| | | | | | | | | | | | | | | | | | |
Institutional Account Name | | Company Name | | Ticker | | Primary
CUSIP | | Meeting Date | | Proponent | | Proposal Text | | Management
Recommendation | | Vote Instruction | | Vote Against
Management |
| Nuveen Floating Rate Income Fund | | tronc, Inc. | | TRNC | | 89703P107 | | 18-Apr-17 | | Management | | Elect Director Carol Crenshaw | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | tronc, Inc. | | TRNC | | 89703P107 | | 18-Apr-17 | | Management | | Elect Director Justin C. Dearborn | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | tronc, Inc. | | TRNC | | 89703P107 | | 18-Apr-17 | | Management | | Elect Director David Dreier | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | tronc, Inc. | | TRNC | | 89703P107 | | 18-Apr-17 | | Management | | Elect Director Eddy W. Hartenstein | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | tronc, Inc. | | TRNC | | 89703P107 | | 18-Apr-17 | | Management | | Elect Director Michael W. Ferro, Jr. | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | tronc, Inc. | | TRNC | | 89703P107 | | 18-Apr-17 | | Management | | Elect Director Philip G. Franklin | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | tronc, Inc. | | TRNC | | 89703P107 | | 18-Apr-17 | | Management | | Elect Director Richard A. Reck | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | tronc, Inc. | | TRNC | | 89703P107 | | 18-Apr-17 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| Nuveen Floating Rate Income Fund | | tronc, Inc. | | TRNC | | 89703P107 | | 18-Apr-17 | | Management | | Ratify Ernst & Young LLP as Auditors | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5-May-17 | | Management | | Elect Director Craig A. Jacobson | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5-May-17 | | Management | | Elect Director Laura R. Walker | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5-May-17 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against | | Yes |
| Nuveen Floating Rate Income Fund | | Tribune Media Company | | TRCO | | 896047503 | | 5-May-17 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Elect Director Jeffrey A. Marcus | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Elect Director Mary G. Berner | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Elect Director Jill Bright | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Elect Director John W. Dickey | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Elect Director Ralph B. Everett | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Elect Director Ross A. Oliver | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Elect Director David M. Tolley | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 18-May-17 | | Management | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 26-Jan-17 | | Management | | Approve Issuance of Shares for a Private Placement | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 26-Jan-17 | | Management | | Authorize the Issuance of Two New Classes of Common Stock | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082603 | | 26-Jan-17 | | Management | | Adjourn Meeting | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Eaton Vance Floating-Rate Income Trust | | EFT | | 278279104 | | 23-Mar-17 | | Management | | Elect Director Thomas E. Faust, Jr. | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Eaton Vance Floating-Rate Income Trust | | EFT | | 278279104 | | 23-Mar-17 | | Management | | Elect Director Cynthia E. Frost | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Eaton Vance Floating-Rate Income Trust | | EFT | | 278279104 | | 23-Mar-17 | | Management | | Elect Director Scott E. Wennerholm | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 12-Oct-16 | | Management | | Approve Reverse Stock Split | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Cumulus Media Inc. | | CMLS | | 231082108 | | 12-Oct-16 | | Management | | Adjourn Meeting | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Eaton Vance Senior Income Trust | | EVF | | 27826S103 | | 20-Oct-16 | | Management | | Elect Director George J. Gorman | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | Eaton Vance Senior Income Trust | | EVF | | 27826S103 | | 20-Oct-16 | | Management | | Elect Director Harriett Tee Taggart | | For | | For | | No |
| Nuveen Floating Rate Income Fund | | MGM Holdings Inc. | | MGMB | | 55303C101 | | 22-Dec-16 | | Management | | Elect Director Gary Barber | | For | | Withhold | | Yes |
| Nuveen Floating Rate Income Fund | | MGM Holdings Inc. | | MGMB | | 55303C101 | | 22-Dec-16 | | Management | | Elect Director James Dondero | | For | | Withhold | | Yes |
| Nuveen Floating Rate Income Fund | | MGM Holdings Inc. | | MGMB | | 55303C101 | | 22-Dec-16 | | Management | | Elect Director Jason O. Hirschhorn | | For | | Withhold | | Yes |
| Nuveen Floating Rate Income Fund | | MGM Holdings Inc. | | MGMB | | 55303C101 | | 22-Dec-16 | | Management | | Elect Director Ann Mather | | For | | Withhold | | Yes |
| Nuveen Floating Rate Income Fund | | MGM Holdings Inc. | | MGMB | | 55303C101 | | 22-Dec-16 | | Management | | Elect Director Fredric G. Reynolds | | For | | Withhold | | Yes |
| Nuveen Floating Rate Income Fund | | MGM Holdings Inc. | | MGMB | | 55303C101 | | 22-Dec-16 | | Management | | Elect Director Nancy Tellem | | For | | Withhold | | Yes |
| Nuveen Floating Rate Income Fund | | MGM Holdings Inc. | | MGMB | | 55303C101 | | 22-Dec-16 | | Management | | Elect Director Kevin Ulrich | | For | | Withhold | | Yes |
| Nuveen Floating Rate Income Fund | | Vantage Drilling Company | | VTGDF | | G93205113 | | 4-Aug-16 | | Management | | Amend Articles of Association | | For | | Against | | Yes |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
