UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21418
Ancora Trust
(Exact name of registrant as specified in charter)
6060 Parkland Boulevard, Suite 200
Cleveland, Ohio 44124
(Address of principal executive offices)
(Zip code)
Bradley Zucker
c/o Ancora Trust
6060 Parkland Boulevard, Suite 200
Cleveland, Ohio 44124
(Name and address of agent for service)
Copies to:
Michael J. Meaney, Esq.
McDonald Hopkins Co., LPA
2100 Bank One Center
600 Superior Avenue East
Cleveland, Ohio 44114
Registrant's telephone number, including area code: 216-825-4000
Date of fiscal year end: December 31
Date of reporting period: June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
The name of the issuer of the portfolio security;
(b).
The exchange ticker symbol of the portfolio security;
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
The shareholder meeting date;
(e).
A brief identification of the matter voted on;
(f).
Whether the matter was proposed by the issuer or by a security holder;
(g).
Whether the Registrant cast its vote on the matter;
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
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Ancora Income Fund | | | | | |
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Aberdeen Asia-Pacific Income Fund, Inc. | | | | | |
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Ticker Symbol: | FAX | CUSIP Number: | 003009107 | | | |
Record Date: | 3/5/2021 | Meeting Date: | 4/29/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director Radhika Ajmera | Management | For | For | No | |
3.1 | Elect Director Neville J. Miles | Management | For | For | No | |
3.2 | Elect Director P. Gerald Malone | Management | For | For | No | |
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AllianzGI Convertible & Income Fund II | | | | | |
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Ticker Symbol: | NCZ | CUSIP Number: | 018825802 | | | |
Record Date: | 9/10/2020 | Meeting Date: | 11/24/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Investment Advisory Agreement with Virtus Investment Advisers, Inc. | Management | For | For | No | |
2 | Approve Subadvisory Agreement by and among the AllianzGI Convertible & Income Fund II, Virtus Investment Advisers, Inc. and Allianz Global Investors U.S. LLC | Management | For | For | No | |
3 | Other Business | Management | Against | For | Yes | |
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AllianzGI Convertible & Income Fund II | | | | | |
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Ticker Symbol: | NCZ | CUSIP Number: | 92838U108 | | | |
Record Date: | 5/14/2020 | Meeting Date: | 7/9/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
A1 | Elect Director Deborah A. DeCotis | Management | | For | No | |
A2 | Elect Director Davey S. Scoon | Management | | For | No | |
A3 | Elect Director James A. Jacobson | Management | | For | No | |
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Annaly Capital Management, Inc. | | | | | |
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Ticker Symbol: | NLY | CUSIP Number: | 035710409 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/19/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Francine J. Bovich | Management | For | For | No | |
1b | Elect Director Wellington J. Denahan | Management | For | For | No | |
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1c | Elect Director Katie Beirne Fallon | Management | For | For | No | |
1d | Elect Director David L. Finkelstein | Management | For | For | No | |
1e | Elect Director Thomas Hamilton | Management | For | For | No | |
1f | Elect Director Kathy Hopinkah Hannan | Management | For | For | No | |
1g | Elect Director Michael Haylon | Management | For | For | No | |
1h | Elect Director Eric A. Reeves | Management | For | For | No | |
1i | Elect Director John H. Schaefer | Management | For | For | No | |
1j | Elect Director Glenn A. Votek | Management | For | For | No | |
1k | Elect Director Vicki Williams | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
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Exxon Mobil Corporation | | | | | |
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Ticker Symbol: | XOM | CUSIP Number: | 30231G102 | | | |
Record Date: | 3/29/2021 | Meeting Date: | 5/26/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Michael J. Angelakis | Management | Do Not Vote | For | No | |
1.2 | Elect Director Susan K. Avery | Management | Do Not Vote | For | No | |
1.3 | Elect Director Angela F. Braly | Management | Do Not Vote | For | No | |
1.4 | Elect Director Ursula M. Burns | Management | Do Not Vote | For | No | |
1.5 | Elect Director Kenneth C. Frazier | Management | Do Not Vote | For | No | |
1.6 | Elect Director Joseph L. Hooley | Management | Do Not Vote | For | No | |
1.7 | Elect Director Steven A. Kandarian | Management | Do Not Vote | For | No | |
1.8 | Elect Director Douglas R. Oberhelman | Management | Do Not Vote | For | No | |
1.9 | Elect Director Samuel J. Palmisano | Management | Do Not Vote | For | No | |
1.10 | Elect Director Jeffrey W. Ubben | Management | Do Not Vote | For | No | |
1.11 | Elect Director Darren W. Woods | Management | Do Not Vote | For | No | |
1.12 | Elect Director Wan Zulkiflee | Management | Do Not Vote | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No | |
4 | Require Independent Board Chair | Share Holder | Do Not Vote | Against | No | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Do Not Vote | Against | No | |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Share Holder | Do Not Vote | Against | No | |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Share Holder | Do Not Vote | Against | No | |
8 | Report on Political Contributions | Share Holder | Do Not Vote | Against | No | |
9 | Report on Lobbying Payments and Policy | Share Holder | Do Not Vote | Against | No | |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Share Holder | Do Not Vote | Against | No | |
1.1 | Elect Director Gregory J. Goff | Share Holder | For | For | No | |
1.2 | Elect Director Kaisa Hietala | Share Holder | For | For | No | |
1.3 | Elect Director Alexander A. Karsner | Share Holder | For | For | No | |
1.4 | Elect Director Anders Runevad | Share Holder | Withhold | For | Yes | |
| | | | | | |
1.5 | Management Nominee Michael J. Angelakis | Share Holder | For | For | No | |
1.6 | Management Nominee Susan K. Avery | Share Holder | For | For | No | |
1.7 | Management Nominee Angela F. Braly | Share Holder | For | For | No | |
1.8 | Management Nominee Ursula M. Burns | Share Holder | For | For | No | |
1.9 | Management Nominee Kenneth C. Frazier | Share Holder | For | For | No | |
1.10 | Management Nominee Joseph L. Hooley | Share Holder | For | For | No | |
1.11 | Management Nominee Jeffrey W. Ubben | Share Holder | For | For | No | |
1.12 | Management Nominee Darren W. Woods | Share Holder | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Yes | |
4 | Require Independent Board Chair | Share Holder | Against | None | No | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | None | No | |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Share Holder | For | None | No | |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Share Holder | Against | None | No | |
8 | Report on Political Contributions | Share Holder | For | None | No | |
9 | Report on Lobbying Payments and Policy | Share Holder | For | None | No | |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Share Holder | For | None | No | |
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GasLog Ltd. | | | | | |
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Ticker Symbol: | GLOG | CUSIP Number: | G37585117 | | | |
Record Date: | 4/30/2021 | Meeting Date: | 6/4/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Merger Agreement | Management | For | For | No | |
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Iron Mountain Incorporated | | | | | |
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Ticker Symbol: | IRM | CUSIP Number: | 46284V101 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/12/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Jennifer Allerton | Management | For | For | No | |
1b | Elect Director Pamela M. Arway | Management | For | For | No | |
1c | Elect Director Clarke H. Bailey | Management | For | For | No | |
1d | Elect Director Kent P. Dauten | Management | For | For | No | |
1e | Elect Director Monte Ford | Management | For | For | No | |
1f | Elect Director Per-Kristian Halvorsen | Management | For | For | No | |
1g | Elect Director Robin L. Matlock | Management | For | For | No | |
1h | Elect Director William L. Meaney | Management | For | For | No | |
1i | Elect Director Wendy J. Murdock | Management | For | For | No | |
1j | Elect Director Walter C. Rakowich | Management | For | For | No | |
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1k | Elect Director Doyle R. Simons | Management | For | For | No | |
1l | Elect Director Alfred J. Verrecchia | Management | For | For | No | |
2 | Amend Omnibus Stock Plan | Management | For | For | No | |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
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MFS Intermediate Income Trust | | | | | |
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Ticker Symbol: | MIN | CUSIP Number: | 55273C107 | | | |
Record Date: | 7/31/2020 | Meeting Date: | 10/1/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a.1 | Elect Director Steven E. Buller | Management | For | For | No | |
1a.2 | Elect Director Peter D. Jones | Management | For | For | No | |
1a.3 | Elect Director John P. Kavanaugh | Management | For | For | No | |
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Oxford Lane Capital Corp. | | | | | |
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Ticker Symbol: | OXLC | CUSIP Number: | 691543102 | | | |
Record Date: | 8/28/2020 | Meeting Date: | 10/23/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director John Reardon | Management | For | For | No | |
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Priority Income Fund, Inc. | | | | | |
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Ticker Symbol: | PRIF.PRC | CUSIP Number: | 74274W301 | | | |
Record Date: | 9/18/2020 | Meeting Date: | 12/2/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director William J. Gremp | Management | | For | No | |
1 | Elect Director William J. Gremp | Management | | For | No | |
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Prudential Financial, Inc. | | | | | |
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Ticker Symbol: | PRU | CUSIP Number: | 744320102 | | | |
Record Date: | 3/12/2021 | Meeting Date: | 5/11/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
| | | | | | |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For | No | |
1.2 | Elect Director Gilbert F. Casellas | Management | For | For | No | |
1.3 | Elect Director Robert M. Falzon | Management | For | For | No | |
1.4 | Elect Director Martina Hund-Mejean | Management | For | For | No | |
1.5 | Elect Director Wendy E. Jones | Management | For | For | No | |
1.6 | Elect Director Karl J. Krapek | Management | For | For | No | |
1.7 | Elect Director Peter R. Lighte | Management | For | For | No | |
1.8 | Elect Director Charles F. Lowrey | Management | For | For | No | |
1.9 | Elect Director George Paz | Management | For | For | No | |
1.10 | Elect Director Sandra Pianalto | Management | For | For | No | |
1.11 | Elect Director Christine A. Poon | Management | For | For | No | |
1.12 | Elect Director Douglas A. Scovanner | Management | For | For | No | |
1.13 | Elect Director Michael A. Todman | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Approve Omnibus Stock Plan | Management | For | For | No | |
5 | Require Independent Board Chair | Share Holder | For | Against | Yes | |
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Signature Bank | | | | | |
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Ticker Symbol: | SBNY | CUSIP Number: | 82669G104 | | | |
Record Date: | 5/10/2021 | Meeting Date: | 6/29/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve the Stock Repurchase Plan | Management | | For | No | |
2 | Amend Omnibus Stock Plan | Management | | For | No | |
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Special Opportunities Fund, Inc. | | | | | |
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Ticker Symbol: | SPE | CUSIP Number: | 84741T104 | | | |
Record Date: | 10/20/2020 | Meeting Date: | 12/17/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Phillip Goldstein | Management | For | For | No | |
1.2 | Elect Director Marc Lunder | Management | For | For | No | |
1.3 | Elect Director Andrew Dakos | Management | For | For | No | |
1.4 | Elect Director Gerald Hellerman | Management | For | For | No | |
1.5 | Elect Director Charles C. Walden | Management | For | For | No | |
1.6 | Elect Director Ben H. Harris | Management | For | For | No | |
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The Gabelli Global Utility & Income Trust | | | | | |
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Ticker Symbol: | GLU | CUSIP Number: | 36242L105 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/10/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Calgary Avansino | Management | For | For | No | |
1.2 | Elect Director Salvatore M. Salibello | Management | For | For | No | |
1.3 | Elect Director James P. Conn | Management | For | For | No | |
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The Gabelli Utility Trust | | | | | |
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Ticker Symbol: | GUT | CUSIP Number: | 36240A101 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/10/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Michael J. Ferrantino | Management | For | For | No | |
1.2 | Elect Director Leslie F. Foley | Management | For | For | No | |
1.3 | Elect Director John D. Gabelli | Management | For | For | No | |
1.4 | Elect Director Michael J. Melarkey | Management | For | For | No | |
1.5 | Elect Director James P. Conn | Management | For | For | No | |
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Western Asset Inflation-Linked Income Fund | | | | | |
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Ticker Symbol: | WIA | CUSIP Number: | 95766Q106 | | | |
Record Date: | 5/22/2020 | Meeting Date: | 9/25/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve New Management Agreement with Western Asset Management Company, LLC | Management | For | For | No | |
2A | Approve Subadvisory Agreement with Western Asset Management Company Limited | Management | For | For | No | |
2B | Approve Subadvisory Agreement with Western Asset Management Company Ltd. | Management | For | For | No | |
2C | Approve Subadvisory Agreement with Western Asset Management Company Pte. Ltd. | Management | For | For | No | |
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Western Asset Inflation-Linked Opportunities & Income Fund | | | | |
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Ticker Symbol: | WIW | CUSIP Number: | 95766R104 | | | |
Record Date: | 5/22/2020 | Meeting Date: | 7/14/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve New Management Agreement with Western Asset Management Company, LLC | Management | For | For | No | |
2A | Approve Subadvisory Agreement with Western Asset Management Company Limited | Management | For | For | No | |
2B | Approve Subadvisory Agreement with Western Asset Management Company Ltd | Management | For | For | No | |
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2C | Approve Subadvisory Agreement with Western Asset Management Company Pte. Ltd. | Management | For | For | No | |
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Ancora MicroCap Fund | | | | | |
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180 Degree Capital Corp. | | | | | |
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Ticker Symbol: | TURN | CUSIP Number: | 68235B208 | | | |
Record Date: | 2/19/2021 | Meeting Date: | 4/20/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Stacy R. Brandom | Management | For | For | No | |
1.2 | Elect Director Tonia L. Pankopf | Management | For | For | No | |
1.3 | Elect Director Kevin M. Rendino | Management | For | For | No | |
1.4 | Elect Director Richard P. Shanley | Management | For | For | No | |
1.5 | Elect Director Parker A. Weil | Management | For | For | No | |
1.6 | Elect Director Daniel B. Wolfe | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
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Acacia Research Corporation | | | | | |
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Ticker Symbol: | ACTG | CUSIP Number: | 003881307 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/12/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Maureen O'Connell | Management | For | For | No | |
1b | Elect Director Katharine Wolanyk | Management | For | For | No | |
1c | Elect Director Isaac T. Kohlberg | Management | For | For | No | |
1d | Elect Director Jonathan Sagal | Management | For | For | No | |
1e | Elect Director Clifford Press | Management | For | For | No | |
1f | Elect Director Alfred V. Tobia, Jr. | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Eliminate Supermajority Vote Requirement | Management | For | For | No | |
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Adams Resources & Energy, Inc. | | | | | |
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Ticker Symbol: | AE | CUSIP Number: | 006351308 | | | |
Record Date: | 4/1/2021 | Meeting Date: | 5/12/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Townes G. Pressler | Management | For | For | No | |
| | | | | | |
1.2 | Elect Director Michelle A. Earley | Management | For | For | No | |
1.3 | Elect Director Murray E. Brasseux | Management | For | For | No | |
1.4 | Elect Director Richard C. Jenner | Management | For | For | No | |
1.5 | Elect Director W.R. Scofield | Management | For | For | No | |
1.6 | Elect Director John O. Niemann, Jr. | Management | For | For | No | |
1.7 | Elect Director Dennis E. Dominic | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
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AerSale Corporation | | | | | |
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Ticker Symbol: | ASLE | CUSIP Number: | 00810F106 | | | |
Record Date: | 4/22/2021 | Meeting Date: | 6/15/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Nicolas Finazzo | Management | Against | For | Yes | |
1b | Elect Director Robert B. Nichols | Management | Against | For | Yes | |
1c | Elect Director Sai S. Devabhaktuni | Management | For | For | No | |
1d | Elect Director C. Robert Kehler | Management | For | For | No | |
1e | Elect Director Michael Kirton | Management | Against | For | Yes | |
1f | Elect Director Peter Nolan | Management | Against | For | Yes | |
1g | Elect Director Jonathan Seiffer | Management | Against | For | Yes | |
1h | Elect Director Richard J. Townsend | Management | For | For | No | |
1h | Elect Director Eric J. Zahler | Management | For | For | No | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
3 | Amend Certificate of Incorporation in Relation to Director Removal and Director Vacancy Provision | Management | For | For | No | |
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Allot Ltd. | | | | | | |
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Ticker Symbol: | ALLT | CUSIP Number: | M0854Q105 | | | |
Record Date: | 9/9/2020 | Meeting Date: | 10/14/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Amend Article Re: Board Related | Management | For | For | No | |
2 | Reelect Itsik (Itzhak) Danziger as Director | Management | For | For | No | |
3 | Reelect Miron (Ronnie) Kenneth as Director | Management | For | For | No | |
4 | Approve Grant RSUs of the Company to Yigal Jacoby, Company?s Chairman | Management | For | For | No | |
5 | Approve Grant RSUs of the Company to Erez Antebi, Company?s President and CEO | Management | For | For | No | |
6 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
7 | Discuss Financial Statements and the Report of the Board for 2018 | Management | | | No | |
8 | Transact Other Business (Non-Voting) | Management | | | No | |
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | For | None | No | |
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Amtech Systems, Inc. | | | | | |
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Ticker Symbol: | ASYS | CUSIP Number: | 032332504 | | | |
Record Date: | 1/22/2021 | Meeting Date: | 3/23/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Jong S. Whang | Management | Withhold | For | Yes | |
1.2 | Elect Director Michael Whang | Management | Withhold | For | Yes | |
1.3 | Elect Director Lisa D. Gibbs | Management | Withhold | For | Yes | |
1.4 | Elect Director Robert M. Averick | Management | For | For | No | |
1.5 | Elect Director Michael Garnreiter | Management | Withhold | For | Yes | |
1.6 | Elect Director Sukesh Mohan | Management | For | For | No | |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
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Aviat Networks, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | AVNW | CUSIP Number: | 05366Y201 | | | |
Record Date: | 9/15/2020 | Meeting Date: | 11/11/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director John Mutch | Management | For | For | No | |
1b | Elect Director Dahlia Loeb | Management | For | For | No | |
1c | Elect Director Kenneth Kong | Management | For | For | No | |
1d | Elect Director John J. Quicke | Management | For | For | No | |
1e | Elect Director Peter Smith | Management | For | For | No | |
1f | Elect Director James C. Stoffel | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Adopt Tax Benefit Preservation Plan | Management | For | For | No | |
| | | | | | |
AXT, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | AXTI | CUSIP Number: | 00246W103 | | | |
Record Date: | 3/23/2021 | Meeting Date: | 5/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director Jesse Chen | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify BPM LLP as Auditors | Management | For | For | No | |
| | | | | | |
| | | | | | |
Catasys, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | OTRK | CUSIP Number: | 683373104 | | | |
Record Date: | 6/10/2020 | Meeting Date: | 7/16/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Terren S. Peizer | Management | For | For | No | |
1.2 | Elect Director Richard A. Berman | Management | For | For | No | |
1.3 | Elect Director Michael Sherman | Management | For | For | No | |
1.4 | Elect Director Edward Zecchini | Management | For | For | No | |
1.5 | Elect Director Diane Seloff | Management | For | For | No | |
1.6 | Elect Director Robert Rebak | Management | For | For | No | |
1.7 | Elect Director Gustavo Giraldo | Management | For | For | No | |
2 | Ratify EisnerAmper LLP as Auditors | Management | For | For | No | |
| | | | | | |
Coffee Holding Co., Inc. | | | | | |
| | | | | | |
Ticker Symbol: | JVA | CUSIP Number: | 192176105 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/13/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Andrew Gordon | Management | For | For | No | |
1.2 | Elect Director Daniel Dwyer | Management | For | For | No | |
1.3 | Elect Director Barry Knepper | Management | For | For | No | |
2 | Ratify EisnerAmper LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Computer Task Group, Incorporated | | | | | |
| | | | | | |
Ticker Symbol: | CTG | CUSIP Number: | 205477102 | | | |
Record Date: | 8/7/2020 | Meeting Date: | 9/17/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director James R. Helvey, III | Management | For | For | No | |
1.2 | Elect Director Owen J. Sullivan | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
4 | Approve Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
Concrete Pumping Holdings, Inc. | | | | | |
| | | | | | |
| | | | | | |
Ticker Symbol: | BBCP | CUSIP Number: | 206704108 | | | |
Record Date: | 2/22/2021 | Meeting Date: | 4/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Bruce Young | Management | Withhold | For | Yes | |
1.2 | Elect Director M. Brent Stevens | Management | Withhold | For | Yes | |
1.3 | Elect Director Thomas Armstrong | Management | For | For | No | |
1.4 | Elect Director Ryan Beres | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
| | | | | | |
Cowen Inc. | | | | | |
| | | | | | |
Ticker Symbol: | COWN | CUSIP Number: | 223622606 | | | |
Record Date: | 5/14/2021 | Meeting Date: | 6/24/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Brett H. Barth | Management | For | For | No | |
1.2 | Elect Director Katherine E. Dietze | Management | For | For | No | |
1.3 | Elect Director Gregg A. Gonsalves | Management | For | For | No | |
1.4 | Elect Director Steven Kotler | Management | For | For | No | |
1.5 | Elect Director Lawrence E. Leibowitz | Management | For | For | No | |
1.6 | Elect Director Margaret L. Poster | Management | For | For | No | |
1.7 | Elect Director Douglas A. Rediker | Management | For | For | No | |
1.8 | Elect Director Jeffrey M. Solomon | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
5 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes | |
| | | | | | |
CPI Aerostructures, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | CVU | CUSIP Number: | 125919308 | | | |
Record Date: | 4/30/2021 | Meeting Date: | 6/25/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Richard Caswell | Management | For | For | No | |
1.2 | Elect Director Walter Paulick | Management | For | For | No | |
1.3 | Elect Director Eric Rosenfeld | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify CohnReznick LLP as Auditors | Management | For | For | No | |
| | | | | | |
| | | | | | |
CPI Aerostructures, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | CVU | CUSIP Number: | 125919308 | | | |
Record Date: | 8/21/2020 | Meeting Date: | 10/6/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director Terry Stinson | Management | For | For | No | |
2 | Amend Omnibus Stock Plan | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Ratify CohnReznick LLP as Auditors | Management | For | For | No | |
| | | | | | |
Dawson Geophysical Company | | | | | |
| | | | | | |
Ticker Symbol: | DWSN | CUSIP Number: | 239360100 | | | |
Record Date: | 3/19/2021 | Meeting Date: | 5/11/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Craig W. Cooper | Management | For | For | No | |
1.2 | Elect Director Stephen C. Jumper | Management | For | For | No | |
1.3 | Elect Director Michael L. Klofas | Management | For | For | No | |
1.4 | Elect Director Ted R. North | Management | For | For | No | |
1.5 | Elect Director Mark A. Vander Ploeg | Management | For | For | No | |
2 | Ratify RSM US LLP as Auditor | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Diamond Hill Investment Group, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | DHIL | CUSIP Number: | 25264R207 | | | |
Record Date: | 3/1/2021 | Meeting Date: | 4/26/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Heather E. Brilliant | Management | For | For | No | |
1b | Elect Director Richard S. Cooley | Management | For | For | No | |
1c | Elect Director James F. Laird | Management | For | For | No | |
1d | Elect Director Randolph J. Fortener | Management | For | For | No | |
1e | Elect Director Paula R. Meyer | Management | For | For | No | |
1f | Elect Director Nicole R. St. Pierre | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No | |
| | | | | | |
| | | | | | |
Donnelley Financial Solutions, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | DFIN | CUSIP Number: | 25787G100 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/13/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Luis A. Aguilar | Management | For | For | No | |
1.2 | Elect Director Richard L. Crandall | Management | For | For | No | |
1.3 | Elect Director Charles D. Drucker | Management | For | For | No | |
1.4 | Elect Director Juliet S. Ellis | Management | For | For | No | |
1.5 | Elect Director Gary G. Greenfield | Management | For | For | No | |
1.6 | Elect Director Jeffrey Jacobowitz | Management | For | For | No | |
1.7 | Elect Director Daniel N. Leib | Management | For | For | No | |
1.8 | Elect Director Lois M. Martin | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Eagle Bulk Shipping Inc. | | | | | |
| | | | | | |
Ticker Symbol: | EGLE | CUSIP Number: | Y2187A150 | | | |
Record Date: | 4/19/2021 | Meeting Date: | 6/18/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Paul M. Leand, Jr. | Management | For | For | No | |
1.2 | Elect Director Randee E. Day | Management | For | For | No | |
1.3 | Elect Director Justin A. Knowles | Management | For | For | No | |
1.4 | Elect Director Bart Veldhuizen | Management | For | For | No | |
1.5 | Elect Director Gary Vogel | Management | For | For | No | |
1.6 | Elect Director Gary Weston | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
| | | | | | |
Endeavour Silver Corp. | | | | | |
| | | | | | |
Ticker Symbol: | EDR | CUSIP Number: | 29258Y103 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/12/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Margaret M. Beck | Management | For | For | No | |
| | | | | | |
1.2 | Elect Director Ricardo M. Campoy | Management | For | For | No | |
1.3 | Elect Director Bradford J. Cooke | Management | For | For | No | |
1.4 | Elect Director Geoffrey A. Handley | Management | For | For | No | |
1.5 | Elect Director Rex J. McLennan | Management | For | For | No | |
1.6 | Elect Director Kenneth Pickering | Management | For | For | No | |
1.7 | Elect Director Mario D. Szotlender | Management | For | For | No | |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
3 | Re-approve Stock Option Plan | Management | For | For | No | |
4 | Approve Equity-Based Share Unit Plan | Management | For | For | No | |
| | | | | | |
First Internet Bancorp | | | | | |
| | | | | | |
Ticker Symbol: | INBK | CUSIP Number: | 320557101 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/17/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Aasif M. Bade | Management | For | For | No | |
1.2 | Elect Director David B. Becker | Management | For | For | No | |
1.3 | Elect Director Ana Dutra | Management | For | For | No | |
1.4 | Elect Director John K. Keach, Jr. | Management | For | For | No | |
1.5 | Elect Director David R. Lovejoy | Management | For | For | No | |
1.6 | Elect Director Ralph R. Whitney, Jr. | Management | For | For | No | |
1.7 | Elect Director Jerry Williams | Management | For | For | No | |
1.8 | Elect Director Jean L. Wojtowicz | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify BKD, LLP as Auditors | Management | For | For | No | |
| | | | | | |
Flexsteel Industries, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | FLXS | CUSIP Number: | 339382103 | | | |
Record Date: | 10/12/2020 | Meeting Date: | 12/9/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Matthew A. Kaness | Management | For | For | No | |
1.2 | Elect Director Thomas M. Levine | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
| | | | | | |
FreightCar America, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | RAIL | CUSIP Number: | 357023100 | | | |
Record Date: | 3/25/2021 | Meeting Date: | 5/13/2021 | | | |
| | | | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director Malcolm F. Moore | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
| | | | | | |
FreightCar America, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | RAIL | CUSIP Number: | 357023100 | | | |
Record Date: | 10/19/2020 | Meeting Date: | 11/24/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Issuance of Warrant Shares | Management | For | For | No | |
| | | | | | |
Genco Shipping & Trading Limited | | | | | |
| | | | | | |
Ticker Symbol: | GNK | CUSIP Number: | Y2685T131 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/13/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Arthur L. Regan | Management | For | For | No | |
1.2 | Elect Director James G. Dolphin | Management | For | For | No | |
1.3 | Elect Director Kathleen C. Haines | Management | For | For | No | |
1.4 | Elect Director Kevin Mahony | Management | For | For | No | |
1.5 | Elect Director Basil G. Mavroleon | Management | For | For | No | |
1.6 | Elect Director Karin Y. Orsel | Management | For | For | No | |
1.7 | Elect Director Bao D. Truong | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes | |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
6 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | For | No | |
| | | | | | |
Genco Shipping & Trading Limited | | | | | |
| | | | | | |
Ticker Symbol: | GNK | CUSIP Number: | Y2685T131 | | | |
Record Date: | 5/22/2020 | Meeting Date: | 7/15/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Arthur L. Regan | Management | For | For | No | |
1.2 | Elect Director James G. Dolphin | Management | For | For | No | |
| | | | | | |
1.3 | Elect Director Kathleen C. Haines | Management | Withhold | For | Yes | |
1.4 | Elect Director Kevin Mahony | Management | For | For | No | |
1.5 | Elect Director Christoph Majeske | Management | Withhold | For | Yes | |
1.6 | Elect Director Basil G. Mavroleon | Management | Withhold | For | Yes | |
1.7 | Elect Director Jason Scheir | Management | For | For | No | |
1.8 | Elect Director Bao D. Truong | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Establish Range For Board Size | Management | For | For | No | |
| | | | | | |
Graham Corporation | | | | | |
| | | | | | |
Ticker Symbol: | GHM | CUSIP Number: | 384556106 | | | |
Record Date: | 6/19/2020 | Meeting Date: | 8/11/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director James J. Barber | Management | For | For | No | |
1.2 | Elect Director Gerard T. Mazurkiewicz | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Hall of Fame Resort & Entertainment Company | | | | | |
| | | | | | |
Ticker Symbol: | HOFV | CUSIP Number: | 40619L102 | | | |
Record Date: | 4/8/2021 | Meeting Date: | 6/2/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Edward J. Roth, III | Management | For | For | No | |
1b | Elect Director Mary Owen | Management | For | For | No | |
1c | Elect Director Lisa Roy | Management | For | For | No | |
2 | Amend Omnibus Stock Plan | Management | For | For | No | |
3 | Ratify Marcum LLP as Auditors | Management | For | For | No | |
| | | | | | |
Hallmark Financial Services, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | HALL | CUSIP Number: | 40624Q203 | | | |
Record Date: | 4/15/2021 | Meeting Date: | 5/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Mark E. Schwarz | Management | For | For | No | |
1.2 | Elect Director Scott T. Berlin | Management | For | For | No | |
| | | | | | |
1.3 | Elect Director James H. Graves | Management | For | For | No | |
1.4 | Elect Director Mark E. Pape | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
HC2 Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | HCHC | CUSIP Number: | 404139107 | | | |
Record Date: | 5/22/2020 | Meeting Date: | 7/30/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Avram A. Glazer | Management | For | For | No | |
1.2 | Elect Director Wayne Barr, Jr. | Management | For | For | No | |
1.3 | Elect Director Kenneth S. Courtis | Management | For | For | No | |
1.4 | Elect Director Philip A. Falcone *Withdrawn Resolution* | Management | | | No | |
1.5 | Elect Director Warren H. Gfeller | Management | Against | For | Yes | |
1.6 | Elect Director Michael Gorzynski | Management | For | For | No | |
1.7 | Elect Director Shelly C. Lombard | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
| | | | | | |
Heritage Global Inc. | | | | | |
| | | | | | |
Ticker Symbol: | HGBL | CUSIP Number: | 42727E103 | | | |
Record Date: | 4/14/2021 | Meeting Date: | 6/9/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director J. Brendan Ryan | Management | For | For | No | |
1.2 | Elect Director Barbara Sinsley | Management | For | For | No | |
2 | Ratify Baker Tilly US, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes | |
| | | | | | |
Houston Wire & Cable Company | | | | | |
| | | | | | |
Ticker Symbol: | HWCC | CUSIP Number: | 44244K109 | | | |
Record Date: | 5/4/2021 | Meeting Date: | 6/15/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Merger Agreement | Management | For | For | No | |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No | |
3 | Adjourn Meeting | Management | For | For | No | |
| | | | | | |
| | | | | | |
Intevac, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | IVAC | CUSIP Number: | 461148108 | | | |
Record Date: | 3/30/2021 | Meeting Date: | 5/19/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director David S. Dury | Management | For | For | No | |
1.2 | Elect Director Wendell T. Blonigan | Management | For | For | No | |
1.3 | Elect Director Kevin D. Barber | Management | For | For | No | |
1.4 | Elect Director Dorothy D. Hayes | Management | For | For | No | |
1.5 | Elect Director Stephen A. Jamison | Management | For | For | No | |
1.6 | Elect Director Michele F. Klein | Management | For | For | No | |
1.7 | Elect Director Mark P. Popovich | Management | For | For | No | |
1.8 | Elect Director Thomas M. Rohrs | Management | For | For | No | |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No | |
3 | Ratify BPM LLP as Auditors | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Invacare Corporation | | | | | |
| | | | | | |
Ticker Symbol: | IVC | CUSIP Number: | 461203101 | | | |
Record Date: | 3/23/2021 | Meeting Date: | 5/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Susan H. Alexander | Management | For | For | No | |
1.2 | Elect Director Julie A. Beck | Management | For | For | No | |
1.3 | Elect Director Petra Danielsohn-Weil | Management | For | For | No | |
1.4 | Elect Director Stephanie L. Fehr | Management | For | For | No | |
1.5 | Elect Director Diana S. Ferguson | Management | For | For | No | |
1.6 | Elect Director Marc M. Gibeley | Management | For | For | No | |
1.7 | Elect Director C. Martin Harris | Management | For | For | No | |
1.8 | Elect Director Matthew E. Monaghan | Management | For | For | No | |
1.9 | Elect Director Clifford D. Nastas | Management | For | For | No | |
1.10 | Elect Director Baiju R. Shah | Management | For | For | No | |
2 | Amend Omnibus Stock Plan | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
| | | | | | |
Iteris, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | | |
| | | | | | |
Record Date: | 7/20/2020 | Meeting Date: | 9/10/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director J. Joseph (Joe) Bergera | Management | For | For | No | |
1.2 | Elect Director Anjali Joshi | Management | For | For | No | |
1.3 | Elect Director Gerard M. Mooney | Management | For | For | No | |
1.4 | Elect Director Thomas L. Thomas | Management | For | For | No | |
1.5 | Elect Director Lucas (Luke) P. Schneider | Management | For | For | No | |
1.6 | Elect Director Laura L. Siegal | Management | For | For | No | |
1.7 | Elect Director Dennis W. Zank | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Key Tronic Corporation | | | | | |
| | | | | | |
Ticker Symbol: | KTCC | CUSIP Number: | 493144109 | | | |
Record Date: | 9/3/2020 | Meeting Date: | 10/23/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director James R. Bean | Management | For | For | No | |
1.2 | Elect Director Craig D. Gates | Management | For | For | No | |
1.3 | Elect Director Ronald F. Klawitter | Management | For | For | No | |
1.4 | Elect Director Subodh K. Kulkarni | Management | For | For | No | |
1.5 | Elect Director Yacov A. Shamash | Management | For | For | No | |
1.6 | Elect Director Patrick Sweeney | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
| | | | | | |
L.B. Foster Company | | | | | |
| | | | | | |
Ticker Symbol: | FSTR | CUSIP Number: | 350060109 | | | |
Record Date: | 3/26/2021 | Meeting Date: | 5/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Robert P. Bauer | Management | For | For | No | |
1.2 | Elect Director Lee B. Foster, II | Management | For | For | No | |
1.3 | Elect Director Dirk Junge | Management | For | For | No | |
1.4 | Elect Director Diane B. Owen | Management | For | For | No | |
1.5 | Elect Director Robert S. Purgason | Management | For | For | No | |
1.6 | Elect Director William H. Rackoff | Management | For | For | No | |
1.7 | Elect Director Suzanne B. Rowland | Management | For | For | No | |
1.8 | Elect Director Bradley S. Vizi | Management | For | For | No | |
| | | | | | |
1.9 | Elect Director Raymond T. Betler | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Lakeland Industries, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | LAKE | CUSIP Number: | 511795106 | | | |
Record Date: | 4/19/2021 | Meeting Date: | 6/16/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Jeffrey Schlarbaum | Management | For | For | No | |
1.2 | Elect Director Charles D. Roberson | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
Landec Corporation | | | | | |
| | | | | | |
Ticker Symbol: | LNDC | CUSIP Number: | 514766104 | | | |
Record Date: | 8/17/2020 | Meeting Date: | 10/14/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Katrina L. Houde | Management | For | For | No | |
1.2 | Elect Director Nelson Obus | Management | For | For | No | |
1.3 | Elect Director Andrew Powell | Management | For | For | No | |
1.4 | Elect Director Catherine A. Sohn | Management | For | For | No | |
1.5 | Elect Director Jeffrey L. Edwards | Management | For | For | No | |
1.6 | Elect Director Patrick D. Walsh | Management | For | For | No | |
1.7 | Elect Director Joshua E. Schechter | Management | For | For | No | |
2 | Approve Increase in Size of Board | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
LENSAR, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | LNSR | CUSIP Number: | 52634L108 | | | |
Record Date: | 3/25/2021 | Meeting Date: | 5/18/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director John P. McLaughlin | Management | Withhold | For | Yes | |
1.2 | Elect Director Elizabeth G. O'Farrell | Management | For | For | No | |
| | | | | | |
1.3 | Elect Director Gary M. Winer | Management | Withhold | For | Yes | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
| | | | | | |
Meridian Bioscience, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | VIVO | CUSIP Number: | 589584101 | | | |
Record Date: | 12/3/2020 | Meeting Date: | 1/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director James M. Anderson | Management | For | For | No | |
1.2 | Elect Director Anthony P. Bihl, III | Management | For | For | No | |
1.3 | Elect Director Dwight E. Ellingwood | Management | For | For | No | |
1.4 | Elect Director Jack Kenny | Management | For | For | No | |
1.5 | Elect Director John C. McIlwraith | Management | For | For | No | |
1.6 | Elect Director David C. Phillips | Management | For | For | No | |
1.7 | Elect Director John M. Rice, Jr. | Management | For | For | No | |
1.8 | Elect Director Catherine A. Sazdanoff | Management | For | For | No | |
1.9 | Elect Director Felicia Williams | Management | For | For | No | |
2 | Ratify Grant Thornton LLP as Auditors *Withdrawn Resolution* | Management | | | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Meridian Corporation | | | | | |
| | | | | | |
Ticker Symbol: | MRBK | CUSIP Number: | 58958P104 | | | |
Record Date: | 4/23/2021 | Meeting Date: | 6/17/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Robert M. Casciato | Management | Withhold | For | Yes | |
1.2 | Elect Director Kenneth H. Slack | Management | Withhold | For | Yes | |
2 | Increase Authorized Common Stock | Management | Against | For | Yes | |
3 | Ratify Crowe LLP as Auditors | Management | For | For | No | |
| | | | | | |
Movado Group, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | MOV | CUSIP Number: | 624580106 | | | |
Record Date: | 4/29/2021 | Meeting Date: | 6/24/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Peter A. Bridgman | Management | For | For | No | |
1.2 | Elect Director Alex Grinberg | Management | For | For | No | |
| | | | | | |
1.3 | Elect Director Efraim Grinberg | Management | For | For | No | |
1.4 | Elect Director Alan H. Howard | Management | For | For | No | |
1.5 | Elect Director Richard Isserman | Management | For | For | No | |
1.6 | Elect Director Ann Kirschner | Management | For | For | No | |
1.7 | Elect Director Stephen Sadove | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
| | | | | | |
Newtek Business Services Corp. | | | | | |
| | | | | | |
Ticker Symbol: | NEWT | CUSIP Number: | 652526203 | | | |
Record Date: | 4/29/2021 | Meeting Date: | 6/11/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Barry Sloane | Management | For | For | No | |
1.2 | Elect Director Peter Downs | Management | For | For | No | |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Newtek Business Services Corp. | | | | | |
| | | | | | |
Ticker Symbol: | NEWT | CUSIP Number: | 652526203 | | | |
Record Date: | 5/29/2020 | Meeting Date: | 7/10/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For | No | |
2 | Amend Bylaws | Management | For | For | No | |
3 | Adjourn Meeting | Management | For | For | No | |
| | | | | | |
Northrim BanCorp, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | NRIM | CUSIP Number: | 666762109 | | | |
Record Date: | 4/1/2021 | Meeting Date: | 5/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Larry S. Cash | Management | For | For | No | |
1.2 | Elect Director Anthony Drabek | Management | For | For | No | |
1.3 | Elect Director Karl L. Hanneman | Management | For | For | No | |
1.4 | Elect Director David W. Karp | Management | For | For | No | |
1.5 | Elect Director David J. McCambridge | Management | For | For | No | |
1.6 | Elect Director Joseph P. Marushack | Management | For | For | No | |
| | | | | | |
1.7 | Elect Director Krystal M. Nelson | Management | For | For | No | |
1.8 | Elect Director Joseph M. Schierhorn | Management | For | For | No | |
1.9 | Elect Director Aaron M. Schutt | Management | For | For | No | |
1.10 | Elect Director John C. Swalling | Management | For | For | No | |
1.11 | Elect Director Linda C. Thomas | Management | For | For | No | |
1.12 | Elect Director David G. Wight | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For | No | |
| | | | | | |
Olympic Steel, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ZEUS | CUSIP Number: | 68162K106 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/7/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Michael D. Siegal | Management | For | For | No | |
1.2 | Elect Director Arthur F. Anton | Management | For | For | No | |
1.3 | Elect Director Richard T. Marabito | Management | For | For | No | |
1.4 | Elect Director Michael G. Rippey | Management | For | For | No | |
1.5 | Elect Director Vanessa L. Whiting | Management | For | For | No | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
Orion Group Holdings Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ORN | CUSIP Number: | 68628V308 | | | |
Record Date: | 3/29/2021 | Meeting Date: | 5/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Michael J. Caliel | Management | For | For | No | |
1b | Elect Director Richard L. Daerr, Jr. | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify KPMG LLP as Auditor | Management | For | For | No | |
| | | | | | |
PCTEL, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PCTI | CUSIP Number: | 69325Q105 | | | |
Record Date: | 3/29/2021 | Meeting Date: | 5/26/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
| | | | | | |
1.1 | Elect Director Cindy K. Andreotti | Management | For | For | No | |
1.2 | Elect Director Cynthia A. Keith | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Grant Thornton LLP as Auditor | Management | For | For | No | |
| | | | | | |
PDL BioPharma, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PDLI | CUSIP Number: | 69329Y104 | | | |
Record Date: | 7/2/2020 | Meeting Date: | 8/19/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director David W. Gryska | Management | For | For | No | |
1b | Elect Director Elizabeth G. O'Farrell | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Approve Plan of Liquidation | Management | For | For | No | |
4 | Declassify the Board of Directors | Management | For | For | No | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
6 | Declassify the Board of Directors | Share Holder | For | Against | Yes | |
| | | | | | |
Perma-Fix Environmental Services, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PESI | CUSIP Number: | 714157203 | | | |
Record Date: | 6/2/2020 | Meeting Date: | 7/22/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Louis F. Centofanti | Management | Withhold | For | Yes | |
1.2 | Elect Director Joseph T. Grumski | Management | Withhold | For | Yes | |
1.3 | Elect Director Joe R. Reeder | Management | Withhold | For | Yes | |
1.4 | Elect Director Larry M. Shelton | Management | Withhold | For | Yes | |
1.5 | Elect Director Zach P. Wamp | Management | Withhold | For | Yes | |
1.6 | Elect Director Mark A. Zwecker | Management | Withhold | For | Yes | |
2 | Amend Stock Option Plan | Management | For | For | No | |
3 | Ratify Grant Thornton, LLP as Auditors | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Points International Ltd. | | | | | |
| | | | | | |
Ticker Symbol: | PTS | CUSIP Number: | 730843208 | | | |
Record Date: | 3/25/2021 | Meeting Date: | 5/12/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
| | | | | | |
1.1 | Elect Director David Adams | Management | For | For | No | |
1.2 | Elect Director Christopher Barnard | Management | For | For | No | |
1.3 | Elect Director Michael Beckerman | Management | For | For | No | |
1.4 | Elect Director Bruce Croxon | Management | For | For | No | |
1.5 | Elect Director Robert MacLean | Management | For | For | No | |
1.6 | Elect Director Jane Skoblo | Management | For | For | No | |
1.7 | Elect Director John Thompson | Management | For | For | No | |
1.8 | Elect Director Leontine van Leeuwen-Atkins | Management | For | For | No | |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
| | | | | | |
Postal Realty Trust, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PSTL | CUSIP Number: | 73757R102 | | | |
Record Date: | 4/23/2021 | Meeting Date: | 6/18/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Patrick R. Donahoe | Management | For | For | No | |
1.2 | Elect Director Barry Lefkowitz | Management | Withhold | For | Yes | |
1.3 | Elect Director Jane Gural-Senders | Management | Withhold | For | Yes | |
1.4 | Elect Director Anton Feingold | Management | Withhold | For | Yes | |
1.5 | Elect Director Andrew Spodek | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
| | | | | | |
Profire Energy, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PFIE | CUSIP Number: | 74316X101 | | | |
Record Date: | 4/19/2021 | Meeting Date: | 6/16/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Brenton W. Hatch | Management | For | For | No | |
1.2 | Elect Director Ryan W. Oviatt | Management | For | For | No | |
1.3 | Elect Director Ronald R. Spoehel | Management | For | For | No | |
1.4 | Elect Director Daren J. Shaw | Management | For | For | No | |
1.5 | Elect Director Colleen Larkin Bell | Management | For | For | No | |
2 | Ratify Sadler, Gibb & Associates, LLC as Auditors | Management | For | For | No | |
| | | | | | |
Psychemedics Corporation | | | | | |
| | | | | | |
Ticker Symbol: | PMD | CUSIP Number: | 744375205 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/13/2021 | | | |
| | | | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Raymond C. Kubacki | Management | For | For | No | |
1.2 | Elect Director Harry Connick | Management | For | For | No | |
1.3 | Elect Director Walter S. Tomenson, Jr. | Management | For | For | No | |
1.4 | Elect Director Fred J. Weinert | Management | For | For | No | |
1.5 | Elect Director Robyn C. Davis | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
| | | | | | |
Qumu Corporation | | | | | |
| | | | | | |
Ticker Symbol: | QUMU | CUSIP Number: | 749063103 | | | |
Record Date: | 8/7/2020 | Meeting Date: | 9/30/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director TJ Kennedy | Management | For | For | No | |
1.2 | Elect Director Neil E. Cox | Management | For | For | No | |
1.3 | Elect Director Mary E. Chowning | Management | For | For | No | |
1.4 | Elect Director Daniel R. Fishback | Management | For | For | No | |
1.5 | Elect Director Edward D. Horowitz | Management | For | For | No | |
1.6 | Elect Director Kenan Lucas | Management | For | For | No | |
1.7 | Elect Director Robert F. Olson | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify RSM US LLP as Auditors | Management | For | For | No | |
| | | | | | |
Richardson Electronics, Ltd. | | | | | |
| | | | | | |
Ticker Symbol: | RELL | CUSIP Number: | 763165107 | | | |
Record Date: | 8/7/2020 | Meeting Date: | 10/6/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Edward J. Richardson | Management | For | For | No | |
1.2 | Elect Director Paul J. Plante | Management | For | For | No | |
1.3 | Elect Director Jacques Belin | Management | For | For | No | |
1.4 | Elect Director James Benham | Management | For | For | No | |
1.5 | Elect Director Kenneth Halverson | Management | For | For | No | |
1.6 | Elect Director Robert Kluge | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
| | | | | | |
Schnitzer Steel Industries, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | SCHN | CUSIP Number: | 806882106 | | | |
Record Date: | 11/30/2020 | Meeting Date: | 1/26/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Glenda J. Minor | Management | For | For | No | |
1.2 | Elect Director Michael W. Sutherlin | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
| | | | | | |
Sterling Construction Company, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | STRL | CUSIP Number: | 859241101 | | | |
Record Date: | 3/11/2021 | Meeting Date: | 5/5/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Roger A. Cregg | Management | For | For | No | |
1b | Elect Director Joseph A. Cutillo | Management | For | For | No | |
1c | Elect Director Raymond F. Messer | Management | For | For | No | |
1d | Elect Director Dana C. O'Brien | Management | For | For | No | |
1e | Elect Director Charles R. Patton | Management | For | For | No | |
1f | Elect Director Thomas M. White | Management | For | For | No | |
1g | Elect Director Dwayne A. Wilson | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
Teekay Tankers Ltd. | | | | | |
| | | | | | |
Ticker Symbol: | TNK | CUSIP Number: | Y8565N300 | | | |
Record Date: | 4/26/2021 | Meeting Date: | 6/21/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Kenneth Hvid | Management | Withhold | For | Yes | |
1.2 | Elect Director Sai W. Chu | Management | For | For | No | |
1.3 | Elect Director Richard T. du Moulin | Management | For | For | No | |
1.4 | Elect Director David Schellenberg | Management | For | For | No | |
1.5 | Elect Director Peter Antturi | Management | For | For | No | |
| | | | | | |
| | | | | | |
The L.S. Starrett Company | | | | | |
| | | | | | |
Ticker Symbol: | SCX | CUSIP Number: | 855668109 | | | |
Record Date: | 9/4/2020 | Meeting Date: | 11/2/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Thomas J. Riordan | Management | For | For | No | |
1.2 | Elect Director Russell D. Carreker | Management | Withhold | For | Yes | |
1.3 | Elect Director Christopher C. Gahagan | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
| | | | | | |
Tiptree Inc. | | | | | |
| | | | | | |
Ticker Symbol: | TIPT | CUSIP Number: | 88822Q103 | | | |
Record Date: | 4/16/2021 | Meeting Date: | 6/8/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Michael G. Barnes | Management | For | For | No | |
1.2 | Elect Director Dominique Mielle | Management | Withhold | For | Yes | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
TriState Capital Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | TSC | CUSIP Number: | 89678F100 | | | |
Record Date: | 4/1/2021 | Meeting Date: | 5/17/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director David L. Bonvenuto | Management | For | For | No | |
1.2 | Elect Director James J. Dolan | Management | For | For | No | |
1.3 | Elect Director Audrey P. Dunning | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
5A | Increase Authorized Common Stock | Management | For | For | No | |
5B | Authorize a New Class of Non-Voting Common Stock | Management | For | For | No | |
| | | | | | |
TriState Capital Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | TSC | CUSIP Number: | 89678F100 | | | |
Record Date: | 11/23/2020 | Meeting Date: | 12/30/2020 | | | |
| | | | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Potential Issuance of Greater than 19.99 % Outstanding Common Stock Upon Conversion of Series C Preferred Stock | Management | For | For | No | |
2 | Adjourn Meeting | Management | For | For | No | |
| | | | | | |
TrustCo Bank Corp NY | | | | | |
| | | | | | |
Ticker Symbol: | TRST | CUSIP Number: | 898349105 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Lisa M. Lucarelli | Management | For | For | No | |
1b | Elect Director Thomas O. Maggs | Management | For | For | No | |
1c | Elect Director Anthony J. Marinello | Management | For | For | No | |
1d | Elect Director Robert J. McCormick | Management | For | For | No | |
1e | Elect Director Kimberly A. Russell | Management | For | For | No | |
1f | Elect Director Frank B. Silverman | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Reverse Stock Split | Management | For | For | No | |
4 | Ratify Crowe LLP as Auditors | Management | For | For | No | |
| | | | | | |
United Insurance Holdings Corp. | | | | | |
| | | | | | |
Ticker Symbol: | UIHC | CUSIP Number: | 910710102 | | | |
Record Date: | 3/5/2021 | Meeting Date: | 5/4/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director R. Daniel Peed | Management | For | For | No | |
1b | Elect Director Gregory C. Branch | Management | For | For | No | |
1c | Elect Director Michael R. Hogan | Management | Against | For | Yes | |
1d | Elect Director Kent G. Whittemore | Management | Against | For | Yes | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Universal Stainless & Alloy Products, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | USAP | CUSIP Number: | 913837100 | | | |
Record Date: | 3/19/2021 | Meeting Date: | 5/5/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Christopher L. Ayers | Management | For | For | No | |
1.2 | Elect Director Judith L. Bacchus | Management | For | For | No | |
| | | | | | |
1.3 | Elect Director M. David Kornblatt | Management | For | For | No | |
1.4 | Elect Director Dennis M. Oates | Management | For | For | No | |
1.5 | Elect Director Udi Toledano | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify NOL Rights Plan (NOL Pill) | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No | |
6 | Ratify Schneider Downs & Co., Inc. as Auditors | Management | For | For | No | |
| | | | | | |
VAALCO Energy, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | EGY | CUSIP Number: | 91851C201 | | | |
Record Date: | 4/8/2021 | Meeting Date: | 6/3/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Andrew L. Fawthrop | Management | For | For | No | |
1.2 | Elect Director George Maxwell | Management | For | For | No | |
1.3 | Elect Director Bradley Radoff | Management | For | For | No | |
1.4 | Elect Director Cathy Stubbs | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
VOXX International Corporation | | | | | |
| | | | | | |
Ticker Symbol: | VOXX | CUSIP Number: | 91829F104 | | | |
Record Date: | 6/22/2020 | Meeting Date: | 8/17/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Peter A. Lesser | Management | Withhold | For | Yes | |
1.2 | Elect Director Denise Waund Gibson | Management | Withhold | For | Yes | |
1.3 | Elect Director John Adamovich, Jr. | Management | Withhold | For | Yes | |
1.4 | Elect Director John J. Shalam | Management | Withhold | For | Yes | |
1.5 | Elect Director Patrick M. Lavelle | Management | Withhold | For | Yes | |
1.6 | Elect Director Charles M. Stoehr | Management | Withhold | For | Yes | |
1.7 | Elect Director Ari M. Shalam | Management | Withhold | For | Yes | |
2 | Amend Restricted Stock Plan | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
| | | | | | |
ZAGG Inc | | | | | | |
| | | | | | |
| | | | | | |
Ticker Symbol: | ZAGG | CUSIP Number: | 98884U108 | | | |
Record Date: | 1/14/2021 | Meeting Date: | 2/18/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Merger Agreement | Management | Against | For | Yes | |
2 | Adjourn Meeting | Management | Against | For | Yes | |
3 | Advisory Vote on Golden Parachutes | Management | Against | For | Yes | |
| | | | | | |
Ancora Dividend Value Equity Fund | | | | | |
| | | | | | |
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AbbVie Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ABBV | CUSIP Number: | 00287Y109 | | | |
Record Date: | 3/8/2021 | Meeting Date: | 5/7/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Roxanne S. Austin | Management | For | For | No | |
1.2 | Elect Director Richard A. Gonzalez | Management | For | For | No | |
1.3 | Elect Director Rebecca B. Roberts | Management | For | For | No | |
1.4 | Elect Director Glenn F. Tilton | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For | No | |
6 | Eliminate Supermajority Vote Requirement | Management | For | For | No | |
7 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes | |
8 | Require Independent Board Chair | Share Holder | Against | Against | No | |
| | | | | | |
Accenture plc | | | | | |
| | | | | | |
Ticker Symbol: | ACN | CUSIP Number: | G1151C101 | | | |
Record Date: | 12/7/2020 | Meeting Date: | 2/3/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Jaime Ardila | Management | For | For | No | |
1b | Elect Director Herbert Hainer | Management | For | For | No | |
1c | Elect Director Nancy McKinstry | Management | For | For | No | |
1d | Elect Director Beth E. Mooney | Management | For | For | No | |
1e | Elect Director Gilles C. Pelisson | Management | For | For | No | |
1f | Elect Director Paula A. Price | Management | For | For | No | |
| | | | | | |
1g | Elect Director Venkata (Murthy) Renduchintala | Management | For | For | No | |
1h | Elect Director David Rowland | Management | For | For | No | |
1i | Elect Director Arun Sarin | Management | For | For | No | |
1j | Elect Director Julie Sweet | Management | For | For | No | |
1k | Elect Director Frank K. Tang | Management | For | For | No | |
1l | Elect Director Tracey T. Travis | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For | No | |
5 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For | No | |
6 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For | No | |
| | | | | | |
Air Products and Chemicals, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | APD | CUSIP Number: | 009158106 | | | |
Record Date: | 11/30/2020 | Meeting Date: | 1/28/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Susan K. Carter | Management | For | For | No | |
1b | Elect Director Charles I. Cogut | Management | For | For | No | |
1c | Elect Director Lisa A. Davis | Management | For | For | No | |
1d | Elect Director Chadwick C. Deaton | Management | For | For | No | |
1e | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For | No | |
1f | Elect Director David H. Y. Ho | Management | For | For | No | |
1g | Elect Director Edward L. Monser | Management | For | For | No | |
1h | Elect Director Matthew H. Paull | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Amgen Inc. | | | | | |
| | | | | | |
Ticker Symbol: | AMGN | CUSIP Number: | 031162100 | | | |
Record Date: | 3/19/2021 | Meeting Date: | 5/18/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Wanda M. Austin | Management | For | For | No | |
1b | Elect Director Robert A. Bradway | Management | For | For | No | |
1c | Elect Director Brian J. Druker | Management | For | For | No | |
1d | Elect Director Robert A. Eckert | Management | For | For | No | |
1e | Elect Director Greg C. Garland | Management | For | For | No | |
1f | Elect Director Charles M. Holley, Jr. | Management | For | For | No | |
| | | | | | |
1g | Elect Director Tyler Jacks | Management | For | For | No | |
1h | Elect Director Ellen J. Kullman | Management | For | For | No | |
1i | Elect Director Amy E. Miles | Management | For | For | No | |
1j | Elect Director Ronald D. Sugar | Management | For | For | No | |
1k | Elect Director R. Sanders Williams | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
| | | | | | |
Apple Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | APPL | CUSIP Number: | 037833100 | | | |
Record Date: | 12/28/2020 | Meeting Date: | 2/23/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director James Bell | Management | For | For | No | |
1b | Elect Director Tim Cook | Management | For | For | No | |
1c | Elect Director Al Gore | Management | For | For | No | |
1d | Elect Director Andrea Jung | Management | For | For | No | |
1e | Elect Director Art Levinson | Management | For | For | No | |
1f | Elect Director Monica Lozano | Management | For | For | No | |
1g | Elect Director Ron Sugar | Management | For | For | No | |
1h | Elect Director Sue Wagner | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Proxy Access Amendments | Share Holder | For | Against | Yes | |
5 | Improve Principles of Executive Compensation Program | Share Holder | Against | Against | No | |
| | | | | | |
Bank of America Corporation | | | | | |
| | | | | | |
Ticker Symbol: | BAC | CUSIP Number: | 060505104 | | | |
Record Date: | 3/1/2021 | Meeting Date: | 4/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Sharon L. Allen | Management | For | For | No | |
1b | Elect Director Susan S. Bies | Management | For | For | No | |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For | No | |
1d | Elect Director Pierre J.P. de Weck | Management | For | For | No | |
1e | Elect Director Arnold W. Donald | Management | For | For | No | |
1f | Elect Director Linda P. Hudson | Management | For | For | No | |
1g | Elect Director Monica C. Lozano | Management | For | For | No | |
1h | Elect Director Thomas J. May | Management | For | For | No | |
1i | Elect Director Brian T. Moynihan | Management | For | For | No | |
| | | | | | |
1j | Elect Director Lionel L. Nowell, III | Management | For | For | No | |
1k | Elect Director Denise L. Ramos | Management | For | For | No | |
1l | Elect Director Clayton S. Rose | Management | For | For | No | |
1m | Elect Director Michael D. White | Management | For | For | No | |
1n | Elect Director Thomas D. Woods | Management | For | For | No | |
1o | Elect Director R. David Yost | Management | For | For | No | |
1p | Elect Director Maria T. Zuber | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
5 | Amend Proxy Access Right | Share Holder | For | Against | Yes | |
6 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes | |
7 | Approve Change in Organizational Form | Share Holder | Against | Against | No | |
8 | Request on Racial Equity Audit | Share Holder | Against | Against | No | |
| | | | | | |
BlackRock, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | BLK | CUSIP Number: | 09247X101 | | | |
Record Date: | 3/29/2021 | Meeting Date: | 5/26/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Bader M. Alsaad | Management | For | For | No | |
1b | Elect Director Pamela Daley | Management | For | For | No | |
1c | Elect Director Jessica P. Einhorn | Management | For | For | No | |
1d | Elect Director Laurence D. Fink | Management | For | For | No | |
1e | Elect Director William E. Ford | Management | For | For | No | |
1f | Elect Director Fabrizio Freda | Management | For | For | No | |
1g | Elect Director Murry S. Gerber | Management | For | For | No | |
1h | Elect Director Margaret 'Peggy' L. Johnson | Management | For | For | No | |
1i | Elect Director Robert S. Kapito | Management | For | For | No | |
1j | Elect Director Cheryl D. Mills | Management | For | For | No | |
1k | Elect Director Gordon M. Nixon | Management | For | For | No | |
1l | Elect Director Charles H. Robbins | Management | For | For | No | |
1m | Elect Director Marco Antonio Slim Domit | Management | For | For | No | |
1n | Elect Director Hans E. Vestberg | Management | For | For | No | |
1o | Elect Director Susan L. Wagner | Management | For | For | No | |
1p | Elect Director Mark Wilson | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte LLP as Auditors | Management | For | For | No | |
4a | Provide Right to Call Special Meeting | Management | For | For | No | |
4b | Eliminate Supermajority Vote Requirement | Management | For | For | No | |
4c | Amend Charter to Eliminate Provisions that are No Longer Applicable and Make Other Technical Revisions | Management | For | For | No | |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | No | |
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| | | | | | |
Broadcom Inc. | | | | | |
| | | | | | |
Ticker Symbol: | AVGO | CUSIP Number: | 11135F101 | | | |
Record Date: | 2/8/2021 | Meeting Date: | 4/5/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Diane M. Bryant | Management | For | For | No | |
1b | Elect Director Gayla J. Delly | Management | For | For | No | |
1c | Elect Director Raul J. Fernandez | Management | For | For | No | |
1d | Elect Director Eddy W. Hartenstein | Management | For | For | No | |
1e | Elect Director Check Kian Low | Management | For | For | No | |
1f | Elect Director Justine F. Page | Management | For | For | No | |
1g | Elect Director Henry Samueli | Management | For | For | No | |
1h | Elect Director Hock E. Tan | Management | For | For | No | |
1i | Elect Director Harry L. You | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Chevron Corporation | | | | | |
| | | | | | |
Ticker Symbol: | CVX | CUSIP Number: | 166764100 | | | |
Record Date: | 3/29/2021 | Meeting Date: | 5/26/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Wanda M. Austin | Management | For | For | No | |
1b | Elect Director John B. Frank | Management | For | For | No | |
1c | Elect Director Alice P. Gast | Management | For | For | No | |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For | No | |
1e | Elect Director Marillyn A. Hewson | Management | For | For | No | |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For | No | |
1g | Elect Director Charles W. Moorman, IV | Management | For | For | No | |
1h | Elect Director Dambisa F. Moyo | Management | For | For | No | |
1i | Elect Director Debra Reed-Klages | Management | For | For | No | |
1j | Elect Director Ronald D. Sugar | Management | For | For | No | |
1k | Elect Director D. James Umpleby, III | Management | For | For | No | |
1l | Elect Director Michael K. Wirth | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Reduce Scope 3 Emissions | Share Holder | For | Against | Yes | |
5 | Report on Impacts of Net Zero 2050 Scenario | Share Holder | For | Against | Yes | |
| | | | | | |
6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | No | |
7 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes | |
8 | Require Independent Board Chair | Share Holder | Against | Against | No | |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
| | | | | | |
Cisco Systems, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | CSCO | CUSIP Number: | 17275R102 | | | |
Record Date: | 10/12/2020 | Meeting Date: | 12/10/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director M. Michele Burns | Management | For | For | No | |
1b | Elect Director Wesley G. Bush | Management | For | For | No | |
1c | Elect Director Michael D. Capellas | Management | For | For | No | |
1d | Elect Director Mark Garrett | Management | For | For | No | |
1e | Elect Director Kristina M. Johnson | Management | For | For | No | |
1f | Elect Director Roderick C. McGeary | Management | For | For | No | |
1g | Elect Director Charles H. Robbins | Management | For | For | No | |
1h | Elect Director Arun Sarin - Withdrawn | Management | | | No | |
1i | Elect Director Brenton L. Saunders | Management | For | For | No | |
1j | Elect Director Lisa T. Su | Management | For | For | No | |
2 | Change State of Incorporation from California to Delaware | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
6 | Require Independent Board Chair | Share Holder | Against | Against | No | |
| | | | | | |
Citizens Financial Group, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | CFG | CUSIP Number: | 174610105 | | | |
Record Date: | 2/26/2021 | Meeting Date: | 4/22/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Bruce Van Saun | Management | For | For | No | |
1.2 | Elect Director Lee Alexander | Management | For | For | No | |
1.3 | Elect Director Christine M. Cumming | Management | For | For | No | |
1.4 | Elect Director William P. Hankowsky | Management | For | For | No | |
1.5 | Elect Director Leo I. ("Lee") Higdon | Management | For | For | No | |
1.6 | Elect Director Edward J. ("Ned") Kelly, III | Management | For | For | No | |
1.7 | Elect Director Charles J. ("Bud") Koch | Management | For | For | No | |
1.8 | Elect Director Robert G. Leary | Management | For | For | No | |
1.9 | Elect Director Terrance J. Lillis | Management | For | For | No | |
| | | | | | |
1.10 | Elect Director Shivan Subramaniam | Management | For | For | No | |
1.11 | Elect Director Christopher J. Swift | Management | For | For | No | |
1.12 | Elect Director Wendy A. Watson | Management | For | For | No | |
1.13 | Elect Director Marita Zuraitis | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
CVS Health Corporation | | | | | |
| | | | | | |
Ticker Symbol: | CVS | CUSIP Number: | 126650100 | | | |
Record Date: | 3/17/2021 | Meeting Date: | 5/13/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Fernando Aguirre | Management | For | For | No | |
1b | Elect Director C. David Brown, II | Management | For | For | No | |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For | No | |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For | No | |
1e | Elect Director David W. Dorman | Management | For | For | No | |
1f | Elect Director Roger N. Farah | Management | For | For | No | |
1g | Elect Director Anne M. Finucane | Management | For | For | No | |
1h | Elect Director Edward J. Ludwig | Management | For | For | No | |
1i | Elect Director Karen S. Lynch | Management | For | For | No | |
1j | Elect Director Jean-Pierre Millon | Management | For | For | No | |
1k | Elect Director Mary L. Schapiro | Management | For | For | No | |
1l | Elect Director William C. Weldon | Management | For | For | No | |
1m | Elect Director Tony L. White | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Share Holder | For | Against | Yes | |
5 | Require Independent Board Chair | Share Holder | Against | Against | No | |
| | | | | | |
Diageo Plc | | | | | |
| | | | | | |
Ticker Symbol: | DGE | CUSIP Number: | 25243Q205 | | | |
Record Date: | 8/14/2020 | Meeting Date: | 9/28/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Accept Financial Statements and Statutory Reports | Management | For | For | No | |
2 | Approve Remuneration Report | Management | For | For | No | |
3 | Approve Remuneration Policy | Management | For | For | No | |
4 | Approve Final Dividend | Management | For | For | No | |
| | | | | | |
5 | Elect Melissa Bethell as Director | Management | For | For | No | |
6 | Re-elect Javier Ferran as Director | Management | For | For | No | |
7 | Re-elect Susan Kilsby as Director | Management | For | For | No | |
8 | Re-elect Lady Mendelsohn as Director | Management | For | For | No | |
9 | Re-elect Ivan Menezes as Director | Management | For | For | No | |
10 | Re-elect Kathryn Mikells as Director | Management | For | For | No | |
11 | Re-elect Alan Stewart as Director | Management | For | For | No | |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For | No | |
14 | Authorise EU Political Donations and Expenditure | Management | For | For | No | |
15 | Authorise Issue of Equity | Management | For | For | No | |
16 | Amend Diageo 2001 Share Incentive Plan | Management | For | For | No | |
17 | Approve Diageo 2020 Sharesave Plan | Management | For | For | No | |
18 | Approve Diageo Deferred Bonus Share Plan | Management | For | For | No | |
19 | Authorise the Company to Establish International Share Plans | Management | For | For | No | |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For | No | |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For | No | |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For | No | |
23 | Adopt New Articles of Association | Management | For | For | No | |
24 | Authorise 2019 Share Buy-backs and Employee Benefit and Share Ownership Trust Transactions | Management | For | For | No | |
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Discover Financial Services | | | | | |
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Ticker Symbol: | DFS | CUSIP Number: | 254709108 | | | |
Record Date: | 3/8/2021 | Meeting Date: | 5/5/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For | No | |
1.2 | Elect Director Mary K. Bush | Management | For | For | No | |
1.3 | Elect Director Gregory C. Case | Management | For | For | No | |
1.4 | Elect Director Candace H. Duncan | Management | For | For | No | |
1.5 | Elect Director Joseph F. Eazor | Management | For | For | No | |
1.6 | Elect Director Cynthia A. Glassman | Management | For | For | No | |
1.7 | Elect Director Roger C. Hochschild | Management | For | For | No | |
1.8 | Elect Director Thomas G. Maheras | Management | For | For | No | |
1.9 | Elect Director Michael H. Moskow | Management | For | For | No | |
1.10 | Elect Director David L. Rawlinson, II | Management | For | For | No | |
1.11 | Elect Director Mark A. Thierer | Management | For | For | No | |
1.12 | Elect Director Jennifer L. Wong | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
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Eastman Chemical Company | | | | | |
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Ticker Symbol: | EMN | CUSIP Number: | 277432100 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/6/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Humberto P. Alfonso | Management | For | For | No | |
1.2 | Elect Director Vanessa L. Allen Sutherland | Management | For | For | No | |
1.3 | Elect Director Brett D. Begemann | Management | For | For | No | |
1.4 | Elect Director Mark J. Costa | Management | For | For | No | |
1.5 | Elect Director Edward L. Doheny, II | Management | For | For | No | |
1.6 | Elect Director Julie F. Holder | Management | For | For | No | |
1.7 | Elect Director Renee J. Hornbaker | Management | For | For | No | |
1.8 | Elect Director Kim Ann Mink | Management | For | For | No | |
1.9 | Elect Director James J. O'Brien | Management | For | For | No | |
1.10 | Elect Director David W. Raisbeck | Management | For | For | No | |
1.11 | Elect Director Charles K. Stevens, III | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
5 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes | |
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Eaton Corporation plc | | | | | |
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Ticker Symbol: | ETN | CUSIP Number: | G29183103 | | | |
Record Date: | 3/1/2021 | Meeting Date: | 4/28/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Craig Arnold | Management | For | For | No | |
1b | Elect Director Christopher M. Connor | Management | For | For | No | |
1c | Elect Director Olivier Leonetti | Management | For | For | No | |
1d | Elect Director Deborah L. McCoy | Management | For | For | No | |
1e | Elect Director Silvio Napoli | Management | For | For | No | |
1f | Elect Director Gregory R. Page | Management | For | For | No | |
1g | Elect Director Sandra Pianalto | Management | For | For | No | |
1h | Elect Director Lori J. Ryerkerk | Management | For | For | No | |
1i | Elect Director Gerald B. Smith | Management | For | For | No | |
1j | Elect Director Dorothy C. Thompson | Management | For | For | No | |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For | No | |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For | No | |
6 | Authorize Share Repurchase of Issued Share Capital | Management | For | For | No | |
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General Motors Company | | | | | |
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Ticker Symbol: | GM | CUSIP Number: | 37045V100 | | | |
Record Date: | 4/15/2021 | Meeting Date: | 6/14/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Mary T. Barra | Management | For | For | No | |
1b | Elect Director Wesley G. Bush | Management | For | For | No | |
1c | Elect Director Linda R. Gooden | Management | For | For | No | |
1d | Elect Director Joseph Jimenez | Management | For | For | No | |
1e | Elect Director Jane L. Mendillo | Management | For | For | No | |
1f | Elect Director Judith A. Miscik | Management | For | For | No | |
1g | Elect Director Patricia F. Russo | Management | For | For | No | |
1h | Elect Director Thomas M. Schoewe | Management | For | For | No | |
1i | Elect Director Carol M. Stephenson | Management | For | For | No | |
1j | Elect Director Mark A. Tatum | Management | For | For | No | |
1k | Elect Director Devin N. Wenig | Management | For | For | No | |
1l | Elect Director Margaret C. Whitman | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes | |
5 | Link Executive Pay to Social Criteria | Share Holder | Against | Against | No | |
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Honeywell International Inc. | | | | | |
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Ticker Symbol: | HON | CUSIP Number: | 438516106 | | | |
Record Date: | 3/26/2021 | Meeting Date: | 5/21/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1A | Elect Director Darius Adamczyk | Management | For | For | No | |
1B | Elect Director Duncan B. Angove | Management | For | For | No | |
1C | Elect Director William S. Ayer | Management | For | For | No | |
1D | Elect Director Kevin Burke | Management | For | For | No | |
1E | Elect Director D. Scott Davis | Management | For | For | No | |
1F | Elect Director Deborah Flint | Management | For | For | No | |
1G | Elect Director Judd Gregg | Management | For | For | No | |
1H | Elect Director Grace D. Lieblein | Management | For | For | No | |
1I | Elect Director Raymond T. Odierno | Management | For | For | No | |
1J | Elect Director George Paz | Management | For | For | No | |
1K | Elect Director Robin L. Washington | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
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3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No | |
4 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes | |
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Johnson & Johnson | | | | | |
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Ticker Symbol: | JNJ | CUSIP Number: | 478160104 | | | |
Record Date: | 2/23/2021 | Meeting Date: | 4/22/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Mary C. Beckerle | Management | For | For | No | |
1b | Elect Director D. Scott Davis | Management | For | For | No | |
1c | Elect Director Ian E. L. Davis | Management | For | For | No | |
1d | Elect Director Jennifer A. Doudna | Management | For | For | No | |
1e | Elect Director Alex Gorsky | Management | For | For | No | |
1f | Elect Director Marillyn A. Hewson | Management | For | For | No | |
1g | Elect Director Hubert Joly | Management | For | For | No | |
1h | Elect Director Mark B. McClellan | Management | For | For | No | |
1i | Elect Director Anne M. Mulcahy | Management | For | For | No | |
1j | Elect Director Charles Prince | Management | For | For | No | |
1k | Elect Director A. Eugene Washington | Management | For | For | No | |
1l | Elect Director Mark A. Weinberger | Management | For | For | No | |
1m | Elect Director Nadja Y. West | Management | For | For | No | |
1n | Elect Director Ronald A. Williams | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
4 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Share Holder | For | Against | Yes | |
5 | Require Independent Board Chair | Share Holder | For | Against | Yes | |
6 | Report on Civil Rights Audit | Share Holder | Against | Against | No | |
7 | Adopt Policy on Bonus Banking | Share Holder | Against | Against | No | |
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JPMorgan Chase & Co. | | | | | |
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Ticker Symbol: | JPM | CUSIP Number: | 46625H100 | | | |
Record Date: | 3/19/2021 | Meeting Date: | 5/18/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Linda B. Bammann | Management | For | For | No | |
1b | Elect Director Stephen B. Burke | Management | For | For | No | |
1c | Elect Director Todd A. Combs | Management | For | For | No | |
1d | Elect Director James S. Crown | Management | For | For | No | |
1e | Elect Director James Dimon | Management | For | For | No | |
1f | Elect Director Timothy P. Flynn | Management | For | For | No | |
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1g | Elect Director Mellody Hobson | Management | For | For | No | |
1h | Elect Director Michael A. Neal | Management | For | For | No | |
1i | Elect Director Phebe N. Novakovic | Management | For | For | No | |
1j | Elect Director Virginia M. Rometty | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Share Holder | For | Against | Yes | |
6 | Report on Racial Equity Audit | Share Holder | Against | Against | No | |
7 | Require Independent Board Chair | Share Holder | For | Against | Yes | |
8 | Report on Congruency Political Analysis and Electioneering Expenditures | Share Holder | For | Against | Yes | |
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L3Harris Technologies, Inc. | | | | | |
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Ticker Symbol: | LHX | CUSIP Number: | 502431109 | | | |
Record Date: | 2/26/2021 | Meeting Date: | 4/23/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Sallie B. Bailey | Management | For | For | No | |
1b | Elect Director William M. Brown | Management | For | For | No | |
1c | Elect Director Peter W. Chiarelli | Management | For | For | No | |
1d | Elect Director Thomas A. Corcoran | Management | For | For | No | |
1e | Elect Director Thomas A. Dattilo | Management | For | For | No | |
1f | Elect Director Roger B. Fradin | Management | For | For | No | |
1g | Elect Director Lewis Hay, III | Management | For | For | No | |
1h | Elect Director Lewis Kramer | Management | For | For | No | |
1i | Elect Director Christopher E. Kubasik | Management | For | For | No | |
1j | Elect Director Rita S. Lane | Management | For | For | No | |
1k | Elect Director Robert B. Millard | Management | For | For | No | |
1l | Elect Director Lloyd W. Newton | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
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Marriott International, Inc. | | | | | |
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Ticker Symbol: | MAR | CUSIP Number: | 56585A102 | | | |
Record Date: | 3/12/2021 | Meeting Date: | 5/7/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director J.W. Marriott, Jr. | Management | For | For | No | |
1b | Elect Director Anthony G. Capuano | Management | For | For | No | |
1c | Elect Director Deborah Marriott Harrison | Management | For | For | No | |
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1d | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For | No | |
1e | Elect Director Eric Hippeau | Management | For | For | No | |
1f | Elect Director Lawrence W. Kellner | Management | For | For | No | |
1g | Elect Director Debra L. Lee | Management | For | For | No | |
1h | Elect Director Aylwin B. Lewis | Management | For | For | No | |
1i | Elect Director David S. Marriott | Management | For | For | No | |
1j | Elect Director Margaret M. McCarthy | Management | For | For | No | |
1k | Elect Director George Munoz | Management | For | For | No | |
1l | Elect Director Horacio D. Rozanski | Management | For | For | No | |
1m | Elect Director Susan C. Schwab | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4a | Eliminate Supermajority Vote Requirement for Removal of Directors | Management | For | For | No | |
4b | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Management | For | For | No | |
4c | Eliminate Supermajority Vote Requirement to Amend Certain Bylaws Provisions | Management | For | For | No | |
4d | Eliminate Supermajority Vote Requirement for Certain Transactions | Management | For | For | No | |
4e | Eliminate Supermajority Vote Requirement for Certain Business Combinations | Management | For | For | No | |
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McDonald's Corporation | | | | | |
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Ticker Symbol: | MCD | CUSIP Number: | 580135101 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/20/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Lloyd Dean | Management | For | For | No | |
1b | Elect Director Robert Eckert | Management | For | For | No | |
1c | Elect Director Catherine Engelbert | Management | For | For | No | |
1d | Elect Director Margaret Georgiadis | Management | For | For | No | |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For | No | |
1f | Elect Director Christopher Kempczinski | Management | For | For | No | |
1g | Elect Director Richard Lenny | Management | For | For | No | |
1h | Elect Director John Mulligan | Management | For | For | No | |
1i | Elect Director Sheila Penrose | Management | For | For | No | |
1j | Elect Director John Rogers, Jr. | Management | For | For | No | |
1k | Elect Director Paul Walsh | Management | For | For | No | |
1l | Elect Director Miles White | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Report on Sugar and Public Health | Share Holder | Against | Against | No | |
5 | Report on Antibiotics and Public Health Costs | Share Holder | Against | Against | No | |
6 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes | |
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Medtronic plc | | | | | |
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Ticker Symbol: | MDT | CUSIP Number: | G5960L103 | | | |
Record Date: | 10/15/2020 | Meeting Date: | 12/11/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Richard H. Anderson | Management | For | For | No | |
1b | Elect Director Craig Arnold | Management | For | For | No | |
1c | Elect Director Scott C. Donnelly | Management | For | For | No | |
1d | Elect Director Andrea J. Goldsmith | Management | For | For | No | |
1e | Elect Director Randall J. Hogan, III | Management | For | For | No | |
1f | Elect Director Michael O. Leavitt | Management | For | For | No | |
1g | Elect Director James T. Lenehan | Management | For | For | No | |
1h | Elect Director Kevin E. Lofton | Management | For | For | No | |
1i | Elect Director Geoffrey S. Martha | Management | For | For | No | |
1j | Elect Director Elizabeth G. Nabel | Management | For | For | No | |
1k | Elect Director Denise M. O'Leary | Management | For | For | No | |
1l | Elect Director Kendall J. Powell | Management | For | For | No | |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For | No | |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For | No | |
6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For | No | |
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Microsoft Corporation | | | | | |
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Ticker Symbol: | MSFT | CUSIP Number: | 594918104 | | | |
Record Date: | 10/8/2020 | Meeting Date: | 12/2/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Reid G. Hoffman | Management | For | For | No | |
1.2 | Elect Director Hugh F. Johnston | Management | For | For | No | |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For | No | |
1.4 | Elect Director Satya Nadella | Management | For | For | No | |
1.5 | Elect Director Sandra E. Peterson | Management | For | For | No | |
1.6 | Elect Director Penny S. Pritzker | Management | For | For | No | |
1.7 | Elect Director Charles W. Scharf | Management | For | For | No | |
1.8 | Elect Director Arne M. Sorenson | Management | For | For | No | |
1.9 | Elect Director John W. Stanton | Management | For | For | No | |
1.10 | Elect Director John W. Thompson | Management | For | For | No | |
1.11 | Elect Director Emma N. Walmsley | Management | For | For | No | |
1.12 | Elect Director Padmasree Warrior | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
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3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
4 | Report on Employee Representation on the Board of Directors | Share Holder | Against | Against | No | |
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Nestle SA | | | | | | |
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Ticker Symbol: | NESN | CUSIP Number: | 641069406 | | | |
Record Date: | 3/9/2021 | Meeting Date: | 4/15/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For | No | |
1.2 | Approve Remuneration Report | Management | For | For | No | |
2 | Approve Discharge of Board and Senior Management | Management | For | For | No | |
3 | Approve Allocation of Income and Dividends of CHF 2.75 per Share | Management | For | For | No | |
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For | No | |
4.1.b | Reelect Ulf Schneider as Director | Management | For | For | No | |
4.1.c | Reelect Henri de Castries as Director | Management | For | For | No | |
4.1.d | Reelect Renato Fassbind as Director | Management | For | For | No | |
4.1.e | Reelect Pablo Isla as Director | Management | For | For | No | |
4.1.f | Reelect Ann Veneman as Director | Management | For | For | No | |
4.1.g | Reelect Eva Cheng as Director | Management | For | For | No | |
4.1.h | Reelect Patrick Aebischer as Director | Management | For | For | No | |
4.1.i | Reelect Kasper Rorsted as Director | Management | For | For | No | |
4.1.j | Reelect Kimberly Ross as Director | Management | For | For | No | |
4.1.k | Reelect Dick Boer as Director | Management | For | For | No | |
4.1.l | Reelect Dinesh Paliwal as Director | Management | For | For | No | |
4.1.m | Reelect Hanne Jimenez de Mora as Director | Management | For | For | No | |
4.2 | Elect Lindiwe Sibanda as Director | Management | For | For | No | |
4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For | No | |
4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For | No | |
4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For | No | |
4.3.4 | Appoint Kasper Rorsted as Member of the Compensation Committee | Management | For | For | No | |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For | No | |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For | No | |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For | No | |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 57.5 Million | Management | For | For | No | |
6 | Approve CHF 6.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For | No | |
7 | Approve Climate Action Plan | Management | For | For | No | |
8 | Transact Other Business (Voting) | Management | Against | Against | No | |
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NIKE, Inc. | | | | | | |
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Ticker Symbol: | NKE | CUSIP Number: | 654106103 | | | |
Record Date: | 7/17/2020 | Meeting Date: | 9/17/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Alan B. Graf, Jr. | Management | For | For | No | |
1b | Elect Director Peter B. Henry | Management | For | For | No | |
1c | Elect Director Michelle A. Peluso | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
5 | Report on Political Contributions Disclosure | Share Holder | For | Against | Yes | |
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Texas Instruments Incorporated | | | | | |
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Ticker Symbol: | TXN | CUSIP Number: | 882508104 | | | |
Record Date: | 2/22/2021 | Meeting Date: | 4/22/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Mark A. Blinn | Management | For | For | No | |
1b | Elect Director Todd M. Bluedorn | Management | For | For | No | |
1c | Elect Director Janet F. Clark | Management | For | For | No | |
1d | Elect Director Carrie S. Cox | Management | For | For | No | |
1e | Elect Director Martin S. Craighead | Management | For | For | No | |
1f | Elect Director Jean M. Hobby | Management | For | For | No | |
1g | Elect Director Michael D. Hsu | Management | For | For | No | |
1h | Elect Director Ronald Kirk | Management | For | For | No | |
1i | Elect Director Pamela H. Patsley | Management | For | For | No | |
1j | Elect Director Robert E. Sanchez | Management | For | For | No | |
1k | Elect Director Richard K. Templeton | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes | |
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The Home Depot, Inc. | | | | | |
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Ticker Symbol: | HD | CUSIP Number: | 437076102 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/20/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Gerard J. Arpey | Management | For | For | No | |
1b | Elect Director Ari Bousbib | Management | For | For | No | |
1c | Elect Director Jeffery H. Boyd | Management | For | For | No | |
1d | Elect Director Gregory D. Brenneman | Management | For | For | No | |
1e | Elect Director J. Frank Brown | Management | For | For | No | |
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1f | Elect Director Albert P. Carey | Management | For | For | No | |
1g | Elect Director Helena B. Foulkes | Management | For | For | No | |
1h | Elect Director Linda R. Gooden | Management | For | For | No | |
1i | Elect Director Wayne M. Hewett | Management | For | For | No | |
1j | Elect Director Manuel Kadre | Management | For | For | No | |
1k | Elect Director Stephanie C. Linnartz | Management | For | For | No | |
1l | Elect Director Craig A. Menear | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Shareholder Written Consent Provisions | Share Holder | For | Against | Yes | |
5 | Report on Political Contributions Congruency Analysis | Share Holder | For | Against | Yes | |
6 | Report on Prison Labor in the Supply Chain | Share Holder | Against | Against | No | |
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The Procter & Gamble Company | | | | | |
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Ticker Symbol: | PG | CUSIP Number: | 742718109 | | | |
Record Date: | 8/14/2020 | Meeting Date: | 10/13/2020 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Francis S. Blake | Management | For | For | No | |
1b | Elect Director Angela F. Braly | Management | For | For | No | |
1c | Elect Director Amy L. Chang | Management | For | For | No | |
1d | Elect Director Joseph Jimenez | Management | For | For | No | |
1e | Elect Director Debra L. Lee | Management | For | For | No | |
1f | Elect Director Terry J. Lundgren | Management | For | For | No | |
1g | Elect Director Christine M. McCarthy | Management | For | For | No | |
1h | Elect Director W. James McNerney, Jr. | Management | For | For | No | |
1i | Elect Director Nelson Peltz | Management | For | For | No | |
1j | Elect Director David S. Taylor | Management | For | For | No | |
1k | Elect Director Margaret C. Whitman | Management | For | For | No | |
1l | Elect Director Patricia A. Woertz | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No | |
5 | Report on Efforts to Eliminate Deforestation | Share Holder | For | Against | Yes | |
6 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Share Holder | For | Against | Yes | |
| | | | | | |
The Walt Disney Company | | | | | |
| | | | | | |
Ticker Symbol: | DIS | CUSIP Number: | 254687106 | | | |
Record Date: | 1/11/2021 | Meeting Date: | 3/9/2021 | | | |
| | | | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Susan E. Arnold | Management | For | For | No | |
1b | Elect Director Mary T. Barra | Management | For | For | No | |
1c | Elect Director Safra A. Catz | Management | For | For | No | |
1d | Elect Director Robert A. Chapek | Management | For | For | No | |
1e | Elect Director Francis A. deSouza | Management | For | For | No | |
1f | Elect Director Michael B.G. Froman | Management | For | For | No | |
1g | Elect Director Robert A. Iger | Management | For | For | No | |
1h | Elect Director Maria Elena Lagomasino | Management | For | For | No | |
1i | Elect Director Mark G. Parker | Management | For | For | No | |
1j | Elect Director Derica W. Rice | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
4 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes | |
5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Against | Against | No | |
| | | | | | |
UnitedHealth Group Incorporated | | | | | |
| | | | | | |
Ticker Symbol: | UNH | CUSIP Number: | 91324P102 | | | |
Record Date: | 4/9/2021 | Meeting Date: | 6/7/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Richard T. Burke | Management | For | For | No | |
1b | Elect Director Timothy P. Flynn | Management | For | For | No | |
1c | Elect Director Stephen J. Hemsley | Management | For | For | No | |
1d | Elect Director Michele J. Hooper | Management | For | For | No | |
1e | Elect Director F. William McNabb, III | Management | For | For | No | |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For | No | |
1g | Elect Director John H. Noseworthy | Management | For | For | No | |
1h | Elect Director Gail R. Wilensky | Management | For | For | No | |
1i | Elect Director Andrew Witty | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
| | | | | | |
Verizon Communications Inc. | | | | | |
| | | | | | |
Ticker Symbol: | VZ | CUSIP Number: | 92343V104 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/13/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
| | | | | | |
1a | Elect Director Shellye L. Archambeau | Management | For | For | No | |
1b | Elect Director Roxanne S. Austin | Management | For | For | No | |
1c | Elect Director Mark T. Bertolini | Management | For | For | No | |
1d | Elect Director Melanie L. Healey | Management | For | For | No | |
1e | Elect Director Clarence Otis, Jr. | Management | For | For | No | |
1f | Elect Director Daniel H. Schulman | Management | For | For | No | |
1g | Elect Director Rodney E. Slater | Management | For | For | No | |
1h | Elect Director Hans E. Vestberg | Management | For | For | No | |
1i | Elect Director Gregory G. Weaver | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Lower Ownership Threshold for Action by Written Consent | Share Holder | For | Against | Yes | |
5 | Amend Senior Executive Compensation Clawback Policy | Share Holder | For | Against | Yes | |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | For | Against | Yes | |
| | | | | | |
Weyerhaeuser Company | | | | | |
| | | | | | |
Ticker Symbol: | WY | CUSIP Number: | 962166104 | | | |
Record Date: | 3/18/2021 | Meeting Date: | 5/14/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Mark A. Emmert | Management | For | For | No | |
1b | Elect Director Rick R. Holley | Management | For | For | No | |
1c | Elect Director Sara Grootwassink Lewis | Management | For | For | No | |
1d | Elect Director Deidra C. Merriwether | Management | For | For | No | |
1e | Elect Director Al Monaco | Management | For | For | No | |
1f | Elect Director Nicole W. Piasecki | Management | For | For | No | |
1g | Elect Director Lawrence A. Selzer | Management | For | For | No | |
1h | Elect Director Devin W. Stockfish | Management | For | For | No | |
1i | Elect Director Kim Williams | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
Wyndham Hotels & Resorts, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | WH | CUSIP Number: | 98311A105 | | | |
Record Date: | 18-Mar-21 | Meeting Date: | 12-May-21 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Stephen P. Holmes | Management | For | For | No | |
1.2 | Elect Director Geoffrey A. Ballotti | Management | For | For | No | |
1.3 | Elect Director Myra J. Biblowit | Management | For | For | No | |
| | | | | | |
1.4 | Elect Director James E. Buckman | Management | For | For | No | |
1.5 | Elect Director Bruce B. Churchill | Management | For | For | No | |
1.6 | Elect Director Mukul V. Deoras | Management | For | For | No | |
1.7 | Elect Director Ronald L. Nelson | Management | For | For | No | |
1.8 | Elect Director Pauline D.E. Richards | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
ANCORA/THELEN SMALL-MID CAP FUND | | | | | |
| | | | | | |
AdvanSix Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ASIX | CUSIP Number: | 00773T101 | | | |
Record Date: | 6/10/2021 | Meeting Date: | 6/10/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
2 | Ratify Marcum LLP as Auditors | Management | For | For | No | |
1b | Elect Director Michael L. Marberry | Management | For | For | No | |
1c | Elect Director Darrell K. Hughes | Management | For | For | No | |
1d | Elect Director Todd D. Karran | Management | For | For | No | |
1e | Elect Director Paul E. Huck | Management | For | For | No | |
1f | Elect Director Daniel F. Sansone | Management | For | For | No | |
1d | Elect Director Sharon S. Spurlin | Management | For | For | No | |
1e | Elect Director Patrick S. Williams | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Alliance Data Systems Corporation | | | | | |
| | | | | | |
Ticker Symbol: | ADS | CUSIP Number: | 018581108 | | | |
Record Date: | 3/31/2021 | Meeting Date: | 5/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Ralph J. Andretta | Management | For | For | No | |
1.2 | Elect Director Roger H. Ballou | Management | For | For | No | |
1.3 | Elect Director John C. Gerspach, Jr. | Management | For | For | No | |
1.4 | Elect Director Karin J. Kimbrough | Management | For | For | No | |
1.5 | Elect Director Rajesh Natarajan | Management | For | For | No | |
1.6 | Elect Director Timothy J. Theriault | Management | For | For | No | |
1.7 | Elect Director Laurie A. Tucker | Management | For | For | No | |
1.8 | Elect Director Sharen J. Turney | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Ally Financial Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | | |
Record Date: | 3/8/2021 | Meeting Date: | 5/4/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Franklin W. Hobbs | Management | For | For | No | |
1b | Elect Director Kenneth J. Bacon | Management | For | For | No | |
1c | Elect Director Katryn (Trynka) Shineman Blake | Management | For | For | No | |
1d | Elect Director Maureen A. Breakiron-Evans | Management | For | For | No | |
1e | Elect Director William H. Cary | Management | For | For | No | |
1f | Elect Director Mayree C. Clark | Management | For | For | No | |
1g | Elect Director Kim S. Fennebresque | Management | For | For | No | |
1h | Elect Director Marjorie Magner | Management | For | For | No | |
1i | Elect Director Brian H. Sharples | Management | For | For | No | |
1j | Elect Director John J. Stack | Management | For | For | No | |
1k | Elect Director Michael F. Steib | Management | For | For | No | |
1l | Elect Director Jeffrey J. Brown | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For | No | |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No | |
7 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Alpine Income Property Trust, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PINE | CUSIP Number: | 02083X103 | | | |
Record Date: | 4/26/2021 | Meeting Date: | 6/23/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director John P. Albright | Management | For | For | No | |
1.2 | Elect Director Mark O. Decker, Jr. | Management | Withhold | For | Yes | |
1.3 | Elect Director Rachel Elias Wein | Management | For | For | No | |
1.4 | Elect Director M. Carson Good | Management | Withhold | For | Yes | |
1.5 | Elect Director Andrew C. Richardson | Management | For | For | No | |
1.6 | Elect Director Jeffrey S. Yarckin | Management | Withhold | For | Yes | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
| | | | | | |
APi Group Corporation | | | | | |
| | | | | | |
| | | | | | |
Ticker Symbol: | APG | CUSIP Number: | 00187Y100 | | | |
Record Date: | 6/25/2020 | Meeting Date: | 8/13/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Martin E. Franklin | Management | For | For | No | |
1.2 | Elect Director James E. Lillie | Management | For | For | No | |
1.3 | Elect Director Ian G.H. Ashken | Management | Against | For | Yes | |
1.4 | Elect Director Russell A. Becker | Management | For | For | No | |
1.5 | Elect Director Anthony E. Malkin | Management | For | For | No | |
1.6 | Elect Director Thomas V. Milroy | Management | For | For | No | |
1.7 | Elect Director Lord Paul Myners | Management | Against | For | Yes | |
1.8 | Elect Director Cyrus D. Walker | Management | Against | For | Yes | |
1.9 | Elect Director Carrie A. Wheeler | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
3 | Approve Employee Stock Purchase Plan | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
| | | | | | |
Arconic Corporation | | | | | |
| | | | | | |
Ticker Symbol: | ARNC | CUSIP Number: | 03966V107 | | | |
Record Date: | 3/26/2021 | Meeting Date: | 5/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Frederick "Fritz" A. Henderson | Management | For | For | No | |
1b | Elect Director William F. Austen | Management | For | For | No | |
1c | Elect Director Christopher L. Ayers | Management | For | For | No | |
1d | Elect Director Margaret "Peg" S. Billson | Management | For | For | No | |
1e | Elect Director Jacques Croisetiere | Management | For | For | No | |
1f | Elect Director Elmer L. Doty | Management | For | For | No | |
1g | Elect Director Carol S. Eicher | Management | For | For | No | |
1h | Elect Director Timothy D. Myers | Management | For | For | No | |
1i | Elect Director E. Stanley O'Neal | Management | For | For | No | |
1j | Elect Director Jeffrey Stafeil | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
| | | | | | |
Arcosa, Inc. | | | | | |
| | | | | | |
| | | | | | |
Ticker Symbol: | ACA | CUSIP Number: | 039653100 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/4/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Joseph Alvarado | Management | For | For | No | |
1b | Elect Director Jeffrey A. Craig | Management | For | For | No | |
1c | Elect Director John W. Lindsay | Management | For | For | No | |
1d | Elect Director Rhys J. Best | Management | For | For | No | |
1e | Elect Director David W. Biegler | Management | For | For | No | |
1f | Elect Director Antonio Carrillo | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
| | | | | | |
Atlas Technical Consultants, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ATCX | CUSIP Number: | 049430101 | | | |
Record Date: | 4/16/2021 | Meeting Date: | 6/10/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director R. Foster Duncan | Management | For | For | No | |
1.2 | Elect Director Daniel G. Weiss | Management | Withhold | For | Yes | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
| | | | | | |
B. Riley Financial, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | RILY | CUSIP Number: | 05580M108 | | | |
Record Date: | 4/12/2021 | Meeting Date: | 5/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Bryant R. Riley | Management | For | For | No | |
1.2 | Elect Director Thomas J. Kelleher | Management | For | For | No | |
1.3 | Elect Director Robert L. Antin | Management | For | For | No | |
1.4 | Elect Director Robert D'Agostino | Management | Against | For | Yes | |
1.5 | Elect Director Randall E. Paulson | Management | For | For | No | |
1.6 | Elect Director Michael J. Sheldon | Management | For | For | No | |
1.7 | Elect Director Mimi K. Walters | Management | For | For | No | |
1.8 | Elect Director Mikel H. Williams | Management | Against | For | Yes | |
2 | Ratify Marcum LLP as Auditors | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | Against | For | Yes | |
| | | | | | |
Black Knight, Inc. | | | | | |
| | | | | | |
| | | | | | |
Ticker Symbol: | BKI | CUSIP Number: | 09215C105 | | | |
Record Date: | 4/19/2021 | Meeting Date: | 6/16/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director William P. Foley, II | Management | Withhold | For | Yes | |
1.2 | Elect Director Anthony M. Jabbour | Management | For | For | No | |
1.3 | Elect Director Catherine (Katie) L. Burke | Management | For | For | No | |
1.4 | Elect Director Thomas M. Hagerty | Management | For | For | No | |
1.5 | Elect Director Joseph M. Otting | Management | For | For | No | |
1.6 | Elect Director John D. Rood | Management | For | For | No | |
1.7 | Elect Director Nancy L. Shanik | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
Brunswick Corporation | | | | | |
| | | | | | |
Ticker Symbol: | BC | CUSIP Number: | 117043109 | | | |
Record Date: | 3/10/2021 | Meeting Date: | 5/5/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Nancy E. Cooper | Management | For | For | No | |
1b | Elect Director David C. Everitt | Management | For | For | No | |
1c | Elect Director Reginald Fils-Aime | Management | For | For | No | |
1d | Elect Director Lauren P. Flaherty | Management | For | For | No | |
1e | Elect Director David M. Foulkes | Management | For | For | No | |
1f | Elect Director Joseph W. McClanathan | Management | For | For | No | |
1g | Elect Director David V. Singer | Management | For | For | No | |
1h | Elect Director Jane L. Warner | Management | For | For | No | |
1i | Elect Director J. Steven Whisler | Management | For | For | No | |
1j | Elect Director Roger J. Wood | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
ChampionX Corp. | | | | | |
| | | | | | |
Ticker Symbol: | CHX | CUSIP Number: | 15872M104 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/12/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Sivasankaran (Soma) Somasundaram | Management | For | For | No | |
| | | | | | |
1.2 | Elect Director Stephen K. Wagner | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
Charles River Laboratories International, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | CRL | CUSIP Number: | 159864107 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/6/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director James C. Foster | Management | For | For | No | |
1.2 | Elect Director Nancy C. Andrews | Management | For | For | No | |
1.3 | Elect Director Robert Bertolini | Management | For | For | No | |
1.4 | Elect Director Deborah T. Kochevar | Management | For | For | No | |
1.5 | Elect Director George Llado, Sr. | Management | For | For | No | |
1.6 | Elect Director Martin W. Mackay | Management | For | For | No | |
1.7 | Elect Director George E. Massaro | Management | For | For | No | |
1.8 | Elect Director George M. Milne, Jr. | Management | For | For | No | |
1.9 | Elect Director C. Richard Reese | Management | For | For | No | |
1.10 | Elect Director Richard F. Wallman | Management | For | For | No | |
1.11 | Elect Director Virginia M. Wilson | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
| | | | | | |
Churchill Downs Incorporated | | | | | |
| | | | | | |
Ticker Symbol: | CHDN | CUSIP Number: | 171484108 | | | |
Record Date: | 3/1/2021 | Meeting Date: | 4/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director William C. Carstanjen | Management | For | For | No | |
1.2 | Elect Director Karole F. Lloyd | Management | For | For | No | |
1.3 | Elect Director Paul C. Varga | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
| | | | | | |
Columbia Financial, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | CLBK | CUSIP Number: | 197641103 | | | |
Record Date: | 3/30/2021 | Meeting Date: | 5/20/2021 | | | |
| | | | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Noel R. Holland | Management | Withhold | For | Yes | |
1.2 | Elect Director Lucy Sorrentini | Management | Withhold | For | Yes | |
1.3 | Elect Director Robert Van Dyk | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
CommScope Holding Company, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | COMM | CUSIP Number: | 20337X109 | | | |
Record Date: | 3/9/2021 | Meeting Date: | 5/7/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Declassify the Board of Directors | Management | For | For | No | |
3a | Elect Director Mary S. Chan | Management | For | For | No | |
3b | Elect Director Stephen (Steve) C. Gray | Management | For | For | No | |
3c | Elect Director L. William (Bill) Krause | Management | For | For | No | |
3d | Elect Director Derrick A. Roman | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
5 | Amend Omnibus Stock Plan | Management | For | For | No | |
6 | Approve Termination of Executive Performance Options and Grant of Selective Performance-Based Retention Equity Awards | Management | Against | For | Yes | |
7 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
| | | | | | |
Concentrix Corporation | | | | | |
| | | | | | |
Ticker Symbol: | CNXC | CUSIP Number: | 20602D101 | | | |
Record Date: | 2/26/2021 | Meeting Date: | 4/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Christopher Caldwell | Management | For | For | No | |
1b | Elect Director Teh-Chien Chou | Management | For | For | No | |
1c | Elect Director LaVerne H. Council | Management | For | For | No | |
1d | Elect Director Jennifer Deason | Management | For | For | No | |
1e | Elect Director Kathryn Hayley | Management | For | For | No | |
1f | Elect Director Kathryn Marinello | Management | For | For | No | |
1g | Elect Director Dennis Polk | Management | For | For | No | |
1h | Elect Director Ann Vezina | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
| | | | | | |
CorVel Corporation | | | | | |
| | | | | | |
| | | | | | |
Ticker Symbol: | CRVL | CUSIP Number: | 221006109 | | | |
Record Date: | 6/5/2020 | Meeting Date: | 7/31/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director V. Gordon Clemons | Management | Withhold | For | Yes | |
1.2 | Elect Director Steven J. Hamerslag | Management | Withhold | For | Yes | |
1.3 | Elect Director Alan R. Hoops | Management | Withhold | For | Yes | |
1.4 | Elect Director R. Judd Jessup | Management | Withhold | For | Yes | |
1.5 | Elect Director Jean H. Macino | Management | Withhold | For | Yes | |
1.6 | Elect Director Jeffrey J. Michael | Management | Withhold | For | Yes | |
2 | Ratify Haskell & White LLP as Auditors | Management | For | For | No | |
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | Against | For | Yes | |
4 | Amend Bylaws to Allow Participation in Stockholder Meetings by Means of Remote Communication, Including by Means of Virtual Meeting Technology | Management | For | For | No | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
6 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
CTO Realty Growth, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | CTO | CUSIP Number: | 22948Q101 | | | |
Record Date: | 3/29/2021 | Meeting Date: | 5/26/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Laura M. Franklin | Management | For | For | No | |
1.2 | Elect Director John P. Albright | Management | For | For | No | |
1.3 | Elect Director George R. Brokaw | Management | For | For | No | |
1.4 | Elect Director R. Blakeslee Gable | Management | For | For | No | |
1.5 | Elect Director Christopher W. Haga | Management | For | For | No | |
1.6 | Elect Director Casey R. Wold | Management | For | For | No | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Designer Brands Inc. | | | | | |
| | | | | | |
Ticker Symbol: | DBI | CUSIP Number: | 250565108 | | | |
Record Date: | 4/1/2021 | Meeting Date: | 5/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Peter S. Cobb | Management | For | For | No | |
1.2 | Elect Director Jay L. Schottenstein | Management | For | For | No | |
1.3 | Elect Director Roger L. Rawlins | Management | For | For | No | |
| | | | | | |
1.4 | Elect Director Joanne Zaiac | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
| | | | | | |
Dine Brands Global, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | DIN | CUSIP Number: | 254423106 | | | |
Record Date: | 3/17/2021 | Meeting Date: | 5/11/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Howard M. Berk | Management | For | For | No | |
1.2 | Elect Director Daniel J. Brestle | Management | For | For | No | |
1.3 | Elect Director Susan M. Collyns | Management | For | For | No | |
1.4 | Elect Director Richard J. Dahl | Management | For | For | No | |
1.5 | Elect Director Michael C. Hyter | Management | For | For | No | |
1.6 | Elect Director Larry A. Kay | Management | For | For | No | |
1.7 | Elect Director Caroline W. Nahas | Management | For | For | No | |
1.8 | Elect Director Douglas M. Pasquale | Management | For | For | No | |
1.9 | Elect Director John W. Peyton | Management | For | For | No | |
1.10 | Elect Director Lilian C. Tomovich | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
DTE Energy Company | | | | | |
| | | | | | |
Ticker Symbol: | DTE | CUSIP Number: | 233331107 | | | |
Record Date: | 3/23/2021 | Meeting Date: | 5/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Gerard M. Anderson | Management | For | For | No | |
1.2 | Elect Director David A. Brandon | Management | For | For | No | |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For | No | |
1.4 | Elect Director Gail J. McGovern | Management | For | For | No | |
1.5 | Elect Director Mark A. Murray | Management | For | For | No | |
1.6 | Elect Director Gerardo Norcia | Management | For | For | No | |
1.7 | Elect Director Ruth G. Shaw | Management | For | For | No | |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For | No | |
1.9 | Elect Director David A. Thomas | Management | For | For | No | |
1.10 | Elect Director Gary H. Torgow | Management | For | For | No | |
1.11 | Elect Director James H. Vandenberghe | Management | For | For | No | |
1.12 | Elect Director Valerie M. Williams | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
| | | | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
5 | Report on Political Contributions | Share Holder | For | Against | Yes | |
6 | Report on Costs and Benefits of Environmental Related Expenditures | Share Holder | Against | Against | No | |
| | | | | | |
Eagle Materials Inc. | | | | | |
| | | | | | |
Ticker Symbol: | EXP | CUSIP Number: | 26969P108 | | | |
Record Date: | 6/8/2020 | Meeting Date: | 8/5/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Margot L. Carter | Management | For | For | No | |
1b | Elect Director Michael R. Nicolais | Management | For | For | No | |
1c | Elect Director Mary P. Ricciardello | Management | For | For | No | |
1d | Elect Director Richard R. Stewart | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
| | | | | | |
Element Solutions Inc | | | | | |
| | | | | | |
Ticker Symbol: | ESI | CUSIP Number: | 28618M106 | | | |
Record Date: | 4/12/2021 | Meeting Date: | 6/8/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Martin E. Franklin | Management | For | For | No | |
1b | Elect Director Benjamin Gliklich | Management | For | For | No | |
1c | Elect Director Ian G.H. Ashken | Management | For | For | No | |
1d | Elect Director Elyse Napoli Filon | Management | For | For | No | |
1e | Elect Director Christopher T. Fraser | Management | Against | For | Yes | |
1f | Elect Director Michael F. Goss | Management | For | For | No | |
1g | Elect Director Nichelle Maynard-Elliott | Management | For | For | No | |
1h | Elect Director E. Stanley O' Neal | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
| | | | | | |
Energizer Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ENR | CUSIP Number: | 29272W109 | | | |
Record Date: | 12/4/2020 | Meeting Date: | 2/1/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
| | | | | | |
1a | Elect Director Carlos Abrams-Rivera | Management | For | For | No | |
1b | Elect Director Bill G. Armstrong | Management | For | For | No | |
1c | Elect Director Cynthia J. Brinkley | Management | For | For | No | |
1d | Elect Director Rebecca Frankiewicz | Management | For | For | No | |
1e | Elect Director Alan R. Hoskins | Management | For | For | No | |
1f | Elect Director Kevin J. Hunt | Management | For | For | No | |
1g | Elect Director James C. Johnson | Management | For | For | No | |
1h | Elect Director Mark S. LaVigne | Management | For | For | No | |
1i | Elect Director Patrick J. Moore | Management | For | For | No | |
1j | Elect Director Nneka L. Rimmer | Management | For | For | No | |
1k | Elect Director Robert V. Vitale | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
frontdoor, inc. | | | | | |
| | | | | | |
Ticker Symbol: | FTDR | CUSIP Number: | 35905A109 | | | |
Record Date: | 3/23/2021 | Meeting Date: | 5/12/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Richard P. Fox | Management | For | For | No | |
1b | Elect Director Brian P. McAndrews | Management | For | For | No | |
1c | Elect Director Rexford J. Tibbens | Management | For | For | No | |
1d | Elect Director Anna C. Catalano | Management | For | For | No | |
1e | Elect Director William C. Cobb | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Certificate of Incorporation Regarding Supermajority Vote Requirements and Advancement of Expenses | Management | For | For | No | |
| | | | | | |
Gaming and Leisure Properties, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | GLPI | CUSIP Number: | 36467J108 | | | |
Record Date: | 4/5/2021 | Meeting Date: | 6/10/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Peter M. Carlino | Management | For | For | No | |
1b | Elect Director Carol (Lili) Lynton | Management | For | For | No | |
1c | Elect Director Joseph W. Marshall, III | Management | For | For | No | |
1d | Elect Director James B. Perry | Management | For | For | No | |
1e | Elect Director Barry F. Schwartz | Management | For | For | No | |
1f | Elect Director Earl C. Shanks | Management | For | For | No | |
1g | Elect Director E. Scott Urdang | Management | For | For | No | |
| | | | | | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
GCI Liberty, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | GLIBA | CUSIP Number: | 36164V305 | | �� | |
Record Date: | 10/20/2020 | Meeting Date: | 12/15/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Merger Agreement | Management | For | For | No | |
2 | Adjourn Meeting | Management | For | For | No | |
| | | | | | |
Greenhill & Co., Inc. | | | | | |
| | | | | | |
Ticker Symbol: | GHL | CUSIP Number: | 395259104 | | | |
Record Date: | 3/2/2021 | Meeting Date: | 4/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Scott L. Bok | Management | For | For | No | |
1b | Elect Director Meryl D. Hartzband | Management | For | For | No | |
1c | Elect Director John D. Liu | Management | For | For | No | |
1d | Elect Director Karen P. Robards | Management | For | For | No | |
1e | Elect Director Kevin T. Ferro | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Require Independent Board Chairman | Share Holder | For | Against | Yes | |
| | | | | | |
Henry Schein, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | HSIC | CUSIP Number: | 806407102 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/13/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Mohamad Ali | Management | For | For | No | |
1b | Elect Director Barry J. Alperin | Management | For | For | No | |
1c | Elect Director Gerald A. Benjamin | Management | For | For | No | |
1d | Elect Director Stanley M. Bergman | Management | For | For | No | |
1e | Elect Director James P. Breslawski | Management | For | For | No | |
1f | Elect Director Deborah Derby | Management | For | For | No | |
1g | Elect Director Joseph L. Herring | Management | For | For | No | |
1h | Elect Director Kurt P. Kuehn | Management | For | For | No | |
| | | | | | |
1i | Elect Director Philip A. Laskawy | Management | For | For | No | |
1j | Elect Director Anne H. Margulies | Management | For | For | No | |
1k | Elect Director Mark E. Mlotek | Management | For | For | No | |
1l | Elect Director Steven Paladino | Management | For | For | No | |
1m | Elect Director Carol Raphael | Management | For | For | No | |
1n | Elect Director E. Dianne Rekow | Management | For | For | No | |
1o | Elect Director Bradley T. Sheares | Management | For | For | No | |
1p | Elect Director Reed V. Tuckson | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify BDO USA, LLP as Auditor | Management | For | For | No | |
| | | | | | |
Houlihan Lokey, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | HLI | CUSIP Number: | 441593100 | | | |
Record Date: | 7/28/2020 | Meeting Date: | 9/24/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Irwin N. Gold | Management | Withhold | For | Yes | |
1.2 | Elect Director Gillian B. Zucker | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
Howmet Aerospace Inc. | | | | | |
| | | | | | |
Ticker Symbol: | HWM | CUSIP Number: | 443201108 | | | |
Record Date: | 3/29/2021 | Meeting Date: | 5/25/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director James F. Albaugh | Management | For | For | No | |
1b | Elect Director Amy E. Alving | Management | For | For | No | |
1c | Elect Director Sharon R. Barner | Management | For | For | No | |
1d | Elect Director Joseph S. Cantie | Management | For | For | No | |
1e | Elect Director Robert F. Leduc | Management | For | For | No | |
1f | Elect Director David J. Miller | Management | For | For | No | |
1g | Elect Director Jody G. Miller | Management | For | For | No | |
1h | Elect Director Tolga I. Oal | Management | For | For | No | |
1i | Elect Director Nicole W. Piasecki | Management | For | For | No | |
1j | Elect Director John C. Plant | Management | For | For | No | |
1k | Elect Director Ulrich R. Schmidt | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
4 | Require Independent Board Chair | Share Holder | For | Against | Yes | |
| | | | | | |
| | | | | | |
IAA, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | IAA | CUSIP Number: | 449253103 | | | |
Record Date: | 4/19/2021 | Meeting Date: | 6/16/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director William (Bill) Breslin | Management | For | For | No | |
1b | Elect Director Brian Bales | Management | For | For | No | |
1c | Elect Director Olaf Kastner | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
IAC/InterActiveCorp | | | | | |
| | | | | | |
Ticker Symbol: | IAC | CUSIP Number: | 44891N109 | | | |
Record Date: | 4/6/2021 | Meeting Date: | 5/14/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Spin-Off Agreement | Management | For | For | No | |
2 | Approve the Corporate Opportunities Charter Amendment | Management | Against | For | Yes | |
3 | Adjourn Meeting | Management | Against | For | Yes | |
4a | Elect Director Chelsea Clinton | Management | For | For | No | |
4b | Elect Director Barry Diller | Management | For | For | No | |
4c | Elect Director Michael D. Eisner | Management | For | For | No | |
4d | Elect Director Bonnie S. Hammer | Management | For | For | No | |
4e | Elect Director Victor A. Kaufman | Management | For | For | No | |
4f | Elect Director Joseph Levin | Management | For | For | No | |
4g | Elect Director Bryan Lourd | Management | For | For | No | |
4h | Elect Director Westley Moore | Management | For | For | No | |
4i | Elect Director David Rosenblatt | Management | For | For | No | |
4j | Elect Director Alan G. Spoon | Management | For | For | No | |
4k | Elect Director Alexander von Furstenberg | Management | For | For | No | |
4l | Elect Director Richard F. Zannino | Management | For | For | No | |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes | |
| | | | | | |
Ingevity Corporation | | | | | |
| | | | | | |
Ticker Symbol: | NGVT | CUSIP Number: | 45688C107 | | | |
Record Date: | 2/22/2021 | Meeting Date: | 4/22/2021 | | | |
| | | | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Jean S. Blackwell | Management | For | For | No | |
1b | Elect Director Luis Fernandez-Moreno | Management | For | For | No | |
1c | Elect Director J. Michael Fitzpatrick | Management | For | For | No | |
1d | Elect Director John C. Fortson | Management | For | For | No | |
1e | Elect Director Diane H. Gulyas | Management | For | For | No | |
1f | Elect Director Frederick J. Lynch | Management | For | For | No | |
1g | Elect Director Karen G. Narwold | Management | For | For | No | |
1h | Elect Director Daniel F. Sansone | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Iridium Communications Inc. | | | | | |
| | | | | | |
Ticker Symbol: | IRDM | CUSIP Number: | 46269C102 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/12/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Robert H. Niehaus | Management | For | For | No | |
1.2 | Elect Director Thomas C. Canfield | Management | For | For | No | |
1.3 | Elect Director Matthew J. Desch | Management | For | For | No | |
1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For | No | |
1.5 | Elect Director L. Anthony Frazier | Management | For | For | No | |
1.6 | Elect Director Jane L. Harman | Management | For | For | No | |
1.7 | Elect Director Alvin B. Krongard | Management | For | For | No | |
1.8 | Elect Director Suzanne E. McBride | Management | For | For | No | |
1.9 | Elect Director Eric T. Olson | Management | For | For | No | |
1.10 | Elect Director Steven B. Pfeiffer | Management | For | For | No | |
1.11 | Elect Director Parker W. Rush | Management | For | For | No | |
1.12 | Elect Director Henrik O. Schliemann | Management | For | For | No | |
1.13 | Elect Director Barry J. West | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
| | | | | | |
J. Alexander's Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | JAX | CUSIP Number: | 46609J106 | | | |
Record Date: | 4/27/2021 | Meeting Date: | 6/29/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Douglas K. Ammerman | Management | For | For | No | |
| | | | | | |
1.2 | Elect Director Lonnie J. Stout, II | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditor | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
| | | | | | |
Kearny Financial Corp. | | | | | |
| | | | | | |
Ticker Symbol: | KRNY | CUSIP Number: | 48716P108 | | | |
Record Date: | 8/24/2020 | Meeting Date: | 10/22/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Theodore J. Aanensen | Management | For | For | No | |
1.2 | Elect Director Joseph P. Mazza | Management | For | For | No | |
1.3 | Elect Director Christopher Petermann | Management | For | For | No | |
1.4 | Elect Director Charles J. Pivirotto | Management | For | For | No | |
1.5 | Elect Director John F. Regan | Management | For | For | No | |
2 | Ratify Crowe LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Kimball Electronics, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | KE | CUSIP Number: | 49428J109 | | | |
Record Date: | 9/8/2020 | Meeting Date: | 11/10/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Robert J. Phillippy | Management | Withhold | For | Yes | |
1.2 | Elect Director Gregory A. Thaxton | Management | Withhold | For | Yes | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Kimball International, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | KBAL | CUSIP Number: | 494274103 | | | |
Record Date: | 8/24/2020 | Meeting Date: | 10/27/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Susan B. Frampton | Management | Withhold | For | Yes | |
1.2 | Elect Director Scott M. Settersten | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
| | | | | | |
Kontoor Brands, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | KTB | CUSIP Number: | 50050N103 | | | |
Record Date: | 2/16/2021 | Meeting Date: | 4/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Kathleen S. Barclay | Management | Withhold | For | Yes | |
1.2 | Elect Director Robert M. Lynch | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Leidos Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | LDOS | CUSIP Number: | 525327102 | | | |
Record Date: | 3/10/2021 | Meeting Date: | 4/30/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Gregory R. Dahlberg | Management | For | For | No | |
1b | Elect Director David G. Fubini | Management | For | For | No | |
1c | Elect Director Miriam E. John | Management | For | For | No | |
1d | Elect Director Frank Kendall, III | Management | For | For | No | |
1e | Elect Director Robert C. Kovarik, Jr. | Management | For | For | No | |
1f | Elect Director Harry M. J. Kraemer, Jr. | Management | For | For | No | |
1g | Elect Director Roger A. Krone | Management | For | For | No | |
1h | Elect Director Gary S. May | Management | For | For | No | |
1i | Elect Director Surya N. Mohapatra | Management | For | For | No | |
1j | Elect Director Robert S. Shapard | Management | For | For | No | |
1k | Elect Director Susan M. Stalnecker | Management | For | For | No | |
1l | Elect Director Noel B. Williams | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Madison Square Garden Entertainment Corp. | | | | | |
| | | | | | |
Ticker Symbol: | MSGE | CUSIP Number: | 55826T102 | | | |
Record Date: | 10/16/2020 | Meeting Date: | 12/10/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Martin Bandier | Management | For | For | No | |
1.2 | Elect Director Matthew C. Blank | Management | Withhold | For | Yes | |
1.3 | Elect Director Joseph J. Lhota | Management | Withhold | For | Yes | |
| | | | | | |
1.4 | Elect Director Frederic V. Salerno | Management | Withhold | For | Yes | |
1.5 | Elect Director John L. Sykes | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | Against | For | Yes | |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For | No | |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes | |
| | | | | | |
Madison Square Garden Sports Corp. | | | | | |
| | | | | | |
Ticker Symbol: | MSGS | CUSIP Number: | 55825T103 | | | |
Record Date: | 10/20/2020 | Meeting Date: | 12/18/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Joseph M. Cohen | Management | For | For | No | |
1.2 | Elect Director Richard D. Parsons | Management | For | For | No | |
1.3 | Elect Director Nelson Peltz | Management | For | For | No | |
1.4 | Elect Director Ivan Seidenberg | Management | For | For | No | |
1.5 | Elect Director Anthony J. Vinciquerra | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Masco Corporation | | | | | |
| | | | | | |
Ticker Symbol: | MAS | CUSIP Number: | 574599106 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/12/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Mark R. Alexander | Management | For | For | No | |
1b | Elect Director Marie A. Ffolkes | Management | For | For | No | |
1c | Elect Director John C. Plant | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
| | | | | | |
MasTec, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | MTZ | CUSIP Number: | 576323109 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Jose R. Mas | Management | For | For | No | |
1.2 | Elect Director Javier Palomarez | Management | For | For | No | |
| | | | | | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
MDU Resources Group, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | MDU | CUSIP Number: | 552690109 | | | |
Record Date: | 3/12/2021 | Meeting Date: | 5/11/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Thomas Everist | Management | For | For | No | |
1b | Elect Director Karen B. Fagg | Management | For | For | No | |
1c | Elect Director David L. Goodin | Management | For | For | No | |
1d | Elect Director Dennis W. Johnson | Management | For | For | No | |
1e | Elect Director Patricia L. Moss | Management | For | For | No | |
1f | Elect Director Dale S. Rosenthal | Management | For | For | No | |
1g | Elect Director Edward A. Ryan | Management | For | For | No | |
1h | Elect Director David M. Sparby | Management | For | For | No | |
1i | Elect Director Chenxi Wang | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
ModivCare Inc. | | | | | |
| | | | | | |
Ticker Symbol: | MODV | CUSIP Number: | 60783X104 | | | |
Record Date: | 4/22/2021 | Meeting Date: | 6/15/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Todd J. Carter | Management | For | For | No | |
1b | Elect Director Frank J. Wright | Management | For | For | No | |
1c | Elect Director Garth Graham | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
Nielsen Holdings Plc | | | | | |
| | | | | | |
Ticker Symbol: | NLSN | CUSIP Number: | G6518L108 | | | |
Record Date: | 12/23/2020 | Meeting Date: | 2/11/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Sale of the Global Connect Business | Management | For | For | No | |
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| | | | | | |
Nomad Foods Limited | | | | | |
| | | | | | |
Ticker Symbol: | NOMD | CUSIP Number: | G6564A105 | | | |
Record Date: | 4/28/2021 | Meeting Date: | 6/30/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Martin Ellis Franklin | Management | For | For | No | |
1.2 | Elect Director Noam Gottesman | Management | For | For | No | |
1.3 | Elect Director Ian G.H. Ashken | Management | For | For | No | |
1.4 | Elect Director Stefan Descheemaeker | Management | For | For | No | |
1.5 | Elect Director Golnar Khosrowshahi | Management | For | For | No | |
1.6 | Elect Director James E. Lillie | Management | For | For | No | |
1.7 | Elect Director Stuart M. MacFarlane | Management | For | For | No | |
1.8 | Elect Director Lord Myners of Truro | Management | For | For | No | |
1.9 | Elect Director Victoria Parry | Management | Against | For | Yes | |
1.10 | Elect Director Melanie Stack | Management | For | For | No | |
1.11 | Elect Director Samy Zekhout | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
| | | | | | |
Osisko Gold Royalties Ltd. | | | | | |
| | | | | | |
Ticker Symbol: | OR | CUSIP Number: | 68827L101 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/12/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director John R. Baird | Management | For | For | No | |
1.2 | Elect Director Christopher C. Curfman | Management | For | For | No | |
1.3 | Elect Director Joanne Ferstman | Management | For | For | No | |
1.4 | Elect Director William Murray John | Management | For | For | No | |
1.5 | Elect Director Pierre Labbe | Management | For | For | No | |
1.6 | Elect Director Candace MacGibbon | Management | For | For | No | |
1.7 | Elect Director Charles E. Page | Management | For | For | No | |
1.8 | Elect Director Sean Roosen | Management | For | For | No | |
1.9 | Elect Director Sandeep Singh | Management | For | For | No | |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
3 | Re-approve Employee Share Purchase Plan | Management | For | For | No | |
4 | Amend Restricted Share Unit Plan | Management | For | For | No | |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For | No | |
| | | | | | |
Perspecta Inc. | | | | | |
| | | | | | |
| | | | | | |
Ticker Symbol: | PRSP | CUSIP Number: | 715347100 | | | |
Record Date: | 6/8/2020 | Meeting Date: | 8/5/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Sanju K. Bansal | Management | For | For | No | |
1b | Elect Director Sondra L. Barbour | Management | For | For | No | |
1c | Elect Director John M. Curtis | Management | For | For | No | |
1d | Elect Director Lisa S. Disbrow | Management | For | For | No | |
1e | Elect Director Glenn A. Eisenberg | Management | For | For | No | |
1f | Elect Director Pamela O. Kimmet | Management | For | For | No | |
1g | Elect Director Ramzi M. Musallam | Management | For | For | No | |
1h | Elect Director Philip O. Nolan | Management | For | For | No | |
1i | Elect Director Betty J. Sapp | Management | For | For | No | |
1j | Elect Director Michael E. Ventling | Management | For | For | No | |
2 | Ratify Deloitte & Touche as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No | |
| | | | | | |
Post Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | POST | CUSIP Number: | 737446104 | | | |
Record Date: | 11/23/2020 | Meeting Date: | 1/28/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Edwin H. Callison | Management | For | For | No | |
1.2 | Elect Director William P. Stiritz | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Postal Realty Trust, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PSTL | CUSIP Number: | 73757R102 | | | |
Record Date: | 4/23/2021 | Meeting Date: | 6/18/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Patrick R. Donahoe | Management | For | For | No | |
1.2 | Elect Director Barry Lefkowitz | Management | Withhold | For | Yes | |
1.3 | Elect Director Jane Gural-Senders | Management | Withhold | For | Yes | |
1.4 | Elect Director Anton Feingold | Management | Withhold | For | Yes | |
1.5 | Elect Director Andrew Spodek | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
| | | | | | |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
| | | | | | |
PotlatchDeltic Corporation | | | | | |
| | | | | | |
Ticker Symbol: | PCH | CUSIP Number: | 737630103 | | | |
Record Date: | 3/12/2021 | Meeting Date: | 5/3/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director William L. Driscoll | Management | For | For | No | |
1b | Elect Director D. Mark Leland | Management | For | For | No | |
1c | Elect Director Lenore M. Sullivan | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
PROG Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PRG | CUSIP Number: | 74319R101 | | | |
Record Date: | 5/3/2021 | Meeting Date: | 6/22/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Kathy T. Betty | Management | For | For | No | |
1b | Elect Director Douglas C. Curling | Management | For | For | No | |
1c | Elect Director Cynthia N. Day | Management | For | For | No | |
1d | Elect Director Curtis L. Doman | Management | For | For | No | |
1e | Elect Director Steven A. Michaels | Management | For | For | No | |
1f | Elect Director Ray M. Robinson | Management | For | For | No | |
1g | Elect Director James P. Smith | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No | |
| | | | | | |
Quantum Corporation | | | | | |
| | | | | | |
Ticker Symbol: | QMCO | CUSIP Number: | 747906501 | | | |
Record Date: | 6/23/2020 | Meeting Date: | 8/18/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director John A. Fichthorn | Management | For | For | No | |
1b | Elect Director James J. Lerner | Management | For | For | No | |
1c | Elect Director Raghavendra Rau | Management | For | For | No | |
1d | Elect Director Marc E. Rothman | Management | For | For | No | |
| | | | | | |
1e | Elect Director Rebecca J. Jacoby | Management | For | For | No | |
2 | Ratify Armanino LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No | |
| | | | | | |
Qurate Retail, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | QRTEA | CUSIP Number: | 74915M100 | | | |
Record Date: | 3/31/2021 | Meeting Date: | 5/25/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Richard N. Barton | Management | Withhold | For | Yes | |
1.2 | Elect Director Michael A. George | Management | For | For | No | |
1.3 | Elect Director Gregory B. Maffei | Management | Withhold | For | Yes | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
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Raymond James Financial, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | RJF | CUSIP Number: | 754730109 | | | |
Record Date: | 12/21/2020 | Meeting Date: | 2/18/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Charles G. von Arentschildt | Management | For | For | No | |
1b | Elect Director Marlene Debel | Management | For | For | No | |
1c | Elect Director Robert M. Dutkowsky | Management | For | For | No | |
1d | Elect Director Jeffrey N. Edwards | Management | For | For | No | |
1e | Elect Director Benjamin C. Esty | Management | For | For | No | |
1f | Elect Director Anne Gates | Management | For | For | No | |
1g | Elect Director Francis S. Godbold | Management | For | For | No | |
1h | Elect Director Thomas A. James | Management | For | For | No | |
1i | Elect Director Gordon L. Johnson | Management | For | For | No | |
1j | Elect Director Roderick C. McGeary | Management | For | For | No | |
1k | Elect Director Paul C. Reilly | Management | For | For | No | |
1l | Elect Director Raj Seshadri | Management | For | For | No | |
1m | Elect Director Susan N. Story | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
Simulations Plus, Inc. | | | | | |
| | | | | | |
| | | | | | |
Ticker Symbol: | SLP | CUSIP Number: | 829214105 | | | |
Record Date: | 12/29/2020 | Meeting Date: | 2/25/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Walter S. Woltosz | Management | For | For | No | |
1.2 | Elect Director John K. Paglia | Management | For | For | No | |
1.3 | Elect Director David L. Ralph | Management | For | For | No | |
1.4 | Elect Director Daniel Weiner | Management | For | For | No | |
1.5 | Elect Director Lisa LaVange | Management | For | For | No | |
2 | Ratify Rose, Snyder, & Jacobs, LLP as Auditors | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
| | | | | | |
SPX Corporation | | | | | |
| | | | | | |
Ticker Symbol: | SPXC | CUSIP Number: | 784635104 | | | |
Record Date: | 3/15/2021 | Meeting Date: | 5/11/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Ruth G. Shaw | Management | For | For | No | |
1.2 | Elect Director Robert B. Toth | Management | For | For | No | |
1.3 | Elect Director Angel Shelton Willis | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No | |
| | | | | | |
Summit Materials, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | SUM | CUSIP Number: | 86614U100 | | | |
Record Date: | 3/24/2021 | Meeting Date: | 5/19/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Howard L. Lance | Management | For | For | No | |
1.2 | Elect Director Anne K. Wade | Management | For | For | No | |
1.3 | Elect Director Susan A. Ellerbusch | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No | |
6 | Declassify the Board of Directors | Management | For | For | No | |
7 | Eliminate Supermajority Vote Requirement | Management | For | For | No | |
8 | Amend Charter to Add Federal Forum Selection Provision | Management | For | For | No | |
9 | Amend Charter to Delete the Waiver of Section 203 of the DGCL | Management | For | For | No | |
| | | | | | |
| | | | | | |
Tapestry, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | TPR | CUSIP Number: | 876030107 | | | |
Record Date: | 9/8/2020 | Meeting Date: | 11/5/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director John P. Bilbrey | Management | For | For | No | |
1b | Elect Director Darrell Cavens | Management | For | For | No | |
1c | Elect Director David Denton | Management | For | For | No | |
1d | Elect Director Anne Gates | Management | For | For | No | |
1e | Elect Director Susan Kropf | Management | For | For | No | |
1f | Elect Director Annabelle Yu Long | Management | For | For | No | |
1g | Elect Director Ivan Menezes | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
| | | | | | |
Terminix Global Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | TMX | CUSIP Number: | 88087E100 | | | |
Record Date: | 3/26/2021 | Meeting Date: | 5/17/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director David J. Frear | Management | For | For | No | |
1b | Elect Director Brett T. Ponton | Management | For | For | No | |
1c | Elect Director Stephen J. Sedita | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No | |
| | | | | | |
The Pennant Group, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PNTG | CUSIP Number: | 70805E109 | | | |
Record Date: | 4/1/2021 | Meeting Date: | 5/25/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Roderic E. Lewis | Management | Withhold | For | Yes | |
1.2 | Elect Director Scott E. Lamb | Management | Withhold | For | Yes | |
1.3 | Elect Director Barry M. Smith | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
| | | | | | |
The Wendy's Company | | | | | |
| | | | | | |
Ticker Symbol: | WEN | CUSIP Number: | 95058W100 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/18/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Nelson Peltz | Management | For | For | No | |
1.2 | Elect Director Peter W. May | Management | For | For | No | |
1.3 | Elect Director Kristin A. Dolan | Management | For | For | No | |
1.4 | Elect Director Kenneth W. Gilbert | Management | For | For | No | |
1.5 | Elect Director Dennis M. Kass | Management | For | For | No | |
1.6 | Elect Director Joseph A. Levato | Management | For | For | No | |
1.7 | Elect Director Michelle "Mich" J. Mathews-Spradlin | Management | For | For | No | |
1.8 | Elect Director Matthew H. Peltz | Management | For | For | No | |
1.9 | Elect Director Todd A. Penegor | Management | For | For | No | |
1.10 | Elect Director Peter H. Rothschild | Management | For | For | No | |
1.11 | Elect Director Arthur B. Winkleblack | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Report on Human Rights Risks in Operations and Supply Chain | Share Holder | For | For | No | |
| | | | | | |
Thryv Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | THRY | CUSIP Number: | 886029206 | | | |
Record Date: | 4/13/2021 | Meeting Date: | 6/9/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Amer Akhtar | Management | For | For | No | |
1.2 | Elect Director Bonnie Kintzer | Management | For | For | No | |
1.3 | Elect Director Lauren Vaccarello | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
| | | | | | |
Transcat, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | TRNS | CUSIP Number: | 893529107 | | | |
Record Date: | 7/15/2020 | Meeting Date: | 9/9/2020 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
| | | | | | |
1.1 | Elect Director Richard J. Harrison | Management | For | For | No | |
1.2 | Elect Director Gary J. Haseley | Management | For | For | No | |
1.3 | Elect Director John T. Smith | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Freed Maxick CPAs, P.C. as Auditors | Management | For | For | No | |
| | | | | | |
Travel + Leisure Co. | | | | | |
| | | | | | |
Ticker Symbol: | TNL | CUSIP Number: | 894164102 | | | |
Record Date: | 3/22/2021 | Meeting Date: | 5/13/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Louise F. Brady | Management | For | For | No | |
1.2 | Elect Director Michael D. Brown | Management | For | For | No | |
1.3 | Elect Director James E. Buckman | Management | For | For | No | |
1.4 | Elect Director George Herrera | Management | For | For | No | |
1.5 | Elect Director Stephen P. Holmes | Management | For | For | No | |
1.6 | Elect Director Denny Marie Post | Management | For | For | No | |
1.7 | Elect Director Ronald L. Rickles | Management | For | For | No | |
1.8 | Elect Director Michael H. Wargotz | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
TreeHouse Foods, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | THS | CUSIP Number: | 89469A104 | | | |
Record Date: | 3/1/2021 | Meeting Date: | 4/29/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Ashley Buchanan | Management | For | For | No | |
1.2 | Elect Director Steven Oakland | Management | For | For | No | |
1.3 | Elect Director Jill A. Rahman | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
UGI Corporation | | | | | |
| | | | | | |
Ticker Symbol: | UGI | CUSIP Number: | 902681105 | | | |
Record Date: | 11/18/2020 | Meeting Date: | 1/29/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
| | | | | | |
1a | Elect Director Frank S. Hermance | Management | For | For | No | |
1b | Elect Director M. Shawn Bort | Management | For | For | No | |
1c | Elect Director Theodore A. Dosch | Management | For | For | No | |
1d | Elect Director Alan N. Harris | Management | For | For | No | |
1e | Elect Director Mario Longhi | Management | For | For | No | |
1f | Elect Director William J. Marrazzo | Management | For | For | No | |
1g | Elect Director Cindy J. Miller | Management | For | For | No | |
1h | Elect Director Kelly A. Romano | Management | For | For | No | |
1i | Elect Director James B. Stallings, Jr. | Management | For | For | No | |
1j | Elect Director John L. Walsh | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
| | | | | | |
Unisys Corporation | | | | | |
| | | | | | |
Ticker Symbol: | UIS | CUSIP Number: | 909214306 | | | |
Record Date: | 3/8/2021 | Meeting Date: | 4/23/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Peter A. Altabef | Management | For | For | No | |
1b | Elect Director Jared L. Cohon | Management | For | For | No | |
1c | Elect Director Nathaniel A. Davis | Management | For | For | No | |
1d | Elect Director Matthew J. Desch | Management | For | For | No | |
1e | Elect Director Denise K. Fletcher | Management | For | For | No | |
1f | Elect Director Philippe Germond | Management | For | For | No | |
1g | Elect Director Lisa A. Hook | Management | For | For | No | |
1h | Elect Director Deborah Lee James | Management | For | For | No | |
1i | Elect Director Paul E. Martin | Management | For | For | No | |
1j | Elect Director Regina Paolillo | Management | For | For | No | |
1k | Elect Director Lee D. Roberts | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Urban Outfitters, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | URBN | CUSIP Number: | 917047102 | | | |
Record Date: | 4/1/2021 | Meeting Date: | 6/8/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Edward N. Antoian | Management | For | For | No | |
1.2 | Elect Director Sukhinder Singh Cassidy | Management | For | For | No | |
| | | | | | |
1.3 | Elect Director Harry S. Cherken, Jr. | Management | Against | For | Yes | |
1.4 | Elect Director Margaret A. Hayne | Management | For | For | No | |
1.5 | Elect Director Richard A. Hayne | Management | For | For | No | |
1.6 | Elect Director Elizabeth Ann Lambert | Management | For | For | No | |
1.7 | Elect Director Amin N. Maredia | Management | For | For | No | |
1.8 | Elect Director Wesley S. McDonald | Management | For | For | No | |
1.9 | Elect Director Todd R. Morgenfeld | Management | For | For | No | |
1.10 | Elect Director John C. Mulliken | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Utah Medical Products, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | UTMD | CUSIP Number: | 917488108 | | | |
Record Date: | 3/5/2021 | Meeting Date: | 5/7/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Kevin L. Cornwell | Management | For | For | No | |
1.2 | Elect Director Paul O. Richins | Management | For | For | No | |
2 | Ratify Haynie & Company as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
1.1 | Elect Director Ernst G. Hoyer | Management | Withhold | For | Yes | |
1.2 | Elect Director James H. Beeson | Management | Withhold | For | Yes | |
2 | Ratify Haynie & Company as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Valvoline Inc. | | | | | |
| | | | | | |
Ticker Symbol: | VVV | CUSIP Number: | 92047W101 | | | |
Record Date: | 11/30/2020 | Meeting Date: | 1/28/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Gerald W. Evans, Jr. | Management | For | For | No | |
1b | Elect Director Richard J. Freeland | Management | For | For | No | |
1c | Elect Director Stephen F. Kirk | Management | For | For | No | |
1d | Elect Director Carol H. Kruse | Management | For | For | No | |
1e | Elect Director Stephen E. Macadam | Management | For | For | No | |
1f | Elect Director Vada O. Manager | Management | For | For | No | |
1g | Elect Director Samuel J. Mitchell, Jr. | Management | For | For | No | |
1h | Elect Director Charles M. Sonsteby | Management | For | For | No | |
1i | Elect Director Mary J. Twinem | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
| | | | | | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Vistra Energy Corp. | | | | | |
| | | | | | |
Ticker Symbol: | VST | CUSIP Number: | 92840M102 | | | |
Record Date: | 3/16/2021 | Meeting Date: | 4/28/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Scott B. Helm | Management | For | For | No | |
1.2 | Elect Director Hilary E. Ackermann | Management | For | For | No | |
1.3 | Elect Director Arcilia C. Acosta | Management | For | For | No | |
1.4 | Elect Director Gavin R. Baiera | Management | For | For | No | |
1.5 | Elect Director Paul M. Barbas | Management | For | For | No | |
1.6 | Elect Director Lisa Crutchfield | Management | For | For | No | |
1.7 | Elect Director Brian K. Ferraioli | Management | For | For | No | |
1.8 | Elect Director Jeff D. Hunter | Management | For | For | No | |
1.9 | Elect Director Curtis A. Morgan | Management | For | For | No | |
1.10 | Elect Director John R. Sult | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Vontier Corporation | | | | | |
| | | | | | |
Ticker Symbol: | VNT | CUSIP Number: | 928881101 | | | |
Record Date: | 3/24/2021 | Meeting Date: | 5/19/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Karen C. Francis | Management | For | For | No | |
1b | Elect Director Mark D. Morelli | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
| | | | | | |
Voya Financial, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | VOYA | CUSIP Number: | 929089100 | | | |
Record Date: | 3/30/2021 | Meeting Date: | 5/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Yvette S. Butler | Management | For | For | No | |
1b | Elect Director Jane P. Chwick | Management | For | For | No | |
| | | | | | |
1c | Elect Director Kathleen DeRose | Management | For | For | No | |
1d | Elect Director Ruth Ann M. Gillis | Management | For | For | No | |
1e | Elect Director Aylwin B. Lewis | Management | For | For | No | |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For | No | |
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For | No | |
1h | Elect Director Joseph V. Tripodi | Management | For | For | No | |
1i | Elect Director David Zwiener | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
| | | | | | |
Wolverine World Wide, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | WWW | CUSIP Number: | 978097103 | | | |
Record Date: | 3/8/2021 | Meeting Date: | 5/6/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Roxane Divol | Management | For | For | No | |
1b | Elect Director Brenda J. Lauderback | Management | For | For | No | |
1c | Elect Director David W. McCreight | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
WW International, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | WW | CUSIP Number: | 98262P101 | | | |
Record Date: | 3/18/2021 | Meeting Date: | 5/11/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Denis F. Kelly | Management | For | For | No | |
1.2 | Elect Director Julie Rice | Management | For | For | No | |
1.3 | Elect Director Christopher J. Sobecki | Management | For | For | No | |
1.4 | Elect Director Oprah Winfrey | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
| | | | | | |
Wyndham Hotels & Resorts, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | WH | CUSIP Number: | 98311A105 | | | |
Record Date: | 3/18/2021 | Meeting Date: | 5/12/2021 | | | |
| | | | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Stephen P. Holmes | Management | For | For | No | |
1.2 | Elect Director Geoffrey A. Ballotti | Management | For | For | No | |
1.3 | Elect Director Myra J. Biblowit | Management | For | For | No | |
1.4 | Elect Director James E. Buckman | Management | For | For | No | |
1.5 | Elect Director Bruce B. Churchill | Management | For | For | No | |
1.6 | Elect Director Mukul V. Deoras | Management | For | For | No | |
1.7 | Elect Director Ronald L. Nelson | Management | For | For | No | |
1.8 | Elect Director Pauline D.E. Richards | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Ancora Trust
By /s/Bradley Zucker
* Bradley Zucker
President, Treasurer and Secretary
Date: August 13, 2021
*Print the name and title of each signing officer under his or her signature.