UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10571
BLUE CHIP INVESTOR FUNDS
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
Ross C. Provence
Blue Chip Investor Funds
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Blue Chip Investor Fund |
Custodied at US Bank, N.A. |
| ADVANCE AUTO PARTS, INC. |
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Security | 00751Y106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AAP | Meeting Date | 15-May-2020 | |||||||||||||||
ISIN | US00751Y1064 | Agenda | 935163941 - Management | |||||||||||||||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 14-May-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director: John F. Bergstrom | Management | For | For | For | None | ||||||||||||
1B. | Election of Director: Brad W. Buss | Management | For | For | For | None | ||||||||||||
1C. | Election of Director: John F. Ferraro | Management | For | For | For | None | ||||||||||||
1D. | Election of Director: Thomas R. Greco | Management | For | For | For | None | ||||||||||||
1E. | Election of Director: Jeffrey J. Jones II | Management | For | For | For | None | ||||||||||||
1F. | Election of Director: Eugene I. Lee, Jr. | Management | For | For | For | None | ||||||||||||
1G. | Election of Director: Sharon L. McCollam | Management | For | For | For | None | ||||||||||||
1H. | Election of Director: Douglas A. Pertz | Management | For | For | For | None | ||||||||||||
1I. | Election of Director: Nigel Travis | Management | For | For | For | None | ||||||||||||
2. | Approve, by advisory vote, the | Management | For | For | For | None | ||||||||||||
3. | Ratify the appointment of Deloitte & Touche | Management | For | For | For | None | ||||||||||||
4. | Advisory vote on the stockholder proposal | Shareholder | Against | Against | For | None | ||||||||||||
| ALLIANCE DATA SYSTEMS CORPORATION |
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Security | 018581108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | ADS | Meeting Date | 09-Jun-2020 | |||||||||||||||
ISIN | US0185811082 | Agenda | 935202159 - Management | |||||||||||||||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 08-Jun-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1.1 | Election of Director: Ralph J. Andretta | Management | For | For | For | None | ||||||||||||
1.2 | Election of Director: Roger H. Ballou | Management | For | For | For | None | ||||||||||||
1.3 | Election of Director: John C. Gerspach, Jr. | Management | For | For | For | None | ||||||||||||
1.4 | Election of Director: Rajesh Natarajan | Management | For | For | For | None | ||||||||||||
1.5 | Election of Director: Timothy J. Theriault | Management | For | For | For | None | ||||||||||||
1.6 | Election of Director: Laurie A. Tucker | Management | For | For | For | None | ||||||||||||
1.7 | Election of Director: Sharen J. Turney | Management | For | For | For | None | ||||||||||||
2. | Advisory vote to approve executive | Management | For | For | For | None | ||||||||||||
3. | Approval of the 2020 Omnibus Incentive | Management | For | For | For | None | ||||||||||||
4. | Ratification of the selection of Deloitte & | Management | For | For | For | None | ||||||||||||
| AMERICAN EXPRESS COMPANY |
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Security | 025816109 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | AXP | Meeting Date | 05-May-2020 | |||||||||||||||
ISIN | US0258161092 | Agenda | 935151439 - Management | |||||||||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 04-May-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1B. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1C. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1D. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1E. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1F. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1G. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1H. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1I. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1J. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1K. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1L. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
1M. | Election of Director for a term of one year: | Management | For | For | For | None | ||||||||||||
2. | Ratification of appointment of | Management | For | For | For | None | ||||||||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | None | ||||||||||||
4. | Approval of Amended and Restated | Management | For | For | For | None | ||||||||||||
5. | Shareholder proposal relating to action by | Shareholder | Against | Against | For | None | ||||||||||||
6. | Shareholder proposal relating to | Shareholder | Against | Against | For | None | ||||||||||||
| BERKSHIRE HATHAWAY INC. |
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Security | 084670108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 02-May-2020 | |||||||||||||||
ISIN | US0846701086 | Agenda | 935144105 - Management | |||||||||||||||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 01-May-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1. | DIRECTOR | Management | ||||||||||||||||
1 | Warren E. Buffett | For | For | For | None | |||||||||||||
2 | Charles T. Munger | For | For | For | None | |||||||||||||
3 | Gregory E. Abel | For | For | For | None | |||||||||||||
4 | Howard G. Buffett | For | For | For | None | |||||||||||||
5 | Stephen B. Burke | For | For | For | None | |||||||||||||
6 | Kenneth I. Chenault | For | For | For | None | |||||||||||||
7 | Susan L. Decker | For | For | For | None | |||||||||||||
8 | David S. Gottesman | For | For | For | None | |||||||||||||
9 | Charlotte Guyman | For | For | For | None | |||||||||||||
10 | Ajit Jain | For | For | For | None | |||||||||||||
11 | Thomas S. Murphy | For | For | For | None | |||||||||||||
12 | Ronald L. Olson | For | For | For | None | |||||||||||||
13 | Walter Scott, Jr. | For | For | For | None | |||||||||||||
14 | Meryl B. Witmer | For | For | For | None | |||||||||||||
2. | Non-binding resolution to approve the | Management | For | For | For | None | ||||||||||||
3. | Non-binding resolution to determine the | Management | 3 Years | 3 Years | For | None | ||||||||||||
4. | Shareholder proposal regarding diversity. | Shareholder | Against | Against | For | None | ||||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. |
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Security | 112585104 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | BAM | Meeting Date | 12-Jun-2020 | |||||||||||||||
ISIN | CA1125851040 | Agenda | 935218025 - Management | |||||||||||||||
Record Date | 29-Apr-2020 | Holding Recon Date | 29-Apr-2020 | |||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 09-Jun-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
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| Item | Proposal |
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1 | DIRECTOR | Management | ||||||||||||||||
1 | M. Elyse Allan | For | For | For | None | |||||||||||||
2 | Angela F. Braly | For | For | For | None | |||||||||||||
3 | Murilo Ferreira | For | For | For | None | |||||||||||||
4 | Janice Fukakusa | For | For | For | None | |||||||||||||
5 | Frank J. McKenna | For | For | For | None | |||||||||||||
6 | Rafael Miranda | For | For | For | None | |||||||||||||
7 | Seek Ngee Huat | For | For | For | None | |||||||||||||
8 | Diana L. Taylor | For | For | For | None | |||||||||||||
2 | The appointment of Deloitte LLP as the | Management | For | For | For | None | ||||||||||||
3 | The Say on Pay Resolution set out in the | Management | For | For | For | None | ||||||||||||
4 | The Shareholder Proposal One set out in | Shareholder | Against | Against | For | None | ||||||||||||
5 | The Shareholder Proposal Two set out in | Shareholder | Against | Against | For | None | ||||||||||||
| CARMAX, INC. |
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Security | 143130102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | KMX | Meeting Date | 23-Jun-2020 | |||||||||||||||
ISIN | US1431301027 | Agenda | 935212390 - Management | |||||||||||||||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Jun-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1B. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1C. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1D. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1E. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1F. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1G. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1H. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1I. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1J. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1K. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
1L. | Election of Director for a one year term: | Management | For | For | For | None | ||||||||||||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | None | ||||||||||||
3. | To vote on an advisory resolution to | Management | For | For | For | None | ||||||||||||
4. | To approve the CarMax, Inc. 2002 Stock | Management | For | For | For | None | ||||||||||||
| CIMPRESS N.V. |
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Security | N20146101 | Meeting Type | Special | |||||||||||||||
Ticker Symbol | CMPR | Meeting Date | 25-Oct-2019 | |||||||||||||||
ISIN | NL0009272269 | Agenda | 935087494 - Management | |||||||||||||||
Record Date | 27-Sep-2019 | Holding Recon Date | 27-Sep-2019 | |||||||||||||||
City / | Country | / | Ireland | Vote Deadline Date | 24-Oct-2019 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
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| Item | Proposal |
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1. | Adopt the resolution to amend our articles | Management | For | For | For | None | ||||||||||||
2. | Subject to the amendment of our articles of | Management | For | For | For | None | ||||||||||||
3. | Approve, subject to the effectiveness of the | Management | For | For | For | None | ||||||||||||
| CIMPRESS N.V. |
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Security | N20146101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | CMPR | Meeting Date | 22-Nov-2019 | |||||||||||||||
ISIN | NL0009272269 | Agenda | 935097902 - Management | |||||||||||||||
Record Date | 25-Oct-2019 | Holding Recon Date | 25-Oct-2019 | |||||||||||||||
City / | Country | / | Ireland | Vote Deadline Date | 21-Nov-2019 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
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| Item | Proposal |
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1. | Appoint Robert S. Keane as an executive | Management | For | For | For | None | ||||||||||||
2. | Appoint Scott J. Vassalluzzo as a non- | Management | For | For | For | None | ||||||||||||
3. | Vote on a non-binding "say on pay" | Management | For | For | For | None | ||||||||||||
4. | Adopt our statutory annual accounts for the | Management | For | For | For | None | ||||||||||||
5. | Discharge the members of our Board of | Management | For | For | For | None | ||||||||||||
6. | Discharge the former members of our | Management | For | For | For | None | ||||||||||||
7. | Authorize the Board of Directors to | Management | For | For | For | None | ||||||||||||
8. | Appoint PricewaterhouseCoopers LLP as | Management | For | For | For | None | ||||||||||||
| FEDEX CORPORATION |
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Security | 31428X106 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | FDX | Meeting Date | 23-Sep-2019 | |||||||||||||||
ISIN | US31428X1063 | Agenda | 935068761 - Management | |||||||||||||||
Record Date | 29-Jul-2019 | Holding Recon Date | 29-Jul-2019 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 20-Sep-2019 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director: John A. Edwardson | Management | For | For | For | None | ||||||||||||
1B. | Election of Director: Marvin R. Ellison | Management | For | For | For | None | ||||||||||||
1C. | Election of Director: Susan Patricia Griffith | Management | For | For | For | None | ||||||||||||
1D. | Election of Director: John C. ("Chris") Inglis | Management | For | For | For | None | ||||||||||||
1E. | Election of Director: Kimberly A. Jabal | Management | For | For | For | None | ||||||||||||
1F. | Election of Director: Shirley Ann Jackson | Management | For | For | For | None | ||||||||||||
1G. | Election of Director: R. Brad Martin | Management | For | For | For | None | ||||||||||||
1H. | Election of Director: Joshua Cooper Ramo | Management | For | For | For | None | ||||||||||||
1I. | Election of Director: Susan C. Schwab | Management | For | For | For | None | ||||||||||||
1J. | Election of Director: Frederick W. Smith | Management | For | For | For | None | ||||||||||||
1K. | Election of Director: David P. Steiner | Management | For | For | For | None | ||||||||||||
1L. | Election of Director: Paul S. Walsh | Management | For | For | For | None | ||||||||||||
2. | Advisory vote to approve named executive | Management | For | For | For | None | ||||||||||||
3. | Approval of the FedEx Corporation 2019 | Management | For | For | For | None | ||||||||||||
4. | Ratification of independent registered public | Management | For | For | For | None | ||||||||||||
5. | Stockholder proposal regarding lobbying | Shareholder | Against | Against | For | None | ||||||||||||
6. | Stockholder proposal regarding employee | Shareholder | Against | Against | For | None | ||||||||||||
| HANESBRANDS INC. |
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Security | 410345102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | HBI | Meeting Date | 28-Apr-2020 | |||||||||||||||
ISIN | US4103451021 | Agenda | 935143014 - Management | |||||||||||||||
Record Date | 18-Feb-2020 | Holding Recon Date | 18-Feb-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 27-Apr-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director: Geralyn R. Breig | Management | For | For | For | None | ||||||||||||
1B. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | For | None | ||||||||||||
1C. | Election of Director: Bobby J. Griffin | Management | For | For | For | None | ||||||||||||
1D. | Election of Director: James C. Johnson | Management | For | For | For | None | ||||||||||||
1E. | Election of Director: Franck J. Moison | Management | For | For | For | None | ||||||||||||
1F. | Election of Director: Robert F. Moran | Management | For | For | For | None | ||||||||||||
1G. | Election of Director: Ronald L. Nelson | Management | For | For | For | None | ||||||||||||
1H. | Election of Director: Ann E. Ziegler | Management | For | For | For | None | ||||||||||||
2. | To ratify the appointment of | Management | For | For | For | None | ||||||||||||
3. | To approve, on an advisory basis, named | Management | For | For | For | None | ||||||||||||
4. | To approve the Hanesbrands Inc. 2020 | Management | For | For | For | None | ||||||||||||
| HYATT HOTELS CORPORATION |
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Security | 448579102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | H | Meeting Date | 20-May-2020 | |||||||||||||||
ISIN | US4485791028 | Agenda | 935174792 - Management | |||||||||||||||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-May-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1. | DIRECTOR | Management | ||||||||||||||||
1 | Thomas J. Pritzker | For | For | For | None | |||||||||||||
2 | Pamela M. Nicholson | For | For | For | None | |||||||||||||
3 | Richard C. Tuttle | For | For | For | None | |||||||||||||
4 | James H. Wooten, Jr. | For | For | For | None | |||||||||||||
2. | Ratification of the Appointment of Deloitte & | Management | For | For | For | None | ||||||||||||
3. | Approval of the Fourth Amended and | Management | For | For | For | None | ||||||||||||
4. | Approval of the Second Amended and | Management | For | For | For | None | ||||||||||||
5. | Approval, on an advisory basis, of the | Management | For | For | For | None | ||||||||||||
| INGREDION INC |
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Security | 457187102 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | INGR | Meeting Date | 20-May-2020 | |||||||||||||||
ISIN | US4571871023 | Agenda | 935176912 - Management | |||||||||||||||
Record Date | 26-Mar-2020 | Holding Recon Date | 26-Mar-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-May-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director: Luis Aranguren-Trellez | Management | For | For | For | None | ||||||||||||
1B. | Election of Director: David B. Fischer | Management | For | For | For | None | ||||||||||||
1C. | Election of Director: Paul Hanrahan | Management | For | For | For | None | ||||||||||||
1D. | Election of Director: Rhonda L. Jordan | Management | For | For | For | None | ||||||||||||
1E. | Election of Director: Gregory B. Kenny | Management | For | For | For | None | ||||||||||||
1F. | Election of Director: Barbara A. Klein | Management | For | For | For | None | ||||||||||||
1G. | Election of Director: Victoria J. Reich | Management | For | For | For | None | ||||||||||||
1H. | Election of Director: Stephan B. Tanda | Management | For | For | For | None | ||||||||||||
1I. | Election of Director: Jorge A. Uribe | Management | For | For | For | None | ||||||||||||
1J. | Election of Director: Dwayne A. Wilson | Management | For | For | For | None | ||||||||||||
1K. | Election of Director: James P. Zallie | Management | For | For | For | None | ||||||||||||
2. | To approve, by advisory vote, the | Management | For | For | For | None | ||||||||||||
3. | To ratify the appointment of KPMG LLP as | Management | For | For | For | None | ||||||||||||
| LKQ CORPORATION |
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Security | 501889208 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | LKQ | Meeting Date | 12-May-2020 | |||||||||||||||
ISIN | US5018892084 | Agenda | 935155110 - Management | |||||||||||||||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 11-May-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
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| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director: Patrick Berard | Management | For | For | For | None | ||||||||||||
1B. | Election of Director: Meg A. Divitto | Management | For | For | For | None | ||||||||||||
1C. | Election of Director: Robert M. Hanser | Management | For | For | For | None | ||||||||||||
1D. | Election of Director: Joseph M. Holsten | Management | For | For | For | None | ||||||||||||
1E. | Election of Director: Blythe J. McGarvie | Management | For | For | For | None | ||||||||||||
1F. | Election of Director: John W. Mendel | Management | For | For | For | None | ||||||||||||
1G. | Election of Director: Jody G. Miller | Management | For | For | For | None | ||||||||||||
1H. | Election of Director: John F. O'Brien | Management | For | For | For | None | ||||||||||||
1I. | Election of Director: Guhan Subramanian | Management | For | For | For | None | ||||||||||||
1J. | Election of Director: Xavier Urbain | Management | For | For | For | None | ||||||||||||
1K. | Election of Director: Dominick Zarcone | Management | For | For | For | None | ||||||||||||
2. | Ratification of the appointment of Deloitte & | Management | For | For | For | None | ||||||||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | None | ||||||||||||
| SPECTRUM BRANDS HOLDINGS, INC. |
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Security | 84790A105 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SPB | Meeting Date | 10-Jul-2019 | |||||||||||||||
ISIN | US84790A1051 | Agenda | 935044141 - Management | |||||||||||||||
Record Date | 17-May-2019 | Holding Recon Date | 17-May-2019 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-Jul-2019 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1.1 | Election of the Class I Director: Sherianne | Management | For | For | For | None | ||||||||||||
1.2 | Election of the Class I Director: Norman | Management | For | For | For | None | ||||||||||||
1.3 | Election of the Class I Director: Joseph | Management | For | For | For | None | ||||||||||||
2. | Ratify the appointment of KPMG LLP | Management | For | For | For | None | ||||||||||||
3. | To approve, on an advisory basis, the | Management | For | For | For | None | ||||||||||||
| SUNCOR ENERGY INC. |
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Security | 867224107 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | SU | Meeting Date | 06-May-2020 | |||||||||||||||
ISIN | CA8672241079 | Agenda | 935150576 - Management | |||||||||||||||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 01-May-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
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| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1 | DIRECTOR | Management | ||||||||||||||||
1 | Patricia M. Bedient | For | For | For | None | |||||||||||||
2 | Mel E. Benson | For | For | For | None | |||||||||||||
3 | John D. Gass | For | For | For | None | |||||||||||||
4 | Dennis M. Houston | For | For | For | None | |||||||||||||
5 | Mark S. Little | For | For | For | None | |||||||||||||
6 | Brian P. MacDonald | For | For | For | None | |||||||||||||
7 | Maureen McCaw | For | For | For | None | |||||||||||||
8 | Lorraine Mitchelmore | For | For | For | None | |||||||||||||
9 | Eira M. Thomas | For | For | For | None | |||||||||||||
10 | Michael M. Wilson | For | For | For | None | |||||||||||||
2 | Appointment of KPMG LLP as auditor of | Management | For | For | For | None | ||||||||||||
3 | To accept the approach to executive | Management | For | For | For | None | ||||||||||||
| T. ROWE PRICE GROUP, INC. |
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Security | 74144T108 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | TROW | Meeting Date | 12-May-2020 | |||||||||||||||
ISIN | US74144T1088 | Agenda | 935151819 - Management | |||||||||||||||
Record Date | 11-Mar-2020 | Holding Recon Date | 11-Mar-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 11-May-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director: Mark S. Bartlett | Management | For | For | For | None | ||||||||||||
1B. | Election of Director: Mary K. Bush | Management | For | For | For | None | ||||||||||||
1C. | Election of Director: Dina Dublon | Management | For | For | For | None | ||||||||||||
1D. | Election of Director: Dr. Freeman A. | Management | For | For | For | None | ||||||||||||
1E. | Election of Director: Robert F. MacLellan | Management | For | For | For | None | ||||||||||||
1F. | Election of Director: Olympia J. Snowe | Management | For | For | For | None | ||||||||||||
1G. | Election of Director: Robert J. Stevens | Management | For | For | For | None | ||||||||||||
1H. | Election of Director: William J. Stromberg | Management | For | For | For | None | ||||||||||||
1I. | Election of Director: Richard R. Verma | Management | For | For | For | None | ||||||||||||
1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | For | None | ||||||||||||
1K. | Election of Director: Alan D. Wilson | Management | For | For | For | None | ||||||||||||
2. | To approve, by a non-binding advisory vote, | Management | For | For | For | None | ||||||||||||
3. | Ratification of the appointment of KPMG | Management | For | For | For | None | ||||||||||||
4. | To approve the 2020 Long-Term Incentive | Management | For | For | For | None | ||||||||||||
5. | Stockholder proposal for a report on voting | Shareholder | Against | Against | For | None | ||||||||||||
| WELLS FARGO & COMPANY |
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Security | 949746101 | Meeting Type | Annual | |||||||||||||||
Ticker Symbol | WFC | Meeting Date | 28-Apr-2020 | |||||||||||||||
ISIN | US9497461015 | Agenda | 935145183 - Management | |||||||||||||||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||||||||||||||
City / | Country | / | United | Vote Deadline Date | 27-Apr-2020 | |||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director: Steven D. Black | Management | For | For | For | None | ||||||||||||
1B. | Election of Director: Celeste A. Clark | Management | For | For | For | None | ||||||||||||
1C. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | For | None | ||||||||||||
1D. | Election of Director: Wayne M. Hewett | Management | For | For | For | None | ||||||||||||
1E. | Election of Director: Donald M. James | Management | For | For | For | None | ||||||||||||
1F. | Election of Director: Maria R. Morris | Management | For | For | For | None | ||||||||||||
1G. | Election of Director: Charles H. Noski | Management | For | For | For | None | ||||||||||||
1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | For | None | ||||||||||||
1I. | Election of Director: Juan A. Pujadas | Management | For | For | For | None | ||||||||||||
1J. | Election of Director: Ronald L. Sargent | Management | For | For | For | None | ||||||||||||
1K. | Election of Director: Charles W. Scharf | Management | For | For | For | None | ||||||||||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For | None | ||||||||||||
2. | Advisory resolution to approve executive | Management | For | For | For | None | ||||||||||||
3. | Ratification of the appointment of KPMG | Management | For | For | For | None | ||||||||||||
4. | Shareholder Proposal - Shareholder | Shareholder | Against | Against | For | None | ||||||||||||
5. | Shareholder Proposal - Report on | Shareholder | Against | Against | For | None | ||||||||||||
6. | Shareholder Proposal - Report on Global | Shareholder | Against | Against | For | None | ||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BLUE CHIP INVESTOR FUNDS
By: /s/Ross C. Provence
Ross C. Provence, President
Date: 8/10/2020