UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-21556 |
Perritt Funds, Inc. |
(Exact name of registrant as specified in charter) |
300 South Wacker Drive | |
Suite 2880 | |
Chicago, Illinois | 60606 |
(Address of principal executive offices) | (Zip code) |
Gerald W. Perritt |
300 South Wacker Drive |
Suite 2880 |
Chicago, Illinois 60606 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (312) 669-1650
Date of fiscal year end: October 31
Date of reporting period: July 1, 2007 to June 30, 2008
Proxy Voting Record for the Reporting Period from July 1, 2007 to June 30, 2008
Perritt Funds, Inc. (the “Corporation”) is an open-end, management investment company registered under the Investment Company Act of 1940. The table below discloses the following information for each matter relating to a portfolio security of the Perritt Emerging Opportunities Fund, the sole series of the Corporation (the “Fund”), considered at any shareholder meeting held during the period covered by this report, with respect to which the Fund was entitled to vote:
• | The name of the issuer of the portfolio security; |
• | The exchange ticker symbol of the portfolio security; |
• | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
• | The shareholder meeting date; and |
• | A brief identification of the matter voted on. |
For each matter identified in the table below (unless otherwise noted): (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Aceto Corporation | ACET | 004446100 | 12/06/2007 | 1. Election of Directors |
2. Approval of 2007 Long-Term | ||||
Performance Incentive Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Acorn Factor, Inc. | ACFN | 004848107 | 12/05/2007 | 1. Election of Directors |
ADDvantage Technologies Group, Inc. | AEY | 006743306 | 03/06/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
AeroCentury Corp. | ACY | 007737109 | 05/01/2008 | 1. Election of Directors |
2. Approval of Amendment to Amended | ||||
and Restated Certificate of | ||||
Incorporation to Increase Number | ||||
of Authorized Shares | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Alliant Energy Corporation | LNT | 018802108 | 05/15/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Allied Healthcare Products, Inc. | AHPI | 019222108 | 11/08/2007 | 1. Election of Directors |
Allied Motion Technologies Inc. | AMOT | 019330109 | 05/01/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
America Service Group Inc. | ASGR | 02364L109 | 06/11/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
American Bio Medica Corporation | ABMC | 024600108 | 06/17/2008 | 1. Election of Directors |
American Software, Inc. | AMSWA | 029683109 | 08/20/2007 | 1. Election of Directors |
2. Approval of Amendment to 2001 | ||||
Stock Option Plan to Increase | ||||
Number of Shares Subject to | ||||
Options | ||||
American Technology Corporation | ATCO | 030145205 | 05/14/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
ARI Network Services, Inc. | ARIS | 001930205 | 12/20/2007 | 1. Election of Directors |
2. Approval of Amendment to 2000 | ||||
Stock Option Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Ashworth, Inc. | ASHW | 04516H101 | 05/29/2008 | 1. Election of Directors |
2. Approval of Amendments to | ||||
Amended and Restated 2000 Equity | ||||
Incentive Plan to Increase | ||||
Available Shares, Extend Term | ||||
and Re-Approve Performance Goals | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Astro-Med, Inc. | ALOT | 04638F108 | 05/13/2008 | 1. Election of Directors |
AXT, Inc. | AXTI | 0246W103 | 05/20/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Baldwin Technology Company, Inc. | BLD | 058264102 | 11/13/2007 | 1. Election of Directors |
2. Approval of Amendment to | ||||
Restated Certificate of | ||||
Incorporation to Authorize | ||||
Serial Preferred Stock | ||||
2
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Baldwin Technology Company, Inc. | BLD | 058264102 | 01/24/2008 | 1. Election of Directors |
Ballantyne of Omaha, Inc. | BTN | 058516105 | 05/21/2008 | 1. Election of Directors |
2. Approval of Non-Employee | ||||
Director’s Restricted Stock Plan | ||||
Birner Dental Management Services | BDMS | 091283200 | 05/10/2008 | 1. Election of Directors |
Bsquare Corporation | BSQR | 11776U300 | 06/04/2008 | 1. Election of Directors |
Cardiotech International, Inc. | CTE | 14160C100 | 10/16/2007 | 1. Election of Directors |
2. Approval of Employee Stock | ||||
Purchase Plan | ||||
3. Approval of Reincorporation from | ||||
Massachusetts to Delaware | ||||
4. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Carriage Services, Inc. | CSV | 143905107 | 05/20/2008 | 1. Election of Directors |
Cascade Microtech, Inc. | CSCD | 147322101 | 05/16/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Catalyst Semicondutor, Inc. | CATS | 148881105 | 09/25/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
CE Franklin LTD. | CFK | 125151100 | 04/23/2008 | 1. Receipt and Consideration of |
Financial Statements | ||||
2. Election of Directors | ||||
3. Appointment of Auditors | ||||
Century Casinos, Inc | CNTY | 156492100 | 06/16/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Charles & Colvard, Ltd. | CTHR | 159765106 | 05/27/2008 | 1. Election of Directors |
2. Approval of 2008 Stock Incentive | ||||
Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Core Molding Technologies, Inc. | CMT | 218683100 | 05/14/2008 | 1. Election of Directors |
Covenant Transportation Group., Inc | CVTI | 11184P105 | 05/14/2008 | 1. Election of Directors |
Criticare Systems, Inc. | CMD | 226901106 | 11/27/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
3
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
CRM Holdings, Ltd. | CRMH | G2554P103 | 05/07/2008 | 1. Election of Directors |
2. Direction to the Company to | ||||
Elect Director Designees for | ||||
Affiliate | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
CTI Group Holdings, Inc. | CTIG | 126431105 | 05/28/2008 | 1. Election of Directors |
2. Approval of Amendment to Stock | ||||
Incentive Plan Increasing Shares | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Cyberoptics Corporation | CYBE | 232517102 | 05/19/2008 | 1. Election of Directors |
2. Approval of Stock Grant Plan for | ||||
Non-Employee Directors | ||||
Cybex International, Inc. | CYBI | 23252E106 | 05/07/2008 | 1. Election of Directors |
Ditech Networks, Inc. | DITC | 25500T108 | 10/10/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Elixir Gaming Technologies, Inc. | EGT | 28661G105 | 12/17/2007 | 1. Election of Directors |
2. Approval of Issuance of Shares | ||||
3. Approval of Adjournment of | ||||
Meeting | ||||
EMAK Worldwide, Inc. | EMAK | 26861V104 | 06/10/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
3. Approval of Amendment to 2004 | ||||
Non-Employee Director Stock | ||||
Incentive Plan Increasing Shares | ||||
Emerson Radio Corp. | MSN | 291087203 | 12/13/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Envoy Capital Group, Inc. | ECGI | 29413B105 | 03/27/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
4
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Espey Mfg. & Electronics Corp. | ESP | 296650104 | 11/30/2007 | 1. Election of Directors |
2. Approval of 2007 Stock Option | ||||
and Restricted Stock Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Evolving Systems, Inc. | EVOL | 30049R100 | 05/10/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Far East Energy Corporation | FEEC | 307325100 | 12/07/2007 | 1. Election of Directors |
2. Approval of Amendments to 2005 | ||||
Stock Incentive Plan | ||||
Five Star Quality Care, Inc. | FVE | 33832D106 | 05/15/2008 | 1. Election of Directors |
Flexible Solutions International, Inc. | FSI | 33938T104 | 06/26/2008 | 1. Election of Directors |
2. Approval of Grant of Options to | ||||
Officers and Directors | ||||
Flexsteel Industries, Inc. | FLXS | 339382103 | 12/10/2007 | 1. Election of Directors |
2. Approval of 2007 Long-Term | ||||
Management Incentive | ||||
Compensation Plan | ||||
Fortune Industries, Inc. | FFI | 34963X200 | 04/28/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Frequency Electronics, Inc. | FEIM | 358010106 | 09/26/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
FSI International, Inc. | FSII | 302633102 | 01/16/2008 | 1. Election of Directors |
2. Approval of 2008 Omnibus Stock | ||||
Plan | ||||
3. Approval of Amendment to | ||||
Employees Stock Purchase Plan to | ||||
Increase Aggregate Shares | ||||
Reserved for Issuance | ||||
4. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
5
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Full House Resorts, Inc. | FLL | 359678109 | 05/29/2008 | 1. Election of Directors |
2. Approval of Amendment to 2006 | ||||
Incentive Compensation Plan to | ||||
Increase Shares Reserved for | ||||
Issuance | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Gasco Energy, Inc. | GSX | 367220100 | 05/15/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
General Growth Properties, Inc. | GGP | 370021107 | 05/14/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
3. Approval of Shareholder Proposal | ||||
to Declassify Board (the Fund | ||||
voted AGAINST) | ||||
Global Traffic Network, Inc. | GNET | 37947B103 | 02/20/2008 | 1. Election of Directors |
2. Approval of Reincorporation from | ||||
Delaware to Nevada | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Globecomm Systems Inc. | GCOM | 37956X103 | 11/15/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Gottschalks Inc. | GOT | 383485109 | 06/25/2008 | 1. Election of Directors |
GP Strategies Corporation | GPX | 36225V104 | 12/10/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
3. Approval of Amendment to | ||||
Restated Certificate of | ||||
Incorporation Increasing | ||||
Authorized Shares | ||||
GTSI Corp. | GTSI | 36238K103 | 04/24/2008 | 1. Election of Directors |
2. Approval of Employee Stock | ||||
Purchase Plan | ||||
Hastings Entertainment, Inc. | HAST | 418365102 | 06/04/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Hauppauge Digital, Inc. | HAUP | 419311107 | 10/12/2007 | 1. Election of Directors |
6
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Hauppauge Digital, Inc. | HAUP | 419131107 | 02/28/2008 | 1. Election of Directors |
Hauppauge Digital, Inc. | HAUP | 419131107 | 03/27/2008 | 1. Election of Directors |
Health Fitness Corporation | HFIT | 42217V102 | 05/29/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
HearUSA, Inc. | EAR | 422360305 | 06/12/2008 | 1. Election of Directors |
Hennessy Advisors, Inc. | HNNA | 425885100 | 01/24/2008 | 1. Election of Directors |
Hooper Holmes, Inc. | HH | 439104100 | 05/29/2008 | 1. Election of Directors |
2. Approval of 2008 Omnibus | ||||
Employee Incentive Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Hurco Companies, Inc. | HURC | 447324104 | 03/13/2008 | 1. Election of Directors |
2. Approval of 2008 Equity | ||||
Incentive Plan | ||||
Idearc Inc. | IAR | 451663108 | 05/1/2008 | 1. Election of Directors |
2. Approval of 2008 Incentive | ||||
Compensation Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Implant Sciences Corporation | IMX | 45320R108 | 12/12/2007 | 1. Election of Directors |
2. Approval of Amendment to 2004 | ||||
Incentive and Nonqualified Stock | ||||
Option Plan Increasing Shares | ||||
International Absorbents Inc. | IAX | 45885E203 | 06/11/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
IRIDEX Corporation | IRIX | 462684101 | 06/11/2008 | 1. Election of Directors |
2. Approval of 2008 Equity | ||||
Incentive Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Isoray, Inc. | ISR | 46489V104 | 02/20/2008 | 1. Election of Directors |
2. Approval of 2008 Employee Stock | ||||
Option Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
7
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Iteris, Inc. | ITI | 46564T107 | 09/21/2007 | 1. Election of Directors |
2. Approval of Amendment to | ||||
Certificate of Incorporation | ||||
Increasing Shares | ||||
3. Approval of 2007 Omnibus | ||||
Incentive Plan | ||||
4. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | 11/05/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
KMG Chemicals, Inc. | KMGB | 482564101 | 11/27/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Kraft Foods, Inc. | KFT | 50075N104 | 05/13/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
KSW, Inc. | KSW | 48268R106 | 05/6/2008 | 1. Election of Directors |
2. Ratification of Adoption of 2007 | ||||
Stock Option Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Lifecore Biomedical, Inc. | LCBM | 532187101 | 11/14/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
LMI Aerospace, Inc. | LMIA | 502079106 | 05/24/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
8
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Loud Technologies Inc. | LTEC | 545731200 | 06/30/2008 | 1. Election of Directors |
2. Approval of Amendment to | ||||
Restated Articles of | ||||
Incorporation to Allow | ||||
Amendments by Board of Directors | ||||
3. Approval of Amendment to | ||||
Restated Articles of | ||||
Incorporation to Change Name of | ||||
Company | ||||
4. Approval of Amendment to | ||||
Restated Articles of | ||||
Incorporation to Effect | ||||
Adjustment to Common Stock to | ||||
Reflect Reverse Stock Split | ||||
5. Approval of Amendment to | ||||
Restated Articles of | ||||
Incorporation to Increase | ||||
Authorized Shares | ||||
6. Approval of Convertible Senior | ||||
Subordinated Secured Promissory | ||||
Note | ||||
Magellan Petroleum Corporation | MPET | 559091301 | 12/06/2007 | 1. Election of Directors |
2. Approval of Amendment to | ||||
Restated Certificate of | ||||
Incorporation to Effect Reverse | ||||
Stock Split | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Magnetek, Inc. | MAG | 559424106 | 11/02/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Man Sang Holdings, Inc. | MHJ | 561651209 | 08/01/2007 | 1. Election of Directors |
2. Approval of 2007 Stock Optoin | ||||
Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Memry Corporation | MRY | 586263204 | 11/29/2007 | 1. Election of Directors |
9
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Metalico, Inc. | MEA | 591176102 | 06/24/2008 | 1. Election of Directors |
2. Approval of Amendment and | ||||
Restatement of Third Amended and | ||||
Restated Certificate of | ||||
Incorporation | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
4. Approval of Issuance of Shares | ||||
Met-Pro Corporation | MPR | 590876306 | 06/4/2008 | 1. Election of Directors |
2. Approval of Amendment to | ||||
Articles of Incorporation to | ||||
Increase Authorized Shares | ||||
3. Approval of 2008 Equity | ||||
Incentive Plan | ||||
4. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
MFRI, Inc. | MFRI | 552721102 | 06/19/2008 | 1. Election of Directors |
2. Approval of Shareholder Proposal | ||||
(the Fund voted AGAINST) | ||||
Micronetics, Inc. | NOIZ | 595125105 | 10/17/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Monterey Gourmet Foods, Inc. | PSTA | 612570101 | 06/27/2008 | 1. Election of Directors |
2. Approval of Amendment to 2002 | ||||
Stock Option Plan Increasing | ||||
Shares | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
North American Galvanizing & Coatings, Inc. | NGA | 65686Y109 | 05/2/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Napco Security Systems, Inc. | NSSC | 630402105 | 12/04/2007 | 1. Election of Directors |
National Dentex Corporation | NADX | 63563H109 | 05/13/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
New Dragon Asia Corp. | NWD | 64378H102 | 05/21/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
10
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
New Gold Inc. | NGD | 644535106 | 06/17/2008 | 1. Receipt and Consideration of |
Financial Statements | ||||
2. Election of Directors | ||||
3. Appointment of Auditors | ||||
4. Ratification of 2005 Stock | ||||
Option Plan | ||||
5. Reservation for Issuance and | ||||
Issuance of Common Shares in | ||||
Connection with Business | ||||
Combination | ||||
Nicholas Financial, Inc. | NICK | 65373J209 | 08/07/2007 | 1. Receipt of Financial Statements |
2. Receipt of Report of Directors | ||||
3. Election of Directors | ||||
4. Appointment of Auditors | ||||
NMS Communications Corporation | NMSS | 629248105 | 05/29/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Nobility Homes, Inc. | NOBH | 654892108 | 02/29/2008 | 1. Election of Directors |
NovaMed, Inc. | NOVA | 66986W108 | 05/21/2008 | 1. Election of Directors |
2. Approval of Amendments to | ||||
Amended and Restated 1999 Stock | ||||
Purchase Plan | ||||
O.I. Corporaltion | OICO | 670841105 | 05/19/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Ophthalmic Imaging Systems | OISI | 683737209 | 02/21/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
3. Approval and Adoption of | ||||
Amendment to Amended and | ||||
Restated Bylaws to Increase Size | ||||
of Board | ||||
OSI Geospatial Inc. | OSIIF | 67103T101 | 04/09/2008 | 1. Receipt and Consideration of |
Financial Statements | ||||
2. Election of Directors | ||||
3. Appointment of Auditors | ||||
4. Fix Number of Directors | ||||
Overhill Farms, Inc. | OFI | 690212105 | 06/03/2008 | 1. Election of Directors |
11
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Overland Storage, Inc. | OVRL | 690310107 | 11/13/2007 | 1. Election of Directors |
2. Approval of Amendment and | ||||
Restatement of 2003 Equity | ||||
Incentive Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Pacific Premier Bancorp, Inc. | PPBI | 69478X105 | 05/28/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
PacificNet Inc. | PACR | 69511V207 | 10/17/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Paincare Holdings, Inc. | PRZ | 69562E104 | 10/26/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
PDG Environmental, Inc. | PDGE | 693283103 | 11/06/2007 | 1. Election of Directors |
2. Approval of Amendment to | ||||
Incentive Stock Option Plan | ||||
Increasing Shares | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Perceptron, Inc. | PRCP | 71361F100 | 11/12/2007 | 1. Election of Directors |
Perma-Fix Environmental Services, Inc. | PESI | 714157104 | 08/02/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Petro Resources Corporation | PRC | 71646K106 | 06/05/2008 | 1. Election of Directors |
2. Approval of Adjournment | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Pharsight Corporation | PHST | 71721Q101 | 08/04/2007 | 1. Election of Directors |
2. Approval of Amendments to | ||||
Amended and Restated Certificate | ||||
of Incorporation | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
12
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
PHC, Inc. | PHC | 693315103 | 12/19/2007 | 1. Election of Directors |
2. Approval of Amendment to 2003 | ||||
Stock Purchase and Option Plan | ||||
Increasing Shares | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Proliance International, Inc. | PLI | 74340R104 | 05/08/2008 | 1. Election of Directors |
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Ramtron International Corporation | RMTR | 751907304 | 05/22/2008 | 1. Election of Directors |
Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
RCM Technologies, Inc. | RCMT | 749360400 | 06/12/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Red Lion Hotels Corporation | RLH | 756764106 | 05/22/2008 | 1. Election of Directors |
2. Approval of 2008 Employee Stock | ||||
Purchase Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Relm Wireless Corporation | RWC | 759525108 | 05/21/2008 | 1. Election of Directors |
Rentrak Corporation | RENT | 760174102 | 08/23/2007 | 1. Election of Directors |
2. Hear Reports from Various | ||||
Officers | ||||
RF Monolithics, Inc. | RFMI | 74955F106 | 01/16/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Rimage Corporation | RIMG | 766721104 | 05/14/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Rockwell Medical Technologies, Inc. | RMTI | 774374102 | 05/23/2008 | 1. Election of Directors |
2. Approval of Amendment to | ||||
Articles of Incorporation | ||||
Increasing Authorized Common | ||||
Shares | ||||
3. Approval of Amendment to 2007 | ||||
Long Term Incentive Plan to | ||||
Increase Common Shares Available | ||||
for Grant | ||||
13
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Schmitt Industries, Inc. | SMIT | 806870200 | 10/05/2007 | 1. Election of Directors |
Shoe Pavilion, Inc. | SHOE | 824894109 | 05/30/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Silverleaf Resorts, Inc. | SVLF | 828395103 | 05/08/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
SM&A | WINS | 78465D105 | 05/23/2008 | 1. Election of Directors |
2. Approval of Amendment to Amended | ||||
and Restated Employee Stock | ||||
Purchase Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Socket Communications, Inc. | SCKT | 833672108 | 04/23/2008 | 1. Election of Directors |
2. Approval of Amendment to | ||||
Certificate of Incorporation to | ||||
Change Name | ||||
3. Approval of Amendment to | ||||
Certificate of Incorporation to | ||||
Effect Reverse Stock Split | ||||
4. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Sorl Auto Parts, Inc. | SORL | 78461U101 | 09/24/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Span-America Medical Systems, Inc. | SPAN | 846396109 | 02/07/2008 | 1. Election of Directors |
Sparton Corporation | SPA | 847235108 | 10/24/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Spectrum Control, Inc. | SPEC | 847615101 | 04/07/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Sport Supply Group, Inc. | RBI | 84916A104 | 11/30/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
14
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Stockgroup Information Systems Inc. | SWEB | 861273100 | 06/16/2008 | 1. Election of Directors |
2. Approval of Amendment and | ||||
Restatement of Stock Option Plan | ||||
3. Approval of Amendment to | ||||
Articles of Incorporation to | ||||
Change Name | ||||
4. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Tandy Brands | TBAC | 875378101 | 10/29/2007 | 1. Election of Directors |
2. Approval of Shareholder Proposal | ||||
to Declassify Board (the Fund | ||||
voted AGAINST) | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
TechTeam Global, Inc. | TEAM | 878311109 | 05/21/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Telecommunication Systems, Inc. | TSYS | 87929J103 | 06/12/2008 | 1. Election of Directors |
Teton Energy Corporation | TEC | 881628101 | 04/24/2008 | 1. Election of Directors |
TGC Industries, Inc. | TGE | 872417308 | 06/03/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
The Goldfield Corporation | GV | 381370105 | 05/29/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
The Management Network Group, Inc | TMNG | 561693102 | 06/12/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
TII Network Technologies, Inc. | TII | 872479209 | 05/22/2008 | 1. Election of Directors |
2. Approval of 2008 Equity | ||||
Compensation Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
15
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Tor Minerals International, Inc. | TORM | 890878101 | 05/23/2008 | 1. Election of Directors |
2. Approval of Amendment to 2000 | ||||
Incentive Plan Increasing Shares | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
TurboSonic Technologies, Inc. | TSTA | 900010109 | 12/11/2007 | 1. Election of Directors |
2. Approval of 2008 Stock Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Txco Resources, Inc. | TXCO | 87311M102 | 05/30/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
3. Approval of Amendment to 2005 | ||||
Stock Incentive Plan | ||||
4. Approval of Adoption of | ||||
Overriding Royalty Purchase Plan | ||||
U.S. Home Systems, Inc. | USHS | 90335C100 | 06/12/2008 | 1. Election of Directors |
United Parcel Service, Inc. | UPS | 911312106 | 05/8/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Universal Power Group, Inc. | UPG | 913788105 | 06/10/2008 | 1. Election of Directors |
2. Approval of Amendments to 2006 | ||||
Stock Option Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Universal Stainless & Alloy Products, Inc | USAP | 913837100 | 05/21/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Uranium Resources, Inc. | URRE | 916901507 | 06/04/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Veri-Tek International, Corp. | VCC | 92342X101 | 04/28/2008 | 1. Approval of Amendment to |
Articles of Incorporation to | ||||
Change Name | ||||
Veri-Tek International, Corp. | VCC | 92342X101 | 05/21/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
16
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Versant Corporation | VSNT | 925284309 | 04/24/2008 | 1. Election of Directors |
2. Approval of Amendment to 2005 | ||||
Directors Stock Option Plan to | ||||
Increase Shares Authorized for | ||||
Issuance | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Versar, Inc. | VSR | 925297103 | 11/14/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Vignette Corporation | VGN | 926734401 | 05/23/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Vista Gold Corp | VGZ | 927926303 | 05/05/2008 | 1. Election of Directors |
2. Receipt of Annual Report | ||||
3. Appointment of Independent | ||||
Registered Public Accounting Firm | ||||
Vivus, Inc. | VVUS | 928551100 | 06/13/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Wave Systems Corp. | WAVX | 943526301 | 06/09/2008 | 1. Election of Directors |
White Electronic Designs Corporation | WEDC | 963801105 | 03/06/2008 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Willdan Group, Inc. | WLDN | 96924N100 | 06/09/2008 | 1. Election of Directors |
2. Approval of 2008 Performance | ||||
Incentive Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Williams Controls, Inc. | WMCO | 969465608 | 02/27/2008 | 1. Election of Directors |
2. Approval of Amendment to 1995 | ||||
Stock Option Plan for | ||||
Non-Employee Directors to | ||||
Increase Authorized Shares | ||||
3. Approval of Amendment to | ||||
Restated 1993 Stock Option Plan | ||||
to Increase Authorized Shares | ||||
17
Issuer | Ticker | CUSIP | Meeting Date | Matters Considered |
---|---|---|---|---|
Wonder Auto Technology, Inc. | WATG | 978166106 | 06/20/2008 | 1. Election of Directors |
2. Approval of 2008 Equity | ||||
Incentive Plan | ||||
3. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
Zareba Systems, Inc. | ZRBA | 989131107 | 10/30/2007 | 1. Election of Directors |
2. Ratification of Independent | ||||
Registered Public Accounting Firm | ||||
18
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated August 28, 2008.
PERRITT FUNDS, INC. | |
By: /s/ Michael J. Corbett | |
Michael J. Corbett | |
President (Principal Executive Officer) |