Michael J. Meaney, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
(b).
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
(e).
(f).
(g).
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
| | | | | |
Ancora Income Fund | | | | | |
| | | | | |
Aberdeen Asia-Pacific Income Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FAX | CUSIP Number: | 003009107 | | |
Record Date: | 2/5/2018 | Meeting Date: | 3/29/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Martin J. Gilbert | Management | For | Do Not Vote | No |
| | | | | |
BlackRock Credit Allocation Income Trust | | | | | |
| | | | | |
Ticker Symbol: | BTZ | CUSIP Number: | 092508100 | | |
Record Date: | 5/30/2017 | Meeting Date: | 7/25/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Castellano | Management | Do Not Vote | For | No |
1.2 | Elect Director R. Glenn Hubbard | Management | Do Not Vote | For | No |
1.3 | Elect Director W. Carl Kester | Management | Do Not Vote | For | No |
1.4 | Elect Director John M. Perlowski | Management | Do Not Vote | For | No |
| | | | | |
Eagle Point Credit Company Inc. | | | | | |
| | | | | |
Ticker Symbol: | ECC | CUSIP Number: | 269809109 | | |
Record Date: | 3/29/2018 | Meeting Date: | 5/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott W. Appleby | Management | Do Not Vote | For | No |
1.2 | Elect Director Jeffrey L. Weiss | Management | Do Not Vote | For | No |
| | | | | |
Ellsworth Growth and Income Fund Ltd. | | | | | |
| | | | | |
Ticker Symbol: | ECF | CUSIP Number: | 289074205 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | Do Not Vote | For | No |
1.2 | Elect Director Daniel D. Harding | Management | Do Not Vote | For | No |
1.3 | Elect Director Nicolas W. Platt | Management | Do Not Vote | For | No |
1.4 | Elect Director Kuni Nakamura | Management | Do Not Vote | For | No |
| | | | | |
First American Funds, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FGVXX | CUSIP Number: | 31846V203 | | |
Record Date: | 3/30/2018 | Meeting Date: | 5/16/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Baumgardner | Management | Do Not Vote | For | No |
1.2 | Elect Director Mark E. Gaumond | Management | Do Not Vote | For | No |
1.3 | Elect Director Roger A. Gibson | Management | Do Not Vote | For | No |
1.4 | Elect Director Victoria J. Herget | Management | Do Not Vote | For | No |
1.5 | Elect Director Richard K. Riederer | Management | Do Not Vote | For | No |
1.6 | Elect Director James M. Wade | Management | Do Not Vote | For | No |
| | | | | |
Franklin Limited Duration Income Trust | | | | | |
| | | | | |
Ticker Symbol: | FTF | CUSIP Number: | 35472T101 | | |
Record Date: | 7/24/2017 | Meeting Date: | 10/5/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Terrence J. Checki | Management | Do Not Vote | For | No |
1.2 | Elect Director Mary C. Choksi | Management | Do Not Vote | For | No |
1.3 | Elect Director Larry D. Thompson | Management | Do Not Vote | For | No |
| | | | | |
MFS Intermediate Income Trust | | | | | |
| | | | | |
Ticker Symbol: | MIN | CUSIP Number: | 55273C107 | | |
Record Date: | 7/31/2017 | Meeting Date: | 10/5/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a1.1 | Elect Director Steven E. Buller | Management | Do Not Vote | For | No |
1a1.2 | Elect Director Michael Hegarty | Management | Do Not Vote | For | No |
1a1.3 | Elect Director John P. Kavanaugh | Management | Do Not Vote | For | No |
| | | | | |
Special Opportunities Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SPE | CUSIP Number: | 84741T302 | | |
Record Date: | 10/18/2017 | Meeting Date: | 12/7/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Phillip Goldstein | Management | For | For | No |
1.2 | Elect Director Marc Lunder | Management | For | For | No |
1.3 | Elect Director Andrew Dakos | Management | For | For | No |
1.4 | Elect Director Gerald Hellerman | Management | For | For | No |
1.5 | Elect Director Charles C. Walden | Management | For | For | No |
1.6 | Elect Director Ben H. Harris | Management | For | For | No |
| | | | | |
The Gabelli Dividend & Income Trust | | | | | |
| | | | | |
Ticker Symbol: | GDV | CUSIP Number: | 36242H203 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Salvatore M. Salibello | Management | Do Not Vote | For | No |
1.2 | Elect Director Edward T. Tokar | Management | Do Not Vote | For | No |
1.3 | Elect Director James P. Conn | Management | Do Not Vote | For | No |
| | | | | |
The Gabelli Equity Trust Inc. | | | | | |
| | | | | |
Ticker Symbol: | GAB | CUSIP Number: | 362397853 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Ferrantino | Management | Do Not Vote | For | No |
1.2 | Elect Director James P. Conn | Management | Do Not Vote | For | No |
| | | | | |
The Gabelli Equity Trust Inc. | | | | | |
| | | | | |
Ticker Symbol: | GAB | CUSIP Number: | 362397705 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Ferrantino | Management | Do Not Vote | For | No |
1.2 | Elect Director James P. Conn | Management | Do Not Vote | For | No |
| | | | | |
The Gabelli Global Small and Mid Cap Value Trust | | | | | |
| | | | | |
Ticker Symbol: | GGZ | CUSIP Number: | 36249W203 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Anthony J. Colavita | Management | Do Not Vote | For | No |
1.2 | Elect Director Frank J. Fahrenkopf, Jr. | Management | Do Not Vote | For | No |
| | | | | |
The Gabelli Utility Trust | | | | | |
| | | | | |
Ticker Symbol: | GUT | CUSIP Number: | 36240A408 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John D. Gabelli | Management | Do Not Vote | For | No |
1.2 | Elect Director Michael J. Ferrantino | Management | Do Not Vote | For | No |
1.3 | Elect Director Michael J. Melarkey | Management | Do Not Vote | For | No |
1.4 | Elect Director James P. Conn | Management | Do Not Vote | For | No |
| | | | | |
The GDL Fund | | | | | |
| | | | | |
Ticker Symbol: | GDL | CUSIP Number: | 361570302 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Leslie F. Foley | Management | For | For | No |
1.2 | Elect Director Mario J. Gabelli | Management | Withhold | For | Yes |
1.3 | Elect Director Michael J. Melarkey | Management | For | For | No |
| | | | | |
Wells Fargo Multi-Sector Income Fund | | | | | |
| | | | | |
Ticker Symbol: | ERC | CUSIP Number: | 94987D101 | | |
Record Date: | 12/8/2017 | Meeting Date: | 2/5/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William R. Ebsworth | Management | Do Not Vote | For | No |
1.2 | Elect Director Jane A. Freeman | Management | Do Not Vote | For | No |
1.3 | Elect Director Judith M. Johnson | Management | Do Not Vote | For | No |
| | | | | |
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | | | | | |
| | | | | |
Ticker Symbol: | WIW | CUSIP Number: | 95766R104 | | |
Record Date: | 3/27/2018 | Meeting Date: | 5/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Ronald A. Nyberg | Management | Do Not Vote | For | No |
2a | Approve Investment Advisory Agreement between Western Asset/Claymore Inflation-Linked Opportunities & Income Fund and Western Asset Management Company | Management | Do Not Vote | For | No |
2b | Approve Subadvisory Agreement between Western Asset Management Company and Western Asset Management Company Limited | Management | Do Not Vote | For | No |
2c | Approve Subadvisory Agreement between Western Asset Management Company and Western Asset Management Company Ltd | Management | Do Not Vote | For | No |
2d | Approve Subadvisory Agreement between Western Asset Management Company and Western Asset Management Company Pte. Ltd. | Management | Do Not Vote | For | No |
| | | | | |
Western Asset/Claymore Inflation-Linked Securities & Income Fund | | | | | |
| | | | | |
Ticker Symbol: | WIA | CUSIP Number: | 95766Q106 | | |
Record Date: | 3/27/2018 | Meeting Date: | 5/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Ronald E. Toupin, Jr. | Management | Do Not Vote | For | No |
| | | | | |
ANCORA/THELEN SMALL-MID CAP FUND | | | | | |
| | | | | |
ACCO Brands Corporation | | | | | |
| | | | | |
Ticker Symbol: | ACCO | CUSIP Number: | 00081T108 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/15/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
1a | Elect Director James A. Buzzard | Management | For | For | No |
1b | Elect Director Kathleen S. Dvorak | Management | For | For | No |
1c | Elect Director Boris Elisman | Management | For | For | No |
1d | Elect Director Pradeep Jotwani | Management | For | For | No |
1e | Elect Director Robert J. Keller | Management | For | For | No |
1f | Elect Director Thomas Kroeger | Management | For | For | No |
1g | Elect Director Ron Lombardi | Management | For | For | No |
1h | Elect Director Graciela Monteagudo | Management | For | For | No |
1i | Elect Director Hans Michael Norkus | Management | For | For | No |
1j | Elect Director E. Mark Rajkowski | Management | For | For | No |
| | | | | |
Acme United Corporation | | | | | |
| | | | | |
Ticker Symbol: | ACU | CUSIP Number: | 004816104 | | |
Record Date: | 3/8/2018 | Meeting Date: | 4/23/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Walter C. Johnsen | Management | For | For | No |
1.2 | Elect Director Richmond Y. Holden, Jr. | Management | For | For | No |
1.3 | Elect Director Brian S. Olschan | Management | For | For | No |
1.4 | Elect Director Stevenson E. Ward, III | Management | For | For | No |
1.5 | Elect Director Susan H. Murphy | Management | For | For | No |
1.6 | Elect Director Rex L. Davidson | Management | For | For | No |
2 | Amend Stock Option Plan | Management | For | For | No |
3 | Ratify Marcum LLP as Auditors | Management | For | For | No |
| | | | | |
Alexander & Baldwin, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALEX | CUSIP Number: | 014491104 | | |
Record Date: | 9/5/2017 | Meeting Date: | 10/27/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Reorganization Related to REIT Qualification Requirements | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Allegion plc | | | | | |
| | | | | |
Ticker Symbol: | ALLE | CUSIP Number: | G0176J109 | | |
Record Date: | 4/6/2018 | Meeting Date: | 6/5/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Carla Cico | Management | For | For | No |
1b | Elect Director Kirk S. Hachigian | Management | For | For | No |
1c | Elect Director Nicole Parent Haughey | Management | For | For | No |
1d | Elect Director David D. Petratis | Management | For | For | No |
1e | Elect Director Dean I. Schaffer | Management | For | For | No |
1f | Elect Director Charles L. Szews | Management | For | For | No |
1g | Elect Director Martin E. Welch, III | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
4 | Authorize Issuance of Equity with Preemptive Rights | Management | For | For | No |
5 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For | No |
| | | | | |
Allied Motion Technologies Inc. | | | | | |
| | | | | |
Ticker Symbol: | AMOT | CUSIP Number: | 019330109 | | |
Record Date: | 3/13/2018 | Meeting Date: | 5/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard D. Federico | Management | For | For | No |
1.2 | Elect Director Gerald J. (Bud) Laber | Management | For | For | No |
1.3 | Elect Director Richard D. Smith | Management | For | For | No |
1.4 | Elect Director James J. Tanous | Management | For | For | No |
1.5 | Elect Director Timothy T. Tevens | Management | For | For | No |
1.6 | Elect Director Richard S. Warzala | Management | For | For | No |
1.7 | Elect Director Michael R. Winter | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify EKS&H LLP as Auditors | Management | For | For | No |
| | | | | |
Allscripts Healthcare Solutions, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MDRX | CUSIP Number: | 01988P108 | | |
Record Date: | 3/26/2018 | Meeting Date: | 5/21/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Mara G. Aspinall | Management | For | For | No |
1B | Elect Director Paul M. Black | Management | For | For | No |
1C | Elect Director P. Gregory Garrison | Management | For | For | No |
1D | Elect Director Jonathan J. Judge | Management | For | For | No |
1E | Elect Director Michael A. Klayko | Management | For | For | No |
1F | Elect Director Yancey L. Spruill | Management | For | For | No |
1G | Elect Director Dave B. Stevens | Management | For | For | No |
1H | Elect Director David D. Stevens | Management | For | For | No |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Ally Financial Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For | No |
1.10 | Elect Director Jeffrey J. Brown | Management | For | For | No |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For | No |
1.3 | Elect Director Maureen A. Breakiron-Evans | Management | For | For | No |
1.4 | Elect Director William H. Cary | Management | For | For | No |
1.5 | Elect Director Mayree C. Clark | Management | For | For | No |
1.6 | Elect Director Kim S. Fennebresque | Management | For | For | No |
1.7 | Elect Director Marjorie Magner | Management | For | For | No |
1.8 | Elect Director John J. Stack | Management | For | For | No |
1.9 | Elect Director Michael F. Steib | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Arch Coal, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ARCH | CUSIP Number: | 039380407 | | |
Record Date: | 3/6/2018 | Meeting Date: | 4/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Patrick J. Bartels, Jr. | Management | For | For | No |
1b | Elect Director James N. Chapman | Management | For | For | No |
1c | Elect Director John W. Eaves | Management | For | For | No |
1d | Elect Director Sherman K. Edmiston, III | Management | For | For | No |
1e | Elect Director Patrick A. Kriegshauser | Management | For | For | No |
1f | Elect Director Richard A. Navarre | Management | For | For | No |
1g | Elect Director Scott D. Vogel | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Armstrong Flooring, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AFI | CUSIP Number: | 04238R106 | | |
Record Date: | 4/9/2018 | Meeting Date: | 6/1/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Kathleen S. Lane | Management | For | For | No |
1b | Elect Director Jeffrey Liaw | Management | For | For | No |
1c | Elect Director Donald R. Maier | Management | For | For | No |
1d | Elect Director Michael W. Malone | Management | For | For | No |
1e | Elect Director James J. O'Connor | Management | For | For | No |
1f | Elect Director Jacob H. Welch | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Asure Software, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ASUR | CUSIP Number: | 04649U102 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/16/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David Sandberg | Management | Withhold | For | Yes |
1.2 | Elect Director Matthew K. Behrent | Management | Withhold | For | Yes |
1.3 | Elect Director Daniel Gill | Management | For | For | No |
1.4 | Elect Director Patrick Goepel | Management | Withhold | For | Yes |
1.5 | Elect Director Adrian Pertierra | Management | Withhold | For | Yes |
1.6 | Elect Director J. Randall Waterfield | Management | Withhold | For | Yes |
2 | Ratify Marcum LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
BioTelemetry, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BEAT | CUSIP Number: | 090672106 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/3/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Anthony J. Conti | Management | For | For | No |
1.2 | Elect Director Kirk E. Gorman | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Black Knight, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BKI | CUSIP Number: | 09215C105 | | |
Record Date: | 4/16/2018 | Meeting Date: | 5/3/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William P. Foley, II | Management | For | For | No |
1.2 | Elect Director Thomas M. Hagerty | Management | Withhold | For | Yes |
1.3 | Elect Director Thomas J. Sanzone | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Bob Evans Farms, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BOBE | CUSIP Number: | 096761101 | | |
Record Date: | 6/30/2017 | Meeting Date: | 8/23/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Douglas N. Benham | Management | For | For | No |
1b | Elect Director Charles M. Elson | Management | For | For | No |
1c | Elect Director Mary Kay Haben | Management | For | For | No |
1d | Elect Director David W. Head | Management | For | For | No |
1e | Elect Director Kathleen S. Lane | Management | For | For | No |
1f | Elect Director Eileen A. Mallesch | Management | For | For | No |
1g | Elect Director Larry S. McWilliams | Management | For | For | No |
1h | Elect Director J. Michael Townsley | Management | For | For | No |
1i | Elect Director Michael F. Weinstein | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Brighthouse Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BHF | CUSIP Number: | 10922N103 | | |
Record Date: | 3/26/2018 | Meeting Date: | 5/23/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director John D. McCallion | Management | For | For | No |
1b | Elect Director Diane E. Offereins | Management | For | For | No |
1c | Elect Director Patrick J. 'Pat' Shouvlin | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Approve Omnibus Stock Plan | Management | For | For | No |
6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For | No |
7 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
| | | | | |
BWX Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BWXT | CUSIP Number: | 05605H100 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/4/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jan A. Bertsch | Management | For | For | No |
1.2 | Elect Director James M. Jaska | Management | For | For | No |
1.3 | Elect Director Kenneth J. Krieg | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Caesars Acquisition Company | | | | | |
| | | | | |
Ticker Symbol: | CACQ | CUSIP Number: | 12768T103 | | |
Record Date: | 6/19/2017 | Meeting Date: | 7/25/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Caesars Entertainment Corporation | | | | | |
| | | | | |
Ticker Symbol: | CZR | CUSIP Number: | 127686103 | | |
Record Date: | 4/4/2018 | Meeting Date: | 5/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark Frissora | Management | For | For | No |
1.2 | Elect Director James Hunt | Management | For | For | No |
1.3 | Elect Director John Dionne | Management | For | For | No |
1.4 | Elect Director Richard Schifter | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Other Business | Management | Against | For | Yes |
| | | | | |
Cannae Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CNNE | CUSIP Number: | 13765N107 | | |
Record Date: | 5/8/2018 | Meeting Date: | 6/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William P. Foley, II | Management | For | For | No |
1.2 | Elect Director Frank R. Martire | Management | For | For | No |
1.3 | Elect Director Richard N. Massey | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Cars.Com Inc. | | | | | |
| | | | | |
Ticker Symbol: | CARS | CUSIP Number: | 14575E105 | | |
Record Date: | 3/21/2018 | Meeting Date: | 5/18/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jerri DeVard | Management | For | For | No |
1.2 | Elect Director Scott Forbes | Management | For | For | No |
1.3 | Elect Director Jill Greenthal | Management | For | For | No |
1.4 | Elect Director Thomas Hale | Management | For | For | No |
1.5 | Elect Director Donald A. McGovern, Jr. | Management | For | For | No |
1.6 | Elect Director Greg Revelle | Management | For | For | No |
1.7 | Elect Director Bala Subramanian | Management | For | For | No |
1.8 | Elect Director T. Alex Vetter | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
CNX Resources Corporation | | | | | |
| | | | | |
Ticker Symbol: | CNX | CUSIP Number: | 12653C108 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Palmer Clarkson | Management | For | For | No |
1.2 | Elect Director William E. Davis | Management | For | For | No |
1.3 | Elect Director Nicholas J. DeIuliis | Management | For | For | No |
1.4 | Elect Director Maureen E. Lally-Green | Management | For | For | No |
1.5 | Elect Director Bernard Lanigan, Jr. | Management | For | For | No |
1.6 | Elect Director William N. Thorndike, Jr. | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Conduent Incorporated | | | | | |
| | | | | |
Ticker Symbol: | CNDT | CUSIP Number: | 206787103 | | |
Record Date: | 3/27/2018 | Meeting Date: | 5/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul S. Galant | Management | For | For | No |
1.2 | Elect Director Nicholas Graziano | Management | For | For | No |
1.3 | Elect Director Joie Gregor | Management | For | For | No |
1.4 | Elect Director Courtney Mather | Management | For | For | No |
1.5 | Elect Director Michael Nevin | Management | For | For | No |
1.6 | Elect Director Michael A. Nutter | Management | For | For | No |
1.7 | Elect Director William G. Parrett | Management | For | For | No |
1.8 | Elect Director Ashok Vemuri | Management | For | For | No |
1.9 | Elect Director Virginia M. Wilson | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
CONSOL Energy Inc. | | | | | |
| | | | | |
Ticker Symbol: | CEIX | CUSIP Number: | 20854L108 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James A. Brock | Management | For | For | No |
1.2 | Elect Director Alvin R. Carpenter | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
CorVel Corporation | | | | | |
| | | | | |
Ticker Symbol: | CRVL | CUSIP Number: | 221006109 | | |
Record Date: | 6/13/2017 | Meeting Date: | 8/3/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director V. Gordon Clemons | Management | For | For | No |
1.2 | Elect Director Steven J. Hamerslag | Management | For | For | No |
1.3 | Elect Director Alan R. Hoops | Management | For | For | No |
1.4 | Elect Director R. Judd Jessup | Management | For | For | No |
1.5 | Elect Director Jean H. Macino | Management | For | For | No |
1.6 | Elect Director Jeffrey J. Michael | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
4 | Ratify Haskell & White LLP as Auditors | Management | For | For | No |
| | | | | |
CyrusOne Inc. | | | | | |
| | | | | |
Ticker Symbol: | CONE | CUSIP Number: | 23283R100 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David H. Ferdman | Management | For | For | No |
1.2 | Elect Director John W. Gamble, Jr. | Management | For | For | No |
1.3 | Elect Director Michael A. Klayko | Management | For | For | No |
1.4 | Elect Director T. Tod Nielsen | Management | For | For | No |
1.5 | Elect Director Alex Shumate | Management | For | For | No |
1.6 | Elect Director William E. Sullivan | Management | For | For | No |
1.7 | Elect Director Lynn A. Wentworth | Management | For | For | No |
1.8 | Elect Director Gary J. Wojtaszek | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Dine Brands Global, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DIN | CUSIP Number: | 254423106 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/15/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard J. Dahl | Management | For | For | No |
1.2 | Elect Director Stephen P. Joyce | Management | For | For | No |
1.3 | Elect Director Lilian C. Tomovich | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
DSW Inc. | | | | | |
| | | | | |
Ticker Symbol: | DSW | CUSIP Number: | 23334L102 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/16/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter S. Cobb | Management | For | For | No |
1.2 | Elect Director Roger L. Rawlins | Management | For | For | No |
1.3 | Elect Director Jay L. Schottenstein | Management | For | For | No |
1.4 | Elect Director Joanne Zaiac | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Edgewell Personal Care Company | | | | | |
| | | | | |
Ticker Symbol: | EPC | CUSIP Number: | 28035Q102 | | |
Record Date: | 11/28/2017 | Meeting Date: | 1/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director David P. Hatfield | Management | For | For | No |
1b | Elect Director Daniel J. Heinrich | Management | Against | For | Yes |
1c | Elect Director Carla C. Hendra | Management | For | For | No |
1d | Elect Director R. David Hoover | Management | For | For | No |
1e | Elect Director John C. Hunter, III | Management | For | For | No |
1f | Elect Director James C. Johnson | Management | For | For | No |
1g | Elect Director Elizabeth Valk Long | Management | For | For | No |
1h | Elect Director Rakesh Sachdev | Management | Against | For | Yes |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Eldorado Resorts, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ERI | CUSIP Number: | 28470R102 | | |
Record Date: | 4/23/2018 | Meeting Date: | 6/20/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gary L. Carano | Management | For | For | No |
1.2 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For | No |
1.3 | Elect Director James B. Hawkins | Management | For | For | No |
1.4 | Elect Director Michael E. Pegram | Management | For | For | No |
1.5 | Elect Director Thomas R. Reeg | Management | For | For | No |
1.6 | Elect Director David P. Tomick | Management | For | For | No |
1.7 | Elect Director Roger P. Wagner | Management | For | For | No |
1.8 | Elect Director Bonnie Biumi | Management | For | For | No |
1.9 | Elect Director Gregory J. Kozicz | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Energizer Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ENR | CUSIP Number: | 29272W109 | | |
Record Date: | 11/28/2017 | Meeting Date: | 1/29/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Bill G. Armstrong | Management | For | For | No |
1B | Elect Director James C. Johnson | Management | For | For | No |
1C | Elect Director W. Patrick McGinnis | Management | For | For | No |
1D | Elect Director Robert V. Vitale | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
| | | | | |
First American Funds, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FGVXX | CUSIP Number: | 31846V203 | | |
Record Date: | 3/30/2018 | Meeting Date: | 5/16/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Baumgardner | Management | For | For | No |
1.2 | Elect Director Mark E. Gaumond | Management | For | For | No |
1.3 | Elect Director Roger A. Gibson | Management | For | For | No |
1.4 | Elect Director Victoria J. Herget | Management | For | For | No |
1.5 | Elect Director Richard K. Riederer | Management | For | For | No |
1.6 | Elect Director James M. Wade | Management | For | For | No |
| | | | | |
FNFV Group | | | | | |
| | | | | |
Ticker Symbol: | FNFV | CUSIP Number: | 31620R402 | | |
Record Date: | 10/6/2017 | Meeting Date: | 11/17/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve the Redemption by Fidelity National Financial, Inc. of All of the Outstanding Shares | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
| | | | | |
GCI Liberty, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GLIBA | CUSIP Number: | 36164V305 | | |
Record Date: | 3/9/2018 | Meeting Date: | 5/7/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
| | | | | |
GCI Liberty, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GLIBA | CUSIP Number: | 36164V305 | | |
Record Date: | 5/14/2018 | Meeting Date: | 6/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John C. Malone | Management | Withhold | For | Yes |
1.2 | Elect Director Gregory B. Maffei | Management | For | For | No |
1.3 | Elect Director Ronald A. Duncan | Management | For | For | No |
1.4 | Elect Director Gregg L. Engles | Management | For | For | No |
1.5 | Elect Director Donne F. Fisher | Management | For | For | No |
1.6 | Elect Director Richard R. Green | Management | For | For | No |
1.7 | Elect Director Sue Ann Hamilton | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
GCP Applied Technologies Inc. | | | | | |
| | | | | |
Ticker Symbol: | GCP | CUSIP Number: | 36164Y101 | | |
Record Date: | 3/7/2018 | Meeting Date: | 5/3/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Marcia J. Avedon | Management | For | For | No |
1.2 | Elect Director Phillip J. Mason | Management | For | For | No |
1.3 | Elect Director Elizabeth Mora | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3a | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For | No |
3b | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For | No |
3c | Eliminate Supermajority Vote Requirement to Amend Articles of Incorporation | Management | For | For | No |
| | | | | |
Guess?, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GES | CUSIP Number: | 401617105 | | |
Record Date: | 5/4/2018 | Meeting Date: | 6/19/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Maurice Marciano | Management | For | For | No |
1.2 | Elect Director Gianluca Bolla | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Submit Severance Agreement to Shareholder Vote | Share Holder | For | Against | Yes |
| | | | | |
Hamilton Beach Brands Holding Company | | | | | |
| | | | | |
Ticker Symbol: | HBB | CUSIP Number: | 40701T104 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/15/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark R. Belgya | Management | For | For | No |
1.10 | Elect Director David F. Taplin | Management | Withhold | For | Yes |
1.11 | Elect Director Gregory H. Trepp | Management | Withhold | For | Yes |
1.2 | Elect Director J.C. Butler, Jr. | Management | Withhold | For | Yes |
1.3 | Elect Director John P. Jumper | Management | Withhold | For | Yes |
1.4 | Elect Director Dennis W. LaBarre | Management | Withhold | For | Yes |
1.5 | Elect Director Michael S. Miller | Management | Withhold | For | Yes |
1.6 | Elect Director Alfred M. Rankin, Jr. | Management | Withhold | For | Yes |
1.7 | Elect Director Roger F. Rankin | Management | Withhold | For | Yes |
1.8 | Elect Director Thomas T. Rankin | Management | Withhold | For | Yes |
1.9 | Elect Director James A. Ratner | Management | Withhold | For | Yes |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
HarborOne Bancorp, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HONE | CUSIP Number: | 41165F101 | | |
Record Date: | 6/19/2017 | Meeting Date: | 8/9/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph F. Casey | Management | For | For | No |
1.2 | Elect Director David P. Frenette | Management | Withhold | For | Yes |
1.3 | Elect Director Barry R. Koretz | Management | Withhold | For | Yes |
1.4 | Elect Director Michael J. Sullivan | Management | Withhold | For | Yes |
2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
HarborOne Bancorp, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HONE | CUSIP Number: | 41165F101 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/10/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gordon Jezard | Management | Withhold | For | Yes |
1.2 | Elect Director Edward F. Kent | Management | Withhold | For | Yes |
1.3 | Elect Director William A. Payne | Management | Withhold | For | Yes |
1.4 | Elect Director Wallace H. Peckham, III | Management | Withhold | For | Yes |
2 | Ratify Wolf & Company, P.C. as Auditors | Management | For | For | No |
| | | | | |
Houston Wire & Cable Company | | | | | |
| | | | | |
Ticker Symbol: | HWCC | CUSIP Number: | 44244K109 | | |
Record Date: | 3/9/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James L. Pokluda, III | Management | For | For | No |
1.2 | Elect Director Michael T. Campbell | Management | For | For | No |
1.3 | Elect Director Roy W. Haley | Management | For | For | No |
1.4 | Elect Director William H. Sheffield | Management | For | For | No |
1.5 | Elect Director G. Gary Yetman | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
INDEPENDENCE REALTY TRUST, INC. | | | | | |
| | | | | |
Ticker Symbol: | IRT | CUSIP Number: | 45378A106 | | |
Record Date: | 3/30/2018 | Meeting Date: | 5/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott F. Schaeffer | Management | For | For | No |
1.2 | Elect Director William C. Dunkelberg | Management | Against | For | Yes |
1.3 | Elect Director Richard D. Gebert | Management | For | For | No |
1.4 | Elect Director Melinda H. McClure | Management | For | For | No |
1.5 | Elect Director Mack D. Pridgen, III | Management | For | For | No |
1.6 | Elect Director Richard H. Ross | Management | For | For | No |
1.7 | Elect Director DeForest B. Soaries, Jr. | Management | Against | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Ingevity Corporation | | | | | |
| | | | | |
Ticker Symbol: | NGVT | CUSIP Number: | 45688C107 | | |
Record Date: | 2/27/2018 | Meeting Date: | 4/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director J. Michael Fitzpatrick | Management | Against | For | Yes |
1b | Elect Director Frederick J. Lynch | Management | Against | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
J. Alexander's Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JAX | CUSIP Number: | 46609J106 | | |
Record Date: | 12/19/2017 | Meeting Date: | 2/1/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | Against | For | Yes |
2 | Approve the Transactions by Disinterested Shareholders' Action Pursuant to Section 48-18-704 of the Tennessee Business Corporation Act | Management | Against | For | Yes |
3a | Reclassify the Current Common Stock as Class A Common Stock and Authorize a New Class of Class B Common Stock | Management | Against | For | Yes |
3b | Increase Authorized Common Stock | Management | Against | For | Yes |
4 | Approve the Control Share Acquisition Act Charter Amendment | Management | Against | For | Yes |
5 | Adjourn Meeting | Management | Against | For | Yes |
| | | | | |
J. Alexander's Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JAX | CUSIP Number: | 46609J106 | | |
Record Date: | 3/27/2018 | Meeting Date: | 5/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Douglas K. Ammerman | Management | Withhold | For | Yes |
1.2 | Elect Director Lonnie J. Stout, II | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
JBG Smith Properties | | | | | |
| | | | | |
Ticker Symbol: | JBGS | CUSIP Number: | 46590V100 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/3/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director W. Matthew Kelly | Management | For | For | No |
1.2 | Elect Director Mitchell N. Schear | Management | For | For | No |
1.3 | Elect Director Ellen Shuman | Management | For | For | No |
1.4 | Elect Director John F. Wood | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
5 | Opt Out of Section 3-804(c) of the MGCL | Management | For | For | No |
| | | | | |
Kimball International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | KBAL | CUSIP Number: | 494274103 | | |
Record Date: | 8/28/2017 | Meeting Date: | 10/31/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert F. Schneider | Management | Withhold | For | Yes |
1.2 | Elect Director Geoffrey L. Stringer | Management | Withhold | For | Yes |
1.3 | Elect Director Susan B. Frampton | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Kirkland's, Inc. | | | | | |
| | | | | |
Ticker Symbol: | KIRK | CUSIP Number: | 497498105 | | |
Record Date: | 4/10/2018 | Meeting Date: | 6/6/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Steven J. Collins | Management | For | For | No |
1b | Elect Director R. Wilson Orr, III | Management | For | For | No |
1c | Elect Director Miles T. Kirkland | Management | For | For | No |
1d | Elect Director Gregory A. Sandfort | Management | For | For | No |
1e | Elect Director Chris L. Shimojima | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Leidos Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LDOS | CUSIP Number: | 525327102 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/11/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gregory R. Dahlberg | Management | For | For | No |
1b | Elect Director David G. Fubini | Management | For | For | No |
1c | Elect Director Miriam E. John | Management | For | For | No |
1d | Elect Director Frank Kendall, III | Management | For | For | No |
1e | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For | No |
1f | Elect Director Roger A. Krone | Management | For | For | No |
1g | Elect Director Gary S. May | Management | For | For | No |
1h | Elect Director Surya N. Mohapatra | Management | For | For | No |
1i | Elect Director Lawrence C. Nussdorf | Management | For | For | No |
1j | Elect Director Robert S. Shapard | Management | For | For | No |
1k | Elect Director Susan M. Stalnecker | Management | For | For | No |
1l | Elect Director Noel B. Williams | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Liberty Interactive Corporation | | | | | |
| | | | | |
Ticker Symbol: | QVCA | CUSIP Number: | 53071M856 | | |
Record Date: | 12/4/2017 | Meeting Date: | 2/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve the Redemption by Liberty Interactive Corporation and GCI Liberty, Inc. | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Masco Corporation | | | | | |
| | | | | |
Ticker Symbol: | MAS | CUSIP Number: | 574599106 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/11/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Mark R. Alexander | Management | For | For | No |
1b | Elect Director Richard A. Manoogian | Management | For | For | No |
1c | Elect Director John C. Plant | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Midstates Petroleum Company, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MPO | CUSIP Number: | 59804T407 | | |
Record Date: | 4/30/2018 | Meeting Date: | 6/1/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David J. Sambrooks | Management | For | For | No |
1.2 | Elect Director Alan J. Carr | Management | Withhold | For | Yes |
1.3 | Elect Director Frederic F. Brace | Management | For | For | No |
1.4 | Elect Director Patrice D. Douglas | Management | For | For | No |
1.5 | Elect Director Neal P. Goldman | Management | For | For | No |
1.6 | Elect Director Michael S. Reddin | Management | For | For | No |
1.7 | Elect Director Todd R. Snyder | Management | For | For | No |
1.8 | Elect Director Bruce H. Vincent | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Nomad Foods Limited | | | | | |
| | | | | |
Ticker Symbol: | NOMD | CUSIP Number: | G6564A105 | | |
Record Date: | 4/30/2018 | Meeting Date: | 6/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Martin E. Franklin | Management | For | For | No |
1b | Elect Director Noam Gottesman | Management | For | For | No |
1c | Elect Director Ian G.H. Ashken | Management | For | For | No |
1d | Elect Director Stefan Descheemaeker | Management | For | For | No |
1e | Elect Director Mohamed Elsarky | Management | For | For | No |
1f | Elect Director Jeremy Isaacs | Management | For | For | No |
1g | Elect Director Paul Kenyon | Management | For | For | No |
1h | Elect Director James E. Lillie | Management | For | For | No |
1i | Elect Director Lord Myners of Truro | Management | For | For | No |
1j | Elect Director Victoria Parry | Management | For | For | No |
1k | Elect Director Simon White | Management | For | For | No |
1l | Elect Director Samy Zekhout | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
ONE Gas, Inc. | | | | | |
| | | | | |
Ticker Symbol: | OGS | CUSIP Number: | 68235P108 | | |
Record Date: | 3/26/2018 | Meeting Date: | 5/24/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John W. Gibson | Management | For | For | No |
1.2 | Elect Director Pattye L. Moore | Management | For | For | No |
1.3 | Elect Director Douglas H. Yaeger | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Park Hotels & Resorts Inc. | | | | | |
| | | | | |
Ticker Symbol: | PK | CUSIP Number: | 700517105 | | |
Record Date: | 6/1/2017 | Meeting Date: | 7/28/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For | No |
1.10 | Elect Director Timothy J. Naughton | Management | For | For | No |
1.11 | Elect Director Stephen I. Sadove | Management | For | For | No |
1.2 | Elect Director Gordon M. Bethune | Management | For | For | No |
1.3 | Elect Director Patricia M. Bedient | Management | For | For | No |
1.4 | Elect Director Geoffrey Garrett | Management | For | For | No |
1.5 | Elect Director Robert G. Harper | Management | For | For | No |
1.6 | Elect Director Tyler S. Henritze | Management | For | For | No |
1.7 | Elect Director Christie B. Kelly | Management | For | For | No |
1.8 | Elect Director Joseph I. Lieberman | Management | For | For | No |
1.9 | Elect Director Xianyi Mu | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Park Hotels & Resorts Inc. | | | | | |
| | | | | |
Ticker Symbol: | PK | CUSIP Number: | 700517105 | | |
Record Date: | 3/15/2018 | Meeting Date: | 4/27/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For | No |
1.2 | Elect Director Gordon M. Bethune | Management | For | For | No |
1.3 | Elect Director Patricia M. Bedient | Management | For | For | No |
1.4 | Elect Director Geoffrey Garrett | Management | For | For | No |
1.5 | Elect Director Christie B. Kelly | Management | For | For | No |
1.6 | Elect Director Joseph I. Lieberman | Management | For | For | No |
1.7 | Elect Director Timothy J. Naughton | Management | For | For | No |
1.8 | Elect Director Stephen I. Sadove | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Platform Specialty Products Corporation | | | | | |
| | | | | |
Ticker Symbol: | PAH | CUSIP Number: | 72766Q105 | | |
Record Date: | 5/7/2018 | Meeting Date: | 6/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Martin E. Franklin | Management | For | For | No |
1B | Elect Director Rakesh Sachdev | Management | For | For | No |
1C | Elect Director Ian G.H. Ashken | Management | Against | For | Yes |
1D | Elect Director Michael F. Goss | Management | Against | For | Yes |
1E | Elect Director Ryan Israel | Management | Against | For | Yes |
1F | Elect Director E. Stanley O'Neal | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Points International Ltd. | | | | | |
| | | | | |
Ticker Symbol: | PTS | CUSIP Number: | 730843208 | | |
Record Date: | 4/5/2018 | Meeting Date: | 5/10/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Bernay Box | Management | For | For | No |
1.2 | Elect Director David Adams | Management | For | For | No |
1.3 | Elect Director Christopher Barnard | Management | For | For | No |
1.4 | Elect Director Michael Beckerman | Management | For | For | No |
1.5 | Elect Director Douglas Carty | Management | For | For | No |
1.6 | Elect Director Bruce Croxon | Management | For | For | No |
1.7 | Elect Director Charles Gillman | Management | For | For | No |
1.8 | Elect Director Robert MacLean | Management | For | For | No |
1.9 | Elect Director John Thompson | Management | For | For | No |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
| | | | | |
Potbelly Corporation | | | | | |
| | | | | |
Ticker Symbol: | PBPB | CUSIP Number: | 73754Y100 | | |
Record Date: | 4/12/2018 | Meeting Date: | 5/24/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Pete Bassi | Management | For | For | No |
1.10 | Elect Director Benjamin Rosenzweig | Management | For | For | No |
1.2 | Elect Director Joseph Boehm | Management | For | For | No |
1.3 | Elect Director Ann-Marie Campbell | Management | For | For | No |
1.4 | Elect Director Susan Chapman-Hughes | Management | For | For | No |
1.5 | Elect Director Sue Collyns | Management | For | For | No |
1.6 | Elect Director Dan Ginsberg | Management | For | For | No |
1.7 | Elect Director Marla Gottschalk | Management | For | For | No |
1.8 | Elect Director Alan Johnson | Management | For | For | No |
1.9 | Elect Director Harvey Kanter | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Qurate Retail, Inc. | | | | | |
| | | | | |
Ticker Symbol: | QRTEA | CUSIP Number: | 53071M104 | | |
Record Date: | 4/2/2018 | Meeting Date: | 5/23/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard N. Barton | Management | Withhold | For | Yes |
1.2 | Elect Director Michael A. George | Management | Withhold | For | Yes |
1.3 | Elect Director Gregory B. Maffei | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Approve Reclassification of Common Stock | Management | For | For | No |
| | | | | |
Rayonier Advanced Materials Inc. | | | | | |
| | | | | |
Ticker Symbol: | RYAM | CUSIP Number: | 75508B104 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/21/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Charles E. Adair | Management | Against | For | Yes |
1B | Elect Director Julie A. Dill | Management | For | For | No |
1C | Elect Director James F. Kirsch | Management | Against | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Sabra Health Care REIT, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SBRA | CUSIP Number: | 78573L106 | | |
Record Date: | 4/16/2018 | Meeting Date: | 6/21/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Craig A. Barbarosh | Management | For | For | No |
1b | Elect Director Robert A. Ettl | Management | For | For | No |
1c | Elect Director Michael J. Foster | Management | For | For | No |
1d | Elect Director Ronald G. Geary | Management | For | For | No |
1e | Elect Director Raymond J. Lewis | Management | For | For | No |
1f | Elect Director Jeffrey A. Malehorn | Management | For | For | No |
1g | Elect Director Richard K. Matros | Management | For | For | No |
1h | Elect Director Milton J. Walters | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Simulations Plus, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SLP | CUSIP Number: | 829214105 | | |
Record Date: | 12/29/2017 | Meeting Date: | 2/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Walter S. Woltosz | Management | For | For | No |
1.2 | Elect Director Thaddeus H. Grasela | Management | For | For | No |
1.3 | Elect Director John K. Paglia | Management | For | For | No |
1.4 | Elect Director David L. Ralph | Management | For | For | No |
1.5 | Elect Director Daniel Weiner | Management | For | For | No |
2 | Ratify Rose, Snyder, and Jacobs, LLP as Auditors | Management | For | For | No |
| | | | | |
SkyWest, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SKYW | CUSIP Number: | 830879102 | | |
Record Date: | 3/5/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jerry C. Atkin | Management | For | For | No |
1.2 | Elect Director W. Steve Albrecht | Management | For | For | No |
1.3 | Elect Director Russell A. Childs | Management | For | For | No |
1.4 | Elect Director Henry J. Eyring | Management | For | For | No |
1.5 | Elect Director Meredith S. Madden | Management | For | For | No |
1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For | No |
1.7 | Elect Director Andrew C. Roberts | Management | For | For | No |
1.8 | Elect Director Keith E. Smith | Management | For | For | No |
1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For | No |
1.10 | Elect Director James L. Welch | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
South Jersey Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SJI | CUSIP Number: | 838518108 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/11/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Sarah M. Barpoulis | Management | For | For | No |
1b | Elect Director Thomas A. Bracken | Management | For | For | No |
1c | Elect Director Keith S. Campbell | Management | For | For | No |
1d | Elect Director Victor A. Fortkiewicz | Management | For | For | No |
1e | Elect Director Sheila Hartnett-Devlin | Management | For | For | No |
1f | Elect Director Walter M. Higgins, III | Management | For | For | No |
1g | Elect Director Sunita Holzer | Management | For | For | No |
1h | Elect Director Michael J. Renna | Management | For | For | No |
1i | Elect Director Joseph M. Rigby | Management | For | For | No |
1j | Elect Director Frank L. Sims | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Change Company Name to SJI, Inc. | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
SPX Corporation | | | | | |
| | | | | |
Ticker Symbol: | SPXC | CUSIP Number: | 784635104 | | |
Record Date: | 3/20/2018 | Meeting Date: | 5/15/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ruth G. Shaw | Management | For | For | No |
1.2 | Elect Director Robert B. Toth | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
SunCoke Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SXC | CUSIP Number: | 86722A103 | | |
Record Date: | 3/7/2018 | Meeting Date: | 5/3/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Alvin Bledsoe | Management | For | For | No |
1b | Elect Director Susan R. Landahl | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
SUPERVALU Inc. | | | | | |
| | | | | |
Ticker Symbol: | SVU | CUSIP Number: | 868536103 | | |
Record Date: | 5/22/2017 | Meeting Date: | 7/19/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Donald R. Chappel | Management | For | For | No |
1b | Elect Director Irwin S. Cohen | Management | For | For | No |
1c | Elect Director Philip L. Francis | Management | For | For | No |
1d | Elect Director Mark Gross | Management | For | For | No |
1e | Elect Director Eric G. Johnson | Management | For | For | No |
1f | Elect Director Mathew M. Pendo | Management | For | For | No |
1g | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For | No |
1h | Elect Director Frank A. Savage | Management | For | For | No |
1i | Elect Director Mary A. Winston | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Approve Reverse Stock Split | Management | For | For | No |
| | | | | |
TFS Financial Corporation | | | | | |
| | | | | |
Ticker Symbol: | TFSL | CUSIP Number: | 87240R107 | | |
Record Date: | 12/26/2017 | Meeting Date: | 2/22/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Anthony J. Asher | Management | For | For | No |
1B | Elect Director Ben S. Stefanski, III | Management | For | For | No |
1C | Elect Director Meredith S. Weil | Management | Against | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
The Buckle, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BKE | CUSIP Number: | 118440106 | | |
Record Date: | 3/29/2018 | Meeting Date: | 6/1/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Daniel J. Hirschfeld | Management | For | For | No |
1.2 | Elect Director Dennis H. Nelson | Management | For | For | No |
1.3 | Elect Director Thomas B. Heacock | Management | For | For | No |
1.4 | Elect Director Kari G. Smith | Management | For | For | No |
1.5 | Elect Director Robert E. Campbell | Management | For | For | No |
1.6 | Elect Director Bill L. Fairfield | Management | For | For | No |
1.7 | Elect Director Bruce L. Hoberman | Management | For | For | No |
1.8 | Elect Director Michael E. Huss | Management | For | For | No |
1.9 | Elect Director John P. Peetz, III | Management | For | For | No |
1.10 | Elect Director Karen B. Rhoads | Management | For | For | No |
1.11 | Elect Director James E. Shada | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
4 | Amend Restricted Stock Plan | Management | Against | For | Yes |
| | | | | |
The Goldfield Corporation | | | | | |
| | | | | |
Ticker Symbol: | GV | CUSIP Number: | 381370105 | | |
Record Date: | 4/4/2018 | Meeting Date: | 5/24/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stephen L. Appel | Management | For | For | No |
1.2 | Elect Director David P. Bicks | Management | For | For | No |
1.3 | Elect Director Harvey C. Eads, Jr. | Management | For | For | No |
1.4 | Elect Director John P. Fazzini | Management | For | For | No |
1.5 | Elect Director Danforth E. Leitner | Management | For | For | No |
1.6 | Elect Director John H. Sottile | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Treehouse Foods, Inc. | | | | | |
| | | | | |
Ticker Symbol: | THS | CUSIP Number: | 89469A104 | | |
Record Date: | 2/26/2018 | Meeting Date: | 4/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven Oakland | Management | For | For | No |
1.2 | Elect Director Frank J. O'Connell | Management | For | For | No |
1.3 | Elect Director Matthew E. Rubel | Management | For | For | No |
1.4 | Elect Director David B. Vermylen | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
TRONOX LIMITED | | | | | |
| | | | | |
Ticker Symbol: | TROX | CUSIP Number: | Q9235V101 | | |
Record Date: | 9/28/2017 | Meeting Date: | 10/5/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Acquisition | Management | For | For | No |
| | | | | |
TRONOX LIMITED | | | | | |
| | | | | |
Ticker Symbol: | TROX | CUSIP Number: | Q9235V101 | | |
Record Date: | 5/21/2018 | Meeting Date: | 5/29/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffry N. Quinn | Management | For | For | No |
1.2 | Elect Director Ilan Kaufthal | Management | For | For | No |
1.3 | Elect Director Peter B. Johnston | Management | For | For | No |
1.4 | Elect Director Wayne A. Hinman | Management | For | For | No |
1.5 | Elect Director Andrew P. Hines | Management | For | For | No |
1.6 | Elect Director Sipho Nkosi | Management | For | For | No |
1.7 | Elect Director Ginger M. Jones | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Financial Assistance in Relation to Australian Law | Management | For | For | No |
| | | | | |
UTAH MEDICAL PRODUCTS, INC. | | | | | |
| | | | | |
Ticker Symbol: | UTMD | CUSIP Number: | 917488108 | | |
Record Date: | 3/2/2018 | Meeting Date: | 5/4/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kevin L. Cornwell | Management | Withhold | For | Yes |
1.2 | Elect Director Paul O. Richins | Management | Withhold | For | Yes |
2 | Ratify Jones Simkins LLC as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Require a Majority Vote for the Election of Directors | Share Holder | For | Against | Yes |
| | | | | |
Valvoline Inc. | | | | | |
| | | | | |
Ticker Symbol: | VVV | CUSIP Number: | 92047W101 | | |
Record Date: | 12/4/2017 | Meeting Date: | 1/31/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard J. Freeland | Management | For | For | No |
1.2 | Elect Director Stephen F. Kirk | Management | For | For | No |
1.3 | Elect Director Stephen E. Macadam | Management | For | For | No |
1.4 | Elect Director Vada O. Manager | Management | For | For | No |
1.5 | Elect Director Samuel J. Mitchell, Jr. | Management | For | For | No |
1.6 | Elect Director Charles M. Sonsteby | Management | For | For | No |
1.7 | Elect Director Mary J. Twinem | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
| | | | | |
Varex Imaging Corporation | | | | | |
| | | | | |
Ticker Symbol: | VREX | CUSIP Number: | 92214X106 | | |
Record Date: | 12/8/2017 | Meeting Date: | 2/15/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Erich R. Reinhardt | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Varian Medical Systems, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VAR | CUSIP Number: | 92220P105 | | |
Record Date: | 12/11/2017 | Meeting Date: | 2/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jose Baselga | Management | For | For | No |
1.2 | Elect Director Susan L. Bostrom | Management | For | For | No |
1.3 | Elect Director Judy Bruner | Management | For | For | No |
1.4 | Elect Director Jean-Luc Butel | Management | For | For | No |
1.5 | Elect Director Regina E. Dugan | Management | For | For | No |
1.6 | Elect Director R. Andrew Eckert | Management | For | For | No |
1.7 | Elect Director Timothy E. Guertin | Management | For | For | No |
1.8 | Elect Director David J. Illingworth | Management | For | For | No |
1.9 | Elect Director Dow R. Wilson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Versum Materials, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VSM | CUSIP Number: | 92532W103 | | |
Record Date: | 12/7/2017 | Meeting Date: | 1/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Seifi Ghasemi | Management | For | For | No |
1.2 | Elect Director Guillermo Novo | Management | For | For | No |
1.3 | Elect Director Jacques Croisetiere | Management | For | For | No |
1.4 | Elect Director Yi Hyon Paik | Management | For | For | No |
1.5 | Elect Director Thomas J. Riordan | Management | For | For | No |
1.6 | Elect Director Susan C. Schnabel | Management | For | For | No |
1.7 | Elect Director Alejandro D. Wolff | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
| | | | | |
Virtusa Corporation | | | | | |
| | | | | |
Ticker Symbol: | VRTU | CUSIP Number: | 92827P102 | | |
Record Date: | 7/17/2017 | Meeting Date: | 9/7/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William K. O'Brien | Management | For | For | No |
1.2 | Elect Director Al-Noor Ramji | Management | For | For | No |
1.3 | Elect Director Joseph G. Doody | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Vistra Energy Corp. | | | | | |
| | | | | |
Ticker Symbol: | VST | CUSIP Number: | 92840M102 | | |
Record Date: | 1/19/2018 | Meeting Date: | 3/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Issue Shares in Connection with Acquisition | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Vistra Energy Corp. | | | | | |
| | | | | |
Ticker Symbol: | VST | CUSIP Number: | 92840M102 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/1/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Hilary E. Ackermann | Management | For | For | No |
1.2 | Elect Director Brian K. Ferraioli | Management | Withhold | For | Yes |
1.3 | Elect Director Jeff D. Hunter | Management | Withhold | For | Yes |
2.1 | Elect Director Brian K. Ferraioli | Management | Withhold | For | Yes |
2.2 | Elect Director Jeff D. Hunter | Management | Withhold | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Voya Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VOYA | CUSIP Number: | 929089100 | | |
Record Date: | 4/2/2018 | Meeting Date: | 5/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Lynne Biggar | Management | For | For | No |
1b | Elect Director Jane P. Chwick | Management | For | For | No |
1c | Elect Director Ruth Ann M. Gillis | Management | For | For | No |
1d | Elect Director J. Barry Griswell | Management | For | For | No |
1e | Elect Director Rodney O. Martin, Jr. | Management | For | For | No |
1f | Elect Director Byron H. Pollitt, Jr. | Management | For | For | No |
1g | Elect Director Joseph V. Tripodi | Management | For | For | No |
1h | Elect Director Deborah C. Wright | Management | For | For | No |
1i | Elect Director David Zwiener | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
WestRock Company | | | | | |
| | | | | |
Ticker Symbol: | WRK | CUSIP Number: | 96145D105 | | |
Record Date: | 12/6/2017 | Meeting Date: | 2/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Timothy J. Bernlohr | Management | For | For | No |
1b | Elect Director J. Powell Brown | Management | For | For | No |
1c | Elect Director Michael E. Campbell | Management | For | For | No |
1d | Elect Director Terrell K. Crews | Management | For | For | No |
1e | Elect Director Russell M. Currey | Management | For | For | No |
1f | Elect Director John A. Luke, Jr. | Management | For | For | No |
1g | Elect Director Gracia C. Martore | Management | For | For | No |
1h | Elect Director James E. Nevels | Management | For | For | No |
1i | Elect Director Timothy H. Powers | Management | For | For | No |
1j | Elect Director Steven C. Voorhees | Management | For | For | No |
1k | Elect Director Bettina M. Whyte | Management | For | For | No |
1l | Elect Director Alan D. Wilson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Wyndham Worldwide Corporation | | | | | |
| | | | | |
Ticker Symbol: | WYN | CUSIP Number: | 98310W108 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Myra J. Biblowit | Management | For | For | No |
1b | Elect Director Louise F. Brady | Management | For | For | No |
1c | Elect Director James E. Buckman | Management | For | For | No |
1d | Elect Director George Herrera | Management | For | For | No |
1e | Elect Director Stephen P. Holmes | Management | For | For | No |
1f | Elect Director Brian M. Mulroney | Management | For | For | No |
1g | Elect Director Pauline D.E. Richards | Management | For | For | No |
1h | Elect Director Michael H. Wargotz | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
5 | Report on Political Contributions | Share Holder | For | Against | Yes |
| | | | | |
Ancora Micro-Cap Fund | | | | | |
| | | | | |
180 Degree Capital Corp. | | | | | |
| | | | | |
Ticker Symbol: | TURN | CUSIP Number: | 68235B109 | | |
Record Date: | 4/16/2018 | Meeting Date: | 6/12/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stacy R. Brandom | Management | For | For | No |
1.2 | Elect Director Charles E. Ramsey | Management | For | For | No |
1.3 | Elect Director Kevin M. Rendino | Management | For | For | No |
1.4 | Elect Director Richard P. Shanley | Management | For | For | No |
1.5 | Elect Director Parker A. Weil | Management | For | For | No |
1.6 | Elect Director Daniel B. Wolfe | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Acacia Research Corporation | | | | | |
| | | | | |
Ticker Symbol: | ACTG | CUSIP Number: | 003881307 | | |
Record Date: | 5/10/2018 | Meeting Date: | 6/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director G. Louis Graziadio, III | Management | Do Not Vote | For | No |
1.1 | Elect Director Clifford Press | Share Holder | For | For | No |
1.2 | Elect Director Frank E. Walsh, III | Management | Do Not Vote | For | No |
1.2 | Elect Director Alfred V. Tobia, Jr. | Share Holder | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | Do Not Vote | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | None | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Against | No |
4 | Approve Omnibus Stock Plan | Management | Do Not Vote | For | No |
4 | Approve Omnibus Stock Plan | Management | For | None | No |
| | | | | |
Adams Resources & Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AE | CUSIP Number: | 006351308 | | |
Record Date: | 4/2/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Townes G. Pressler | Management | For | For | No |
1.2 | Elect Director Larry E. Bell | Management | For | For | No |
1.3 | Elect Director Michelle A. Earley | Management | For | For | No |
1.4 | Elect Director Murray E. Brasseux | Management | For | For | No |
1.5 | Elect Director Richard C. Jenner | Management | For | For | No |
1.6 | Elect Director W. R. Scofield | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Alaska Communications Systems Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALSK | CUSIP Number: | 01167P101 | | |
Record Date: | 5/11/2018 | Meeting Date: | 6/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward (Ned) J. Hayes, Jr. | Management | For | For | No |
1.2 | Elect Director Wayne Barr, Jr. | Management | For | For | No |
1.3 | Elect Director Margaret L. Brown | Management | For | For | No |
1.4 | Elect Director David W. Karp | Management | For | For | No |
1.5 | Elect Director Peter D. Ley | Management | For | For | No |
1.6 | Elect Director Robert M. Pons | Management | For | For | No |
1.7 | Elect Director Brian A. Ross | Management | For | For | No |
1.8 | Elect Director Anand Vadapalli | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
5 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For | No |
| | | | | |
Albany Molecular Research, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AMRI | CUSIP Number: | 012423109 | | |
Record Date: | 7/10/2017 | Meeting Date: | 8/18/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | Against | For | Yes |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Ampco-Pittsburgh Corporation | | | | | |
| | | | | |
Ticker Symbol: | AP | CUSIP Number: | 032037103 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael I. German | Management | For | For | No |
1.2 | Elect Director Ann E. Whitty | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
AMTECH SYSTEMS, INC. | | | | | |
| | | | | |
Ticker Symbol: | ASYS | CUSIP Number: | 032332504 | | |
Record Date: | 4/2/2018 | Meeting Date: | 5/11/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jong S. Whang | Management | Withhold | For | Yes |
1.2 | Elect Director Fokko Pentinga | Management | Withhold | For | Yes |
1.3 | Elect Director Robert M. Averick | Management | Withhold | For | Yes |
1.4 | Elect Director Michael Garnreiter | Management | Withhold | For | Yes |
1.5 | Elect Director Robert F. King | Management | Withhold | For | Yes |
1.6 | Elect Director Sukesh Mohan | Management | Withhold | For | Yes |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Arotech Corporation | | | | | |
| | | | | |
Ticker Symbol: | ARTX | CUSIP Number: | 042682203 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jon B. Kutler | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
AutoWeb, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AUTO | CUSIP Number: | 05335B100 | | |
Record Date: | 4/27/2018 | Meeting Date: | 6/21/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael A. Carpenter | Management | Do Not Vote | For | No |
1.2 | Elect Director Mark N. Kaplan | Management | Do Not Vote | For | No |
1.3 | Elect Director Jose Vargas | Management | Do Not Vote | For | No |
2 | Approve Omnibus Stock Plan | Management | Do Not Vote | For | No |
3 | Ratify Moss Adams LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Aviat Networks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AVNW | CUSIP Number: | 05366Y201 | | |
Record Date: | 2/2/2018 | Meeting Date: | 3/20/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Approve Omnibus Stock Plan | Management | For | For | No |
1A | Elect Director John Mutch | Management | For | For | No |
1B | Elect Director Wayne Barr, Jr. | Management | For | For | No |
1C | Elect Director Kenneth Kong | Management | For | For | No |
1D | Elect Director Michael A. Pangia | Management | For | For | No |
1E | Elect Director John J. Quicke | Management | For | For | No |
1F | Elect Director James C. Stoffel | Management | For | For | No |
| | | | | |
Axcelis Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ACLS | CUSIP Number: | 054540208 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/16/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Tzu-Yin ('TY') Chiu | Management | For | For | No |
1.2 | Elect Director Richard J. Faubert | Management | For | For | No |
1.3 | Elect Director R. John Fletcher | Management | For | For | No |
1.4 | Elect Director Arthur L. George, Jr. | Management | For | For | No |
1.5 | Elect Director Joseph P. Keithley | Management | For | For | No |
1.6 | Elect Director John T. Kurtzweil | Management | For | For | No |
1.7 | Elect Director Mary G. Puma | Management | For | For | No |
1.8 | Elect Director Thomas St. Dennis | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
AXT, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AXTI | CUSIP Number: | 00246W103 | | |
Record Date: | 3/29/2018 | Meeting Date: | 5/24/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Jesse Chen | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BPM LLP as Auditors | Management | For | For | No |
| | | | | |
Banc of California, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BANC | CUSIP Number: | 05990K106 | | |
Record Date: | 3/29/2018 | Meeting Date: | 5/31/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Bonnie G. Hill | Management | For | For | No |
1.2 | Elect Director W. Kirk Wycoff | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
4 | Amend Articles of Incorporation to Eliminate Ability of the Board to Change Number of Authorized Shares Without Stockholder Approval | Management | For | For | No |
| | | | | |
Blue Capital Reinsurance Holdings Ltd. | | | | | |
| | | | | |
Ticker Symbol: | BCRH | CUSIP Number: | G1190F107 | | |
Record Date: | 3/14/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director D. Andrew Cook | Management | For | For | No |
1.2 | Elect Director John V. Del Col | Management | For | For | No |
2 | Amend Bylaws | Management | For | For | No |
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
| | | | | |
Boston Private Financial Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BPFH | CUSIP Number: | 101119105 | | |
Record Date: | 3/2/2018 | Meeting Date: | 4/19/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Clayton G. Deutsch | Management | For | For | No |
1.10 | Elect Director Lizabeth H. Zlatkus | Management | For | For | No |
1.2 | Elect Director Mark F. Furlong | Management | For | For | No |
1.3 | Elect Director Joseph C. Guyaux | Management | For | For | No |
1.4 | Elect Director Deborah F. Kuenstner | Management | For | For | No |
1.5 | Elect Director Gloria C. Larson | Management | For | For | No |
1.6 | Elect Director Daniel P. Nolan | Management | For | For | No |
1.7 | Elect Director Kimberly S. Stevenson | Management | For | For | No |
1.8 | Elect Director Luis Antonio Ubinas | Management | For | For | No |
1.9 | Elect Director Stephen M. Waters | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Callaway Golf Company | | | | | |
| | | | | |
Ticker Symbol: | ELY | CUSIP Number: | 131193104 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Oliver G. (Chip) Brewer, III | Management | For | For | No |
1.2 | Elect Director Ronald S. Beard | Management | For | For | No |
1.3 | Elect Director Samuel H. Armacost | Management | For | For | No |
1.4 | Elect Director John C. Cushman, III | Management | For | For | No |
1.5 | Elect Director John F. Lundgren | Management | For | For | No |
1.6 | Elect Director Adebayo O. Ogunlesi | Management | For | For | No |
1.7 | Elect Director Linda B. Segre | Management | For | For | No |
1.8 | Elect Director Anthony S. Thornley | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
CARBO Ceramics Inc. | | | | | |
| | | | | |
Ticker Symbol: | CRR | CUSIP Number: | 140781105 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/22/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Sigmund L. Cornelius | Management | For | For | No |
1.2 | Elect Director Chad C. Deaton | Management | For | For | No |
1.3 | Elect Director Gary A. Kolstad | Management | For | For | No |
1.4 | Elect Director H. E. Lentz, Jr. | Management | For | For | No |
1.5 | Elect Director Randy L. Limbacher | Management | For | For | No |
1.6 | Elect Director William C. Morris | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Christopher & Banks Corporation | | | | | |
| | | | | |
Ticker Symbol: | CBK | CUSIP Number: | 171046105 | | |
Record Date: | 4/18/2018 | Meeting Date: | 6/13/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
1a | Elect Director Jonathan Duskin | Management | For | For | No |
1b | Elect Director Seth R. Johnson | Management | For | For | No |
1c | Elect Director Keri L. Jones | Management | For | For | No |
1d | Elect Director Kent A. Kleeberger | Management | For | For | No |
1e | Elect Director William F. Sharpe, III | Management | For | For | No |
1f | Elect Director Joel N. Waller | Management | For | For | No |
1g | Elect Director Laura A. Weil | Management | For | For | No |
| | | | | |
Civeo Corporation | | | | | |
| | | | | |
Ticker Symbol: | CVEO | CUSIP Number: | 17878Y108 | | |
Record Date: | 2/1/2018 | Meeting Date: | 3/28/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Acquisition | Management | For | For | No |
| | | | | |
Civeo Corporation | | | | | |
| | | | | |
Ticker Symbol: | CVEO | CUSIP Number: | 17878Y108 | | |
Record Date: | 3/21/2018 | Meeting Date: | 5/10/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director C. Ronald Blankenship | Management | For | For | No |
1.2 | Elect Director Charles Szalkowski | Management | For | For | No |
1.3 | Elect Director Ronald J. Gilbertson | Management | For | For | No |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Clarus Corporation | | | | | |
| | | | | |
Ticker Symbol: | CLAR | CUSIP Number: | 18270P109 | | |
Record Date: | 4/27/2018 | Meeting Date: | 6/7/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Warren B. Kanders | Management | Withhold | For | Yes |
1.2 | Elect Director Donald L. House | Management | Withhold | For | Yes |
1.3 | Elect Director Nicholas Sokolow | Management | Withhold | For | Yes |
1.4 | Elect Director Michael A. Henning | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Command Security Corporation | | | | | |
| | | | | |
Ticker Symbol: | MOC | CUSIP Number: | 20050L100 | | |
Record Date: | 7/26/2017 | Meeting Date: | 9/14/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Craig P. Coy | Management | For | For | No |
1.2 | Elect Director Jerry L. Johnson | Management | For | For | No |
2 | Ratify D'Arcangelo & Co. LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Communications Systems, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JCS | CUSIP Number: | 203900105 | | |
Record Date: | 3/28/2018 | Meeting Date: | 5/23/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Roger H.D. Lacey | Management | Withhold | For | Yes |
1.2 | Elect Director Richard A. Primuth | Management | Withhold | For | Yes |
1.3 | Elect Director Curtis A. Sampson | Management | Withhold | For | Yes |
1.4 | Elect Director Randall D. Sampson | Management | Withhold | For | Yes |
1.5 | Elect Director Steven C. Webster | Management | Withhold | For | Yes |
2 | Ratify Baker Tilly Virchow & Krause, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
5 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Cowen Inc. | | | | | |
| | | | | |
Ticker Symbol: | COWN | CUSIP Number: | 223622606 | | |
Record Date: | 5/10/2018 | Meeting Date: | 6/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brett Barth | Management | For | For | No |
1.2 | Elect Director Katherine E. Dietze | Management | For | For | No |
1.3 | Elect Director Steven Kotler | Management | For | For | No |
1.4 | Elect Director Lawrence E. Leibowitz | Management | For | For | No |
1.5 | Elect Director Jerome S. Markowitz | Management | For | For | No |
1.6 | Elect Director Jack H. Nusbaum | Management | For | For | No |
1.7 | Elect Director Douglas A. Rediker | Management | For | For | No |
1.8 | Elect Director Jeffrey M. Solomon | Management | For | For | No |
1.9 | Elect Director Joseph R. Wright | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Approve Conversion of Securities | Management | For | For | No |
5 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes |
| | | | | |
CPI Aerostructures, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CVU | CUSIP Number: | 125919308 | | |
Record Date: | 4/30/2018 | Meeting Date: | 6/20/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Walter Paulick | Management | For | For | No |
1.2 | Elect Director Eric S. Rosenfeld | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
4 | Ratify CohnReznick LLP as Auditors | Management | For | For | No |
| | | | | |
Dawson Geophysical Company | | | | | |
| | | | | |
Ticker Symbol: | DWSN | CUSIP Number: | 239360100 | | |
Record Date: | 3/21/2018 | Meeting Date: | 5/1/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William J. Barrett | Management | For | For | No |
1.2 | Elect Director Craig W. Cooper | Management | For | For | No |
1.3 | Elect Director Gary M. Hoover | Management | For | For | No |
1.4 | Elect Director Stephen C. Jumper | Management | For | For | No |
1.5 | Elect Director Michael L. Klofas | Management | For | For | No |
1.6 | Elect Director Ted R. North | Management | For | For | No |
1.7 | Elect Director Mark A. Vander Ploeg | Management | For | For | No |
1.8 | Elect Director Wayne A. Whitener | Management | For | For | No |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Digirad Corporation | | | | | |
| | | | | |
Ticker Symbol: | DRAD | CUSIP Number: | 253827109 | | |
Record Date: | 3/15/2018 | Meeting Date: | 4/27/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey E. Eberwein | Management | For | For | No |
1.2 | Elect Director Matthew G. Molchan | Management | For | For | No |
1.3 | Elect Director Dimitrios J. Angelis | Management | For | For | No |
1.4 | Elect Director John M. Climaco | Management | For | For | No |
1.5 | Elect Director Michael A. Cunnion | Management | For | For | No |
1.6 | Elect Director Charles M. Gillman | Management | For | For | No |
1.7 | Elect Director John W. Sayward | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Securities Transfer Restrictions | Management | For | For | No |
5 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Dover Downs Gaming & Entertainment, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DDE | CUSIP Number: | 260095104 | | |
Record Date: | 3/21/2018 | Meeting Date: | 4/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Henry B. Tippie | Management | Withhold | For | Yes |
1.2 | Elect Director R. Randall Rollins | Management | Withhold | For | Yes |
| | | | | |
Eagle Bulk Shipping Inc. | | | | | |
| | | | | |
Ticker Symbol: | EGLE | CUSIP Number: | Y2187A143 | | |
Record Date: | 4/13/2018 | Meeting Date: | 6/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul M. Leand, Jr. | Management | Withhold | For | Yes |
1.2 | Elect Director Randee E. Day | Management | For | For | No |
1.3 | Elect Director Justin A. Knowles | Management | For | For | No |
1.4 | Elect Director Bart Veldhuizen | Management | For | For | No |
1.5 | Elect Director Gary Vogel | Management | For | For | No |
1.6 | Elect Director Gary Weston | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Electro Scientific Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ESIO | CUSIP Number: | 285229100 | | |
Record Date: | 6/1/2017 | Meeting Date: | 8/10/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frederick A. Ball | Management | For | For | No |
1.2 | Elect Director Michael D. Burger | Management | For | For | No |
1.3 | Elect Director Laurence E. Cramer | Management | For | For | No |
1.4 | Elect Director Raymond A. Link | Management | For | For | No |
1.5 | Elect Director John Medica | Management | For | For | No |
1.6 | Elect Director Richard H. Wills | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
| | | | | |
Emerson Radio Corp. | | | | | |
| | | | | |
Ticker Symbol: | MSN | CUSIP Number: | 291087203 | | |
Record Date: | 2/14/2018 | Meeting Date: | 3/21/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Christopher Ho | Management | Withhold | For | Yes |
1.2 | Elect Director Duncan Hon | Management | Withhold | For | Yes |
1.3 | Elect Director Michael Binney | Management | Withhold | For | Yes |
1.4 | Elect Director Kareem E. Sethi | Management | For | For | No |
1.5 | Elect Director Kin Yuen | Management | For | For | No |
2 | Ratify MSPC Certified Public Accountants and Advisors as Auditors | Management | For | For | No |
| | | | | |
Endeavour Silver Corp. | | | | | |
| | | | | |
Ticker Symbol: | EDR | CUSIP Number: | 29258Y103 | | |
Record Date: | 3/15/2018 | Meeting Date: | 5/3/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ricardo M. Campoy | Management | For | For | No |
1.2 | Elect Director Bradford J. Cooke | Management | For | For | No |
1.3 | Elect Director Geoffrey A. Handley | Management | For | For | No |
1.4 | Elect Director Rex J. McLennan | Management | For | For | No |
1.5 | Elect Director Kenneth Pickering | Management | For | For | No |
1.6 | Elect Director Mario D. Szotlender | Management | Withhold | For | Yes |
1.7 | Elect Director Godfrey J. Walton | Management | For | For | No |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Amend Stock Option Plan | Management | For | For | No |
| | | | | |
EVINE Live Inc. | | | | | |
| | | | | |
Ticker Symbol: | EVLV | CUSIP Number: | 300487105 | | |
Record Date: | 4/18/2018 | Meeting Date: | 6/13/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas D. Beers | Management | For | For | No |
1.2 | Elect Director Neal S. Grabell | Management | For | For | No |
1.3 | Elect Director Landel C. Hobbs | Management | For | For | No |
1.4 | Elect Director Mark K. Holdsworth | Management | For | For | No |
1.5 | Elect Director Lisa A. Letizio | Management | For | For | No |
1.6 | Elect Director Robert J. Rosenblatt | Management | For | For | No |
1.7 | Elect Director Fred R. Siegel | Management | For | For | No |
1.8 | Elect Director Alexander B. Spiro | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
First American Funds, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FGVXX | CUSIP Number: | 31846V203 | | |
Record Date: | 3/30/2018 | Meeting Date: | 5/16/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Baumgardner | Management | For | For | No |
1.2 | Elect Director Mark E. Gaumond | Management | For | For | No |
1.3 | Elect Director Roger A. Gibson | Management | For | For | No |
1.4 | Elect Director Victoria J. Herget | Management | For | For | No |
1.5 | Elect Director Richard K. Riederer | Management | For | For | No |
1.6 | Elect Director James M. Wade | Management | For | For | No |
| | | | | |
FreightCar America, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RAIL | CUSIP Number: | 357023100 | | |
Record Date: | 3/14/2018 | Meeting Date: | 5/10/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James D. Cirar | Management | For | For | No |
1.2 | Elect Director Malcom F. Moore | Management | For | For | No |
1.3 | Elect Director James R. Meyer | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Graham Corporation | | | | | |
| | | | | |
Ticker Symbol: | GHM | CUSIP Number: | 384556106 | | |
Record Date: | 6/12/2017 | Meeting Date: | 8/3/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James J. Barber | Management | For | For | No |
1.2 | Elect Director Gerard T. Mazurkiewicz | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Gulf Island Fabrication, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GIFI | CUSIP Number: | 402307102 | | |
Record Date: | 3/9/2018 | Meeting Date: | 4/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Keeffe | Management | For | For | No |
1.2 | Elect Director Kirk J. Meche | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Harvard Bioscience, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HBIO | CUSIP Number: | 416906105 | | |
Record Date: | 3/22/2018 | Meeting Date: | 5/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Jeffrey A. Duchemin | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
HG Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | STLY | CUSIP Number: | 42834P108 | | |
Record Date: | 4/23/2018 | Meeting Date: | 6/18/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Matthew A. Hultquist | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Houston Wire & Cable Company | | | | | |
| | | | | |
Ticker Symbol: | HWCC | CUSIP Number: | 44244K109 | | |
Record Date: | 3/9/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James L. Pokluda, III | Management | For | For | No |
1.2 | Elect Director Michael T. Campbell | Management | For | For | No |
1.3 | Elect Director Roy W. Haley | Management | For | For | No |
1.4 | Elect Director William H. Sheffield | Management | For | For | No |
1.5 | Elect Director G. Gary Yetman | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Invacare Corporation | | | | | |
| | | | | |
Ticker Symbol: | IVC | CUSIP Number: | 461203101 | | |
Record Date: | 3/22/2018 | Meeting Date: | 5/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Susan H. Alexander | Management | Do Not Vote | For | No |
1.2 | Elect Director Barbara W. Bodem | Management | Do Not Vote | For | No |
1.3 | Elect Director Marc M. Gibeley | Management | Do Not Vote | For | No |
1.4 | Elect Director C. Martin Harris | Management | Do Not Vote | For | No |
1.5 | Elect Director Matthew E. Monaghan | Management | Do Not Vote | For | No |
1.6 | Elect Director Clifford D. Nastas | Management | Do Not Vote | For | No |
1.7 | Elect Director Baiju R. Shah | Management | Do Not Vote | For | No |
2 | Approve Omnibus Stock Plan | Management | Do Not Vote | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Iteris, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | |
Record Date: | 9/11/2017 | Meeting Date: | 11/8/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Joseph (Joe) Bergera | Management | For | For | No |
1.2 | Elect Director Kevin C. Daly | Management | For | For | No |
1.3 | Elect Director Scott E. Deeter | Management | For | For | No |
1.4 | Elect Director Gerard M. Mooney | Management | For | For | No |
1.5 | Elect Director Thomas L. Thomas | Management | For | For | No |
1.6 | Elect Director Mikel H. Williams | Management | For | For | No |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
JAKKS Pacific, Inc. | | | | | |
| | | | | |
Ticker Symbol: | JAKK | CUSIP Number: | 47012E106 | | |
Record Date: | 11/3/2017 | Meeting Date: | 12/22/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stephen G. Berman | Management | Withhold | For | Yes |
1.2 | Elect Director Murray L. Skala | Management | Withhold | For | Yes |
1.3 | Elect Director Rex H. Poulsen | Management | Withhold | For | Yes |
1.4 | Elect Director Michael S. Sitrick | Management | Withhold | For | Yes |
1.5 | Elect Director Michael J. Gross | Management | Withhold | For | Yes |
1.6 | Elect Director Alexander Shoghi | Management | Withhold | For | Yes |
1.7 | Elect Director Zhao Xiaoqiang | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
3 | Approve Conversion of Securities | Management | For | For | No |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Key Tronic Corporation | | | | | |
| | | | | |
Ticker Symbol: | KTCC | CUSIP Number: | 493144109 | | |
Record Date: | 9/7/2017 | Meeting Date: | 10/27/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James R. Bean | Management | For | For | No |
1.2 | Elect Director Craig D. Gates | Management | For | For | No |
1.3 | Elect Director Ronald F. Klawitter | Management | For | For | No |
1.4 | Elect Director Yacov A. Shamash | Management | For | For | No |
1.5 | Elect Director Patrick Sweeney | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
L.B. Foster Company | | | | | |
| | | | | |
Ticker Symbol: | FSTR | CUSIP Number: | 350060109 | | |
Record Date: | 3/22/2018 | Meeting Date: | 5/24/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert P. Bauer | Management | For | For | No |
1.2 | Elect Director Lee B. Foster, II | Management | For | For | No |
1.3 | Elect Director Dirk Junge | Management | For | For | No |
1.4 | Elect Director Diane B. Owen | Management | For | For | No |
1.5 | Elect Director Robert S. Purgason | Management | For | For | No |
1.6 | Elect Director William H. Rackoff | Management | For | For | No |
1.7 | Elect Director Suzanne B. Rowland | Management | For | For | No |
1.8 | Elect Director Bradley S. Vizi | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Landec Corporation | | | | | |
| | | | | |
Ticker Symbol: | LNDC | CUSIP Number: | 514766104 | | |
Record Date: | 8/21/2017 | Meeting Date: | 10/19/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Albert D. Bolles | Management | For | For | No |
1.2 | Elect Director Deborah Carosella | Management | For | For | No |
1.3 | Elect Director Tonia Pankopf | Management | For | For | No |
1.4 | Elect Director Robert Tobin | Management | For | For | No |
1.5 | Elect Director Molly A. Hemmeter | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Layne Christensen Company | | | | | |
| | | | | |
Ticker Symbol: | LAYN | CUSIP Number: | 521050104 | | |
Record Date: | 5/11/2018 | Meeting Date: | 6/13/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | Against | For | Yes |
2 | Advisory Vote on Golden Parachutes | Management | Against | For | Yes |
3 | Adjourn Meeting | Management | Against | For | Yes |
| | | | | |
Liquidity Services, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LQDT | CUSIP Number: | 53635B107 | | |
Record Date: | 1/9/2018 | Meeting Date: | 2/22/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Beatriz V. Infante | Management | For | For | No |
1.2 | Elect Director Patrick W. Gross | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Luby's, Inc. | | | | | |
| | | | | |
Ticker Symbol: | LUB | CUSIP Number: | 549282101 | | |
Record Date: | 12/13/2017 | Meeting Date: | 2/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For | No |
6 | Report on Risks from Animal Welfare Issues in Company's Supply Chain | Share Holder | For | None | No |
1a | Elect Director Jill Griffin | Management | For | For | No |
1b | Elect Director Christopher J. Pappas | Management | For | For | No |
1c | Elect Director Judith B. Craven | Management | For | For | No |
1d | Elect Director Frank Markantonis | Management | For | For | No |
1e | Elect Director Gasper Mir, III | Management | For | For | No |
1f | Elect Director Joe C. McKinney | Management | For | For | No |
1g | Elect Director Harris J. Pappas | Management | For | For | No |
1h | Elect Director Peter Tropoli | Management | For | For | No |
1i | Elect Director Gerald W. Bodzy | Management | For | For | No |
| | | | | |
Mace Security International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MACE | CUSIP Number: | 554335208 | | |
Record Date: | 5/11/2018 | Meeting Date: | 6/12/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Denis J. Amato | Management | For | For | No |
1.2 | Elect Director Richard A. Barone | Management | For | For | No |
1.3 | Elect Director Terrance W. Gainer | Management | For | For | No |
1.4 | Elect Director George C. Gehrisch, Jr. | Management | For | For | No |
1.5 | Elect Director John J. McCann | Management | For | For | No |
1.6 | Elect Director Cheryl B. McMillan | Management | For | For | No |
1.7 | Elect Director Sanjay Singh | Management | For | For | No |
2 | Ratify Skoda Minotti & Co. as Auditors | Management | For | For | No |
| | | | | |
Maxwell Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MXWL | CUSIP Number: | 577767106 | | |
Record Date: | 5/22/2017 | Meeting Date: | 7/13/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard Bergman | Management | For | For | No |
1.2 | Elect Director John Mutch | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Maxwell Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MXWL | CUSIP Number: | 577767106 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/15/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franz Fink | Management | For | For | No |
1.2 | Elect Director Steven Bilodeau | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Meridian Bank | | | | | |
| | | | | |
Ticker Symbol: | MRBK | CUSIP Number: | 58958P104 | | |
Record Date: | 3/29/2018 | Meeting Date: | 5/24/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert M. Casciato | Management | For | For | No |
1.2 | Elect Director Kenneth H. Slack | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
MidSouth Bancorp, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MSL | CUSIP Number: | 598039105 | | |
Record Date: | 4/5/2018 | Meeting Date: | 5/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jake Delhomme | Management | For | For | No |
1.2 | Elect Director D. Michael 'Mike' Kramer | Management | For | For | No |
1.3 | Elect Director Timothy J. Lemoine | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Ratify Porter Keadle Moore, LLC as Auditors | Management | For | For | No |
| | | | | |
Movado Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MOV | CUSIP Number: | 624580106 | | |
Record Date: | 5/1/2018 | Meeting Date: | 6/21/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Margaret Hayes Adame | Management | For | For | No |
1.2 | Elect Director Peter A. Bridgman | Management | For | For | No |
1.3 | Elect Director Richard J. Cote | Management | For | For | No |
1.4 | Elect Director Alexander Grinberg | Management | For | For | No |
1.5 | Elect Director Efraim Grinberg | Management | For | For | No |
1.6 | Elect Director Alan H. Howard | Management | For | For | No |
1.7 | Elect Director Richard Isserman | Management | For | For | No |
1.8 | Elect Director Nathan Leventhal | Management | For | For | No |
1.9 | Elect Director Maurice Reznik | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
MVC Capital, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MVC | CUSIP Number: | 553829102 | | |
Record Date: | 9/1/2017 | Meeting Date: | 10/31/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Emilio Dominianni | Management | For | For | No |
1.2 | Elect Director Phillip Goldstein | Management | For | For | No |
1.3 | Elect Director Gerald Hellerman | Management | For | For | No |
1.4 | Elect Director Warren Holtsberg | Management | For | For | No |
1.5 | Elect Director Robert Knapp | Management | Withhold | For | Yes |
1.6 | Elect Director William Taylor | Management | For | For | No |
1.7 | Elect Director Michael Tokarz | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Shareholder Proposal Regarding Ceasing New Investments | Share Holder | For | Against | Yes |
| | | | | |
Natuzzi Spa | | | | | |
| | | | | |
Ticker Symbol: | NTZ | CUSIP Number: | 63905A101 | | |
Record Date: | 4/16/2018 | Meeting Date: | 4/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | Against | For | Yes |
2 | Receive Consolidated Financial Statements and Statutory Reports | Management | Against | For | Yes |
3 | Elect Directors (Bundled) | Share Holder | Against | None | No |
| | | | | |
Northwest Pipe Company | | | | | |
| | | | | |
Ticker Symbol: | NWPX | CUSIP Number: | 667746101 | | |
Record Date: | 4/13/2018 | Meeting Date: | 6/6/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Keith Larson | Management | Withhold | For | Yes |
1.2 | Elect Director Richard Roman | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
| | | | | |
Olympic Steel, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ZEUS | CUSIP Number: | 68162K106 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/3/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David A. Wolfort | Management | Do Not Vote | For | No |
1.2 | Elect Director Ralph M. Della Ratta | Management | Do Not Vote | For | No |
1.3 | Elect Director Howard L. Goldstein | Management | Do Not Vote | For | No |
1.4 | Elect Director Dirk A. Kempthorne | Management | Do Not Vote | For | No |
1.5 | Elect Director Idalene F. Kesner | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Orion Group Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ORN | CUSIP Number: | 68628V308 | | |
Record Date: | 3/28/2018 | Meeting Date: | 5/24/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard L. Daerr, Jr. | Management | For | For | No |
1.2 | Elect Director J. Michael Pearson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Perceptron, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PRCP | CUSIP Number: | 71361F100 | | |
Record Date: | 9/15/2017 | Meeting Date: | 11/9/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John F. Bryant | Management | For | For | No |
1.2 | Elect Director W. Richard Marz | Management | For | For | No |
1.3 | Elect Director C. Richard Neely, Jr. | Management | For | For | No |
1.4 | Elect Director Robert S. Oswald | Management | For | For | No |
1.5 | Elect Director James A. Ratigan | Management | For | For | No |
1.6 | Elect Director Terryll R. Smith | Management | For | For | No |
1.7 | Elect Director William C. Taylor | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Perma-Fix Environmental Services, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PESI | CUSIP Number: | 714157203 | | |
Record Date: | 6/8/2017 | Meeting Date: | 7/27/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Louis F. Centofanti | Management | For | For | No |
1.2 | Elect Director S. Robert Cochran | Management | For | For | No |
1.3 | Elect Director Gary Kugler | Management | For | For | No |
1.4 | Elect Director Joe R. Reeder | Management | For | For | No |
1.5 | Elect Director Larry M. Shelton | Management | For | For | No |
1.6 | Elect Director Mark A. Zwecker | Management | For | For | No |
2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For | No |
6 | Approve Stock Option Plan | Management | For | For | No |
| | | | | |
Perma-Pipe International Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PPIH | CUSIP Number: | 714167103 | | |
Record Date: | 4/19/2018 | Meeting Date: | 6/5/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David S. Barrie | Management | Withhold | For | Yes |
1.2 | Elect Director David B. Brown | Management | Withhold | For | Yes |
1.3 | Elect Director David J. Mansfield | Management | Withhold | For | Yes |
1.4 | Elect Director Jerome T. Walker | Management | Withhold | For | Yes |
1.5 | Elect Director Mark A. Zorko | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
PICO Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PICO | CUSIP Number: | 693366205 | | |
Record Date: | 3/9/2018 | Meeting Date: | 5/3/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Amend NOL Rights Plan (NOL Pill) | Management | For | For | No |
1a | Elect Director Gregory Bylinsky | Management | For | For | No |
1b | Elect Director Dorothy Timian-Palmer | Management | For | For | No |
1c | Elect Director Eric H. Speron | Management | For | For | No |
1d | Elect Director Maxim C.W. Webb | Management | For | For | No |
1e | Elect Director Nicole Weymouth | Management | For | For | No |
| | | | | |
Powell Industries, Inc. | | | | | |
| | | | | |
Ticker Symbol: | POWL | CUSIP Number: | 739128106 | | |
Record Date: | 1/4/2018 | Meeting Date: | 2/21/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James W. McGill | Management | For | For | No |
1.2 | Elect Director John D. White | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
RealNetworks, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RNWK | CUSIP Number: | 75605L708 | | |
Record Date: | 7/28/2017 | Meeting Date: | 9/19/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Janice Roberts | Management | For | For | No |
1.2 | Elect Director Michael B. Slade | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify KPMG LLC as Auditors | Management | For | For | No |
| | | | | |
Richardson Electronics, Ltd. | | | | | |
| | | | | |
Ticker Symbol: | RELL | CUSIP Number: | 763165107 | | |
Record Date: | 8/11/2017 | Meeting Date: | 10/10/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward J. Richardson | Management | For | For | No |
1.2 | Elect Director Paul J. Plante | Management | For | For | No |
1.3 | Elect Director Jacques Belin | Management | For | For | No |
1.4 | Elect Director James Benham | Management | For | For | No |
1.5 | Elect Director Kenneth Halverson | Management | For | For | No |
1.6 | Elect Director Robert H. Kluge | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
RTI Surgical, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RTIX | CUSIP Number: | 74975N105 | | |
Record Date: | 3/9/2018 | Meeting Date: | 4/30/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Camille I. Farhat | Management | For | For | No |
1.2 | Elect Director Peter F. Gearen | Management | For | For | No |
1.3 | Elect Director Thomas A. McEachin | Management | For | For | No |
1.4 | Elect Director Mark D. Stolper | Management | For | For | No |
1.5 | Elect Director Paul G. Thomas | Management | For | For | No |
1.6 | Elect Director Nicholas J. Valeriani | Management | For | For | No |
1.7 | Elect Director Shirley A. Weis | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Stanley Furniture Company, Inc. | | | | | |
| | | | | |
Ticker Symbol: | STLY | CUSIP Number: | 854305208 | | |
Record Date: | 2/5/2018 | Meeting Date: | 3/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Sale of Company Assets | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
State Auto Financial Corporation | | | | | |
| | | | | |
Ticker Symbol: | STFC | CUSIP Number: | 855707105 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/11/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael J. Fiorile | Management | For | For | No |
1.2 | Elect Director Michael E. LaRocco | Management | For | For | No |
1.3 | Elect Director Eileen A. Mallesch | Management | For | For | No |
1.4 | Elect Director Setareh Pouraghabagher | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Sterling Construction Company, Inc. | | | | | |
| | | | | |
Ticker Symbol: | STRL | CUSIP Number: | 859241101 | | |
Record Date: | 3/13/2018 | Meeting Date: | 5/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph A. Cutillo | Management | For | For | No |
1.2 | Elect Director Marian M. Davenport | Management | For | For | No |
1.3 | Elect Director Maarten D. Hemsley | Management | For | For | No |
1.4 | Elect Director Raymond F. Messer | Management | For | For | No |
1.5 | Elect Director Charles R. Patton | Management | For | For | No |
1.6 | Elect Director Richard O. Schaum | Management | For | For | No |
1.7 | Elect Director Milton L. Scott | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Synacor, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SYNC | CUSIP Number: | 871561106 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Himesh Bhise | Management | For | For | No |
1.2 | Elect Director Andrew Kau | Management | For | For | No |
1.3 | Elect Director Jordan Levy | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Tandy Leather Factory, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TLF | CUSIP Number: | 87538X105 | | |
Record Date: | 4/6/2018 | Meeting Date: | 6/5/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Shannon L. Greene | Management | For | For | No |
1.2 | Elect Director Mark Angus | Management | For | For | No |
1.3 | Elect Director William M. Warren | Management | For | For | No |
1.4 | Elect Director Jefferson Gramm | Management | For | For | No |
1.5 | Elect Director James Pappas | Management | For | For | No |
1.6 | Elect Director Brent Beshore | Management | For | For | No |
1.7 | Elect Director Sharon Leite | Management | For | For | No |
1.8 | Elect Director Vicki Cantrell | Management | For | For | No |
1.9 | Elect Director Sejal Patel | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Telenav, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TNAV | CUSIP Number: | 879455103 | | |
Record Date: | 9/26/2017 | Meeting Date: | 11/16/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Douglas Miller | Management | For | For | No |
1.2 | Elect Director Ken Xie | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Amend Executive Incentive Bonus Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
6 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Tesco Corporation | | | | | |
| | | | | |
Ticker Symbol: | TESO | CUSIP Number: | 88157K101 | | |
Record Date: | 10/20/2017 | Meeting Date: | 12/1/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Acquisition by Nabors Maple Acquisition Ltd. | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
| | | | | |
THE BANCORP, INC. | | | | | |
| | | | | |
Ticker Symbol: | TBBK | CUSIP Number: | 05969A105 | | |
Record Date: | 3/20/2018 | Meeting Date: | 5/16/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Daniel G. Cohen | Management | For | For | No |
1.10 | Elect Director James J. McEntee, III | Management | For | For | No |
1.11 | Elect Director Mei-Mei Tuan | Management | For | For | No |
1.2 | Elect Director Damian M. Kozlowski | Management | For | For | No |
1.3 | Elect Director Walter T. Beach | Management | For | For | No |
1.4 | Elect Director Michael J. Bradley | Management | For | For | No |
1.5 | Elect Director John C. Chrystal | Management | For | For | No |
1.6 | Elect Director Matthew Cohn | Management | For | For | No |
1.7 | Elect Director John M. Eggemeyer | Management | For | For | No |
1.8 | Elect Director Hersh Kozlov | Management | For | For | No |
1.9 | Elect Director William H. Lamb | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Tiptree Inc. | | | | | |
| | | | | |
Ticker Symbol: | TIPT | CUSIP Number: | 88822Q103 | | |
Record Date: | 4/18/2018 | Meeting Date: | 6/6/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael G. Barnes | Management | For | For | No |
1.2 | Elect Director John E. Mack | Management | Withhold | For | Yes |
2 | Amend the Charter to Eliminate Certain Provisions Relating to Class B Common Stock | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
TransAct Technologies Incorporated | | | | | |
| | | | | |
Ticker Symbol: | TACT | CUSIP Number: | 892918103 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/21/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director John M. Dillon | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
TravelCenters of America LLC | | | | | |
| | | | | |
Ticker Symbol: | TA | CUSIP Number: | 894174101 | | |
Record Date: | 2/23/2018 | Meeting Date: | 5/23/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Barbara D. Gilmore | Management | Withhold | For | Yes |
1.2 | Elect Director Adam D. Portnoy | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Ratify RSM US LLP as Auditors | Management | For | For | No |
6 | Declassify the Board of Directors | Share Holder | For | Against | Yes |
| | | | | |
TrustCo Bank Corp NY | | | | | |
| | | | | |
Ticker Symbol: | TRST | CUSIP Number: | 898349105 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas O. Maggs | Management | For | For | No |
1.2 | Elect Director Robert J. McCormick | Management | For | For | No |
1.3 | Elect Director Lisa M. Reutter | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For | No |
| | | | | |
Twin Disc, Incorporated | | | | | |
| | | | | |
Ticker Symbol: | TWIN | CUSIP Number: | 901476101 | | |
Record Date: | 8/24/2017 | Meeting Date: | 10/26/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael Doar | Management | For | For | No |
1.2 | Elect Director David R. Zimmer | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify RSM US LLP as Auditors | Management | For | For | No |
| | | | | |
Unique Fabricating, Inc. | | | | | |
| | | | | |
Ticker Symbol: | UFAB | CUSIP Number: | 90915J103 | | |
Record Date: | 4/9/2018 | Meeting Date: | 6/7/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John Weinhardt | Management | Withhold | For | Yes |
1.2 | Elect Director Richard L. Baum, Jr. | Management | Withhold | For | Yes |
1.3 | Elect Director James Illikman | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
United Insurance Holdings Corp. | | | | | |
| | | | | |
Ticker Symbol: | UIHC | CUSIP Number: | 910710102 | | |
Record Date: | 3/26/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Alec L. Poitevint, II | Management | Withhold | For | Yes |
1.2 | Elect Director Kern M. Davis | Management | For | For | No |
1.3 | Elect Director William H. Hood, III | Management | For | For | No |
1.4 | Elect Director Sherrill W. Hudson | Management | Withhold | For | Yes |
1.5 | Elect Director Patrick F. Maroney | Management | For | For | No |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
| | | | | |
Universal Stainless & Alloy Products, Inc. | | | | | |
| | | | | |
Ticker Symbol: | USAP | CUSIP Number: | 913837100 | | |
Record Date: | 3/22/2018 | Meeting Date: | 5/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Christopher L. Ayers | Management | For | For | No |
1.2 | Elect Director M. David Kornblatt | Management | For | For | No |
1.3 | Elect Director Dennis M. Oates | Management | For | For | No |
1.4 | Elect Director Udi Toledano | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Schneider Downs & Co., Inc. as Auditors | Management | For | For | No |
| | | | | |
VAALCO Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | EGY | CUSIP Number: | 91851C201 | | |
Record Date: | 3/26/2018 | Meeting Date: | 5/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Cary Bounds | Management | For | For | No |
1.2 | Elect Director Andrew L. Fawthrop | Management | For | For | No |
1.3 | Elect Director A. John Knapp, Jr. | Management | For | For | No |
1.4 | Elect Director Steven J. Pully | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Reverse Stock Split | Management | For | For | No |
| | | | | |
Vishay Precision Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VPG | CUSIP Number: | 92835K103 | | |
Record Date: | 3/26/2018 | Meeting Date: | 5/17/2018 | | |
| | | �� | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Marc Zandman | Management | For | For | No |
1.2 | Elect Director Janet M. Clarke | Management | For | For | No |
1.3 | Elect Director Wesley Cummins | Management | For | For | No |
1.4 | Elect Director Bruce Lerner | Management | For | For | No |
1.5 | Elect Director Saul V. Reibstein | Management | For | For | No |
1.6 | Elect Director Timothy V. Talbert | Management | For | For | No |
1.7 | Elect Director Ziv Shoshani | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
VOXX International Corporation | | | | | |
| | | | | |
Ticker Symbol: | VOXX | CUSIP Number: | 91829F104 | | |
Record Date: | 5/26/2017 | Meeting Date: | 7/20/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul C. Kreuch, Jr. | Management | For | For | No |
1.2 | Elect Director Peter A. Lesser | Management | For | For | No |
1.3 | Elect Director Denise Waund Gibson | Management | For | For | No |
1.4 | Elect Director John Adamovich, Jr. | Management | For | For | No |
1.5 | Elect Director John J. Shalam | Management | Withhold | For | Yes |
1.6 | Elect Director Patrick M. Lavelle | Management | Withhold | For | Yes |
1.7 | Elect Director Charles M. Stoehr | Management | Withhold | For | Yes |
1.8 | Elect Director Ari M. Shalam | Management | Withhold | For | Yes |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
| | | | | |
Ancora Special Opportunities Fund | | | | | |
| | | | | |
Advent/Claymore Enhanced Growth & Income Fund | | | | | |
| | | | | |
Ticker Symbol: | LCM | CUSIP Number: | 00765E104 | | |
Record Date: | 8/15/2017 | Meeting Date: | 9/27/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Daniel L. Black | Management | For | For | No |
1b | Elect Director Michael A. Smart | Management | For | For | No |
| | | | | |
Allied Motion Technologies Inc. | | | | | |
| | | | | |
Ticker Symbol: | AMOT | CUSIP Number: | 019330109 | | |
Record Date: | 3/13/2018 | Meeting Date: | 5/2/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard D. Federico | Management | Do Not Vote | For | No |
1.2 | Elect Director Gerald J. (Bud) Laber | Management | Do Not Vote | For | No |
1.3 | Elect Director Richard D. Smith | Management | Do Not Vote | For | No |
1.4 | Elect Director James J. Tanous | Management | Do Not Vote | For | No |
1.5 | Elect Director Timothy T. Tevens | Management | Do Not Vote | For | No |
1.6 | Elect Director Richard S. Warzala | Management | Do Not Vote | For | No |
1.7 | Elect Director Michael R. Winter | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify EKS&H LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Alpha Pro Tech, Ltd. | | | | | |
| | | | | |
Ticker Symbol: | APT | CUSIP Number: | 020772109 | | |
Record Date: | 4/12/2018 | Meeting Date: | 6/5/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Lloyd Hoffman | Management | Do Not Vote | For | No |
1.2 | Elect Director Donna Millar | Management | Do Not Vote | For | No |
1.3 | Elect Director John Ritota | Management | Do Not Vote | For | No |
1.4 | Elect Director Russell Manock | Management | Do Not Vote | For | No |
1.5 | Elect Director Danny Montgomery | Management | Do Not Vote | For | No |
1.6 | Elect Director David R. Garcia | Management | Do Not Vote | For | No |
1.7 | Elect Director James Buchan | Management | Do Not Vote | For | No |
2 | Ratify Tanner LLC as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Associated Capital Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AC | CUSIP Number: | 045528106 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard L. Bready | Management | Do Not Vote | For | No |
1.2 | Elect Director Marc Gabelli | Management | Do Not Vote | For | No |
1.3 | Elect Director Mario J. Gabelli | Management | Do Not Vote | For | No |
1.4 | Elect Director Douglas R. Jamieson | Management | Do Not Vote | For | No |
1.5 | Elect Director Daniel R. Lee | Management | Do Not Vote | For | No |
1.6 | Elect Director Bruce M. Lisman | Management | Do Not Vote | For | No |
1.7 | Elect Director Frederic V. Salerno | Management | Do Not Vote | For | No |
1.8 | Elect Director Salvatore F. Sodano | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Astronics Corporation | | | | | |
| | | | | |
Ticker Symbol: | ATRO | CUSIP Number: | 046433108 | | |
Record Date: | 4/12/2018 | Meeting Date: | 05/31/208 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Raymond W. Boushie | Management | Do Not Vote | For | No |
1.2 | Elect Director Robert T. Brady | Management | Do Not Vote | For | No |
1.3 | Elect Director John B. Drenning | Management | Do Not Vote | For | No |
1.4 | Elect Director Jeffry D. Frisby | Management | Do Not Vote | For | No |
1.5 | Elect Director Peter J. Gundermann | Management | Do Not Vote | For | No |
1.6 | Elect Director Warren C. Johnson | Management | Do Not Vote | For | No |
1.7 | Elect Director Kevin T. Keane | Management | Do Not Vote | For | No |
1.8 | Elect Director Neil Kim | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Boulder Growth & Income Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | BIF | CUSIP Number: | 101507101 | | |
Record Date: | 9/27/2017 | Meeting Date: | 11/15/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Joel W. Looney | Management | Do Not Vote | For | No |
| | | | | |
Brookfield Asset Management Inc. | | | | | |
| | | | | |
Ticker Symbol: | BAM.A | CUSIP Number: | 112585104 | | |
Record Date: | 5/3/2018 | Meeting Date: | 6/15/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director M. Elyse Allan | Management | Do Not Vote | For | No |
1.2 | Elect Director Angela F. Braly | Management | Do Not Vote | For | No |
1.3 | Elect Director Murilo Ferreira | Management | Do Not Vote | For | No |
1.4 | Elect Director Frank J. McKenna | Management | Do Not Vote | For | No |
1.5 | Elect Director Rafael Miranda | Management | Do Not Vote | For | No |
1.6 | Elect Director Youssef A. Nasr | Management | Do Not Vote | For | No |
1.7 | Elect Director Seek Ngee Huat | Management | Do Not Vote | For | No |
1.8 | Elect Director Diana L. Taylor | Management | Do Not Vote | For | No |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Do Not Vote | For | No |
3 | Advisory Vote on Executive Compensation Approach | Management | Do Not Vote | For | No |
4 | Amend Escrowed Stock Plan | Management | Do Not Vote | For | No |
| | | | | |
Capitala Finance Corp. | | | | | |
| | | | | |
Ticker Symbol: | CPTA | CUSIP Number: | 14054R106 | | |
Record Date: | 2/22/2018 | Meeting Date: | 4/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director M. Hunt Broyhill | Management | Do Not Vote | For | No |
1.2 | Elect Director Larry W. Carroll | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | Do Not Vote | For | No |
| | | | | |
Capstone Turbine Corporation | | | | | |
| | | | | |
Ticker Symbol: | CPST | CUSIP Number: | 14067D409 | | |
Record Date: | 7/3/2017 | Meeting Date: | 9/18/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Holly A. Van Deursen | Management | For | For | No |
1.2 | Elect Director Yon Y. Jorden | Management | For | For | No |
1.3 | Elect Director Paul DeWeese | Management | For | For | No |
1.4 | Elect Director Darren R. Jamison | Management | For | For | No |
1.5 | Elect Director Noam Lotan | Management | For | For | No |
1.6 | Elect Director Gary J. Mayo | Management | For | For | No |
1.7 | Elect Director Eliot G. Protsch | Management | For | For | No |
2 | Approve Reverse Stock Split | Management | For | For | No |
3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For | No |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For | No |
5 | Approve Omnibus Stock Plan | Management | For | For | No |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
9 | Ratify Marcum LLP as Auditors | Management | For | For | No |
| | | | | |
Celgene Corporation | | | | | |
| | | | | |
Ticker Symbol: | CELG | CUSIP Number: | 151020104 | | |
Record Date: | 4/19/2018 | Meeting Date: | 6/13/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark J. Alles | Management | Do Not Vote | For | No |
1.10 | Elect Director James J. Loughlin | Management | Do Not Vote | For | No |
1.11 | Elect Director Ernest Mario | Management | Do Not Vote | For | No |
1.12 | Elect Director John H. Weiland | Management | Do Not Vote | For | No |
1.2 | Elect Director Richard W. Barker | Management | Do Not Vote | For | No |
1.3 | Elect Director Hans E. Bishop | Management | Do Not Vote | For | No |
1.4 | Elect Director Michael W. Bonney | Management | Do Not Vote | For | No |
1.5 | Elect Director Michael D. Casey | Management | Do Not Vote | For | No |
1.6 | Elect Director Carrie S. Cox | Management | Do Not Vote | For | No |
1.7 | Elect Director Michael A. Friedman | Management | Do Not Vote | For | No |
1.8 | Elect Director Julia A. Haller | Management | Do Not Vote | For | No |
1.9 | Elect Director Patricia A. Hemingway Hall | Management | Do Not Vote | For | No |
2 | Ratify KPMG LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Amend Proxy Access Right | Share Holder | Do Not Vote | Against | No |
5 | Require Independent Board Chairman | Share Holder | Do Not Vote | Against | No |
| | | | | |
DDR Corp. | | | | | |
| | | | | |
Ticker Symbol: | DDR | CUSIP Number: | 23317H102 | | |
Record Date: | 3/14/2018 | Meeting Date: | 5/8/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Terrance R. Ahern | Management | Do Not Vote | For | No |
1.2 | Elect Director Jane E. DeFlorio | Management | Do Not Vote | For | No |
1.3 | Elect Director Thomas Finne | Management | Do Not Vote | For | No |
1.4 | Elect Director David R. Lukes | Management | Do Not Vote | For | No |
1.5 | Elect Director Victor B. MacFarlane | Management | Do Not Vote | For | No |
1.6 | Elect Director Alexander Otto | Management | Do Not Vote | For | No |
1.7 | Elect Director Scott D. Roulston | Management | Do Not Vote | For | No |
1.8 | Elect Director Barry A. Sholem | Management | Do Not Vote | For | No |
2 | Eliminate Cumulative Voting | Management | Do Not Vote | For | No |
3 | Provide Proxy Access Right | Management | Do Not Vote | For | No |
4 | Approve Reverse Stock Split | Management | Do Not Vote | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Dividend and Income Fund | | | | | |
| | | | | |
Ticker Symbol: | DNI | CUSIP Number: | 25538A204 | | |
Record Date: | 3/20/2018 | Meeting Date: | 6/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Roger Atkinson | Management | For | For | No |
| | | | | |
Enphase Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ENPH | CUSIP Number: | 29355A107 | | |
Record Date: | 10/16/2017 | Meeting Date: | 12/12/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Ratify the May 2017 Charter Amendment | Management | Do Not Vote | For | No |
2 | Adjourn Meeting | Management | Do Not Vote | For | No |
| | | | | |
Enphase Energy, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ENPH | CUSIP Number: | 29355A107 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Badrinarayanan Kothandaraman | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | One Year | No |
4 | Increase Authorized Common Stock | Management | Do Not Vote | For | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Equus Total Return, Inc. | | | | | |
| | | | | |
Ticker Symbol: | EQS | CUSIP Number: | 294766100 | | |
Record Date: | 5/29/2018 | Meeting Date: | 6/26/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Fraser Atkinson | Management | Do Not Vote | For | No |
1.2 | Elect Director Kenneth I. Denos | Management | Do Not Vote | For | No |
1.3 | Elect Director Henry W. Hankinson | Management | Do Not Vote | For | No |
1.4 | Elect Director John A. Hardy | Management | Do Not Vote | For | No |
1.5 | Elect Director Robert L. Knauss | Management | Do Not Vote | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
First American Funds, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FGVXX | CUSIP Number: | 31846V203 | | |
Record Date: | 3/30/2018 | Meeting Date: | 5/16/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Baumgardner | Management | Do Not Vote | For | No |
1.2 | Elect Director Mark E. Gaumond | Management | Do Not Vote | For | No |
1.3 | Elect Director Roger A. Gibson | Management | Do Not Vote | For | No |
1.4 | Elect Director Victoria J. Herget | Management | Do Not Vote | For | No |
1.5 | Elect Director Richard K. Riederer | Management | Do Not Vote | For | No |
1.6 | Elect Director James M. Wade | Management | Do Not Vote | For | No |
| | | | | |
First Data Corporation | | | | | |
| | | | | |
Ticker Symbol: | FDC | CUSIP Number: | 32008D106 | | |
Record Date: | 3/12/2018 | Meeting Date: | 5/10/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James E. Nevels | Management | Do Not Vote | For | No |
1.2 | Elect Director Tagar C. Olson | Management | Do Not Vote | For | No |
1.3 | Elect Director Barbara A. Yastine | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Genworth Financial, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GNW | CUSIP Number: | 37247D106 | | |
Record Date: | 10/20/2017 | Meeting Date: | 12/13/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director William H. Bolinder | Management | For | For | No |
1b | Elect Director G. Kent Conrad | Management | For | For | No |
1c | Elect Director Melina E. Higgins | Management | For | For | No |
1d | Elect Director Thomas J. McInerney | Management | For | For | No |
1e | Elect Director David M. Moffett | Management | For | For | No |
1f | Elect Director Thomas E. Moloney | Management | For | For | No |
1g | Elect Director James A. Parke | Management | For | For | No |
1h | Elect Director Debra J. Perry | Management | For | For | No |
1i | Elect Director Robert P. Restrepo, Jr. | Management | For | For | No |
1j | Elect Director James S. Riepe | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Iteris, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | |
Record Date: | 9/11/2017 | Meeting Date: | 11/8/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Joseph (Joe) Bergera | Management | Do Not Vote | For | No |
1.2 | Elect Director Kevin C. Daly | Management | Do Not Vote | For | No |
1.3 | Elect Director Scott E. Deeter | Management | Do Not Vote | For | No |
1.4 | Elect Director Gerard M. Mooney | Management | Do Not Vote | For | No |
1.5 | Elect Director Thomas L. Thomas | Management | Do Not Vote | For | No |
1.6 | Elect Director Mikel H. Williams | Management | Do Not Vote | For | No |
2 | Approve Qualified Employee Stock Purchase Plan | Management | Do Not Vote | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Kratos Defense & Security Solutions, Inc. | | | | | |
| | | | | |
Ticker Symbol: | KTOS | CUSIP Number: | 50077B207 | | |
Record Date: | 4/23/2018 | Meeting Date: | 6/19/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott Anderson | Management | Do Not Vote | For | No |
1.2 | Elect Director Bandel Carano | Management | Do Not Vote | For | No |
1.3 | Elect Director Eric DeMarco | Management | Do Not Vote | For | No |
1.4 | Elect Director William Hoglund | Management | Do Not Vote | For | No |
1.5 | Elect Director Scot Jarvis | Management | Do Not Vote | For | No |
1.6 | Elect Director Jane Judd | Management | Do Not Vote | For | No |
1.7 | Elect Director Samuel Liberatore | Management | Do Not Vote | For | No |
1.8 | Elect Director Amy Zegart | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Layne Christensen Company | | | | | |
| | | | | |
Ticker Symbol: | LAYN | CUSIP Number: | 521050104 | | |
Record Date: | 5/11/2018 | Meeting Date: | 6/13/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | Against | For | Yes |
2 | Advisory Vote on Golden Parachutes | Management | Against | For | Yes |
3 | Adjourn Meeting | Management | Against | For | Yes |
| | | | | |
Liberty All-Star Equity Fund | | | | | |
| | | | | |
Ticker Symbol: | USA | CUSIP Number: | 530158104 | | |
Record Date: | 6/12/2017 | Meeting Date: | 8/24/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas W. Brock | Management | Withhold | For | Yes |
1.2 | Elect Director George Gaspari | Management | Withhold | For | Yes |
3 | Authorize by the Board a Self-Tender Offer for All Outstanding Common Shares of the Fund at or Close to Net Asset Value (NAV) | Share Holder | For | Against | Yes |
| | | | | |
Liberty All-Star Equity Fund | | | | | |
| | | | | |
Ticker Symbol: | USA | CUSIP Number: | 530158104 | | |
Record Date: | 3/2/2018 | Meeting Date: | 5/31/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Approve Fund Management Agreement between Liberty All-Star Equity Fund and ALPS Advisors, Inc. | Management | Do Not Vote | For | No |
3.1 | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Sustainable Growth Advisers, LP | Management | Do Not Vote | For | No |
2c.1 | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Sustainable Growth Advisers, LP | Management | Do Not Vote | For | No |
2d | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Aristotle Capital Management, LLC | Management | Do Not Vote | For | No |
2e | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Macquarie Investment Management | Management | Do Not Vote | For | No |
2f | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and Pzena Investment Management, LLC | Management | Do Not Vote | For | No |
2g | Approve Portfolio Management Agreement between Liberty All-Star Equity Fund, ALPS Advisors, Inc., and TCW Investment Management Company | Management | Do Not Vote | For | No |
| | | | | |
Lincoln National Corporation | | | | | |
| | | | | |
Ticker Symbol: | LNC | CUSIP Number: | 534187109 | | |
Record Date: | 3/19/2018 | Meeting Date: | 5/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Deirdre P. Connelly | Management | Do Not Vote | For | No |
1.10 | Elect Director Isaiah Tidwell | Management | Do Not Vote | For | No |
1.11 | Elect Director Lynn M. Utter | Management | Do Not Vote | For | No |
1.2 | Elect Director William H. Cunningham | Management | Do Not Vote | For | No |
1.3 | Elect Director Dennis R. Glass | Management | Do Not Vote | For | No |
1.4 | Elect Director George W. Henderson, III | Management | Do Not Vote | For | No |
1.5 | Elect Director Eric G. Johnson | Management | Do Not Vote | For | No |
1.6 | Elect Director Gary C. Kelly | Management | Do Not Vote | For | No |
1.7 | Elect Director M. Leanne Lachman | Management | Do Not Vote | For | No |
1.8 | Elect Director Michael F. Mee | Management | Do Not Vote | For | No |
1.9 | Elect Director Patrick S. Pittard | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Do Not Vote | Against | No |
| | | | | |
Mace Security International, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MACE | CUSIP Number: | 554335208 | | |
Record Date: | 5/11/2018 | Meeting Date: | 6/12/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Denis J. Amato | Management | For | For | No |
1.2 | Elect Director Richard A. Barone | Management | For | For | No |
1.3 | Elect Director Terrance W. Gainer | Management | For | For | No |
1.4 | Elect Director George C. Gehrisch, Jr. | Management | For | For | No |
1.5 | Elect Director John J. McCann | Management | For | For | No |
1.6 | Elect Director Cheryl B. McMillan | Management | For | For | No |
1.7 | Elect Director Sanjay Singh | Management | For | For | No |
2 | Ratify Skoda Minotti & Co. as Auditors | Management | For | For | No |
| | | | | |
Magna International Inc. | | | | | |
| | | | | |
Ticker Symbol: | MG | CUSIP Number: | 559222401 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/10/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott B. Bonham | Management | Do Not Vote | For | No |
1.10 | Elect Director Lawrence D. Worrall | Management | Do Not Vote | For | No |
1.11 | Elect Director William L. Young | Management | Do Not Vote | For | No |
1.2 | Elect Director Peter G. Bowie | Management | Do Not Vote | For | No |
1.3 | Elect Director Mary S. Chan | Management | Do Not Vote | For | No |
1.4 | Elect Director Kurt J. Lauk | Management | Do Not Vote | For | No |
1.5 | Elect Director Robert F. MacLellan | Management | Do Not Vote | For | No |
1.6 | Elect Director Cynthia A. Niekamp | Management | Do Not Vote | For | No |
1.7 | Elect Director William A. Ruh | Management | Do Not Vote | For | No |
1.8 | Elect Director Indira V. Samarasekera | Management | Do Not Vote | For | No |
1.9 | Elect Director Donald J. Walker | Management | Do Not Vote | For | No |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Do Not Vote | For | No |
3 | Advisory Vote on Executive Compensation Approach | Management | Do Not Vote | For | No |
| | | | | |
Manning & Napier, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MN | CUSIP Number: | 56382Q102 | | |
Record Date: | 4/18/2018 | Meeting Date: | 6/13/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joel Domino | Management | Do Not Vote | For | No |
1.2 | Elect Director Edward George | Management | Do Not Vote | For | No |
1.3 | Elect Director Richard S. Goldberg | Management | Do Not Vote | For | No |
1.4 | Elect Director Barbara Goodstein | Management | Do Not Vote | For | No |
1.5 | Elect Director William Manning | Management | Do Not Vote | For | No |
1.6 | Elect Director Kenneth A. Marvald | Management | Do Not Vote | For | No |
1.7 | Elect Director Edward J. Pettinella | Management | Do Not Vote | For | No |
1.8 | Elect Director Geoffrey Rosenberger | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
McKesson Corporation | | | | | |
| | | | | |
Ticker Symbol: | MCK | CUSIP Number: | 58155Q103 | | |
Record Date: | 5/31/2017 | Meeting Date: | 7/26/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Andy D. Bryant | Management | Do Not Vote | For | No |
1b | Elect Director N. Anthony Coles | Management | Do Not Vote | For | No |
1c | Elect Director John H. Hammergren | Management | Do Not Vote | For | No |
1d | Elect Director M. Christine Jacobs | Management | Do Not Vote | For | No |
1e | Elect Director Donald R. Knauss | Management | Do Not Vote | For | No |
1f | Elect Director Marie L. Knowles | Management | Do Not Vote | For | No |
1g | Elect Director Edward A. Mueller | Management | Do Not Vote | For | No |
1h | Elect Director Susan R. Salka | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | One Year | No |
5 | Require Independent Board Chairman | Share Holder | Do Not Vote | Against | No |
6 | Provide Right to Act by Written Consent | Share Holder | Do Not Vote | Against | No |
| | | | | |
Medallion Financial Corp. | | | | | |
| | | | | |
Ticker Symbol: | MFIN | CUSIP Number: | 583928106 | | |
Record Date: | 1/12/2018 | Meeting Date: | 3/7/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Conversion from a Business Development Company to a Non-Investment Company | Management | Do Not Vote | For | No |
| | | | | |
Medallion Financial Corp. | | | | | |
| | | | | |
Ticker Symbol: | MFIN | CUSIP Number: | 583928106 | | |
Record Date: | 4/16/2018 | Meeting Date: | 6/15/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frederick A. Menowitz | Management | Do Not Vote | For | No |
1.2 | Elect Director David L. Rudnick | Management | Do Not Vote | For | No |
2 | Ratify Mazars USA LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | One Year | No |
5 | Approve Omnibus Stock Plan | Management | Do Not Vote | For | No |
| | | | | |
Medley Capital Corporation | | | | | |
| | | | | |
Ticker Symbol: | MCC | CUSIP Number: | 58503F106 | | |
Record Date: | 12/19/2017 | Meeting Date: | 2/13/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeff Tonkel | Management | Do Not Vote | For | No |
1.2 | Elect Director Mark Lerdal | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
MGIC Investment Corporation | | | | | |
| | | | | |
Ticker Symbol: | MTG | CUSIP Number: | 552848103 | | |
Record Date: | 6/2/2017 | Meeting Date: | 7/26/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Daniel A. Arrigoni | Management | Do Not Vote | For | No |
1.10 | Elect Director Mark M. Zandi | Management | Do Not Vote | For | No |
1.2 | Elect Director Cassandra C. Carr | Management | Do Not Vote | For | No |
1.3 | Elect Director C. Edward Chaplin | Management | Do Not Vote | For | No |
1.4 | Elect Director Curt S. Culver | Management | Do Not Vote | For | No |
1.5 | Elect Director Timothy A. Holt | Management | Do Not Vote | For | No |
1.6 | Elect Director Kenneth M. Jastrow, II | Management | Do Not Vote | For | No |
1.7 | Elect Director Michael E. Lehman | Management | Do Not Vote | For | No |
1.8 | Elect Director Gary A. Poliner | Management | Do Not Vote | For | No |
1.9 | Elect Director Patrick Sinks | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | One Year | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Mueller Water Products, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MWA | CUSIP Number: | 624758108 | | |
Record Date: | 12/7/2017 | Meeting Date: | 1/24/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Shirley C. Franklin | Management | Do Not Vote | For | No |
1.2 | Elect Director Scott Hall | Management | Do Not Vote | For | No |
1.3 | Elect Director Thomas J. Hansen | Management | Do Not Vote | For | No |
1.4 | Elect Director Jerry W. Kolb | Management | Do Not Vote | For | No |
1.5 | Elect Director Mark J. O'Brien | Management | Do Not Vote | For | No |
1.6 | Elect Director Bernard G. Rethore | Management | Do Not Vote | For | No |
1.7 | Elect Director Lydia W. Thomas | Management | Do Not Vote | For | No |
1.8 | Elect Director Michael T. Tokarz | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
MVC Capital, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MVC | CUSIP Number: | 553829102 | | |
Record Date: | 9/1/2017 | Meeting Date: | 10/31/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Emilio Dominianni | Management | Do Not Vote | For | No |
1.2 | Elect Director Phillip Goldstein | Management | Do Not Vote | For | No |
1.3 | Elect Director Gerald Hellerman | Management | Do Not Vote | For | No |
1.4 | Elect Director Warren Holtsberg | Management | Do Not Vote | For | No |
1.5 | Elect Director Robert Knapp | Management | Do Not Vote | For | No |
1.6 | Elect Director William Taylor | Management | Do Not Vote | For | No |
1.7 | Elect Director Michael Tokarz | Management | Do Not Vote | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | Do Not Vote | For | No |
3 | Shareholder Proposal Regarding Ceasing New Investments | Share Holder | Do Not Vote | Against | No |
| | | | | |
Nomad Foods Limited | | | | | |
| | | | | |
Ticker Symbol: | NOMD | CUSIP Number: | G6564A105 | | |
Record Date: | 4/30/2018 | Meeting Date: | 6/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Martin E. Franklin | Management | Do Not Vote | For | No |
1b | Elect Director Noam Gottesman | Management | Do Not Vote | For | No |
1c | Elect Director Ian G.H. Ashken | Management | Do Not Vote | For | No |
1d | Elect Director Stefan Descheemaeker | Management | Do Not Vote | For | No |
1e | Elect Director Mohamed Elsarky | Management | Do Not Vote | For | No |
1f | Elect Director Jeremy Isaacs | Management | Do Not Vote | For | No |
1g | Elect Director Paul Kenyon | Management | Do Not Vote | For | No |
1h | Elect Director James E. Lillie | Management | Do Not Vote | For | No |
1i | Elect Director Lord Myners of Truro | Management | Do Not Vote | For | No |
1j | Elect Director Victoria Parry | Management | Do Not Vote | For | No |
1k | Elect Director Simon White | Management | Do Not Vote | For | No |
1l | Elect Director Samy Zekhout | Management | Do Not Vote | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Office Depot, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ODP | CUSIP Number: | 676220106 | | |
Record Date: | 6/1/2017 | Meeting Date: | 7/20/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gerry P. Smith | Management | For | For | No |
1b | Elect Director Kristin A. Campbell | Management | For | For | No |
1c | Elect Director Cynthia T. Jamison | Management | For | For | No |
1d | Elect Director V. James Marino | Management | For | For | No |
1e | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For | No |
1f | Elect Director David M. Szymanski | Management | For | For | No |
1g | Elect Director Nigel Travis | Management | For | For | No |
1h | Elect Director Joseph S. Vassalluzzo | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Office Depot, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ODP | CUSIP Number: | 676220106 | | |
Record Date: | 3/7/2018 | Meeting Date: | 5/4/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gerry P. Smith | Management | Do Not Vote | For | No |
1b | Elect Director Kristin A. Campbell | Management | Do Not Vote | For | No |
1c | Elect Director Cynthia T. Jamison | Management | Do Not Vote | For | No |
1d | Elect Director V. James Marino | Management | Do Not Vote | For | No |
1e | Elect Director Francesca Ruiz de Luzuriaga | Management | Do Not Vote | For | No |
1f | Elect Director David M. Szymanski | Management | Do Not Vote | For | No |
1g | Elect Director Nigel Travis | Management | Do Not Vote | For | No |
1h | Elect Director Joseph S. Vassalluzzo | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
PayPal Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PYPL | CUSIP Number: | 70450Y103 | | |
Record Date: | 4/3/2018 | Meeting Date: | 5/23/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Rodney C. Adkins | Management | Do Not Vote | For | No |
1b | Elect Director Wences Casares | Management | Do Not Vote | For | No |
1c | Elect Director Jonathan Christodoro | Management | Do Not Vote | For | No |
1d | Elect Director John J. Donahoe | Management | Do Not Vote | For | No |
1e | Elect Director David W. Dorman | Management | Do Not Vote | For | No |
1f | Elect Director Belinda J. Johnson | Management | Do Not Vote | For | No |
1g | Elect Director Gail J. McGovern | Management | Do Not Vote | For | No |
1h | Elect Director David M. Moffett | Management | Do Not Vote | For | No |
1i | Elect Director Ann M. Sarnoff | Management | Do Not Vote | For | No |
1j | Elect Director Daniel H. Schulman | Management | Do Not Vote | For | No |
1k | Elect Director Frank D. Yeary | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
4 | Amend Qualified Employee Stock Purchase Plan | Management | Do Not Vote | For | No |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
6 | Amend Proxy Access Right | Share Holder | Do Not Vote | Against | No |
7 | Report on Political Contributions | Share Holder | Do Not Vote | Against | No |
8 | Amend Board Governance Documents to Define Human Rights Responsibilities | Share Holder | Do Not Vote | Against | No |
| | | | | |
Platform Specialty Products Corporation | | | | | |
| | | | | |
Ticker Symbol: | PAH | CUSIP Number: | 72766Q105 | | |
Record Date: | 5/7/2018 | Meeting Date: | 6/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Martin E. Franklin | Management | Do Not Vote | For | No |
1B | Elect Director Rakesh Sachdev | Management | Do Not Vote | For | No |
1C | Elect Director Ian G.H. Ashken | Management | Do Not Vote | For | No |
1D | Elect Director Michael F. Goss | Management | Do Not Vote | For | No |
1E | Elect Director Ryan Israel | Management | Do Not Vote | For | No |
1F | Elect Director E. Stanley O'Neal | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Regions Financial Corporation | | | | | |
| | | | | |
Ticker Symbol: | RF | CUSIP Number: | 7591EP100 | | |
Record Date: | 2/26/2018 | Meeting Date: | 4/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Carolyn H. Byrd | Management | Do Not Vote | For | No |
1b | Elect Director Don DeFosset | Management | Do Not Vote | For | No |
1c | Elect Director Samuel A. Di Piazza, Jr. | Management | Do Not Vote | For | No |
1d | Elect Director Eric C. Fast | Management | Do Not Vote | For | No |
1e | Elect Director O. B. Grayson Hall, Jr. | Management | Do Not Vote | For | No |
1f | Elect Director John D. Johns | Management | Do Not Vote | For | No |
1g | Elect Director Ruth Ann Marshall | Management | Do Not Vote | For | No |
1h | Elect Director Susan W. Matlock | Management | Do Not Vote | For | No |
1i | Elect Director John E. Maupin, Jr. | Management | Do Not Vote | For | No |
1j | Elect Director Charles D. McCrary | Management | Do Not Vote | For | No |
1k | Elect Director James T. Prokopanko | Management | Do Not Vote | For | No |
1l | Elect Director Lee J. Styslinger, III | Management | Do Not Vote | For | No |
1m | Elect Director Jose S. Suquet | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | One Year | No |
| | | | | |
Revolution Lighting Technologies, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RVLT | CUSIP Number: | 76155G206 | | |
Record Date: | 3/6/2018 | Meeting Date: | 5/1/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert V. LaPenta | Management | Do Not Vote | For | No |
1.2 | Elect Director James A. DePalma | Management | Do Not Vote | For | No |
1.3 | Elect Director William D. Ingram | Management | Do Not Vote | For | No |
1.4 | Elect Director Dennis McCarthy | Management | Do Not Vote | For | No |
1.5 | Elect Director Stephen G. Virtue | Management | Do Not Vote | For | No |
2 | Ratify RSM US LLP as Auditors | Management | Do Not Vote | For | No |
3 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
| | | | | |
RMR Real Estate Income Fund | | | | | |
| | | | | |
Ticker Symbol: | RIF | CUSIP Number: | 76970B101 | | |
Record Date: | 2/6/2018 | Meeting Date: | 4/25/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
2a | Elect Director Jeffrey P. Somers | Management | For | For | No |
| | | | | |
Southwestern Energy Company | | | | | |
| | | | | |
Ticker Symbol: | SWN | CUSIP Number: | 845467109 | | |
Record Date: | 3/23/2018 | Meeting Date: | 5/22/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John D. Gass | Management | Do Not Vote | For | No |
1.2 | Elect Director Catherine A. Kehr | Management | Do Not Vote | For | No |
1.3 | Elect Director Greg D. Kerley | Management | Do Not Vote | For | No |
1.4 | Elect Director Gary P. Luquette | Management | Do Not Vote | For | No |
1.5 | Elect Director Jon A. Marshall | Management | Do Not Vote | For | No |
1.6 | Elect Director Patrick M. Prevost | Management | Do Not Vote | For | No |
1.7 | Elect Director Terry W. Rathert | Management | Do Not Vote | For | No |
1.8 | Elect Director William J. Way | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Tanger Factory Outlet Centers, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SKT | CUSIP Number: | 875465106 | | |
Record Date: | 3/21/2018 | Meeting Date: | 5/18/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William G. Benton | Management | Do Not Vote | For | No |
1.2 | Elect Director Jeffrey B. Citrin | Management | Do Not Vote | For | No |
1.3 | Elect Director David B. Henry | Management | Do Not Vote | For | No |
1.4 | Elect Director Thomas J. Reddin | Management | Do Not Vote | For | No |
1.5 | Elect Director Thomas E. Robinson | Management | Do Not Vote | For | No |
1.6 | Elect Director Bridget M. Ryan-Berman | Management | Do Not Vote | For | No |
1.7 | Elect Director Allan L. Schuman | Management | Do Not Vote | For | No |
1.8 | Elect Director Steven B. Tanger | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
The Gabelli Healthcare & Wellness (RX) Trust | | | | | |
| | | | | |
Ticker Symbol: | GRX | CUSIP Number: | 36246K103 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert C. Kolodny | Management | Do Not Vote | For | No |
1.2 | Elect Director Salvatore J. Zizza | Management | Do Not Vote | For | No |
| | | | | |
The GDL Fund | | | | | |
| | | | | |
Ticker Symbol: | GDL | CUSIP Number: | 361570104 | | |
Record Date: | 3/16/2018 | Meeting Date: | 5/14/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Leslie F. Foley | Management | For | For | No |
1.2 | Elect Director Mario J. Gabelli | Management | Withhold | For | Yes |
1.3 | Elect Director Michael J. Melarkey | Management | For | For | No |
| | | | | |
The Swiss Helvetia Fund, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SWZ | CUSIP Number: | 870875101 | | |
Record Date: | 4/24/2018 | Meeting Date: | 6/19/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brian A. Berris | Management | Do Not Vote | For | No |
1.1 | Elect Director Phillip Goldstein | Share Holder | Do Not Vote | For | No |
1.2 | Elect Director Jean E. Hoysradt | Management | Do Not Vote | For | No |
1.2 | Elect Director Gerald Hellerman | Share Holder | Do Not Vote | For | No |
2 | Ratify Tait, Weller & Baker, LLP as Auditors | Management | Do Not Vote | For | No |
2 | Ratify Tait, Weller & Baker, LLP as Auditors | Management | Do Not Vote | For | No |
3 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Do Not Vote | Against | No |
3 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Do Not Vote | Abstain | No |
4 | Approve Self-Tender Offer | Share Holder | Do Not Vote | Against | No |
4 | Approve Self-Tender Offer | Share Holder | Do Not Vote | For | No |
| | | | | |
Twenty-First Century Fox, Inc. | | | | | |
| | | | | |
Ticker Symbol: | FOXA | CUSIP Number: | 90130A200 | | |
Record Date: | 9/18/2017 | Meeting Date: | 11/15/2017 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director K. Rupert Murdoch AC | Management | Do Not Vote | For | No |
1b | Elect Director Lachlan K. Murdoch | Management | Do Not Vote | For | No |
1c | Elect Director Delphine Arnault | Management | Do Not Vote | For | No |
1d | Elect Director James W. Breyer | Management | Do Not Vote | For | No |
1e | Elect Director Chase Carey | Management | Do Not Vote | For | No |
1f | Elect Director David F. DeVoe | Management | Do Not Vote | For | No |
1g | Elect Director Viet Dinh | Management | Do Not Vote | For | No |
1h | Elect Director Roderick I. Eddington | Management | Do Not Vote | For | No |
1i | Elect Director James R. Murdoch | Management | Do Not Vote | For | No |
1j | Elect Director Jacques Nasser AC | Management | Do Not Vote | For | No |
1k | Elect Director Robert S. Silberman | Management | Do Not Vote | For | No |
1l | Elect Director Tidjane Thiam | Management | Do Not Vote | For | No |
1m | Elect Director Jeffrey W. Ubben | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | One Year | No |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Do Not Vote | Against | No |
| | | | | |
Vishay Precision Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VPG | CUSIP Number: | 92835K103 | | |
Record Date: | 3/26/2018 | Meeting Date: | 5/17/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Marc Zandman | Management | Do Not Vote | For | No |
1.2 | Elect Director Janet M. Clarke | Management | Do Not Vote | For | No |
1.3 | Elect Director Wesley Cummins | Management | Do Not Vote | For | No |
1.4 | Elect Director Bruce Lerner | Management | Do Not Vote | For | No |
1.5 | Elect Director Saul V. Reibstein | Management | Do Not Vote | For | No |
1.6 | Elect Director Timothy V. Talbert | Management | Do Not Vote | For | No |
1.7 | Elect Director Ziv Shoshani | Management | Do Not Vote | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Xylem Inc. | | | | | |
| | | | | |
Ticker Symbol: | XYL | CUSIP Number: | 98419M100 | | |
Record Date: | 3/13/2018 | Meeting Date: | 5/9/2018 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Jeanne Beliveau-Dunn | Management | Do Not Vote | For | No |
1b | Elect Director Curtis J. Crawford | Management | Do Not Vote | For | No |
1c | Elect Director Patrick K. Decker | Management | Do Not Vote | For | No |
1d | Elect Director Robert F. Friel | Management | Do Not Vote | For | No |
1e | Elect Director Victoria D. Harker | Management | Do Not Vote | For | No |
1f | Elect Director Sten E. Jakobsson | Management | Do Not Vote | For | No |
1g | Elect Director Steven R. Loranger | Management | Do Not Vote | For | No |
1h | Elect Director Surya N. Mohapatra | Management | Do Not Vote | For | No |
1i | Elect Director Jerome A. Peribere | Management | Do Not Vote | For | No |
1j | Elect Director Markos I. Tambakeras | Management | Do Not Vote | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | One Year | No |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Do Not Vote | Against | No |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.