As filed with the Securities and Exchange Commission on August 30, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-21715
NEUBERGER BERMAN ALTERNATIVE FUNDS
(Exact Name of the Registrant as Specified in Charter)
c/o Neuberger Berman Management LLC
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Robert Conti
Chief Executive Officer and President
c/o Neuberger Berman Management LLC
Neuberger Berman Alternative Funds
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)
Date of fiscal year end: October 31, 2011
Date of reporting period: July 1, 2010 to June 30, 2011
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (s.s. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31, of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended, June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden of the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. s. 3507.
Item 1. Proxy Voting Record.
| Neuberger Berman Global Allocation Fund | |
| | | | | | | | | |
| 07/01/2010 - 06/30/2011 | |
| | | | | | | | | |
| | | | | | | | | |
| Aeon Delight Company Ltd. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | 9787.T | CINS J0036F104 | | 05/24/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Japan | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Yutaka Furutani | | Mgmt | For | For | For | |
| | 2 | Elect Yuiken Tsutsumi | | Mgmt | For | For | For | |
| | 3 | Elect Naoto Haga | | Mgmt | For | For | For | |
| | 4 | Elect Ippei Nakayama | | Mgmt | For | For | For | |
| | 5 | Elect Ryuhichi Yamada | | Mgmt | For | For | For | |
| | 6 | Elect Rikuo Shimozono | | Mgmt | For | For | For | |
| | 7 | Elect Shigeyuki Hayamizu | | Mgmt | For | For | For | |
| | 8 | Elect Masaaki Awane | | Mgmt | For | For | For | |
| | 9 | Elect Takamasa Iizuka | | Mgmt | For | For | For | |
| | 10 | Elect Taijiroh Yashi | | Mgmt | For | For | For | |
| | 11 | Elect Yutaka Shibayama | | Mgmt | For | For | For | |
| | 12 | Elect Osamu Matsui | | Mgmt | For | For | For | |
| | 13 | Elect Nowaki Harada | | Mgmt | For | For | For | |
| | 14 | Elect Nobukazu Tanaka | | Mgmt | For | For | For | |
| | 15 | Elect Kazunori Umemoto | | Mgmt | For | Against | Against | |
| | 16 | Elect Hajime Kobayashi | | Mgmt | For | For | For | |
| | 17 | Elect Nobuo Yamazato | | Mgmt | For | For | For | |
| | 18 | Elect Yasuo Miyake | | Mgmt | For | For | For | |
| | 19 | Elect Yoshinori Kawai | | Mgmt | For | For | For | |
| | 20 | Elect Masato Nishimatsu | | Mgmt | For | Against | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Air Transport Services Group Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | ATSG | CUSIP 00922R105 | | 05/10/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect James Carey | | Mgmt | For | For | For | |
| | 1.2 | Elect John Geary | | Mgmt | For | For | For | |
| | 1.3 | Elect J. Christopher Teets | | Mgmt | For | For | For | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | | | | | | | | |
| | | | | | | | | |
| American Capital Agency Corp | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | AGNC | CUSIP 02503X105 | | 06/10/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Morris Davis | | Mgmt | For | For | For | |
| | 1.2 | Elect Randy Dobbs | | Mgmt | For | For | For | |
| | 1.3 | Elect Larry Harvey | | Mgmt | For | For | For | |
| | 1.4 | Elect Alvin Puryear | | Mgmt | For | Withhold | Against | |
| | 1.5 | Elect Malon Wilkus | | Mgmt | For | For | For | |
| | 2 | Increase of Authorized Common Stock | | Mgmt | For | For | For | |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| American Equity Invt Life Hldg Co | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | AEL | CUSIP 025676206 | | 06/09/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Joyce Chapman | | Mgmt | For | For | For | |
| | 1.2 | Elect James Gerlach | | Mgmt | For | For | For | |
| | 1.3 | Elect Robert Howe | | Mgmt | For | For | For | |
| | 1.4 | Elect Debra Richardson | | Mgmt | For | For | For | |
| | 1.5 | Elect Gerald Neugent | | Mgmt | For | Withhold | Against | |
| | 1.6 | Elect David Mulcahy | | Mgmt | For | For | For | |
| | 2 | 2011 Director Stock Option Plan | | Mgmt | For | For | For | |
| | 3 | Increase of Authorized Common Stock | | Mgmt | For | For | For | |
| | 4 | Issuance of Common Stock | | Mgmt | For | For | For | |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 6 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 7 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | | | | | | | | |
| | | | | | | | | |
| Arnest One Corp. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | 8895.T | CINS J0197M104 | | 06/24/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Japan | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Yohichi Nishikawa | | Mgmt | For | Against | Against | |
| | 2 | Elect Kazuhiro Satoh | | Mgmt | For | For | For | |
| | 3 | Elect Shigeyuki Matsubayashi | | Mgmt | For | For | For | |
| | 4 | Elect Tadayasu Ogawa | | Mgmt | For | For | For | |
| | 5 | Elect Isamu Arai | | Mgmt | For | For | For | |
| | 6 | Elect Seiji Mizunaga | | Mgmt | For | For | For | |
| | 7 | Elect Chikara Tanaka | | Mgmt | For | For | For | |
| | 8 | Bonus | | Mgmt | For | Against | Against | |
| | | | | | | | | |
| | | | | | | | | |
| B&G Foods, Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | BGS | CUSIP 05508R106 | | 05/17/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Robert Cantwell | | Mgmt | For | Withhold | Against | |
| | 1.2 | Elect Cynthia Jamison | | Mgmt | For | For | For | |
| | 1.3 | Elect Charles F. Marcy | | Mgmt | For | For | For | |
| | 1.4 | Elect Dennis Mullen | | Mgmt | For | For | For | |
| | 1.5 | Elect Cheryl Palmer | | Mgmt | For | For | For | |
| | 1.6 | Elect Alfred Poe | | Mgmt | For | For | For | |
| | 1.7 | Elect Stephen Sherrill | | Mgmt | For | For | For | |
| | 1.8 | Elect David Wenner | | Mgmt | For | For | For | |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Bekaert | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | BEK.B | CINS B6346B111 | | 04/07/2011 | Take No Action | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Special | Belgium | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 4 | Amendments to Articles Regarding Shareholder Rights | | Mgmt | For | TNA | N/A | |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| | 8 | Amendments to Articles Regarding the Compensation and Nominating Committee | | Mgmt | For | TNA | N/A | |
| | 9 | Amendments to Articles | | Mgmt | For | TNA | N/A | |
| | 10 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| | | | | | | | | |
| | | | | | | | | |
| Bekaert | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | BEK.B | CINS B6346B111 | | 04/07/2011 | Take No Action | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Special | Belgium | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 3 | Change in Control Clause (Bonds) | | Mgmt | For | TNA | N/A | |
| | 4 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | | | | | | | | |
| | | | | | | | | |
| Bekaert | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | BEK.B | CINS B6346B111 | | 05/11/2011 | Take No Action | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Special | Belgium | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 3 | Amendments to Articles Regarding Shareholder Rights | | Mgmt | For | TNA | N/A | |
| | 4 | Amendments to Articles Regarding the Compensation and Nominating Committee | | Mgmt | For | TNA | N/A | |
| | 5 | Amendments to Articles | | Mgmt | For | TNA | N/A | |
| | 6 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 7 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | | | | | | | | |
| | | | | | | | | |
| Bekaert | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | BEK.B | CINS B6346B111 | | 05/11/2011 | Take No Action | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Belgium | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | TNA | N/A | |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| | 6 | Accounts and Reports; Allocation of Profits/Dividends | | Mgmt | For | TNA | N/A | |
| | 7 | Ratification of Board Acts | | Mgmt | For | TNA | N/A | |
| | 8 | Ratification of Auditor's Acts | | Mgmt | For | TNA | N/A | |
| | 9 | Elect Alan Begg | | Mgmt | For | TNA | N/A | |
| | 10 | Directors' Fees | | Mgmt | For | TNA | N/A | |
| | 11 | Authority to Set Auditor's Fees | | Mgmt | For | TNA | N/A | |
| | 12 | Non-Voting Agenda Item | | N/A | N/A | TNA | N/A | |
| | | | | | | | | |
| | | | | | | | | |
| Bertrandt AG | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | BTD.G | CINS D1014N107 | | 02/16/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Germany | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 5 | Ratification of Management Board Acts | | Mgmt | For | For | For | |
| | 6 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For | |
| | 7 | Authority to Repurchase Shares | | Mgmt | For | For | For | |
| | 8 | Authority to Repurchase Shares Using Equity Derivatives | | Mgmt | For | For | For | |
| | 9 | Amendment to Supervisory Board Member Age Limit | | Mgmt | For | For | For | |
| | 10 | Appointment of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Boise Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | BZ | CUSIP 09746Y105 | | 04/27/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Nathan Leight | | Mgmt | For | For | For | |
| | 1.2 | Elect Alexander Toeldte | | Mgmt | For | For | For | |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Brit Insurance Holdings N.V. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | BRE.LN | CINS N1649X115 | | 05/23/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Netherlands | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 2 | Approval of the remuneration report | | Mgmt | N/A | For | N/A | |
| | 3 | Adoption of the annual accounts | | Mgmt | N/A | For | N/A | |
| | 4 | Discharge of the Directors from liability in respect of their management during the year 2010 | | Mgmt | N/A | For | N/A | |
| | 5 | Re-appointment of Dane Douetil as a Director | | Mgmt | N/A | For | N/A | |
| | 6 | Re-appointment of Peter Hazell as a Director | | Mgmt | N/A | For | N/A | |
| | 7 | Re-appointment of Willem Stevens as a Director | | Mgmt | N/A | For | N/A | |
| | 8 | Appointment of Nicholas Prettejohn as Director of the Board | | Mgmt | N/A | For | N/A | |
| | 9 | Appointment of Hans-Peter Gerhardt as Director of the Board | | Mgmt | N/A | For | N/A | |
| | 10 | Proposal to convert the Company into a private company with limited liability | | Mgmt | N/A | For | N/A | |
| | 11 | Proposal to wholly amend the articles of association | | Mgmt | N/A | For | N/A | |
| | 12 | Granting of title of Apollo Lead Investor Director, CVC Lead Investor Director, Apollo Directors and CVC Directors to Directors of the Board | | Mgmt | N/A | For | N/A | |
| | 13 | Appointment of auditor | | Mgmt | N/A | For | N/A | |
| | 14 | Remuneration of auditor | | Mgmt | N/A | For | N/A | |
| | | | | | | | | |
| | | | | | | | | |
| Citigroup Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | C | CUSIP 172967101 | | 04/21/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Alain Belda | | Mgmt | For | Against | Against | |
| | 2 | Elect Timothy Collins | | Mgmt | For | For | For | |
| | 3 | Elect Jerry Grundhofer | | Mgmt | For | For | For | |
| | 4 | Elect Robert Joss | | Mgmt | For | Against | Against | |
| | 5 | Elect Michael O'Neill | | Mgmt | For | For | For | |
| | 6 | Elect Vikram Pandit | | Mgmt | For | For | For | |
| | 7 | Elect Richard Parsons | | Mgmt | For | Against | Against | |
| | 8 | Elect Lawrence Ricciardi | | Mgmt | For | For | For | |
| | 9 | Elect Judith Rodin | | Mgmt | For | Against | Against | |
| | 10 | Elect Robert Ryan | | Mgmt | For | For | For | |
| | 11 | Elect Anthony Santomero | | Mgmt | For | For | For | |
| | 12 | Elect Diana Taylor | | Mgmt | For | For | For | |
| | 13 | Elect William Thompson, Jr. | | Mgmt | For | For | For | |
| | 14 | Elect Ernesto Zedillo | | Mgmt | For | For | For | |
| | 15 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 16 | Amendment to the 2009 Stock Incentive Plan | | Mgmt | For | For | For | |
| | 17 | 2011 Executive Performance Plan | | Mgmt | For | For | For | |
| | 18 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 19 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | 20 | Reverse Stock Split Extension | | Mgmt | For | For | For | |
| | 21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | | ShrHoldr | Against | Against | For | |
| | 22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | | ShrHoldr | Against | Against | For | |
| | 23 | Shareholder Proposal Regarding Risk Management Report | | ShrHoldr | Against | Against | For | |
| | 24 | Shareholder Proposal Regarding Right to Call a Special Meeting | | ShrHoldr | Against | Against | For | |
| | 25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | | ShrHoldr | Against | Against | For | |
| | | | | | | | | |
| | | | | | | | | |
| Clearwater Paper Corp | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CLW | CUSIP 18538R103 | | 05/09/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Fredric Corrigan | | Mgmt | For | For | For | |
| | 2 | Elect William Weyerhaeuser | | Mgmt | For | For | For | |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | | | | | | | | |
| | | | | | | | | |
| CNO Financial Group Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CNO | CUSIP 12621E103 | | 05/12/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Robert Greving | | Mgmt | For | For | For | |
| | 2 | Elect R. Keith Long | | Mgmt | For | For | For | |
| | 3 | Elect Charles Murphy | | Mgmt | For | For | For | |
| | 4 | Elect C. James Prieur | | Mgmt | For | For | For | |
| | 5 | Elect Neal Schneider | | Mgmt | For | For | For | |
| | 6 | Elect Fedweick Sievert | | Mgmt | For | For | For | |
| | 7 | Elect Michael Tokarz | | Mgmt | For | Against | Against | |
| | 8 | Elect John Turner | | Mgmt | For | For | For | |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against | |
| | 11 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | | | | | | | | |
| | | | | | | | | |
| Cocokara Fine Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | 3098.T | CINS J0845T105 | | 06/29/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Japan | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 2 | Elect Osamu Segami | | Mgmt | For | For | For | |
| | 3 | Elect Masashi Hisamatsu | | Mgmt | For | Against | Against | |
| | 4 | Elect Atsushi Tsukamoto | | Mgmt | For | For | For | |
| | 5 | Elect Ichiroh Ishibashi | | Mgmt | For | For | For | |
| | 6 | Elect Kiyoshi Ueda | | Mgmt | For | For | For | |
| | 7 | Elect Masato Saitoh | | Mgmt | For | For | For | |
| | 8 | Elect Mitsuo Kamimoto | | Mgmt | For | For | For | |
| | 9 | Elect Makoto Kitayama | | Mgmt | For | For | For | |
| | 10 | Election of Alternate Statutory Auditor(s) | | Mgmt | For | Against | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Complete Production Services Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | CPX | CUSIP 20453E109 | | 05/25/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Robert Boswell | | Mgmt | For | For | For | |
| | 1.2 | Elect Michael McShane | | Mgmt | For | Withhold | Against | |
| | 1.3 | Elect Marcus Watts | | Mgmt | For | Withhold | Against | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | | | | | | | | |
| | | | | | | | | |
| Domtar Corporation | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | UFS | CUSIP 257559203 | | 05/04/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Jack Bingleman | | Mgmt | For | For | For | |
| | 2 | Elect Louis Gignac | | Mgmt | For | For | For | |
| | 3 | Elect Brian Levitt | | Mgmt | For | For | For | |
| | 4 | Elect Harold MacKay | | Mgmt | For | For | For | |
| | 5 | Elect David Maffucci | | Mgmt | For | For | For | |
| | 6 | Elect W. Henson Moore | | Mgmt | For | For | For | |
| | 7 | Elect Michael Onustock | | Mgmt | For | For | For | |
| | 8 | Elect Robert Steacy | | Mgmt | For | For | For | |
| | 9 | Elect Pamela Strobel | | Mgmt | For | For | For | |
| | 10 | Elect Richard Tan | | Mgmt | For | For | For | |
| | 11 | Elect Denis Turcotte | | Mgmt | For | For | For | |
| | 12 | Elect John Williams | | Mgmt | For | For | For | |
| | 13 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 14 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Entegris Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | ENTG | CUSIP 29362U104 | | 05/04/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Gideon Argov | | Mgmt | For | For | For | |
| | 1.2 | Elect Michael Bradley | | Mgmt | For | For | For | |
| | 1.3 | Elect Marvin Burkett | | Mgmt | For | For | For | |
| | 1.4 | Elect R. Nicholas Burns | | Mgmt | For | For | For | |
| | 1.5 | Elect Daniel Christman | | Mgmt | For | For | For | |
| | 1.6 | Elect Roger McDaniel | | Mgmt | For | For | For | |
| | 1.7 | Elect Paul Olson | | Mgmt | For | For | For | |
| | 1.8 | Elect Brian Sullivan | | Mgmt | For | For | For | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | | | | | | | | |
| | | | | | | | | |
| FBL Financial Group, Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | FFG | CUSIP 30239F106 | | 05/18/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Roger Brooks | | Mgmt | For | Withhold | Against | |
| | 1.2 | Elect Jerry Chicoine | | Mgmt | For | For | For | |
| | 1.3 | Elect Tim Gill | | Mgmt | For | For | For | |
| | 1.4 | Elect Robert Hanson | | Mgmt | For | For | For | |
| | 1.5 | Elect James Hohmann | | Mgmt | For | For | For | |
| | 1.6 | Elect Paul Larson | | Mgmt | For | For | For | |
| | 1.7 | Elect Edward Mehrer | | Mgmt | For | For | For | |
| | 1.8 | Elect John Walker | | Mgmt | For | For | For | |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | 4 | Change in Board Size | | Mgmt | For | For | For | |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 6 | Transaction of Other Business | | Mgmt | For | Against | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Genworth Financial Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | GNW | CUSIP 37247D106 | | 05/18/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Steven Alesio | | Mgmt | For | For | For | |
| | 2 | Elect William Bolinder | | Mgmt | For | For | For | |
| | 3 | Elect Michael Fraizer | | Mgmt | For | For | For | |
| | 4 | Elect Nancy Karch | | Mgmt | For | For | For | |
| | 5 | Elect J. Robert Kerrey | | Mgmt | For | For | For | |
| | 6 | Elect Risa Lavizzo-Mourey | | Mgmt | For | For | For | |
| | 7 | Elect Christine Mead | | Mgmt | For | For | For | |
| | 8 | Elect Thomas Moloney | | Mgmt | For | For | For | |
| | 9 | Elect James Parke | | Mgmt | For | For | For | |
| | 10 | Elect James Riepe | | Mgmt | For | For | For | |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Hochschild Mining Plc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | HOC.LN | CINS G4611M107 | | 06/02/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United Kingdom | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Accounts and Reports | | Mgmt | For | For | For | |
| | 2 | Directors' Remuneration Report | | Mgmt | For | Against | Against | |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 4 | Elect Eduardo Hochschild | | Mgmt | For | For | For | |
| | 5 | Elect Ignacio Bustamante | | Mgmt | For | For | For | |
| | 6 | Elect Jorge Born, Jr. | | Mgmt | For | For | For | |
| | 7 | Elect Roberto Dañino | | Mgmt | For | For | For | |
| | 8 | Elect Sir Malcom Field | | Mgmt | For | For | For | |
| | 9 | Elect Nigel Moore | | Mgmt | For | Against | Against | |
| | 10 | Elect Dionisio Romero | | Mgmt | For | Against | Against | |
| | 11 | Elect Fred Vinton | | Mgmt | For | For | For | |
| | 12 | Appointment of Auditor | | Mgmt | For | For | For | |
| | 13 | Authority to Set Auditor's Fees | | Mgmt | For | For | For | |
| | 14 | Authority to Issue Shares w/Preemptive Rights | | Mgmt | For | For | For | |
| | 15 | Equity Grant (CEO) | | Mgmt | For | For | For | |
| | 16 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For | |
| | 17 | Authority to Repurchase Shares | | Mgmt | For | For | For | |
| | 18 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Horace Mann Educators Corp. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | HMN | CUSIP 440327104 | | 05/25/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Mary Futrell | | Mgmt | For | For | For | |
| | 2 | Elect Stephen Hasenmiller | | Mgmt | For | For | For | |
| | 3 | Elect Peter Heckman | | Mgmt | For | For | For | |
| | 4 | Elect Ronald Helow | | Mgmt | For | For | For | |
| | 5 | Elect Gabriel Shaheen | | Mgmt | For | For | For | |
| | 6 | Elect Roger Steinbecker | | Mgmt | For | For | For | |
| | 7 | Elect Robert Stricker | | Mgmt | For | For | For | |
| | 8 | Elect Charles Wright | | Mgmt | For | For | For | |
| | 9 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 10 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 11 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | | | | | | | | |
| | | | | | | | | |
| Innophos Holdings Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | IPHS | CUSIP 45774N108 | | 05/20/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Gary Cappeline | | Mgmt | For | For | For | |
| | 1.2 | Elect Amado Cavazos | | Mgmt | For | For | For | |
| | 1.3 | Elect Randolph Gress | | Mgmt | For | For | For | |
| | 1.4 | Elect Linda Myrick | | Mgmt | For | For | For | |
| | 1.5 | Elect Karen Osar | | Mgmt | For | For | For | |
| | 1.6 | Elect John Steitz | | Mgmt | For | Withhold | Against | |
| | 1.7 | Elect Stephen Zide | | Mgmt | For | For | For | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Istar Financial Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | SFI | CUSIP 45031U101 | | 06/01/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Jay Sugarman | | Mgmt | For | For | For | |
| | 1.2 | Elect Glenn August | | Mgmt | For | For | For | |
| | 1.3 | Elect Robert Holman, Jr. | | Mgmt | For | For | For | |
| | 1.4 | Elect Robin Josephs | | Mgmt | For | For | For | |
| | 1.5 | Elect John McDonald | | Mgmt | For | For | For | |
| | 1.6 | Elect George Puskar | | Mgmt | For | For | For | |
| | 1.7 | Elect Dale Anne Reiss | | Mgmt | For | For | For | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Jazz Pharmaceuticals Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | JAZZ | CUSIP 472147107 | | 05/24/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Paul Berns | | Mgmt | For | For | For | |
| | 1.2 | Elect Bryan Cressey | | Mgmt | For | For | For | |
| | 1.3 | Elect Patrick Enright | | Mgmt | For | Withhold | Against | |
| | 2 | Ratification of Auditor | | Mgmt | For | Against | Against | |
| | 3 | Amendment to the 2007 Equity Incentive Plan | | Mgmt | For | Against | Against | |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Joshin Denki Co. Ltd. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | 8173.T | CINS J28499127 | | 06/24/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Japan | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 2 | Elect Eiji Doi | | Mgmt | For | Against | Against | |
| | 3 | Elect Ryuhei Kanatani | | Mgmt | For | For | For | |
| | 4 | Elect Toshihiko Uda | | Mgmt | For | For | For | |
| | 5 | Elect Yutaka Nishioka | | Mgmt | For | For | For | |
| | 6 | Elect Kohichi Yokoyama | | Mgmt | For | For | For | |
| | 7 | Elect Mitsuhiro Sakitakashina | | Mgmt | For | For | For | |
| | 8 | Elect Haruyoshi Johgu | | Mgmt | For | For | For | |
| | 9 | Elect Mitsuru Kira | | Mgmt | For | For | For | |
| | 10 | Elect Tetsuo Maehira | | Mgmt | For | For | For | |
| | 11 | Elect Tsunetana Yamanaka | | Mgmt | For | For | For | |
| | 12 | Elect Kohji Tanaka | | Mgmt | For | For | For | |
| | 13 | Elect Kohichi Ogami | | Mgmt | For | For | For | |
| | 14 | Elect Yoshio Noguchi | | Mgmt | For | Against | Against | |
| | 15 | Election of Alternate Statutory Auditor(s) | | Mgmt | For | Against | Against | |
| | | | | | | | | |
| | | | | | | | | |
| JSP Corporation | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | 7972.T | CINS J28562106 | | 06/29/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Japan | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Rokuroh Inoue | | Mgmt | For | Against | Against | |
| | 2 | Elect Kohzoh Tsukamoto | | Mgmt | For | For | For | |
| | 3 | Elect Kohichi Teranishi | | Mgmt | For | For | For | |
| | 4 | Elect Ken Shiosaka | | Mgmt | For | For | For | |
| | 5 | Elect Hiroshi Usui | | Mgmt | For | For | For | |
| | 6 | Elect Hitoshi Yamamoto | | Mgmt | For | For | For | |
| | 7 | Elect Hideo Ono | | Mgmt | For | For | For | |
| | 8 | Elect Yoshinari Saitoh | | Mgmt | For | For | For | |
| | 9 | Elect Yukio Sakai | | Mgmt | For | Against | Against | |
| | 10 | Retirement Allowances for Director(s) | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Kraton Performance Polymers Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | KRA | CUSIP 50077C106 | | 05/25/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Richard Brown | | Mgmt | For | For | For | |
| | 2 | Amendment to the 2009 Equity Incentive Plan | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Linamar Corp. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | LIMAF | CUSIP 53278L107 | | 05/17/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Canada | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Frank Hasenfratz | | Mgmt | For | Withhold | Against | |
| | 1.2 | Elect Linda Hasenfratz | | Mgmt | For | For | For | |
| | 1.3 | Elect Mark Stoddart | | Mgmt | For | Withhold | Against | |
| | 1.4 | Elect William Harrison | | Mgmt | For | For | For | |
| | 1.5 | Elect David Buehlow | | Mgmt | For | For | For | |
| | 1.6 | Elect Terry Reidel | | Mgmt | For | Withhold | Against | |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Loral Space & Communications | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | LORL | CUSIP 543881106 | | 05/24/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect John Harkey, Jr. | | Mgmt | For | Withhold | Against | |
| | 1.2 | Elect Michael Targoff | | Mgmt | For | For | For | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | | | | | | | | |
| | | | | | | | | |
| M-Real Oyj | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | MRLBV | CINS X5594C116 | | 03/23/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Finland | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 8 | Accounts and Reports | | Mgmt | For | For | For | |
| | 9 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 10 | Ratification of Board and Management Acts | | Mgmt | For | For | For | |
| | 11 | Directors' Fees | | Mgmt | For | For | For | |
| | 12 | Board Size | | Mgmt | For | For | For | |
| | 13 | Election of Directors | | Mgmt | For | For | For | |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For | |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For | |
| | 16 | Reduction in Share Premium Account | | Mgmt | For | For | For | |
| | 17 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | | | | | | | | |
| | | | | | | | | |
| MCG Capital Corp | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | MCGC | CUSIP 58047P107 | | 06/01/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Wallace Millner III | | Mgmt | For | For | For | |
| | 1.2 | Elect Richard Neu | | Mgmt | For | For | For | |
| | 1.3 | Elect B. Hagen Saville | | Mgmt | For | For | For | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | | | | | | | | |
| | | | | | | | | |
| Meadowbrook Insurance Group, Inc. | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | MIG | CUSIP 58319P108 | | 05/19/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Robert Naftaly | | Mgmt | For | For | For | |
| | 1.2 | Elect Robert Sturgis | | Mgmt | For | For | For | |
| | 1.3 | Elect Bruce Thal | | Mgmt | For | For | For | |
| | 1.4 | Elect Jeffrey Maffett | | Mgmt | For | For | For | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 2 Years | 1 Year | Against | |
| | | | | | | | | |
| | | | | | | | | |
| NewStar Financial Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | NEWS | CUSIP 65251F105 | | 05/11/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Charles Bralver | | Mgmt | For | For | For | |
| | 1.2 | Elect T. Kimball Brooker, Jr. | | Mgmt | For | For | For | |
| | 1.3 | Elect Timothy Conway | | Mgmt | For | For | For | |
| | 1.4 | Elect Bradley Cooper | | Mgmt | For | For | For | |
| | 1.5 | Elect Brian Fallon | | Mgmt | For | For | For | |
| | 1.6 | Elect Frank Noonan | | Mgmt | For | For | For | |
| | 1.7 | Elect Maureen O'Hara | | Mgmt | For | For | For | |
| | 1.8 | Elect Peter Schmidt-Fellner | | Mgmt | For | For | For | |
| | 1.9 | Elect Richard Thornburgh | | Mgmt | For | For | For | |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 2 Years | 1 Year | Against | |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Nidec Copal Electronics Corporation | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | 7756.T | CINS J5000L102 | | 06/14/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Japan | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Amendments to Articles | | Mgmt | For | For | For | |
| | 2 | Elect Shigenobu Nagamori | | Mgmt | For | Against | Against | |
| | 3 | Elect Minoru Hasegawa | | Mgmt | For | For | For | |
| | 4 | Elect Shoh Kikuchi | | Mgmt | For | For | For | |
| | 5 | Elect Akiyoshi Takahashi | | Mgmt | For | For | For | |
| | 6 | Elect Shigeru Higuchi | | Mgmt | For | For | For | |
| | 7 | Elect Hideo Morita | | Mgmt | For | For | For | |
| | 8 | Elect Masato Ono | | Mgmt | For | For | For | |
| | 9 | Elect Masuo Yoshimatsu | | Mgmt | For | For | For | |
| | 10 | Elect Tetsuo Inoue | | Mgmt | For | Against | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Pace Plc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | PIC.LN | CINS G6842C105 | | 05/12/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United Kingdom | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Accounts and Reports | | Mgmt | For | For | For | |
| | 2 | Directors' Remuneration Report | | Mgmt | For | Against | Against | |
| | 3 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 4 | Elect Michael McTighe | | Mgmt | For | For | For | |
| | 5 | Elect John Grant | | Mgmt | For | Against | Against | |
| | 6 | Appointment of Auditor | | Mgmt | For | For | For | |
| | 7 | Authority to Set Auditor's Fees | | Mgmt | For | For | For | |
| | 8 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | Against | Against | |
| | 9 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For | |
| | 10 | Authority to Repurchase Shares | | Mgmt | For | For | For | |
| | 11 | Authority to Set General Meeting Notice Period at 14 days | | Mgmt | For | Against | Against | |
| | 12 | Amendments to the U.S. Sharesave Plan | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Persimmon plc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | PSE.LN | CINS G70202109 | | 04/21/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United Kingdom | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Accounts and Reports | | Mgmt | For | For | For | |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 3 | Directors' Remuneration Report | | Mgmt | For | For | For | |
| | 4 | Elect Mike Farley | | Mgmt | For | For | For | |
| | 5 | Elect Mike Killoran | | Mgmt | For | For | For | |
| | 6 | Elect Jeff Fairburn | | Mgmt | For | For | For | |
| | 7 | Elect Nicholas Wrigley | | Mgmt | For | Against | Against | |
| | 8 | Elect David Thompson | | Mgmt | For | For | For | |
| | 9 | Elect Neil Davidson | | Mgmt | For | For | For | |
| | 10 | Elect Richard Pennycook | | Mgmt | For | For | For | |
| | 11 | Elect Jonathan Davie | | Mgmt | For | For | For | |
| | 12 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For | |
| | 13 | Authority to Issue Shares w/ Preemptive Rights | | Mgmt | For | For | For | |
| | 14 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | For | For | |
| | 15 | Authority to Repurchase Shares | | Mgmt | For | For | For | |
| | 16 | Authority to Set General Meeting Notice Period at 14 Days | | Mgmt | For | Against | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Photronics, Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | PLAB | CUSIP 719405102 | | 04/01/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Walter Fiederowicz | | Mgmt | For | For | For | |
| | 1.2 | Elect Joseph Fiorita, Jr. | | Mgmt | For | For | For | |
| | 1.3 | Elect Constantine Macricostas | | Mgmt | For | For | For | |
| | 1.4 | Elect George Macricostas | | Mgmt | For | Withhold | Against | |
| | 1.5 | Elect Mitchell Tyson | | Mgmt | For | Withhold | Against | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | 2011 Executive Compensation Incentive Plan | | Mgmt | For | For | For | |
| | 4 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | 6 | Transaction of Other Business | | Mgmt | For | Against | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Plastic Omnium | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | POM.FP | CINS F73325106 | | 04/28/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Mix | France | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 3 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 4 | Accounts and Reports | | Mgmt | For | For | For | |
| | 5 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 6 | Related Party Transactions | | Mgmt | For | For | For | |
| | 7 | Consolidated Accounts and Reports | | Mgmt | For | For | For | |
| | 8 | Ratification of Board Acts | | Mgmt | For | For | For | |
| | 9 | Authority to Repurchase Shares | | Mgmt | For | Against | Against | |
| | 10 | Elect Vincent Labruyère | | Mgmt | For | For | For | |
| | 11 | Ratification of the Co-option of Anne-Marie Couderc | | Mgmt | For | For | For | |
| | 12 | Elect Anne Asensio | | Mgmt | For | For | For | |
| | 13 | Directors' Fees | | Mgmt | For | For | For | |
| | 14 | Stock Split | | Mgmt | For | For | For | |
| | 15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | | Mgmt | For | Against | Against | |
| | 16 | Authority to Increase Share Issuance Limit | | Mgmt | For | Against | Against | |
| | 17 | Authority to Increase Capital Under Employee Savings Plan | | Mgmt | For | For | For | |
| | 18 | Authority to Grant Stock Options | | Mgmt | For | Against | Against | |
| | 19 | Authority to Issue Restricted Shares | | Mgmt | For | Against | Against | |
| | 20 | Authority to Carry Out Formalities | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Polypore International Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | PPO | CUSIP 73179V103 | | 05/12/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Michael Graff | | Mgmt | For | For | For | |
| | 1.2 | Elect W. Nicholas Howley | | Mgmt | For | Withhold | Against | |
| | 2 | Amendment to the 2007 Stock Incentive Plan | | Mgmt | For | For | For | |
| | 3 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | For | For | For | |
| | 5 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | | | | | | | | |
| | | | | | | | | |
| Protective Life Corp. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | PL | CUSIP 743674103 | | 05/09/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Richard Burton | | Mgmt | For | For | For | |
| | 1.2 | Elect Thomas Hamby | | Mgmt | For | For | For | |
| | 1.3 | Elect John Johns | | Mgmt | For | For | For | |
| | 1.4 | Elect Vanessa Leonard | | Mgmt | For | For | For | |
| | 1.5 | Elect Charles McCrary | | Mgmt | For | Withhold | Against | |
| | 1.6 | Elect John McMahon, Jr. | | Mgmt | For | For | For | |
| | 1.7 | Elect Hans Miller | | Mgmt | For | For | For | |
| | 1.8 | Elect Malcolm Portera | | Mgmt | For | For | For | |
| | 1.9 | Elect C. Dowd Ritter | | Mgmt | For | For | For | |
| | 1.10 | Elect Jesse Spikes | | Mgmt | For | For | For | |
| | 1.11 | Elect William Terry | | Mgmt | For | For | For | |
| | 1.12 | Elect W. Michael Warren, Jr. | | Mgmt | For | For | For | |
| | 1.13 | Elect Vanessa Wilson | | Mgmt | For | For | For | |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Quebecor Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | QBCAF | CUSIP 748193208 | | 05/26/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Canada | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Election of Directors (Slate) | | Mgmt | For | For | For | |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For | |
| | 3 | Amendments to By-laws | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Radian Group, Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | RDN | CUSIP 750236101 | | 05/11/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Herbert Wender | | Mgmt | For | For | For | |
| | 2 | Elect David Carney | | Mgmt | For | For | For | |
| | 3 | Elect Howard Culang | | Mgmt | For | For | For | |
| | 4 | Elect Lisa Hess | | Mgmt | For | For | For | |
| | 5 | Elect Stephen Hopkins | | Mgmt | For | Against | Against | |
| | 6 | Elect Sanford Ibrahim | | Mgmt | For | For | For | |
| | 7 | Elect James Jennings | | Mgmt | For | For | For | |
| | 8 | Elect Ronald Moore | | Mgmt | For | For | For | |
| | 9 | Elect Jan Nicholson | | Mgmt | For | For | For | |
| | 10 | Elect Robert Richards | | Mgmt | For | For | For | |
| | 11 | Elect Anthony Schweiger | | Mgmt | For | For | For | |
| | 12 | Elect Noel Spiegel | | Mgmt | For | For | For | |
| | 13 | Amendment to the 2008 Equity Compensation Plan | | Mgmt | For | Against | Against | |
| | 14 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against | |
| | 15 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | 16 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| San-A Co., Ltd. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | 2659.T | CINS J6694V109 | | 05/25/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Japan | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 2 | Elect Johji Orita | | Mgmt | For | Against | Against | |
| | 3 | Elect Tessei Uechi | | Mgmt | For | For | For | |
| | 4 | Elect Akiyoshi Moromi | | Mgmt | For | For | For | |
| | 5 | Elect Atsushi Nakanishi | | Mgmt | For | For | For | |
| | 6 | Elect Yasuhiro Imanaka | | Mgmt | For | For | For | |
| | 7 | Elect Kentaroh Arashiro | | Mgmt | For | For | For | |
| | 8 | Elect Masayuki Koja | | Mgmt | For | For | For | |
| | 9 | Elect Masahito Tasaki | | Mgmt | For | For | For | |
| | 10 | Special Allowances for Director(s) and Statutory Auditor(s) | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Semperit AG Holding | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | SMPV.VI | CINS A76473122 | | 04/14/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Austria | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Presentation of Accounts and Reports | | Mgmt | For | For | For | |
| | 2 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 3 | Ratification of Management Board Acts | | Mgmt | For | For | For | |
| | 4 | Ratification of Supervisory Board Acts | | Mgmt | For | For | For | |
| | 5 | Appointment of Auditor | | Mgmt | For | For | For | |
| | 6 | Elect Walter Lederer | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Silicon Image Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | SIMG | CUSIP 82705T102 | | 05/18/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect William Raduchel | | Mgmt | For | For | For | |
| | 1.2 | Elect Camillo Martino | | Mgmt | For | For | For | |
| | 2 | Amendment to the 1999 Employee Stock Purchase Plan | | Mgmt | For | For | For | |
| | 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Mgmt | For | Against | Against | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Stora Enso Oyj | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | STERV.FH | CINS X21349117 | | 04/20/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Finland | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 2 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 3 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 4 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 5 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 6 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 7 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 8 | Accounts and Reports | | Mgmt | For | For | For | |
| | 9 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 10 | Ratification of Board and Management Acts | | Mgmt | For | For | For | |
| | 11 | Directors' Fees | | Mgmt | For | For | For | |
| | 12 | Board Size | | Mgmt | For | For | For | |
| | 13 | Election of Directors | | Mgmt | For | For | For | |
| | 14 | Authority to Set Auditor's Fees | | Mgmt | For | For | For | |
| | 15 | Appointment of Auditor | | Mgmt | For | For | For | |
| | 16 | Nomination Committee | | Mgmt | For | For | For | |
| | 17 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | 18 | Non-Voting Agenda Item | | N/A | N/A | N/A | N/A | |
| | | | | | | | | |
| | | | | | | | | |
| Tachi-s Co. Ltd | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | 7239.T | CINS J78916103 | | 06/24/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Japan | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Allocation of Profits/Dividends | | Mgmt | For | Abstain | Against | |
| | 2 | Elect Kiyoshi Saitoh | | Mgmt | For | Against | Against | |
| | 3 | Elect Hiroshi Taguchi | | Mgmt | For | For | For | |
| | 4 | Elect Yoshiyuki Nogami | | Mgmt | For | For | For | |
| | 5 | Elect Kiyoji Kawamura | | Mgmt | For | For | For | |
| | 6 | Elect Hideo Kobayashi | | Mgmt | For | For | For | |
| | 7 | Elect Mutsumi Gamoh | | Mgmt | For | For | For | |
| | 8 | Elect Taroh Nakayama | | Mgmt | For | For | For | |
| | 9 | Elect Michihiro Kitsukawa | | Mgmt | For | For | For | |
| | 10 | Elect Nobutake Ippohshi | | Mgmt | For | For | For | |
| | 11 | Elect Shinsuke Matsuo | | Mgmt | For | Against | Against | |
| | 12 | Election of Alternate Statutory Auditor(s) | | Mgmt | For | For | For | |
| | 13 | Bonus | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| The North West Company Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | NWTUF | CUSIP 663278109 | | 06/14/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Special | Canada | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect H. Sanford Riley | | Mgmt | For | For | For | |
| | 1.2 | Elect Gary Lukassen | | Mgmt | For | For | For | |
| | 1.3 | Elect Edward Kennedy | | Mgmt | For | For | For | |
| | 1.4 | Elect David Broadhurst | | Mgmt | For | For | For | |
| | 1.5 | Elect Frank Coleman | | Mgmt | For | For | For | |
| | 1.6 | Elect Robert Kennedy | | Mgmt | For | For | For | |
| | 1.7 | Elect James Oborne | | Mgmt | For | For | For | |
| | 1.8 | Elect Wendy Evans | | Mgmt | For | For | For | |
| | 1.9 | Elect Gary Merasty | | Mgmt | For | For | For | |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Amendment to Share Option Plan | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| TPC Group Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | TPCG | CUSIP 89236Y104 | | 06/08/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Eugene Allspach | | Mgmt | For | For | For | |
| | 1.2 | Elect James Cacioppo | | Mgmt | For | For | For | |
| | 1.3 | Elect Michael Ducey | | Mgmt | For | For | For | |
| | 1.4 | Elect Richard Marchese | | Mgmt | For | For | For | |
| | 1.5 | Elect Michael McDonnell | | Mgmt | For | For | For | |
| | 1.6 | Elect Jeffrey Nodland | | Mgmt | For | For | For | |
| | 1.7 | Elect Jeffrey Strong | | Mgmt | For | For | For | |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | 4 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Trimas Corporation | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | TMS | CUSIP 896215209 | | 05/10/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Richard Gabrys | | Mgmt | For | Withhold | Against | |
| | 1.2 | Elect Eugene Miller | | Mgmt | For | For | For | |
| | 2 | 2011 Omnibus Incentive Compensation Plan | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | | | | | | | | |
| | | | | | | | | |
| United Continental Holdings Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | UAL | CUSIP 910047109 | | 06/08/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Kirbyjon Caldwell | | Mgmt | For | For | For | |
| | 1.2 | Elect Carolyn Corvi | | Mgmt | For | For | For | |
| | 1.3 | Elect W. James Farrell | | Mgmt | For | For | For | |
| | 1.4 | Elect Jane Garvey | | Mgmt | For | For | For | |
| | 1.5 | Elect Walter Isaacson | | Mgmt | For | For | For | |
| | 1.6 | Elect Henry Meyer III | | Mgmt | For | For | For | |
| | 1.7 | Elect Oscar Munoz | | Mgmt | For | For | For | |
| | 1.8 | Elect James O'Connor | | Mgmt | For | For | For | |
| | 1.9 | Elect Laurence Simmons | | Mgmt | For | For | For | |
| | 1.10 | Elect Jeffery Smisek | | Mgmt | For | For | For | |
| | 1.11 | Elect Glenn Tilton | | Mgmt | For | For | For | |
| | 1.12 | Elect David Vitale | | Mgmt | For | For | For | |
| | 1.13 | Elect John Walker | | Mgmt | For | For | For | |
| | 1.14 | Elect Charles Yamarone | | Mgmt | For | For | For | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 1 Year | 1 Year | For | |
| | | | | | | | | |
| | | | | | | | | |
| USEC, Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | USU | CUSIP 90333E108 | | 04/28/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect James Mellor | | Mgmt | For | For | For | |
| | 1.2 | Elect Michael Armacost | | Mgmt | For | For | For | |
| | 1.3 | Elect Joyce Brown | | Mgmt | For | Withhold | Against | |
| | 1.4 | Elect Sigmund Cornelius | | Mgmt | For | For | For | |
| | 1.5 | Elect Joseph Doyle | | Mgmt | For | Withhold | Against | |
| | 1.6 | Elect H. William Habermeyer | | Mgmt | For | Withhold | Against | |
| | 1.7 | Elect William Madia | | Mgmt | For | For | For | |
| | 1.8 | Elect W. Henson Moore | | Mgmt | For | For | For | |
| | 1.9 | Elect Walter Skowronski | | Mgmt | For | For | For | |
| | 1.10 | Elect M. Richard Smith | | Mgmt | For | For | For | |
| | 1.11 | Elect John Welch | | Mgmt | For | For | For | |
| | 2 | Advisory Vote on Executive Compensation | | Mgmt | For | Against | Against | |
| | 3 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | 4 | Amendment to the 2009 Equity Incentive Plan | | Mgmt | For | For | For | |
| | 5 | Ratification of Auditor | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Valassis Communications, Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | VCI | CUSIP 918866104 | | 05/05/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Elect Joseph Anderson, Jr. | | Mgmt | For | For | For | |
| | 2 | Elect Patrick Brennan | | Mgmt | For | For | For | |
| | 3 | Elect Kenneth Darish | | Mgmt | For | For | For | |
| | 4 | Elect Walter Ku | | Mgmt | For | For | For | |
| | 5 | Elect Robert Recchia | | Mgmt | For | Against | Against | |
| | 6 | Elect Thomas Reddin | | Mgmt | For | For | For | |
| | 7 | Elect Alan Schultz | | Mgmt | For | For | For | |
| | 8 | Elect Wallace Snyder | | Mgmt | For | Against | Against | |
| | 9 | Elect Faith Whittlesey | | Mgmt | For | For | For | |
| | 10 | Amendment to the 2008 Omnibus Incentive Compensation Plan | | Mgmt | For | Against | Against | |
| | 11 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 12 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | 13 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 14 | Right to Adjourn Meeting | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Virnetx Holding Corp | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | VHC | CUSIP 92823T108 | | 05/26/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Kendall Larsen | | Mgmt | For | For | For | |
| | 1.2 | Elect Scott Taylor | | Mgmt | For | Withhold | Against | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Western Coal Corp | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | WTNCF | CUSIP 95801T107 | | 03/08/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Special | Canada | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Merger | | Mgmt | For | For | For | |
| | | | | | | | | |
| | | | | | | | | |
| Western Refining Inc | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | WNR | CUSIP 959319104 | | 06/07/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | United States | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Carin Barth | | Mgmt | For | For | For | |
| | 1.2 | Elect Paul Foster | | Mgmt | For | For | For | |
| | 1.3 | Elect L. Frederick Francis | | Mgmt | For | For | For | |
| | 2 | Ratification of Auditor | | Mgmt | For | For | For | |
| | 3 | Advisory Vote on Executive Compensation | | Mgmt | For | For | For | |
| | 4 | Frequency of Advisory Vote on Executive Compensation | | Mgmt | 3 Years | 1 Year | Against | |
| | | | | | | | | |
| | | | | | | | | |
| Xinyi Glass Holdings Ltd. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | 868.HK | CINS G9828G108 | | 05/06/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Cayman Islands | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 2 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | 3 | Accounts and Reports | | Mgmt | For | For | For | |
| | 4 | Allocation of Profits/Dividends | | Mgmt | For | For | For | |
| | 5 | Elect LEE Yin Yee | | Mgmt | For | Against | Against | |
| | 6 | Elect TUNG Ching Bor | | Mgmt | For | For | For | |
| | 7 | Elect TUNG Ching Sai | | Mgmt | For | Against | Against | |
| | 8 | Elect LEE Shing Kan | | Mgmt | For | Against | Against | |
| | 9 | Elect LI Ching Wai | | Mgmt | For | Against | Against | |
| | 10 | Directors' Fees | | Mgmt | For | For | For | |
| | 11 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For | |
| | 12 | Authority to Repurchase Shares | | Mgmt | For | For | For | |
| | 13 | Authority to Issue Shares w/o Preemptive Rights | | Mgmt | For | Against | Against | |
| | 14 | Authority to Issue Repurchased Shares | | Mgmt | For | Against | Against | |
| | 15 | Non-Voting Meeting Note | | N/A | N/A | N/A | N/A | |
| | | | | | | | | |
| | | | | | | | | |
| Yellow Media Inc. | | | | | | | | |
| | Ticker | Security ID: | | Meeting Date | Meeting Status | |
| | YLWPF | CUSIP 985521103 | | 05/05/2011 | Voted | |
| | | | | | | |
| | Meeting Type | Country of Trade | | | | | | |
| | Annual | Canada | | | | | | |
| | | | | | | | | |
| | Issue No. | Description | | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
| | 1.1 | Elect Michael Boychuck | | Mgmt | For | For | For | |
| | 1.2 | Elect John Gaulding | | Mgmt | For | For | For | |
| | 1.3 | Elect Paul Gobeil | | Mgmt | For | For | For | |
| | 1.4 | Elect Michael Lambert | | Mgmt | For | For | For | |
| | 1.5 | Elect Anthony Miller | | Mgmt | For | For | For | |
| | 1.6 | Elect Heather Munroe-Blum | | Mgmt | For | For | For | |
| | 1.7 | Elect Martin Nisenholtz | | Mgmt | For | For | For | |
| | 1.8 | Elect Marc Reisch | | Mgmt | For | For | For | |
| | 1.9 | Elect Michael Roach | | Mgmt | For | For | For | |
| | 1.10 | Elect Stuart Smith | | Mgmt | For | For | For | |
| | 1.11 | Elect Marc Tellier | | Mgmt | For | For | For | |
| | 2 | Appointment of Auditor and Authority to Set Fees | | Mgmt | For | For | For | |
| | 3 | Stock Option Plan | | Mgmt | For | For | For | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman Alternative Funds
| By: | /s/ Robert Conti |
| | Robert Conti |
| | Chief Executive Officer and President |
Date: August 26, 2011
