| | | | | | | | | | | | | | | | | | |
Institutional Account Name | | Company Name | | Ticker | | Provider Security ID | | Meeting Date | | Proponent | | Proposal Text | | Management Recommendation | | Vote Instruction | | Vote Against Management |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Ratify Ernst & Young LLP as Auditors | | Abstain | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Amend Omnibus Stock Plan | | Abstain | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Abstain | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Share Holder | | Management Nominee Donald Tang | | Withhold | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Share Holder | | Management Nominee Richard A. Reck | | Withhold | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Share Holder | | Management Nominee Eddy W. Hartenstein | | Withhold | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Share Holder | | Management Nominee Philip G. Franklin | | Withhold | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Share Holder | | Management Nominee Michael W. Ferro, Jr. | | Withhold | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Share Holder | | Management Nominee David E. Dibble | | Withhold | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Share Holder | | Management Nominee Justin C. Dearborn | | Withhold | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Share Holder | | Management Nominee Carol Crenshaw | | Withhold | | Do Not Vote | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Amend Omnibus Stock Plan | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Elect Director Donald Tang | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Elect Director Richard A. Reck | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Elect Director Eddy W. Hartenstein | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Elect Director Michael W. Ferro, Jr. | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Elect Director Justin C. Dearborn | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Elect Director Carol Crenshaw | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5/5/2016 | | Management | | Approve Non-Employee Director Omnibus Stock Plan | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5/5/2016 | | Management | | Approve Omnibus Stock Plan | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5/5/2016 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5/5/2016 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5/5/2016 | | Management | | Elect Director Peter E. Murphy | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5/5/2016 | | Management | | Elect Director Ross Levinsohn | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5/5/2016 | | Management | | Elect Director Bruce A. Karsh | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Eaton Vance Senior Income Trust | | EVF | | 27826S103 | | 10/22/2015 | | Management | | Elect Director Helen Frame Peters | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Eaton Vance Senior Income Trust | | EVF | | 27826S103 | | 10/22/2015 | | Management | | Elect Director Scott E. Eston | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Eaton Vance Floating-Rate Income Trust | | EFT | | 278279104 | | 3/24/2016 | | Management | | Elect Director Valerie A. Mosley | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Eaton Vance Floating-Rate Income Trust | | EFT | | 278279104 | | 3/24/2016 | | Management | | Elect Director Helen Frame Peters | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 6/9/2016 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 6/9/2016 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 6/9/2016 | | Management | | Elect Director David M. Tolley | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 6/9/2016 | | Management | | Elect Director Alexis Glick | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 6/9/2016 | | Management | | Elect Director Ralph B. Everett | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 6/9/2016 | | Management | | Elect Director Lewis W. Dickey, Jr. | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 6/9/2016 | | Management | | Elect Director Brian Cassidy | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 6/9/2016 | | Management | | Elect Director Mary G. Berner | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 6/9/2016 | | Management | | Elect Director Jeffrey A. Marcus | | For | | For | | No |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Elect Director Philip G. Franklin | | For | | Withhold | | Yes |
Nuveen Floating Rate Income Fund | | Tribune Publishing Company | | TPUB | | 896082104 | | 6/2/2016 | | Management | | Elect Director David E. Dibble | | For | | Withhold | | Yes |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.