||||
Agenda | 933334651 | Management | Total Ballot Shares: | 26665 | |||||||
Last Vote Date: | 02-Nov-2010 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | TO RECEIVE THE 2010 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
2 | TO RE-ELECT DR JOHN BUCHANAN AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
3 | TO RE-ELECT MR DAVID CRAWFORD AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
4 | TO RE-ELECT MR KEITH RUMBLE AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
5 | TO RE-ELECT DR JOHN SCHUBERT AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
6 | TO RE-ELECT MR JACQUES NASSER AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
7 | TO ELECT MR MALCOLM BROOMHEAD AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
8 | TO ELECT MS CAROLYN HEWSON AS A DIRECTOR OF BHP BILLITON LIMITED AND BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
9 | TO REAPPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
10 | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
11 | TO APPROVE THE AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC FOR CASH | For | 3000 | 0 | 0 | 0 | |||||
12 | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 | |||||
13 | TO APPROVE THE 2010 REMUNERATION REPORT | For | 3000 | 0 | 0 | 0 | |||||
14 | TO APPROVE AMENDMENTS TO THE LONG TERM INCENTIVE PLAN | For | 3000 | 0 | 0 | 0 | |||||
15 | TO APPROVE THE GRANT OF AWARDS TO MR MARIUS KLOPPERS UNDER THE GIS AND THE LTIP | For | 3000 | 0 | 0 | 0 | |||||
16 | TO APPROVE AMENDMENTS TO THE CONSTITUTION OF BHP BILLITON LIMITED | For | 3000 | 0 | 0 | 0 | |||||
17 | TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF BHP BILLITON PLC | For | 3000 | 0 | 0 | 0 |
THE SCOTTS MIRACLE-GRO CO. | ||||||||||||
Security: | 810186106 | Meeting Type: | Annual | |||||||||
Ticker: | SMG | Meeting Date: | 20-Jan-2011 | |||||||||
ISIN | US8101861065 | Vote Deadline Date: | 19-Jan-2011 | |||||||||
Agenda | 933358473 | Management | Total Ballot Shares: | 29385 | ||||||||
Last Vote Date: | 13-Dec-2010 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | JAMES HAGEDORN | 3325 | 0 | 0 | 0 | |||||||
2 | WILLIAM G. JURGENSEN | 3325 | 0 | 0 | 0 | |||||||
3 | NANCY G. MISTRETTA | 3325 | 0 | 0 | 0 | |||||||
4 | STEPHANIE M. SHERN | 3325 | 0 | 0 | 0 | |||||||
2 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | For | 3325 | 0 | 0 | 0 | ||||||
3 | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE SCOTTS MIRACLE-GRO COMPANY AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE PLAN. | For | 3325 | 0 | 0 | 0 | ||||||
4 | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE SCOTTS COMPANY LLC AMENDED AND RESTATED EXECUTIVE INCENTIVE PLAN. | For | 3325 | 0 | 0 | 0 |
APPLE INC. | ||||||||||||
Security: | 037833100 | Meeting Type: | Annual | |||||||||
Ticker: | AAPL | Meeting Date: | 23-Feb-2011 | |||||||||
ISIN | US0378331005 | Vote Deadline Date: | 22-Feb-2011 | |||||||||
Agenda | 933364755 | Management | Total Ballot Shares: | 21271 | ||||||||
Last Vote Date: | 02-Mar-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | WILLIAM V. CAMPBELL | 1295 | 0 | 0 | 0 | |||||||
2 | MILLARD S. DREXLER | 1295 | 0 | 0 | 0 | |||||||
3 | ALBERT A. GORE, JR. | 1295 | 0 | 0 | 0 | |||||||
4 | STEVEN P. JOBS | 1295 | 0 | 0 | 0 | |||||||
5 | ANDREA JUNG | 1295 | 0 | 0 | 0 | |||||||
6 | ARTHUR D. LEVINSON | 1295 | 0 | 0 | 0 | |||||||
7 | RONALD D. SUGAR | 1295 | 0 | 0 | 0 | |||||||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | For | 1295 | 0 | 0 | 0 | ||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 1295 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
4 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | 1 Year | 1295 | 0 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
5 | SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING. | Against | 0 | 1295 | 0 | 0 | ||||||
6 | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Against | 0 | 1295 | 0 | 0 |
THE BANK OF NOVA SCOTIA | ||||||||||||
Security: | 064149107 | Meeting Type: | Annual | |||||||||
Ticker: | BNS | Meeting Date: | 05-Apr-2011 | |||||||||
ISIN | CA0641491075 | Vote Deadline Date: | 01-Apr-2011 | |||||||||
Agenda | 933374934 | Management | Total Ballot Shares: | 39535 | ||||||||
Last Vote Date: | 10-Mar-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | RONALD A. BRENNEMAN | 4400 | 0 | 0 | 0 | |||||||
2 | C.J. CHEN | 4400 | 0 | 0 | 0 | |||||||
3 | DAVID A. DODGE | 4400 | 0 | 0 | 0 | |||||||
4 | N. ASHLEIGH EVERETT | 4400 | 0 | 0 | 0 | |||||||
5 | JOHN C. KERR | 4400 | 0 | 0 | 0 | |||||||
6 | HON. MICHAEL J.L. KIRBY | 4400 | 0 | 0 | 0 | |||||||
7 | JOHN T. MAYBERRY | 4400 | 0 | 0 | 0 | |||||||
8 | THOMAS C. O'NEILL | 4400 | 0 | 0 | 0 | |||||||
9 | A.E. ROVZAR DE LA TORRE | 4400 | 0 | 0 | 0 | |||||||
10 | INDIRA V. SAMARASEKERA | 4400 | 0 | 0 | 0 | |||||||
11 | ALLAN C. SHAW | 4400 | 0 | 0 | 0 | |||||||
12 | PAUL D. SOBEY | 4400 | 0 | 0 | 0 | |||||||
13 | BARBARA S. THOMAS | 4400 | 0 | 0 | 0 | |||||||
14 | RICHARD E. WAUGH | 4400 | 0 | 0 | 0 | |||||||
2 | APPOINTMENT OF KPMG LLP AS AUDITORS | For | 4400 | 0 | 0 | 0 | ||||||
3 | CONFIRMATION OF AN AMENDMENT TO SECTION 3.04 OF BY-LAW NO. 1 | For | 4400 | 0 | 0 | 0 | ||||||
4 | APPROVAL OF AMENDMENTS TO THE STOCK OPTION PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN AND TO EXPLICITLY STATE THAT AMENDMENTS TO THE AMENDING PROVISIONS WILL REQUIRE SHAREHOLDER APPROVAL | For | 4400 | 0 | 0 | 0 | ||||||
5 | ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH | For | 4400 | 0 | 0 | 0 | ||||||
6 | SHAREHOLDER PROPOSAL 1. | Against | 0 | 4400 | 0 | 0 | ||||||
7 | SHAREHOLDER PROPOSAL 2. | Against | 0 | 4400 | 0 | 0 | ||||||
8 | SHAREHOLDER PROPOSAL 3. | Against | 0 | 4400 | 0 | 0 | ||||||
9 | SHAREHOLDER PROPOSAL 4. | Against | 0 | 4400 | 0 | 0 | ||||||
10 | SHAREHOLDER PROPOSAL 5. | Against | 0 | 4400 | 0 | 0 |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||
Security: | 806857108 | Meeting Type: | Annual | ||||||||
Ticker: | SLB | Meeting Date: | 06-Apr-2011 | ||||||||
ISIN | AN8068571086 | Vote Deadline Date: | 05-Apr-2011 | ||||||||
Agenda | 933377106 | Management | Total Ballot Shares: | 43674 | |||||||
Last Vote Date: | 28-Mar-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: P. CAMUS | For | 3500 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: P. CURRIE | For | 3500 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: A. GOULD | For | 3500 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: T. ISAAC | For | 3500 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: K.V. KAMATH | For | 3500 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: N. KUDRYAVTSEV | For | 3500 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: A. LAJOUS | For | 3500 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: M.E. MARKS | For | 3500 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: E. MOLER | For | 3500 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: L.R. REIF | For | 3500 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: T.I. SANDVOLD | For | 3500 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: H. SEYDOUX | For | 3500 | 0 | 0 | 0 | |||||
13 | ELECTION OF DIRECTOR: P. KIBSGAARD | For | 3500 | 0 | 0 | 0 | |||||
14 | ELECTION OF DIRECTOR: L.S. OLAYAN | For | 3500 | 0 | 0 | 0 | |||||
15 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | 3500 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
16 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 2 Years | 0 | 3500 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
17 | TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. | For | 3500 | 0 | 0 | 0 | |||||
18 | TO APPROVE THE AMENDMENTS TO THE COMPANY'S ARTICLES OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. | For | 3500 | 0 | 0 | 0 | |||||
19 | TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS AND DECLARATION OF DIVIDENDS. | For | 3500 | 0 | 0 | 0 | |||||
20 | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 3500 | 0 | 0 | 0 |
T. ROWE PRICE GROUP, INC. | |||||||||||
Security: | 74144T108 | Meeting Type: | Annual | ||||||||
Ticker: | TROW | Meeting Date: | 14-Apr-2011 | ||||||||
ISIN | US74144T1088 | Vote Deadline Date: | 13-Apr-2011 | ||||||||
Agenda | 933376609 | Management | Total Ballot Shares: | 44785 | |||||||
Last Vote Date: | 28-Mar-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: EDWARD C. BERNARD | For | 5500 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: JAMES T. BRADY | For | 5500 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. | For | 5500 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | For | 5500 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | For | 5500 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | For | 5500 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: BRIAN C. ROGERS | For | 5500 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | For | 5500 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | For | 5500 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | For | 5500 | 0 | 0 | 0 | |||||
11 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | For | 5500 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
12 | RECOMMEND, BY NON-BINDING ADVISORY VOTE, FREQUENCY OF VOTING BY HOLDERS ON COMPENSATION PAID BY COMPANY TO EXECUTIVE OFFICERS. | 1 Year | 5500 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
13 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | 5500 | 0 | 0 | 0 |
INSITUFORM TECHNOLOGIES, INC. | ||||||||||||
Security: | 457667103 | Meeting Type: | Annual | |||||||||
Ticker: | INSU | Meeting Date: | 20-Apr-2011 | |||||||||
ISIN | US4576671030 | Vote Deadline Date: | 19-Apr-2011 | |||||||||
Agenda | 933386434 | Management | Total Ballot Shares: | 45705 | ||||||||
Last Vote Date: | 26-Apr-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | J. JOSEPH BURGESS | 10100 | 0 | 0 | 0 | |||||||
2 | STEPHEN P. CORTINOVIS | 10100 | 0 | 0 | 0 | |||||||
3 | STEPHANIE A. CUSKLEY | 10100 | 0 | 0 | 0 | |||||||
4 | JOHN P. DUBINSKY | 10100 | 0 | 0 | 0 | |||||||
5 | CHARLES R. GORDON | 10100 | 0 | 0 | 0 | |||||||
6 | JUANITA H. HINSHAW | 10100 | 0 | 0 | 0 | |||||||
7 | M. RICHARD SMITH | 10100 | 0 | 0 | 0 | |||||||
8 | ALFRED L. WOODS | 10100 | 0 | 0 | 0 | |||||||
2 | TO APPROVE THE 2011 NON-EMPLOYEE DIRECTOR EQUITY PLAN | For | 10100 | 0 | 0 | 0 | ||||||
3 | TO APPROVE THE 2011 EXECUTIVE PERFORMANCE PLAN | For | 10100 | 0 | 0 | 0 | ||||||
4 | TO APPROVE AN ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION | For | 10100 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
5 | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS | 1 Year | 10100 | 0 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
6 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2011 | For | 10100 | 0 | 0 | 0 |
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||
Security: | 459200101 | Meeting Type: | Annual | ||||||||
Ticker: | IBM | Meeting Date: | 26-Apr-2011 | ||||||||
ISIN | US4592001014 | Vote Deadline Date: | 25-Apr-2011 | ||||||||
Agenda | 933380381 | Management | Total Ballot Shares: | 27633 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: A.J.P. BELDA | For | 1950 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: W.R. BRODY | For | 1950 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: K.I. CHENAULT | For | 1950 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: M.L. ESKEW | For | 1950 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: S.A. JACKSON | For | 1950 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: A.N. LIVERIS | For | 1950 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | For | 1950 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: J.W. OWENS | For | 1950 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: S.J. PALMISANO | For | 1950 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: J.E. SPERO | For | 1950 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: S. TAUREL | For | 1950 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: L.H. ZAMBRANO | For | 1950 | 0 | 0 | 0 | |||||
13 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | For | 1950 | 0 | 0 | 0 | |||||
14 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | For | 1950 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
15 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | 3 Years | 0 | 0 | 1950 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
16 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | Against | 0 | 1950 | 0 | 0 | |||||
17 | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) | Against | 0 | 1950 | 0 | 0 | |||||
18 | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75- 76) | Against | 0 | 1950 | 0 | 0 |
PRAXAIR, INC. | ||||||||||||
Security: | 74005P104 | Meeting Type: | Annual | |||||||||
Ticker: | PX | Meeting Date: | 26-Apr-2011 | |||||||||
ISIN | US74005P1049 | Vote Deadline Date: | 25-Apr-2011 | |||||||||
Agenda | 933384086 | Management | Total Ballot Shares: | 25562 | ||||||||
Last Vote Date: | 26-Apr-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | STEPHEN F. ANGEL | 2325 | 0 | 0 | 0 | |||||||
2 | OSCAR BERNARDES | 2325 | 0 | 0 | 0 | |||||||
3 | NANCE K. DICCIANI | 2325 | 0 | 0 | 0 | |||||||
4 | EDWARD G. GALANTE | 2325 | 0 | 0 | 0 | |||||||
5 | CLAIRE W. GARGALLI | 2325 | 0 | 0 | 0 | |||||||
6 | IRA D. HALL | 2325 | 0 | 0 | 0 | |||||||
7 | RAYMOND W. LEBOEUF | 2325 | 0 | 0 | 0 | |||||||
8 | LARRY D. MCVAY | 2325 | 0 | 0 | 0 | |||||||
9 | WAYNE T. SMITH | 2325 | 0 | 0 | 0 | |||||||
10 | ROBERT L. WOOD | 2325 | 0 | 0 | 0 | |||||||
2 | APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT. | For | 2325 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
3 | RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | 1 Year | 2325 | 0 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
4 | TO APPROVE PERFORMANCE GOALS UNDER PRAXAIR'S SECTION 162(M) PLAN. | For | 2325 | 0 | 0 | 0 | ||||||
5 | TO APPROVE AMENDMENTS TO THE 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN TO ADD NON- EMPLOYEE DIRECTORS AS ELIGIBLE PARTICIPANTS. | For | 2325 | 0 | 0 | 0 | ||||||
6 | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR | For | 2325 | 0 | 0 | 0 |
E. I. DU PONT DE NEMOURS AND COMPANY | |||||||||||
Security: | 263534109 | Meeting Type: | Annual | ||||||||
Ticker: | DD | Meeting Date: | 27-Apr-2011 | ||||||||
ISIN | US2635341090 | Vote Deadline Date: | 26-Apr-2011 | ||||||||
Agenda | 933385521 | Management | Total Ballot Shares: | 62728 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: RICHARD H. BROWN | For | 4500 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: ROBERT A. BROWN | For | 4500 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | For | 4500 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | For | 4500 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | For | 4500 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | For | 4500 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | For | 4500 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: LOIS D. JULIBER | For | 4500 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | For | 4500 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: WILLIAM K. REILLY | For | 4500 | 0 | 0 | 0 | |||||
11 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 4500 | 0 | 0 | 0 | |||||
12 | ON AMENDED EQUITY AND INCENTIVE PLAN | For | 4500 | 0 | 0 | 0 | |||||
13 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | For | 4500 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
14 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | 1 Year | 4500 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
15 | ON SPECIAL SHAREOWNER MEETINGS | Against | 0 | 4500 | 0 | 0 | |||||
16 | ON GENETICALLY ENGINEERED SEED | Against | 0 | 4500 | 0 | 0 | |||||
17 | ON EXECUTIVE COMPENSATION REPORT | Against | 0 | 4500 | 0 | 0 |
W.W. GRAINGER, INC. | ||||||||||||
Security: | 384802104 | Meeting Type: | Annual | |||||||||
Ticker: | GWW | Meeting Date: | 27-Apr-2011 | |||||||||
ISIN | US3848021040 | Vote Deadline Date: | 26-Apr-2011 | |||||||||
Agenda | 933386193 | Management | Total Ballot Shares: | 6635 | ||||||||
Last Vote Date: | 26-Apr-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | BRIAN P. ANDERSON | 2000 | 0 | 0 | 0 | |||||||
2 | WILBUR H. GANTZ | 2000 | 0 | 0 | 0 | |||||||
3 | V. ANN HAILEY | 2000 | 0 | 0 | 0 | |||||||
4 | WILLIAM K. HALL | 2000 | 0 | 0 | 0 | |||||||
5 | STUART L. LEVENICK | 2000 | 0 | 0 | 0 | |||||||
6 | JOHN W. MCCARTER, JR. | 2000 | 0 | 0 | 0 | |||||||
7 | NEIL S. NOVICH | 2000 | 0 | 0 | 0 | |||||||
8 | MICHAEL J. ROBERTS | 2000 | 0 | 0 | 0 | |||||||
9 | GARY L. ROGERS | 2000 | 0 | 0 | 0 | |||||||
10 | JAMES T. RYAN | 2000 | 0 | 0 | 0 | |||||||
11 | E. SCOTT SANTI | 2000 | 0 | 0 | 0 | |||||||
12 | JAMES D. SLAVIK | 2000 | 0 | 0 | 0 | |||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2011. | For | 2000 | 0 | 0 | 0 | ||||||
3 | SAY ON PAY: ADVISORY PROPOSAL TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | 2000 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
4 | SAY WHEN ON PAY: ADVISORY PROPOSAL TO SELECT THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | 1 Year | 2000 | 0 | 0 | 0 | 0 |
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | |||||||||||
Security: | 833635105 | Meeting Type: | Annual | ||||||||
Ticker: | SQM | Meeting Date: | 28-Apr-2011 | ||||||||
ISIN | US8336351056 | Vote Deadline Date: | 21-Apr-2011 | ||||||||
Agenda | 933428573 | Management | Total Ballot Shares: | 31890 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | BALANCE SHEET, AUDITED FINANCIAL STATEMENTS, ANNUAL REPORT, REPORT OF THE ACCOUNTING INSPECTORS AND REPORT OF THE EXTERNAL AUDITORS FOR THE BUSINESS YEAR ENDED DECEMBER 31, 2010. | None | 4325 | 0 | 0 | 0 | |||||
2 | APPOINTMENT OF THE EXTERNAL AUDITOR COMPANY -EXTERNAL AUDITORS- AND THE ACCOUNTING INSPECTORS OF THE COMPANY FOR THE 2011 BUSINESS YEAR. | None | 4325 | 0 | 0 | 0 | |||||
3 | OPERATIONS REFERRED TO IN TITLE XVI OF LAW NO 18,046 ("LAW OF CORPORATIONS" OF CHILE). | None | 0 | 0 | 4325 | 0 | |||||
4 | INVESTMENT AND FINANCING POLICIES. | None | 0 | 0 | 4325 | 0 | |||||
5 | NET INCOME FOR THE YEAR 2010, FINAL DIVIDEND DISTRIBUTION AND POLICY ON FUTURE DIVIDENDS. | None | 0 | 0 | 4325 | 0 | |||||
6 | EXPENSES OF THE BOARD OF DIRECTORS DURING THE 2010 BUSINESS YEAR. | None | 0 | 0 | 4325 | 0 | |||||
7 | ELECTION OF AND COMPENSATION FOR THE MEMBERS OF THE BOARD. | None | 0 | 0 | 4325 | 0 | |||||
8 | ISSUES RELATED TO THE AUDIT AND DIRECTORS' COMMITTEES. | None | 0 | 0 | 4325 | 0 | |||||
9 | OTHER MATTERS THAT MAY CORRESPOND IN ACCORDANCE WITH THE LAW. | None | 4325 | 0 | 0 | 0 |
AFLAC INCORPORATED | |||||||||||
Security: | 001055102 | Meeting Type: | Annual | ||||||||
Ticker: | AFL | Meeting Date: | 02-May-2011 | ||||||||
ISIN | US0010551028 | Vote Deadline Date: | 29-Apr-2011 | ||||||||
Agenda | 933383616 | Management | Total Ballot Shares: | 19440 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: DANIEL P. AMOS | For | 4000 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | For | 4000 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: PAUL S. AMOS II | For | 4000 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | For | 4000 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: KRISS CLONINGER III | For | 4000 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | For | 4000 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | For | 4000 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | For | 4000 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: CHARLES B. KNAPP | For | 4000 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | For | 4000 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | For | 4000 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | For | 4000 | 0 | 0 | 0 | |||||
13 | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | For | 4000 | 0 | 0 | 0 | |||||
14 | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | For | 4000 | 0 | 0 | 0 | |||||
15 | ELECTION OF DIRECTOR: TAKURO YOSHIDA | For | 4000 | 0 | 0 | 0 | |||||
16 | TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE IN THE PROXY STATEMENT. | For | 4000 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
17 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 4000 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
18 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | For | 4000 | 0 | 0 | 0 |
PEABODY ENERGY CORPORATION | ||||||||||||
Security: | 704549104 | Meeting Type: | Annual | |||||||||
Ticker: | BTU | Meeting Date: | 03-May-2011 | |||||||||
ISIN | US7045491047 | Vote Deadline Date: | 02-May-2011 | |||||||||
Agenda | 933388692 | Management | Total Ballot Shares: | 30405 | ||||||||
Last Vote Date: | 26-Apr-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | GREGORY H. BOYCE | 4100 | 0 | 0 | 0 | |||||||
2 | WILLIAM A. COLEY | 4100 | 0 | 0 | 0 | |||||||
3 | WILLIAM E. JAMES | 4100 | 0 | 0 | 0 | |||||||
4 | ROBERT B. KARN III | 4100 | 0 | 0 | 0 | |||||||
5 | M. FRANCES KEETH | 4100 | 0 | 0 | 0 | |||||||
6 | HENRY E. LENTZ | 4100 | 0 | 0 | 0 | |||||||
7 | ROBERT A. MALONE | 4100 | 0 | 0 | 0 | |||||||
8 | WILLIAM C. RUSNACK | 4100 | 0 | 0 | 0 | |||||||
9 | JOHN F. TURNER | 4100 | 0 | 0 | 0 | |||||||
10 | SANDRA A. VAN TREASE | 4100 | 0 | 0 | 0 | |||||||
11 | ALAN H. WASHKOWITZ | 4100 | 0 | 0 | 0 | |||||||
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 4100 | 0 | 0 | 0 | ||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 4100 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 2 Years | 0 | 4100 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
5 | APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY INCENTIVE PLAN. | For | 4100 | 0 | 0 | 0 |
UNDER ARMOUR, INC. | ||||||||||||
Security: | 904311107 | Meeting Type: | Annual | |||||||||
Ticker: | UA | Meeting Date: | 03-May-2011 | |||||||||
ISIN | US9043111072 | Vote Deadline Date: | 02-May-2011 | |||||||||
Agenda | 933388767 | Management | Total Ballot Shares: | 19480 | ||||||||
Last Vote Date: | 26-Apr-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | KEVIN A. PLANK | 3900 | 0 | 0 | 0 | |||||||
2 | BYRON K. ADAMS, JR. | 3900 | 0 | 0 | 0 | |||||||
3 | DOUGLAS E. COLTHARP | 3900 | 0 | 0 | 0 | |||||||
4 | ANTHONY W. DEERING | 3900 | 0 | 0 | 0 | |||||||
5 | A.B. KRONGARD | 3900 | 0 | 0 | 0 | |||||||
6 | WILLIAM R. MCDERMOTT | 3900 | 0 | 0 | 0 | |||||||
7 | HARVEY L. SANDERS | 3900 | 0 | 0 | 0 | |||||||
8 | THOMAS J. SIPPEL | 3900 | 0 | 0 | 0 | |||||||
2 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE "EXECUTIVE COMPENSATION" SECTION OF THE PROXY STATEMENT, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND TABLES. | For | 3900 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
3 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | 1 Year | 3900 | 0 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
4 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 3900 | 0 | 0 | 0 |
WELLS FARGO & COMPANY | |||||||||||
Security: | 949746101 | Meeting Type: | Annual | ||||||||
Ticker: | WFC | Meeting Date: | 03-May-2011 | ||||||||
ISIN | US9497461015 | Vote Deadline Date: | 02-May-2011 | ||||||||
Agenda | 933389151 | Management | Total Ballot Shares: | 52699 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: JOHN D. BAKER II | For | 8200 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: JOHN S. CHEN | For | 8200 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: LLOYD H. DEAN | For | 8200 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: SUSAN E. ENGEL | For | 8200 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | For | 8200 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: DONALD M. JAMES | For | 8200 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: MACKEY J. MCDONALD | For | 8200 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | For | 8200 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | For | 8200 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: PHILIP J. QUIGLEY | For | 8200 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | For | 8200 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | For | 8200 | 0 | 0 | 0 | |||||
13 | ELECTION OF DIRECTOR: JOHN G. STUMPF | For | 8200 | 0 | 0 | 0 | |||||
14 | ELECTION OF DIRECTOR: SUSAN G. SWENSON | For | 8200 | 0 | 0 | 0 | |||||
15 | PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES' COMPENSATION. | For | 8200 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
16 | ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING NAMED EXECUTIVES' COMPENSATION. | 1 Year | 8200 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
17 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2011. | For | 8200 | 0 | 0 | 0 | |||||
18 | STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE COMPANY'S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY'S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | Against | 0 | 8200 | 0 | 0 | |||||
19 | STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS. | Against | 0 | 8200 | 0 | 0 | |||||
20 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Against | 0 | 8200 | 0 | 0 | |||||
21 | STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON DIRECTOR COMPENSATION. | Against | 0 | 8200 | 0 | 0 | |||||
22 | STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS. | Against | 0 | 8200 | 0 | 0 |
CSX CORPORATION | |||||||||||
Security: | 126408103 | Meeting Type: | Annual | ||||||||
Ticker: | CSX | Meeting Date: | 04-May-2011 | ||||||||
ISIN | US1264081035 | Vote Deadline Date: | 03-May-2011 | ||||||||
Agenda | 933390320 | Management | Total Ballot Shares: | 11471 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: D.M. ALVARADO | For | 4500 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: J.B. BREAUX | For | 4500 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: P.L. CARTER | For | 4500 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: S.T. HALVERSON | For | 4500 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: E.J. KELLY, III | For | 4500 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: G.H. LAMPHERE | For | 4500 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: J.D. MCPHERSON | For | 4500 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: T.T. O'TOOLE | For | 4500 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: D.M. RATCLIFFE | For | 4500 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: D.J. SHEPARD | For | 4500 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: M.J. WARD | For | 4500 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: J.C. WATTS, JR. | For | 4500 | 0 | 0 | 0 | |||||
13 | ELECTION OF DIRECTOR: J.S. WHISLER | For | 4500 | 0 | 0 | 0 | |||||
14 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | 4500 | 0 | 0 | 0 | |||||
15 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | For | 4500 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
16 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | 3 Years | 0 | 0 | 4500 | 0 | 0 |
EMC CORPORATION | |||||||||||
Security: | 268648102 | Meeting Type: | Annual | ||||||||
Ticker: | EMC | Meeting Date: | 04-May-2011 | ||||||||
ISIN | US2686481027 | Vote Deadline Date: | 03-May-2011 | ||||||||
Agenda | 933387929 | Management | Total Ballot Shares: | 68635 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: MICHAEL W. BROWN | For | 10000 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | For | 10000 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: MICHAEL J. CRONIN | For | 10000 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: GAIL DEEGAN | For | 10000 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: JAMES S. DISTASIO | For | 10000 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: JOHN R. EGAN | For | 10000 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: EDMUND F. KELLY | For | 10000 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: WINDLE B. PRIEM | For | 10000 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: PAUL SAGAN | For | 10000 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: DAVID N. STROHM | For | 10000 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | For | 10000 | 0 | 0 | 0 | |||||
12 | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011, AS DESCRIBED IN EMC'S PROXY STATEMENT. | For | 10000 | 0 | 0 | 0 | |||||
13 | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | For | 10000 | 0 | 0 | 0 | |||||
14 | APPROVAL OF AN AMENDMENT TO EMC'S BYLAWS TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL MEETING OF SHAREHOLDERS, AS DESCRIBED IN EMC'S PROXY STATEMENT. | For | 10000 | 0 | 0 | 0 | |||||
15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | For | 10000 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
16 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | 1 Year | 10000 | 0 | 0 | 0 | 0 |
EXPRESS SCRIPTS, INC. | |||||||||||
Security: | 302182100 | Meeting Type: | Annual | ||||||||
Ticker: | ESRX | Meeting Date: | 04-May-2011 | ||||||||
ISIN | US3021821000 | Vote Deadline Date: | 03-May-2011 | ||||||||
Agenda | 933388755 | Management | Total Ballot Shares: | 44920 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: GARY G. BENANAV | For | 6100 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: MAURA C. BREEN | For | 6100 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | For | 6100 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | For | 6100 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: FRANK MERGENTHALER | For | 6100 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: WOODROW A MYERS, JR., MD | For | 6100 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: JOHN O. PARKER, JR. | For | 6100 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: GEORGE PAZ | For | 6100 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | For | 6100 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | For | 6100 | 0 | 0 | 0 | |||||
11 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2011. | For | 6100 | 0 | 0 | 0 | |||||
12 | TO APPROVE AMENDMENT TO THE BYLAWS REGARDING CALLING OF A SPECIAL MEETING. | For | 6100 | 0 | 0 | 0 | |||||
13 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | For | 6100 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
14 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | 3 Years | 0 | 0 | 6100 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
15 | TO APPROVE AND RATIFY THE EXPRESS SCRIPTS, INC. 2011 LONG-TERM INCENTIVE PLAN. | For | 6100 | 0 | 0 | 0 | |||||
16 | STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL CONTRIBUTIONS. | Against | 0 | 6100 | 0 | 0 |
PEPSICO, INC. | |||||||||||
Security: | 713448108 | Meeting Type: | Annual | ||||||||
Ticker: | PEP | Meeting Date: | 04-May-2011 | ||||||||
ISIN | US7134481081 | Vote Deadline Date: | 03-May-2011 | ||||||||
Agenda | 933392069 | Management | Total Ballot Shares: | 44361 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: S.L. BROWN | For | 3285 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: I.M. COOK | For | 3285 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: D. DUBLON | For | 3285 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: V.J. DZAU | For | 3285 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: R.L. HUNT | For | 3285 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: A. IBARGUEN | For | 3285 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: A.C. MARTINEZ | For | 3285 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: I.K. NOOYI | For | 3285 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | For | 3285 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: J.J. SCHIRO | For | 3285 | 0 | 0 | 0 | |||||
11 | ELECTION OF DIRECTOR: L.G. TROTTER | For | 3285 | 0 | 0 | 0 | |||||
12 | ELECTION OF DIRECTOR: D. VASELLA | For | 3285 | 0 | 0 | 0 | |||||
13 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | For | 3285 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
14 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | 3 Years | 0 | 0 | 3285 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
15 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011. | For | 3285 | 0 | 0 | 0 | |||||
16 | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY VOTING FOR DIRECTORS IN UNCONTESTED ELECTIONS. | For | 3285 | 0 | 0 | 0 | |||||
17 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDER MEETINGS. (PROXY STATEMENT P.63) | Against | 0 | 3285 | 0 | 0 | |||||
18 | SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS REPORT (PROXY STATEMENT P.65) | Against | 0 | 3285 | 0 | 0 |
APACHE CORPORATION | |||||||||||
Security: | 037411105 | Meeting Type: | Annual | ||||||||
Ticker: | APA | Meeting Date: | 05-May-2011 | ||||||||
ISIN | US0374111054 | Vote Deadline Date: | 04-May-2011 | ||||||||
Agenda | 933423395 | Management | Total Ballot Shares: | 7830 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: G. STEVEN FARRIS | For | 2250 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: RANDOLPH M. FERLIC | For | 2250 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | For | 2250 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: JOHN A. KOCUR | For | 2250 | 0 | 0 | 0 | |||||
5 | RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT AUDITORS | For | 2250 | 0 | 0 | 0 | |||||
6 | ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | For | 2250 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
7 | TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | 1 Year | 2250 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
8 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK | For | 2250 | 0 | 0 | 0 | |||||
9 | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK | For | 2250 | 0 | 0 | 0 | |||||
10 | APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY COMPENSATION PLAN | For | 2250 | 0 | 0 | 0 |
CHURCH & DWIGHT CO., INC. | ||||||||||||
Security: | 171340102 | Meeting Type: | Annual | |||||||||
Ticker: | CHD | Meeting Date: | 05-May-2011 | |||||||||
ISIN | US1713401024 | Vote Deadline Date: | 04-May-2011 | |||||||||
Agenda | 933389430 | Management | Total Ballot Shares: | 6585 | ||||||||
Last Vote Date: | 26-Apr-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | JOSE B. ALVAREZ | 2800 | 0 | 0 | 0 | |||||||
2 | JAMES R. CRAIGIE | 2800 | 0 | 0 | 0 | |||||||
3 | ROSINA B. DIXON | 2800 | 0 | 0 | 0 | |||||||
4 | ROBERT D. LEBLANC | 2800 | 0 | 0 | 0 | |||||||
2 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | For | 2800 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
3 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | 3 Years | 0 | 0 | 2800 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
4 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL STATEMENTS. | For | 2800 | 0 | 0 | 0 |
COLGATE-PALMOLIVE COMPANY | |||||||||||
Security: | 194162103 | Meeting Type: | Annual | ||||||||
Ticker: | CL | Meeting Date: | 06-May-2011 | ||||||||
ISIN | US1941621039 | Vote Deadline Date: | 05-May-2011 | ||||||||
Agenda | 933386167 | Opposition | Total Ballot Shares: | 10755 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: JOHN T. CAHILL | For | 2850 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: IAN COOK | For | 2850 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: HELENE D. GAYLE | For | 2850 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | For | 2850 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | For | 2850 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: RICHARD J. KOGAN | For | 2850 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: DELANO E. LEWIS | For | 2850 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: J. PEDRO REINHARD | For | 2850 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | For | 2850 | 0 | 0 | 0 | |||||
10 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 2850 | 0 | 0 | 0 | |||||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 2850 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
12 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 2 Years | 0 | 2850 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
13 | STOCKHOLDER PROPOSAL ON SPECIAL STOCKHOLDER MEETINGS. | Against | 0 | 2850 | 0 | 0 |
THE GOLDMAN SACHS GROUP, INC. | |||||||||||
Security: | 38141G104 | Meeting Type: | Annual | ||||||||
Ticker: | GS | Meeting Date: | 06-May-2011 | ||||||||
ISIN | US38141G1040 | Vote Deadline Date: | 05-May-2011 | ||||||||
Agenda | 933405397 | Management | Total Ballot Shares: | 13244 | |||||||
Last Vote Date: | 26-Apr-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN | For | 1200 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: JOHN H. BRYAN | For | 1200 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: GARY D. COHN | For | 1200 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: CLAES DAHLBACK | For | 1200 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: STEPHEN FRIEDMAN | For | 1200 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: WILLIAM W. GEORGE | For | 1200 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: JAMES A. JOHNSON | For | 1200 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: LOIS D. JULIBER | For | 1200 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL | For | 1200 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: JAMES J. SCHIRO | For | 1200 | 0 | 0 | 0 | |||||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION MATTERS (SAY ON PAY) | For | 1200 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
12 | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY | 1 Year | 1200 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
13 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2011 FISCAL YEAR | For | 1200 | 0 | 0 | 0 | |||||
14 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING | Against | 0 | 1200 | 0 | 0 | |||||
15 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Against | 0 | 1200 | 0 | 0 | |||||
16 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE | Against | 0 | 1200 | 0 | 0 | |||||
17 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON SENIOR EXECUTIVE COMPENSATION | Against | 0 | 1200 | 0 | 0 | |||||
18 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON CLIMATE CHANGE RISK DISCLOSURE | Against | 0 | 1200 | 0 | 0 | |||||
19 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS | Against | 0 | 1200 | 0 | 0 |
3M COMPANY | |||||||||||
Security: | 88579Y101 | Meeting Type: | Annual | ||||||||
Ticker: | MMM | Meeting Date: | 10-May-2011 | ||||||||
ISIN | US88579Y1010 | Vote Deadline Date: | 09-May-2011 | ||||||||
Agenda | 933390407 | Management | Total Ballot Shares: | 6310 | |||||||
Last Vote Date: | 04-May-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: LINDA G. ALVARADO | For | 2700 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | For | 2700 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: VANCE D. COFFMAN | For | 2700 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | For | 2700 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: W. JAMES FARRELL | For | 2700 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: HERBERT L. HENKEL | For | 2700 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: EDWARD M. LIDDY | For | 2700 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: ROBERT S. MORRISON | For | 2700 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: AULANA L. PETERS | For | 2700 | 0 | 0 | 0 | |||||
10 | ELECTION OF DIRECTOR: ROBERT J. ULRICH | For | 2700 | 0 | 0 | 0 | |||||
11 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 2700 | 0 | 0 | 0 | |||||
12 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 2700 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
13 | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 2700 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
14 | STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. | Against | 0 | 2700 | 0 | 0 |
AGRIUM INC. | ||||||||||||
Security: | 008916108 | Meeting Type: | Annual | |||||||||
Ticker: | AGU | Meeting Date: | 10-May-2011 | |||||||||
ISIN | CA0089161081 | Vote Deadline Date: | 05-May-2011 | |||||||||
Agenda | 933402783 | Management | Total Ballot Shares: | 18932 | ||||||||
Last Vote Date: | 26-Apr-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | RALPH S. CUNNINGHAM | 3400 | 0 | 0 | 0 | |||||||
2 | RUSSELL K. GIRLING | 3400 | 0 | 0 | 0 | |||||||
3 | SUSAN A. HENRY | 3400 | 0 | 0 | 0 | |||||||
4 | RUSSELL J. HORNER | 3400 | 0 | 0 | 0 | |||||||
5 | DAVID J. LESAR | 3400 | 0 | 0 | 0 | |||||||
6 | JOHN E. LOWE | 3400 | 0 | 0 | 0 | |||||||
7 | A. ANNE MCLELLAN | 3400 | 0 | 0 | 0 | |||||||
8 | DEREK G. PANNELL | 3400 | 0 | 0 | 0 | |||||||
9 | FRANK W. PROTO | 3400 | 0 | 0 | 0 | |||||||
10 | MICHAEL M. WILSON | 3400 | 0 | 0 | 0 | |||||||
11 | VICTOR J. ZALESCHUK | 3400 | 0 | 0 | 0 | |||||||
2 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | For | 3400 | 0 | 0 | 0 |
AKAMAI TECHNOLOGIES, INC. | |||||||||||
Security: | 00971T101 | Meeting Type: | Annual | ||||||||
Ticker: | AKAM | Meeting Date: | 18-May-2011 | ||||||||
ISIN | US00971T1016 | Vote Deadline Date: | 17-May-2011 | ||||||||
Agenda | 933412986 | Management | Total Ballot Shares: | 31285 | |||||||
Last Vote Date: | 25-May-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF CLASS III DIRECTOR: C. KIM GOODWIN | For | 5900 | 0 | 0 | 0 | |||||
2 | ELECTION OF CLASS III DIRECTOR: DAVID W. KENNY | For | 5900 | 0 | 0 | 0 | |||||
3 | ELECTION OF CLASS III DIRECTOR: PETER J. KIGHT | For | 5900 | 0 | 0 | 0 | |||||
4 | ELECTION OF CLASS III DIRECTOR: FREDERIC V. SALERNO | For | 5900 | 0 | 0 | 0 | |||||
5 | AMENDMENT TO 2009 STOCK INCENTIVE PLAN. | For | 5900 | 0 | 0 | 0 | |||||
6 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | For | 5900 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
7 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | 1 Year | 5900 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
8 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF AKAMAI TECHNOLOGIES, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | 5900 | 0 | 0 | 0 |
AMERICAN TOWER CORPORATION | |||||||||||
Security: | 029912201 | Meeting Type: | Annual | ||||||||
Ticker: | AMT | Meeting Date: | 18-May-2011 | ||||||||
ISIN | US0299122012 | Vote Deadline Date: | 17-May-2011 | ||||||||
Agenda | 933406438 | Management | Total Ballot Shares: | 37615 | |||||||
Last Vote Date: | 25-May-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | For | 4750 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: RONALD M. DYKES | For | 4750 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: CAROLYN F. KATZ | For | 4750 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | For | 4750 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: JOANN A. REED | For | 4750 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | For | 4750 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | For | 4750 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | For | 4750 | 0 | 0 | 0 | |||||
9 | ELECTION OF DIRECTOR: SAMME L. THOMPSON | For | 4750 | 0 | 0 | 0 | |||||
10 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | 4750 | 0 | 0 | 0 | |||||
11 | TO APPROVE AN AMENDMENT TO AMERICAN TOWER CORPORATION'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | For | 4750 | 0 | 0 | 0 | |||||
12 | TO CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 4750 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
13 | TO CONDUCT AN ADVISORY VOTE ON WHETHER TO HOLD THE STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS. | 1 Year | 4750 | 0 | 0 | 0 | 0 |
MCDONALD'S CORPORATION | |||||||||||
Security: | 580135101 | Meeting Type: | Annual | ||||||||
Ticker: | MCD | Meeting Date: | 19-May-2011 | ||||||||
ISIN | US5801351017 | Vote Deadline Date: | 18-May-2011 | ||||||||
Agenda | 933410297 | Management | Total Ballot Shares: | 48062 | |||||||
Last Vote Date: | 25-May-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | For | 3175 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: RICHARD H. LENNY | For | 3175 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: CARY D. MCMILLAN | For | 3175 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: SHEILA A. PENROSE | For | 3175 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: JAMES A. SKINNER | For | 3175 | 0 | 0 | 0 | |||||
6 | ADVISORY VOTE ON THE APPROVAL OF THE APPOINTMENT OF AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE AS INDEPENDENT AUDITORS FOR 2011. | For | 3175 | 0 | 0 | 0 | |||||
7 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 3175 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
8 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 3175 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
9 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE OF INCORPORATION BY REPEALING SUCH ARTICLE (TRANSACTIONS WITH INTERESTED SHAREHOLDERS). | For | 3175 | 0 | 0 | 0 | |||||
10 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (BOARD OF DIRECTORS). | For | 3175 | 0 | 0 | 0 | |||||
11 | ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (SHAREHOLDER ACTION). | For | 3175 | 0 | 0 | 0 | |||||
12 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO CLASSIFIED BOARD. | Against | 0 | 3175 | 0 | 0 | |||||
13 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING. | Against | 0 | 3175 | 0 | 0 | |||||
14 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO A REPORT ON CHILDREN'S NUTRITION. | Against | 0 | 3175 | 0 | 0 | |||||
15 | ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO BEVERAGE CONTAINERS. | Against | 0 | 3175 | 0 | 0 |
EXXON MOBIL CORPORATION | ||||||||||||
Security: | 30231G102 | Meeting Type: | Annual | |||||||||
Ticker: | XOM | Meeting Date: | 25-May-2011 | |||||||||
ISIN | US30231G1022 | Vote Deadline Date: | 24-May-2011 | |||||||||
Agenda | 933416908 | Management | Total Ballot Shares: | 82865 | ||||||||
Last Vote Date: | 25-May-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | M.J. BOSKIN | 3450 | 0 | 0 | 0 | |||||||
2 | P. BRABECK-LETMATHE | 3450 | 0 | 0 | 0 | |||||||
3 | L.R. FAULKNER | 3450 | 0 | 0 | 0 | |||||||
4 | J.S. FISHMAN | 3450 | 0 | 0 | 0 | |||||||
5 | K.C. FRAZIER | 3450 | 0 | 0 | 0 | |||||||
6 | W.W. GEORGE | 3450 | 0 | 0 | 0 | |||||||
7 | M.C. NELSON | 3450 | 0 | 0 | 0 | |||||||
8 | S.J. PALMISANO | 3450 | 0 | 0 | 0 | |||||||
9 | S.S REINEMUND | 3450 | 0 | 0 | 0 | |||||||
10 | R.W. TILLERSON | 3450 | 0 | 0 | 0 | |||||||
11 | E.E. WHITACRE, JR. | 3450 | 0 | 0 | 0 | |||||||
2 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) | For | 3450 | 0 | 0 | 0 | ||||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | For | 3450 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
4 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57) | 3 Years | 0 | 0 | 3450 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
5 | INDEPENDENT CHAIRMAN (PAGE 58) | Against | 0 | 3450 | 0 | 0 | ||||||
6 | REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) | Against | 0 | 3450 | 0 | 0 | ||||||
7 | AMENDMENT OF EEO POLICY (PAGE 61) | Against | 0 | 3450 | 0 | 0 | ||||||
8 | POLICY ON WATER (PAGE 62) | Against | 0 | 3450 | 0 | 0 | ||||||
9 | REPORT ON CANADIAN OIL SANDS (PAGE 64) | Against | 0 | 3450 | 0 | 0 | ||||||
10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 65) | Against | 0 | 3450 | 0 | 0 | ||||||
11 | REPORT ON ENERGY TECHNOLOGY (PAGE 67) | Against | 0 | 3450 | 0 | 0 | ||||||
12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) | Against | 0 | 3450 | 0 | 0 |
CERNER CORPORATION | |||||||||||
Security: | 156782104 | Meeting Type: | Annual | ||||||||
Ticker: | CERN | Meeting Date: | 27-May-2011 | ||||||||
ISIN | US1567821046 | Vote Deadline Date: | 26-May-2011 | ||||||||
Agenda | 933431140 | Management | Total Ballot Shares: | 34191 | |||||||
Last Vote Date: | 25-May-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. | For | 3275 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: JOHN C. DANFORTH | For | 3275 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: NEAL L. PATTERSON | For | 3275 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | For | 3275 | 0 | 0 | 0 | |||||
5 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2011. | For | 3275 | 0 | 0 | 0 | |||||
6 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | 3275 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
7 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (EVERY 1, 2 OR 3 YEARS). | 1 Year | 3275 | 0 | 0 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
8 | APPROVAL OF THE CERNER CORPORATION 2011 OMNIBUS EQUITY INCENTIVE PLAN. | For | 3275 | 0 | 0 | 0 | |||||
9 | APPROVAL OF AN AMENDMENT TO OUR ASSOCIATE STOCK PURCHASE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES AVAILABLE FOR PURCHASE. | For | 3275 | 0 | 0 | 0 | |||||
10 | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | For | 3275 | 0 | 0 | 0 | |||||
11 | APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE SERIES A PREFERRED STOCK. | For | 3275 | 0 | 0 | 0 |
ROPER INDUSTRIES, INC. | ||||||||||||
Security: | 776696106 | Meeting Type: | Annual | |||||||||
Ticker: | ROP | Meeting Date: | 01-Jun-2011 | |||||||||
ISIN | US7766961061 | Vote Deadline Date: | 31-May-2011 | |||||||||
Agenda | 933443296 | Management | Total Ballot Shares: | 21352 | ||||||||
Last Vote Date: | 25-May-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | RICHARD F. WALLMAN | 3250 | 0 | 0 | 0 | |||||||
2 | CHRISTOPHER WRIGHT | 3250 | 0 | 0 | 0 | |||||||
2 | THE ADOPTION, ON A NON-BINDING, ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | 3250 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
3 | THE SELECTION, ON A NON-BINDING, ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | 3 Years | 0 | 0 | 3250 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
4 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY. | For | 3250 | 0 | 0 | 0 |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |||||||||||
Security: | 192446102 | Meeting Type: | Annual | ||||||||
Ticker: | CTSH | Meeting Date: | 02-Jun-2011 | ||||||||
ISIN | US1924461023 | Vote Deadline Date: | 01-Jun-2011 | ||||||||
Agenda | 933429020 | Management | Total Ballot Shares: | 26415 | |||||||
Last Vote Date: | 25-May-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: ROBERT W. HOWE | For | 3600 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: ROBERT E. WEISSMAN | For | 3600 | 0 | 0 | 0 | |||||
3 | APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K. | For | 3600 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
4 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | 3 Years | 0 | 0 | 3600 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
5 | TO AMEND OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED TO INCREASE THE MAXIMUM NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | For | 3600 | 0 | 0 | 0 | |||||
6 | TO AMEND OUR CERTIFICATE OF INCORPORATION TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | For | 3600 | 0 | 0 | 0 | |||||
7 | TO AMEND OUR AMENDED AND RESTATED BY-LAWS, AS AMENDED, TO REDUCE CERTAIN SUPERMAJORITY VOTING THRESHOLDS FROM 80% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK TO 66 2/3% OF THE VOTING POWER OF ALL THEN OUTSTANDING SHARES OF CAPITAL STOCK. | For | 3600 | 0 | 0 | 0 | |||||
8 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | For | 3600 | 0 | 0 | 0 |
AMAZON.COM, INC. | |||||||||||
Security: | 023135106 | Meeting Type: | Annual | ||||||||
Ticker: | AMZN | Meeting Date: | 07-Jun-2011 | ||||||||
ISIN | US0231351067 | Vote Deadline Date: | 06-Jun-2011 | ||||||||
Agenda | 933435566 | Management | Total Ballot Shares: | 15182 | |||||||
Last Vote Date: | 14-Jun-2011 | ||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
1 | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | For | 1760 | 0 | 0 | 0 | |||||
2 | ELECTION OF DIRECTOR: TOM A. ALBERG | For | 1760 | 0 | 0 | 0 | |||||
3 | ELECTION OF DIRECTOR: JOHN SEELY BROWN | For | 1760 | 0 | 0 | 0 | |||||
4 | ELECTION OF DIRECTOR: WILLIAM B. GORDON | For | 1760 | 0 | 0 | 0 | |||||
5 | ELECTION OF DIRECTOR: ALAIN MONIE | For | 1760 | 0 | 0 | 0 | |||||
6 | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | For | 1760 | 0 | 0 | 0 | |||||
7 | ELECTION OF DIRECTOR: THOMAS O. RYDER | For | 1760 | 0 | 0 | 0 | |||||
8 | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | For | 1760 | 0 | 0 | 0 | |||||
9 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | 1760 | 0 | 0 | 0 | |||||
10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 1760 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||
11 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 3 Years | 0 | 0 | 1760 | 0 | 0 | ||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
12 | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER OWNERSHIP THRESHOLD FOR CALLING A SPECIAL MEETING OF SHAREHOLDERS. | Against | 0 | 1760 | 0 | 0 | |||||
13 | SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT AND REPORT CONCERNING CLIMATE CHANGE. | Against | 0 | 1760 | 0 | 0 |
CATERPILLAR INC. | ||||||||||||
Security: | 149123101 | Meeting Type: | Annual | |||||||||
Ticker: | CAT | Meeting Date: | 08-Jun-2011 | |||||||||
ISIN | US1491231015 | Vote Deadline Date: | 07-Jun-2011 | |||||||||
Agenda | 933433740 | Management | Total Ballot Shares: | 40782 | ||||||||
Last Vote Date: | 14-Jun-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | DIRECTOR | For | ||||||||||
1 | DAVID L. CALHOUN | 4575 | 0 | 0 | 0 | |||||||
2 | DANIEL M. DICKINSON | 4575 | 0 | 0 | 0 | |||||||
3 | EUGENE V. FIFE | 4575 | 0 | 0 | 0 | |||||||
4 | JUAN GALLARDO | 4575 | 0 | 0 | 0 | |||||||
5 | DAVID R. GOODE | 4575 | 0 | 0 | 0 | |||||||
6 | JESSE J. GREENE, JR. | 4575 | 0 | 0 | 0 | |||||||
7 | PETER A. MAGOWAN | 4575 | 0 | 0 | 0 | |||||||
8 | DENNIS A. MUILENBURG | 4575 | 0 | 0 | 0 | |||||||
9 | DOUGLAS R. OBERHELMAN | 4575 | 0 | 0 | 0 | |||||||
10 | WILLIAM A. OSBORN | 4575 | 0 | 0 | 0 | |||||||
11 | CHARLES D. POWELL | 4575 | 0 | 0 | 0 | |||||||
12 | EDWARD B. RUST, JR. | 4575 | 0 | 0 | 0 | |||||||
13 | SUSAN C. SCHWAB | 4575 | 0 | 0 | 0 | |||||||
14 | JOSHUA I. SMITH | 4575 | 0 | 0 | 0 | |||||||
15 | MILES D. WHITE | 4575 | 0 | 0 | 0 | |||||||
2 | RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | 4575 | 0 | 0 | 0 | ||||||
3 | APPROVE AMENDED AND RESTATED CATERPILLAR INC. EXECUTIVE SHORT-TERM INCENTIVE PLAN. | For | 4575 | 0 | 0 | 0 | ||||||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 4575 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
5 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | 1 Year | 4575 | 0 | 0 | 0 | 0 | |||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
6 | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS AND EXPENSES. | Against | 0 | 4575 | 0 | 0 | ||||||
7 | STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Against | 0 | 4575 | 0 | 0 | ||||||
8 | STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD. | Against | 0 | 4575 | 0 | 0 | ||||||
9 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS. | Against | 0 | 4575 | 0 | 0 | ||||||
10 | STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD. | Against | 0 | 4575 | 0 | 0 | ||||||
11 | STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS. | Against | 0 | 4575 | 0 | 0 | ||||||
12 | STOCKHOLDER PROPOSAL - DEATH BENEFITS POLICY. | Against | 0 | 4575 | 0 | 0 |
THE TJX COMPANIES, INC. | ||||||||||||
Security: | 872540109 | Meeting Type: | Annual | |||||||||
Ticker: | TJX | Meeting Date: | 14-Jun-2011 | |||||||||
ISIN | US8725401090 | Vote Deadline Date: | 13-Jun-2011 | |||||||||
Agenda | 933446533 | Management | Total Ballot Shares: | 50548 | ||||||||
Last Vote Date: | 14-Jun-2011 | |||||||||||
Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | ||||||
1 | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | For | 5150 | 0 | 0 | 0 | ||||||
2 | ELECTION OF DIRECTOR: ALAN M. BENNETT | For | 5150 | 0 | 0 | 0 | ||||||
3 | ELECTION OF DIRECTOR: BERNARD CAMMARATA | For | 5150 | 0 | 0 | 0 | ||||||
4 | ELECTION OF DIRECTOR: DAVID T. CHING | For | 5150 | 0 | 0 | 0 | ||||||
5 | ELECTION OF DIRECTOR: MICHAEL F. HINES | For | 5150 | 0 | 0 | 0 | ||||||
6 | ELECTION OF DIRECTOR: AMY B. LANE | For | 5150 | 0 | 0 | 0 | ||||||
7 | ELECTION OF DIRECTOR: CAROL MEYROWITZ | For | 5150 | 0 | 0 | 0 | ||||||
8 | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | For | 5150 | 0 | 0 | 0 | ||||||
9 | ELECTION OF DIRECTOR: WILLOW B. SHIRE | For | 5150 | 0 | 0 | 0 | ||||||
10 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | For | 5150 | 0 | 0 | 0 | ||||||
11 | TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL COMPENSATION OF TJX'S NAMED EXECUTIVE OFFICERS. | For | 5150 | 0 | 0 | 0 | ||||||
Item | Proposal | Recommendation | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||
12 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 5150 | 0 | 0 | 0 | 0 | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): The Appleton Funds
By (Signatures and Title):
________________________
James I. Ladge
President and Treasurer
Date: August __, 2011