Richard A. Barone
Michael J. Meaney, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
(b).
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
(e).
(f).
(g).
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
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Ancora Income Fund | | | | | |
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Aberdeen Asia-Pacific Income Fund, Inc. | | | | | |
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Ticker Symbol: | FAX | CUSIP Number: | 003009107 | | |
Record Date: | 2/5/2016 | Meeting Date: | 3/24/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John T. Sheehy | Management | For | For | No |
1.2 | Elect Director Neville J. Miles | Management | For | For | No |
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AllianzGI Convertible & Income Fund | | | | | |
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Ticker Symbol: | NCV | CUSIP Number: | 018828103 | | |
Record Date: | 4/21/2016 | Meeting Date: | 6/30/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
A1 | Elect Director Hans W. Kertess | Management | For | For | No |
A2 | Elect Director William B. Ogden, IV | Management | For | For | No |
A3 | Elect Director Barbara R. Claussen | Management | For | For | No |
A4 | Elect Director A. Douglas Eu | Management | For | For | No |
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BlackRock Credit Allocation Income Trust | | | | | |
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Ticker Symbol: | BTZ | CUSIP Number: | 092508100 | | |
Record Date: | 6/1/2015 | Meeting Date: | 7/29/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frank J. Fabozzi | Management | Do Not Vote | For | No |
1.2 | Elect Director James T. Flynn | Management | Do Not Vote | For | No |
1.3 | Elect Director Barbara G. Novick | Management | Do Not Vote | For | No |
1.4 | Elect Director John M. Perlowski | Management | For | For | No |
1.5 | Elect Director Karen P. Robards | Management | For | For | No |
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BlackRock Limited Duration Income Trust | | | | | |
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Ticker Symbol: | BLW | CUSIP Number: | 09249W101 | | |
Record Date: | 6/1/2015 | Meeting Date: | 7/29/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frank J. Fabozzi | Management | For | For | No |
1.2 | Elect Director James T. Flynn | Management | For | For | No |
1.3 | Elect Director Barbara G. Novick | Management | Against | For | Yes |
1.4 | Elect Director John M. Perlowski | Management | For | None | No |
1.5 | Elect Director Karen P. Robards | Management | Against | For | Yes |
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Franklin Limited Duration Income Trust | | | | | |
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Ticker Symbol: | FTF | CUSIP Number: | 35472T101 | | |
Record Date: | 7/27/2015 | Meeting Date: | 9/17/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Michael Luttig | Management | For | For | No |
1.2 | Elect Director Frank A. Olson | Management | For | For | No |
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Managed High Yield Plus Fund Inc. | | | | | |
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Ticker Symbol: | HYF | CUSIP Number: | 561911108 | | |
Record Date: | 7/17/2015 | Meeting Date: | 9/21/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Bernard H. Garil | Management | For | For | No |
1.2 | Elect Director Heather R. Higgins | Management | Withhold | For | Yes |
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MFS Intermediate Income Trust | | | | | |
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Ticker Symbol: | MIN | CUSIP Number: | 55273C107 | | |
Record Date: | 7/31/2015 | Meeting Date: | 10/1/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a.1 | Elect Director Robert E. Butler | Management | Withhold | For | Yes |
1a.2 | Elect Director David H. Gunning | Management | For | For | No |
1a.3 | Elect Director Robin A. Stelmach | Management | Withhold | For | Yes |
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PIMCO Dynamic Credit Income Fund | | | | | |
| | | | | |
Ticker Symbol: | PCI | CUSIP Number: | 72202D106 | | |
Record Date: | 2/26/2016 | Meeting Date: | 4/29/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Deborah A. DeCotis | Management | For | For | No |
1.2 | Elect Director John C. Maney | Management | For | For | No |
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The Gabelli Dividend & Income Trust | | | | | |
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Ticker Symbol: | GDV | CUSIP Number: | 36242H203 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/9/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | For | For | No |
1.2 | Elect Director Michael J. Melarkey | Management | For | For | No |
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The Gabelli Equity Trust Inc. | | | | | |
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Ticker Symbol: | GAB | CUSIP Number: | 362397705 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/9/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | For | For | No |
1.2 | Elect Director Arthur V. Ferrara | Management | For | For | No |
1.3 | Elect Director William F. Heitmann | Management | Withhold | For | Yes |
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The GDL Fund | | | | | |
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Ticker Symbol: | GDL | CUSIP Number: | 361570302 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/9/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward T. Tokar | Management | Withhold | For | Yes |
1.2 | Elect Director Salvatore J. Zizza | Management | Withhold | For | Yes |
1.3 | Elect Director Anthony J. Colavita | Management | For | For | No |
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Transamerica Income Shares, Inc. | | | | | |
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Ticker Symbol: | TAI | CUSIP Number: | 893506105 | | |
Record Date: | 5/11/2015 | Meeting Date: | 7/10/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Sandra N. Bane | Management | Do Not Vote | For | No |
1.2 | Elect Director David W. Jennings | Management | Do Not Vote | For | No |
1.3 | Elect Director Marijn P. Smit | Management | Do Not Vote | For | No |
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Wells Fargo Multi-Sector Income Fund | | | | | |
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Ticker Symbol: | ERC | CUSIP Number: | 94987D101 | | |
Record Date: | 12/4/2015 | Meeting Date: | 2/8/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter G. Gordon | Management | Withhold | For | Yes |
1.2 | Elect Director Timothy J. Penny | Management | Withhold | For | Yes |
1.3 | Elect Director Michael S. Scofield | Management | For | For | No |
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Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | | | | |
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Ticker Symbol: | WIW | CUSIP Number: | 95766R104 | | |
Record Date: | 3/23/2016 | Meeting Date: | 5/5/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Ronald E. Toupin, Jr. | Management | For | For | No |
1b | Elect Director Jane E. Trust | Management | For | For | No |
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Ancora Equity Fund | | | | | |
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Bed Bath & Beyond Inc. | | | | | |
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Ticker Symbol: | BBBY | CUSIP Number: | 075896100 | | |
Record Date: | 5/6/2015 | Meeting Date: | 7/2/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Warren Eisenberg | Management | For | For | No |
1b | Elect Director Leonard Feinstein | Management | For | For | No |
1c | Elect Director Steven H. Temares | Management | For | For | No |
1d | Elect Director Dean S. Adler | Management | For | For | No |
1e | Elect Director Stanley F. Barshay | Management | For | For | No |
1f | Elect Director Geraldine T. Elliott | Management | For | For | No |
1g | Elect Director Klaus Eppler | Management | For | For | No |
1h | Elect Director Patrick R. Gaston | Management | For | For | No |
1i | Elect Director Jordan Heller | Management | For | For | No |
1j | Elect Director Victoria A. Morrison | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
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Ancora/Thelen Small-Mid Cap Fund | | | | | |
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Alexander & Baldwin, Inc. | | | | | |
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Ticker Symbol: | ALEX | CUSIP Number: | 014491104 | | |
Record Date: | 2/18/2016 | Meeting Date: | 4/26/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Christopher J. Benjamin | Management | Do Not Vote | For | No |
1.2 | Elect Director Robert S. Harrison | Management | Do Not Vote | For | No |
1.3 | Elect Director Michele K. Saito | Management | For | For | No |
1.4 | Elect Director Eric K. Yeaman | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Withhold | For | Yes |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
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Allegion plc | | | | | |
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Ticker Symbol: | ALLE | CUSIP Number: | G0176J109 | | |
Record Date: | 4/11/2016 | Meeting Date: | 6/8/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Michael J. Chesser | Management | Against | For | Yes |
1b | Elect Director Carla Cico | Management | For | For | No |
1c | Elect Director Kirk S. Hachigian | Management | For | For | No |
1d | Elect Director David D. Petratis | Management | For | For | No |
1e | Elect Director Dean I. Schaffer | Management | For | For | No |
1f | Elect Director Martin E. Welch, III | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
4A | Amend Memorandum of Association | Management | Against | For | Yes |
4B | Amend Articles of Association | Management | For | For | No |
5A | Amend Articles of Incorporation to Provide for Plurality Voting in Contested Director Elections | Management | For | For | No |
5B | Amend Articles of Association to Grant the Board of Directors Sole Authority to Determine Its Size | Management | For | For | No |
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Allied Motion Technologies Inc. | | | | | |
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Ticker Symbol: | AMOT | CUSIP Number: | 019330109 | | |
Record Date: | 3/15/2016 | Meeting Date: | 5/4/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Richard D. Federico | Management | For | For | No |
1B | Elect Director Gerald J. (Bud) Laber | Management | For | For | No |
1C | Elect Director Alexis P. Michas | Management | For | For | No |
1D | Elect Director Richard D. Smith | Management | For | For | No |
1E | Elect Director James J. Tanous | Management | For | For | No |
1F | Elect Director Richard S. Warzala | Management | For | For | No |
1G | Elect Director Michael R. Winter | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify EKS&H LLLP as Auditors | Management | For | For | No |
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Allscripts Healthcare Solutions, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MDRX | CUSIP Number: | 01988P108 | | |
Record Date: | 3/28/2016 | Meeting Date: | 5/24/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Paul M. Black | Management | For | For | No |
1b | Elect Director Gregory Garrison | Management | For | For | No |
1c | Elect Director Jonathan J. Judge | Management | For | For | No |
1d | Elect Director Michael A. Klayko | Management | For | For | No |
1e | Elect Director Yancey L. Spruill | Management | For | For | No |
1f | Elect Director Dave B. Stevens | Management | For | For | No |
1g | Elect Director David D. Stevens | Management | For | For | No |
1h | Elect Director Ralph H. "Randy" Thurman | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
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ALLY FINANCIAL INC. | | | | | |
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Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/3/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For | No |
1.2 | Elect Director Robert T. Blakely | Management | For | For | No |
1.3 | Elect Director Maureen A. Breakiron-Evans | Management | For | For | No |
1.4 | Elect Director Mayree C. Clark | Management | For | For | No |
1.5 | Elect Director Stephen A. Feinberg | Management | For | For | No |
1.6 | Elect Director Kim S. Fennebresque | Management | For | For | No |
1.7 | Elect Director Marjorie Magner | Management | For | For | No |
1.8 | Elect Director John J. Stack | Management | For | For | No |
1.9 | Elect Director Michael F. Steib | Management | For | For | No |
1.10 | Elect Director Kenneth J. Bacon | Management | For | For | No |
1.11 | Elect Director Jeffrey J. Brown | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
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Ashford Inc. | | | | | |
| | | | | |
Ticker Symbol: | AINC | CUSIP Number: | 044104107 | | |
Record Date: | 3/7/2016 | Meeting Date: | 4/12/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Acquire Certain Assets of Another Company | Management | For | For | No |
2 | Issue Shares in Connection with Acquisition | Management | Do Not Vote | For | No |
3 | Adjourn Meeting | Management | Do Not Vote | For | No |
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Ashford Inc. | | | | | |
| | | | | |
Ticker Symbol: | AINC | CUSIP Number: | 044104107 | | |
Record Date: | 4/14/2016 | Meeting Date: | 5/17/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Darrell T. Hail | Management | For | For | No |
1.2 | Elect Director J. Robison Hays, III | Management | For | For | No |
1.3 | Elect Director John Mauldin | Management | For | For | No |
1.4 | Elect Director Gerald J. Reihsen, III | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
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Autobytel Inc. | | | | | |
| | | | | |
Ticker Symbol: | ABTL | CUSIP Number: | 05275N205 | | |
Record Date: | 4/29/2016 | Meeting Date: | 6/20/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Fuchs | Management | Do Not Vote | For | No |
1.2 | Elect Director Robert J. Mylod, Jr. | Management | Do Not Vote | For | No |
1.3 | Elect Director Janet M. Thompson | Management | Do Not Vote | For | No |
2 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
3 | Ratify Moss Adams LLP as Auditors | Management | Do Not Vote | For | No |
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Babcock & Wilcox Enterprises, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BW | CUSIP Number: | 05614L100 | | |
Record Date: | 3/11/2016 | Meeting Date: | 5/6/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Cynthia S. Dubin | Management | For | For | No |
1.2 | Elect Director Brian K. Ferraioli | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Advisory Vote on Say on Pay Frequency | Management | For | For | No |
5 | Amend Omnibus Stock Plan | Management | For | For | No |
6 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
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Barnes & Noble, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BKS | CUSIP Number: | 067774109 | | |
Record Date: | 8/19/2015 | Meeting Date: | 10/15/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott S. Cowen | Management | For | For | No |
1.2 | Elect Director William Dillard, II | Management | For | For | No |
1.3 | Elect Director Patricia L. Higgins | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Ernst & Young LLP as Auditors | Management | Against | For | Yes |
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Baxalta Incorporated | | | | | |
| | | | | |
Ticker Symbol: | BXLT | CUSIP Number: | 07177M103 | | |
Record Date: | 4/11/2016 | Meeting Date: | 5/27/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | Do Not Vote | For | No |
2 | Advisory Vote on Golden Parachutes | Management | Do Not Vote | For | No |
3 | Adjourn Meeting | Management | Withhold | For | Yes |
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Blackhawk Network Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HAWK | CUSIP Number: | 09238E104 | | |
Record Date: | 4/15/2016 | Meeting Date: | 6/10/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard H. Bard | Management | For | For | No |
1.2 | Elect Director Steven A. Burd | Management | For | For | No |
1.3 | Elect Director Robert L. Edwards | Management | For | For | No |
1.4 | Elect Director William Y. Tauscher | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Declassify the Board of Directors | Management | For | For | No |
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Build-A-Bear Workshop, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BBW | CUSIP Number: | 120076104 | | |
Record Date: | 3/22/2016 | Meeting Date: | 5/12/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mary Lou Fiala | Management | For | For | No |
1.2 | Elect Director Timothy Kilpin | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Other Business | Management | For | For | No |
| | | | | |
BWX Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BWXT | CUSIP Number: | 05605H100 | | |
Record Date: | 3/9/2016 | Meeting Date: | 4/29/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John A. Fees | Management | For | For | No |
1.2 | Elect Director Richard W. Mies | Management | For | For | No |
1.3 | Elect Director Robb A. LeMasters | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP ('Deloitte') as Auditors | Management | For | For | No |
4 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
| | | | | |
Cherokee Inc. | | | | | |
| | | | | |
Ticker Symbol: | CHKE | CUSIP Number: | 16444H102 | | |
Record Date: | 4/7/2016 | Meeting Date: | 6/6/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Timothy Ewing | Management | For | For | No |
1.2 | Elect Director Robert Galvin | Management | For | For | No |
1.3 | Elect Director Keith Hull | Management | For | For | No |
1.4 | Elect Director Jess Ravich | Management | For | For | No |
1.5 | Elect Director Frank Tworecke | Management | For | For | No |
1.6 | Elect Director Henry Stupp | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Cincinnati Bell Inc. | | | | | |
| | | | | |
Ticker Symbol: | CBB | CUSIP Number: | 171871106 | | |
Record Date: | 2/29/2016 | Meeting Date: | 4/29/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Phillip R. Cox | Management | For | For | No |
1b | Elect Director John W. Eck | Management | For | For | No |
1c | Elect Director Jakki L. Haussler | Management | For | For | No |
1d | Elect Director Craig F. Maier | Management | For | For | No |
1e | Elect Director Russel P. Mayer | Management | For | For | No |
1f | Elect Director Lynn A. Wentworth | Management | For | For | No |
1g | Elect Director Martin J. Yudkovitz | Management | For | For | No |
1h | Elect Director John M. Zrno | Management | For | For | No |
1i | Elect Director Theodore H. Torbeck | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For | No |
4 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Collectors Universe, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CLCT | CUSIP Number: | 19421R200 | | |
Record Date: | 10/15/2015 | Meeting Date: | 12/7/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director A. Clinton Allen | Management | Against | For | Yes |
1.2 | Elect Director Robert G. Deuster | Management | For | For | No |
1.3 | Elect Director Deborah A. Farrington | Management | For | For | No |
1.4 | Elect Director David G. Hall | Management | For | For | No |
1.5 | Elect Director Joseph R. Martin | Management | For | For | No |
1.6 | Elect Director A.J. "Bert" Moyer | Management | For | For | No |
1.7 | Elect Director Van D. Simmons | Management | For | For | No |
1.8 | Elect Director Bruce A. Stevens | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
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Communications Sales & Leasing, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CSAL | CUSIP Number: | 20341J104 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/19/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Jennifer S. Banner | Management | For | For | No |
1b | Elect Director Francis X. ("Skip") Frantz | Management | For | For | No |
1c | Elect Director Kenneth A. Gunderman | Management | For | For | No |
1d | Elect Director David L. Solomon | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | For | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
CorVel Corporation | | | | | |
| | | | | |
Ticker Symbol: | CRVL | CUSIP Number: | 221006109 | | |
Record Date: | 6/15/2015 | Meeting Date: | 8/6/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director V. Gordon Clemons | Management | For | For | No |
1.2 | Elect Director Steven J. Hamerslag | Management | For | For | No |
1.3 | Elect Director Alan R. Hoops | Management | For | For | No |
1.4 | Elect Director R. Judd Jessup | Management | For | For | No |
1.5 | Elect Director Jean H. Macino | Management | For | For | No |
1.6 | Elect Director Jeffrey J. Michael | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Haskell & White LLP as Auditors | Management | For | For | No |
| | | | | |
CST Brands, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CST | CUSIP Number: | 12646R105 | | |
Record Date: | 4/21/2016 | Meeting Date: | 6/9/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ruben M. Escobedo | Management | For | For | No |
1.2 | Elect Director Thomas W. Dickson | Management | For | For | No |
1.3 | Elect Director Denise Incandela | Management | For | For | No |
1.4 | Elect Director Alan Schoenbaum | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Amend Non-Employee Director Compensation Policy | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
CyrusOne Inc. | | | | | |
| | | | | |
Ticker Symbol: | CONE | CUSIP Number: | 23283R100 | | |
Record Date: | 3/3/2016 | Meeting Date: | 5/2/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gary J. Wojtaszek | Management | For | For | No |
1.2 | Elect Director David H. Ferdman | Management | For | For | No |
1.3 | Elect Director John W. Gamble, Jr. | Management | For | For | No |
1.4 | Elect Director Michael A. Klayko | Management | For | For | No |
1.5 | Elect Director T. Tod Nielsen | Management | For | For | No |
1.6 | Elect Director Alex Shumate | Management | For | For | No |
1.7 | Elect Director William E. Sullivan | Management | For | For | No |
1.8 | Elect Director Lynn A. Wentworth | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Darden Restaurants, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DRI | CUSIP Number: | 237194105 | | |
Record Date: | 7/24/2015 | Meeting Date: | 9/17/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Margaret Shan Atkins | Management | For | For | No |
1.2 | Elect Director Jean M. Birch | Management | For | For | No |
1.3 | Elect Director Bradley D. Blum | Management | For | For | No |
1.4 | Elect Director James P. Fogarty | Management | For | For | No |
1.5 | Elect Director Cynthia T. Jamison | Management | For | For | No |
1.6 | Elect Director Eugene (Gene) I. Lee, Jr. | Management | For | For | No |
1.7 | Elect Director William H. Lenehan | Management | For | For | No |
1.8 | Elect Director Lionel L. Nowell, III | Management | For | For | No |
1.9 | Elect Director William S. Simon | Management | For | For | No |
1.10 | Elect Director Jeffrey C. Smith | Management | For | For | No |
1.11 | Elect Director Charles (Chuck) M. Sonsteby | Management | For | For | No |
1.12 | Elect Director Alan N. Stillman | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Amend Right to Call Special Meeting | Management | For | For | No |
5 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
6 | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For | No |
7 | Remove Business Combination/Fair Price Provision from the Charter, and Opt In to the State Business Combination/Fair Price Provision | Management | For | For | No |
8 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For | No |
9 | Approve Omnibus Stock Plan | Management | Withhold | For | Yes |
10 | Report on Lobbying Payments and Policy | Share Holder | For | For | No |
| | | | | |
Del Frisco's Restaurant Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DFRG | CUSIP Number: | 245077102 | | |
Record Date: | 3/31/2016 | Meeting Date: | 5/18/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ian R. Carter | Management | For | For | No |
1.2 | Elect Director Richard L. Davis | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Edgewell Personal Care Company | | | | | |
| | | | | |
Ticker Symbol: | EPC | CUSIP Number: | 28035Q102 | | |
Record Date: | 11/25/2015 | Meeting Date: | 1/25/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director David P. Hatfield | Management | For | For | No |
1b | Elect Director Daniel J. Heinrich | Management | For | For | No |
1c | Elect Director Carla C. Hendra | Management | For | For | No |
1d | Elect Director R. David Hoover | Management | Against | For | Yes |
1e | Elect Director John C. Hunter, III | Management | For | For | No |
1f | Elect Director Rakesh Sachdev | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Energizer Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ENR | CUSIP Number: | 29272W109 | | |
Record Date: | 12/3/2015 | Meeting Date: | 2/1/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Patrick Mulcahy | Management | For | For | No |
1.2 | Elect Director Alan R. Hoskins | Management | For | For | No |
1.3 | Elect Director Kevin J. Hunt | Management | For | For | No |
1.4 | Elect Director Patrick J. Moore | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | For | For | No |
5 | Amend Omnibus Stock Plan | Management | For | For | No |
6 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
| | | | | |
Farmers National Banc Corp. | | | | | |
| | | | | |
Ticker Symbol: | FMNB | CUSIP Number: | 309627107 | | |
Record Date: | 3/7/2016 | Meeting Date: | 4/21/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ralph D. Macali | Management | Do Not Vote | For | No |
1.2 | Elect Director Earl R. Scott | Management | Do Not Vote | For | No |
1.3 | Elect Director Gregg Strollo | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify Crowe Horwath LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Fidelity National Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FNF | CUSIP Number: | 31620R402 | | |
Record Date: | 4/18/2016 | Meeting Date: | 6/15/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard N. Massey | Management | Against | For | Yes |
1.2 | Elect Director Janet Kerr | Management | For | For | No |
1.3 | Elect Director Daniel D. (Ron) Lane | Management | For | For | No |
1.4 | Elect Director Cary H. Thompson | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
4 | Amend Executive Incentive Bonus Plan | Management | Do Not Vote | For | No |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | Do Not Vote | Against | No |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Against | No |
| | | | | |
Four Corners Property Trust, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FCPT | CUSIP Number: | 35086T109 | | |
Record Date: | 4/19/2016 | Meeting Date: | 6/16/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director William H. Lenehan | Management | For | For | No |
1b | Elect Director Douglas B. Hansen, Jr. | Management | For | For | No |
1c | Elect Director John S. Moody | Management | For | For | No |
1d | Elect Director Marran H. Ogilvie | Management | For | For | No |
1e | Elect Director Paul E. Szurek | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Other Business | Management | For | For | No |
| | | | | |
FTD Companies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FTD | CUSIP Number: | 30281V108 | | |
Record Date: | 4/12/2016 | Meeting Date: | 6/7/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert S. Apatoff | Management | Do Not Vote | For | No |
1.2 | Elect Director Robert Berglass | Management | Do Not Vote | For | No |
1.3 | Elect Director Sue Ann R. Hamilton | Management | For | For | No |
1.4 | Elect Director Christopher W. Shean | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | For | For | No |
| | | | | |
Gannett Co., Inc. | | | | | |
| | | | | |
Ticker Symbol: | GCI | CUSIP Number: | 36473H104 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/10/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director John E. Cody | Management | For | For | No |
1b | Elect Director Stephen W. Coll | Management | For | For | No |
1c | Elect Director Robert J. Dickey | Management | For | For | No |
1d | Elect Director Donald E. Felsinger | Management | For | For | No |
1e | Elect Director Lila Ibrahim | Management | For | For | No |
1f | Elect Director Lawrence (Larry) S. Kramer | Management | For | For | No |
1g | Elect Director John Jeffry Louis | Management | For | For | No |
1h | Elect Director Tony A. Prophet | Management | For | For | No |
1i | Elect Director Debra A. Sandler | Management | For | For | No |
1j | Elect Director Chloe R. Sladden | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Advisory Vote on Say on Pay Frequency | Management | For | For | No |
| | | | | |
Halyard Health, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HYH | CUSIP Number: | 40650V100 | | |
Record Date: | 3/4/2016 | Meeting Date: | 4/28/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director John P. Byrnes | Management | For | For | No |
1b | Elect Director Maria Sainz | Management | For | For | No |
1c | Elect Director Julie Shimer | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Against | Against | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | None | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Hibbett Sports, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HIBB | CUSIP Number: | 428567101 | | |
Record Date: | 3/29/2016 | Meeting Date: | 5/19/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Newsome | Management | Withhold | For | Yes |
1.2 | Elect Director Alton E. Yother | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | Withhold | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
| | | | | |
Horizon Global Corp. | | | | | |
| | | | | |
Ticker Symbol: | HZN | CUSIP Number: | 44052W104 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/17/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director A. Mark Zeffiro | Management | For | For | No |
1.2 | Elect Director Richard D. Siebert | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Houston Wire & Cable Company | | | | | |
| | | | | |
Ticker Symbol: | HWCC | CUSIP Number: | 44244K109 | | |
Record Date: | 3/7/2016 | Meeting Date: | 5/3/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James L. Pokluda, III | Management | For | For | No |
1.2 | Elect Director Michael T. Campbell | Management | For | For | No |
1.3 | Elect Director I. Stewart Farwell | Management | For | For | No |
1.4 | Elect Director Mark A. Ruelle | Management | For | For | No |
1.5 | Elect Director William H. Sheffield | Management | For | For | No |
1.6 | Elect Director G. Gary Yetman | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
J. Alexander's Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JAX | CUSIP Number: | 46609J106 | | |
Record Date: | 3/29/2016 | Meeting Date: | 5/24/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Timothy T. Janszen | Management | For | For | No |
1.2 | Elect Director Ronald B. Maggard, Sr. | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Lamar Advertising Company | | | | | |
| | | | | |
Ticker Symbol: | LAMR | CUSIP Number: | 512816109 | | |
Record Date: | 3/28/2016 | Meeting Date: | 5/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John Maxwell Hamilton | Management | For | For | No |
1.2 | Elect Director John E. Koerner, III | Management | For | For | No |
1.3 | Elect Director Stephen P. Mumblow | Management | For | For | No |
1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For | No |
1.5 | Elect Director Anna Reilly | Management | For | For | No |
1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For | No |
1.7 | Elect Director Wendell Reilly | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Lands' End, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LE | CUSIP Number: | 51509F105 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/12/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert Galvin | Management | For | For | No |
1.2 | Elect Director Elizabeth Darst Leykum | Management | For | For | No |
1.3 | Elect Director Josephine Linden | Management | For | For | No |
1.4 | Elect Director Federica Marchionni | Management | For | For | No |
1.5 | Elect Director John T. McClain | Management | For | For | No |
1.6 | Elect Director Jignesh Patel | Management | Do Not Vote | For | No |
1.7 | Elect Director Jonah Staw | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Liberty Media Corporation | | | | | |
| | | | | |
Ticker Symbol: | LMCA | CUSIP Number: | 531229102 | | |
Record Date: | 2/22/2016 | Meeting Date: | 4/11/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve the Trading Stock Proposal | Management | For | For | No |
2 | Approve the Recapitalization Proposal | Management | For | For | No |
3 | Approve Conversion of Securities | Management | For | For | No |
4 | Approve the Group Disposition Proposal | Management | For | For | No |
5 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Liberty Media Corporation | | | | | |
| | | | | |
Ticker Symbol: | LMCA | CUSIP Number: | 531229300 | | |
Record Date: | 2/22/2016 | Meeting Date: | 4/11/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve the Trading Stock Proposal | Management | For | For | No |
2 | Approve the Recapitalization Proposal | Management | For | For | No |
3 | Approve Conversion of Securities | Management | For | For | No |
4 | Approve the Group Disposition Proposal | Management | For | For | No |
5 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Masco Corporation | | | | | |
| | | | | |
Ticker Symbol: | MAS | CUSIP Number: | 574599106 | | |
Record Date: | 3/11/2016 | Meeting Date: | 5/9/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Donald R. Parfet | Management | For | For | No |
1b | Elect Director Lisa A. Payne | Management | For | For | No |
1c | Elect Director Reginald M. Turner | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Mead Johnson Nutrition Company | | | | | |
| | | | | |
Ticker Symbol: | MJN | CUSIP Number: | 582839106 | | |
Record Date: | 3/21/2016 | Meeting Date: | 5/11/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Steven M. Altschuler | Management | For | For | No |
1b | Elect Director Howard B. Bernick | Management | For | For | No |
1c | Elect Director Kimberly A. Casiano | Management | For | For | No |
1d | Elect Director Anna C. Catalano | Management | For | For | No |
1e | Elect Director Celeste A. Clark | Management | For | For | No |
1f | Elect Director James M. Cornelius | Management | For | For | No |
1g | Elect Director Stephen W. Golsby | Management | For | For | No |
1h | Elect Director Michael Grobstein | Management | One Year | Three Years | Yes |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For | No |
1j | Elect Director Peter G. Ratcliffe | Management | For | For | No |
1k | Elect Director Michael A. Sherman | Management | For | For | No |
1l | Elect Director Elliott Sigal | Management | For | For | No |
1m | Elect Director Robert S. Singer | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Nautilus, Inc. | | | | | |
| | | | | |
Ticker Symbol: | NLS | CUSIP Number: | 63910B102 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/4/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ronald P. Badie | Management | For | For | No |
1.2 | Elect Director Bruce M. Cazenave | Management | For | For | No |
1.3 | Elect Director Richard A. Horn | Management | For | For | No |
1.4 | Elect Director M. Carl Johnson, III | Management | Withhold | For | Yes |
1.5 | Elect Director Anne G. Saunders | Management | For | For | No |
1.6 | Elect Director Marvin G. Siegert | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Withhold | For | Yes |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
New Senior Investment Group Inc. | | | | | |
| | | | | |
Ticker Symbol: | SNR | CUSIP Number: | 648691103 | | |
Record Date: | 4/11/2016 | Meeting Date: | 6/3/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Susan Givens | Management | For | For | No |
1.2 | Elect Director Michael D. Malone | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Nomad Foods Limited | | | | | |
| | | | | |
Ticker Symbol: | NOMD | CUSIP Number: | G6564A105 | | |
Record Date: | 5/6/2016 | Meeting Date: | 6/16/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Stefan Descheemaeker | Management | For | For | No |
1b | Elect Director Paul Kenyon | Management | For | For | No |
1c | Elect Director Martin E. Franklin | Management | For | For | No |
1d | Elect Director Noam Gottesman | Management | For | For | No |
1e | Elect Director Ian G.H. Ashken | Management | For | For | No |
1f | Elect Director Jeremy Isaacs | Management | For | For | No |
1g | Elect Director James E. Lillie | Management | Do Not Vote | For | No |
1h | Elect Director Lord Myners of Truro | Management | Do Not Vote | For | No |
1i | Elect Director Victoria Parry | Management | Do Not Vote | For | No |
1j | Elect Director Brian Welch | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Olympic Steel, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ZEUS | CUSIP Number: | 68162K106 | | |
Record Date: | 3/10/2016 | Meeting Date: | 4/29/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David A. Wolfort | Management | For | For | No |
1.2 | Elect Director Ralph M. Della Ratta | Management | Against | Against | No |
1.3 | Elect Director Howard L. Goldstein | Management | For | For | No |
1.4 | Elect Director Dirk A. Kempthorne | Management | Against | For | Yes |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
ONE Gas, Inc. | | | | | |
| | | | | |
Ticker Symbol: | OGS | CUSIP Number: | 68235P108 | | |
Record Date: | 3/28/2016 | Meeting Date: | 5/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Pierce H. Norton, II | Management | Against | For | Yes |
1.2 | Elect Director Eduardo A. Rodriguez | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
ORCHIDS PAPER PRODUCTS COMPANY | | | | | |
| | | | | |
Ticker Symbol: | TIS | CUSIP Number: | 68572N104 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/2/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven R. Berlin | Management | For | For | No |
1.2 | Elect Director Mario Armando Garcia | Management | For | For | No |
1.3 | Elect Director John C. Guttilla | Management | For | For | No |
1.4 | Elect Director Douglas E. Hailey | Management | For | For | No |
1.5 | Elect Director Elaine MacDonald | Management | For | For | No |
1.6 | Elect Director Mark H. Ravich | Management | For | For | No |
1.7 | Elect Director Jeffrey S. Schoen | Management | For | For | No |
2 | Ratify HoganTaylor LLP as Auditors | Management | For | For | No |
| | | | | |
Post Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | POST | CUSIP Number: | 737446104 | | |
Record Date: | 12/1/2015 | Meeting Date: | 1/28/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory L. Curl | Management | For | For | No |
1.2 | Elect Director David P. Skarie | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
QEP Resources, Inc. | | | | | |
| | | | | |
Ticker Symbol: | QEP | CUSIP Number: | 74733V100 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/17/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Julie A. Dill | Management | For | For | No |
1.2 | Elect Director M. W. Scoggins | Management | For | For | No |
1.3 | Elect Director William L. Thacker, III | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
5 | Require Independent Board Chairman | Share Holder | For | For | No |
| | | | | |
Ruby Tuesday, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RT | CUSIP Number: | 781182100 | | |
Record Date: | 8/17/2015 | Meeting Date: | 10/7/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director F. Lane Cardwell, Jr. | Management | For | For | No |
1b | Elect Director Kevin T. Clayton | Management | For | For | No |
1c | Elect Director Jeffrey J. O'Neill | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
| | | | | |
Science Applications International Corporation | | | | | |
| | | | | |
Ticker Symbol: | SAIC | CUSIP Number: | 808625107 | | |
Record Date: | 4/14/2016 | Meeting Date: | 6/8/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Robert A. Bedingfield | Management | For | For | No |
1b | Elect Director Deborah B. Dunie | Management | For | For | No |
1c | Elect Director Thomas F. Frist, III | Management | For | For | No |
1d | Elect Director John J. Hamre | Management | For | For | No |
1e | Elect Director Timothy J. Mayopoulos | Management | For | For | No |
1f | Elect Director Anthony J. Moraco | Management | For | For | No |
1g | Elect Director Donna S. Morea | Management | For | For | No |
1h | Elect Director Edward J. Sanderson, Jr. | Management | For | For | No |
1i | Elect Director Steven R. Shane | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Scripps Networks Interactive, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SNI | CUSIP Number: | 811065101 | | |
Record Date: | 3/17/2016 | Meeting Date: | 5/10/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jarl Mohn | Management | For | For | No |
1.2 | Elect Director Nicholas B. Paumgarten | Management | For | For | No |
1.3 | Elect Director Jeffrey Sagansky | Management | Against | For | Yes |
1.4 | Elect Director Ronald W. Tysoe | Management | For | For | No |
| | | | | |
Simulations Plus, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SLP | CUSIP Number: | 829214105 | | |
Record Date: | 12/29/2015 | Meeting Date: | 2/25/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Walter S. Woltosz | Management | For | For | No |
1.2 | Elect Director Thaddeus H. Grasela | Management | For | For | No |
1.3 | Elect Director David Z. D'Argenio | Management | For | For | No |
1.4 | Elect Director John K. Paglia | Management | For | For | No |
1.5 | Elect Director David Ralph | Management | For | For | No |
2 | Ratify Rose, Snyder, and Jacobs CPA's as Auditors | Management | For | For | No |
| | | | | |
SkyWest, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SKYW | CUSIP Number: | 830879102 | | |
Record Date: | 3/4/2016 | Meeting Date: | 5/3/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jerry C. Atkin | Management | For | For | No |
1.2 | Elect Director W. Steve Albrecht | Management | For | For | No |
1.3 | Elect Director Russell A. Childs | Management | For | For | No |
1.4 | Elect Director Henry J. Eyring | Management | For | For | No |
1.5 | Elect Director Meredith S. Madden | Management | For | For | No |
1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For | No |
1.7 | Elect Director Andrew C. Roberts | Management | For | For | No |
1.8 | Elect Director Keith E. Smith | Management | For | For | No |
1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For | No |
1.10 | Elect Director James L. Welch | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
South Jersey Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SJI | CUSIP Number: | 838518108 | | |
Record Date: | 2/29/2016 | Meeting Date: | 4/29/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Sarah M. Barpoulis | Management | For | For | No |
1b | Elect Director Thomas A. Bracken | Management | For | For | No |
1c | Elect Director Keith S. Campbell | Management | For | For | No |
1d | Elect Director Sheila Hartnett-Devlin | Management | For | For | No |
1e | Elect Director Victor A. Fortkiewicz | Management | For | For | No |
1f | Elect Director Walter M. Higgins, III | Management | For | For | No |
1g | Elect Director Sunita Holzer | Management | For | For | No |
1h | Elect Director Joseph H. Petrowski | Management | Against | Against | No |
1i | Elect Director Michael J. Renna | Management | Against | For | Yes |
1j | Elect Director Frank L. Sims | Management | Against | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | Against | For | Yes |
| | | | | |
SpartanNash Company | | | | | |
| | | | | |
Ticker Symbol: | SPTN | CUSIP Number: | 847215100 | | |
Record Date: | 4/5/2016 | Meeting Date: | 6/2/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director M. Shan Atkins | Management | For | For | No |
1.2 | Elect Director Dennis Eidson | Management | For | For | No |
1.3 | Elect Director Mickey P. Foret | Management | For | For | No |
1.4 | Elect Director Frank M. Gambino | Management | For | For | No |
1.5 | Elect Director Douglas A. Hacker | Management | Against | For | Yes |
1.6 | Elect Director Yvonne R. Jackson | Management | For | For | No |
1.7 | Elect Director Elizabeth A. Nickels | Management | For | For | No |
1.8 | Elect Director Timothy J. O'Donovan | Management | For | For | No |
1.9 | Elect Director Hawthorne L. Proctor | Management | For | For | No |
1.10 | Elect Director William R. Voss | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
SPX Corporation | | | | | |
| | | | | |
Ticker Symbol: | SPXC | CUSIP Number: | 784635104 | | |
Record Date: | 3/29/2016 | Meeting Date: | 5/24/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ricky D. Puckett | Management | For | For | No |
1.2 | Elect Director Tana L. Utley | Management | For | For | No |
1.3 | Elect Director Ruth G. Shaw | Management | For | For | No |
1.4 | Elect Director Eugene J. Lowe, III | Management | For | For | No |
1.5 | Elect Director Patrick J. O'Leary | Management | For | For | No |
1.6 | Elect Director David A. Roberts | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Starz | | | | | |
| | | | | |
Ticker Symbol: | STRZA | CUSIP Number: | 85571Q102 | | |
Record Date: | 4/15/2016 | Meeting Date: | 6/14/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory B. Maffei | Management | Against | For | Yes |
1.2 | Elect Director Irving L. Azoff | Management | Against | For | Yes |
1.3 | Elect Director Susan M. Lyne | Management | Against | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | Against | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
TFS Financial Corporation | | | | | |
| | | | | |
Ticker Symbol: | TFSL | CUSIP Number: | 87240R107 | | |
Record Date: | 12/28/2015 | Meeting Date: | 2/25/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Martin J. Cohen | Management | For | For | No |
1b | Elect Director Robert A. Fiala | Management | For | For | No |
1c | Elect Director John P. Ringenbach | Management | For | For | No |
1d | Elect Director Marc A. Stefanski | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
The ADT Corporation | | | | | |
| | | | | |
Ticker Symbol: | ADT | CUSIP Number: | 00101J106 | | |
Record Date: | 1/15/2016 | Meeting Date: | 3/15/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Thomas Colligan | Management | For | For | No |
1b | Elect Director Richard Daly | Management | For | For | No |
1c | Elect Director Timothy Donahue | Management | For | For | No |
1d | Elect Director Robert Dutkowsky | Management | For | For | No |
1e | Elect Director Bruce Gordon | Management | For | For | No |
1f | Elect Director Naren Gursahaney | Management | For | For | No |
1g | Elect Director Bridgette Heller | Management | For | For | No |
1h | Elect Director Kathleen Hyle | Management | For | For | No |
1i | Elect Director Christopher Hylen | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
The Scotts Miracle-Gro Company | | | | | |
| | | | | |
Ticker Symbol: | SMG | CUSIP Number: | 810186106 | | |
Record Date: | 12/3/2015 | Meeting Date: | 1/28/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Adam Hanft | Management | For | For | No |
1.2 | Elect Director Stephen L. Johnson | Management | For | For | No |
1.3 | Elect Director Katherine Hagedorn Littlefield | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
The WhiteWave Foods Company | | | | | |
| | | | | |
Ticker Symbol: | WWAV | CUSIP Number: | 966244105 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/12/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Michelle P. Goolsby | Management | Do Not Vote | For | No |
1B | Elect Director Stephen L. Green | Management | Do Not Vote | For | No |
1C | Elect Director Anthony J. Magro | Management | Do Not Vote | For | No |
1D | Elect Director W. Anthony Vernon | Management | Do Not Vote | For | No |
1E | Elect Director Doreen A. Wright | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Time Inc. | | | | | |
| | | | | |
Ticker Symbol: | TIME | CUSIP Number: | 887228104 | | |
Record Date: | 4/12/2016 | Meeting Date: | 6/7/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Joseph A. Ripp | Management | For | For | No |
1b | Elect Director David A. Bell | Management | For | For | No |
1c | Elect Director John M. Fahey, Jr. | Management | For | For | No |
1d | Elect Director Manuel A. Fernandez | Management | For | For | No |
1e | Elect Director Dennis J. FitzSimons | Management | For | For | No |
1f | Elect Director Betsy D. Holden | Management | Withhold | For | Yes |
1g | Elect Director Kay Koplovitz | Management | For | For | No |
1h | Elect Director J. Randall MacDonald | Management | For | For | No |
1i | Elect Director Ronald S. Rolfe | Management | Withhold | For | Yes |
1j | Elect Director Howard Stringer | Management | Withhold | For | Yes |
1k | Elect Director Michael P. Zeisser | Management | Withhold | For | Yes |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Townsquare Media, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TSQ | CUSIP Number: | 892231101 | | |
Record Date: | 3/30/2016 | Meeting Date: | 5/24/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven Price | Management | For | For | No |
1.2 | Elect Director David Quick | Management | For | For | No |
1.3 | Elect Director Gary Ginsberg | Management | Against | For | Yes |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
| | | | | |
Tribune Media Company | | | | | |
| | | | | |
Ticker Symbol: | TRCO | CUSIP Number: | 896047503 | | |
Record Date: | 3/11/2016 | Meeting Date: | 5/5/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Bruce A. Karsh | Management | For | For | No |
1.2 | Elect Director Ross Levinsohn | Management | For | For | No |
1.3 | Elect Director Peter E. Murphy | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For | No |
| | | | | |
United Online, Inc. | | | | | |
| | | | | |
Ticker Symbol: | UNTD | CUSIP Number: | 911268209 | | |
Record Date: | 5/27/2016 | Meeting Date: | 6/29/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | Do Not Vote | For | No |
2 | Advisory Vote on Golden Parachutes | Management | Do Not Vote | For | No |
3 | Adjourn Meeting | Management | Do Not Vote | For | No |
| | | | | |
UTAH MEDICAL PRODUCTS, INC. | | | | | |
| | | | | |
Ticker Symbol: | UTMD | CUSIP Number: | 917488108 | | |
Record Date: | 2/25/2016 | Meeting Date: | 4/29/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Barbara A. Payne | Management | For | For | No |
2 | Ratify Jones Simkins LLC as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Vectrus, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VEC | CUSIP Number: | 92242T101 | | |
Record Date: | 3/16/2016 | Meeting Date: | 5/13/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Louis J. Giuliano | Management | For | For | No |
1B | Elect Director Mary L. Howell | Management | For | For | No |
1C | Elect Director Eric M. Pillmore | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Vista Outdoor Inc. | | | | | |
| | | | | |
Ticker Symbol: | VSTO | CUSIP Number: | 928377100 | | |
Record Date: | 6/16/2015 | Meeting Date: | 8/11/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael Callahan | Management | For | For | No |
1.2 | Elect Director Gary McArthur | Management | For | For | No |
1.3 | Elect Director Robert Tarola | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Voya Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VOYA | CUSIP Number: | 929089100 | | |
Record Date: | 3/28/2016 | Meeting Date: | 5/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Lynne Biggar | Management | For | For | No |
1b | Elect Director Jane P. Chwick | Management | For | For | No |
1c | Elect Director Ruth Ann M. Gillis | Management | For | For | No |
1d | Elect Director J. Barry Griswell | Management | For | For | No |
1e | Elect Director Frederick S. Hubbell | Management | For | For | No |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For | No |
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For | No |
1h | Elect Director Joseph V. Tripodi | Management | For | For | No |
1i | Elect Director Deborah C. Wright | Management | For | For | No |
1j | Elect Director David Zwiener | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
6 | Report on Corporate Values and Policies on Investments in Companies Tied to Genocide | Share Holder | For | For | No |
| | | | | |
Ancora MicroCap Fund | | | | | |
| | | | | |
Acacia Research Corporation | | | | | |
| | | | | |
Ticker Symbol: | ACTG | CUSIP Number: | 003881307 | | |
Record Date: | 4/12/2016 | Meeting Date: | 6/9/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Fred A. de Boom | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Alaska Communications Systems Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALSK | CUSIP Number: | 01167P101 | | |
Record Date: | 4/11/2016 | Meeting Date: | 6/7/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward (Ned) J. Hayes, Jr. | Management | For | For | No |
1.2 | Elect Director Margaret L. Brown | Management | For | For | No |
1.3 | Elect Director David W. Karp | Management | For | For | No |
1.4 | Elect Director Peter D. Ley | Management | For | For | No |
1.5 | Elect Director Brian A. Ross | Management | Do Not Vote | For | No |
1.6 | Elect Director Anand Vadapalli | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
| | | | | |
Albany Molecular Research, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AMRI | CUSIP Number: | 012423109 | | |
Record Date: | 4/14/2016 | Meeting Date: | 6/1/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas E. D'Ambra | Management | For | For | No |
1.2 | Elect Director David H. Deming | Management | For | For | No |
1.3 | Elect Director Gerardo Gutierrez | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Ampco-Pittsburgh Corporation | | | | | |
| | | | | |
Ticker Symbol: | AP | CUSIP Number: | 032037103 | | |
Record Date: | 3/11/2016 | Meeting Date: | 5/5/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Leonard M. Carroll | Management | For | For | No |
1.2 | Elect Director Laurence E. Paul | Management | For | For | No |
1.3 | Elect Director Ernest G. Siddons | Management | For | For | No |
1.4 | Elect Director J. Fredrik Stromholm | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
AMTECH SYSTEMS, INC. | | | | | |
| | | | | |
Ticker Symbol: | ASYS | CUSIP Number: | 032332504 | | |
Record Date: | 1/19/2016 | Meeting Date: | 3/9/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jong S. Whang | Management | For | For | No |
1.2 | Elect Director Fokko Pentinga | Management | For | For | No |
1.3 | Elect Director Robert M. Averick | Management | For | For | No |
1.4 | Elect Director Michael Garnreiter | Management | For | For | No |
1.5 | Elect Director Egbert J. G. Goudena | Management | For | For | No |
1.6 | Elect Director Robert F. King | Management | For | For | No |
1.7 | Elect Director Sukesh Mohan | Management | For | For | No |
1.8 | Elect Director Paul J. van der Wansem | Management | For | For | No |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Aralez Pharmaceuticals Inc. | | | | | |
| | | | | |
Ticker Symbol: | ARLZ | CUSIP Number: | 03852X100 | | |
Record Date: | 5/3/2016 | Meeting Date: | 6/16/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Adrian Adams | Management | For | For | No |
1.2 | Elect Director Jason M. Aryeh | Management | For | For | No |
1.3 | Elect Director Neal F. Fowler | Management | For | For | No |
1.4 | Elect Director Rob Harris | Management | For | For | No |
1.5 | Elect Director Arthur S. Kirsch | Management | For | For | No |
1.6 | Elect Director Kenneth B. Lee, Jr. | Management | For | For | No |
1.7 | Elect Director Seth A. Rudnick | Management | For | For | No |
1.8 | Elect Director F. Martin Thrasher | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Arotech Corporation | | | | | |
| | | | | |
Ticker Symbol: | ARTX | CUSIP Number: | 042682203 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/9/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven Esses | Management | For | For | No |
1.2 | Elect Director Kenneth W. Cappell | Management | For | For | No |
1.3 | Elect Director James J. Quinn | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Aviat Networks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AVNW | CUSIP Number: | 05366Y102 | | |
Record Date: | 9/17/2015 | Meeting Date: | 11/13/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John Mutch | Management | For | For | No |
1.2 | Elect Director William A. Hasler | Management | For | For | No |
1.3 | Elect Director James R. Henderson | Management | For | For | No |
1.4 | Elect Director Michael A. Pangia | Management | For | For | No |
1.5 | Elect Director Robert G. Pearse | Management | For | For | No |
1.6 | Elect Director John J. Quicke | Management | For | For | No |
1.7 | Elect Director James C. Stoffel | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Aviat Networks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AVNW | CUSIP Number: | 05366Y102 | | |
Record Date: | 4/25/2016 | Meeting Date: | 6/10/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Reverse Stock Split | Management | For | For | No |
| | | | | |
Axcelis Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ACLS | CUSIP Number: | 054540109 | | |
Record Date: | 3/11/2016 | Meeting Date: | 5/4/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard J. Faubert | Management | For | For | No |
1.2 | Elect Director R. John Fletcher | Management | Against | For | Yes |
1.3 | Elect Director Arthur L. George, Jr. | Management | Against | For | Yes |
1.4 | Elect Director Joseph P. Keithley | Management | For | For | No |
1.5 | Elect Director John T. Kurtzweil | Management | Against | For | Yes |
1.6 | Elect Director Barbara J. Lundberg | Management | Against | For | Yes |
1.7 | Elect Director Patrick H. Nettles | Management | For | For | No |
1.8 | Elect Director Mary G. Puma | Management | For | For | No |
1.9 | Elect Director Thomas St. Dennis | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Approve Reverse Stock Split | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
AXT, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AXTI | CUSIP Number: | 00246W103 | | |
Record Date: | 4/1/2016 | Meeting Date: | 5/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Leonard J. LeBlanc | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Burr Pilger Mayer, Inc. as Auditors | Management | For | For | No |
| | | | | |
Ballantyne Strong, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BTN | CUSIP Number: | 058516105 | | |
Record Date: | 3/24/2016 | Meeting Date: | 5/23/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director D. Kyle Cerminara | Management | For | For | No |
1.2 | Elect Director Samuel C. Freitag | Management | For | For | No |
1.3 | Elect Director Charles T. Lanktree | Management | For | For | No |
1.4 | Elect Director William J. Gerber | Management | For | For | No |
1.5 | Elect Director James C. Shay | Management | For | For | No |
1.6 | Elect Director Ndamukong Suh | Management | Do Not Vote | For | No |
1.7 | Elect Director Lewis M. Johnson | Management | Do Not Vote | For | No |
1.8 | Elect Director Robert J. Roschman | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Banc of California, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BANC | CUSIP Number: | 05990K106 | | |
Record Date: | 3/24/2016 | Meeting Date: | 5/13/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven A. Sugarman | Management | For | For | No |
1.2 | Elect Director Jonah F. Schnel | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Require a Majority Vote for the Election of Directors | Share Holder | For | For | No |
| | | | | |
Black Diamond, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BDE | CUSIP Number: | 09202G101 | | |
Record Date: | 11/2/2015 | Meeting Date: | 12/11/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Warren B. Kanders | Management | For | For | No |
1.2 | Elect Director Robert R. Schiller | Management | For | For | No |
1.3 | Elect Director Donald L. House | Management | Withhold | For | Yes |
1.4 | Elect Director Nicholas Sokolow | Management | Withhold | For | Yes |
1.5 | Elect Director Michael A. Henning | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | Withhold | For | Yes |
3 | Approve Omnibus Stock Plan | Management | Withhold | For | Yes |
| | | | | |
Black Diamond, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BDE | CUSIP Number: | 09202G101 | | |
Record Date: | 4/29/2016 | Meeting Date: | 6/8/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Warren B. Kanders | Management | For | For | No |
1.2 | Elect Director Robert R. Schiller | Management | For | For | No |
1.3 | Elect Director Donald L. House | Management | For | For | No |
1.4 | Elect Director Nicholas Sokolow | Management | For | For | No |
1.5 | Elect Director Michael A. Henning | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Boston Private Financial Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BPFH | CUSIP Number: | 101119105 | | |
Record Date: | 3/3/2016 | Meeting Date: | 4/21/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Clayton G. Deutsch | Management | For | For | No |
1.2 | Elect Director Deborah F. Kuenstner | Management | For | For | No |
1.3 | Elect Director Gloria C. Larson | Management | For | For | No |
1.4 | Elect Director John Morton, III | Management | For | For | No |
1.5 | Elect Director Daniel P. Nolan | Management | For | For | No |
1.6 | Elect Director Kimberly S. Stevenson | Management | For | For | No |
1.7 | Elect Director Stephen M. Waters | Management | For | For | No |
1.8 | Elect Director Donna C. Wells | Management | For | For | No |
1.9 | Elect Director Lizabeth H. Zlatkus | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
4 | Ratify KPMG, LLP as Auditors | Management | For | For | No |
| | | | | |
Calamos Asset Management, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CLMS | CUSIP Number: | 12811R104 | | |
Record Date: | 4/15/2016 | Meeting Date: | 6/7/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas F. Eggers | Management | For | For | No |
1.2 | Elect Director Keith M. Schappert | Management | For | For | No |
1.3 | Elect Director William N. Shiebler | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Provide Directors May Be Removed With or Without Cause | Management | For | For | No |
| | | | | |
Callaway Golf Company | | | | | |
| | | | | |
Ticker Symbol: | ELY | CUSIP Number: | 131193104 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/11/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | Against | For | Yes |
1.2 | Elect Director Ronald S. Beard | Management | Against | For | Yes |
1.3 | Elect Director Samuel H. Armacost | Management | For | For | No |
1.4 | Elect Director John C. Cushman, III | Management | For | For | No |
1.5 | Elect Director John F. Lundgren | Management | For | For | No |
1.6 | Elect Director Adebayo O. Ogunlesi | Management | For | For | No |
1.7 | Elect Director Richard L. Rosenfield | Management | For | For | No |
1.8 | Elect Director Linda B. Segre | Management | For | For | No |
1.9 | Elect Director Anthony S. Thornley | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
CDI Corp. | | | | | |
| | | | | |
Ticker Symbol: | CDI | CUSIP Number: | 125071100 | | |
Record Date: | 3/15/2016 | Meeting Date: | 5/17/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph L. Carlini | Management | For | For | No |
1.2 | Elect Director Michael J. Emmi | Management | For | For | No |
1.3 | Elect Director Scott J. Freidheim | Management | For | For | No |
1.4 | Elect Director Walter R. Garrison | Management | For | For | No |
1.5 | Elect Director Lawrence C. Karlson | Management | Against | For | Yes |
1.6 | Elect Director Ronald J. Kozich | Management | For | For | No |
1.7 | Elect Director Anna M. Seal | Management | For | For | No |
1.8 | Elect Director Albert E. Smith | Management | For | For | No |
1.9 | Elect Director Barton J. Winokur | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Checkpoint Systems, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CKP | CUSIP Number: | 162825103 | | |
Record Date: | 4/7/2016 | Meeting Date: | 5/11/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Ciber, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CBR | CUSIP Number: | 17163B102 | | |
Record Date: | 4/11/2016 | Meeting Date: | 6/8/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark Floyd | Management | For | For | No |
1.2 | Elect Director Bobby G. Stevenson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
CRYOLIFE, INC. | | | | | |
| | | | | |
Ticker Symbol: | CRY | CUSIP Number: | 228903100 | | |
Record Date: | 4/12/2016 | Meeting Date: | 5/18/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas F. Ackerman | Management | For | For | No |
1.2 | Elect Director James S. Benson | Management | For | For | No |
1.3 | Elect Director Daniel J. Bevevino | Management | For | For | No |
1.4 | Elect Director Ronald C. Elkins | Management | For | For | No |
1.5 | Elect Director J. Patrick Mackin | Management | For | For | No |
1.6 | Elect Director Ronald D. McCall | Management | Withhold | For | Yes |
1.7 | Elect Director Harvey Morgan | Management | For | For | No |
1.8 | Elect Director Jon W. Salveson | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Dawson Geophysical Company | | | | | |
| | | | | |
Ticker Symbol: | DWSN | CUSIP Number: | 239360100 | | |
Record Date: | 3/16/2016 | Meeting Date: | 5/5/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William J. Barrett | Management | For | For | No |
1.2 | Elect Director Craig W. Cooper | Management | For | For | No |
1.3 | Elect Director Gary M. Hoover | Management | For | For | No |
1.4 | Elect Director Stephen C. Jumper | Management | For | For | No |
1.5 | Elect Director Allen T. McInnes | Management | For | For | No |
1.6 | Elect Director Ted R. North | Management | For | For | No |
1.7 | Elect Director Mark A. Vander Ploeg | Management | For | For | No |
1.8 | Elect Director Wayne A. Whitener | Management | For | For | No |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Deswell Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DSWL | CUSIP Number: | 250639101 | | |
Record Date: | 7/31/2015 | Meeting Date: | 9/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Richard Pui Hon Lau as Director | Management | For | For | No |
1.2 | Elect Chin Pang Li as Director | Management | For | For | No |
1.3 | Elect Hung-hum Leung as Director | Management | For | For | No |
1.4 | Elect Allen Yau-nam Cham as Director | Management | For | For | No |
1.5 | Elect Wing-ki Hui as Director | Management | For | For | No |
2 | Ratify BDO China Shu Lun Pan Certified Public Accountants LLP as the Independent Registered Public Accountants | Management | For | For | No |
| | | | | |
Digirad Corporation | | | | | |
| | | | | |
Ticker Symbol: | DRAD | CUSIP Number: | 253827109 | | |
Record Date: | 3/16/2016 | Meeting Date: | 4/29/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey E. Eberwein | Management | For | For | No |
1.2 | Elect Director Matthew G. Molchan | Management | For | For | No |
1.3 | Elect Director Dimitrios J. Angelis | Management | For | For | No |
1.4 | Elect Director John W. Climaco | Management | For | For | No |
1.5 | Elect Director Charles M. Gillman | Management | For | For | No |
1.6 | Elect Director John W. Sayward | Management | For | For | No |
1.7 | Elect Director Michael A. Cunnion | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
DOVER DOWNS GAMING & ENTERTAINMENT, INC. | | | | | |
| | | | | |
Ticker Symbol: | DDE | CUSIP Number: | 260095104 | | |
Record Date: | 3/21/2016 | Meeting Date: | 4/27/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Patrick J. Bagley | Management | For | For | No |
1.2 | Elect Director Timothy R. Horne | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Electro Scientific Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ESIO | CUSIP Number: | 285229100 | | |
Record Date: | 6/15/2015 | Meeting Date: | 8/18/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John Medica | Management | For | For | No |
1.2 | Elect Director Raymond A. Link | Management | For | For | No |
1.3 | Elect Director Laurence E. Cramer | Management | For | For | No |
1.4 | Elect Director David Nierenberg | Management | For | For | No |
1.5 | Elect Director Richard H. Wills | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Emerson Radio Corp. | | | | | |
| | | | | |
Ticker Symbol: | MSN | CUSIP Number: | 291087203 | | |
Record Date: | 2/23/2016 | Meeting Date: | 3/30/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John Howard Batchelor | Management | For | For | No |
1.2 | Elect Director Lionel Choong | Management | Against | For | Yes |
1.3 | Elect Director Duncan Hon | Management | For | For | No |
1.4 | Elect Director Gregory William Hunt | Management | Withhold | For | Yes |
1.5 | Elect Director Mark Manski | Management | For | For | No |
1.6 | Elect Director Kareem E. Sethi | Management | For | For | No |
1.7 | Elect Director Terence A. Snellings | Management | For | For | No |
2 | Ratify MSPC Certified Public Accountants and Advisors as Auditors | Management | For | For | No |
| | | | | |
Endeavour Silver Corp. | | | | | |
| | | | | |
Ticker Symbol: | EDR | CUSIP Number: | 29258Y103 | | |
Record Date: | 4/6/2016 | Meeting Date: | 5/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ricardo M. Campoy | Management | Against | Against | No |
1.2 | Elect Director Bradford J. Cooke | Management | For | For | No |
1.3 | Elect Director Geoffrey A. Handley | Management | For | For | No |
1.4 | Elect Director Rex J. McLennan | Management | For | For | No |
1.5 | Elect Director Kenneth Pickering | Management | For | For | No |
1.6 | Elect Director Mario D. Szotlender | Management | For | For | No |
1.7 | Elect Director Godfrey J. Walton | Management | Withhold | For | Yes |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Withhold | For | Yes |
| | | | | |
FreightCar America, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RAIL | CUSIP Number: | 357023100 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/12/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William D. Gehl | Management | For | For | No |
1.2 | Elect Director Andrew B. Schmitt | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Frequency Electronics, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FEIM | CUSIP Number: | 358010106 | | |
Record Date: | 8/28/2015 | Meeting Date: | 10/29/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph P. Franklin | Management | For | For | No |
1.2 | Elect Director Martin B. Bloch | Management | For | For | No |
1.3 | Elect Director Joel Girsky | Management | For | For | No |
1.4 | Elect Director S. Robert Foley, Jr. | Management | For | For | No |
1.5 | Elect Director Richard Schwartz | Management | Withhold | For | Yes |
2 | Ratify EisnerAmper LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Fuel Systems Solutions, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FSYS | CUSIP Number: | 35952W103 | | |
Record Date: | 2/11/2016 | Meeting Date: | 4/21/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Amend Non-Employee Directors' Restricted Stock Awards | Management | Withhold | For | Yes |
3 | Advisory Vote on Golden Parachutes | Management | For | For | No |
4 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Fuel Systems Solutions, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FSYS | CUSIP Number: | 35952W103 | | |
Record Date: | 4/29/2016 | Meeting Date: | 5/31/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Amend Non-Employee Directors' Restricted Stock Awards | Management | For | For | No |
3 | Advisory Vote on Golden Parachutes | Management | For | For | No |
4 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Fuel Tech, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FTEK | CUSIP Number: | 359523107 | | |
Record Date: | 3/22/2016 | Meeting Date: | 5/19/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Vincent J. Arnone | Management | Against | For | Yes |
1.2 | Elect Director Douglas G. Bailey | Management | Against | For | Yes |
1.3 | Elect Director W. Grant Gregory | Management | Against | For | Yes |
1.4 | Elect Director Thomas S. Shaw, Jr. | Management | Against | For | Yes |
1.5 | Elect Director Dennis L. Zeitler | Management | Against | For | Yes |
2 | Ratify RSM US LLP as Auditors | Management | Against | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Gulf Island Fabrication, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GIFI | CUSIP Number: | 402307102 | | |
Record Date: | 4/4/2016 | Meeting Date: | 5/18/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael A. Flick | Management | For | For | No |
1.2 | Elect Director William E. Chiles | Management | For | For | No |
1.3 | Elect Director Murray W. Burns | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Ernst & Young LLP as Auditors | Management | Against | For | Yes |
4 | Other Business | Management | Against | For | Yes |
| | | | | |
Harris & Harris Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TINY | CUSIP Number: | 413833104 | | |
Record Date: | 6/7/2016 | Meeting Date: | 4/11/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director W. Dillaway Ayres, Jr. | Management | For | For | No |
1.2 | Elect Director Phillip A. Bauman | Management | For | For | No |
1.3 | Elect Director Stacy R. Brandom | Management | For | For | No |
1.4 | Elect Director Douglas W. Jamison | Management | For | For | No |
1.5 | Elect Director Charles E. Ramsey | Management | Withhold | For | Yes |
1.6 | Elect Director Kevin M. Rendino | Management | For | For | No |
1.7 | Elect Director Richard P. Shanley | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Heidrick & Struggles International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HSII | CUSIP Number: | 422819102 | | |
Record Date: | 3/31/2016 | Meeting Date: | 5/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Elizabeth L. Axelrod | Management | For | For | No |
1.2 | Elect Director Richard I. Beattie | Management | For | For | No |
1.3 | Elect Director Clare M. Chapman | Management | For | For | No |
1.4 | Elect Director John A. Fazio | Management | For | For | No |
1.5 | Elect Director Mark Foster | Management | For | For | No |
1.6 | Elect Director Jill Kanin-Lovers | Management | For | For | No |
1.7 | Elect Director Gary E. Knell | Management | For | For | No |
1.8 | Elect Director Lyle Logan | Management | For | For | No |
1.9 | Elect Director Willem Mesdag | Management | For | For | No |
1.10 | Elect Director V. Paul Unruh | Management | For | For | No |
1.11 | Elect Director Tracy R. Wolstencroft | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
hhgregg, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HGG | CUSIP Number: | 42833L108 | | |
Record Date: | 6/5/2015 | Meeting Date: | 8/4/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory M. Bettinelli | Management | For | For | No |
1.2 | Elect Director William P. Carmichael | Management | For | For | No |
1.3 | Elect Director Lawrence P. Castellani | Management | For | For | No |
1.4 | Elect Director Benjamin D. Geiger | Management | One Year | One Year | No |
1.5 | Elect Director Catherine A. Langham | Management | For | For | No |
1.6 | Elect Director Dennis L. May | Management | For | For | No |
1.7 | Elect Director John M. Roth | Management | For | For | No |
1.8 | Elect Director Peter M. Starrett | Management | Withhold | For | Yes |
1.9 | Elect Director Kathleen C. Tierney | Management | For | For | No |
1.10 | Elect Director Darell E. Zink | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Change State of Incorporation from Delaware to Indiana | Management | For | For | No |
4 | Amend Articles to Require Action by Stockholder Written Consent be Unanimous as Required Under Indiana State Law | Management | For | For | No |
5 | Approve the Elimination of Stockholder Right to Amend the Company's New By-Laws as Permitted Under Indiana State Law | Management | For | For | No |
| | | | | |
Houston Wire & Cable Company | | | | | |
| | | | | |
Ticker Symbol: | HWCC | CUSIP Number: | 44244K109 | | |
Record Date: | 3/7/2016 | Meeting Date: | 5/3/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James L. Pokluda, III | Management | For | For | No |
1.2 | Elect Director Michael T. Campbell | Management | For | For | No |
1.3 | Elect Director I. Stewart Farwell | Management | For | For | No |
1.4 | Elect Director Mark A. Ruelle | Management | For | For | No |
1.5 | Elect Director William H. Sheffield | Management | For | For | No |
1.6 | Elect Director G. Gary Yetman | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Withhold | For | Yes |
| | | | | |
Imation Corp. | | | | | |
| | | | | |
Ticker Symbol: | IMN | CUSIP Number: | 45245A107 | | |
Record Date: | 4/27/2016 | Meeting Date: | 6/24/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Robert Searing | Management | For | For | No |
2 | Elect Director Alex Spiro | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve NOL Rights Plan (NOL Pill) | Management | For | For | No |
5 | Amend Omnibus Stock Plan | Management | For | For | No |
6 | Approve Issuance of Shares for a Private Placement | Management | For | For | No |
7 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Invacare Corporation | | | | | |
| | | | | |
Ticker Symbol: | IVC | CUSIP Number: | 461203101 | | |
Record Date: | 3/21/2016 | Meeting Date: | 5/19/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael F. Delaney | Management | For | For | No |
1.2 | Elect Director Marc M. Gibeley | Management | For | For | No |
1.3 | Elect Director C. Martin Harris | Management | For | For | No |
1.4 | Elect Director James L. Jones | Management | For | For | No |
1.5 | Elect Director Dale C. LaPorte | Management | For | For | No |
1.6 | Elect Director Michael J. Merriman | Management | For | For | No |
1.7 | Elect Director Matthew E. Monaghan | Management | For | For | No |
1.8 | Elect Director Clifford D. Nastas | Management | For | For | No |
1.9 | Elect Director Baiju R. Shah | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Iteris, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | |
Record Date: | 7/28/2015 | Meeting Date: | 9/24/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard Char | Management | For | For | No |
1.2 | Elect Director Kevin C. Daly | Management | For | For | No |
1.3 | Elect Director Gregory A. Miner | Management | For | For | No |
1.4 | Elect Director Gerard M. Mooney | Management | For | For | No |
1.5 | Elect Director Thomas L. Thomas | Management | For | For | No |
1.6 | Elect Director Mikel H. Williams | Management | Against | For | Yes |
2 | Ratify McGladrey LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | Against | Yes |
| | | | | |
JAKKS Pacific, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JAKK | CUSIP Number: | 47012E106 | | |
Record Date: | 10/23/2015 | Meeting Date: | 12/18/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stephen G. Berman | Management | For | For | No |
1.2 | Elect Director Murray L. Skala | Management | For | For | No |
1.3 | Elect Director Rex H. Poulsen | Management | For | For | No |
1.4 | Elect Director Michael S. Sitrick | Management | For | For | No |
1.5 | Elect Director Fergus McGovern | Management | For | For | No |
1.6 | Elect Director Alexander Shoghi | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
John B. Sanfilippo & Son, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JBSS | CUSIP Number: | 800422107 | | |
Record Date: | 9/2/2015 | Meeting Date: | 10/28/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jim R. Edgar | Management | For | For | No |
1.2 | Elect Director Ellen C. Taaffe | Management | For | For | No |
1.3 | Elect Director Daniel M. Wright | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
KIMBALL ELECTRONICS, INC. | | | | | |
| | | | | |
Ticker Symbol: | KE | CUSIP Number: | 49428J109 | | |
Record Date: | 8/18/2015 | Meeting Date: | 10/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Donald D. Charron | Management | For | For | No |
1.2 | Elect Director Colleen C. Repplier | Management | For | For | No |
1.3 | Elect Director Gregory J. Lampert | Management | For | For | No |
2 | Ratify Deloitte & Touche, LLP as Auditors | Management | For | For | No |
| | | | | |
KIMBALL INTERNATIONAL, INC. | | | | | |
| | | | | |
Ticker Symbol: | KBAL | CUSIP Number: | 494274103 | | |
Record Date: | 8/17/2015 | Meeting Date: | 10/20/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Timothy J. Jahnke | Management | For | For | No |
1.2 | Elect Director Thomas J. Tischhauser | Management | For | For | No |
2 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Kopin Corporation | | | | | |
| | | | | |
Ticker Symbol: | KOPN | CUSIP Number: | 500600101 | | |
Record Date: | 3/24/2016 | Meeting Date: | 5/11/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John C.C. Fan | Management | For | For | No |
1.2 | Elect Director James K. Brewington | Management | For | For | No |
1.3 | Elect Director David E. Brook | Management | For | For | No |
1.4 | Elect Director Andrew H. Chapman | Management | For | For | No |
1.5 | Elect Director Morton Collins | Management | For | Against | Yes |
1.6 | Elect Director Chi Chia Hsieh | Management | For | For | No |
1.7 | Elect Director Michael J. Landine | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
L.B. Foster Company | | | | | |
| | | | | |
Ticker Symbol: | FSTR | CUSIP Number: | 350060109 | | |
Record Date: | 3/23/2016 | Meeting Date: | 5/25/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert P. Bauer | Management | For | For | No |
1.2 | Elect Director Lee B. Foster, II | Management | For | For | No |
1.3 | Elect Director Dirk Junge | Management | For | For | No |
1.4 | Elect Director Diane B. Owen | Management | For | For | No |
1.5 | Elect Director Robert S. Purgason | Management | For | For | No |
1.6 | Elect Director William H. Rackoff | Management | For | For | No |
1.7 | Elect Director Suzanne B. Rowland | Management | For | For | No |
1.8 | Elect Director Bradley S. Vizi | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Other Business | Management | For | For | No |
| | | | | |
Lakeland Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LAKE | CUSIP Number: | 511795106 | | |
Record Date: | 4/21/2016 | Meeting Date: | 6/15/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James M. Jenkins | Management | Against | For | Yes |
1.2 | Elect Director Thomas J. McAteer | Management | For | For | No |
2 | Ratify WeiserMazars LLP as Auditors | Management | For | For | No |
| | | | | |
Lakeland Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LAKE | CUSIP Number: | 511795106 | | |
Record Date: | 5/12/2015 | Meeting Date: | 7/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Stephen M. Bachelder | Management | For | For | No |
2 | Approve Restricted Stock Plan | Management | For | For | No |
3 | Ratify WeiserMazars LLP as Auditors | Management | For | For | No |
| | | | | |
Landec Corporation | | | | | |
| | | | | |
Ticker Symbol: | LNDC | CUSIP Number: | 514766104 | | |
Record Date: | 8/17/2015 | Meeting Date: | 10/15/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Albert D. Bolles | Management | For | For | No |
1.2 | Elect Director Tonia Pankopf | Management | For | For | No |
1.3 | Elect Director Robert Tobin | Management | Withhold | For | Yes |
1.4 | Elect Director Nicholas Tompkins | Management | For | For | No |
1.5 | Elect Director Molly A. Hemmeter | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Layne Christensen Company | | | | | |
| | | | | |
Ticker Symbol: | LAYN | CUSIP Number: | 521050104 | | |
Record Date: | 4/11/2016 | Meeting Date: | 6/3/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David A.B. Brown | Management | For | For | No |
1.2 | Elect Director Michael J. Caliel | Management | For | For | No |
1.3 | Elect Director J. Samuel Butler | Management | For | For | No |
1.4 | Elect Director Nelson Obus | Management | For | For | No |
1.5 | Elect Director Robert R. Gilmore | Management | For | For | No |
1.6 | Elect Director John T. Nesser, III | Management | For | For | No |
1.7 | Elect Director Alan P. Krusi | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
LeapFrog Enterprises, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LF | CUSIP Number: | 52186N106 | | |
Record Date: | 6/18/2015 | Meeting Date: | 8/13/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John Barbour | Management | For | For | No |
1.2 | Elect Director William B. Chiasson | Management | Against | For | Yes |
1.3 | Elect Director Thomas J. Kalinske | Management | Against | For | Yes |
1.4 | Elect Director Stanley E. Maron | Management | For | For | No |
1.5 | Elect Director E. Stanton McKee, Jr. | Management | For | For | No |
1.6 | Elect Director Joanna Rees | Management | For | For | No |
1.7 | Elect Director Randy O. Rissman | Management | For | For | No |
1.8 | Elect Director Caden C. Wang | Management | For | For | No |
1.9 | Elect Director Stephen M. Youngwood | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Lincoln Educational Services Corporation | | | | | |
| | | | | |
Ticker Symbol: | LINC | CUSIP Number: | 533535100 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/3/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Alvin O. Austin | Management | Withhold | For | Yes |
1.2 | Elect Director Peter S. Burgess | Management | Withhold | For | Yes |
1.3 | Elect Director James J. Burke, Jr. | Management | For | For | No |
1.4 | Elect Director Celia H. Currin | Management | Against | For | Yes |
1.5 | Elect Director Ronald E. Harbour | Management | Withhold | For | Yes |
1.6 | Elect Director J. Barry Morrow | Management | Withhold | For | Yes |
1.7 | Elect Director Scott M. Shaw | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Withhold | For | Yes |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | Withhold | For | Yes |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
LSI Industries Inc. | | | | | |
| | | | | |
Ticker Symbol: | LYTS | CUSIP Number: | 50216C108 | | |
Record Date: | 9/21/2015 | Meeting Date: | 11/19/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert P. Beech | Management | For | For | No |
1.2 | Elect Director Gary P. Kreider | Management | For | For | No |
1.3 | Elect Director Dennis B. Meyer | Management | For | For | No |
1.4 | Elect Director Wilfred T. O'Gara | Management | For | For | No |
1.5 | Elect Director Mark A. Serrianne | Management | For | For | No |
1.6 | Elect Director James P. Sferra | Management | For | For | No |
1.7 | Elect Director Dennis W. Wells | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | Withhold | For | Yes |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Luby's, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LUB | CUSIP Number: | 549282101 | | |
Record Date: | 12/14/2015 | Meeting Date: | 2/4/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jill Griffin | Management | For | For | No |
1.2 | Elect Director Christopher J. Pappas | Management | For | For | No |
1.3 | Elect Director Judith B. Craven | Management | For | For | No |
1.4 | Elect Director Frank Markantonis | Management | For | For | No |
1.5 | Elect Director Arthur Rojas Emerson | Management | For | For | No |
1.6 | Elect Director Gasper Mir, III | Management | For | For | No |
1.7 | Elect Director J.S.B. Jenkins | Management | Against | For | Yes |
1.8 | Elect Director Joe C. McKinney | Management | For | For | No |
1.9 | Elect Director Harris J. Pappas | Management | For | For | No |
1.10 | Elect Director Peter Tropoli | Management | Withhold | For | Yes |
1.11 | Elect Director Gerald W. Bodzy | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Mace Security International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MACE | CUSIP Number: | 554335208 | | |
Record Date: | 4/29/2016 | Meeting Date: | 6/7/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Denis J. Amato | Management | For | For | No |
1.2 | Elect Director Richard A. Barone | Management | For | For | No |
1.3 | Elect Director Terrance W. Gainer | Management | For | For | No |
1.4 | Elect Director Carl J. Grassi | Management | For | For | No |
1.5 | Elect Director Suzanne M. Hopgood | Management | For | For | No |
1.6 | Elect Director John J. McCann | Management | For | For | No |
1.7 | Elect Director Daniel V. Perella | Management | For | For | No |
2 | Ratify Skoda Minotti & Co. as Auditors | Management | For | For | No |
| | | | | |
Materion Corporation | | | | | |
| | | | | |
Ticker Symbol: | MTRN | CUSIP Number: | 576690101 | | |
Record Date: | 3/7/2016 | Meeting Date: | 5/4/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Vinod M. Khilnani | Management | For | For | No |
1.2 | Elect Director Darlene J. S. Solomon | Management | For | For | No |
1.3 | Elect Director Robert B. Toth | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Maxwell Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MXWL | CUSIP Number: | 577767106 | | |
Record Date: | 4/19/2016 | Meeting Date: | 6/15/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Burkhard Goeschel | Management | For | For | No |
1.2 | Elect Director David Schlotterbeck | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | For | For | No |
4 | Amend Certification of Incorporation to Declassify the Board of Directors and Provide that Directors may be Removed With or Without Cause | Management | For | For | No |
5 | Amend Omnibus Stock Plan | Management | For | For | No |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
MFRI, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MFRI | CUSIP Number: | 552721102 | | |
Record Date: | 5/6/2016 | Meeting Date: | 6/28/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David S. Barrie | Management | For | For | No |
1.2 | Elect Director Bradley E. Mautner | Management | For | For | No |
1.3 | Elect Director David B. Brown | Management | For | For | No |
1.4 | Elect Director Jerome T. Walker | Management | For | For | No |
1.5 | Elect Director Mark A. Zorko | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
MidSouth Bancorp, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MSL | CUSIP Number: | 598039105 | | |
Record Date: | 3/31/2016 | Meeting Date: | 5/25/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Leonard Q. 'Pete' Abington | Management | For | For | No |
1.2 | Elect Director Will Charbonnet, Sr. | Management | For | For | No |
1.3 | Elect Director Joseph V. Tortorice, Jr. | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Porter Keadle Moore, LLC ('PKM') as Auditors | Management | For | For | No |
| | | | | |
Monster Worldwide, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MWW | CUSIP Number: | 611742107 | | |
Record Date: | 4/8/2016 | Meeting Date: | 6/7/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For | No |
1b | Elect Director Timothy T. Yates | Management | For | For | No |
1c | Elect Director John Gaulding | Management | For | For | No |
1d | Elect Director James P. McVeigh | Management | For | For | No |
1e | Elect Director Gillian Munson | Management | For | For | No |
1f | Elect Director Jeffrey F. Rayport | Management | For | For | No |
1g | Elect Director Roberto Tunioli | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Natuzzi Spa | | | | | |
| | | | | |
Ticker Symbol: | NTZ | CUSIP Number: | 63905A101 | | |
Record Date: | 3/28/2016 | Meeting Date: | 4/27/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | Withhold | For | Yes |
2 | Receive Consolidated Financial Statements and Statutory Reports | Management | Withhold | For | Yes |
3 | Elect Internal Auditors (Bundled) | Share Holder | Withhold | For | Yes |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
| | | | | |
Northwest Pipe Company | | | | | |
| | | | | |
Ticker Symbol: | NWPX | CUSIP Number: | 667746101 | | |
Record Date: | 4/15/2016 | Meeting Date: | 6/2/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James Declusin | Management | For | For | No |
1.2 | Elect Director Harry Demorest | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
| | | | | |
Oclaro, Inc. | | | | | |
| | | | | |
Ticker Symbol: | OCLR | CUSIP Number: | 67555N206 | | |
Record Date: | 9/11/2015 | Meeting Date: | 11/10/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Marissa Peterson | Management | For | For | No |
1.2 | Elect Director Greg Dougherty | Management | For | For | No |
2 | Approve Conversion of Securities | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Amend Executive Incentive Bonus Plan | Management | Withhold | For | Yes |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
7 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Orion Marine Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ORN | CUSIP Number: | 68628V308 | | |
Record Date: | 3/30/2016 | Meeting Date: | 5/19/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Austin J. Shanfelter | Management | For | For | No |
1b | Elect Director Gene G. Stoever | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
PDI, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PDII | CUSIP Number: | 69329V100 | | |
Record Date: | 11/20/2015 | Meeting Date: | 12/22/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Sale of Company Assets | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | For | For | No |
4 | Change Company Name to Interpace Diagnostics Group, Inc. | Management | For | For | No |
5 | Advisory Vote on Golden Parachutes | Management | For | For | No |
| | | | | |
Perceptron, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PRCP | CUSIP Number: | 71361F100 | | |
Record Date: | 9/18/2015 | Meeting Date: | 11/10/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey M. Armstrong | Management | For | For | No |
1.2 | Elect Director Kenneth R. Dabrowski | Management | For | For | No |
1.3 | Elect Director Philip J. DeCocco | Management | For | For | No |
1.4 | Elect Director W. Richard Marz | Management | For | For | No |
1.5 | Elect Director C. Richard Neely, Jr. | Management | For | For | No |
1.6 | Elect Director Robert S. Oswald | Management | For | For | No |
1.7 | Elect Director Terryll R. Smith | Management | For | For | No |
2 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For | No |
3 | Amend Bylaws to Add Advance Notice Provisions for Shareholder Business and Director Nominations | Management | For | For | No |
4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
6 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Perma-Fix Environmental Services, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PESI | CUSIP Number: | 714157203 | | |
Record Date: | 7/30/2015 | Meeting Date: | 9/17/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Louis F. Centofanti | Management | For | For | No |
1.2 | Elect Director John M. Climaco | Management | For | For | No |
1.3 | Elect Director Gary Kugler | Management | For | For | No |
1.4 | Elect Director Jack Lahav | Management | For | For | No |
1.5 | Elect Director Joe R. Reeder | Management | For | For | No |
1.6 | Elect Director Larry M. Shelton | Management | For | For | No |
1.7 | Elect Director Mark A. Zwecker | Management | For | For | No |
2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
PICO Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PICO | CUSIP Number: | 693366205 | | |
Record Date: | 5/15/2015 | Meeting Date: | 7/9/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert G. Deuster | Management | For | For | No |
1.2 | Elect Director Julie H. Sullivan | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | Against | For | Yes |
4 | Change State of Incorporation from California to Delaware | Management | Against | For | Yes |
5 | Declassify the Board of Directors | Share Holder | Against | For | Yes |
6 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Planar Systems, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PLNR | CUSIP Number: | 726900103 | | |
Record Date: | 10/1/2015 | Meeting Date: | 11/12/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
QLT Inc. | | | | | |
| | | | | |
Ticker Symbol: | QLTI | CUSIP Number: | 746927102 | | |
Record Date: | 12/3/2015 | Meeting Date: | 1/8/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jason M. Aryeh | Management | For | For | No |
1.2 | Elect Director Geoffrey F. Cox | Management | For | For | No |
1.3 | Elect Director John W. Kozarich | Management | For | For | No |
1.4 | Elect Director Jeffrey A. Meckler | Management | For | For | No |
1.5 | Elect Director Stephen L. Sabba | Management | For | For | No |
1.6 | Elect Director John C. Thomas, Jr. | Management | For | For | No |
2 | Ratify Deloitte LLP as Auditors | Management | For | For | No |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For | No |
| | | | | |
QLT Inc. | | | | | |
| | | | | |
Ticker Symbol: | QLTI | CUSIP Number: | 746927102 | | |
Record Date: | 2/16/2016 | Meeting Date: | 3/18/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Share Capital Reorganization | Management | For | For | No |
| | | | | |
QLT Inc. | | | | | |
| | | | | |
Ticker Symbol: | QLTI | CUSIP Number: | 746927102 | | |
Record Date: | 5/16/2016 | Meeting Date: | 6/17/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jason M. Aryeh | Management | For | For | No |
1.2 | Elect Director Geoffrey F. Cox | Management | For | For | No |
1.3 | Elect Director John W. Kozarich | Management | For | For | No |
1.4 | Elect Director Jeffrey A. Meckler | Management | For | For | No |
1.5 | Elect Director Stephen L. Sabba | Management | For | For | No |
1.6 | Elect Director John C. Thomas, Jr. | Management | For | For | No |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Radisys Corporation | | | | | |
| | | | | |
Ticker Symbol: | RSYS | CUSIP Number: | 750459109 | | |
Record Date: | 7/28/2015 | Meeting Date: | 9/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director C. Scott Gibson | Management | For | For | No |
1.2 | Elect Director Brian Bronson | Management | For | For | No |
1.3 | Elect Director Ronald de Lange | Management | For | For | No |
1.4 | Elect Director Hubert de Pesquidoux | Management | For | For | No |
1.5 | Elect Director Michael G. Hluchyj | Management | For | For | No |
1.6 | Elect Director M. Niel Ransom | Management | For | For | No |
1.7 | Elect Director Vincent H. Tobkin | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Radisys Corporation | | | | | |
| | | | | |
Ticker Symbol: | RSYS | CUSIP Number: | 750459109 | | |
Record Date: | 4/12/2016 | Meeting Date: | 6/8/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ronald de Lange | Management | For | For | No |
1.2 | Elect Director Brian Bronson | Management | For | For | No |
1.3 | Elect Director Hubert de Pesquidoux | Management | For | For | No |
1.4 | Elect Director C. Scott Gibson | Management | For | For | No |
1.5 | Elect Director Michael G. Hluchyj | Management | For | For | No |
1.6 | Elect Director M. Niel Ransom | Management | For | For | No |
1.7 | Elect Director Vincent H. Tobkin | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
RCM Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RCMT | CUSIP Number: | 749360400 | | |
Record Date: | 10/8/2015 | Meeting Date: | 12/3/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Roger H. Ballou | Management | For | For | No |
1b | Elect Director Maier O. Fein | Management | For | For | No |
1c | Elect Director Leon Kopyt | Management | For | For | No |
1d | Elect Director Richard D. Machon | Management | For | For | No |
1e | Elect Director S. Gary Snodgrass | Management | For | For | No |
1f | Elect Director Bradley S. Vizi | Management | For | For | No |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
3 | Ratify EisnerAmper LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
RealNetworks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RNWK | CUSIP Number: | 75605L708 | | |
Record Date: | 9/11/2015 | Meeting Date: | 10/16/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Robert Glaser | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Richardson Electronics, Ltd. | | | | | |
| | | | | |
Ticker Symbol: | RELL | CUSIP Number: | 763165107 | | |
Record Date: | 8/13/2015 | Meeting Date: | 10/6/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward J. Richardson | Management | For | For | No |
1.2 | Elect Director Paul J. Plante | Management | For | For | No |
1.3 | Elect Director Jacques Belin | Management | For | For | No |
1.4 | Elect Director James Benham | Management | For | For | No |
1.5 | Elect Director Kenneth Halverson | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
RTI Surgical, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RTIX | CUSIP Number: | 74975N105 | | |
Record Date: | 4/13/2016 | Meeting Date: | 5/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter F. Gearen | Management | For | For | No |
1.2 | Elect Director Brian K. Hutchison | Management | For | For | No |
1.3 | Elect Director Thomas A. McEachin | Management | For | For | No |
1.4 | Elect Director Jonathon M. Singer | Management | For | For | No |
1.5 | Elect Director Paul G. Thomas | Management | For | For | No |
1.6 | Elect Director Nicholas J. Valeriani | Management | For | For | No |
1.7 | Elect Director Shirley A. Weis | Management | Against | Against | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | Against | Against | No |
| | | | | |
RTI Surgical, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RTIX | CUSIP Number: | 74975N105 | | |
Record Date: | 4/13/2016 | Meeting Date: | 5/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Directors Jeffrey D. Goldberg | Share Holder | Against | Against | No |
1.2 | Elect Directors Darren P. Lehrich | Share Holder | Against | Against | No |
1.3 | Elect Directors Mark D. Stolper | Share Holder | Against | Against | No |
1.4 | Elect Directors Frank R. Williams, Jr. | Share Holder | Against | For | Yes |
1.5 | Management Nominee Thomas A. McEachin | Share Holder | Against | For | Yes |
1.6 | Management Nominee Jonathon M. Singer | Share Holder | Against | None | No |
1.7 | Management Nominee Shirley A. Weis | Share Holder | Against | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
RUBICON TECHNOLOGY, INC. | | | | | |
| | | | | |
Ticker Symbol: | RBCN | CUSIP Number: | 78112T107 | | |
Record Date: | 4/26/2016 | Meeting Date: | 6/24/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Don N. Aquilano | Management | For | For | No |
1.2 | Elect Director Donald R. Caldwell | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
1.1 | Elect Director Hesham M. Gad | Share Holder | For | For | No |
1.2 | Elect Director Jack H. Jacobs | Share Holder | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Ruby Tuesday, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RT | CUSIP Number: | 781182100 | | |
Record Date: | 8/17/2015 | Meeting Date: | 10/7/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director F. Lane Cardwell, Jr. | Management | For | For | No |
1b | Elect Director Kevin T. Clayton | Management | For | For | No |
1c | Elect Director Jeffrey J. O'Neill | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | Withhold | For | Yes |
4 | Amend Omnibus Stock Plan | Management | Withhold | For | Yes |
5 | Approve Executive Incentive Bonus Plan | Management | Against | For | Yes |
| | | | | |
Sears Hometown and Outlet Stores, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SHOS | CUSIP Number: | 812362101 | | |
Record Date: | 4/5/2016 | Meeting Date: | 5/25/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director E.J. Bird | Management | For | For | No |
1.2 | Elect Director James F. Gooch | Management | Against | Against | No |
1.3 | Elect Director Josephine Linden | Management | Against | Against | No |
1.4 | Elect Director William K. Phelan | Management | Against | Against | No |
1.5 | Elect Director Will Powell | Management | Against | Against | No |
1.6 | Elect Director David Robbins | Management | Against | Against | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Silicon Graphics International Corp. | | | | | |
| | | | | |
Ticker Symbol: | SGI | CUSIP Number: | 82706L108 | | |
Record Date: | 10/16/2015 | Meeting Date: | 12/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ronald D. Verdoorn | Management | For | For | No |
1.2 | Elect Director Charles M. Boesenberg | Management | For | For | No |
1.3 | Elect Director Gary A. Griffiths | Management | Withhold | For | Yes |
1.4 | Elect Director Michael W. Hagee | Management | Withhold | For | Yes |
1.5 | Elect Director Douglas R. King | Management | Withhold | For | Yes |
1.6 | Elect Director Jorge L. Titinger | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Skullcandy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SKUL | CUSIP Number: | 83083J104 | | |
Record Date: | 3/28/2016 | Meeting Date: | 5/18/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director D. Scott Olivet | Management | Against | For | Yes |
1.2 | Elect Director Greg Warnock | Management | Against | For | Yes |
2 | Ratify Ernst & Young LLP as Auditors | Management | Against | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Spartan Motors, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SPAR | CUSIP Number: | 846819100 | | |
Record Date: | 3/28/2016 | Meeting Date: | 5/25/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ronald Harbour | Management | For | For | No |
1.2 | Elect Director Richard F. Dauch | Management | For | For | No |
1.3 | Elect Director James A. Sharman | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Stanley Furniture Company, Inc. | | | | | |
| | | | | |
Ticker Symbol: | STLY | CUSIP Number: | 854305208 | | |
Record Date: | 3/31/2016 | Meeting Date: | 5/19/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Glenn Prillaman | Management | For | For | No |
1.2 | Elect Director Justyn R. Putnam | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
State Auto Financial Corporation | | | | | |
| | | | | |
Ticker Symbol: | STFC | CUSIP Number: | 855707105 | | |
Record Date: | 3/8/2016 | Meeting Date: | 5/6/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert E. Baker | Management | One Year | One Year | No |
1.2 | Elect Director Thomas E. Markert | Management | For | For | No |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For | No |
5 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Sterling Construction Company, Inc. | | | | | |
| | | | | |
Ticker Symbol: | STRL | CUSIP Number: | 859241101 | | |
Record Date: | 3/8/2016 | Meeting Date: | 5/6/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Maarten D. Hemsley | Management | For | For | No |
1.2 | Elect Director Charles R. Patton | Management | For | For | No |
1.3 | Elect Director Richard O. Schaum | Management | For | For | No |
1.4 | Elect Director Milton L. Scott | Management | For | For | No |
1.5 | Elect Director Paul J. Varello | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Telenav, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TNAV | CUSIP Number: | 879455103 | | |
Record Date: | 9/28/2015 | Meeting Date: | 11/19/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director HP Jin | Management | For | For | No |
1.2 | Elect Director Joseph M. Zaelit | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
TransAct Technologies Incorporated | | | | | |
| | | | | |
Ticker Symbol: | TACT | CUSIP Number: | 892918103 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/12/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Graham Y. Tanaka | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Trio-Tech International | | | | | |
| | | | | |
Ticker Symbol: | TRT | CUSIP Number: | 896712205 | | |
Record Date: | 10/26/2015 | Meeting Date: | 12/7/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jason T. Adelman | Management | For | For | No |
1.2 | Elect Director Richard M. Horowitz | Management | For | For | No |
1.3 | Elect Director A. Charles Wilson | Management | For | For | No |
1.4 | Elect Director Siew Wai Yong | Management | Withhold | For | Yes |
1.5 | Elect Director Victor H. M. Ting | Management | Withhold | For | Yes |
| | | | | |
TrustCo Bank Corp NY | | | | | |
| | | | | |
Ticker Symbol: | TRST | CUSIP Number: | 898349105 | | |
Record Date: | 3/21/2016 | Meeting Date: | 5/19/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Dennis A. De Gennaro | Management | Abstain | For | Yes |
1.2 | Elect Director Brian C. Flynn | Management | Abstain | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For | No |
| | | | | |
United Insurance Holdings Corp. | | | | | |
| | | | | |
Ticker Symbol: | UIHC | CUSIP Number: | 910710102 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/5/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kern M. Davis | Management | For | For | No |
1.2 | Elect Director William H. Hood, III | Management | For | For | No |
1.3 | Elect Director Sherrill W. Hudson | Management | For | For | No |
1.4 | Elect Director Alec L. Poitevint, II | Management | For | For | No |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Universal Stainless & Alloy Products, Inc. | | | | | |
| | | | | |
Ticker Symbol: | USAP | CUSIP Number: | 913837100 | | |
Record Date: | 3/24/2016 | Meeting Date: | 5/10/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Christopher L. Ayers | Management | For | For | No |
1.2 | Elect Director Douglas M. Dunn | Management | For | For | No |
1.3 | DElect irector M. David Kornblatt | Management | For | For | No |
1.4 | Elect Director Dennis M. Oates | Management | For | For | No |
1.5 | Elect Director Udi Toledano | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Ratify Schneider Downs & Co., Inc as Auditors | Management | For | For | No |
| | | | | |
VAALCO Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | EGY | CUSIP Number: | 91851C201 | | |
Record Date: | 4/6/2016 | Meeting Date: | 6/2/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven P. Guidry | Management | For | For | No |
1.2 | Elect Director Andrew L. Fawthrop | Management | For | For | No |
1.3 | Elect Director Michael Keane | Management | Against | For | Yes |
1.4 | Elect Director A. John Knapp, Jr. | Management | For | For | No |
1.5 | Elect Director John J. Myers, Jr. | Management | For | For | No |
1.6 | Elect Director Steven J. Pully | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Vicon Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VII | CUSIP Number: | 925811101 | | |
Record Date: | 7/31/2015 | Meeting Date: | 9/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph A. Budano | Management | For | For | No |
1.2 | Elect Director Gioia Messinger | Management | For | For | No |
1.3 | Elect Director Eric S. Fullerton | Management | For | For | No |
1.4 | Elect Director Julian A. Tiedemann | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
1.1 | Elect Director Steven E. Walin | Management | For | For | No |
1.2 | Elect Director Warren J. White | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Vishay Precision Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VPG | CUSIP Number: | 92835K103 | | |
Record Date: | 4/4/2016 | Meeting Date: | 5/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Marc Zandman | Management | For | For | No |
1.2 | Elect Director Janet M. Clarke | Management | For | For | No |
1.3 | Elect Director Saul V. Reibstein | Management | For | For | No |
1.4 | Elect Director Timothy V. Talbert | Management | For | For | No |
1.5 | Elect Director Ziv Shoshani | Management | For | For | No |
1.6 | Elect Director Cary B. Wood | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
VOXX International Corporation | | | | | |
| | | | | |
Ticker Symbol: | VOXX | CUSIP Number: | 91829F104 | | |
Record Date: | 5/29/2015 | Meeting Date: | 7/23/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul C. Kreuch, Jr. | Management | For | For | No |
1.2 | Elect Director Peter A. Lesser | Management | For | For | No |
1.3 | Elect Director Denise Waund Gibson | Management | For | For | No |
1.4 | Elect Director John J. Shalam | Management | Withhold | For | Yes |
1.5 | Elect Director Patrick M. Lavelle | Management | For | For | No |
1.6 | Elect Director Charles M. Stoehr | Management | For | For | No |
1.7 | Elect Director Ari M. Shalam | Management | Against | For | Yes |
1.8 | Elect Director Fred S. Klipsch | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
ZAGG Inc | | | | | |
| | | | | |
Ticker Symbol: | ZAGG | CUSIP Number: | 98884U108 | | |
Record Date: | 4/15/2016 | Meeting Date: | 6/9/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Randall L. Hales | Management | For | For | No |
1b | Elect Director Cheryl A. Larabee | Management | For | For | No |
1c | Elect Director E. Todd Heiner | Management | For | For | No |
1d | Elect Director Daniel R. Maurer | Management | Against | For | Yes |
1e | Elect Director P. Scott Stubbs | Management | Against | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | Against | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Change State of Incorporation [from Nevada to Delaware] | Management | For | For | No |
| | | | | |
Ancora Special Opportunities Fund | | | | | |
| | | | | |
ALLY FINANCIAL INC. | | | | | |
| | | | | |
Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/3/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For | No |
1.2 | Elect Director Robert T. Blakely | Management | For | For | No |
1.3 | Elect Director Maureen A. Breakiron-Evans | Management | For | For | No |
1.4 | Elect Director Mayree C. Clark | Management | For | For | No |
1.5 | Elect Director Stephen A. Feinberg | Management | For | For | No |
1.6 | Elect Director Kim S. Fennebresque | Management | For | For | No |
1.7 | Elect Director Marjorie Magner | Management | For | For | No |
1.8 | Elect Director John J. Stack | Management | Against | For | Yes |
1.9 | Elect Director Michael F. Steib | Management | For | For | No |
1.10 | Elect Director Kenneth J. Bacon | Management | For | For | No |
1.11 | Elect Director Jeffrey J. Brown | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Alpha Pro Tech, Ltd. | | | | | |
| | | | | |
Ticker Symbol: | APT | CUSIP Number: | 020772109 | | |
Record Date: | 4/18/2016 | Meeting Date: | 6/15/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Lloyd Hoffman | Management | One Year | One Year | No |
1.2 | Elect Director Alexander W. Millar | Management | For | For | No |
1.3 | Elect Director John Ritota | Management | For | For | No |
1.4 | Elect Director Russell Manock | Management | For | For | No |
1.5 | Elect Director David B. Anderson | Management | For | For | No |
1.6 | Elect Director Danny Montgomery | Management | For | For | No |
1.7 | Elect Director David R. Garcia | Management | For | For | No |
2 | Ratify Tanner LLC as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Alpine Total Dynamic Dividend Fund | | | | | |
| | | | | |
Ticker Symbol: | AOD | CUSIP Number: | 021060207 | | |
Record Date: | 2/17/2016 | Meeting Date: | 5/17/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director James A. Jacobson | Management | For | For | No |
1b | Elect Director H. Guy Leibler | Management | For | For | No |
2 | Other Business | Management | For | For | No |
| | | | | |
Boulder Growth & Income Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BIF | CUSIP Number: | 101507101 | | |
Record Date: | 9/23/2015 | Meeting Date: | 11/5/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard I. Barr | Management | Against | Against | No |
1.2 | Elect Director Steven K. Norgaard | Management | Against | Against | No |
| | | | | |
Capstone Turbine Corporation | | | | | |
| | | | | |
Ticker Symbol: | CPST | CUSIP Number: | 14067D102 | | |
Record Date: | 7/1/2015 | Meeting Date: | 8/27/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gary D. Simon | Management | For | For | No |
1.2 | Elect Director Richard K. Atkinson | Management | For | For | No |
1.3 | Elect Director Darren R. Jamison | Management | For | For | No |
1.4 | Elect Director Noam Lotan | Management | For | For | No |
1.5 | Elect Director Gary J. Mayo | Management | For | For | No |
1.6 | Elect Director Eliot G. Protsch | Management | For | For | No |
1.7 | Elect Director Holly A. Van Deursen | Management | For | For | No |
1.8 | Elect Director Darrell J. Wilk | Management | For | For | No |
2 | Approve Reverse Stock Split | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Centrue Financial Corporation | | | | | |
| | | | | |
Ticker Symbol: | CFCB | CUSIP Number: | 15643B205 | | |
Record Date: | 3/10/2016 | Meeting Date: | 4/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David J. Butler | Management | For | For | No |
1.2 | Elect Director Kurt R. Stevenson | Management | For | For | No |
1.3 | Elect Director Scott C. Sullivan | Management | For | For | No |
| | | | | |
Citigroup Inc. | | | | | |
| | | | | |
Ticker Symbol: | C | CUSIP Number: | 172967424 | | |
Record Date: | 2/29/2016 | Meeting Date: | 4/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Michael L. Corbat | Management | For | For | No |
1b | Elect Director Ellen M. Costello | Management | For | For | No |
1c | Elect Director Duncan P. Hennes | Management | For | For | No |
1d | Elect Director Peter B. Henry | Management | For | For | No |
1e | Elect Director Franz B. Humer | Management | For | For | No |
1f | Elect Director Renee J. James | Management | For | For | No |
1g | Elect Director Eugene M. McQuade | Management | For | For | No |
1h | Elect Director Michael E. O'Neill | Management | Against | For | Yes |
1i | Elect Director Gary M. Reiner | Management | For | For | No |
1j | Elect Director Judith Rodin | Management | For | For | No |
1k | Elect Director Anthony M. Santomero | Management | For | For | No |
1l | Elect Director Joan E. Spero | Management | For | For | No |
1m | Elect Director Diana L. Taylor | Management | For | For | No |
1n | Elect Director William S. Thompson, Jr. | Management | For | For | No |
1o | Elect Director James S. Turley | Management | For | For | No |
1p | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
6 | Demonstrate No Gender Pay Gap | Share Holder | Do Not Vote | For | No |
7 | Report on Lobbying Payments and Policy | Share Holder | Do Not Vote | For | No |
8 | Appoint a Stockholder Value Committee | Share Holder | Do Not Vote | For | No |
9 | Claw-back of Payments under Restatements | Share Holder | For | For | No |
10 | Limit/Prohibit Accelerated Vesting of Awards | Share Holder | For | For | No |
| | | | | |
Cohen & Steers Infrastructure Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | UTF | CUSIP Number: | 19248A109 | | |
Record Date: | 3/1/2016 | Meeting Date: | 4/28/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph M. Harvey | Management | For | For | No |
1.2 | Elect Director Gerald J. Maginnis | Management | For | For | No |
1.3 | Elect Director Richard J. Norman | Management | For | For | No |
1.4 | Elect Director Frank K. Ross | Management | For | For | No |
| | | | | |
Firsthand Technology Value Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SVVC | CUSIP Number: | 33766Y100 | | |
Record Date: | 3/15/2016 | Meeting Date: | 5/24/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark FitzGerald | Management | For | For | No |
1.2 | Elect Director Nicholas Petredis | Management | For | For | No |
2 | Ratify Tait, Weller & Baker LLP as Auditors | Management | For | For | No |
| | | | | |
FMC Corporation | | | | | |
| | | | | |
Ticker Symbol: | FMC | CUSIP Number: | 302491303 | | |
Record Date: | 3/1/2016 | Meeting Date: | 4/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Pierre Brondeau | Management | For | For | No |
1b | Elect Director Eduardo E. Cordeiro | Management | For | For | No |
1c | Elect Director G. Peter D'Aloia | Management | For | For | No |
1d | Elect Director C. Scott Greer | Management | For | For | No |
1e | Elect Director K'Lynne Johnson | Management | For | For | No |
1f | Elect Director Dirk A. Kempthorne | Management | For | For | No |
1g | Elect Director Paul J. Norris | Management | For | For | No |
1h | Elect Director Robert C. Pallash | Management | For | For | No |
1i | Elect Director William H. Powell | Management | For | For | No |
1j | Elect Director Vincent R. Volpe, Jr. | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | One Year | One Year | No |
4 | Adopt a Payout Policy Giving Preference to Share Buybacks Over Dividends | Share Holder | For | For | No |
| | | | | |
General Electric Company | | | | | |
| | | | | |
Ticker Symbol: | GE | CUSIP Number: | 369604103 | | |
Record Date: | 2/29/2016 | Meeting Date: | 4/27/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
A1 | Elect Director Sebastien M. Bazin | Management | For | For | No |
A2 | Elect Director W. Geoffrey Beattie | Management | For | For | No |
A3 | Elect Director John J. Brennan | Management | For | For | No |
A4 | Elect Director Francisco D' Souza | Management | For | For | No |
A5 | Elect Director Marijn E. Dekkers | Management | For | For | No |
A6 | Elect Director Peter B. Henry | Management | For | For | No |
A7 | Elect Director Susan J. Hockfield | Management | For | For | No |
A8 | Elect Director Jeffrey R. Immelt | Management | For | For | No |
A9 | Elect Director Andrea Jung | Management | For | For | No |
A10 | Elect Director Robert W. Lane | Management | For | For | No |
A11 | Elect Director Rochelle B. Lazarus | Management | For | For | No |
A12 | Elect Director Lowell C. McAdam | Management | For | For | No |
A13 | Elect Director James J. Mulva | Management | For | For | No |
A14 | Elect Director James E. Rohr | Management | For | For | No |
A15 | Elect Director Mary L. Schapiro | Management | For | For | No |
A16 | Elect Director James S. Tisch | Management | For | For | No |
B1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
B2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
C1 | Report on Lobbying Payments and Policy | Share Holder | Against | For | Yes |
C2 | Require Independent Board Chairman | Share Holder | For | For | No |
C3 | Adopt Holy Land Principles | Share Holder | For | For | No |
C4 | Restore or Provide for Cumulative Voting | Share Holder | For | For | No |
C5 | Performance-Based and/or Time-Based Equity Awards | Share Holder | For | For | No |
C6 | Report on Guidelines for Country Selection | Share Holder | For | For | No |
| | | | | |
Genworth Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GNW | CUSIP Number: | 37247D106 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/12/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director William H. Bolinder | Management | For | For | No |
1b | Elect Director G. Kent Conrad | Management | For | For | No |
1c | Elect Director Melina E. Higgins | Management | For | For | No |
1d | Elect Director Thomas J. McInerney | Management | For | For | No |
1e | Elect Director David M. Moffett | Management | For | For | No |
1f | Elect Director Thomas E. Moloney | Management | For | For | No |
1g | Elect Director John R. Nichols | Management | For | For | No |
1h | Elect Director James A. Parke | Management | For | For | No |
1i | Elect Director James S. Riepe | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Huntsman Corporation | | | | | |
| | | | | |
Ticker Symbol: | HUN | CUSIP Number: | 447011107 | | |
Record Date: | 3/11/2016 | Meeting Date: | 5/5/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Nolan D. Archibald | Management | For | For | No |
1.2 | Elect Director M. Anthony Burns | Management | For | For | No |
1.3 | Elect Director Peter R. Huntsman | Management | For | For | No |
1.4 | Elect Director Robert J. Margetts | Management | For | For | No |
1.5 | Elect Director Wayne A. Reaud | Management | For | For | No |
1.6 | Elect Director Alvin V. Shoemaker | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Provide Right to Call Special Meeting | Management | For | For | No |
6 | Shareholders May Call Special Meeting | Share Holder | For | For | No |
7 | Require a Majority Vote for the Election of Directors | Share Holder | Withhold | For | Yes |
| | | | | |
Independent Bank Corporation | | | | | |
| | | | | |
Ticker Symbol: | IBCP | CUSIP Number: | 453838609 | | |
Record Date: | 2/26/2016 | Meeting Date: | 4/26/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William J. Boer | Management | For | For | No |
1.2 | Elect Director Joan A. Budden | Management | For | For | No |
1.3 | Elect Director Charles C. Van Loan | Management | For | For | No |
2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Iteris, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | |
Record Date: | 7/28/2015 | Meeting Date: | 9/24/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard Char | Management | For | For | No |
1.2 | Elect Director Kevin C. Daly | Management | For | For | No |
1.3 | Elect Director Gregory A. Miner | Management | For | For | No |
1.4 | Elect Director Gerard M. Mooney | Management | For | For | No |
1.5 | Elect Director Thomas L. Thomas | Management | For | For | No |
1.6 | Elect Director Mikel H. Williams | Management | For | For | No |
2 | Ratify McGladrey LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Lakeland Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LAKE | CUSIP Number: | 511795106 | | |
Record Date: | 5/12/2015 | Meeting Date: | 7/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Stephen M. Bachelder | Management | For | For | No |
2 | Approve Restricted Stock Plan | Management | For | For | No |
3 | Ratify WeiserMazars LLP as Auditors | Management | For | For | No |
| | | | | |
Lakeland Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LAKE | CUSIP Number: | 511795106 | | |
Record Date: | 4/21/2016 | Meeting Date: | 6/15/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James M. Jenkins | Management | For | For | No |
1.2 | Elect Director Thomas J. McAteer | Management | For | For | No |
2 | Ratify WeiserMazars LLP as Auditors | Management | For | For | No |
| | | | | |
Lincoln National Corporation | | | | | |
| | | | | |
Ticker Symbol: | LNC | CUSIP Number: | 534187109 | | |
Record Date: | 3/21/2016 | Meeting Date: | 5/27/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William H. Cunningham | Management | For | For | No |
1.2 | Elect Director George W. Henderson, III | Management | For | For | No |
1.3 | Elect Director Eric G. Johnson | Management | For | For | No |
1.4 | Elect Director M. Leanne Lachman | Management | For | For | No |
1.5 | Elect Director William Porter Payne | Management | For | For | No |
1.6 | Elect Director Patrick S. Pittard | Management | For | For | No |
1.7 | Elect Director Isaiah Tidwell | Management | Against | For | Yes |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Reduce Supermajority Vote Requirement | Share Holder | For | For | No |
| | | | | |
Mace Security International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MACE | CUSIP Number: | 554335208 | | |
Record Date: | 4/29/2016 | Meeting Date: | 6/7/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Denis J. Amato | Management | For | For | No |
1.2 | Elect Director Richard A. Barone | Management | For | For | No |
1.3 | Elect Director Terrance W. Gainer | Management | For | For | No |
1.4 | Elect Director Carl J. Grassi | Management | For | For | No |
1.5 | Elect Director Suzanne M. Hopgood | Management | For | For | No |
1.6 | Elect Director John J. McCann | Management | For | For | No |
1.7 | Elect Director Daniel V. Perella | Management | For | For | No |
2 | Ratify Skoda Minotti & Co. as Auditors | Management | For | For | No |
| | | | | |
Madison Covered Call & Equity Strategy Fund | | | | | |
| | | | | |
Ticker Symbol: | MCN | CUSIP Number: | 557437100 | | |
Record Date: | 6/5/2015 | Meeting Date: | 7/31/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James R. Imhoff, Jr. | Management | For | For | No |
1.2 | Elect Director Steven P. Riege | Management | For | For | No |
| | | | | |
Madison Strategic Sector Premium Fund | | | | | |
| | | | | |
Ticker Symbol: | MSP | CUSIP Number: | 558268108 | | |
Record Date: | 6/5/2015 | Meeting Date: | 7/31/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Philip E. Blake | Management | For | For | No |
| | | | | |
MFS Intermediate Income Trust | | | | | |
| | | | | |
Ticker Symbol: | MIN | CUSIP Number: | 55273C107 | | |
Record Date: | 7/31/2015 | Meeting Date: | 10/1/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a.1 | Elect Director Robert E. Butler | Management | For | For | No |
1a.2 | Elect Director David H. Gunning | Management | For | For | No |
1a.3 | Elect Director Robin A. Stelmach | Management | For | For | No |
| | | | | |
Mylan NV | | | | | |
| | | | | |
Ticker Symbol: | MYL | CUSIP Number: | N59465109 | | |
Record Date: | 12/10/2015 | Meeting Date: | 1/7/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Proposed Resolution to Redeem All Issued Preferred Shares | Management | For | For | No |
| | | | | |
Neuberger Berman Real Estate Securities Income Fund Inc. | | | | |
| | | | | |
Ticker Symbol: | NRO | CUSIP Number: | 64190A103 | | |
Record Date: | 7/24/2015 | Meeting Date: | 8/24/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert Conti | Management | For | For | No |
1.2 | Elect Director Michael M. Knetter | Management | For | For | No |
1.3 | Elect Director Peter P. Trapp | Management | For | For | No |
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Nevada Gold & Casinos, Inc. | | | | | |
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Ticker Symbol: | UWN | CUSIP Number: | 64126Q206 | | |
Record Date: | 8/21/2015 | Meeting Date: | 10/12/2015 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Francis M. Ricci | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
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NXP Semiconductors NV | | | | | |
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Ticker Symbol: | NXPI | CUSIP Number: | N6596X109 | | |
Record Date: | 5/5/2016 | Meeting Date: | 6/2/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Open Meeting | Management | For | For | No |
2a | Discussion of the implementation of the remuneration policy | Management | For | For | No |
2b | Discussion on Company's Reserves and Dividend Policy | Management | For | For | No |
2c | Adopt Financial Statements and Statutory Reports | Management | For | For | No |
2d | Approve Discharge of Board Members | Management | For | For | No |
3a | Reelect Richard L. Clemmer as Executive Director | Management | For | For | No |
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For | No |
3c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For | No |
3d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For | No |
3e | Reelect Marion Helmes as Non-Executive Director | Management | For | For | No |
3f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For | No |
3g | Reelect I. Loring as Non-Executive Director | Management | For | For | No |
3h | Reelect Eric Meurice as Non-Executive Director | Management | For | For | No |
3i | Reelect Peter Smitham as Non-Executive Director | Management | For | For | No |
3j | Reelect Julie Southern as Non-Executive Director | Management | For | For | No |
3k | Reelect Gregory Summe as Non-Executive Director | Management | Against | For | Yes |
3l | Reelect Rick Tsai as Director | Management | For | For | No |
4 | Approve Remuneration of Audit, Nominating and Compensation Committee | Management | For | For | No |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For | No |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Against | Yes |
5b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 5a | Management | For | For | No |
6 | Authorize Repurchase of Shares | Management | For | For | No |
7 | Approve Cancellation of Ordinary Shares | Management | For | For | No |
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OMNOVA Solutions Inc. | | | | | |
| | | | | |
Ticker Symbol: | OMN | CUSIP Number: | 682129101 | | |
Record Date: | 1/19/2016 | Meeting Date: | 3/17/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David J. D'Antoni | Management | For | For | No |
1.2 | Elect Director Steven W. Percy | Management | For | For | No |
1.3 | Elect Director Allan R. Rothwell | Management | Against | For | Yes |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For | No |
5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For | No |
6 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For | No |
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PowerSecure International, Inc. | | | | | |
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Ticker Symbol: | POWR | CUSIP Number: | 73936N105 | | |
Record Date: | 4/7/2016 | Meeting Date: | 5/5/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
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QUALCOMM Incorporated | | | | | |
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Ticker Symbol: | QCOM | CUSIP Number: | 747525103 | | |
Record Date: | 1/11/2016 | Meeting Date: | 3/8/2016 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Barbara T. Alexander | Management | For | For | No |
1b | Elect Director Raymond V. Dittamore | Management | Withhold | For | Yes |
1c | Elect Director Jeffrey W. Henderson | Management | Withhold | For | Yes |
1d | Elect Director Thomas W. Horton | Management | Withhold | For | Yes |
1e | Elect Director Paul E. Jacobs | Management | Withhold | For | Yes |
1f | Elect Director Harish Manwani | Management | For | For | No |
1g | Elect Director Mark D. McLaughlin | Management | For | For | No |
1h | Elect Director Steve Mollenkopf | Management | For | For | No |
1i | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For | No |
1j | Elect Director Francisco Ros | Management | For | For | No |
1k | Elect Director Jonathan J. Rubinstein | Management | For | For | No |
1l | Elect Director Anthony J. Vinciquerra | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | One Year | One Year | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Proxy Access | Share Holder | For | For | No |
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Quantum Corporation | | | | | |
| | | | | |
Ticker Symbol: | QTM | CUSIP Number: | 747906204 | | |
Record Date: | 7/8/2015 | Meeting Date: | 8/31/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Robert J. Andersen | Management | For | For | No |
1b | Elect Director Paul R. Auvil | Management | For | For | No |
1c | Elect Director Philip Black | Management | For | For | No |
1d | Elect Director Louis DiNardo | Management | For | For | No |
1e | Elect Director Dale L. Fuller | Management | For | For | No |
1f | Elect Director Jon W. Gacek | Management | For | For | No |
1g | Elect Director David A. Krall | Management | For | For | No |
1h | Elect Director Gregg J. Powers | Management | For | For | No |
1i | Elect Director David E. Roberson | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
RMR Real Estate Income Fund | | | | | |
| | | | | |
Ticker Symbol: | RIF | CUSIP Number: | 76970B101 | | |
Record Date: | 2/10/2016 | Meeting Date: | 4/14/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
2 | Elect Director Arthur G. Koumantzelis | Management | For | For | No |
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Safeguard Scientifics, Inc. | | | | | |
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Ticker Symbol: | SFE | CUSIP Number: | 786449207 | | |
Record Date: | 3/18/2016 | Meeting Date: | 5/18/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mara G. Aspinall | Management | For | For | No |
1.2 | Elect Director Julie A. Dobson | Management | Against | For | Yes |
1.3 | Elect Director Stephen Fisher | Management | For | None | No |
1.4 | Elect Director George MacKenzie | Management | For | For | No |
1.5 | Elect Director John J. Roberts | Management | For | For | No |
1.6 | Elect Director Robert J. Rosenthal | Management | For | For | No |
1.7 | Elect Director Stephen T. Zarrilli | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
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Special Opportunities Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SPE | CUSIP Number: | 84741T104 | | |
Record Date: | 10/20/2015 | Meeting Date: | 12/8/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Marc Lunder | Management | For | For | No |
1.2 | Elect Director Andrew Dakos | Management | For | For | No |
1.3 | Elect Director Gerald Hellerman | Management | For | For | No |
1.4 | Elect Director Charles C. Walden | Management | For | For | No |
1.5 | Elect Director Phillip Goldstein | Management | For | For | No |
1.6 | Elect Director Ben H. Harris | Management | For | For | No |
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SPROTT FOCUS TRUST, INC. | | | | | |
| | | | | |
Ticker Symbol: | FUND | CUSIP Number: | 85208J109 | | |
Record Date: | 8/18/2015 | Meeting Date: | 9/24/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director W. Whitney George | Management | For | For | No |
1.2 | Elect Director James R. Pierce, Jr. | Management | For | For | No |
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Star Bulk Carriers Corp. | | | | | |
| | | | | |
Ticker Symbol: | SBLK | CUSIP Number: | Y8162K139 | | |
Record Date: | 11/20/2015 | Meeting Date: | 12/21/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Reverse Stock Split | Management | For | For | No |
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StealthGas Inc. | | | | | |
| | | | | |
Ticker Symbol: | GASS | CUSIP Number: | Y81669106 | | |
Record Date: | 8/3/2015 | Meeting Date: | 9/17/2015 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Harry N. Vafias as Director | Management | For | For | No |
1.2 | Elect Markos Drakos as Director | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors | Management | Withhold | For | Yes |
| | | | | |
The Gabelli Dividend & Income Trust | | | | | |
| | | | | |
Ticker Symbol: | GDV | CUSIP Number: | 36242H104 | | |
Record Date: | 3/14/2016 | Meeting Date: | 5/9/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | For | For | No |
1.2 | Elect Director Michael J. Melarkey | Management | For | For | No |
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The Zweig Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ZF | CUSIP Number: | 989834205 | | |
Record Date: | 4/18/2016 | Meeting Date: | 6/10/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director George R. Aylward | Management | For | For | No |
1.2 | Elect Director William H. Wright, II | Management | For | For | No |
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The Zweig Total Return Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ZTR | CUSIP Number: | 989837208 | | |
Record Date: | 4/18/2016 | Meeting Date: | 6/10/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director George R. Aylward | Management | For | For | No |
1.2 | Elect Director William H. Wright, II | Management | For | For | No |
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Trinity Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TRN | CUSIP Number: | 896522109 | | |
Record Date: | 3/11/2016 | Meeting Date: | 5/2/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John L. Adams | Management | For | For | No |
1.2 | Elect Director Rhys J. Best | Management | For | For | No |
1.3 | Elect Director David W. Biegler | Management | For | For | No |
1.4 | Elect Director Antonio Carrillo | Management | For | For | No |
1.5 | Elect Director Leldon E. Echols | Management | For | For | No |
1.6 | Elect Director Ronald J. Gafford | Management | For | For | No |
1.7 | Elect Director Adrian Lajous | Management | For | For | No |
1.8 | Elect Director Charles W. Matthews | Management | For | For | No |
1.9 | Elect Director Douglas L. Rock | Management | For | For | No |
1.10 | Elect Director Dunia A. Shive | Management | For | For | No |
1.11 | Elect Director Timothy R. Wallace | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
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Yahoo! Inc. | | | | | |
| | | | | |
Ticker Symbol: | YHOO | CUSIP Number: | 984332106 | | |
Record Date: | 5/20/2016 | Meeting Date: | 6/30/2016 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Tor R. Braham | Management | For | For | No |
1.2 | Elect Director Eric K. Brandt | Management | For | For | No |
1.3 | Elect Director David Filo | Management | For | For | No |
1.4 | Elect Director Catherine J. Friedman | Management | For | For | No |
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For | No |
1.6 | Elect Director Richard S. Hill | Management | For | For | No |
1.7 | Elect Director Marissa A. Mayer | Management | For | For | No |
1.8 | Elect Director Thomas J. McInerney | Management | For | For | No |
1.9 | Elect Director Jane E. Shaw | Management | For | For | No |
1.10 | Elect Director Jeffrey C. Smith | Management | For | For | No |
1.11 | Elect Director Maynard G. Webb, Jr. | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Richard A. Barone
*Print the name and title of each signing officer under his or her signature.