Michael J. Meaney, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
(b).
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
(e).
(f).
(g).
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
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Ancora Income Fund | | | | |
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BlackRock Credit Allocation Income Trust | | | | |
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Ticker Symbol: | BTZ | CUSIP Number: | 092508100 | | |
Record Date: | 5/30/2019 | Meeting Date: | 7/8/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard E. Cavanagh | Management | Do Not Vote | For | No |
1.2 | Elect Director Cynthia L. Egan | Management | Do Not Vote | For | No |
1.3 | Elect Director Robert Fairbairn | Management | Do Not Vote | For | No |
1.4 | Elect Director Henry Gabbay | Management | Do Not Vote | For | No |
2 | Declassify the Board of Directors | Share Holder | Do Not Vote | Against | No |
1.1 | Elect Director Stephen J. Flanagan | Share Holder | Do Not Vote | For | No |
1.2 | Elect Director Frederic Gabriel | Share Holder | Do Not Vote | For | No |
1.3 | Elect Director Thomas H. McGlade | Share Holder | Do Not Vote | For | No |
1.4 | Elect Director Jassen Trenkow | Share Holder | Do Not Vote | For | No |
2 | Declassify the Board of Directors | Share Holder | Do Not Vote | For | No |
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AllianzGI Convertible & Income Fund II | | | | |
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Ticker Symbol: | NCZ | CUSIP Number: | 018825802 | | |
Record Date: | 5/16/2019 | Meeting Date: | 7/11/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
A1 | Elect Director William B. Ogden, IV | Management | Do Not Vote | For | No |
A2 | Elect Director Sarah E. Cogan | Management | Do Not Vote | For | No |
A3 | Elect Director Thomas J. Fuccillo | Management | Do Not Vote | For | No |
A4 | Elect Director Erick R. Holt | Management | Do Not Vote | For | No |
A5 | Elect Director Alan Rappaport | Management | Do Not Vote | For | No |
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Aberdeen Asia-Pacific Income Fund, Inc. | | | | |
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Ticker Symbol: | FAX | CUSIP Number: | 003009A10 | | |
Record Date: | 3/5/2020 | Meeting Date: | 5/27/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director P. Gerald Malone | Management | For | For | No |
3 | Elect Director Neville J. Miles | Management | For | For | No |
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Aberdeen Asia-Pacific Income Fund, Inc. | | | | |
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Ticker Symbol: | FAX | CUSIP Number: | 003009A10 | | |
Record Date: | 3/5/2020 | Meeting Date: | 6/10/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Amend Fundamental Investment Policy Regarding Investment of Up to 80% in Asian Debt Securities | Management | For | For | No |
1b | Eliminate Fundamental Investment Policy that the Maximum Country Exposure to Any One Asian Country (Other than Korea) is Limited to 20% of the Funds Total Assets | Management | For | For | No |
1c | Eliminate Fundamental Investment Policy that at Least 20% of the Fund's Total Assets Will be Invested in "Australian Debt Securities" | Management | For | For | No |
1d | Eliminate Fundamental Investment Policy that the Maximum Country Exposure for Korea is Limited to 40% of the Fund's Total Assets | Management | For | For | No |
1e | Eliminate Fundamental Investment Policy that the Maximum Country Exposure for New Zealand is Limited to 35% of the Fund's Total Assets | Management | For | For | No |
1f | Eliminate Fundamental Investment Policy that the Maximum Currency Exposure to Any One Asian Currency (Other than Korea) is Limited to 10% of Total Assets | | For | For | No |
1g | Eliminate Fundamental Investment Policy that the Maximum Currency Exposure for Korea is 25% of the Fund's Total Assets | | For | For | No |
1h | Eliminate Fundamental Investment Policy that the Maximum Currency Exposure for New Zealand is 35% of the Fund's Total Assets | | For | For | No |
1i | Change Fundamental Temporary Defensive Investment Policy with Respect to Temporarily Investing 100% of Its Assets in U.S. Debt Securities a Non-Fundamental Policy | | For | For | No |
1j | Change Fundamental Investment Policy to Invest Up to 35% of Its Total Assets in Asian Debt Securities Rated Below BBB- or Baa3 a Non-fundamental Policy | | For | For | No |
1k | Change Fundamental Investment Policy with Respect to Entering Into Repurchase Agreements a Non-fundamental Investment Policy | | For | For | No |
1l | Change Fundamental Investment Policy with Respect to Investing Up to 10% of Its Total Assets in Securities Rated Below B- at the Time of Investment a Non-Fundamental Investment Policy | Management | For | For | No |
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Eaton Vance Limited Duration Income Fund | | | | |
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Ticker Symbol: | EVV | CUSIP Number: | 27828H105 | | |
Record Date: | 11/21/2019 | Meeting Date: | 1/16/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a.a | Elect Director Thomas E. Faust, Jr. | Management | For | For | No |
1a.b | Elect Director Mark R. Fetting | Management | For | For | No |
1a.c | Elect Director Keith Quinton | Management | For | For | No |
2 | Declassify the Board of Directors | Share Holder | For | Against | Yes |
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First American Funds, Inc. | | | | |
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Ticker Symbol: | | CUSIP Number: | 31846V203 | | |
Record Date: | 7/21/2019 | Meeting Date: | 8/21/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Baumgardner | Management | Do Not Vote | For | No |
1.2 | Elect Director Mark E. Gaumond | Management | Do Not Vote | For | No |
1.3 | Elect Director Roger A. Gibson | Management | Do Not Vote | For | No |
1.4 | Elect Director Jennifer J. McPeek | Management | Do Not Vote | For | No |
1.5 | Elect Director C. David Myers | Management | Do Not Vote | For | No |
1.6 | Elect Director Richard K. Riederer | Management | Do Not Vote | For | No |
1.7 | Elect Director P. Kelly Tompkins | Management | Do Not Vote | For | No |
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Highland Income Fund | | | | |
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Ticker Symbol: | HFRO | CUSIP Number: | 43010E503 | | |
Record Date: | 4/16/2020 | Meeting Date: | 6/12/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Bob Froehlich | Management | For | For | No |
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MFS Intermediate Income Trust | | | | |
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Ticker Symbol: | MIN | CUSIP Number: | 55273C107 | | |
Record Date: | 7/31/2019 | Meeting Date: | 10/3/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a.1 | Elect Director Maureen R. Goldfarb | Management | Do Not Vote | For | No |
1a.2 | Elect Director Robert J. Manning | Management | Do Not Vote | For | No |
1a.3 | Elect Director Maryanne L. Roepke | Management | Do Not Vote | For | No |
1a.4 | Elect Director Laurie J. Thomsen | Management | Do Not Vote | For | No |
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OFS Credit Company, Inc. | | | | |
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Ticker Symbol: | OCCI | CUSIP Number: | 67111Q206 | | |
Record Date: | 6/25/2019 | Meeting Date: | 8/20//19 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Bilal Rashid | Management | Do Not Vote | For | No |
2 | Ratify KPMG LLP as Auditors | Management | Do Not Vote | For | No |
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PennantPark Floating Rate Capital Ltd. | | | | |
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Ticker Symbol: | PFLT | CUSIP Number: | 70806A106 | | |
Record Date: | 11/20/2019 | Meeting Date: | 2/4/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Arthur H. Penn | Management | Withhold | For | Yes |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
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Priority Income Fund, Inc. | | | | |
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Ticker Symbol: | PRIF.PRE | CUSIP Number: | 74274W301 | | |
Record Date: | 9/16/2019 | Meeting Date: | 12/3/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Eugene S. Stark | Management | | For | No |
2 | Adjourn Meeting | Management | | For | No |
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Special Opportunities Fund, Inc. | | | | |
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Ticker Symbol: | SPE | CUSIP Number: | 84741T302 | | |
Record Date: | 10/15/2019 | Meeting Date: | 12/11/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Phillip Goldstein | Management | For | For | No |
1.2 | Elect Director Marc Lunder | Management | For | For | No |
1.3 | Elect Director Andrew Dakos | Management | For | For | No |
1.4 | Elect Director Gerald Hellerman | Management | For | For | No |
1.5 | Elect Director Charles C. Walden | Management | For | For | No |
1.6 | Elect Director Ben H. Harris | Management | For | For | No |
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The Gabelli Dividend & Income Trust | | | | |
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Ticker Symbol: | GDV | CUSIP Number: | 36242H203 | | |
Record Date: | 3/17/2020 | Meeting Date: | 5/11/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For | No |
1.2 | Elect Director Anthonie C. van Ekris | Management | For | For | No |
1.3 | Elect Director Salvatore J. Zizza | Management | For | For | No |
1.4 | Elect Director Anthony J. Colavita | Management | For | For | No |
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The Gabelli Global Utility & Income Trust | | | | |
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Ticker Symbol: | GLU | CUSIP Number: | 36242L303 | | |
Record Date: | 3/17/2020 | Meeting Date: | 5/11/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Salvatore J. Zizza | Management | For | For | No |
1.2 | Elect Director Leslie F. Foley | Management | For | For | No |
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The Gabelli Utility Trust | | | | |
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Ticker Symbol: | GUT | CUSIP Number: | 36240A408 | | |
Record Date: | 3/17/2020 | Meeting Date: | 5/11/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frank J. Fahrenkopf, Jr. | Management | For | For | No |
1.2 | Elect Director Robert J. Morrissey | Management | For | For | No |
1.3 | Elect Director Salvatore J. Zizza | Management | For | For | No |
1.4 | Elect Director John Birch | Management | For | For | No |
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The GDL Fund | | | | | |
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Ticker Symbol: | GDL | CUSIP Number: | 361570401 | | |
Record Date: | 5/20/2020 | Meeting Date: | 6/5/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Clarence A. Davis | Management | For | For | No |
1.2 | Elect Director James P. Conn | Management | For | For | |
2 | Authorize a Self-Tender Offer for All Outstanding Common Shares at or Close to Net Asset Value | Share Holder | Against | Against | No |
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Western Asset Inflation-Linked Income Fund | | | | |
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Ticker Symbol: | WIA | CUSIP Number: | 95766Q106 | | |
Record Date: | 3/25/2020 | Meeting Date: | 4/24/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert Abeles, Jr. | Management | For | For | No |
1.2 | Elect Director Jane F. Dasher | Management | For | For | No |
1.3 | Elect Director Anita L. DeFrantz | Management | For | For | No |
1.4 | Elect Director Susan B. Kerley | Management | For | For | No |
1.5 | Elect Director Avedick B. Poladian | Management | For | For | No |
1.6 | Elect Director William E.B. Siart | Management | For | For | No |
1.7 | Elect Director Jaynie Miller Studenmund | Management | For | For | No |
1.8 | Elect Director Peter J. Taylor | Management | For | For | No |
1.9 | Elect Director Ronald L. Olson | Management | For | For | No |
1.10 | Elect Director Jane E. Trust | Management | For | For | No |
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Western Asset Inflation-Linked Opportunities & Income Fund | | | |
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Ticker Symbol: | WIW | CUSIP Number: | 95766R104 | | |
Record Date: | 3/25/2020 | Meeting Date: | 4/24/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert Abeles, Jr. | Management | For | For | No |
1.2 | Elect Director Jane F. Dasher | Management | For | For | No |
1.3 | Elect Director Anita L. DeFrantz | Management | For | For | No |
1.4 | Elect Director Susan B. Kerley | Management | For | For | No |
1.5 | Elect Director Michael Larson | Management | For | For | No |
1.6 | Elect Director Avedick B. Poladian | Management | For | For | No |
1.7 | Elect Director William E.B. Siart | Management | For | For | No |
1.8 | Elect Director Jaynie Miller Studenmund | Management | For | For | No |
1.9 | Elect Director Peter J. Taylor | Management | For | For | No |
1.10 | Elect Director Ronald L. Olson | Management | For | For | No |
1.11 | Elect Director Jane E. Trust | Management | For | For | No |
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ANCORA MICRO-CAP FUND | | | | |
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180 Degree Capital Corp. | | | | |
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Ticker Symbol: | TURN | CUSIP Number: | 68235B109 | | |
Record Date: | 3/16/2020 | Meeting Date: | 5/14/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stacy R. Brandom | Management | For | For | No |
1.2 | Elect Director Kevin M. Rendino | Management | For | For | No |
1.3 | Elect Director Richard P. Shanley | Management | For | For | No |
1.4 | Elect Director Parker A. Weil | Management | For | For | No |
1.5 | Elect Director Daniel B. Wolfe | Management | For | For | No |
2 | Approve Reverse Stock Split | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
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Acacia Research Corporation | | | | |
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Ticker Symbol: | ACTG | CUSIP Number: | 003881307 | | |
Record Date: | 5/22/2019 | Meeting Date: | 7/15/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Katharine Wolanyk | Management | For | For | No |
1.2 | Elect Director Isaac T. Kohlberg | Management | For | For | No |
2 | Declassify the Board of Directors | Management | For | For | No |
3 | Eliminate Supermajority Vote Requirements for Specified Corporate Actions | Management | For | For | No |
4 | Provide Right to Call Special Meeting | Management | For | For | No |
5 | Approve Securities Transfer Restrictions | Management | For | For | No |
6 | Ratify Tax Benefits Preservation Plan | Management | For | For | No |
7 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Share Holder | For | For | No |
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Acacia Research Corporation | | | | |
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Ticker Symbol: | ACTG | CUSIP Number: | 003881307 | | |
Record Date: | 12/20/2019 | Meeting Date: | 2/14/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve the Voting of Preferred Shares on an As-Converted Basis and the Issuance of Common Stock in Connection with the Potential Future Conversion of Series A Convertible Preferred Stock and Exercise of Warrants | Management | For | For | No |
2 | Increase Authorized Common Stock | Management | For | For | No |
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Acacia Research Corporation | | | | |
| | | | | |
Ticker Symbol: | ACTG | CUSIP Number: | 003881307 | | |
Record Date: | 4/8/2020 | Meeting Date: | 5/12/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Maureen O'Connell | Management | For | For | No |
1B | Elect Director Katharine Wolanyk | Management | For | For | No |
1C | Elect Director Isaac T. Kohlberg | Management | For | For | No |
1D | Elect Director Jonathan Sagal | Management | For | For | No |
1E | Elect Director Clifford Press | Management | For | For | No |
1F | Elect Director Alfred V. Tobia, Jr. | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
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Adams Resources & Energy, Inc. | | | | |
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Ticker Symbol: | AE | CUSIP Number: | 006351308 | | |
Record Date: | 4/1/2020 | Meeting Date: | 5/6/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Townes G. Pressler | Management | For | For | No |
1.2 | Elect Director Michelle A. Earley | Management | For | For | No |
1.3 | Elect Director Murray E. Brasseux | Management | For | For | No |
1.4 | Elect Director Richard C. Jenner | Management | For | For | No |
1.5 | Elect Director W.R. Scofield | Management | For | For | No |
1.6 | Elect Director John O. Niemann, Jr. | Management | For | For | No |
1.7 | Elect Director Dennis E. Dominic | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
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Alaska Communications Systems Group, Inc. | | | | |
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Ticker Symbol: | ALSK | CUSIP Number: | 01167P101 | | |
Record Date: | 4/17/2020 | Meeting Date: | 6/16/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David W. Karp | Management | For | For | No |
1.2 | Elect Director Peter D. Aquino | Management | For | For | No |
1.3 | Elect Director Wayne Barr, Jr. | Management | For | For | No |
1.4 | Elect Director Benjamin C. Duster, IV | Management | For | For | No |
1.5 | Elect Director Shelly C. Lombard | Management | For | For | No |
1.6 | Elect Director William H. Bishop | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
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Allot Ltd. | | | | | |
| | | | | |
Ticker Symbol: | ALLT | CUSIP Number: | 85569C107 | | |
Record Date: | 8/21/2020 | Meeting Date: | 9/25/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Amend Article Re: Board Related | Management | For | For | No |
2 | Reelect Nadav Zohar as Director | Management | For | For | No |
3 | Reelect Steven Levy as External Director | Management | For | For | No |
4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For | No |
5 | Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
6 | Discuss Financial Statements and the Report of the Board for 2018 | Management | For | For | No |
7 | Transact Other Business (Non-Voting) | Management | For | For | No |
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | For | None | No |
1 | Amend Article Re: Board Related | Management | For | For | No |
2 | Reelect Nadav Zohar as Director | Management | For | For | No |
3 | Reelect Steven Levy as External Director | Management | For | For | No |
4 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For | No |
5 | Reappoint Kost Forer Gabbay and Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
6 | Discuss Financial Statements and the Report of the Board for 2018 | Management | For | For | No |
7 | Transact Other Business (Non-Voting) | Management | For | For | No |
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | For | None | No |
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Amtech Systems, Inc. | | | | |
| | | | | |
Ticker Symbol: | ASYS | CUSIP Number: | 032332504 | | |
20 | 1/1/1900 | Meeting Date: | 3/4/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jong S. Whang | Management | For | For | No |
1.2 | Elect Director Robert M. Averick | Management | For | For | No |
1.3 | Elect Director Michael Garnreiter | Management | For | For | No |
1.4 | Elect Director Robert F. King | Management | For | For | No |
1.5 | Elect Director Sukesh Mohan | Management | For | For | No |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For | No |
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Arotech Corporation | | | | |
| | | | | |
Ticker Symbol: | ARTX | CUSIP Number: | 042682203 | | |
Record Date: | 10/29/2019 | Meeting Date: | 12/17/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | Against | For | Yes |
3 | Adjourn Meeting | Management | For | For | No |
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Aviat Networks, Inc. | | | | |
| | | | | |
Ticker Symbol: | AVNW | CUSIP Number: | 05366Y201 | | |
Record Date: | 9/17/2019 | Meeting Date: | 11/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director John Mutch | Management | For | For | No |
1B | Elect Director Kenneth Kong | Management | For | For | No |
1C | Elect Director John J. Quicke | Management | For | For | No |
1D | Elect Director James C. Stoffel | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
AXT, Inc. | | | | | |
| | | | | |
Ticker Symbol: | AXTI | CUSIP Number: | 00246W103 | | |
Record Date: | 3/24/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Morris S. Young | Management | For | For | No |
1.2 | Elect Director David C. Chang | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify BPM LLP as Auditors | Management | For | For | No |
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Coffee Holding Co., Inc. | | | | |
| | | | | |
Ticker Symbol: | JVA | CUSIP Number: | 192176105 | | |
Record Date: | 2/25/2020 | Meeting Date: | 4/23/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David Gordon | Management | For | For | No |
1.2 | Elect Director John Rotelli | Management | For | For | No |
2 | Ratify Marcum LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
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Computer Task Group, Incorporated | | | | |
| | | | | |
Ticker Symbol: | CTG | CUSIP Number: | 205477102 | | |
Record Date: | 6/7/2019 | Meeting Date: | 7/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David H. Klein | Management | For | For | No |
1.2 | Elect Director Valerie Rahmani | Management | For | For | No |
1.3 | Elect Director Filip J.L. Gyde | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
County Bancorp, Inc. | | | | |
| | | | | |
Ticker Symbol: | ICBK | CUSIP Number: | 221907108 | | |
Record Date: | 4/13/2020 | Meeting Date: | 6/16/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Timothy J. Schneider | Management | For | For | No |
1.2 | Elect Director Lynn D. Davis | Management | Withhold | For | Yes |
1.3 | Elect Director Andrew J. Steimle | Management | Withhold | For | Yes |
1.4 | Elect Director Jacob B. Eisen | Management | For | For | No |
2 | Ratify Plante & Moran, PLLC as Auditor | Management | For | For | No |
| | | | | |
Cowen Inc. | | | | | |
| | | | | |
Ticker Symbol: | COWN | CUSIP Number: | 223622606 | | |
Record Date: | 5/15/2020 | Meeting Date: | 6/22/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brett H. Barth | Management | For | For | No |
1.2 | Elect Director Katherine E. Dietze | Management | For | For | No |
1.3 | Elect Director Gregg A. Gonsalves | Management | For | For | No |
1.4 | Elect Director Steven Kotler | Management | For | For | No |
1.5 | Elect Director Lawrence E. Leibowitz | Management | For | For | No |
1.6 | Elect Director Jack H. Nusbaum | Management | For | For | No |
1.7 | Elect Director Margaret L. Poster | Management | For | For | No |
1.8 | Elect Director Douglas A. Rediker | Management | For | For | No |
1.9 | Elect Director Jeffrey M. Solomon | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
CSS Industries, Inc. | | | | |
| | | | | |
Ticker Symbol: | CSS | CUSIP Number: | 125906107 | | |
Record Date: | 7/19/2019 | Meeting Date: | 8/30/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Philip R. Broenniman | Management | For | For | No |
1.2 | Elect Director Stephen P. Crane | Management | For | For | No |
1.3 | Elect Director Elam M. Hitchner, III | Management | For | For | No |
1.4 | Elect Director Melissa Ludwig | Management | For | For | No |
1.5 | Elect Director Rebecca C. Matthias | Management | For | For | No |
1.6 | Elect Director Harry J. Mullany, III | Management | For | For | No |
1.7 | Elect Director Christopher J. Munyan | Management | For | For | No |
1.8 | Elect Director William Rulon-Miller | Management | For | For | No |
1.9 | Elect Director David Silver | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Dawson Geophysical Company | | | | |
| | | | | |
Ticker Symbol: | DWSN | CUSIP Number: | 239360100 | | |
Record Date: | 4/13/2020 | Meeting Date: | 6/9/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Craig W. Cooper | Management | For | For | No |
1.2 | Elect Director Stephen C. Jumper | Management | For | For | No |
1.3 | Elect Director Michael L. Klofas | Management | For | For | No |
1.4 | Elect Director Ted R. North | Management | For | For | No |
1.5 | Elect Director Mark A. Vander Ploeg | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify RSM US LLP as Auditor | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Diamond Hill Investment Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | DHIL | CUSIP Number: | 25264R207 | | |
Record Date: | 3/2/2020 | Meeting Date: | 4/28/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Heather E. Brilliant | Management | For | For | No |
1.2 | Elect Director Randolph J. Fortener | Management | For | For | No |
1.3 | Elect Director James F. Laird | Management | For | For | No |
1.4 | Elect Director Paula R. Meyer | Management | For | For | No |
1.5 | Elect Director Bradley C. Shoup | Management | For | For | No |
1.6 | Elect Director Nicole R. St. Pierre | Management | Against | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Donnelley Financial Solutions, Inc. | | | | |
| | | | | |
Ticker Symbol: | DFIN | CUSIP Number: | 25787G100 | | |
Record Date: | 4/1/2020 | Meeting Date: | 5/18/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Luis A. Aguilar | Management | For | For | No |
1.2 | Elect Director Richard L. Crandall | Management | For | For | No |
1.3 | Elect Director Charles D. Drucker | Management | For | For | No |
1.4 | Elect Director Juliet S. Ellis | Management | For | For | No |
1.5 | Elect Director Gary G. Greenfield | Management | For | For | No |
1.6 | Elect Director Jeffrey Jacobowitz | Management | For | For | No |
1.7 | Elect Director Daniel N. Leib | Management | For | For | No |
1.8 | Elect Director Lois M. Martin | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Seek Sale of Company | Share Holder | Against | Against | No |
| | | | | |
Eagle Bulk Shipping Inc. | | | | |
| | | | | |
Ticker Symbol: | EGLE | CUSIP Number: | Y2187A143 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/19/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul M. Leand, Jr. | Management | For | For | No |
1.2 | Elect Director Randee E. Day | Management | For | For | No |
1.3 | Elect Director Justin A. Knowles | Management | For | For | No |
1.4 | Elect Director Bart Veldhuizen | Management | For | For | No |
1.5 | Elect Director Gary Vogel | Management | For | For | No |
1.6 | Elect Director Gary Weston | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Approve Reverse Stock Split | Management | Against | For | Yes |
| | | | | |
Endeavour Silver Corp. | | | | |
| | | | | |
Ticker Symbol: | EDR | CUSIP Number: | 29258Y103 | | |
Record Date: | 3/20/2020 | Meeting Date: | 5/12/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Margaret M. Beck | Management | For | For | No |
1.2 | Elect Director Ricardo M. Campoy | Management | For | For | No |
1.3 | Elect Director Bradford J. Cooke | Management | For | For | No |
1.4 | Elect Director Geoffrey A. Handley | Management | For | For | No |
1.5 | Elect Director Rex J. McLennan | Management | For | For | No |
1.6 | Elect Director Kenneth Pickering | Management | For | For | No |
1.7 | Elect Director Mario D. Szotlender | Management | For | For | No |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
| | | | | |
EVINE Live Inc. | | | | | |
| | | | | |
Ticker Symbol: | EVLV | CUSIP Number: | 300487105 | | |
Record Date: | 5/17/2019 | Meeting Date: | 7/12/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael Friedman | Management | For | For | No |
1.2 | Elect Director Neal S. Grabell | Management | For | For | No |
1.3 | Elect Director Landel C. Hobbs | Management | For | For | No |
1.4 | Elect Director Benoit Jamar | Management | For | For | No |
1.5 | Elect Director Eyal Lalo | Management | For | For | No |
1.6 | Elect Director Lisa A. Letizio | Management | For | For | No |
1.7 | Elect Director Aaron P. Reitkopf | Management | For | For | No |
1.8 | Elect Director Robert J. Rosenblatt | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend NOL Rights Plan (NOL Pill) | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
First American Funds, Inc. | | | | |
| | | | | |
Ticker Symbol: | | CUSIP Number: | 31846V203 | | |
Record Date: | 7/12/2019 | Meeting Date: | 8/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Baumgardner | Management | For | For | No |
1.2 | Elect Director Mark E. Gaumond | Management | For | For | No |
1.3 | Elect Director Roger A. Gibson | Management | For | For | No |
1.4 | Elect Director Jennifer J. McPeek | Management | For | For | No |
1.5 | Elect Director C. David Myers | Management | For | For | No |
1.6 | Elect Director Richard K. Riederer | Management | For | For | No |
1.7 | Elect Director P. Kelly Tompkins | Management | For | For | No |
| | | | | |
First Internet Bancorp | | | | |
| | | | | |
Ticker Symbol: | INBK | CUSIP Number: | 320557101 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/18/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David B. Becker | Management | For | For | No |
1.2 | Elect Director Ana Dutra | Management | For | For | No |
1.3 | Elect Director John K. Keach, Jr. | Management | For | For | No |
1.4 | Elect Director David R. Lovejoy | Management | For | For | No |
1.5 | Elect Director Michael L. Smith | Management | For | For | No |
1.6 | Elect Director Ralph R. Whitney, Jr. | Management | For | For | No |
1.7 | Elect Director Jerry Williams | Management | For | For | No |
1.8 | Elect Director Jean L. Wojtowicz | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BKD, LLP as Auditors | Management | For | For | No |
4 | Amend Articles of Incorporation to Allow Shareholders to Amend Bylaws | Management | For | For | No |
| | | | | |
Flexsteel Industries, Inc. | | | | |
| | | | | |
Ticker Symbol: | FLXS | CUSIP Number: | 339382103 | | |
Record Date: | 10/11/2019 | Meeting Date: | 12/9/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William S. Creekmuir | Management | For | For | No |
1.2 | Elect Director Jerald K. Dittmer | Management | For | For | No |
1.3 | Elect Director Charles R. Eitel | Management | For | For | No |
1.4 | Elect Director Matthew A. Kaness | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
| | | | | |
FreightCar America, Inc. | | | | |
| | | | | |
Ticker Symbol: | RAIL | CUSIP Number: | 357023100 | | |
Record Date: | 3/18/2020 | Meeting Date: | 5/14/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Elizabeth Keller Arnold | Management | For | For | No |
1.2 | Elect Director James R. Meyer | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
GameStop Corp. | | | | | |
| | | | | |
Ticker Symbol: | GME | CUSIP Number: | 36467W109 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/12/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jerome L. Davis | Management | Do Not Vote | For | No |
1.2 | Elect Director Lizabeth Dunn | Management | Do Not Vote | For | No |
1.3 | Elect Director Raul J. Fernandez | Management | Do Not Vote | For | No |
1.4 | Elect Director Reginald Fils-Aime | Management | Do Not Vote | For | No |
1.5 | Elect Director Thomas N. Kelly, Jr. | Management | Do Not Vote | For | No |
1.6 | Elect Director George E. Sherman | Management | Do Not Vote | For | No |
1.7 | Elect Director William Simon | Management | Do Not Vote | For | No |
1.8 | Elect Director James Symancyk | Management | Do Not Vote | For | No |
1.9 | Elect Director Carrie W. Teffner | Management | Do Not Vote | For | No |
1.10 | Elect Director Kathy P. Vrabeck | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
1.1 | Elect Director Paul J. Evans | Share Holder | For | For | No |
1.2 | Elect Director Kurtis J. Wolf | Share Holder | For | For | No |
1.3 | Management Nominee Lizabeth Dunn | Share Holder | For | For | No |
1.4 | Management Nominee Raul J. Fernandez | Share Holder | For | For | No |
1.5 | Management Nominee Reginald Fils-Aime | Share Holder | For | For | No |
1.6 | Management Nominee George E. Sherman | Share Holder | For | For | No |
1.7 | Management Nominee William Simon | Share Holder | For | For | No |
1.8 | Management Nominee James Symancyk | Share Holder | For | For | No |
1.9 | Management Nominee Carrie W. Teffner | Share Holder | For | For | No |
1.10 | Management Nominee Kathy P. Vrabeck | Share Holder | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Yes |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | None | No |
| | | | | |
Geospace Technologies Corporation | | | | |
| | | | | |
Ticker Symbol: | GEOS | CUSIP Number: | 37364X109 | | |
Record Date: | 12/16/2019 | Meeting Date: | 2/6/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Thomas L. Davis | Management | For | For | No |
1B | Elect Director Richard F. Miles | Management | For | For | No |
1C | Elect Director Walter R. Wheeler | Management | For | For | No |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Gulf Island Fabrication, Inc. | | | | |
| | | | | |
Ticker Symbol: | GIFI | CUSIP Number: | 402307102 | | |
Record Date: | 3/19/2020 | Meeting Date: | 5/22/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Robert M. Averick | Management | For | For | No |
2 | Declassify the Board of Directors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
HC2 Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | HCHC | CUSIP Number: | 404139107 | | |
Record Date: | 3/19/2020 | Meeting Date: | 5/11/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Revoke Consent to Adopt the Bylaw Restoration Proposal | Share Holder | Do Not Vote | For | No |
2.1 | Revoke Consent to Remove Philip A. Falcone as Director | Share Holder | Do Not Vote | For | No |
2.2 | Revoke Consent to Remove Robert V. Leffler, Jr. as Director | Share Holder | Do Not Vote | For | No |
2.3 | Revoke Consent to Remove Wayne Barr, Jr. as Director | Share Holder | Do Not Vote | For | No |
2.4 | Revoke Consent to Remove Warren H. Gfeller as Director | Share Holder | Do Not Vote | For | No |
2.5 | Revoke Consent to Remove Lee S. Hillman as Director | Share Holder | Do Not Vote | For | No |
2.6 | Revoke Consent to Remove Julie Totman Springer as Director | Share Holder | Do Not Vote | For | No |
3.1 | Revoke Consent to Elect George R. Brokaw as Director | Share Holder | Do Not Vote | For | No |
3.2 | Revoke Consent to Elect Kenneth S. Courtis as Director | Share Holder | Do Not Vote | For | No |
3.3 | Revoke Consent to Elect Michael Gorzynski as Director | Share Holder | Do Not Vote | For | No |
3.4 | Revoke Consent to Elect Robin Greenwood as Director | Share Holder | Do Not Vote | For | No |
3.5 | Revoke Consent to Elect Liesl Hickey as Director | Share Holder | Do Not Vote | For | No |
3.6 | Revoke Consent to Elect Jay Newman as Director | Share Holder | Do Not Vote | For | No |
1 | Consent to Adopt the Bylaw Restoration Proposal | Share Holder | For | For | No |
2.1 | Consent to Remove Philip A. Falcone as Director | Share Holder | For | For | No |
2.2 | Consent to Remove Robert V. Leffler, Jr. as Director | Share Holder | For | For | No |
2.3 | Consent to Remove Wayne Barr, Jr. as Director | Share Holder | For | For | No |
2.4 | Consent to Remove Warren H. Gfeller as Director | Share Holder | For | For | No |
2.5 | Consent to Remove Lee S. Hillman as Director | Share Holder | For | For | No |
2.6 | Consent to Remove Julie Totman Springer as Director | Share Holder | For | For | No |
3.1 | Consent to Elect George R. Brokaw as Director | Share Holder | For | For | No |
3.2 | Consent to Elect Kenneth S. Courtis as Director | Share Holder | For | For | No |
3.3 | Consent to Elect Michael Gorzynski as Director | Share Holder | For | For | No |
3.4 | Consent to Elect Robin Greenwood as Director | Share Holder | For | For | No |
3.5 | Consent to Elect Liesl Hickey as Director | Share Holder | For | For | No |
3.6 | Consent to Elect Jay Newman as Director | Share Holder | For | For | No |
| | | | | |
Houston Wire & Cable Company | | | | |
| | | | | |
Ticker Symbol: | HWCC | CUSIP Number: | 44244K109 | | |
Record Date: | 3/13/2020 | Meeting Date: | 5/11/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James L. Pokluda, III | Management | For | For | No |
1.2 | Elect Director Roy W. Haley | Management | For | For | No |
1.3 | Elect Director Margaret S. Laird | Management | For | For | No |
1.4 | Elect Director David Nierenberg | Management | For | For | No |
1.5 | Elect Director Sandford W. Rothe | Management | For | For | No |
1.6 | Elect Director William H. Sheffield | Management | For | For | No |
1.7 | Elect Director G. Gary Yetman | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
iMedia Brands, Inc. | | | | |
| | | | | |
Ticker Symbol: | IMBI | CUSIP Number: | 452465107 | | |
Record Date: | 10/31/2019 | Meeting Date: | 12/3/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Increase Authorized Common Stock | Management | For | For | No |
2 | Amend Articles of Incorporation | Management | For | For | No |
3 | Amend Articles of Incorporation | Management | For | For | No |
4 | Amend Articles of Incorporation | Management | For | For | No |
5 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Intevac, Inc. | | | | | |
| | | | | |
Ticker Symbol: | IVAC | CUSIP Number: | 461148108 | | |
Record Date: | 3/24/2020 | Meeting Date: | 5/13/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David S. Dury | Management | For | For | No |
1.2 | Elect Director Wendell T. Blonigan | Management | For | For | No |
1.3 | Elect Director Kevin D. Barber | Management | For | For | No |
1.4 | Elect Director Dorothy D. Hayes | Management | For | For | No |
1.5 | Elect Director Stephen A. Jamison | Management | For | For | No |
1.6 | Elect Director Michele F. Klein | Management | For | For | No |
1.7 | Elect Director Mark P. Popovich | Management | For | For | No |
1.8 | Elect Director Thomas M. Rohrs | Management | For | For | No |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Ratify BPM LLP as Auditors | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Invacare Corporation | | | | |
| | | | | |
Ticker Symbol: | IVC | CUSIP Number: | 461203101 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Susan H. Alexander | Management | For | For | No |
1.2 | Elect Director Julie A. Beck | Management | For | For | No |
1.3 | Elect Director Petra Danielsohn-Weil | Management | For | For | No |
1.4 | Elect Director Diana S. Ferguson | Management | For | For | No |
1.5 | Elect Director Marc M. Gibeley | Management | For | For | No |
1.6 | Elect Director C. Martin Harris | Management | For | For | No |
1.7 | Elect Director Matthew E. Monaghan | Management | For | For | No |
1.8 | Elect Director Clifford D. Nastas | Management | For | For | No |
1.9 | Elect Director Baiju R. Shah | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Iteris, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | |
Record Date: | 7/19/2019 | Meeting Date: | 9/12/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Joseph (Joe) Bergera | Management | For | For | No |
1.2 | Elect Director Kevin C. Daly | Management | For | For | No |
1.3 | Elect Director Scott E. Deeter | Management | For | For | No |
1.4 | Elect Director Gerard M. Mooney | Management | For | For | No |
1.5 | Elect Director Laura L. Siegal | Management | For | For | No |
1.6 | Elect Director Thomas L. Thomas | Management | For | For | No |
1.7 | Elect Director Mikel H. Williams | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
4 | Adopt a Portfolio Approach on Management's Long-Term Incentive Compensation | Share Holder | For | None | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Key Tronic Corporation | | | | |
| | | | | |
Ticker Symbol: | KTCC | CUSIP Number: | 493144109 | | |
Record Date: | 9/5/2019 | Meeting Date: | 10/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James R. Bean | Management | For | For | No |
1.2 | Elect Director Craig D. Gates | Management | For | For | No |
1.3 | Elect Director Ronald F. Klawitter | Management | Withhold | For | Yes |
1.4 | Elect Director Subodh K. Kulkarni | Management | For | For | No |
1.5 | Elect Director Yacov A. Shamash | Management | For | For | No |
1.6 | Elect Director Patrick Sweeney | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
L.B. Foster Company | | | | |
| | | | | |
Ticker Symbol: | FSTR | CUSIP Number: | 350060109 | | |
Record Date: | 3/27/2020 | Meeting Date: | 5/28/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert P. Bauer | Management | For | For | No |
1.2 | Elect Director Lee B. Foster, II | Management | For | For | No |
1.3 | Elect Director Dirk Junge | Management | For | For | No |
1.4 | Elect Director Diane B. Owen | Management | For | For | No |
1.5 | Elect Director Robert S. Purgason | Management | For | For | No |
1.6 | Elect Director William H. Rackoff | Management | For | For | No |
1.7 | Elect Director Suzanne B. Rowland | Management | For | For | No |
1.8 | Elect Director Bradley S. Vizi | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Landec Corporation | | | | |
| | | | | |
Ticker Symbol: | LNDC | CUSIP Number: | 514766104 | | |
Record Date: | 8/19/2019 | Meeting Date: | 10/16/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Albert D. Bolles | Management | For | For | No |
1.2 | Elect Director Deborah Carosella | Management | For | For | No |
1.3 | Elect Director Tonia Pankopf | Management | For | For | No |
1.4 | Elect Director Craig A. Barbarosh | Management | For | For | No |
1.5 | Elect Director Charles Macaluso | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Mace Security International, Inc. | | | | |
| | | | | |
Ticker Symbol: | MACE | CUSIP Number: | 554335208 | | |
Record Date: | 6/14/2019 | Meeting Date: | 7/18/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Denis J. Amato | Management | For | For | No |
1.2 | Elect Director Bradley J. Dickerson | Management | For | For | No |
1.3 | Elect Director George C. Gehrisch | Management | For | For | No |
1.4 | Elect Director Cheryl B. McMillan | Management | For | For | No |
1.5 | Elect Director Daniel V. Perella | Management | For | For | No |
1.6 | Elect Director Hussien Shousher | Management | For | For | No |
1.7 | Elect Director Sanjay Singh | Management | For | For | No |
2 | Ratify Skoda Minotti & Co. as Auditors | Management | For | For | No |
| | | | | |
Meridian Corporation | | | | |
| | | | | |
Ticker Symbol: | MRBK | CUSIP Number: | 58958P104 | | |
Record Date: | 4/15/2020 | Meeting Date: | 6/11/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Christopher J. Annas | Management | For | For | No |
1.2 | Elect Director Edward J. Hollin | Management | Withhold | For | Yes |
1.3 | Elect Director Anthony M. Imbesi | Management | Withhold | For | Yes |
2 | Ratify Crowe LLP as Auditors | Management | For | For | No |
| | | | | |
Movado Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | MOV | CUSIP Number: | 624580106 | | |
Record Date: | 4/30/2020 | Meeting Date: | 6/25/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter A. Bridgman | Management | For | For | No |
1.2 | Elect Director Alexander Grinberg | Management | For | For | No |
1.3 | Elect Director Efraim Grinberg | Management | For | For | No |
1.4 | Elect Director Alan H. Howard | Management | For | For | No |
1.5 | Elect Director Richard Isserman | Management | For | For | No |
1.6 | Elect Director Ann Kirschner | Management | For | For | No |
1.7 | Elect Director Stephen Sadove | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
NACCO Industries, Inc. | | | | |
| | | | | |
Ticker Symbol: | NC | CUSIP Number: | 629579103 | | |
Record Date: | 3/16/2020 | Meeting Date: | 5/13/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J.C. Butler, Jr. | Management | For | For | No |
1.2 | Elect Director John S. Dalrymple, III | Management | For | For | No |
1.3 | Elect Director John P. Jumper | Management | For | For | No |
1.4 | Elect Director Dennis W. LaBarre | Management | For | For | No |
1.5 | Elect Director Timothy K. Light | Management | For | For | No |
1.6 | Elect Director Michael S. Miller | Management | Withhold | For | Yes |
1.7 | Elect Director Richard de J. Osborne | Management | For | For | No |
1.8 | Elect Director Alfred M. Rankin, Jr. | Management | For | For | No |
1.9 | Elect Director Matthew M. Rankin | Management | For | For | No |
1.10 | Elect Director Roger F. Rankin | Management | For | For | No |
1.11 | Elect Director Lori J. Robinson | Management | For | For | No |
1.12 | Elect Director Britton T. Taplin | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Newtek Business Services Corp. | | | | |
| | | | | |
Ticker Symbol: | NEWT | CUSIP Number: | 652526203 | | |
Record Date: | 4/29/2020 | Meeting Date: | 6/12/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard J. Salute | Management | For | For | No |
1.2 | Elect Director Salvatore F. Mulia | Management | For | For | No |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Olympic Steel, Inc. | | | | |
| | | | | |
Ticker Symbol: | ZEUS | CUSIP Number: | 68162K106 | | |
Record Date: | 3/9/2020 | Meeting Date: | 5/1/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David A. Wolfort | Management | For | For | No |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For | No |
1.3 | Elect Director Idalene F. Kesner | Management | For | For | No |
1.4 | Elect Director Richard P. Stovsky | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For | No |
| | | | | |
Orion Group Holdings Inc. | | | | |
| | | | | |
Ticker Symbol: | ORN | CUSIP Number: | 68628V308 | | |
Record Date: | 3/27/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Thomas N. Amonett | Management | For | For | No |
1b | Elect Director Margaret M. Foran | Management | For | For | No |
1c | Elect Director Mark R. Stauffer | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditor | Management | For | For | No |
| | | | | |
PCTEL, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PCTI | CUSIP Number: | 69325Q105 | | |
Record Date: | 3/30/2020 | Meeting Date: | 5/27/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven D. Levy | Management | For | For | No |
1.2 | Elect Director Giacomo Marini | Management | For | For | No |
1.3 | Elect Director David A. Neumann | Management | For | For | No |
2 | Reduce Authorized Common Stock | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify Grant Thornton LLP as Auditor | Management | For | For | No |
| | | | | |
Perceptron, Inc. | | | | | |
| | | | | |
Ticker Symbol: | PRCP | CUSIP Number: | 71361F100 | | |
Record Date: | 9/20/2019 | Meeting Date: | 11/18/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John F. Bryant | Management | For | For | No |
1.2 | Elect Director Jay W. Freeland | Management | For | For | No |
1.3 | Elect Director Sujatha Kumar | Management | For | For | No |
1.4 | Elect Director C. Richard Neely, Jr. | Management | For | For | No |
1.5 | Elect Director James A. Ratigan | Management | For | For | No |
1.6 | Elect Director William C. Taylor | Management | For | For | No |
1.7 | Elect Director David L. Watza | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Perma-Fix Environmental Services, Inc. | | | | |
| | | | | |
Ticker Symbol: | PESI | CUSIP Number: | 714157203 | | |
Record Date: | 6/6/2019 | Meeting Date: | 7/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Louis F. Centofanti | Management | Withhold | For | Yes |
1.2 | Elect Director S. Robert Cochran | Management | Withhold | For | Yes |
1.3 | Elect Director Joe R. Reeder | Management | Withhold | For | Yes |
1.4 | Elect Director Larry M. Shelton | Management | Withhold | For | Yes |
1.5 | Elect Director Zach P. Wamp | Management | Withhold | For | Yes |
1.6 | Elect Director Mark A. Zwecker | Management | Withhold | For | Yes |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
PICO Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | PICO | CUSIP Number: | 693366205 | | |
Record Date: | 4/6/2020 | Meeting Date: | 5/28/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gregory E. Bylinsky | Management | For | For | No |
1b | Elect Director Dorothy A. Timian-Palmer | Management | For | For | No |
1c | Elect Director Eric H. Speron | Management | For | For | No |
1d | Elect Director Maxim C.W. Webb | Management | For | For | No |
1e | Elect Director Nicole L. Weymouth | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Postal Realty Trust, Inc. | | | | |
| | | | | |
Ticker Symbol: | PSTL | CUSIP Number: | 73757R102 | | |
Record Date: | 5/7/2020 | Meeting Date: | 6/26/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Patrick R. Donahoe | Management | For | For | No |
1.2 | Elect Director Barry Lefkowitz | Management | Withhold | For | Yes |
1.3 | Elect Director Jane Gural-Senders | Management | Withhold | For | Yes |
1.4 | Elect Director Anton Feingold | Management | withhold | For | Yes |
1.5 | Elect Director Andrew Spodek | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Profire Energy, Inc. | | | | |
| | | | | |
Ticker Symbol: | PFIE | CUSIP Number: | 74316X101 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/17/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brenton W. Hatch | Management | For | For | No |
1.2 | Elect Director Ryan W. Oviatt | Management | For | For | No |
1.3 | Elect Director Ronald R. Spoehel | Management | For | For | No |
1.4 | Elect Director Daren J. Shaw | Management | For | For | No |
1.5 | Elect Director Arlen B. Crouch | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Sadler, Gibb & Associates, LLC as Auditors | Management | For | For | No |
| | | | | |
Psychemedics Corporation | | | | |
| | | | | |
Ticker Symbol: | PMD | CUSIP Number: | 744375205 | | |
Record Date: | 3/17/2020 | Meeting Date: | 5/14/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Raymond C. Kubacki | Management | For | For | No |
1.2 | Elect Director A. Clinton Allen | Management | For | For | No |
1.3 | Elect Director Harry Connick | Management | For | For | No |
1.4 | Elect Director Walter S. Tomenson, Jr. | Management | For | For | No |
1.5 | Elect Director Fred J. Weinert | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
RealNetworks, Inc. | | | | |
| | | | | |
Ticker Symbol: | RNWK | CUSIP Number: | 75605L708 | | |
Record Date: | 9/11/2019 | Meeting Date: | 10/31/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Christopher R. Jones | Management | Withhold | For | Yes |
1.2 | Elect Director Dawn G. Lepore | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Richardson Electronics, Ltd. | | | | |
| | | | | |
Ticker Symbol: | RELL | CUSIP Number: | 763165107 | | |
Record Date: | 8/9/2019 | Meeting Date: | 10/8/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Edward J. Richardson | Management | For | For | No |
1.2 | Elect Director Paul J. Plante | Management | For | For | No |
1.3 | Elect Director Jacques Belin | Management | For | For | No |
1.4 | Elect Director James Benham | Management | For | For | No |
1.5 | Elect Director Kenneth Halverson | Management | For | For | No |
1.6 | Elect Director Robert H. Kluge | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Salem Media Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | SALM | CUSIP Number: | 794093104 | | |
Record Date: | 3/11/2020 | Meeting Date: | 5/6/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Stuart W. Epperson | Management | For | For | No |
1b | Elect Director Edward G. Atsinger, III | Management | For | For | No |
1c | Elect Director Richard A. Riddle | Management | For | For | No |
1d | Elect Director Eric H. Halvorson | Management | For | For | No |
1e | Elect Director Heather W. Grizzle | Management | For | For | No |
2 | Ratify Crowe LLP as Auditors | Management | For | For | No |
| | | | | |
Shiloh Industries, Inc. | | | | |
| | | | | |
Ticker Symbol: | SHLO | CUSIP Number: | 824543102 | | |
Record Date: | 1/2/2020 | Meeting Date: | 2/26/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Curtis E. Moll | Management | For | For | No |
1.2 | Elect Director Ramzi Y. Hermiz | Management | For | For | No |
1.3 | Elect Director Robert J. King, Jr. | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Sterling Construction Company, Inc. | | | | |
| | | | | |
Ticker Symbol: | STRL | CUSIP Number: | 859241101 | | |
Record Date: | 3/12/2020 | Meeting Date: | 5/6/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Roger A. Cregg | Management | For | For | No |
1.2 | Elect Director Joseph A. Cutillo | Management | For | For | No |
1.3 | Elect Director Marian M. Davenport | Management | For | For | No |
1.4 | Elect Director Raymond F. Messer | Management | For | For | No |
1.5 | Elect Director Dana C. O'Brien | Management | For | For | No |
1.6 | Elect Director Charles R. Patton | Management | For | For | No |
1.7 | Elect Director Thomas M. White | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Synacor, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SYNC | CUSIP Number: | 871561106 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/15/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Kevin M. Rendino | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Tandy Leather Factory, Inc. | | | | |
| | | | | |
Ticker Symbol: | TLF | CUSIP Number: | 87538X105 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/2/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Janet Carr | Management | For | For | No |
1.2 | Elect Director Vicki Cantrell | Management | For | For | No |
1.3 | Elect Director Jefferson Gramm | Management | For | For | No |
1.4 | Elect Director Sharon M. Leite | Management | For | For | No |
1.5 | Elect Director James Pappas | Management | For | For | No |
1.6 | Elect Director Sejal Patel | Management | For | For | No |
1.7 | Elect Director William M. Warren | Management | Withhold | For | Yes |
2 | Amend Restricted Stock Plan | Management | For | For | No |
3 | Ratify Weaver and Tidwell LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Teekay Tankers Ltd. | | | | |
| | | | | |
Ticker Symbol: | TNK | CUSIP Number: | Y8565N300 | | |
Record Date: | 4/29/2020 | Meeting Date: | 6/24/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kenneth Hvid | Management | Withhold | For | Yes |
1.2 | Elect Director Arthur Bensler | Management | Withhold | For | Yes |
1.3 | Elect Director Sai W. Chu | Management | For | For | No |
1.4 | Elect Director Richard T. du Moulin | Management | For | For | No |
1.5 | Elect Director David Schellenberg | Management | For | For | No |
| | | | | |
The L.S. Starrett Company | | | | |
| | | | | |
Ticker Symbol: | SCX | CUSIP Number: | 855668109 | | |
Record Date: | 8/16/2019 | Meeting Date: | 10/16/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard B. Kennedy | Management | Withhold | For | Yes |
1.2 | Elect Director Terry A. Piper | Management | Withhold | For | Yes |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Tiptree Inc. | | | | | |
| | | | | |
Ticker Symbol: | TIPT | CUSIP Number: | 88822Q103 | | |
Record Date: | 4/17/2020 | Meeting Date: | 6/15/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Paul M. Friedman | Management | Withhold | For | Yes |
1.2 | Elect Director Bradley E. Smith | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
TriState Capital Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | TSC | CUSIP Number: | 89678F100 | | |
Record Date: | 4/1/2020 | Meeting Date: | 5/29/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Anthony J. Buzzelli | Management | For | For | No |
1.2 | Elect Director Helen Hanna Casey | Management | For | For | No |
1.3 | Elect Director Brian S. Fetterolf | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
TrustCo Bank Corp NY | | | | |
| | | | | |
Ticker Symbol: | TRST | CUSIP Number: | 898349105 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Anthony J. Marinello | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Crowe LLP as Auditors | Management | For | For | No |
| | | | | |
United Insurance Holdings Corp. | | | | |
| | | | | |
Ticker Symbol: | UIHC | CUSIP Number: | 910710102 | | |
Record Date: | 3/9/2020 | Meeting Date: | 5/5/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Alec L. Poitevint, II | Management | For | For | No |
1.2 | Elect Director Kern M. Davis | Management | Against | For | Yes |
1.3 | Elect Director William H. Hood, III | Management | For | For | No |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For | No |
1.5 | Elect Director Patrick F. Maroney | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Universal Stainless & Alloy Products, Inc. | | | | |
| | | | | |
Ticker Symbol: | USAP | CUSIP Number: | 913837100 | | |
Record Date: | 3/20/2020 | Meeting Date: | 5/7/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Christopher L. Ayers | Management | For | For | No |
1.2 | Elect Director Judith L. Bacchus | Management | For | For | No |
1.3 | Elect Director M. David Kornblatt | Management | For | For | No |
1.4 | Elect Director Dennis M. Oates | Management | For | For | No |
1.5 | Elect Director Udi Toledano | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Schneider Downs & Co., Inc. as Auditors | Management | For | For | No |
| | | | | |
VAALCO Energy, Inc. | | | | |
| | | | | |
Ticker Symbol: | EGY | CUSIP Number: | 91851C201 | | |
Record Date: | 4/27/2020 | Meeting Date: | 6/25/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Cary M. Bounds | Management | For | For | No |
1.2 | Elect Director Andrew L. Fawthrop | Management | For | For | No |
1.3 | Elect Director George Maxwell | Management | For | For | No |
1.4 | Elect Director Cathy Stubbs | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
VOXX International Corporation | | | | |
| | | | | |
Ticker Symbol: | VOXX | CUSIP Number: | 91829F104 | | |
Record Date: | 5/28/2019 | Meeting Date: | 7/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter A. Lesser | Management | Withhold | For | Yes |
1.2 | Elect Director Denise Waund Gibson | Management | Withhold | For | Yes |
1.3 | Elect Director John Adamovich, Jr. | Management | Withhold | For | Yes |
1.4 | Elect Director John J. Shalam | Management | Withhold | For | Yes |
1.5 | Elect Director Patrick M. Lavelle | Management | Withhold | For | Yes |
1.6 | Elect Director Charles M. Stoehr | Management | Withhold | For | Yes |
1.7 | Elect Director Ari M. Shalam | Management | Withhold | For | Yes |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
ZAGG Inc | | | | | |
| | | | | |
Ticker Symbol: | ZAGG | CUSIP Number: | 98884U108 | | |
Record Date: | 4/17/2020 | Meeting Date: | 6/11/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Chris Ahern | Management | For | For | No |
1.2 | Elect Director Michael T. Birch | Management | For | For | No |
1.3 | Elect Director Cheryl A. Larabee | Management | For | For | No |
1.4 | Elect Director Daniel R. Maurer | Management | For | For | No |
1.5 | Elect Director P. Scott Stubbs | Management | For | For | No |
1.6 | Elect Director Ronald G. Garriques | Management | For | For | No |
1.7 | Elect Director Edward Terino | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
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Ancora Dividend Value Equity Fund | | | | |
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AbbVie Inc. | | | | | |
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Ticker Symbol: | ABBV | CUSIP Number: | 00287Y109 | | |
Record Date: | 3/13/2020 | Meeting Date: | 5/8/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert J. Alpern | Management | For | For | No |
1.2 | Elect Director Edward M. Liddy | Management | For | For | No |
1.3 | Elect Director Melody B. Meyer | Management | For | For | No |
1.4 | Elect Director Frederick H. Waddell | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
5 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes |
6 | Require Independent Board Chairman | Share Holder | Against | Against | No |
7 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | Share Holder | For | Against | Yes |
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Accenture plc | | | | | |
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Ticker Symbol: | ACN | CUSIP Number: | G1151C101 | | |
Record Date: | 12/2/2019 | Meeting Date: | 1/30/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Jaime Ardila | Management | For | For | No |
1b | Elect Director Herbert Hainer | Management | For | For | No |
1c | Elect Director Nancy McKinstry | Management | For | For | No |
1d | Elect Director Gilles C. Pelisson | Management | For | For | No |
1e | Elect Director Paula A. Price | Management | For | For | No |
1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For | No |
1g | Elect Director David Rowland | Management | For | For | No |
1h | Elect Director Arun Sarin | Management | For | For | No |
1i | Elect Director Julie Sweet | Management | For | For | No |
1j | Elect Director Frank K. Tang | Management | For | For | No |
1k | Elect Director Tracey T. Travis | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
5 | Authorize Board to Allot and Issue Shares | Management | For | For | No |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For | No |
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For | No |
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Amgen Inc. | | | | | |
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Ticker Symbol: | AMGN | CUSIP Number: | 031162100 | | |
Record Date: | 3/20/2020 | Meeting Date: | 5/19/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Wanda M. Austin | Management | For | For | No |
1b | Elect Director Robert A. Bradway | Management | For | For | No |
1c | Elect Director Brian J. Druker | Management | For | For | No |
1d | Elect Director Robert A. Eckert | Management | For | For | No |
1e | Elect Director Greg C. Garland | Management | For | For | No |
1f | Elect Director Fred Hassan | Management | For | For | No |
1g | Elect Director Charles M. Holley, Jr. | Management | For | For | No |
1h | Elect Director Tyler Jacks | Management | For | For | No |
1i | Elect Director Ellen J. Kullman | Management | For | For | No |
1j | Elect Director Ronald D. Sugar | Management | For | For | No |
1k | Elect Director R. Sanders Williams | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Require Independent Board Chairman | Share Holder | Against | Against | No |
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Apple Inc. | | | | | |
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Ticker Symbol: | APPL | CUSIP Number: | 037833100 | | |
Record Date: | 1/2/2020 | Meeting Date: | 2/26/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director James Bell | Management | For | For | No |
1b | Elect Director Tim Cook | Management | For | For | No |
1c | Elect Director Al Gore | Management | For | For | No |
1d | Elect Director Andrea Jung | Management | For | For | No |
1e | Elect Director Art Levinson | Management | For | For | No |
1f | Elect Director Ron Sugar | Management | For | For | No |
1g | Elect Director Sue Wagner | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Proxy Access Amendments | Share Holder | For | Against | Yes |
5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Share Holder | Against | Against | No |
6 | Report on Freedom of Expression and Access to Information Policies | Share Holder | For | Against | Yes |
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AT&T Inc. | | | | | |
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Ticker Symbol: | T | CUSIP Number: | 00206R102 | | |
Record Date: | 2/26/2020 | Meeting Date: | 4/24/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Randall L. Stephenson | Management | For | For | No |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For | No |
1.3 | Elect Director Richard W. Fisher | Management | For | For | No |
1.4 | Elect Director Scott T. Ford | Management | For | For | No |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For | No |
1.6 | Elect Director William E. Kennard | Management | For | For | No |
1.7 | Elect Director Debra L. Lee | Management | For | For | No |
1.8 | Elect Director Stephen J. Luczo | Management | For | For | No |
1.9 | Elect Director Michael B. McCallister | Management | For | For | No |
1.10 | Elect Director Beth E. Mooney | Management | For | For | No |
1.11 | Elect Director Matthew K. Rose | Management | For | For | No |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For | No |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Share Holder | For | For | No |
4 | Require Independent Board Chairman | Management | For | Against | Yes |
5 | Approve Nomination of Employee Representative Director | Management | Against | Against | No |
6 | Improve Guiding Principles of Executive Compensation | Management | Against | Against | No |
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Bank of America Corporation | | | | |
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Ticker Symbol: | BAC | CUSIP Number: | 060505104 | | |
Record Date: | 3/2/2020 | Meeting Date: | 4/22/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Sharon L. Allen | Management | For | For | No |
1b | Elect Director Susan S. Bies | Management | For | For | No |
1c | Elect Director Jack O. Bovender, Jr. | Management | For | For | No |
1d | Elect Director Frank P. Bramble, Sr. | Management | For | For | No |
1e | Elect Director Pierre J.P. de Weck | Management | For | For | No |
1f | Elect Director Arnold W. Donald | Management | For | For | No |
1g | Elect Director Linda P. Hudson | Management | For | For | No |
1h | Elect Director Monica C. Lozano | Management | For | For | No |
1i | Elect Director Thomas J. May | Management | For | For | No |
1j | Elect Director Brian T. Moynihan | Management | For | For | No |
1k | Elect Director Lionel L. Nowell, III | Management | For | For | No |
1l | Elect Director Denise L. Ramos | Management | For | For | No |
1m | Elect Director Clayton S. Rose | Management | For | For | No |
1n | Elect Director Michael D. White | Management | For | For | No |
1o | Elect Director Thomas D. Woods | Management | For | For | No |
1p | Elect Director R. David Yost | Management | For | For | No |
1q | Elect Director Maria T. Zuber | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Amend Proxy Access Right | Share Holder | For | Against | Yes |
5 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes |
6 | Report on Gender Pay Gap | Share Holder | Against | Against | No |
7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Share Holder | Against | Against | No |
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BlackRock, Inc. | | | | | |
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Ticker Symbol: | BLK | CUSIP Number: | 09247X101 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/21/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Bader M. Alsaad | Management | For | For | No |
1b | Elect Director Mathis Cabiallavetta | Management | For | For | No |
1c | Elect Director Pamela Daley | Management | For | For | No |
1d | Elect Director William S. Demchak | Management | For | For | No |
1e | Elect Director Jessica P. Einhorn | Management | For | For | No |
1f | Elect Director Laurence D. Fink | Management | For | For | No |
1g | Elect Director William E. Ford | Management | For | For | No |
1h | Elect Director Fabrizio Freda | Management | For | For | No |
1i | Elect Director Murry S. Gerber | Management | For | For | No |
1j | Elect Director Margaret L. Johnson | Management | For | For | No |
1k | Elect Director Robert S. Kapito | Management | For | For | No |
1l | Elect Director Cheryl D. Mills | Management | For | For | No |
1m | Elect Director Gordon M. Nixon | Management | For | For | No |
1n | Elect Director Charles H. Robbins | Management | For | For | No |
1o | Elect Director Marco Antonio Slim Domit | Management | For | For | No |
1p | Elect Director Susan L. Wagner | Management | For | For | No |
1q | Elect Director Mark Wilson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte LLP as Auditors | Management | For | For | No |
4 | Report on the Statement on the Purpose of a Corporation | Shareholder | Against | Against | No |
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Broadcom Inc. | | | | | |
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Ticker Symbol: | AVGO | CUSIP Number: | 11135F101 | | |
Record Date: | 2/6/2020 | Meeting Date: | 3/30/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Hock E. Tan | Management | For | For | No |
1b | Elect Director Henry Samueli | Management | For | For | No |
1c | Elect Director Eddy W. Hartenstein | Management | For | For | No |
1d | Elect Director Diane M. Bryant | Management | For | For | No |
1e | Elect Director Gayla J. Delly | Management | For | For | No |
1f | Elect Director Raul J. Fernandez | Management | For | For | No |
1g | Elect Director Check Kian Low | Management | For | For | No |
1h | Elect Director Justine F. Page | Management | For | For | No |
1i | Elect Director Harry L. You | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Aganst | For | No |
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Chevron Corporation | | | | |
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Ticker Symbol: | CVX | CUSIP Number: | 166764100 | | |
Record Date: | 3/30/2020 | Meeting Date: | 5/27/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Wanda M. Austin | Management | For | For | No |
1b | Elect Director John B. Frank | Management | For | For | No |
1c | Elect Director Alice P. Gast | Management | For | For | No |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For | No |
1e | Elect Director Charles W. Moorman, IV | Management | For | For | No |
1f | Elect Director Dambisa F. Moyo | Management | For | For | No |
1g | Elect Director Debra Reed-Klages | Management | For | For | No |
1h | Elect Director Ronald D. Sugar | Management | For | For | No |
1i | Elect Director D. James Umpleby, III | Management | For | For | No |
1j | Elect Director Michael K. Wirth | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes |
5 | Establish Board Committee on Climate Risk | Share Holder | Against | Against | No |
6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | Share Holder | For | Against | Yes |
7 | Report on Petrochemical Risk | Share Holder | For | Against | Yes |
8 | Report on Human Rights Practices | Share Holder | Against | Against | No |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes |
10 | Require Independent Board Chair | Share Holder | Against | Against | No |
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Cisco Systems, Inc. | | | | |
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Ticker Symbol: | CSCO | CUSIP Number: | 17275R102 | | |
Record Date: | 10/11/2019 | Meeting Date: | 12/10/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director M. Michele Burns | Management | For | For | No |
1b | Elect Director Wesley G. Bush | Management | For | For | No |
1c | Elect Director Michael D. Capellas | Management | For | For | No |
1d | Elect Director Mark Garrett | Management | For | For | No |
1e | Elect Director Kristina M. Johnson | Management | For | For | No |
1f | Elect Director Roderick C. McGeary | Management | For | For | No |
1g | Elect Director Charles H. Robbins | Management | For | For | No |
1h | Elect Director Arun Sarin | Management | For | For | No |
1i | Elect Director Brenton L. Saunders | Management | For | For | No |
1j | Elect Director Carol B. Tome | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Require Independent Board Chairman | Share Holder | Against | Against | No |
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Citizens Financial Group, Inc. | | | | |
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Ticker Symbol: | CFG | CUSIP Number: | 174610105 | | |
Record Date: | 2/25/2020 | Meeting Date: | 4/23/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Bruce Van Saun | Management | For | For | No |
1.2 | Elect Director Christine M. Cumming | Management | For | For | No |
1.3 | Elect Director William P. Hankowsky | Management | For | For | No |
1.4 | Elect Director Howard W. Hanna, III | Management | For | For | No |
1.5 | Elect Director Leo I. ("Lee") Higdon | Management | For | For | No |
1.6 | Elect Director Edward J. ("Ned") Kelly, III | Management | For | For | No |
1.7 | Elect Director Charles J. ("Bud") Koch | Management | For | For | No |
1.8 | Elect Director Robert G. Leary | Management | For | For | No |
1.9 | Elect Director Terrance J. Lillis | Management | For | For | No |
1.10 | Elect Director Shivan Subramaniam | Management | For | For | No |
1.11 | Elect Director Wendy A. Watson | Management | For | For | No |
1.12 | Elect Director Marita Zuraitis | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Provide Right to Call Special Meeting | Management | For | For | No |
5 | Amend Certificate of Incorporation to Remove Non-Operative Provisions | Management | For | For | No |
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CVS Health Corporation | | | | |
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Ticker Symbol: | CVS | CUSIP Number: | 126650100 | | |
Record Date: | 3/18/2020 | Meeting Date: | 5/14/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Fernando Aguirre | Management | For | For | No |
1b | Elect Director C. David Brown, II | Management | For | For | No |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For | No |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For | No |
1e | Elect Director David W. Dorman | Management | For | For | No |
1f | Elect Director Roger N. Farah | Management | For | For | No |
1g | Elect Director Anne M. Finucane | Management | For | For | No |
1h | Elect Director Edward J. Ludwig | Management | For | For | No |
1i | Elect Director Larry J. Merlo | Management | For | For | No |
1j | Elect Director Jean-Pierre Millon | Management | For | For | No |
1k | Elect Director Mary L. Schapiro | Management | For | For | No |
1l | Elect Director William C. Weldon | Management | For | For | No |
1m | Elect Director Tony L. White | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
6 | Amend Shareholder Written Consent Provisions | Management | Against | Against | No |
7 | Require Independent Board Chairman | Management | Against | Against | No |
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Diageo Plc | | | | | |
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Ticker Symbol: | DGE | CUSIP Number: | 25243Q205 | | |
Record Date: | 8/2/2019 | Meeting Date: | 9/19/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Accept Financial Statements and Statutory Reports | Management | For | For | No |
2 | Approve Remuneration Report | Management | For | For | No |
3 | Approve Final Dividend | Management | For | For | No |
4 | Elect Debra Crew as Director | Management | For | For | No |
5 | Re-elect Lord Davies as Director | Management | For | For | No |
6 | Re-elect Javier Ferran as Director | Management | For | For | No |
7 | Re-elect Susan Kilsby as Director | Management | For | For | No |
8 | Re-elect Ho KwonPing as Director | Management | For | For | No |
9 | Re-elect Nicola Mendelsohn as Director | Management | For | For | No |
10 | Re-elect Ivan Menezes as Director | Management | For | For | No |
11 | Re-elect Kathryn Mikells as Director | Management | For | For | No |
12 | Re-elect Alan Stewart as Director | Management | For | For | No |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For | No |
15 | Authorise EU Political Donations and Expenditure | Management | For | For | No |
16 | Authorise Issue of Equity | Management | For | For | No |
17 | Approve Irish Sharesave Scheme | Management | For | For | No |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For | No |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For | No |
20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For | No |
21 | Adopt New Articles of Association | Management | For | For | No |
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Discover Financial Services | | | | |
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Ticker Symbol: | DFS | CUSIP Number: | 254709108 | | |
Record Date: | 3/16/2020 | Meeting Date: | 5/14/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For | No |
1.2 | Elect Director Mary K. Bush | Management | For | For | No |
1.3 | Elect Director Gregory C. Case | Management | For | For | No |
1.4 | Elect Director Candace H. Duncan | Management | For | For | No |
1.5 | Elect Director Joseph F. Eazor | Management | For | For | No |
1.6 | Elect Director Cynthia A. Glassman | Management | For | For | No |
1.7 | Elect Director Roger C. Hochschild | Management | For | For | No |
1.8 | Elect Director Thomas G. Maheras | Management | For | For | No |
1.9 | Elect Director Michael H. Moskow | Management | For | For | No |
1.10 | Elect Director Mark A. Thierer | Management | For | For | No |
1.11 | Elect Director Lawrence A. Weinbach - Withdrawn Resolution | Management | | | No |
1.12 | Elect Director Jennifer L. Wong | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
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Eaton Corporation plc | | | | |
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Ticker Symbol: | ETN | CUSIP Number: | G29183103 | | |
Record Date: | 2/24/2020 | Meeting Date: | 4/22/2020 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Craig Arnold | Management | For | For | No |
1b | Elect Director Christopher M. Connor | Management | For | For | No |
1c | Elect Director Michael J. Critelli | Management | For | For | No |
1d | Elect Director Richard H. Fearon | Management | For | For | No |
1e | Elect Director Olivier Leonetti | Management | For | For | No |
1f | Elect Director Deborah L. McCoy | Management | For | For | No |
1g | Elect Director Silvio Napoli | Management | For | For | No |
1h | Elect Director Gregory R. Page | Management | For | For | No |
1i | Elect Director Sandra Pianalto | Management | For | For | No |
1j | Elect Director Lori J. Ryerkerk | Management | For | For | No |
1k | Elect Director Gerald B. Smith | Management | For | For | No |
1l | Elect Director Dorothy C. Thompson | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For | No |
6 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For | No |
7 | Authorize Share Repurchase of Issued Share Capital | Management | For | For | No |
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First American Funds, Inc. | | | | |
| | | | | |
Ticker Symbol: | | CUSIP Number: | 31846V203 | | |
Record Date: | 7/12/2019 | Meeting Date: | 8/29/2019 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Baumgardner | Management | For | For | No |
1.2 | Elect Director Mark E. Gaumond | Management | For | For | No |
1.3 | Elect Director Roger A. Gibson | Management | For | For | No |
1.4 | Elect Director Jennifer J. McPeek | Management | For | For | No |
1.5 | Elect Director C. David Myers | Management | For | For | No |
1.6 | Elect Director Richard K. Riederer | Management | For | For | No |
1.7 | Elect Director P. Kelly Tompkins | Management | For | For | No |
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Honeywell International Inc. | | | | |
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Ticker Symbol: | HON | CUSIP Number: | 438516106 | | |
Record Date: | 2/28/2020 | Meeting Date: | 4/27/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Darius Adamczyk | Management | For | For | No |
1B | Elect Director Duncan B. Angove | Management | For | For | No |
1C | Elect Director William S. Ayer | Management | For | For | No |
1D | Elect Director Kevin Burke | Management | For | For | No |
1E | Elect Director D. Scott Davis | Management | For | For | No |
1F | Elect Director Linnet F. Deily | Management | For | For | No |
1G | Elect Director Deborah Flint | Management | For | For | No |
1H | Elect Director Judd Gregg | Management | For | For | No |
1I | Elect Director Clive Hollick | Management | For | For | No |
1J | Elect Director Grace D. Lieblein | Management | For | For | No |
1K | Elect Director Raymond T. Odierno | Management | For | For | No |
1L | Elect Director George Paz | Management | For | For | No |
1M | Elect Director Robin L. Washington | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Management | Against | Against | No |
5 | Report on Lobbying Payments and Policy | Management | For | Against | Yes |
| | | | | |
Johnson & Johnson | | | | |
| | | | | |
Ticker Symbol: | JNJ | CUSIP Number: | 478160104 | | |
Record Date: | 2/25/2020 | Meeting Date: | 4/23/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Mary C. Beckerle | Management | For | For | No |
1b | Elect Director D. Scott Davis | Management | For | For | No |
1c | Elect Director Ian E. L. Davis | Management | For | For | No |
1d | Elect Director Jennifer A. Doudna | Management | For | For | No |
1e | Elect Director Alex Gorsky | Management | For | For | No |
1f | Elect Director Marillyn A. Hewson | Management | For | For | No |
1g | Elect Director Hubert Joly | Management | For | For | No |
1h | Elect Director Mark B. McClellan | Management | For | For | No |
1i | Elect Director Anne M. Mulcahy | Management | For | For | No |
1j | Elect Director Charles Prince | Management | For | For | No |
1k | Elect Director A. Eugene Washington | Management | For | For | No |
1l | Elect Director Mark A. Weinberger | Management | For | For | No |
1m | Elect Director Ronald A. Williams | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Management | For | For | No |
5 | Require Independent Board Chair | Share Holder | Against | Against | Yes |
6 | Report on Governance Measures Implemented Related to Opioids | Share Holder | Against | Against | Yes |
| | | | | |
JPMorgan Chase & Co. | | | | |
| | | | | |
Ticker Symbol: | JPM | CUSIP Number: | 46625H100 | | |
Record Date: | 3/20/2020 | Meeting Date: | 5/19/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Linda B. Bammann | Management | For | For | No |
1b | Elect Director Stephen B. Burke | Management | For | For | No |
1c | Elect Director Todd A. Combs | Management | For | For | No |
1d | Elect Director James S. Crown | Management | For | For | No |
1e | Elect Director James Dimon | Management | For | For | No |
1f | Elect Director Timothy P. Flynn | Management | For | For | No |
1g | Elect Director Mellody Hobson | Management | For | For | No |
1h | Elect Director Michael A. Neal | Management | For | For | No |
1i | Elect Director Lee R. Raymond | Management | For | For | No |
1j | Elect Director Virginia M. Rometty | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | No |
4 | Require Independent Board Chair | Share Holder | For | Against | Yes |
5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Share Holder | Against | Against | No |
6 | Report on Climate Change | Share Holder | For | Against | Yes |
7 | Amend Shareholder Written Consent Provisions | Share Holder | Against | Against | No |
8 | Report on Charitable Contributions | Share Holder | Against | Against | No |
9 | Report on Gender/Racial Pay Gap | Share Holder | Against | Against | No |
| | | | | |
L3Harris Technologies, Inc. | | | | |
| | | | | |
Ticker Symbol: | LHX | CUSIP Number: | 502431109 | | |
Record Date: | 8/30/2019 | Meeting Date: | 10/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Sallie B. Bailey | Management | For | For | No |
1b | Elect Director William M. Brown | Management | For | For | No |
1c | Elect Director Peter W. Chiarelli | Management | For | For | No |
1d | Elect Director Thomas A. Corcoran | Management | For | For | No |
1e | Elect Director Thomas A. Dattilo | Management | For | For | No |
1f | Elect Director Roger B. Fradin | Management | For | For | No |
1g | Elect Director Lewis Hay, III | Management | For | For | No |
1h | Elect Director Lewis Kramer | Management | For | For | No |
1i | Elect Director Christopher E. Kubasik | Management | For | For | No |
1j | Elect Director Rita S. Lane | Management | For | For | No |
1k | Elect Director Robert B. Millard | Management | For | For | No |
1l | Elect Director Lloyd W. Newton | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
1a | Elect Director Sallie B. Bailey | Management | For | For | No |
1b | Elect Director William M. Brown | Management | For | For | No |
1c | Elect Director Peter W. Chiarelli | Management | For | For | No |
1d | Elect Director Thomas A. Corcoran | Management | For | For | No |
1e | Elect Director Thomas A. Dattilo | Management | For | For | No |
1f | Elect Director Roger B. Fradin | Management | For | For | No |
1g | Elect Director Lewis Hay, III | Management | For | For | No |
1h | Elect Director Lewis Kramer | Management | For | For | No |
1i | Elect Director Christopher E. Kubasik | Management | For | For | No |
1j | Elect Director Rita S. Lane | Management | For | For | No |
1k | Elect Director Robert B. Millard | Management | For | For | No |
1l | Elect Director Lloyd W. Newton | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations | Management | For | For | No |
5 | Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision | Management | For | For | No |
6 | Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision | Management | For | For | No |
7 | Provide Right to Act by Written Consent | Share Holder | For | Against | Yes |
| | | | | |
Marathon Petroleum Corporation | | | | |
| | | | | |
Ticker Symbol: | MPC | CUSIP Number: | 56585A102 | | |
Record Date: | 3/2/2020 | Meeting Date: | 4/29/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Declassify the Board of Directors | Management | For | For | No |
2a | Elect Director Steven A. Davis | Management | For | For | No |
2b | Elect Director J. Michael Stice | Management | For | For | No |
2c | Elect Director John P. Surma | Management | For | For | No |
2d | Elect Director Susan Tomasky | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Adopt Simple Majority Vote | Management | For | For | No |
6 | Report on Integrating Community Impacts Into Executive Compensation Program | Share Holder | Against | Against | No |
| | | | | |
McDonald's Corporation | | | | |
| | | | | |
Ticker Symbol: | MCD | CUSIP Number: | 580135101 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Lloyd Dean | Management | For | For | No |
1b | Elect Director Robert Eckert | Management | For | For | No |
1c | Elect Director Catherine Engelbert | Management | For | For | No |
1d | Elect Director Margaret Georgiadis | Management | For | For | No |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For | No |
1f | Elect Director Christopher Kempczinski | Management | For | For | No |
1g | Elect Director Richard Lenny | Management | For | For | No |
1h | Elect Director John Mulligan | Management | For | For | No |
1i | Elect Director Sheila Penrose | Management | For | For | No |
1j | Elect Director John Rogers, Jr. | Management | For | For | No |
1k | Elect Director Paul Walsh | Management | For | For | No |
1l | Elect Director Miles White | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes |
6 | Report on Sugar and Public Health | Share Holder | Against | Against | No |
| | | | | |
Medtronic plc | | | | | |
| | | | | |
Ticker Symbol: | MDT | CUSIP Number: | G5960L103 | | |
Record Date: | 10/10/2019 | Meeting Date: | 12/6/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Richard H. Anderson | Management | For | For | No |
1b | Elect Director Craig Arnold | Management | For | For | No |
1c | Elect Director Scott C. Donnelly | Management | For | For | No |
1d | Elect Director Andrea J. Goldsmith | Management | For | For | No |
1e | Elect Director Randall J. Hogan, III | Management | For | For | No |
1f | Elect Director Omar Ishrak | Management | For | For | No |
1g | Elect Director Michael O. Leavitt | Management | For | For | No |
1h | Elect Director James T. Lenehan | Management | For | For | No |
1i | Elect Director Geoffrey S. Martha | Management | For | For | No |
1j | Elect Director Elizabeth G. Nabel | Management | For | For | No |
1k | Elect Director Denise M. O'Leary | Management | For | For | No |
1l | Elect Director Kendall J. Powell | Management | For | For | No |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For | No |
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For | No |
6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For | No |
| | | | | |
Microsoft Corporation | | | | |
| | | | | |
Ticker Symbol: | MSFT | CUSIP Number: | 594918104 | | |
Record Date: | 10/8/2019 | Meeting Date: | 12/4/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director William H. Gates, III | Management | For | For | No |
1.2 | Elect Director Reid G. Hoffman | Management | For | For | No |
1.3 | Elect Director Hugh F. Johnston | Management | For | For | No |
1.4 | Elect Director Teri L. List-Stoll | Management | For | For | No |
1.5 | Elect Director Satya Nadella | Management | For | For | No |
1.6 | Elect Director Sandra E. Peterson | Management | For | For | No |
1.7 | Elect Director Penny S. Pritzker | Management | For | For | No |
1.8 | Elect Director Charles W. Scharf | Management | For | For | No |
1.9 | Elect Director Arne M. Sorenson | Management | For | For | No |
1.10 | Elect Director John W. Stanton | Management | For | For | No |
1.11 | Elect Director John W. Thompson | Management | For | For | No |
1.12 | Elect Director Emma N. Walmsley | Management | For | For | No |
1.13 | Elect Director Padmasree Warrior | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Report on Employee Representation on the Board of Directors | Share Holder | Against | Against | No |
5 | Report on Gender Pay Gap | Share Holder | For | Against | Yes |
| | | | | |
Nestle SA | | | | | |
| | | | | |
Ticker Symbol: | NESN | CUSIP Number: | 641069406 | | |
Record Date: | 3/16/2020 | Meeting Date: | 4/23/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For | No |
1.2 | Approve Remuneration Report | Management | For | For | No |
2 | Approve Discharge of Board and Senior Management | Management | For | For | No |
3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Management | For | For | No |
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For | No |
4.1.b | Reelect Ulf Schneider as Director | Management | For | For | No |
4.1.c | Reelect Henri de Castries as Director | Management | For | For | No |
4.1.d | Reelect Renato Fassbind as Director | Management | For | For | No |
4.1.e | Reelect Ann Veneman as Director | Management | For | For | No |
4.1.f | Reelect Eva Cheng as Director | Management | For | For | No |
4.1.g | Reelect Patrick Aebischer as Director | Management | For | For | No |
4.1.h | Reelect Ursula Burns as Director | Management | For | For | No |
4.1.i | Reelect Kasper Rorsted as Director | Management | For | For | No |
4.1.j | Reelect Pablo Isla as Director | Management | For | For | No |
4.1.k | Reelect Kimberly Ross as Director | Management | For | For | No |
4.1.l | Reelect Dick Boer as Director | Management | For | For | No |
4.1.m | Reelect Dinesh Paliwal as Director | Management | For | For | No |
4.2 | Elect Hanne Jimenez de Mora as Director | Management | For | For | No |
4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For | No |
4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Management | For | For | No |
4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For | No |
4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For | No |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For | No |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For | No |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For | No |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Management | For | For | No |
6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For | No |
7 | Transact Other Business (Voting) | Management | Against | Against | No |
| | | | | |
NIKE, Inc. | | | | | |
| | | | | |
Ticker Symbol: | NKE | CUSIP Number: | 654106103 | | |
Record Date: | 7/19/2019 | Meeting Date: | 9/19/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For | No |
1.2 | Elect Director Peter B. Henry | Management | For | For | No |
1.3 | Elect Director Michelle A. Peluso | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
PepsiCo, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DWSN | CUSIP Number: | 713448108 | | |
Record Date: | 3/2/2020 | Meeting Date: | 5/6/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Shona L. Brown | Management | For | For | No |
1b | Elect Director Cesar Conde | Management | For | For | No |
1c | Elect Director Ian Cook | Management | For | For | No |
1d | Elect Director Dina Dublon | Management | For | For | No |
1e | Elect Director Richard W. Fisher | Management | For | For | No |
1f | Elect Director Michelle Gass | Management | For | For | No |
1g | Elect Director Ramon L. Laguarta | Management | For | For | No |
1h | Elect Director David C. Page | Management | For | For | No |
1i | Elect Director Robert C. Pohlad | Management | For | For | No |
1j | Elect Director Daniel Vasella | Management | For | For | No |
1k | Elect Director Darren Walker | Management | For | For | No |
1l | Elect Director Alberto Weisser | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes |
5 | Report on Sugar and Public Health | Share Holder | Against | Against | No |
| | | | | |
Texas Instruments Incorporated | | | | |
| | | | | |
Ticker Symbol: | TXN | CUSIP Number: | 882508104 | | |
Record Date: | 2/24/2020 | Meeting Date: | 4/23/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Mark A. Blinn | Management | For | For | No |
1b | Elect Director Todd M. Bluedorn | Management | For | For | No |
1c | Elect Director Janet F. Clark | Management | For | For | No |
1d | Elect Director Carrie S. Cox | Management | For | For | No |
1e | Elect Director Martin S. Craighead | Management | For | For | No |
1f | Elect Director Jean M. Hobby | Management | For | For | No |
1g | Elect Director Michael D. Hsu | Management | For | For | No |
1h | Elect Director Ronald Kirk | Management | For | For | No |
1i | Elect Director Pamela H. Patsley | Management | For | For | No |
1j | Elect Director Robert E. Sanchez | Management | For | For | No |
1k | Elect Director Richard k. Templeton | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
The Home Depot, Inc. | | | | |
| | | | | |
Ticker Symbol: | HD | CUSIP Number: | 437076102 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gerard J. Arpey | Management | For | For | No |
1b | Elect Director Ari Bousbib | Management | For | For | No |
1c | Elect Director Jeffery H. Boyd | Management | For | For | No |
1d | Elect Director Gregory D. Brenneman | Management | For | For | No |
1e | Elect Director J. Frank Brown | Management | For | For | No |
1f | Elect Director Albert P. Carey | Management | For | For | No |
1g | Elect Director Helena B. Foulkes | Management | For | For | No |
1h | Elect Director Linda R. Gooden | Management | For | For | No |
1i | Elect Director Wayne M. Hewett | Management | For | For | No |
1j | Elect Director Manuel Kadre | Management | For | For | No |
1k | Elect Director Stephanie C. Linnartz | Management | For | For | No |
1l | Elect Director Craig A. Menear | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Shareholder Written Consent Provisions | Management | Against | Against | No |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | Management | For | Against | Yes |
6 | Adopt Share Retention Policy For Senior Executives | Management | For | Against | Yes |
7 | Report on Congruency Political Analysis and Electioneering Expenditures | Management | For | Against | Yes |
| | | | | |
The Procter & Gamble Company | | | | |
| | | | | |
Ticker Symbol: | PG | CUSIP Number: | 742718109 | | |
Record Date: | 8/9/2019 | Meeting Date: | 10/8/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Francis S. Blake | Management | For | For | No |
1b | Elect Director Angela F. Braly | Management | For | For | No |
1c | Elect Director Amy L. Chang | Management | For | For | No |
1d | Elect Director Scott D. Cook | Management | For | For | No |
1e | Elect Director Joseph Jimenez | Management | For | For | No |
1f | Elect Director Terry J. Lundgren | Management | For | For | No |
1g | Elect Director Christine M. McCarthy | Management | For | For | No |
1h | Elect Director W. James McNerney, Jr. | Management | For | For | No |
1i | Elect Director Nelson Peltz | Management | For | For | No |
1j | Elect Director David S. Taylor | Management | For | For | No |
1k | Elect Director Margaret C. Whitman | Management | For | For | No |
1l | Elect Director Patricia A. Woertz | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
The Walt Disney Company | | | | |
| | | | | |
Ticker Symbol: | DIS | CUSIP Number: | 254687106 | | |
Record Date: | 1/13/2020 | Meeting Date: | 3/11/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Susan E. Arnold | Management | For | For | No |
1b | Elect Director Mary T. Barra | Management | For | For | No |
1c | Elect Director Safra A. Catz | Management | For | For | No |
1d | Elect Director Francis A. deSouza | Management | For | For | No |
1e | Elect Director Michael B.G. Froman | Management | For | For | No |
1f | Elect Director Robert A. Iger | Management | For | For | No |
1g | Elect Director Maria Elena Lagomasino | Management | For | For | No |
1h | Elect Director Mark G. Parker | Management | For | For | No |
1i | Elect Director Derica W. Rice | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes |
| | | | | |
UnitedHealth Group Incorporated | | | | |
| | | | | |
Ticker Symbol: | UNH | CUSIP Number: | 91324P102 | | |
Record Date: | 4/7/2020 | Meeting Date: | 6/1/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Richard T. Burke | Management | For | For | No |
1b | Elect Director Timothy P. Flynn | Management | For | For | No |
1c | Elect Director Stephen J. Hemsley | Management | For | For | No |
1d | Elect Director Michele J. Hooper | Management | For | For | No |
1e | Elect Director F. William McNabb, III | Management | For | For | No |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For | No |
1g | Elect Director John H. Noseworthy | Management | For | For | No |
1h | Elect Director Glenn M. Renwick | Management | For | For | No |
1i | Elect Director David S. Wichmann | Management | For | For | No |
1j | Elect Director Gail R. Wilensky | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Share Holder | Against | Against | No |
| | | | | |
Verizon Communications Inc. | | | | |
| | | | | |
Ticker Symbol: | VZ | CUSIP Number: | 92343V104 | | |
Record Date: | 3/9/2020 | Meeting Date: | 5/7/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For | No |
1.2 | Elect Director Mark T. Bertolini | Management | For | For | No |
1.3 | Elect Director Vittorio Colao | Management | For | For | No |
1.4 | Elect Director Melanie L. Healey | Management | For | For | No |
1.5 | Elect Director Clarence Otis, Jr. | Management | For | For | No |
1.6 | Elect Director Daniel H. Schulman | Management | For | For | No |
1.7 | Elect Director Rodney E. Slater | Management | For | For | No |
1.8 | Elect Director Hans E. Vestberg | Management | For | For | No |
1.9 | Elect Director Gregory G. Weaver | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Eliminate Above-Market Earnings in Executive Retirement Plans | Share Holder | For | Against | Yes |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes |
6 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes |
7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | Share Holder | For | Against | Yes |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | For | Against | Yes |
| | | | | |
Weyerhaeuser Company | | | | |
| | | | | |
Ticker Symbol: | WY | CUSIP Number: | 962166104 | | |
Record Date: | 3/20/2020 | Meeting Date: | 5/15/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Mark A. Emmert | Management | For | For | No |
1b | Elect Director Rick R. Holley | Management | For | For | No |
1c | Elect Director Sara Grootwassink Lewis | Management | For | For | No |
1d | Elect Director Al Monaco | Management | For | For | No |
1e | Elect Director Nicole W. Piasecki | Management | For | For | No |
1f | Elect Director Marc F. Racicot | Management | For | For | No |
1g | Elect Director Lawrence A. Selzer | Management | For | For | No |
1h | Elect Director D. Michael Steuert | Management | For | For | No |
1i | Elect Director Devin W. Stockfish | Management | For | For | No |
1j | Elect Director Kim Williams | Management | For | For | No |
1k | Elect Director Charles R. Williamson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Ancora Special Opportunities Fund | | | | |
| | | | | |
180 Degree Capital Corp. | | | | |
| | | | | |
Ticker Symbol: | TURN | CUSIP Number: | 68235B109 | | |
Record Date: | 3/16/2020 | Meeting Date: | 5/14/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stacy R. Brandom | Management | For | For | No |
1.2 | Elect Director Kevin M. Rendino | Management | For | For | No |
1.3 | Elect Director Richard P. Shanley | Management | For | For | No |
1.4 | Elect Director Parker A. Weil | Management | For | For | No |
1.5 | Elect Director Daniel B. Wolfe | Management | For | For | No |
2 | Approve Reverse Stock Split | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Aberdeen Asia-Pacific Income Fund, Inc. | | | | |
| | | | | |
Ticker Symbol: | FAX | CUSIP Number: | 003009107 | | |
Record Date: | 3/5/2020 | Meeting Date: | 6/10/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Amend Fundamental Investment Policy Regarding Investment of Up to 80% in Asian Debt Securities | Management | For | For | No |
1b | Eliminate Fundamental Investment Policy that the Maximum Country Exposure to Any One Asian Country (Other than Korea) is Limited to 20% of the Funds Total Assets | Management | For | For | No |
1c | Eliminate Fundamental Investment Policy that at Least 20% of the Fund's Total Assets Will be Invested in "Australian Debt Securities" | Management | For | For | No |
1d | Eliminate Fundamental Investment Policy that the Maximum Country Exposure for Korea is Limited to 40% of the Fund's Total Assets | Management | For | For | No |
1e | Eliminate Fundamental Investment Policy that the Maximum Country Exposure for New Zealand is Limited to 35% of the Fund's Total Assets | Management | For | For | No |
1f | Eliminate Fundamental Investment Policy that the Maximum Currency Exposure to Any One Asian Currency (Other than Korea) is Limited to 10% of Total Assets | Management | For | For | No |
1g | Eliminate Fundamental Investment Policy that the Maximum Currency Exposure for Korea is 25% of the Fund's Total Assets | Management | For | For | No |
1h | Eliminate Fundamental Investment Policy that the Maximum Currency Exposure for New Zealand is 35% of the Fund's Total Assets | Management | For | For | No |
1i | Change Fundamental Temporary Defensive Investment Policy with Respect to Temporarily Investing 100% of Its Assets in U.S. Debt Securities a Non-Fundamental Policy | Management | For | For | No |
1j | Change Fundamental Investment Policy to Invest Up to 35% of Its Total Assets in Asian Debt Securities Rated Below BBB- or Baa3 a Non-fundamental Policy | Management | For | For | No |
1k | Change Fundamental Investment Policy with Respect to Entering Into Repurchase Agreements a Non-fundamental Investment Policy | Management | For | For | No |
1l | Change Fundamental Investment Policy with Respect to Investing Up to 10% of Its Total Assets in Securities Rated Below B- at the Time of Investment a Non-Fundamental Investment Policy | Management | For | For | No |
| | | | | |
Acacia Research Corporation | | | | |
| | | | | |
Ticker Symbol: | ACTG | CUSIP Number: | 003881307 | | |
Record Date: | 4/8/2020 | Meeting Date: | 5/12/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Maureen O'Connell | Management | For | For | No |
1B | Elect Director Katharine Wolanyk | Management | For | For | No |
1C | Elect Director Isaac T. Kohlberg | Management | For | For | No |
1D | Elect Director Jonathan Sagal | Management | For | For | No |
1E | Elect Director Clifford Press | Management | For | For | No |
1F | Elect Director Alfred V. Tobia, Jr. | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Alithya Group inc. | | | | |
| | | | | |
Ticker Symbol: | ALYA | CUSIP Number: | 01643B106 | | |
Record Date: | 7/22/2019 | Meeting Date: | 9/18/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Dana Ades-Landy | Management | Do Not Vote | For | No |
1.2 | Elect Director Robert Comeau | Management | Do Not Vote | For | No |
1.3 | Elect Director Fredrick DiSanto | Management | Do Not Vote | For | No |
1.4 | Elect Director Lucie Martel | Management | Do Not Vote | For | No |
1.5 | Elect Director Paul Raymond | Management | Do Not Vote | For | No |
1.6 | Elect Director Ghyslain Rivard | Management | Do Not Vote | For | No |
1.7 | Elect Director Jeffrey Rutherford | Management | Do Not Vote | For | No |
1.8 | Elect Director C. Lee Thomas | Management | Do Not Vote | For | No |
1.9 | Elect Director Pierre Turcotte | Management | Do Not Vote | For | No |
2 | Approve Raymond Chabot Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Do Not Vote | For | No |
| | | | | |
Bed Bath & Beyond Inc. | | | | |
| | | | | |
Ticker Symbol: | BBBY | CUSIP Number: | 075896100 | | |
Record Date: | 5/29/2019 | Meeting Date: | 7/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Patrick R. Gaston | Management | Do Not Vote | For | No |
1b | Elect Director Mary A. Winston | Management | Do Not Vote | For | No |
1c | Elect Director Stephanie Bell-Rose | Management | Do Not Vote | For | No |
1d | Elect Director Harriet Edelman | Management | Do Not Vote | For | No |
1e | Elect Director John E. Fleming | Management | Do Not Vote | For | No |
1f | Elect Director Sue E. Gove | Management | Do Not Vote | For | No |
1g | Elect Director Jeffrey A. Kirwan | Management | Do Not Vote | For | No |
1h | Elect Director Johnathan B. (JB) Osborne | Management | Do Not Vote | For | No |
1i | Elect Director Harsha Ramalingam | Management | Do Not Vote | For | No |
1j | Elect Director Virginia P. Ruesterholz | Management | Do Not Vote | For | No |
1k | Elect Director Joshua E. Schechter | Management | Do Not Vote | For | No |
1l | Elect Director Andrea Weiss | Management | Do Not Vote | For | No |
1m | Elect Director Ann Yerger | Management | Do Not Vote | For | No |
2 | Ratify KPMG LLP as Auditors | Management | Do Not Vote | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
| | | | | |
Boulder Growth & Income Fund, Inc. | | | | |
| | | | | |
Ticker Symbol: | BIF | CUSIP Number: | 101507101 | | |
Record Date: | 9/30/2019 | Meeting Date: | 11/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Dean L. Jacobson | Management | Do Not Vote | For | No |
1.2 | Elect Director Stephen C. Miller | Management | Do Not Vote | For | No |
| | | | | |
Bristol-Myers Squibb Company | | | | |
| | | | | |
Ticker Symbol: | BMY | CUSIP Number: | 110122108 | | |
Record Date: | 3/16/2020 | Meeting Date: | 5/5/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Peter J. Arduini | Management | For | For | No |
1B | Elect Director Robert Bertolini | Management | For | For | No |
1C | Elect Director Michael W. Bonney | Management | For | For | No |
1D | Elect Director Giovanni Caforio | Management | For | For | No |
1E | Elect Director Matthew W. Emmens | Management | For | For | No |
1F | Elect Director Julia A. Haller | Management | For | For | No |
1G | Elect Director Dinesh C. Paliwal | Management | For | For | No |
1H | Elect Director Theodore R. Samuels | Management | For | For | No |
1I | Elect Director Vicki L. Sato | Management | For | For | No |
1J | Elect Director Gerald L. Storch | Management | For | For | No |
1K | Elect Director Karen H. Vousden | Management | For | For | No |
1L | Elect Director Phyllis R. Yale | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Require Independent Board Chairman | Share Holder | For | For | No |
5 | Provide Right to Act by Written Consent | Share Holder | For | For | No |
| | | | | |
Callon Petroleum Company | | | | |
| | | | | |
Ticker Symbol: | CPE | CUSIP Number: | 13123X102 | | |
Record Date: | 10/7/2019 | Meeting Date: | 12/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Issue Shares in Connection with Merger | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | For | For | No |
4 | Advisory Vote on Golden Parachutes *Withdrawn resolution* | Management | | | No |
5 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Callon Petroleum Company | | | | |
| | | | | |
Ticker Symbol: | CPE | CUSIP Number: | 13123X102 | | |
Record Date: | 4/14/2020 | Meeting Date: | 7/8/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Matthew R. Bob | Management | For | For | No |
1.2 | Elect Director Anthony J. Nocchiero | Management | For | For | No |
1.3 | Elect Director James M. Trimble | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
5 | Approve Reverse Stock Split | Management | For | For | No |
6 | Reduce Authorized Common Stock | Management | For | For | No |
| | | | | |
Capstone Turbine Corporation | | | | |
| | | | | |
Ticker Symbol: | CPST | CUSIP Number: | 14067D409 | | |
Record Date: | 7/3/2019 | Meeting Date: | 8/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Holly A. Van Deursen | Management | Do Not Vote | For | No |
1.2 | Elect Director Paul D. DeWeese | Management | Do Not Vote | For | No |
1.3 | Elect Director Robert C. Flexon | Management | Do Not Vote | For | No |
1.4 | Elect Director Darren R. Jamison | Management | Do Not Vote | For | No |
1.5 | Elect Director Yon Y. Jorden | Management | Do Not Vote | For | No |
1.6 | Elect Director Gary J. Mayo | Management | Do Not Vote | For | No |
1.7 | Elect Director Robert F. Powelson | Management | Do Not Vote | For | No |
2 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
3 | Approve Reverse Stock Split | Management | Do Not Vote | For | No |
4 | Adopt NOL Rights Plan (NOL Pill) | Management | Do Not Vote | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
6 | Ratify Marcum LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Conduent Incorporated | | | | |
| | | | | |
Ticker Symbol: | CNDT | CUSIP Number: | 206787103 | | |
Record Date: | 3/25/2020 | Meeting Date: | 5/19/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kathy Higgins Victor | Management | For | For | No |
1.2 | Elect Director Scott Letier | Management | For | For | No |
1.3 | Elect Director Jesse A. Lynn | Management | For | For | No |
1.4 | Elect Director Courtney Mather | Management | For | For | No |
1.5 | Elect Director Michael Montelongo | Management | For | For | No |
1.6 | Elect Director Margarita Palau-Hernandez | Management | For | For | No |
1.7 | Elect Director Clifford Skelton | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Diebold Nixdorf, Incorporated | | | | |
| | | | | |
Ticker Symbol: | DBD | CUSIP Number: | 253651103 | | |
Record Date: | 3/2/2020 | Meeting Date: | 5/1/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Arthur F. Anton | Management | For | For | No |
1b | Elect Director Bruce H. Besanko | Management | For | For | No |
1c | Elect Director Reynolds C. Bish | Management | For | For | No |
1d | Elect Director Ellen M. Costello | Management | For | For | No |
1e | Elect Director Phillip R. Cox | Management | For | For | No |
1f | Elect Director Alexander Dibelius | Management | For | For | No |
1g | Elect Director Matthew Goldfarb | Management | For | For | No |
1h | Elect Director Gary G. Greenfield | Management | For | For | No |
1i | Elect Director Gerrard B. Schmid | Management | For | For | No |
1j | Elect Director Kent M. Stahl | Management | For | For | No |
1k | Elect Director Lauren C. States | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Dividend and Income Fund | | | | |
| | | | | |
Ticker Symbol: | DNI | CUSIP Number: | 25538A204 | | |
Record Date: | 2/21/2020 | Meeting Date: | 6/10/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Jon Tomasson | Management | Do Not Vote | For | No |
1 | Elect Director Matthew S. Crouse | Share Holder | For | For | No |
2 | Authorize a Self-Tender Offer for All Outstanding Common Shares at or Close to Net Asset Value | Share Holder | For | For | No |
3 | Terminate Investment Management Agreement between Dividend and Income Fund and Bexil Advisers LLC | Share Holder | For | For | No |
| | | | | |
Enphase Energy, Inc. | | | | |
| | | | | |
Ticker Symbol: | ENPH | CUSIP Number: | 29355A107 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/20/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Benjamin Kortlang | Management | For | For | No |
1.2 | Elect Director Richard S. Mora | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | For | For | No |
4 | Report on Sustainability | Share Holder | For | Against | Yes |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Equus Total Return, Inc. | | | | |
| | | | | |
Ticker Symbol: | EQS | CUSIP Number: | 294766100 | | |
Record Date: | 3/27/2020 | Meeting Date: | 5/7/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Fraser Atkinson | Management | For | For | No |
1.2 | Elect Director Kenneth I. Denos | Management | For | For | No |
1.3 | Elect Director Henry W. Hankinson | Management | For | For | No |
1.4 | Elect Director John A. Hardy | Management | For | For | No |
1.5 | Elect Director Robert L. Knauss | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
First American Funds, Inc. | | | | |
| | | | | |
Ticker Symbol: | | CUSIP Number: | 31846V203 | | |
Record Date: | 7/12/2019 | Meeting Date: | 8/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Baumgardner | Management | Do Not Vote | For | No |
1.2 | Elect Director Mark E. Gaumond | Management | Do Not Vote | For | No |
1.3 | Elect Director Roger A. Gibson | Management | Do Not Vote | For | No |
1.4 | Elect Director Jennifer J. McPeek | Management | Do Not Vote | For | No |
1.5 | Elect Director C. David Myers | Management | Do Not Vote | For | No |
1.6 | Elect Director Richard K. Riederer | Management | Do Not Vote | For | No |
1.7 | Elect Director P. Kelly Tompkins | Management | Do Not Vote | For | No |
| | | | | |
FreightCar America, Inc. | | | | |
| | | | | |
Ticker Symbol: | RAIL | CUSIP Number: | 357023100 | | |
Record Date: | 3/18/2020 | Meeting Date: | 5/14/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Elizabeth Keller Arnold | Management | For | For | No |
1.2 | Elect Director James R. Meyer | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
IAMGOLD Corporation | | | | |
| | | | | |
Ticker Symbol: | IMG | CUSIP Number: | 450913108 | | |
Record Date: | 3/31/2020 | Meeting Date: | 5/29/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John E. Caldwell | Management | For | For | No |
1.2 | Elect Director Donald K. Charter | Management | For | For | No |
1.3 | Elect Director Richard J. Hall | Management | For | For | No |
1.4 | Elect Director P. Gordon Stothart | Management | For | For | No |
1.5 | Elect Director Mahendra Naik | Management | For | For | No |
1.6 | Elect Director Timothy R. Snider | Management | For | For | No |
1.7 | Elect Director Sybil E. Veenman | Management | For | For | No |
1.8 | Elect Director Ronald P. Gagel | Management | For | For | No |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For | No |
| | | | | |
Iteris, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | |
Record Date: | 7/19/2019 | Meeting Date: | 9/12/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director J. Joseph (Joe) Bergera | Management | Do Not Vote | For | No |
1.2 | Elect Director Kevin C. Daly | Management | Do Not Vote | For | No |
1.3 | Elect Director Scott E. Deeter | Management | Do Not Vote | For | No |
1.4 | Elect Director Gerard M. Mooney | Management | Do Not Vote | For | No |
1.5 | Elect Director Laura L. Siegal | Management | Do Not Vote | For | No |
1.6 | Elect Director Thomas L. Thomas | Management | Do Not Vote | For | No |
1.7 | Elect Director Mikel H. Williams | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | Do Not Vote | Three Years | No |
4 | Adopt a Portfolio Approach on Management's Long-Term Incentive Compensation | Share Holder | Do Not Vote | None | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Kratos Defense & Security Solutions, Inc. | | | | |
| | | | | |
Ticker Symbol: | KTOS | CUSIP Number: | 50077B207 | | |
Record Date: | 4/6/2020 | Meeting Date: | 6/4/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott Anderson | Management | For | For | No |
1.2 | Elect Director Eric DeMarco | Management | For | For | No |
1.3 | Elect Director William Hoglund | Management | For | For | No |
1.4 | Elect Director Scot Jarvis | Management | For | For | No |
1.5 | Elect Director Jane Judd | Management | For | For | No |
1.6 | Elect Director Samuel Liberatore | Management | For | For | No |
1.7 | Elect Director Amy Zegart | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Mace Security International, Inc. | | | | |
| | | | | |
Ticker Symbol: | MACE | CUSIP Number: | 554335208 | | |
Record Date: | 6/14/2019 | Meeting Date: | 7/18/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Denis J. Amato | Management | For | For | No |
1.2 | Elect Director Bradley J. Dickerson | Management | For | For | No |
1.3 | Elect Director George C. Gehrisch | Management | For | For | No |
1.4 | Elect Director Cheryl B. McMillan | Management | For | For | No |
1.5 | Elect Director Daniel V. Perella | Management | For | For | No |
1.6 | Elect Director Hussien Shousher | Management | For | For | No |
1.7 | Elect Director Sanjay Singh | Management | For | For | No |
2 | Ratify Skoda Minotti & Co. as Auditors | Management | For | For | No |
| | | | | |
Manning & Napier, Inc. | | | | |
| | | | | |
Ticker Symbol: | MN | CUSIP Number: | 56382Q102 | | |
Record Date: | 4/13/2020 | Meeting Date: | 6/10/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard S. Goldberg | Management | For | For | No |
1.2 | Elect Director Barbara Goodstein | Management | Withhold | For | Yes |
1.3 | Elect Director Robert Kopech | Management | Withhold | For | Yes |
1.4 | Elect Director Kenneth A. Marvald | Management | Withhold | For | Yes |
1.5 | Elect Director Marc O. Mayer | Management | For | For | No |
1.6 | Elect Director Edward J. Pettinella | Management | Withhold | For | Yes |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Nokia Oyj | | | | | |
| | | | | |
Ticker Symbol: | NOKIA | CUSIP Number: | 654902204 | | |
Record Date: | 4/7/2020 | Meeting Date: | 5/27/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Open Meeting | Management | For | For | No |
2 | Call the Meeting to Order | Management | For | For | No |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For | No |
4 | Acknowledge Proper Convening of Meeting | Management | For | For | No |
5 | Prepare and Approve List of Shareholders | Management | For | For | No |
6 | Receive Financial Statements and Statutory Reports | Management | For | For | No |
7 | Accept Financial Statements and Statutory Reports | Management | For | For | No |
8 | Approve Allocation of Income and Omission of Dividends | Management | For | For | No |
9 | Approve Discharge of Board and President | Management | For | For | No |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For | No |
11 | Approve Remuneration of Directors in the Amount of EUR 440,000 to Chair, EUR 185,000 to Vice Chair and EUR 160,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Management | For | For | No |
12 | Fix Number of Directors at Nine | Management | For | For | No |
13.1 | Reelect Sari Baldauf as Director | Management | For | For | No |
13.2 | Reelect Bruce Brown as Director | Management | For | For | No |
13.3 | Elect Thomas Dannenfeldt as Director | Management | For | For | No |
13.4 | Reelect Jeanette Horan as Director | Management | For | For | No |
13.5 | Reelect Edward Kozel as Director | Management | For | For | No |
13.6 | Reelect Elizabeth Nelson as Director | Management | For | For | No |
13.7 | Reelect Soren Skou as Director | Management | For | For | No |
13.8 | Reelect Carla Smits-Nusteling as Director | Management | For | For | No |
13.9 | Reelect Kari Stadigh as Director | Management | For | For | No |
14 | Ratify Deloitte as Auditors for Financial Year 2021 | Management | For | For | No |
15 | Approve Remuneration of Auditors | Management | For | For | No |
16 | Authorize Share Repurchase Program | Management | For | For | No |
17 | Authorize Issuance of up to 550 Million Shares without Preemptive Rights | Management | For | For | No |
18 | Amend Articles Re: Number of Directors; Age Limit of Directors; Strict Gender Balance in Board | Share Holder | Against | Against | No |
19 | Close Meeting | Management | | | No |
| | | | | |
Office Depot, Inc. | | | | |
| | | | | |
Ticker Symbol: | ODP | CUSIP Number: | 676220106 | | |
Record Date: | 3/17/2020 | Meeting Date: | 5/11/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Quincy L. Allen | Management | For | For | No |
1b | Elect Director Kristin A. Campbell | Management | For | For | No |
1c | Elect Director Cynthia T. Jamison | Management | For | For | No |
1d | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For | No |
1e | Elect Director Shashank Samant | Management | For | For | No |
1f | Elect Director Gerry P. Smith | Management | For | For | No |
1g | Elect Director David M. Szymanski | Management | For | For | No |
1h | Elect Director Joseph S. Vassalluzzo | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Reverse Stock Split | Management | For | For | No |
| | | | | |
OPKO Health, Inc. | | | | |
| | | | | |
Ticker Symbol: | OPK | CUSIP Number: | 68375N103 | | |
Record Date: | 4/27/2020 | Meeting Date: | 6/25/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Phillip Frost | Management | For | For | No |
1.2 | Elect Director Jane H. Hsiao | Management | For | For | No |
1.3 | Elect Director Steven D. Rubin | Management | Withhold | For | Yes |
1.4 | Elect Director Robert S. Fishel | Management | For | For | No |
1.5 | Elect Director Richard M. Krasno | Management | For | For | No |
1.6 | Elect Director Richard A. Lerner | Management | For | For | No |
1.7 | Elect Director John A. Paganelli | Management | Withhold | For | Yes |
1.8 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For | No |
1.9 | Elect Director Alice Lin-Tsing Yu | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
PennantPark Investment Corporation | | | | |
| | | | | |
Ticker Symbol: | PNNT | CUSIP Number: | 708062104 | | |
Record Date: | 11/20/2020 | Meeting Date: | 3/17/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Marshall Brozost | Management | Withhold | For | Yes |
1.2 | Elect Director Samuel L. Katz | Management | Withhold | For | Yes |
2 | Ratify RSM US LLP as Auditors | Management | For | For | No |
| | | | | |
Regions Financial Corporation | | | | |
| | | | | |
Ticker Symbol: | RF | CUSIP Number: | 7591EP100 | | |
Record Date: | 2/24/2020 | Meeting Date: | 4/22/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Carolyn H. Byrd | Management | For | For | No |
1b | Elect Director Don DeFosset | Management | For | For | No |
1c | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For | No |
1d | Elect Director Zhanna Golodryga | Management | For | For | No |
1e | Elect Director John D. Johns | Management | For | For | No |
1f | Elect Director Ruth Ann Marshall | Management | For | For | No |
1g | Elect Director Charles D. McCrary | Management | For | For | No |
1h | Elect Director James T. Prokopanko | Management | For | For | No |
1i | Elect Director Lee J. Styslinger, III | Management | For | For | No |
1j | Elect Director Jose S. Suquet | Management | For | For | No |
1k | Elect Director John M. Turner, Jr. | Management | For | For | No |
1l | Elect Director Timothy Vines | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Rexnord Corporation | | | | |
| | | | | |
Ticker Symbol: | RXN | CUSIP Number: | 76169B102 | | |
Record Date: | 5/28/2019 | Meeting Date: | 7/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark S. Bartlett | Management | Do Not Vote | For | No |
1.2 | Elect Director David C. Longren | Management | Do Not Vote | For | No |
1.3 | Elect Director George C. Moore | Management | Do Not Vote | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | For | No |
3 | Amend Omnibus Stock Plan | Management | Do Not Vote | For | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No |
| | | | | |
Ring Energy, Inc. | | | | |
| | | | | |
Ticker Symbol: | REI | CUSIP Number: | 76680V108 | | |
Record Date: | 11/8/2019 | Meeting Date: | 12/17/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kelly Hoffman | Management | For | For | No |
1.2 | Elect Director David A. Fowler | Management | For | For | No |
1.3 | Elect Director Lloyd T. ('Tim') Rochford | Management | For | For | No |
1.4 | Elect Director Stanley M. McCabe | Management | For | For | No |
1.5 | Elect Director Anthony B. Petrelli | Management | For | For | No |
1.6 | Elect Director Clayton E. Woodrum | Management | For | For | No |
1.7 | Elect Director Regina Roesener | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Eide Bailly LLP as Auditors | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
RMR Real Estate Income Fund | | | | |
| | | | | |
Ticker Symbol: | RIF | CUSIP Number: | 76970B101 | | |
Record Date: | 3/30/2020 | Meeting Date: | 5/22/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director John L. Harrington | Management | For | For | No |
2 | Terminate All Investment Advisory and Management Agreements between RMR Real Estate Income Fund and RMR Advisors | Management | For | Against | Yes |
| | | | | |
Signature Bank | | | | | |
| | | | | |
Ticker Symbol: | SBNY | CUSIP Number: | 82669G104 | | |
Record Date: | 3/3/2020 | Meeting Date: | 4/22/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph J. DePaolo | Management | For | For | No |
1.2 | Elect Director Barney Frank | Management | For | For | No |
1.3 | Elect Director Scott A. Shay | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Authorize Share Repurchase Program | Management | For | For | No |
| | | | | |
Special Opportunities Fund, Inc. | | | | |
| | | | | |
Ticker Symbol: | SPE | CUSIP Number: | 84741T104 | | |
Record Date: | 10/15/2020 | Meeting Date: | 12/22/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Andrew Dakos | Management | Do Not Vote | For | No |
1.2 | Elect Director Gerald Hellerman | Management | Do Not Vote | For | No |
1.3 | Elect Director Charles C. Walden | Management | Do Not Vote | For | No |
1.4 | Elect Director Ben H. Harris | Management | Do Not Vote | For | No |
| | | | | |
Square, Inc. | | | | | |
| | | | | |
Ticker Symbol: | SQ | CUSIP Number: | 852234103 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/16/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Roelof Botha | Management | Withhold | For | Yes |
1.2 | Elect Director Amy Brooks | Management | For | For | No |
1.3 | Elect Director James McKelvey | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Report on Non-Management Employee Representation on the Board of Directors | Management | Against | Against | No |
| | | | | |
The Gabelli Global Small and Mid Cap Value Trust | | | | |
| | | | | |
Ticker Symbol: | GGZ | CUSIP Number: | 36249W104 | | |
Record Date: | 3/17/2020 | Meeting Date: | 5/11/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mario J. Gabelli | Management | For | For | No |
1.2 | Elect Director James P. Conn | Management | For | For | No |
1.3 | Elect Director Salvatore J. Zizza | Management | For | For | No |
2 | Authorize a Self-Tender Offer for All Outstanding Common Shares at or Close to Net Asset Value | Share Holder | Against | Against | No |
| | | | | |
Venator Materials PLC | | | | |
| | | | | |
Ticker Symbol: | VNTR | CUSIP Number: | G9329Z100 | | |
Record Date: | 4/22/2020 | Meeting Date: | 6/18/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Peter R. Huntsman | Management | For | For | No |
1b | Elect Director Simon Turner | Management | For | For | No |
1c | Elect Director Robert J. Margetts | Management | For | For | No |
1d | Elect Director Douglas D. Anderson | Management | For | For | No |
1e | Elect Director Daniele Ferrari | Management | For | For | No |
1f | Elect Director Kathy D. Patrick | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Accept Financial Statements and Statutory Reports | Management | For | For | No |
4 | Approve Remuneration Policy | Management | For | For | No |
5 | Approve Remuneration Report | Management | For | For | No |
6 | Ratify Deloitte LLP as Auditors | Management | For | For | No |
7 | Reappoint Deloitte LLP as U.K. Statutory Auditor | Management | For | For | No |
8 | Authorise Directors or the Audit Committee to Fix Remuneration of Auditors | Management | For | For | No |
9 | Authorise EU Political Donations and Expenditure | Management | For | For | No |
10 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
11 | Amend Articles of Association | Management | Against | For | Yes |
1a | Elect Director Peter R. Huntsman | Management | For | For | No |
1b | Elect Director Simon Turner | Management | For | For | No |
1c | Elect Director Robert J. Margetts | Management | For | For | No |
1d | Elect Director Douglas D. Anderson | Management | For | For | No |
1e | Elect Director Daniele Ferrari | Management | For | For | No |
1f | Elect Director Kathy D. Patrick | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Accept Financial Statements and Statutory Reports | Management | For | For | No |
4 | Approve Remuneration Policy | Management | For | For | No |
5 | Approve Remuneration Report | Management | For | For | No |
6 | Ratify Deloitte LLP as Auditors | Management | For | For | No |
7 | Reappoint Deloitte LLP as U.K. Statutory Auditor | Management | For | For | No |
8 | Authorise Directors or the Audit Committee to Fix Remuneration of Auditors | Management | For | For | No |
9 | Authorise EU Political Donations and Expenditure | Management | For | For | No |
10 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
11 | Amend Articles of Association | Management | Against | For | Yes |
| | | | | |
VSE Corporation | | | | | |
| | | | | |
Ticker Symbol: | VSEC | CUSIP Number: | 918284100 | | |
Record Date: | 3/25/2020 | Meeting Date: | 5/6/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John A. Cuomo | Management | For | For | No |
1.2 | Elect Director Ralph E. Eberhart | Management | For | For | No |
1.3 | Elect Director Mark E. Ferguson, III | Management | For | For | No |
1.4 | Elect Director Calvin. S. Koonce | Management | For | For | No |
1.5 | Elect Director James F. Lafond | Management | For | For | No |
1.6 | Elect Director John E. "Jack" Potter | Management | For | For | No |
1.7 | Elect Director Jack C. Stultz | Management | For | For | No |
1.8 | Elect Director Bonnie K. Wachtel | Management | For | For | No |
2 | Amend Restricted Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Yeaar | One Year | No |
| | | | | |
Ancora/Thelen Small - Mid Cap Fund | | | | |
| | | | | |
Ally Financial Inc. | | | | |
| | | | | |
Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | |
Record Date: | 3/4/2020 | Meeting Date: | 4/28/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Franklin W. Hobbs | Management | For | For | No |
1.2 | Elect Director Kenneth J. Bacon | Management | For | For | No |
1.3 | Elect Director Katryn (Trynka) Shineman Blake | Management | For | For | No |
1.4 | Elect Director Maureen A. Breakiron-Evans | Management | For | For | No |
1.5 | Elect Director William H. Cary | Management | For | For | No |
1.6 | Elect Director Mayree C. Clark | Management | For | For | No |
1.7 | Elect Director Kim S. Fennebresque | Management | For | For | No |
1.8 | Elect Director Marjorie Magner | Management | For | For | No |
1.9 | Elect Director Brian H. Sharples | Management | For | For | No |
1.10 | Elect Director John J. Stack | Management | For | For | No |
1.11 | Elect Director Michael F. Steib | Management | For | For | No |
1.12 | Elect Director Jeffrey J. Brown | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Alpine Income Property Trust, Inc. | | | | |
| | | | | |
Ticker Symbol: | PINE | CUSIP Number: | 02083X103 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/24/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John P. Albright | Management | For | For | No |
1.2 | Elect Director Mark O. Decker, Jr. | Management | For | For | No |
1.3 | Elect Director M. Carson Good | Management | For | For | No |
1.4 | Elect Director Andrew C. Richardson | Management | For | For | No |
1.5 | Elect Director Jeffrey S. Yarckin | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Arcosa, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ACA | CUSIP Number: | 039653100 | | |
Record Date: | 3/9/2020 | Meeting Date: | 5/5/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Joseph Alvarado | Management | For | For | No |
1b | Elect Director Jeffrey A. Craig | Management | For | For | No |
1c | Elect Director John W. Lindsay | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Atlas Technical Consultants, Inc. | | | | |
| | | | | |
Ticker Symbol: | ATCX | CUSIP Number: | 049430101 | | |
Record Date: | 4/22/2020 | Meeting Date: | 6/19/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director L. Joe Boyer | Management | Withhold | For | Yes |
1.2 | Elect Director Brian Ferraioli | Management | Withhold | For | Yes |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Bed Bath & Beyond Inc. | | | | |
| | | | | |
Ticker Symbol: | BBBY | CUSIP Number: | 075896100 | | |
Record Date: | 5/29/2019 | Meeting Date: | 7/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Patrick R. Gaston | Management | For | For | No |
1b | Elect Director Mary A. Winston | Management | For | For | No |
1c | Elect Director Stephanie Bell-Rose | Management | For | For | No |
1d | Elect Director Harriet Edelman | Management | For | For | No |
1e | Elect Director John E. Fleming | Management | For | For | No |
1f | Elect Director Sue E. Gove | Management | For | For | No |
1g | Elect Director Jeffrey A. Kirwan | Management | For | For | No |
1h | Elect Director Johnathan B. (JB) Osborne | Management | For | For | No |
1i | Elect Director Harsha Ramalingam | Management | For | For | No |
1j | Elect Director Virginia P. Ruesterholz | Management | For | For | No |
1k | Elect Director Joshua E. Schechter | Management | For | For | No |
1l | Elect Director Andrea Weiss | Management | For | For | No |
1m | Elect Director Ann Yerger | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
BioTelemetry, Inc. | | | | |
| | | | | |
Ticker Symbol: | BEAT | CUSIP Number: | 090672106 | | |
Record Date: | 3/10/2020 | Meeting Date: | 5/8/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph H. Capper | Management | For | For | No |
1.2 | Elect Director Joseph A. Frick | Management | For | For | No |
1.3 | Elect Director Colin Hill | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Black Knight, Inc. | | | | |
| | | | | |
Ticker Symbol: | BKI | CUSIP Number: | 09215C105 | | |
Record Date: | 4/13/2020 | Meeting Date: | 6/10/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Anthony M. Jabbour | Management | For | For | No |
1.2 | Elect Director Richard N. Massey | Management | Withhold | For | Yes |
1.3 | Elect Director John D. Rood | Management | For | For | No |
1.4 | Elect Director Nancy L. Shanik | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Brinker International, Inc. | | | | |
| | | | | |
Ticker Symbol: | EAT | CUSIP Number: | 109641100 | | |
Record Date: | 9/23/2019 | Meeting Date: | 11/20/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John W. Chidsey *Withdrawn Resolution* | Management | | | No |
1.2 | Elect Director Cynthia (Cindy) L. Davis | Management | For | For | No |
1.3 | Elect Director Joseph M. DePinto | Management | For | For | No |
1.4 | Elect Director Harriet Edelman | Management | For | For | No |
1.5 | Elect Director William T. Giles | Management | For | For | No |
1.6 | Elect Director James C. Katzman | Management | For | For | No |
1.7 | Elect Director George R. Mrkonic | Management | For | For | No |
1.8 | Elect Director Prashant N. Ranade | Management | For | For | No |
1.9 | Elect Director Wyman T. Roberts | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Brunswick Corporation | | | | |
| | | | | |
Ticker Symbol: | BC | CUSIP Number: | 117043109 | | |
Record Date: | 3/10/2020 | Meeting Date: | 5/6/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Nancy E. Cooper | Management | For | For | No |
1b | Elect Director David C. Everitt | Management | For | For | No |
1c | Elect Director Lauren P. Flaherty | Management | For | For | No |
1d | Elect Director Joseph W. McClanathan | Management | For | For | No |
1e | Elect Director Jane L. Warner | Management | For | For | No |
1f | Elect Director Roger J. Wood | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
BWX Technologies, Inc. | | | | |
| | | | | |
Ticker Symbol: | BWXT | CUSIP Number: | 05605H100 | | |
Record Date: | 3/10/2020 | Meeting Date: | 5/1/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Rex D. Geveden | Management | For | For | No |
1b | Elect Director Leland D. Melvin | Management | For | For | No |
1c | Elect Director Robert L. Nardelli | Management | For | For | No |
1d | Elect Director Barbara A. Niland | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Cabot Oil & Gas Corporation | | | | |
| | | | | |
Ticker Symbol: | COG | CUSIP Number: | 127097103 | | |
Record Date: | 3/4/2020 | Meeting Date: | 4/30/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Dorothy M. Ables | Management | For | For | No |
1.2 | Elect Director Rhys J. Best | Management | For | For | No |
1.3 | Elect Director Robert S. Boswell | Management | For | For | No |
1.4 | Elect Director Amanda M. Brock | Management | For | For | No |
1.5 | Elect Director Peter B. Delaney | Management | For | For | No |
1.6 | Elect Director Dan O. Dinges | Management | For | For | No |
1.7 | Elect Director Robert Kelley | Management | For | For | No |
1.8 | Elect Director W. Matt Ralls | Management | For | For | No |
1.9 | Elect Director Marcus A. Watts | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Cannae Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | CNNE | CUSIP Number: | 13765N107 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/17/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Hugh R. Harris | Management | Withhold | For | Yes |
1.2 | Elect Director C. Malcolm Holland | Management | Withhold | For | Yes |
1.3 | Elect Director Mark D. Linehan | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Charles River Laboratories International, Inc. | | | | |
| | | | | |
Ticker Symbol: | CRL | CUSIP Number: | 159864107 | | |
Record Date: | 3/16/2020 | Meeting Date: | 5/6/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director James C. Foster | Management | For | For | No |
1.2 | Elect Director Nancy C. Andrews | Management | For | For | No |
1.3 | Elect Director Robert J. Bertolini | Management | For | For | No |
1.4 | Elect Director Stephen D. Chubb | Management | For | For | No |
1.5 | Elect Director Deborah T. Kochevar | Management | For | For | No |
1.6 | Elect Director Martin W. MacKay | Management | For | For | No |
1.7 | Elect Director George E. Massaro | Management | For | For | No |
1.8 | Elect Director George M. Milne, Jr. | Management | For | For | No |
1.9 | Elect Director C. Richard Reese | Management | For | For | No |
1.10 | Elect Director Richard F. Wallman | Management | For | For | No |
1.11 | Elect Director Virginia M. Wilson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Citi Trends, Inc. | | | | | |
| | | | | |
Ticker Symbol: | CTRN | CUSIP Number: | 17306X102 | | |
Record Date: | 5/11/2020 | Meeting Date: | 6/30/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brian P. Carney | Management | For | For | No |
1.2 | Elect Director Jonathan Duskin | Management | For | For | No |
1.3 | Elect Director David N. Makuen | Management | For | For | No |
1.4 | Elect Director Peter R. Sachse | Management | For | For | No |
1.5 | Elect Director Kenneth D. Seipel | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Columbia Financial, Inc. | | | | |
| | | | | |
Ticker Symbol: | CLBK | CUSIP Number: | 197641103 | | |
Record Date: | 3/31/2020 | Meeting Date: | 5/22/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Frank Czerwinski | Management | Withhold | For | Yes |
1.2 | Elect Director Michael Massood, Jr. | Management | For | For | No |
1.3 | Elect Director Elizabeth E. Randall | Management | Withhold | For | Yes |
1.4 | Elect Director James Kuiken | Management | For | For | No |
1.5 | Elect Director Paul Van Ostenbridge | Management | Withhold | For | Yes |
1.6 | Elect Director Lucy Sorrentini | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Comfort Systems USA, Inc. | | | | |
| | | | | |
Ticker Symbol: | FIX | CUSIP Number: | 199908104 | | |
Record Date: | 3/20/2020 | Meeting Date: | 5/19/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Darcy G. Anderson | Management | For | For | No |
1.2 | Elect Director Herman E. Bulls | Management | For | For | No |
1.3 | Elect Director Alan P. Krusi | Management | For | For | No |
1.4 | Elect Director Brian E. Lane | Management | For | For | No |
1.5 | Elect Director Pablo G. Mercado | Management | For | For | No |
1.6 | Elect Director Franklin Myers | Management | For | For | No |
1.7 | Elect Director William J. Sandbrook | Management | For | For | No |
1.8 | Elect Director James H. Schultz | Management | For | For | No |
1.9 | Elect Director Constance E. Skidmore | Management | For | For | No |
1.10 | Elect Director Vance W. Tang | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
CorVel Corporation | | | | |
| | | | | |
Ticker Symbol: | CRVL | CUSIP Number: | 221006109 | | |
Record Date: | 6/14/2019 | Meeting Date: | 8/8/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director V. Gordon Clemons | Management | Withhold | For | Yes |
1.2 | Elect Director Steven J. Hamerslag | Management | Withhold | For | Yes |
1.3 | Elect Director Alan R. Hoops | Management | Withhold | For | Yes |
1.4 | Elect Director R. Judd Jessup | Management | Withhold | For | Yes |
1.5 | Elect Director Jean H. Macino | Management | Withhold | For | Yes |
1.6 | Elect Director Jeffrey J. Michael | Management | Withhold | For | Yes |
2 | Ratify Haskell & White LLP as Auditors | Management | For | For | No |
3 | Report on Equal Employment Opportunity Policy | Share Holder | For | Against | Yes |
| | | | | |
CyrusOne Inc. | | | | | |
| | | | | |
Ticker Symbol: | CONE | CUSIP Number: | 23283R100 | | |
Record Date: | 3/4/2020 | Meeting Date: | 4/27/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David H. Ferdman | Management | For | For | No |
1.2 | Elect Director John W. Gamble, Jr. | Management | For | For | No |
1.3 | Elect Director Michael A. Klayko | Management | For | For | No |
1.4 | Elect Director T. Tod Nielsen | Management | For | For | No |
1.5 | Elect Director Alex Shumate | Management | For | For | No |
1.6 | Elect Director William E. Sullivan | Management | For | For | No |
1.7 | Elect Director Lynn A. Wentworth | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Dine Brands Global, Inc. | | | | |
| | | | | |
Ticker Symbol: | DIN | CUSIP Number: | 254423106 | | |
Record Date: | 3/18/2020 | Meeting Date: | 5/12/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Howard M. Berk | Management | For | For | No |
1.2 | Elect Director Daniel J. Brestle | Management | For | For | No |
1.3 | Elect Director Susan M. Collyns | Management | For | For | No |
1.4 | Elect Director Larry A. Kay | Management | For | For | No |
1.5 | Elect Director Caroline W. Nahas | Management | For | For | No |
1.6 | Elect Director Douglas M. Pasquale | Management | For | For | No |
1.7 | Elect Director Gilbert T. Ray | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Engage an Investment Banking Firm to Effectuate a Spin-Off of the Company's IHOP Business Unit | Share Holder | Against | Against | No |
| | | | | |
DTE Energy Company | | | | |
| | | | | |
Ticker Symbol: | DTE | CUSIP Number: | 233331107 | | |
Record Date: | 3/10/2020 | Meeting Date: | 5/7/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gerard M. Anderson | Management | For | For | No |
1.2 | Elect Director David A. Brandon | Management | For | For | No |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For | No |
1.4 | Elect Director Gail J. McGovern | Management | For | For | No |
1.5 | Elect Director Mark A. Murray | Management | For | For | No |
1.6 | Elect Director Gerardo Norcia | Management | For | For | No |
1.7 | Elect Director Ruth G. Shaw | Management | For | For | No |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For | No |
1.9 | Elect Director David A. Thomas | Management | For | For | No |
1.10 | Elect Director Gary H. Torgow | Management | For | For | No |
1.11 | Elect Director James H. Vandenberghe | Management | For | For | No |
1.12 | Elect Director Valerie M. Williams | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Report on Political Contributions | Share Holder | For | Against | Yes |
| | | | | |
Eldorado Resorts, Inc. | | | | |
| | | | | |
Ticker Symbol: | ERI | CUSIP Number: | 28470R102 | | |
Record Date: | 10/4/2019 | Meeting Date: | 11/15/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Merger | Management | For | For | No |
2 | Change State of Incorporation from Nevada to Delaware | Management | For | For | No |
3 | Approve the ERI A&R Nevada Charter | Management | For | For | No |
4 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Element Solutions Inc | | | | |
| | | | | |
Ticker Symbol: | ESI | CUSIP Number: | 05605H100 | | |
Record Date: | 3/10/2020 | Meeting Date: | 5/1/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Martin Ellis Franklin | Management | For | For | No |
1b | Elect Director Benjamin Gliklich | Management | For | For | No |
1c | Elect Director Scot R. Benson | Management | For | For | No |
1d | Elect Director Ian G.H. Ashken | Management | For | For | No |
1e | Elect Director Christopher T. Fraser | Management | For | For | No |
1f | Elect Director Michael F. Goss | Management | For | For | No |
1g | Elect Director Nichelle Maynard-Elliott | Management | For | For | No |
1h | Elect Director E. Stanley O'Neal | Management | Against | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Againt | For | Yes |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Emergent BioSolutions Inc. | | | | |
| | | | | |
Ticker Symbol: | EBS | CUSIP Number: | 29089Q105 | | |
Record Date: | 3/26/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Zsolt Harsanyi | Management | For | For | No |
1b | Elect Director George A. Joulwan | Management | For | For | No |
1c | Elect Director Louis W. Sullivan | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Energizer Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | ENR | CUSIP Number: | 29272W109 | | |
Record Date: | 11/29/2019 | Meeting Date: | 1/27/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Carlos Abrams-Rivera | Management | For | For | No |
1b | Elect Director Bill G. Armstrong | Management | For | For | No |
1c | Elect Director Cynthia J. Brinkley | Management | For | For | No |
1d | Elect Director Rebecca Frankiewicz | Management | For | For | No |
1e | Elect Director Alan R. Hoskins | Management | For | For | No |
1f | Elect Director Kevin J. Hunt | Management | For | For | No |
1g | Elect Director James C. Johnson | Management | For | For | No |
1h | Elect Director John E. Klein | Management | For | For | No |
1i | Elect Director Patrick J. Moore | Management | For | For | No |
1j | Elect Director Nneka L. Rimmer | Management | For | For | No |
1k | Elect Director Robert V. Vitale | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
First American Funds, Inc. | | | | |
| | | | | |
Ticker Symbol: | | CUSIP Number: | 31846V203 | | |
Record Date: | 7/12/2019 | Meeting Date: | 8/29/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David K. Baumgardner | Management | For | For | No |
1.2 | Elect Director Mark E. Gaumond | Management | For | For | No |
1.3 | Elect Director Roger A. Gibson | Management | For | For | No |
1.4 | Elect Director Jennifer J. McPeek | Management | For | For | No |
1.5 | Elect Director C. David Myers | Management | For | For | No |
1.6 | Elect Director Richard K. Riederer | Management | For | For | No |
1.7 | Elect Director P. Kelly Tompkins | Management | For | For | No |
| | | | | |
Fortune Brands Home & Security, Inc. | | | | |
| | | | | |
Ticker Symbol: | FBHS | CUSIP Number: | 34964C106 | | |
Record Date: | 3/2/2020 | Meeting Date: | 4/28/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Nicholas I. Fink | Management | For | For | No |
1b | Elect Director A. D. David Mackay | Management | For | For | No |
1c | Elect Director David M. Thomas | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
frontdoor, inc. | | | | | |
| | | | | |
Ticker Symbol: | FTDR | CUSIP Number: | 35905A109 | | |
Record Date: | 3/19/2020 | Meeting Date: | 5/13/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Richard P. Fox | Management | Against | For | Yes |
1b | Elect Director Brian P. McAndrews | Management | Against | For | Yes |
1c | Elect Director Rexford J. Tibbens | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Gaming and Leisure Properties, Inc. | | | | |
| | | | | |
Ticker Symbol: | GLPI | CUSIP Number: | 36467J108 | | |
Record Date: | 4/6/2020 | Meeting Date: | 6/11/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter M. Carlino | Management | For | For | No |
1.2 | Elect Director Carol ("Lili") Lynton | Management | For | For | No |
1.3 | Elect Director Joseph W. Marshall, III | Management | For | For | No |
1.4 | Elect Director James B. Perry | Management | For | For | No |
1.5 | Elect Director Barry F. Schwartz | Management | For | For | No |
1.6 | Elect Director Earl C. Shanks | Management | For | For | No |
1.7 | Elect Director E. Scott Urdang | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
GCI Liberty, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GLIBA | CUSIP Number: | 36164V305 | | |
Record Date: | 3/31/2020 | Meeting Date: | 5/19/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ronald A. Duncan | Management | For | For | No |
1.2 | Elect Director Donne F. Fisher | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
HD Supply Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | HDS | CUSIP Number: | 40416M105 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/19/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kathleen J. Affeldt | Management | For | For | No |
1.2 | Elect Director Joseph J. DeAngelo | Management | For | For | No |
1.3 | Elect Director Peter A. Dorsman | Management | For | For | No |
1.4 | Elect Director Stephen J. Konenkamp | Management | For | For | No |
1.5 | Elect Director Patrick R. McNamee | Management | For | For | No |
1.6 | Elect Director Scott D. Ostfeld | Management | For | For | No |
1.7 | Elect Director Charles W. Peffer | Management | For | For | No |
1.8 | Elect Director James A. Rubright | Management | For | For | No |
1.9 | Elect Director Lauren Taylor Wolfe | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Henry Schein, Inc. | | | | |
| | | | | |
Ticker Symbol: | HSIC | CUSIP Number: | 806407102 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Barry J. Alperin | Management | For | For | No |
1b | Elect Director Gerald A. Benjamin | Management | For | For | No |
1c | Elect Director Stanley M. Bergman | Management | For | For | No |
1d | Elect Director James P. Breslawski | Management | For | For | No |
1e | Elect Director Paul Brons | Management | For | For | No |
1f | Elect Director Shira Goodman | Management | For | For | No |
1g | Elect Director Joseph L. Herring | Management | For | For | No |
1h | Elect Director Kurt P. Kuehn | Management | For | For | No |
1i | Elect Director Philip A. Laskawy | Management | For | For | No |
1j | Elect Director Anne H. Margulies | Management | For | For | No |
1k | Elect Director Mark E. Mlotek | Management | For | For | No |
1l | Elect Director Steven Paladino | Management | For | For | No |
1m | Elect Director Carol Raphael | Management | For | For | No |
1n | Elect Director E. Dianne Rekow | Management | For | For | No |
1o | Elect Director Bradley T. Sheares | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify BDO USA, LLP as Auditor | Management | For | For | No |
| | | | | |
Howmet Aerospace Inc. | | | | |
| | | | | |
Ticker Symbol: | HWM | CUSIP Number: | 443201108 | | |
Record Date: | 4/27/2020 | Meeting Date: | 6/15/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director James F. Albaugh | Management | | | No |
1b | Elect Director Amy E. Alving | Management | For | For | No |
1c | Elect Director Joseph S. Cantie | Management | For | For | No |
1d | Elect Director Robert F. Leduc | Management | For | For | No |
1e | Elect Director David J. Miller | Management | For | For | No |
1f | Elect Director Jody G. Miller | Management | For | For | No |
1g | Elect Director Tolga I. Oal | Management | For | For | No |
1h | Elect Director Nicole W. Piasecki | Management | For | For | No |
1i | Elect Director John C. Plant | Management | For | For | No |
1j | Elect Director Ulrich R. Schmidt | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | Against | Against | No |
| | | | | |
IAA, Inc. | | | | | |
| | | | | |
Ticker Symbol: | IAA | CUSIP Number: | 449253103 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/17/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director John W. Kett | Management | For | For | No |
1b | Elect Director Peter H. Kamin | Management | For | For | No |
1c | Elect Director Lynn Jolliffe | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
IAC/InterActiveCorp | | | | |
| | | | | |
Ticker Symbol: | IAC | CUSIP Number: | 44919P508 | | |
Record Date: | 5/4/2020 | Meeting Date: | 6/25/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Reclassification of Shares of Common Stock | Management | For | For | No |
2 | Amend Certificate of Incorporation | Management | Against | For | Yes |
3 | Restrict Right to Act by Written Consent | Management | Against | For | Yes |
4 | Amend Certificate of Incorporation to Change Company Name to Match Group, Inc. and to Rename the IAC Class M Common Stock | Management | For | For | No |
5 | Issue Shares in Connection with the Transaction Agreement | Management | For | For | No |
6 | Approve Stock Option Plan | Management | For | For | No |
7 | Adjourn Meeting | Management | For | For | No |
8.1 | Elect Director Chelsea Clinton | Management | For | For | No |
8.2 | Elect Director Barry Diller | Management | For | For | No |
8.3 | Elect Director Michael D. Eisner | Management | For | For | No |
8.4 | Elect Director Bonnie S. Hammer | Management | For | For | No |
8.5 | Elect Director Victor A. Kaufman | Management | For | For | No |
8.6 | Elect Director Joseph Levin | Management | For | For | No |
8.7 | Elect Director Bryan Lourd | Management | For | For | No |
8.8 | Elect Director David Rosenblatt | Management | For | For | No |
8.9 | Elect Director Alan G. Spoon | Management | For | For | No |
8.10 | Elect Director Alexander von Furstenberg | Management | For | For | No |
8.11 | Elect Director Richard F. Zannino | Management | For | For | No |
9 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
iHeartMedia, Inc. | | | | | |
| | | | | |
Ticker Symbol: | IHRT | CUSIP Number: | 45174J509 | | |
Record Date: | 4/22/2020 | Meeting Date: | 6/15/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gary Barber | Management | For | For | No |
1.2 | Elect Director Brad Gerstner | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Iridium Communications Inc. | | | | |
| | | | | |
Ticker Symbol: | IRDM | CUSIP Number: | 46269C102 | | |
Record Date: | 3/16/2020 | Meeting Date: | 5/14/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert H. Niehaus | Management | For | For | No |
1.2 | Elect Director Thomas C. Canfield | Management | For | For | No |
1.3 | Elect Director Matthew J. Desch | Management | For | For | No |
1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For | No |
1.5 | Elect Director Jane L. Harman | Management | For | For | No |
1.6 | Elect Director Alvin B. Krongard | Management | For | For | No |
1.7 | Elect Director Suzanne E. McBride | Management | For | For | No |
1.8 | Elect Director Eric T. Olson | Management | For | For | No |
1.9 | Elect Director Steven B. Pfeiffer | Management | For | For | No |
1.10 | Elect Director Parker W. Rush | Management | For | For | No |
1.11 | Elect Director Henrik O. Schliemann | Management | For | For | No |
1.12 | Elect Director Barry J. West | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
J. Alexander's Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | JAX | CUSIP Number: | 46609J106 | | |
Record Date: | 4/27/2020 | Meeting Date: | 6/25/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Carl J. Grassi | Management | For | For | No |
1.2 | Elect Director Frank R. Martire | Management | For | For | No |
1.3 | Elect Director Raymond R. Quirk | Management | For | For | No |
2 | Ratify KPMG LLP as Auditor | Management | For | For | No |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For | No |
| | | | | |
JBG SMITH Properties | | | | |
| | | | | |
Ticker Symbol: | JBGS | CUSIP Number: | 46590V100 | | |
Record Date: | 3/2/2020 | Meeting Date: | 4/30/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Scott A. Estes | Management | For | For | No |
1b | Elect Director Alan S. Forman | Management | For | For | No |
1c | Elect Director Michael J. Glosserman | Management | For | For | No |
1d | Elect Director Charles E. Haldeman, Jr. | Management | For | For | No |
1e | Elect Director W. Matthew Kelly | Management | For | For | No |
1f | Elect Director Alisa M. Mall | Management | For | For | No |
1g | Elect Director Carol A. Melton | Management | For | For | No |
1h | Elect Director William J. Mulrow | Management | For | For | No |
1i | Elect Director Steven Roth | Management | Against | For | Yes |
1j | Elect Director Ellen Shuman | Management | For | For | No |
1k | Elect Director Robert A. Stewart | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
KAR Auction Services, Inc. | | | | |
| | | | | |
Ticker Symbol: | KAR | CUSIP Number: | 48238T109 | | |
Record Date: | 4/9/2020 | Meeting Date: | 6/4/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director David DiDomenico | Management | For | For | No |
1b | Elect Director Carmel Galvin | Management | For | For | No |
1c | Elect Director James P. Hallett | Management | For | For | No |
1d | Elect Director Mark E. Hill | Management | For | For | No |
1e | Elect Director J. Mark Howell | Management | For | For | No |
1f | Elect Director Stefan Jacoby | Management | For | For | No |
1g | Elect Director Michael T. Kestner | Management | For | For | No |
1h | Elect Director Mary Ellen Smith | Management | For | For | No |
1i | Elect Director Stephen E. Smith | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Kearny Financial Corp. | | | | |
| | | | | |
Ticker Symbol: | KRNY | CUSIP Number: | 48716P108 | | |
Record Date: | 8/26/2019 | Meeting Date: | 10/24/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John J. Mazur, Jr. | Management | For | For | No |
1.2 | Elect Director Matthew T. McClane | Management | For | For | No |
1.3 | Elect Director John F. McGovern | Management | For | For | No |
1.4 | Elect Director Raymond E. Chandonnet | Management | For | For | No |
2 | Ratify Crowe LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Kimball Electronics, Inc. | | | | |
| | | | | |
Ticker Symbol: | KE | CUSIP Number: | 49428J109 | | |
Record Date: | 9/4/2019 | Meeting Date: | 11/7/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Holly A. Van Deursen | Management | For | For | No |
1.2 | Elect Director Michele M. Holcomb | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
5 | Approve Executive Incentive Bonus Plan | Management | For | For | No |
6 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
7 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For | No |
| | | | | |
Kimball International, Inc. | | | | |
| | | | | |
Ticker Symbol: | KBAL | CUSIP Number: | 494274103 | | |
Record Date: | 8/19/2019 | Meeting Date: | 10/22/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Patrick E. Connolly | Management | Withhold | For | Yes |
1.2 | Elect Director Kimberly K. Ryan | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
KLX Energy Services Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | KXLE | CUSIP Number: | 48253L106 | | |
Record Date: | 6/28/2019 | Meeting Date: | 8/22/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard G. Hamermesh | Management | Withhold | For | Yes |
1.2 | Elect Director Theodore L. Weise | Management | For | For | No |
1.3 | Elect Director John T. Whates | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Kontoor Brands, Inc. | | | | |
| | | | | |
Ticker Symbol: | KTB | CUSIP Number: | 50050N103 | | |
Record Date: | 2/18/2020 | Meeting Date: | 4/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Juliana L. Chugg | Management | For | For | No |
1.2 | Elect Director Shelley Stewart, Jr. | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Leidos Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | LDOS | CUSIP Number: | 525327102 | | |
Record Date: | 3/10/2020 | Meeting Date: | 5/1/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gregory R. Dahlberg | Management | For | For | No |
1b | Elect Director David G. Fubini | Management | For | For | No |
1c | Elect Director Miriam E. John | Management | For | For | No |
1d | Elect Director Frank Kendall, III | Management | For | For | No |
1e | Elect Director Robert C. Kovarik, Jr. | Management | For | For | No |
1f | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For | No |
1g | Elect Director Roger A. Krone | Management | For | For | No |
1h | Elect Director Gary S. May | Management | For | For | No |
1i | Elect Director Surya N. Mohapatra | Management | For | For | No |
1j | Elect Director Lawrence C. Nussdorf | Management | For | For | No |
1k | Elect Director Robert S. Shapard | Management | For | For | No |
1l | Elect Director Susan M. Stalnecker | Management | For | For | No |
1m | Elect Director Noel B. Williams | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Eliminate Cumulative Voting | Management | For | For | No |
5 | Eliminate Supermajority Vote Requirement | Management | For | For | No |
6 | Amend Proxy Access Right | Share Holder | For | Against | Yes |
| | | | | |
Marchex, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MCHX | CUSIP Number: | 56624R108 | | |
Record Date: | 8/2/2019 | Meeting Date: | 9/26/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Dennis Cline | Management | For | For | No |
1.2 | Elect Director Donald Cogsville | Management | For | For | No |
1.3 | Elect Director Russell C. Horowitz | Management | For | For | No |
1.4 | Elect Director M. Wayne Wisehart | Management | For | For | No |
2 | Ratify Moss Adams LLP as Auditors | Management | For | For | No |
| | | | | |
Marriott Vacations Worldwide Corporation | | | | |
| | | | | |
Ticker Symbol: | VAC | CUSIP Number: | 57164Y107 | | |
Record Date: | 3/16/2020 | Meeting Date: | 5/12/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director C.E. Andrews | Management | For | For | No |
1.2 | Elect Director William W. McCarten | Management | For | For | No |
1.3 | Elect Director William J. Shaw | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Masco Corporation | | | | |
| | | | | |
Ticker Symbol: | MAS | CUSIP Number: | 574599106 | | |
Record Date: | 3/16/2020 | Meeting Date: | 5/12/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Keith J. Allman | Management | For | For | No |
1b | Elect Director J. Michael Losh | Management | For | For | No |
1c | Elect Director Christopher A. O'Herlihy | Management | For | For | No |
1d | Elect Director Charles K. Stevens, III | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
MasTec, Inc. | | | | | |
| | | | | |
Ticker Symbol: | MTZ | CUSIP Number: | 576323109 | | |
Record Date: | 3/12/2020 | Meeting Date: | 5/15/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ernst N. Csiszar | Management | For | For | No |
1.2 | Elect Director Julia L. Johnson | Management | For | For | No |
1.3 | Elect Director Jorge Mas | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
MDU Resources Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | MDU | CUSIP Number: | 552690109 | | |
Record Date: | 3/13/2020 | Meeting Date: | 5/12/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Thomas Everist | Management | For | For | No |
1b | Elect Director Karen B. Fagg | Management | For | For | No |
1c | Elect Director David L. Goodin | Management | For | For | No |
1d | Elect Director Mark A. Hellerstein | Management | For | For | No |
1e | Elect Director Dennis W. Johnson | Management | For | For | No |
1f | Elect Director Patricia L. Moss | Management | For | For | No |
1g | Elect Director Edward A. Ryan | Management | For | For | No |
1h | Elect Director David M. Sparby | Management | For | For | No |
1i | Elect Director Chenxi Wang | Management | For | For | No |
1j | Elect Director John K. Wilson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Midstates Petroleum Company, Inc. | | | | |
| | | | | |
Ticker Symbol: | MPO | CUSIP Number: | 59804T407 | | |
Record Date: | 6/28/2019 | Meeting Date: | 8/2/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Merger | Management | For | For | No |
2.1 | Elect Director David J. Sambrooks | Management | For | For | No |
2.2 | Elect Director Alan J. Carr | Management | For | For | No |
2.3 | Elect Director Patrice D. Douglas | Management | For | For | No |
2.4 | Elect Director Neal P. Goldman | Management | Withhold | For | Yes |
2.5 | Elect Director Randal T. Klein | Management | For | For | No |
2.6 | Elect Director Evan S. Lederman | Management | For | For | No |
2.7 | Elect Director David H. Proman | Management | For | For | No |
2.8 | Elect Director Todd R. Snyder | Management | For | For | No |
3 | Bundled Say on Pay/Golden Parachute Advisory Vote | Management | For | For | No |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
5 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Nomad Foods Limited | | | | |
| | | | | |
Ticker Symbol: | NOMD | CUSIP Number: | G6564A105 | | |
Record Date: | 4/24/2020 | Meeting Date: | 6/17/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Martin Ellis Franklin | Management | For | For | No |
1.2 | Elect Director Noam Gottesman | Management | For | For | No |
1.3 | Elect Director Ian G.H. Ashken | Management | For | For | No |
1.4 | Elect Director Stefan Descheemaeker | Management | For | For | No |
1.5 | Elect Director Jeremy Isaacs | Management | For | For | No |
1.6 | Elect Director James E. Lillie | Management | For | For | No |
1.7 | Elect Director Stuart M. MacFarlane | Management | For | For | No |
1.8 | Elect Director Lord Myners of Truro | Management | For | For | No |
1.9 | Elect Director Victoria Parry | Management | For | For | No |
1.10 | Elect Director Simon White | Management | For | For | No |
1.11 | Elect Director Samy Zekhout | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
nVent Electric plc | | | | |
| | | | | |
Ticker Symbol: | NVT | CUSIP Number: | G6700G107 | | |
Record Date: | 3/20/2020 | Meeting Date: | 5/15/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Brian M. Baldwin *Withdrawn* | Management | | | No |
1b | Elect Director Jerry W. Burris | Management | For | For | No |
1c | Elect Director Susan M. Cameron | Management | For | For | No |
1d | Elect Director Michael L. Ducker | Management | For | For | No |
1e | Elect Director Randall J. Hogan | Management | For | For | No |
1f | Elect Director Ronald L. Merriman | Management | For | For | No |
1g | Elect Director Nicola T. Palmer | Management | For | For | No |
1h | Elect Director Herbert K. Parker | Management | For | For | No |
1i | Elect Director Beth A. Wozniak | Management | For | For | No |
1j | Elect Director Jacqueline Wright | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
5 | Authorize Price Range for Reissuance of Treasury Shares | Management | For | For | No |
| | | | | |
ONE Gas, Inc. | | | | | |
| | | | | |
Ticker Symbol: | OGS | CUSIP Number: | 68235P108 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert B. Evans | Management | For | For | No |
1.2 | Elect Director John W. Gibson | Management | For | For | No |
1.3 | Elect Director Tracy E. Hart | Management | For | For | No |
1.4 | Elect Director Michael G. Hutchinson | Management | For | For | No |
1.5 | Elect Director Pattye L. Moore | Management | For | For | No |
1.6 | Elect Director Pierce H. Norton, II | Management | For | For | No |
1.7 | Elect Director Eduardo A. Rodriguez | Management | For | For | No |
1.8 | Elect Director Douglas H. Yaeger | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Park Hotels & Resorts Inc. | | | | |
| | | | | |
Ticker Symbol: | PK | CUSIP Number: | 700517105 | | |
Record Date: | 3/2/2020 | Meeting Date: | 4/24/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Thomas J. Baltimore, Jr. | Management | For | For | No |
1B | Elect Director Gordon M. Bethune | Management | For | For | No |
1C | Elect Director Patricia M. Bedient | Management | For | For | No |
1D | Elect Director Thomas D. Eckert | Management | For | For | No |
1E | Elect Director Geoffrey M. Garrett | Management | For | For | No |
1F | Elect Director Christie B. Kelly | Management | For | For | No |
1G | Elect Director Joseph I. Lieberman | Management | For | For | No |
1H | Elect Director Thomas A. Natelli | Management | For | For | No |
1I | Elect Director Timothy J. Naughton | Management | For | For | No |
1J | Elect Director Stephen I. Sadove | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Pentair plc | | | | | |
| | | | | |
Ticker Symbol: | PNR | CUSIP Number: | G7S00T104 | | |
Record Date: | 3/6/2020 | Meeting Date: | 5/5/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Mona Abutaleb Stephenson | Management | For | For | No |
1b | Elect Director Glynis A. Bryan | Management | For | For | No |
1c | Elect Director T. Michael Glenn | Management | For | For | No |
1d | Elect Director Theodore L. Harris | Management | For | For | No |
1e | Elect Director David A. Jones | Management | For | For | No |
1f | Elect Director Michael T. Speetzen | Management | For | For | No |
1g | Elect Director John L. Stauch | Management | For | For | No |
1h | Elect Director Billie I. Williamson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
5 | Authorise Issue of Equity | Management | For | For | No |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For | No |
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For | No |
| | | | | |
Perspecta Inc. | | | | | |
| | | | | |
Ticker Symbol: | PRSP | CUSIP Number: | 715347100 | | |
Record Date: | 6/17/2019 | Meeting Date: | 8/13/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Sanju K. Bansal | Management | For | For | No |
1b | Elect Director Sondra L. Barbour | Management | For | For | No |
1c | Elect Director John M. Curtis | Management | For | For | No |
1d | Elect Director Lisa S. Disbrow | Management | For | For | No |
1e | Elect Director Glenn A. Eisenberg | Management | For | For | No |
1f | Elect Director Pamela O. Kimmet | Management | For | For | No |
1g | Elect Director J. Michael Lawrie | Management | For | For | No |
1h | Elect Director Ramzi M. Musallam | Management | For | For | No |
1i | Elect Director Philip O. Nolan | Management | For | For | No |
1j | Elect Director Michael E. Ventling | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Points International Ltd. | | | | |
| | | | | |
Ticker Symbol: | PTS | CUSIP Number: | 730843208 | | |
Record Date: | 3/30/2020 | Meeting Date: | 5/22/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David Adams | Management | For | For | No |
1.2 | Elect Director Christopher Barnard | Management | For | For | No |
1.3 | Elect Director Michael Beckerman | Management | For | For | No |
1.4 | Elect Director Bruce Croxon | Management | For | For | No |
1.5 | Elect Director Robert MacLean | Management | For | For | No |
1.6 | Elect Director Jane Skoblo | Management | For | For | No |
1.7 | Elect Director John Thompson | Management | For | For | No |
1.8 | Elect Director Leontine van Leeuwen-Atkins | Management | For | For | No |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
| | | | | |
Post Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | POST | CUSIP Number: | 127097103 | | |
Record Date: | 11/26/2020 | Meeting Date: | 1/30/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert E. Grote | Management | For | For | No |
1.2 | Elect Director David W. Kemper | Management | For | For | No |
1.3 | Elect Director Robert V. Vitale | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
PotlatchDeltic Corporation | | | | |
| | | | | |
Ticker Symbol: | PCH | CUSIP Number: | 737630103 | | |
Record Date: | 3/13/2020 | Meeting Date: | 5/4/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Linda M. Breard | Management | For | For | No |
1b | Elect Director Lawrence S. Peiros | Management | For | For | No |
1c | Elect Director Eric J. Cremers | Management | For | For | No |
2 | Ratify KPMG LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Raymond James Financial, Inc. | | | | |
| | | | | |
Ticker Symbol: | RJF | CUSIP Number: | 754730109 | | |
Record Date: | 12/23/2019 | Meeting Date: | 2/20/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Charles G. von Arentschildt | Management | For | For | No |
1.2 | Elect Director Robert M. Dutkowsky | Management | For | For | No |
1.3 | Elect Director Jeffrey N. Edwards | Management | For | For | No |
1.4 | Elect Director Benjamin C. Esty | Management | For | For | No |
1.5 | Elect Director Anne Gates | Management | For | For | No |
1.6 | Elect Director Francis S. Godbold | Management | For | For | No |
1.7 | Elect Director Thomas A. James | Management | For | For | No |
1.8 | Elect Director Gordon L. Johnson | Management | For | For | No |
1.9 | Elect Director Roderick C. McGeary | Management | For | For | No |
1.10 | Elect Director Paul C. Reilly | Management | For | For | No |
1.11 | Elect Director Raj Seshadri | Management | For | For | No |
1.12 | Elect Director Susan N. Story | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Sabra Health Care REIT, Inc. | | | | |
| | | | | |
Ticker Symbol: | SBRA | CUSIP Number: | 78573L106 | | |
Record Date: | 4/20/2020 | Meeting Date: | 6/9/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Craig A. Barbarosh | Management | For | For | No |
1b | Elect Director Robert A. Ettl | Management | For | For | No |
1c | Elect Director Michael J. Foster | Management | For | For | No |
1d | Elect Director Ronald G. Geary | Management | For | For | No |
1e | Elect Director Lynne S. Katzmann | Management | For | For | No |
1f | Elect Director Raymond J. Lewis | Management | For | For | No |
1g | Elect Director Jeffrey A. Malehorn | Management | For | For | No |
1h | Elect Director Richard K. Matros | Management | For | For | No |
1i | Elect Director Milton J. Walters | Management | For | For | No |
2 | Amend Omnibus Stock Plan | Management | For | For | No |
3 | Increase Authorized Common Stock | Management | For | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
ServiceMaster Global Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | SERV | CUSIP Number: | 81761R109 | | |
Record Date: | 4/9/2020 | Meeting Date: | 5/26/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1A | Elect Director Deborah H. Caplan | Management | For | For | No |
1B | Elect Director Naren K. Gursahaney | Management | For | For | No |
1C | Elect Director Mark E. Tomkins | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
Simulations Plus, Inc. | | | | |
| | | | | |
Ticker Symbol: | SLP | CUSIP Number: | 829214105 | | |
Record Date: | 12/30/2019 | Meeting Date: | 2/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Walter S. Woltosz | Management | For | For | No |
1.2 | Elect Director John K. Paglia | Management | For | For | No |
1.3 | Elect Director David L. Ralph | Management | For | For | No |
1.4 | Elect Director Daniel Weiner | Management | For | For | No |
1.5 | Elect Director Lisa LaVange | Management | For | For | No |
2 | Ratify Rose, Snyder, & Jacobs, LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years | Yes |
| | | | | |
South Jersey Industries, Inc. | | | | |
| | | | | |
Ticker Symbol: | SJI | CUSIP Number: | 838518108 | | |
Record Date: | 2/24/2020 | Meeting Date: | 4/24/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Sarah M. Barpoulis | Management | For | For | No |
1b | Elect Director Keith S. Campbell | Management | For | For | No |
1c | Elect Director Victor A. Fortkiewicz | Management | For | For | No |
1d | Elect Director Sheila Hartnett-Devlin | Management | For | For | No |
1e | Elect Director G. Edison Holland, Jr. | Management | For | For | No |
1f | Elect Director Sunita Holzer | Management | For | For | No |
1g | Elect Director Kevin M. O'Dowd | Management | For | For | No |
1h | Elect Director Michael J. Renna | Management | For | For | No |
1i | Elect Director Joseph M. Rigby | Management | For | For | No |
1j | Elect Director Frank L. Sims | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche as Auditors | Management | For | For | No |
| | | | | |
SPX Corporation | | | | | |
| | | | | |
Ticker Symbol: | SPXC | CUSIP Number: | 784635104 | | |
Record Date: | 3/19/2020 | Meeting Date: | 5/14/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ricky D. Puckett | Management | For | For | No |
1.2 | Elect Director Meenal A. Sethna | Management | For | For | No |
1.3 | Elect Director Tana L. Utley | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
| | | | | |
TESSCO Technologies Incorporated | | | | |
| | | | | |
Ticker Symbol: | TESS | CUSIP Number: | 872386107 | | |
Record Date: | 5/28/2019 | Meeting Date: | 7/25/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert B. Barnhill, Jr. | Management | For | For | No |
1.2 | Elect Director John D. Beletic | Management | For | For | No |
1.3 | Elect Director Jay G. Baitler | Management | For | For | No |
1.4 | Elect Director Paul J. Gaffney | Management | For | For | No |
1.5 | Elect Director Benn R. Konsynski | Management | For | For | No |
1.6 | Elect Director Dennis J. Shaughnessy | Management | For | For | No |
1.7 | Elect Director Murray N. Wright | Management | For | For | No |
1.8 | Elect Director Morton F. Zifferer, Jr. | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
The Pennant Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | PNTG | CUSIP Number: | 70805E109 | | |
Record Date: | 4/1/2020 | Meeting Date: | 5/27/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Daniel H Walker | Management | For | For | No |
1.2 | Elect Director Christopher R. Christensen | Management | For | For | No |
1.3 | Elect Director John G. Nackel | Management | Against | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
The Wendy's Company | | | | |
| | | | | |
Ticker Symbol: | WEN | CUSIP Number: | 95058W100 | | |
Record Date: | 3/30/2020 | Meeting Date: | 5/27/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Nelson Peltz | Management | For | For | No |
1b | Elect Director Peter W. May | Management | For | For | No |
1c | Elect Director Kristin A. Dolan | Management | For | For | No |
1d | Elect Director Kenneth W. Gilbert | Management | For | For | No |
1e | Elect Director Dennis M. Kass | Management | For | For | No |
1f | Elect Director Joseph A. Levato | Management | For | For | No |
1g | Elect Director Michelle 'Mich' J. Mathews-Spradlin | Management | For | For | No |
1h | Elect Director Matthew H. Peltz | Management | For | For | No |
1i | Elect Director Todd A. Penegor | Management | For | For | No |
1j | Elect Director Peter H. Rothschild | Management | For | For | No |
1k | Elect Director Arthur B. Winkleblack | Management | For | For | No |
2 | Approve Omnibus Stock Plan | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Transcat, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TRNS | CUSIP Number: | 893529107 | | |
Record Date: | 7/17/2019 | Meeting Date: | 9/11/2019 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Charles P. Hadeed | Management | For | For | No |
1.2 | Elect Director Paul D. Moore | Management | For | For | No |
1.3 | Elect Director Angela J. Panzarella | Management | For | For | No |
2 | Fix Number of Directors at Ten | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
5 | Ratify Freed Maxick CPAs, P.C. as Auditors | Management | For | For | No |
| | | | | |
TreeHouse Foods, Inc. | | | | |
| | | | | |
Ticker Symbol: | THS | CUSIP Number: | 89469A104 | | |
Record Date: | 3/2/2020 | Meeting Date: | 4/30/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mark R. Hunter | Management | For | For | No |
1.2 | Elect Director Ann M. Sardini | Management | For | For | No |
1.3 | Elect Director Jean E. Spence | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
UGI Corporation | | | | | |
| | | | | |
Ticker Symbol: | UGI | CUSIP Number: | 902681105 | | |
Record Date: | 11/13/2019 | Meeting Date: | 1/22/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director M. Shawn Bort | Management | For | For | No |
1.2 | Elect Director Theodore A. Dosch | Management | For | For | No |
1.3 | Elect Director Alan N. Harris | Management | For | For | No |
1.4 | Elect Director Frank S. Hermance | Management | For | For | No |
1.5 | Elect Director William J. Marrazzo | Management | For | For | No |
1.6 | Elect Director Kelly A. Romano | Management | For | For | No |
1.7 | Elect Director Marvin O. Schlanger | Management | For | For | No |
1.8 | Elect Director James B. Stallings, Jr. | Management | For | For | No |
1.9 | Elect Director K. Richard Turner | Management | For | For | No |
1.10 | Elect Director John L. Walsh | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Varex Imaging Corporation | | | | |
| | | | | |
Ticker Symbol: | VREX | CUSIP Number: | 92214X106 | | |
Record Date: | 7/12/2019 | Meeting Date: | 2/13/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Jocelyn D. Chertoff | Management | For | For | No |
1b | Elect Director Ruediger Naumann-Etienne | Management | For | For | No |
1c | Elect Director Sunny S. Sanyal | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Approve Omnibus Stock Plan | Management | For | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Varian Medical Systems, Inc. | | | | |
| | | | | |
Ticker Symbol: | VAR | CUSIP Number: | 92220P105 | | |
Record Date: | 12/16/2019 | Meeting Date: | 2/13/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Anat Ashkenazi | Management | For | For | No |
1b | Elect Director Jeffrey R. Balser | Management | For | For | No |
1c | Elect Director Judy Bruner | Management | For | For | No |
1d | Elect Director Jean-Luc Butel | Management | For | For | No |
1e | Elect Director Regina E. Dugan | Management | For | For | No |
1f | Elect Director R. Andrew Eckert | Management | For | For | No |
1g | Elect Director Phillip G. Febbo | Management | For | For | No |
1h | Elect Director David J. Illingworth | Management | For | For | No |
1i | Elect Director Michelle M. Le Beau | Management | For | For | No |
1j | Elect Director Dow R. Wilson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Vera Bradley, Inc. | | | | |
| | | | | |
Ticker Symbol: | VRA | CUSIP Number: | 92335C106 | | |
Record Date: | 4/1/2020 | Meeting Date: | 6/2/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Barbara Bradley Baekgaard | Management | For | For | No |
1.2 | Elect Director Kristina Cashman | Management | For | For | No |
1.3 | Elect Director Mary Lou Kelley | Management | For | For | No |
1.4 | Elect Director John E. Kyees | Management | For | For | No |
1.5 | Elect Director Frances P. Philip | Management | Withhold | For | Yes |
1.6 | Elect Director Carrie M. Tharp | Management | For | For | No |
1.7 | Elect Director Robert Wallstrom | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Vistra Energy Corp. | | | | |
| | | | | |
Ticker Symbol: | VST | CUSIP Number: | 92840M102 | | |
Record Date: | 3/16/2020 | Meeting Date: | 4/29/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Declassify the Board of Directors | Management | For | For | No |
2.1 | Elect Director Hilary E. Ackermann | Management | For | For | No |
2.2 | Elect Director Arcilia C. Acosta | Management | For | For | No |
2.3 | Elect Director Gavin R. Baiera | Management | For | For | No |
2.4 | Elect Director Paul M. Barbas | Management | For | For | No |
2.5 | Elect Director Lisa Crutchfield | Management | For | For | No |
2.6 | Elect Director Brian K. Ferraioli | Management | For | For | No |
2.7 | Elect Director Scott B. Helm | Management | For | For | No |
2.8 | Elect Director Jeff D. Hunter | Management | For | For | No |
2.9 | Elect Director Curtis A. Morgan | Management | For | For | No |
2.10 | Elect Director John R. (JR) Sult | Management | For | For | No |
3.1 | Elect Director Gavin R. Baiera | Management | For | For | No |
3.2 | Elect Director Scott B. Helm | Management | For | For | No |
3.3 | Elect Director Curtis A. Morgan | Management | For | For | No |
3.4 | Elect Director John R. (JR) Sult | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Voya Financial, Inc. | | | | |
| | | | | |
Ticker Symbol: | VOYA | CUSIP Number: | 929089100 | | |
Record Date: | 3/23/2020 | Meeting Date: | 5/21/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Lynne Biggar | Management | For | For | No |
1b | Elect Director Jane P. Chwick | Management | For | For | No |
1c | Elect Director Kathleen DeRose | Management | For | For | No |
1d | Elect Director Ruth Ann M. Gillis | Management | For | For | No |
1e | Elect Director J. Barry Griswell | Management | For | For | No |
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For | No |
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For | No |
1h | Elect Director Joseph V. Tripodi | Management | For | For | No |
1i | Elect Director David Zwiener | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Wolverine World Wide, Inc. | | | | |
| | | | | |
Ticker Symbol: | WWW | CUSIP Number: | 978097103 | | |
Record Date: | 3/18/2020 | Meeting Date: | 4/30/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director William K. Gerber | Management | For | For | No |
1b | Elect Director Blake W. Krueger | Management | For | For | No |
1c | Elect Director Nicholas T. Long | Management | For | For | No |
1d | Elect Director Michael A. Volkema | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
WW International, Inc. | | | | |
| | | | | |
Ticker Symbol: | WW | CUSIP Number: | 98262P101 | | |
Record Date: | 3/19/2020 | Meeting Date: | 5/6/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Raymond Debbane | Management | For | For | No |
1.2 | Elect Director Tracey D. Brown | Management | For | For | No |
1.3 | Elect Director Jennifer Dulski | Management | For | For | No |
1.4 | Elect Director Jonas M. Fajgenbaum | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Approve Option Agreement with Oprah Winfrey | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Wyndham Hotels & Resorts, Inc. | | | | |
| | | | | |
Ticker Symbol: | WH | CUSIP Number: | 98311A105 | | |
Record Date: | 3/17/2020 | Meeting Date: | 5/12/2020 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Myra J. Biblowit | Management | | | No |
1.2 | Elect Director Bruce B. Churchill | Management | For | For | No |
1.3 | Elect Director Pauline D.E. Richards | Management | For | For | No |
2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | For | No |
2b | Eliminate Supermajority Vote Requirement to Remove Directors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.