UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number811-21418
Ancora Trust
(Exact name of registrant as specified in charter)
6060 Parkland Boulevard, Suite 200
Cleveland, Ohio 44124
(Address of principal executive offices)
(Zip code)
Bradley Zucker
c/o Ancora Trust
6060 Parkland Boulevard, Suite 200
Cleveland, Ohio 44124
(Name and address of agent for service)
Copies to:
Michael J. Meaney, Esq.
McDonald Hopkins Co., LPA
2100 Bank One Center
600 Superior Avenue East
Cleveland, Ohio 44114
Registrant's telephone number, including area code:216-825-4000
Date of fiscal year end:December 31
Date of reporting period: June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
The name of the issuer of the portfolio security;
(b).
The exchange ticker symbol of the portfolio security;
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
The shareholder meeting date;
(e).
A brief identification of the matter voted on;
(f).
Whether the matter was proposed by the issuer or by a security holder;
(g).
Whether the Registrant cast its vote on the matter;
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
| | | | | |
Ancora Income Fund | | | | | |
| | | | | |
BlackRock Credit Allocation Income Trust | | | | | |
| | | | | |
Ticker Symbol: | BTZ | CUSIP Number: | 092508100 | | |
Record Date: | 5/31/2018 | Meeting Date: | 7/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frank J. Fabozzi | Management | Do Not Vote | For | No |
1.2 | Elect Director Robert Fairbairn | Management | Do Not Vote | For | No |
1.3 | Elect Director Catherine A. Lynch | Management | Do Not Vote | For | No |
1.4 | Elect Director Karen P. Robards | Management | Do Not Vote | For | No |
| | | | | |
Franklin Ltd. Duration Income Trust | | | | | |
| | | | | |
Ticker Symbol: | FTF | CUSIP Number: | 35472T101 | | |
Record Date: | 6/20/2018 | Meeting Date: | 9/4/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Michael Luttig | Management | Do Not Vote | For | No |
1.2 | Elect Director Gregory E. Johnson | Management | Do Not Vote | For | No |
2a | Amend Fundamental Investment Restriction Regarding Borrowing | Management | Do Not Vote | For | No |
2b | Amend Fundamental Investment Restriction Regarding Underwriting | Management | Do Not Vote | For | No |
2c | Amend Fundamental Investment Restriction Regarding Lending | Management | Do Not Vote | For | No |
2d | Amend Fundamental Investment Restriction Regarding Investments in Real Estate | Management | Do Not Vote | For | No |
| | | | | |
2e | Amend Fundamental Investment Restriction Regarding Investments in Commodities | Management | Do Not Vote | For | No |
2f | Amend Fundamental Investment Restriction Regarding Issuing Senior Securities | Management | Do Not Vote | For | No |
2g | Amend Fundamental Investment Restriction Regarding Industry Concentration | Management | Do Not Vote | For | No |
2h | Amend Fundamental Investment Restriction Regarding Diversification Requirements | Management | Do Not Vote | For | No |
| | | | | |
MFS Intermediate Income Trust | | | | | |
| | | | | |
Ticker Symbol: | MIN | CUSIP Number: | 55273C107 | | |
Record Date: | 7/31/2018 | Meeting Date: | 10/4/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a1.1 | Elect Director John A. Caroselli | Management | Do Not Vote | For | No |
1a1.2 | Elect Director Clarence Otis, Jr. | Management | Do Not Vote | For | No |
1a1.3 | Elect Director Robin A. Stelmach | Management | Do Not Vote | For | No |
| | | | | |
Special Opportunities Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SPE | CUSIP Number: | 84741T302 | | |
Record Date: | 10/18/2018 | Meeting Date: | 12/6/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Phillip Goldstein | Management | For | For | No |
1.2 | Elect Director Marc Lunder | Management | For | For | No |
1.3 | Elect Director Andrew Dakos | Management | Withhold | For | Yes |
1.4 | Elect Director Gerald Hellerman | Management | Withhold | For | Yes |
| | | | | |
1.5 | Elect Director Charles C. Walden | Management | For | For | No |
1.6 | Elect Director Ben H. Harris | Management | For | For | No |
| | | | | |
Gabelli Equity Trust, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GAB | CUSIP Number: | 362397705 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | Do Not Vote | For | No |
1.2 | Elect Director William F. Heitmann | Management | Do Not Vote | For | No |
| | | | | |
Gabelli Utility Trust | | | | | |
| | | | | |
Ticker Symbol: | GUT | CUSIP Number: | 36240A408 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | Do Not Vote | For | No |
1.2 | Elect Director Elizabeth C. Bogan | Management | Do Not Vote | For | No |
1.3 | Elect Director Vincent D. Enright | Management | Do Not Vote | For | No |
1.4 | Elect Director Kuni Nakamura | Management | Do Not Vote | For | No |
| | | | | |
The Gabelli Dividend & Income Trust | | | | | |
| | | | | |
Ticker Symbol: | GDV | CUSIP Number: | 36242H203 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/13/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | Do Not Vote | For | No |
1.2 | Elect Director Michael J. Melarkey | Management | Do Not Vote | For | No |
1.3 | Elect Director Kuni Nakamura | Management | Do Not Vote | For | No |
1.4 | Elect Director Susan V. Watson | Management | Do Not Vote | For | No |
| | | | | |
The Gabelli Global Small & Mid Cap Value Trust | | | | | |
| | | | | |
Ticker Symbol: | GGZ | CUSIP Number: | 36249W203 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John Birch | Management | Do Not Vote | For | No |
1.2 | Elect Director Kevin V. Dreyer | Management | Do Not Vote | For | No |
1.3 | Elect Director Salvatore J. Zizza | Management | Do Not Vote | For | No |
1.4 | Elect Director Kuni Nakamura | Management | Do Not Vote | For | No |
| | | | | |
The Gabelli Global Utility & Income Trust | | | | | |
| | | | | |
Ticker Symbol: | GLU | CUSIP Number: | 36242L303 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Vincent D. Enright | Management | Do Not Vote | For | No |
1.2 | Elect Director Michael J. Melarkey | Management | Do Not Vote | For | No |
| | | | | |
| | | | | |
The GDL Fund | | | | | |
| | | | | |
Ticker Symbol: | GDL | CUSIP Number: | 361570401 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/15/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward T. Tokar | Management | Do Not Vote | For | No |
1.2 | Elect Director Salvatore J. Zizza | Management | Do Not Vote | For | No |
1.3 | Elect Director Anthony S. Colavita | Management | Do Not Vote | For | No |
2 | Terminate All Investment Advisory and Management Agreements between The GDL Fund and Gabelli Funds, LLC | Share Holder | Do Not Vote | Against | No |
| | | | | |
Eagle Point Credit Company Inc. | | | | | |
| | | | | |
Ticker Symbol: | ECC | CUSIP Number: | 269809109 | | |
Record Date: | 3/29/2019 | Meeting Date: | 5/15/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director James R. Matthews | Management | Do Not Vote | For | No |
1b | Elect Director Paul E. Tramontano | Management | Do Not Vote | For | No |
| | | | | |
Western Asset Inflation-Linked Income Fund | | | | | |
| | | | | |
Ticker Symbol: | WIA | CUSIP Number: | 95766Q106 | | |
Record Date: | 3/29/2019 | Meeting Date: | 5/10/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Michael Larson | Management | Do Not Vote | For | No |
| | | | | |
Western Asset Inflation-Linked Opportunities & Income Fund | | | | | |
| | | | | |
Ticker Symbol: | WIW | CUSIP Number: | 95766R104 | | |
Record Date: | 3/29/2019 | Meeting Date: | 5/10/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Ronald E. Toupin, Jr. | Management | Do Not Vote | For | No |
| | | | | |
Priority Income Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PRIF.PRC | CUSIP Number: | 74274W301 | | |
Record Date: | 5/1/2019 | Meeting Date: | 5/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Investment Advisory Agreement between Priority Income Fund, Inc. and Priority Senior Secured Income Management, LLC | Management | Do Not Vote | For | No |
2 | Adjourn Meeting | Management | Do Not Vote | For | No |
| | | | | |
ANCORA/THELEN SMALL-MID CAP FUND | | | | | |
| | | | | |
| | | | | |
TESSCO Technologies Incorporated | | | | | |
| | | | | |
Ticker Symbol: | TESS | CUSIP Number: | 872386107 | | |
Record Date: | 5/29/2018 | Meeting Date: | 7/18/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert B. Barnhill, Jr. | Management | For | For | No |
1.2 | Elect Director John D. Beletic | Management | For | For | No |
1.3 | Elect Director Jay G. Baitler | Management | For | For | No |
1.4 | Elect Director Paul J. Gaffney | Management | For | For | No |
1.5 | Elect Director Benn R. Konsynski | Management | For | For | No |
1.6 | Elect Director Dennis J. Shaughnessy | Management | For | For | No |
1.7 | Elect Director Murray N. Wright | Management | For | For | No |
1.8 | Elect Director Morton F. Zifferer, Jr. | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
| | | | | |
Greenhill & Co., Inc. | | | | | |
| | | | | |
Ticker Symbol: | GHL | CUSIP Number: | 395259104 | | |
Record Date: | 5/30/2018 | Meeting Date: | 7/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert F. Greenhill | Management | For | For | No |
1.2 | Elect Director Scott L. Bok | Management | For | For | No |
1.3 | Elect Director Steven F. Goldstone | Management | For | For | No |
| | | | | |
1.4 | Elect Director Stephen L. Key | Management | For | For | No |
1.5 | Elect Director John D. Liu | Management | For | For | No |
1.6 | Elect Director Karen P. Robards | Management | For | For | No |
1.7 | Elect Director Meryl D. Hartzband | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Bylaws -- Call Special Meetings | Share Holder | For | Against | Yes |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
CorVel Corporation | | | | | |
| | | | | |
Ticker Symbol: | CRVL | CUSIP Number: | 221006109 | | |
Record Date: | 6/8/2018 | Meeting Date: | 8/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director V. Gordon Clemons | Management | Withhold | For | Yes |
1.2 | Elect Director Steven J. Hamerslag | Management | Withhold | For | Yes |
1.3 | Elect Director Alan R. Hoops | Management | Withhold | For | Yes |
1.4 | Elect Director R. Judd Jessup | Management | Withhold | For | Yes |
1.5 | Elect Director Jean H. Macino | Management | Withhold | For | Yes |
1.6 | Elect Director Jeffrey J. Michael | Management | Withhold | For | Yes |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Haskell & White LLP as Auditors | Management | For | For | No |
| | | | | |
PCM, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PCMI | CUSIP Number: | 69323K100 | | |
Record Date: | 6/8/2018 | Meeting Date: | 7/23/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
| | | | | |
1.1 | Elect Director Frank F. Khulusi | Management | For | For | No |
1.2 | Elect Director Thomas A. Maloof | Management | For | For | No |
1.3 | Elect Director Ronald B. Reck | Management | For | For | No |
1.4 | Elect Director Paul C. Heeschen | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
StarTek, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SRT | CUSIP Number: | 85569C107 | | |
Record Date: | 6/15/2018 | Meeting Date: | 7/19/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Acquisition | Management | For | For | No |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | For | For | No |
4 | Approve Corporate Opportunity Charter Amendment | Management | Against | For | Yes |
5 | Advisory Vote on Golden Parachutes | Management | For | For | No |
6a | Elect Director Chad A. Carlson | Management | For | For | No |
6b | Elect Director Jack D. Plating | Management | For | For | No |
6c | Elect Director Benjamin L. Rosenzweig | Management | For | For | No |
6d | Elect Director Robert Sheft | Management | For | For | No |
6e | Elect Director Ed Zschau | Management | For | For | No |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
8 | Ratify EKS&H, LLLP as Auditors | Management | For | For | No |
9 | Adjourn Meeting | Management | For | For | No |
1 | Issue Shares in Connection with Acquisition | Management | For | For | No |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | For | For | No |
4 | Approve Corporate Opportunity Charter Amendment | Management | Against | For | Yes |
| | | | | |
5 | Advisory Vote on Golden Parachutes | Management | For | For | No |
6a | Elect Director Chad A. Carlson | Management | For | For | No |
6b | Elect Director Jack D. Plating | Management | For | For | No |
6c | Elect Director Benjamin L. Rosenzweig | Management | For | For | No |
6d | Elect Director Robert Sheft | Management | For | For | No |
6e | Elect Director Ed Zschau | Management | For | For | No |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
8 | Ratify EKS&H, LLLP as Auditors | Management | For | For | No |
9 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Barnes & Noble Education, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BNED | CUSIP Number: | 06777U101 | | |
Record Date: | 7/27/2018 | Meeting Date: | 9/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Emily C. Chiu | Management | For | For | No |
1.2 | Elect Director Daniel A. DeMatteo | Management | For | For | No |
1.3 | Elect Director David G. Golden | Management | For | For | No |
1.4 | Elect Director Michael P. Huseby | Management | For | For | No |
1.5 | Elect Director John R. Ryan | Management | For | For | No |
1.6 | Elect Director Jerry Sue Thornton | Management | For | For | No |
1.7 | Elect Director David A. Wilson | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Marchex, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | MCHX | CUSIP Number: | 56624R108 | | |
Record Date: | 8/2/2018 | Meeting Date: | 9/27/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Dennis Cline | Management | For | For | No |
1.2 | Elect Director Anne Devereux-Mills | Management | For | For | No |
1.3 | Elect Director Russell C. Horowitz | Management | For | For | No |
1.4 | Elect Director M. Wayne Wisehart | Management | For | For | No |
2 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
| | | | | |
Kearny Financial Corp. | | | | | |
| | | | | |
Ticker Symbol: | KRNY | CUSIP Number: | 48716P108 | | |
Record Date: | 8/27/2018 | Meeting Date: | 10/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John N. Hopkins | Management | For | For | No |
1.2 | Elect Director Craig L. Montanaro | Management | For | For | No |
1.3 | Elect Director Leopold W. Montanaro | Management | For | For | No |
1.4 | Elect Director Catherine A. Lawton | Management | For | For | No |
2 | Ratify Crowe LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Kimball International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | KBAL | CUSIP Number: | 494274103 | | |
Record Date: | 8/27/2018 | Meeting Date: | 10/30/2018 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Timothy J. Jahnke | Management | Withhold | For | Yes |
1.2 | Elect Director Kristine L. Juster | Management | Withhold | For | Yes |
1.3 | Elect Director Thomas J. Tischhauser | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Kimball Electronics, Inc. | | | | | |
| | | | | |
Ticker Symbol: | KE | CUSIP Number: | 49428J109 | | |
Record Date: | 9/5/2018 | Meeting Date: | 11/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Donald D. Charron | Management | Withhold | For | Yes |
1.2 | Elect Director Colleen C. Repplier | Management | Withhold | For | Yes |
1.3 | Elect Director Gregory J. Lampert | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Hill International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HIL | CUSIP Number: | 431466101 | | |
Record Date: | 10/22/2018 | Meeting Date: | 12/6/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Arnaud Ajdler | Management | For | For | No |
| | | | | |
1.2 | Elect Director Raouf S. Ghali | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify EisnerAmper LLP as Auditors | Management | For | For | No |
| | | | | |
Edgewell Personal Care Co. | | | | | |
| | | | | |
Ticker Symbol: | EPC | CUSIP Number: | 28035Q102 | | |
Record Date: | 11/23/2018 | Meeting Date: | 2/1/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director David P. Hatfield | Management | For | For | No |
1b | Elect Director Robert W. Black | Management | For | For | No |
1c | Elect Director George R. Corbin | Management | For | For | No |
1d | Elect Director Daniel J. Heinrich | Management | For | For | No |
1e | Elect Director Carla C. Hendra | Management | For | For | No |
1f | Elect Director R. David Hoover | Management | For | For | No |
1g | Elect Director John C. Hunter, III | Management | For | For | No |
1h | Elect Director James C. Johnson | Management | For | For | No |
1i | Elect Director Elizabeth Valk Long | Management | For | For | No |
1j | Elect Director Joseph D. O'Leary | Management | For | For | No |
1k | Elect Director Rakesh Sachdev | Management | Against | For | Yes |
1l | Elect Director Gary K. Waring | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Energizer Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ENR | CUSIP Number: | 29272W109 | | |
Record Date: | 11/23/2018 | Meeting Date: | 1/28/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Bill G. Armstrong | Management | For | For | No |
1B | Elect Director Alan R. Hoskins | Management | For | For | No |
1C | Elect Director Kevin J. Hunt | Management | For | For | No |
1D | Elect Director James C. Johnson | Management | For | For | No |
1E | Elect Director W. Patrick McGinnis | Management | For | For | No |
1F | Elect Director Patrick J. Moore | Management | For | For | No |
1G | Elect Director J. Patrick Mulcahy | Management | For | For | No |
1H | Elect Director Nneka L. Rimmer | Management | For | For | No |
1I | Elect Director Robert V. Vitale | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Versum Materials, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VSM | CUSIP Number: | 92532W103 | | |
Record Date: | 12/6/2018 | Meeting Date: | 1/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Seifi Ghasemi | Management | For | For | No |
1.2 | Elect Director Guillermo Novo | Management | For | For | No |
1.3 | Elect Director Jacques Croisetiere | Management | For | For | No |
1.4 | Elect Director Yi Hyon Paik | Management | For | For | No |
1.5 | Elect Director Thomas J. Riordan | Management | For | For | No |
1.6 | Elect Director Susan C. Schnabel | Management | For | For | No |
1.7 | Elect Director Alejandro D. Wolff | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
| | | | | |
Varian Medical Systems, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VAR | CUSIP Number: | 92220P105 | | |
Record Date: | 12/17/2018 | Meeting Date: | 2/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Anat Ashkenazi | Management | For | For | No |
1b | Elect Director Jeffrey R. Balser | Management | For | For | No |
1c | Elect Director Judy Bruner | Management | For | For | No |
1d | Elect Director Jean-Luc Butel | Management | For | For | No |
1e | Elect Director Regina E. Dugan | Management | For | For | No |
1f | Elect Director R. Andrew Eckert | Management | For | For | No |
1g | Elect Director Timothy E. Guertin | Management | For | For | No |
1h | Elect Director David J. Illingworth | Management | For | For | No |
1i | Elect Director Dow R. Wilson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Varex Imaging Corp. | | | | | |
| | | | | |
Ticker Symbol: | VREX | CUSIP Number: | 92214X106 | | |
Record Date: | 12/18/2018 | Meeting Date: | 2/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Jay K. Kunkel | Management | For | For | No |
1b | Elect Director Christine A. Tsingos | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Simulations Plus, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SLP | CUSIP Number: | 829214105 | | |
Record Date: | 12/31/2018 | Meeting Date: | 2/22/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Walter S. Woltosz | Management | For | For | No |
1.2 | Elect Director Thaddeus H. Grasela | Management | For | For | No |
1.3 | Elect Director John K. Paglia | Management | For | For | No |
1.4 | Elect Director David L. Ralph | Management | For | For | No |
1.5 | Elect Director Daniel Weiner | Management | For | For | No |
2 | Ratify Rose, Snyder, and Jacobs, LLP as Auditors | Management | For | For | No |
3 | Approve Increase in Size of Board | Management | For | For | No |
| | | | | |
Jack in the Box, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JACK | CUSIP Number: | 466367109 | | |
Record Date: | 1/25/2019 | Meeting Date: | 3/1/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Leonard A. Comma | Management | For | For | No |
1b | Elect Director David L. Goebel | Management | For | For | No |
1c | Elect Director Sharon P. John | Management | For | For | No |
1d | Elect Director Madeleine A. Kleiner | Management | For | For | No |
1e | Elect Director Michael W. Murphy | Management | For | For | No |
1f | Elect Director James M. Myers | Management | For | For | No |
| | | | | |
1g | Elect Director David M. Tehle | Management | For | For | No |
1h | Elect Director John T. Wyatt | Management | For | For | No |
1i | Elect Director Vivien M. Yeung | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Leidos Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LDOS | CUSIP Number: | 525327102 | | |
Record Date: | 2/25/2019 | Meeting Date: | 4/26/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gregory R. Dahlberg | Management | For | For | No |
1b | Elect Director David G. Fubini | Management | For | For | No |
1c | Elect Director Miriam E. John | Management | For | For | No |
1d | Elect Director Frank Kendall, III | Management | For | For | No |
1e | Elect Director Robert C. Kovarik, Jr. | Management | For | For | No |
1f | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For | No |
1g | Elect Director Roger A. Krone | Management | For | For | No |
1h | Elect Director Gary S. May | Management | For | For | No |
1i | Elect Director Surya N. Mohapatra | Management | For | For | No |
1j | Elect Director Lawrence C. Nussdorf | Management | For | For | No |
1k | Elect Director Robert S. Shapard | Management | For | For | No |
1l | Elect Director Susan M. Stalnecker | Management | For | For | No |
1m | Elect Director Noel B. Williams | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Adopt Simple Majority Vote | Share Holder | For | Against | Yes |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
| | | | | |
South Jersey Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SJI | CUSIP Number: | 838518108 | | |
Record Date: | 2/25/2019 | Meeting Date: | 4/26/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Sarah M. Barpoulis | Management | For | For | No |
1b | Elect Director Thomas A. Bracken | Management | For | For | No |
1c | Elect Director Keith S. Campbell | Management | For | For | No |
1d | Elect Director Victor A. Fortkiewicz | Management | For | For | No |
1e | Elect Director Sheila Hartnett-Devlin | Management | For | For | No |
1f | Elect Director Walter M. Higgins, III | Management | For | For | No |
1g | Elect Director Sunita Holzer | Management | For | For | No |
1h | Elect Director Michael J. Renna | Management | For | For | No |
1i | Elect Director Joseph M. Rigby | Management | For | For | No |
1j | Elect Director Frank L. Sims | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
TreeHouse Foods, Inc. | | | | | |
| | | | | |
Ticker Symbol: | THS | CUSIP Number: | 89469A104 | | |
Record Date: | 2/25/2019 | Meeting Date: | 4/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Linda K. Massman | Management | For | For | No |
1.2 | Elect Director Gary D. Smith | Management | For | For | No |
1.3 | Elect Director Jason J. Tyler | Management | For | For | No |
| | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
JBG SMITH Properties | | | | | |
| | | | | |
Ticker Symbol: | JBGS | CUSIP Number: | 46590V100 | | |
Record Date: | 2/26/2019 | Meeting Date: | 5/2/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Alan S. Forman | Management | For | For | No |
1.2 | Elect Director Michael J. Glosserman | Management | For | For | No |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For | No |
1.4 | Elect Director Carol A. Melton | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Welbilt, Inc. | | | | | |
| | | | | |
Ticker Symbol: | WBT | CUSIP Number: | 949090104 | | |
Record Date: | 2/28/2019 | Meeting Date: | 4/26/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Cynthia M. Egnotovich | Management | For | For | No |
1b | Elect Director Dino J. Bianco | Management | For | For | No |
1c | Elect Director Joan K. Chow | Management | For | For | No |
1d | Elect Director Thomas D. Davis | Management | For | For | No |
1e | Elect Director Janice L. Fields | Management | For | For | No |
1f | Elect Director Brian R. Gamache | Management | For | For | No |
| | | | | |
1g | Elect Director Andrew Langham | Management | For | For | No |
1h | Elect Director William C. Johnson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | No |
| | | | | |
Utah Medical Products, Inc. | | | | | |
| | | | | |
Ticker Symbol: | UTMD | CUSIP Number: | 917488108 | | |
Record Date: | 3/1/2019 | Meeting Date: | 5/3/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Barbara A. Payne | Management | Withhold | For | Yes |
2 | Ratify Haynie & Company as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Pentair plc | | | | | |
| | | | | |
Ticker Symbol: | PNR | CUSIP Number: | G7S00T104 | | |
Record Date: | 3/4/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Glynis A. Bryan | Management | For | For | No |
1b | Elect Director Jacques Esculier | Management | For | For | No |
1c | Elect Director T. Michael Glenn | Management | For | For | No |
1d | Elect Director Theodore L. Harris | Management | For | For | No |
1e | Elect Director David A. Jones | Management | For | For | No |
1f | Elect Director Michael T. Speetzen | Management | For | For | No |
1g | Elect Director John L. Stauch | Management | For | For | No |
| | | | | |
1h | Elect Director Billie I. Williamson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
4 | Authorize Issue of Equity | Management | For | For | No |
5 | Authorize Board to Opt-Out of Statutory Pre-Emptions Rights | Management | For | For | No |
6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For | No |
| | | | | |
Park Hotels & Resorts, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PK | CUSIP Number: | 700517105 | | |
Record Date: | 3/5/2019 | Meeting Date: | 4/26/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Thomas J. Baltimore, Jr. | Management | For | For | No |
1B | Elect Director Gordon M. Bethune | Management | For | For | No |
1C | Elect Director Patricia M. Bedient | Management | For | For | No |
1D | Elect Director Geoffrey M. Garrett | Management | For | For | No |
1E | Elect Director Christie B. Kelly | Management | For | For | No |
1F | Elect Director Joseph I. Lieberman | Management | For | For | No |
1G | Elect Director Timothy J. Naughton | Management | For | For | No |
1H | Elect Director Stephen I. Sadove | Management | For | For | No |
2A | Reduce Supermajority Vote Requirement | Management | For | For | No |
2B | Amend Stock Ownership Limitations | Management | For | For | No |
2C | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For | No |
2D | Opt Out of Section 203 of the DGCL | Management | For | For | No |
2E | Amend Charter | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
| | | | | |
| | | | | |
GCP Applied Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GCP | CUSIP Number: | 36164Y101 | | |
Record Date: | 3/6/2019 | Meeting Date: | 5/2/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Phillip J. Mason | Management | For | For | No |
1.2 | Elect Director Elizabeth Mora | Management | For | For | No |
1.3 | Elect Director Clay H. Kiefaber | Management | For | For | No |
1.4 | Elect Director Ronald C. Cambre | Management | For | For | No |
1.5 | Elect Director Gerald G. Colella | Management | For | For | No |
1.6 | Elect Director James F. Kirsch | Management | For | For | No |
1.7 | Elect Director Marran H. Ogilvie | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Arch Coal, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ARCH | CUSIP Number: | 039380407 | | |
Record Date: | 3/7/2019 | Meeting Date: | 5/2/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Patrick J. Bartels, Jr. | Management | For | For | No |
1.2 | Elect Director James N. Chapman | Management | For | For | No |
1.3 | Elect Director John W. Eaves | Management | For | For | No |
1.4 | Elect Director Sherman K. Edmiston, III | Management | For | For | No |
1.5 | Elect Director Robert B. Hamill | Management | For | For | No |
1.6 | Elect Director Holly Keller Koeppel | Management | For | For | No |
| | | | | |
1.7 | Elect Director Patrick A. Kriegshauser | Management | For | For | No |
1.8 | Elect Director Richard A. Navarre | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
| | | | | |
ServiceMaster Global Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SERV | CUSIP Number: | 81761R109 | | |
Record Date: | 3/7/2019 | Meeting Date: | 4/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Laurie Ann Goldman | Management | For | For | No |
1B | Elect Director Steven B. Hochhauser | Management | For | For | No |
1C | Elect Director Nikhil M. Varty | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
CyrusOne, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CONE | CUSIP Number: | 23283R100 | | |
Record Date: | 3/8/2019 | Meeting Date: | 4/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David H. Ferdman | Management | For | For | No |
1.2 | Elect Director John W. Gamble, Jr. | Management | For | For | No |
1.3 | Elect Director Michael A. Klayko | Management | For | For | No |
1.4 | Elect Director T. Tod Nielsen | Management | For | For | No |
1.5 | Elect Director Alex Shumate | Management | For | For | No |
| | | | | |
1.6 | Elect Director William E. Sullivan | Management | For | For | No |
1.7 | Elect Director Lynn A. Wentworth | Management | For | For | No |
1.8 | Elect Director Gary J. Wojtaszek | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Fortune Brands Home & Security, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FBHS | CUSIP Number: | 34964C106 | | |
Record Date: | 3/8/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Irial Finan | Management | For | For | No |
1b | Elect Director Susan S. Kilsby | Management | For | For | No |
1c | Elect Director Christopher J. Klein | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
GCI Liberty, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GLIBA | CUSIP Number: | 36164V305 | | |
Record Date: | 3/9/2018 | Meeting Date: | 5/7/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
| | | | | |
| | | | | |
Arcosa, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ACA | CUSIP Number: | 039653100 | | |
Record Date: | 3/11/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Ronald J. Gafford | Management | For | For | No |
1B | Elect Director Douglas L. Rock | Management | For | For | No |
1C | Elect Director Melanie M. Trent | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
| | | | | |
BioTelemetry, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BEAT | CUSIP Number: | 090672106 | | |
Record Date: | 3/11/2019 | Meeting Date: | 5/2/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Tiffany Olson | Management | For | For | No |
1.2 | Elect Director Stephan Rietiker | Management | For | For | No |
1.3 | Elect Director Rebecca W. Rimel | Management | For | For | No |
1.4 | Elect Director Robert J. Rubin | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
CONSOL Energy, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | CEIX | CUSIP Number: | 20854L108 | | |
Record Date: | 3/11/2019 | Meeting Date: | 5/8/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph P. Platt | Management | Withhold | For | Yes |
1.2 | Elect Director Edwin S. Roberson | Management | Withhold | For | Yes |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Cott Corp. (Canada) | | | | | |
| | | | | |
Ticker Symbol: | BCB | CUSIP Number: | 22163N106 | | |
Record Date: | 3/11/2019 | Meeting Date: | 4/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Britta Bomhard | Management | For | For | No |
1.2 | Elect Director Jerry Fowden | Management | For | For | No |
1.3 | Elect Director Stephen H. Halperin | Management | For | For | No |
1.4 | Elect Director Thomas Harrington | Management | For | For | No |
1.5 | Elect Director Betty Jane "BJ" Hess | Management | For | For | No |
1.6 | Elect Director Gregory Monahan | Management | For | For | No |
1.7 | Elect Director Mario Pilozzi | Management | For | For | No |
1.8 | Elect Director Eric Rosenfeld | Management | Withhold | For | Yes |
1.9 | Elect Director Graham Savage | Management | For | For | No |
1.10 | Elect Director Steven Stanbrook | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
| | | | | |
Hamilton Beach Brands Holding Co. | | | | | |
| | | | | |
Ticker Symbol: | HBB | CUSIP Number: | 40701T104 | | |
Record Date: | 3/11/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark R. Belgya | Management | Withhold | For | Yes |
1.2 | Elect Director J.C. Butler, Jr. | Management | Withhold | For | Yes |
1.3 | Elect Director Paul D. Furlow | Management | For | For | No |
1.4 | Elect Director John P. Jumper | Management | Withhold | For | Yes |
1.5 | Elect Director Dennis W. LaBarre | Management | Withhold | For | Yes |
1.6 | Elect Director Michael S. Miller | Management | Withhold | For | Yes |
1.7 | Elect Director Alfred M. Rankin, Jr. | Management | Withhold | For | Yes |
1.8 | Elect Director Roger F. Rankin | Management | Withhold | For | Yes |
1.9 | Elect Director Thomas T. Rankin | Management | Withhold | For | Yes |
1.10 | Elect Director James A. Ratner | Management | Withhold | For | Yes |
1.11 | Elect Director Gregory H. Trepp | Management | Withhold | For | Yes |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
| | | | | |
Lands' End, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LE | CUSIP Number: | 51509F105 | | |
Record Date: | 3/11/2019 | Meeting Date: | 5/9/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert Galvin | Management | For | For | No |
1.2 | Elect Director Jerome S. Griffith | Management | For | For | No |
| | | | | |
1.3 | Elect Director Elizabeth Leykum | Management | For | For | No |
1.4 | Elect Director Josephine Linden | Management | For | For | No |
1.5 | Elect Director John T. McClain | Management | For | For | No |
1.6 | Elect Director Maureen Mullen | Management | For | For | No |
1.7 | Elect Director Jignesh Patel | Management | For | For | No |
1.8 | Elect Director Jonah Staw | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
Ally Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | |
Record Date: | 3/12/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For | No |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For | No |
1.3 | Elect Director Katryn "Trynka" Shineman Blake | Management | For | For | No |
1.4 | Elect Director Maureen A. Breakiron-Evans | Management | For | For | No |
1.5 | Elect Director William H. Cary | Management | For | For | No |
1.6 | Elect Director Mayree C. Clark | Management | For | For | No |
1.7 | Elect Director Kim S. Fennebresque | Management | For | For | No |
1.8 | Elect Director Marjorie Magner | Management | For | For | No |
1.9 | Elect Director Brian H. Sharples | Management | For | For | No |
1.10 | Elect Director John J. Stack | Management | For | For | No |
1.11 | Elect Director Michael F. Steib | Management | For | For | No |
1.12 | Elect Director Jeffrey J. Brown | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
StarTek, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SRT | CUSIP Number: | 85569C107 | | |
Record Date: | 3/12/2019 | Meeting Date: | 5/8/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Aparup Sengupta | Management | Against | For | Yes |
1b | Elect Director Sanjay Chakrabarty | Management | Against | For | Yes |
1c | Elect Director Mukesh Sharda | Management | Against | For | Yes |
1d | Elect Director Bharat Rao | Management | Against | For | Yes |
1e | Elect Director Lance Rosenzweig | Management | Against | For | Yes |
1f | Elect Director Albert Aboody | Management | For | For | No |
1g | Elect Director Julie Schoenfeld | Management | For | For | No |
1h | Elect Director Jerry Schafer | Management | For | For | No |
2 | Ratify BDO India LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
| | | | | |
SunCoke Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SXC | CUSIP Number: | 86722A103 | | |
Record Date: | 3/13/2019 | Meeting Date: | 5/9/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Robert A. Peiser | Management | For | For | No |
1b | Elect Director John W. Rowe | Management | For | For | No |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditor | Management | For | For | No |
| | | | | |
SPX Corp. | | | | | |
| | | | | |
Ticker Symbol: | SPXC | CUSIP Number: | 784635104 | | |
Record Date: | 3/14/2019 | Meeting Date: | 5/9/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Eugene J. Lowe, III | Management | For | For | No |
1.2 | Elect Director Patrick J. O'Leary | Management | For | For | No |
1.3 | Elect Director David A. Roberts | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
Greenhill & Co., Inc. | | | | | |
| | | | | |
Ticker Symbol: | GHL | CUSIP Number: | 395259104 | | |
Record Date: | 3/15/2019 | Meeting Date: | 4/24/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert F. Greenhill | Management | For | For | No |
1.2 | Elect Director Scott L. Bok | Management | For | For | No |
1.3 | Elect Director Steven F. Goldstone | Management | For | For | No |
1.4 | Elect Director Meryl D. Hartzband | Management | For | For | No |
1.5 | Elect Director Stephen L. Key | Management | For | For | No |
1.6 | Elect Director John D. Liu | Management | For | For | No |
1.7 | Elect Director Karen P. Robards | Management | For | For | No |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Require a Majority Vote for the Election of Directors | Share Holder | For | None | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
5 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Houston Wire & Cable Company | | | | | |
| | | | | |
Ticker Symbol: | HWCC | CUSIP Number: | 44244K109 | | |
Record Date: | 3/15/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James L. Pokluda, III | Management | For | For | No |
1.2 | Elect Director Roy W. Haley | Management | For | For | No |
1.3 | Elect Director Margaret S. Laird | Management | For | For | No |
1.4 | Elect Director Robert L. Reymond | Management | For | For | No |
1.5 | Elect Director Sandford W. Rothe | Management | For | For | No |
1.6 | Elect Director William H. Sheffield | Management | For | For | No |
1.7 | Elect Director G. Gary Yetman | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Masco Corporation | | | | | |
| | | | | |
Ticker Symbol: | MAS | CUSIP Number: | 574599106 | | |
Record Date: | 3/15/2019 | Meeting Date: | 5/10/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Marie A. Ffolkes | Management | For | For | No |
| | | | | |
1b | Elect Director Donald R. Parfet | Management | For | For | No |
1c | Elect Director Lisa A. Payne | Management | For | For | No |
1d | Elect Director Reginald M. Turner | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
nVent Electric Plc | | | | | |
| | | | | |
Ticker Symbol: | NVT | CUSIP Number: | G6700G107 | | |
Record Date: | 3/15/2019 | Meeting Date: | 5/10/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Brian M. Baldwin | Management | For | For | No |
1b | Elect Director Jerry W. Burris | Management | For | For | No |
1c | Elect Director Susan M. Cameron | Management | For | For | No |
1d | Elect Director Michael L. Ducker | Management | For | For | No |
1e | Elect Director David H.Y. Ho | Management | For | For | No |
1f | Elect Director Randall J. Hogan | Management | For | For | No |
1g | Elect Director Ronald L. Merriman | Management | For | For | No |
1h | Elect Director William T. Monahan | Management | For | For | No |
1i | Elect Director Herbert K. Parker | Management | For | For | No |
1j | Elect Director Beth A. Wozniak | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
| | | | | |
PotlatchDeltic Corporation | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | PCH | CUSIP Number: | 737630103 | | |
Record Date: | 3/15/2019 | Meeting Date: | 5/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Michael J. Covey | Management | For | For | No |
1b | Elect Director Charles P. Grenier | Management | For | For | No |
1c | Elect Director Gregory L. Quesnel | Management | For | For | No |
1d | Elect Director R. Hunter Pierson, Jr. | Management | For | For | No |
2 | Ratify KPMG LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Restricted Stock Plan | Management | For | For | No |
| | | | | |
Dine Brands Global, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DIN | CUSIP Number: | 254423106 | | |
Record Date: | 3/18/2019 | Meeting Date: | 5/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Declassify the Board of Directors | Management | For | For | No |
2.1 | Elect Director Howard M. Berk | Management | For | For | No |
2.2 | Elect Director Daniel J. Brestle | Management | For | For | No |
2.3 | Elect Director Caroline W. Nahas | Management | For | For | No |
2.4 | Elect Director Gilbert T. Ray | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
5 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Avaya Holdings Corp. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | AVYA | CUSIP Number: | 05351X101 | | |
Record Date: | 3/20/2019 | Meeting Date: | 5/15/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William D. Watkins | Management | For | For | No |
1.2 | Elect Director James M. Chirico, Jr. | Management | For | For | No |
1.3 | Elect Director Stephan Scholl | Management | For | For | No |
1.4 | Elect Director Susan L. Spradley | Management | For | For | No |
1.5 | Elect Director Stanley J. Sutula, III | Management | For | For | No |
1.6 | Elect Director Scott D. Vogel | Management | For | For | No |
1.7 | Elect Director Jacqueline E. Yeaney | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Midstates Petroleum Company, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MPO | CUSIP Number: | 59804T407 | | |
Record Date: | 4/30/2018 | Meeting Date: | 6/1/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David J. Sambrooks | Management | For | For | No |
1.2 | Elect Director Alan J. Carr | Management | Withhold | For | Yes |
1.3 | Elect Director Frederic F. Brace | Management | For | For | No |
1.4 | Elect Director Patrice D. Douglas | Management | For | For | No |
1.5 | Elect Director Neal P. Goldman | Management | For | For | No |
1.6 | Elect Director Michael S. Reddin | Management | For | For | No |
| | | | | |
1.7 | Elect Director Todd R. Snyder | Management | For | For | No |
1.8 | Elect Director Bruce H. Vincent | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
BWX Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BWXT | CUSIP Number: | 05605H100 | | |
Record Date: | 3/20/2019 | Meeting Date: | 5/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director John A. Fees | Management | For | For | No |
1b | Elect Director Robb A. LeMasters | Management | For | For | No |
2 | Declassify the Board of Directors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Independence Realty Trust, Inc. | | | | | |
| | | | | |
Ticker Symbol: | IRT | CUSIP Number: | 45378A106 | | |
Record Date: | 3/20/2019 | Meeting Date: | 5/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott F. Schaeffer | Management | For | For | No |
1.2 | Elect Director William C. Dunkelberg | Management | Against | For | Yes |
1.3 | Elect Director Richard D. Gebert | Management | For | For | No |
1.4 | Elect Director Melinda H. McClure | Management | Against | For | Yes |
1.5 | Elect Director Mack D. Pridgen, III | Management | For | For | No |
| | | | | |
1.6 | Elect Director Richard H. Ross | Management | For | For | No |
1.7 | Elect Director DeForest B. Soaries, Jr. | Management | Against | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Hanger, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HNGR | CUSIP Number: | 41043F208 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/17/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Vinit K. Asar | Management | For | For | No |
1.2 | Elect Director Asif Ahmad | Management | For | For | No |
1.3 | Elect Director Christopher B. Begley | Management | For | For | No |
1.4 | Elect Director John T. Fox | Management | For | For | No |
1.5 | Elect Director Thomas C. Freyman | Management | For | For | No |
1.6 | Elect Director Stephen E. Hare | Management | Withhold | For | Yes |
1.7 | Elect Director Cynthia L. Lucchese | Management | Withhold | For | Yes |
1.8 | Elect Director Richard R. Pettingill | Management | For | For | No |
1.9 | Elect Director Kathryn M. Sullivan | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Luxfer Holdings PLC | | | | | |
| | | | | |
Ticker Symbol: | LXFR | CUSIP Number: | G5698W116 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/15/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Alok Maskara | Management | For | For | No |
2 | Elect Director David Landless | Management | For | For | No |
3 | Elect Director Clive Snowdon | Management | For | For | No |
4 | Elect Director Richard Hipple | Management | For | For | No |
5 | Elect Director Allisha Elliott | Management | For | For | No |
6 | Approve Remuneration Report | Management | For | For | No |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
9 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | No |
10 | Authorize Audit Committee to Fix Remuneration of Auditors | Management | For | For | No |
11 | Amend Employee Savings-Related Share Purchase Plan | Management | For | For | No |
12 | Amend Articles of Association | Management | For | For | No |
| | | | | |
Rayonier Advanced Materials Inc. | | | | | |
| | | | | |
Ticker Symbol: | RYAM | CUSIP Number: | 75508B104 | | |
Record Date: | 3/22/2019 | Meeting Date: | 5/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director C. David Brown, II | Management | For | For | No |
1B | Elect Director Thomas I. Morgan | Management | For | For | No |
1C | Elect Director Lisa M. Palumbo | Management | For | For | No |
2 | Declassify the Board of Directors | Management | For | For | No |
3 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
5 | Ratify Grant Thornton LLP as Auditor | Management | For | For | No |
| | | | | |
| | | | | |
Tribune Publishing Company | | | | | |
| | | | | |
Ticker Symbol: | TPCO | CUSIP Number: | 89609W107 | | |
Record Date: | 3/22/2019 | Meeting Date: | 5/15/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Carol Crenshaw | Management | For | For | No |
1.2 | Elect Director David Dreier | Management | For | For | No |
1.3 | Elect Director Philip G. Franklin | Management | For | For | No |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | For | No |
1.5 | Elect Director Timothy P. Knight | Management | For | For | No |
1.6 | Elect Director Richard A. Reck | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Wyndham Destinations, Inc. | | | | | |
| | | | | |
Ticker Symbol: | WYND | CUSIP Number: | 98310W108 | | |
Record Date: | 3/22/2019 | Meeting Date: | 5/16/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Louise F. Brady | Management | For | For | No |
1.2 | Elect Director Michael D. Brown | Management | For | For | No |
1.3 | Elect Director James E. Buckman | Management | For | For | No |
1.4 | Elect Director George Herrera | Management | For | For | No |
1.5 | Elect Director Stephen P. Holmes | Management | For | For | No |
1.6 | Elect Director Denny Marie Post | Management | For | For | No |
1.7 | Elect Director Ronald L. Rickles | Management | For | For | No |
| | | | | |
1.8 | Elect Director Michael H. Wargotz | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
5 | Report on Political Contributions | Share Holder | For | Against | Yes |
| | | | | |
Wyndham Hotels & Resorts, Inc. | | | | | |
| | | | | |
Ticker Symbol: | WH | CUSIP Number: | 98311A105 | | |
Record Date: | 3/22/2019 | Meeting Date: | 5/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mukul V. Deoras | Management | For | For | No |
1.2 | Elect Director Brian Mulroney | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
ACCO Brands Corporation | | | | | |
| | | | | |
Ticker Symbol: | ACCO | CUSIP Number: | 00081T108 | | |
Record Date: | 25-Mar-19 | Meeting Date: | 21-May-19 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director James A. Buzzard | Management | For | For | No |
1B | Elect Director Kathleen S. Dvorak | Management | For | For | No |
1C | Elect Director Boris Elisman | Management | For | For | No |
| | | | | |
1D | Elect Director Pradeep Jotwani | Management | For | For | No |
1E | Elect Director Robert J. Keller | Management | For | For | No |
1F | Elect Director Thomas Kroeger | Management | For | For | No |
1G | Elect Director Ron Lombardi | Management | For | For | No |
1H | Elect Director Graciela Monteagudo | Management | For | For | No |
1I | Elect Director Hans Michael Norkus | Management | For | For | No |
1J | Elect Director E. Mark Rajkowski | Management | For | For | No |
2 | Ratify KPMG LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Affirm the Majority Voting Standard for Uncontested Election of Directors | Management | For | For | No |
5 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Arconic Inc. | | | | | |
| | | | | |
Ticker Symbol: | ARNC | CUSIP Number: | 03965L100 | | |
Record Date: | 3/25/2019 | Meeting Date: | 5/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James F. Albaugh | Management | For | For | No |
1.2 | Elect Director Amy E. Alving | Management | For | For | No |
1.3 | Elect Director Christopher L. Ayers | Management | For | For | No |
1.4 | Elect Director Elmer L. Doty | Management | For | For | No |
1.5 | Elect Director Rajiv L. Gupta | Management | For | For | No |
1.6 | Elect Director Sean O. Mahoney | Management | For | For | No |
1.7 | Elect Director David J. Miller | Management | For | For | No |
1.8 | Elect Director E. Stanley O'Neal | Management | For | For | No |
1.9 | Elect Director John C. Plant | Management | For | For | No |
1.10 | Elect Director Ulrich R. Schmidt | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Against | Against | No |
| | | | | |
Henry Schein, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HSIC | CUSIP Number: | 806407102 | | |
Record Date: | 3/25/2019 | Meeting Date: | 5/22/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Barry J. Alperin | Management | For | For | No |
1b | Elect Director Gerald A. Benjamin | Management | For | For | No |
1c | Elect Director Stanley M. Bergman | Management | For | For | No |
1d | Elect Director James P. Breslawski | Management | For | For | No |
1e | Elect Director Paul Brons | Management | For | For | No |
1f | Elect Director Shira Goodman | Management | For | For | No |
1g | Elect Director Joseph L. Herring | Management | For | For | No |
1h | Elect Director Kurt P. Kuehn | Management | For | For | No |
1i | Elect Director Philip A. Laskawy | Management | For | For | No |
1j | Elect Director Anne H. Margulies | Management | For | For | No |
1k | Elect Director Mark E. Mlotek | Management | For | For | No |
1l | Elect Director Steven Paladino | Management | For | For | No |
1m | Elect Director Carol Raphael | Management | For | For | No |
1n | Elect Director E. Dianne Rekow | Management | For | For | No |
1o | Elect Director Bradley T. Sheares | Management | Against | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditor | Management | For | For | No |
| | | | | |
ONE Gas, Inc. | | | | | |
| | | | | |
Ticker Symbol: | OGS | CUSIP Number: | 68235P108 | | |
| | | | | |
Record Date: | 3/25/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Arcilia C. Acosta | Management | For | For | No |
1.2 | Elect Director Robert B. Evans | Management | For | For | No |
1.3 | Elect Director John W. Gibson | Management | For | For | No |
1.4 | Elect Director Tracy E. Hart | Management | For | For | No |
1.5 | Elect Director Michael G. Hutchinson | Management | For | For | No |
1.6 | Elect Director Pattye L. Moore | Management | For | For | No |
1.7 | Elect Director Pierce H. Norton, II | Management | For | For | No |
1.8 | Elect Director Eduardo A. Rodriguez | Management | For | For | No |
1.9 | Elect Director Douglas H. Yaeger | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Voya Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VOYA | CUSIP Number: | 929089100 | | |
Record Date: | 3/25/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Curtis Arledge *Withdrawn Resolution* | Management | | | No |
1b | Elect Director Lynne Biggar | Management | For | For | No |
1c | Elect Director Jane P. Chwick | Management | For | For | No |
1d | Elect Director Ruth Ann M. Gillis | Management | For | For | No |
1e | Elect Director J. Barry Griswell | Management | For | For | No |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For | No |
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For | No |
1h | Elect Director Joseph V. Tripodi | Management | For | For | No |
| | | | | |
1i | Elect Director David Zwiener | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Conduent Incorporated | | | | | |
| | | | | |
Ticker Symbol: | CNDT | CUSIP Number: | 206787103 | | |
Record Date: | 3/27/2019 | Meeting Date: | 5/21/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Nicholas Graziano | Management | For | For | No |
1.2 | Elect Director Joie A. Gregor | Management | For | For | No |
1.3 | Elect Director Scott Letier | Management | For | For | No |
1.4 | Elect Director Jesse A. Lynn | Management | For | For | No |
1.5 | Elect Director Courtney Mather | Management | For | For | No |
1.6 | Elect Director Michael A. Nutter | Management | For | For | No |
1.7 | Elect Director William G. Parrett | Management | For | For | No |
1.8 | Elect Director Ashok Vemuri | Management | For | For | No |
1.9 | Elect Director Virginia M. Wilson | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
The Buckle, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BKE | CUSIP Number: | 118440106 | | |
Record Date: | 3/29/2019 | Meeting Date: | 6/3/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
| | | | | |
1.1 | Elect Director Daniel J. Hirschfeld | Management | For | For | No |
1.2 | Elect Director Dennis H. Nelson | Management | For | For | No |
1.3 | Elect Director Thomas B. Heacock | Management | For | For | No |
1.4 | Elect Director Kari G. Smith | Management | For | For | No |
1.5 | Elect Director Hank M. Bounds | Management | For | For | No |
1.6 | Elect Director Bill L. Fairfield | Management | Withhold | For | Yes |
1.7 | Elect Director Bruce L. Hoberman | Management | Withhold | For | Yes |
1.8 | Elect Director Michael E. Huss | Management | Withhold | For | Yes |
1.9 | Elect Director John P. Peetz, III | Management | Withhold | For | Yes |
1.10 | Elect Director Karen B. Rhoads | Management | For | For | No |
1.11 | Elect Director James E. Shada | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
3 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
| | | | | |
Vera Bradley, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VRA | CUSIP Number: | 92335C106 | | |
Record Date: | 4/1/2019 | Meeting Date: | 6/4/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Barbara Bradley Baekgaard | Management | For | For | No |
1.2 | Elect Director Richard Baum | Management | Withhold | For | Yes |
1.3 | Elect Director Patricia R. Miller | Management | For | For | No |
1.4 | Elect Director Frances P. Philip | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Big Lots, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | BIG | CUSIP Number: | 089302103 | | |
Record Date: | 4/2/2019 | Meeting Date: | 5/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey P. Berger | Management | For | For | No |
1.2 | Elect Director James R. Chambers | Management | For | For | No |
1.3 | Elect Director Sebastian J. DiGrande | Management | For | For | No |
1.4 | Elect Director Marla C. Gottschalk | Management | For | For | No |
1.5 | Elect Director Cynthia T. Jamison | Management | For | For | No |
1.6 | Elect Director Christopher J. McCormick | Management | For | For | No |
1.7 | Elect Director Nancy A. Reardon | Management | For | For | No |
1.8 | Elect Director Wendy L. Schoppert | Management | For | For | No |
1.9 | Elect Director Bruce K. Thorn | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Points International Ltd. | | | | | |
| | | | | |
Ticker Symbol: | PTS | CUSIP Number: | 730843208 | | |
Record Date: | 4/4/2019 | Meeting Date: | 5/9/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David Adams | Management | For | For | No |
1.2 | Elect Director Leontine Atkins | Management | For | For | No |
1.3 | Elect Director Christopher Barnard | Management | For | For | No |
1.4 | Elect Director Michael Beckerman | Management | For | For | No |
1.5 | Elect Director Douglas Carty | Management | For | For | No |
1.6 | Elect Director Bruce Croxon | Management | For | For | No |
| | | | | |
1.7 | Elect Director Robert MacLean | Management | For | For | No |
1.8 | Elect Director Jane Skoblo | Management | For | For | No |
1.9 | Elect Director John Thompson | Management | For | For | No |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Re-approve Stock Option Plan | Management | Against | For | Yes |
| | | | | |
Entravision Communications Corporation | | | | | |
| | | | | |
Ticker Symbol: | EVC | CUSIP Number: | 29382R107 | | |
Record Date: | 4/5/2019 | Meeting Date: | 5/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Walter F. Ulloa | Management | For | For | No |
1.2 | Elect Director Paul A. Zevnik | Management | Withhold | For | Yes |
1.3 | Elect Director Gilbert R. Vasquez | Management | Withhold | For | Yes |
1.4 | Elect Director Patricia Diaz Dennis | Management | For | For | No |
1.5 | Elect Director Juan Saldivar von Wuthenau | Management | For | For | No |
1.6 | Elect Director Martha Elena Diaz | Management | Withhold | For | Yes |
1.7 | Elect Director Arnoldo Avalos | Management | For | For | No |
1.8 | Elect Director Fehmi Zeko | Management | For | For | No |
| | | | | |
Armstrong Flooring, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AFI | CUSIP Number: | 04238R106 | | |
Record Date: | 4/8/2019 | Meeting Date: | 6/4/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
| | | | | |
1a | Elect Director Kathleen S. Lane | Management | For | For | No |
1b | Elect Director Jeffrey Liaw | Management | For | For | No |
1c | Elect Director Michael F. Johnston | Management | For | For | No |
1d | Elect Director Donald R. Maier *Withdrawn Resolution* | Management | | | No |
1e | Elect Director Michael W. Malone | Management | For | For | No |
1f | Elect Director Larry S. McWilliams | Management | For | For | No |
1g | Elect Director James C. Melville | Management | For | For | No |
1h | Elect Director Jacob H. Welch | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Citi Trends, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CTRN | CUSIP Number: | 17306X102 | | |
Record Date: | 4/8/2019 | Meeting Date: | 6/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brian P. Carney | Management | For | For | No |
1.2 | Elect Director Barbara Levy | Management | For | For | No |
1.3 | Elect Director Peter R. Sachse | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditor | Management | For | For | No |
| | | | | |
Qurate Retail, Inc. | | | | | |
| | | | | |
Ticker Symbol: | QRTEA | CUSIP Number: | 74915M100 | | |
Record Date: | 4/8/2019 | Meeting Date: | 5/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
| | | | | |
1.1 | Elect Director John C. Malone | Management | Withhold | For | Yes |
1.2 | Elect Director M. Ian G. Gilchrist | Management | For | For | No |
1.3 | Elect Director Mark C. Vadon | Management | Withhold | For | Yes |
1.4 | Elect Director Andrea L. Wong | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Element Solutions Inc | | | | | |
| | | | | |
Ticker Symbol: | ESI | CUSIP Number: | 28618M106 | | |
Record Date: | 4/10/2019 | Meeting Date: | 6/5/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Martin E. Franklin | Management | For | For | No |
1b | Elect Director Benjamin Gliklich | Management | For | For | No |
1c | Elect Director Scot R. Benson | Management | For | For | No |
1d | Elect Director Ian G.H. Ashken | Management | For | For | No |
1e | Elect Director Christopher T. Fraser | Management | For | For | No |
1f | Elect Director Michael F. Goss | Management | For | For | No |
1g | Elect Director Nichelle Maynard-Elliott | Management | For | For | No |
1h | Elect Director E. Stanley O'Neal | Management | For | For | No |
1i | Elect Director Rakesh Sachdev | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
KAR Auction Services, Inc. | | | | | |
| | | | | |
Ticker Symbol: | KAR | CUSIP Number: | 48238T109 | | |
Record Date: | 4/11/2019 | Meeting Date: | 6/4/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Donna R. Ecton | Management | For | For | No |
1b | Elect Director James P. "Jim" Hallett | Management | For | For | No |
1c | Elect Director Mark E. Hill | Management | For | For | No |
1d | Elect Director J. Mark Howell | Management | For | For | No |
1e | Elect Director Stefan Jacoby | Management | For | For | No |
1f | Elect Director Lynn Jolliffe | Management | For | For | No |
1g | Elect Director Michael T. Kestner | Management | For | For | No |
1h | Elect Director John P. Larson | Management | For | For | No |
1i | Elect Director Stephen E. Smith | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Columbia Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CLBK | CUSIP Number: | 197641103 | | |
Record Date: | 4/12/2019 | Meeting Date: | 6/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas J. Kemly | Management | Withhold | For | Yes |
1.2 | Elect Director Henry Kuiken | Management | Withhold | For | Yes |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Black Knight, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BKI | CUSIP Number: | 09215C105 | | |
Record Date: | 4/15/2019 | Meeting Date: | 6/12/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Hunt | Management | For | For | No |
1.2 | Elect Director Ganesh B. Rao | Management | For | For | No |
2 | Declassify the Board of Directors | Management | For | For | No |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
5 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Brighthouse Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BHF | CUSIP Number: | 10922N103 | | |
Record Date: | 4/15/2019 | Meeting Date: | 6/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Irene Chang Britt | Management | Withhold | For | Yes |
1b | Elect Director C. Edward (Chuck) Chaplin | Management | For | For | No |
1c | Elect Director Eileen A. Mallesch | Management | For | For | No |
1d | Elect Director Paul M. Wetzel | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Resideo Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | REZI | CUSIP Number: | 76118Y104 | | |
Record Date: | 4/15/2019 | Meeting Date: | 6/12/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
| | | | | |
1a | Elect Director Paul Deninger | Management | For | For | No |
1b | Elect Director Michael Nefkens | Management | For | For | No |
1c | Elect Director Sharon Wienbar | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
Vistra Energy Corp. | | | | | |
| | | | | |
Ticker Symbol: | VST | CUSIP Number: | 92840M102 | | |
Record Date: | 1/19/2018 | Meeting Date: | 3/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Issue Shares in Connection with Acquisition | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Vistra Energy Corp. | | | | | |
| | | | | |
Ticker Symbol: | VST | CUSIP Number: | 92840M102 | | |
Record Date: | 4/15/2019 | Meeting Date: | 5/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul M. Barbas | Management | Withhold | For | Yes |
1.2 | Elect Director Cyrus Madon | Management | Withhold | For | Yes |
1.3 | Elect Director Geoffrey D. Strong | Management | Withhold | For | Yes |
1.4 | Elect Director Bruce E. Zimmerman | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Cannae Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CNNE | CUSIP Number: | 13765N107 | | |
Record Date: | 4/22/2019 | Meeting Date: | 6/19/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Erika Meinhardt | Management | For | For | No |
1.2 | Elect Director James B. Stallings, Jr. | Management | Withhold | For | Yes |
1.3 | Elect Director Frank P. Willey | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Eldorado Resorts, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ERI | CUSIP Number: | 28470R102 | | |
Record Date: | 4/22/2019 | Meeting Date: | 6/19/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gary L. Carano | Management | Do Not Vote | For | No |
1.2 | Elect Director Bonnie Biumi | Management | Do Not Vote | For | No |
1.3 | Elect Director Frank J. Fahrenkopf | Management | Do Not Vote | For | No |
1.4 | Elect Director James B. Hawkins | Management | Do Not Vote | For | No |
1.5 | Elect Director Gregory J. Kozicz | Management | Do Not Vote | For | No |
1.6 | Elect Director Michael E. Pegram | Management | Do Not Vote | For | No |
1.7 | Elect Director Thomas R. Reeg | Management | Do Not Vote | For | No |
| | | | | |
1.8 | Elect Director David P. Tomick | Management | Do Not Vote | For | No |
1.9 | Elect Director Roger P. Wagner | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditor | Management | Do Not Vote | For | No |
3 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
5 | Opt Out of Nevada Acquisition of Controlling Interest Statute | Share Holder | Do Not Vote | Against | No |
6 | Opt Out of Nevada Combinations with Interest Stockholders Statute | Share Holder | Do Not Vote | Against | No |
7 | Adopt Simple Majority Vote | Share Holder | Do Not Vote | Against | No |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Share Holder | Do Not Vote | Against | No |
9 | Require a Majority Vote for the Election of Directors | Share Holder | Do Not Vote | Against | No |
1A | Management Nominee Gary L. Carano | Share Holder | For | None | No |
1B | Management Nominee Bonnie Biumi | Share Holder | For | None | No |
1C | Management Nominee Frank J. Fahrenkopf | Share Holder | For | None | No |
1D | Management Nominee James B. Hawkins | Share Holder | For | None | No |
1E | Management Nominee Gregory J. Kozicz | Share Holder | For | None | No |
1F | Management Nominee Michael E. Pegram | Share Holder | For | None | No |
1G | Management Nominee Thomas R. Reeg | Share Holder | For | None | No |
1H | Management Nominee David P. Tomick | Share Holder | For | None | No |
1I | Management Nominee Roger P. Wagner | Share Holder | For | None | No |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | None | No |
3 | Amend Omnibus Stock Plan | Management | For | None | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | None | No |
5 | Opt Out of Nevada Acquisition of Controlling Interest Statute | Share Holder | For | For | No |
6 | Opt Out of Nevada Combinations with Interest Stockholders Statute | Share Holder | For | For | No |
7 | Adopt Simple Majority Vote | Share Holder | For | For | No |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Share Holder | For | For | No |
9 | Require a Majority Vote for the Election of Directors | Share Holder | For | For | No |
| | | | | |
Dave & Buster's Entertainment, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | PLAY | CUSIP Number: | 238337109 | | |
Record Date: | 4/24/2019 | Meeting Date: | 6/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Victor L. Crawford | Management | For | For | No |
1.2 | Elect Director Hamish A. Dodds | Management | For | For | No |
1.3 | Elect Director Michael J. Griffith | Management | For | For | No |
1.4 | Elect Director Jonathan S. Halkyard | Management | For | For | No |
1.5 | Elect Director Brian A. Jenkins | Management | For | For | No |
1.6 | Elect Director Stephen M. King | Management | For | For | No |
1.7 | Elect Director Patricia H. Mueller | Management | For | For | No |
1.8 | Elect Director Kevin M. Sheehan | Management | For | For | No |
1.9 | Elect Director Jennifer Storms | Management | For | For | No |
2 | Ratify KPMG LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
GCI Liberty, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GLIBA | CUSIP Number: | 36164V305 | | |
Record Date: | 4/25/2019 | Meeting Date: | 6/24/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John C. Malone | Management | Withhold | For | Yes |
1.2 | Elect Director Richard R. Green | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
J. Alexander's Holdings, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | JAX | CUSIP Number: | 46609J106 | | |
Record Date: | 4/26/2019 | Meeting Date: | 6/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Timothy T. Janszen | Management | Do Not Vote | For | No |
1.2 | Elect Director Ronald B. Maggard, Sr. | Management | Do Not Vote | For | No |
2 | Ratify KPMG LLP as Auditor | Management | Do Not Vote | For | No |
3 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
4 | Require a Majority Vote for the Election of Directors | Share Holder | Do Not Vote | None | No |
1.1 | Withhold From Management Nominee Timothy T. Janszen | Share Holder | For | For | No |
1.2 | Withhold From Management Nominee Ronald B. Maggard, Sr. | Share Holder | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | Abstain | None | No |
3 | Amend Omnibus Stock Plan | Management | Against | Against | No |
4 | Require a Majority Vote for the Election of Directors | Share Holder | For | For | No |
| | | | | |
Airgain, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AIRG | CUSIP Number: | 00938A104 | | |
Record Date: | 4/29/2019 | Meeting Date: | 6/27/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Thomas A. Munro | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditor | Management | For | For | No |
| | | | | |
Camtek Ltd. | | | | | |
| | | | | |
Ticker Symbol: | CAMT | CUSIP Number: | M20791105 | | |
Record Date: | 4/29/2019 | Meeting Date: | 6/3/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Related Party Transaction with Chroma | Management | For | For | No |
2.1 | Reelect Rafi Amit as Director | Management | For | For | No |
2.2 | Reelect Yotam Stern as Director | Management | For | For | No |
2.3 | Reelect Eran Bendoly as Director | Management | For | For | No |
2.4 | Reelect Moty Ben-Arie as Director | Management | For | For | No |
2.5 | Reelect Chezi Ofir as Director | Management | For | For | No |
3 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For | No |
4 | Reappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
5 | Discuss Financial Statements and the Report of the Board | Management | | | No |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | Against | None | No |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | Against | None | No |
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | Against | None | No |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | Against | None | No |
1 | Approve Related Party Transaction with Chroma | Management | For | For | No |
2.1 | Reelect Rafi Amit as Director | Management | For | For | No |
2.2 | Reelect Yotam Stern as Director | Management | For | For | No |
2.3 | Reelect Eran Bendoly as Director | Management | For | For | No |
2.4 | Reelect Moty Ben-Arie as Director | Management | For | For | No |
2.5 | Reelect Chezi Ofir as Director | Management | For | For | No |
3 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Management | For | For | No |
| | | | | |
4 | Reappoint KPMG Somekh Chaikin as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
5 | Discuss Financial Statements and the Report of the Board | Management | | | No |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | Against | None | No |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | Against | None | No |
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | Against | None | No |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | Against | None | No |
| | | | | |
Nomad Foods Limited | | | | | |
| | | | | |
Ticker Symbol: | NOMD | CUSIP Number: | G6564A105 | | |
Record Date: | 5/3/2019 | Meeting Date: | 6/19/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Martin Ellis Franklin | Management | For | For | No |
1.2 | Elect Director Noam Gottesman | Management | For | For | No |
1.3 | Elect Director Ian G.H. Ashken | Management | For | For | No |
1.4 | Elect Director Stefan Descheemaeker | Management | For | For | No |
1.5 | Elect Director Mohamed Elsarky | Management | For | For | No |
1.6 | Elect Director Jeremy Isaacs | Management | For | For | No |
1.7 | Elect Director James E. Lillie | Management | For | For | No |
1.8 | Elect Director Stuart M. MacFarlane | Management | For | For | No |
1.9 | Elect Director Lord Myners of Truro | Management | For | For | No |
| | | | | |
1.10 | Elect Director Victoria Parry | Management | For | For | No |
1.11 | Elect Director Simon White | Management | For | For | No |
1.12 | Elect Director Samy Zekhout | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Verra Mobility Corporation | | | | | |
| | | | | |
Ticker Symbol: | VRRM | CUSIP Number: | 92511U102 | | |
Record Date: | 5/6/2019 | Meeting Date: | 6/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Douglas Davis | Management | For | For | No |
1.2 | Elect Director Cynthia Russo | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Guess?, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GES | CUSIP Number: | 401617105 | | |
Record Date: | 5/7/2019 | Meeting Date: | 6/10/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul Marciano | Management | For | For | No |
1.2 | Elect Director Anthony Chidoni | Management | For | For | No |
1.3 | Elect Director Cynthia Livingston | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | For | Against | Yes |
| | | | | |
| | | | | |
SunCoke Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SXC | CUSIP Number: | 86722A103 | | |
Record Date: | 5/16/2019 | Meeting Date: | 6/27/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Merger | Management | For | For | No |
| | | | | |
Ancora Micro-Cap Fund | | | | | |
| | | | | |
VOXX International Corporation | | | | | |
| | | | | |
Ticker Symbol: | VOXX | CUSIP Number: | 91829F104 | | |
Record Date: | 5/25/2018 | Meeting Date: | 7/19/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter A. Lesser | Management | Withhold | For | Yes |
1.2 | Elect Director Denise Waund Gibson | Management | Withhold | For | Yes |
1.3 | Elect Director John Adamovich, Jr. | Management | Withhold | For | Yes |
1.4 | Elect Director John J. Shalam | Management | Withhold | For | Yes |
1.5 | Elect Director Patrick M. Lavelle | Management | Withhold | For | Yes |
1.6 | Elect Director Charles M. Stoehr | Management | Withhold | For | Yes |
1.7 | Elect Director Ari M. Shalam | Management | Withhold | For | Yes |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Mitcham Industries, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | MIND | CUSIP Number: | 606501104 | | |
Record Date: | 6/4/2018 | Meeting Date: | 8/24/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter H. Blum | Management | For | For | No |
1.2 | Elect Director Robert P. Capps | Management | For | For | No |
1.3 | Elect Director R. Dean Lewis | Management | For | For | No |
1.4 | Elect Director Robert J. Albers | Management | For | For | No |
1.5 | Elect Director Thomas S. Glanville | Management | For | For | No |
1.6 | Elect Director Marcus Rowland | Management | For | For | No |
2 | Increase Authorized Preferred Stock | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
| | | | | |
Electro Scientific Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ESIO | CUSIP Number: | 285229100 | | |
Record Date: | 6/5/2018 | Meeting Date: | 8/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frederick A. Ball | Management | For | For | No |
1.2 | Elect Director Michael D. Burger | Management | For | For | No |
1.3 | Elect Director Lynne J. Camp | Management | For | For | No |
1.4 | Elect Director Laurence E. Cramer | Management | For | For | No |
1.5 | Elect Director Raymond A. Link | Management | For | For | No |
1.6 | Elect Director Richard H. Wills | Management | For | For | No |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Perma-Fix Environmental Services, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PESI | CUSIP Number: | 714157203 | | |
Record Date: | 6/7/2018 | Meeting Date: | 7/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Louis F. Centofanti | Management | Withhold | For | Yes |
1.2 | Elect Director S. Robert Cochran | Management | Withhold | For | Yes |
1.3 | Elect Director Joe R. Reeder | Management | Withhold | For | Yes |
1.4 | Elect Director Larry M. Shelton | Management | Withhold | For | Yes |
1.5 | Elect Director Zach P. Wamp | Management | Withhold | For | Yes |
1.6 | Elect Director Mark A. Zwecker | Management | Withhold | For | Yes |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Computer Task Group, Incorporated | | | | | |
| | | | | |
Ticker Symbol: | CTG | CUSIP Number: | 205477102 | | |
Record Date: | 6/12/2018 | Meeting Date: | 7/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Arthur W. Crumlish | Management | For | For | No |
1.2 | Elect Director Daniel J. Sullivan | Management | For | For | No |
| | | | | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Declassify the Board of Directors | Management | For | For | No |
| | | | | |
InfuSystem Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | INFU | CUSIP Number: | 45685K102 | | |
Record Date: | 6/12/2018 | Meeting Date: | 7/19/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Terry L. Armstrong | Management | For | For | No |
1.2 | Elect Director Richard A. DiIorio | Management | For | For | No |
1.3 | Elect Director Gregg O. Lehman | Management | For | For | No |
1.4 | Elect Director Darrell B. Montgomery | Management | For | For | No |
1.5 | Elect Director Ronald H. Peele, Jr. | Management | For | For | No |
1.6 | Elect Director Christopher R. Sansone | Management | For | For | No |
1.7 | Elect Director Scott A. Shuda | Management | For | For | No |
1.8 | Elect Director Joseph E. Whitters | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
1.1 | Elect Director Mohamed Alkady | Share Holder | Do Not Vote | For | No |
1.2 | Elect Director Daniel A. Balda | Share Holder | Do Not Vote | For | No |
1.3 | Elect Director Bryan Boches | Share Holder | Do Not Vote | For | No |
1.4 | Elect Director Richard Linder | Share Holder | Do Not Vote | For | No |
1.5 | Elect Director Asha Saxena | Share Holder | Do Not Vote | For | No |
2 | Amend Omnibus Stock Plan | Management | Do Not Vote | None | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | None | No |
4 | Ratify BDO USA, LLP as Auditors | Management | Do Not Vote | None | No |
| | | | | |
| | | | | |
Graham Corporation | | | | | |
| | | | | |
Ticker Symbol: | GHM | CUSIP Number: | 384556106 | | |
Record Date: | 6/15/2018 | Meeting Date: | 8/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Alan Fortier | Management | For | For | No |
1.2 | Elect Director James R. Lines | Management | For | For | No |
1.3 | Elect Director Lisa M. Schnorr | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Command Security Corp. | | | | | |
| | | | | |
Ticker Symbol: | MOC | CUSIP Number: | 20050L100 | | |
Record Date: | 7/20/2018 | Meeting Date: | 8/29/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James P. Heffernan | Management | For | For | No |
1.2 | Elect Director Thomas P. Kikis | Management | For | For | No |
1.3 | Elect Director Mark Sullivan | Management | For | For | No |
2 | Ratify D'Arcangelo & Co., LLP as Auditors | Management | For | For | No |
| | | | | |
RealNetworks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RNWK | CUSIP Number: | 75605L708 | | |
Record Date: | 7/27/2018 | Meeting Date: | 10/1/2018 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert Glaser | Management | Withhold | For | Yes |
1.2 | Elect Director Bruce A. Jaffe | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Allot Communications Ltd. | | | | | |
| | | | | |
Ticker Symbol: | ALLT | CUSIP Number: | M0854Q105 | | |
Record Date: | 7/31/2018 | Meeting Date: | 9/6/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Change Company Name to Allot Ltd | Management | For | For | No |
2 | Amend Articles Re: Elimination of the Different Classes of Directors | Management | For | For | No |
3 | Elect Manuel Echanove as Director | Management | For | For | No |
4 | Approve Grant of RSUs to Manuel Echanove, Director | Management | For | For | No |
5 | Reelect Yigal Jacoby as Director | Management | For | For | No |
6 | Reelect Nurit Benjamini as External Director | Management | For | For | No |
7 | Approve Equity Awards to Erez Antebi, CEO | Management | For | For | No |
8 | Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
9 | Discuss Financial Statements and the Report of the Board for 2016 | Management | | | No |
10 | Transact Other Business (Non-Voting) | Management | | | No |
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | For | None | No |
| | | | | |
RadiSys Corp. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | RSYS | CUSIP Number: | 750459109 | | |
Record Date: | 8/6/2018 | Meeting Date: | 9/5/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
3 | Advisory Vote on Golden Parachutes | Management | For | For | No |
| | | | | |
Richardson Electronics Ltd. | | | | | |
| | | | | |
Ticker Symbol: | RELL | CUSIP Number: | 763165107 | | |
Record Date: | 8/10/2018 | Meeting Date: | 10/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward J. Richardson | Management | For | For | No |
1.2 | Elect Director Paul J. Plante | Management | For | For | No |
1.3 | Elect Director Jacques Belin | Management | For | For | No |
1.4 | Elect Director James Benham | Management | For | For | No |
1.5 | Elect Director Kenneth Halverson | Management | For | For | No |
1.6 | Elect Director Robert H. Kluge | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Landec Corp. | | | | | |
| | | | | |
Ticker Symbol: | LNDC | CUSIP Number: | 514766104 | | |
Record Date: | 8/17/2018 | Meeting Date: | 10/12/2018 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frederick Frank | Management | For | For | No |
1.2 | Elect Director Steven Goldby | Management | For | For | No |
1.3 | Elect Director Nelson Obus | Management | For | For | No |
1.4 | Elect Director Andrew Powell | Management | For | For | No |
1.5 | Elect Director Catherine A. Sohn | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
The L.S. Starrett Co. | | | | | |
| | | | | |
Ticker Symbol: | SCX | CUSIP Number: | 855668109 | | |
Record Date: | 8/17/2018 | Meeting Date: | 10/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David A. Lemoine | Management | Withhold | For | Yes |
1.2 | Elect Director Douglas A. Starrett | Management | Withhold | For | Yes |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Iteris, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | |
Record Date: | 8/30/2018 | Meeting Date: | 10/11/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Joseph (Joe) Bergera | Management | For | For | No |
1.2 | Elect Director Kevin C. Daly | Management | For | For | No |
1.3 | Elect Director Scott E. Deeter | Management | For | For | No |
| | | | | |
1.4 | Elect Director Gerard M. Mooney | Management | For | For | No |
1.5 | Elect Director Laura L. Siegal | Management | For | For | No |
1.6 | Elect Director Thomas L. Thomas | Management | For | For | No |
1.7 | Elect Director Mikel H. Williams | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Eliminate Cumulative Voting | Management | Against | For | Yes |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
MVC Capital, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MVC | CUSIP Number: | 553829102 | | |
Record Date: | 9/5/2018 | Meeting Date: | 10/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Emilio Dominianni | Management | For | For | No |
1.2 | Elect Director Phillip Goldstein | Management | Withhold | For | Yes |
1.3 | Elect Director Gerald Hellerman | Management | For | For | No |
1.4 | Elect Director Warren Holtsberg | Management | For | For | No |
1.5 | Elect Director Robert Knapp | Management | For | For | No |
1.6 | Elect Director Scott Krase | Management | For | For | No |
1.7 | Elect Director William Taylor | Management | For | For | No |
1.8 | Elect Director Michael Tokarz | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Key Tronic Corp. | | | | | |
| | | | | |
Ticker Symbol: | KTCC | CUSIP Number: | 493144109 | | |
Record Date: | 9/6/2018 | Meeting Date: | 10/26/2018 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James R. Bean | Management | For | For | No |
1.2 | Elect Director Craig D. Gates | Management | For | For | No |
1.3 | Elect Director Ronald F. Klawitter | Management | For | For | No |
1.4 | Elect Director Subodh K. Kulkarni | Management | For | For | No |
1.5 | Elect Director Yacov A. Shamash | Management | For | For | No |
1.6 | Elect Director Patrick Sweeney | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Aviat Networks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AVNW | CUSIP Number: | 05366Y201 | | |
Record Date: | 9/17/2018 | Meeting Date: | 11/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director John Mutch | Management | For | For | No |
1B | Elect Director Kenneth Kong | Management | For | For | No |
1C | Elect Director Michael A. Pangia | Management | For | For | No |
1D | Elect Director John J. Quicke | Management | For | For | No |
1E | Elect Director James C. Stoffel | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
TeleNav, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TNAV | CUSIP Number: | 879455103 | | |
Record Date: | 9/26/2018 | Meeting Date: | 11/15/2018 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director HP Jin | Management | For | For | No |
1.2 | Elect Director Randy Ortiz | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Applied Genetic Technologies Corp. | | | | | |
| | | | | |
Ticker Symbol: | AGTC | CUSIP Number: | 03820J100 | | |
Record Date: | 10/15/2018 | Meeting Date: | 11/15/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott Koenig | Management | For | For | No |
1.2 | Elect Director Ivana Magovcevic-Liebisch | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Perceptron, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PRCP | CUSIP Number: | 71361F100 | | |
Record Date: | 10/26/2018 | Meeting Date: | 12/7/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.2 | Elect Director Jay W. Freeland | Management | For | For | No |
1.3 | Elect Director W. Richard Marz | Management | For | For | No |
1.4 | Elect Director C. Richard Neely, Jr. | Management | For | For | No |
1.5 | Elect Director James A. Ratigan | Management | For | For | No |
1.6 | Elect Director William C. Taylor | Management | For | For | No |
| | | | | |
1.7 | Elect Director David L. Watza | Management | For | For | No |
2 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Electro Scientific Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ESIO | CUSIP Number: | 285229100 | | |
Record Date: | 12/5/2018 | Meeting Date: | 1/10/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
3 | Advisory Vote on Golden Parachutes | Management | For | For | No |
| | | | | |
Geospace Technologies Corp. | | | | | |
| | | | | |
Ticker Symbol: | GEOS | CUSIP Number: | 37364X109 | | |
Record Date: | 12/14/2018 | Meeting Date: | 2/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edgar R. Giesinger, Jr. | Management | For | For | No |
1.2 | Elect Director William H. Moody | Management | For | For | No |
1.3 | Elect Director Gary D. Owens | Management | For | For | No |
2 | Ratify RMS US LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
| | | | | |
Powell Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | POWL | CUSIP Number: | 739128106 | | |
Record Date: | 1/3/2019 | Meeting Date: | 2/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brett A. Cope | Management | For | For | No |
1.2 | Elect Director Thomas W. Powell | Management | For | For | No |
1.3 | Elect Director Richard E. Williams | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Shiloh Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SHLO | CUSIP Number: | 824543102 | | |
Record Date: | 1/8/2019 | Meeting Date: | 2/26/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Cloyd J. Abruzzo | Management | For | For | No |
1.2 | Elect Director Dieter Kaesgen | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
5 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
6 | Increase Authorized Common Stock | Management | For | For | No |
| | | | | |
Amtech Systems, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | ASYS | CUSIP Number: | 032332504 | | |
Record Date: | 1/18/2019 | Meeting Date: | 3/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jong S. Whang | Management | For | For | No |
1.2 | Elect Director Robert M. Averick | Management | For | For | No |
1.3 | Elect Director Michael Garnreiter | Management | For | For | No |
1.4 | Elect Director Robert F. King | Management | For | For | No |
1.5 | Elect Director Sukesh Mohan | Management | For | For | No |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Dawson Geophysical Co. | | | | | |
| | | | | |
Ticker Symbol: | DWSN | CUSIP Number: | 239360100 | | |
Record Date: | 3/8/2019 | Meeting Date: | 4/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William J. Barrett | Management | For | For | No |
1.2 | Elect Director Craig W. Cooper | Management | For | For | No |
1.3 | Elect Director Gary M. Hoover | Management | For | For | No |
1.4 | Elect Director Stephen C. Jumper | Management | For | For | No |
1.5 | Elect Director Michael L. Klofas | Management | For | For | No |
1.6 | Elect Director Ted R. North | Management | For | For | No |
1.7 | Elect Director Mark A. Vander Ploeg | Management | For | For | No |
1.8 | Elect Director Wayne A. Whitener | Management | For | For | No |
2 | Ratify RSM US LLP as Auditor | Management | For | For | No |
| | | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Olympic Steel, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ZEUS | CUSIP Number: | 68162K106 | | |
Record Date: | 3/8/2019 | Meeting Date: | 5/2/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael D. Siegal | Management | Do Not Vote | For | No |
1.2 | Elect Director Arthur F. Anton | Management | Do Not Vote | For | No |
1.3 | Elect Director Michael G. Rippey | Management | Do Not Vote | For | No |
1.4 | Elect Director Richard T. Marabito | Management | Do Not Vote | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
PICO Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PICO | CUSIP Number: | 693366205 | | |
Record Date: | 3/11/2019 | Meeting Date: | 5/3/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gregory Bylinsky | Management | For | For | No |
1b | Elect Director Dorothy A. Timian-Palmer | Management | For | For | No |
1c | Elect Director Eric H. Speron | Management | For | For | No |
1d | Elect Director Maxim C.W. Webb | Management | For | For | No |
1e | Elect Director Nicole L. Weymouth | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
| | | | | |
Ampco-Pittsburgh Corporation | | | | | |
| | | | | |
Ticker Symbol: | AP | CUSIP Number: | 032037103 | | |
Record Date: | 3/12/2019 | Meeting Date: | 5/9/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Elizabeth A. Fessenden | Management | For | For | No |
1.2 | Elect Director Terry L. Dunlap | Management | For | For | No |
2 | Increase Authorized Common Stock | Management | Against | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
Digirad Corp. | | | | | |
| | | | | |
Ticker Symbol: | DRAD | CUSIP Number: | 253827109 | | |
Record Date: | 3/13/2019 | Meeting Date: | 5/1/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey E. Eberwein | Management | For | For | No |
1.2 | Elect Director Matthew G. Molchan | Management | For | For | No |
1.3 | Elect Director Dimitrios J. Angelis | Management | For | For | No |
1.4 | Elect Director John M. Climaco | Management | For | For | No |
1.5 | Elect Director Michael A. Cunnion | Management | For | For | No |
1.6 | Elect Director John W. Sayward | Management | For | For | No |
1.7 | Elect Director Mitchell I. Quain | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Reverse Stock Split | Management | For | For | No |
| | | | | |
| | | | | |
Endeavour Silver Corp. | | | | | |
| | | | | |
Ticker Symbol: | EDR | CUSIP Number: | 29258Y103 | | |
Record Date: | 3/13/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Margaret M. Beck | Management | For | For | No |
1.2 | Elect Director Ricardo M. Campoy | Management | For | For | No |
1.3 | Elect Director Bradford J. Cooke | Management | For | For | No |
1.4 | Elect Director Geoffrey A. Handley | Management | For | For | No |
1.5 | Elect Director Rex J. McLennan | Management | For | For | No |
1.6 | Elect Director Kenneth Pickering | Management | For | For | No |
1.7 | Elect Director Mario D. Szotlender | Management | For | For | No |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Amend Performance Share Unit Plan | Management | For | For | No |
| | | | | |
FreightCar America, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RAIL | CUSIP Number: | 357023100 | | |
Record Date: | 3/13/2019 | Meeting Date: | 5/9/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William D. Gehl | Management | For | For | No |
1.2 | Elect Director Andrew B. Schmitt | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
| | | | | |
NACCO Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | NC | CUSIP Number: | 629579103 | | |
Record Date: | 3/13/2019 | Meeting Date: | 5/8/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J.C. Butler, Jr. | Management | For | For | No |
1.2 | Elect Director John S. Dalrymple, III | Management | For | For | No |
1.3 | Elect Director John P. Jumper | Management | For | For | No |
1.4 | Elect Director Dennis W. LaBarre | Management | For | For | No |
1.5 | Elect Director Timothy K. Light | Management | For | For | No |
1.6 | Elect Director Michael S. Miller | Management | For | For | No |
1.7 | Elect Director Richard de J. Osborne | Management | For | For | No |
1.8 | Elect Director Alfred M. Rankin, Jr. | Management | For | For | No |
1.9 | Elect Director Matthew M. Rankin | Management | For | For | No |
1.10 | Elect Director Britton T. Taplin | Management | Withhold | For | Yes |
1.11 | Elect Director David B.H. Williams | Management | For | For | No |
2 | Amend Restricted Stock Plan | Management | For | For | No |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
6 | Require a Majority Vote for the Election of Directors | Share Holder | For | Against | Yes |
| | | | | |
Salem Media Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SALM | CUSIP Number: | 794093104 | | |
Record Date: | 3/13/2019 | Meeting Date: | 5/8/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Stuart W. Epperson | Management | For | For | No |
1b | Elect Director Edward G. Atsinger, III | Management | For | For | No |
1c | Elect Director Richard A. Riddle | Management | For | For | No |
1d | Elect Director Jonathan Venverloh | Management | For | For | No |
1e | Elect Director James Keet Lewis | Management | For | For | No |
1f | Elect Director Eric H. Halvorson | Management | For | For | No |
1g | Elect Director Edward C. "Ted" Atsinger | Management | For | For | No |
1h | Elect Director Stuart W. Epperson, Jr. | Management | For | For | No |
1i | Elect Director Heather W. Grizzle | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Crowe LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
| | | | | |
Blue Capital Reinsurance Holdings Ltd. | | | | | |
| | | | | |
Ticker Symbol: | BCRH | CUSIP Number: | G1190F107 | | |
Record Date: | 3/14/2019 | Meeting Date: | 5/8/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Eric Lemieux | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
| | | | | |
Arotech Corp. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | ARTX | CUSIP Number: | 042682203 | | |
Record Date: | 3/15/2019 | Meeting Date: | 5/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kenneth W. Cappell | Management | For | For | No |
1.2 | Elect Director James J. Quinn | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditor | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
| | | | | |
TravelCenters of America LLC | | | | | |
| | | | | |
Ticker Symbol: | TA | CUSIP Number: | 894174101 | | |
Record Date: | 3/15/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Lisa Harris Jones | Management | Withhold | For | Yes |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
| | | | | |
Houston Wire & Cable Company | | | | | |
| | | | | |
Ticker Symbol: | HWCC | CUSIP Number: | 44244K109 | | |
Record Date: | 3/15/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
| | | | | |
1.1 | Elect Director James L. Pokluda, III | Management | For | For | No |
1.2 | Elect Director Roy W. Haley | Management | For | For | No |
1.3 | Elect Director Margaret S. Laird | Management | For | For | No |
1.4 | Elect Director Robert L. Reymond | Management | For | For | No |
1.5 | Elect Director Sandford W. Rothe | Management | For | For | No |
1.6 | Elect Director William H. Sheffield | Management | For | For | No |
1.7 | Elect Director G. Gary Yetman | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Axcelis Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ACLS | CUSIP Number: | 054540208 | | |
Record Date: | 3/18/2019 | Meeting Date: | 5/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Tzu-Yin "TY" Chiu | Management | For | For | No |
1.2 | Elect Director Richard J. Faubert | Management | For | For | No |
1.3 | Elect Director R. John Fletcher | Management | For | For | No |
1.4 | Elect Director Arthur L. George, Jr. | Management | For | For | No |
1.5 | Elect Director Joseph P. Keithley | Management | For | For | No |
1.6 | Elect Director John T. Kurtzweil | Management | For | For | No |
1.7 | Elect Director Mary G. Puma | Management | For | For | No |
1.8 | Elect Director Thomas St. Dennis | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
CARBO Ceramics Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | CRR | CUSIP Number: | 140781105 | | |
Record Date: | 3/18/2019 | Meeting Date: | 5/21/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Sigmund L. Cornelius | Management | For | For | No |
1.2 | Elect Director Chad C. Deaton | Management | For | For | No |
1.3 | Elect Director Gary A. Kolstad | Management | For | For | No |
1.4 | Elect Director H. E. Lentz, Jr. | Management | For | For | No |
1.5 | Elect Director Randy L. Limbacher | Management | For | For | No |
1.6 | Elect Director Carla S. Mashinski | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Synacor, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SYNC | CUSIP Number: | 871561106 | | |
Record Date: | 3/18/2019 | Meeting Date: | 5/16/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Elisabeth B. "Lisa" Donohue | Management | For | For | No |
1.2 | Elect Director Marwan Fawaz | Management | For | For | No |
1.3 | Elect Director Michael J. Montgomery | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Sterling Construction Co., Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | STRL | CUSIP Number: | 859241101 | | |
Record Date: | 3/19/2019 | Meeting Date: | 5/8/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Roger A. Cregg | Management | For | For | No |
1.2 | Elect Director Joseph A. Cutillo | Management | For | For | No |
1.3 | Elect Director Marian M. Davenport | Management | For | For | No |
1.4 | Elect Director Raymond F. Messer | Management | For | For | No |
1.5 | Elect Director Dana C. O'Brien | Management | For | For | No |
1.6 | Elect Director Charles R. Patton | Management | For | For | No |
1.7 | Elect Director Milton L. Scott | Management | For | For | No |
1.8 | Elect Director Thomas M. White | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditor | Management | For | For | No |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
| | | | | |
Natuzzi SpA | | | | | |
| | | | | |
Ticker Symbol: | NTZ | CUSIP Number: | 63905A200 | | |
Record Date: | 3/20/2019 | Meeting Date: | 4/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | Against | For | Yes |
2 | Receive Consolidated Financial Statements and Statutory Reports | Management | Against | For | Yes |
3 | Elect Internal Auditors (Bundled) | Share Holder | Against | None | No |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | Against | For | Yes |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | Against | For | Yes |
6 | Authorize Board to Increase Capital to Service a Share-based Incentive Plan | Management | Against | For | Yes |
| | | | | |
| | | | | |
Gulf Island Fabrication, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GIFI | CUSIP Number: | 402307102 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/9/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Murray W. Burns | Management | For | For | No |
1.2 | Elect Director William E. Chiles | Management | For | For | No |
1.3 | Elect Director Michael A. Flick | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Increase Authorized Common Stock | Management | For | For | No |
5 | Amend Right to Call Special Meeting | Management | For | For | No |
6 | Amend Articles of Incorporation | Management | For | For | No |
| | | | | |
L.B. Foster Company | | | | | |
| | | | | |
Ticker Symbol: | FSTR | CUSIP Number: | 350060109 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert P. Bauer | Management | For | For | No |
1.2 | Elect Director Lee B. Foster, II | Management | For | For | No |
1.3 | Elect Director Dirk Junge | Management | For | For | No |
1.4 | Elect Director Diane B. Owen | Management | For | For | No |
1.5 | Elect Director Robert S. Purgason | Management | For | For | No |
1.6 | Elect Director William H. Rackoff | Management | For | For | No |
1.7 | Elect Director Suzanne B. Rowland | Management | For | For | No |
| | | | | |
1.8 | Elect Director Bradley S. Vizi | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Invacare Corporation | | | | | |
| | | | | |
Ticker Symbol: | IVC | CUSIP Number: | 461203101 | | |
Record Date: | 3/22/2019 | Meeting Date: | 5/16/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Susan H. Alexander | Management | Do Not Vote | For | No |
1.2 | Elect Director Petra Danielsohn-Weil | Management | Do Not Vote | For | No |
1.3 | Elect Director Diana S. Ferguson | Management | Do Not Vote | For | No |
1.4 | Elect Director Marc M. Gibeley | Management | Do Not Vote | For | No |
1.5 | Elect Director C. Martin Harris | Management | Do Not Vote | For | No |
1.6 | Elect Director Matthew E. Monaghan | Management | Do Not Vote | For | No |
1.7 | Elect Director Clifford D. Nastas | Management | Do Not Vote | For | No |
1.8 | Elect Director Baiju R. Shah | Management | Do Not Vote | For | No |
2 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
3 | Approve Conversion of Securities | Management | Do Not Vote | For | No |
4 | Increase Authorized Common Stock | Management | Do Not Vote | For | No |
5 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Universal Stainless & Alloy Products, Inc. | | | | | |
| | | | | |
Ticker Symbol: | USAP | CUSIP Number: | 913837100 | | |
Record Date: | 3/22/2019 | Meeting Date: | 5/2/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Christopher L. Ayers | Management | For | For | No |
1.2 | Elect Director Judith L. Bacchus | Management | For | For | No |
1.3 | Elect Director M. David Kornblatt | Management | For | For | No |
1.4 | Elect Director Dennis M. Oates | Management | For | For | No |
1.5 | Elect Director Udi Toledano | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Schneider Downs & Co., Inc. as Auditor | Management | For | For | No |
| | | | | |
First Internet Bancorp | | | | | |
| | | | | |
Ticker Symbol: | INBK | CUSIP Number: | 320557101 | | |
Record Date: | 3/25/2019 | Meeting Date: | 5/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David B. Becker | Management | For | For | No |
1.2 | Elect Director John K. Keach, Jr. | Management | Withhold | For | Yes |
1.3 | Elect Director David R. Lovejoy | Management | Withhold | For | Yes |
1.4 | Elect Director Ann D. Murtlow | Management | Withhold | For | Yes |
1.5 | Elect Director Ralph R. Whitney, Jr. | Management | For | For | No |
1.6 | Elect Director Jerry Williams | Management | For | For | No |
1.7 | Elect Director Jean L. Wojtowicz | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify BKD, LLP as Auditors | Management | For | For | No |
| | | | | |
TrustCo Bank Corp NY | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | TRST | CUSIP Number: | 898349105 | | |
Record Date: | 3/25/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Dennis A. DeGennaro | Management | For | For | No |
1.2 | Elect Director Brian C. Flynn | Management | For | For | No |
2 | Reduce Supermajority Vote Requirement | Management | For | For | No |
3 | Declassify the Board of Directors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
6 | Ratify Crowe LLP as Auditors | Management | For | For | No |
| | | | | |
Intevac, Inc. | | | | | |
| | | | | |
Ticker Symbol: | IVAC | CUSIP Number: | 461148108 | | |
Record Date: | 3/26/2019 | Meeting Date: | 5/15/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David S. Dury | Management | For | For | No |
1.2 | Elect Director Wendell T. Blonigan | Management | For | For | No |
1.3 | Elect Director Kevin D. Barber | Management | For | For | No |
1.4 | Elect Director Stephen A. Jamison | Management | For | For | No |
1.5 | Elect Director Mark P. Popovich | Management | For | For | No |
1.6 | Elect Director Thomas M. Rohrs | Management | Against | For | Yes |
1.7 | Elect Director John F. Schaefer | Management | Against | For | Yes |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
3 | Ratify BPM LLP as Auditor | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
| | | | | |
Civeo Corporation | | | | | |
| | | | | |
Ticker Symbol: | CVEO | CUSIP Number: | 17878Y108 | | |
Record Date: | 3/27/2019 | Meeting Date: | 5/16/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard A. Navarre | Management | For | For | No |
1.2 | Elect Director Martin A. Lambert | Management | For | For | No |
1.3 | Elect Director Constance B. Moore | Management | For | For | No |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Communications Systems, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JCS | CUSIP Number: | 203900105 | | |
Record Date: | 3/27/2019 | Meeting Date: | 5/22/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Roger H.D. Lacey | Management | Withhold | For | Yes |
1.2 | Elect Director Richard A. Primuth | Management | Withhold | For | Yes |
1.3 | Elect Director Curtis A Sampson | Management | Withhold | For | Yes |
1.4 | Elect Director Randall D. Sampson | Management | Withhold | For | Yes |
1.5 | Elect Director Steven C. Webster | Management | Withhold | For | Yes |
2 | Ratify Baker Tilly Virchow & Krause, LLP as Auditor | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
| | | | | |
Digital Ally, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | DGLY | CUSIP Number: | 25382P208 | | |
Record Date: | 3/27/2019 | Meeting Date: | 5/21/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stanton E. Ross | Management | For | For | No |
1.2 | Elect Director Leroy C. Richie | Management | For | For | No |
1.3 | Elect Director Daniel F. Hutchins | Management | For | For | No |
1.4 | Elect Director Michael J. Caulfield | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
3 | Authorize New Class of Blank Check Preferred Stock | Management | Against | For | Yes |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Ratify RSM US LLP as Auditors | Management | For | For | No |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
| | | | | |
United Insurance Holdings Corp. | | | | | |
| | | | | |
Ticker Symbol: | UIHC | CUSIP Number: | 910710102 | | |
Record Date: | 3/27/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory C. Branch | Management | For | For | No |
1.2 | Elect Director R. Daniel Peed | Management | For | For | No |
1.3 | Elect Director John L. Forney | Management | For | For | No |
1.4 | Elect Director Michael R. Hogan | Management | For | For | No |
1.5 | Elect Director Kent G. Whittemore | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
| | | | | |
AXT, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AXTI | CUSIP Number: | 00246W103 | | |
Record Date: | 3/29/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Leonard J. LeBlanc | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify BPM LLP as Auditors | Management | For | For | No |
| | | | | |
Meridian Corporation | | | | | |
| | | | | |
Ticker Symbol: | MRBK | CUSIP Number: | 58958P104 | | |
Record Date: | 3/29/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert T. Holland | Management | Withhold | For | Yes |
1.2 | Elect Director Denise Lindsay | Management | For | For | No |
1.3 | Elect Director George C. Collier | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Orion Group Holdings Inc. | | | | | |
| | | | | |
Ticker Symbol: | ORN | CUSIP Number: | 68628V308 | | |
Record Date: | 3/29/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Austin J. Shanfelter | Management | For | For | No |
1b | Elect Director Mary E. Sullivan | Management | For | For | No |
1c | Elect Director Michael J. Caliel | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditor | Management | For | For | No |
| | | | | |
Adams Resources & Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AE | CUSIP Number: | 006351308 | | |
Record Date: | 4/1/2019 | Meeting Date: | 5/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Townes G. Pressler | Management | For | For | No |
1.2 | Elect Director Michelle A. Earley | Management | For | For | No |
1.3 | Elect Director Murray E. Brasseux | Management | For | For | No |
1.4 | Elect Director Richard C. Jenner | Management | For | For | No |
1.5 | Elect Director W.R. Scofield | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
PCTEL, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PCTI | CUSIP Number: | 69325Q105 | | |
Record Date: | 4/3/2019 | Meeting Date: | 5/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gina Haspilaire | Management | For | For | No |
| | | | | |
1.2 | Elect Director M. Jay Sinder | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Ratify Grant Thornton LLP as Auditor | Management | For | For | No |
| | | | | |
Alaska Communications Systems Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALSK | CUSIP Number: | 01167P101 | | |
Record Date: | 4/5/2019 | Meeting Date: | 5/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter D. Aquino | Management | For | For | No |
1.2 | Elect Director Wayne Barr, Jr. | Management | For | For | No |
1.3 | Elect Director David W. Karp | Management | For | For | No |
1.4 | Elect Director Peter D. Ley | Management | For | For | No |
1.5 | Elect Director Brian A. Ross | Management | For | For | No |
1.6 | Elect Director Anand Vadapalli | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
| | | | | |
Customers Bancorp, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CUBI | CUSIP Number: | 23204G100 | | |
Record Date: | 4/5/2019 | Meeting Date: | 5/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
| | | | | |
1.1 | Elect Director Andrea Allon | Management | For | For | No |
1.2 | Elect Director Rick B. Burkey | Management | For | For | No |
1.3 | Elect Director Daniel K. Rothermel | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For | No |
5 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Donnelley Financial Solutions, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DFIN | CUSIP Number: | 25787G100 | | |
Record Date: | 05-Apr-19 | Meeting Date: | 30-May-19 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Luis A. Aguilar | Management | For | For | No |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For | No |
1.3 | Elect Director Richard L. Crandall | Management | For | For | No |
1.4 | Elect Director Charles D. Drucker | Management | For | For | No |
1.5 | Elect Director Juliet S. Ellis | Management | For | For | No |
1.6 | Elect Director Gary G. Greenfield | Management | For | For | No |
1.7 | Elect Director Jeffrey Jacobowitz | Management | For | For | No |
1.8 | Elect Director Daniel N. Leib | Management | For | For | No |
1.9 | Elect Director Lois M. Martin | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Tandy Leather Factory, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | TLF | CUSIP Number: | 87538X105 | | |
Record Date: | 4/5/2019 | Meeting Date: | 6/4/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brent Beshore | Management | For | For | No |
1.2 | Elect Director Vicki Cantrell | Management | For | For | No |
1.3 | Elect Director Janet Carr | Management | For | For | No |
1.4 | Elect Director Jefferson Gramm | Management | For | For | No |
1.5 | Elect Director Sharon M. Leite | Management | For | For | No |
1.6 | Elect Director James Pappas | Management | For | For | No |
1.7 | Elect Director Sejal Patel | Management | For | For | No |
1.8 | Elect Director William M. Warren | Management | For | For | No |
2 | Ratify Weaver and Tidwell LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Armstrong Flooring, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AFI | CUSIP Number: | 04238R106 | | |
Record Date: | 4/8/2019 | Meeting Date: | 6/4/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Kathleen S. Lane | Management | For | For | No |
1b | Elect Director Jeffrey Liaw | Management | For | For | No |
1c | Elect Director Michael F. Johnston | Management | For | For | No |
1d | Elect Director Donald R. Maier *Withdrawn Resolution* | Management | | | No |
1e | Elect Director Michael W. Malone | Management | For | For | No |
1f | Elect Director Larry S. McWilliams | Management | For | For | No |
1g | Elect Director James C. Melville | Management | For | For | No |
| | | | | |
1h | Elect Director Jacob H. Welch | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
VAALCO Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | EGY | CUSIP Number: | 91851C201 | | |
Record Date: | 4/8/2019 | Meeting Date: | 6/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Cary M. Bounds | Management | For | For | No |
1.2 | Elect Director Andrew L. Fawthrop | Management | For | For | No |
1.3 | Elect Director A. John Knapp, Jr. *Withdrawn Resolution* | Management | | | No |
1.4 | Elect Director Steven J. Pully | Management | For | For | No |
1.5 | Elect Director William R. Thomas | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Unique Fabricating, Inc. | | | | | |
| | | | | |
Ticker Symbol: | UFAB | CUSIP Number: | 90915J103 | | |
Record Date: | 4/9/2019 | Meeting Date: | 6/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William Cooke | Management | Withhold | For | Yes |
1.2 | Elect Director Kim Korth | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
| | | | | |
Eagle Bulk Shipping Inc. | | | | | |
| | | | | |
Ticker Symbol: | EGLE | CUSIP Number: | Y2187A143 | | |
Record Date: | 10-Apr-19 | Meeting Date: | 07-Jun-19 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul M. Leand, Jr. | Management | For | For | No |
1.2 | Elect Director Randee E. Day | Management | For | For | No |
1.3 | Elect Director Justin A. Knowles | Management | For | For | No |
1.4 | Elect Director Bart Veldhuizen | Management | For | For | No |
1.5 | Elect Director Gary Vogel | Management | For | For | No |
1.6 | Elect Director Gary Weston | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Hallmark Financial Services, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HALL | CUSIP Number: | 40624Q203 | | |
Record Date: | 4/10/2019 | Meeting Date: | 5/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark E. Schwarz | Management | For | For | No |
1.2 | Elect Director Scott T. Berlin | Management | For | For | No |
1.3 | Elect Director James H. Graves | Management | For | For | No |
1.4 | Elect Director Mark E. Pape | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
| | | | | |
Northwest Pipe Company | | | | | |
| | | | | |
Ticker Symbol: | NWPX | CUSIP Number: | 667746101 | | |
Record Date: | 4/12/2019 | Meeting Date: | 6/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Michael Franson | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
| | | | | |
Banc of California, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BANC | CUSIP Number: | 05990K106 | | |
Record Date: | 4/15/2019 | Meeting Date: | 6/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mary A. Curran | Management | For | For | No |
1.2 | Elect Director B.A. Fallon-Walsh | Management | For | For | No |
1.3 | Elect Director Bonnie G. Hill | Management | For | For | No |
1.4 | Elect Director Richard J. Lashley | Management | For | For | No |
1.5 | Elect Director Jonah F. Schnel | Management | For | For | No |
1.6 | Elect Director W. Kirk Wycoff | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
180 Degree Capital Corp. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | TURN | CUSIP Number: | 68235B109 | | |
Record Date: | 4/16/2019 | Meeting Date: | 6/12/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stacy R. Brandom | Management | For | For | No |
1.2 | Elect Director Charles E. Ramsey | Management | For | For | No |
1.3 | Elect Director Kevin M. Rendino | Management | For | For | No |
1.4 | Elect Director Richard P. Shanley | Management | For | For | No |
1.5 | Elect Director Parker A. Weil | Management | For | For | No |
1.6 | Elect Director Daniel B. Wolfe | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
HC2 Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HCHC | CUSIP Number: | 404139107 | | |
Record Date: | 4/16/2019 | Meeting Date: | 6/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Philip A. Falcone | Management | For | For | No |
1.2 | Elect Director Wayne Barr, Jr. | Management | For | For | No |
1.3 | Elect Director Warren H. Gfeller | Management | For | For | No |
1.4 | Elect Director Lee S. Hillman | Management | For | For | No |
1.5 | Elect Director Robert V. Leffler, Jr. | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Catasys, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | CATS | CUSIP Number: | 149049504 | | |
Record Date: | 4/18/2019 | Meeting Date: | 6/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Terren S. Peizer | Management | For | For | No |
1.2 | Elect Director Edward J. Zecchini | Management | For | For | No |
1.3 | Elect Director Richard A. Berman | Management | For | For | No |
1.4 | Elect Director Diane Seloff | Management | For | For | No |
1.5 | Elect Director Richard J. Berman | Management | For | For | No |
1.6 | Elect Director Michael Sherman | Management | For | For | No |
1.7 | Elect Director Sharon R. Gabrielson | Management | For | For | No |
2 | Ratify EisnerAmper LLP as Auditors | Management | For | For | No |
| | | | | |
Era Group Inc. | | | | | |
| | | | | |
Ticker Symbol: | ERA | CUSIP Number: | 26885G109 | | |
Record Date: | 4/18/2019 | Meeting Date: | 6/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Charles Fabrikant | Management | For | For | No |
1.2 | Elect Director Christopher S. Bradshaw | Management | For | For | No |
1.3 | Elect Director Ann Fairbanks | Management | For | For | No |
1.4 | Elect Director Christopher P. Papouras | Management | For | For | No |
1.5 | Elect Director Yueping Sun | Management | For | For | No |
1.6 | Elect Director Steven Webster | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
| | | | | |
Tiptree Inc. | | | | | |
| | | | | |
Ticker Symbol: | TIPT | CUSIP Number: | 88822Q103 | | |
Record Date: | 4/18/2019 | Meeting Date: | 5/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jonathan Ilany | Management | For | For | No |
1.2 | Elect Director Lesley Goldwasser | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
AutoWeb, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AUTO | CUSIP Number: | 05335B100 | | |
Record Date: | 22-Apr-19 | Meeting Date: | 20-Jun-19 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Fuchs | Management | Do Not Vote | For | No |
1.2 | Elect Director Janet M. Thompson | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | Two Years | No |
4 | Ratify Moss Adams LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
CPI Aerostructures, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CVU | CUSIP Number: | 125919308 | | |
Record Date: | 4/22/2019 | Meeting Date: | 6/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
| | | | | |
1.1 | Elect Director Janet K. Cooper | Management | For | For | No |
1.2 | Elect Director Carey E. Bond | Management | For | For | No |
1.3 | Elect Director Michael Faber | Management | For | For | No |
1.4 | Elect Director Douglas McCrosson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify CohnReznick LLP as Auditor | Management | For | For | No |
| | | | | |
Lakeland Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LAKE | CUSIP Number: | 511795106 | | |
Record Date: | 4/22/2019 | Meeting Date: | 6/19/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas J. McAteer | Management | Do Not Vote | For | No |
1.2 | Elect Director James M. Jenkins | Management | Do Not Vote | For | No |
2 | Ratify Friedman LLP as Auditor | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Profire Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PFIE | CUSIP Number: | 74316X101 | | |
Record Date: | 4/22/2019 | Meeting Date: | 6/12/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brenton W. Hatch | Management | For | For | No |
1.2 | Elect Director Daren J. Shaw | Management | Withhold | For | Yes |
1.3 | Elect Director Ryan W. Oviatt | Management | For | For | No |
1.4 | Elect Director Arlen B. Crouch | Management | Withhold | For | Yes |
| | | | | |
1.5 | Elect Director Ronald R. Spoehel | Management | Withhold | For | Yes |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | Two Years | Yes |
3 | Ratify Sadler, Gibb & Associates, LLC as Auditors | Management | For | For | No |
| | | | | |
ZAGG Inc | | | | | |
| | | | | |
Ticker Symbol: | ZAGG | CUSIP Number: | 98884U108 | | |
Record Date: | 4/22/2019 | Meeting Date: | 6/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Chris Ahern | Management | For | For | No |
1.2 | Elect Director Michael T. Birch | Management | For | For | No |
1.3 | Elect Director Cheryl A. Larabee | Management | For | For | No |
1.4 | Elect Director Daniel R. Maurer | Management | For | For | No |
1.5 | Elect Director P. Scott Stubbs | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Movado Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MOV | CUSIP Number: | 624580106 | | |
Record Date: | 4/26/2019 | Meeting Date: | 6/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter A. Bridgman | Management | For | For | No |
1.2 | Elect Director Richard J. Cote | Management | For | For | No |
1.3 | Elect Director Alex Grinberg | Management | For | For | No |
1.4 | Elect Director Efraim Grinberg | Management | For | For | No |
| | | | | |
1.5 | Elect Director Alan H. Howard | Management | For | For | No |
1.6 | Elect Director Richard Isserman | Management | For | For | No |
1.7 | Elect Director Ann Kirschner | Management | For | For | No |
1.8 | Elect Director Nathan Leventhal | Management | For | For | No |
1.9 | Elect Director Maurice S. Reznik | Management | For | For | No |
1.10 | Elect Director Stephen Sadove | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
PDL BioPharma, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PDLI | CUSIP Number: | 69329Y104 | | |
Record Date: | 4/26/2019 | Meeting Date: | 6/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Harold E. Selick | Management | For | For | No |
1.2 | Elect Director Samuel R. Saks | Management | For | For | No |
1.3 | Elect Director Natasha A. Hernday | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Christopher & Banks Corporation | | | | | |
| | | | | |
Ticker Symbol: | CBKC | CUSIP Number: | 171046105 | | |
Record Date: | 4/29/2019 | Meeting Date: | 6/26/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Jonathan Duskin | Management | For | For | No |
| | | | | |
1b | Elect Director Seth R. Johnson | Management | For | For | No |
1c | Elect Director Keri L. Jones | Management | For | For | No |
1d | Elect Director Kent A. Kleeberger | Management | For | For | No |
1e | Elect Director William F. Sharpe, III | Management | For | For | No |
1f | Elect Director Allison M. Wing | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Approve Reverse Stock Split | Management | For | For | No |
| | | | | |
Cowen Inc. | | | | | |
| | | | | |
Ticker Symbol: | COWN | CUSIP Number: | 223622606 | | |
Record Date: | 4/29/2019 | Meeting Date: | 6/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brett H. Barth | Management | For | For | No |
1.2 | Elect Director Katherine E. Dietze | Management | For | For | No |
1.3 | Elect Director Steven Kotler | Management | For | For | No |
1.4 | Elect Director Lawrence E. Leibowitz | Management | For | For | No |
1.5 | Elect Director Jerome S. Markowitz | Management | For | For | No |
1.6 | Elect Director Jack H. Nusbaum | Management | For | For | No |
1.7 | Elect Director Margaret L. Poster | Management | For | For | No |
1.8 | Elect Director Douglas A. Rediker | Management | For | For | No |
1.9 | Elect Director Jeffrey M. Solomon | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
MVC Capital, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MVC | CUSIP Number: | 553829102 | | |
| | | | | |
Record Date: | 5/3/2019 | Meeting Date: | 6/24/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.2 | Elect Director Phillip Goldstein | Management | Withhold | For | Yes |
1.3 | Elect Director Gerald Hellerman | Management | Withhold | For | Yes |
1.4 | Elect Director Warren Holtsberg | Management | For | For | No |
1.5 | Elect Director Douglas Kass | Management | For | For | No |
1.6 | Elect Director Robert Knapp | Management | For | For | No |
1.7 | Elect Director Scott D. Krase | Management | For | For | No |
1.8 | Elect Director William Taylor | Management | For | For | No |
1.9 | Elect Director Michael Tokarz | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Ancora Special Opportunities Fund | | | | | |
| | | | | |
Boulder Growth & Income Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BIF | CUSIP Number: | 101507101 | | |
Record Date: | 5/25/2018 | Meeting Date: | 7/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Investment Advisory Agreement between Boulder Growth & Income Fund, Inc. and ALPS Advisors, Inc. | Management | Do Not Vote | For | No |
2 | Approve Subadvisory Agreement between ALPS Advisors, Inc. and Rocky Mountain Advisers, LLC | Management | Do Not Vote | For | No |
| | | | | |
Rexnord Corporation | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | RXN | CUSIP Number: | 76169B102 | | |
Record Date: | 5/29/2018 | Meeting Date: | 7/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Todd A. Adams | Management | Do Not Vote | For | No |
1.2 | Elect Director Theodore D. Crandall | Management | Do Not Vote | For | No |
1.3 | Elect Director Robin A. Walker-Lee | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | One Year | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Twenty-First Century Fox, Inc. | | | | | |
| | | | | |
Ticker Symbol: | APT | CUSIP Number: | 020772109 | | |
Record Date: | 4/12/2018 | Meeting Date: | 6/5/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | Do Not Vote | For | No |
2 | Approve Distribution Agreement | Management | Do Not Vote | For | No |
3 | Amend Charter Regarding Hook Stock | Management | Do Not Vote | For | No |
4 | Adjourn Meeting | Management | Do Not Vote | For | No |
5 | Advisory Vote on Golden Parachutes | Management | Do Not Vote | For | No |
| | | | | |
McKesson Corporation | | | | | |
| | | | | |
Ticker Symbol: | MCK | CUSIP Number: | 58155Q103 | | |
Record Date: | 5/31/2018 | Meeting Date: | 7/25/2018 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director N. Anthony Coles | Management | Do Not Vote | For | No |
1b | Elect Director John H. Hammergren | Management | Do Not Vote | For | No |
1c | Elect Director M. Christine Jacobs | Management | Do Not Vote | For | No |
1d | Elect Director Donald R. Knauss | Management | Do Not Vote | For | No |
1e | Elect Director Marie L. Knowles | Management | Do Not Vote | For | No |
1f | Elect Director Bradley E. Lerman | Management | Do Not Vote | For | No |
1g | Elect Director Edward A. Mueller | Management | Do Not Vote | For | No |
1h | Elect Director Susan R. Salka | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Report on Lobbying Payments and Policy | Share Holder | Do Not Vote | Against | No |
5 | Pro-rata Vesting of Equity Awards | Share Holder | Do Not Vote | Against | No |
6 | Use GAAP for Executive Compensation Metrics | Share Holder | Do Not Vote | Against | No |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Do Not Vote | Against | No |
| | | | | |
LIBERTY ALL-STAR EQUITY FUND | | | | | |
| | | | | |
Ticker Symbol: | USA | CUSIP Number: | 530158104 | | |
Record Date: | 6/11/2018 | Meeting Date: | 8/23/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John A. Benning | Management | Do Not Vote | For | No |
1.2 | Elect Director Maureen Usifer | Management | Do Not Vote | For | No |
1.3 | Elect Director Edmund J. Burke | Management | Do Not Vote | For | No |
| | | | | |
Xerox Corporation | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | XRX | CUSIP Number: | 984121608 | | |
Record Date: | 6/13/2018 | Meeting Date: | 7/31/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory Q. Brown | Management | Do Not Vote | For | No |
1.2 | Elect Director Keith Cozza | Management | Do Not Vote | For | No |
1.3 | Elect Director Jonathan Christodoro | Management | Do Not Vote | For | No |
1.4 | Elect Director Joseph J. Echevarria | Management | Do Not Vote | For | No |
1.5 | Elect Director Nicholas Graziano | Management | Do Not Vote | For | No |
1.6 | Elect Director Cheryl Gordon Krongard | Management | Do Not Vote | For | No |
1.7 | Elect Director Scott Letier | Management | Do Not Vote | For | No |
1.8 | Elect Director Sara Martinez Tucker | Management | Do Not Vote | For | No |
1.9 | Elect Director Giovanni ('John') Visentin | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Adjourn Meeting | Management | Do Not Vote | For | No |
| | | | | |
Apollo Investment Corporation | | | | | |
| | | | | |
Ticker Symbol: | AINV | CUSIP Number: | 03761U106 | | |
Record Date: | 6/14/2018 | Meeting Date: | 8/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director R. Rudolph Reinfrank | Management | Do Not Vote | For | No |
1.2 | Elect Director Barbara Matas | Management | Do Not Vote | For | No |
1.3 | Elect Director John J. Hannan | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
| | | | | |
Capstone Turbine Corp. | | | | | |
| | | | | |
Ticker Symbol: | CPST | CUSIP Number: | 14067D409 | | |
Record Date: | 03-Jul-18 | Meeting Date: | 30-Aug-18 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Holly A. Van Deursen | Management | Do Not Vote | For | No |
1.2 | Elect Director Paul DeWeese | Management | Do Not Vote | For | No |
1.3 | Elect Director Robert C. Flexon | Management | Do Not Vote | For | No |
1.4 | Elect Director Darren R. Jamison | Management | Do Not Vote | For | No |
1.5 | Elect Director Yon Y. Jorden | Management | Do Not Vote | For | No |
1.6 | Elect Director Noam Lotan | Management | Do Not Vote | For | No |
1.7 | Elect Director Gary J. Mayo | Management | Do Not Vote | For | No |
2 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Ratify Marcum LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Iteris, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | |
Record Date: | 8/30/2018 | Meeting Date: | 10/11/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Joseph (Joe) Bergera | Management | Do Not Vote | For | No |
1.2 | Elect Director Kevin C. Daly | Management | Do Not Vote | For | No |
1.3 | Elect Director Scott E. Deeter | Management | Do Not Vote | For | No |
1.4 | Elect Director Gerard M. Mooney | Management | Do Not Vote | For | No |
1.5 | Elect Director Laura L. Siegal | Management | Do Not Vote | For | No |
| | | | | |
1.6 | Elect Director Thomas L. Thomas | Management | Do Not Vote | For | No |
1.7 | Elect Director Mikel H. Williams | Management | Do Not Vote | For | No |
2 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
3 | Eliminate Cumulative Voting | Management | Do Not Vote | For | No |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | Do Not Vote | For | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
MVC Capital, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MVC | CUSIP Number: | 553829102 | | |
Record Date: | 9/5/2018 | Meeting Date: | 10/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Emilio Dominianni | Management | Do Not Vote | For | No |
1.2 | Elect Director Phillip Goldstein | Management | Do Not Vote | For | No |
1.3 | Elect Director Gerald Hellerman | Management | Do Not Vote | For | No |
1.4 | Elect Director Warren Holtsberg | Management | Do Not Vote | For | No |
1.5 | Elect Director Robert Knapp | Management | Do Not Vote | For | No |
1.6 | Elect Director Scott Krase | Management | Do Not Vote | For | No |
1.7 | Elect Director William Taylor | Management | Do Not Vote | For | No |
1.8 | Elect Director Michael Tokarz | Management | Do Not Vote | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Boulder Growth & Income Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BIF | CUSIP Number: | 101507101 | | |
Record Date: | 9/28/2018 | Meeting Date: | 11/14/2018 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard I. Barr | Management | Do Not Vote | For | No |
1.2 | Elect Director Steven K. Norgaard | Management | Do Not Vote | For | No |
| | | | | |
Signature Bank (New York, New York) | | | | | |
| | | | | |
Ticker Symbol: | SBNY | CUSIP Number: | 82669G104 | | |
Record Date: | 9/4/2018 | Meeting Date: | 10/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Authorize Share Repurchase Program | Management | Do Not Vote | For | No |
| | | | | |
Edgewater Technology, Inc. | | | | | |
| | | | | |
Ticker Symbol: | EDGW | CUSIP Number: | 280358102 | | |
Record Date: | 9/28/2018 | Meeting Date: | 10/29/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Special Opportunities Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SPE | CUSIP Number: | 84741T104 | | |
| | | | | |
Record Date: | 10/18/2018 | Meeting Date: | 12/6/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Andrew Dakos | Management | Withhold | For | Yes |
1.2 | Elect Director Gerald Hellerman | Management | Withhold | For | Yes |
1.3 | Elect Director Charles C. Walden | Management | For | For | No |
1.4 | Elect Director Ben H. Harris | Management | For | For | No |
| | | | | |
Genworth Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GNW | CUSIP Number: | 37247D106 | | |
Record Date: | 10/19/2018 | Meeting Date: | 12/13/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director William H. Bolinder | Management | Do Not Vote | For | No |
1b | Elect Director G. Kent Conrad | Management | Do Not Vote | For | No |
1c | Elect Director Melina E. Higgins | Management | Do Not Vote | For | No |
1d | Elect Director Thomas J. McInerney | Management | Do Not Vote | For | No |
1e | Elect Director David M. Moffett | Management | Do Not Vote | For | No |
1f | Elect Director Thomas E. Moloney | Management | Do Not Vote | For | No |
1g | Elect Director Debra J. Perry | Management | Do Not Vote | For | No |
1h | Elect Director Robert P. Restrepo, Jr. | Management | Do Not Vote | For | No |
1i | Elect Director James S. Riepe | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Approve Omnibus Stock Plan | Management | Do Not Vote | For | No |
4 | Ratify KPMG LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
PennantPark Investment Corp. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | PNNT | CUSIP Number: | 708062104 | | |
Record Date: | 11/19/2018 | Meeting Date: | 2/5/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Arthur H. Penn | Management | Do Not Vote | For | No |
2 | Ratify RSM US LLP as Auditors | Management | Do Not Vote | For | No |
3 | Approve to Immediately Become A Minimum Asset Coverage Ratio of at Least 150% | Management | Do Not Vote | For | No |
| | | | | |
Mueller Water Products, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MWA | CUSIP Number: | 624758108 | | |
Record Date: | 12/6/2018 | Meeting Date: | 1/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Shirley C. Franklin | Management | Do Not Vote | For | No |
1.2 | Elect Director Scott Hall | Management | Do Not Vote | For | No |
1.3 | Elect Director Thomas J. Hansen | Management | Do Not Vote | For | No |
1.4 | Elect Director Jerry W. Kolb | Management | Do Not Vote | For | No |
1.5 | Elect Director Mark J. O'Brien | Management | Do Not Vote | For | No |
1.6 | Elect Director Christine Ortiz | Management | Do Not Vote | For | No |
1.7 | Elect Director Bernard G. Rethore | Management | Do Not Vote | For | No |
1.8 | Elect Director Lydia W. Thomas | Management | Do Not Vote | For | No |
1.9 | Elect Director Michael T. Tokarz | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
| | | | | |
| | | | | |
QUALCOMM, Inc. | | | | | |
| | | | | |
Ticker Symbol: | QCOM | CUSIP Number: | 747525103 | | |
Record Date: | 1/14/2019 | Meeting Date: | 3/12/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Barbara T. Alexander | Management | Do Not Vote | For | No |
1b | Elect Director Mark Fields | Management | Do Not Vote | For | No |
1c | Elect Director Jeffrey W. Henderson | Management | Do Not Vote | For | No |
1d | Elect Director Ann M. Livermore | Management | Do Not Vote | For | No |
1e | Elect Director Harish Manwani | Management | Do Not Vote | For | No |
1f | Elect Director Mark D. McLaughlin | Management | Do Not Vote | For | No |
1g | Elect Director Steve Mollenkopf | Management | Do Not Vote | For | No |
1h | Elect Director Clark T. "Sandy" Randt, Jr. | Management | Do Not Vote | For | No |
1i | Elect Director Francisco Ros | Management | Do Not Vote | For | No |
1j | Elect Director Irene B. Rosenfeld | Management | Do Not Vote | For | No |
1k | Elect Director Neil Smit | Management | Do Not Vote | For | No |
1l | Elect Director Anthony J. Vinciquerra | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Dividend & Income Fund | | | | | |
| | | | | |
Ticker Symbol: | DNI | CUSIP Number: | 25538A204 | | |
Record Date: | 2/11/2019 | Meeting Date: | 6/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter K. Werner | Management | For | For | No |
| | | | | |
1.2 | Elect Director Thomas B. Winmill | Management | For | For | No |
2 | Terminate Investment Advisory and Management Agreement | Share Holder | Against | Against | No |
| | | | | |
Capitala Finance Corp. | | | | | |
| | | | | |
Ticker Symbol: | CPTA | CUSIP Number: | 14054R106 | | |
Record Date: | 2/25/2019 | Meeting Date: | 5/2/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph B. Alala, III | Management | Do Not Vote | For | No |
1.2 | Elect Director H. Paul Chapman | Management | Do Not Vote | For | No |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | Do Not Vote | For | No |
| | | | | |
Regions Financial Corporation | | | | | |
| | | | | |
Ticker Symbol: | RF | CUSIP Number: | 7591EP100 | | |
Record Date: | 2/25/2019 | Meeting Date: | 4/24/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Carolyn H. Byrd | Management | Do Not Vote | For | No |
1b | Elect Director Don DeFosset | Management | Do Not Vote | For | No |
1c | Elect Director Samuel A. Di Piazza, Jr. | Management | Do Not Vote | For | No |
1d | Elect Director Eric C. Fast | Management | Do Not Vote | For | No |
1e | Elect Director Zhanna Golodryga | Management | Do Not Vote | For | No |
1f | Elect Director John D. Johns | Management | Do Not Vote | For | No |
1g | Elect Director Ruth Ann Marshall | Management | Do Not Vote | For | No |
1h | Elect Director Charles D. McCrary | Management | Do Not Vote | For | No |
1i | Elect Director James T. Prokopanko | Management | Do Not Vote | For | No |
| | | | | |
1j | Elect Director Lee J. Styslinger, III | Management | Do Not Vote | For | No |
1k | Elect Director Jose S. Suquet | Management | Do Not Vote | For | No |
1l | Elect Director John M. Turner, Jr. | Management | Do Not Vote | For | No |
1m | Elect Director Timothy Vines | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Celgene Corporation | | | | | |
| | | | | |
Ticker Symbol: | CELG | CUSIP Number: | 151020104 | | |
Record Date: | 3/1/2019 | Meeting Date: | 4/12/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | Do Not Vote | For | No |
2 | Adjourn Meeting | Management | Do Not Vote | For | No |
3 | Advisory Vote on Golden Parachutes | Management | Do Not Vote | For | No |
| | | | | |
Office Depot, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ODP | CUSIP Number: | 676220106 | | |
Record Date: | 3/11/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gerry P. Smith | Management | Do Not Vote | For | No |
1b | Elect Director Kristin A. Campbell | Management | Do Not Vote | For | No |
1c | Elect Director Cynthia T. Jamison | Management | Do Not Vote | For | No |
1d | Elect Director V. James Marino | Management | Do Not Vote | For | No |
1e | Elect Director Francesca Ruiz de Luzuriaga | Management | Do Not Vote | For | No |
1f | Elect Director David M. Szymanski | Management | Do Not Vote | For | No |
| | | | | |
1g | Elect Director Nigel Travis | Management | Do Not Vote | For | No |
1h | Elect Director Joseph S. Vassalluzzo | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Approve Omnibus Stock Plan | Management | Do Not Vote | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Kratos Defense & Security Solutions, Inc. | | | | | |
| | | | | |
Ticker Symbol: | KTOS | CUSIP Number: | 50077B207 | | |
Record Date: | 15-Mar-19 | Meeting Date: | 09-May-19 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott Anderson | Management | Do Not Vote | For | No |
1.2 | Elect Director Bandel Carano | Management | Do Not Vote | For | No |
1.3 | Elect Director Eric DeMarco | Management | Do Not Vote | For | No |
1.4 | Elect Director William Hoglund | Management | Do Not Vote | For | No |
1.5 | Elect Director Scot Jarvis | Management | Do Not Vote | For | No |
1.6 | Elect Director Jane Judd | Management | Do Not Vote | For | No |
1.7 | Elect Director Samuel Liberatore | Management | Do Not Vote | For | No |
1.8 | Elect Director Amy Zegart | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Newell Brands Inc. | | | | | |
| | | | | |
Ticker Symbol: | NWL | CUSIP Number: | 651229106 | | |
Record Date: | 3/15/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Bridget Ryan Berman | Management | Do Not Vote | For | No |
1b | Elect Director Patrick D. Campbell | Management | Do Not Vote | For | No |
1c | Elect Director James R. Craigie | Management | Do Not Vote | For | No |
1d | Elect Director Debra A. Crew | Management | Do Not Vote | For | No |
1e | Elect Director Brett M. Icahn | Management | Do Not Vote | For | No |
1f | Elect Director Gerardo I. Lopez | Management | Do Not Vote | For | No |
1g | Elect Director Courtney R. Mather | Management | Do Not Vote | For | No |
1h | Elect Director Michael B. Polk | Management | Do Not Vote | For | No |
1i | Elect Director Judith A. Sprieser | Management | Do Not Vote | For | No |
1j | Elect Director Robert A. Steele | Management | Do Not Vote | For | No |
1k | Elect Director Steven J. Strobel | Management | Do Not Vote | For | No |
1l | Elect Director Michael A. Todman | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Provide Right to Act by Written Consent | Management | Do Not Vote | For | No |
5 | Amend Proxy Access Right | Share Holder | Do Not Vote | Against | No |
6 | Prepare Employment Diversity Report | Share Holder | Do Not Vote | Against | No |
| | | | | |
Lincoln National Corporation | | | | | |
| | | | | |
Ticker Symbol: | LNC | CUSIP Number: | 534187109 | | |
Record Date: | 3/20/2019 | Meeting Date: | 5/24/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Deirdre P. Connelly | Management | Do Not Vote | For | No |
1.2 | Elect Director William H. Cunningham | Management | Do Not Vote | For | No |
1.3 | Elect Director Dennis R. Glass | Management | Do Not Vote | For | No |
| | | | | |
1.4 | Elect Director George W. Henderson, III | Management | Do Not Vote | For | No |
1.5 | Elect Director Eric G. Johnson | Management | Do Not Vote | For | No |
1.6 | Elect Director Gary C. Kelly | Management | Do Not Vote | For | No |
1.7 | Elect Director M. Leanne Lachman | Management | Do Not Vote | For | No |
1.8 | Elect Director Michael F. Mee | Management | Do Not Vote | For | No |
1.9 | Elect Director Patrick S. Pittard | Management | Do Not Vote | For | No |
1.10 | Elect Director Isaiah Tidwell | Management | Do Not Vote | For | No |
1.11 | Elect Director Lynn M. Utter | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Require Independent Board Chairman | Share Holder | Do Not Vote | Against | No |
5 | Amend Proxy Access Right | Share Holder | Do Not Vote | Against | No |
| | | | | |
The Gabelli Healthcare & WellnessRx Trust | | | | | |
| | | | | |
Ticker Symbol: | GRX | CUSIP Number: | 36246K103 | | |
Record Date: | 3/21/2019 | Meeting Date: | 5/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey J. Jonas | Management | Do Not Vote | For | No |
1.2 | Elect Director Kuni Nakamura | Management | Do Not Vote | For | No |
| | | | | |
Enphase Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ENPH | CUSIP Number: | 29355A107 | | |
Record Date: | 3/22/2019 | Meeting Date: | 5/15/2019 | | |
| | | | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven J. Gomo | Management | Do Not Vote | For | No |
1.2 | Elect Director Thurman John Rodgers | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Magna International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MG | CUSIP Number: | 559222401 | | |
Record Date: | 3/22/2019 | Meeting Date: | 5/9/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott B. Bonham | Management | Do Not Vote | For | No |
1.2 | Elect Director Peter G. Bowie | Management | Do Not Vote | For | No |
1.3 | Elect Director Mary S. Chan | Management | Do Not Vote | For | No |
1.4 | Elect Director Kurt J. Lauk | Management | Do Not Vote | For | No |
1.5 | Elect Director Robert F. MacLellan | Management | Do Not Vote | For | No |
1.6 | Elect Director Cynthia A. Niekamp | Management | Do Not Vote | For | No |
1.7 | Elect Director William A. Ruh | Management | Do Not Vote | For | No |
1.8 | Elect Director Indira V. Samarasekera | Management | Do Not Vote | For | No |
1.9 | Elect Director Donald J. Walker | Management | Do Not Vote | For | No |
1.10 | Elect Director Lisa S. Westlake | Management | Do Not Vote | For | No |
1.11 | Elect Director William L. Young | Management | Do Not Vote | For | No |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Do Not Vote | For | No |
3 | Advisory Vote on Executive Compensation Approach | Management | Do Not Vote | For | No |
4 | Expand Annual Disclosure to Shareholders | Share Holder | Do Not Vote | Against | No |
| | | | | |
Southwestern Energy Company | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | SWN | CUSIP Number: | 845467109 | | |
Record Date: | 3/22/2019 | Meeting Date: | 5/21/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John D. Gass | Management | Do Not Vote | For | No |
1.2 | Elect Director Catherine A. Kehr | Management | Do Not Vote | For | No |
1.3 | Elect Director Greg D. Kerley | Management | Do Not Vote | For | No |
1.4 | Elect Director Jon A. Marshall | Management | Do Not Vote | For | No |
1.5 | Elect Director Patrick M. Prevost | Management | Do Not Vote | For | No |
1.6 | Elect Director Anne Taylor | Management | Do Not Vote | For | No |
1.7 | Elect Director William J. Way | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Do Not Vote | For | No |
| | | | | |
Associated Capital Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AC | CUSIP Number: | 045528106 | | |
Record Date: | 3/25/2019 | Meeting Date: | 5/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Marc Gabelli | Management | Do Not Vote | For | No |
1.2 | Elect Director Mario J. Gabelli | Management | Do Not Vote | For | No |
1.3 | Elect Director Douglas R. Jamieson | Management | Do Not Vote | For | No |
1.4 | Elect Director Daniel R. Lee | Management | Do Not Vote | For | No |
1.5 | Elect Director Bruce M. Lisman | Management | Do Not Vote | For | No |
1.6 | Elect Director Frederic V. Salerno | Management | Do Not Vote | For | No |
| | | | | |
1.7 | Elect Director Salvatore F. Sodano | Management | Do Not Vote | For | No |
1.8 | Elect Director Elisa M. Wilson | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Conduent Incorporated | | | | | |
| | | | | |
Ticker Symbol: | CNDT | CUSIP Number: | 206787103 | | |
Record Date: | 3/27/2019 | Meeting Date: | 5/21/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Nicholas Graziano | Management | Do Not Vote | For | No |
1.2 | Elect Director Joie A. Gregor | Management | Do Not Vote | For | No |
1.3 | Elect Director Scott Letier | Management | Do Not Vote | For | No |
1.4 | Elect Director Jesse A. Lynn | Management | Do Not Vote | For | No |
1.5 | Elect Director Courtney Mather | Management | Do Not Vote | For | No |
1.6 | Elect Director Michael A. Nutter | Management | Do Not Vote | For | No |
1.7 | Elect Director William G. Parrett | Management | Do Not Vote | For | No |
1.8 | Elect Director Ashok Vemuri | Management | Do Not Vote | For | No |
1.9 | Elect Director Virginia M. Wilson | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Honda Motor Co., Ltd. | | | | | |
| | | | | |
Ticker Symbol: | 7267 | CUSIP Number: | 438128308 | | |
Record Date: | 3/28/2019 | Meeting Date: | 6/19/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
| | | | | |
1.1 | Elect Director Mikoshiba, Toshiaki | Management | Do Not Vote | For | No |
1.2 | Elect Director Hachigo, Takahiro | Management | Do Not Vote | For | No |
1.3 | Elect Director Kuraishi, Seiji | Management | Do Not Vote | For | No |
1.4 | Elect Director Yamane, Yoshi | Management | Do Not Vote | For | No |
1.5 | Elect Director Takeuchi, Kohei | Management | Do Not Vote | For | No |
1.6 | Elect Director Ozaki, Motoki | Management | Do Not Vote | For | No |
1.7 | Elect Director Koide, Hiroko | Management | Do Not Vote | For | No |
1.8 | Elect Director Ito, Takanobu | Management | Do Not Vote | For | No |
2.1 | Elect Director and Audit Committee Member Yoshida, Masahiro | Management | Do Not Vote | For | No |
2.2 | Elect Director and Audit Committee Member Suzuki, Masafumi | Management | Do Not Vote | For | No |
2.3 | Elect Director and Audit Committee Member Takaura, Hideo | Management | Do Not Vote | For | No |
2.4 | Elect Director and Audit Committee Member Tamura, Mayumi | Management | Do Not Vote | For | No |
2.5 | Elect Director and Audit Committee Member Sakai, Kunihiko | Management | Do Not Vote | For | No |
| | | | | |
KeyCorp | | | | | |
| | | | | |
Ticker Symbol: | KEY | CUSIP Number: | 493267108 | | |
Record Date: | 3/29/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Bruce D. Broussard | Management | Do Not Vote | For | No |
1.2 | Elect Director Charles P. Cooley | Management | Do Not Vote | For | No |
1.3 | Elect Director Gary M. Crosby | Management | Do Not Vote | For | No |
1.4 | Elect Director Alexander M. Cutler | Management | Do Not Vote | For | No |
1.5 | Elect Director H. James Dallas | Management | Do Not Vote | For | No |
1.6 | Elect Director Elizabeth R. Gile | Management | Do Not Vote | For | No |
1.7 | Elect Director Ruth Ann M. Gillis | Management | Do Not Vote | For | No |
1.8 | Elect Director William G. Gisel, Jr. | Management | Do Not Vote | For | No |
1.9 | Elect Director Carlton L. Highsmith | Management | Do Not Vote | For | No |
1.10 | Elect Director Richard J. Hipple | Management | Do Not Vote | For | No |
| | | | | |
1.11 | Elect Director Kristen L. Manos | Management | Do Not Vote | For | No |
1.12 | Elect Director Beth E. Mooney | Management | Do Not Vote | For | No |
1.13 | Elect Director Barbara R. Snyder | Management | Do Not Vote | For | No |
1.14 | Elect Director David K. Wilson | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditor | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Approve Omnibus Stock Plan | Management | Do Not Vote | For | No |
5 | Increase Authorized Common Stock | Management | Do Not Vote | For | No |
6 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | Do Not Vote | For | No |
| | | | | |
Merck & Co., Inc. | | | | | |
| | | | | |
Ticker Symbol: | MRK | CUSIP Number: | 58933Y105 | | |
Record Date: | 3/29/2019 | Meeting Date: | 5/28/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Leslie A. Brun | Management | Do Not Vote | For | No |
1b | Elect Director Thomas R. Cech | Management | Do Not Vote | For | No |
1c | Elect Director Mary Ellen Coe | Management | Do Not Vote | For | No |
1d | Elect Director Pamela J. Craig | Management | Do Not Vote | For | No |
1e | Elect Director Kenneth C. Frazier | Management | Do Not Vote | For | No |
1f | Elect Director Thomas H. Glocer | Management | Do Not Vote | For | No |
1g | Elect Director Rochelle B. Lazarus | Management | Do Not Vote | For | No |
1h | Elect Director Paul B. Rothman | Management | Do Not Vote | For | No |
1i | Elect Director Patricia F. Russo | Management | Do Not Vote | For | No |
1j | Elect Director Inge G. Thulin | Management | Do Not Vote | For | No |
1k | Elect Director Wendell P. Weeks | Management | Do Not Vote | For | No |
1l | Elect Director Peter C. Wendell | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Approve Omnibus Stock Plan | Management | Do Not Vote | For | No |
| | | | | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
5 | Require Independent Board Chairman | Share Holder | Do Not Vote | Against | No |
6 | Adopt Policy Disclosing Rationale Behind Approval of Sale of Compensation Shares by a Senior Executive During a Buyback | Share Holder | Do Not Vote | Against | No |
7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Share Holder | Do Not Vote | Against | No |
| | | | | |
Element Solutions Inc | | | | | |
| | | | | |
Ticker Symbol: | ESI | CUSIP Number: | 28618M106 | | |
Record Date: | 4/10/2019 | Meeting Date: | 6/5/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Martin E. Franklin | Management | Do Not Vote | For | No |
1b | Elect Director Benjamin Gliklich | Management | Do Not Vote | For | No |
1c | Elect Director Scot R. Benson | Management | Do Not Vote | For | No |
1d | Elect Director Ian G.H. Ashken | Management | Do Not Vote | For | No |
1e | Elect Director Christopher T. Fraser | Management | Do Not Vote | For | No |
1f | Elect Director Michael F. Goss | Management | Do Not Vote | For | No |
1g | Elect Director Nichelle Maynard-Elliott | Management | Do Not Vote | For | No |
1h | Elect Director E. Stanley O'Neal | Management | Do Not Vote | For | No |
1i | Elect Director Rakesh Sachdev | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Granite Construction Incorporated | | | | | |
| | | | | |
Ticker Symbol: | GVA | CUSIP Number: | 387328107 | | |
| | | | | |
Record Date: | 4/12/2019 | Meeting Date: | 6/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Claes G. Bjork | Management | Do Not Vote | For | No |
1b | Elect Director Patricia D. Galloway | Management | Do Not Vote | For | No |
1c | Elect Director Alan P. Krusi | Management | Do Not Vote | For | No |
1d | Elect Director Jeffrey J. Lyash | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Alpha Pro Tech, Ltd. | | | | | |
| | | | | |
Ticker Symbol: | APT | CUSIP Number: | 020772109 | | |
Record Date: | 4/15/2019 | Meeting Date: | 6/11/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Lloyd Hoffman | Management | Do Not Vote | For | No |
1.2 | Elect Director Donna Millar | Management | Do Not Vote | For | No |
1.3 | Elect Director John Ritota | Management | Do Not Vote | For | No |
1.4 | Elect Director Russell Manock | Management | Do Not Vote | For | No |
1.5 | Elect Director Danny Montgomery | Management | Do Not Vote | For | No |
1.6 | Elect Director David R. Garcia | Management | Do Not Vote | For | No |
1.7 | Elect Director James Buchan | Management | Do Not Vote | For | No |
2 | Ratify Tanner LLC as Auditor | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | One Year | No |
| | | | | |
Equus Total Return, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | EQS | CUSIP Number: | 294766100 | | |
Record Date: | 4/15/2019 | Meeting Date: | 5/17/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Fraser Atkinson | Management | Do Not Vote | For | No |
1.2 | Elect Director Kenneth I. Denos | Management | Do Not Vote | For | No |
1.3 | Elect Director Henry W. Hankinson | Management | Do Not Vote | For | No |
1.4 | Elect Director John A. Hardy | Management | Do Not Vote | For | No |
1.5 | Elect Director Robert L. Knauss | Management | Do Not Vote | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Generac Holdings Inc. | | | | | |
| | | | | |
Ticker Symbol: | GNRC | CUSIP Number: | 368736104 | | |
Record Date: | 4/15/2019 | Meeting Date: | 6/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John D. Bowlin | Management | Do Not Vote | For | No |
1.2 | Elect Director Aaron P. Jagdfeld | Management | Do Not Vote | For | No |
1.3 | Elect Director Andrew G. Lampereur | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Approve Omnibus Stock Plan | Management | Do Not Vote | For | No |
| | | | | |
Medallion Financial Corp. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | MFIN | CUSIP Number: | 583928106 | | |
Record Date: | 4/15/2019 | Meeting Date: | 6/14/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Andrew M. Murstein | Management | Do Not Vote | For | No |
1.2 | Elect Director Allan J. Tanenbaum | Management | Do Not Vote | For | No |
2 | Ratify Mazars USA LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Manning & Napier, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MN | CUSIP Number: | 56382Q102 | | |
Record Date: | 4/17/2019 | Meeting Date: | 6/12/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joel Domino | Management | Do Not Vote | For | No |
1.2 | Elect Director Edward George | Management | Do Not Vote | For | No |
1.3 | Elect Director Richard S. Goldberg | Management | Do Not Vote | For | No |
1.4 | Elect Director Barbara Goodstein | Management | Do Not Vote | For | No |
1.5 | Elect Director Robert Kopech | Management | Do Not Vote | For | No |
1.6 | Elect Director William Manning | Management | Do Not Vote | For | No |
1.7 | Elect Director Kenneth A. Marvald | Management | Do Not Vote | For | No |
1.8 | Elect Director Marc O. Mayer | Management | Do Not Vote | For | No |
1.9 | Elect Director Edward J. Pettinella | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Lakeland Industries, Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | LAKE | CUSIP Number: | 511795106 | | |
Record Date: | 4/22/2019 | Meeting Date: | 6/19/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas J. McAteer | Management | Do Not Vote | For | No |
1.2 | Elect Director James M. Jenkins | Management | Do Not Vote | For | No |
2 | Ratify Friedman LLP as Auditor | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
DuPont de Nemours, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DD | CUSIP Number: | 26078J100 | | |
Record Date: | 4/26/2019 | Meeting Date: | 6/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Edward D. Breen | Management | Do Not Vote | For | No |
1b | Elect Director Ruby R. Chandy | Management | Do Not Vote | For | No |
1c | Elect Director Franklin K. Clyburn, Jr. | Management | Do Not Vote | For | No |
1d | Elect Director Terrence R. Curtin | Management | Do Not Vote | For | No |
1e | Elect Director Alexander M. Cutler | Management | Do Not Vote | For | No |
1f | Elect Director C. Marc Doyle | Management | Do Not Vote | For | No |
1g | Elect Director Eleuthere I. du Pont | Management | Do Not Vote | For | No |
1h | Elect Director Rajiv L. Gupta | Management | Do Not Vote | For | No |
1i | Elect Director Luther C. Kissam | Management | Do Not Vote | For | No |
1j | Elect Director Frederick M. Lowery | Management | Do Not Vote | For | No |
1k | Elect Director Raymond J. Milchovich | Management | Do Not Vote | For | No |
1l | Elect Director Steven M. Sterin | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Do Not Vote | For | No |
4 | Provide Right to Act by Written Consent | Share Holder | Do Not Vote | Against | No |
5 | Report on Pay Disparity | Share Holder | Do Not Vote | Against | No |
6 | Report on Public Health Risks of Petrochemical Operations in Flood Prone Areas | Share Holder | Do Not Vote | Against | No |
7 | Report on Efforts to Reduce Plastic Pellet Pollution | Share Holder | Do Not Vote | Against | No |
| | | | | |
Bristol-Myers Squibb Company | | | | | |
| | | | | |
Ticker Symbol: | BMY | CUSIP Number: | 110122108 | | |
Record Date: | 4/30/2019 | Meeting Date: | 5/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Peter J. Arduini | Management | Do Not Vote | For | No |
1B | Elect Director Robert J. Bertolini | Management | Do Not Vote | For | No |
1C | Elect Director Giovanni Caforio | Management | Do Not Vote | For | No |
1D | Elect Director Matthew W. Emmens | Management | Do Not Vote | For | No |
1E | Elect Director Michael Grobstein | Management | Do Not Vote | For | No |
1F | Elect Director Alan J. Lacy | Management | Do Not Vote | For | No |
1G | Elect Director Dinesh C. Paliwal | Management | Do Not Vote | For | No |
1H | Elect Director Theodore R. Samuels | Management | Do Not Vote | For | No |
1I | Elect Director Vicki L. Sato | Management | Do Not Vote | For | No |
1J | Elect Director Gerald L. Storch | Management | Do Not Vote | For | No |
1K | Elect Director Karen H. Vousden | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
4 | Provide Right to Act by Written Consent | Share Holder | Do Not Vote | Against | No |
| | | | | |
DowDuPont Inc. | | | | | |
| | | | | |
| | | | | |
Ticker Symbol: | DWDP | CUSIP Number: | 26078J100 | | |
Record Date: | 5/1/2019 | Meeting Date: | 5/23/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Reverse Stock Split | Management | Do Not Vote | For | No |
2 | Adjourn Meeting | Management | Do Not Vote | For | No |
| | | | | |
MVC Capital, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MVC | CUSIP Number: | 553829102 | | |
Record Date: | 5/3/2019 | Meeting Date: | 6/24/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Emilio Dominianni | Management | Do Not Vote | For | No |
1.2 | Elect Director Phillip Goldstein | Management | Do Not Vote | For | No |
1.3 | Elect Director Gerald Hellerman | Management | Do Not Vote | For | No |
1.4 | Elect Director Warren Holtsberg | Management | Do Not Vote | For | No |
1.5 | Elect Director Douglas Kass | Management | Do Not Vote | For | No |
1.6 | Elect Director Robert Knapp | Management | Do Not Vote | For | No |
1.7 | Elect Director Scott D. Krase | Management | Do Not Vote | For | No |
1.8 | Elect Director William Taylor | Management | Do Not Vote | For | No |
1.9 | Elect Director Michael Tokarz | Management | Do Not Vote | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | Do Not Vote | For | No |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Ancora Trust
By/s/Bradley Zucker
* Bradley Zucker
President, Treasurer and Secretary
Date: July 25, 2019
*Print the name and title of each signing officer under his or her signature.