UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21556
Perritt Funds, Inc. |
(Exact name of registrant as specified in charter) |
300 South Wacker Drive | |
Suite 2880 | |
Chicago, Illinois | 60606 |
(Address of principal executive offices) | (Zip code) |
Gerald W. Perritt |
300 South Wacker Drive |
Suite 2880 |
Chicago, Illinois 60606 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (312) 669-1650
Date of fiscal year end: October 31
Date of reporting period: July 1, 2006 to June 30, 2007
Proxy Voting Record for the Reporting Period from July 1, 2006 to June 30, 2007
Perritt Funds, Inc. (the “Corporation”) is an open-end, management investment company registered under the Investment Company Act of 1940, as amended. The tables below disclose the following information for each matter relating to a portfolio security of the Perritt Emerging Opportunities Fund, the sole series of the Corporation (the “Fund”), considered at any shareholder meeting held during the period covered by this report, with respect to which the Fund was entitled to vote:
• | The name of the issuer of the portfolio security; |
• | The exchange ticker symbol of the portfolio security; |
• | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
• | The shareholder meeting date; and |
• | A brief identification of the matter voted on. |
The tables also indicate whether: (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for or against the proposal or abstained (or withheld with respect to the election of directors); and (d) the Fund cast its vote for management.
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
ACR Group, Inc. | BRR | 00087B101 | 08/17/2006 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
ADDvantage Technologies Group, Inc. | AEY | 0067433606 | 03/06/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
AeroCentury Corp. | ACY | 007737109 | 05/02/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Allied Healthcare Products, Inc. | AHPI | 019222108 | 11/16/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of the adoption of the issuer’s Incentive Stock Plan for Non-Employee Directors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
American Medical Alert Corp. | AMAC | 27904101 | 08/03/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of grant of additional shares under Stock Purchase Agreement. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
American Software, Inc. | AMSWA | 029683109 | 08/28/2006 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
American Technology Corporation | ATCO | 030145205 | 05/09/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. 3. Approval of amendments to the issuer’s 2005 Equity Incentive Plan. 4. Approval of certain terms of the issuer’s financing. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Amerigon Incorporated | ARGN | 03070L300 | 10/16/2006 |
Matter voted on: | Approval of amendment to Articles of Incorporation, creating staggered board. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
2
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Ari Network Services, Inc. | ARIS | 001930205 | 12/07/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
AXT, Inc. | AXTI | 00246W103 | 05/22/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of restatement of equity compensation plan into the issuer’s 2007 Equity Incentive Plan, along with increase in authorized shares. 3. Ratification of selection of auditors. 4. Approval of adjournment to solicit additional votes in favor of proposals. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Baldwin Technology Company, Inc. | BLD | 058264102 | 11/14/2006 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Ballantyne of Omaha, Inc. | BTN | 058516105 | 05/23/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Basin Water Inc. | BWTR | 07011T306 | 05/10/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Birner Dental Management Services, Inc. | BDMS | 091283200 | 06/05/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s 2005 Equity Incentive Plan, increasing authorized shares. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
3
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Cardiotech International, Inc. | CTE | 14160C100 | 10/11/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Carriage Services, Inc. | CSV | 143905107 | 05/22/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Employee Stock Purchase Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Cascade Microtech, Inc. | CSCD | 147322101 | 05/18/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Catalyst Semiconductor, Inc. | CATS | 148881105 | 09/22/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
CE Franklin Ltd. | CFK | 125151100 | 05/02/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors and authorization of Board of Directors to fix remuneration of auditors. 3. Approval of amendments to the issuer’s Stock Option Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
CECO Environmental Corp. | CECE | 125141101 | 05/23/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Equity Incentive Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
4
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Century Casinos, Inc. | CNTY | 156492100 | 06/20/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Ceragon Networks Ltd. | CRNT | M22013102 | 11/23/2006 |
Matters voted on: | 1. Approval of amendment to Articles of Association. 2. Election of directors. 3. Election of external directors and approval of their compensation. 4. Ratification of selection of auditors and authorization of Board of Directors to fix remuneration of auditors. 5. Approval of the issuer’s directors and officers liability insurance policy. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Collegiate Pacific Inc. | BOO | 194589206 | 12/15/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. 3. Approval of the issuer’s 2007 Stock Option Plan |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
COMARCO, Inc. | CMRO | 200080109 | 06/12/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Commonwealth Biotechnologies, Inc. | CBTE | 202739108 | 02/09/2007 |
Matter voted on: | Approval of issuance of stock in connection with acquisition pursuant to Stock Purchase Agreement. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
5
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Commonwealth Biotechnologies, Inc. | CBTE | 202739108 | 05/18/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Stock Incentive Plan. 3. Approval of amendment to Articles of Incorporation to create class of preferred stock. 4. Approval of amendment to Articles of Incorporation to increase authorized shares. 5. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Core Molding Technologies, Inc. | CMT | 218683100 | 05/16/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Cost-U-Less, Inc. | CULS | 221492101 | 05/15/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to Articles of Incorporation, removing certain super majority voting requirements. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
CRM Holdings Ltd. | CRMH | G2554P103 | 05/02/2007 |
Matters voted on: | 1. Election of directors. 2. Approval to direct the issuer to elect directors of affiliate company. 3. Ratification of selection of auditors and authorization of audit committee to fix remuneration of auditors. 4. Approval of the issuer’s 2007 Employee Stock Purchase Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
CyberOptics Corporation | CYBE | 232517102 | 05/21/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s 1998 Stock Incentive Plan to extend the termination date. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
6
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Cybex International, Inc. | CYBI | 23252E106 | 05/09/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s 2005 Omnibus Incentive Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Ditech Networks, Inc. | DITC | 25500T108 | 09/15/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of amendments to the issuer’s 2000 Non-Qualified Stock Plan, including an increase in authorized shares. 3. Approval of amendment to the issuer’s 1999 Employee Stock Purchase Plan, increasing authorized shares. 4. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
EFJ, Inc. | EFJI | 26843B101 | 06/08/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
EFJ, Inc | EFJI | 26843B101 | 08/25/2006 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Emak Worldwide, Inc. | EMAK | 26861V104 | 05/31/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to Certificate of Designation of the issuer’s preferred stock. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Emerson Radio Corp. | MSN | 291087203 | 11/21/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s 2004 Non-Employee Outside Director Stock Option Plan, increasing authorized shares. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
7
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Envoy Communications Group Inc. | ECGI | 293986303 | 03/30/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. 3. Approval of amendment to Articles of Incorporation, changing name to Envoy Capital Group Inc. 4. Approval of amendment to Articles of Incorporation, removing maximum number of common shares authorized for issuance. 5. Approval of amendment to Articles of Incorporation, reducing stated capital of common shares. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Evolving Systems, Inc. | EVOL | 30049R100 | 06/15/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to Certificate of Incorporation, increasing authorized shares. 3. Approval of the issuer’s 2007 Stock Incentive Plan. 4. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Exide Technologies | XIDE | 302051206 | 08/22/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of rights offering. 3. Approval of amendment to Certificate of Incorporation, increasing authorized shares. 4. Approval of amendment to the issuer’s 2004 Stock Incentive Plan. 5. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Far East Energy Corporation | FEEC | 307325100 | 12/15/2006 |
Matter voted on: | Election of directors. Shareholder proposed its own slate of directors. |
The matter was proposed by the issuer other than the slate of directors proposed by the shareholder, the Fund cast its vote on the matter, the Fund cast its vote for management’s slate of directors and the Fund cast its vote for management.
8
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Flexible Solutions International, Inc. | FSI | 33938T104 | 06/21/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of granting of options. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Flexsteel Industries, Inc. | FLXS | 339382103 | 12/11/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2006 Stock Option Plan. 3. Approval of amendment to Restated Articles of Incorporation, increasing the number of directors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Force Protection, Inc. | FRPT | 345203202 | 09/18/2006 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Force Protection, Inc. | FRPT | 345203202 | 06/21/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Fortune Industries, Inc. | FFI | 34963X200 | 01/11/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Frequency Electronics, Inc. | FEIM | 358010106 | 09/27/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
9
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
FSI International, Inc. | FSII | 302633102 | 01/17/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Global Traffic Network, Inc. | GNET | 37947B103 | 12/08/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Globecomm Systems Inc. | GCOM | 37956X103 | 11/16/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2006 Stock Incentive Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Golden Odyssey Mining, Inc. | GOE.V | 38113R104 | 11/14/2006 |
Matters voted on: | 1. Election of directors, including fixing number of directors at four. 2. Ratification of selection of auditors and authorization of Board of Directors to fix remuneration of auditors. 3. Approval of the issuer’s Stock Option Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
GP Strategies Corporation | GPX | 36225V104 | 09/14/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to Restated Certificate of Incorporation, eliminating authorized shares of Class B stock. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
GTSI Corp. | GTSI | 36238K103 | 05/03/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendments to the issuer’s 1996 Stock Incentive Plan, including an increase in authorized shares. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
10
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Hastings Entertainment, Inc. | HAST | 418365102 | 06/06/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Hauppauge Digital, Inc. | HAUP | 419131107 | 10/17/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s 2003 Performance and Equity Incentive Plan, increasing authorized shares. 3. Approval of amendments to the issuer’s Employee Stock Purchase Plan, including increase in authorized shares. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Hawk Corporation | HWK | 420089104 | 05/30/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Health Fitness Corporation | HFIT | 42217V102 | 05/21/2007 |
Mattersvotedon: | 1. Election of directors. 2. Approval of the issuer’s Amended and Restated 2005 Stock Option Plan. 3. Approval of the issuer’s 2007 Equity Incentive Plan. 4. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Hurco Companies, Inc. | HURC | 447324104 | 03/14/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
11
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
IA Global, Inc. | IAO | 44920E104 | 06/29/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the amendment and restatement of the issuer’s Certificate of Incorporation. 3. Ratification of selection of auditors. 4. Approval of the issuer’s 2007 Stock Incentive Plan. 5. Approval of the amendment and restatement of the issuer’s Bylaws. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Image Entertainment, Inc. | DISK | 452439201 | 10/10/2006 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
International Absorbents Inc. | IAX | 45885E203 | 06/07/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors and authorization of audit committee to fix remuneration of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Iridex Corporation | IRIX | 462684101 | 06/07/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s 1998 Stock Plan, increasing authorized shares. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Isoray, Inc. | ISRY | 46489V104 | 02/20/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
John B. Sanfilippo & Son, Inc. | JBSS | 800422107 | 11/06/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
12
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
KMG Chemicals, Inc. | KMGB | 482564101 | 11/28/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
KSW, Inc. | KSW | 48268R106 | 05/08/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Landec Corporation | LNDC | 514766104 | 10/12/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
LMI Aerospace, Inc. | LMIA | 502079106 | 06/13/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
LMS Medical Systems Inc. | LMZ | 502089105 | 08/09/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors and authorization of Board of Directors to fix remuneration of auditors. 3. Approval of amendments to the issuer’s directors’ deferred share unit and stock plan, including increase in authorized shares. 4. Approval of amendment to the issuer’s share bonus plan, increasing authorized shares. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Loud Technologies, Inc. | LTEC | 545731200 | 05/23/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
13
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Mad Catz Interactive, Inc. | MCZ | 556162105 | 08/29/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Man Sang Holdings, Inc. | MHJ | 561651209 | 08/03/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Maritrans Inc. | TUG | 570363101 | 11/28/2006 |
Matters voted on: | 1. Approval of merger agreement. 2. Approval of adjournment to solicit additional votes to approve the merger agreement. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Matrixx Initiatives, Inc. | MTXX | 57685L105 | 05/15/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Meadow Valley Corporation | MVCO | 583185103 | 06/11/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. 3. Approval of shareholder proposal to act in the most expeditious manner to liquidate certain assets and distribute proceeds to shareholders. |
For each matter, (a) the matter was proposed by the issuer other than the shareholder proposal to liquidate certain assets; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal other than the shareholder proposal to liquidate certain assets (the Fund voted against the shareholder proposal); and (d) the Fund cast its vote for management.
MEDTOX Scientific, Inc. | MTOX | 584977201 | 05/23/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. 3. Approval of the issuer’s Executive Incentive Compensation Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
14
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Metalico, Inc. | MEA | 591176102 | 05/22/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendments to Third Amended and Restated Certificate of Incorporation, including increase in authorized common shares. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Met-Pro Corporation | MPR | 590876306 | 06/06/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
MFRI, Inc. | MFRI | 552721102 | 06/19/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Micronetics, Inc. | NOIZ | 595125105 | 10/19/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2006 Equity Incentive Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Microtek Medical Holdings, Inc. | MTMD | 59515B109 | 05/22/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Employee Stock Purchase Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
15
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Modtech Holdings, Inc. | MODT | 60783C100 | 06/19/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Monterey Gourmet Foods, Inc. | PSTA | 612570104 | 06/22/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Napco Security Systems, Inc. | NSSC | 630402105 | 12/06/2006 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
National Dentex Corporation | NADX | 63563H109 | 05/15/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s 1992 Employees’ Stock Purchase Plan, increasing shares reserved for purchase. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
New Dragon Asia Corp. | NWD | 64378H102 | 05/21/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
16
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
New Gold Inc. | NGD | 644535106 | 05/03/2007 |
Matters voted on: | 1. Approval to fix the number of directors at six. 2. Election of directors. 3. Ratification of selection of auditors and authorization of Board of Directors to fix remuneration of auditors. 4. Approval of amendment to the issuer’s Stock Option Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Newtek Business Services, Inc. | NEWT | 652526104 | 05/30/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Nicholas Financial, Inc. | NICK | 65373J209 | 08/09/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s Equity Incentive Plan. 3. Approval of alteration to Articles of the issuer to a new form of Articles. 4. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Nobility Homes, Inc. | NOBH | 654892108 | 03/02/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
North American Galvanizing & Coatings, Inc. | NGA | 65686Y109 | 05/15/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
O. I. Corporation | OICO | 670841105 | 05/21/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
17
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Overhill Farms, Inc. | OFI | 690212105 | 06/12/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Overland Storage, Inc. | OVRL | 690310107 | 11/14/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2006 Employee Stock Purchase Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Pacific Internet Limited | PCNTF | Y66183107 | 11/07/2006 |
Matters voted on: | 1. Approval of removal of pre-requisition directors. 2. Approval of removal of directors appointed after September 8, 2006. 3. Election of independent directors. 4. Election of executive director. 5. Election of Vantage directors. 6. Election of directors nominated by shareholders. 7. Authorization of inspection of proxy forms. 8. Approval of resolution to require a majority of independent directors. |
For each matter, (a) the matter was proposed by the issuer other than the directors nominated by shareholders; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal other than the directors nominated by shareholders; and (d) the Fund cast its vote for management.
Pacific Internet Limited | PCNTF | Y66183107 | 06/13/2007 |
Matters voted on: | 1. Ratification of selection of auditors and authorization of Board of Directors to fix remuneration of auditors. 2. Adoption of the Audited Consolidated Accounts and Statement of Directors. 3. Approval of director fees. 4. Authorization for directors to issue and allot shares. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
PacificNet, Inc. | PACT | 69511V207 | 12/15/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. 3. Approval of amendment to the issuer’s 2005 Stock Option Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
18
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
PDG Environmental, Inc. | PDGE | 693283103 | 07/28/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s Incentive Stock Option Plan, increasing authorized shares. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Pediatric Services of America, Inc. | PSAI | 705323103 | 02/06/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Perceptron, Inc. | PRCP | 71361F100 | 11/13/2006 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Pharsight Corporation | PHST | 71721Q101 | 08/10/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
PHC, Inc. | PIHC | 693315103 | 12/20/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Proliance International, Inc. | PLI | 74340R104 | 05/03/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Q.E.P. Co. Inc. | QEPC | 747727K102 | 07/28/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
19
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Questar Assessment, Inc. | QUSA | 74837A101 | 04/25/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Radyne Corporation | RADN | 750611402 | 05/30/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Stock Incentive Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
RCM Technologies, Inc. | RCMT | 749360400 | 06/14/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Omnibus Equity Compensation Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Ready Mix, Inc. | RMX | 755747102 | 06/11/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Red Lion Hotels Corporation | RLH | 756764106 | 05/17/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Relm Wireless Corporation | RWC | 759525108 | 05/16/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Non-Employee Directors’ Stock Option Plan. 3. Approval of the issuer’s 2007 Incentive Compensation Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Rentrak Corporation | RENT | 760174102 | 08/17/2006 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
20
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
RF Monolithics, Inc. | RFMI | 74955F106 | 01/17/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2006 Equity Incentive Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Rimage Corporation | RIMG | 766721104 | 05/15/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Stock Incentive Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Shoe Pavilion, Inc. | SHOE | 824894109 | 05/29/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment and restatement of the issuer’s Non-Employee Director Stock Option Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Silverleaf Resorts, Inc. | SVLF | 828395103 | 05/08/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
SM&A | WINS | 78465D105 | 06/05/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Equity Incentive Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Socket Communications, Inc. | SCKT | 833672108 | 04/18/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
21
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Span-America Medical Systems, Inc. | SPAN | 846396109 | 02/08/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer's 2007 Equity Incentive Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Sparton Corporation | SPA | 847235108 | 10/25/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Spectrum Control, Inc. | SPEC | 847615101 | 04/02/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Stockgroup Information Systems, Inc. | SWEB | 861273100 | 05/29/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s 2007 Stock Option Plan. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Tandy Brands Accessories, Inc. | TBAC | 875378101 | 10/31/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of shareholder proposal to rescind preferred share purchase rights plan. |
For each matter, (a) the matter was proposed by the issuer other than the shareholder proposal to rescind the rights plan; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal other than the shareholder proposal to rescind the rights plan (the Fund voted against the shareholder proposal); and (d) the Fund cast its vote for management.
TechTeam Global, Inc. | TEAM | 878311109 | 05/16/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. 3. Approval of the issuer’s 2006 Incentive Stock and Awards Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
22
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Telecommunication Systems, Inc. | TSYS | 87929J103 | 06/14/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s Fifth Amended and Restated 1997 Stock Incentive Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Terra Nova Acquisition Corporation | TNVA | 88101E102 | 02/12/2007 |
Matters voted on: | 1. Approval of merger agreement. 2. Approval of amendment to Certificate of Incorporation, changing name to ClearPoint Business Resources, Inc. 3. Approval of amendment to Certificate of Incorporation, increasing authorized shares. 4. Approval of amendments to Certificate of Incorporation, making changes in connection with merger. 5. Approval of the issuer’s 2006 Long-Term Incentive Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Teton Energy Corporation | TEC | 881628101 | 05/03/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
TGC Industries, Inc. | TGE | 872417308 | 06/05/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
The Inventure Group, Inc. | SNAK | 461214108 | 05/22/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Tier Technologies, Inc. | TIER | 88650Q100 | 02/28/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
23
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Tor Minerals International, Inc. | TORM | 890878101 | 05/18/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
TransAct Technologies Incorporated | TACT | 892918103 | 05/15/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Tripos, Inc. | TRPS | 896928108 | 03/15/2007 |
Matters voted on: | 1. Approval of asset sale transaction. 2. Approval of adjournment to solicit additional votes in favor of sale transaction. 3. Approval of plan of dissolution, if sale approved. 4. Approval of adjournment to solicit additional votes in favor of dissolution. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Turbosonic Technologies, Inc. | TSTA | 900010109 | 12/12/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Twin Disc, Incorporated | Twin Disc, Incorporated | Twin Disc, Incorporated | Twin Disc, Incorporated |
Matters voted on: | 1. Election of directors. 2. Approval of the issuer’s amended 2004 Stock Incentive Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
U.S. Home Systems, Inc. | USHS | 90335C100 | 06/05/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
24
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Universal Power Group, Inc. | UPG | 913788105 | 06/18/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s 2006 Stock Option Plan, increasing authorized shares. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Universal Stainless & Alloy Products, Inc. | USAP | 913837100 | 05/15/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendments to the issuer’s Stock Incentive Plan, including increase in authorized shares. 3. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Varsity Group, Inc. | VSTY | 922281100 | 06/14/2007 |
Matter voted on: | Election of directors. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Veri-Tek International, Corp. | VCC | 92342X101 | 06/18/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Versant Corporation | VSNT | 925284309 | 04/23/2007 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to 2005 Equity Incentive Plan, increasing authorized shares. 3. Approval of amendment to 2005 Employee Stock Purchase Plan, increasing authorized shares. 4. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
25
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
Versar, Inc. | VSR | 925297103 | 11/15/2006 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Vista Gold Corp. | VGZ | 927926204 | 11/16/2006 |
Matter voted on: | Approval of an arrangement under the Business Corporations Act involving certain parties. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Vista Gold Corp. | VGZ | 9257926204 | 05/07/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Willdan Group, Inc. | WLDN | 96924N100 | 06/11/2007 |
Matters voted on: | 1. Election of directors. 2. Ratification of selection of auditors. 3. Approval of the issuer’s 2006 Stock Incentive Plan. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
Williams Controls, Inc. | WMCO | 969465608 | 02/28/2007 |
Matter voted on: | Election of directors. |
�� The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
26
Issuer | Symbol | CUSIP | Meeting Date |
---|---|---|---|
World Air Holdings, Inc. | WLDA | 98142V104 | 08/16/2006 |
Matter voted on: | Approval of the arrangement under the Business Corporations Act involving certain parties. |
The matter was proposed by the issuer, the Fund cast its vote on the matter, the Fund cast its vote for the proposal and the Fund cast its vote for management.
Xilinx, Inc. | XLNX | 983919101 | 07/26/2006 |
Matters voted on: | 1. Election of directors. 2. Approval of amendment to the issuer’s 1990 Employee Qualified Stock Purchase Plan, increasing shares reserved for issuance. 3. Approval of the issuer's 2007 Equity Incentive Plan. 4. Ratification of selection of auditors. |
For each matter, (a) the matter was proposed by the issuer; (b) the Fund cast its vote on the matter; (c) the Fund cast its vote for each proposal; and (d) the Fund cast its vote for management.
27
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated August 30, 2007.
PERRITT FUNDS, INC. | |
By: /s/ Michael J. Corbett | |
Michael J. Corbett | |
President (Principal Executive Officer) |