Richard A. Barone
Michael J. Meaney, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
(b).
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
(e).
(f).
(g).
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
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Ancora Income Fund | | | | | |
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AllianceBernstein Income Fund, Inc. | | | | |
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Ticker Symbol: | ACG | CUSIP Number: | 01881E101 | | |
Record Date: | 2/20/2015 | Meeting Date: | 4/16/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Marshall C. Turner, Jr. | Management | For | For | No |
1.2 | Elect Director Garry L. Moody | Management | For | For | No |
1.3 | Elect Director Earl D. Weiner | Management | For | For | No |
2 | Convert Closed-End Fund to Open-End Fund | Share Holder | For | Against | Yes |
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Kayne Anderson MLP Investment Company | | | | |
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Ticker Symbol: | KYN | CUSIP Number: | 486606502 | | |
Record Date: | 5/1/2015 | Meeting Date: | 6/17/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven C. Good | Management | For | For | No |
1.2 | Elect Director Kevin S. McCarthy | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
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Strategic Global Income Fund, Inc. | | | | |
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Ticker Symbol: | SGL | CUSIP Number: | 862719101 | | |
Record Date: | 1/16/2015 | Meeting Date: | 3/12/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Bernard H. Garil | Management | For | For | No |
1.2 | Elect Director Heather R. Higgins | Management | For | For | No |
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The Gabelli Dividend & Income Trust | | | | |
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Ticker Symbol: | GDV | CUSIP Number: | 36242H203 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/11/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James P. Conn | Management | For | For | No |
1.2 | Elect Director Salvatore M. Salibello | Management | For | For | No |
1.3 | Elect Director Edward T. Tokar | Management | For | For | No |
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The Gabelli Equity Trust Inc. | | | | | |
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Ticker Symbol: | GAB | CUSIP Number: | 362397705 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/11/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James P. Conn | Management | For | For | No |
1.2 | Elect Director Anthony R. Pustorino | Management | For | For | No |
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The Gabelli Healthcare & Wellness (RX) Trust | | | | |
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Ticker Symbol: | GRX | CUSIP Number: | 36246K301 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/11/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Anthony J. Colavita | Management | Withhold | For | Yes |
1.2 | Elect Director Robert C. Kolodny | Management | For | For | No |
1.3 | Elect Director Salvatore J. Zizza | Management | Withhold | For | Yes |
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The GDL Fund | | | | | |
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Ticker Symbol: | GDL | CUSIP Number: | 361570302 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/11/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | Withhold | For | Yes |
1.2 | Elect Director Mario d'Urso | Management | For | For | No |
1.3 | Elect Director Michael J. Melarkey | Management | For | For | No |
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Tortoise Energy Infrastructure Corporation | | | | |
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Ticker Symbol: | TYG | CUSIP Number: | 89147L803 | | |
Record Date: | 3/10/2015 | Meeting Date: | 5/18/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Charles E. Heath | Management | For | For | No |
1.2 | Elect Director Rand C. Berney | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
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Wells Fargo Advantage Multi-Sector Income Fund | | | | |
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Ticker Symbol: | ERC | CUSIP Number: | 94987D101 | | |
Record Date: | 12/8/2014 | Meeting Date: | 2/9/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William R. Ebsworth | Management | For | For | No |
1.2 | Elect Director Jane A. Freeman | Management | For | For | No |
1.3 | Elect Director Judith M. Johnson | Management | For | For | No |
1.4 | Elect Director Donald C. Willeke | Management | For | For | No |
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Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | | | | |
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Ticker Symbol: | WIW | CUSIP Number: | 95766R104 | | |
Record Date: | 5/1/2015 | Meeting Date: | 6/3/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ronald A. Nyberg | Management | For | For | No |
1.2 | Elect Director Jane E. Trust | Management | For | For | No |
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Ancora Equity Fund | | | | | |
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Abbott Laboratories | | | | | |
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Ticker Symbol: | ABT | CUSIP Number: | 002824100 | | |
Record Date: | 2/25/2015 | Meeting Date: | 4/24/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert J. Alpern | Management | For | For | No |
1.2 | Elect Director Roxanne S. Austin | Management | For | For | No |
1.3 | Elect Director Sally E. Blount | Management | For | For | No |
1.4 | Elect Director W. James Farrell | Management | For | For | No |
1.5 | Elect Director Edward M. Liddy | Management | For | For | No |
1.6 | Elect Director Nancy McKinstry | Management | For | For | No |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For | No |
1.8 | Elect Director William A. Osborn | Management | For | For | No |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For | No |
1.10 | Elect Director Glenn F. Tilton | Management | For | For | No |
1.11 | Elect Director Miles D. White | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Report on Products Containing GE Ingredients | Share Holder | Against | Against | No |
5 | Require Independent Board Chairman | Share Holder | For | Against | Yes |
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AbbVie Inc. | | | | | |
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Ticker Symbol: | ABBV | CUSIP Number: | 00287Y109 | | |
Record Date: | 3/11/2015 | Meeting Date: | 5/8/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Roxanne S. Austin | Management | For | For | No |
1.2 | Elect Director Richard A. Gonzalez | Management | For | For | No |
1.3 | Elect Director Glenn F. Tilton | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
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Adams Diversified Equity Fund Inc. | | | | |
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Ticker Symbol: | ADX | CUSIP Number: | 006212104 | | |
Record Date: | 1/30/2015 | Meeting Date: | 4/30/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Enrique R. Arzac | Management | For | For | No |
1b | Elect Director Phyllis O. Bonanno | Management | For | For | No |
1c | Elect Director Kenneth J. Dale | Management | For | For | No |
1d | Elect Director Frederic A. Escherich | Management | For | For | No |
1e | Elect Director Roger W. Gale | Management | For | For | No |
1f | Elect Director Kathleen T. McGahran | Management | For | For | No |
1g | Elect Director Craig R. Smith | Management | For | For | No |
1h | Elect Director Mark E. Stoeckle | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Approve Change of Fundamental Investment Policy Regarding Investments in Commodities or Commodities Contracts | Management | For | For | No |
4 | Approve Investment Advisory Agreement | Management | For | For | No |
5 | Convert Closed-End Fund to Open-End Fund | Share Holder | Against | Against | No |
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Ally Financial Inc. | | | | | |
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Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | |
Record Date: | 4/2/2015 | Meeting Date: | 5/28/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For | No |
1.2 | Elect Director Robert T. Blakely | Management | For | Withhold | Yes |
1.3 | Elect Director Mayree C. Clark | Management | For | Withhold | Yes |
1.4 | Elect Director Stephen A. Feinberg | Management | For | For | No |
1.5 | Elect Director Kim S. Fennebresque | Management | For | For | No |
1.6 | Elect Director Marjorie Magner | Management | For | For | No |
1.7 | Elect Director Mathew Pendo | Management | For | Withhold | Yes |
1.8 | Elect Director John J. Stack | Management | For | Withhold | Yes |
1.9 | Elect Director Jeffrey J. Brown | Management | For | For | No |
1.10 | Elect Director Kenneth J. Bacon | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
5 | Amend Tax Asset Protection Plan | Management | For | For | No |
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Ameriprise Financial, Inc. | | | | | |
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Ticker Symbol: | AMP | CUSIP Number: | 03076C106 | | |
Record Date: | 3/2/2015 | Meeting Date: | 4/29/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1a | Elect Director James M. Cracchiolo | Management | For | For | No |
1.1b | Elect Director Dianne Neal Blixt | Management | For | For | No |
1.1c | Elect Director Amy DiGeso | Management | For | For | No |
1.1d | Elect Director Lon R. Greenberg | Management | For | For | No |
1.1e | Elect Director Siri S. Marshall | Management | For | For | No |
1.1f | Elect Director Jeffrey Noddle | Management | For | For | No |
1.1g | Elect Director H. Jay Sarles | Management | For | For | No |
1.1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For | No |
1.1i | Elect Director William H. Turner | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
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Apache Corporation | | | | | |
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Ticker Symbol: | APA | CUSIP Number: | 037411105 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/14/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director George D. Lawrence | Management | For | For | No |
2 | Elect Director John E. Lowe | Management | For | For | No |
3 | Elect Director Rodman D. Patton | Management | For | For | No |
4 | Elect Director Charles J. Pitman | Management | For | For | No |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Yes |
7 | Declassify the Board of Directors | Management | For | For | No |
8 | Proxy Access | Share Holder | For | For | No |
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Boulder Total Return Fund, Inc. | | | | |
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Ticker Symbol: | BTF | CUSIP Number: | 101541100 | | |
Record Date: | 8/22/2014 | Meeting Date: | 11/14/2014 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
2 | Approve Reorganization of Funds Between Boulder Total Return Fund, Inc. and Boulder Growth & Income Fund, Inc. | Management | For | For | No |
5 | Adjourn Meeting | Management | For | For | No |
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Celgene Corporation | | | | | |
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Ticker Symbol: | CELG | CUSIP Number: | 151020104 | | |
Record Date: | 4/20/2015 | Meeting Date: | 6/17/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert J. Hugin | Management | For | For | No |
1.2 | Elect Director Richard W. Barker | Management | For | For | No |
1.3 | Elect Director Michael W. Bonney | Management | For | For | No |
1.4 | Elect Director Michael D. Casey | Management | For | For | No |
1.5 | Elect Director Carrie S. Cox | Management | For | For | No |
1.6 | Elect Director Michael A. Friedman | Management | For | For | No |
1.7 | Elect Director Gilla Kaplan | Management | For | For | No |
1.8 | Elect Director James J. Loughlin | Management | For | For | No |
1.9 | Elect Director Ernest Mario | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Report on Specialty Drug Pricing Risks | Share Holder | Against | Against | No |
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Cisco Systems, Inc. | | | | | |
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Ticker Symbol: | CSCO | CUSIP Number: | 17275R102 | | |
Record Date: | 9/22/2014 | Meeting Date: | 11/20/2014 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Carol A. Bartz | Management | For | For | No |
1b | Elect Director M. Michele Burns | Management | For | For | No |
1c | Elect Director Michael D. Capellas | Management | For | For | No |
1d | Elect Director John T. Chambers | Management | For | For | No |
1e | Elect Director Brian L. Halla | Management | For | For | No |
1f | Elect Director John L. Hennessy | Management | For | For | No |
1g | Elect Director Kristina M. Johnson | Management | For | For | No |
1h | Elect Director Roderick C. McGeary | Management | For | For | No |
1i | Elect Director Arun Sarin | Management | For | For | No |
1j | Elect Director Steven M. West | Management | For | For | No |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify Auditors | Management | For | For | No |
5 | Establish Public Policy Board Committee | Share Holder | Against | Against | No |
6 | Adopt Proxy Access Right | Share Holder | Against | Against | No |
7 | Report on Political Contributions | Share Holder | Against | For | Yes |
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EMC Corporation | | | | | |
| | | | | |
Ticker Symbol: | EMC | CUSIP Number: | 268648102 | | |
Record Date: | 2/27/2015 | Meeting Date: | 4/30/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1a | Elect Director Jose E. Almeida | Management | For | For | No |
1.1b | Elect Director Michael W. Brown | Management | For | For | No |
1.1c | Elect Director Donald J. Carty | Management | For | For | No |
1.1d | Elect Director Randolph L. Cowen | Management | For | For | No |
1.1e | Elect Director James S. DiStasio | Management | For | For | No |
1.1f | Elect Director John R. Egan | Management | For | For | No |
1.1g | Elect Director William D. Green | Management | For | For | No |
1.1h | Elect Director Edmund F. Kelly | Management | For | For | No |
1.1i | Elect Director Jami Miscik | Management | For | For | No |
1.1j | Elect Director Paul Sagan | Management | For | For | No |
1.1k | Elect Director David N. Strohm | Management | For | For | No |
1.1l | Elect Director Joseph M. Tucci | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Require Independent Board Chairman | Share Holder | Against | For | Yes |
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Exxon Mobil Corporation | | | | | |
| | | | | |
Ticker Symbol: | XOM | CUSIP Number: | 30231G102 | | |
Record Date: | 4/7/2015 | Meeting Date: | 5/27/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Boskin | Management | For | For | No |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For | No |
1.3 | Elect Director Ursula M. Burns | Management | For | For | No |
1.4 | Elect Director Larry R. Faulkner | Management | For | For | No |
1.5 | Elect Director Jay S. Fishman | Management | For | For | No |
1.6 | Elect Director Henrietta H. Fore | Management | For | For | No |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For | No |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | For | No |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For | No |
10 | Adopt Quantitative GHG Goals for Products and Operations | Share Holder | Against | Against | No |
11 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | Share Holder | Against | For | Yes |
1.10 | Elect Director Steven S. Reinemund | Management | For | For | No |
1.11 | Elect Director Rex W. Tillerson | Management | For | For | No |
1.12 | Elect Director William C. Weldon | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Require Independent Board Chairman | Share Holder | Against | For | Yes |
5 | Adopt Proxy Access Right | Share Holder | Against | For | Yes |
6 | Require Director Nominee with Environmental Experience | Share Holder | Against | For | Yes |
7 | Increase the Number of Females on the Board | Share Holder | Against | Against | No |
8 | Disclose Percentage of Females at Each Percentile of Compensation | Share Holder | Against | Against | No |
9 | Report on Lobbying Payments and Policy | Share Holder | Against | For | Yes |
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FMC Corporation | | | | | |
| | | | | |
Ticker Symbol: | FMC | CUSIP Number: | 302491303 | | |
Record Date: | 3/3/2015 | Meeting Date: | 4/28/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1a | Elect Director Eduardo E. Cordeiro | Management | For | For | No |
1.1b | Elect Director G. Peter D'Aloia | Management | For | For | No |
1.1c | Elect Director C. Scott Greer | Management | For | For | No |
1.1d | Elect Director K'Lynne Johnson | Management | For | For | No |
1.1e | Elect Director Paul J. Norris | Management | For | For | No |
1.1f | Elect Director William H. Powell | Management | For | For | No |
1.1g | Elect Director Vincent R. Volpe, Jr. | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
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Freeport-McMoRan Inc. | | | | | |
| | | | | |
Ticker Symbol: | FCX | CUSIP Number: | 35671D857 | | |
Record Date: | 4/16/2015 | Meeting Date: | 6/10/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard C. Adkerson | Management | For | For | No |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For | No |
1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For | No |
1.4 | Elect Director Robert A. Day | Management | For | For | No |
1.5 | Elect Director James C. Flores | Management | For | For | No |
1.6 | Elect Director Gerald J. Ford | Management | For | For | No |
1.7 | Elect Director Thomas A. Fry, III | Management | For | For | No |
1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For | No |
1.9 | Elect Director Lydia H. Kennard | Management | For | For | No |
1.10 | Elect Director Charles C. Krulak | Management | For | For | No |
1.11 | Elect Director Bobby Lee Lackey | Management | For | For | No |
1.12 | Elect Director Jon C. Madonna | Management | For | For | No |
1.13 | Elect Director Dustan E. McCoy | Management | For | For | No |
1.14 | Elect Director James R. Moffett | Management | For | For | No |
1.15 | Elect Director Stephen H. Siegele | Management | For | For | No |
1.16 | Elect Director Frances Fragos Townsend | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Adopt Proxy Access Right | Share Holder | Against | For | Yes |
| | | | | |
General Electric Company | | | | | |
| | | | | |
Ticker Symbol: | GE | CUSIP Number: | 369604103 | | |
Record Date: | 2/23/2015 | Meeting Date: | 4/22/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
A1 | Elect Director W. Geoffrey Beattie | Management | For | For | No |
A2 | Elect Director John J. Brennan | Management | For | For | No |
A3 | Elect Director James I. Cash, Jr. | Management | For | For | No |
A4 | Elect Director Francisco D'Souza | Management | For | For | No |
A5 | Elect Director Marijn E. Dekkers | Management | For | For | No |
A6 | Elect Director Susan J. Hockfield | Management | For | For | No |
A7 | Elect Director Jeffrey R. Immelt | Management | For | For | No |
A8 | Elect Director Andrea Jung | Management | For | For | No |
A9 | Elect Director Robert W. Lane | Management | For | For | No |
A10 | Elect Director Rochelle B. Lazarus | Management | For | For | No |
A11 | Elect Director James J. Mulva | Management | For | For | No |
A12 | Elect Director James E. Rohr | Management | For | For | No |
A13 | Elect Director Mary L. Schapiro | Management | For | For | No |
A14 | Elect Director Robert J. Swieringa | Management | For | For | No |
A15 | Elect Director James S. Tisch | Management | For | For | No |
A16 | Elect Director Douglas A. Warner, III | Management | For | For | No |
B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
B2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
C1 | Provide for Cumulative Voting | Share Holder | Against | Against | No |
C2 | Provide Right to Act by Written Consent | Share Holder | Against | Against | No |
C3 | Select One Director from Ranks of Retirees | Share Holder | Against | Against | No |
C4 | Adopt Holy Land Principles | Share Holder | Against | Against | No |
C5 | Pro-rata Vesting on Equity Plans | Share Holder | Against | For | Yes |
| | | | | |
Helmerich & Payne, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HP | CUSIP Number: | 423452101 | | |
Record Date: | 1/9/2015 | Meeting Date: | 3/4/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director William L. Armstrong | Management | For | For | No |
1b | Elect Director Randy A. Foutch | Management | For | For | No |
1c | Elect Director Hans Helmerich | Management | For | For | No |
1d | Elect Director John W. Lindsay | Management | For | For | No |
1e | Elect Director Paula Marshall | Management | For | For | No |
1f | Elect Director Thomas A. Petrie | Management | For | For | No |
1g | Elect Director Donald F. Robillard, Jr. | Management | For | For | No |
1h | Elect Director Francis Rooney | Management | For | For | No |
1i | Elect Director Edward B. Rust, Jr. | Management | For | For | No |
1j | Elect Director John D. Zeglis | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Johnson Controls, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JCI | CUSIP Number: | 478366107 | | |
Record Date: | 11/20/2014 | Meeting Date: | 1/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Natalie A. Black | Management | For | For | No |
1.2 | Elect Director Raymond L. Conner | Management | For | For | No |
1.3 | Elect Director Richard Goodman | Management | For | For | No |
1.4 | Elect Director William H. Lacy | Management | For | For | No |
1.5 | Elect Director Alex A. Molinaroli | Management | For | For | No |
1.6 | Elect Director Mark P. Vergnano | Management | For | For | No |
2 | Ratify Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
JPMorgan Chase & Co. | | | | | |
| | | | | |
Ticker Symbol: | JPM | CUSIP Number: | 46625H100 | | |
Record Date: | 3/20/2015 | Meeting Date: | 5/19/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Linda B. Bammann | Management | For | For | No |
1b | Elect Director James A. Bell | Management | For | For | No |
1c | Elect Director Crandall C. Bowles | Management | For | For | No |
1d | Elect Director Stephen B. Burke | Management | For | For | No |
1e | Elect Director James S. Crown | Management | For | For | No |
1f | Elect Director James Dimon | Management | For | For | No |
1g | Elect Director Timothy P. Flynn | Management | For | For | No |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For | No |
1i | Elect Director Michael A. Neal | Management | For | For | No |
1j | Elect Director Lee R. Raymond | Management | For | For | No |
1k | Elect Director William C. Weldon | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Yes |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Require Independent Board Chairman | Share Holder | Against | For | Yes |
6 | Report on Lobbying Payments and Policy | Share Holder | Against | Against | No |
7 | Amend Bylaws -- Call Special Meetings | Share Holder | Against | For | Yes |
8 | Provide Vote Counting to Exclude Abstentions | Share Holder | Against | Against | No |
9 | Report on Certain Vesting Program | Share Holder | Against | For | Yes |
10 | Disclosure of Recoupment Activity from Senior Officers | Share Holder | Against | For | Yes |
| | | | | |
MetLife, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MET | CUSIP Number: | 59156R108 | | |
Record Date: | 2/27/2015 | Meeting Date: | 4/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Cheryl W. Grise | Management | For | For | No |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For | No |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For | No |
1.4 | Elect Director Steven A. Kandarian | Management | For | For | No |
1.5 | Elect Director Alfred F. Kelly, Jr. | Management | For | For | No |
1.6 | Elect Director Edward J. Kelly, III | Management | For | For | No |
1.7 | Elect Director William E. Kennard | Management | For | For | No |
1.8 | Elect Director James M. Kilts | Management | For | For | No |
1.9 | Elect Director Catherine R. Kinney | Management | For | For | No |
1.10 | Elect Director Denise M. Morrison | Management | For | For | No |
1.11 | Elect Director Kenton J. Sicchitano | Management | For | For | No |
1.12 | Elect Director Lulu C. Wang | Management | For | For | No |
2a | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For | No |
2b | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Pfizer Inc. | | | | | |
| | | | | |
Ticker Symbol: | PFE | CUSIP Number: | 717081103 | | |
Record Date: | 2/25/2015 | Meeting Date: | 4/23/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For | No |
1.2 | Elect Director W. Don Cornwell | Management | For | For | No |
1.3 | Elect Director Frances D. Fergusson | Management | For | For | No |
1.4 | Elect Director Helen H. Hobbs | Management | For | For | No |
1.5 | Elect Director James M. Kilts | Management | For | For | No |
1.6 | Elect Director Shantanu Narayen | Management | For | For | No |
1.7 | Elect Director Suzanne Nora Johnson | Management | For | For | No |
1.8 | Elect Director Ian C. Read | Management | For | For | No |
1.9 | Elect Director Stephen W. Sanger | Management | For | For | No |
1.10 | Elect Director James C. Smith | Management | For | For | No |
1.11 | Elect Director Marc Tessier-Lavigne | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Review and Assess Membership of Lobbying Organizations | Share Holder | Against | Against | No |
| | | | | |
Qualcomm Incorporated | | | | | |
| | | | | |
Ticker Symbol: | QCOM | CUSIP Number: | 747525103 | | |
Record Date: | 1/12/2015 | Meeting Date: | 3/9/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Barbara T. Alexander | Management | For | For | No |
1b | Elect Director Donald G. Cruickshank | Management | For | For | No |
1c | Elect Director Raymond V. Dittamore | Management | For | For | No |
1d | Elect Director Susan Hockfield | Management | For | For | No |
1e | Elect Director Thomas W. Horton | Management | For | For | No |
1f | Elect Director Paul E. Jacobs | Management | For | For | No |
1g | Elect Director Sherry Lansing | Management | For | For | No |
1h | Elect Director Harish Manwani | Management | For | For | No |
1i | Elect Director Steven M. Mollenkopf | Management | For | For | No |
1j | Elect Director Duane A. Nelles | Management | For | For | No |
1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For | No |
1l | Elect Director Francisco Ros | Management | For | For | No |
1m | Elect Director Jonathan J. Rubinstein | Management | For | For | No |
1n | Elect Director Brent Scowcroft | Management | For | For | No |
1o | Elect Director Marc I. Stern | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Yes |
| | | | | |
The Bank of New York Mellon Corporation | | | | |
| | | | | |
Ticker Symbol: | BK | CUSIP Number: | 064058100 | | |
Record Date: | 2/13/2015 | Meeting Date: | 4/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Nicholas M. Donofrio | Management | For | For | No |
1.2 | Elect Director Joseph J. Echevarria | Management | For | For | No |
1.3 | Elect Director Edward P. Garden | Management | For | For | No |
1.4 | Elect Director Jeffrey A. Goldstein | Management | For | For | No |
1.5 | Elect Director Gerald L. Hassell | Management | For | For | No |
1.6 | Elect Director John M. Hinshaw | Management | For | For | No |
1.7 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For | No |
1.8 | Elect Director Richard J. Kogan | Management | For | For | No |
1.9 | Elect Director John A. Luke, Jr. | Management | For | For | No |
1.10 | Elect Director Mark A. Nordenberg | Management | For | For | No |
1.11 | Elect Director Catherine A. Rein | Management | For | For | No |
1.12 | Elect Director William C. Richardson | Management | For | For | No |
1.13 | Elect Director Samuel C. Scott, III | Management | For | For | No |
1.14 | Elect Director Wesley W. von Schack | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
The Boeing Company | | | | | |
| | | | | |
Ticker Symbol: | BA | CUSIP Number: | 097023105 | | |
Record Date: | 2/26/2015 | Meeting Date: | 4/27/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director David L. Calhoun | Management | For | For | No |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For | No |
1c | Elect Director Kenneth M. Duberstein | Management | For | For | No |
1d | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For | No |
1e | Elect Director Lawrence W. Kellner | Management | For | For | No |
1f | Elect Director Edward M. Liddy | Management | For | For | No |
1g | Elect Director W. James McNerney, Jr. | Management | For | For | No |
1h | Elect Director Susan C. Schwab | Management | For | For | No |
1i | Elect Director Ronald A. Williams | Management | For | For | No |
1j | Elect Director Mike S. Zafirovski | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Claw-back of Payments under Restatements | Share Holder | Against | For | Yes |
5 | Require Independent Board Chairman | Share Holder | Against | Against | No |
6 | Provide Right to Act by Written Consent | Share Holder | Against | For | Yes |
7 | Report on Lobbying Payments and Policy | Share Holder | Against | For | Yes |
| | | | | |
The Dow Chemical Company | | | | |
| | | | | |
Ticker Symbol: | DOW | CUSIP Number: | 260543103 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Ajay Banga | Management | For | For | No |
1b | Elect Director Jacqueline K. Barton | Management | For | For | No |
1c | Elect Director James A. Bell | Management | For | For | No |
1d | Elect Director Richard K. Davis | Management | For | For | No |
1e | Elect Director Jeff M. Fettig | Management | For | For | No |
1f | Elect Director Andrew N. Liveris | Management | For | For | No |
1g | Elect Director Mark Loughridge | Management | For | For | No |
1h | Elect Director Raymond J. Milchovich | Management | For | For | No |
1i | Elect Director Robert S. Miller | Management | For | For | No |
1j | Elect Director Paul Polman | Management | For | For | No |
1k | Elect Director Dennis H. Reilley | Management | For | For | No |
1l | Elect Director James M. Ringler | Management | For | For | No |
1m | Elect Director Ruth G. Shaw | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Pro-rata Vesting of Equity Awards | Share Holder | Against | For | Yes |
| | | | | |
Thermo Fisher Scientific Inc. | | | | |
| | | | | |
Ticker Symbol: | TMO | CUSIP Number: | 883556102 | | |
Record Date: | 3/27/2015 | Meeting Date: | 5/20/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Marc N. Casper | Management | For | For | No |
1b | Elect Director Nelson J. Chai | Management | For | For | No |
1c | Elect Director C. Martin Harris | Management | For | For | No |
1d | Elect Director Tyler Jacks | Management | For | For | No |
1e | Elect Director Judy C. Lewent | Management | For | For | No |
1f | Elect Director Thomas J. Lynch | Management | For | For | No |
1g | Elect Director Jim P. Manzi | Management | For | For | No |
1h | Elect Director William G. Parrett | Management | For | For | No |
1i | Elect Director Lars R. Sorensen | Management | For | For | No |
1j | Elect Director Scott M. Sperling | Management | For | For | No |
1k | Elect Director Elaine S. Ullian | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Tri-Continental Corporation | | | | | |
| | | | | |
Ticker Symbol: | TY | CUSIP Number: | 895436103 | | |
Record Date: | 2/26/2015 | Meeting Date: | 4/13/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kathleen Blatz | Management | For | For | No |
1.2 | Elect Director Pamela G. Carlton | Management | For | For | No |
1.3 | Elect Director Alison Taunton-Rigby | Management | For | For | No |
1.4 | Elect Director William A. Hawkins | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Convert Closed-End Fund to Open-End Fund | Share Holder | Against | For | Yes |
| | | | | |
Verizon Communications Inc. | | | | |
| | | | | |
Ticker Symbol: | VZ | CUSIP Number: | 92343V104 | | |
Record Date: | 3/9/2015 | Meeting Date: | 5/7/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For | No |
1.2 | Elect Director Mark T. Bertolini | Management | For | For | No |
1.3 | Elect Director Richard L. Carrion | Management | For | For | No |
1.4 | Elect Director Melanie L. Healey | Management | For | For | No |
1.5 | Elect Director M. Frances Keeth | Management | For | For | No |
1.6 | Elect Director Lowell C. McAdam | Management | For | For | No |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For | No |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For | No |
1.9 | Elect Director Rodney E. Slater | Management | For | For | No |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For | No |
1.11 | Elect Director Gregory D. Wasson | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Report on Net Neutrality | Share Holder | Against | For | Yes |
5 | Report on Indirect Political Contributions | Share Holder | Against | For | Yes |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | Against | For | Yes |
7 | Stock Retention/Holding Period | Share Holder | Against | For | Yes |
8 | Provide Right to Act by Written Consent | Share Holder | Against | For | Yes |
| | | | | |
Ancora/Thelen Small-Mid Cap Fund | | | | |
| | | | | |
Alexander & Baldwin, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALEX | CUSIP Number: | 014491104 | | |
Record Date: | 2/19/2015 | Meeting Date: | 4/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Charles G. King | Management | For | For | No |
1.2 | Elect Director Douglas M. Pasquale | Management | For | For | No |
1.3 | Elect Director Jenai S. Wall | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Allegion plc | | | | | |
| | | | | |
Ticker Symbol: | ALLE | CUSIP Number: | G0176J109 | | |
Record Date: | 4/13/2015 | Meeting Date: | 6/10/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Michael J. Chesser | Management | For | For | No |
1b | Elect Director Carla Cico | Management | For | For | No |
1c | Elect Director Kirk S. Hachigian | Management | For | For | No |
1d | Elect Director David D. Petratis | Management | For | For | No |
1e | Elect Director Dean I. Schaffer | Management | For | For | No |
1f | Elect Director Martin E. Welch, III | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
| | | | | |
Ally Financial Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | |
Record Date: | 6/3/2014 | Meeting Date: | 7/17/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For | No |
1.2 | Elect Director Robert T. Blakely | Management | For | For | No |
1.3 | Elect Director Mayree C. Clark | Management | For | For | No |
1.4 | Elect Director Stephen A. Feinberg | Management | Withhold | For | Yes |
1.5 | Elect Director Kim S. Fennebresque | Management | For | For | No |
1.6 | Elect Director Gerald Greenwald | Management | For | For | No |
1.7 | Elect Director Marjorie Magner | Management | For | For | No |
1.8 | Elect Director Mathew Pendo | Management | For | For | No |
1.9 | Elect Director John J. Stack | Management | For | For | No |
1.10 | Elect Director Michael A. Carpenter | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For | No |
1.2 | Elect Director Robert T. Blakely | Management | Withhold | For | Yes |
1.3 | Elect Director Mayree C. Clark | Management | Withhold | For | Yes |
1.4 | Elect Director Stephen A. Feinberg | Management | For | For | No |
1.5 | Elect Director Kim S. Fennebresque | Management | For | For | No |
1.6 | Elect Director Marjorie Magner | Management | For | For | No |
1.7 | Elect Director Mathew Pendo | Management | Withhold | For | Yes |
1.8 | Elect Director John J. Stack | Management | Withhold | For | Yes |
1.9 | Elect Director Jeffrey J. Brown | Management | For | For | No |
1.10 | Elect Director Kenneth J. Bacon | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
5 | Amend Tax Asset Protection Plan | Management | For | For | No |
| | | | | |
AMC Networks Inc. | | | | | |
| | | | | |
Ticker Symbol: | AMCX | CUSIP Number: | 00164V103 | | |
Record Date: | 4/13/2015 | Meeting Date: | 6/9/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jonathan F. Miller | Management | For | For | No |
1.2 | Elect Director Leonard Tow | Management | For | For | No |
1.3 | Elect Director David E. Van Zandt | Management | For | For | No |
1.4 | Elect Director Carl E. Vogel | Management | For | For | No |
1.5 | Elect Director Robert C. Wright | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Ascent Capital Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ASCMA | CUSIP Number: | 043632108 | | |
Record Date: | 4/10/2015 | Meeting Date: | 5/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Charles Y. Tanabe | Management | For | For | No |
1.2 | Elect Director Carl E. Vogel | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Ashford Hospitality Trust, Inc. | | | | |
| | | | | |
Ticker Symbol: | AHT | CUSIP Number: | 044103109 | | |
Record Date: | 10/17/2014 | Meeting Date: | 12/19/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Revoke Consent to Request Special Meeting | Share Holder | Do Not Vote | For | No |
1 | Consent to Request Special Meeting | Share Holder | For | For | No |
1 | Revoke Consent to Request Special Meeting | Share Holder | Do Not Vote | For | No |
1 | Consent to Request Special Meeting | Share Holder | For | For | No |
| | | | | |
Ashford Hospitality Trust, Inc. | | | | |
| | | | | |
Ticker Symbol: | AHT | CUSIP Number: | 044103109 | | |
Record Date: | 3/10/2015 | Meeting Date: | 5/12/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Monty Bennett | Management | Do Not Vote | For | No |
1.1 | Management Nominee - Monty Bennett | Share Holder | For | Against | Yes |
1.2 | Elect Director Benjamin J. Ansell | Management | Do Not Vote | For | No |
1.2 | Management Nominee - Benjamin J. Ansell | Share Holder | For | Against | Yes |
1.3 | Elect Director Thomas E. Callahan | Management | Do Not Vote | For | No |
1.3 | Management Nominee - Thomas E. Callahan | Share Holder | For | Against | Yes |
1.4 | Elect Director Amish Gupta | Management | Do Not Vote | For | No |
1.4 | Management Nominee - Amish Gupta | Share Holder | For | Against | Yes |
1.5 | Elect Director Kamal Jafarnia | Management | Do Not Vote | For | No |
1.5 | Management Nominee - Kamal Jafarnia | Share Holder | For | Against | Yes |
1.6 | Elect Director Philip S. Payne | Management | Do Not Vote | For | No |
1.6 | Management Nominee - Philip S. Payne | Share Holder | For | Against | Yes |
1.7 | Elect Director Alan L. Tallis | Management | Do Not Vote | For | No |
1.7 | Management Nominee - Alan L. Tallis | Share Holder | For | Against | Yes |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | Do Not Vote | For | No |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | None | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | None | No |
5 | Approve an Amendment to the Bylaws Which Require That Only Stockholders Who Have Owned at Least 1% of the Outstanding Common Stock Continuously for at Least One Year May Nominate Director Candidates | Management | Do Not Vote | For | No |
5 | Approve an Amendment to the Bylaws Which Require That Only Stockholders Who Have Owned at Least 1% of the Outstanding Common Stock Continuously for at Least One Year May Nominate Director Candidates | Management | Against | Against | No |
6 | Provide Shareholder's the Right to Initiate Bylaw Amendments | Share Holder | For | For | No |
7 | Provide Right to Call Special Meeting | Share Holder | For | For | No |
8 | Require Majority Voting for Future Board Classification | Share Holder | For | For | No |
9 | Require Majority Voting for Future Rights Plan (Poison Pill) | Share Holder | For | For | No |
10 | Provide Chairman/CEO Hold no Proportional Ownership in Company's Advisor | Share Holder | For | For | No |
11 | Amend Advisory Agreement | Share Holder | For | For | No |
12 | Board Take Necessary Steps to Allow Open Bidding for all Hotel Management Contracts | Share Holder | For | For | No |
| | | | | |
Ashford Inc. | | | | | |
| | | | | |
Ticker Symbol: | AINC | CUSIP Number: | 044104107 | | |
Record Date: | 3/10/2015 | Meeting Date: | 5/13/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John Mauldin | Management | For | For | No |
1.2 | Elect Director Gerald J. Reihsen, III | Management | For | For | No |
2 | Declassify the Board of Directors | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | Against | For | Yes |
5 | Approve an Amendment to the Bylaws Which Require That Only Stockholders Who Have Owned at Least 1% of the Outstanding Common Stock Continuously for at Least One Year May Nominate Director Candidates | Management | Against | For | Yes |
| | | | | |
Autobytel Inc. | | | | | |
| | | | | |
Ticker Symbol: | ABTL | CUSIP Number: | 05275N205 | | |
Record Date: | 4/24/2015 | Meeting Date: | 6/18/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael A. Carpenter | Management | Do Not Vote | For | No |
1.2 | Elect Director Mark N. Kaplan | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify Moss Adams LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Blackhawk Network Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | HAWKB | CUSIP Number: | 09238E203 | | |
Record Date: | 3/26/2015 | Meeting Date: | 5/20/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mohan Gyani | Management | For | For | No |
1.2 | Elect Director Paul Hazen | Management | For | For | No |
1.3 | Elect Director Arun Sarin | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Convertion of Class B Common Stock Into Common Stock and Rename the Class A Common Stock and Eliminate Obsolete Provisions | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Cherokee Inc. | | | | | |
| | | | | |
Ticker Symbol: | CHKE | CUSIP Number: | 16444H102 | | |
Record Date: | 4/9/2015 | Meeting Date: | 6/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Timothy Ewing | Management | For | For | No |
1.2 | Elect Director Robert Galvin | Management | For | For | No |
1.3 | Elect Director Keith Hull | Management | For | For | No |
1.4 | Elect Director Jess Ravich | Management | For | For | No |
1.5 | Elect Director Frank Tworecke | Management | For | For | No |
1.6 | Elect Director Henry Stupp | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Cincinnati Bell Inc. | | | | | |
| | | | | |
Ticker Symbol: | CBB | CUSIP Number: | 171871106 | | |
Record Date: | 3/2/2015 | Meeting Date: | 4/30/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Phillip R. Cox | Management | For | For | No |
1b | Elect Director John W. Eck | Management | For | For | No |
1c | Elect Director Jakki L. Haussler | Management | For | For | No |
1d | Elect Director Craig F. Maier | Management | For | For | No |
1e | Elect Director Russel P. Mayer | Management | For | For | No |
1f | Elect Director Lynn A. Wentworth | Management | For | For | No |
1g | Elect Director John M. Zrno | Management | For | For | No |
1h | Elect Director Theodore H. Torbeck | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Collectors Universe, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CLCT | CUSIP Number: | 19421R200 | | |
Record Date: | 10/3/2014 | Meeting Date: | 11/19/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director A. Clinton Allen | Management | For | For | No |
1.2 | Elect Director Robert G. Deuster | Management | For | For | No |
1.3 | Elect Director Deborah A. Farrington | Management | For | For | No |
1.4 | Elect Director David G. Hall | Management | For | For | No |
1.5 | Elect Director Joseph R. Martin | Management | For | For | No |
1.6 | Elect Director A. J. 'Bert' Moyer | Management | For | For | No |
1.7 | Elect Director Van D. Simmons | Management | For | For | No |
1.8 | Elect Director Bruce A. Stevens | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
CorVel Corporation | | | | | |
| | | | | |
Ticker Symbol: | CRVL | CUSIP Number: | 221006109 | | |
Record Date: | 6/13/2014 | Meeting Date: | 8/4/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director V. Gordon Clemons, Sr. | Management | For | For | No |
1.2 | Elect Director Steven J. Hamerslag | Management | For | For | No |
1.3 | Elect Director Alan R. Hoops | Management | For | For | No |
1.4 | Elect Director R. Judd Jessup | Management | For | For | No |
1.5 | Elect Director Jean H. Macino | Management | For | For | No |
1.6 | Elect Director Jeffrey J. Michael | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
CST Brands, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CST | CUSIP Number: | 12646R105 | | |
Record Date: | 4/13/2015 | Meeting Date: | 6/4/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Donna M. Boles | Management | For | For | No |
1.2 | Elect Director Kimberly S. Lubel | Management | For | For | No |
1.3 | Elect Director Michael H. Wargotz | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
CyrusOne Inc. | | | | | |
| | | | | |
Ticker Symbol: | CONE | CUSIP Number: | 23283R100 | | |
Record Date: | 3/5/2015 | Meeting Date: | 5/4/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gary J. Wojtaszek | Management | For | For | No |
1.2 | Elect Director William E. Sullivan | Management | For | For | No |
1.3 | Elect Director T. Tod Nielsen | Management | For | For | No |
1.4 | Elect Director Alex Shumate | Management | For | For | No |
1.5 | Elect Director David H. Ferdman | Management | For | For | No |
1.6 | Elect Director Lynn A. Wentworth | Management | For | For | No |
1.7 | Elect Director John W. Gamble, Jr. | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Daktronics, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DAKT | CUSIP Number: | 234264109 | | |
Record Date: | 6/30/2014 | Meeting Date: | 9/3/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert G. Dutcher | Management | For | For | No |
1.2 | Elect Director Nancy D. Frame | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
4 | Other Business | Management | Against | For | Yes |
| | | | | |
Darden Restaurants, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DRI | CUSIP Number: | 237194105 | | |
Record Date: | 8/11/2014 | Meeting Date: | 10/10/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael W. Barnes | Management | Do Not Vote | For | No |
1.1 | Elect Directors Betsy S. Atkins | Share Holder | Do Not Vote | For | No |
1.2 | Elect Director Gregory L. Burns | Management | Do Not Vote | For | No |
1.2 | Elect Directors Margaret Shân Atkins | Share Holder | Do Not Vote | For | No |
1.3 | Elect Director Jeffrey H. Fox | Management | Do Not Vote | For | No |
1.3 | Elect Directors Jean M. Birch | Share Holder | Do Not Vote | For | No |
1.4 | Elect Director Christopher J. (CJ) Fraleigh | Management | Do Not Vote | For | No |
1.4 | Elect Directors Bradley D. Blum | Share Holder | Do Not Vote | For | No |
1.5 | Elect Director Steven Odland | Management | Do Not Vote | For | No |
1.5 | Elect Directors Peter A. Feld | Share Holder | Do Not Vote | For | No |
1.6 | Elect Director Michael D. Rose | Management | Do Not Vote | For | No |
1.6 | Elect Directors James P. Fogarty | Share Holder | Do Not Vote | For | No |
1.7 | Elect Director Maria A. Sastre | Management | Do Not Vote | For | No |
1.7 | Elect Directors Cynthia T. Jamison | Share Holder | Do Not Vote | For | No |
1.8 | Elect Director Enrique Silva | Management | Do Not Vote | For | No |
1.8 | Elect Directors William H. Lenehan | Share Holder | Do Not Vote | For | No |
1.9 | Elect Directors Lionel L. Nowell, III | Share Holder | Do Not Vote | For | No |
1.10 | Elect Directors Jeffrey C. Smith | Share Holder | Do Not Vote | For | No |
1.11 | Elect Directors Charles M. Sonsteby | Share Holder | Do Not Vote | For | No |
1.12 | Elect Directors Alan N. Stillman | Share Holder | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | None | No |
3 | Ratify Auditors | Management | Do Not Vote | For | No |
3 | Ratify Auditors | Management | Do Not Vote | None | No |
4 | Provide Proxy Access Right | Management | Do Not Vote | For | No |
4 | Provide Proxy Access Right | Management | Do Not Vote | For | No |
5 | Report on Political Contributions | Share Holder | Do Not Vote | Against | No |
5 | Report on Political Contributions | Share Holder | Do Not Vote | For | No |
6 | Report on Lobbying Payments and Policy | Share Holder | Do Not Vote | Against | No |
6 | Report on Lobbying Payments and Policy | Share Holder | Do Not Vote | For | No |
| | | | | |
Farmers National Banc Corp. | | | | |
| | | | | |
Ticker Symbol: | FMNB | CUSIP Number: | 309627107 | | |
Record Date: | 3/3/2015 | Meeting Date: | 4/16/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Lance J. Ciroli | Management | For | For | No |
1.2 | Elect Director Anne Frederick Crawford | Management | For | For | No |
1.3 | Elect Director David Z. Paull | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For | No |
| | | | | |
Farmers National Banc Corp. | | | | |
| | | | | |
Ticker Symbol: | FMNB | CUSIP Number: | 309627107 | | |
Record Date: | 5/8/2015 | Meeting Date: | 6/12/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Issue Shares in Connection with Merger | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Fidelity National Financial, Inc. | | | | |
| | | | | |
Ticker Symbol: | FNF | CUSIP Number: | 31620R402 | | |
Record Date: | 4/27/2015 | Meeting Date: | 6/17/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frank P. Willey | Management | Withhold | For | Yes |
1.2 | Elect Director Willie D. Davis | Management | Withhold | For | Yes |
1.3 | Elect Director John D. Rood | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Adopt Proxy Access Right | Share Holder | For | Against | Yes |
| | | | | |
Forestar Group Inc. | | | | | |
| | | | | |
Ticker Symbol: | FOR | CUSIP Number: | 346233109 | | |
Record Date: | 3/13/2015 | Meeting Date: | 5/12/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William G. Currie | Management | For | For | No |
1.2 | Elect Director Charles W. Matthews | Management | Against | For | Yes |
1.3 | Elect Director James A. Rubright | Management | For | For | No |
1.4 | Elect Director Daniel B. Silvers | Management | For | For | No |
1.5 | Elect Director David L. Weinstein | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Declassify the Board of Directors | Management | For | For | No |
| | | | | |
FTD Companies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FTD | CUSIP Number: | 30281V108 | | |
Record Date: | 10/30/2014 | Meeting Date: | 12/11/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Acquisition | Management | For | For | No |
| | | | | |
FTD Companies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FTD | CUSIP Number: | 30281V108 | | |
Record Date: | 4/16/2015 | Meeting Date: | 6/9/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James T. Armstrong | Management | For | For | No |
1.2 | Elect Director Candace H. Duncan | Management | For | For | No |
1.3 | Elect Director Dennis Holt | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
| | | | | |
FTD Companies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FTD | CUSIP Number: | 30281V108 | | |
Record Date: | 10/30/2014 | Meeting Date: | 12/11/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Acquisition | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Halyard Health, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HYH | CUSIP Number: | 40650V100 | | |
Record Date: | 3/6/2015 | Meeting Date: | 4/30/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gary D. Blackford | Management | For | For | No |
1.2 | Elect Director Patrick J. O'Leary | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Hyster-Yale Materials Handling, Inc. | | | | |
| | | | | |
Ticker Symbol: | HY | CUSIP Number: | 449172105 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J.C. Butler, Jr. | Management | For | For | No |
1.2 | Elect Director Carolyn Corvi | Management | For | For | No |
1.3 | Elect Director John P. Jumper | Management | For | For | No |
1.4 | Elect Director Dennis W. LaBarre | Management | For | For | No |
1.5 | Elect Director F. Joseph Loughrey | Management | For | For | No |
1.6 | Elect Director Alfred M. Rankin, Jr. | Management | For | For | No |
1.7 | Elect Director Claiborne R. Rankin | Management | For | For | No |
1.8 | Elect Director John M. Stropki | Management | For | For | No |
1.9 | Elect Director Britton T. Taplin | Management | For | For | No |
1.10 | Elect Director Eugene Wong | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Interval Leisure Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | IILG | CUSIP Number: | 46113M108 | | |
Record Date: | 3/23/2015 | Meeting Date: | 5/19/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Craig M. Nash | Management | For | For | No |
1.2 | Elect Director David Flowers | Management | For | For | No |
1.3 | Elect Director Victoria L. Freed | Management | For | For | No |
1.4 | Elect Director Chad Hollingsworth | Management | For | For | No |
1.5 | Elect Director Gary S. Howard | Management | For | For | No |
1.6 | Elect Director Lewis J. Korman | Management | For | For | No |
1.7 | Elect Director Thomas J. Kuhn | Management | For | For | No |
1.8 | Elect Director Jeanette E. Marbert | Management | For | For | No |
1.9 | Elect Director Thomas J. McInerney | Management | For | For | No |
1.10 | Elect Director Thomas P. Murphy, Jr. | Management | For | For | No |
1.11 | Elect Director Avy H. Stein | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
JMP Group LLC | | | | | |
| | | | | |
Ticker Symbol: | JMP | CUSIP Number: | 46629U107 | | |
Record Date: | 10/28/2014 | Meeting Date: | 12/1/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Reorganization Plan | Management | For | For | No |
| | | | | |
JMP Group LLC | | | | | |
| | | | | |
Ticker Symbol: | JMP | CUSIP Number: | 46629U107 | | |
Record Date: | 4/14/2015 | Meeting Date: | 6/1/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph A. Jolson | Management | For | For | No |
1.2 | Elect Director Craig R. Johnson | Management | For | For | No |
1.3 | Elect Director Carter D. Mack | Management | For | For | No |
1.4 | Elect Director Mark L. Lehmann | Management | For | For | No |
1.5 | Elect Director Glenn H. Tongue | Management | For | For | No |
1.6 | Elect Director Kenneth M. Karmin | Management | For | For | No |
1.7 | Elect Director H. Mark Lunenburg | Management | For | For | No |
1.8 | Elect Director David M. DiPietro | Management | For | For | No |
1.9 | Elect Director Jonathan M. Orszag | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
John Wiley & Sons, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JW.A | CUSIP Number: | 968223206 | | |
Record Date: | 7/22/2014 | Meeting Date: | 9/18/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mari J. Baker | Management | For | For | No |
1.2 | Elect Director George Bell | Management | For | For | No |
1.3 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For | No |
1.4 | Elect Director Kalpana Raina | Management | For | For | No |
2 | Ratify Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Non-Employee Director Stock Plan | Management | For | For | No |
5 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
6 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Knowles Corporation | | | | | |
| | | | | |
Ticker Symbol: | KN | CUSIP Number: | 49926D109 | | |
Record Date: | 3/9/2015 | Meeting Date: | 5/5/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert W. Cremin | Management | For | For | No |
1.2 | Elect Director Didier Hirsch | Management | For | For | No |
1.3 | Elect Director Ronald Jankov | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
5 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Krispy Kreme Doughnuts, Inc. | | | | |
| | | | | |
Ticker Symbol: | KKD | CUSIP Number: | 501014104 | | |
Record Date: | 4/17/2015 | Meeting Date: | 6/17/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Tim E. Bentsen | Management | For | For | No |
1.2 | Elect Director Carl E. Lee, Jr. | Management | For | For | No |
1.3 | Elect Director James H. Morgan | Management | For | For | No |
1.4 | Elect Director Andrew J. Schindler | Management | For | For | No |
1.5 | Elect Director Tony Thompson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Repeal Securities Transfer Restrictions | Management | For | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Lamar Advertising Company | | | | |
| | | | | |
Ticker Symbol: | LAMR | CUSIP Number: | 512816109 | | |
Record Date: | 3/30/2015 | Meeting Date: | 5/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John Maxwell Hamilton | Management | For | For | No |
1.2 | Elect Director John E. Koerner, III | Management | For | For | No |
1.3 | Elect Director Stephen P. Mumblow | Management | For | For | No |
1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For | No |
1.5 | Elect Director Anna Reilly | Management | For | For | No |
1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For | No |
1.7 | Elect Director Wendell Reilly | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Lands' End, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LE | CUSIP Number: | 51509F105 | | |
Record Date: | 4/7/2015 | Meeting Date: | 6/5/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert Galvin | Management | For | For | No |
1.2 | Elect Director Elizabeth Darst Leykum | Management | For | For | No |
1.3 | Elect Director Josephine Linden | Management | For | For | No |
1.4 | Elect Director Federica Marchionni | Management | For | For | No |
1.5 | Elect Director John T. McClain | Management | For | For | No |
1.6 | Elect Director Jignesh Patel | Management | For | For | No |
1.7 | Elect Director Jonah Staw | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
5 | Approve Omnibus Stock Plan | Management | For | For | No |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Lee Enterprises, Incorporated | | | | |
| | | | | |
Ticker Symbol: | LEE | CUSIP Number: | 523768109 | | |
Record Date: | 12/26/2014 | Meeting Date: | 2/18/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brent Magid | Management | For | For | No |
1.2 | Elect Director William E. Mayer | Management | For | For | No |
1.3 | Elect Director Gregory P. Schermer | Management | For | For | No |
1.4 | Elect Director Mark B. Vittert | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Liberty Interactive Corporation | | | | |
| | | | | |
Ticker Symbol: | QVCA | CUSIP Number: | 53071M104 | | |
Record Date: | 6/19/2014 | Meeting Date: | 8/4/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Evan D. Malone | Management | For | For | No |
1.2 | Elect Director David E. Rapley | Management | For | For | No |
1.3 | Elect Director Larry E. Romrell | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
| | | | | |
Liberty Interactive Corporation | | | | |
| | | | | |
Ticker Symbol: | LVNTA | CUSIP Number: | 53071M880 | | |
Record Date: | 6/19/2014 | Meeting Date: | 8/4/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Evan D. Malone | Management | For | For | No |
1.2 | Elect Director David E. Rapley | Management | For | For | No |
1.3 | Elect Director Larry E. Romrell | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
| | | | | |
Liberty Interactive Corporation | | | | |
| | | | | |
Ticker Symbol: | QVCA | CUSIP Number: | 53071M104 | | |
Record Date: | 4/7/2015 | Meeting Date: | 6/2/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael A. George | Management | Withhold | For | Yes |
1.2 | Elect Director Gregory B. Maffei | Management | Withhold | For | Yes |
1.3 | Elect Director M. LaVoy Robison | Management | Withhold | For | Yes |
2 | Approve the Group Name Change Proposal | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | Against | For | Yes |
4 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
| | | | | |
Liberty Interactive Corporation | | | | |
| | | | | |
Ticker Symbol: | LVNTA | CUSIP Number: | 53071M880 | | |
Record Date: | 4/7/2015 | Meeting Date: | 6/2/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael A. George | Management | Withhold | For | Yes |
1.2 | Elect Director Gregory B. Maffei | Management | Withhold | For | Yes |
1.3 | Elect Director M. LaVoy Robison | Management | Withhold | For | Yes |
2 | Approve the Group Name Change Proposal | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | Against | For | Yes |
4 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Liberty Media Corporation | | | | | |
| | | | | |
Ticker Symbol: | LMCA | CUSIP Number: | 531229102 | | |
Record Date: | 6/19/2014 | Meeting Date: | 8/4/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Evan D. Malone | Management | For | For | No |
1.2 | Elect Director David E. Rapley | Management | For | For | No |
1.3 | Elect Director Larry E. Romrell | Management | For | For | No |
2 | Ratify Auditors | Management | For | For | No |
| | | | | |
Liberty Media Corporation | | | | | |
| | | | | |
Ticker Symbol: | LMCA | CUSIP Number: | 531229102 | | |
Record Date: | 4/7/2015 | Meeting Date: | 6/2/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brian M. Deevy | Management | For | For | No |
1.2 | Elect Director Gregory B. Maffei | Management | Withhold | For | Yes |
1.3 | Elect Director Andrea L. Wong | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Liberty Tripadvisor Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | LTRPA | CUSIP Number: | 531465102 | | |
Record Date: | 4/7/2015 | Meeting Date: | 6/2/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory B. Maffei | Management | For | For | No |
1.2 | Elect Director John C. Malone | Management | Withhold | For | Yes |
1.3 | Elect Director Michael J. Malone | Management | For | For | No |
1.4 | Elect Director Chris Mueller | Management | For | For | No |
1.5 | Elect Director Larry E. Romrell | Management | For | For | No |
1.6 | Elect Director Albert E. Rosenthaler | Management | For | For | No |
1.7 | Elect Director J. David Wargo | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
5 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Lionbridge Technologies, Inc. | | | | |
| | | | | |
Ticker Symbol: | LIOX | CUSIP Number: | 536252109 | | |
Record Date: | 3/6/2015 | Meeting Date: | 5/4/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven R. Fisher | Management | For | For | No |
1.2 | Elect Director Jack Noonan | Management | For | For | No |
1.3 | Elect Director Claude P. Sheer | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Local Corporation | | | | | |
| | | | | |
Ticker Symbol: | LOCM | CUSIP Number: | 53954W104 | | |
Record Date: | 6/17/2014 | Meeting Date: | 8/5/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Norman K. Farra, Jr. | Management | For | For | No |
2 | Ratify Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Mallinckrodt plc | | | | | |
| | | | | |
Ticker Symbol: | MNK | CUSIP Number: | G5785G107 | | |
Record Date: | 7/9/2014 | Meeting Date: | 8/14/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Acquisition | Management | For | For | No |
| | | | | |
Mallinckrodt plc | | | | | |
| | | | | |
Ticker Symbol: | MNK | CUSIP Number: | G5785G107 | | |
Record Date: | 1/9/2015 | Meeting Date: | 3/19/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Melvin D. Booth | Management | For | For | No |
1b | Elect Director Don M. Bailey | Management | For | For | No |
1c | Elect Director David R. Carlucci | Management | For | For | No |
1d | Elect Director J. Martin Carroll | Management | For | For | No |
1e | Elect Director Diane H. Gulyas | Management | For | For | No |
1f | Elect Director Nancy S. Lurker | Management | For | For | No |
1g | Elect Director JoAnn A. Reed | Management | For | For | No |
1h | Elect Director Angus C. Russell | Management | For | For | No |
1i | Elect Director Virgil D. Thompson | Management | For | For | No |
1j | Elect Director Mark C. Trudeau | Management | For | For | No |
1k | Elect Director Kneeland C. Youngblood | Management | For | For | No |
1l | Elect Director Joseph A. Zaccagnino | Management | For | For | No |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For | No |
6 | Authorize the Price Range at which the Company can Reissue Shares that it Holds as Treasury Shares | Management | For | For | No |
7 | Authorize the Holding of the 2016 AGM at a Location Outside Ireland | Management | For | For | No |
| | | | | |
Nautilus, Inc. | | | | | |
| | | | | |
Ticker Symbol: | NLS | CUSIP Number: | 63910B102 | | |
Record Date: | 3/13/2015 | Meeting Date: | 4/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ronald P. Badie | Management | For | For | No |
1.2 | Elect Director Bruce M. Cazenave | Management | For | For | No |
1.3 | Elect Director Richard A. Horn | Management | For | For | No |
1.4 | Elect Director M. Carl Johnson, III | Management | For | For | No |
1.5 | Elect Director Anne G. Saunders | Management | For | For | No |
1.6 | Elect Director Marvin G. Siegert | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
NCR Corporation | | | | | |
| | | | | |
Ticker Symbol: | NCR | CUSIP Number: | 62886E108 | | |
Record Date: | 2/10/2015 | Meeting Date: | 4/22/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William R. Nuti | Management | For | For | No |
1.2 | Elect Director Gary J. Daichendt | Management | For | For | No |
1.3 | Elect Director Robert P. DeRodes | Management | For | For | No |
1.4 | Elect Director Richard T. 'Mick' McGuire, III | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
5 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
6 | Declassify the Board of Directors | Management | For | For | No |
7 | Other Business | Management | Against | For | Yes |
| | | | | |
New Media Investment Group Inc. | | | | |
| | | | | |
Ticker Symbol: | NEWM | CUSIP Number: | 64704V106 | | |
Record Date: | 3/27/2015 | Meeting Date: | 5/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Laurence Tarica | Management | For | For | No |
2 | Ratify Ernst & Young LLP, as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
New Senior Investment Group Inc. | | | | |
| | | | | |
Ticker Symbol: | SNR | CUSIP Number: | 648691103 | | |
Record Date: | 4/2/2015 | Meeting Date: | 5/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Virgis W. Colbert | Management | For | For | No |
1.2 | Elect Director Cassia van der Hoof Holstein | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Newcastle Investment Corp. | | | | | |
| | | | | |
Ticker Symbol: | NCT | CUSIP Number: | 65105M603 | | |
Record Date: | 4/2/2015 | Meeting Date: | 6/25/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stuart A. McFarland | Management | Withhold | For | Yes |
1.2 | Elect Director Alan L. Tyson | Management | Withhold | For | Yes |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
ONE Gas, Inc. | | | | | |
| | | | | |
Ticker Symbol: | OGS | CUSIP Number: | 68235P108 | | |
Record Date: | 3/23/2015 | Meeting Date: | 5/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John W. Gibson | Management | For | For | No |
1.2 | Elect Director Pattye L. Moore | Management | For | For | No |
1.3 | Elect Director Douglas H. Yaeger | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Platform Specialty Products Corporation | | | | |
| | | | | |
Ticker Symbol: | PAH | CUSIP Number: | 72766Q105 | | |
Record Date: | 4/22/2015 | Meeting Date: | 6/11/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Martin E. Franklin | Management | For | For | No |
1.2 | Elect Director Daniel H. Leever | Management | For | For | No |
1.3 | Elect Director Wayne M. Hewett | Management | For | For | No |
1.4 | Elect Director Ian G.H. Ashken | Management | For | For | No |
1.5 | Elect Director Nicolas Berggruen | Management | For | For | No |
1.6 | Elect Director Michael F. Goss | Management | For | For | No |
1.7 | Elect Director Ryan Israel | Management | For | For | No |
1.8 | Elect Director E. Stanley O'Neal | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Polycom, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PLCM | CUSIP Number: | 73172K104 | | |
Record Date: | 4/7/2015 | Meeting Date: | 5/27/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter A. Leav | Management | For | For | No |
1.2 | Elect Director Betsy S. Atkins | Management | For | For | No |
1.3 | Elect Director Martha H. Bejar | Management | For | For | No |
1.4 | Elect Director Robert J. Frankenberg | Management | For | For | No |
1.5 | Elect Director John A. Kelley, Jr. | Management | For | For | No |
1.6 | Elect Director D. Scott Mercer | Management | For | For | No |
1.7 | Elect Director Kevin T. Parker | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Post Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | POST | CUSIP Number: | 737446104 | | |
Record Date: | 12/2/2014 | Meeting Date: | 1/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William P. Stiritz | Management | For | For | No |
1.2 | Elect Director Jay W. Brown | Management | For | For | No |
1.3 | Elect Director Edwin H. Callison | Management | For | For | No |
2 | Approve Conversion of Securities | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Potbelly Corporation | | | | | |
| | | | | |
Ticker Symbol: | PBPB | CUSIP Number: | 73754Y100 | | |
Record Date: | 3/18/2015 | Meeting Date: | 5/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Susan Chapman-Hughes | Management | For | For | No |
1.2 | Elect Director Dan Levitan | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
QEP Resources, Inc. | | | | | |
| | | | | |
Ticker Symbol: | QEP | CUSIP Number: | 74733V100 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/12/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Phillips S. Baker, Jr. | Management | For | For | No |
1.2 | Elect Director Charles B. Stanley | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Declassify the Board of Directors | Management | For | For | No |
5 | Eliminate Supermajority Vote Requirement | Share Holder | For | Against | Yes |
6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Share Holder | For | Against | Yes |
| | | | | |
Rayonier Advanced Materials Inc. | | | | |
| | | | | |
Ticker Symbol: | RYAM | CUSIP Number: | 75508B104 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James F. Kirsch | Management | For | For | No |
1.2 | Elect Director James H. Miller | Management | For | For | No |
1.3 | Elect Director Ronald Townsend | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Remy International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | REMY | CUSIP Number: | 75971M108 | | |
Record Date: | 4/15/2015 | Meeting Date: | 6/10/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John H. Weber | Management | Withhold | For | Yes |
1.2 | Elect Director George P. Scanlon | Management | For | For | No |
1.3 | Elect Director Arik W. Ruchim | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Approve Executive Incentive Bonus Plan | Management | Against | For | Yes |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Rouse Properties, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RSE | CUSIP Number: | 779287101 | | |
Record Date: | 3/11/2015 | Meeting Date: | 5/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey Blidner | Management | For | For | No |
1.2 | Elect Director Richard Clark | Management | For | For | No |
1.3 | Elect Director Christopher Haley | Management | For | For | No |
1.4 | Elect Director Michael Hegarty | Management | For | For | No |
1.5 | Elect Director Brian Kingston | Management | For | For | No |
1.6 | Elect Director David Kruth | Management | For | For | No |
1.7 | Elect Director Michael Mullen | Management | For | For | No |
1.8 | Elect Director Andrew Silberfein | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Science Applications International Corporation | | | | |
| | | | | |
Ticker Symbol: | SAIC | CUSIP Number: | 808625107 | | |
Record Date: | 4/9/2015 | Meeting Date: | 6/3/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Robert A. Bedingfield | Management | For | For | No |
1b | Elect Director Deborah B. Dunie | Management | For | For | No |
1c | Elect Director Thomas F. Frist, III | Management | For | For | No |
1d | Elect Director John J. Hamre | Management | For | For | No |
1e | Elect Director Timothy J. Mayopoulos | Management | For | For | No |
1f | Elect Director Anthony J. Moraco | Management | For | For | No |
1g | Elect Director Donna S. Morea | Management | For | For | No |
1h | Elect Director Edward J. Sanderson, Jr. | Management | For | For | No |
1i | Elect Director Steven R. Shane | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Sizmek Inc. | | | | | |
| | | | | |
Ticker Symbol: | SZMK | CUSIP Number: | 83013P105 | | |
Record Date: | 9/24/2014 | Meeting Date: | 11/11/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott K. Ginsburg | Management | For | For | No |
1.2 | Elect Director Xavier A. Gutierrez | Management | For | For | No |
1.3 | Elect Director John R. Harris | Management | For | For | No |
1.4 | Elect Director Adam Klein | Management | For | For | No |
1.5 | Elect Director Cecil H. Moore Jr. | Management | For | For | No |
1.6 | Elect Director Neil H. Nguyen | Management | For | For | No |
1.7 | Elect Director Stephen E. Recht | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Auditors | Management | For | For | No |
| | | | | |
South Jersey Industries, Inc. | | | | |
| | | | | |
Ticker Symbol: | SJI | CUSIP Number: | 838518108 | | |
Record Date: | 3/2/2015 | Meeting Date: | 4/30/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1a | Elect Director Sarah M. Barpoulis | Management | For | For | No |
1.1b | Elect Director Thomas A. Bracken | Management | For | For | No |
1.1c | Elect Director Keith S. Campbell | Management | For | For | No |
1.1d | Elect Director Sheila Hartnett-Devlin | Management | For | For | No |
1.1e | Elect Director Victor A. Fortkiewicz | Management | For | For | No |
1.1f | Elect Director Walter M. Higgins, III | Management | For | For | No |
1.1g | Elect Director Sunita Holzer | Management | For | For | No |
1.1h | Elect Director Joseph H. Petrowski | Management | For | For | No |
1.1i | Elect Director Michael J. Renna | Management | For | For | No |
1.1j | Elect Director Frank L. Sims | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
SpartanNash Company | | | | | |
| | | | | |
Ticker Symbol: | SPTN | CUSIP Number: | 847215100 | | |
Record Date: | 4/6/2015 | Meeting Date: | 6/3/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director M. Shan Atkins | Management | For | For | No |
1.10 | Elect Director Craig C. Sturken | Management | For | For | No |
1.11 | Elect Director William R. Voss | Management | For | For | No |
1.2 | Elect Director Dennis Eidson | Management | For | For | No |
1.3 | Elect Director Mickey P. Foret | Management | For | For | No |
1.4 | Elect Director Frank M. Gambino | Management | For | For | No |
1.5 | Elect Director Douglas A. Hacker | Management | For | For | No |
1.6 | Elect Director Yvonne R. Jackson | Management | For | For | No |
1.7 | Elect Director Elizabeth A. Nickels | Management | For | For | No |
1.8 | Elect Director Timothy J. O'Donovan | Management | For | For | No |
1.9 | Elect Director Hawthorne L. Proctor | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
6 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
7 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
8 | Amend Articles to Eliminate a Provision Relating to the Michigan Control Share Act | Management | For | For | No |
9 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Starz | | | | | |
| | | | | |
Ticker Symbol: | STRZA | CUSIP Number: | 85571Q102 | | |
Record Date: | 4/13/2015 | Meeting Date: | 6/10/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Andrew T. Heller | Management | For | For | No |
1.2 | Elect Director Jeffrey F. Sagansky | Management | For | For | No |
1.3 | Elect Director Charles Y. Tanabe | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
TFS Financial Corporation | | | | | |
| | | | | |
Ticker Symbol: | TFSL | CUSIP Number: | 87240R107 | | |
Record Date: | 12/29/2014 | Meeting Date: | 2/26/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Anthony J. Asher | Management | For | For | No |
1.2 | Elect Director Bernard S. Kobak | Management | Against | For | Yes |
1.3 | Elect Director Ben S. Stefanski, III | Management | For | For | No |
1.4 | Elect Director Meredith S. Weil | Management | Against | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
The ADT Corporation | | | | | |
| | | | | |
Ticker Symbol: | ADT | CUSIP Number: | 00101J106 | | |
Record Date: | 1/20/2015 | Meeting Date: | 3/17/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Thomas Colligan | Management | For | For | No |
1b | Elect Director Richard Daly | Management | For | For | No |
1c | Elect Director Timothy Donahue | Management | For | For | No |
1d | Elect Director Robert Dutkowsky | Management | For | For | No |
1e | Elect Director Bruce Gordon | Management | For | For | No |
1f | Elect Director Naren Gursahaney | Management | For | For | No |
1g | Elect Director Bridgette Heller | Management | For | For | No |
1h | Elect Director Kathleen Hyle | Management | For | For | No |
1i | Elect Director Christopher Hylen | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
The Babcock & Wilcox Company | | | | |
| | | | | |
Ticker Symbol: | BWC | CUSIP Number: | 05615F102 | | |
Record Date: | 3/10/2015 | Meeting Date: | 5/1/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jan A. Bertsch | Management | For | For | No |
1.2 | Elect Director Thomas A. Christopher | Management | For | For | No |
1.3 | Elect Director Stephen G. Hanks | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
The Scotts Miracle-Gro Company | | | | |
| | | | | |
Ticker Symbol: | SMG | CUSIP Number: | 810186106 | | |
Record Date: | 12/3/2014 | Meeting Date: | 1/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michelle A. Johnson | Management | For | For | No |
1.2 | Elect Director Thomas N. Kelly, Jr. | Management | For | For | No |
1.3 | Elect Director John R. Vines | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
The Timken Company | | | | | |
| | | | | |
Ticker Symbol: | TKR | CUSIP Number: | 887389104 | | |
Record Date: | 2/23/2015 | Meeting Date: | 5/7/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Maria A. Crowe | Management | For | For | No |
1.2 | Elect Director Richard G. Kyle | Management | For | For | No |
1.3 | Elect Director John A. Luke, Jr. | Management | For | For | No |
1.4 | Elect Director Christopher L. Mapes | Management | For | For | No |
1.5 | Elect Director Ajita G. Rajendra | Management | For | For | No |
1.6 | Elect Director Joseph W. Ralston | Management | For | For | No |
1.7 | Elect Director John P. Reilly | Management | For | For | No |
1.8 | Elect Director Frank C. Sullivan | Management | For | For | No |
1.9 | Elect Director John M. Timken, Jr. | Management | For | For | No |
1.10 | Elect Director Ward J. Timken, Jr. | Management | For | For | No |
1.11 | Elect Director Jacqueline F. Woods | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
5 | Amend Omnibus Stock Plan | Management | For | For | No |
6 | Amend Bylaws -- Call Special Meetings | Share Holder | For | Against | Yes |
| | | | | |
The WhiteWave Foods Company | | | | |
| | | | | |
Ticker Symbol: | WWAV | CUSIP Number: | 966244105 | | |
Record Date: | 3/18/2015 | Meeting Date: | 5/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mary E. Minnick | Management | For | For | No |
1.2 | Elect Director Doreen A. Wright | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Time Inc. | | | | | |
| | | | | |
Ticker Symbol: | TIME | CUSIP Number: | 887228104 | | |
Record Date: | 4/10/2015 | Meeting Date: | 6/5/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Joseph A. Ripp | Management | For | For | No |
1b | Elect Director David A. Bell | Management | For | For | No |
1c | Elect Director John M. Fahey, Jr. | Management | For | For | No |
1d | Elect Director Manuel A. Fernandez | Management | For | For | No |
1e | Elect Director Dennis J. FitzSimons | Management | For | For | No |
1f | Elect Director Betsy D. Holden | Management | For | For | No |
1g | Elect Director Kay Koplovitz | Management | For | For | No |
1h | Elect Director J. Randall MacDonald | Management | For | For | No |
1i | Elect Director Ronald S. Rolfe | Management | For | For | No |
1j | Elect Director Howard Stringer | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
TimkenSteel Corporation | | | | | |
| | | | | |
Ticker Symbol: | TMST | CUSIP Number: | 887399103 | | |
Record Date: | 2/13/2015 | Meeting Date: | 5/6/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For | No |
1.2 | Elect Director Phillip R. Cox | Management | For | For | No |
1.3 | Elect Director John P. Reilly | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
6 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Townsquare Media, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TSQ | CUSIP Number: | 892231101 | | |
Record Date: | 4/2/2015 | Meeting Date: | 5/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director B. James Ford | Management | Withhold | For | Yes |
1.2 | Elect Director David Lebow | Management | Withhold | For | Yes |
2 | Ratify McGladrey LLP as Auditors | Management | For | For | No |
| | | | | |
TRI Pointe Homes, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TPH | CUSIP Number: | 87265H109 | | |
Record Date: | 3/13/2015 | Meeting Date: | 5/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Douglas F. Bauer | Management | For | For | No |
1.2 | Elect Director Lawrence B. Burrows | Management | For | For | No |
1.3 | Elect Director Daniel S. Fulton | Management | For | For | No |
1.4 | Elect Director Kristin F. Gannon | Management | For | For | No |
1.5 | Elect Director Steven J. Gilbert | Management | For | For | No |
1.6 | Elect Director Christopher D. Graham | Management | For | For | No |
1.7 | Elect Director Constance B. Moore | Management | For | For | No |
1.8 | Elect Director Thomas B. Rogers | Management | For | For | No |
1.9 | Elect Director Barry S. Sternlicht | Management | Withhold | For | Yes |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Tribune Company | | | | | |
| | | | | |
Ticker Symbol: | TRBAA | CUSIP Number: | 896047503 | | |
Record Date: | 6/9/2014 | Meeting Date: | 7/14/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Craig A. Jacobson | Management | Against | For | Yes |
1.2 | Elect Director Laura R. Walker | Management | For | For | No |
2 | Amend Certificate of Incorporation | Management | Against | For | Yes |
3 | Ratify Auditors | Management | Against | For | Yes |
| | | | | |
Tribune Media Company | | | | | |
| | | | | |
Ticker Symbol: | TRCO | CUSIP Number: | 896047503 | | |
Record Date: | 4/15/2015 | Meeting Date: | 5/20/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael Kreger | Management | For | For | No |
1.2 | Elect Director Peter Liguori | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Tribune Publishing Company | | | | |
| | | | | |
Ticker Symbol: | TPUB | CUSIP Number: | 896082104 | | |
Record Date: | 3/31/2015 | Meeting Date: | 5/27/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David E. Dibble | Management | For | For | No |
1.2 | Elect Director Philip G. Franklin | Management | For | For | No |
1.3 | Elect Director John H. Griffin, Jr. | Management | For | For | No |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | For | No |
1.5 | Elect Director Renetta McCann | Management | For | For | No |
1.6 | Elect Director Ellen Taus | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
TripAdvisor, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TRIP | CUSIP Number: | 896945201 | | |
Record Date: | 4/20/2015 | Meeting Date: | 6/18/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory B. Maffei | Management | Withhold | For | Yes |
1.2 | Elect Director Stephen Kaufer | Management | Withhold | For | Yes |
1.3 | Elect Director Jonathan F. Miller | Management | For | For | No |
1.4 | Elect Director Dipchand (Deep) Nishar | Management | For | For | No |
1.5 | Elect Director Jeremy Philips | Management | For | For | No |
1.6 | Elect Director Spencer M. Rascoff | Management | For | For | No |
1.7 | Elect Director Christopher W. Shean | Management | Withhold | For | Yes |
1.8 | Elect Director Sukhinder Singh Cassidy | Management | For | For | No |
1.9 | Elect Director Robert S. Wiesenthal | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Tuesday Morning Corporation | | | | |
| | | | | |
Ticker Symbol: | TUES | CUSIP Number: | 899035505 | | |
Record Date: | 9/16/2014 | Meeting Date: | 11/12/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven R. Becker | Management | For | For | No |
1.2 | Elect Director Terry Burman | Management | For | For | No |
1.3 | Elect Director Frank M. Hamlin | Management | For | For | No |
1.4 | Elect Director William Montalto | Management | For | For | No |
1.5 | Elect Director R. Michael Rouleau | Management | For | For | No |
1.6 | Elect Director Sherry M. Smith | Management | For | For | No |
1.7 | Elect Director Jimmie L. Wade | Management | For | For | No |
1.8 | Elect Director Richard S. Willis | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Ratify Auditors | Management | For | For | No |
| | | | | |
United Online, Inc. | | | | | |
| | | | | |
Ticker Symbol: | UNTD | CUSIP Number: | 911268209 | | |
Record Date: | 4/10/2015 | Meeting Date: | 6/5/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director James T. Armstrong | Management | For | For | No |
1b | Elect Director Andrew Miller | Management | For | For | No |
1c | Elect Director Kenneth D. Denman | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
UTAH MEDICAL PRODUCTS, INC. | | | | |
| | | | | |
Ticker Symbol: | UTMD | CUSIP Number: | 917488108 | | |
Record Date: | 2/27/2015 | Meeting Date: | 5/1/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kevin L. Cornwell | Management | Withhold | For | Yes |
1.2 | Elect Director Paul O. Richins | Management | Withhold | For | Yes |
2 | Ratify Jones Simkins LLC as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Vectrus, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VEC | CUSIP Number: | 92242T101 | | |
Record Date: | 3/18/2015 | Meeting Date: | 5/15/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Bradford J. Boston | Management | For | For | No |
1b | Elect Director Kenneth W. Hunzeker | Management | For | For | No |
1c | Elect Director Phillip C. Widman | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Voya Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VOYA | CUSIP Number: | 929089100 | | |
Record Date: | 6/2/2014 | Meeting Date: | 7/30/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Jane P. Chwick | Management | For | For | No |
1b | Elect Director Patrick G. Flynn | Management | For | For | No |
1c | Elect Director J. Barry Griswell | Management | For | For | No |
1d | Elect Director Frederick S. Hubbell | Management | For | For | No |
1e | Elect Director Hendricus A. Koemans | Management | For | For | No |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For | No |
1g | Elect Director Willem F. Nagel | Management | For | For | No |
1h | Elect Director Deborah C. Wright | Management | For | For | No |
1i | Elect Director David Zwiener | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For | No |
6 | Ratify Auditors | Management | For | For | No |
| | | | | |
Voya Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VOYA | CUSIP Number: | 929089100 | | |
Record Date: | 3/30/2015 | Meeting Date: | 5/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Lynne Biggar | Management | For | For | No |
1b | Elect Director Jane P. Chwick | Management | For | For | No |
1c | Elect Director J. Barry Griswell | Management | For | For | No |
1d | Elect Director Frederick S. Hubbell | Management | For | For | No |
1e | Elect Director Rodney O. Martin, Jr. | Management | For | For | No |
1f | Elect Director Joseph V. Tripodi | Management | For | For | No |
1g | Elect Director Deborah C. Wright | Management | For | For | No |
1h | Elect Director David Zwiener | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Share Holder | Against | Against | No |
| | | | | |
Zep Inc. | | | | | |
| | | | | |
Ticker Symbol: | ZEP | CUSIP Number: | 98944B108 | | |
Record Date: | 11/12/2014 | Meeting Date: | 1/7/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director O.B. Grayson Hall, Jr. | Management | Withhold | For | Yes |
1.2 | Elect Director Carol A. Williams | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
Ancora MicroCap Fund | | | | | |
| | | | | |
Alaska Communications Systems Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | ALSK | CUSIP Number: | 01167P101 | | |
Record Date: | 4/13/2015 | Meeting Date: | 6/9/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward (Ned) J. Hayes, Jr. | Management | For | For | No |
1.2 | Elect Director Margaret L. Brown | Management | For | For | No |
1.3 | Elect Director David W. Karp | Management | For | For | No |
1.4 | Elect Director Peter D. Ley | Management | For | For | No |
1.5 | Elect Director Brian A. Ross | Management | For | For | No |
1.6 | Elect Director Anand Vadapalli | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Albany Molecular Research, Inc. | | | | |
| | | | | |
Ticker Symbol: | AMRI | CUSIP Number: | 012423109 | | |
Record Date: | 4/13/2015 | Meeting Date: | 6/3/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William S. Marth | Management | Withhold | For | Yes |
1.2 | Elect Director Kevin O'Connor | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
5 | Increase Authorized Common Stock | Management | Against | For | Yes |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Amtech Systems, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ASYS | CUSIP Number: | 032332504 | | |
Record Date: | 12/16/2014 | Meeting Date: | 1/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Amtech Systems, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ASYS | CUSIP Number: | 032332504 | | |
Record Date: | 2/27/2015 | Meeting Date: | 4/9/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jong S. Whang | Management | For | For | No |
1.2 | Elect Director Fokko Pentinga | Management | For | For | No |
1.3 | Elect Director Paul J. van der Wansem | Management | For | For | No |
1.4 | Elect Director Michael Garnreiter | Management | For | For | No |
1.5 | Elect Director Egbert J.G. Goudena | Management | For | For | No |
1.6 | Elect Director Robert F. King | Management | For | For | No |
1.7 | Elect Director Sukesh Mohan | Management | For | For | No |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Aviat Networks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AVNW | CUSIP Number: | 05366Y102 | | |
Record Date: | 1/15/2015 | Meeting Date: | 2/24/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William A. Hasler | Management | For | For | No |
1.2 | Elect Director James R. Henderson | Management | For | For | No |
1.3 | Elect Director Charles D. Kissner | Management | For | For | No |
1.4 | Elect Director John Mutch | Management | For | For | No |
1.5 | Elect Director Michael A. Pangia | Management | For | For | No |
1.6 | Elect Director Robert G. Pearse | Management | For | For | No |
1.7 | Elect Director John J. Quicke | Management | For | For | No |
1.8 | Elect Director James C. Stoffel | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Axcelis Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ACLS | CUSIP Number: | 054540109 | | |
Record Date: | 3/17/2015 | Meeting Date: | 5/13/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard J. Faubert | Management | For | For | No |
1.2 | Elect Director R. John Fletcher | Management | For | For | No |
1.3 | Elect Director Arthur L. George, Jr. | Management | For | For | No |
1.4 | Elect Director Joseph P. Keithley | Management | For | For | No |
1.5 | Elect Director John T. Kurtzweil | Management | For | For | No |
1.6 | Elect Director Barbara J. Lundberg | Management | For | For | No |
1.7 | Elect Director Patrick H. Nettles | Management | For | For | No |
1.8 | Elect Director Mary G. Puma | Management | For | For | No |
1.9 | Elect Director Thomas St. Dennis | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
AXT, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AXTI | CUSIP Number: | 00246W103 | | |
Record Date: | 3/27/2015 | Meeting Date: | 5/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Jesse Chen | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Burr Pilger Mayer, Inc. as Auditors | Management | For | For | No |
| | | | | |
Ballantyne Strong, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BTN | CUSIP Number: | 058516105 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/13/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Samuel C. Freitag | Management | For | For | No |
1.2 | Elect Director Gary L. Cavey | Management | For | For | No |
1.3 | Elect Director Charles T. Lanktree | Management | For | For | No |
1.4 | Elect Director Marc E. LeBaron | Management | For | For | No |
1.5 | Elect Director William J. Gerber | Management | For | For | No |
1.6 | Elect Director James C. Shay | Management | For | For | No |
1.7 | Elect Director Robert J. Marino | Management | For | For | No |
1.8 | Elect Director D. Kyle Cerminara | Management | For | For | No |
1.9 | Elect Director Robert J. Roschman | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Boston Private Financial Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | BPFH | CUSIP Number: | 101119105 | | |
Record Date: | 3/4/2015 | Meeting Date: | 4/15/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Clayton G. Deutsch | Management | For | For | No |
1.2 | Elect Director Deborah F. Kuenstner | Management | For | For | No |
1.3 | Elect Director Gloria C. Larson | Management | For | For | No |
1.4 | Elect Director John Morton, III | Management | For | For | No |
1.5 | Elect Director Daniel P. Nolan | Management | For | For | No |
1.6 | Elect Director Brian G. Shapiro | Management | For | For | No |
1.7 | Elect Director Mark D. Thompson | Management | For | For | No |
1.8 | Elect Director Stephen M. Waters | Management | For | For | No |
1.9 | Elect Director Donna C. Wells | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG, LLP as Auditors | Management | For | For | No |
| | | | | |
BTU International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BTUI | CUSIP Number: | 056032105 | | |
Record Date: | 12/16/2014 | Meeting Date: | 1/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
3 | Advisory Vote on Golden Parachutes | Management | For | For | No |
| | | | | |
Calamos Asset Management, Inc. | | | | |
| | | | | |
Ticker Symbol: | CLMS | CUSIP Number: | 12811R104 | | |
Record Date: | 4/10/2015 | Meeting Date: | 6/2/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gary D. Black | Management | For | For | No |
1.2 | Elect Director Thomas F. Eggers | Management | For | For | No |
1.3 | Elect Director Richard W. Gilbert | Management | For | For | No |
1.4 | Elect Director Keith M. Schappert | Management | For | For | No |
1.5 | Elect Director William N. Shiebler | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify McGladrey LLP as Auditors | Management | For | For | No |
| | | | | |
Callaway Golf Company | | | | | |
| | | | | |
Ticker Symbol: | ELY | CUSIP Number: | 131193104 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/13/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | For | For | No |
1.2 | Elect Director Ronald S. Beard | Management | For | For | No |
1.3 | Elect Director Samuel H. Armacost | Management | For | For | No |
1.4 | Elect Director John C. Cushman, III | Management | For | For | No |
1.5 | Elect Director John F. Lundgren | Management | For | For | No |
1.6 | Elect Director Adebayo O. Ogunlesi | Management | For | For | No |
1.7 | Elect Director Richard L. Rosenfield | Management | For | For | No |
1.8 | Elect Director Anthony S. Thornley | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Courier Corporation | | | | | |
| | | | | |
Ticker Symbol: | CRRC | CUSIP Number: | 222660102 | | |
Record Date: | 2/13/2015 | Meeting Date: | 3/17/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James F. Conway, III | Management | For | For | No |
1.2 | Elect Director Kathleen Foley Curley | Management | For | For | No |
1.3 | Elect Director W. Nicholas Thorndike | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Cross Country Healthcare, Inc. | | | | |
| | | | | |
Ticker Symbol: | CCRN | CUSIP Number: | 227483104 | | |
Record Date: | 3/17/2015 | Meeting Date: | 5/12/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William J. Grubbs | Management | For | For | No |
1.2 | Elect Director W. Larry Cash | Management | For | For | No |
1.3 | Elect Director Thomas C. Dircks | Management | For | For | No |
1.4 | Elect Director Gale Fitzgerald | Management | For | For | No |
1.5 | Elect Director Richard M. Mastaler | Management | For | For | No |
1.6 | Elect Director Mark Perlberg | Management | For | For | No |
1.7 | Elect Director Joseph A. Trunfio | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Cryolife, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CRY | CUSIP Number: | 228903100 | | |
Record Date: | 3/18/2015 | Meeting Date: | 5/20/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas F. Ackerman | Management | For | For | No |
1.2 | Elect Director James S. Benson | Management | For | For | No |
1.3 | Elect Director Daniel J. Bevevino | Management | For | For | No |
1.4 | Elect Director Ronald C. Elkins | Management | For | For | No |
1.5 | Elect Director J. Patrick Mackin | Management | For | For | No |
1.6 | Elect Director Ronald D. McCall | Management | For | For | No |
1.7 | Elect Director Harvey Morgan | Management | For | For | No |
1.8 | Elect Director Jon W. Salveson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Dawson Geophysical Company | | | | |
| | | | | |
Ticker Symbol: | DWSN | CUSIP Number: | 239359102 | | |
Record Date: | 12/29/2014 | Meeting Date: | 2/9/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Change Company Name to Dawson Operating Company | Management | For | For | No |
3 | Advisory Vote on Golden Parachutes | Management | For | For | No |
4 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Dawson Geophysical Company | | | | |
| | | | | |
Ticker Symbol: | DWSN | CUSIP Number: | 239360100 | | |
Record Date: | 4/28/2015 | Meeting Date: | 6/2/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William J. Barrett | Management | For | For | No |
1.2 | Elect Director Craig W. Cooper | Management | For | For | No |
1.3 | Elect Director Gary M. Hoover | Management | For | For | No |
1.4 | Elect Director Stephen C. Jumper | Management | For | For | No |
1.5 | Elect Director Allen T. McInnes | Management | Withhold | For | Yes |
1.6 | Elect Director Ted R. North | Management | For | For | No |
1.7 | Elect Director Mark A. Vander Ploeg | Management | For | For | No |
1.8 | Elect Director Wayne A. Whitener | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Deswell Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DSWL | CUSIP Number: | 250639101 | | |
Record Date: | 7/22/2014 | Meeting Date: | 9/10/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard Pui Hon Lau | Management | For | For | No |
1.2 | Elect Director Chin Pang Li | Management | Withhold | For | Yes |
1.3 | Elect Director Hung-Hum Leung | Management | For | For | No |
1.4 | Elect Director Allen Yau-Nam Cham | Management | For | For | No |
1.5 | Elect Director Wing-Ki Hui | Management | For | For | No |
2 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as Auditor for the Year Ending March 31, 2015 | Management | For | For | No |
| | | | | |
Digirad Corporation | | | | | |
| | | | | |
Ticker Symbol: | DRAD | CUSIP Number: | 253827109 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/1/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey E. Eberwein | Management | For | For | No |
1.2 | Elect Director Matthew G. Molchan | Management | For | For | No |
1.3 | Elect Director John M. Climaco | Management | For | For | No |
1.4 | Elect Director Charles M. Gillman | Management | For | For | No |
1.5 | Elect Director John W. Sayward | Management | For | For | No |
1.6 | Elect Director Michael A. Cunnion | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Securities Transfer Restrictions | Management | For | For | No |
| | | | | |
Dover Downs Gaming & Entertainment, Inc. | | | | |
| | | | | |
Ticker Symbol: | DDE | CUSIP Number: | 260095104 | | |
Record Date: | 3/20/2015 | Meeting Date: | 4/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Henry B. Tippie | Management | Withhold | For | Yes |
1.2 | Elect Director R. Randall Rollins | Management | Withhold | For | Yes |
1.3 | Elect Director Richard K. Struthers | Management | Withhold | For | Yes |
| | | | | |
Electro Scientific Industries, Inc. | | | | |
| | | | | |
Ticker Symbol: | ESIO | CUSIP Number: | 285229100 | | |
Record Date: | 6/13/2014 | Meeting Date: | 8/21/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward C. Grady | Management | For | For | No |
1.2 | Elect Director Barry L. Harmon | Management | For | For | No |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Endeavour Silver Corp. | | | | | |
| | | | | |
Ticker Symbol: | EDR | CUSIP Number: | 29258Y103 | | |
Record Date: | 3/20/2015 | Meeting Date: | 5/6/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ricardo M. Campoy | Management | For | For | No |
1.2 | Elect Director Bradford J. Cooke | Management | For | For | No |
1.3 | Elect Director Geoffrey A. Handley | Management | For | For | No |
1.4 | Elect Director Rex J. McLennan | Management | For | For | No |
1.5 | Elect Director Kenneth Pickering | Management | For | For | No |
1.6 | Elect Director Mario D. Szotlender | Management | For | For | No |
1.7 | Elect Director Godfrey J. Walton | Management | For | For | No |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Re-approve Stock Option Plan | Management | For | For | No |
4 | Approve Performance Share Unit Plan | Management | For | For | No |
| | | | | |
Euroseas Ltd. | | | | | |
| | | | | |
Ticker Symbol: | ESEA | CUSIP Number: | Y23592200 | | |
Record Date: | 5/22/2015 | Meeting Date: | 6/19/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Panagiotis Kyriakopoulos | Management | For | For | No |
1.2 | Elect Director George Skarvelis | Management | For | For | No |
2 | Approve Reverse Stock Split | Management | Against | For | Yes |
3 | Ratify Deloitte Hadjipavlou, Sofianos, & Cambanis S.A. as Auditors | Management | For | For | No |
| | | | | |
FreightCar America, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RAIL | CUSIP Number: | 357023100 | | |
Record Date: | 3/20/2015 | Meeting Date: | 5/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James D. Cirar | Management | For | For | No |
1.2 | Elect Director Malcolm F. Moore | Management | For | For | No |
1.3 | Elect Director S. Carl Soderstrom, Jr. | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Fuel Systems Solutions, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FSYS | CUSIP Number: | 35952W103 | | |
Record Date: | 4/1/2015 | Meeting Date: | 5/27/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mariano Costamagna | Management | For | For | No |
1.2 | Elect Director Troy A. Clarke | Management | For | For | No |
1.3 | Elect Director Anthony Harris | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Amend Restricted Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Goodrich Petroleum Corporation | | | | |
| | | | | |
Ticker Symbol: | GDP | CUSIP Number: | 382410405 | | |
Record Date: | 3/20/2015 | Meeting Date: | 5/5/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Patrick E. Malloy, III | Management | For | For | No |
1.2 | Elect Director Walter G. 'Gil' Goodrich | Management | For | For | No |
1.3 | Elect Director Michael J. Perdue | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Increase Authorized Common Stock | Management | For | For | No |
| | | | | |
Goodrich Petroleum Corporation | | | | |
| | | | | |
Ticker Symbol: | GDP | CUSIP Number: | 382410405 | | |
Record Date: | 5/4/2015 | Meeting Date: | 5/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Patrick E. Malloy, III (Retired) | Management | | | No |
1.2 | Elect Director Walter G. 'Gil' Goodrich | Management | For | For | No |
1.3 | Elect Director Michael J. Perdue | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Increase Authorized Common Stock | Management | For | For | No |
| | | | | |
Harris & Harris Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TINY | CUSIP Number: | 413833104 | | |
Record Date: | 4/9/2015 | Meeting Date: | 6/5/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director W. Dillaway Ayres, Jr. | Management | For | For | No |
1.2 | Elect Director Phillip A. Bauman | Management | For | For | No |
1.3 | Elect Director Stacy R. Brandom | Management | For | For | No |
1.4 | Elect Director Douglas W. Jamison | Management | For | For | No |
1.5 | Elect Director Charles E. Ramsey | Management | For | For | No |
1.6 | Elect Director Richard P. Shanley | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Hawaiian Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HA | CUSIP Number: | 419879101 | | |
Record Date: | 3/23/2015 | Meeting Date: | 5/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory S. Anderson | Management | For | For | No |
1.2 | Elect Director Mark B. Dunkerley | Management | For | For | No |
1.3 | Elect Director Lawrence S. Hershfield | Management | For | For | No |
1.4 | Elect Director Zac S. Hirzel | Management | For | For | No |
1.5 | Elect Director Randall L. Jenson | Management | For | For | No |
1.6 | Elect Director Tomoyuki Moriizumi | Management | For | For | No |
1.7 | Elect Director Crystal K. Rose | Management | For | For | No |
1.8 | Elect Director Richard N. Zwern | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Heidrick & Struggles International, Inc. | | | | |
| | | | | |
Ticker Symbol: | HSII | CUSIP Number: | 422819102 | | |
Record Date: | 3/31/2015 | Meeting Date: | 5/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert S. Kaplan | Management | For | For | No |
1.2 | Elect Director Gary E. Knell | Management | For | For | No |
1.3 | Elect Director Jill Kanin-Lovers | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Declassify the Board of Directors | Management | For | For | No |
4 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Heska Corporation | | | | | |
| | | | | |
Ticker Symbol: | HSKA | CUSIP Number: | 42805E306 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/5/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Sharon L. Riley | Management | For | For | No |
1.2 | Elect Director Bonnie J. Trowbridge | Management | For | For | No |
2 | Amend Bylaws to Allow Employee the Option to Purchase Shares a Discount to Fair Market Value in an Employee Stock Purchase Plan | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Ratify EKS&H LLLP as Auditors | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
6 | Other Business | Management | Against | For | Yes |
| | | | | |
Hooker Furniture Corporation | | | | |
| | | | | |
Ticker Symbol: | HOFT | CUSIP Number: | 439038100 | | |
Record Date: | 4/13/2015 | Meeting Date: | 6/4/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul B. Toms, Jr. | Management | For | For | No |
1.2 | Elect Director W. Christopher Beeler, Jr. | Management | For | For | No |
1.3 | Elect Director John L. Gregory, III | Management | For | For | No |
1.4 | Elect Director E. Larry Ryder | Management | Withhold | For | Yes |
1.5 | Elect Director David G. Sweet | Management | For | For | No |
1.6 | Elect Director Henry G. Williamson, Jr. | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Imation Corp. | | | | | |
| | | | | |
Ticker Symbol: | IMN | CUSIP Number: | 45245A107 | | |
Record Date: | 3/23/2015 | Meeting Date: | 5/20/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark E. Lucas | Management | Do Not Vote | For | No |
1.2 | Elect Director L. White Matthews, III | Management | Do Not Vote | For | No |
1.3 | Elect Director David B. Stevens | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
1.1 | Elect Directors Joseph A. De Perio | Share Holder | For | For | No |
1.2 | Elect Directors Robert B. Fernander | Share Holder | For | For | No |
1.3 | Elect Directors Barry L. Kasoff | Share Holder | For | For | No |
2 | Bylaw Repeal Proposal | Share Holder | For | For | No |
3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Invacare Corporation | | | | | |
| | | | | |
Ticker Symbol: | IVC | CUSIP Number: | 461203101 | | |
Record Date: | 3/20/2015 | Meeting Date: | 5/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael F. Delaney | Management | For | For | No |
1.2 | Elect Director C. Martin Harris | Management | For | For | No |
1.3 | Elect Director James L. Jones | Management | For | For | No |
1.4 | Elect Director Dale C. LaPorte | Management | For | For | No |
1.5 | Elect Director Michael J. Merriman | Management | For | For | No |
1.6 | Elect Director A. Malachi Mixon, III | Management | For | For | No |
1.7 | Elect Director Matthew E. Monaghan | Management | For | For | No |
1.8 | Elect Director Clifford D. Nastas | Management | For | For | No |
1.9 | Elect Director Baiju R. Shah | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Iteris, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | |
Record Date: | 8/21/2014 | Meeting Date: | 10/17/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard Char | Management | For | For | No |
1.2 | Elect Director Kevin C. Daly | Management | For | For | No |
1.3 | Elect Director Gregory A. Miner | Management | Withhold | For | Yes |
1.4 | Elect Director Abbas Mohaddes | Management | For | For | No |
1.5 | Elect Director Gerard M. Mooney | Management | For | For | No |
1.6 | Elect Director Thomas L. Thomas | Management | For | For | No |
1.7 | Elect Director Mikel H. Williams | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
JAKKS Pacific, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JAKK | CUSIP Number: | 47012E106 | | |
Record Date: | 10/22/2014 | Meeting Date: | 12/19/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stephen G. Berman | Management | Withhold | For | Yes |
1.2 | Elect Director Murray L. Skala | Management | Withhold | For | Yes |
1.3 | Elect Director Peter F. Reilly | Management | Withhold | For | Yes |
1.4 | Elect Director Rex H. Poulsen | Management | Withhold | For | Yes |
1.5 | Elect Director Michael S. Sitrick | Management | For | For | No |
1.6 | Elect Director Fergus McGovern | Management | For | For | No |
2 | Ratify Auditors | Management | For | For | No |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
John B. Sanfilippo & Son, Inc. | | | | |
| | | | | |
Ticker Symbol: | JBSS | CUSIP Number: | 800422107 | | |
Record Date: | 9/2/2014 | Meeting Date: | 10/29/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jim R. Edgar | Management | For | For | No |
1.2 | Elect Director Ellen C. Taaffe | Management | For | For | No |
1.3 | Elect Director Daniel M. Wright | Management | For | For | No |
2 | Ratify Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Kimball International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | KBALB | CUSIP Number: | 494274103 | | |
Record Date: | 8/18/2014 | Meeting Date: | 10/21/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Thomas J. Tischhauser | Management | Withhold | For | Yes |
| | | | | |
Kopin Corporation | | | | | |
| | | | | |
Ticker Symbol: | KOPN | CUSIP Number: | 500600101 | | |
Record Date: | 3/20/2015 | Meeting Date: | 5/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John C.C. Fan | Management | For | For | No |
1.2 | Elect Director James K. Brewington | Management | For | For | No |
1.3 | Elect Director David E. Brook | Management | For | For | No |
1.4 | Elect Director Andrew H. Chapman | Management | For | For | No |
1.5 | Elect Director Morton Collins | Management | Withhold | For | Yes |
1.6 | Elect Director Chi Chia Hsieh | Management | For | For | No |
1.7 | Elect Director Michael J. Landine | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Koss Corporation | | | | | |
| | | | | |
Ticker Symbol: | KOSS | CUSIP Number: | 500692108 | | |
Record Date: | 8/18/2014 | Meeting Date: | 10/15/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John C. Koss | Management | For | For | No |
1.2 | Elect Director Thomas L. Doerr | Management | For | For | No |
1.3 | Elect Director Michael J. Koss | Management | For | For | No |
1.4 | Elect Director Lawrence S. Mattson | Management | For | For | No |
1.5 | Elect Director Theodore H. Nixon | Management | For | For | No |
1.6 | Elect Director John J. Stollenwerk | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
Lawson Products, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LAWS | CUSIP Number: | 520776105 | | |
Record Date: | 3/18/2015 | Meeting Date: | 5/12/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Andrew B. Albert | Management | For | For | No |
1.2 | Elect Director I. Steven Edelson | Management | For | For | No |
1.3 | Elect Director Thomas S. Postek | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Layne Christensen Company | | | | |
| | | | | |
Ticker Symbol: | LAYN | CUSIP Number: | 521050104 | | |
Record Date: | 4/13/2015 | Meeting Date: | 6/5/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David A.B. Brown | Management | For | For | No |
1.2 | Elect Director Michael J. Caliel | Management | For | For | No |
1.3 | Elect Director J. Samuel Butler | Management | For | For | No |
1.4 | Elect Director Nelson Obus | Management | For | For | No |
1.5 | Elect Director Robert R. Gilmore | Management | For | For | No |
1.6 | Elect Director John T. Nesser, III | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Conversion of Securities | Management | For | For | No |
4 | Approve Conversion of Securities | Management | Against | For | Yes |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Lincoln Educational Services Corporation | | | | |
| | | | | |
Ticker Symbol: | LINC | CUSIP Number: | 533535100 | | |
Record Date: | 3/13/2015 | Meeting Date: | 5/1/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Alvin O. Austin | Management | For | For | No |
1.2 | Elect Director Peter S. Burgess | Management | For | For | No |
1.3 | Elect Director James J. Burke, Jr. | Management | For | For | No |
1.4 | Elect Director Celia H. Currin | Management | For | For | No |
1.5 | Elect Director Douglas G. DelGrosso | Management | For | For | No |
1.6 | Elect Director Ronald E. Harbour | Management | For | For | No |
1.7 | Elect Director Charles F. Kalmbach | Management | For | For | No |
1.8 | Elect Director Shaun E. McAlmont | Management | For | For | No |
1.9 | Elect Director Alexis P. Michas | Management | For | For | No |
1.10 | Elect Director J. Barry Morrow | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Liquidity Services, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LQDT | CUSIP Number: | 53635B107 | | |
Record Date: | 1/13/2015 | Meeting Date: | 2/26/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Patrick W. Gross | Management | For | For | No |
1.2 | Elect Director Beatriz V. Infante | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
LNB Bancorp, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LNBB | CUSIP Number: | 502100100 | | |
Record Date: | 4/22/2015 | Meeting Date: | 6/16/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Luby's, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LUB | CUSIP Number: | 549282101 | | |
Record Date: | 12/3/2014 | Meeting Date: | 1/23/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jill Griffin | Management | For | For | No |
1.2 | Elect Director Christopher J. Pappas | Management | For | For | No |
1.3 | Elect Director Judith B. Craven | Management | For | For | No |
1.4 | Elect Director Frank Markantonis | Management | For | For | No |
1.5 | Elect Director Arthur Rojas Emerson | Management | For | For | No |
1.6 | Elect Director Gasper Mir, III | Management | For | For | No |
1.7 | Elect Director J.S.B. Jenkins | Management | For | For | No |
1.8 | Elect Director Joe C. McKinney | Management | For | For | No |
1.9 | Elect Director Harris J. Pappas | Management | For | For | No |
1.10 | Elect Director Peter Tropoli | Management | For | For | No |
2 | Ratify Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Mace Security International, Inc. | | | | |
| | | | | |
Ticker Symbol: | MACE | CUSIP Number: | 554335208 | | |
Record Date: | 4/24/2015 | Meeting Date: | 5/27/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Denis J. Amato | Management | For | For | No |
1.2 | Elect Director Richard A. Barone | Management | For | For | No |
1.3 | Elect Director Suzanne M. Hopgood | Management | For | For | No |
1.4 | Elect Director John J. McCann | Management | For | For | No |
1.5 | Elect Director Daniel V. Perella | Management | For | For | No |
2 | Ratify Skoda Minotti as Auditors | Management | For | For | No |
| | | | | |
Maxwell Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MXWL | CUSIP Number: | 577767106 | | |
Record Date: | 3/23/2015 | Meeting Date: | 5/22/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franz Fink | Management | For | For | No |
1.2 | Elect Director Roger Howsmon | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Meadowbrook Insurance Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | MIG | CUSIP Number: | 58319P108 | | |
Record Date: | 3/12/2015 | Meeting Date: | 4/27/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
3.1 | Elect Director Robert S. Cubbin | Management | For | For | No |
3.2 | Elect Director Robert F. Fix | Management | For | For | No |
3.3 | Elect Director Douglas A. Gaudet | Management | For | For | No |
3.4 | Elect Director Florine Mark | Management | For | For | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
6 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Medical Action Industries Inc. | | | | |
| | | | | |
Ticker Symbol: | MDCI | CUSIP Number: | 58449L100 | | |
Record Date: | 8/20/2014 | Meeting Date: | 9/29/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
MFRI, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MFRI | CUSIP Number: | 552721102 | | |
Record Date: | 4/24/2015 | Meeting Date: | 6/18/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David Unger | Management | For | For | No |
1.2 | Elect Director Bradley E. Mautner | Management | For | For | No |
1.3 | Elect Director Dennis Kessler | Management | For | For | No |
1.4 | Elect Director Mark A. Zorko | Management | For | For | No |
1.5 | Elect Director Michael J. Gade | Management | For | For | No |
1.6 | Elect Director David S. Barrie | Management | For | For | No |
1.7 | Elect Director Jerome T. Walker | Management | For | For | No |
1.8 | Elect Director David B. Brown | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Monster Worldwide, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MWW | CUSIP Number: | 611742107 | | |
Record Date: | 4/10/2015 | Meeting Date: | 6/9/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For | No |
1b | Elect Director Timothy T. Yates | Management | For | For | No |
1c | Elect Director John Gaulding | Management | For | For | No |
1d | Elect Director James P. McVeigh | Management | For | For | No |
1e | Elect Director Jeffrey F. Rayport | Management | For | For | No |
1f | Elect Director Roberto Tunioli | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Approve Conversion of Securities | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Multi-Fineline Electronix, Inc. | | | | |
| | | | | |
Ticker Symbol: | MFLX | CUSIP Number: | 62541B101 | | |
Record Date: | 1/7/2015 | Meeting Date: | 3/4/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Philippe Lemaitre | Management | For | For | No |
1.2 | Elect Director Donald K. Schwanz | Management | For | For | No |
1.3 | Elect Director Roy Chee Keong Tan | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Natuzzi Spa | | | | | |
| | | | | |
Ticker Symbol: | NTZ | CUSIP Number: | 63905A101 | | |
Record Date: | 4/7/2015 | Meeting Date: | 4/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | Against | For | Yes |
2 | Receive Consolidated Financial Statements | Management | For | For | No |
3 | Elect Director and Approve Director's Remuneration | Management | Against | For | Yes |
| | | | | |
PDI, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PDII | CUSIP Number: | 69329V100 | | |
Record Date: | 4/17/2015 | Meeting Date: | 6/3/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gerald P. Belle | Management | For | For | No |
1.2 | Elect Director Nancy S. Lurker | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
4 | Increase Authorized Common Stock | Management | Against | For | Yes |
5 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Penford Corporation | | | | | |
| | | | | |
Ticker Symbol: | PENX | CUSIP Number: | 707051108 | | |
Record Date: | 12/23/2014 | Meeting Date: | 1/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Adjourn Meeting | Management | Against | For | Yes |
3 | Advisory Vote on Golden Parachutes | Management | Against | For | Yes |
| | | | | |
Perceptron, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PRCP | CUSIP Number: | 71361F100 | | |
Record Date: | 9/19/2014 | Meeting Date: | 11/11/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey M. Armstrong | Management | Withhold | For | Yes |
1.2 | Elect Director Kenneth R. Dabrowski | Management | Withhold | For | Yes |
1.3 | Elect Director Philip J. Decocco | Management | Withhold | For | Yes |
1.4 | Elect Director W. Richard Marz | Management | Withhold | For | Yes |
1.5 | Elect Director C. Richard Neely, Jr. | Management | For | For | No |
1.6 | Elect Director Robert S. Oswald | Management | Withhold | For | Yes |
1.7 | Elect Director Terryll R. Smith | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
Perma-Fix Environmental Services, Inc. | | | | |
| | | | | |
Ticker Symbol: | PESI | CUSIP Number: | 714157203 | | |
Record Date: | 7/31/2014 | Meeting Date: | 9/18/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Louis F. Centofanti | Management | For | For | No |
1.2 | Elect Director John M. Climaco | Management | For | For | No |
1.3 | Elect Director Gary Kugler | Management | For | For | No |
1.4 | Elect Director Jack Lahav | Management | For | For | No |
1.5 | Elect Director Joe R. Reeder | Management | Withhold | For | Yes |
1.6 | Elect Director Larry M. Shelton | Management | For | For | No |
1.7 | Elect Director Charles E. Young | Management | For | For | No |
1.8 | Elect Director Mark A. Zwecker | Management | For | For | No |
2 | Ratify Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Reduce Authorized Common Stock | Management | For | For | No |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Planar Systems, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PLNR | CUSIP Number: | 726900103 | | |
Record Date: | 12/30/2014 | Meeting Date: | 2/26/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Gerald K. Perkel | Management | For | For | No |
2 | Increase Authorized Common Stock | Management | For | For | No |
3 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
6 | Ratify KPMG LLP as Auditors | Management | For | For | No |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
RCM Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RCMT | CUSIP Number: | 749360400 | | |
Record Date: | 10/10/2014 | Meeting Date: | 12/4/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Roger H. Ballou | Management | For | For | No |
1b | Elect Director Leon Kopyt | Management | For | For | No |
1c | Elect Director S. Gary Snodgrass | Management | For | For | No |
1d | Elect Director Bradley S. Vizi | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
RealNetworks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RNWK | CUSIP Number: | 75605L708 | | |
Record Date: | 7/25/2014 | Meeting Date: | 9/17/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Janice Roberts | Management | For | For | No |
1.2 | Elect Director Michael B. Slade | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify Auditors | Management | For | For | No |
| | | | | |
RTI Surgical, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RTIX | CUSIP Number: | 74975N105 | | |
Record Date: | 2/17/2015 | Meeting Date: | 4/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Dean H. Bergy | Management | For | For | No |
1.2 | Elect Director Philip R. Chapman | Management | For | For | No |
1.3 | Elect Director Peter F. Gearen | Management | For | For | No |
1.4 | Elect Director Adrian J. R. Smith | Management | For | For | No |
1.5 | Elect Director Shirley A. Weis | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Rubicon Technology, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RBCN | CUSIP Number: | 78112T107 | | |
Record Date: | 4/29/2015 | Meeting Date: | 6/23/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Michael E. Mikolajczyk | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For | No |
| | | | | |
Sears Hometown and Outlet Stores, Inc. | | | | |
| | | | | |
Ticker Symbol: | SHOS | CUSIP Number: | 812362101 | | |
Record Date: | 4/7/2015 | Meeting Date: | 5/27/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director E.J. Bird | Management | For | For | No |
1.2 | Elect Director Jeffrey Flug | Management | For | For | No |
1.3 | Elect Director James F. Gooch | Management | For | For | No |
1.4 | Elect Director Josephine Linden | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Silicon Graphics International Corp. | | | | |
| | | | | |
Ticker Symbol: | SGI | CUSIP Number: | 82706L108 | | |
Record Date: | 10/17/2014 | Meeting Date: | 12/9/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ronald D. Verdoorn | Management | For | For | No |
1.2 | Elect Director Charles M. Boesenberg | Management | For | For | No |
1.3 | Elect Director Gary A. Griffiths | Management | For | For | No |
1.4 | Elect Director Michael W. Hagee | Management | For | For | No |
1.5 | Elect Director Douglas R. King | Management | For | For | No |
1.6 | Elect Director Hagi Schwartz | Management | For | For | No |
1.7 | Elect Director Jorge L. Titinger | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Ratify Auditors | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Stanley Furniture Company, Inc. | | | | |
| | | | | |
Ticker Symbol: | STLY | CUSIP Number: | 854305208 | | |
Record Date: | 3/26/2015 | Meeting Date: | 5/15/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael P. Haley | Management | For | For | No |
1.2 | Elect Director John D. 'Ian' Lapey | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
State Auto Financial Corporation | | | | |
| | | | | |
Ticker Symbol: | STFC | CUSIP Number: | 855707105 | | |
Record Date: | 3/13/2015 | Meeting Date: | 5/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Fiorile | Management | For | For | No |
1.2 | Elect Director Michael E. LaRocco | Management | For | For | No |
1.3 | Elect Director Eileen A. Mallesch | Management | For | For | No |
1.4 | Elect Director Robert P. Restrepo, Jr. | Management | For | For | No |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Sterling Construction Company, Inc. | | | | |
| | | | | |
Ticker Symbol: | STRL | CUSIP Number: | 859241101 | | |
Record Date: | 3/10/2015 | Meeting Date: | 5/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard O. Schaum | Management | For | For | No |
1.2 | Elect Director Milton L. Scott | Management | For | For | No |
1.3 | Elect Director Paul J. Varello | Management | For | For | No |
2 | Approve Restricted Stock Grant to Paul J. Varello | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Tecumseh Products Company | | | | |
| | | | | |
Ticker Symbol: | TECU | CUSIP Number: | 878895309 | | |
Record Date: | 3/4/2015 | Meeting Date: | 4/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stephanie H. Boyse | Management | For | For | No |
1.2 | Elect Director Gary. L. Cowger | Management | For | For | No |
1.3 | Elect Director Harold M. Karp | Management | For | For | No |
1.4 | Elect Director Mitchell I. Quain | Management | For | For | No |
1.5 | Elect Director Robert E. Rossiter | Management | For | For | No |
1.6 | Elect Director Terence C. Seikel | Management | For | For | No |
1.7 | Elect Director Douglas M. Suliman, Jr. | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Telenav, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TNAV | CUSIP Number: | 879455103 | | |
Record Date: | 9/24/2014 | Meeting Date: | 11/18/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Ken Xie | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
TransAct Technologies Incorporated | | | | |
| | | | | |
Ticker Symbol: | TACT | CUSIP Number: | 892918103 | | |
Record Date: | 3/20/2015 | Meeting Date: | 5/14/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director John M. Dillon | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Trio-Tech International | | | | | |
| | | | | |
Ticker Symbol: | TRT | CUSIP Number: | 896712205 | | |
Record Date: | 10/6/2014 | Meeting Date: | 12/1/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jason T. Adelman | Management | For | For | No |
1.2 | Elect Director Richard M. Horowitz | Management | For | For | No |
1.3 | Elect Director A. Charles Wilson | Management | Withhold | For | Yes |
1.4 | Elect Director S. W. Yong | Management | Withhold | For | Yes |
1.5 | Elect Director Victor H. M. Ting | Management | Withhold | For | Yes |
| | | | | |
TrustCo Bank Corp NY | | | | | |
| | | | | |
Ticker Symbol: | TRST | CUSIP Number: | 898349105 | | |
Record Date: | 3/23/2015 | Meeting Date: | 5/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas O. Maggs | Management | For | For | No |
1.2 | Elect Director Robert J. McCormick | Management | For | For | No |
1.3 | Elect Director William J. Purdy | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For | No |
| | | | | |
United Insurance Holdings Corp. | | | | |
| | | | | |
Ticker Symbol: | UIHC | CUSIP Number: | 910710102 | | |
Record Date: | 3/19/2015 | Meeting Date: | 5/6/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory C. Branch | Management | Withhold | For | Yes |
1.2 | Elect Director John Forney | Management | Withhold | For | Yes |
1.3 | Elect Director Kent G. Whittemore | Management | Withhold | For | Yes |
2 | Ratify McGladrey LLP as Auditors | Management | For | For | No |
| | | | | |
Universal Stainless & Alloy Products, Inc. | | | | |
| | | | | |
Ticker Symbol: | USAP | CUSIP Number: | 913837100 | | |
Record Date: | 3/26/2015 | Meeting Date: | 5/12/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Christopher L. Ayers | Management | For | For | No |
1.2 | Elect Director Douglas M. Dunn | Management | For | For | No |
1.3 | Elect Director M. David Kornblatt | Management | For | For | No |
1.4 | Elect Director Dennis M. Oates | Management | For | For | No |
1.5 | Elect Director Udi Toledano | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Schneider Downs & Co., Inc. as Auditors | Management | For | For | No |
| | | | | |
VAALCO Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | EGY | CUSIP Number: | 91851C201 | | |
Record Date: | 4/6/2015 | Meeting Date: | 6/3/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven P. Guidry | Management | For | For | No |
1.2 | Elect Director Frederick W. Brazelton | Management | For | For | No |
1.3 | Elect Director O. Donaldson Chapoton | Management | For | For | No |
1.4 | Elect Director Andrew L. Fawthrop | Management | For | For | No |
1.5 | Elect Director James B. Jennings | Management | For | For | No |
1.6 | Elect Director John J. Myers, Jr. | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Vicon Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VII | CUSIP Number: | 925811101 | | |
Record Date: | 7/11/2014 | Meeting Date: | 8/28/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Acquisition | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
3.1 | Elect Director Kenneth M. Darby | Management | For | For | No |
3.2 | Elect Director Arthur D. Roche | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
5 | Ratify Auditors | Management | For | For | No |
| | | | | |
Warren Resources, Inc. | | | | | |
| | | | | |
Ticker Symbol: | WRES | CUSIP Number: | 93564A100 | | |
Record Date: | 4/8/2015 | Meeting Date: | 6/2/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Leonard DeCecchis | Management | For | For | No |
1.2 | Elect Director Lance Peterson | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Other Business | Management | Against | For | Yes |
| | | | | |
WPCS International Incorporated | | | | |
| | | | | |
Ticker Symbol: | WPCS | CUSIP Number: | 92931L302 | | |
Record Date: | 4/25/2014 | Meeting Date: | 7/15/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Sale of Company Assets | Management | Against | For | Yes |
2 | Increase Authorized Common Stock | Management | For | For | No |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
WPCS International Incorporated | | | | |
| | | | | |
Ticker Symbol: | WPCS | CUSIP Number: | 92931L302 | | |
Record Date: | 5/28/2014 | Meeting Date: | 8/15/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Sale of Company Assets | Management | For | For | No |
| | | | | |
ZAGG Inc | | | | | |
| | | | | |
Ticker Symbol: | ZAGG | CUSIP Number: | 98884U108 | | |
Record Date: | 4/13/2015 | Meeting Date: | 6/25/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Randall L. Hales | Management | For | For | No |
1.2 | Elect Director Cheryl A. Larabee | Management | For | For | No |
1.3 | Elect Director E. Todd Heiner | Management | For | For | No |
1.4 | Elect Director Bradley J. Holiday | Management | For | For | No |
1.5 | Elect Director Daniel R. Maurer | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
| | | | | |
Ancora Special Opportunities Fund | | | | |
| | | | | |
Active Power, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ACPW | CUSIP Number: | 00504W308 | | |
Record Date: | 3/2/2015 | Meeting Date: | 4/24/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ake Almgren | Management | For | For | No |
1.2 | Elect Director James E. J. deVenny, III | Management | For | For | No |
1.3 | Elect Director Robert S. Greenberg | Management | For | For | No |
1.4 | Elect Director Peter Gross | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
5 | Declassify the Board of Directors | Management | For | For | No |
| | | | | |
Allscripts Healthcare Solutions, Inc. | | | | |
| | | | | |
Ticker Symbol: | MDRX | CUSIP Number: | 01988P108 | | |
Record Date: | 4/2/2015 | Meeting Date: | 5/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Stuart L. Bascomb | Management | For | For | No |
1b | Elect Director Paul M. Black | Management | For | For | No |
1c | Elect Director Dennis H. Chookaszian | Management | For | For | No |
1d | Elect Director Michael A. Klayko | Management | For | For | No |
1e | Elect Director Anita V. Pramoda | Management | For | For | No |
1f | Elect Director David D. Stevens | Management | For | For | No |
1g | Elect Director Ralph H. 'Randy' Thurman | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Certificate of Incorporation to Eliminate Certain Provisions that are No Longer Effective and to Make Other Clerical Changes | Management | For | For | No |
| | | | | |
Ally Financial Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | |
Record Date: | 4/2/2015 | Meeting Date: | 5/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For | No |
1.2 | Elect Director Robert T. Blakely | Management | Withhold | For | Yes |
1.3 | Elect Director Mayree C. Clark | Management | Withhold | For | Yes |
1.4 | Elect Director Stephen A. Feinberg | Management | For | For | No |
1.5 | Elect Director Kim S. Fennebresque | Management | For | For | No |
1.6 | Elect Director Marjorie Magner | Management | For | For | No |
1.7 | Elect Director Mathew Pendo | Management | Withhold | For | Yes |
1.8 | Elect Director John J. Stack | Management | Withhold | For | Yes |
1.9 | Elect Director Jeffrey J. Brown | Management | For | For | No |
1.10 | Elect Director Kenneth J. Bacon | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
5 | Amend Tax Asset Protection Plan | Management | For | For | No |
| | | | | |
BlackRock Enhanced Equity Dividend Trust | | | | |
| | | | | |
Ticker Symbol: | BDJ | CUSIP Number: | 09251A104 | | |
Record Date: | 6/3/2014 | Meeting Date: | 7/30/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul L. Audet | Management | For | For | No |
1.2 | Elect Director Michael J. Castellano | Management | For | For | No |
1.3 | Elect Director R. Glenn Hubbard | Management | For | For | No |
1.4 | Elect Director W. Carl Kester | Management | For | For | No |
| | | | | |
Boulder Growth & Income Fund, Inc. | | | | |
| | | | | |
Ticker Symbol: | BIF | CUSIP Number: | 101507101 | | |
Record Date: | 10/17/2014 | Meeting Date: | 11/21/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Stephen C. Miller | Management | For | For | No |
2 | Elect Director Joel W. Looney | Management | For | For | No |
| | | | | |
Boulder Growth & Income Fund, Inc. | | | | |
| | | | | |
Ticker Symbol: | BIF | CUSIP Number: | 101507101 | | |
Record Date: | 8/22/2014 | Meeting Date: | 11/14/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
5 | Approve the Issuance of Additional Common Shares of Boulder Growth & Income Fund, Inc. in Connection with the Reorganization Agreement and PLan of Reorganization Among the Funds | Management | For | For | No |
6 | Approve Elimination of Fundamental Investment Policy Regarding Limiting the Ability to Invest More Than 4% Of Total Assets in any Single Issuer | Management | For | For | No |
7 | Approve Investment Advisory Agreement Between Boulder Growth & Income Fund, Inc. and Rocky Mountain Advisers, LLC. | Management | For | For | No |
8 | Approve Investment Advisory Agreement Between Boulder Growth & Income Fund, Inc. and Stewart West Indies Trading Company, Ltd. | Management | For | For | No |
9 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Citigroup Inc. | | | | | |
| | | | | |
Ticker Symbol: | C | CUSIP Number: | 172967424 | | |
Record Date: | 2/27/2015 | Meeting Date: | 4/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Michael L. Corbat | Management | For | For | No |
1b | Elect Director Duncan P. Hennes | Management | For | For | No |
1c | Elect Director Peter B. Henry | Management | For | For | No |
1d | Elect Director Franz B. Humer | Management | For | For | No |
1e | Elect Director Michael E. O'Neill | Management | For | For | No |
1f | Elect Director Gary M. Reiner | Management | For | For | No |
1g | Elect Director Judith Rodin | Management | For | For | No |
1h | Elect Director Anthony M. Santomero | Management | For | For | No |
1i | Elect Director Joan E. Spero | Management | For | For | No |
1j | Elect Director Diana L. Taylor | Management | For | For | No |
1k | Elect Director William S. Thompson, Jr. | Management | For | For | No |
1l | Elect Director James S. Turley | Management | For | For | No |
1m | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Adopt Proxy Access Right | Share Holder | For | For | No |
6 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes |
7 | Claw-back of Payments under Restatements | Share Holder | Against | Against | No |
8 | Limits for Directors Involved with Bankruptcy | Share Holder | Against | Against | No |
9 | Report on Certain Vesting Program | Share Holder | For | Against | Yes |
| | | | | |
Firsthand Technology Value Fund, Inc. | | | | |
| | | | | |
Ticker Symbol: | SVVC | CUSIP Number: | 33766Y100 | | |
Record Date: | 3/13/2015 | Meeting Date: | 5/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Greg Burglin | Management | For | For | No |
1.2 | Elect Director Rodney Yee | Management | For | For | No |
2 | Ratify Tait, Weller & Baker LLP as Auditors | Management | For | For | No |
| | | | | |
IAMGOLD Corporation | | | | | |
| | | | | |
Ticker Symbol: | IMG | CUSIP Number: | 450913108 | | |
Record Date: | 4/6/2015 | Meeting Date: | 5/11/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John E. Caldwell | Management | For | For | No |
1.2 | Elect Director Donald K. Charter | Management | For | For | No |
1.3 | Elect Director W. Robert Dengler | Management | For | For | No |
1.4 | Elect Director Richard J. Hall | Management | For | For | No |
1.5 | Elect Director Stephen J. J. Letwin | Management | For | For | No |
1.6 | Elect Director Mahendra Naik | Management | For | For | No |
1.7 | Elect Director Timothy R. Snider | Management | For | For | No |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For | No |
| | | | | |
Independent Bank Corporation | | | | |
| | | | | |
Ticker Symbol: | IBCP | CUSIP Number: | 453838609 | | |
Record Date: | 2/20/2015 | Meeting Date: | 4/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert L. Hetzler | Management | Withhold | For | Yes |
1.2 | Elect Director Michael M. Magee, Jr. | Management | Withhold | For | Yes |
1.3 | Elect Director James E. McCarty | Management | Withhold | For | Yes |
1.4 | Elect Director Matthew J. Missad | Management | For | For | No |
2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Investors Bancorp, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ISBC | CUSIP Number: | 46146L101 | | |
Record Date: | 4/20/2015 | Meeting Date: | 6/9/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert M. Cashill | Management | For | For | No |
1.2 | Elect Director Kevin Cummings | Management | For | For | No |
1.3 | Elect Director Brian D. Dittenhafer | Management | For | For | No |
1.4 | Elect Director Michele N. Siekerka | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Iridium Communications Inc. | | | | |
| | | | | |
Ticker Symbol: | IRDM | CUSIP Number: | 46269C102 | | |
Record Date: | 3/20/2015 | Meeting Date: | 5/12/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert H. Niehaus | Management | For | For | No |
1.2 | Elect Director Thomas C. Canfield | Management | For | For | No |
1.3 | Elect Director Matthew J. Desch | Management | For | For | No |
1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For | No |
1.5 | Elect Director Jane L. Harman | Management | For | For | No |
1.6 | Elect Director Alvin B. Krongard | Management | For | For | No |
1.7 | Elect Director Eric T. Olson | Management | For | For | No |
1.8 | Elect Director Steven B. Pfeiffer | Management | For | For | No |
1.9 | Elect Director Parker W. Rush | Management | For | For | No |
1.10 | Elect Director Henrik O. Schliemann | Management | For | For | No |
1.11 | Elect Director Barry J. West | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Approve Increase in Size of Board | Management | For | For | No |
| | | | | |
Juniper Networks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JNPR | CUSIP Number: | 48203R104 | | |
Record Date: | 3/24/2015 | Meeting Date: | 5/19/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert M. Calderoni | Management | For | For | No |
1.2 | Elect Director Gary Daichendt | Management | For | For | No |
1.3 | Elect Director Kevin DeNuccio | Management | For | For | No |
1.4 | Elect Director James Dolce | Management | For | For | No |
1.5 | Elect Director Mercedes Johnson | Management | For | For | No |
1.6 | Elect Director Scott Kriens | Management | For | For | No |
1.7 | Elect Director Rahul Merchant | Management | For | For | No |
1.8 | Elect Director Rami Rahim | Management | For | For | No |
1.9 | Elect Director Pradeep Sindhu | Management | For | For | No |
1.10 | Elect Director William R. Stensrud | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Leucadia National Corporation | | | | |
| | | | | |
Ticker Symbol: | LUK | CUSIP Number: | 527288104 | | |
Record Date: | 3/23/2015 | Meeting Date: | 5/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Linda L. Adamany | Management | For | For | No |
1.2 | Elect Director Robert D. Beyer | Management | For | For | No |
1.3 | Elect Director Francisco L. Borges | Management | For | For | No |
1.4 | Elect Director W. Patrick Campbell | Management | For | For | No |
1.5 | Elect Director Brian P. Friedman | Management | For | For | No |
1.6 | Elect Director Richard B. Handler | Management | For | For | No |
1.7 | Elect Director Robert E. Joyal | Management | For | For | No |
1.8 | Elect Director Jeffrey C. Keil | Management | For | For | No |
1.9 | Elect Director Michael T. O'Kane | Management | For | For | No |
1.10 | Elect Director Stuart H. Reese | Management | For | For | No |
1.11 | Elect Director Joseph S. Steinberg | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Mace Security International, Inc. | | | | |
| | | | | |
Ticker Symbol: | MACE | CUSIP Number: | 554335208 | | |
Record Date: | 4/24/2015 | Meeting Date: | 5/27/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Denis J. Amato | Management | For | For | No |
1.2 | Elect Director Richard A. Barone | Management | For | For | No |
1.3 | Elect Director Suzanne M. Hopgood | Management | For | For | No |
1.4 | Elect Director John J. McCann | Management | For | For | No |
1.5 | Elect Director Daniel V. Perella | Management | For | For | No |
2 | Ratify Skoda Minotti as Auditors | Management | For | For | No |
| | | | | |
Natuzzi Spa | | | | | |
| | | | | |
Ticker Symbol: | NTZ | CUSIP Number: | 63905A101 | | |
Record Date: | 4/7/2015 | Meeting Date: | 4/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | Against | For | Yes |
2 | Receive Consolidated Financial Statements | Management | For | For | No |
3 | Elect Director and Approve Director's Remuneration | Management | Against | For | Yes |
| | | | | |
Neuberger Berman Real Estate Securities Income Fund Inc. | | | | |
| | | | | |
Ticker Symbol: | NRO | CUSIP Number: | 64190A103 | | |
Record Date: | | Meeting Date: | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Candace L. Straight | Management | For | For | No |
1.2 | Elect Director Martha C. Goss | Management | For | For | No |
1.3 | Elect Director Joseph V. Amato | Management | For | For | No |
1.4 | Elect Director Faith Colish | Management | For | For | No |
| | | | | |
Nevada Gold & Casinos, Inc. | | | | | |
| | | | | |
Ticker Symbol: | UWN | CUSIP Number: | 64126Q206 | | |
Record Date: | 8/22/2014 | Meeting Date: | 10/15/2014 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frank Catania | Management | For | For | No |
1.2 | Elect Director Wayne H. White | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Auditors | Management | For | For | No |
| | | | | |
PowerSecure International, Inc. | | | | |
| | | | | |
Ticker Symbol: | POWR | CUSIP Number: | 73936N105 | | |
Record Date: | 4/17/2015 | Meeting Date: | 6/10/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director W. Kent Geer | Management | For | For | No |
1.2 | Elect Director Thomas J. Madden, III | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Hein & Associates LLP as Auditors | Management | For | For | No |
| | | | | |
Prospect Capital Corporation | | | | |
| | | | | |
Ticker Symbol: | PSEC | CUSIP Number: | 74348T102 | | |
Record Date: | 9/10/2014 | Meeting Date: | 12/5/2014 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William J. Gremp | Management | For | For | No |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For | No |
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Safeguard Scientifics, Inc. | | | | | |
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Ticker Symbol: | SFE | CUSIP Number: | 786449207 | | |
Record Date: | 3/31/2015 | Meeting Date: | 5/20/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Andrew E. Lietz | Management | For | For | No |
1.2 | Elect Director Stephen T. Zarrilli | Management | For | For | No |
1.3 | Elect Director Mara G. Aspinall | Management | For | For | No |
1.4 | Elect Director Julie A. Dobson | Management | For | For | No |
1.5 | Elect Director Stephen Fisher | Management | For | For | No |
1.6 | Elect Director George MacKenzie | Management | For | For | No |
1.7 | Elect Director Jack L. Messman | Management | For | For | No |
1.8 | Elect Director John J. Roberts | Management | For | For | No |
1.9 | Elect Director Robert J. Rosenthal | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
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Special Opportunities Fund, Inc. | | | | |
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Ticker Symbol: | SPE | CUSIP Number: | 84741T104 | | |
Record Date: | 11/18/2014 | Meeting Date: | 12/30/2014 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Andrew Dakos | Management | For | For | No |
1.2 | Elect Director Phillip Goldstein | Management | For | For | No |
1.3 | Elect Director Ben H. Harris | Management | For | For | No |
1.4 | Elect Director Gerald Hellerman | Management | For | For | No |
1.5 | Elect Director Charles C. Walden | Management | For | For | No |
2 | Instruct the Adviser to 'Mirror Vote' All Proxies Received by the Fund from Any Closed-end Investment Company in the Fund's Portfolio | Management | For | For | No |
3 | Amend the Fund's By-Laws Regarding Claims that may be Brought by a Stockholder Against the Fund | Management | Against | For | Yes |
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StealthGas Inc. | | | | | |
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Ticker Symbol: | GASS | CUSIP Number: | Y81669106 | | |
Record Date: | 8/4/2014 | Meeting Date: | 9/16/2014 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Lambros Babilis as Director | Management | For | For | No |
2 | Ratify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors | Management | For | For | No |
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The Babcock & Wilcox Company | | | | |
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Ticker Symbol: | BWC | CUSIP Number: | 05615F102 | | |
Record Date: | 3/10/2015 | Meeting Date: | 5/1/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jan A. Bertsch | Management | For | For | No |
1.2 | Elect Director Thomas A. Christopher | Management | For | For | No |
1.3 | Elect Director Stephen G. Hanks | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
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The GDL Fund | | | | | |
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Ticker Symbol: | GDL | CUSIP Number: | 361570104 | | |
Record Date: | 3/16/2015 | Meeting Date: | 5/11/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | Withhold | For | Yes |
1.2 | Elect Director Mario d'Urso | Management | For | For | No |
1.3 | Elect Director Michael J. Melarkey | Management | For | For | No |
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The Zweig Total Return Fund, Inc. | | | | |
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Ticker Symbol: | ZTR | CUSIP Number: | 989837208 | | |
Record Date: | 4/22/2015 | Meeting Date: | 6/11/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James B. Rogers, Jr. | Management | Withhold | For | Yes |
1.2 | Elect Director Christopher Ruddy | Management | Withhold | For | Yes |
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TICC Capital Corp. | | | | | |
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Ticker Symbol: | TICC | CUSIP Number: | 87244T109 | | |
Record Date: | 4/28/2014 | Meeting Date: | 7/17/2014 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Charles M. Royce | Management | For | For | No |
1.2 | Elect Director Steven P. Novak | Management | For | For | No |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For | No |
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Warren Resources, Inc. | | | | | |
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Ticker Symbol: | WRES | CUSIP Number: | 93564A100 | | |
Record Date: | 4/8/2015 | Meeting Date: | 6/2/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Leonard DeCecchis | Management | For | For | No |
1.2 | Elect Director Lance Peterson | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Other Business | Management | Against | For | Yes |
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Weatherford International plc | | | | |
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Ticker Symbol: | WFT | CUSIP Number: | G48833100 | | |
Record Date: | 8/1/2014 | Meeting Date: | 9/24/2014 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director David J. Butters | Management | For | For | No |
1B | Elect Director Bernard J. Duroc-Danner | Management | For | For | No |
1C | Elect Director John D. Gass | Management | For | For | No |
1D | Elect Director Francis S. Kalman | Management | For | For | No |
1E | Elect Director William E. Macaulay | Management | For | For | No |
1F | Elect Director Robert K. Moses, Jr. | Management | For | For | No |
1G | Elect Director Guillermo Ortiz | Management | For | For | No |
1H | Elect Director Emyr Jones Parry | Management | For | For | No |
1I | Elect Director Robert A. Rayne | Management | For | For | No |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Authorize Holding of 2015 Annual General Meeting Outside of Ireland | Management | For | For | No |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Richard A. Barone
*Print the name and title of each signing officer under his or her signature.