UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21556
Perritt Funds, Inc. |
(Exact name of registrant as specified in charter) |
300 South Wacker Drive | |
Suite 2880 | |
Chicago, Illinois | 60606 |
(Address of principal executive offices) | (Zip code) |
Gerald W. Perritt |
300 South Wacker Drive |
Suite 2880 |
Chicago, Illinois 60606 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: (312) 669-1650
Date of fiscal year end: October 31
Date of reporting period: July 1, 2004 to June 30, 2005
Proxy Voting Record for the Reporting Period from July 1, 2004 to June 30, 2005
Perritt Funds, Inc. (the “Corporation”) is an open-end, management investment company registered under the Investment Company Act of 1940. The table below discloses the following information for each matter relating to a portfolio security of the Perritt Emerging Opportunities Fund, the sole series of the Corporation (the “Fund”), considered at any shareholder meeting held during the period covered by this report, with respect to which the Fund was entitled to vote:
• | The name of the issuer of the portfolio security; |
• | The exchange ticker symbol of the portfolio security; |
• | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
• | The shareholder meeting date; and |
• | A brief identification of the matter voted on. |
For each matter identified in the table below (unless otherwise noted): (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Issuer | Symbol | CUSIP | Meeting Date | Proposal* |
---|---|---|---|---|
ADDvantage Technologies Group, Inc. | AEY | 006743306 | 3/8/2005 | 1,2 |
Advanced Power Technology, Inc. | APTI | 00761E108 | 5/3/2005 | 1,2,3 |
AeroCentury Corp. | ACY | 007737109 | 4/28/2005 | 1,2 |
Anika Therapeutics Inc. | ANIK | 035255108 | 6/1/2005 | 1 |
Barrett Business Services, Inc. | BBSI | 068463108 | 5/12/2005 | 1 |
BrandPartners Group Inc. | BPTR.OB | 10531R107 | 5/20/2005 | 1,2,3 |
Colonial Insured Municipal Fund Inc. | CFX | 125151100 | 5/3/2005 | 1,2 |
Century Casinos, Inc. | CNTY | 156492100 | 6/17/2005 | 1 |
Comarco, Inc. | CMRO | 200080109 | 6/21/2005 | 1,2 |
Cost-U-Less, Inc. | CULS | 221492101 | 5/11/2005 | 1,2 |
Curon Medical, Inc. | CURN | 231292103 | 5/31/2005 | 1,2,4,5, |
6,8 | ||||
Cyberoptics Corporation | CYBE | 232517102 | 5/16/2005 | 1 |
EFJ, Inc. | EFJI | 26843B101 | 6/10/2005 | 1,2,3 |
Emak Worldwide, Inc. | EMAK | 26861V104 | 6/2/2005 | 1,2,6 |
Empire Resources, Inc. | ERS | 29206E100 | 6/21/2005 | 1,2 |
Factory Card & Party Outlet Corp. | FCPO | 303051106 | 6/7/2005 | 1,2 |
Featherlite, Inc. | FTHR | 313054108 | 6/10/2005 | 1,8 |
First Albany Companies Inc. | FACT | 318465101 | 4/28/2005 | 1,9 |
Hastings Entertainment, Inc. | HAST | 418365102 | 6/8/2005 | 1,2 |
Health Fitness Corporation | HFIT.OB | 42217V102 | 6/7/2005 | 1,2,3 |
International Absorbents Inc. | IAX | 45885E203 | 6/9/2005 | 1,2 |
Lesco, Inc. | LSCO | 526872106 | 5/11/2005 | 1 |
Matrixx Initiatives, Inc. | MTXX | 57685L105 | 5/24/2005 | 1,4 |
MFRI, INC | MFRI | 552721102 | 6/23/2005 | 1 |
Microtek Medical Holdings, Inc. | MTMD | 59515B109 | 5/18/2005 | 1 |
National Dentex Corporation | NADXE | 63563H109 | 6/22/2005 | 1,2 |
NovaMed, Inc. | NOVA | 66986W108 | 6/15/2005 | 1,3 |
NutriSystem, Inc. | NSI | 67069D108 | 6/8/2005 | 1 |
Omni Energy Services Corp. | OMNI | 68210T208 | 11/30/2004 | 3 |
Pacific Internet Ltd. | PCNTF | Y66183107 | 6/3/2005 | 2,4,7 |
Phoenix Footwear Group, Inc. | PXG | 71903M100 | 5/18/2005 | 1 |
Psychemedics Corporation | PMD | 744375205 | 5/24/2005 | 1 |
Radyne Corporation | RADN | 750611402 | 6/8/2005 | 1 |
Regalito Copper Corp. | LCC.TO | 55025R105 | 5/9/2005 | 1,2,6,7 |
RF Monolithics, Inc. | RFMI | 74955F106 | 1/19/2005 | 1,2 |
Rimage Corporation | RIMG | 766721104 | 5/17/2005 | 1,4 |
Spectrum Control, Inc. | SPEC | 847615101 | 4/4/2005 | 1,2,3 |
Synagro Technologies, Inc. | SYGR | 871562203 | 6/1/2005 | 1 |
Telecommunication Systems, Inc. | TSYS | 87929J103 | 6/9/2005 | 1 |
TGC Industries, Inc. | TGE | 872417308 | 6/7/2005 | 1,2 |
Tor Minerals International, Inc. | TORM | 890878101 | 5/20/2005 | 1,2 |
Transport Corporation of America, Inc. | TCAM | 89385P102 | 5/25/2005 | 1 |
2
Westcoast Hospitality Corporation | WEH | 95750P106 | 5/19/2005 | 1,2 |
Zevex International, Inc. | ZVXI | 98950E400 | 5/18/2005 | 1,2 |
* Proposal Respecting: |
1. | Election of Directors. |
2. | Ratification/Appointment of Auditors. |
3. | Approval of Adoption of or an Amendment to Stock Purchase Plan, Stock Option Plan, Bonus Plan and/or Incentive Plan. |
4. | Approval of Amendment to Increase/Decrease Authorized Shares and/or Par Value. |
5. | Approval of the Issuance of Debt and/or Other Securities. |
6. | Approval of Amendment to Certificate of Incorporation or Equivalent Charter Documents. |
7. | Authorizing Board to Fix Auditor’s Remuneration, Executive Compensation and/or Directors’ Fees. |
8. | Other: With respect to Curon Medical, Inc., a proposal to effect up to a 1-for-4 stock split of the companies common stock. With respect to Featherlite, Inc., a proposal to set the number of members of the Board of Directors at seven. |
9. | Approval of Deferred Compensation Plan. |
3
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated August 15, 2005.
PERRITT FUNDS, INC. | |
By: /s/ Michael J. Corbett | |
Michael J. Corbett | |
President (Principal Executive Officer) |