Michael J. Meaney, Esq.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a).
(b).
(c).
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d).
(e).
(f).
(g).
(h).
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i).
Whether the Registrant cast its vote for or against management.
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Ancora Income Fund | | | | | |
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Aberdeen Asia-Pacific Income Fund, Inc. | | | | | |
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Ticker Symbol: | FAX | CUSIP Number: | 003009107 | | | |
Record Date: | 3/4/2022 | Meeting Date: | 4/28/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director Stephen Bird | Management | For | For | No | |
3.1 | Elect Director P. Gerald Malone | Management | For | For | No | |
3.2 | Elect Director William P. Potter | Management | For | For | No | |
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Annaly Capital Management, Inc. | | | | | |
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Ticker Symbol: | NLY | CUSIP Number: | 035710409 | | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/18/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Francine J. Bovich | Management | For | For | No | |
1b | Elect Director Wellington J. Denahan | Management | For | For | No | |
1c | Elect Director Katie Beirne Fallon | Management | For | For | No | |
1d | Elect Director David L. Finkelstein | Management | For | For | No | |
1e | Elect Director Thomas Hamilton | Management | For | For | No | |
1f | Elect Director Kathy Hopinkah Hannan | Management | For | For | No | |
1g | Elect Director Michael Haylon | Management | For | For | No | |
1h | Elect Director Eric A. Reeves | Management | For | For | No | |
1i | Elect Director John H. Schaefer | Management | For | For | No | |
1j | Elect Director Glenn A. Votek | Management | For | For | No | |
1k | Elect Director Vicki Williams | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
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Athene Holding Ltd. | | | | | |
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Ticker Symbol: | ATH | CUSIP Number: | G0684D107 | | | |
Record Date: | 11/4/2021 | Meeting Date: | 12/21/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Merger Agreement | Management | | For | No | |
2 | Adjourn Meeting | Management | | For | No | |
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Exxon Mobil Corporation | | | | | |
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Ticker Symbol: | XOM | CUSIP Number: | 30231G102 | | | |
Record Date: | 4/1/2022 | Meeting Date: | 5/25/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Michael J. Angelakis | Management | For | For | No | |
1.2 | Elect Director Susan K. Avery | Management | For | For | No | |
1.3 | Elect Director Angela F. Braly | Management | For | For | No | |
1.4 | Elect Director Ursula M. Burns | Management | For | For | No | |
1.5 | Elect Director Gregory J. Goff | Management | For | For | No | |
1.6 | Elect Director Kaisa H. Hietala | Management | For | For | No | |
1.7 | Elect Director Joseph L. Hooley | Management | For | For | No | |
1.8 | Elect Director Steven A. Kandarian | Management | For | For | No | |
1.9 | Elect Director Alexander A. Karsner | Management | For | For | No | |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | For | No | |
1.11 | Elect Director Darren W. Woods | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Remove Executive Perquisites | Share Holder | For | Against | Yes | |
5 | Amend Bylaws to Limit Shareholder Rights for Proposal Submission | Share Holder | Against | Against | No | |
6 | Set GHG Emissions Reduction targets Consistent With Paris Agreement Goal | Share Holder | For | Against | Yes | |
7 | Report on Low Carbon Business Planning | Share Holder | Against | Against | No | |
8 | Report on Scenario Analysis Consistent with International Energy Agency's Net Zero by 2050 | Share Holder | For | Against | Yes | |
9 | Report on Reducing Plastic Pollution | Share Holder | For | Against | Yes | |
10 | Report on Political Contributions and Expenditures | Share Holder | For | Against | Yes | |
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Franchise Group, Inc. | | | | | |
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Ticker Symbol: | FRG | CUSIP Number: | 35180X105 | | | |
Record Date: | 4/1/2022 | Meeting Date: | 5/17/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Matthew Avril | Management | For | For | No | |
1.2 | Elect Director Cynthia S. Dubin | Management | For | For | No | |
1.3 | Elect Director Lisa M. Fairfax | Management | For | For | No | |
1.4 | Elect Director Thomas Herskovits | Management | For | For | No | |
1.5 | Elect Director Brian R. Kahn | Management | For | For | No | |
1.6 | Elect Director Gary S. Rich | Management | For | For | No | |
1.7 | Elect Director Nanhi Singh | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
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Gabelli Dividend & Income Trust | | | | | |
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Ticker Symbol: | GDV | CUSIP Number: | 36242H104 | | | |
Record Date: | 3/14/2022 | Meeting Date: | 5/9/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Mario J. Gabelli | Management | For | For | No | |
1.2 | Elect Director Michael J. Melarkey | Management | For | For | No | |
1.3 | Elect Director Kuni Nakamura | Management | For | For | No | |
1.4 | Elect Director Christina A. Peeney | Management | For | For | No | |
1.5 | Elect Director Susan V. Watson | Management | For | For | No | |
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Golub Capital BDC, Inc. | | | | | |
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Ticker Symbol: | GBDC | CUSIP Number: | 38173M102 | | | |
Record Date: | 12/13/2021 | Meeting Date: | 2/4/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Lawrence E. Golub | Management | For | For | No | |
1b | Elect Director Lofton P. Holder | Management | For | For | No | |
1c | Elect Director William M. Webster, IV | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Increase Authorized Common Stock | Management | For | For | No | |
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Hercules Capital, Inc. | | | | | |
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Ticker Symbol: | HTGC | CUSIP Number: | 427096508 | | | |
Record Date: | 4/25/2022 | Meeting Date: | 6/23/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Scott Bluestein | Management | Withhold | For | Yes | |
1.2 | Elect Director Wade Loo | Management | Withhold | For | Yes | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
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Highland Income Fund | | | | | |
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Ticker Symbol: | HFRO | CUSIP Number: | 43010E404 | | | |
Record Date: | 6/14/2021 | Meeting Date: | 7/8/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director John Honis | Management | Withhold | For | Yes | |
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Highland Income Fund | | | | | |
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Ticker Symbol: | HFRO | CUSIP Number: | 43010E404 | | | |
Record Date: | 3/25/2022 | Meeting Date: | 6/14/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Ethan Powell | Management | | For | No | |
1.2 | Elect Director Bryan A. Ward | Management | | For | No | |
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Iron Mountain Incorporated | | | | | |
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Ticker Symbol: | IRM | CUSIP Number: | 46284V101 | | | |
Record Date: | 3/14/2022 | Meeting Date: | 5/10/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Jennifer Allerton | Management | For | For | No | |
1b | Elect Director Pamela M. Arway | Management | For | For | No | |
1c | Elect Director Clarke H. Bailey | Management | For | For | No | |
1d | Elect Director Kent P. Dauten | Management | For | For | No | |
1e | Elect Director Monte Ford | Management | For | For | No | |
1f | Elect Director Robin L. Matlock | Management | For | For | No | |
1g | Elect Director William L. Meaney | Management | For | For | No | |
1h | Elect Director Wendy J. Murdock | Management | For | For | No | |
1i | Elect Director Walter C. Rakowich | Management | For | For | No | |
1j | Elect Director Doyle R. Simons | Management | For | For | No | |
1k | Elect Director Alfred J. Verrecchia | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
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OFS Credit Company, Inc. | | | | | |
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Ticker Symbol: | OCCI | CUSIP Number: | 67111Q107 | | | |
Record Date: | 6/22/2021 | Meeting Date: | 8/17/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Jeffrey A. Cerny | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
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Oxford Lane Capital Corp. | | | | | |
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Ticker Symbol: | OXLC | CUSIP Number: | 691543102 | | | |
Record Date: | 8/27/2021 | Meeting Date: | 10/22/2021 | �� | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Saul B. Rosenthal | Management | | For | No | |
1b | Elect Director David S. Shin | Management | | For | No | |
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Priority Income Fund, Inc. | | | | | |
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Ticker Symbol: | PRIF.PRD | CUSIP Number: | 74274W301 | | | |
Record Date: | 9/13/2021 | Meeting Date: | 12/3/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director M. Grier Eliasek | Management | | For | No | |
1.2 | Elect Director Andrew C. Cooper | Management | | For | No | |
1.1 | Elect Director M. Grier Eliasek | Management | | For | No | |
1.2 | Elect Director Andrew C. Cooper | Management | | For | No | |
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Prospect Capital Corporation | | | | | |
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Ticker Symbol: | PSEC | CUSIP Number: | 74348T102 | | | |
Record Date: | 3/14/2022 | Meeting Date: | 6/10/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For | No | |
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Prudential Financial, Inc. | | | | | |
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Ticker Symbol: | PRU | CUSIP Number: | 744320102 | | | |
Record Date: | 3/11/2022 | Meeting Date: | 5/10/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For | No | |
1.2 | Elect Director Gilbert F. Casellas | Management | For | For | No | |
1.3 | Elect Director Robert M. Falzon | Management | For | For | No | |
1.4 | Elect Director Martina Hund-Mejean | Management | For | For | No | |
1.5 | Elect Director Wendy E. Jones | Management | For | For | No | |
1.6 | Elect Director Karl J. Krapek | Management | For | For | No | |
1.7 | Elect Director Peter R. Lighte | Management | For | For | No | |
1.8 | Elect Director Charles F. Lowrey | Management | For | For | No | |
1.9 | Elect Director George Paz | Management | For | For | No | |
1.10 | Elect Director Sandra Pianalto | Management | For | For | No | |
1.11 | Elect Director Christine A. Poon | Management | For | For | No | |
1.12 | Elect Director Douglas A. Scovanner | Management | For | For | No | |
1.13 | Elect Director Michael A. Todman | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Provide Right to Act by Written Consent | Share Holder | Against | Against | No | |
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Rio Tinto Plc | | | | | | |
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Ticker Symbol: | RIO | CUSIP Number: | G75754104 | | | |
Record Date: | 3/8/2022 | Meeting Date: | 4/8/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Accept Financial Statements and Statutory Reports | Management | For | For | No | |
2 | Approve Remuneration Report for UK Law Purposes | Management | For | For | No | |
3 | Approve Remuneration Report for Australian Law Purposes | Management | For | For | No | |
4 | Elect Dominic Barton as Director | Management | For | For | No | |
5 | Elect Peter Cunningham as Director | Management | For | For | No | |
6 | Elect Ben Wyatt as Director | Management | For | For | No | |
7 | Re-elect Megan Clark as Director | Management | For | For | No | |
8 | Re-elect Simon Henry as Director | Management | For | For | No | |
9 | Re-elect Sam Laidlaw as Director | Management | For | For | No | |
10 | Re-elect Simon McKeon as Director | Management | For | For | No | |
11 | Re-elect Jennifer Nason as Director | Management | For | For | No | |
12 | Re-elect Jakob Stausholm as Director | Management | For | For | No | |
13 | Re-elect Ngaire Woods as Director | Management | For | For | No | |
14 | Reappoint KPMG LLP as Auditors | Management | For | For | No | |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For | No | |
16 | Authorise UK Political Donations and Expenditure | Management | For | For | No | |
17 | Approve Climate Action Plan | Management | For | For | No | |
18 | Authorise Issue of Equity | Management | For | For | No | |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For | No | |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For | No | |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For | No | |
22 | Approve the Spill Resolution | Management | Against | Against | No | |
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Signature Bank | | | | | | |
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Ticker Symbol: | SBNY | CUSIP Number: | 82669G104 | | | |
Record Date: | 3/8/2022 | Meeting Date: | 4/27/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
4 | Authorize Share Repurchase Program | Management | | For | No | |
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Special Opportunities Fund, Inc. | | | | | |
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Ticker Symbol: | SPE | CUSIP Number: | 84741T104 | | | |
Record Date: | 10/13/2021 | Meeting Date: | 12/8/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Andrew Dakos | Management | Do Not Vote | For | No | |
1.2 | Elect Director Phillip Goldstein | Management | Do Not Vote | For | No | |
1.3 | Elect Director Ben H. Harris | Management | Do Not Vote | For | No | |
1.4 | Elect Director Gerald Hellerman | Management | Do Not Vote | For | No | |
1.5 | Elect Director Marc Lunder | Management | Do Not Vote | For | No | |
1.6 | Elect Director Charles C. Walden | Management | Do Not Vote | For | No | |
2 | Approve Amendment to the Fund's Proxy Voting Policy | Management | Do Not Vote | None | No | |
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The Gabelli Global Utility & Income Trust | | | | | |
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Ticker Symbol: | GLU | CUSIP Number: | 36242L105 | | | |
Record Date: | 3/14/2022 | Meeting Date: | 5/9/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Vincent D. Enright | Management | For | For | No | |
1.2 | Elect Director Michael J. Melarkey | Management | For | For | No | |
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Virtus AllianzGI Convertible & Income Fund II | | | | | |
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Ticker Symbol: | NCZ | CUSIP Number: | 92838U108 | | | |
Record Date: | 5/13/2021 | Meeting Date: | 7/8/2021 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
A.1 | Elect Director Hans W. Kertess | Management | | For | No | |
A.2 | Elect Director James S. MacLeod | Management | | For | No | |
A.3 | Elect Director George R. Aylward | Management | | For | No | |
A.4 | Elect Director Philip R. McLoughlin | Management | | For | No | |
A.5 | Elect Director F. Ford Drummond | Management | | For | No | |
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Ancora Micro-Cap Fund | | | | | | |
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180 Degree Capital Corp. | | | | | | |
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Ticker Symbol: | TURN | CUSIP Number: | 68235B208 | | | |
Record Date: | 2/22/2022 | Meeting Date: | 4/20/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Stacy R. Brandom | Management | For | For | No | |
1.2 | Elect Director Tonia L. Pankopf | Management | For | For | No | |
1.3 | Elect Director Kevin M. Rendino | Management | For | For | No | |
1.4 | Elect Director Richard P. Shanley | Management | For | For | No | |
1.5 | Elect Director Parker A. Weil | Management | For | For | No | |
1.6 | Elect Director Daniel B. Wolfe | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
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Acacia Research Corporation | | | | | |
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Ticker Symbol: | ACTG | CUSIP Number: | 003881307 | | | |
Record Date: | 3/14/2022 | Meeting Date: | 5/12/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Maureen O'Connell | Management | For | For | No | |
1b | Elect Director Katharine Wolanyk | Management | For | For | No | |
1c | Elect Director Isaac T. Kohlberg | Management | For | For | No | |
1d | Elect Director Jonathan Sagal | Management | For | For | No | |
1e | Elect Director Clifford Press | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
5 | Provide Right to Act by Written Consent | Management | For | For | No | |
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Adams Resources & Energy, Inc. | | | | | |
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Ticker Symbol: | AE | CUSIP Number: | 006351308 | | | |
Record Date: | 4/1/2022 | Meeting Date: | 5/10/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Townes G. Pressler | Management | For | For | No | |
1.2 | Elect Director Michelle A. Earley | Management | For | For | No | |
1.3 | Elect Director Murray E. Brasseux | Management | For | For | No | |
1.4 | Elect Director Richard C. Jenner | Management | For | For | No | |
1.5 | Elect Director W.R. Scofield | Management | For | For | No | |
1.6 | Elect Director John O. Niemann, Jr. | Management | For | For | No | |
1.7 | Elect Director Dennis E. Dominic | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
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Advanced Emissions Solutions, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ADES | CUSIP Number: | 00770C101 | | | |
Record Date: | 3/22/2022 | Meeting Date: | 5/16/2022 | | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Carol Eicher | Management | For | For | No | |
1.2 | Elect Director Gilbert Li | Management | For | For | No | |
1.3 | Elect Director J. Taylor Simonton | Management | For | For | No | |
1.4 | Elect Director L. Spencer Wells | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For | No | |
4 | Approve Omnibus Stock Plan | Management | For | For | No | |
5 | Approve Tax Asset Protection Plan | Management | For | For | No | |
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AerSale Corporation | | | | | | |
| | | | | | |
Ticker Symbol: | ASLE | CUSIP Number: | 00810F106 | | | |
Record Date: | 4/22/2022 | Meeting Date: | 6/15/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Nicolas Finazzo | Management | Against | For | Yes | |
1b | Elect Director Robert B. Nichols | Management | Against | For | Yes | |
1c | Elect Director Sai S. Devabhaktuni | Management | For | For | No | |
1d | Elect Director C. Robert Kehler | Management | For | For | No | |
1e | Elect Director Michael Kirton | Management | Against | For | Yes | |
1f | Elect Director Peter Nolan | Management | Against | For | Yes | |
1g | Elect Director Jonathan Seiffer | Management | Against | For | Yes | |
1h | Elect Director Richard J. Townsend | Management | For | For | No | |
1i | Elect Director Eric J. Zahler | Management | For | For | No | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
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Allot Ltd. | | | | | | |
| | | | | | |
Ticker Symbol: | ALLT | CUSIP Number: | M0854Q105 | | | |
Record Date: | 10/25/2021 | Meeting Date: | 11/30/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Amend Article Re: Board of Directors | Management | For | For | No | |
2 | Reelect Manuel Echanove as Director | Management | For | For | No | |
3 | Reelect Yigal Jacoby as Director and Chairman | Management | For | For | No | |
4 | Elect Efrat Makov as External Director | Management | For | For | No | |
5 | Approve Grant of PSUs and RSUs of the Company to Erez Antebi, President and CEO | Management | For | For | No | |
6 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
7 | Discuss Financial Statements and the Report of the Board for 2018 | Management | | | No | |
8 | Transact Other Business (Non-Voting) | Management | | | No | |
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST | Management | For | None | No | |
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Alto Ingredients, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | ALTO | CUSIP Number: | 21513106 | | | |
Record Date: | 4/27/2022 | Meeting Date: | 6/23/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director William L. Jones | Management | For | For | No | |
1.2 | Elect Director Michael D. Kandris | Management | For | For | No | |
1.3 | Elect Director Terry L. Stone | Management | For | For | No | |
1.4 | Elect Director Maria G. Gray | Management | For | For | No | |
1.5 | Elect Director Douglas L. Kieta | Management | For | For | No | |
1.6 | Elect Director Gilbert E. Nathan | Management | For | For | No | |
1.7 | Elect Director Dianne S. Nury | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify RSM US LLP as Auditors | Management | For | For | No | |
| | | | | | |
Amtech Systems, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | ASYS | CUSIP Number: | 032332504 | | | |
Record Date: | 1/3/2022 | Meeting Date: | 3/2/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Jong S. Whang | Management | For | For | No | |
1.2 | Elect Director Michael Whang | Management | For | For | No | |
1.3 | Elect Director Lisa D. Gibbs | Management | For | For | No | |
1.4 | Elect Director Robert M. Averick | Management | For | For | No | |
1.5 | Elect Director Robert C. Daigle | Management | For | For | No | |
1.6 | Elect Director Michael Garnreiter | Management | For | For | No | |
1.7 | Elect Director Sukesh Mohan | Management | For | For | No | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Approve Omnibus Stock Plan | Management | Against | For | Yes | |
| | | | | | |
Aviat Networks, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | AVNW | CUSIP Number: | 05366Y201 | | | |
Record Date: | 9/13/2021 | Meeting Date: | 11/10/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director John Mutch | Management | For | For | No | |
1b | Elect Director Bryan Ingram | Management | For | For | No | |
1c | Elect Director Michele Klein | Management | For | For | No | |
1d | Elect Director Somesh Singh | Management | For | For | No | |
1e | Elect Director Peter Smith | Management | For | For | No | |
1f | Elect Director James C. Stoffel | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
AXT, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | AXTI | CUSIP Number: | 00246W103 | | | |
Record Date: | 3/25/2022 | Meeting Date: | 5/19/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director Christine Russell | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify BPM LLP as Auditors | Management | For | For | No | |
| | | | | | |
BGSF, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | BGSF | CUSIP Number: | 05601C105 | | | |
Record Date: | 6/7/2021 | Meeting Date: | 8/4/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Elect Director Beth Garvey | Management | Withhold | For | Yes | |
2 | Ratify Whitley Penn LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Coda Octopus Group, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | CODA | CUSIP Number: | 19188U206 | | | |
Record Date: | 7/20/2021 | Meeting Date: | 9/14/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Annmarie Gayle | Management | For | For | No | |
1.2 | Elect Director Michael Hamilton | Management | For | For | No | |
1.3 | Elect Director G. Tyler Runnels | Management | For | For | No | |
1.4 | Elect Director Mary Losty | Management | For | For | No | |
1.5 | Elect Director Joseph Charles Plumb | Management | For | For | No | |
2 | Approve Omnibus Stock Plan | Management | For | For | No | |
3 | Ratify Frazier & Deeter, LLC as Auditors | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Coffee Holding Co., Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | JVA | CUSIP Number: | 192176105 | | | |
Record Date: | 2/14/2022 | Meeting Date: | 4/14/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director George F. Thomas | Management | Withhold | For | Yes | |
1.2 | Elect Director Gerard DeCapua | Management | Withhold | For | Yes | |
2 | Ratify Marcum LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Computer Task Group, Incorporated | | | | | |
| | | | | | |
Ticker Symbol: | CTG | CUSIP Number: | 205477102 | | | |
Record Date: | 8/6/2021 | Meeting Date: | 9/16/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Raj Rajgopal | Management | For | For | No | |
1.2 | Elect Director Filip J.L. Gyde | Management | For | For | No | |
1.3 | Elect Director Kathryn A. Stein | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No | |
| | | | | | |
Concrete Pumping Holdings, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | BBCP | CUSIP Number: | 206704108 | | | |
Record Date: | 2/22/2022 | Meeting Date: | 4/14/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Stephen Alarcon | Management | Withhold | For | Yes | |
1.2 | Elect Director Heather L. Faust | Management | Withhold | For | Yes | |
1.3 | Elect Director David G. Hall | Management | Withhold | For | Yes | |
1.4 | Elect Director Iain Humphries | Management | Withhold | For | Yes | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
| | | | | | |
Cowen Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | COWN | CUSIP Number: | 223622606 | | | |
Record Date: | 5/16/2022 | Meeting Date: | 6/23/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Brett H. Barth | Management | For | For | No | |
1.2 | Elect Director Katherine E. Dietze | Management | For | For | No | |
1.3 | Elect Director Gregg A. Gonsalves | Management | For | For | No | |
1.4 | Elect Director Lorence H. Kim | Management | For | For | No | |
1.5 | Elect Director Steven Kotler | Management | For | For | No | |
1.6 | Elect Director Lawrence E. Leibowitz | Management | For | For | No | |
1.7 | Elect Director Margaret L. Poster | Management | For | For | No | |
1.8 | Elect Director Douglas A. Rediker | Management | For | For | No | |
1.9 | Elect Director Jeffrey M. Solomon | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
5 | Provide Right to Call Special Meeting | Management | For | For | No | |
6 | Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold | Share Holder | For | Against | Yes | |
| | | | | | |
CPI Aerostructures, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | CVU | CUSIP Number: | 125919308 | | | |
Record Date: | 11/4/2021 | Meeting Date: | 12/29/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Richard Caswell | Management | For | For | No | |
1.2 | Elect Director Walter Paulick | Management | Withhold | For | Yes | |
1.3 | Elect Director Eric Rosenfeld | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify RSM US LLP as Auditors | Management | For | For | No | |
| | | | | | |
Diamond Hill Investment Group, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | DHIL | CUSIP Number: | 25264R207 | | | |
Record Date: | 3/1/2022 | Meeting Date: | 4/27/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Heather E. Brilliant | Management | For | For | No | |
1b | Elect Director Richard S. Cooley | Management | For | For | No | |
1c | Elect Director Randolph J. Fortener | Management | For | For | No | |
1d | Elect Director James F. Laird | Management | For | For | No | |
1e | Elect Director Paula R. Meyer | Management | For | For | No | |
1f | Elect Director Nicole R. St. Pierre | Management | For | For | No | |
1g | Elect Director L'Quentus Thomas | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Approve Omnibus Stock Plan | Management | Against | For | Yes | |
| | | | | | |
Donnelley Financial Solutions, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | DFIN | CUSIP Number: | 25787G100 | | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/18/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Luis A. Aguilar | Management | For | For | No | |
1.2 | Elect Director Richard L. Crandall | Management | For | For | No | |
1.3 | Elect Director Charles D. Drucker | Management | For | For | No | |
1.4 | Elect Director Juliet S. Ellis | Management | For | For | No | |
1.5 | Elect Director Gary G. Greenfield | Management | For | For | No | |
1.6 | Elect Director Jeffrey Jacobowitz | Management | For | For | No | |
1.7 | Elect Director Daniel N. Leib | Management | For | For | No | |
1.8 | Elect Director Lois M. Martin | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Eagle Bulk Shipping Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | EGLE | CUSIP Number: | Y2187A150 | | | |
Record Date: | 4/18/2022 | Meeting Date: | 6/14/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Paul M. Leand, Jr. | Management | For | For | No | |
1.2 | Elect Director Randee E. Day | Management | For | For | No | |
1.3 | Elect Director Justin A. Knowles | Management | For | For | No | |
1.4 | Elect Director Bart Veldhuizen | Management | For | For | No | |
1.5 | Elect Director Gary Vogel | Management | For | For | No | |
1.6 | Elect Director Gary Weston | Management | Withhold | For | Yes | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
Endeavour Silver Corp. | | | | | | |
| | | | | | |
Ticker Symbol: | EDR | CUSIP Number: | 29258Y103 | | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/12/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Fix Number of Directors at Eight | Management | For | For | No | |
2.1 | Elect Director Margaret M. Beck | Management | For | For | No | |
2.2 | Elect Director Ricardo M. Campoy | Management | For | For | No | |
2.3 | Elect Director Bradford J. Cooke | Management | For | For | No | |
2.4 | Elect Director Daniel Dickson | Management | For | For | No | |
2.5 | Elect Director Amy Jacobsen | Management | For | For | No | |
2.6 | Elect Director Rex J. McLennan | Management | For | For | No | |
2.7 | Elect Director Kenneth Pickering | Management | For | For | No | |
2.8 | Elect Director Mario D. Szotlender | Management | For | For | No | |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
| | | | | | |
First Internet Bancorp | | | | | | |
| | | | | | |
Ticker Symbol: | INBK | CUSIP Number: | 320557101 | | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/16/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Aasif M. Bade | Management | For | For | No | |
1.2 | Elect Director David B. Becker | Management | For | For | No | |
1.3 | Elect Director Justin P. Christian | Management | For | For | No | |
1.4 | Elect Director Anna Colussi Dee | Management | For | For | No | |
1.5 | Elect Director Ana Dutra | Management | For | For | No | |
1.6 | Elect Director John K. Keach, Jr. | Management | For | For | No | |
1.7 | Elect Director David R. Lovejoy | Management | For | For | No | |
1.8 | Elect Director Jean L. Wojtowicz | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify BKD, LLP as Auditors | Management | For | For | No | |
4 | Approve Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
Flexsteel Industries, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | FLXS | CUSIP Number: | 339382103 | | | |
Record Date: | 10/12/2021 | Meeting Date: | 12/8/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Mary C. Bottie | Management | For | For | No | |
1.2 | Elect Director Eric S. Rangen | Management | For | For | No | |
1.3 | Elect Director Kathryn P. Dickson | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Director Qualifications | Management | For | For | No | |
| | | | | | |
Genco Shipping & Trading Limited | | | | | |
| | | | | | |
Ticker Symbol: | GNK | CUSIP Number: | Y2685T131 | | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/16/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director James G. Dolphin | Management | For | For | No | |
1.2 | Elect Director Kathleen C. Haines | Management | For | For | No | |
1.3 | Elect Director Basil G. Mavroleon | Management | For | For | No | |
1.4 | Elect Director Karin Y. Orsel | Management | For | For | No | |
1.5 | Elect Director Arthur L. Regan | Management | For | For | No | |
1.6 | Elect Director Bao D. Truong | Management | For | For | No | |
1.7 | Elect Director John C. Wobensmith | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Graham Corporation | | | | | | |
| | | | | | |
Ticker Symbol: | GHM | CUSIP Number: | 384556106 | | | |
Record Date: | 6/2/2021 | Meeting Date: | 7/28/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Alan Fortier | Management | For | For | No | |
1.2 | Elect Director James R. Lines | Management | For | For | No | |
1.3 | Elect Director Lisa M. Schnorr | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Hallmark Financial Services, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | HALL | CUSIP Number: | 40624Q203 | | | |
Record Date: | 4/14/2022 | Meeting Date: | 6/10/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Mark E. Schwarz | Management | For | For | No | |
1.2 | Elect Director Scott T. Berlin | Management | For | For | No | |
1.3 | Elect Director Mark E. Pape | Management | For | For | No | |
1.4 | Elect Director Doug Slape | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Heritage Global Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | HGBL | CUSIP Number: | 42727E103 | | | |
Record Date: | 4/13/2022 | Meeting Date: | 6/8/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Samuel L. Shimer | Management | For | For | No | |
1.2 | Elect Director Kelly Sharpe | Management | For | For | No | |
1.3 | Elect Director Ross Dove | Management | For | For | No | |
2 | Ratify Baker Tilly US, LLP as Auditors | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
Immersion Corporation | | | | | | |
| | | | | | |
Ticker Symbol: | IMMR | CUSIP Number: | 452521107 | | | |
Record Date: | 10/29/2021 | Meeting Date: | 1/18/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Omnibus Stock Plan | Management | For | For | No | |
2 | Adjourn Meeting | Management | For | For | No | |
| | | | | | |
Immersion Corporation | | | | | | |
| | | | | | |
Ticker Symbol: | IMMR | CUSIP Number: | 452521107 | | | |
Record Date: | 3/24/2022 | Meeting Date: | 5/23/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director William C. Martin | Management | For | For | No | |
1.2 | Elect Director Elias Nader | Management | For | For | No | |
1.3 | Elect Director Eric Singer | Management | For | For | No | |
1.4 | Elect Director Frederick Wasch | Management | For | For | No | |
1.5 | Elect Director Sumit Agarwal | Management | For | For | No | |
2 | Ratify Armanino LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Ratify Section 382 Tax Benefits Preservation Plan | Management | For | For | No | |
| | | | | | |
Independence Contract Drilling, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ICD | CUSIP Number: | 453415606 | | | |
Record Date: | 4/14/2022 | Meeting Date: | 6/8/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Daniel F. McNease | Management | For | For | No | |
1b | Elect Director J. Anthony Gallegos, Jr. | Management | For | For | No | |
1c | Elect Director Vincent J. Cebula | Management | For | For | No | |
1d | Elect Director Christopher M. Gleysteen | Management | For | For | No | |
1e | Elect Director James G. Minmier | Management | For | For | No | |
1f | Elect Director Stacy D. Nieuwoudt | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Increase Authorized Common Stock | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
5 | Approve Issuance of Common Stock Upon Conversion of Any Convertible Secured PIK Toggle Notes Due 2026 | Management | For | For | No | |
6 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
| | | | | | |
Iteris, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | ITI | CUSIP Number: | 46564T107 | | | |
Record Date: | 7/13/2021 | Meeting Date: | 9/9/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Joe Bergera | Management | For | For | No | |
1.2 | Elect Director Anjali Joshi | Management | For | For | No | |
1.3 | Elect Director Gerard M. Mooney | Management | For | For | No | |
1.4 | Elect Director Laura L. Siegal | Management | For | For | No | |
1.5 | Elect Director Thomas L. Thomas | Management | For | For | No | |
1.6 | Elect Director Dennis W. Zank | Management | For | For | No | |
2 | Amend Omnibus Stock Plan | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Karat Packaging Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | KRT | CUSIP Number: | 48563L101 | | | |
Record Date: | 4/14/2022 | Meeting Date: | 6/23/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Alan Yu | Management | For | For | No | |
1.2 | Elect Director Joanne Wang | Management | For | For | No | |
1.3 | Elect Director Paul Y. Chen | Management | For | For | No | |
1.4 | Elect Director Eric Chen | Management | For | For | No | |
1.5 | Elect Director Eve Yen | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
| | | | | | |
Key Tronic Corporation | | | | | | |
| | | | | | |
Ticker Symbol: | KTCC | CUSIP Number: | 493144109 | | | |
Record Date: | 9/9/2021 | Meeting Date: | 10/28/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director James R. Bean | Management | For | For | No | |
1.2 | Elect Director Craig D. Gates | Management | For | For | No | |
1.3 | Elect Director Ronald F. Klawitter | Management | For | For | No | |
1.4 | Elect Director Subodh K. Kulkarni | Management | For | For | No | |
1.5 | Elect Director Yacov A. Shamash | Management | For | For | No | |
1.6 | Elect Director Patrick Sweeney | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
| | | | | | |
L.B. Foster Company | | | | | | |
| | | | | | |
Ticker Symbol: | FSTR | CUSIP Number: | 350060109 | | | |
Record Date: | 3/31/2022 | Meeting Date: | 6/2/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Raymond T. Betler | Management | For | For | No | |
1.2 | Elect Director Dirk Junge | Management | For | For | No | |
1.3 | Elect Director John F. Kasel | Management | For | For | No | |
1.4 | Elect Director John E. Kunz | Management | For | For | No | |
1.5 | Elect Director Diane B. Owen | Management | For | For | No | |
1.6 | Elect Director Robert S. Purgason | Management | For | For | No | |
1.7 | Elect Director William H. Rackoff | Management | For | For | No | |
1.8 | Elect Director Suzanne B. Rowland | Management | For | For | No | |
1.9 | Elect Director Bruce E. Thompson | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Approve Omnibus Stock Plan | Management | For | For | No | |
| | | | | | |
Lakeland Industries, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | LAKE | CUSIP Number: | 511795106 | | | |
Record Date: | 4/22/2022 | Meeting Date: | 6/15/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Thomas J. McAteer | Management | For | For | No | |
1.2 | Elect Director James M. Jenkins | Management | For | For | No | |
1.3 | Elect Director Nikki L. Hamblin | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Landec Corporation | | | | | | |
| | | | | | |
Ticker Symbol: | LNDC | CUSIP Number: | 514766104 | | | |
Record Date: | 8/23/2021 | Meeting Date: | 10/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Albert D. Bolles | Management | For | For | No | |
1.2 | Elect Director Deborah Carosella | Management | For | For | No | |
1.3 | Elect Director Tonia Pankopf | Management | For | For | No | |
1.4 | Elect Director Craig A. Barbarosh | Management | For | For | No | |
1.5 | Elect Director Joshua E. Schechter | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Movado Group, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | MOV | CUSIP Number: | 624580106 | | | |
Record Date: | 4/26/2022 | Meeting Date: | 6/23/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Peter A. Bridgman | Management | For | For | No | |
1.2 | Elect Director Alex Grinberg | Management | For | For | No | |
1.3 | Elect Director Efraim Grinberg | Management | For | For | No | |
1.4 | Elect Director Alan H. Howard | Management | For | For | No | |
1.5 | Elect Director Richard Isserman | Management | For | For | No | |
1.6 | Elect Director Ann Kirschner | Management | For | For | No | |
1.7 | Elect Director Maya Peterson | Management | For | For | No | |
1.8 | Elect Director Stephen Sadove | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
4 | Amend Deferred Compensation Plan | Management | For | For | No | |
| | | | | | |
Nature's Sunshine Products, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | NATR | CUSIP Number: | 639027101 | | | |
Record Date: | 2/23/2022 | Meeting Date: | 5/4/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Curtis Kopf | Management | For | For | No | |
1.2 | Elect Director Terrence O. Moorehead | Management | For | For | No | |
1.3 | Elect Director Richard D. Moss | Management | For | For | No | |
1.4 | Elect Director Tess Roering | Management | For | For | No | |
1.5 | Elect Director Mary Beth Springer | Management | For | For | No | |
1.6 | Elect Director Robert D. Straus | Management | For | For | No | |
1.7 | Elect Director J. Christopher Teets | Management | For | For | No | |
1.8 | Elect Director Heidi Wissmiller | Management | For | For | No | |
1.9 | Elect Director Shirley Wu | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Northrim BanCorp, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | NRIM | CUSIP Number: | 666762109 | | | |
Record Date: | 4/1/2022 | Meeting Date: | 5/26/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Larry S. Cash | Management | For | For | No | |
1.2 | Elect Director Anthony Drabek | Management | For | For | No | |
1.3 | Elect Director Karl L. Hanneman | Management | For | For | No | |
1.4 | Elect Director David W. Karp | Management | For | For | No | |
1.5 | Elect Director Joseph P. Marushack | Management | For | For | No | |
1.6 | Elect Director David J. McCambridge | Management | For | For | No | |
1.7 | Elect Director Krystal M. Nelson | Management | For | For | No | |
1.8 | Elect Director Joseph M. Schierhorn | Management | For | For | No | |
1.9 | Elect Director Aaron M. Schutt | Management | For | For | No | |
1.10 | Elect Director John C. Swalling | Management | For | For | No | |
1.11 | Elect Director Linda C. Thomas | Management | For | For | No | |
1.12 | Elect Director David G. Wight | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Moss Adams LLP as Auditors | Management | For | For | No | |
| | | | | | |
Olympic Steel, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | ZEUS | CUSIP Number: | 68162K106 | | | |
Record Date: | 3/14/2022 | Meeting Date: | 5/6/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director David A. Wolfort | Management | For | For | No | |
1.2 | Elect Director Dirk A. Kempthorne | Management | For | For | No | |
1.3 | Elect Director Idalene F. Kesner | Management | For | For | No | |
1.4 | Elect Director Richard P. Stovsky | Management | For | For | No | |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Ontrak, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | OTRK | CUSIP Number: | 683373104 | | | |
Record Date: | 6/14/2021 | Meeting Date: | 8/10/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Terren S. Peizer | Management | For | For | No | |
1.2 | Elect Director Richard A. Berman | Management | For | For | No | |
1.3 | Elect Director Michael Sherman | Management | For | For | No | |
1.4 | Elect Director Edward Zecchini | Management | For | For | No | |
1.5 | Elect Director Diane Seloff | Management | For | For | No | |
1.6 | Elect Director Robert Rebak | Management | For | For | No | |
1.7 | Elect Director Gustavo Giraldo | Management | For | For | No | |
1.8 | Elect Director Katherine Quinn | Management | For | For | No | |
2 | Ratify EisnerAmper LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Orion Group Holdings Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | ORN | CUSIP Number: | 68628V308 | | | |
Record Date: | 3/28/2022 | Meeting Date: | 5/19/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Austin J. Shanfelter | Management | For | For | No | |
1b | Elect Director Mary E. Sullivan | Management | For | For | No | |
1c | Elect Director Quentin P. Smith, Jr. | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
PCTEL, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | PCTI | CUSIP Number: | 69325Q105 | | | |
Record Date: | 3/28/2022 | Meeting Date: | 5/25/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Gina Haspilaire | Management | For | For | No | |
1.2 | Elect Director M. Jay Sinder | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
| | | | | | |
Perma-Fix Environmental Services, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | PESI | CUSIP Number: | 714157203 | | | |
Record Date: | 6/1/2021 | Meeting Date: | 7/20/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Thomas P. Bostick | Management | For | For | No | |
1.2 | Elect Director Louis F. Centofanti | Management | For | For | No | |
1.3 | Elect Director Kerry C. Duggan | Management | For | For | No | |
1.4 | Elect Director Joseph T. Grumski | Management | For | For | No | |
1.5 | Elect Director Joe R. Reeder | Management | For | For | No | |
1.6 | Elect Director Larry M. Shelton | Management | For | For | No | |
1.7 | Elect Director Zach P. Wamp | Management | For | For | No | |
1.8 | Elect Director Mark A. Zwecker | Management | For | For | No | |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For | No | |
3 | Ratify Grant Thornton, LLP as Auditors | Management | For | For | No | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
PFSweb, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | PFSW | CUSIP Number: | 717098206 | | | |
Record Date: | 6/4/2021 | Meeting Date: | 7/27/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director David I. Beatson | Management | For | For | No | |
1.2 | Elect Director Robert Frankfurt | Management | For | For | No | |
1.3 | Elect Director G. Mercedes De Luca | Management | For | For | No | |
1.4 | Elect Director Monica Luechtefeld | Management | For | For | No | |
1.5 | Elect Director Shinichi Nagakura | Management | For | For | No | |
1.6 | Elect Director Benjamin Rosenzweig | Management | For | For | No | |
1.7 | Elect Director Michael C. Willoughby | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For | No | |
5 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
| | | | | | |
Points International Ltd. | | | | | | |
| | | | | | |
Ticker Symbol: | PTS | CUSIP Number: | 73085G109 | | | |
Record Date: | 3/24/2022 | Meeting Date: | 5/11/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director David Adams | Management | For | For | No | |
1.2 | Elect Director Christopher Barnard | Management | For | For | No | |
1.3 | Elect Director Michael Beckerman | Management | For | For | No | |
1.4 | Elect Director Bruce Croxon | Management | For | For | No | |
1.5 | Elect Director Robert MacLean | Management | For | For | No | |
1.6 | Elect Director Jane Skoblo | Management | For | For | No | |
1.7 | Elect Director John Thompson | Management | For | For | No | |
1.8 | Elect Director Leontine van Leeuwen-Atkins | Management | For | For | No | |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
| | | | | | |
Points International Ltd. | | | | | | |
| | | | | | |
Ticker Symbol: | PTS | CUSIP Number: | 73085G109 | | | |
Record Date: | 5/19/2022 | Meeting Date: | 6/23/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Approve Acquisition by 13994384 Canada Inc., a Wholly-Owned Subsidiary of Plusgrade L.P. | Management | For | For | No | |
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Postal Realty Trust, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | PSTL | CUSIP Number: | 73757R102 | | | |
Record Date: | 4/22/2022 | Meeting Date: | 6/10/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Patrick R. Donahoe | Management | For | For | No | |
1.2 | Elect Director Barry Lefkowitz | Management | Withhold | For | Yes | |
1.3 | Elect Director Jane Gural-Senders | Management | Withhold | For | Yes | |
1.4 | Elect Director Anton Feingold | Management | Withhold | For | Yes | |
1.5 | Elect Director Andrew Spodek | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
| | | | | | |
Profire Energy, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | PFIE | CUSIP Number: | 74316X101 | | | |
Record Date: | 4/18/2022 | Meeting Date: | 6/15/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Brenton W. Hatch | Management | For | For | No | |
1.2 | Elect Director Ryan W. Oviatt | Management | For | For | No | |
1.3 | Elect Director Colleen Larkin Bell | Management | For | For | No | |
1.4 | Elect Director Daren J. Shaw | Management | For | For | No | |
1.5 | Elect Director Ronald R. Spoehel | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Sadler, Gibb & Associates, LLC as Auditors | Management | For | For | No | |
| | | | | | |
Richardson Electronics, Ltd. | | | | | |
| | | | | | |
Ticker Symbol: | RELL | CUSIP Number: | 763165107 | | | |
Record Date: | 8/6/2021 | Meeting Date: | 10/5/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Edward J. Richardson | Management | For | For | No | |
1.2 | Elect Director Paul J. Plante | Management | For | For | No | |
1.3 | Elect Director Jacques Belin | Management | For | For | No | |
1.4 | Elect Director James Benham | Management | For | For | No | |
1.5 | Elect Director Kenneth Halverson | Management | For | For | No | |
1.6 | Elect Director Robert Kluge | Management | For | For | No | |
1.7 | Elect Director Wendy Diddell | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
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Silvercrest Asset Management Group Inc. | | | | | |
| | | | | | |
Ticker Symbol: | SAMG | CUSIP Number: | 828359109 | | | |
Record Date: | 4/22/2022 | Meeting Date: | 6/8/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Richard J. Burns | Management | For | For | No | |
1.2 | Elect Director Albert S. Messina | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Sterling Construction Company, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | STRL | CUSIP Number: | 859241101 | | | |
Record Date: | 3/10/2022 | Meeting Date: | 5/4/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Roger A. Cregg | Management | For | For | No | |
1b | Elect Director Joseph A. Cutillo | Management | For | For | No | |
1c | Elect Director Julie A. Dill | Management | For | For | No | |
1d | Elect Director Dana C. O'Brien | Management | For | For | No | |
1e | Elect Director Charles R. Patton | Management | For | For | No | |
1f | Elect Director Thomas M. White | Management | For | For | No | |
1g | Elect Director Dwayne A. Wilson | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
| | | | | | |
Tandy Leather Factory, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | TLFA | CUSIP Number: | 87538X105 | | | |
Record Date: | 5/20/2021 | Meeting Date: | 7/1/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Janet Carr | Management | For | For | No | |
1.2 | Elect Director Vicki Cantrell | Management | For | For | No | |
1.3 | Elect Director Elaine D. Crowley | Management | For | For | No | |
1.4 | Elect Director Jefferson Gramm | Management | For | For | No | |
1.5 | Elect Director Sharon M. Leite | Management | For | For | No | |
1.6 | Elect Director James Pappas | Management | For | For | No | |
1.7 | Elect Director Sejal Patel | Management | For | For | No | |
1.8 | Elect Director William M. Warren | Management | Withhold | For | Yes | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Teekay Tankers Ltd. | | | | | | |
| | | | | | |
Ticker Symbol: | TNK | CUSIP Number: | Y8565N300 | | | |
Record Date: | 4/20/2022 | Meeting Date: | 6/15/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Kenneth Hvid | Management | Withhold | For | Yes | |
1.2 | Elect Director Sai W. Chu | Management | For | For | No | |
1.3 | Elect Director Richard T. du Moulin | Management | Withhold | For | Yes | |
1.4 | Elect Director David Schellenberg | Management | For | For | No | |
1.5 | Elect Director Peter Antturi | Management | For | For | No | |
| | | | | | |
The First of Long Island Corporation | | | | | |
| | | | | | |
Ticker Symbol: | FLIC | CUSIP Number: | 320734106 | | | |
Record Date: | 3/4/2022 | Meeting Date: | 4/19/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Paul T. Canarick | Management | Withhold | For | Yes | |
1.2 | Elect Director Alexander L. Cover | Management | For | For | No | |
1.3 | Elect Director Stephen V. Murphy | Management | Withhold | For | Yes | |
1.4 | Elect Director Peter Quick | Management | Withhold | For | Yes | |
1.5 | Elect Director Denise Strain | Management | Withhold | For | Yes | |
1.6 | Elect Director Eric J. Tveter | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Crowe LLP as Auditors | Management | For | For | No | |
| | | | | | |
Tiptree Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | TIPT | CUSIP Number: | 88822Q103 | | | |
Record Date: | 4/14/2022 | Meeting Date: | 6/7/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Lesley Goldwasser | Management | Withhold | For | Yes | |
1.2 | Elect Director Jonathan Ilany | Management | For | For | No | |
2 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
TrustCo Bank Corp NY | | | | | | |
| | | | | | |
Ticker Symbol: | TRST | CUSIP Number: | 898349204 | | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/19/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Dennis A. DeGennaro | Management | For | For | No | |
1b | Elect Director Brian C. Flynn | Management | For | For | No | |
1c | Elect Director Lisa M. Lucarelli | Management | For | For | No | |
1d | Elect Director Thomas O. Maggs | Management | For | For | No | |
1e | Elect Director Anthony J. Marinello | Management | For | For | No | |
1f | Elect Director Robert J. McCormick | Management | For | For | No | |
1g | Elect Director Curtis N. Powell | Management | For | For | No | |
1h | Elect Director Kimberly A. Russell | Management | For | For | No | |
1i | Elect Director Frank B. Silverman | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Crowe LLP as Auditors | Management | For | For | No | |
| | | | | | |
United Insurance Holdings Corp. | | | | | |
| | | | | | |
Ticker Symbol: | UIHC | CUSIP Number: | 910710102 | | | |
Record Date: | 6/8/2021 | Meeting Date: | 7/2/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1 | Increase Authorized Common Stock | Management | For | For | No | |
| | | | | | |
United Insurance Holdings Corp. | | | | | |
| | | | | | |
Ticker Symbol: | UIHC | CUSIP Number: | 910710102 | | | |
Record Date: | 3/7/2022 | Meeting Date: | 5/3/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Alec L. Poitevint, II | Management | For | For | No | |
1b | Elect Director Kern M. Davis | Management | Against | For | Yes | |
1c | Elect Director William H. Hood, III | Management | For | For | No | |
1d | Elect Director Sherrill W. Hudson | Management | For | For | No | |
1e | Elect Director Patrick F. Maroney | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Universal Stainless & Alloy Products, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | USAP | CUSIP Number: | 913837100 | | | |
Record Date: | 3/18/2022 | Meeting Date: | 5/4/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Christopher L. Ayers | Management | For | For | No | |
1.2 | Elect Director Judith L. Bacchus | Management | For | For | No | |
1.3 | Elect Director M. David Kornblatt | Management | For | For | No | |
1.4 | Elect Director Dennis M. Oates | Management | For | For | No | |
1.5 | Elect Director Udi Toledano | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes | |
4 | Ratify Schneider Downs & Co., Inc. as Auditors | Management | For | For | No | |
| | | | | | |
VAALCO Energy, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | EGY | CUSIP Number: | 91851C201 | | | |
Record Date: | 4/7/2022 | Meeting Date: | 6/2/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Andrew L. Fawthrop | Management | For | For | No | |
1.2 | Elect Director George W. M. Maxwell | Management | For | For | No | |
1.3 | Elect Director Fabrice Nze-Bekale | Management | For | For | No | |
1.4 | Elect Director Cathy Stubbs | Management | For | For | No | |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
| | | | | | |
Viemed Healthcare, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | VMD | CUSIP Number: | 92663R105 | | | |
Record Date: | 4/18/2022 | Meeting Date: | 6/9/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Casey Hoyt | Management | For | For | No | |
1.2 | Elect Director W. Todd Zehnder | Management | For | For | No | |
1.3 | Elect Director William Frazier | Management | For | For | No | |
1.4 | Elect Director Randy Dobbs | Management | For | For | No | |
1.5 | Elect Director Nitin Kaushal | Management | Withhold | For | Yes | |
1.6 | Elect Director Timothy Smokoff | Management | For | For | No | |
1.7 | Elect Director Bruce Greenstein | Management | For | For | No | |
1.8 | Elect Director Sabrina Heltz | Management | For | For | No | |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
| | | | | | |
VOXX International Corporation | | | | | |
| | | | | | |
Ticker Symbol: | VOXX | CUSIP Number: | 91829F104 | | | |
Record Date: | 6/9/2021 | Meeting Date: | 7/29/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Peter A. Lesser | Management | Withhold | For | Yes | |
1.2 | Elect Director Denise Waund Gibson | Management | Withhold | For | Yes | |
1.3 | Elect Director John Adamovich, Jr. | Management | Withhold | For | Yes | |
1.4 | Elect Director John J. Shalam | Management | Withhold | For | Yes | |
1.5 | Elect Director Patrick M. Lavelle | Management | Withhold | For | Yes | |
1.6 | Elect Director Charles M. Stoehr | Management | Withhold | For | Yes | |
1.7 | Elect Director Ari M. Shalam | Management | Withhold | For | Yes | |
1.8 | Elect Director Beat Kahli | Management | Withhold | For | Yes | |
2 | Approve Distribution Agreement with Interested Stockholder as Required by DGCL Section 203 | Management | For | For | No | |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No | |
| | | | | | |
| | | | | | |
Ancora Dividend Value Equity Fund | | | | |
| | | | | | |
| | | | | | |
AbbVie Inc. | | | | | |
| | | | | | |
Ticker Symbol: | ABBV | CUSIP Number: | 00287Y109 | | | |
Record Date: | 3/7/2022 | Meeting Date: | 5/6/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director William H.L. Burnside | Management | For | For | No | |
1.2 | Elect Director Thomas C. Freyman | Management | For | For | No | |
1.3 | Elect Director Brett J. Hart | Management | For | For | No | |
1.4 | Elect Director Edward J. Rapp | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Eliminate Supermajority Vote Requirement | Management | For | For | No | |
5 | Require Independent Board Chair | Share Holder | Against | Against | No | |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | For | Against | Yes | |
7 | Report on Board Oversight of Risks Related to Anticompetitive Practices | Share Holder | For | Against | Yes | |
8 | Report on Congruency of Political Spending with Company Values and Priorities | Share Holder | For | Against | Yes | |
| | | | | | |
Accenture plc | | | | | |
| | | | | | |
Ticker Symbol: | ACN | CUSIP Number: | G1151C101 | | | |
Record Date: | 11/29/2021 | Meeting Date: | 1/26/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Jaime Ardila | Management | For | For | No | |
1b | Elect Director Nancy McKinstry | Management | For | For | No | |
1c | Elect Director Beth E. Mooney | Management | For | For | No | |
1d | Elect Director Gilles C. Pelisson | Management | For | For | No | |
1e | Elect Director Paula A. Price | Management | For | For | No | |
1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | For | No | |
1g | Elect Director Arun Sarin | Management | For | For | No | |
1h | Elect Director Julie Sweet | Management | For | For | No | |
1i | Elect Director Frank K. Tang | Management | For | For | No | |
1j | Elect Director Tracey T. Travis | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Amend Omnibus Stock Plan | Management | For | For | No | |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
5 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For | No | |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | For | No | |
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For | No | |
| | | | | | |
Apple Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | APPL | CUSIP Number: | 037833100 | | | |
Record Date: | 1/3/2022 | Meeting Date: | 3/4/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director James Bell | Management | For | For | No | |
1b | Elect Director Tim Cook | Management | For | For | No | |
1c | Elect Director Al Gore | Management | For | For | No | |
1d | Elect Director Alex Gorsky | Management | For | For | No | |
1e | Elect Director Andrea Jung | Management | For | For | No | |
1f | Elect Director Art Levinson | Management | For | For | No | |
1g | Elect Director Monica Lozano | Management | For | For | No | |
1h | Elect Director Ron Sugar | Management | For | For | No | |
1i | Elect Director Sue Wagner | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
4 | Approve Omnibus Stock Plan | Management | For | For | No | |
5 | Amend Articles of Incorporation to become a Social Purpose Corporation | Share Holder | Against | Against | No | |
6 | Approve Revision of Transparency Reports | Share Holder | For | Against | Yes | |
7 | Report on Forced Labor | Share Holder | For | Against | Yes | |
8 | Report on Median Gender/Racial Pay Gap | Share Holder | For | Against | Yes | |
9 | Report on Civil Rights Audit | Share Holder | For | Against | Yes | |
10 | Report on Concealment Clauses | Share Holder | For | Against | Yes | |
| | | | | | |
Bank of America Corporation | | | | |
| | | | | | |
Ticker Symbol: | BAC | CUSIP Number: | 060505104 | | | |
Record Date: | 3/1/2022 | Meeting Date: | 4/26/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Sharon L. Allen | Management | For | For | No | |
1b | Elect Director Frank P. Bramble, Sr. | Management | For | For | No | |
1c | Elect Director Pierre J.P. de Weck | Management | For | For | No | |
1d | Elect Director Arnold W. Donald | Management | For | For | No | |
1e | Elect Director Linda P. Hudson | Management | For | For | No | |
1f | Elect Director Monica C. Lozano | Management | For | For | No | |
1g | Elect Director Brian T. Moynihan | Management | For | For | No | |
1h | Elect Director Lionel L. Nowell, III | Management | For | For | No | |
1i | Elect Director Denise L. Ramos | Management | For | For | No | |
1j | Elect Director Clayton S. Rose | Management | For | For | No | |
1k | Elect Director Michael D. White | Management | For | For | No | |
1l | Elect Director Thomas D. Woods | Management | For | For | No | |
1m | Elect Director R. David Yost | Management | For | For | No | |
1n | Elect Director Maria T. Zuber | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For | No | |
5 | Report on Civil Rights and Nondiscrimination Audit | Share Holder | Against | Against | No | |
6 | Adopt Fossil Fuel Lending Policy Consistent with IEA's Net Zero 2050 Scenario | Share Holder | Against | Against | No | |
7 | Report on Charitable Contributions | Share Holder | Against | Against | No | |
| | | | | | |
BlackRock, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | BLK | CUSIP Number: | 09247X101 | | | |
Record Date: | 3/28/2022 | Meeting Date: | 5/25/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Bader M. Alsaad | Management | For | For | No | |
1b | Elect Director Pamela Daley | Management | For | For | No | |
1c | Elect Director Laurence D. Fink | Management | For | For | No | |
1d | Elect Director Beth Ford | Management | For | For | No | |
1e | Elect Director William E. Ford | Management | For | For | No | |
1f | Elect Director Fabrizio Freda | Management | For | For | No | |
1g | Elect Director Murry S. Gerber | Management | For | For | No | |
1h | Elect Director Margaret "Peggy" L. Johnson | Management | For | For | No | |
1i | Elect Director Robert S. Kapito | Management | For | For | No | |
1j | Elect Director Cheryl D. Mills | Management | For | For | No | |
1k | Elect Director Gordon M. Nixon | Management | For | For | No | |
1l | Elect Director Kristin C. Peck | Management | For | For | No | |
1m | Elect Director Charles H. Robbins | Management | For | For | No | |
1n | Elect Director Marco Antonio Slim Domit | Management | For | For | No | |
1o | Elect Director Hans E. Vestberg | Management | For | For | No | |
1p | Elect Director Susan L. Wagner | Management | For | For | No | |
1q | Elect Director Mark Wilson | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte LLP as Auditors | Management | For | For | No | |
4 | Adopt Policies to Curtail Corporate Activities that Externalize Social and Environmental Costs | Share Holder | Against | Against | No | |
| | | | | | |
Broadcom Inc. | | | | | |
| | | | | | |
Ticker Symbol: | AVGO | CUSIP Number: | 11135F101 | | | |
Record Date: | 2/7/2022 | Meeting Date: | 4/4/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Diane M. Bryant | Management | For | For | No | |
1b | Elect Director Gayla J. Delly | Management | For | For | No | |
1c | Elect Director Raul J. Fernandez | Management | For | For | No | |
1d | Elect Director Eddy W. Hartenstein | Management | For | For | No | |
1e | Elect Director Check Kian Low | Management | For | For | No | |
1f | Elect Director Justine F. Page | Management | For | For | No | |
1g | Elect Director Henry Samueli | Management | For | For | No | |
1h | Elect Director Hock E. Tan | Management | For | For | No | |
1i | Elect Director Harry L. You | Management | Against | For | Yes | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Chevron Corporation | | | | | |
| | | | | | |
Ticker Symbol: | CVX | CUSIP Number: | 166764100 | | | |
Record Date: | 3/28/2022 | Meeting Date: | 5/25/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Wanda M. Austin | Management | For | For | No | |
1b | Elect Director John B. Frank | Management | For | For | No | |
1c | Elect Director Alice P. Gast | Management | For | For | No | |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For | No | |
1e | Elect Director Marillyn A. Hewson | Management | For | For | No | |
1f | Elect Director Jon M. Huntsman Jr. | Management | For | For | No | |
1g | Elect Director Charles W. Moorman | Management | For | For | No | |
1h | Elect Director Dambisa F. Moyo | Management | For | For | No | |
1i | Elect Director Debra Reed-Klages | Management | For | For | No | |
1j | Elect Director Ronald D. Sugar | Management | For | For | No | |
1k | Elect Director D. James Umpleby, III | Management | For | For | No | |
1l | Elect Director Michael K. Wirth | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
4 | Approve Omnibus Stock Plan | Management | For | For | No | |
5 | Adopt Medium and Long-Term GHG Emissions Reduction Targets | Share Holder | For | Against | Yes | |
6 | Issue Audited Net-Zero Scenario Analysis Report | Share Holder | For | Against | Yes | |
7 | Oversee and Report on Reliability of Methane Emission Disclosures | Share Holder | For | For | No | |
8 | Report on Business with Conflict-Complicit Governments | Share Holder | Against | Against | No | |
9 | Oversee and Report a Racial Equity Audit | Share Holder | For | Against | Yes | |
10 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
| | | | | | |
Cisco Systems, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | CSCO | CUSIP Number: | 17275R102 | | | |
Record Date: | 10/15/2021 | Meeting Date: | 12/13/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director M. Michele Burns | Management | For | For | No | |
1b | Elect Director Wesley G. Bush | Management | For | For | No | |
1c | Elect Director Michael D. Capellas | Management | For | For | No | |
1d | Elect Director Mark Garrett | Management | For | For | No | |
1e | Elect Director John D. Harris, II | Management | For | For | No | |
1f | Elect Director Kristina M. Johnson | Management | For | For | No | |
1g | Elect Director Roderick C. McGeary | Management | For | For | No | |
1h | Elect Director Charles H. Robbins | Management | For | For | No | |
1i | Elect Director Brenton L. Saunders | Management | For | For | No | |
1j | Elect Director Lisa T. Su | Management | For | For | No | |
1k | Elect Director Marianna Tessel | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
4 | Amend Proxy Access Right | Share Holder | For | Against | Yes | |
| | | | | | |
Citizens Financial Group, Inc. | | | | |
| | | | | | |
Ticker Symbol: | CFG | CUSIP Number: | 174610105 | | | |
Record Date: | 2/28/2022 | Meeting Date: | 4/28/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Bruce Van Saun | Management | For | For | No | |
1.2 | Elect Director Lee Alexander | Management | For | For | No | |
1.3 | Elect Director Christine M. Cumming | Management | For | For | No | |
1.4 | Elect Director Kevin Cummings | Management | For | For | No | |
1.5 | Elect Director William P. Hankowsky | Management | For | For | No | |
1.6 | Elect Director Edward J. ("Ned") Kelly, III | Management | For | For | No | |
1.7 | Elect Director Robert G. Leary | Management | For | For | No | |
1.8 | Elect Director Terrance J. Lillis | Management | For | For | No | |
1.9 | Elect Director Michele N. Siekerka | Management | For | For | No | |
1.10 | Elect Director Shivan Subramaniam | Management | For | For | No | |
1.11 | Elect Director Christopher J. Swift | Management | For | For | No | |
1.12 | Elect Director Wendy A. Watson | Management | For | For | No | |
1.13 | Elect Director Marita Zuraitis | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
4 | Eliminate Supermajority Vote Requirement | Management | For | For | No | |
| | | | | | |
CVS Health Corporation | | | | |
| | | | | | |
Ticker Symbol: | CVS | CUSIP Number: | 126650100 | | | |
Record Date: | 3/14/2022 | Meeting Date: | 5/11/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Fernando Aguirre | Management | For | For | No | |
1b | Elect Director C. David Brown, II | Management | For | For | No | |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For | No | |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For | No | |
1e | Elect Director Roger N. Farah | Management | For | For | No | |
1f | Elect Director Anne M. Finucane | Management | For | For | No | |
1g | Elect Director Edward J. Ludwig | Management | For | For | No | |
1h | Elect Director Karen S. Lynch | Management | For | For | No | |
1i | Elect Director Jean-Pierre Millon | Management | For | For | No | |
1j | Elect Director Mary L. Schapiro | Management | For | For | No | |
1k | Elect Director William C. Weldon | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
5 | Require Independent Board Chair | Share Holder | Against | Against | No | |
6 | Commission a Workplace Non-Discrimination Audit | Share Holder | Against | Against | No | |
7 | Adopt a Policy on Paid Sick Leave for All Employees | Share Holder | Against | Against | No | |
8 | Report on External Public Health Costs and Impact on Diversified Shareholders | Share Holder | Against | Against | No | |
| | | | | | |
Discover Financial Services | | | | |
| | | | | | |
Ticker Symbol: | DFS | CUSIP Number: | 254709108 | | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/19/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For | No | |
1.2 | Elect Director Mary K. Bush | Management | For | For | No | |
1.3 | Elect Director Gregory C. Case | Management | For | For | No | |
1.4 | Elect Director Candace H. Duncan | Management | For | For | No | |
1.5 | Elect Director Joseph F. Eazor | Management | For | For | No | |
1.6 | Elect Director Cynthia A. Glassman | Management | For | For | No | |
1.7 | Elect Director Roger C. Hochschild | Management | For | For | No | |
1.8 | Elect Director Thomas G. Maheras | Management | For | For | No | |
1.9 | Elect Director Michael H. Moskow | Management | For | For | No | |
1.10 | Elect Director David L. Rawlinson, II | Management | For | For | No | |
1.11 | Elect Director Mark A. Thierer | Management | For | For | No | |
1.12 | Elect Director Jennifer L. Wong | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
Eastman Chemical Company | | | | |
| | | | | | |
Ticker Symbol: | EMN | CUSIP Number: | 277432100 | | | |
Record Date: | 3/15/2022 | Meeting Date: | 5/5/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Humberto P. Alfonso | Management | For | For | No | |
1.2 | Elect Director Brett D. Begemann | Management | For | For | No | |
1.3 | Elect Director Mark J. Costa | Management | For | For | No | |
1.4 | Elect Director Edward L. Doheny, II | Management | For | For | No | |
1.5 | Elect Director Julie F. Holder | Management | For | For | No | |
1.6 | Elect Director Renee J. Hornbaker | Management | For | For | No | |
1.7 | Elect Director Kim Ann Mink | Management | For | For | No | |
1.8 | Elect Director James J. O'Brien | Management | For | For | No | |
1.9 | Elect Director David W. Raisbeck | Management | For | For | No | |
1.10 | Elect Director Charles K. Stevens, III | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
| | | | | | |
Eaton Corporation plc | | | | | |
| | | | | | |
Ticker Symbol: | ETN | CUSIP Number: | G29183103 | | | |
Record Date: | 2/28/2022 | Meeting Date: | 4/27/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Craig Arnold | Management | For | For | No | |
1b | Elect Director Christopher M. Connor | Management | For | For | No | |
1c | Elect Director Olivier Leonetti | Management | For | For | No | |
1d | Elect Director Deborah L. McCoy | Management | For | For | No | |
1e | Elect Director Silvio Napoli | Management | For | For | No | |
1f | Elect Director Gregory R. Page | Management | For | For | No | |
1g | Elect Director Sandra Pianalto | Management | For | For | No | |
1h | Elect Director Robert V. Pragada | Management | For | For | No | |
1i | Elect Director Lori J. Ryerkerk | Management | For | For | No | |
1j | Elect Director Gerald B. Smith | Management | For | For | No | |
1k | Elect Director Dorothy C. Thompson | Management | For | For | No | |
1l | Elect Director Darryl L. Wilson | Management | For | For | No | |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For | No | |
5 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For | No | |
6 | Authorize Share Repurchase of Issued Share Capital | Management | For | For | No | |
7 | Approve Capitalization and Related Capital Reduction to Create Distributable Reserves | Management | For | For | No | |
| | | | | | |
EOG Resources, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | EOG | CUSIP Number: | 26875P101 | | | |
Record Date: | 2/24/2022 | Meeting Date: | 4/20/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Janet F. Clark | Management | For | For | No | |
1b | Elect Director Charles R. Crisp | Management | For | For | No | |
1c | Elect Director Robert P. Daniels | Management | For | For | No | |
1d | Elect Director James C. Day | Management | For | For | No | |
1e | Elect Director C. Christopher Gaut | Management | For | For | No | |
1f | Elect Director Michael T. Kerr | Management | For | For | No | |
1g | Elect Director Julie J. Robertson | Management | For | For | No | |
1h | Elect Director Donald F. Textor | Management | For | For | No | |
1i | Elect Director William R. Thomas | Management | For | For | No | |
1j | Elect Director Ezra Y. Yacob | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
| | | | | | |
Fidelity National Information Services, Inc. | | | |
| | | | | | |
Ticker Symbol: | FIS | CUSIP Number: | 31620M106 | | | |
Record Date: | 4/1/2022 | Meeting Date: | 5/25/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Ellen R. Alemany | Management | For | For | No | |
1b | Elect Director Vijay D'Silva | Management | For | For | No | |
1c | Elect Director Jeffrey A. Goldstein | Management | For | For | No | |
1d | Elect Director Lisa A. Hook | Management | For | For | No | |
1e | Elect Director Keith W. Hughes | Management | For | For | No | |
1f | Elect Director Kenneth T. Lamneck | Management | For | For | No | |
1g | Elect Director Gary L. Lauer | Management | For | For | No | |
1h | Elect Director Gary A. Norcross | Management | For | For | No | |
1i | Elect Director Louise M. Parent | Management | For | For | No | |
1j | Elect Director Brian T. Shea | Management | For | For | No | |
1k | Elect Director James B. Stallings, Jr. | Management | For | For | No | |
1l | Elect Director Jeffrey E. Stiefler | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For | No | |
5 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
General Motors Company | | | | |
| | | | | | |
Ticker Symbol: | GM | CUSIP Number: | 37045V100 | | | |
Record Date: | 4/19/2022 | Meeting Date: | 6/13/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Mary T. Barra | Management | For | For | No | |
1b | Elect Director Aneel Bhusri | Management | For | For | No | |
1c | Elect Director Wesley G. Bush | Management | For | For | No | |
1d | Elect Director Linda R. Gooden | Management | For | For | No | |
1e | Elect Director Joseph Jimenez | Management | For | For | No | |
1f | Elect Director Judith A. Miscik | Management | For | For | No | |
1g | Elect Director Patricia F. Russo | Management | For | For | No | |
1h | Elect Director Thomas M. Schoewe | Management | For | For | No | |
1i | Elect Director Carol M. Stephenson | Management | For | For | No | |
1j | Elect Director Mark A. Tatum | Management | For | For | No | |
1k | Elect Director Devin N. Wenig | Management | For | For | No | |
1l | Elect Director Margaret C. Whitman | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
5 | Require Independent Board Chair | Share Holder | Against | Against | No | |
6 | Report on the Use of Child Labor in Connection with Electric Vehicles | Share Holder | For | Against | Yes | |
| | | | | | |
Honeywell International Inc. | | | | |
| | | | | | |
Ticker Symbol: | HON | CUSIP Number: | 438516106 | | | |
Record Date: | 2/25/2022 | Meeting Date: | 4/25/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1A | Elect Director Darius Adamczyk | Management | For | For | No | |
1B | Elect Director Duncan B. Angove | Management | For | For | No | |
1C | Elect Director William S. Ayer | Management | For | For | No | |
1D | Elect Director Kevin Burke | Management | For | For | No | |
1E | Elect Director D. Scott Davis | Management | For | For | No | |
1F | Elect Director Deborah Flint | Management | For | For | No | |
1G | Elect Director Rose Lee | Management | For | For | No | |
1H | Elect Director Grace D. Lieblein | Management | For | For | No | |
1I | Elect Director George Paz | Management | For | For | No | |
1J | Elect Director Robin L. Washington | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | No | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
5 | Report on Climate Lobbying | Share Holder | For | Against | Yes | |
6 | Report on Environmental and Social Due Diligence | Share Holder | Against | Against | No | |
| | | | | | |
Houlihan Lokey, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | HLI | CUSIP Number: | 441593100 | | | |
Record Date: | 7/30/2021 | Meeting Date: | 9/21/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Scott J. Adelson | Management | Withhold | For | Yes | |
1.2 | Elect Director Ekpedeme M. Bassey | Management | For | For | No | |
1.3 | Elect Director David A. Preiser | Management | Withhold | For | Yes | |
1.4 | Elect Director Robert A. Schriesheim | Management | Withhold | For | Yes | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
Johnson & Johnson | | | | | |
| | | | | | |
Ticker Symbol: | JNJ | CUSIP Number: | 478160104 | | | |
Record Date: | 3/1/2022 | Meeting Date: | 4/28/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Darius Adamczyk | Management | For | For | No | |
1b | Elect Director Mary C. Beckerle | Management | For | For | No | |
1c | Elect Director D. Scott Davis | Management | For | For | No | |
1d | Elect Director Ian E. L. Davis | Management | For | For | No | |
1e | Elect Director Jennifer A. Doudna | Management | For | For | No | |
1f | Elect Director Joaquin Duato | Management | For | For | No | |
1g | Elect Director Alex Gorsky | Management | For | For | No | |
1h | Elect Director Marillyn A. Hewson | Management | For | For | No | |
1i | Elect Director Hubert Joly | Management | For | For | No | |
1j | Elect Director Mark B. McClellan | Management | For | For | No | |
1k | Elect Director Anne M. Mulcahy | Management | For | For | No | |
1l | Elect Director A. Eugene Washington | Management | For | For | No | |
1m | Elect Director Mark A. Weinberger | Management | For | For | No | |
1n | Elect Director Nadja Y. West | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
5 | Adopt a Mandatory Arbitration Bylaw *Withdrawn Resolution* | Share Holder | | | No | |
6 | Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Share Holder | Against | Against | No | |
7 | Oversee and Report a Racial Equity Audit | Share Holder | For | Against | Yes | |
8 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics | Share Holder | For | Against | Yes | |
9 | Report on Public Health Costs of Limited Sharing of Vaccine Technology | Share Holder | Against | Against | No | |
10 | Discontinue Global Sales of Baby Powder Containing Talc | Share Holder | Against | Against | No | |
11 | Report on Charitable Contributions | Share Holder | Against | Against | No | |
12 | Publish Third-Party Review of Alignment of Company's Lobbying Activities with its Public Statements | Share Holder | For | Against | Yes | |
13 | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics | Share Holder | For | Against | Yes | |
14 | Consider Pay Disparity Between Executives and Other Employees | Share Holder | Against | Against | No | |
| | | | | | |
JPMorgan Chase & Co. | | | | | |
| | | | | | |
Ticker Symbol: | JPM | CUSIP Number: | 46625H100 | | | |
Record Date: | 3/18/2022 | Meeting Date: | 5/17/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Linda B. Bammann | Management | For | For | No | |
1b | Elect Director Stephen B. Burke | Management | For | For | No | |
1c | Elect Director Todd A. Combs | Management | For | For | No | |
1d | Elect Director James S. Crown | Management | For | For | No | |
1e | Elect Director James Dimon | Management | For | For | No | |
1f | Elect Director Timothy P. Flynn | Management | For | For | No | |
1g | Elect Director Mellody Hobson | Management | For | For | No | |
1h | Elect Director Michael A. Neal | Management | For | For | No | |
1i | Elect Director Phebe N. Novakovic | Management | For | For | No | |
1j | Elect Director Virginia M. Rometty | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
4 | Adopt Fossil Fuel Financing Policy Consistent with IEA's Net Zero 2050 Scenario | Share Holder | Against | Against | No | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
6 | Require Independent Board Chair | Share Holder | For | Against | Yes | |
7 | Disclose Director Skills and Qualifications Including Ideological Perspectives | Share Holder | Against | Against | No | |
8 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | No | |
9 | Report on Absolute Targets for Financed GHG Emissions in Line with Net Zero Commitments | Share Holder | Against | Against | No | |
| | | | | | |
L3Harris Technologies, Inc. | | | | |
| | | | | | |
Ticker Symbol: | LHX | CUSIP Number: | 502431109 | | | |
Record Date: | 2/25/2022 | Meeting Date: | 4/22/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Sallie B. Bailey | Management | For | For | No | |
1b | Elect Director William M. Brown | Management | For | For | No | |
1c | Elect Director Peter W. Chiarelli | Management | For | For | No | |
1d | Elect Director Thomas A. Corcoran | Management | For | For | No | |
1e | Elect Director Thomas A. Dattilo | Management | For | For | No | |
1f | Elect Director Roger B. Fradin | Management | For | For | No | |
1g | Elect Director Harry B. Harris, Jr. | Management | For | For | No | |
1h | Elect Director Lewis Hay, III | Management | For | For | No | |
1i | Elect Director Lewis Kramer | Management | For | For | No | |
1j | Elect Director Christopher E. Kubasik | Management | For | For | No | |
1k | Elect Director Rita S. Lane | Management | For | For | No | |
1l | Elect Director Robert B. Millard | Management | For | For | No | |
1m | Elect Director Lloyd W. Newton | Management | For | For | No | |
2 | Approve Increase in Size of Board | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
| | | | | | |
Marriott International, Inc. | | | | |
| | | | | | |
Ticker Symbol: | MAR | CUSIP Number: | 56585A102 | | | |
Record Date: | 3/9/2022 | Meeting Date: | 5/6/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Anthony G. Capuano | Management | For | For | No | |
1b | Elect Director Isabella D. Goren | Management | For | For | No | |
1c | Elect Director Deborah M. Harrison | Management | For | For | No | |
1d | Elect Director Frederick A. Henderson | Management | For | For | No | |
1e | Elect Director Eric Hippeau | Management | For | For | No | |
1f | Elect Director Debra L. Lee | Management | For | For | No | |
1g | Elect Director Aylwin B. Lewis | Management | For | For | No | |
1h | Elect Director David S. Marriott | Management | For | For | No | |
1i | Elect Director Margaret M. McCarthy | Management | For | For | No | |
1j | Elect Director George Munoz | Management | For | For | No | |
1k | Elect Director Horacio D. Rozanski | Management | For | For | No | |
1l | Elect Director Susan C. Schwab | Management | For | For | No | |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No | |
5 | Report On Costs of Low Wages and Inequality and Impact on Diversified Shareholders | Share Holder | Against | Against | No | |
6 | Require Independent Board Chair | Share Holder | For | Against | Yes | |
| | | | | | |
McDonald's Corporation | | | | |
| | | | | | |
Ticker Symbol: | MCD | CUSIP Number: | 580135101 | | | |
Record Date: | 3/28/2022 | Meeting Date: | 5/26/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Lloyd Dean | Management | For | For | No | |
1.2 | Elect Director Robert Eckert | Management | For | For | No | |
1.3 | Elect Director Catherine Engelbert | Management | For | For | No | |
1.4 | Elect Director Margaret Georgiadis | Management | For | For | No | |
1.5 | Elect Director Enrique Hernandez, Jr. | Management | For | For | No | |
1.6 | Elect Director Christopher Kempczinski | Management | For | For | No | |
1.7 | Elect Director Richard Lenny | Management | For | For | No | |
1.8 | Elect Director John Mulligan | Management | For | For | No | |
1.9 | Elect Director Sheila Penrose | Management | For | For | No | |
1.10 | Elect Director John Rogers, Jr. | Management | For | For | No | |
1.11 | Elect Director Paul Walsh | Management | For | For | No | |
1.12 | Elect Director Miles White | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
5 | Report on Efforts to Reduce Plastic Use | Share Holder | For | Against | Yes | |
6 | Report on Public Health Costs of Antibiotic Use and Impact on Diversified Shareholders | Share Holder | Against | Against | No | |
7 | Report on Use of Gestation Stalls in Pork Supply Chain | Share Holder | Against | Against | No | |
8 | Report on Third-Party Civil Rights Audit | Share Holder | For | Against | Yes | |
9 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes | |
10 | Issue Transparency Report on Global Public Policy and Political Influence | Share Holder | Against | Against | No | |
1.1 | Elect Director Leslie Samuelrich | Share Holder | Do Not Vote | For | No | |
1.2 | Elect Director Maisie Lucia Ganzler | Share Holder | Do Not Vote | For | No | |
1.3 | Management Nominee Lloyd Dean | Share Holder | Do Not Vote | For | No | |
1.4 | Management Nominee Robert Eckert | Share Holder | Do Not Vote | For | No | |
1.5 | Management Nominee Catherine Engelbert | Share Holder | Do Not Vote | For | No | |
1.6 | Management Nominee Margaret Georgiadis | Share Holder | Do Not Vote | For | No | |
1.7 | Management Nominee Enrique Hernandez, Jr. | Share Holder | Do Not Vote | For | No | |
1.8 | Management Nominee Christopher Kempczinski | Share Holder | Do Not Vote | For | No | |
1.9 | Management Nominee John Mulligan | Share Holder | Do Not Vote | For | No | |
1.10 | Management Nominee John Rogers, Jr. | Share Holder | Do Not Vote | For | No | |
1.11 | Management Nominee Paul Walsh | Share Holder | Do Not Vote | For | No | |
1.12 | Management Nominee Miles White | Share Holder | Do Not Vote | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Against | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | Do Not Vote | For | No | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Do Not Vote | For | No | |
5 | Report on Efforts to Reduce Plastic Use | Share Holder | Do Not Vote | For | No | |
6 | Report on Public Health Costs of Antibiotic Use and Impact on Diversified Shareholders | Share Holder | Do Not Vote | For | No | |
7 | Report on Use of Gestation Stalls in Pork Supply Chain | Share Holder | Do Not Vote | For | No | |
8 | Report on Third-Party Civil Rights Audit | Share Holder | Do Not Vote | For | No | |
9 | Report on Lobbying Payments and Policy | Share Holder | Do Not Vote | For | No | |
10 | Issue Transparency Report on Global Public Policy and Political Influence | Share Holder | Do Not Vote | For | No | |
| | | | | | |
Medtronic plc | | | | | |
| | | | | | |
Ticker Symbol: | MDT | CUSIP Number: | G5960L103 | | | |
Record Date: | 10/14/2021 | Meeting Date: | 12/9/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Richard H. Anderson | Management | For | For | No | |
1b | Elect Director Craig Arnold | Management | For | For | No | |
1c | Elect Director Scott C. Donnelly | Management | For | For | No | |
1d | Elect Director Andrea J. Goldsmith | Management | For | For | No | |
1e | Elect Director Randall J. Hogan, III | Management | For | For | No | |
1f | Elect Director Kevin E. Lofton | Management | For | For | No | |
1g | Elect Director Geoffrey S. Martha | Management | For | For | No | |
1h | Elect Director Elizabeth G. Nabel | Management | For | For | No | |
1i | Elect Director Denise M. O'Leary | Management | For | For | No | |
1j | Elect Director Kendall J. Powell | Management | For | For | No | |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No | |
5 | Approve Omnibus Stock Plan | Management | For | For | No | |
6 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For | No | |
7 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For | No | |
8 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For | No | |
| | | | | | |
Microsoft Corporation | | | | | |
| | | | | | |
Ticker Symbol: | MSFT | CUSIP Number: | 594918104 | | | |
Record Date: | 9/30/2021 | Meeting Date: | 11/30/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Reid G. Hoffman | Management | For | For | No | |
1.2 | Elect Director Hugh F. Johnston | Management | For | For | No | |
1.3 | Elect Director Teri L. List | Management | For | For | No | |
1.4 | Elect Director Satya Nadella | Management | For | For | No | |
1.5 | Elect Director Sandra E. Peterson | Management | For | For | No | |
1.6 | Elect Director Penny S. Pritzker | Management | For | For | No | |
1.7 | Elect Director Carlos A. Rodriguez | Management | For | For | No | |
1.8 | Elect Director Charles W. Scharf | Management | For | For | No | |
1.9 | Elect Director John W. Stanton | Management | For | For | No | |
1.10 | Elect Director John W. Thompson | Management | For | For | No | |
1.11 | Elect Director Emma N. Walmsley | Management | For | For | No | |
1.12 | Elect Director Padmasree Warrior | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | No | |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
5 | Report on Gender/Racial Pay Gap | Share Holder | For | Against | Yes | |
6 | Report on Effectiveness of Workplace Sexual Harassment Policies | Share Holder | For | Against | Yes | |
7 | Prohibit Sales of Facial Recognition Technology to All Government Entities | Share Holder | Against | Against | No | |
8 | Report on Implementation of the Fair Chance Business Pledge | Share Holder | Against | Against | No | |
9 | Report on Lobbying Activities Alignment with Company Policies | Share Holder | For | Against | Yes | |
| | | | | | |
Nestle SA | | | | | | |
| | | | | | |
Ticker Symbol: | NESN | CUSIP Number: | 641069406 | | | |
Record Date: | 3/1/2022 | Meeting Date: | 4/7/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | For | No | |
1.2 | Approve Remuneration Report | Management | For | For | No | |
2 | Approve Discharge of Board and Senior Management | Management | For | For | No | |
3 | Approve Allocation of Income and Dividends of CHF 2.80 per Share | Management | For | For | No | |
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | For | No | |
4.1.b | Reelect Ulf Schneider as Director | Management | For | For | No | |
4.1.c | Reelect Henri de Castries as Director | Management | For | For | No | |
4.1.d | Reelect Renato Fassbind as Director | Management | For | For | No | |
4.1.e | Reelect Pablo Isla as Director | Management | For | For | No | |
4.1.f | Reelect Eva Cheng as Director | Management | For | For | No | |
4.1.g | Reelect Patrick Aebischer as Director | Management | For | For | No | |
4.1.h | Reelect Kimberly Ross as Director | Management | For | For | No | |
4.1.i | Reelect Dick Boer as Director | Management | For | For | No | |
4.1.j | Reelect Dinesh Paliwal as Director | Management | For | For | No | |
4.1.k | Reelect Hanne Jimenez de Mora as Director | Management | For | For | No | |
4.1.l | Reelect Lindiwe Sibanda as Director | Management | For | For | No | |
4.2.1 | Elect Chris Leong as Director | Management | For | For | No | |
4.2.2 | Elect Luca Maestri as Director | Management | For | For | No | |
4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | For | No | |
4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | For | No | |
4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | For | No | |
4.3.4 | Appoint Dinesh Paliwal as Member of the Compensation Committee | Management | For | For | No | |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | For | No | |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For | No | |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | For | No | |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 68 Million | Management | For | For | No | |
6 | Approve CHF 6.5 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | For | No | |
7 | Transact Other Business (Voting) | Management | Against | Against | No | |
| | | | | | |
NIKE, Inc. | | | | | | |
| | | | | | |
Ticker Symbol: | NKE | CUSIP Number: | 654106103 | | | |
Record Date: | 8/6/2021 | Meeting Date: | 10/6/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Alan B. Graf, Jr. | Management | For | For | No | |
1b | Elect Director Peter B. Henry | Management | For | For | No | |
1c | Elect Director Michelle A. Peluso | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes | |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
4 | Report on Political Contributions Disclosure | Share Holder | For | Against | Yes | |
5 | Report on Human Rights Impact Assessment | Share Holder | Against | Against | No | |
6 | Report on Median Gender/Racial Pay Gap | Share Holder | Against | Against | No | |
7 | Report on Diversity and Inclusion Efforts | Share Holder | Against | Against | No | |
| | | | | | |
Texas Instruments Incorporated | | | | |
| | | | | | |
Ticker Symbol: | TXN | CUSIP Number: | 882508104 | | | |
Record Date: | 3/2/2022 | Meeting Date: | 4/28/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Mark A. Blinn | Management | For | For | No | |
1b | Elect Director Todd M. Bluedorn | Management | For | For | No | |
1c | Elect Director Janet F. Clark | Management | For | For | No | |
1d | Elect Director Carrie S. Cox | Management | For | For | No | |
1e | Elect Director Martin S. Craighead | Management | For | For | No | |
1f | Elect Director Jean M. Hobby | Management | For | For | No | |
1g | Elect Director Michael D. Hsu | Management | For | For | No | |
1h | Elect Director Haviv Ilan | Management | For | For | No | |
1i | Elect Director Ronald Kirk | Management | For | For | No | |
1j | Elect Director Pamela H. Patsley | Management | For | For | No | |
1k | Elect Director Robert E. Sanchez | Management | For | For | No | |
1l | Elect Director Richard K. Templeton | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No | |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
| | | | | | |
The Home Depot, Inc. | | | | | |
| | | | | | |
Ticker Symbol: | HD | CUSIP Number: | 437076102 | | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/19/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Gerard J. Arpey | Management | For | For | No | |
1b | Elect Director Ari Bousbib | Management | For | For | No | |
1c | Elect Director Jeffery H. Boyd | Management | For | For | No | |
1d | Elect Director Gregory D. Brenneman | Management | For | For | No | |
1e | Elect Director J. Frank Brown | Management | For | For | No | |
1f | Elect Director Albert P. Carey | Management | For | For | No | |
1g | Elect Director Edward P. Decker | Management | For | For | No | |
1h | Elect Director Linda R. Gooden | Management | For | For | No | |
1i | Elect Director Wayne M. Hewett | Management | For | For | No | |
1j | Elect Director Manuel Kadre | Management | For | For | No | |
1k | Elect Director Stephanie C. Linnartz | Management | For | For | No | |
1l | Elect Director Craig A. Menear | Management | For | For | No | |
1m | Elect Director Paula Santilli | Management | For | For | No | |
1n | Elect Director Caryn Seidman-Becker | Management | For | For | No | |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Amend Omnibus Stock Plan | Management | For | For | No | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
6 | Require Independent Board Chair | Share Holder | Against | Against | No | |
7 | Report on Congruency of Political Spending with Company Values and Priorities | Share Holder | For | Against | Yes | |
8 | Report on Steps to Improve Gender and Racial Equity on the Board | Share Holder | Against | Against | No | |
9 | Report on Efforts to Eliminate Deforestation in Supply Chain | Share Holder | For | Against | Yes | |
10 | Oversee and Report a Racial Equity Audit | Share Holder | For | Against | Yes | |
| | | | | | |
The Procter & Gamble Company | | | | |
| | | | | | |
Ticker Symbol: | PG | CUSIP Number: | 742718109 | | | |
Record Date: | 8/13/2021 | Meeting Date: | 10/12/2021 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director B. Marc Allen | Management | For | For | No | |
1b | Elect Director Angela F. Braly | Management | For | For | No | |
1c | Elect Director Amy L. Chang | Management | For | For | No | |
1d | Elect Director Joseph Jimenez | Management | For | For | No | |
1e | Elect Director Christopher Kempczinski | Management | For | For | No | |
1f | Elect Director Debra L. Lee | Management | For | For | No | |
1g | Elect Director Terry J. Lundgren | Management | For | For | No | |
1h | Elect Director Christine M. McCarthy | Management | For | For | No | |
1i | Elect Director Jon R. Moeller | Management | For | For | No | |
1j | Elect Director David S. Taylor | Management | For | For | No | |
1k | Elect Director Margaret C. Whitman | Management | For | For | No | |
1l | Elect Director Patricia A. Woertz | Management | For | For | No | |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Against | Against | No | |
| | | | | | |
The Walt Disney Company | | | | |
| | | | | | |
Ticker Symbol: | DIS | CUSIP Number: | 254687106 | | | |
Record Date: | 1/10/2022 | Meeting Date: | 3/9/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Susan E. Arnold | Management | For | For | No | |
1b | Elect Director Mary T. Barra | Management | For | For | No | |
1c | Elect Director Safra A. Catz | Management | For | For | No | |
1d | Elect Director Amy L. Chang | Management | For | For | No | |
1e | Elect Director Robert A. Chapek | Management | For | For | No | |
1f | Elect Director Francis A. deSouza | Management | For | For | No | |
1g | Elect Director Michael B.G. Froman | Management | For | For | No | |
1h | Elect Director Maria Elena Lagomasino | Management | For | For | No | |
1i | Elect Director Calvin R. McDonald | Management | For | For | No | |
1j | Elect Director Mark G. Parker | Management | For | For | No | |
1k | Elect Director Derica W. Rice | Management | For | For | No | |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No | |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
4 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes | |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes | |
6 | Report on Human Rights Due Diligence | Share Holder | For | Against | Yes | |
7 | Report on Gender/Racial Pay Gap | Share Holder | For | Against | Yes | |
8 | Report on Workplace Non-Discrimination Audit | Share Holder | Against | Against | No | |
| | | | | | |
UnitedHealth Group Incorporated | | | | |
| | | | | | |
Ticker Symbol: | UNH | CUSIP Number: | 91324P102 | | | |
Record Date: | 4/8/2022 | Meeting Date: | 6/6/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Timothy P. Flynn | Management | For | For | No | |
1b | Elect Director Paul R. Garcia | Management | For | For | No | |
1c | Elect Director Stephen J. Hemsley | Management | For | For | No | |
1d | Elect Director Michele J. Hooper | Management | For | For | No | |
1e | Elect Director F. William McNabb, III | Management | For | For | No | |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For | No | |
1g | Elect Director John H. Noseworthy | Management | For | For | No | |
1h | Elect Director Andrew Witty | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
4 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | For | Against | Yes | |
5 | Report on Congruency of Political Spending with Company Values and Priorities | Share Holder | For | Against | Yes | |
| | | | | | |
Verizon Communications Inc. | | | | |
| | | | | | |
Ticker Symbol: | VZ | CUSIP Number: | 92343V104 | | | |
Record Date: | 3/17/2022 | Meeting Date: | 5/13/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1a | Elect Director Mark A. Emmert | Management | For | For | No | |
1b | Elect Director Rick R. Holley | Management | For | For | No | |
1c | Elect Director Sara Grootwassink Lewis | Management | For | For | No | |
1d | Elect Director Deidra C. Merriwether | Management | For | For | No | |
1e | Elect Director Al Monaco | Management | For | For | No | |
1f | Elect Director Nicole W. Piasecki | Management | For | For | No | |
1g | Elect Director Lawrence A. Selzer | Management | For | For | No | |
1h | Elect Director Devin W. Stockfish | Management | For | For | No | |
1i | Elect Director Kim Williams | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Approve Omnibus Stock Plan | Management | For | For | No | |
4 | Ratify KPMG LLP as Auditors | Management | For | For | No | |
| | | | | | |
Weyerhaeuser Company | | | | |
| | | | | | |
Ticker Symbol: | WY | CUSIP Number: | 962166104 | | | |
Record Date: | 3/18/2022 | Meeting Date: | 5/11/2022 | | | |
| | | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management | |
1.1 | Elect Director Stephen P. Holmes | Management | For | For | No | |
1.2 | Elect Director Geoffrey A. Ballotti | Management | For | For | No | |
1.3 | Elect Director Myra J. Biblowit | Management | For | For | No | |
1.4 | Elect Director James E. Buckman | Management | For | For | No | |
1.5 | Elect Director Bruce B. Churchill | Management | For | For | No | |
1.6 | Elect Director Mukul V. Deoras | Management | For | For | No | |
1.7 | Elect Director Ronald L. Nelson | Management | For | For | No | |
1.8 | Elect Director Pauline D.E. Richards | Management | For | For | No | |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No | |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No | |
| | | | | | |
| | | | | |
ANCORA/THELEN SMALL-MID CAP FUND | | | | |
| | | | | |
Alight, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALIT | CUSIP Number: | 01626W101 | | |
Record Date: | 4/6/2022 | Meeting Date: | 6/1/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Erika Meinhardt | Management | Against | For | Yes |
1b | Elect Director Regina M. Paolillo | Management | Against | For | Yes |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Ally Financial Inc. | | | | | |
| | | | | |
Ticker Symbol: | ALLY | CUSIP Number: | 02005N100 | | |
Record Date: | 3/7/2022 | Meeting Date: | 5/3/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Franklin W. Hobbs | Management | For | For | No |
1b | Elect Director Kenneth J. Bacon | Management | For | For | No |
1c | Elect Director Maureen A. Breakiron-Evans | Management | For | For | No |
1d | Elect Director William H. Cary | Management | For | For | No |
1e | Elect Director Mayree C. Clark | Management | For | For | No |
1f | Elect Director Kim S. Fennebresque | Management | For | For | No |
1g | Elect Director Melissa Goldman | Management | For | For | No |
1h | Elect Director Marjorie Magner | Management | For | For | No |
1i | Elect Director David Reilly | Management | For | For | No |
1j | Elect Director Brian H. Sharples | Management | For | For | No |
1k | Elect Director Michael F. Steib | Management | For | For | No |
1l | Elect Director Jeffrey J. Brown | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Alpine Income Property Trust, Inc. | | | | |
| | | | | |
Ticker Symbol: | PINE | CUSIP Number: | 02083X103 | | |
Record Date: | 3/22/2022 | Meeting Date: | 5/19/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John P. Albright | Management | For | For | No |
1.2 | Elect Director Mark O. Decker, Jr. | Management | For | For | No |
1.3 | Elect Director Rachel Elias Wein | Management | For | For | No |
1.4 | Elect Director M. Carson Good | Management | For | For | No |
1.5 | Elect Director Andrew C. Richardson | Management | For | For | No |
1.6 | Elect Director Jeffrey S. Yarckin | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
APi Group Corporation | | | | |
| | | | | |
Ticker Symbol: | APG | CUSIP Number: | 00187Y100 | | |
Record Date: | 5/17/2021 | Meeting Date: | 7/14/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Martin E. Franklin | Management | For | For | No |
1.2 | Elect Director James E. Lillie | Management | For | For | No |
1.3 | Elect Director Ian G.H. Ashken | Management | Against | For | Yes |
1.4 | Elect Director Russell A. Becker | Management | For | For | No |
1.5 | Elect Director Anthony E. Malkin | Management | For | For | No |
1.6 | Elect Director Thomas V. Milroy | Management | For | For | No |
1.7 | Elect Director Lord Paul Myners | Management | Against | For | Yes |
1.8 | Elect Director Cyrus D. Walker | Management | Against | For | Yes |
1.9 | Elect Director Carrie A. Wheeler | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
APi Group Corporation | | | | |
| | | | | |
Ticker Symbol: | APG | CUSIP Number: | 00187Y100 | | |
Record Date: | 4/18/2022 | Meeting Date: | 6/15/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Martin E. Franklin | Management | For | For | No |
1b | Elect Director James E. Lillie | Management | For | For | No |
1c | Elect Director Ian G.H. Ashken | Management | Against | For | Yes |
1d | Elect Director Russell A. Becker | Management | For | For | No |
1e | Elect Director David S. Blitzer | Management | For | For | No |
1f | Elect Director Paula D. Loop | Management | For | For | No |
1g | Elect Director Anthony E. Malkin | Management | For | For | No |
1h | Elect Director Thomas V. Milroy | Management | For | For | No |
1i | Elect Director Cyrus D. Walker | Management | Against | For | Yes |
1j | Elect Director Carrie A. Wheeler | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Arconic Corporation | | | | |
| | | | | |
Ticker Symbol: | ARNC | CUSIP Number: | 03966V107 | | |
Record Date: | 3/25/2022 | Meeting Date: | 5/19/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Frederick A. 'Fritz' Henderson | Management | For | For | No |
1b | Elect Director William F. Austen | Management | For | For | No |
1c | Elect Director Christopher L. Ayers | Management | For | For | No |
1d | Elect Director Margaret 'Peg' S. Billson | Management | For | For | No |
1e | Elect Director Jacques Croisetiere | Management | For | For | No |
1f | Elect Director Elmer L. Doty | Management | For | For | No |
1g | Elect Director Carol S. Eicher | Management | For | For | No |
1h | Elect Director Timothy D. Myers | Management | For | For | No |
1i | Elect Director E. Stanley O'Neal | Management | For | For | No |
1j | Elect Director Jeffrey Stafeil | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | Yes |
| | | | | |
Arcosa, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ACA | CUSIP Number: | 039653100 | | |
Record Date: | 3/14/2022 | Meeting Date: | 5/3/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Joseph Alvarado | Management | For | For | No |
1b | Elect Director Rhys J. Best | Management | For | For | No |
1c | Elect Director Antonio Carrillo | Management | For | For | No |
1d | Elect Director Jeffrey A. Craig | Management | For | For | No |
1e | Elect Director Ronald J. Gafford | Management | For | For | No |
1f | Elect Director John W. Lindsay | Management | For | For | No |
1g | Elect Director Kimberly S. Lubel | Management | For | For | No |
1h | Elect Director Julie A. Piggott | Management | For | For | No |
1i | Elect Director Douglas L. Rock | Management | For | For | No |
1j | Elect Director Melanie M. Trent | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Atlas Technical Consultants, Inc. | | | | |
| | | | | |
Ticker Symbol: | ATCX | CUSIP Number: | 049430101 | | |
Record Date: | 4/14/2022 | Meeting Date: | 6/9/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas H. Henley | Management | Withhold | For | Yes |
1.2 | Elect Director Leonard K. Lemoine | Management | For | For | No |
1.3 | Elect Director Collis Temple, III | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Amend Certificate of Incorporation | Management | For | For | No |
| | | | | |
B. Riley Financial, Inc. | | | | |
| | | | | |
Ticker Symbol: | RILY | CUSIP Number: | 05580M108 | | |
Record Date: | 3/28/2022 | Meeting Date: | 5/24/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Bryant R. Riley | Management | For | For | No |
1.2 | Elect Director Thomas J. Kelleher | Management | For | For | No |
1.3 | Elect Director Robert L. Antin | Management | For | For | No |
1.4 | Elect Director Tammy Brandt | Management | For | For | No |
1.5 | Elect Director Robert D'Agostino | Management | For | For | No |
1.6 | Elect Director Renee E. LaBran | Management | For | For | No |
1.7 | Elect Director Randall E. Paulson | Management | Against | For | Yes |
1.8 | Elect Director Michael J. Sheldon | Management | For | For | No |
1.9 | Elect Director Mimi K. Walters | Management | Against | For | Yes |
1.10 | Elect Director Mikel H. Williams | Management | Against | For | Yes |
2 | Ratify Marcum LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Black Hills Corporation | | | | |
| | | | | |
Ticker Symbol: | BKH | CUSIP Number: | 92113109 | | |
Record Date: | 3/7/2022 | Meeting Date: | 4/26/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Kathleen S. McAllister | Management | For | For | No |
1.2 | Elect Director Robert P. Otto | Management | For | For | No |
1.3 | Elect Director Mark A. Schober | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Cannae Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | CNNE | CUSIP Number: | 13765N107 | | |
Record Date: | 4/25/2022 | Meeting Date: | 6/22/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Erika Meinhardt | Management | Withhold | For | Yes |
1.2 | Elect Director Barry B. Moullet | Management | Withhold | For | Yes |
1.3 | Elect Director James B. Stallings, Jr. | Management | Withhold | For | Yes |
1.4 | Elect Director Frank P. Willey | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
ChampionX Corp. | | | | | |
| | | | | |
Ticker Symbol: | CHX | CUSIP Number: | 15872M104 | | |
Record Date: | 3/14/2022 | Meeting Date: | 5/11/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Heidi S. Alderman | Management | For | For | No |
1.2 | Elect Director Mamatha Chamarthi | Management | For | For | No |
1.3 | Elect Director Gary P. Luquette | Management | For | For | No |
1.4 | Elect Director Stuart Porter | Management | For | For | No |
1.5 | Elect Director Daniel W. Rabun | Management | For | For | No |
1.6 | Elect Director Sivasankaran (Soma) Somasundaram | Management | For | For | No |
1.7 | Elect Director Stephen M. Todd | Management | For | For | No |
1.8 | Elect Director Stephen K. Wagner | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Chesapeake Energy Corporation | | | | |
| | | | | |
Ticker Symbol: | CHK | CUSIP Number: | 165167735 | | |
Record Date: | 4/11/2022 | Meeting Date: | 6/9/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Domenic J. Dell'Osso, Jr. | Management | For | For | No |
1b | Elect Director Timothy S. Duncan | Management | For | For | No |
1c | Elect Director Benjamin C. Duster, IV | Management | For | For | No |
1d | Elect Director Sarah A. Emerson | Management | For | For | No |
1e | Elect Director Matthew M. Gallagher | Management | For | For | No |
1f | Elect Director Brian Steck | Management | For | For | No |
1g | Elect Director Michael A. Wichterich | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For | No |
| | | | | |
Churchill Downs Incorporated | | | | |
| | | | | |
Ticker Symbol: | CHDN | CUSIP Number: | 171484108 | | |
Record Date: | 3/1/2022 | Meeting Date: | 4/26/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For | No |
1.2 | Elect Director R. Alex Rankin | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
CNX Resources Corporation | | | | |
| | | | | |
Ticker Symbol: | CNX | CUSIP Number: | 12653C108 | | |
Record Date: | 3/8/2022 | Meeting Date: | 5/5/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Robert O. Agbede | Management | For | For | No |
1b | Elect Director J. Palmer Clarkson | Management | For | For | No |
1c | Elect Director Nicholas J. DeIuliis | Management | For | For | No |
1d | Elect Director Maureen E. Lally-Green | Management | For | For | No |
1e | Elect Director Bernard Lanigan, Jr. | Management | For | For | No |
1f | Elect Director Ian McGuire | Management | For | For | No |
1g | Elect Director William N. Thorndike, Jr. | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Cognyte Software Ltd. | | | | |
| | | | | |
Ticker Symbol: | CGNT | CUSIP Number: | M25133105 | | |
Record Date: | 5/20/2022 | Meeting Date: | 6/27/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Reelect Richard Nottenburg as Director | Management | For | For | No |
1b. | Reelect Karmit Shilo as Director | Management | For | For | No |
1c. | Reelect Zvika Naggan as Director | Management | For | For | No |
2 | Reappoint Brightman Almagor Zohar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Discuss Financial Statements and the Report of the Board | Management | | | No |
| | | | | |
Columbia Financial, Inc. | | | | |
| | | | | |
Ticker Symbol: | CLBK | CUSIP Number: | 197641103 | | |
Record Date: | 2/11/2022 | Meeting Date: | 4/4/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Ratify 2019 Equity Awards to Current Non-Employee Directors | Management | For | For | No |
2 | Ratify 2019 Equity Awards to Retired Non-Employee Directors | Management | For | For | No |
3 | Ratify 2019 Equity Awards to Thomas J. Kemly | Management | For | For | No |
| | | | | |
Columbia Financial, Inc. | | | | |
| | | | | |
Ticker Symbol: | CLBK | CUSIP Number: | 197641103 | | |
Record Date: | 5/6/2022 | Meeting Date: | 6/22/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Thomas J. Kemly | Management | For | For | No |
1.2 | Elect Director James M. Kuiken | Management | For | For | No |
1.3 | Elect Director Paul Van Ostenbridge | Management | Withhold | For | Yes |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Concentrix Corporation | | | | |
| | | | | |
Ticker Symbol: | CNXC | CUSIP Number: | 20602D101 | | |
Record Date: | 1/24/2022 | Meeting Date: | 3/22/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Christopher Caldwell | Management | For | For | No |
1b | Elect Director Teh-Chien Chou | Management | For | For | No |
1c | Elect Director LaVerne H. Council | Management | For | For | No |
1d | Elect Director Jennifer Deason | Management | Withhold | For | Yes |
1e | Elect Director Kathryn Hayley | Management | For | For | No |
1f | Elect Director Kathryn Marinello | Management | For | For | No |
1g | Elect Director Dennis Polk | Management | For | For | No |
1h | Elect Director Ann Vezina | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Consensus Cloud Solutions, Inc. | | | | |
| | | | | |
Ticker Symbol: | CCSI | CUSIP Number: | 20848V105 | | |
Record Date: | 4/18/2022 | Meeting Date: | 6/15/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Nathaniel (Nate) Simmons | Management | For | For | No |
1b | Elect Director Douglas Bech | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
CorVel Corporation | | | | | |
| | | | | |
Ticker Symbol: | CRVL | CUSIP Number: | 221006109 | | |
Record Date: | 6/10/2021 | Meeting Date: | 8/5/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director V. Gordon Clemons | Management | Withhold | For | Yes |
1.2 | Elect Director Steven J. Hamerslag | Management | Withhold | For | Yes |
1.3 | Elect Director Alan R. Hoops | Management | Withhold | For | Yes |
1.4 | Elect Director R. Judd Jessup | Management | Withhold | For | Yes |
1.5 | Elect Director Jean H. Macino | Management | Withhold | For | Yes |
1.6 | Elect Director Jeffrey J. Michael | Management | Withhold | For | Yes |
2 | Ratify Haskell & White LLP as Auditors | Management | For | For | No |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | No |
| | | | | |
CTO Realty Growth, Inc. | | | | |
| | | | | |
Ticker Symbol: | CTO | CUSIP Number: | 22948Q101 | | |
Record Date: | 4/22/2022 | Meeting Date: | 6/22/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John P. Albright | Management | For | For | No |
1.2 | Elect Director George R. Brokaw | Management | For | For | No |
1.3 | Elect Director Christopher J. Drew | Management | For | For | No |
1.4 | Elect Director Laura M. Franklin | Management | For | For | No |
1.5 | Elect Director R. Blakeslee Gable | Management | For | For | No |
1.6 | Elect Director Christopher W. Haga | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Cumulus Media Inc. | | | | | |
| | | | | |
Ticker Symbol: | CMLS | CUSIP Number: | 231082801 | | |
Record Date: | 3/14/2022 | Meeting Date: | 5/3/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Mary G. Berner | Management | For | For | No |
1.2 | Elect Director David M. Baum | Management | For | For | No |
1.3 | Elect Director Matthew C. Blank | Management | For | For | No |
1.4 | Elect Director Thomas H. Castro | Management | For | For | No |
1.5 | Elect Director Joan Hogan Gillman | Management | For | For | No |
1.6 | Elect Director Andrew W. Hobson | Management | For | For | No |
1.7 | Elect Director Brian G. Kushner | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Dine Brands Global, Inc. | | | | |
| | | | | |
Ticker Symbol: | DIN | CUSIP Number: | 254423106 | | |
Record Date: | 3/16/2022 | Meeting Date: | 5/12/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Howard M. Berk | Management | For | For | No |
1.2 | Elect Director Susan M. Collyns | Management | For | For | No |
1.3 | Elect Director Richard J. Dahl | Management | For | For | No |
1.4 | Elect Director Michael C. Hyter | Management | For | For | No |
1.5 | Elect Director Larry A. Kay | Management | For | For | No |
1.6 | Elect Director Caroline W. Nahas | Management | For | For | No |
1.7 | Elect Director Douglas M. Pasquale | Management | For | For | No |
1.8 | Elect Director John W. Peyton | Management | For | For | No |
1.9 | Elect Director Martha C. Poulter | Management | For | For | No |
1.10 | Elect Director Lilian C. Tomovich | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Report on the Feasibility of Increasing Tipped Workers' Wages | Share Holder | Against | Against | No |
6 | Report on Disparities Between Company's ESG Standards and their Implementation, Including with Respect to Use of Gestation Crates in Pork Supply | Share Holder | Against | Against | No |
| | | | | |
Douglas Elliman Inc. | | | | |
| | | | | |
Ticker Symbol: | DOUG | CUSIP Number: | 25961D105 | | |
Record Date: | 5/2/2022 | Meeting Date: | 6/29/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Richard J. Lampen | Management | For | For | No |
1.2 | Elect Director Wilson L. White | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
DT Midstream, Inc. | | | | | |
| | | | | |
Ticker Symbol: | DTM | CUSIP Number: | 23345M107 | | |
Record Date: | 3/9/2022 | Meeting Date: | 5/6/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert Skaggs, Jr. | Management | For | For | No |
1.2 | Elect Director David Slater | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Eagle Materials Inc. | | | | | |
| | | | | |
Ticker Symbol: | EXP | CUSIP Number: | 26969P108 | | |
Record Date: | 6/8/2021 | Meeting Date: | 8/3/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director F. William Barnett | Management | For | For | No |
1b | Elect Director Richard Beckwitt | Management | For | For | No |
1c | Elect Director Ed H. Bowman | Management | For | For | No |
1d | Elect Director Michael R. Haack | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Edgewell Personal Care Company | | | | |
| | | | | |
Ticker Symbol: | EPC | CUSIP Number: | 28035Q102 | | |
Record Date: | 11/29/2021 | Meeting Date: | 2/4/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Robert W. Black | Management | For | For | No |
1b | Elect Director George R. Corbin | Management | For | For | No |
1c | Elect Director Carla C. Hendra | Management | For | For | No |
1d | Elect Director John C. Hunter, III | Management | For | For | No |
1e | Elect Director James C. Johnson | Management | For | For | No |
1f | Elect Director Rod R. Little | Management | For | For | No |
1g | Elect Director Joseph D. O'Leary | Management | For | For | No |
1h | Elect Director Rakesh Sachdev | Management | For | For | No |
1i | Elect Director Swan Sit | Management | For | For | No |
1j | Elect Director Gary K. Waring | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Element Solutions Inc | | | | |
| | | | | |
Ticker Symbol: | ESI | CUSIP Number: | 28618M106 | | |
Record Date: | 4/11/2022 | Meeting Date: | 6/7/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Martin E. Franklin | Management | For | For | No |
1b | Elect Director Benjamin Gliklich | Management | For | For | No |
1c | Elect Director Ian G.H. Ashken | Management | For | For | No |
1d | Elect Director Elyse Napoli Filon | Management | For | For | No |
1e | Elect Director Christopher T. Fraser | Management | Against | For | Yes |
1f | Elect Director Michael F. Goss | Management | For | For | No |
1g | Elect Director Nichelle Maynard-Elliott | Management | For | For | No |
1h | Elect Director E. Stanley O'Neal | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Enovis Corporation | | | | | |
| | | | | |
Ticker Symbol: | ENOV | CUSIP Number: | 194014502 | | |
Record Date: | 4/18/2022 | Meeting Date: | 6/7/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Mitchell P. Rales | Management | For | For | No |
1b | Elect Director Matthew L. Trerotola | Management | For | For | No |
1c | Elect Director Barbara W. Bodem | Management | For | For | No |
1d | Elect Director Liam J. Kelly | Management | For | For | No |
1e | Elect Director Angela S. Lalor | Management | For | For | No |
1f | Elect Director Philip A. Okala | Management | For | For | No |
1g | Elect Director Christine Ortiz | Management | For | For | No |
1h | Elect Director A. Clayton Perfall | Management | For | For | No |
1i | Elect Director Brady Shirley | Management | For | For | No |
1j | Elect Director Rajiv Vinnakota | Management | For | For | No |
1k | Elect Director Sharon Wienbar | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Entravision Communications Corporation | | | | |
| | | | | |
Ticker Symbol: | EVC | CUSIP Number: | 29382R107 | | |
Record Date: | 4/4/2022 | Meeting Date: | 5/26/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Walter F. Ulloa | Management | For | For | No |
1.2 | Elect Director Paul Anton Zevnik | Management | Withhold | For | Yes |
1.3 | Elect Director Gilbert R. Vasquez | Management | For | For | No |
1.4 | Elect Director Patricia Diaz Dennis | Management | For | For | No |
1.5 | Elect Director Juan Saldivar von Wuthenau | Management | For | For | No |
1.6 | Elect Director Martha Elena Diaz | Management | For | For | No |
1.7 | Elect Director Fehmi Zeko | Management | For | For | No |
| | | | | |
frontdoor, inc. | | | | | |
| | | | | |
Ticker Symbol: | FTDR | CUSIP Number: | 35905A109 | | |
Record Date: | 3/17/2022 | Meeting Date: | 5/11/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director William C. Cobb | Management | For | For | No |
1b | Elect Director D. Steve Boland | Management | For | For | No |
1c | Elect Director Anna C. Catalano | Management | For | For | No |
1d | Elect Director Peter L. Cella | Management | For | For | No |
1e | Elect Director Christopher L. Clipper | Management | For | For | No |
1f | Elect Director Richard P. Fox | Management | For | For | No |
1g | Elect Director Brian P. McAndrews | Management | For | For | No |
1h | Elect Director Liane J. Pelletier | Management | For | For | No |
1i | Elect Director Rexford J. Tibbens | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Gaming and Leisure Properties, Inc. | | | | |
| | | | | |
Ticker Symbol: | GLPI | CUSIP Number: | 36467J108 | | |
Record Date: | 4/12/2022 | Meeting Date: | 6/16/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Peter M. Carlino | Management | For | For | No |
1b | Elect Director JoAnne A. Epps | Management | For | For | No |
1c | Elect Director Carol (Lili) Lynton | Management | For | For | No |
1d | Elect Director Joseph W. Marshall, III | Management | For | For | No |
1e | Elect Director James B. Perry | Management | For | For | No |
1f | Elect Director Barry F. Schwartz | Management | For | For | No |
1g | Elect Director Earl C. Shanks | Management | For | For | No |
1h | Elect Director E. Scott Urdang | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Gold Resource Corporation | | | | |
| | | | | |
Ticker Symbol: | GORO | CUSIP Number: | 38068T105 | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/19/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Alex G. Morrison | Management | For | For | No |
1.2 | Elect Director Allen Palmiere | Management | For | For | No |
1.3 | Elect Director Lila Manassa Murphy | Management | For | For | No |
1.4 | Elect Director Joseph Driscoll | Management | For | For | No |
1.5 | Elect Director Ronald N. Little | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
GXO Logistics, Inc. | | | | | |
| | | | | |
Ticker Symbol: | GXO | CUSIP Number: | 36262G101 | | |
Record Date: | 4/8/2022 | Meeting Date: | 5/24/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gena Ashe | Management | For | For | No |
1.2 | Elect Director Malcolm Wilson | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Henry Schein, Inc. | | | | | |
| | | | | |
Ticker Symbol: | HSIC | CUSIP Number: | 806407102 | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/18/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Mohamad Ali | Management | For | For | No |
1b | Elect Director Stanley M. Bergman | Management | For | For | No |
1c | Elect Director James P. Breslawski | Management | For | For | No |
1d | Elect Director Deborah Derby | Management | For | For | No |
1e | Elect Director Joseph L. Herring | Management | For | For | No |
1f | Elect Director Kurt P. Kuehn | Management | For | For | No |
1g | Elect Director Philip A. Laskawy | Management | For | For | No |
1h | Elect Director Anne H. Margulies | Management | For | For | No |
1i | Elect Director Mark E. Mlotek | Management | For | For | No |
1j | Elect Director Steven Paladino | Management | For | For | No |
1k | Elect Director Carol Raphael | Management | For | For | No |
1l | Elect Director E. Dianne Rekow | Management | For | For | No |
1m | Elect Director Scott Serota | Management | For | For | No |
1n | Elect Director Bradley T. Sheares | Management | For | For | No |
1o | Elect Director Reed V. Tuckson | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Horizon Global Corporation | | | | |
| | | | | |
Ticker Symbol: | HZN | CUSIP Number: | 44052W104 | | |
Record Date: | 3/29/2022 | Meeting Date: | 5/24/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John F. Barrett | Management | For | For | No |
1.2 | Elect Director Donna M. Costello | Management | For | For | No |
1.3 | Elect Director Terrence G. Gohl | Management | For | For | No |
1.4 | Elect Director John C. Kennedy | Management | For | For | No |
1.5 | Elect Director Ryan L. Langdon | Management | For | For | No |
1.6 | Elect Director Brett N. Milgrim | Management | For | For | No |
1.7 | Elect Director Debra S. Oler | Management | For | For | No |
1.8 | Elect Director Mark D. Weber | Management | For | For | No |
2 | Approve Issuance of Common Stock Upon Exercise of Certain Warrants | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Houlihan Lokey, Inc. | | | | |
| | | | | |
Ticker Symbol: | HLI | CUSIP Number: | 441593100 | | |
Record Date: | 7/30/2021 | Meeting Date: | 9/21/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott J. Adelson | Management | Withhold | For | Yes |
1.2 | Elect Director Ekpedeme M. Bassey | Management | For | For | No |
1.3 | Elect Director David A. Preiser | Management | Withhold | For | Yes |
1.4 | Elect Director Robert A. Schriesheim | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
IAC/InterActiveCorp | | | | | |
| | | | | |
Ticker Symbol: | IAC | CUSIP Number: | 44891N208 | | |
Record Date: | 4/27/2022 | Meeting Date: | 6/23/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Chelsea Clinton | Management | For | For | No |
1b | Elect Director Barry Diller | Management | For | For | No |
1c | Elect Director Michael D. Eisner | Management | For | For | No |
1d | Elect Director Bonnie S. Hammer | Management | For | For | No |
1e | Elect Director Victor A. Kaufman | Management | For | For | No |
1f | Elect Director Joseph Levin | Management | For | For | No |
1g | Elect Director Bryan Lourd | Management | For | For | No |
1h | Elect Director Westley Moore | Management | For | For | No |
1i | Elect Director David Rosenblatt | Management | For | For | No |
1j | Elect Director Alan G. Spoon | Management | For | For | No |
1k | Elect Director Alexander von Furstenberg | Management | For | For | No |
1l | Elect Director Richard F. Zannino | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Information Services Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | III | CUSIP Number: | 45675Y104 | | |
Record Date: | 3/2/2022 | Meeting Date: | 4/28/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Michael P. Connors | Management | For | For | No |
1.2 | Elect Director Christine Putur | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Ingevity Corporation | | | | |
| | | | | |
Ticker Symbol: | NGVT | CUSIP Number: | 45688C107 | | |
Record Date: | 2/28/2022 | Meeting Date: | 4/27/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Jean S. Blackwell | Management | For | For | No |
1b | Elect Director Luis Fernandez-Moreno | Management | For | For | No |
1c | Elect Director J. Michael Fitzpatrick | Management | For | For | No |
1d | Elect Director John C. Fortson | Management | For | For | No |
1e | Elect Director Diane H. Gulyas | Management | For | For | No |
1f | Elect Director Frederick J. Lynch | Management | For | For | No |
1g | Elect Director Karen G. Narwold | Management | For | For | No |
1h | Elect Director Daniel F. Sansone | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Iridium Communications Inc. | | | | |
| | | | | |
Ticker Symbol: | IRDM | CUSIP Number: | 46269C102 | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/17/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Robert H. Niehaus | Management | For | For | No |
1.2 | Elect Director Thomas C. Canfield | Management | For | For | No |
1.3 | Elect Director Matthew J. Desch | Management | For | For | No |
1.4 | Elect Director Thomas J. Fitzpatrick | Management | For | For | No |
1.5 | Elect Director L. Anthony Frazier | Management | For | For | No |
1.6 | Elect Director Jane L. Harman | Management | For | For | No |
1.7 | Elect Director Alvin B. Krongard | Management | For | For | No |
1.8 | Elect Director Suzanne E. McBride | Management | For | For | No |
1.9 | Elect Director Eric T. Olson | Management | For | For | No |
1.10 | Elect Director Parker W. Rush | Management | For | For | No |
1.11 | Elect Director Henrik O. Schliemann | Management | For | For | No |
1.12 | Elect Director Kay N. Sears | Management | For | For | No |
1.13 | Elect Director Barry J. West | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
J. Alexander's Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | JAX | CUSIP Number: | 46609J106 | | |
Record Date: | 8/20/2021 | Meeting Date: | 9/28/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve Merger Agreement | Management | For | For | No |
2 | Advisory Vote on Golden Parachutes | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Jackson Financial Inc. | | | | |
| | | | | |
Ticker Symbol: | JXN | CUSIP Number: | 46817M107 | | |
Record Date: | 4/14/2022 | Meeting Date: | 6/9/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Lily Fu Claffee | Management | For | For | No |
1.2 | Elect Director Gregory T. Durant | Management | For | For | No |
1.3 | Elect Director Steven A. Kandarian | Management | For | For | No |
1.4 | Elect Director Derek G. Kirkland | Management | For | For | No |
1.5 | Elect Director Drew E. Lawton | Management | For | For | No |
1.6 | Elect Director Martin J. Lippert | Management | For | For | No |
1.7 | Elect Director Russell G. Noles | Management | For | For | No |
1.8 | Elect Director Laura L. Prieskorn | Management | For | For | No |
1.9 | Elect Director Esta E. Stecher | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Eliminate Class B Common Stock | Management | For | For | No |
| | | | | |
Kontoor Brands, Inc. | | | | |
| | | | | |
Ticker Symbol: | KTB | CUSIP Number: | 50050N103 | | |
Record Date: | 2/15/2022 | Meeting Date: | 4/19/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott Baxter | Management | For | For | No |
1.2 | Elect Director Robert Shearer | Management | For | For | No |
1.3 | Elect Director Mark Schiller | Management | For | For | No |
1.4 | Elect Director Ashley Goldsmith | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
L.B. Foster Company | | | | |
| | | | | |
Ticker Symbol: | FSTR | CUSIP Number: | 350060109 | | |
Record Date: | 3/31/2022 | Meeting Date: | 6/2/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Raymond T. Betler | Management | For | For | No |
1.2 | Elect Director Dirk Junge | Management | For | For | No |
1.3 | Elect Director John F. Kasel | Management | For | For | No |
1.4 | Elect Director John E. Kunz | Management | For | For | No |
1.5 | Elect Director Diane B. Owen | Management | For | For | No |
1.6 | Elect Director Robert S. Purgason | Management | For | For | No |
1.7 | Elect Director William H. Rackoff | Management | For | For | No |
1.8 | Elect Director Suzanne B. Rowland | Management | For | For | No |
1.9 | Elect Director Bruce E. Thompson | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Lawson Products, Inc. | | | | |
| | | | | |
Ticker Symbol: | LAWS | CUSIP Number: | 520776105 | | |
Record Date: | 2/8/2022 | Meeting Date: | 3/15/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Approve the TestEquity Merger Agreement and the Issuance of Shares in Connection with Merger | Management | For | For | No |
2 | Approve the Gexpro Services Merger Agreement and the Issuance of Shares in Connection with Merger | Management | For | For | No |
3 | Advisory Vote on Golden Parachutes | Management | For | For | No |
4 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Loyalty Ventures Inc. | | | | |
| | | | | |
Ticker Symbol: | LYLT | CUSIP Number: | 54911Q107 | | |
Record Date: | 3/28/2022 | Meeting Date: | 5/26/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Barbara L. Rayner | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Madison Square Garden Entertainment Corp. | | | | |
| | | | | |
Ticker Symbol: | MSGE | CUSIP Number: | 55826T102 | | |
Record Date: | 6/14/2021 | Meeting Date: | 7/8/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Merger | Management | For | For | No |
2 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Madison Square Garden Entertainment Corp. | | | | |
| | | | | |
Ticker Symbol: | MSGE | CUSIP Number: | 55826T102 | | |
Record Date: | 10/13/2021 | Meeting Date: | 12/10/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Martin Bandier | Management | Withhold | For | Yes |
1.2 | Elect Director Joseph J. Lhota | Management | Withhold | For | Yes |
1.3 | Elect Director Joel M. Litvin | Management | For | For | No |
1.4 | Elect Director Frederic V. Salerno | Management | Withhold | For | Yes |
1.5 | Elect Director John L. Sykes | Management | Withhold | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Masco Corporation | | | | | |
| | | | | |
Ticker Symbol: | MAS | CUSIP Number: | 574599106 | | |
Record Date: | 3/18/2022 | Meeting Date: | 5/12/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Donald R. Parfet | Management | For | For | No |
1b | Elect Director Lisa A. Payne | Management | For | For | No |
1c | Elect Director Reginald M. Turner | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
MDU Resources Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | MDU | CUSIP Number: | 552690109 | | |
Record Date: | 3/11/2022 | Meeting Date: | 5/10/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Thomas Everist | Management | For | For | No |
1b | Elect Director Karen B. Fagg | Management | For | For | No |
1c | Elect Director David L. Goodin | Management | For | For | No |
1d | Elect Director Dennis W. Johnson | Management | For | For | No |
1e | Elect Director Patricia L. Moss | Management | For | For | No |
1f | Elect Director Dale S. Rosenthal | Management | For | For | No |
1g | Elect Director Edward A. Ryan | Management | For | For | No |
1h | Elect Director David M. Sparby | Management | For | For | No |
1i | Elect Director Chenxi Wang | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
National Fuel Gas Company | | | | |
| | | | | |
Ticker Symbol: | NFG | CUSIP Number: | 636180101 | | |
Record Date: | 1/10/2022 | Meeting Date: | 3/10/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David C. Carroll | Management | For | For | No |
1.2 | Elect Director Steven C. Finch | Management | For | For | No |
1.3 | Elect Director Joseph N. Jaggers | Management | For | For | No |
1.4 | Elect Director David F. Smith | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
NewLake Capital Partners, Inc. | | | | |
| | | | | |
Ticker Symbol: | NLCP | CUSIP Number: | 651495103 | | |
Record Date: | 4/11/2022 | Meeting Date: | 6/7/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gordon DuGan | Management | Withhold | For | Yes |
1.2 | Elect Director Alan Carr | Management | For | For | No |
1.3 | Elect Director Joyce Johnson | Management | Withhold | For | Yes |
1.4 | Elect Director Peter Kadens | Management | Withhold | For | Yes |
1.5 | Elect Director Peter Martay | Management | For | For | No |
1.6 | Elect Director Anthony Coniglio | Management | For | For | No |
1.7 | Elect Director David Weinstein | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Organon & Co. | | | | | |
| | | | | |
Ticker Symbol: | OGN | CUSIP Number: | 68622V106 | | |
Record Date: | 4/8/2022 | Meeting Date: | 6/7/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Robert A. Essner | Management | For | For | No |
1b | Elect Director Shelly Lazarus | Management | For | For | No |
1c | Elect Director Cynthia M. Patton | Management | For | For | No |
1d | Elect Director Grace Puma | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
| | | | | |
Osisko Gold Royalties Ltd. | | | | |
| | | | | |
Ticker Symbol: | OR | CUSIP Number: | 68827L101 | | |
Record Date: | 3/22/2022 | Meeting Date: | 5/12/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John R. Baird | Management | For | For | No |
1.2 | Elect Director Joanne Ferstman | Management | For | For | No |
1.3 | Elect Director Edie Hofmeister | Management | For | For | No |
1.4 | Elect Director William Murray John | Management | For | For | No |
1.5 | Elect Director Pierre Labbe | Management | For | For | No |
1.6 | Elect Director Candace MacGibbon | Management | For | For | No |
1.7 | Elect Director Charles E. Page | Management | For | For | No |
1.8 | Elect Director Sean Roosen | Management | For | For | No |
1.9 | Elect Director Sandeep Singh | Management | For | For | No |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | No |
3 | Amend Deferred Share Unit Plan | Management | For | For | No |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For | No |
| | | | | |
Perella Weinberg Partners | | | | |
| | | | | |
Ticker Symbol: | PWP | CUSIP Number: | 71367G102 | | |
Record Date: | 3/30/2022 | Meeting Date: | 5/24/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Joseph R. Perella | Management | Withhold | For | Yes |
1.2 | Elect Director Daniel G. Cohen | Management | Withhold | For | Yes |
1.3 | Elect Director Ivan G. Seidenberg | Management | Withhold | For | Yes |
1.4 | Elect Director Elizabeth (Beth) Cogan Fascitelli | Management | For | For | No |
1.5 | Elect Director Kristin W. Mugford | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Post Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | POST | CUSIP Number: | 737446104 | | |
Record Date: | 11/22/2021 | Meeting Date: | 1/27/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Gregory L. Curl | Management | For | For | No |
1.2 | Elect Director Ellen F. Harshman | Management | For | For | No |
1.3 | Elect Director David P. Skarie | Management | For | For | No |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | For | For | No |
| | | | | |
Postal Realty Trust, Inc. | | | | |
| | | | | |
Ticker Symbol: | PSTL | CUSIP Number: | 73757R102 | | |
Record Date: | 4/22/2022 | Meeting Date: | 6/10/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Patrick R. Donahoe | Management | For | For | No |
1.2 | Elect Director Barry Lefkowitz | Management | Withhold | For | Yes |
1.3 | Elect Director Jane Gural-Senders | Management | Withhold | For | Yes |
1.4 | Elect Director Anton Feingold | Management | Withhold | For | Yes |
1.5 | Elect Director Andrew Spodek | Management | For | For | No |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
PotlatchDeltic Corporation | | | | |
| | | | | |
Ticker Symbol: | PCH | CUSIP Number: | 737630103 | | |
Record Date: | 3/11/2022 | Meeting Date: | 5/2/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Anne L. Alonzo | Management | For | For | No |
1b | Elect Director Michael J. Covey | Management | For | For | No |
1c | Elect Director R. Hunter Pierson, Jr. | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Amend Restricted Stock Plan | Management | For | For | No |
| | | | | |
Raymond James Financial, Inc. | | | | |
| | | | | |
Ticker Symbol: | RJF | CUSIP Number: | 754730109 | | |
Record Date: | 12/22/2021 | Meeting Date: | 2/24/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Marlene Debel | Management | For | For | No |
1b | Elect Director Robert M. Dutkowsky | Management | For | For | No |
1c | Elect Director Jeffrey N. Edwards | Management | For | For | No |
1d | Elect Director Benjamin C. Esty | Management | For | For | No |
1e | Elect Director Anne Gates | Management | For | For | No |
1f | Elect Director Thomas A. James | Management | For | For | No |
1g | Elect Director Gordon L. Johnson | Management | For | For | No |
1h | Elect Director Roderick C. McGeary | Management | For | For | No |
1i | Elect Director Paul C. Reilly | Management | For | For | No |
1j | Elect Director Raj Seshadri | Management | For | For | No |
1k | Elect Director Susan N. Story | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3a | Increase Authorized Common Stock | Management | For | For | No |
3b | Revise Certain Provisions Governing Capital Stock | Management | For | For | No |
3c | Amend Articles of Incorporation | Management | For | For | No |
4 | Ratify KPMG LLP as Auditors | Management | For | For | No |
| | | | | |
Red Violet, Inc. | | | | | |
| | | | | |
Ticker Symbol: | RDVT | CUSIP Number: | 75704L104 | | |
Record Date: | 4/12/2022 | Meeting Date: | 5/25/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Derek Dubner | Management | For | For | No |
1.2 | Elect Director Peter Benz | Management | For | For | No |
1.3 | Elect Director Steven Rubin | Management | Withhold | For | Yes |
1.4 | Elect Director Lisa Stanton | Management | For | For | No |
1.5 | Elect Director Robert Swayman | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | Against | For | Yes |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
| | | | | |
Spectrum Brands Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | SPB | CUSIP Number: | 84790A105 | | |
Record Date: | 6/15/2021 | Meeting Date: | 8/3/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director David M. Maura | Management | For | For | No |
1.2 | Elect Director Terry L. Polistina | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Declassify the Board of Directors | Management | For | For | No |
| | | | | |
Sylvamo Corporation | | | | |
| | | | | |
Ticker Symbol: | SLVM | CUSIP Number: | 871332102 | | |
Record Date: | 3/23/2022 | Meeting Date: | 5/16/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Jean-Michel Ribieras | Management | For | For | No |
1.2 | Elect Director Stan Askren | Management | For | For | No |
1.3 | Elect Director Christine S. Breves | Management | For | For | No |
1.4 | Elect Director Jeanmarie Desmond | Management | For | For | No |
1.5 | Elect Director Liz Gottung | Management | For | For | No |
1.6 | Elect Director Joia M. Johnson | Management | For | For | No |
1.7 | Elect Director David Petratis | Management | For | For | No |
1.8 | Elect Director J. Paul Rollinson | Management | For | For | No |
1.9 | Elect Director James P. Zallie | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
The Aaron's Co., Inc. | | | | |
| | | | | |
Ticker Symbol: | AAN | CUSIP Number: | 00258W108 | | |
Record Date: | 6/21/2021 | Meeting Date: | 8/25/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Hubert L. Harris, Jr. | Management | For | For | No |
1b | Elect Director John W. Robinson III | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Amend Omnibus Stock Plan | Management | For | For | No |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
The Aaron's Company, Inc. | | | | |
| | | | | |
Ticker Symbol: | AAN | CUSIP Number: | 00258W108 | | |
Record Date: | 3/11/2022 | Meeting Date: | 5/4/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Laura N. Bailey | Management | For | For | No |
1b | Elect Director Kelly H. Barrett | Management | For | For | No |
1c | Elect Director Douglas A. Lindsay | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
The Pennant Group, Inc. | | | | |
| | | | | |
Ticker Symbol: | PNTG | CUSIP Number: | 70805E109 | | |
Record Date: | 4/4/2022 | Meeting Date: | 6/1/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director JoAnne Stringfield | Management | For | For | No |
1.2 | Elect Director Stephen M. R. Covey | Management | Against | For | Yes |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
| | | | | |
Thryv Holdings, Inc. | | | | | |
| | | | | |
Ticker Symbol: | THRY | CUSIP Number: | 886029206 | | |
Record Date: | 4/13/2022 | Meeting Date: | 6/9/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Ryan O'hara | Management | Withhold | For | Yes |
1.2 | Elect Director Heather Zynczak | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Tile Shop Holdings, Inc. | | | | |
| | | | | |
Ticker Symbol: | TTSH | CUSIP Number: | 88677Q109 | | |
Record Date: | 4/25/2022 | Meeting Date: | 6/14/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Peter J. Jacullo, III | Management | For | For | No |
1.2 | Elect Director Cabell H. Lolmaugh | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Transcat, Inc. | | | | | |
| | | | | |
Ticker Symbol: | TRNS | CUSIP Number: | 893529107 | | |
Record Date: | 7/14/2021 | Meeting Date: | 9/8/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Craig D. Cairns | Management | For | For | No |
1.2 | Elect Director Oksana S. Dominach | Management | For | For | No |
1.3 | Elect Director Lee D. Rudow | Management | For | For | No |
1.4 | Elect Director Carl E. Sassano | Management | Withhold | For | Yes |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Freed Maxick CPAs, P.C. as Auditors | Management | For | For | No |
4 | Approve Omnibus Stock Plan | Management | Against | For | Yes |
| | | | | |
Travel + Leisure Co. | | | | |
| | | | | |
Ticker Symbol: | TNL | CUSIP Number: | 894164102 | | |
Record Date: | 3/21/2022 | Meeting Date: | 5/18/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Louise F. Brady | Management | For | For | No |
1.2 | Elect Director Michael D. Brown | Management | For | For | No |
1.3 | Elect Director James E. Buckman | Management | For | For | No |
1.4 | Elect Director George Herrera | Management | For | For | No |
1.5 | Elect Director Stephen P. Holmes | Management | For | For | No |
1.6 | Elect Director Lucinda C. Martinez | Management | For | For | No |
1.7 | Elect Director Denny Marie Post | Management | For | For | No |
1.8 | Elect Director Ronald L. Rickles | Management | For | For | No |
1.9 | Elect Director Michael H. Wargotz | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
UGI Corporation | | | | | |
| | | | | |
Ticker Symbol: | UGI | CUSIP Number: | 902681105 | | |
Record Date: | 11/18/2021 | Meeting Date: | 1/28/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Frank S. Hermance | Management | For | For | No |
1b | Elect Director M. Shawn Bort | Management | For | For | No |
1c | Elect Director Theodore A. Dosch | Management | For | For | No |
1d | Elect Director Alan N. Harris | Management | For | For | No |
1e | Elect Director Mario Longhi | Management | For | For | No |
1f | Elect Director William J. Marrazzo | Management | For | For | No |
1g | Elect Director Cindy J. Miller | Management | For | For | No |
1h | Elect Director Roger Perreault | Management | For | For | No |
1i | Elect Director Kelly A. Romano | Management | For | For | No |
1j | Elect Director James B. Stallings, Jr. | Management | For | For | No |
1k | Elect Director John L. Walsh | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Unit Corporation | | | | | |
| | | | | |
Ticker Symbol: | UNTC | CUSIP Number: | 909218406 | | |
Record Date: | 10/20/2021 | Meeting Date: | 12/7/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Steven B. Hildebrand | Management | For | For | No |
1.2 | Elect Director Andrei Verona | Management | For | For | No |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For | No |
| | | | | |
Utah Medical Products, Inc. | | | | |
| | | | | |
Ticker Symbol: | UTMD | CUSIP Number: | 917488108 | | |
Record Date: | 3/4/2022 | Meeting Date: | 5/6/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Elect Director Barbara A. Payne | Management | Withhold | For | Yes |
2 | Ratify Haynie & Company as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Valvoline Inc. | | | | | |
| | | | | |
Ticker Symbol: | VVV | CUSIP Number: | 92047W101 | | |
Record Date: | 11/29/2021 | Meeting Date: | 1/25/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Gerald W. Evans, Jr. | Management | For | For | No |
1b | Elect Director Richard J. Freeland | Management | For | For | No |
1c | Elect Director Stephen F. Kirk | Management | For | For | No |
1d | Elect Director Carol H. Kruse | Management | For | For | No |
1e | Elect Director Stephen E. Macadam | Management | For | For | No |
1f | Elect Director Vada O. Manager | Management | For | For | No |
1g | Elect Director Samuel J. Mitchell, Jr. | Management | For | For | No |
1h | Elect Director Charles M. Sonsteby | Management | For | For | No |
1i | Elect Director Mary J. Twinem | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
| | | | | |
Vectrus, Inc. | | | | | |
| | | | | |
Ticker Symbol: | VEC | CUSIP Number: | 92242T101 | | |
Record Date: | 5/6/2022 | Meeting Date: | 6/15/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1 | Issue Shares in Connection with Acquisition | Management | For | For | No |
2 | Change Company Name to V2X, Inc. | Management | For | For | No |
3 | Adjourn Meeting | Management | For | For | No |
| | | | | |
Victoria's Secret & Co. | | | | |
| | | | | |
Ticker Symbol: | VSCO | CUSIP Number: | 926400102 | | |
Record Date: | 3/31/2022 | Meeting Date: | 5/27/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Irene Chang Britt | Management | For | For | No |
1.2 | Elect Director Sarah Davis | Management | For | For | No |
1.3 | Elect Director Jacqueline Hernandez | Management | For | For | No |
1.4 | Elect Director Donna James | Management | For | For | No |
1.5 | Elect Director Mariam Naficy | Management | For | For | No |
1.6 | Elect Director Lauren Peters | Management | For | For | No |
1.7 | Elect Director Anne Sheehan | Management | For | For | No |
1.8 | Elect Director Martin Waters | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | No |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Vistra Energy Corp. | | | | | |
| | | | | |
Ticker Symbol: | VST | CUSIP Number: | 92840M102 | | |
Record Date: | 3/23/2022 | Meeting Date: | 5/3/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Scott B. Helm | Management | For | For | No |
1.2 | Elect Director Hilary E. Ackermann | Management | For | For | No |
1.3 | Elect Director Arcilia C. Acosta | Management | For | For | No |
1.4 | Elect Director Gavin R. Baiera | Management | For | For | No |
1.5 | Elect Director Paul M. Barbas | Management | For | For | No |
1.6 | Elect Director Lisa Crutchfield | Management | For | For | No |
1.7 | Elect Director Brian K. Ferraioli | Management | For | For | No |
1.8 | Elect Director Jeff D. Hunter | Management | For | For | No |
1.9 | Elect Director Curtis A. Morgan | Management | For | For | No |
1.10 | Elect Director John R. (J.R.) Sult | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
Vontier Corporation | | | | | |
| | | | | |
Ticker Symbol: | VNT | CUSIP Number: | 928881101 | | |
Record Date: | 3/24/2022 | Meeting Date: | 5/25/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Robert L. Eatroff | Management | For | For | No |
1b | Elect Director Martin Gafinowitz | Management | For | For | No |
1c | Elect Director Andrew D. Miller | Management | For | For | No |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
4 | Declassify the Board of Directors | Management | For | For | No |
5 | Eliminate Supermajority Vote Requirements | Management | For | For | No |
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Westwood Holdings Group, Inc. | | | | |
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Ticker Symbol: | WHG | CUSIP Number: | 961765104 | | |
Record Date: | 3/1/2022 | Meeting Date: | 4/27/2022 | | |
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Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brian O. Casey | Management | For | For | No |
1.2 | Elect Director Richard M. Frank | Management | Against | For | Yes |
1.3 | Elect Director Susan M. Byrne | Management | For | For | No |
1.4 | Elect Director Ellen H. Masterson | Management | Against | For | Yes |
1.5 | Elect Director Geoffrey R. Norman | Management | Against | For | Yes |
1.6 | Elect Director Randy A. Bowman | Management | For | For | No |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
5 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | For | No |
| | | | | |
Weyco Group, Inc. | | | | | |
| | | | | |
Ticker Symbol: | WEYS | CUSIP Number: | 962149100 | | |
Record Date: | 3/18/2022 | Meeting Date: | 5/3/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director John W. Florsheim | Management | For | For | No |
1.2 | Elect Director Frederick P. Stratton, Jr. | Management | For | For | No |
1.3 | Elect Director Cory L. Nettles | Management | For | For | No |
1.4 | Elect irector Tina Chang | Management | For | For | No |
1.5 | Elect Director Thomas W. Florsheim | Management | For | For | No |
2 | Ratify Baker Tilly US, LLP as Auditors | Management | For | For | No |
| | | | | |
Whole Earth Brands, Inc. | | | | |
| | | | | |
Ticker Symbol: | FREE | CUSIP Number: | 96684W100 | | |
Record Date: | 8/13/2021 | Meeting Date: | 10/12/2021 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Irwin D. Simon | Management | For | For | No |
1b | Elect Director Ira J. Lamel | Management | For | For | No |
1c | Elect Director Denise M. Faltischek | Management | For | For | No |
1d | Elect Director Steven M. Cohen | Management | For | For | No |
1e | Elect Director Anuraag Agarwal | Management | For | For | No |
1f | Elect Director John M. McMillin, III | Management | For | For | No |
1g | Elect Director Albert Manzone | Management | For | For | No |
2 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
| | | | | |
Wolverine World Wide, Inc. | | | | |
| | | | | |
Ticker Symbol: | WWW | CUSIP Number: | 978097103 | | |
Record Date: | 3/7/2022 | Meeting Date: | 5/4/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Jeffrey M. Boromisa | Management | For | For | No |
1b | Elect Director Gina R. Boswell | Management | For | For | No |
1c | Elect Director Brendan L. Hoffman | Management | For | For | No |
1d | Elect Director David T. Kollat | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | No |
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Wyndham Hotels & Resorts, Inc. | | | | |
| | | | | |
Ticker Symbol: | WH | CUSIP Number: | 98311A105 | | |
Record Date: | 3/18/2022 | Meeting Date: | 5/11/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Stephen P. Holmes | Management | For | For | No |
1.2 | Elect Director Geoffrey A. Ballotti | Management | For | For | No |
1.3 | Elect Director Myra J. Biblowit | Management | For | For | No |
1.4 | Elect Director James E. Buckman | Management | For | For | No |
1.5 | Elect Director Bruce B. Churchill | Management | For | For | No |
1.6 | Elect Director Mukul V. Deoras | Management | For | For | No |
1.7 | Elect Director Ronald L. Nelson | Management | For | For | No |
1.8 | Elect Director Pauline D.E. Richards | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | No |
| | | | | |
XPO Logistics, Inc. | | | | | |
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Ticker Symbol: | XPO | CUSIP Number: | 983793100 | | |
Record Date: | 4/14/2022 | Meeting Date: | 5/18/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1.1 | Elect Director Brad Jacobs | Management | For | For | No |
1.2 | Elect Director Jason Aiken | Management | For | For | No |
1.3 | Elect Director AnnaMaria DeSalva | Management | Against | For | Yes |
1.4 | Elect Director Michael Jesselson | Management | Against | For | Yes |
1.5 | Elect Director Adrian Kingshott | Management | Against | For | Yes |
1.6 | Elect Director Mary Kissel | Management | For | For | No |
1.7 | Elect Director Allison Landry | Management | For | For | No |
1.8 | Elect Director Johnny C. Taylor, Jr. | Management | For | For | No |
2 | Ratify KPMG LLP as Auditors | Management | For | For | No |
3 | Amend Omnibus Stock Plan | Management | For | For | No |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | Yes |
5 | Report on Lobbying Payments and Policy | Share Holder | For | Against | Yes |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Share Holder | For | Against | Yes |
7 | Oversee and Report a Civil Rights Audit | Share Holder | For | Against | Yes |
| | | | | |
Ziff Davis, Inc. | | | | | |
| | | | | |
Ticker Symbol: | ZD | CUSIP Number: | 48123V102 | | |
Record Date: | 3/18/2022 | Meeting Date: | 5/10/2022 | | |
| | | | | |
Proposal Number | Proposal Text | Proponent | Vote Instruction | Management Recommendation | Vote Against Management |
1a | Elect Director Vivek Shah | Management | For | For | No |
1b | Elect Director Sarah Fay | Management | For | For | No |
1c | Elect Director Trace Harris | Management | For | For | No |
1d | Elect Director W. Brian Kretzmer | Management | For | For | No |
1e | Elect Director Jonathan F. Miller | Management | For | For | No |
1f | Elect Director Scott C. Taylor | Management | For | For | No |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | No |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For | No |
| | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
*Print the name and title of each signing officer under his or her signature.